| Category | Amount |
|---|---|
| N/A | 0 |
| Name of Bond | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| VANGUARD FI SECS F INTR TRM CP PT FUND 71 - 5488.675 SHS | 48,465 | 54,832 |
| BLACKROCK HIGH YIELD BOND - 7500 SHS | 59,025 | 55,425 |
| U S A NOTES 4 7/8% FEB 15 2012 DTD 2/15/2002 - 50000 SHS | 50,566 | 50,283 |
| EATON VANCE MUT FDS TR FLT RT CL I - 10258.874 SHS | 91,600 | 90,381 |
| JPM HIGH YIELD FD - SEL FUND 3580 6.04% - 0 SHS | 31,000 | 31,000 |
| JPM SHORT DURATION BOND FD - SEL FUND 3133 0.86% - 15839.204 SHS | 172,713 | 173,439 |
| RIDGEWORTH FDS SEIX FLRT HI I - 8333.281 SHS | 74,500 | 72,083 |
| DREYFUS/LAUREL FDS TR PRM EMRGN MK I - 2384.196 SHS | 32,769 | 29,376 |
| JPM STR INC OPP FD FUND 3844 3.23% - 2959.174 SHS | 29,977 | 33,527 |
| JPM INTL CURRENCY INCOME FD 1.21% - 4745.763 SHS | 32,574 | 29,897 |
| JPM TR I INFL MANAGED BD - SEL 2.19% - 5238.541 SHS | 50,900 | 49,900 |
| BARC 93% PPN BRIC BSKT 9/26/13 LNKD 3 CURR BSKTS 50% 35% & 15% WT- 13000 SHS | 12,886 | 12,529 |
| GS 95% PP CMIT BSKT 11/18/13 LNKD CNY,MXN,IDR, TRY /USD 215%- 13000 SHS | 13,037 | 11,906 |
| Name of Stock | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| ALEXION PHARMACEUTICALS INC - 16 SHS | 464 | 1,144 |
| AMAZON COM INC - 11 SHS | 1,265 | 1,904 |
| AMERICAN EXPRESS CO - 10 SHS | 423 | 472 |
| APACHE CORP - 17 SHS | 1,308 | 1,540 |
| APPLE INC. - 15 SHS | 2,700 | 6,075 |
| BB & T CORP - 15 SHS | 243 | 378 |
| BAKER HUGHES INC - 17 SHS | 869 | 827 |
| CVS CAREMARK CORPORATION - 35 SHS | 714 | 1,427 |
| CARDINAL HEALTH INC - 25 SHS | 687 | 1,015 |
| CELGENE CORPORATION - 16 SHS | 697 | 1,082 |
| COLGATE PALMOLIVE CO - 13 SHS | 1,024 | 1,201 |
| WALT DISNEY CO - 25 SHS | 443 | 938 |
| E M C CORP MASS - 35 SHS | 715 | 754 |
| FREEPORT-MCMORAN COPPER & GOLD INC CL B - 40 SHS | 597 | 1,472 |
| GENERAL MILLS INC - 20 SHS | 494 | 808 |
| JOHNSON CONTROLS INC - 55 SHS | 1,076 | 1,719 |
| KELLOGG CO - 9 SHS | 439 | 455 |
| MICROSOFT CORP - 125 SHS | 2,520 | 3,245 |
| NATIONAL-OILWELL VARCO INC - 10 SHS | 628 | 680 |
| NIKE INC B - 10 SHS | 565 | 964 |
| NORFOLK SOUTHERN CORP - 40 SHS | 1,950 | 2,914 |
| NOVELLUS SYSTEMS INC - 25 SHS | 637 | 1,032 |
| OCCIDENTAL PETROLEUM CORP - 26 SHS | 1,749 | 2,436 |
| ORACLE CORP - 60 SHS | 1,300 | 1,539 |
| PACCAR INC - 32 SHS | 876 | 1,199 |
| PEPSICO INC - 15 SHS | 454 | 995 |
| PFIZER INC - 145 SHS | 2,058 | 3,138 |
| PROCTER & GAMBLE CO - 40 SHS | 1,232 | 2,668 |
| QUALCOMM INC - 31 SHS | 1,265 | 1,696 |
| SANDISK CORP - 10 SHS | 437 | 492 |
| SOUTHERN CO - 25 SHS | 751 | 1,157 |
| UNITED TECHNOLOGIES CORP - 30 SHS | 1,843 | 2,193 |
| XILINX CORP - 25 SHS | 708 | 802 |
| COGNIZANT TECHNOLOGY SOLUTIONS CORP CL A - 15 SHS | 746 | 965 |
| WELLS FARGO & CO - 70 SHS | 1,134 | 1,929 |
| JPM REALTY INCOME FD - INSTL FUND 1372 - 1955.556 SHS | 14,691 | 16,666 |
| GOLDMAN SACHS GROUP INC - 14 SHS | 1,231 | 1,266 |
| HONEYWELL INTERNATIONAL INC - 30 SHS | 1,277 | 1,631 |
| UNITEDHEALTH GROUP INC - 17 SHS | 644 | 862 |
| MFS INTL VALUE-I - 1720.017 SHS | 46,300 | 42,502 |
| COACH INC - 10 SHS | 334 | 610 |
| US BANCORP DEL - 35 SHS | 551 | 947 |
| YUM BRANDS INC - 35 SHS | 1,210 | 2,065 |
| ARTISAN INTL VALUE FUND - INV - 1264.865 SHS | 30,154 | 31,735 |
| COMCAST CORP CL A - 30 SHS | 509 | 711 |
