Form990-PF

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Nonexempt Charitable Trust
Treated as a Private Foundation
Note. The foundation may be able to use a copy of this return to satisfy state reporting requirements.
OMB No. 1545-0052
2011
For calendar year 2011, or tax year beginning 01-01-2011 , and ending 12-31-2011
G
Check all that apply:
Name of foundation
TR UA LEE & MARY JANE RIETH FDN R60640001
 

Number and street (or P.O. box number if mail is not delivered to street address)C/O JPMORGAN CHASE BANKNAPOBOX 3038   Room/suite
City or town, state, and ZIP code
MILWAUKEE, WI53201
A Employer identification number

35-1979838
B Telephone number (see page 10 of the instructions)

(414) 977-1210
C bullet
D 1. bullet
H Check type of organization:
2. bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$17,931,850J Accounting method:
 
(Part I, column (d) must be on cash basis.)
E bullet
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see page 11 of the instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet
3 Interest on savings and temporary cash investments 206 206  
4 Dividends and interest from securities...... 424,307 424,299  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 747,543
b Gross sales price for all assets on line 6a 6,877,791
7 Capital gain net income (from Part IV, line 2)... 747,543
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 1,172,056 1,172,048  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 125,507 94,130   31,377
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule).......        
c Other professional fees (attach schedule)....        
17 Interest...............        
18 Taxes (attach schedule) (see page 14 of the instructions) Click to see attachment 27,262 0   0
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule).......        
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 152,769 94,130   31,377
25 Contributions, gifts, grants paid........ 774,343 774,343
26 Total expenses and disbursements. Add lines 24 and 25 927,112 94,130   805,720
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 244,944
b Net investment income (if negative, enter -0-) 1,077,918
c Adjusted net income (if negative, enter -0-)...  
For Privacy Act and Paperwork Reduction Act Notice, see page 30 of the instructions.
Cat. No. 11289X Form 990-PF (2011)
Form 990-PF (2011)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............... 24,400 78,118 78,118
2 Savings and temporary cash investments.......... 509,645 758,860 758,860
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see page 15 of the
instructions)....................      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)........ 10,977,286 Click to see attachment11,374,722 12,496,463
c Investments—corporate bonds (attach schedule)........ 4,960,454 Click to see attachment4,507,207 4,598,409
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)...........      
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 16,471,785 16,718,907 17,931,850
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable...................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22).......... 0 0
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted....................    
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds......... 16,471,785 16,718,907
28 Paid-in or capital surplus, or land, bldg., and equipment fund 0 0
29 Retained earnings, accumulated income, endowment, or other funds 0 0
30 Total net assets or fund balances (see page 17 of the
instructions).................... 16,471,785 16,718,907
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 16,471,785 16,718,907
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 16,471,785
2 Enter amount from Part I, line 27a..................... 2 244,944
3 Other increases not included in line 2 (itemize) bulletClick to see attachment 3 2,178
4 Add lines 1, 2, and 3.......................... 4 16,718,907
5 Decreases not included in line 2 (itemize) bullet 5 0
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 16,718,907
Form 990-PF (2011)
Form 990-PF (2011)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a PUBLICLY TRADED SECURITIES      
b CAPITAL GAINS DIVIDENDS P    
c
d
e
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 6,680,945   6,130,248 550,697
b 196,846     196,846
c
d
e
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       550,697
b       196,846
c
d
e
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 747,543
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see pages 13 and 17 of the instructions).
If (loss), enter -0- in Part I, line 8 . . . . . . . . . . . . . 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If “Yes,” the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2010 561,017 16,490,367 0.034021
2009 573,718 11,116,143 0.051611
2008 641,299 11,558,306 0.055484
2007 585,675 13,545,369 0.043238
2006 575,643 12,401,140 0.046419
2 Total of line 1, column (d) ...................... 2 0.230773
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.046155
4 Enter the net value of noncharitable-use assets for 2011 from Part X, line 5..... 4 18,934,162
5 Multiply line 4 by line 3....................... 5 873,906
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 10,779
7 Add lines 5 and 6......................... 7 884,685
8 Enter qualifying distributions from Part XII, line 4.............. 8 805,720
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions on page 18.
Form 990-PF (2011)
Form 990-PF (2011)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A” on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 21,558
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2............................ 3 21,558
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 21,558
6 Credits/Payments:
a 2011 estimated tax payments and 2010 overpayment credited to 2011 6a 20,581
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c  
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 20,581
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. Click to see attachment 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9 977
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10  
11 Enter the amount of line 10 to be: Credited to 2012 estimated taxBullet   Refunded Bullet 11  
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is “Yes” to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If “Yes,” attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If “Yes,” attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If “Yes,” has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If “Yes,” attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If “Yes,” complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see page 19 of the
    instructions)bulletIN
    b
    If the answer is “Yes” to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If “No,” attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2011 or the taxable year beginning in 2011 (see instructions for Part XIV on
    page 27)? If “Yes,” complete Part XIV..........................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If “Yes,” attach a schedule listing their names and addresses.
