TY 2011 Form 990PF

- TIN:

Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation

or Section 4947(a)(1) Nonexempt Charitable Trust
Treated as a Private Foundation

Note. The foundation may be able to use a copy of this return to satisfy state reporting requirements.

OMB No. 1545-0052

2011

For calendar year 2011, or tax year beginning 08-01-2011 , and ending 07-31-2012

Check all that apply:Initial returnInitial return of a former public charityFinal return

Amended returnAddress changeName change

Name of foundation
THE WINDOVER FOUNDATION

Number and street (or P.O. box number if mail is not delivered to street address)KL GATES ONE LINCOLN ST Room/suite

City or town, state, and ZIP code
BOSTON, MA021112950

A Employer identification number

04-6897800

B Telephone number (see page 10 of the instructions)

(617) 261-3100

C If exemption application is pending, check here bullet

D 1. Foreign organizations, check here . bullet

H Check type of organization: Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trustOther taxable private foundation 2. Foreign organizations meeting the 85% test,
check here and attach computation bullet

I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16) bullet

$17,554,921J Accounting method: Cash Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)

E If private foundation status was terminated
under section 507(b)(1)(A), check here bullet

F If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here bullet

	Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see page 11 of the instructions).)	(a) Revenue and expenses per books		(b) Net investment income	(c) Adjusted net income	(d) Disbursements for charitable purposes (cash basis only)


1	Contributions, gifts, grants, etc., received (attach schedule)
2	Check
3	Interest on savings and temporary cash investments	1		1
4	Dividends and interest from securities......	358,232		358,232
5a	Gross rents..............
b	Net rental income or (loss)
6a	Net gain or (loss) from sale of assets not on line 10		238,086
b	Gross sales price for all assets on line 6a 6,330,994
7	Capital gain net income (from Part IV, line 2)...			238,086
8	Net short-term capital gain.........				3,204
9	Income modifications...........
10a	Gross sales less returns and allowances
b	Less: Cost of goods sold....
c	Gross profit or (loss) (attach schedule).....
11	Other income (attach schedule).......		2,899	2,899
12	Total. Add lines 1 through 11........	599,218		599,218	3,204
13	Compensation of officers, directors, trustees, etc.	50,601		25,301		25,300
14	Other employee salaries and wages......
15	Pension plans, employee benefits.......
16a	Legal fees (attach schedule).........		32,324			32,324
b	Accounting fees (attach schedule).......		7,900			7,900
c	Other professional fees (attach schedule)....		91,096	91,096
17	Interest...............
18	Taxes (attach schedule) (see page 14 of the instructions)		3,360	2,360		1,000
19	Depreciation (attach schedule) and depletion...
20	Occupancy..............
21	Travel, conferences, and meetings.......
22	Printing and publications..........
23	Other expenses (attach schedule).......		1,030	1,030
24	Total operating and administrative expenses.
	Add lines 13 through 23..........	186,311		119,787		66,524
25	Contributions, gifts, grants paid........	956,000				956,000
26	Total expenses and disbursements. Add lines 24 and 25	1,142,311		119,787		1,022,524
27	Subtract line 26 from line 12:
a	Excess of revenue over expenses and disbursements	-543,093
b	Net investment income (if negative, enter -0-)			479,431
c	Adjusted net income (if negative, enter -0-)...				3,204

For Privacy Act and Paperwork Reduction Act Notice, see page 30 of the instructions.

Cat. No. 11289X Form 990-PF (2011)

Form 990-PF (2011)

Page 2

Part II		Balance Sheets	Beginning of year	End of year
Part II		Balance Sheets	(a) Book Value	(b) Book Value	(c) Fair Market Value
	1	Cash—non-interest-bearing...............	336	29,709	29,709
	2	Savings and temporary cash investments..........	1,803,956	1,081,573	1,081,573
	3	Accounts receivable
		Less: allowance for doubtful accounts
	4	Pledges receivable
		Less: allowance for doubtful accounts
	5	Grants receivable.................
	6	Receivables due from officers, directors, trustees, and other
		disqualified persons (attach schedule) (see page 15 of the
		instructions)....................
	7	Other notes and loans receivable (attach schedule)
		Less: allowance for doubtful accounts
	8	Inventories for sale or use...............
	9	Prepaid expenses and deferred charges...........
	10a	Investments—U.S. and state government obligations (attach schedule)	914,995	2,428,163	2,518,159
	b	Investments—corporate stock (attach schedule)........	5,724,376	5,641,881	6,361,103
	c	Investments—corporate bonds (attach schedule)........	2,550,884	3,522,867	3,635,269
	11	Investments—land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	12	Investments—mortgage loans..............
	13	Investments—other (attach schedule)...........	6,395,156	4,152,616	3,929,108
	14	Land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	15	Other assets (describe )
	16	Total assets (to be completed by all filers—see the
		instructions. Also, see page 1, item I)	17,389,703	16,856,809	17,554,921
	17	Accounts payable and accrued expenses..........
	18	Grants payable...................
	19	Deferred revenue..................
	20	Loans from officers, directors, trustees, and other disqualified persons
	21	Mortgages and other notes payable (attach schedule)......
	22	Other liabilities (describe )
	23	Total liabilities (add lines 17 through 22)..........		0
		Foundations that follow SFAS 117, check here
		and complete lines 24 through 26 and lines 30 and 31.
	24	Unrestricted....................
	25	Temporarily restricted................
	26	Permanently restricted................
		Foundations that do not follow SFAS 117, check here
		and complete lines 27 through 31.
	27	Capital stock, trust principal, or current funds.........
	28	Paid-in or capital surplus, or land, bldg., and equipment fund
	29	Retained earnings, accumulated income, endowment, or other funds	17,389,703	16,856,809
	30	Total net assets or fund balances (see page 17 of the
		instructions)....................	17,389,703	16,856,809
	31	Total liabilities and net assets/fund balances (see page 17 of
		the instructions)..................	17,389,703	16,856,809

Part III	Analysis of Changes in Net Assets or Fund Balances
1	Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
	with end-of-year figure reported on prior year’s return)...............	1	17,389,703
2	Enter amount from Part I, line 27a.....................	2	-543,093
3	Other increases not included in line 2 (itemize)	3	40,175
4	Add lines 1, 2, and 3..........................	4	16,886,785
5	Decreases not included in line 2 (itemize)	5	29,976
6	Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30.	6	16,856,809

Form 990-PF (2011)

