Form990-PF

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Nonexempt Charitable Trust
Treated as a Private Foundation
Note. The foundation may be able to use a copy of this return to satisfy state reporting requirements.
OMB No. 1545-0052
2011
For calendar year 2011, or tax year beginning 01-01-2011 , and ending 12-31-2011
G
Check all that apply:
Name of foundation
OPPENHEIMER & HAAS FDN P61291004
 

Number and street (or P.O. box number if mail is not delivered to street address)JPMORGAN CHASE BANK PO BOX 3038   Room/suite
City or town, state, and ZIP code
MILWAUKEE, WI53201
A Employer identification number

13-6013101
B Telephone number (see page 10 of the instructions)

(414) 977-1210
C bullet
D 1. bullet
H Check type of organization:
2. bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$15,392,003J Accounting method:
 
(Part I, column (d) must be on cash basis.)
E bullet
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see page 11 of the instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet
3 Interest on savings and temporary cash investments 271 271  
4 Dividends and interest from securities...... 338,713 338,693  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 921,240
b Gross sales price for all assets on line 6a 8,565,243
7 Capital gain net income (from Part IV, line 2)... 921,240
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 1,117 1,117  
12 Total. Add lines 1 through 11........ 1,261,341 1,261,321  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 161,242 80,621   80,621
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule).......        
c Other professional fees (attach schedule)....        
17 Interest...............        
18 Taxes (attach schedule) (see page 14 of the instructions) Click to see attachment 49,573 5,686   0
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 754 4   750
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 211,569 86,311   81,371
25 Contributions, gifts, grants paid........ 690,000 690,000
26 Total expenses and disbursements. Add lines 24 and 25 901,569 86,311   771,371
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 359,772
b Net investment income (if negative, enter -0-) 1,175,010
c Adjusted net income (if negative, enter -0-)...  
For Privacy Act and Paperwork Reduction Act Notice, see page 30 of the instructions.
Cat. No. 11289X Form 990-PF (2011)
Form 990-PF (2011)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............... 134,640 83,922 83,922
2 Savings and temporary cash investments.......... 152,528 855,433 855,433
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see page 15 of the
instructions)....................      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule) 0 Click to see attachment101,355 102,633
b Investments—corporate stock (attach schedule)........ 9,658,893 Click to see attachment9,530,579 10,044,824
c Investments—corporate bonds (attach schedule)........ 4,556,429 Click to see attachment4,292,317 4,305,191
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)...........      
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 14,502,490 14,863,606 15,392,003
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable...................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22).......... 0 0
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted....................    
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds......... 14,502,490 14,863,606
28 Paid-in or capital surplus, or land, bldg., and equipment fund 0 0
29 Retained earnings, accumulated income, endowment, or other funds 0 0
30 Total net assets or fund balances (see page 17 of the
instructions).................... 14,502,490 14,863,606
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 14,502,490 14,863,606
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 14,502,490
2 Enter amount from Part I, line 27a..................... 2 359,772
3 Other increases not included in line 2 (itemize) bulletClick to see attachment 3 1,344
4 Add lines 1, 2, and 3.......................... 4 14,863,606
5 Decreases not included in line 2 (itemize) bullet 5 0
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 14,863,606
Form 990-PF (2011)
Form 990-PF (2011)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a PUBLICLY TRADED SECURITIES      
b CAPITAL GAINS DIVIDENDS P    
c
d
e
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 8,444,594   7,644,003 800,591
b 120,649     120,649
c
d
e
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       800,591
b       120,649
c
d
e
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 921,240
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see pages 13 and 17 of the instructions).
If (loss), enter -0- in Part I, line 8 . . . . . . . . . . . . . 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If “Yes,” the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2010 723,119 15,707,508 0.046037
2009 831,071 14,269,640 0.058241
2008 1,017,414 17,079,466 0.059569
2007 906,026 20,221,716 0.044805
2006 912,548 19,114,975 0.047740
2 Total of line 1, column (d) ...................... 2 0.256392
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.051278
4 Enter the net value of noncharitable-use assets for 2011 from Part X, line 5..... 4 16,412,173
5 Multiply line 4 by line 3....................... 5 841,583
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 11,750
7 Add lines 5 and 6......................... 7 853,333
8 Enter qualifying distributions from Part XII, line 4.............. 8 771,371
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions on page 18.
Form 990-PF (2011)
Form 990-PF (2011)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A” on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 23,500
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2............................ 3 23,500
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 23,500
6 Credits/Payments:
a 2011 estimated tax payments and 2010 overpayment credited to 2011 6a 23,000
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c  
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 23,000
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. Click to see attachment 8 1
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9 501
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10  
11 Enter the amount of line 10 to be: Credited to 2012 estimated taxBullet   Refunded Bullet 11  
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is “Yes” to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If “Yes,” attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If “Yes,” attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If “Yes,” has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If “Yes,” attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If “Yes,” complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see page 19 of the
    instructions)bulletNY
    b
    If the answer is “Yes” to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If “No,” attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2011 or the taxable year beginning in 2011 (see instructions for Part XIV on
    page 27)? If “Yes,” complete Part XIV..........................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If “Yes,” attach a schedule listing their names and addresses.
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see page 20 of the instructions) .......
    11
     