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see page 20 of the instructions) .......
    11
     
    No
    12
    Did the foundation acquire a direct or indirect interest in any applicable insurance contract before August 17, 2008?
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletJPMORGAN CHASE BANK NA Telephone no.bullet (260) 427-8985
    Located atbullet101 EAST WASHINGTON BOULEVARD FLOOR04FORT WAYNEIN ZIP+4bullet468023145
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16
    At any time during calendar year 2011, did the foundation have an interest in or a signature or other authority over
    a bank, securities, or other financial account in a foreign country? .................
    16
     
    No
    See page 20 of the instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the foreign country bullet  
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the “Yes” column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check “No”
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is “Yes” to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
    No
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2011?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2011, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2011?...............
    If “Yes,” list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer “No” and attach statement—see page 20 of the instructions.) .........
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business
    enterprise at any time during the year?.....................
    b
    If “Yes,” did it have excess business holdings in 2011 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2011.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2011?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see page 22 of the instructions)...
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is “Yes” to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see page 22 of the instructions)?
    5b
     
     
    .........bullet
    c
    If the answer is “Yes” to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If “Yes,” attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay
    premiums on a personal benefit contract?....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If “Yes” to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see page 22 of the instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    JPMORGAN CHASE BANK NA TRUSTEE
    2.00     		125,507 0 0
    PO BOX 3038
    MILWAUKEE,WI53201
    2 Compensation of five highest-paid employees (other than those included on line 1—see page 23 of the instructions).
    If none, enter “NONE.”
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    3 Five highest-paid independent contractors for professional services (see page 23 of the instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see page 23 of the instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3..........................bullet0
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see page 24 of the instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    18,827,113
    b
    Average of monthly cash balances.......................
    1b
    395,386
    c
    Fair market value of all other assets (see page 24 of the instructions)............
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    19,222,499
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    19,222,499
    4
    Cash deemed held for charitable activities. Enter 1 1⁄2% of line 3 (for greater amount, see page 25
    of the instructions) ...........................
    4
    288,337
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    18,934,162
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    946,708
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    946,708
    2a
    Tax on investment income for 2011 from Part VI, line 5......
    2a
    21,558
    b
    Income tax for 2011. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    21,558
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    925,150
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    925,150
    6
    Deduction from distributable amount (see page 25 of the instructions)...........
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
    925,150
    Part XII
    Qualifying Distributions (see page 25 of the instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    805,720
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    805,720
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see page 26 of the instructions)............
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    805,720
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 8
    Part XIII
    Undistributed Income (see page 26 of the instructions)
    (a)
    Corpus     		(b)
    Years prior to 2010     		(c)
    2010     		(d)
    2011
    1 Distributable amount for 2011 from Part XI, line 7 925,150
    2 Undistributed income, if any, as of the end of 2011:
    a Enter amount for 2010 only....... 774,343
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2011:
    a From 2006.......  
    b From 2007.......  
    c From 2008.......  
    d From 2009.......  
    e From 2010.......  
    fTotal of lines 3a through e......... 0
    4Qualifying distributions for 2011 from Part
    XII, line 4: bullet$ 805,720
    a Applied to 2010, but not more than line 2a 774,343
    b Applied to undistributed income of prior years
    (Election required—see page 26 of the instructions)    		 0
    c Treated as distributions out of corpus (Election
    required—see page 26 of the instructions)...     		0
    d Applied to 2011 distributable amount..... 31,377
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2011. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 0
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable
    amount—see page 27 of the instructions ...     		0
    e Undistributed income for 2010. Subtract line
    4a from line 2a. Taxable amount—see page 27
    of the instructions ...........     		0
    f Undistributed income for 2011. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2011 ..........     		893,773
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see page 27
    of the instructions) ...........     		0
    8Excess distributions carryover from 2006 not
    applied on line 5 or line 7 (see page 27 of the
    instructions) .............     		0
    9Excess distributions carryover to 2012.
    Subtract lines 7 and 8 from line 6a ......     		0
    10 Analysis of line 9:
    a Excess from 2007....  
    b Excess from 2008....  
    c Excess from 2009....  
    d Excess from 2010....  
    e Excess from 2011....  
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 9
    Part XIV
    Private Operating Foundations (see page 27 of the instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2011, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2011 (b) 2010 (c) 2009 (d) 2008
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ....     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets” alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment” alternative test— enter 2⁄3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support” alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see page 27 of the instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    GOSHEN UNIVERSITY
    1700 S MAIN ST
    GOSHEN,IN46526     		NONE PUBLIC CHARITY PROGRAM SUPPORT 774,343
    Total .................................bullet 3a 774,343
    bApproved for future payment
    Total .................................bullet 3b 0
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See page 28 of
    the instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3Interest on savings and temporary cash investments     14 206  
    4 Dividends and interest from securities....     14 424,307  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8Gain or (loss) from sales of assets other than inventory     18 747,543  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. 0 1,172,056 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    131,172,056
    (See worksheet in line 13 instructions on page 28 to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the organization’s exempt purposes (other than by providing funds for such purposes). (See
    page 28 of the instructions.)
