Form990-PF

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Nonexempt Charitable Trust
Treated as a Private Foundation
Note. The foundation may be able to use a copy of this return to satisfy state reporting requirements.
OMB No. 1545-0052
2011
For calendar year 2011, or tax year beginning 01-01-2011 , and ending 12-31-2011
G
Check all that apply:
Name of foundation
HAROLD P DUGDALE CHARITABLE TRUST
 

Number and street (or P.O. box number if mail is not delivered to street address)PO BOX 387   Room/suite
City or town, state, and ZIP code
ST LOUIS, MO63166
A Employer identification number

43-6071666
B Telephone number (see page 10 of the instructions)

(314) 418-2643
C bullet
D 1. bullet
H Check type of organization:
2. bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$2,298,633J Accounting method:
 
(Part I, column (d) must be on cash basis.)
E bullet
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see page 11 of the instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities...... 78,513 78,480 33
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 232,489
b Gross sales price for all assets on line 6a 1,821,738
7 Capital gain net income (from Part IV, line 2)... 232,489
8 Net short-term capital gain......... 0
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 1,439   1,439
12 Total. Add lines 1 through 11........ 312,441 310,969 1,472
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 29,320 21,990   7,330
14 Other employee salaries and wages......   0 0 0
15 Pension plans, employee benefits.......   0 0  
16a Legal fees (attach schedule).........       0
b Accounting fees (attach schedule)....... Click to see attachment 1,250 1,250 0 0
c Other professional fees (attach schedule)....       0
17 Interest...............       0
18 Taxes (attach schedule) (see page 14 of the instructions) Click to see attachment 7,483 686   0
19 Depreciation (attach schedule) and depletion... 0 0  
20 Occupancy..............        
21 Travel, conferences, and meetings.......   0 0  
22 Printing and publications..........   0 0  
23 Other expenses (attach schedule).......        
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 38,053 23,926 0 7,330
25 Contributions, gifts, grants paid........ 137,500 137,500
26 Total expenses and disbursements. Add lines 24 and 25 175,553 23,926 0 144,830
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 136,888
b Net investment income (if negative, enter -0-) 287,043
c Adjusted net income (if negative, enter -0-)... 1,472
For Privacy Act and Paperwork Reduction Act Notice, see page 30 of the instructions.
Cat. No. 11289X Form 990-PF (2011)
Form 990-PF (2011)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............... 78 1,632 1,632
2 Savings and temporary cash investments.......... 22,879 38,206 38,206
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet     0 0
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see page 15 of the
instructions)....................      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet0      
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule) 300,961 Click to see attachment150,117 150,849
b Investments—corporate stock (attach schedule)........ 1,474,946 Click to see attachment1,768,364 1,749,852
c Investments—corporate bonds (attach schedule)........ 368,892 Click to see attachment346,608 358,094
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)...........     0
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 2,167,756 2,304,927 2,298,633
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable...................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)..........   0
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted....................    
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds......... 2,167,756 2,304,927
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds    
30 Total net assets or fund balances (see page 17 of the
instructions).................... 2,167,756 2,304,927
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 2,167,756 2,304,927
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 2,167,756
2 Enter amount from Part I, line 27a..................... 2 136,888
3 Other increases not included in line 2 (itemize) bulletClick to see attachment 3 283
4 Add lines 1, 2, and 3.......................... 4 2,304,927
5 Decreases not included in line 2 (itemize) bullet 5 0