    No
    12
    Did the foundation acquire a direct or indirect interest in any applicable insurance contract before August 17, 2008?
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletJPMORGAN CHASE BANK NA Telephone no.bullet (212) 648-1472
    Located atbullet270 PARK AVENUENEW YORKNY ZIP+4bullet10017
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16
    At any time during calendar year 2011, did the foundation have an interest in or a signature or other authority over
    a bank, securities, or other financial account in a foreign country? .................
    16
     
    No
    See page 20 of the instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the foreign country bullet  
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the “Yes” column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check “No”
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is “Yes” to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
    No
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2011?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2011, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2011?...............
    If “Yes,” list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer “No” and attach statement—see page 20 of the instructions.) .........
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business
    enterprise at any time during the year?.....................
    b
    If “Yes,” did it have excess business holdings in 2011 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2011.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2011?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see page 22 of the instructions)...
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is “Yes” to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see page 22 of the instructions)?
    5b
     
     
    .........bullet
    c
    If the answer is “Yes” to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If “Yes,” attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay
    premiums on a personal benefit contract?....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If “Yes” to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see page 22 of the instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    JPMORGAN CHASE BANK NA TRUSTEE
    2.00     		161,242 0 0
    PO BOX 3038
    MILWAUKEE,WI53201
    2 Compensation of five highest-paid employees (other than those included on line 1—see page 23 of the instructions).
    If none, enter “NONE.”
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    3 Five highest-paid independent contractors for professional services (see page 23 of the instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1 N/A 0
    2  
    3  
    4  
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see page 23 of the instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1 N/A 0
    2  
    All other program-related investments. See page 24 of the instructions.
    3 Click to see attachment 0
    Total. Add lines 1 through 3..........................bullet0
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see page 24 of the instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    16,065,667
    b
    Average of monthly cash balances.......................
    1b
    596,438
    c
    Fair market value of all other assets (see page 24 of the instructions)............
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    16,662,105
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    16,662,105
    4
    Cash deemed held for charitable activities. Enter 1 1⁄2% of line 3 (for greater amount, see page 25
    of the instructions) ...........................
    4
    249,932
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    16,412,173
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    820,609
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    820,609
    2a
    Tax on investment income for 2011 from Part VI, line 5......
    2a
    23,500
    b
    Income tax for 2011. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    23,500
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    797,109
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    797,109
    6
    Deduction from distributable amount (see page 25 of the instructions)...........
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
    797,109
    Part XII
    Qualifying Distributions (see page 25 of the instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    771,371
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    771,371
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see page 26 of the instructions)............
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    771,371
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 8
    Part XIII
    Undistributed Income (see page 26 of the instructions)
    (a)
    Corpus     		(b)
    Years prior to 2010     		(c)
    2010     		(d)
    2011
    1 Distributable amount for 2011 from Part XI, line 7 797,109
    2 Undistributed income, if any, as of the end of 2011:
    a Enter amount for 2010 only....... 686,744
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2011:
    a From 2006.......  
    b From 2007.......  
    c From 2008.......  
    d From 2009.......  
    e From 2010.......  
    fTotal of lines 3a through e......... 0
    4Qualifying distributions for 2011 from Part
    XII, line 4: bullet$ 771,371
    a Applied to 2010, but not more than line 2a 686,744
    b Applied to undistributed income of prior years
    (Election required—see page 26 of the instructions)    		 0
    c Treated as distributions out of corpus (Election
