Form990-EZ
Click to see attachment
Department of the Treasury
Internal Revenue Service
Short Form
Return of Organization Exempt From Income Tax
Under section 501(c), 527, or 4947(a)(1) of the Internal Revenue Code
(except black lung benefit trust or private foundation)
bullet Sponsoring organizations of donor advised funds, organizations that operate one or more hospital facilities, and certain controlling organizations as defined in section 512(b)(13) must file Form 990 (see instructions).
All other organizations with gross receipts less than $200,000 and total assets less than $500,000 at the end of the year may use this form.
bulletThe organization may have to use a copy of this return to satisfy state reporting requirements.
OMB No. 1545-1150
2011
Open to Public
Inspection
A
For the 2011 calendar year, or tax year beginning 01-01-2011, and ending 12-31-2011
B
Check if applicable:
C Name of organization
ASSOCIATON OF WORKPLACE INVESTIGATORS INC
 
Number and street (or P. O. box, if mail is not delivered to street address)770 L Street Suite 950
  Room/suite
City or town, state or country, and ZIP + 4 Sacramento, CA95814
D Employer identification number

27-0870964
E Telephone number

(916) 760-2442
F Group Exemption
Number. . bullet  
G Accounting method: Other (specify) bullet   H Check bulletI Website:bulletwww.aowi.orgJ Tax-Exempt status(check only one)—( 6) bullet(insert no.) or
K Check bullet A Form 990-EZ or Form 990 return is not required though Form 990-N (e-postcard) may be required (see instructions). But if the organization chooses to file a return, be sure to file a complete return.
L Add lines 5b, 6c, and 7b, to line 9 to determine gross receipts; If gross receipts are $200,000 or more, or if total assets (Part II, line 25, column (B) below) are $500,000 or more,file Form 990 instead of Form 990-EZ........... bullet $ 189,341
Part IRevenue, Expenses, and Changes in Net Assets or Fund Balances (see the instructions for Part I.)Check if the organization used Schedule O to respond to any question in this Part I...........
VerticalRevenue 1 Contributions, gifts, grants, and similar amounts received............... 1 0
2 Program service revenue including government fees and contracts ............ 2 126,991
3 Membership dues and assessments...................... 3 62,350
4 Investment income........................... 4 0
5a Gross amount from sale of assets other than inventory........ 5a 0
b Less: cost or other basis and sales expenses........... 5b 0
c Gain or (loss) from sale of assets other than inventory (Subtract line 5b from line 5a) ...... 5c 0
6 Gaming and fundraising events
a Gross income from gaming (attach Schedule G if greater than $15,000) . 6a 0
b Gross income from fundraising events (not including $ 0 of contributions
from fundraising events reported on line 1) (attach Schedule G if the
sum of such gross income and contributions exceeds $15,000) 6b 0
c Less: direct expenses from gaming and fundraising events....... 6c 0
d Net income or (loss) from gaming and fundraising events (Add lines 6a and 6b and subtract line 6c) 6d 0
7a Gross sales of inventory, less returns and allowances........ 7a 0
b Less: cost of goods sold................. 7b 0
c Gross profit or (loss) from sales of inventory (Subtract line 7b from line 7a) ......... 7c 0
8 Other revenue (describe in Schedule O) ..................... 8 0
9 Total revenue. Add lines 1, 2, 3, 4, 5c, 6d, 7c, and 8................. 9 189,341
VerticalExpenses 10 Grants and similar amounts paid (list in Schedule O) ................. 10 0
11 Benefits paid to or for members........................ 11 0
12 Salaries, other compensation, and employee benefits................ 12 59,857
13 Professional fees and other payments to independent contractors............ 13 3,000
14 Occupancy, rent, utilities, and maintenance................... 14 6,603
15 Printing, publications, postage, and shipping................... 15 3,584
16 Other expenses (describe in Schedule O) .................... 16 66,753
17 Total expenses. Add lines 10 through 16 .................... 17 139,797
VerticalNetAssets 18 Excess or (deficit) for the year (Subtract line 17 from line 9)............ 18 49,544
19 Net assets or fund balances at beginning of year (from line 27, column (A)) (must agree with
end-of-year figure reported on prior year’s return)................ 19 46,642
20 Other changes in net assets or fund balances (explain in Schedule O) .......... 20 0
21 Net assets or fund balances at end of year. Combine lines 18 through 20.........Bullet 21 96,186
For Paperwork Reduction Act Notice, see the separate instructions.
Cat. No. 10642I Form 990-EZ (2011)
Form 990-EZ (2011)
Page 2
Part IIBalance Sheets (see the instructions for Part II.)Check if the organization used Schedule O to respond to any question in this Part II.............