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 2,304,927
Form 990-PF (2011)
Form 990-PF (2011)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a 100. CONSOL ENERGY INC   2009-05-22 2011-01-25
b 50. DISNEY WALT CO   2009-01-15 2011-01-25
c 150. DU PONT E I DE NEMOURS & CO   2009-01-15 2011-01-25
d 50. GOLDMAN SACHS GROUP INC   2009-02-19 2011-01-25
e 25. INTERNATIONAL BUSINESS MACHINES CORP   2006-03-30 2011-01-25
100. NUCOR CORP   2009-05-22 2011-01-25
300. TEXAS INSTRUMENTS INC   2006-02-24 2011-01-25
625. BEST BUY CO INC   2009-01-15 2011-02-11
75. CONSOL ENERGY INC   2009-05-22 2011-02-11
50. DU PONT E I DE NEMOURS & CO   2009-01-15 2011-02-11
100. HALLIBURTON CO   2010-05-26 2011-02-11
50. HEWLETT PACKARD CO   2009-01-15 2011-02-11
25. INTERNATIONAL BUSINESS MACHINES CORP   2006-03-30 2011-02-11
20000. GENERAL ELEC CAP MTN 6.125% 2/22/11   2002-07-31 2011-02-22
50. CHEVRON CORPORATION   2009-05-27 2011-02-25
50. DU PONT E I DE NEMOURS & CO   2009-01-15 2011-02-25
75. HALLIBURTON CO   2010-05-26 2011-02-25
300. MERCK AND CO INC NEW   2010-06-29 2011-02-25
350. NUCOR CORP   2009-05-22 2011-02-25
25. V F CORP   2009-01-15 2011-02-25
325. WELLS FARGO CO   2005-08-16 2011-02-25
100. ALCON INC   2009-01-29 2011-04-12
.28 NOVARTIS AG A D R   2011-04-08 2011-04-28
100000. DISCOVER BK C D 4.300% 6/03/11   2008-11-26 2011-06-03
450. RESEARCH IN MOTION   2009-02-19 2011-06-17
50. ABERCROMBIE & FITCH CO CL A   2009-02-19 2011-06-21
200. ALLSTATE CORP   2006-03-10 2011-06-21
150. ALTRIA GROUP INC   2009-02-19 2011-06-21
25. APACHE CORP   2008-04-11 2011-06-21
350. BANK OF NEW YORK MELLON CORP   2009-01-29 2011-06-21
75. COCA COLA COMPANY   2004-08-25 2011-06-21
100. CONSOL ENERGY INC   2009-05-22 2011-06-21
75. DISNEY WALT CO   2009-01-15 2011-06-21
150. DU PONT E I DE NEMOURS & CO   2009-01-15 2011-06-21
200. GENERAL ELECTRIC CO   2005-06-23 2011-06-21
125. HALLIBURTON CO   2010-05-26 2011-06-21
100. HOME DEPOT INC   2009-01-15 2011-06-21
200. INTEL CORP   2009-01-15 2011-06-21
15. INTERNATIONAL BUSINESS MACHINES CORP   2006-03-30 2011-06-21
50. MCKESSON CORPORATION   2010-11-09 2011-06-21
300. PFIZER INC   2009-10-15 2011-06-21
50. V F CORP   2009-01-15 2011-06-21
150. VERIZON COMMUNICATIONS INC   2009-01-15 2011-06-21
300. ABERCROMBIE & FITCH CO CL A   2009-02-19 2011-07-11
25. CHEVRON CORPORATION   2010-06-29 2011-07-11
1600. CISCO SYS INC   2009-02-19 2011-07-11
50. DU PONT E I DE NEMOURS & CO   2009-01-15 2011-07-11
100. HALLIBURTON CO   2010-05-26 2011-07-11
200. INTEL CORP   2009-01-15 2011-07-11
1100. ATT INC   2010-07-13 2011-08-04
400. ALLSTATE CORP   2009-05-27 2011-08-04
55. ALLSTATE CORP   2010-05-26 2011-08-04
850. ALTRIA GROUP INC   2009-02-19 2011-08-04
700. AMERICAN ELECTRIC POWER CO INC   2010-05-26 2011-08-04
500. AMPHENOL CORP CL A   2011-06-21 2011-08-04
275. APACHE CORP   2009-01-15 2011-08-04
700. BBT CORP   2009-02-19 2011-08-04
316. IPATH DOW JONES UBS COMMODITY   2010-01-26 2011-08-04
200. BOEING CO   2006-04-05 2011-08-04
58. BOEING CO   2010-06-29 2011-08-04
750. CVS CAREMARK CORP   2009-02-19 2011-08-04
350. CHEVRON CORPORATION   2010-06-29 2011-08-04
400. CLOROX CO   2005-08-16 2011-08-04
475. COACH INC   2011-02-11 2011-08-04
425. COCA COLA COMPANY   2006-03-30 2011-08-04
265. CONOCOPHILLIPS   2005-05-31 2011-08-04
725. CONSOL ENERGY INC   2010-05-26 2011-08-04
125. DISNEY WALT CO   2009-01-15 2011-08-04
146. DISNEY WALT CO   2009-02-19 2011-08-04
650. DU PONT E I DE NEMOURS & CO   2009-02-19 2011-08-04
400. EXELON CORPORATION   2010-02-02 2011-08-04
500. FIRST ENERGY CORP   2009-02-19 2011-08-04
1800. GENERAL ELECTRIC CO   2009-05-22 2011-08-04
118. GOLDMAN SACHS GROUP INC   2009-01-15 2011-08-04
275. HALLIBURTON CO   2010-05-26 2011-08-04
20. HALLIBURTON CO   2010-06-29 2011-08-04
125. HALLIBURTON CO   2010-05-26 2011-08-04
650. HEWLETT PACKARD CO   2009-01-15 2011-08-04
800. HOME DEPOT INC   2009-02-19 2011-08-04
764. INTEL CORP   2009-02-19 2011-08-04
100. INTERNATIONAL BUSINESS MACHINES CORP   2005-06-06 2011-08-04
6. INTERNATIONAL BUSINESS MACHINES CORP   2006-03-30 2011-08-04
497. J P MORGAN CHASE CO   2010-05-26 2011-08-04
500. JOHNSON JOHNSON   2006-03-30 2011-08-04
300. MCKESSON CORPORATION   2010-11-09 2011-08-04
600. MEDTRONIC INC   2010-05-26 2011-08-04
250. MERCK AND CO INC NEW   2010-11-09 2011-08-04
400. MERCK AND CO INC NEW   2010-06-29 2011-08-04
1000. MICROSOFT CORP   2009-02-19 2011-08-04