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section
    Yes
    No
    501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is “Yes,” complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If “Yes,” complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    SignHere
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    Signature of officer or trustee Date Title
    PaidPreparersUseOnly Preparer's SignatureBullet Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2011)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2011 InvestmentsCorpBondsSchedule
    Name:
    TR UA LEE & MARY JANE RIETH FDN R60640001
    EIN: 35-1979838
    Name of Bond End of Year Book Value End of Year Fair Market Value
    FIDELITY ADVISOR HIGH INCOME ADVANTAGE FUND - 27624.509 SHS 209,020 243,372
    EATON VANCE MUT FDS TR FLT RT CL I - 30119.909 SHS 268,971 265,356
    JPM CORE BOND FD - SEL FUND 3720 2.62% - 78948.655 SHS 820,149 933,963
    JPM HIGH YIELD FD - SEL FUND 3580 6.04% - 87695.162 SHS 685,232 668,237
    JPM SHORT DURATION BOND FD - SEL FUND 3133 0.86% - 107312.954 SHS 1,163,966 1,175,077
    DREYFUS/LAUREL FDS TR PRM EMRGN MK I - 31422.911 SHS 451,514 413,526
    JPM STR INC OPP FD FUND 3844 3.23% - 26814.784 SHS 311,130 303,812
    JPM INTL CURRENCY INCOME FD 1.21% - 22239.59 SHS 247,490 240,855
    EATON VANCE MUT FDS TR FLT RT CL I - 2384.239 SHS 21,053 21,005
    JPM CORE BOND FD - SEL FUND 3720 2.62% - 5740.448 SHS 60,117 67,910
    JPM GOVERNMENT BOND FD - SEL FUND 3246 1.73% - 3122.077 SHS 31,712 36,029
    JPM HIGH YIELD FD - SEL FUND 3580 6.04% - 7145.766 SHS 56,493 54,451
    JPM SHORT DURATION BOND FD - SEL FUND 3133 0.86% - 7293.151 SHS 79,053 79,860
    DREYFUS/LAUREL FDS TR PRM EMRGN MK I - 2617.168 SHS 38,376 34,442
    JPM STR INC OPP FD FUND 3844 3.23% - 3225.27 SHS 37,553 36,542
    JPM INTL CURRENCY INCOME FD 1.21% - 2213.462 SHS 25,378 23,972

    TY 2011 InvestmentsCorpStockSchedule
    Name:
    TR UA LEE & MARY JANE RIETH FDN R60640001
    EIN: 35-1979838
    Name of Stock End of Year Book Value End of Year Fair Market Value
    RENAISSANCERE HOLDING LTD - 110 SHS 4,111 8,181
    AGL RESOURCE INC - 80 SHS 3,211 3,381
    ABBOTT LABORATORIES - 233 SHS 10,281 13,102
    AIR PRODUCTS & CHEMICALS INC - 250 SHS 22,558 21,298
    ALLERGAN INC - 115 SHS 9,472 10,090
    ALLSTATE CORP - 305 SHS 7,267 8,360
    ALTERA CORP - 525 SHS 18,611 19,478
    AMAZON COM INC - 214 SHS 24,767 37,043
    AMERICAN ELECTRIC POWER CO - 200 SHS 7,552 8,262
    AMERICAN EXPRESS CO - 80 SHS 3,200 3,774
    ANADARKO PETROLEUM CORP - 250 SHS 17,455 19,083
    APACHE CORP - 81 SHS 5,742 7,337
    APPLE INC. - 345 SHS 98,018 137,700
    AUTOZONE INC - 25 SHS 5,719 8,124
    BAKER HUGHES INC - 300 SHS 16,365 14,592
    BECTON DICKINSON & CO - 100 SHS 8,401 7,472
    CSX CORP - 460 SHS 8,928 9,688
    CVS CAREMARK CORPORATION - 504 SHS 16,149 20,553
    CAMPBELL SOUP COMPANY - 480 SHS 16,632 15,955
    CAPITAL ONE FINANCIAL CORP - 350 SHS 15,649 14,802
    CARDINAL HEALTH INC - 602 SHS 16,927 24,447
    CELGENE CORPORATION - 344 SHS 17,459 23,254