(See the instructions for Part II.)(A) Beginning of year(B) End of year
22Cash, savings, and investments................
46,642
22
96,186
23Land and buildings....................
0
23
0
24Other assets (describe in Schedule O) ..........
0
24
0
25Total assets......................
46,642
25
96,186
26
Total liabilities (describe in Schedule O) .............
0
26
0
27Net assets or fund balances (line 27 of column (B) must agree with line 21)..
46,642
27
96,186
Part IIIStatement of Program Service Accomplishments (see the instructions for Part III.) Check if the organization used Schedule O to respond to any question in this Part III . Expenses
(Required for section 501(c)(3) and 501(c)(4) organizations and section 4947(a)(1) trusts; optional for others.)
What is the organization's primary exempt purpose? Promote and enhance workplace investigations
Describe the organization’s program service accomplishments for each of its three largest program services, as measured by expenses. In a clear and concise manner, describe the services provided, the number of persons benefited, and other relevant information for each program title.
28 Membership. Conducted outreach to constituent groups to obtain members, and found ways for members to integrate into and work with the organization. Developed a plan to obtain and maintain members, including providing information for the website on member benefits. Implemented and operated local circle of colleagues program. Attended two trade shows to promote organization and membership and obtain contact information of potential members. Advertised extensively to potential members.
(Grants $ 0) If this amount includes foreign grants, check here ...MediumBullet		 28a 62,857
29 Education. Conducted education and training programs, including seven webinars, two regional training programs, and large annual conference in November 2011. Planned annual conference and training seminars and webinars for 2012.
(Grants $ 0) If this amount includes foreign grants, check here ...MediumBullet		 29a 44,821
30 Communications. Coordinated publicity to public, communicated with members, maintained and updated website, printed advertising materials. Produced announcements about the organization, provided copy for website, and produced a postcard to be distributed to the public, along with a distribution plan. Worked closely with Membership Committee and Executive Committee to develop communications and respond to inquiries about the organization.
(Grants $ 0) If this amount includes foreign grants, check here ...MediumBullet		 30a 7,743
Publications. Wrote, edited, and published the AWI Quarterly newsletter related to the work workplace investigators do. Produced electronic updates about the organization's work.
(Grants $ 0) If this amount includes foreign grants, check here ...MediumBullet		 2,050
Best Practices. Reviewed results of Best Practices Workshops and drafted Guiding Principles for Workplace Investigations
(Grants $ 0) If this amount includes foreign grants, check here ...MediumBullet		 0
Legislation. Reviewed legislation relevant to workplace investigators. Educated members about the impacts of legislation on the work that workplace investigators do. Determined whether changes in legislation were desirable.
(Grants $ 0) If this amount includes foreign grants, check here ...MediumBullet		 0
Certification. Conducted initial research regarding a possible certification program for workplace investigators and made an initial report back to the Board of Directors on the feasibility and desirability of such a program.
(Grants $ 0) If this amount includes foreign grants, check here ...MediumBullet		 0
Ethics. Established Ethics Committee to research and analyze ethical issues facing workplace investigators. Developed training program on ethical issues for attorneys performing workplace investigations which was presented at webinar.
(Grants $ 0) If this amount includes foreign grants, check here ...MediumBullet		 0
31 Other program services (describe in Schedule O) ..................
(Grants $   ) If this amount includes foreign grants, check here...MediumBullet		 31a
32 Total program service expenses (add lines 28a through 31a)..............bullet 32 117,471
Part IV List of Officers, Directors, Trustees, and Key Employees. List each one even if not compensated. (see the instructions for Part IV.)Check if the organization used Schedule O to respond to any question in this Part IV..........
(a) Name and title (b) Average
hours per week
devoted to position		 (c)Reportable compensation
(Forms W-2/1099-MISC)
(if not paid, enter -0-) 		(d) Health benefits, contributions to employee benefit plans,
and deferred compensation		 (e) Estimated amount
of other compensation
Amy Oppenheimer
770 L Street Suite 950
Sacramento,CA95814
 President10 0 0 0
Cynthia Remmers
770 L Street Suite 950
Sacramento,CA95814
 Vice President5 0 0 0
Sue Ann Van Dermyden
770 L Street Suite 950
Sacramento,CA95814
 Secretary10 0 0 0
Walter Cochran-Bond
770 L Street Suite 950
Sacramento,CA95814
 Treasurer5 0 0 0
Barry Chersky
770 L Street Suite 950
Sacramento,CA95814
 Assistant Secretary5 0 0 0
Marilou F Mirkovich
770 L Street Suite 950
Sacramento,CA95814
 Assistant Treasurer5 0 0 0
Vida L Thomas
770 L Street Suite 950
Sacramento,CA95814
 Director2 0 0 0
Nancy Bornn
770 L Street Suite 950
Sacramento,CA95814
 Director2 0 0 0
John Lohse
770 L Street Suite 950
Sacramento,CA95814
 Director2 0 0 0
Mary Egan
770 L Street Suite 950
Sacramento,CA95814
 Director2 0 0 0
Pamela L Hemminger
770 L Street Suite 950
Sacramento,CA95814
 Director5 0 0 0
Lindsay Harris
770 L Street Suite 950
Sacramento,CA95814
 Director5 0 0 0
Debra L Reilly
770 L Street Suite 950
Sacramento,CA95814
 Director5 0 0 0
Keith Rohman
770 L Street Suite 950
Sacramento,CA95814
 Director5 0 0 0
Julie Moore
770 L Street Suite 950
Sacramento,CA95814
 Director10 0 0 0
Stephen P Angelides
770 L Street Suite 950
Sacramento,CA95814
 Executive Director20 41,600 0 0
Form 990-EZ (2011)
Form 990-EZ (2011)
Page 3
Part VOther Information(Note the Schedule A and personal benefit contract statement requirements in the instructions for Part V.) Check if the organization used Schedule O to respond to any question in this Part V
Yes
No
33
Did the organization engage in any significant activity not previously reported to the IRS? If "Yes," provide a detailed description of each activity in Schedule O ...................
33
 