    required—see page 26 of the instructions)...     		0
    d Applied to 2011 distributable amount..... 84,627
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2011. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 0
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable
    amount—see page 27 of the instructions ...     		0
    e Undistributed income for 2010. Subtract line
    4a from line 2a. Taxable amount—see page 27
    of the instructions ...........     		0
    f Undistributed income for 2011. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2011 ..........     		712,482
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see page 27
    of the instructions) ...........     		0
    8Excess distributions carryover from 2006 not
    applied on line 5 or line 7 (see page 27 of the
    instructions) .............     		0
    9Excess distributions carryover to 2012.
    Subtract lines 7 and 8 from line 6a ......     		0
    10 Analysis of line 9:
    a Excess from 2007....  
    b Excess from 2008....  
    c Excess from 2009....  
    d Excess from 2010....  
    e Excess from 2011....  
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 9
    Part XIV
    Private Operating Foundations (see page 27 of the instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2011, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2011 (b) 2010 (c) 2009 (d) 2008
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ....     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets” alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment” alternative test— enter 2⁄3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support” alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see page 27 of the instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    92ND STREET YOUNG MEN'S & YOUNG WOMEN'S HEBREW ASSOC
    1895 LEXINGTON AVENUE
    NEW YORK,NY10128     		NONE PUBLIC CHARITY PROGRAM SUPPORT 25,000
    ARTHRITIS FOUNDATION NEW YORK CHAPTER
    122 EAST 42ND STREET 18TH FLOOR
    NEW YORK,NY101681898     		NONE PUBLIC CHARITY PROGRAM SUPPORT 10,000
    CANCER CARE INC
    275 SEVENTH AVENUE
    NEW YORK,NY10001     		NONE PUBLIC CHARITY PROGRAM SUPPORT 110,000
    CHAI LIFELINE
    151 W 30TH STREET
    NEW YORK,NY10001     		NONE PUBLIC CHARITY PROGRAM SUPPORT 25,000
    JBI INTERNATIONAL
    110 EAST 30TH STREET
    NEW YORK,NY10016     		NONE PUBLIC CHARITY PROGRAM SUPPORT 25,000
    JEWISH BOARD OF FAMILY AND CHILDREN'S SVCS INC
    135 WEST 50TH STREET- 6TH FLOOR
    NEW YORK,NY10020     		NONE PUBLIC CHARITY PROGRAM SUPPORT 80,000
    JEWISH CHILD CARE ASSOCIATION OF NEW YORK
    120 WALL STREET
    NEW YORK,NY10005     		NONE PUBLIC CHARITY PROGRAM SUPPORT 30,000
    MAIMONIDES MEDICAL CENTER
    4802 TENTH AVENUE
    BROOKLYN,NY11219     		NONE PUBLIC CHARITY PROGRAM SUPPORT 25,000
    MAKE-A-WISH FOUNDATION OF METRO NY INC
    152 WEST 57 STREET 35TH FLOOR
    LAKE SUCCESS,NY10019     		NONE PUBLIC CHARITY PROGRAM SUPPORT 20,000
    MOUNT SINAI SCHOOL OF MEDICINE
    FIFTH AVENUE AT 100TH STREET
    NEW YORK,NY100296574     		NONE PUBLIC CHARITY PROGRAM SUPPORT 100,000
    ORT AMERICA INC
    75 MAIDEN LANE 10TH FLOOR
    NEW YORK,NY10038     		NONE PUBLIC CHARITY PROGRAM SUPPORT 30,000
    PROJECT LEAD
    123-19 HILLSIDE AVENUE
    RICHMOND HILL,NY11418     		NONE PUBLIC CHARITY PROGRAM SUPPORT 10,000
    THE EDUCATIONAL ALLIANCE
    197 EAST BROADWAY
    NEW YORK,NY10002     		NONE PUBLIC CHARITY PROGRAM SUPPORT 30,000
    THE LEXINGTON SCHOOLCENTER FOR THE DEAF
    30TH AVENUE 75TH STREET
    JACKSON HEIGHTS,NY11370     		NONE PUBLIC CHARITY PROGRAM SUPPORT 35,000
    UJA-FEDERATION OF JEWISH PHILANTROPIES OF NY
    130 EAST 59TH STREET
    NEW YORK,NY10022     		NONE PUBLIC CHARITY PROGRAM SUPPORT 125,000
    YESHIVAH EDUCATION FOR SPECIAL STUDENTS
    147-37 70TH ST
    KEW GARDENS HILLS,NY113671719     		NONE PUBLIC CHARITY PROGRAM SUPPORT 10,000
    Total .................................bullet 3a 690,000
    bApproved for future payment
    Total .................................bullet 3b 0
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See page 28 of
    the instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3Interest on savings and temporary cash investments     14 271  
    4 Dividends and interest from securities....     14 338,713  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6Net rental income or (loss) from personal property          
    7 Other investment income.....     14 1,117  
    8Gain or (loss) from sales of assets other than inventory     18 921,240  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. 0 1,261,341 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    131,261,341
    (See worksheet in line 13 instructions on page 28 to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the organization’s exempt purposes (other than by providing funds for such purposes). (See
    page 28 of the instructions.)
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section
    Yes
    No
    501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is “Yes,” complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If “Yes,” complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    SignHere
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    Signature of officer or trustee Date Title
    PaidPreparersUseOnly Preparer's SignatureBullet Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2011)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2011 AllOthProgRltdInvestmentsSch
    Name:
    OPPENHEIMER & HAAS FDN P61291004
    EIN: 13-6013101
    Category Amount
    N/A 0