    CISCO SYSTEMS INC - 3425 SHS 58,761 61,924
    CITRIX SYSTEMS INC - 65 SHS 4,597 3,947
    COCA-COLA CO - 744 SHS 42,513 52,058
    COLGATE PALMOLIVE CO - 160 SHS 12,598 14,782
    D R HORTON INC - 540 SHS 6,124 6,809
    DTE ENERGY CO - 165 SHS 8,315 8,984
    DARDEN RESTAURANTS INC - 169 SHS 7,126 7,703
    E I DU PONT DE NEMOURS & CO - 530 SHS 23,699 24,263
    E M C CORP MASS - 540 SHS 12,587 11,632
    EMERSON ELECTRIC CO - 785 SHS 42,395 39,369
    EXPRESS SCRIPTS INC - 360 SHS 16,782 16,088
    FREEPORT-MCMORAN COPPER & GOLD INC CL B - 876 SHS 30,845 32,228
    GENERAL MILLS INC - 414 SHS 11,927 16,730
    HALLIBURTON CO - 350 SHS 11,298 12,079
    HARTFORD FINANCIAL SERVICES GROUP INC - 115 SHS 2,313 1,869
    HOME DEPOT INC - 525 SHS 19,537 22,071
    HUMANA INC - 345 SHS 25,394 30,225
    HUNTINGTON BANCSHARES INC - 355 SHS 2,324 1,949
    INTERNATIONAL BUSINESS MACHINES CORP - 60 SHS 8,667 11,033
    INTERNATIONAL PAPER CO - 0 SHS 5,770 5,772
    JOHNSON & JOHNSON - 415 SHS 24,919 27,216
    JOHNSON CONTROLS INC - 1570 SHS 56,479 49,078
    KOHLS CORP - 153 SHS 6,281 7,551
    LAM RESEARCH CORP - 405 SHS 17,105 17,029
    LENNAR CORP - 188 SHS 1,790 3,694
    LOWES COMPANIES INC - 659 SHS 12,448 14,695
    MASCO CORP - 275 SHS 2,646 2,882
    MICROSOFT CORP - 3020 SHS 56,949 76,063
    MORGAN STANLEY - 808 SHS 12,682 12,225
    NVR INC - 15 SHS 9,612 10,290
    NIKE INC B - 250 SHS 22,188 24,093
    NORFOLK SOUTHERN CORP - 646 SHS 25,941 47,068
    NORTHEAST UTILITIES - 325 SHS 10,914 11,723
    NOVELLUS SYSTEMS INC - 115 SHS 3,808 4,748
    OCCIDENTAL PETROLEUM CORP - 762 SHS 50,384 71,399
    ORACLE CORP - 2020 SHS 59,642 51,813
    P G & E CORPORATION - 125 SHS 5,081 5,153
    PACCAR INC - 754 SHS 26,193 28,252
    PFIZER INC - 1997 SHS 28,231 43,215
    PROCTER & GAMBLE CO - 908 SHS 49,437 60,573
    QUALCOMM INC - 540 SHS 23,751 29,538
    RYLAND GROUP INC - 235 SHS 3,198 3,704
    SAFEWAY INC - 0 SHS 0 0
    SANDISK CORP - 75 SHS 2,750 3,691
    SCHLUMBERGER LTD - 1156 SHS 76,665 78,966
    SOUTHWESTERN ENERGY CO - 190 SHS 7,572 6,069
    SPRINT NEXTEL CORP - 1050 SHS 4,029 2,457
    STATE STREET CORP - 134 SHS 2,764 5,402
    SUNTRUST BANKS INC - 305 SHS 7,270 7,169
    TJX COMPANIES INC - 0 SHS 7,176 7,101
    TEVA PHARMACEUTICAL INDUSTRIES LTD SPONS ADR - 120 SHS 0 0
    V F CORP - 90 SHS 13,004 13,334
    VERTEX PHARMACEUTICALS INC - 255 SHS 7,362 8,469
    WILLIAMS COMPANIES INC - 160 SHS 4,460 5,283
    XILINX CORP - 635 SHS 19,040 20,358
    ZIONS BANCORP - 170 SHS 2,796 2,768
    MARRIOTT INTERNATIONAL INC CL A - 225 SHS 6,416 6,563
    COGNIZANT TECHNOLOGY SOLUTIONS CORP CL A - 276 SHS 13,211 17,750
    SEMPRA ENERGY - 55 SHS 2,917 3,025
    WELLS FARGO & CO - 2721 SHS 58,490 74,991
    MCKESSON CORP - 175 SHS 10,506 13,634
    BANK OF AMERICA CORP - 3269 SHS 27,021 20,094
    GOLDMAN SACHS GROUP INC - 273 SHS 24,485 24,687
    DEVON ENERGY CORP - 68 SHS 3,170 4,216
    EOG RESOURCES INC - 228 SHS 18,847 22,460
    DOMINION RESOURCES INC VA - 190 SHS 9,736 10,085
    TARGET CORP - 530 SHS 20,915 21,256
    PPL CORP - 435 SHS 12,506 12,798