No
34
Were any significant changes made to the organizing or governing documents? If "Yes," attach a conformed copy of the amended documents if they reflect a change to the organization’s name. Otherwise, explain the changeon Schedule O (see instructions). ..........................
34
 
No
35a
Did the organization have unrelated business gross income of $1,000 or more during the year from business activities (such as those reported on lines 2, 6a, and 7a, among others)? ............
35a
 
No
b
If ‘Yes’ to line 35a, has the organization filed a Form 990-T for the year? If ‘No,’ provide an explanation in Schedule O.
35b
 
 
c
Was the organization a section 501(c)(4), 501(c)(5), or 501(c)(6) organization subject to section 6033(e) notice, reporting, and proxy tax requirements during the year? If "Yes," complete Schedule C, Part III.
35c
 
No
36
Did the organization undergo a liquidation, dissolution, termination, or significant disposition of net assets during the year? If “Yes,” complete applicable parts of Schedule N ................
36
 
No
37a
Enter amount of political expenditures, direct or indirect, as described in the instructions. bullet
37a
0
b
Did the organization file Form 1120-POL for this year?...................
37b
 
No
38a
Did the organization borrow from, or make any loans to, any officer, director, trustee, or key employee or were
any such loans made in a prior year and still outstanding at the end of the tax year covered by this return?..
38a
 
No
b
If “Yes,” complete Schedule L, Part II and enter the total amount involved .
38b
 
39
Section 501(c)(7) organizations. Enter:
a
Initiation fees and capital contributions included on line 9.......
39a
 
b
Gross receipts, included on line 9, for public use of club facilities.....
39b
 
40a
Section 501(c)(3) organizations. Enter amount of tax imposed on the organization during the year under:
section 4911 bullet   ; section 4912 bullet   ; section 4955 bullet  
b
Section 501(c)(3) and 501(c)(4) organizations. Did the organization engage in any section 4958 excess benefittransaction during the year or did it engage in an excess benefit transaction in a prior year that has not been reported on any of its prior Forms 990 or 990-EZ? If “Yes,” complete Schedule L, Part I. ......
40b
 
 
c
Section 501(c)(3) and 501(c)(4) organizations. Enter amount of tax imposed on organization managers or disqualified persons during the year under sections 4912, 4955, and 4958...bullet  
d
Section 501(c)(3) and 501(c)(4) organizations. Enter amount of tax on line 40c reimbursed by the organization....................bullet  
e
All organizations. At any time during the tax year, was the organization a party to a prohibited tax shelter transaction? If "Yes," complete Form 8886-T. ......................
40e
 
No
41List the states with which a copy of this return is filed. bulletCA
42aThe organization's books are in care of bulletStephen P Angelides Telephone no. bullet (916) 760-2442
Located at bullet770 L Street Suite 950
Sacramento,CA ZIP + 4bullet95814
b
At any time during the calendar year, did the organization have an interest in or a signature or other authority over a financial account in a foreign country (such as a bank account, securities account, or other financial account)?
Yes
No
42b
 
No
If “Yes,” enter the name of the foreign country: bullet  
See the instructions for exceptions and filing requirements for Form TD F 90-22.1, Report of Foreign Bank and Financial Accounts.
c
At any time during the calendar year, did the organization maintain an office outside the U.S.?
42c
 