Page 3

Part IV

Capital Gains and Losses for Tax on Investment Income

(a) List and describe the kind(s) of property sold (e.g., real estate, 2-story brick warehouse; or common stock, 200 shs. MLC Co.)		(b) How acquired P—Purchase D—Donation	(c) Date acquired (mo., day, yr.)	(d) Date sold (mo., day, yr.)
1 a	40,000 SAN ANTONIO TX	P	2006-11-01	2011-08-31
b	75,000 HAWAII ST	P	2010-09-01	2011-08-31
c	100,000 NEW YORK ST DORM	P	2010-09-15	2011-08-31
d	300 OREILLY AUTOMOTIVE	P	2001-01-01	2011-10-27
e	800 LANCASTER COLONY	P	2001-01-01	2011-10-27
	300 MCDONALDS	P	2001-01-01	2012-01-04
	1,000 ANSYS	P	2001-01-01	2012-03-06
	550 TERDATA	P	2001-01-01	2012-03-09
	700 PHILILIPS	P	2001-01-01	2012-05-02
	1,400 CONOCOPHILLIPS	P	2001-01-01	2012-05-02
	63 IBM	P	2001-01-01	2012-06-29
	25 GOOGLE	P	2001-01-01	2012-06-29
	25,000 JEFFERSON CNTY	P	2001-01-01	2012-06-29
	75,000 JEFFERSON CNTY	P	2001-01-01	2012-06-29
	124 APPLE	P	2001-01-01	2012-06-29
	50 APPLE	P	2001-01-01	2012-07-05
	37.230.083 BNY MELLON BOND FUND	P	2001-01-01	2011-08-09
	37,009.624 BNY MELLON BOND FUND	P	2001-01-01	2011-08-11
	59,479.555 BNY MELLON BOND FUND	P	2001-01-01	2011-08-17
	190 OCCIDENTAL PETROLEUM	P	2001-01-01	2011-08-22
	30 AUDODESK	P	2001-01-01	2011-08-24
	60 CUMMINS	P	2001-01-01	2011-08-25
	40 CUMMINS	P	2001-01-01	2011-08-25
	266 NEWS CORP	P	2001-01-01	2011-08-25
	164 TIME WARNER	P	2001-01-01	2011-08-25
	130,000 US TSY NOTE .875	P	2001-01-01	2011-08-25
	881.48 FNMA POOL 975268	P	2001-01-01	2011-08-26
	191 TIME WARNER	P	2001-01-01	2011-08-26
	234 NEWS CORP	P	2001-01-01	2011-08-26
	124 AUTODESK	P	2001-01-01	2011-09-14
	81 AUTODESK	P	2001-01-01	2011-09-14
	205 AUTODESK	P	2001-01-01	2011-09-14
	176.81 FHLMC GOLD A69852	P	2001-01-01	2011-09-15
	426.04 FHLMC GOLD G05509	P	2001-01-01	2011-09-15
	502.21 FHLMC GOLD G05580	P	2001-01-01	2011-09-15
	134.09 FHLMC GOLD G04216	P	2001-01-01	2011-09-15
	206.09 FHLMC GOLD G05938	P	2001-01-01	2011-09-15
	398.57 FHLMC GOLD A92821	P	2001-01-01	2011-09-15
	306.68 FHLMC GOLD A95828	P	2001-01-01	2011-09-15
	88.9 FHLMC GOLD A95160	P	2001-01-01	2011-09-15
	143.77 FHLMC GOLD G06222	P	2001-01-01	2011-09-15
	30,000 US TSY NOTE .875	P	2001-01-01	2011-09-19
	80,000 US TSY NOTE 1.125	P	2001-01-01	2011-09-20
	90,000 US TSY NOTE .875	P	2001-01-01	2011-09-20
	14,869.889 BNY MELLON BOND FUND	P	2001-01-01	2011-09-23
	213.67 FNMA POOL 255364	P	2001-01-01	2011-09-26
	106.48 FNMA POOL 831812	P	2001-01-01	2011-09-26
	208.83 FNMA POOL 966608	P	2001-01-01	2011-09-26
	180.38 FNMA POOL 888967	P	2001-01-01	2011-09-26
	506.29 FNMA POOL 745948	P	2001-01-01	2011-09-26
	345.12 FNMA POOL 888890	P	2001-01-01	2011-09-26
	81.66 FNMA POOL MA0708	P	2001-01-01	2011-09-26
	1,162.96 FNMA POOL 975268	P	2001-01-01	2011-09-26
	664.03 FNMA POOL AL0573	P	2001-01-01	2011-09-26
	5,000 US TSY NOTE 1.125	P	2001-01-01	2011-09-28
	20,374.8 FHLMC GOLD G05580	P	2001-01-01	2011-09-28
	14,662.19 FHLMC GOLD G05509	P	2001-01-01	2011-09-28
	7,513.148 BNY MELLON BOND FUND	P	2001-01-01	2011-10-05
	40,000 US TSY NOTES 1.125	P	2001-01-01	2011-10-06
	50,000 US TSY NOTES 1.125	P	2001-01-01	2011-10-13
	45,000 US TSY NOTE	P	2001-01-01	2011-10-13
	3 BMC SOFTWARE	P	2001-01-01	2011-10-14
	35 GOOGLE	P	2001-01-01	2011-10-14
	385 BMC SOFTWARE	P	2001-01-01	2011-10-14
	102.78 FHLMC GOLD G11938	P	2001-01-01	2011-10-17
	251.03 FHLMC GOLD A69852	P	2001-01-01	2011-10-17
	614.94 FHLMC GOLD G04219	P	2001-01-01	2011-10-17
	141.99 FHLMC GOLD G04216	P	2001-01-01	2011-10-17
	171.02 FHLMC GOLD GO58938	P	2001-01-01	2011-10-17
	644.48 FHLMC GOLD A92821	P	2001-01-01	2011-10-17
	228.66 FHLMC GOLD A95828	P	2001-01-01	2011-10-17
	197.24 FHLMC GOLD A95160	P	2001-01-01	2011-10-17
	761 FHLMC GOLD G06222	P	2001-01-01	2011-10-17
	67 BMC SOFTWARE	P	2001-01-01	2011-10-17
	31.13 FHLMC GOLD A90393	P	2001-01-01	2011-10-17
	10,000 MICROSOFT	P	2001-01-01	2011-10-20
	5,000 US T-N0TE	P	2001-01-01	2011-10-21
	440 HALLIBURTON	P	2001-01-01	2011-10-21
	74 IBM	P	2001-01-01	2011-10-21
	200 CAPITAL ONE FINANCIAL	P	2001-01-01	2011-10-21
	210 CAPITAL ONE FINANCIAL	P	2001-01-01	2011-10-24
	5,000 MICROSOFT	P	2001-01-01	2011-10-24
	30 CAPITAL ONE FINANCIAL	P	2001-01-01	2011-10-24
	231.73 FNMA POOL 255364	P	2001-01-01	2011-10-25
	8.23 FNMA POOL 831812	P	2001-01-01	2011-10-25
	181.64 FNMA POOL 966608	P	2001-01-01	2011-10-25
	227.57 FNMA POOL 888967	P	2001-01-01	2011-10-25
	440.25 FNMA POOL 745948	P	2001-01-01	2011-10-25
	588.991 FNMA POOL 962301	P	2001-01-01	2011-10-25
	202.41 FNMA POOL 981446	P	2001-01-01	2011-10-25
	218.41 FNMA POOL AA7694	P	2001-01-01	2011-10-25
	280.08 FNMA POOL 88890	P	2001-01-01	2011-10-25
	239.16 FNMA POOL 888890	P	2001-01-01	2011-10-25
	48.95 FNMA POOL AH4794	P	2001-01-01	2011-10-25
	64.76 FNMA POOL AH3519	P	2001-01-01	2011-10-25
	95.22 FNMA POOL MA708	P	2001-01-01	2011-10-25
	990.4 FNMA POOL 975268	P	2001-01-01	2011-10-25
	45,000 US T-NOTE	P	2001-01-01	2011-10-25
	660.7 FNMA POOL AL0573	P	2001-01-01	2011-10-25
	307.02 FNMA POOL AJ1758	P	2001-01-01	2011-10-25
	3,690.69 FNMA POOL AE5895	P	2001-01-01	2011-10-25
	54 IBM	P	2001-01-01	2011-11-01
	770 TEXTRON	P	2001-01-01	2011-11-07
	196 NORDSTROM	P	2001-01-01	2011-11-07
	17 NORDSTROM	P	2001-01-01	2011-11-07
	14,962.594 BNY MELLON FOC EQ OPP	P	2001-01-01	2011-11-08
	211 NORDSTROM	P	2001-01-01	2011-11-08
	11 NORDSTROM	P	2001-01-01	2011-11-08
	3,595 RUBBERMAID	P	2001-01-01	2011-11-10
	20,000 US TSY NOTE	P	2001-01-01	2011-10-10
	368.46 FHLMC GOLD Q03517	P	2001-01-01	2011-11-15
	112.09 FHLMC GOLD G11938	P	2001-01-01	2011-11-15
	221.82 FHLMC GOLD A69852	P	2001-01-01	2011-11-15
	246.59 FHLMC GOLD A90393	P	2001-01-01	2011-11-15
	551.54 FHLMC GOLD G04219	P	2001-01-01	2011-11-15
	115.42 FHLMC GOLD GO4219	P	2001-01-01	2011-11-15
	229.48 FHLMC GOLD GO5938	P	2001-01-01	2011-11-15
	640.78 FHLMC GOLD A92821	P	2001-01-01	2011-11-15
	513.08 FHLMC GOLD A95828	P	2001-01-01	2011-11-15
	177.27 FHLMC GOLD A95160	P	2001-01-01	2011-11-15
	1,173.86 FHLMC GOLD G06222	P	2001-01-01	2011-11-15
	15,000 US TSY NOTE .5	P	2001-01-01	2011-11-15
	10,000 US TSY NOTE	P	2001-01-01	2011-11-15
	170 CONOCOPHILLIPS	P	2001-01-01	2011-11-16
	10 CONOCOPHILLIPS	P	2001-01-01	2011-11-17
	15,000 US TSY NOTE	P	2001-01-01	2011-11-21
	20,000 US TSY NOTE	P	2001-01-01	2011-11-22
	15,000 US TSY NOTE	P	2001-01-01	2011-11-23
	10,000 US TSY BOND	P	2001-01-01	2011-11-23
	3,527.59 FNMA POOL AL0219	P	2001-01-01	2011-11-25
	906.1 FNMA POOL AE5895	P	2001-01-01	2011-11-25
	294.5 FNMA POOL 255364	P	2001-01-01	2011-11-25
	122.61 FNMA POOL 831812	P	2001-01-01	2011-11-25
	29.4 FNMA POOL 966608	P	2001-01-01	2011-11-25
	217.18 FNMA POOL 888967	P	2001-01-01	2011-11-25
	507.1 FNMA POOL 745948	P	2001-01-01	2011-11-25
	262.2 FNMA POOL 962301	P	2001-01-01	2011-11-25
	389.38 FNMA POOL 981644	P	2001-01-01	2011-11-25
	368.76 FNMA POOL AA7694	P	2001-01-01	2011-11-25
	910.7 FNMA POOL AC8596	P	2001-01-01	2011-11-25
	315.29 FNMA POOL 888890	P	2001-01-01	2011-11-25
	263.45 FNMA POOL AD2351	P	2001-01-01	2011-11-25
	557.41 FNMA POOL AH4794	P	2001-01-01	2011-11-25
	65.76 FNMA POOL AH3519	P	2001-01-01	2011-11-25
	94.2 FNMA POOL MA0708	P	2001-01-01	2011-11-25
	1,751.89 FNMA POOL 975268	P	2001-01-01	2011-11-25
	869.8 FNMA POOL AL0573	P	2001-01-01	2011-11-25
	550.5 FNMA POOL AJ1758	P	2001-01-01	2011-11-25
	158 COMERICA	P	2001-01-01	2011-12-08
	297 COMERICA	P	2001-01-01	2011-12-08
	15,000 US TSY NOTE .75	P	2001-01-01	2011-12-12
	15,000 US TSY NOTE	P	2001-01-01	2011-12-12
	97 THERMO FISHER SCIENTIFIC	P	2001-01-01	2011-12-14
	95 THERMO FISHER SCIENTIFIC	P	2001-01-01	2011-12-14
	191 THERMO FISHER SCIENTIFIC	P	2001-01-01	2011-12-14
	957.24 FHLMC GOLD Q03517	P	2001-01-01	2011-12-15
	89.13 FHLMC GOLD G11938	P	2001-01-01	2011-12-15
	278.48 FHLMC GOLD A69852	P	2001-01-01	2011-12-15
	31.86 FHLMC GOLD A90303	P	2001-01-01	2011-12-15
	592.25 FHLMC GOLD G04219	P	2001-01-01	2011-12-15
	136.6 FHLMC GOLD G04216	P	2001-01-01	2011-12-15
	210.73 FHLMC GOLD G05938	P	2001-01-01	2011-12-15
	412.14 FHLMC GOLD A92821	P	2001-01-01	2011-12-15
	192.39 FHLMC GOLD A95828	P	2001-01-01	2011-12-15
	261.29 FHLMC GOLD A95169	P	2001-01-01	2011-12-15
	1,108.78 FHLMC GOL22D G06	P	2001-01-01	2011-12-15
	30,000 FHLMC GOLD	P	2001-01-01	2011-12-15
	21 THERMO FISHER SCIENTIFIC	P	2001-01-01	2011-12-15
	101 THERMO FISHER SCIENTIFIC	P	2001-01-01	2011-12-15
	284.52 FNMA POOL 255364	P	2001-01-01	2011-12-27
	208.37 FNMA POOL 831812	P	2001-01-01	2011-12-27
	77.47 FNMA POOL 966608	P	2001-01-01	2011-12-27
	218.13 FNMA POOL 888967	P	2001-01-01	2011-12-27
	379.02 FNMA POOL 745948	P	2001-01-01	2011-12-27
	943.09 FNMA POOL 962301	P	2001-01-01	2011-12-27
	221.62 FNMA POOL 981644	P	2001-01-01	2011-12-27
	472.57 FNMA POOL AA7694	P	2001-01-01	2011-12-27
	941.76 FNMA POOL AC8596	P	2001-01-01	2011-12-27
	264.82 FNMA POOL 888890	P	2001-01-01	2011-12-27
	339.84 FNMA POOL AD2351	P	2001-01-01	2011-12-27
	516.19 FNMA POOL AH4794	P	2001-01-01	2011-12-27
	65.16 FNMA POOL AH3519	P	2001-01-01	2011-12-27
	106.88 FNMA POOL MA0708	P	2001-01-01	2011-12-27
	1,387.07 FNMA POOL 975268	P	2001-01-01	2011-12-27
	776.02 FNMA POOL AL0573	P	2001-01-01	2011-12-27
	334.64 FNMA POOL AJ1758	P	2001-01-01	2011-12-27
	1,046.52 FNMA POOL AL0219	P	2001-01-01	2011-12-27
	1,119.4 FNMA POOL AE5895	P	2001-01-01	2011-12-28
	30,000 FNMA	P	2001-01-01	2012-01-12
	30,000 FNMA	P	2001-01-01	2012-01-12
	15,000 TIME WARNER	P	2001-01-01	2012-01-13
	106.37 FHLMC GOLD G11938	P	2001-01-01	2012-01-17
	251.38 FHLMC GOLD A69852	P	2001-01-01	2012-01-17
	283.07 FHLMC GOLD G04719	P	2001-01-01	2012-01-17
	31.59 FHLMC GOLD A90393	P	2001-01-01	2012-01-17
	537.64 FHLMC GOLD G04219	P	2001-01-01	2012-01-17
	114.72 FHLMC GOLD G04216	P	2001-01-01	2012-01-17
	173.5 FHLMC GOLD G05938	P	2001-01-01	2012-01-17
	574.85 FHLMC GOLD A92821	P	2001-01-01	2012-01-17
	222.01 FHLMC GOLD A95828	P	2001-01-01	2012-01-17
	253.29 FHLMC GOLD A95160	P	2001-01-01	2012-01-17
	415.02 FHLMC GOLD G06222	P	2001-01-01	2012-01-17
	1,908.86 FHLMC GOLD Q03517	P	2001-01-01	2012-01-18
	25.43 FHLMC POOL Q4584	P	2001-01-01	2012-01-18
	30,000 FHLMC GOLD	P	2001-01-01	2012-01-18
	2,277.98 FHLMC GOLD G11938	P	2001-01-01	2012-01-18
	2,467.53 FMNA POOL AA7694	P	2001-01-01	2012-01-18
	10,000 BARCLAYS BANK	P	2001-01-01	2012-01-23
	10,000 SBC COMMUNICATIONS	P	2001-01-01	2012-01-24
	1,144.83 FNMA POOL AE5895	P	2001-01-01	2012-01-25
	348.46 FNMA POOL 745948	P	2001-01-01	2012-01-25
	343.01 FNMA POOL 255364	P	2001-01-01	2012-01-25
	246.32 FNMA POOL 831812	P	2001-01-01	2012-01-25
	463.16 FNMA POOL 966608	P	2001-01-01	2012-01-25
	179.66 FNMA POOL 888967	P	2001-01-01	2012-01-25
	221.18 FNMA POOL 962301	P	2001-01-01	2012-01-25
	26.42 FNMA POOL 981644	P	2001-01-01	2012-01-25
	375.29 FNMA POOL AA7694	P	2001-01-01	2012-01-25
	792.49 FNMA POOL AC8596	P	2001-01-01	2012-01-25
	299.22 FNMA POOL 888890	P	2001-01-01	2012-01-25
	399.07 FNMA POOL AD2351	P	2001-01-01	2012-01-25
	233 FNMA POOL AH4794	P	2001-01-01	2012-01-25
	307.93 FNMA POOL AH3519	P	2001-01-01	2012-01-25
	451.2 FNMA POOL MA0708	P	2001-01-01	2012-01-25
	1568.35 FNMA POOL 975268	P	2001-01-01	2012-01-25
	1167.07 FNMA POOL AL0573	P	2001-01-01	2012-01-25
	434.45 FNMA POOL AJ1758	P	2001-01-01	2012-01-25
	1235.96 FNMA POOL AL0219	P	2001-01-01	2012-01-25
	5,000 US TSY NOTE .75	P	2001-01-01	2012-01-25
	20,000 JP MORGAN CHASE	P	2001-01-01	2012-01-25
	22 OMNICOM GROUP	P	2001-01-01	2012-01-25
	107 OMNICOM GROUP	P	2001-01-01	2012-01-25
	580 PPL	P	2001-01-01	2012-01-25
	60 CHUBB	P	2001-01-01	2012-01-25
	80 CHUBB	P	2001-01-01	2012-01-25
	5,000 SBC COMMUNICATIONS	P	2001-01-01	2012-01-26
	156 OMNICOM GROUP	P	2001-01-01	2012-01-26
	185 OMNICOM GROUP	P	2001-01-01	2012-01-27
	10,000 TELEFONICA EMISIONES	P	2001-01-01	2012-01-27
	15,000 TELEFONICA EMISIONES	P	2001-01-01	2012-01-30
	115 OMNICOM GROUP	P	2001-01-01	2012-01-30
	114 HESS	P	2001-01-01	2012-01-31
	95 LINCOLN NATL	P	2001-01-01	2012-01-31
	378 LINCOLN NATL	P	2001-01-01	2012-02-01
	124 HESS	P	2001-01-01	2012-02-01
	247 LINCOLN NATL	P	2001-01-01	2012-02-02
	30,000 US TSY NOTE .75	P	2001-01-01	2012-02-13
	30,000 FNMA MTG	P	2001-01-01	2012-02-13
	5,000 SBC COMMUNICATIONS	P	2001-01-01	2012-02-14
	25.81 FHLMC POOL Q04584	P	2001-01-01	2012-02-14
	1841.5 FHLMC GOLD Q03517	P	2001-01-01	2012-02-15
	291.69 FHLMC GOLD A69852	P	2001-01-01	2012-02-15
	274.88 FHLMC GOLD G04719	P	2001-01-01	2012-02-15
	289.02 FHLMC GOLD A09303	P	2001-01-01	2012-02-15
	519.81 FHLMC GOLD G04219	P	2001-01-01	2012-02-15
	138.82 FHLMC GOLD G04219	P	2001-01-01	2012-02-15
	185.04 FHLMC GOLD G05938	P	2001-01-01	2012-02-15
	554.66 FHLMC GOLD A92821	P	2001-01-01	2012-02-15
	291.27 FHLMC GOLD A 95828	P	2001-01-01	2012-02-15
	191.48 FHLMC GOLD A95160	P	2001-01-01	2012-02-15
	295.02 FHLMC GOLD G06222	P	2001-01-01	2012-02-15
	58,974 FNMA POOL AL0573	P	2001-01-01	2012-02-16
	35,000 FHLMC GOLD	P	2001-01-01	2012-02-16
	235 NORFOLK SOUTHERN	P	2001-01-01	2012-02-21
	120 NORFOLK SOUTHERN	P	2001-01-01	2012-02-21
	10,000 US TSY NOTE .75	P	2001-01-01	2012-02-24
	1316.45 FNMA POOL AE5895	P	2001-01-01	2012-02-27