    EVEREST RE GROUP LTD - 55 SHS 4,880 4,625
    UNITEDHEALTH GROUP INC - 875 SHS 36,560 44,345
    VERIZON COMMUNICATIONS INC - 1185 SHS 39,030 47,542
    EXELON CORP - 245 SHS 10,264 10,626
    FLUOR CORP - 320 SHS 19,107 16,080
    US BANCORP DEL - 399 SHS 4,705 10,793
    CHEVRON CORP - 505 SHS 38,066 53,732
    3M CO - 175 SHS 14,140 14,303
    YUM BRANDS INC - 422 SHS 13,807 24,902
    COMCAST CORP CL A - 1633 SHS 29,646 38,718
    CARNIVAL CORPORATION - 772 SHS 24,899 25,198
    REGIONS FINANCIAL CORP - 680 SHS 2,783 2,924
    GOOGLE INC CL A - 36 SHS 10,559 23,252
    AMERIPRISE FINANCIAL INC - 170 SHS 7,877 8,439
    AT&T INC - 1125 SHS 32,462 34,020
    CBS CORP CLASS B W/I - 940 SHS 21,463 25,512
    CAMERON INTERNATIONAL CORPORATION - 80 SHS 5,832 5,657
    HESS CORP - 100 SHS 6,122 5,680
    CME GROUP INC CLASS A COMMON STOCK - 56 SHS 14,485 13,646
    INVESCO LTD - 830 SHS 15,392 16,675
    NETAPP INC - 285 SHS 10,493 10,337
    ACE LTD NEW - 259 SHS 11,904 18,161
    TYCO INTERNATIONAL LTD - 440 SHS 17,614 20,552
    TIME WARNER INC NEW - 1960 SHS 45,848 70,834
    GEORGIA GULF CORP COM PAR $0.01 NEW - 365 SHS 10,989 7,114
    MERCK AND CO INC - 2783 SHS 81,631 104,919
    NEXTERA ENERGY INC - 354 SHS 17,872 21,552
    XL GROUP PLC - 570 SHS 10,480 11,269
    COVIDIEN PLC NEW - 475 SHS 27,041 26,781
    CITIGROUP INC NEW - 1142 SHS 41,657 30,046
    MARATHON PETROLEUM CORPORATION - 165 SHS 6,458 5,493
    ZYNGA INC - 360 SHS 3,324 3,388
    BROADCOM CORP CL A - 319 SHS 8,176 9,366
    JUNIPER NETWORKS INC - 204 SHS 3,085 4,164
    EXXON MOBIL CORP - 556 SHS 35,478 47,127
    METLIFE INC - 956 SHS 35,866 29,808
    MONSANTO CO - 200 SHS 13,517 14,014
    KRAFT FOODS INC CLASS A - 1205 SHS 42,011 45,019
    PRUDENTIAL FINANCIAL INC - 513 SHS 20,143 25,712
    CONOCOPHILLIPS - 304 SHS 16,596 22,152
    AXIS CAPITAL HOLDINGS LTD - 160 SHS 5,128 5,114
    BIOGEN IDEC INC - 273 SHS 13,727 30,044
    INTERCONTINENTAL EXCHANGE INC - 80 SHS 9,798 9,644
    TD AMERITRADE HOLDING CORPORATION - 657 SHS 8,506 10,282
    MASTERCARD INC - CLASS A - 50 SHS 9,739 18,641
    GENPACT LTD - 249 SHS 4,407 3,723
    GENERAL MOTORS CO - 1900 SHS 53,756 38,513
    FREESCALE SEMICONDUCTORS HOLD - 540 SHS 6,376 5,123
    RENAISSANCERE HOLDING LTD - 12 SHS 654 892
    AGL RESOURCE INC - 10 SHS 401 423
    ABBOTT LABORATORIES - 28 SHS 1,353 1,574
    AIR PRODUCTS & CHEMICALS INC - 30 SHS 2,698 2,556
    ALLERGAN INC - 10 SHS 824 877
    ALLSTATE CORP - 35 SHS 834 959
    ALTERA CORP - 60 SHS 2,157 2,226
    AMAZON COM INC - 24 SHS 3,609 4,154
    AMERICAN ELECTRIC POWER CO - 25 SHS 949 1,033
    AMERICAN EXPRESS CO - 10 SHS 426 472
    ANADARKO PETROLEUM CORP - 30 SHS 2,135 2,290
    APACHE CORP - 8 SHS 803 725
    APPLE INC. - 40 SHS 12,277 16,200
    AUTOZONE INC - 5 SHS 1,628 1,625
    BAKER HUGHES INC - 35 SHS 1,915 1,702
    BECTON DICKINSON & CO - 10 SHS 858 747
    CSX CORP - 50 SHS 970 1,053
    CVS CAREMARK CORPORATION - 56 SHS 1,960 2,284
    CAMPBELL SOUP COMPANY - 55 SHS 1,917 1,828
    CAPITAL ONE FINANCIAL CORP - 40 SHS 1,778 1,692
    CARDINAL HEALTH INC - 67 SHS 2,407 2,721