No
If “Yes,” enter the name of the foreign country: bullet  
43.......bullet
and enter the amount of tax-exempt interest received or accrued during the tax year....bullet43
 
Yes
No
44a
Did the organization maintain any donor advised funds during the year? If "Yes," Form 990 must be completed instead of
Form 990-EZ.................................
44a
 
No
b
Did the organization operate one or more hospital facilities during the year? If ‘Yes,’ Form 990 must be completedinstead of Form990-EZ.............................
44b
 
No
c
Did the organization receive any payments for indoor tanning services during the year?.........
44c
 
No
d
If 'Yes' to line 44c, has the organization filed a Form 720 to report these payments? If ‘No,’ provide an explanationin Schedule O................................
44d
 
 
45a
Did the organization have a controlled entity within the meaning of
section 512(b)(13)?............................
45a
 
No
45b
Did the organization receive any payment from or engage in any transaction with a controlled entity within the meaning of section 512(b)(13)? If "Yes," Form 990 and Schedule R may need to be completed instead of Form990-EZ (see instructions).....................
45b
 
No
Form 990-EZ (2011)
Form 990-EZ (2011)
Page 4
Yes
No
46
Did the organization engage, directly or indirectly, in political campaign activities on behalf of or in opposition tocandidates for public office? If “Yes,” complete Schedule C, Part I. ..............
46
 
No
Part VI
Section 501(c)(3) organizations and section 4947(a)(1) nonexempt charitable trusts only. All section 501(c)(3) organizations and section 4947(a)(1) nonexempt charitable trusts must answer questions 47-49b and 52. Check if the organization used Schedule O to respond to any question in this Part VI ...........
Yes
No
47
Did the organization engage in lobbying activities or have a section 501(h) election in effect during the tax year? If "Yes," complete Schedule C, Part II .......................
47
 
 
48
Is the organization a school described in section 170(b)(1)(A)(ii)? If "Yes," complete Schedule E ....
48
 
 
49a
Did the organization make any transfers to an exempt non-charitable related organization?......
49a
 
 
b
If "Yes," was the related organization a section 527 organization?................
49b
 
 
50
Complete this table for the organization's five highest compensated employees (other than officers, directors, trustees and key employees) who each received more than $100,000 of compensation from the organization. If there is none, enter "None."
(a) Name and title of each employee paid more than $100,000 (b) Average
hours per week
devoted to position		 (c) Reportable compensation
(Forms W-2/1099-MISC) 		(d) Health benefits, contributions to employee benefit plans, and deferred compensation (e) Estimated amount of other compensation
 
f
Total number of other employees paid over $100,000 .................bullet  

51
Complete this table for the organization's five highest compensated independent contractors who each received more than $100,000 of compensation from the organization. If there is none, enter "None."
(a) Name and address of each independent contractor paid more than $100,000 (b) Type of service (c) Compensation
 
d
Total number of other independent contractors each receiving over $100,000..........bullet  
52
Did the organization complete Schedule A? NOTE:All Section 501(c)(3) organizations and 4947(a)(1) nonexempt charitable trusts must attach a completed Schedule A .....................
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than officer) is based on all information of which preparer has any knowledge.
Sign Here
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Signature of officer Date
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Type or print name and title
Paid preparer use only
Print/type preparer's name
 
Preparer's signature
Date
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Firm's name Right pointing arrowhead image

Firm's EIN Right pointing arrowhead image
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May the IRS discuss this return with the preparer shown above? See instructions .........bullet
Form 990-EZ (2011)

Additional Data


Software ID: 11000129
Software Version: v1.00

Form 990-EZ, Special Condition Description:
Special Condition Description
SCHEDULE O
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Supplemental Information to Form 990 or 990-EZ

Complete to provide information for responses to specific questions on
Form 990 or to provide any additional information.
MediumBullet Attach to Form 990 or 990-EZ.
OMB No. 1545-0047
2011
Open to Public
Inspection
Name of the organization
ASSOCIATON OF WORKPLACE INVESTIGATORS INC
 
Employer identification number

27-0870964
Identifier Return Reference Explanation
F99Z_P01_S00_L16 Form 990-EZ, Part I, Line 16 Description;Amount^Advertising;5235|Educational Program Expenses;47321|Business Registration Fees;438|Insurance;2880|Accounting Bank Charges Credit Card Fees;6842|Supplies;2576|Board Meeting Expenses;885|Employee Travel Expenses;576^Total;66753^
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 51056K
Schedule O (Form 990 or 990-EZ) 2011

Additional Data


Software ID: 11000129
Software Version: v1.00