400. MONSANTO CO   2009-02-19 2011-08-04
292. NOVARTIS AG A D R   2011-04-08 2011-08-04
300. NUCOR CORP   2009-05-22 2011-08-04
1139.493 PIMCO TOTAL RETURN FUND INST   2009-11-09 2011-08-04
1061. PFIZER INC   2009-10-15 2011-08-04
125. PROCTER & GAMBLE CO   2008-04-11 2011-08-04
93. PROCTER & GAMBLE CO   2009-01-15 2011-08-04
500. RAYTHEON COMPANY   2009-02-19 2011-08-04
550. TARGET CORPORATION   2009-02-19 2011-08-04
800. TEXAS INSTRUMENTS INC   2009-02-19 2011-08-04
214. 3M CO   2005-06-06 2011-08-04
75. V F CORP   2011-02-11 2011-08-04
225. V F CORP   2009-01-15 2011-08-04
1150. VERIZON COMMUNICATIONS INC   2010-07-13 2011-08-04
700. WASTE MGMT INC   2009-02-19 2011-08-04
66.00173 WELLS FARGO CO   2010-12-02 2011-08-04
275. WELLS FARGO CO   2004-08-25 2011-08-04
158.99827 WELLS FARGO CO   2010-12-02 2011-08-04
345. ALLSTATE CORP   2010-06-29 2011-08-09
142. BOEING CO   2010-06-29 2011-08-09
135. CONOCOPHILLIPS   2005-05-31 2011-08-09
54. INTERNATIONAL BUSINESS MACHINES CORP   2006-03-30 2011-08-09
825.756 NEUBERGER BERMAN GENESIS INSTL FD   2010-10-07 2011-08-09
157. PROCTER & GAMBLE CO   2009-01-15 2011-08-09
111. 3M CO   2005-08-16 2011-08-09
150000. U S TREASURY NT 5.000% 8/15/11   2002-02-04 2011-08-15
449. ISHARES MSCI EMERGING MKTS E T F   2011-02-11 2011-08-19
484. IPATH DOW JONES UBS COMMODITY   2010-11-09 2011-10-25
37. NETFLIX COM INC   2011-08-04 2011-10-25
273. INGERSOLL RAND PLC   2011-08-04 2011-10-25
814. SPDR DJ WILSHIRE INTERNATIONAL   2011-07-11 2011-12-15
1650.77 SCOUT INTERNATIONAL FUND   2011-08-09 2011-12-15
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 4,954   3,784 1,170
b 1,980   1,030 950
c 7,372   3,556 3,816
d 8,140   4,422 3,718
e 4,003   2,077 1,926
4,453   4,034 419
10,218   9,036 1,182
20,962   16,168 4,794
3,532   2,838 694
2,715   1,185 1,530
4,421   2,642 1,779
2,418   1,783 635
4,111   2,077 2,034
20,000   20,672 -672
5,093   3,258 1,835
2,688   1,185 1,503
3,486   1,981 1,505
9,609   10,619 -1,010
16,306   14,118 2,188
2,399   1,335 1,064
10,605   9,688 917
16,799   8,704 8,095
16   16  
100,000   100,000  
13,342   19,949 -6,607
3,380   1,141 2,239
6,030   10,988 -4,958
4,080   2,379 1,701
2,973   3,331 -358
9,170   9,523 -353
4,953   3,296 1,657
4,785   3,784 1,001
2,888   1,546 1,342
7,746   3,556 4,190
3,742   7,189 -3,447
5,915   3,302 2,613
3,489   2,189 1,300
4,296   2,634 1,662
2,493   1,246 1,247
4,181   3,276 905
6,102   5,255 847
5,272   2,671 2,601
5,400   4,209 1,191
21,501   6,848 14,653
2,601   1,709 892
24,800   28,001 -3,201
2,738   1,185 1,553
5,271   2,642 2,629
4,568   2,634 1,934
31,932   30,377 1,555
10,832   15,964 -5,132
1,489   1,658 -169
22,287   13,479 8,808
25,767   21,880 3,887
22,932   25,488 -2,556
31,019   22,935 8,084
16,877   10,276 6,601
15,152   12,774 2,378
13,061   15,652 -2,591
3,788   3,691 97
26,019   21,182 4,837
34,662   22,968 11,694
26,892   21,986 4,906
28,314   27,498 816
28,700   18,100 10,600
18,067   14,115 3,952
33,492   27,021 6,471
4,522   2,576 1,946
5,281   2,584 2,697
31,771   14,641 17,130
17,211   16,429 782
21,331   24,185 -2,854
30,491   28,839 1,652
15,189   8,779 6,410
13,854   7,265 6,589
1,008   504 504
6,297   3,302 2,995
21,638   21,569 69
25,884   16,934 8,950
16,357   10,057 6,300
17,580   7,510 10,070
1,055   499 556
19,109   19,511 -402
31,329   29,623 1,706
22,908   19,657 3,251
20,190   24,762 -4,572
7,992   8,813 -821
12,788   14,159 -1,371
26,490   22,779 3,711
27,226   30,918 -3,692
16,842   16,245 597
10,806   12,101 -1,295
12,671   12,466 205
18,748   15,473 3,275
7,582   8,802 -1,220
5,641   5,277 364
21,257   23,300 -2,043
27,131   16,856 10,275
22,944   11,742 11,202
18,008   16,521 1,487
8,351   6,495 1,856
25,054   12,018 13,036
40,709   31,335 9,374
21,525   20,225 1,300
1,752   1,894 -142
7,298   7,988 -690
4,220   4,563 -343
8,611   10,239 -1,628
8,557   9,037 -480
8,563   7,191 1,372
9,054   4,487 4,567
36,655   33,435 3,220
9,396   8,908 488
8,875   8,068 807
150,000   150,844 -844
18,027   20,739 -2,712
21,520   22,932 -1,412
2,801   9,371 -6,570
7,975   9,271 -1,296
25,836   32,273 -6,437
45,132   48,813 -3,681
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       1,170
b       950
c       3,816
d       3,718
e       1,926
      419
      1,182
      4,794
      694
      1,530
      1,779
      635
      2,034
      -672
      1,835
      1,503
      1,505
      -1,010
      2,188
      1,064
      917
      8,095
       