    CELGENE CORPORATION - 41 SHS 2,262 2,772
    CISCO SYSTEMS INC - 389 SHS 7,641 7,033
    CITRIX SYSTEMS INC - 10 SHS 639 607
    COCA-COLA CO - 87 SHS 5,403 6,087
    COLGATE PALMOLIVE CO - 20 SHS 1,609 1,848
    D R HORTON INC - 60 SHS 680 757
    DTE ENERGY CO - 20 SHS 1,011 1,089
    DARDEN RESTAURANTS INC - 18 SHS 786 820
    E I DU PONT DE NEMOURS & CO - 60 SHS 2,770 2,747
    E M C CORP MASS - 60 SHS 1,511 1,292
    EMERSON ELECTRIC CO - 90 SHS 4,747 4,426
    EXPRESS SCRIPTS INC - 40 SHS 1,865 1,788
    FREEPORT-MCMORAN COPPER & GOLD INC CL B - 101 SHS 3,817 3,716
    GENERAL MILLS INC - 48 SHS 1,703 1,940
    HALLIBURTON CO - 40 SHS 1,291 1,380
    HARTFORD FINANCIAL SERVICES GROUP INC - 5 SHS 101 81
    HOME DEPOT INC - 60 SHS 2,218 2,522
    HUMANA INC - 40 SHS 2,948 3,504
    HUNTINGTON BANCSHARES INC - 45 SHS 295 247
    INTERNATIONAL BUSINESS MACHINES CORP - 5 SHS 722 919
    INTERNATIONAL PAPER CO - 0 SHS 592 592
    JOHNSON & JOHNSON - 45 SHS 2,866 2,951
    JOHNSON CONTROLS INC - 185 SHS 6,617 5,783
    KOHLS CORP - 18 SHS 932 888
    LAM RESEARCH CORP - 45 SHS 1,971 1,851
    LENNAR CORP - 24 SHS 394 472
    LOWES COMPANIES INC - 71 SHS 1,617 1,802
    MASCO CORP - 45 SHS 432 472
    MICROSOFT CORP - 344 SHS 8,356 8,671
    MORGAN STANLEY - 106 SHS 2,375 1,604
    NIKE INC B - 30 SHS 2,660 2,891
    NORFOLK SOUTHERN CORP - 74 SHS 3,939 5,392
    NORTHEAST UTILITIES - 35 SHS 1,192 1,262
    NOVELLUS SYSTEMS INC - 10 SHS 313 413
    OCCIDENTAL PETROLEUM CORP - 86 SHS 7,472 8,058
    ORACLE CORP - 230 SHS 6,760 5,900
    P G & E CORPORATION - 15 SHS 610 618
    PACCAR INC - 87 SHS 3,748 3,260
    PFIZER INC - 227 SHS 3,781 4,912
    PROCTER & GAMBLE CO - 105 SHS 6,462 7,005
    QUALCOMM INC - 60 SHS 2,893 3,282
    RYLAND GROUP INC - 25 SHS 340 394
    SAFEWAY INC - 0 SHS 0 0
    SANDISK CORP - 10 SHS 367 492
    SCHLUMBERGER LTD - 133 SHS 10,204 9,085
    SOUTHWESTERN ENERGY CO - 25 SHS 1,002 799
    SPRINT NEXTEL CORP - 95 SHS 413 222
    STATE STREET CORP - 16 SHS 680 645
    SUNTRUST BANKS INC - 35 SHS 626 620
    TJX COMPANIES INC - 0 SHS 652 646
    TEVA PHARMACEUTICAL INDUSTRIES LTD SPONS ADR - 15 SHS 0 0
    V F CORP - 10 SHS 1,194 1,270
    VERTEX PHARMACEUTICALS INC - 30 SHS 866 996
    WILLIAMS COMPANIES INC - 20 SHS 566 660
    XILINX CORP - 70 SHS 2,151 2,244
    ZIONS BANCORP - 10 SHS 169 163
    MARRIOTT INTERNATIONAL INC CL A - 25 SHS 713 729
    COGNIZANT TECHNOLOGY SOLUTIONS CORP CL A - 34 SHS 1,841 2,187
    SEMPRA ENERGY - 10 SHS 520 550
    WELLS FARGO & CO - 314 SHS 8,599 8,654
    MCKESSON CORP - 19 SHS 1,342 1,480
    BANK OF AMERICA CORP - 381 SHS 3,903 2,118
    GOLDMAN SACHS GROUP INC - 33 SHS 4,679 2,984
    DEVON ENERGY CORP - 6 SHS 395 372
    EOG RESOURCES INC - 26 SHS 2,601 2,561
    DOMINION RESOURCES INC VA - 25 SHS 1,282 1,327
    TARGET CORP - 60 SHS 2,280 2,305
    PPL CORP - 50 SHS 1,437 1,471
    EVEREST RE GROUP LTD - 5 SHS 434 420
    UNITEDHEALTH GROUP INC - 100 SHS 4,441 5,068
    VERIZON COMMUNICATIONS INC - 140 SHS 4,668 5,617
    EXELON CORP - 30 SHS 1,275 1,301
    FLUOR CORP - 35 SHS 2,217 1,759