    TY 2011 InvestmentsCorpBondsSchedule
    Name:
    OPPENHEIMER & HAAS FDN P61291004
    EIN: 13-6013101
    Name of Bond End of Year Book Value End of Year Fair Market Value
    VANGUARD FI SECS F INTR TRM CP PT FUND 71 - 16520.502 SHS 143,894 165,040
    EATON VANCE MUT FDS TR FLT RT CL I - 84085.276 SHS 721,286 740,791
    JPM HIGH YIELD FD - SEL FUND 3580 6.04% - 82052.622 SHS 621,959 625,241
    JPM SHORT DURATION BOND FD - SEL FUND 3133 0.86% - 93879.477 SHS 1,021,757 1,027,980
    DREYFUS/LAUREL FDS TR PRM EMRGN MK I - 23410.857 SHS 334,311 308,087
    JPM STR INC OPP FD FUND 3844 3.23% - 29477.656 SHS 326,723 333,982
    JPM INTL CURRENCY INCOME FD 1.21% - 28959.243 SHS 315,366 313,629
    JPM TR I INFL MANAGED BD - SEL 2.19% - 24094.346 SHS 256,605 252,509
    JPMORGAN TR I FLOAT RATE INC 4.24% 4.24% - 32764.305 SHS 312,899 315,520
    BARC 93% PPN CURR BSKT 9/13/13 LNKD 3 CURR BSKTS 50% 35% & 15% WT- 115000 SH 114,034 107,928
    GS 95% PP CMIT BSKT 11/18/13 LNKD CNY,MXN,IDR, TRY /USD 215% UPSIDE LEV- 125 123,483 114,484