	194.43 FNMA POOL 255364	P	2001-01-01	2012-02-27
	233.06 FNMA POOL 831812	P	2001-01-01	2012-02-27
	190.36 FNMA POOL 966608	P	2001-01-01	2012-02-27
	180.4 FNMA POOL 888967	P	2001-01-01	2012-02-27
	438.82 FNMA POOL 745948	P	2001-01-01	2012-02-27
	505.66 FNMA POOL 962301	P	2001-01-01	2012-02-27
	55.84 FNMA POOL 981644	P	2001-01-01	2012-02-27
	109.1 FNMA POOL AA7694	P	2001-01-01	2012-02-27
	573.33 FNMA POOL AC8596	P	2001-01-01	2012-02-27
	264.9 FNMA POOL 888890	P	2001-01-01	2012-02-27
	245 FNMA POOL AD2351	P	2001-01-01	2012-02-27
	47.98 FNMA POOL AH4794	P	2001-01-01	2012-02-27
	560.41 FNMA POOL AH3519	P	2001-01-01	2012-02-27
	110.6 FNMA POOL MA0708	P	2001-01-01	2012-02-27
	708.62 FNMA POOL 975268	P	2001-01-01	2012-02-27
	1574.87 FNMA POOL AL0573	P	2001-01-01	2012-02-27
	497.9 FNMA POOL AJ1758	P	2001-01-01	2012-02-27
	1242.29 FNMA POOL AL0219	P	2001-01-01	2012-02-27
	30,000 GENERAL ELEC CAP CRP	P	2001-01-01	2012-02-27
	30,000 US TSY NOTE .75	P	2001-01-01	2012-02-27
	15,000 GENERAL MILLS	P	2001-01-01	2012-02-29
	5,000 US TSY NOTE .75	P	2001-01-01	2012-02-29
	55,000 US TSY NOTE .75	P	2001-01-01	2012-03-01
	5,000 US TSY NOTE	P	2001-01-01	2012-03-01
	5,000 NYSE EURONEXT	P	2001-01-01	2012-03-09
	30,000 FNMA	P	2001-01-01	2012-03-12
	10,000 US TSY NOTE .5	P	2001-01-01	2012-03-12
	14,278.17 FNMA POOL AJ5643	P	2001-01-01	2012-03-12
	2524.45 FHLMC GOLD Q035019	P	2001-01-01	2012-03-15
	26.72 FHLMC POOL Q04584	P	2001-01-01	2012-03-15
	266.85 FHLMC GOLD A69852	P	2001-01-01	2012-03-15
	421.73 FHLMC GOLD G04719	P	2001-01-01	2012-03-15
	220.35 FHLMC GOLD A90393	P	2001-01-01	2012-03-15
	506.84 FHLMC GOLD G04219	P	2001-01-01	2012-03-15
	124.77 FHLMC GOLD G04216	P	2001-01-01	2012-03-15
	207.04 FHLMC GOLD G05938	P	2001-01-01	2012-03-15
	678.18 FHLMC GOLD A92821	P	2001-01-01	2012-03-15
	438.78 FHLMC GOLD A95828	P	2001-01-01	2012-03-15
	302.66 FHLMC A9160	P	2001-01-01	2012-03-15
	241.28 FHLMC GOLD G06222	P	2001-01-01	2012-03-15
	15,000 JEFFERIES GROUP	P	2001-01-01	2012-03-15
	40,000 FHLMC	P	2001-01-01	2012-03-15
	445 HONEWELL	P	2001-01-01	2012-03-16
	10,000 TELEFONICA EMISONES	P	2001-01-01	2012-03-23
	286.14 FNMA POOL AE5895	P	2001-01-01	2012-03-26
	1583.09 FNMA POOL AL0219	P	2001-01-01	2012-03-26
	530.48 FNMA POOL AJ5643	P	2001-01-01	2012-03-26
	224.11 FNMA POOL 255364	P	2001-01-01	2012-03-26
	280.2 FNMA POOL 831812	P	2001-01-01	2012-03-26
	29.49 FNMA POOL 966608	P	2001-01-01	2012-03-26
	185.68 FNMA POOL 888967	P	2001-01-01	2012-03-26
	459.11 FNMA POOL 745948	P	2001-01-01	2012-03-26
	313.26 FNMA POOL 962301	P	2001-01-01	2012-03-26
	130.86 FNMA POOL 981644	P	2001-01-01	2012-03-26
	98.75 FNMA POOL AA7694	P	2001-01-01	2012-03-26
	594.29 FNMA POOL AC8596	P	2001-01-01	2012-03-26
	160.49 FNMA POOL MA 0708	P	2001-01-01	2012-03-26
	876.83 FNMA POOL 975268	P	2001-01-01	2012-03-26
	512.87 FNMA POOL AJ1758	P	2001-01-01	2012-03-26
	125.72 FNMA POOL AB4113	P	2001-01-01	2012-03-26
	266.7 FNMA POOL AK2439	P	2001-01-01	2012-03-26
	564.24 FNMA POOL AC8596	P	2001-01-01	2012-03-26
	329.18 FNMA POOL 888890	P	2001-01-01	2012-03-26
	481.02 FNMA POOL AD2351	P	2001-01-01	2012-03-26
	504.91 FNMA POOL AH4794	P	2001-01-01	2012-03-26
	142 PROCTER GAMBLE	P	2001-01-01	2012-04-02
	14 PROCTER GAMBLE	P	2001-01-01	2012-04-02
	124 DUPONT	P	2001-01-01	2012-04-03
	136 DUPONT	P	2001-01-01	2012-04-03
	220 TYCO INTL	P	2001-01-01	2012-04-03
	540 ORACLE	P	2001-01-01	2012-04-04
	10,000 US TSY NOTE	P	2001-01-01	2012-04-09
	10,000 US TSY NOTE	P	2001-01-01	2012-04-11
	38,302.4 FNMA POOL AE5895	P	2001-01-01	2012-04-12
	30,000 FHLMC	P	2001-01-01	2012-04-12
	424.18 FHLMC GOLD G04718	P	2001-01-01	2012-04-16
	323.35 FHLMC GOLD A69852	P	2001-01-01	2012-04-16
	238.64 FHLMC GOLD A90393	P	2001-01-01	2012-04-16
	551.22 FHLMC GOLD G04219	P	2001-01-01	2012-04-16
	173.75 FHLMC GOLD G04219	P	2001-01-01	2012-04-16
	300.51 FHLMC GOLD G05938	P	2001-01-01	2012-04-16
	568.76 FHLMC GOLD A92821	P	2001-01-01	2012-04-16
	554.69 FHLMC GOLD A95828	P	2001-01-01	2012-04-16
	376.89 FHLMC GOLD A95160	P	2001-01-01	2012-04-16
	706.28 FHLMC GOLD G06222	P	2001-01-01	2012-04-16
	27.12 FHLMC POOL Q04584	P	2001-01-01	2012-04-17
	1501.78 FHLMC GOLD Q03517	P	2001-01-01	2012-04-17
	45,000 FHLMC	P	2001-01-01	2012-04-17
	789.8 FNMA POOL AE5895	P	2001-01-01	2012-04-25
	20,000 JOHNSON CONTROLS	P	2001-01-01	2012-04-23
	2667.33 FNMA POOL AL0219	P	2001-01-01	2012-04-25
	341.42 FNMA POOL 255364	P	2001-01-01	2012-04-25
	6.88 FNMA POOL 831812	P	2001-01-01	2012-04-25
	497.94 FNMA POOL 966608	P	2001-01-01	2012-04-25
	215.95 FNMA POOL 888967	P	2001-01-01	2012-04-25
	544.14 FNMA POOL 745948	P	2001-01-01	2012-04-25
	274.89 FNMA POOL 962301	P	2001-01-01	2012-04-25
	127.16 FNMA POOL 981644	P	2001-01-01	2012-04-25
	360.6 FNMA POOL AA7694	P	2001-01-01	2012-04-25
	617.41 FNMA POOL AC8596	P	2001-01-01	2012-04-25
	368.51 FNMA POOL 888890	P	2001-01-01	2012-04-25
	258.47 FNMA POOL AD2351	P	2001-01-01	2012-04-25
	433.61 FNMA POOL AH4794	P	2001-01-01	2012-04-25
	478.58 FNMA POOL AH3519	P	2001-01-01	2012-04-25
	148.11 FNMA POOL MA0708	P	2001-01-01	2012-04-25
	1502.64 FNMA POOL 975268	P	2001-01-01	2012-04-25
	596.81 FNMA POOL AJ1758	P	2001-01-01	2012-04-25
	800.81 FNMA POOL AB4113	P	2001-01-01	2012-04-25
	491.9 FNMA POOL AK2439	P	2001-01-01	2012-04-25
	393.65 FNMA POOL AK2717A	P	2001-01-01	2012-04-25
	40,000 US T-NOTE 2.125	P	2001-01-01	2012-04-27
	10,000 US TSY NOTE	P	2001-01-01	2012-04-30
	10,000 US TSY NOTE	P	2001-01-01	2012-04-30
	70 MCKESSON	P	2001-01-01	2012-05-02
	140 MCKESSON	P	2001-01-01	2012-05-03
	11 PHILLIPS	P	2001-01-01	2012-05-08
	129 PHILLIPS	P	2001-01-01	2012-05-08
	38,214.48 FNMA POOL MA0708	P	2001-01-01	2012-05-14
	35,000 FHLMC	P	2001-01-01	2012-05-14
	13,127.87 FHLMC	P	2001-01-01	2012-05-14
	345.09 FHLMC POOL Q04584	P	2001-01-01	2012-05-15
	1549.51 FHLMC GOLD Q03517	P	2001-01-01	2012-05-15
	281.58 FHLMC GOLD A69852	P	2001-01-01	2012-05-15
	535.99 FHLMC GOLD G04719	P	2001-01-01	2012-05-15
	307.94 FHLMC GOLD A90393	P	2001-01-01	2012-05-15
	552.65 FHLMC GOLD G04219	P	2001-01-01	2012-05-15
	183.14 FHLMC GOLD G04219	P	2001-01-01	2012-05-15
	203.32 FHLMC GOLD G05938	P	2001-01-01	2012-05-15
	447.79 FHLMC GOLD A92821	P	2001-01-01	2012-05-15
	625 FHLMC GOLD A95828	P	2001-01-01	2012-05-15
	314.63 FHLMC GOLD A95160	P	2001-01-01	2012-05-15
	1203.62 FHLMC GOLD G06222	P	2001-01-01	2012-05-15
	45,000 FHLMC	P	2001-01-01	2012-05-17
	10,000 APACHE	P	2001-01-01	2012-05-22
	30,000 FHLB	P	2001-01-01	2012-05-23
	20,000 US TSY NOTE .75	P	2001-01-01	2012-05-23
	10,000 US TSY NOTE .5	P	2001-01-01	2012-05-23
	5,000 KRAFT FOODS	P	2001-01-01	2012-05-23
	174.87 FNMA POOL MA0708	P	2001-01-01	2012-05-25
	1494.11 FNMA POOL AL0219	P	2001-01-01	2012-05-25
	389.87 FNMA POOL 255364	P	2001-01-01	2012-05-25
	373.68 FNMA POOL 831812	P	2001-01-01	2012-05-25
	643.93 FNMA POOL 966608	P	2001-01-01	2012-05-25
	219.99 FNMA POOL 888967	P	2001-01-01	2012-05-25
	673.78 FNMA POOL 745948	P	2001-01-01	2012-05-25
	514.5 FNMA POOL 962301	P	2001-01-01	2012-05-25
	153.68 FNMA POOL 981644	P	2001-01-01	2012-05-25
	55.99 FNMA POOL AA7694	P	2001-01-01	2012-05-25
	577.09 FNMA POOL AC8596	P	2001-01-01	2012-05-25
	419.86 FNMA POOL 888890	P	2001-01-01	2012-05-25
	249.45 FNMA POOL AD2351	P	2001-01-01	2012-05-25
	219.04 FNMA POOL AH4794	P	2001-01-01	2012-05-25
	334.57 FNMA POOL AH3519	P	2001-01-01	2012-05-25
	1277.43 FNMA POOL 975268	P	2001-01-01	2012-05-25
	391,95 FNMA POOL AJ1758	P	2001-01-01	2012-05-25
	245.27 FNMA POOL AB4113	P	2001-01-01	2012-05-25
	652.62 FNMA POOL AK2439	P	2001-01-01	2012-05-25
	396.91 FNMA POOL AK2717	P	2001-01-01	2012-05-25
	297.81 FNMA POOL AK5762	P	2001-01-01	2012-05-25
	10,000 APACHE	P	2001-01-01	2012-05-25
	5,000 KRAFT FOODS	P	2001-01-01	2012-05-25
	5,000 KRAFT FOODS	P	2001-01-01	2012-05-30
	5,000 KRAFT FOODS	P	2001-01-01	2012-06-04
	5,000 US TSY NOTE	P	2001-01-01	2012-06-04
	15,000 US TSY NOTE .5	P	2001-01-01	2012-06-07
	10,000 US TSY NOTE .5	P	2001-01-01	2012-06-08
	19 CUMMINS	P	2001-01-01	2012-06-12
	18 ENERGIZER HLDGS	P	2001-01-01	2012-06-12
	15,000 US TSY NOTE	P	2001-01-01	2012-06-12
	40,000 FNMA	P	2001-01-01	2012-06-13
	162 ENERGIZER HLDGS	P	2001-01-01	2012-06-13
	170 CUMMINS	P	2001-01-01	2012-06-13
	26.91 FHLMC POOL Q04584	P	2001-01-01	2012-06-15
	1514.21 FHLMC GOLD Q03517	P	2001-01-01	2012-06-15
	343.32 FHLMC GOLD A69852	P	2001-01-01	2012-06-15
	436.73 FHLMC GOLD G04719	P	2001-01-01	2012-06-15
	199.46 FHL,C GOLD A90393	P	2001-01-01	2012-06-15
	590.37 FHLMC GOLD G04219	P	2001-01-01	2012-06-15
	50,00 FHLMC	P	2001-01-01	2012-06-18
	70 BAXTER INTL	P	2001-01-01	2012-06-19
	184 ELECTRONIC ARTS	P	2001-01-01	2012-06-19
	10 ELECTRONIC ARTS	P	2001-01-01	2012-06-20
	583 ELECTRONIC ARTS	P	2001-01-01	2012-06-20
	420 BAXTER INTL	P	2001-01-01	2012-06-20
	40 ELECTRONIC ARTS	P	2001-01-01	2012-06-20
	33 ELECTRONICS ARTS	P	2001-01-01	2012-06-20
	1657.18 FNMA POOL AL0219	P	2001-01-01	2012-06-25
	167.06 FNMA POOL 255364	P	2001-01-01	2012-06-25
	65.99 FNMA POOL 831812	P	2001-01-01	2012-06-25
	471.64 FNMA POOL 966608	P	2001-01-01	2012-06-25
	199.72 FNMA POOL 888967	P	2001-01-01	2012-06-25
	711.32 FNMA POOL 745948	P	2001-01-01	2012-06-25
	1009.74 FNMA POOL 962301	P	2001-01-01	2012-06-25
	113.68 FNMA 981644	P	2001-01-01	2012-06-25
	198.1 FNMA POOL AA7694	P	2001-01-01	2012-06-25
	514.36 FNMA POOL AC8596	P	2001-01-01	2012-06-25
	450.12 FNMA POOL 888890	P	2001-01-01	2012-06-25
	179.14 FNMA POOL AD2351	P	2001-01-01	2012-06-25
	163.89 FNMA POOL AH4794	P	2001-01-01	2012-06-25
	440.38 FNMA POOL AH3519	P	2001-01-01	2012-06-25
	1421.99 FNMA POOL 975268	P	2001-01-01	2012-06-25
	552.61 FNMA POOL AJ1758	P	2001-01-01	2012-06-25
	395.95 FNMA POOL AB4113	P	2001-01-01	2012-06-25
	246.93 FNMA POOL AK2439	P	2001-01-01	2012-06-25
	64.59 FNMA POOL AK2717	P	2001-01-01	2012-06-25
	51.17 FNMA POOL AK5762	P	2001-01-01	2012-06-25
	182 NETAPP	P	2001-01-01	2012-06-25
	60 NETAPP	P	2001-01-01	2012-06-25
	13 NETAPP	P	2001-01-01	2012-06-26
	167 NETAPP	P	2001-01-01	2012-06-26
	10,000 NYSE EURONEXT	P	2001-01-01	2012-06-28
	5,000 COMCAST	P	2001-01-01	2012-06-29
	10,000 NYSE EURONEXT	P	2001-01-01	2012-07-02
	30,000 US TSY NOTE	P	2001-01-01	2012-07-02
	8771.93 BNY MID CAP STOCK	P	2001-01-01	2012-07-03
	3802.281 DREYFUS PRE STRAT INTER	P	2001-01-01	2012-07-03
	3182.556 DREYFUS/NEWTON INTER EQ	P	2001-01-01	2012-07-03
	5555.556 BNY MELLON INTL	P	2001-01-01	2012-07-03
	25,000 HSBC FINANCE	P	2001-01-01	2012-07-03
	10,000 PETROBRAS INTL FIN	P	2001-01-01	2012-07-03
	5,000 US TSY NOTE	P	2001-01-01	2012-07-03
	5,000 US TSY NOTE	P	2001-01-01	2012-07-05
	5,000 US TSY NOTE .625	P	2001-01-01	2012-07-05
	25,000 LLOYDS TSB BANK PLC	P	2001-01-01	2012-07-10
	20 TERADATA	P	2001-01-01	2012-07-11
	120 TERADATA	P	2001-01-01	2012-07-12
	27,473.99 FNMA POOL AB4113	P	2001-01-01	2012-07-12
	22,000 TYCO INTL FIN	P	2001-01-01	2012-07-13
	284.43 FHLMC GOLD A69852	P	2001-01-01	2012-07-16
	478.61 FHLMC GOLD G04719	P	2001-01-01	2012-07-16
	249.37 FHLMC GOLD A90393	P	2001-01-01	2012-07-16
	609.1 FHLMC GOLD GO4219	P	2001-01-01	2012-07-16
	165.83 FHLMC GOLD GO4216	P	2001-01-01	2012-07-16
	329.45 FHLMC GOLD G05938	P	2001-01-01	2012-07-16
	456.35 FHLMC GOLD A92821	P	2001-01-01	2012-07-16
	505.28 FHLMC GOLD A95828	P	2001-01-01	2012-07-16
	297.57 FHLMC GOLD A95160	P	2001-01-01	2012-07-16
	565.48 FHLMC GOLD G0622	P	2001-01-01	2012-07-16
	1253.56 FHLMC GOLD G05477	P	2001-01-01	2012-07-16
	1480.02 FHLMC GOLD J16933	P	2001-01-01	2012-07-16
	35,000 US TSY NOTE .5	P	2001-01-01	2012-07-16
	1618.27 FHLMC GOLD Q03517	P	2001-01-01	2012-07-17
	573.82 FHLMC POOL Q04584	P	2001-01-01	2012-07-17
	9 ST JUDE MEDICAL	P	2001-01-01	2012-07-23
	501 ST JUDE MEDICAL	P	2001-01-01	2012-07-23
	1650.71 FNMA POOL AL0219	P	2001-01-01	2012-07-25
	612.97 FNMA POOL AB4113	P	2001-01-01	2012-07-25
	277.35 FNMAPOOL 255364	P	2001-01-01	2012-07-25
	114.13 FNMA POOL 831812	P	2001-01-01	2012-07-25
	938.66 FNMA POOL 966608	P	2001-01-01	2012-07-25
	250.92 FNMA POOL 888967	P	2001-01-01	2012-07-25
	644.3 FNMA POOL 745948	P	2001-01-01	2012-07-25
	183.86 FNMA POOL 862301	P	2001-01-01	2012-07-25
	23.16 FNMA POOL 981644	P	2001-01-01	2012-07-25
	193.9 FNMA POOL AA7694	P	2001-01-01	2012-07-25
	557.81 FNMA POOL AC8596	P	2001-01-01	2012-07-25
	505.22 FNMA POOL 888890	P	2001-01-01	2012-07-25
	361.04 FNMA POOL AD2351	P	2001-01-01	2012-07-25
	535.81 FNMA POOL AH4794	P	2001-01-01	2012-07-25
	716.43 FNMA POOL AH3519	P	2001-01-01	2012-07-25
	1678.42 FNMA POOL 975268	P	2001-01-01	2012-07-25
	835.73 FNMA POOL AJ1758	P	2001-01-01	2012-07-25
	637.59 FNMA PPOOL AK2712	P	2001-01-01	2012-07-25
	393.34 FNMA POOL AK2439	P	2001-01-01	2012-07-25
	52.12 FNMA POOL AK5762	P	2001-01-01	2012-07-25
	160.07 FNMA POOL AB5471	P	2001-01-01	2012-07-25
	10 LIMITED BRANDS	P	2001-01-01	2012-07-25
	11 DIRECTV	P	2001-01-01	2012-07-25
	215 DIRECTV	P	2001-01-01	2012-07-26
	140 LIMITED BRANDS	P	2001-01-01	2012-07-26
	153 DIRECTV	P	2001-01-01	2012-07-27
	132 LIMITED BRANDS	P	2001-01-01	2012-07-27
	88 LIMITED BRANDS	P	2001-01-01	2012-07-27
	91 DIRECTV	P	2001-01-01	2012-07-27