       
      -6,607
      2,239
      -4,958
      1,701
      -358
      -353
      1,657
      1,001
      1,342
      4,190
      -3,447
      2,613
      1,300
      1,662
      1,247
      905
      847
      2,601
      1,191
      14,653
      892
      -3,201
      1,553
      2,629
      1,934
      1,555
      -5,132
      -169
      8,808
      3,887
      -2,556
      8,084
      6,601
      2,378
      -2,591
      97
      4,837
      11,694
      4,906
      816
      10,600
      3,952
      6,471
      1,946
      2,697
      17,130
      782
      -2,854
      1,652
      6,410
      6,589
      504
      2,995
      69
      8,950
      6,300
      10,070
      556
      -402
      1,706
      3,251
      -4,572
      -821
      -1,371
      3,711
      -3,692
      597
      -1,295
      205
      3,275
      -1,220
      364
      -2,043
      10,275
      11,202
      1,487
      1,856
      13,036
      9,374
      1,300
      -142
      -690
      -343
      -1,628
      -480
      1,372
      4,567
      3,220
      488
      807
      -844
      -2,712
      -1,412
      -6,570
      -1,296
      -6,437
      -3,681
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 232,489
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see pages 13 and 17 of the instructions).
If (loss), enter -0- in Part I, line 8 . . . . . . . . . . . . . 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If “Yes,” the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2010 109,249 2,389,850 0.045714
2009 111,896 2,252,341 0.04968
2008 230,586 2,483,257 0.092856
2007 356,253 2,631,586 0.135376
2006 23,300 953,893 0.024426
2 Total of line 1, column (d) ...................... 2 0.348052
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.06961
4 Enter the net value of noncharitable-use assets for 2011 from Part X, line 5..... 4 2,431,949
5 Multiply line 4 by line 3....................... 5 169,289
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 2,870
7 Add lines 5 and 6......................... 7 172,159
8 Enter qualifying distributions from Part XII, line 4.............. 8 144,830
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions on page 18.
Form 990-PF (2011)
Form 990-PF (2011)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A” on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 5,741
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2............................ 3 5,741
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 5,741
6 Credits/Payments:
a 2011 estimated tax payments and 2010 overpayment credited to 2011 6a 7,617
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c 0
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 7,617
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. Click to see attachment 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 1,876
11 Enter the amount of line 10 to be: Credited to 2012 estimated taxBullet1,876 Refunded Bullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is “Yes” to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If “Yes,” attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If “Yes,” attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If “Yes,” has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If “Yes,” attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If “Yes,” complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see page 19 of the
    instructions)bulletMO
    b
    If the answer is “Yes” to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If “No,” attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2011 or the taxable year beginning in 2011 (see instructions for Part XIV on
    page 27)? If “Yes,” complete Part XIV..........................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If “Yes,” attach a schedule listing their names and addresses.
    10
    Yes
     