    TY 2011 InvestmentsCorpStockSchedule
    Name:
    OPPENHEIMER & HAAS FDN P61291004
    EIN: 13-6013101
    Name of Stock End of Year Book Value End of Year Fair Market Value
    ABBOTT LABORATORIES - 340 SHS 15,845 19,118
    ALLERGAN INC - 120 SHS 10,095 10,529
    AMAZON COM INC - 205 SHS 27,110 35,486
    ANADARKO PETROLEUM CORP - 250 SHS 18,418 19,083
    APPLE INC. - 245 SHS 36,180 99,225
    AUTOZONE INC - 40 SHS 11,494 12,999
    BAKER HUGHES INC - 180 SHS 10,508 8,755
    CVS CAREMARK CORPORATION - 280 SHS 7,117 11,418
    CAMPBELL SOUP COMPANY - 400 SHS 14,330 13,296
    CAPITAL ONE FINANCIAL CORP - 327 SHS 14,854 13,829
    CARDINAL HEALTH INC - 530 SHS 15,119 21,523
    CELGENE CORPORATION - 300 SHS 14,366 20,280
    CISCO SYSTEMS INC - 1759 SHS 26,255 31,803
    CITRIX SYSTEMS INC - 120 SHS 6,933 7,286
    COCA-COLA CO - 230 SHS 15,609 16,093
    COLGATE PALMOLIVE CO - 159 SHS 12,492 14,690
    DARDEN RESTAURANTS INC - 160 SHS 6,784 7,293
    DELAWARE EMERGING MARKETS FUND - 11776.136 SHS 189,243 146,848
    E I DU PONT DE NEMOURS & CO - 787 SHS 29,744 36,029
    E M C CORP MASS - 600 SHS 12,287 12,924
    EMERSON ELECTRIC CO - 308 SHS 16,495 14,350
    FREEPORT-MCMORAN COPPER & GOLD INC CL B - 315 SHS 7,643 11,589
    GENERAL ELECTRIC CO - 910 SHS 14,802 16,298
    GENERAL MILLS INC - 400 SHS 12,209 16,164
    HOME DEPOT INC - 300 SHS 10,135 12,612
    HUMANA INC - 295 SHS 23,025 25,845
    JOHNSON & JOHNSON - 475 SHS 29,870 31,151
    JOHNSON CONTROLS INC - 1150 SHS 22,766 35,949
    LAM RESEARCH CORP - 120 SHS 5,264 4,442
    THE ESTEE LAUDER COMPANIES INC CL A - 100 SHS 10,138 11,232
    LENNAR CORP - 495 SHS 7,345 9,727
    LOWES COMPANIES INC - 1247 SHS 26,983 31,649
    MICROS SYSTEMS INC - 100 SHS 4,767 4,658
    MICROSOFT CORP - 2559 SHS 58,073 66,432
    NIKE INC B - 200 SHS 12,174 19,274
    NORFOLK SOUTHERN CORP - 610 SHS 24,116 44,445
    OCCIDENTAL PETROLEUM CORP - 499 SHS 27,421 46,756
    ORACLE CORP - 1100 SHS 25,449 28,215
    PACCAR INC - 525 SHS 15,897 19,672
    PFIZER INC - 1934 SHS 26,783 41,852
    PIONEER NATURAL RESOURCES CO - 75 SHS 5,581 6,711
    PROCTER & GAMBLE CO - 575 SHS 17,273 38,358
    QUALCOMM INC - 540 SHS 18,943 29,538
    SPDR S&P 500 ETF TRUST - 1378 SHS 165,470 172,939
    SCHLUMBERGER LTD - 537 SHS 44,602 36,682
    SOUTHWESTERN ENERGY CO - 146 SHS 5,761 4,663
    UNITED TECHNOLOGIES CORP - 570 SHS 15,310 41,661
    VERTEX PHARMACEUTICALS INC - 240 SHS 6,711 7,970
    WILLIAMS COMPANIES INC - 630 SHS 19,049 20,803
    XILINX CORP - 565 SHS 16,947 18,114
    COGNIZANT TECHNOLOGY SOLUTIONS CORP CL A - 333 SHS 17,537 21,415
    WELLS FARGO & CO - 1748 SHS 41,684 48,175
    BANK OF AMERICA CORP - 1851 SHS 28,886 10,292
    GOLDMAN SACHS GROUP INC - 215 SHS 19,529 19,442
    DEVON ENERGY CORP - 105 SHS 6,899 6,510
    EOG RESOURCES INC - 100 SHS 6,135 9,851
    HONEYWELL INTERNATIONAL INC - 404 SHS 16,682 21,957
    DOMINION RESOURCES INC VA - 230 SHS 11,591 12,208
    TARGET CORP - 300 SHS 14,214 15,366
    UNITEDHEALTH GROUP INC - 370 SHS 14,764 18,752
    ISHARES S&P MIDCAP 400 INDEX FUND - 4000 SHS 275,433 350,440
    VERIZON COMMUNICATIONS INC - 694 SHS 3,287 27,843
    GLOBAL PAYMENTS INC - 200 SHS 9,619 9,476
    US BANCORP DEL - 600 SHS 12,395 16,230
    DODGE & COX INTERNATIONAL STOCK - 13115.039 SHS 337,876 383,484
    YUM BRANDS INC - 600 SHS 20,617 35,406