(e) Gross sales price		(g) Cost or other basis plus expense of sale	(h) Gain or (loss) (e) plus (f) minus (g)
a	44,800	42,969	1,831
b	80,925	79,081	1,844
c	111,041	109,681	1,360
d	28,538	24,861	3,677
e	54,105	48,879	5,226
	29,897	23,960	5,937
	61,574	52,972	8,602
	36,415	27,474	8,941
	22,232	21,093	1,139
	76,915	66,895	10,020
	12,299	8,196	4,103
	14,490	11,607	2,883
	24,620	24,919	-299
	73,972	75,857	-1,885
	72,309	25,957	46,352
	30,592	7,091	23,501
	500,000	493,671	6,329
	500,000	488,428	11,572
	800,000	783,941	16,059
	16,678	11,426	5,252
	733	1,088	-355
	4,874	7,683	-2,809
	3,228	1,376	1,852
	4,180	2,769	1,411
	4,564	3,838	726
	130,563	130,513	50
	881	953	-72
	5,345	4,470	875
	3,742	2,435	1,307
	3,171	4,499	-1,328
	2,076	2,938	-862
	5,198	7,352	-2,154
	177	193	-16
	426	471	-45
	502	559	-57
	134	146	-12
	206	221	-15
	399	428	-29
	307	324	-17
	89	92	-3
	144	148	-4
	30,112	30,118	-6
	80,978	80,894	84
	90,341	90,356	-15
	200,000	195,985	4,015
	214	237	-23
	106	117	-11
	209	228	-19
	180	199	-19
	506	564	-58
	345	389	-44
	81	82	-1
	1,163	1,258	-95
	664	686	-22
	5,060	5,056	4
	22,664	22,705	-41
	16,101	16,220	-119
	100,000	99,023	977
	40,537	40,547	-10
	50,533	50,559	-26
	45,336	45,407	-71
	108	149	-41
	19,014	14,649	4,365
	13,856	19,098	-5,242
	103	111	-8
	251	273	-22
	615	671	-56
	142	155	-13
	171	184	-13
	644	692	-48
	229	241	-12
	197	203	-6
	761	789	-28
	2,420	3,311	-891
	31	34	-3
	12,243	12,306	-63
	5,028	5,030	-2
	15,187	9,147	6,040
	13,190	6,164	7,026
	8,221	7,918	303
	8,433	8,314	119
	6,202	6,152	50
	1,230	1,189	41
	232	257	-25
	8	9	-1
	182	199	-17
	228	252	-24
	440	490	-50
	589	631	-42
	202	216	-14
	218	233	-15
	280	315	-35
	239	253	-14
	49	53	-4
	65	68	-3
	95	96	-1
	990	1,071	-81
	45,337	45,406	-69
	661	683	-22
	307	322	-15
	3,691	3,834	-143
	10,031	4,499	5,532
	14,098	7,361	6,737
	9,915	6,501	3,414
	864	564	300
	180,000	201,995	-21,995
	10,478	6,999	3,479
	549	365	184
	56,378	65,328	-8,950
	22,673	23,519	-846
	368	390	-22
	112	120	-8
	222	242	-20
	247	267	-20
	552	602	-50
	115	125	-10
	229	246	-17
	641	688	-47
	513	541	-28
	177	182	-5
	1,174	1,218	-44
	15,075	15,056	19
	10,077	10,063	14
	12,258	10,787	1,471
	716	635	81
	15,111	15,135	-24
	20,144	20,181	-37
	17,429	17,639	-210
	10,345	9,904	441
	3,528	3,585	-57
	906	941	-35
	295	327	-32
	123	136	-13
	29	32	-3
	218	241	-23
	507	565	-58
	262	281	-19
	389	416	-27
	369	395	-26
	911	964	-53
	315	355	-40
	263	278	-15
	557	603	-46
	66	69	-3
	94	95	-1
	1,752	1,895	-143
	870	899	-29
	551	578	-27
	4,023	5,791	-1,768
	7,678	10,767	-3,089
	15,128	15,160	-32
	15,107	15,135	-28
	4,414	3,998	416
	4,295	3,916	379
	8,697	7,872	825
	957	1,015	-58
	89	96	-7
	278	303	-25
	32	35	-3
	592	646	-54
	137	149	-12
	211	227	-16
	412	442	-30
	192	202	-10
	261	269	-8
	1,109	1,150	-41
	30,716	30,707	9
	946	866	80
	4,548	4,163	385
	285	316	-31
	208	230	-22
	77	84	-7
	218	241	-23
	379	422	-43
	943	1,010	-67
	222	237	-15
	473	506	-33
	942	997	-55
	265	298	-33
	340	360	-20
	516	558	-42
	65	68	-3
	107	108	-1
	1,387	1,501	-114
	776	802	-26
	335	352	-17
	1,047	1,064	-17
	1,119	1,162	-43
	31,830	32,247	-417
	30,980	30,741	239
	15,817	15,802	15
	106	114	-8
	251	273	-22
	283	306	-23
	32	35	-3
	538	587	-49
	115	125	-10
	174	187	-13
	575	617	-42
	222	234	-12
	253	261	-8
	415	431	-16
	1,909	2,024	-115
	25	27	-2
	31,093	30,632	461
	2,421	2,446	-25
	2,639	2,639
	10,530	10,761	-231
	10,299	10,506	-207
	1,145	1,189	-44
	348	387	-39
	343	380	-37
	246	272	-26
	463	506	-43
	180	199	-19
	221	237	-16
	26	28	-2
	375	401	-26
	792	838	-46
	299	337	-38
	399	419	-20
	233	252	-19
	308	322	-14
	451	456	-5
	1,568	1,696	-128
	1,167	1,206	-39
	434	455	-21
	1,236	1,256	-20
	5,042	5,053	-11
	21,152	21,542	-390
	1,032	767	265
	5,010	3,575	1,435
	15,949	16,332	-383
	4,248	3,819	429
	5,661	4,160	1,501
	5,149	5,253	-104
	7,202	4,989	2,213
	8,525	5,916	2,609
	10,238	10,391	-153
	15,355	15,585	-230
	5,311	3,678	1,633
	6,265	6,218	47
	1,963	2,138	-175
	7,908	8,506	-598
	6,839	6,633	206
	5,165	5,558	-393
	30,233	30,319	-86
	31,116	30,895	221
	5,136	5,252	-116
	26	28	-2
	1,841	1,952	-111
	292	318	-26
	275	297	-22
	289	313	-24
	520	568	-48
	139	151	-12
	185	199	-14
	555	596	-41
	291	307	-16
	191	197	-6
	295	306	-11
	62,102	60,955	1,147
	36,400	36,162	238
	16,097	11,653	4,444
	8,226	5,897	2,329
	10,072	10,106	-34
	1,316	1,367	-51
	194	215	-21
	233	258	-25
	190	207	-17
	180	199	-19
	439	489	-50
	506	542	-36
	56	60	-4
	109	117	-8
	573	607	-34
	265	298	-33
	245	259	-14
	48	52	-4
	560	586	-26
	111	112	-1
	709	767	-58
	1,575	1,628	-53
	498	523	-25
	1,242	1,262	-20
	34,358	33,237	1,121
	30,214	30,319	-105
	17,990	17,726	264
	5,035	5,053	-18
	55,393	55,585	-192
	4,977	4,986	-9
	5,256	5,359	-103
	31,027	31,019	8
	10,034	10,038	-4
	15,037	15,026	11
	2,524	2,677	-153
	27	29	-2
	267	291	-24
	422	456	-34
	220	238	-18
	507	553	-46
	125	136	-11
	207	223	-16
	678	728	-50
	439	463	-24
	303	312	-9
	241	250	-9
	15,000	15,000
	41,500	41,500
	26,799	18,474	8,325
	10,340	10,123	217
	286	297	-11
	1,583	1,609	-26
	530	558	-28
	224	248	-24
	280	310	-30
	29	32	-3
	186	206	-20
	459	512	-53
	313	335	-22
	131	140	-9
	99	106	-7
	595	623	-28
	160	162	-2
	877	949	-72
	513	538	-25
	126	131	-5
	267	283	-16
	565	598	-33
	329	371	-42
	481	509	-28
	505	546	-41
	9,511	8,039	1,472
	939	777	162
	6,514	6,489	25
	7,142	5,006	2,136
	12,305	5,809	6,496
	15,743	11,466	4,277
	9,782	10,018	-236
	9,826	10,019	-193
	39,978	39,786	192
	31,029	30,874	155
	424	459	-35
	323	352	-29
	239	259	-20
	551	601	-50
	174	189	-15
	301	324	-23
	569	611	-42
	555	585	-30
	377	388	-11
	706	732	-26
	27	29	-2
	1,502	1,593	-91
	46,856	46,561	295
	790	821	-31
	22,623	22,805	-182
	2,667	2,710	-43
	341	378	-37
	7	8	-1
	498	544	-46
	216	239	-23
	544	606	-62
	275	295	-20
	127	136	-9
	361	386	-25
	617	653	-36
	369	416	-47
	258	273	-15
	434	470	-36
	479	501	-22
	148	150	-2
	1,503	1,626	-123
	597	626	-29
	801	831	-30
	492	522	-30
	394	418	-24
	40,838	39,534	1,304
	10,043	10,030	13
	10,008	10,018	-10
	6,389	3,938	2,451
	12,808	6,302	6,506
	346	335	11
	4,076	3,157	919
	41,839	38,597	3,242
	36,378	36,094	284
	13,995	13,921	74
	345	366	-21
	1,550	1,644	-94
	282	307	-25
	536	580	-44
	308	333	-25
	553	604	-51
	183	199	-16
	203	218	-15
	448	481	-33
	625	659	-34
	315	324	-9
	1,204	1,249	-45
	47,021	46,729	292
	10,254	10,048	206
	31,390	32,029	-639
	20,120	20,212	-92
	10,031	10,037	-6
	5,813	5,559	254
	175	177	-2
	1,494	1,518	-24
	390	432	-42
	374	414	-40
	644	703	-59
	220	244	-24
	674	751	-77
	515	552	-37
	154	165	-11
	56	60	-4
	577	611	-34
	420	473	-53
	249	264	-15
	219	237	-18
	335	351	-16
	1,277	1,382	-105
	392	411	-19
	245	254	-9
	653	692	-39
	397	421	-24
	298	314	-16
	10,193	9,994	199
	5,803	5,559	244
	5,796	5,559	237
	5,816	5,559	257
	5,175	5,127	48
	15,051	15,056	-5
	10,032	10,037	-5
	1,847	654	1,193
	1,311	1,273	38
	16,151	16,012	139
	41,913	41,541	372
	11,893	11,323	570
	16,392	5,850	10,542
	27	29	-2
	1,514	1,606	-92
	343	373	-30
	437	473	-36
	199	215	-16
	590	644	-54
	52,148	52,125	23
	3,440	3,820	-380
	2,263	3,631	-1,368
	122	197	-75
	7,205	11,507	-4,302
	20,656	22,430	-1,774
	494	789	-295
	407	652	-245
	1,657	1,684	-27
	167	185	-18
	66	73	-7
	472	515	-43
	200	221	-21
	711	792	-81
	1,010	1,082	-72
	114	122	-8
	198	212	-14
	514	544	-30
	450	507	-57
	179	190	-11
	164	177	-13
	440	461	-21
	1,422	1,538	-116
	553	580	-27
	396	411	-15
	247	262	-15
	65	69	-4
	51	54	-3
	5,621	7,046	-1,425
	1,856	2,182	-326
	394	464	-70
	4,998	5,949	-951
	10,398	10,718	-320
	5,759	5,812	-53
	10,394	10,717	-323
	30,400	30,236	164
	100,000	115,614	-15,614
	50,000	55,703	-5,703
	50,000	59,230	-9,230
	50,000	62,833	-12,833
	26,603	27,189	-586
	10,768	10,420	348
	5,075	5,076	-1
	5,075	5,076	-1
	5,029	5,029
	28,554	25,328	3,226
	1,303	997	306
	7,863	5,738	2,125
	28,800	28,517	283
	23,852	23,023	829
	284	309	-25
	479	518	-39
	249	269	-20
	609	665	-56
	166	181	-15
	329	354	-25
	456	490	-34
	505	532	-27
	298	307	-9
	565	586	-21
	1,254	1,357	-103
	1,480	1,545	-65
	35,113	35,131	-18
	1,618	1,716	-98
	574	609	-35
	335	436	-101
	18,806	24,244	-5,438
	1,651	1,678	-27
	613	636	-23
	277	307	-30
	114	126	-12
	937	1,023	-86
	251	278	-27
	644	718	-74
	184	197	-13
	23	25	-2
	194	208	-14
	558	591	-33
	505	569	-64
	361	382	-21
	536	580	-44
	716	750	-34
	1,678	1,815	-137
	836	877	-41
	638	676	-38
	393	417	-24
	52	55	-3
	160	168	-8
	463	173	290
	532	474	58
	10,173	9,261	912
	6,378	2,426	3,952
	7,178	6,591	587
	5,924	2,275	3,649
	3,914	1,517	2,397
	4,257	3,920	337

Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69			(l) Gains (Col. (h) gain minus col. (k), but not less than -0-) or Losses (from col.(h))
(i) F.M.V. as of 12/31/69	(j) Adjusted basis as of 12/31/69	(k) Excess of col. (i) over col. (j), if any
a			1,831
b			1,844
c			1,360
d			3,677
e			5,226
			5,937
			8,602
			8,941
			1,139
			10,020
			4,103
			2,883
			-299
			-1,885
			46,352
			23,501
			6,329
			11,572
			16,059
			5,252
			-355
			-2,809
			1,852
			1,411
			726
			50
			-72
			875
			1,307
			-1,328
			-862
			-2,154
			-16
			-45
			-57
			-12
			-15
			-29
			-17
			-3
			-4
			-6
			84
			-15
			4,015
			-23
			-11
			-19
			-19
			-58
			-44
			-1
			-95
			-22
			4
			-41
			-119
			977
			-10
			-26
			-71
			-41
			4,365
			-5,242
			-8
			-22
			-56
			-13
			-13
			-48
			-12
			-6
			-28
			-891
			-3
			-63
			-2
			6,040
			7,026
			303
			119
			50
			41
			-25
			-1
			-17
			-24
			-50
			-42
			-14
			-15
			-35
			-14
			-4
			-3
			-1
			-81
			-69
			-22
			-15
			-143
			5,532
			6,737
			3,414
			300
			-21,995
			3,479
			184
			-8,950
			-846
			-22
			-8
			-20
			-20
			-50
			-10
			-17
			-47
			-28
			-5
			-44
			19
			14
			1,471
			81
			-24
			-37
			-210
			441
			-57
			-35
			-32
			-13
			-3
			-23
			-58
			-19
			-27
			-26
			-53
			-40
			-15
			-46
			-3
			-1
			-143
			-29
			-27
			-1,768
			-3,089
			-32
			-28
			416
			379
			825
			-58
			-7
			-25
			-3
			-54
			-12
			-16
			-30
			-10
			-8
			-41
			9
			80
			385
			-31
			-22
			-7
			-23
			-43
			-67
			-15
			-33
			-55
			-33
			-20
			-42
			-3
			-1
			-114
			-26
			-17
			-17
			-43
			-417
			239
			15
			-8
			-22
			-23
			-3
			-49
			-10
			-13
			-42
			-12
			-8
			-16
			-115
			-2
			461
			-25