    US BANCORP DEL - 51 SHS 1,323 1,380
    CHEVRON CORP - 60 SHS 5,348 6,384
    3M CO - 20 SHS 1,611 1,635
    YUM BRANDS INC - 48 SHS 1,833 2,832
    COMCAST CORP CL A - 182 SHS 3,586 4,315
    CARNIVAL CORPORATION - 91 SHS 3,236 2,970
    REGIONS FINANCIAL CORP - 70 SHS 287 301
    GOOGLE INC CL A - 6 SHS 3,272 3,875
    AMERIPRISE FINANCIAL INC - 20 SHS 939 993
    AT&T INC - 130 SHS 3,751 3,931
    CBS CORP CLASS B W/I - 110 SHS 2,669 2,985
    CAMERON INTERNATIONAL CORPORATION - 10 SHS 493 492
    HESS CORP - 10 SHS 613 568
    CME GROUP INC CLASS A COMMON STOCK - 6 SHS 1,808 1,462
    INVESCO LTD - 95 SHS 1,780 1,909
    NETAPP INC - 30 SHS 1,109 1,088
    ACE LTD NEW - 29 SHS 1,350 2,033
    TYCO INTERNATIONAL LTD - 50 SHS 2,182 2,336
    TIME WARNER INC NEW - 220 SHS 6,917 7,951
    GEORGIA GULF CORP COM PAR $0.01 NEW - 40 SHS 1,222 780
    MERCK AND CO INC - 315 SHS 11,068 11,876
    NEXTERA ENERGY INC - 40 SHS 2,108 2,435
    XL GROUP PLC - 65 SHS 1,319 1,285
    COVIDIEN PLC NEW - 58 SHS 3,257 3,061
    CITIGROUP INC NEW - 128 SHS 5,058 3,368
    MARATHON PETROLEUM CORPORATION - 20 SHS 760 666
    ZYNGA INC - 45 SHS 415 423
    BROADCOM CORP CL A - 34 SHS 1,140 998
    JUNIPER NETWORKS INC - 24 SHS 622 490
    EXXON MOBIL CORP - 61 SHS 4,221 5,170
    METLIFE INC - 113 SHS 4,328 3,523
    MONSANTO CO - 25 SHS 1,690 1,752
    KRAFT FOODS INC CLASS A - 140 SHS 4,891 5,230
    PRUDENTIAL FINANCIAL INC - 59 SHS 3,132 2,957
    CONOCOPHILLIPS - 37 SHS 2,580 2,696
    AXIS CAPITAL HOLDINGS LTD - 10 SHS 325 320
    BIOGEN IDEC INC - 33 SHS 2,877 3,632
    INTERCONTINENTAL EXCHANGE INC - 10 SHS 1,225 1,206
    TD AMERITRADE HOLDING CORPORATION - 81 SHS 1,314 1,268
    MASTERCARD INC - CLASS A - 4 SHS 923 1,491
    GENPACT LTD - 14 SHS 248 209
    GENERAL MOTORS CO - 210 SHS 5,818 4,257
    FREESCALE SEMICONDUCTORS HOLD - 60 SHS 610 506
    DELAWARE EMERGING MARKETS FUND - 14028.8 SHS 196,674 174,939
    T ROWE PRICE INTERNATIONAL FUNDS INC NEW ASIA FUND - 27142.996 SHS 284,000 377,559
    THORNBURG VALUE FUND FD CL I - 12169.047 SHS 363,109 363,733
    ISHARES S&P MIDCAP 400 INDEX FUND - 3999 SHS 359,678 350,352
    ISHARES RUSSELL 1000 GROWTH INDEX FUND - 5500 SHS 260,582 317,845
    DODGE & COX INTERNATIONAL STOCK - 3253.09 SHS 100,000 95,120
    ISHARES RUSSELL MIDCAP INDEX FUND - 1000 SHS 56,170 98,420
    JPM MID CAP VALUE FD - SEL FUND 1100 - 12273.065 SHS 185,218 289,276
    ARTISAN INTL VALUE FUND - INV - 10235.674 SHS 279,229 256,813
    JPM US 3 FD - SEL FUND 1224 - 16023.273 SHS 110,881 158,630
    JPM US REAL ESTATE FD - SEL FUND 3037 - 22733.298 SHS 272,604 368,052
    JPM MARKET EXPANSION INDEX FD - SEL FUND 3708 - 53038.91 SHS 536,964 512,886
    JPM MID CAP GROWTH - SEL FUND 3120 - 11522.854 SHS 147,377 225,617
    JPM INTL VALUE FD - SEL FUND 1296 - 14228.292 SHS 201,209 159,499
    JPM ASIA 3 FD - SEL FUND 1134 - 5802.753 SHS 109,034 166,887
    MANAGERS AMG FUNDS-TIMESSQUARE MID CAP GROWTH FUND - 50589.47 SHS 404,378 668,287
    VANGUARD MSCI EMERGING MARKETS ETF - 4121 SHS 176,797 157,463
    EDGEWOOD GROWTH FUND - 22129.124 SHS 254,485 258,468