    ARTISAN INTL VALUE FUND - INV - 7178.238 SHS 176,800 180,102
    CENTERPOINT ENERGY INC - 1124 SHS 19,304 22,581
    COMCAST CORP CL A - 650 SHS 11,674 15,412
    CARNIVAL CORPORATION - 465 SHS 15,436 15,178
    JPM US REAL ESTATE FD - SEL FUND 3037 - 10106.275 SHS 118,951 163,621
    JPM MARKET EXPANSION INDEX FD - SEL FUND 3708 - 45246.926 SHS 430,037 437,538
    JPM MID CAP GROWTH - SEL FUND 3120 - 20557.99 SHS 300,000 402,525
    JPM ASIA 3 FD - SEL FUND 1134 - 14011.408 SHS 347,040 402,968
    VANGUARD MSCI EMERGING MARKETS ETF - 4000 SHS 176,843 152,840
    JPM US LRGE CAP CORE PLUS FD - SEL FUND 1002 - 36652.994 SHS 698,664 723,530
    AT&T INC - 753 SHS 26,225 22,771
    CBS CORP CLASS B W/I - 780 SHS 21,108 21,169
    EDGEWOOD GROWTH FUND - 35924.124 SHS 396,557 419,594
    JPM TR I GROWTH ADVANTAGE FD - SEL FUND 1567 - 37725.87 SHS 337,647 327,838
    CAMERON INTERNATIONAL CORPORATION - 155 SHS 8,178 7,624
    HARTFORD CAPITAL APPRECIATION FUND - 10364.882 SHS 264,712 298,612
    MANNING & NAPIER FUND INC WORLD OPPORTUNITIES SERIES FUND - 67069.796 SHS 601,616 444,673
    IVY GLOBAL NATURAL RESOURCE-I - 7432.125 SHS 172,425 129,022
    INVESCO LTD - 730 SHS 14,340 14,666
    ISHARES S&P GLOBAL INFRASTR - 4000 SHS 109,620 132,808
    NETAPP INC - 160 SHS 5,702 5,803
    ACE LTD NEW - 260 SHS 13,044 18,231
    TYCO INTERNATIONAL LTD - 400 SHS 15,662 18,684
    TIME WARNER INC NEW - 1360 SHS 32,779 49,150
    MERCK AND CO INC - 1421 SHS 46,401 53,572
    NEXTERA ENERGY INC - 240 SHS 13,770 14,611
    MATTHEWS PACIFIC TIGER INSTL FUND - 20954.509 SHS 355,685 425,796
    DB BREN SPX 1/6/12 10%BUFFER-2XLEV-5.32%CAP- 250000 SHS 247,500 256,775
    DB BREN ASIA BSKT 1/6/12 10%BUFFER-2XLEV-7.15%CAP- 165000 SHS 163,350 151,619
    CS BREN EAFE 2/29/12 10%BUFFER-2XLEV-7.653%CAP- 175000 SHS 173,250 151,725
    HSBC REN SPX 3/21/12 2XLEV-8.6%CAP-17.2%MAXPYMT- 250000 SHS 247,500 236,575
    DB BREN EAFE 3/28/12 10%BUFFER-2XLEV-7.85%CAP- 15.7%MAXRTRN- 175000 SHS 173,250 153,720
    COVIDIEN PLC NEW - 401 SHS 17,319 18,049
    SG CONT BUFF EQ SPX 4/18/12 80% CONTIN BARRIER- 3%CPN- 250000 SHS 247,500 241,975
    JOHN HANCOCK II-EMG MKTS-I - 16249.885 SHS 191,749 147,224
    CS BREN EAFE 5/2/12 10%BUFFER-2 XLEV- 8.1%CAP- 175000 SHS 173,250 148,925
    CITIGROUP INC NEW - 690 SHS 24,656 18,154
    DB REN SPX 5/23/12 2 XLEV- 8.55%CAP- 250000 SHS 247,500 236,650
    BARC BREN EAFE 6/27/12 10%BUFFER-2 XLEV- 7.9%CAP- 175000 SHS 173,250 153,090
    HSBC CONT BUFF EQ SPX 12/19/12 80% CONTIN BAR- 17.5%CPN- 200000 SHS 198,000 204,780
    BROADCOM CORP CL A - 195 SHS 6,482 5,725
    JUNIPER NETWORKS INC - 950 SHS 19,530 19,390
    EXXON MOBIL CORP - 590 SHS 4,898 50,008
    METLIFE INC - 755 SHS 26,696 23,541
    MONSANTO CO - 123 SHS 8,550 8,619
    KRAFT FOODS INC CLASS A - 744 SHS 25,689 27,796
    PRUDENTIAL FINANCIAL INC - 349 SHS 12,536 17,492
    CONOCOPHILLIPS - 425 SHS 20,689 30,970
    BIOGEN IDEC INC - 200 SHS 10,876 22,010
    BAIDU INC SPONS ADR - 70 SHS 6,443 8,153
    INTERCONTINENTAL EXCHANGE INC - 49 SHS 5,469 5,907
    TD AMERITRADE HOLDING CORPORATION - 497 SHS 7,687 7,778
    MASTERCARD INC - CLASS A - 35 SHS 6,331 13,049
    GENERAL MOTORS CO - 580 SHS 19,626 11,757
    HSBC BREN SPX 11/2/12 10%BUFFER-2 XLEV- 8.85%CAP- 150000 SHS 148,500 152,880
    GS BREN EEM 11/7/12 10%BUFFER-2 XLEV- 12.5%CAP- 165000 SHS 163,350 164,464