| ARBITRAGE FUNDS - I CL I - 1530.394 SHS | 16,523 | 16,548 |
| GOOGLE INC CL A - 2 SHS | 601 | 1,292 |
| JPM LARGE CAP GROWTH FD - SEL FUND 3118 - 1772.897 SHS | 39,300 | 38,046 |
| JPM MARKET EXPANSION INDEX FD - SEL FUND 3708 - 4901.026 SHS | 34,639 | 47,393 |
| JPM TAX AWARE 3 - INSTL FUND 1236 - 2260.982 SHS | 35,000 | 38,753 |
| JPM EM MKTS 3 FD - SEL FUND 1235 - 1031.22 SHS | 24,070 | 20,851 |
| JPM ASIA 3 FD - SEL FUND 1134 - 799.631 SHS | 30,400 | 22,997 |
| LEGG MASON PARTNERS APPRECIATION CL I - 2879.13 SHS | 31,123 | 39,530 |
| POWERSHARES DB COMMODITY INDEX TRACKING FUND - 1830 SHS | 45,680 | 49,117 |
| HARTFORD CAPITAL APPRECIATION FUND - 1569.042 SHS | 40,152 | 45,204 |
| MANNING & NAPIER FUND INC 3 SERIES - 4045.454 SHS | 73,375 | 70,350 |
| T. ROWE PRICE OVERSEAS STOCK FUND - 5488.548 SHS | 46,872 | 40,176 |
| EATON VANCE MUT FDS TR GLOBAL MACRO - I - 1692.923 SHS | 17,557 | 16,625 |
| JPM TR I US LARGE CAP VAL PLUS - SEL FUND 1513 - 3365.124 SHS | 41,300 | 30,724 |
| GATEWAY FUND - Y - 708.042 SHS | 16,432 | 16,685 |
| ACE LTD NEW - 10 SHS | 417 | 701 |
| TYCO INTERNATIONAL LTD - 25 SHS | 933 | 1,168 |
| TIME WARNER INC NEW - 78 SHS | 1,686 | 2,819 |
| HIGHBRIDGE DYNAMIC COMM STRG FD -SEL - 1080.417 SHS | 17,600 | 18,508 |
| MATTHEWS PACIFIC TIGER INSTL FUND - 2700.614 SHS | 52,785 | 54,876 |
| JPM TR I MIDCAP CORE - SEL - 2787.4 SHS | 48,891 | 44,794 |
| MOTOROLA MOBILITY HOLDINGS INC - 13 SHS | 383 | 504 |
| COVIDIEN PLC NEW - 14 SHS | 502 | 630 |
| BARC BREN EAFE 10/11/12 10%BUFFER-2 XLEV- 11.29%CAP- 20000 SHS | 19,800 | 20,728 |
| HSBC CONT BUFF EQ SPX 10/17/12 80% CONT BARR- 18%CPN 20% CAP- 25000 SHS | 24,750 | 26,955 |
| HSBC BREN SPX 10/31/12 10%BUFFER-2 XLEV- 9.45%CAP- 25000 SHS | 24,750 | 25,653 |
| GS BREN EAFE 11/7/12 10%BUFFER-2 XLEV- 11.1%CAP- 20000 SHS | 19,800 | 19,112 |
| DB CONT BUFF EQ SPX 12/10/12 80% CONT BARR- 17.4%CPN- 30000 SHS | 29,700 | 31,920 |
| DB CONT BUFF EQ SPX 1/9/13 80% CONT BARR- 12%CPN- 30000 SHS | 29,700 | 30,000 |
| EXXON MOBIL CORP - 52 SHS | 2,387 | 4,408 |
| PRUDENTIAL FINANCIAL INC - 15 SHS | 459 | 752 |
| CONOCOPHILLIPS - 25 SHS | 1,167 | 1,822 |
| BIOGEN IDEC INC - 10 SHS | 549 | 1,101 |
| BAIDU INC SPONS ADR - 7 SHS | 645 | 815 |
| DB BREN EEM 10/31/12 10%BUFFER-2 XLEV- 11.8%CAP- 15000 SHS | 14,850 | 14,706 |
| Category/ Item | Listed at Cost or FMV | Book Value | End of Year Fair Market Value |
|---|---|---|---|
| IRS EXEMPTION LETTER - 1 SHS | AT COST | 0 | 1 |
| Description | Beginning of Year - Book Value | End of Year - Book Value | End of Year - Fair Market Value |
|---|---|---|---|
| SUNDRY | 1 |
| Description | Revenue and Expenses per Books | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| NEW YORK ATTORNEY GENERAL FILING FEE | 250 | 0 | 250 | |
| POWERSHARES DB COMMODITY INDEX TRACKING FUND | 0 | 400 | 0 |
| Description | Revenue And Expenses Per Books | Net Investment Income | Adjusted Net Income |
|---|---|---|---|
| OID INCOME | 119 | 119 | 119 |
| Description | Amount |
|---|---|
| ADJUSTMENTS FOR RETURN OF CAPITAL | 185 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| ESTIMATED EXCISE TAX - CURRENT YEAR | 2,000 | 0 | 0 | |
| EXCISE TAX - PRIOR YEAR | 763 | 0 | 0 | |
| FOREIGN TAX PAID AT SOURCE | 413 | 413 | 0 |