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see page 20 of the instructions) .......
    11
     
    No
    12
    Did the foundation acquire a direct or indirect interest in any applicable insurance contract before August 17, 2008?
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletUS BANK NA Telephone no.bullet (314) 418-2643
    Located atbulletPO BOX 387ST LOUISMO ZIP+4bullet63166
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16
    At any time during calendar year 2011, did the foundation have an interest in or a signature or other authority over
    a bank, securities, or other financial account in a foreign country? .................
    16
     
    No
    See page 20 of the instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the foreign country bullet  
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the “Yes” column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check “No”
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is “Yes” to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
    No
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2011?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2011, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2011?...............
    If “Yes,” list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer “No” and attach statement—see page 20 of the instructions.) .........
    2b
     
    No
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business
    enterprise at any time during the year?.....................
    b
    If “Yes,” did it have excess business holdings in 2011 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2011.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2011?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see page 22 of the instructions)...
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is “Yes” to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see page 22 of the instructions)?
    5b
     
     
    .........bullet
    c
    If the answer is “Yes” to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If “Yes,” attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay
    premiums on a personal benefit contract?....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If “Yes” to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see page 22 of the instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    US BANK NA TRUSTEE
    0     		29,320    
    PO BOX 387
    ST LOUIS,MO63166
    2 Compensation of five highest-paid employees (other than those included on line 1—see page 23 of the instructions).
    If none, enter “NONE.”
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    3 Five highest-paid independent contractors for professional services (see page 23 of the instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see page 23 of the instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3..........................bullet  
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see page 24 of the instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    2,468,984
    b
    Average of monthly cash balances.......................
    1b
    0
    c
    Fair market value of all other assets (see page 24 of the instructions)............
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    2,468,984
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    2,468,984
    4
    Cash deemed held for charitable activities. Enter 1 1⁄2% of line 3 (for greater amount, see page 25
    of the instructions) ...........................
    4
    37,035
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    2,431,949
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    121,597
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    121,597
    2a
    Tax on investment income for 2011 from Part VI, line 5......
    2a
    5,741
    b
    Income tax for 2011. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    5,741
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    115,856
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    115,856
    6
    Deduction from distributable amount (see page 25 of the instructions)...........
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
    115,856
    Part XII
    Qualifying Distributions (see page 25 of the instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    144,830
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
    0
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
    0
    b
    Cash distribution test (attach the required schedule) .................
    3b
    0
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    144,830
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see page 26 of the instructions)............
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    144,830
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 8
    Part XIII
    Undistributed Income (see page 26 of the instructions)
    (a)
    Corpus     		(b)
    Years prior to 2010     		(c)
    2010     		(d)
    2011
    1 Distributable amount for 2011 from Part XI, line 7 115,856
    2 Undistributed income, if any, as of the end of 2011:
    a Enter amount for 2010 only....... 0
    b Total for prior years:2009, 20, 20 0
    3 Excess distributions carryover, if any, to 2011:
    a From 2006....... 0
    b From 2007....... 197,853
    c From 2008....... 107,885
    d From 2009....... 581
    e From 2010....... 0
    fTotal of lines 3a through e......... 306,319
    4Qualifying distributions for 2011 from Part
    XII, line 4: bullet$ 144,830
    a Applied to 2010, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see page 26 of the instructions)    		 0
    c Treated as distributions out of corpus (Election
    required—see page 26 of the instructions)...     		0
    d Applied to 2011 distributable amount..... 115,856
    e Remaining amount distributed out of corpus 28,974