			-231
			-207
			-44
			-39
			-37
			-26
			-43
			-19
			-16
			-2
			-26
			-46
			-38
			-20
			-19
			-14
			-5
			-128
			-39
			-21
			-20
			-11
			-390
			265
			1,435
			-383
			429
			1,501
			-104
			2,213
			2,609
			-153
			-230
			1,633
			47
			-175
			-598
			206
			-393
			-86
			221
			-116
			-2
			-111
			-26
			-22
			-24
			-48
			-12
			-14
			-41
			-16
			-6
			-11
			1,147
			238
			4,444
			2,329
			-34
			-51
			-21
			-25
			-17
			-19
			-50
			-36
			-4
			-8
			-34
			-33
			-14
			-4
			-26
			-1
			-58
			-53
			-25
			-20
			1,121
			-105
			264
			-18
			-192
			-9
			-103
			8
			-4
			11
			-153
			-2
			-24
			-34
			-18
			-46
			-11
			-16
			-50
			-24
			-9
			-9


			8,325
			217
			-11
			-26
			-28
			-24
			-30
			-3
			-20
			-53
			-22
			-9
			-7
			-28
			-2
			-72
			-25
			-5
			-16
			-33
			-42
			-28
			-41
			1,472
			162
			25
			2,136
			6,496
			4,277
			-236
			-193
			192
			155
			-35
			-29
			-20
			-50
			-15
			-23
			-42
			-30
			-11
			-26
			-2
			-91
			295
			-31
			-182
			-43
			-37
			-1
			-46
			-23
			-62
			-20
			-9
			-25
			-36
			-47
			-15
			-36
			-22
			-2
			-123
			-29
			-30
			-30
			-24
			1,304
			13
			-10
			2,451
			6,506
			11
			919
			3,242
			284
			74
			-21
			-94
			-25
			-44
			-25
			-51
			-16
			-15
			-33
			-34
			-9
			-45
			292
			206
			-639
			-92
			-6
			254
			-2
			-24
			-42
			-40
			-59
			-24
			-77
			-37
			-11
			-4
			-34
			-53
			-15
			-18
			-16
			-105
			-19
			-9
			-39
			-24
			-16
			199
			244
			237
			257
			48
			-5
			-5
			1,193
			38
			139
			372
			570
			10,542
			-2
			-92
			-30
			-36
			-16
			-54
			23
			-380
			-1,368
			-75
			-4,302
			-1,774
			-295
			-245
			-27
			-18
			-7
			-43
			-21
			-81
			-72
			-8
			-14
			-30
			-57
			-11
			-13
			-21
			-116
			-27
			-15
			-15
			-4
			-3
			-1,425
			-326
			-70
			-951
			-320
			-53
			-323
			164
			-15,614
			-5,703
			-9,230
			-12,833
			-586
			348
			-1
			-1

			3,226
			306
			2,125
			283
			829
			-25
			-39
			-20
			-56
			-15
			-25
			-34
			-27
			-9
			-21
			-103
			-65
			-18
			-98
			-35
			-101
			-5,438
			-27
			-23
			-30
			-12
			-86
			-27
			-74
			-13
			-2
			-14
			-33
			-64
			-21
			-44
			-34
			-137
			-41
			-38
			-24
			-3
			-8
			290
			58
			912
			3,952
			587
			3,649
			2,397
			337

2	Capital gain net income or (net capital loss)	If gain, also enter in Part I, line 7 If (loss), enter -0- in Part I, line 7	2	238,086
3	Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
	If gain, also enter in Part I, line 8, column (c) (see pages 13 and 17 of the instructions). If (loss), enter -0- in Part I, line 8 . . . . . . . . . . . . .		3	3,204

Part V

Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income

(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.

Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period? Yes No

If “Yes,” the foundation does not qualify under section 4940(e). Do not complete this part.

1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a) Base period years Calendar year (or tax year beginning in)	(b) Adjusted qualifying distributions	(c) Net value of noncharitable-use assets	(d) Distribution ratio (col. (b) divided by col. (c))
2010	11,768	3,870,257	000.003041
2009	12,286	256,329	000.047931
2008	14,106	253,659	000.055610
2007	14,817	297,506	000.049804
2006	12,762	290,621	000.043913

2	Total of line 1, column (d) ......................	2	000.200299
3	Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by the number of years the foundation has been in existence if less than 5 years. . .	3	000.040060
4	Enter the net value of noncharitable-use assets for 2011 from Part X, line 5.....	4	17,380,392
5	Multiply line 4 by line 3.......................	5	696,259
6	Enter 1% of net investment income (1% of Part I, line 27b)...........	6	4,794
7	Add lines 5 and 6.........................	7	701,053
8	Enter qualifying distributions from Part XII, line 4..............	8	1,022,524
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions on page 18.

Form 990-PF (2011)

Page 4

Part VI

Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)

1a	Exempt operating foundations described in section 4940(d)(2), check hereand enter “N/A” on line 1.
	Date of ruling or determination letter: (attach copy of letter if necessary–see instructions)
b	Domestic foundations that meet the section 4940(e) requirements in Part V, check	1	4,794
	hereand enter 1% of Part I, line 27b...................
c	All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2	Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	2
3	Add lines 1 and 2............................	3	4,794
4	Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-).	4
5	Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- .....	5	4,794
6	Credits/Payments:

a	2011 estimated tax payments and 2010 overpayment credited to 2011	6a	1,500
b	Exempt foreign organizations—tax withheld at source.......	6b
c	Tax paid with application for extension of time to file (Form 8868)	6c
d	Backup withholding erroneously withheld ...........	6d

7	Total credits and payments. Add lines 6a through 6d..............		7	1,500
8	Enter any penalty for underpayment of estimated tax. Check hereif Form 2220 is attached.		8	72
9	Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......		9	3,366
10	Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...		10
11	Enter the amount of line 10 to be: Credited to 2012 estimated tax	Refunded	11

Part VII-A

Statements Regarding Activities

During the tax year, did the foundation attempt to influence any national, state, or local legislation or did

Yes

it participate or intervene in any political campaign? ....................

Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of

the instructions for definition)?............................

If the answer is “Yes” to 1a or 1b, attach a detailed description of the activities and copies of any materials

published or distributed by the foundation in connection with the activities.

Did the foundation file Form 1120-POL for this year?.....................

Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:

(1) On the foundation. bullet

$ (2) On foundation managers. bullet

Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed

on foundation managers. bullet

Has the foundation engaged in any activities that have not previously been reported to the IRS?.......

If “Yes,” attach a detailed description of the activities.

Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles

of incorporation, or bylaws, or other similar instruments? If “Yes,” attach a conformed copy of the changes....

Did the foundation have unrelated business gross income of $1,000 or more during the year?........

If “Yes,” has it filed a tax return on Form 990-T for this year?...................

Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........

If “Yes,” attach the statement required by General Instruction T.

Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:

By language in the governing instrument, or

By state legislation that effectively amends the governing instrument so that no mandatory directions

that conflict with the state law remain in the governing instrument?................

Yes

Did the foundation have at least $5,000 in assets at any time during the year? If “Yes,” complete Part II, col. (c), and Part XV.

Yes

Enter the states to which the foundation reports or with which it is registered (see page 19 of the

instructions) bullet

If the answer is “Yes” to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney

General (or designate) of each state as required by General Instruction G? If “No,” attach explanation .

Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)

or 4942(j)(5) for calendar year 2011 or the taxable year beginning in 2011 (see instructions for Part XIV on

page 27)? If “Yes,” complete Part XIV..........................

Did any persons become substantial contributors during the tax year? If “Yes,” attach a schedule listing their names and addresses.

At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the

meaning of section 512(b)(13)? If "Yes," attach schedule. (see page 20 of the instructions) .......

Did the foundation acquire a direct or indirect interest in any applicable insurance contract before August 17, 2008?

Did the foundation comply with the public inspection requirements for its annual returns and exemption application?

Yes

Website address bullet

The books are in care of bullet

DAVID W LEWIS JR Telephone no. bullet

(617) 261-3100

Located at bullet

KL GATES ONE LINCOLN STBOSTONMA ZIP+4 bullet

021112950

Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —Check here......... bullet

and enter the amount of tax-exempt interest received or accrued during the year ...... bullet

At any time during calendar year 2011, did the foundation have an interest in or a signature or other authority over

a bank, securities, or other financial account in a foreign country? .................

See page 20 of the instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the foreign country bullet

Form 990-PF (2011)

Page 5

Part VII-B

Statements Regarding Activities for Which Form 4720 May Be Required

File Form 4720 if any item is checked in the “Yes” column, unless an exception applies.

Yes

During the year did the foundation (either directly or indirectly):

(1) Engage in the sale or exchange, or leasing of property with a disqualified person? YesNo

(2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)

a disqualified person?.........................YesNo

(3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? YesNo

(4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? YesNo

(5) Transfer any income or assets to a disqualified person (or make any of either available

for the benefit or use of a disqualified person)?.................YesNo

(6) Agree to pay money or property to a government official? (Exception. Check “No”

if the foundation agreed to make a grant to or to employ the official for a period

after termination of government service, if terminating within 90 days.).........YesNo

If any answer is “Yes” to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations

section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...

Organizations relying on a current notice regarding disaster assistance check here......... bullet

Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,

that were not corrected before the first day of the tax year beginning in 2011?.............

Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private

operating foundation defined in section 4942(j)(3) or 4942(j)(5)):

At the end of tax year 2011, did the foundation have any undistributed income (lines 6d

and 6e, Part XIII) for tax year(s) beginning before 2011?...............YesNo

If “Yes,” list the years bullet

20, 20, 20, 20

Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)

(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)

to all years listed, answer “No” and attach statement—see page 20 of the instructions.) .........

If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.

20, 20, 20, 20

Did the foundation hold more than a 2% direct or indirect interest in any business

enterprise at any time during the year?.....................YesNo

If “Yes,” did it have excess business holdings in 2011 as a result of (1) any purchase by the foundation

or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved

by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)

the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine

if the foundation had excess business holdings in 2011.)....................

Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?

Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its

charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2011?

During the year did the foundation pay or incur any amount to:

(1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? YesNo

(2) Influence the outcome of any specific public election (see section 4955); or to carry

on, directly or indirectly, any voter registration drive?...............YesNo

(3) Provide a grant to an individual for travel, study, or other similar purposes? YesNo

(4) Provide a grant to an organization other than a charitable, etc., organization described

in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see page 22 of the instructions)...YesNo

(5) Provide for any purpose other than religious, charitable, scientific, literary, or

educational purposes, or for the prevention of cruelty to children or animals?........YesNo

If any answer is “Yes” to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in

Regulations section 53.4945 or in a current notice regarding disaster assistance (see page 22 of the instructions)?

Organizations relying on a current notice regarding disaster assistance check here......... bullet

If the answer is “Yes” to question 5a(4), does the foundation claim exemption from the

tax because it maintained expenditure responsibility for the grant?............YesNo

If “Yes,” attach the statement required by Regulations section 53.4945–5(d).

Did the foundation, during the year, receive any funds, directly or indirectly, to pay

premiums on a personal benefit contract?....................YesNo

Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....

If “Yes” to 6b, file Form 8870.

At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction? YesNo

If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....

Form 990-PF (2011)

Page 6

Part VIII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors

1 List all officers, directors, trustees, foundation managers and their compensation (see page 22 of the instructions).
(a) Name and address	(b) Title, and average hours per week devoted to position	(c) Compensation (If not paid, enter -0-)	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
KL GATES	TRUSTEE 003.50	50,601
ONE LINCOLN ST BOSTON,MA021112950	TRUSTEE 003.50	50,601
ROBERT G FULLER JR	TRUSTEE 001.00	0
79 MAPLE RIDGE DR WINTHROP,ME04364	TRUSTEE 001.00	0
MOIRA H FULLER	TRUSTEE 000.50	0
79 MAPLE RIDGE DR WINTHROP,ME04364	TRUSTEE 000.50	0
RANDOLPH J FULLER	TRUSTEE 000.50	0
183 WARREN AVE BOSTON,MA02116	TRUSTEE 000.50	0

2 Compensation of five highest-paid employees (other than those included on line 1—see page 23 of the instructions). If none, enter “NONE.”
(a) Name and address of each employee paid more than $50,000	(b) Title, and average hours per week devoted to position	(c) Compensation	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances










Total number of other employees paid over $50,000...................