    TY 2011 InvestmentsGovtObligationsSch
    Name:
    OPPENHEIMER & HAAS FDN P61291004
    EIN: 13-6013101
    US Government Securities - End of Year Book Value:

    101,355
    US Government Securities - End of Year Fair Market Value:

    102,633
    State & Local Government Securities - End of Year Book Value:


    0
    State & Local Government Securities - End of Year Fair Market Value:


    0


    TY 2011 OtherExpensesSchedule
    Name:
    OPPENHEIMER & HAAS FDN P61291004
    EIN: 13-6013101
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    NY ATTORNEY GENERAL FILING FEE 750 0   750
    ADR FEE 4 4   0


    TY 2011 OtherIncomeSchedule2
    Name:
    OPPENHEIMER & HAAS FDN P61291004
    EIN: 13-6013101
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    OID INCOME 1,117 1,117 1,117


    TY 2011 OtherIncreasesSchedule
    Name:
    OPPENHEIMER & HAAS FDN P61291004
    EIN: 13-6013101
    Description Amount
    RETURN OF CAPITAL ADJUSTMENT 1,344


    TY 2011 TaxesSchedule
    Name:
    OPPENHEIMER & HAAS FDN P61291004
    EIN: 13-6013101
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAXES WITHHELD 5,686 5,686   0
    ESTIMATED EXCISE TAXES 23,000 0   0
    EXCISE TAXES-PRIOR YEAR 20,887 0   0