    5 Excess distributions carryover applied to 2011. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 335,293
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable
    amount—see page 27 of the instructions ...     		0
    e Undistributed income for 2010. Subtract line
    4a from line 2a. Taxable amount—see page 27
    of the instructions ...........     		0
    f Undistributed income for 2011. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2011 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see page 27
    of the instructions) ...........     		0
    8Excess distributions carryover from 2006 not
    applied on line 5 or line 7 (see page 27 of the
    instructions) .............     		0
    9Excess distributions carryover to 2012.
    Subtract lines 7 and 8 from line 6a ......     		335,293
    10 Analysis of line 9:
    a Excess from 2007.... 197,853
    b Excess from 2008.... 107,885
    c Excess from 2009.... 581
    d Excess from 2010.... 0
    e Excess from 2011.... 28,974
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 9
    Part XIV
    Private Operating Foundations (see page 27 of the instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2011, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2011 (b) 2010 (c) 2009 (d) 2008
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ....     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets” alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment” alternative test— enter 2⁄3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support” alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see page 27 of the instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    NONE
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    NONE
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    UNITED WAY OF GREATER
    ST JOSEPH
    118 S 5TH
    ST JOSPEH,MO64501     		NONE PUBLIC EXEMPT PURPOSE 16,000
    JUNIOR ACHIEVEMENT
    PO BOX 6021
    ST JOSEPH,MO645060021     		NONE PUBLIC EXEMPT PURPOSE 3,500
    CHRIST EPISCOPAL CHURCH
    207 N 7TH ST
    ST JOSEPH,MO64501     		NONE PUBLIC EXEMPT PURPOSE 10,000
    AMERICAN CANCER SOCIETY
    13125 COUNTY ROAD 348
    ST JOSEPH,MO64505     		NONE PUBLIC EXEMPT PURPOSE 1,000
    AMERICAN HEART ASSOCIATION
    PO BOX 4002902
    DES MOINES,IA503402902     		NONE PUBLIC EXEMPT PURPOSE 1,000
    YMCA
    315 S 6TH
    ST JOSEPH,MO64501     		NONE PUBLIC EXEMPT PURPOSE 100
    AGRI BUSINESS EXPO CENTER
    4810 S LAKEWOOD DRIVE
    SAINT JOSEPH,MO64508     		NONE PUBLIC EXEMPT PURPOSE 25,000
    NODAWAY COUNTY EXTENSION CTR
    ATTN ANNETTE DEERING
    305 NORTH MARKET STREET
    MARYVILLE,MO644681645     		NONE PUBLIC EXEMPT PURPOSE 1,000
    RINGOLD COUNTY AGRI EXTENSION DIST
    ATTN DAWN
    101 NORTH POLK STREET
    MOUNT AYR,IA508541734     		NONE PUBLIC EXEMPT PURPOSE 1,000
    ST JOSEPH HABITAT FOR HUMANITY
    1823 JULES ST
    ST JOSEPH,MO645012456     		NONE PUBLIC EXEMPT PURPOSE 5,000
    BIG BROTHERS BIG SISTERS OF
    NODAWAY COUNTY
    114 EAST SOUTH HILLS DRIVE
    MARYVILLE,MO64468     		NONE PUBLIC EXEMPT PURPOSE 5,000
    CLINTON COUNTY SENIOR CENTER
    113 NORTH MAIN
    PLATTSBURG,MO64477     		NONE PUBLIC EXEMPT PURPOSE 7,250
    HIGH LAKES OUTDOOR ALLIANCE
    318 NORTH PINE ST
    CRESTON,IA508012430     		NONE PUBLIC EXEMPT PURPOSE 500
    ST JOSEPH FIRST CHRISTIAN DISCIPLES
    OF CHRIST
    927 FARAON
    ST JOSEPH,MO64501     		NONE PUBLIC EXEMPT PURPOSE 5,150
    PONY EXPRESS MUSEUM
    914 PENN
    ST JOSEPH,MO64503     		NONE PUBLIC EXEMPT PURPOSE 1,500
    YWCA
    304 N 8TH ST
    SAINT JOSEPH,MO64501     		NONE PUBLIC EXEMPT PURPOSE 7,000
    PONY EXPRESS COUNCIL - BOY SCOUTS
    OF AMERICA
    PO BOX 8157
    ST JOSEPH,MO645088157     		NONE PUBLIC EXEMPT PURPOSE 10,000
    GIRL SCOUTS NE KS & MW MO
    8383 BLUE PARKWAY
    KANSAS CITY,MO64133     		NONE PUBLIC EXEMPT PURPOSE 5,000
    AMERICAN RED CROSS
    401 N 12TH ST
    ST JOSEPH,MO64501     		NONE PUBLIC EXEMPT PURPOSE 10,000
    INTERSERV
    200 CHEROKEE
    ST JOSEPH,MO64504     		NONE PUBLIC EXEMPT PURPOSE 5,000
    COMMUNITY ACTION PARTNERSHIP
    OF GREATER ST JOSEPH
    PO BOX 3068
    ST JOSEPH,MO64503     		NONE PUBLIC EXEMPT PURPOSE 10,000
    SECOND HARVEST OF GREATER
    ST JOSEPH
    915 DOUGLAS
    ST JOSEPH,MO64505     		NONE PUBLIC EXEMPT PURPOSE 7,500
    Total .................................bullet 3a 137,500
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See page 28 of
    the instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3Interest on savings and temporary cash investments          
    4 Dividends and interest from securities....     14 78,513  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8Gain or (loss) from sales of assets other than inventory     18 232,489  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: a990-PF REFUND     01 1,439  
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   312,441  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13312,441
    (See worksheet in line 13 instructions on page 28 to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the organization’s exempt purposes (other than by providing funds for such purposes). (See
    page 28 of the instructions.)
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section
    Yes
    No
    501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is “Yes,” complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If “Yes,” complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    SignHere
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    Signature of officer or trustee Date Title
    PaidPreparersUseOnly Preparer's SignatureBullet Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2011)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2011 AccountingFeesSchedule
    Name:
    HAROLD P DUGDALE CHARITABLE TRUST
    EIN: 43-6071666
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    TAX PREPARATION FEE (NON-ALLOC 1,250 1,250    