3 Five highest-paid independent contractors for professional services (see page 23 of the instructions). If none, enter "NONE".
(a) Name and address of each person paid more than $50,000	(b) Type of service	(c) Compensation

Total number of others receiving over $50,000 for professional services............. bullet

Part IX-A

Summary of Direct Charitable Activities

List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.		Expenses
1	NONE	0
2


3


4

Form 990-PF (2011)

Page 7

Part IX-B

Summary of Program-Related Investments (see page 23 of the instructions)

Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.		Amount
1


2


All other program-related investments. See page 24 of the instructions.
3

Total. Add lines 1 through 3.......................... bullet

Part X

Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
see page 24 of the instructions.)

Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,

purposes:

Average monthly fair market value of securities...................

16,350,149

Average of monthly cash balances.......................

1,294,919

Fair market value of all other assets (see page 24 of the instructions)............

Total (add lines 1a, b, and c).........................

17,645,068

Reduction claimed for blockage or other factors reported on lines 1a and

1c (attach detailed explanation) .............

Acquisition indebtedness applicable to line 1 assets..................

Subtract line 2 from line 1d.........................

17,645,068

Cash deemed held for charitable activities. Enter 1 1⁄2% of line 3 (for greater amount, see page 25

of the instructions) Click to see attachment

...........................

264,676

Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4

17,380,392

Minimum investment return. Enter 5% of line 5..................

869,020

Part XI

Distributable Amount (see page 25 of the instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here bullet

and do not complete this part.)

Minimum investment return from Part X, line 6....................

869,020

Tax on investment income for 2011 from Part VI, line 5......

4,794

Income tax for 2011. (This does not include the tax from Part VI.)...

Add lines 2a and 2b............................

4,794

Distributable amount before adjustments. Subtract line 2c from line 1............

864,226

Recoveries of amounts treated as qualifying distributions................

Add lines 3 and 4............................

864,226

Deduction from distributable amount (see page 25 of the instructions)...........

Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,

line 1................................

864,226

Part XII

Qualifying Distributions (see page 25 of the instructions)

Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:

Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 Click to see attachment

..........

1,022,524

Program-related investments—total from Part IX-B..................

Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,

purposes...............................

Amounts set aside for specific charitable projects that satisfy the:

Suitability test (prior IRS approval required)....................

Cash distribution test (attach the required schedule) .................

Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4

1,022,524

Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment

income. Enter 1% of Part I, line 27b (see page 26 of the instructions)............

4,794

Adjusted qualifying distributions. Subtract line 5 from line 4..............

1,017,730

Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.

Form 990-PF (2011)

Page 8

Part XIII

Undistributed Income (see page 26 of the instructions)

	(c) 2010	(d) 2011
1 Distributable amount for 2011 from Part XI, line 7		864,226
2 Undistributed income, if any, as of the end of 2011:
a Enter amount for 2010 only.......	169,867
b Total for prior years:20, 20, 20
3 Excess distributions carryover, if any, to 2011:
a From 2006.......
b From 2007.......
c From 2008.......
d From 2009.......
e From 2010.......
fTotal of lines 3a through e.........
4Qualifying distributions for 2011 from Part
XII, line 4: $ 1,022,524
a Applied to 2010, but not more than line 2a	169,867
b Applied to undistributed income of prior years (Election required—see page 26 of the instructions)
c Treated as distributions out of corpus (Election required—see page 26 of the instructions)...
d Applied to 2011 distributable amount.....		852,657
e Remaining amount distributed out of corpus
5 Excess distributions carryover applied to 2011.
(If an amount appears in column (d), the same amount must be shown in column (a).)
6Enter the net total of each column as indicated below:
a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5
b Prior years’ undistributed income. Subtract line 4b from line 2b ...........
c Enter the amount of prior years’ undistributed income for which a notice of deficiency has been issued, or on which the section 4942(a) tax has been previously assessed......
d Subtract line 6c from line 6b. Taxable amount—see page 27 of the instructions ...
e Undistributed income for 2010. Subtract line 4a from line 2a. Taxable amount—see page 27 of the instructions ...........
f Undistributed income for 2011. Subtract lines 4d and 5 from line 1. This amount must be distributed in 2011 ..........		11,569
7 Amounts treated as distributions out of corpus to satisfy requirements imposed by section 170(b)(1)(F) or 4942(g)(3) (see page 27 of the instructions) ...........
8Excess distributions carryover from 2006 not applied on line 5 or line 7 (see page 27 of the instructions) .............
9Excess distributions carryover to 2012. Subtract lines 7 and 8 from line 6a ......
10 Analysis of line 9:
a Excess from 2007....
b Excess from 2008....
c Excess from 2009....
d Excess from 2010....
e Excess from 2011....

Form 990-PF (2011)

Page 9

Part XIV

Private Operating Foundations (see page 27 of the instructions and Part VII-A, question 9)

1a If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2011, enter the date of the ruling....... bullet

b Check box to indicate whether the organization is a private operating foundation described in section4942(j)(3) or4942(j)(5)

2a Enter the lesser of the adjusted net income from Part I or the minimum investment return from Part X for each year listed ..........	Tax year	Prior 3 years			(e) Total
	(a) 2011	(b) 2010	(c) 2009	(d) 2008	(e) Total

b 85% of line 2a .........
c Qualifying distributions from Part XII, line 4 for each year listed .....
d Amounts included in line 2c not used directly for active conduct of exempt activities ....
e Qualifying distributions made directly for active conduct of exempt activities. Subtract line 2d from line 2c ....
3 Complete 3a, b, or c for the alternative test relied upon:
a “Assets” alternative test—enter:
(1) Value of all assets ......
(2) Value of assets qualifying under section 4942(j)(3)(B)(i)
b “Endowment” alternative test— enter 2⁄3 of minimum investment return shown in Part X, line 6 for each year listed...
c “Support” alternative test—enter:
(1) Total support other than gross investment income (interest, dividends, rents, payments on securities loans (section 512(a)(5)), or royalties) ....
(2) Support from general public and 5 or more exempt organizations as provided in section 4942(j)(3)(B)(iii)....
(3) Largest amount of support from an exempt organization
(4) Gross investment income

Part XV

Supplementary Information (Complete this part only if the organization had $5,000 or more in
assets at any time during the year—see page 27 of the instructions.)

1Information Regarding Foundation Managers:

aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)

NONE

bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.

NONE

2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:

Check here bullet

if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. (see page 28 of the instructions) to individuals or organizations
under other conditions, complete items 2a, b, c, and d.

aThe name, address, and telephone number of the person to whom applications should be addressed:

DAVID W LEWIS JR
KL GATES ONE LINCOLN ST
BOSTON,MA021112950
(617) 261-3100

bThe form in which applications should be submitted and information and materials they should include:

NO FORMAL APPLICATION

cAny submission deadlines:

NONE ADOPTED

dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:

NONE

Form 990-PF (2011)

Page 10

Part XV

Supplementary Information (continued)

3 Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient	If recipient is an individual, show any relationship to any foundation manager or substantial contributor	Foundation status of recipient	Purpose of grant or contribution	Amount
Name and address (home or business)		Foundation status of recipient	Purpose of grant or contribution	Amount
aPaid during the year
BOSTON EARLY MUSIC FESTIVAL 161 FIRST ST CAMBRIDGE,MA02142	NONE	PUBLIC CHARITY	GENERAL	50,000
CHARLES RIVER SCHOOL 6 OLD MEADOW RD DOVER,MA02030	NONE	PUBLIC CHARITY	GENERAL	35,000
CHURCH OF THE COVENANT 67 NEWBURY ST BOSTON,MA02116	NONE	PUBLIC CHARITY	GENERAL	30,000
FRANCO AMERICAN HERITAGE CENTER 46 CEDAR ST LEWISTON,ME04240	NONE	PUBLIC CHARITY	GENERAL	10,000
FRIENDS OF LITHGOW LIBRARY 45 WINTHROP ST AUGUSTA,ME04330	NONE	PUBLIC CHARITY	GENERAL	100,000
FRIENDS OF THE BLAINE HOUSE 192 STATE ST AUGUSTA,ME04332	NONE	PUBLIC CHARITY	GENERAL	65,000
FRIENDS OF MAINE STATE MUSEUM 8S STATE HOUSE STATION AUGUSTA,ME04333	NONE	PUBLIC CHARITY	GENERAL	36,000
GLASTONBURY ABBEY 16 HULL ST HINGHAM,MA02043	NONE	PUBLIC CHARITY	GENERAL	50,000
KENNEBEC HISTORICAL SOCIETY 107 WINTHROP ST AUGUSTA,ME04330	NONE	PUBLIC CHARITY	GENERAL	5,000
KENNEBEC VALLEY YMCA 31 UNION ST AUGUSTA,ME04330	NONE	PUBLIC CHARITY	GENERAL	5,000
MAINE GENERAL MEDICAL CENTER 6 EAST CHESTNUT ST AUGUSTA,ME04330	NONE	PUBLIC CHARITY	GENERAL	250,000
MERRICONEAG WALDORF SCHOOL 57 DESERT RD FREEPORT,ME04332	NONE	PUBLIC CHARITY	GENERAL	2,000
PINE TREE SOCIETY 149 FRONT ST BATH,ME04530	NONE	PUBLIC CHARITY	GENERAL	25,000
ST MARK'S HOME FOR WOMEN 57 WINTHROP ST AUGUSTA,ME04330	NONE	PUBLIC CHARITY	GENERAL	25,000
TOWN OF WINTHROP LIBRARY 2 METCALF SQUARE WINTHROP,MA02152	NONE	PUBLIC CHARITY	GENERAL	50,000
TRANSFIGURATION HERMITAGE 205 WINDSOR NECK RD WINDSOR,ME04363	NONE	PUBLIC CHARITY	GENERAL	208,000
UNIVERSITY OF MAINE AT AUGUSTA 46 UNIVERSITY DR AUGUSTA,ME04330	NONE	PUBLIC CHARITY	GENERAL	10,000
Total ................................. 3a				956,000

bApproved for future payment

Total ................................. 3b

Form 990-PF (2011)

Page 11

Part XVI-A

Analysis of Income-Producing Activities

Enter gross amounts unless otherwise indicated.	Unrelated business income		Excluded by section 512, 513, or 514
1Program service revenue:	(a) Business code	(b) Amount	(c) Exclusion code	(d) Amount
a
b
c
d
e
f
gFees and contracts from government agencies
2 Membership dues and assessments....
3Interest on savings and temporary cash investments				1
4 Dividends and interest from securities....			14	358,232
5 Net rental income or (loss) from real estate:
aDebt-financed property......
bNot debt-financed property.....
6Net rental income or (loss) from personal property
7 Other investment income.....			15	2,899
8Gain or (loss) from sales of assets other than inventory			18	238,086
9 Net income or (loss) from special events:
10 Gross profit or (loss) from sales of inventory..
11 Other revenue: a
b
c
d
e
12 Subtotal. Add columns (b), (d), and (e)..				599,218

13Total. Add line 12, columns (b), (d), and (e)..................

13599,218

(See worksheet in line 13 instructions on page 28 to verify calculations.)

Part XVI-B

Relationship of Activities to the Accomplishment of Exempt Purposes

Line No.	Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to the accomplishment of the organization’s exempt purposes (other than by providing funds for such purposes). (See page 28 of the instructions.)

Form 990-PF (2011)

Page 12

Part XVII

Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations

Did the organization directly or indirectly engage in any of the following with any other organization described in section

Yes

501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?

Transfers from the reporting foundation to a noncharitable exempt organization of:

(1) Cash...................................

1a(1)

(2) Other assets.................................

1a(2)

Other transactions:

(1) Sales of assets to a noncharitable exempt organization....................

1b(1)

(2) Purchases of assets from a noncharitable exempt organization..................

1b(2)

(3) Rental of facilities, equipment, or other assets.......................

1b(3)

(4) Reimbursement arrangements...........................

1b(4)

(5) Loans or loan guarantees.............................

1b(5)

(6) Performance of services or membership or fundraising solicitations................

1b(6)

Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............

If the answer to any of the above is “Yes,” complete the following schedule. Column (b) should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

(a) Line No.	(b) Amount involved	(c) Name of noncharitable exempt organization	(d) Description of transfers, transactions, and sharing arrangements

Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........YesNo

If “Yes,” complete the following schedule.

(a) Name of organization	(b) Type of organization	(c) Description of relationship

Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.

	Signature of officer or trustee	Date	Title

Preparer's Signature	Date	Check if self- employed	PTIN
Firm's name Firm's address		Firm's EIN
		Phone no.