    JPM TR I GROWTH ADVANTAGE FD - SEL FUND 1567 - 57251.915 SHS 403,626 497,519
    HARTFORD CAPITAL APPRECIATION FUND - 20523.145 SHS 598,375 591,272
    MANNING & NAPIER FUND INC WORLD OPPORTUNITIES SERIES FUND - 20580.891 SHS 181,318 136,451
    EATON VANCE MUT FDS TR GLOBAL MACRO - I - 36553.249 SHS 376,424 358,953
    SPDR GOLD TRUST - 1000 SHS 110,410 151,990
    ARTIO INTERNATIONAL 3 II - I - 23608.561 SHS 178,481 225,462
    HIGHBRIDGE DYNAMIC COMM STRG FD -SEL - 50443.904 SHS 935,241 864,104
    SG BREN EAFE 3/7/12 - 52000 SHS 51,480 43,394
    CS BREN EAFE 3/14/12 - 50000 SHS 49,500 43,250
    HSBC CONT BUFF EQ SPX 3/14/12 - 28000 SHS 27,720 27,258
    BARC CALLABLE PALLDIUM CP NT 05/14/12 - 40000 SHS 39,600 34,968
    BNP MARKET PLUS SPX 11/09/12 - 75000 SHS 74,063 70,089
    HSBC BREN EAFE 05/31/12 - 63000 SHS 62,370 53,676
    BNP BREN ASIA BASKET 11/26/12 - 44000 SHS 43,450 35,963
    BNP BREN ASIA BASKET 08/22/12 - 47000 SHS 46,530 42,078
    GS CONT BUFF EQ SPX 09/26/12 - 50000 SHS 49,500 53,447
    HSBC BREN EEM 11/15/12 - 150000 SHS 148,500 139,110
    GS CONT BUFF EQ SPX 12/05/12 - 150000 SHS 148,500 155,004
    HSBC BREN SPX 11/02/12 - 150000 SHS 148,500 152,880
    T ROWE PRICE INTERNATIONAL FUNDS INC NEW ASIA FUND - 1526.32 SHS 19,583 21,231
    DODGE & COX INTERNATIONAL STOCK - 788.911 SHS 26,484 23,068
    ISHARES RUSSELL MIDCAP VALUE INDEX FUND - 1040 SHS 44,571 45,136
    ISHARES RUSSELL MIDCAP GROWTH INDEX FUND - 550 SHS 26,430 30,278
    ISHARES RUSSELL MIDCAP INDEX FUND - 190 SHS 10,632 18,700
    JPM MID CAP VALUE FD - SEL FUND 1100 - 652.434 SHS 24,030 15,378
    ARTISAN INTL VALUE FUND - INV - 711.438 SHS 19,408 17,850
    JPM LARGE CAP GROWTH FD - SEL FUND 3118 - 698.41 SHS 13,563 14,988
    JPM US REAL ESTATE FD - SEL FUND 3037 - 1694.47 SHS 25,417 27,433
    JPM INTREPID AMERICA FD - SEL FUND 1206 - 1440.252 SHS 40,794 32,708
    JPM ASIA 3 FD - SEL FUND 1134 - 630.948 SHS 14,830 18,146
    MANAGERS AMG FUNDS-TIMESSQUARE MID CAP GROWTH FUND - 7010.834 SHS 60,000 92,613
    VANGUARD MSCI EMERGING MARKETS ETF - 858 SHS 38,957 32,784
    JPM US LRGE CAP CORE PLUS FD - SEL FUND 1002 - 882.61 SHS 18,482 17,423
    EDGEWOOD GROWTH FUND - 5578.085 SHS 65,540 65,152
    EATON VANCE MUT FDS TR GLOBAL MACRO - I - 1388.578 SHS 14,316 13,636
    SPDR GOLD TRUST - 54 SHS 7,204 8,207
    ARTIO INTERNATIONAL 3 II - I - 2441.906 SHS 18,461 23,320
    JPM RESEARCH MARKET NEUTRAL FD - SEL - 637.883 SHS 10,002 9,134
    HIGHBRIDGE DYNAMIC COMM STRG FD -SEL - 3424.248 SHS 61,874 58,657
    COLUMBIA FDS SER TR II MASS ASIA PC JP R5 - 1498.392 SHS 17,966 16,362

    TY 2011 OtherIncreasesSchedule
    Name:
    TR UA LEE & MARY JANE RIETH FDN R60640001
    EIN: 35-1979838
    Description Amount
    ROUNDING ADJUSTMENT 12
    RETURN OF CAPITAL ADJUSTMENT 2,166


    TY 2011 TaxesSchedule
    Name:
    TR UA LEE & MARY JANE RIETH FDN R60640001
    EIN: 35-1979838
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    EXCISE TAX - PRIOR YEAR 1,035 0   0
    ESTIMATE EXCISE TAX - CURRENT YEAR 20,581 0   0
    FOREIGN TAX WITHHELD 5,646 0   0