    TY 2011 InvestmentsCorpBondsSchedule
    Name:
    HAROLD P DUGDALE CHARITABLE TRUST
    EIN: 43-6071666
    Name of Bond End of Year Book Value End of Year Fair Market Value
    GE CAP 6.125% 2/22/11    
    DISCOVER BK GREENWOOD 4.30%    
    TARGET CORP 5.875% 3/1/12 49,813 50,420
    PITNEY BOWES 4.625% 10/1/12 47,722 51,264
    AT&T INC 6.70% 11/15/13 49,721 55,121
    GOLDMAN SACHS 5.50% 11/15/14 50,964 51,514
    ROYAL BANK OF CANADA 3/7/13 50,000 52,645
    MORGAN STANLEY 3.450% 11/2/15 49,513 46,035
    GENL ELEC 4.375% 9/16/20 48,875 51,095

    TY 2011 InvestmentsCorpStockSchedule
    Name:
    HAROLD P DUGDALE CHARITABLE TRUST
    EIN: 43-6071666
    Name of Stock End of Year Book Value End of Year Fair Market Value
    BOEING CO    
    GENERAL ELEC CO 15,980 17,910
    3M CO    
    CONOCOPHILLIPS    
    TARGET CORP    
    CLOROX CO    
    COCA COLA CO    
    ALCON INC    
    JOHNSON & JOHNSON 17,517 18,035
    MEDTRONIC    
    ALLSTATE CORP    
    CITIGROUP INC 13,662 10,524
    WELLS FARGO & CO 11,546 11,961
    EXELON CORP    
    HEWLETT PACKARD CO    
    IBM CORP    
    MICROSOFT CORP 18,696 18,172
    TEXAS INSTRUMENTS INC    
    APACHE CORP 10,155 9,058
    ATT INC 15,588 16,632
    CISCO SYS INC    
    JP MORGAN CHASE & CO 19,988 18,288
    PROCTER & GAMBLE CO    
    ABERCROMBIE & FITCH    
    ALTRIA GROUP INC    
    BB & T CORP    
    BANK OF NEW YORK MELLON CORP    
    BEST BUY CORP    
    CONSOL ENERGY INC    
    CVS CAREMARK CORP    
    CHEVRON CORP 9,774 11,278
    DISNEY WALT CO 6,265 13,275
    DUPONT E I DE NEMOURS    
    FIRST ENERGY CORP    
    GOLDMAN SACHS GROUP 8,477 9,043
    HOME DEPOT    
    INTEL CORP 5,706 10,573
    MONSANTO CORP    
    NUCOR CORP    
    PFIZER INC    
    RAYTHEON COMPANY    
    VF CORP    
    VERIZON COMMUNICATION    
    WASTE MGMT    
    RESEARCH IN MOTION    
    SCOUT INTERNATIONAL FUND 224,851 205,499
    PIMCO TOTAL RETURN FUND 9,355 9,295
    AMERICAN ELECTRIC POWER    
    HALLIBURTON CO 4,536 6,212
    MCKESSON CORP 13,553 13,634
    MERCK AND CO    
    IPATH DOW JONES UBS COMMODITY 16,976 16,896
    ISHARES MSCI EMERGING MKTS ETF 72,853 60,704
    NEUBERGER BERMAN GENESIS 31,565 36,196
    DRIEHAUS ACTIVE INCOME FUND 55,355 51,022
    NUVEEN HIGH INCOME BOND FD 67,023 65,077
    NUVEEN INFLATION PRO SEC 80,228 79,605
    OPPENHEIMER COM STR TR FD 54,690 53,414
    T ROWE PRICE INTL BOND FUND 58,346 53,969
    ALLERGAN INC 10,817 12,284
    AMAZON COM INC 19,672 17,310
    AMERICAN TOWER CORP 10,293 12,002
    ANADARKO PETROLEUM CORP 9,025 9,083
    APPLE INC 33,951 35,640
    BORG WARNER INC 9,056 7,968
    C H ROBINSON WORLDWIDE INC 13,864 13,956
    CAMERON INTL CORP 10,091 9,838