Form 990-PF (2011)

Additional Data

Software ID:	11000218
Software Version:	2011.0.0
Part VI Line 7 - Tax Paid Original Return:	1500

Form 990PF - Special Condition Description:

Special Condition Description

Category	Amount	Net Investment Income	Adjusted Net Income	Disbursements for Charitable Purposes
MCCABE TAX CONSULTING	7,500			7,500
WELCH FORBES	400			400

Name of Bond	End of Year Book Value	End of Year Fair Market Value
ATT 05/15/2016	251,387	267,890
AMGEN 06/30/2011	249,287	260,580
BANK OF AMERICA SR UNSECURED 07/07/2011	250,000	232,500
BANK OF AMERICA UNSUBORDINATED 03/15/2017	261,258	262,913
CINTAS 06/01/2016	250,435	263,012
GENERAL ELECTRIC CAPITAL 01/07/2011	253,032	282,632
HSBC BK 08/24/2020	252,192	264,230
JPMORGAN CHASE 06/24/2010	257,003	262,520
KELLOGG 05/19/2011	250,170	272,800
MAIN ST MAT GAS 01/09/2007	25,912	27,567
MORGAN STANLEY 05/31/2017	250,000	232,648
ROGERS WIRELESS 03/01/2014	22,543	21,745
MORGAN STANLEY GLOBAL 03/30/2004	26,024	25,572
BBVA US SENIOR SA UNIPER 04/01/2014	14,401	14,391
AMERICAN INTL GROUP 09/15/2014	24,658	26,123
CITIGROUP 09/15/2014	21,078	20,835
AMERITRADE HOLDING 12/01/2014	21,474	21,222
ROYAL BANK OF SCOTLAND 03/16/2010	25,571	26,307
PRUDENTIAL FINANCIAL 09/17/2015	21,678	21,853
TYCO INTL FINANCE 10/15/2015	3,140	3,205
CISCO SYSTEMS 02/22/2016	17,470	17,526
BP CAPITAL MARKETS PLC 03/11/2016	20,983	21,461
COMCAST 03/15/2016	23,250	23,227
HYDRO-QUEBEC 06/30/2016	30,499	31,308
BANK OF AMERICA 08/15/2016	39,174	42,434
THERMO FISHER SCIENTIFIC 09/22/2016	10,055	10,381
BARCLAYS BANK PLC 09/22/2016	21,522	21,832
HEWLETT-PACKARD 12/09/2016	4,989	5,211
BEAR STEARNS CO 01/22/2017	21,401	22,130
FORD MOTOR CREDIT 06/12/2017	14,994	14,934
BLACKROCK 09/15/2017	23,725	24,422
HEWLETT-PACKARD 09/15/2017	9,998	9,978
CITIGROUP 11/21/2017	10,797	11,422
VERIZON COMMUNICATIONS 02/15/2018	29,143	30,295
ORACLE 04/15/2008	30,128	30,788
MET LIFE GLOB FUND 1 7.717 02/15/2019	24,827	25,876
JEFFERIES GROUP 07/15/2019	10,975	11,025
ONTARIO PROVINCE 10/07/2019	27,452	28,678
PEPSICO 01/15/2020	22,558	23,461
SIMON PROPERTY GROUP LP 02/01/2020	22,034	23,994
TELEFONICA EMISIONES SAU 04/27/2020	24,195	22,280
HSBC FINANCE 01/15/2021	27,133	27,877
PETROBRAS INTL FIN 01/27/2021	5,205	5,593
GENERAL ELEC CAP 02/11/2021	32,623	34,378
TIME WARNER CABLE 02/15/2021	25,302	27,559
ATT 05/15/2021	32,836	35,050
BOSTON PROPERTIES 05/15/2021	14,759	16,222
TIME WARNER 01/15/2022	15,536	16,498
A.B.B. FINANCE USA 05/08/2022	19,505	20,822
ANHEUSER-BUSCH INBER WOR 07/15/2022	9,990	10,195
COMCAST 07/15/2022	9,991	10,466
EASTMAN CHEMICAL 08/15/2022	9,951	10,513
GOLDMAN SACHS GRP 10/01/1937	18,637	20,563
RABOBANK NEDERLAND 05/24/1941	21,508	23,601
AMGEN 06/15/1942	16,794	17,597
WF-RBS COMMERCIAL MORTGAGE TR 11/01/2011	25,250	26,428
UBS COMMERCIAL MORTGAGE TR 05/01/2012	45,673	47,515
JOHNSON CONTROLS 12/01/2021	20,762	21,184

Name of Stock	End of Year Book Value	End of Year Fair Market Value
3060 shares of CARMAX	102,662	85,160
1250 shares of JOHNSON JOHNSON	80,092	86,525
1170 shares of OREILLY AUTOMOTIVE	76,546	100,316
800 shares of LANCASTER COLONY	48,879	55,432
1350 shares of UNITED TECHNOLOGIES	107,357	100,494
750 shares of IBM	69,733	146,985
1975 shares of AFLAC	91,049	86,465
1900 shares of NOBLE CORP	74,783	70,300
1950 shares of METLIFE	85,488	60,002
620 shares of CATERPILLAR	39,896	52,210
1375 shares of AMERICAN EXPRESS	57,991	79,351
1450 shares of NOVARTIS	88,551	84,999
1370 shares of PEPSICO	76,560	99,640
360 shares of APPLE	49,635	213,766
150 shares of GOOGLE	64,248	94,945
3850 shares of JOHNSON CONTROLS	157,630	94,903
950 shares of MCDONALDS	80,139	84,892
1100 shares of FISERV	72,882	77,143
2895 shares of CVS CAREMARK	105,398	130,999
1950 shares of COCA COLA	130,378	157,560
120 shares of AMERICAN TOWER CORP	8,540	8,677
1212 shares of PROCTER GAMBLE	75,383	78,222
890 shares of APACHE	68,566	76,647
2800 shares of CENOVUS ENERGY	104,516	85,428
940 shares of CHEVRON	100,622	103,005
1300 shares of SCHLUMBERGER	110,610	92,638
2125 shares of SUNCOR ENERGY	82,626	64,898
1935 shares of AMERIPRISE FINANCIAL	83,819	100,078
2635 shares of JPMORGAN CHASE	129,850	94,860
2400 shares of STATE STREET	107,824	96,912
1875 shares of TORONTO DOMINION BANK ONTARIO	157,033	147,338
1550 shares of GILEAD SCIENCES	64,468	84,212
2600 shares of RESMED	79,211	82,056
1675 shares of STRYKER	97,421	87,150
1575 shares of TEVA PHARMACEUTICAL INDUSTRIES	76,104	64,402
2220 shares of DANAHER	98,769	117,238
2075 shares of EMERSON ELECTRIC	115,241	99,123
1350 shares of EXPEDITORS INTL WASHINGTON	67,552	48,019
2600 shares of IRON MOUNTAIN	87,974	83,746
850 shares of STERICYCLE	73,701	78,923
1525 shares of ANSYS	84,024	91,439
1490 shares of POLYPORE INTL	64,145	55,368
2100 shares of QUALCOMM	94,944	125,328
2225 shares of ECOLAB	124,347	145,626
1175 shares of PRAXAIR	108,358	121,918
2275 shares of VERIZON COMMUNICATIONS	83,979	102,694
1950 shares of EXELON	83,904	76,284
3400 shares of ORACLE	77,891	102,680
1125 shares of TERADATA	63,742	76,072
1300 shares of TRIMBLE NAVIGATION	51,589	57,538
285 shares of ANADARKO PETROLEUM	15,812	19,790
308 shares of APACHE	22,436	26,525
280 shares of CONOCOPHILLIPS	11,073	15,243
557 shares of EXXON MOBIL	40,771	48,375
307 shares of OCCIDENTAL PETROLEUM	16,971	26,718
180 shares of PRAXAIR	12,843	18,677
295 shares of TYCO INTL	7,790	16,207
233 shares of CATERPILLAR	14,993	19,621
300 shares of DANAHER	9,268	15,843
2167 shares of GENERAL ELECTRIC	31,644	44,965
102 shares of AMAZON.COM	21,973	23,797
275 shares of AUTOLIV	11,729	15,557
760 shares of CBS CL B	21,872	25,430
340 shares of CARNIVAL	10,618	11,315
1510 shares of FORD MOTOR	24,825	13,952
1425 shares of NEWS CORP	14,833	33,046
645 shares of PEPSICO	34,781	46,911
470 shares of PHILIP MORRIS INTL	23,594	42,977
1145 shares of UNILEVER	31,346	41,002
455 shares of COVIDIEN	21,479	25,425
650 shares of ALLSCRIPTS HEALTHCARE SOLUTIONS	10,981	5,980
315 shares of CIGNA	7,828	12,688
195 shares of MCKESSON	8,703	17,692
695 shares of MERCK	16,930	30,698
2715 shares of PFIZER	46,570	65,269
270 shares of ZIMMER HOLDINGS	17,585	15,911
515 shares of AMERICAN EXPRESS	21,456	29,721
395 shares of AMERIPRISE FINANCIAL	9,429	20,429
1465 shares of BANK OF AMERICA	18,083	10,753
310 shares of CAPITAL ONE FINANCIAL	13,582	17,512
235 shares of CHUBB	11,126	17,082
910 shares of JPMORGAN CHASE	42,500	32,760
1542 shares of WELLS FARGO	39,138	52,135
255 shares of ALLIANCE DATA SYS	10,329	33,150
199 shares of APPLE	28,221	121,541
1120 shares of EMC	17,013	29,355
16 shares of GOOGLE	6,696	10,128
305 shares of INFORMATICA	8,998	9,001
143 shares of IBM	11,912	28,025
885 shares of ORACLE	18,791	26,727
635 shares of QUALCOMM	24,767	37,897
185 shares of TERADATA	8,779	12,510
1027 shares of ATT	31,141	38,944
615 shares of NEXTERA ENERGY	33,592	43,604
470 shares of ENSCO	25,243	25,535
690 shares of VALE	12,380	12,454
420 shares of COOPER INDUSTRIES PLC	26,789	30,190
510 shares of LYONDELLBASELL INDUSTRIES NV	22,738	22,710
680 shares of COCA-COLA	19,569	19,938
290 shares of COGNIZANT TACHNOLOGY SOLUTIONS	20,586	16,463
680 shares of WALT DISNEY	31,216	33,415
121 shares of EOG RES	12,487	11,859
220 shares of DR PEPPER SNAPPLE GROUP	9,451	10,028
220 shares of EATON	10,782	9,645
340 shares of FEDEX	31,333	30,702
107 shares of INTERCONTINENAL EXCHANGE	13,263	14,041
280 shares of INTUIT	14,500	16,246
390 shares of JOHNSON JOHNSON	25,611	26,996
167 shares of LORILLARD	18,736	21,483
430 shares of MOODYS	18,035	17,428
360 shares of NATIONAL OILWELL VARCO	25,308	26,028
180 shares of PVH	13,338	14,297
280 shares of T ROWE PRICE GROUP	16,814	17,010
260 shares of RALCORP	19,194	15,514
420 shares of ROBERT HALF	11,447	11,344
190 shares of TARGART	10,228	11,524
360 shares of TRANSCANADA	15,387	16,362
210 shares of VMWARE	18,933	19,060
1030 shares of SANOFI-AVENTIS	38,473	41,859
480 shares of CBRE GROUP	8,589	7,478

Category/ Item	Listed at Cost or FMV	Book Value	End of Year Fair Market Value
PENN VIRGINIA RESOURCES	FMV	5,224	5,158
VANGUARD FIXED INCOME SECURITIES	FMV	270,000	279,379
BNY MELLON SHORT-TERM US GOVT	FMV	147,240	146,760
BNY MELLON BOND FUND	FMV	515,952	536,699
DREYFUS SELECT MANAGERS SM CAP VALE	FMV	146,000	144,142
BNY MELLON INTL FUND	FMV	212,167	168,833
DREUFUS/NEWTON INTL EQUITY	FMV	215,770	183,770
STRATEGIC INTL STOCK FUND	FMV	219,297	200,136
BNY MELLON EMERGING MARKETS FD	FMV	787,745	737,695
BNY MELLON SMALL/MID CAP FUND	FMV	192,000	159,415
BNY MELLON FOCUSED EQUITY OPPOR FD	FMV	198,005	181,725
DREYFUS US EQUITY FUND	FMV	400,000	401,651
BNY MELLON MID CAP STOCK FUND	FMV	334,386	286,689
DREYFUS OPPORTUNISTIC SM CAP FD	FMV	73,000	58,438
DREYFUS SELECT MANAGERS SM CAP GR	FMV	146,000	129,971
ENTERPRISE PRODUCTS PARTNERS	FMV	89,830	106,000
BNY MELLON INCOME STOCK FUND	FMV	200,000	202,647

Description	Amount
FISCAL 7/31/11 FEDERAL TAX	21,563
AMORTIZATION OF TAX EXEMPT BONDS- WELCH FORBES	6,913
FISCAL 7/31/12 FEDERAL ESTIMATED PAYMENTS	1,500

Description	Revenue and Expenses per Books	Net Investment Income
DEFLATION OF US BONDS	306	306
FOREIGN INVESTMENT FEE	707	707
AD FEES	17	17

Description	Amount
TAX EXEMPT INTEREST- WELCH FORBES	39,256
TAX EXEMPT INTEREST- BNY MELLON	919