    CAPITAL ONE FINANCIAL CORP 9,154 8,754
    CBS CORP CLASS B NON VOTING 10,441 12,104
    CENTERPOINT ENERGY INC 10,726 12,054
    CLIFFS NATURAL RESOURCES INC 14,630 12,470
    CONCHO RES INC 13,235 14,063
    CSX CORP 15,612 14,742
    CUMMINS INC 18,798 17,604
    DEERE & CO 16,703 17,404
    DIRECTV 8,880 8,253
    DOLLAR TREE INC 9,369 11,968
    DU PONT E I DE NEMOURS & CO 13,074 13,734
    EMC CORPORATION 14,348 12,924
    ECOLAB INC 9,408 11,100
    EXXON MOBIL CORP 11,390 12,714
    GENERAL MILLS INC 12,752 14,144
    GOOGLE INC 13,992 16,148
    LAUDER ESTEE COS INC 13,852 15,949
    LIFE TECHNOLOGIES CORP 11,747 12,646
    LINCOLN NATL CORP IND 15,601 13,594
    LULULEMON ATHLETICA INC 15,841 13,998
    MASTERCARD INC 11,760 13,422
    MEDCO HEALTH SOLUTIONS INC 11,365 11,180
    OCCIDENTAL PETROLEUM CORP 17,374 18,740
    ORACLE CORPORATION 17,718 15,390
    PGE CORP 11,876 12,366
    PPG INDS INC 9,244 9,601
    PEPSICO INC 14,638 14,929
    PFIZER INC 17,992 24,020
    PHILIP MORRIS INTL 13,861 15,696
    PRICELINE COM INC 13,991 13,096
    QUALCOMM INC 13,069 13,620
    RALPH LAUREN CORP 9,303 10,218
    ROCKWELL COLLINS INC 10,716 12,458
    SALESFORCE COM INC 12,769 10,146
    STARBUCKS CORP 11,505 13,803
    THERMO FISHER SCIENTIFIC INC 14,077 12,367
    UNITED HEALTH GROUP INC 13,106 15,204
    UNITED TECHNOLOGIES CORP 15,261 14,618
    VISA INC 9,301 11,067
    WALGREEN CO 14,828 14,051
    WYNN RESORTS LTD 12,978 11,049
    ACCENTURE PLC 16,815 15,969
    ACE LTD 9,930 11,359
    FRANCE TELECOM SPSD ADR 14,130 14,094
    SCHLUMBERGER LTD 18,947 16,258
    HIGHLAND LONG SHORT EQUITY Z 33,992 35,046
    ISHARES DJ US REAL ESTATE ETF 88,507 85,215
    ROWE T PRICE MID CAP VALUE FD 52,564 52,320
    SPDR DJ WILSHIRE INTERNATIONAL 37,740 31,830

    TY 2011 InvestmentsGovtObligationsSch
    Name:
    HAROLD P DUGDALE CHARITABLE TRUST
    EIN: 43-6071666
    US Government Securities - End of Year Book Value:

    150,117
    US Government Securities - End of Year Fair Market Value:

    150,849
    State & Local Government Securities - End of Year Book Value:


     
    State & Local Government Securities - End of Year Fair Market Value:


     


    TY 2011 OtherIncomeSchedule2
    Name:
    HAROLD P DUGDALE CHARITABLE TRUST
    EIN: 43-6071666
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    990-PF REFUND 1,439 0 1,439


    TY 2011 OtherIncreasesSchedule
    Name:
    HAROLD P DUGDALE CHARITABLE TRUST
    EIN: 43-6071666
    Description Amount
    COST ADJ 283


    TY 2011 TaxesSchedule
    Name:
    HAROLD P DUGDALE CHARITABLE TRUST
    EIN: 43-6071666
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FEDERAL EXCISE TAXES 6,797 0   0
    FOREIGN TAXES PAID 686 686   0