TY 2011 Form 990PF

- TIN:

Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation

or Section 4947(a)(1) Nonexempt Charitable Trust
Treated as a Private Foundation

Note. The foundation may be able to use a copy of this return to satisfy state reporting requirements.

OMB No. 1545-0052

2011

For calendar year 2011, or tax year beginning 01-01-2011 , and ending 12-31-2011

Check all that apply:Initial returnInitial return of a former public charityFinal return

Amended returnAddress changeName change

Name of foundation
The Lisa McGraw Figure Skating Foundation Inc

% ROCKEFELLER & CO

Number and street (or P.O. box number if mail is not delivered to street address)C/O ROCKEFELLER CO30 ROCKEFELLER PLAZARoom/suite

City or town, state, and ZIP code
New York, NY10112

A Employer identification number

22-3473319

B Telephone number (see page 10 of the instructions)

(212) 549-5100

C If exemption application is pending, check here bullet

D 1. Foreign organizations, check here . bullet

H Check type of organization: Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trustOther taxable private foundation 2. Foreign organizations meeting the 85% test,
check here and attach computation bullet

I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16) bullet

$4,755,462J Accounting method: Cash Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)

E If private foundation status was terminated
under section 507(b)(1)(A), check here bullet

F If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here bullet

	Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see page 11 of the instructions).)	(a) Revenue and expenses per books		(b) Net investment income	(c) Adjusted net income	(d) Disbursements for charitable purposes (cash basis only)


1	Contributions, gifts, grants, etc., received (attach schedule)	0
2	Check
3	Interest on savings and temporary cash investments	53,753		53,753
4	Dividends and interest from securities......	61,606		61,606
5a	Gross rents..............
b	Net rental income or (loss)
6a	Net gain or (loss) from sale of assets not on line 10		161,893
b	Gross sales price for all assets on line 6a 2,965,239
7	Capital gain net income (from Part IV, line 2)...			161,893
8	Net short-term capital gain.........
9	Income modifications...........
10a	Gross sales less returns and allowances
b	Less: Cost of goods sold....
c	Gross profit or (loss) (attach schedule).....
11	Other income (attach schedule).......
12	Total. Add lines 1 through 11........	277,252		277,252
13	Compensation of officers, directors, trustees, etc.	0
14	Other employee salaries and wages......
15	Pension plans, employee benefits.......
16a	Legal fees (attach schedule).........		344	229	0	115
b	Accounting fees (attach schedule).......		15,400	10,267	0	5,133
c	Other professional fees (attach schedule)....		24,077	24,077
17	Interest...............
18	Taxes (attach schedule) (see page 14 of the instructions)		9,082	4,482
19	Depreciation (attach schedule) and depletion...
20	Occupancy..............
21	Travel, conferences, and meetings.......
22	Printing and publications..........
23	Other expenses (attach schedule).......		8,682	8,682
24	Total operating and administrative expenses.
	Add lines 13 through 23..........	57,585		47,737	0	5,248
25	Contributions, gifts, grants paid........	155,200				155,200
26	Total expenses and disbursements. Add lines 24 and 25	212,785		47,737	0	160,448
27	Subtract line 26 from line 12:
a	Excess of revenue over expenses and disbursements	64,467
b	Net investment income (if negative, enter -0-)			229,515
c	Adjusted net income (if negative, enter -0-)...

For Privacy Act and Paperwork Reduction Act Notice, see page 30 of the instructions.

Cat. No. 11289X Form 990-PF (2011)

Form 990-PF (2011)

Page 2

Part II		Balance Sheets	Beginning of year	End of year
Part II		Balance Sheets	(a) Book Value	(b) Book Value	(c) Fair Market Value
	1	Cash—non-interest-bearing...............
	2	Savings and temporary cash investments..........	43,643	114,092	114,092
	3	Accounts receivable 5,266
		Less: allowance for doubtful accounts	2,943	5,266	5,266
	4	Pledges receivable
		Less: allowance for doubtful accounts
	5	Grants receivable.................
	6	Receivables due from officers, directors, trustees, and other
		disqualified persons (attach schedule) (see page 15 of the
		instructions)....................
	7	Other notes and loans receivable (attach schedule)
		Less: allowance for doubtful accounts
	8	Inventories for sale or use...............
	9	Prepaid expenses and deferred charges...........
	10a	Investments—U.S. and state government obligations (attach schedule)	363,388	377,903	387,076
	b	Investments—corporate stock (attach schedule)........	2,092,503	2,225,646	2,615,805
	c	Investments—corporate bonds (attach schedule)........	1,113,610	1,125,816	1,144,520
	11	Investments—land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	12	Investments—mortgage loans..............
	13	Investments—other (attach schedule)...........	364,206	196,037	488,703
	14	Land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	15	Other assets (describe )
	16	Total assets (to be completed by all filers—see the
		instructions. Also, see page 1, item I)	3,980,293	4,044,760	4,755,462
	17	Accounts payable and accrued expenses..........	0	0
	18	Grants payable...................
	19	Deferred revenue..................
	20	Loans from officers, directors, trustees, and other disqualified persons
	21	Mortgages and other notes payable (attach schedule)......
	22	Other liabilities (describe )
	23	Total liabilities (add lines 17 through 22)..........	0	0
		Foundations that follow SFAS 117, check here
		and complete lines 24 through 26 and lines 30 and 31.
	24	Unrestricted....................
	25	Temporarily restricted................
	26	Permanently restricted................
		Foundations that do not follow SFAS 117, check here
		and complete lines 27 through 31.
	27	Capital stock, trust principal, or current funds.........	3,980,293	4,044,760
	28	Paid-in or capital surplus, or land, bldg., and equipment fund
	29	Retained earnings, accumulated income, endowment, or other funds	0	0
	30	Total net assets or fund balances (see page 17 of the
		instructions)....................	3,980,293	4,044,760
	31	Total liabilities and net assets/fund balances (see page 17 of
		the instructions)..................	3,980,293	4,044,760

Part III	Analysis of Changes in Net Assets or Fund Balances
1	Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
	with end-of-year figure reported on prior year’s return)...............	1	3,980,293
2	Enter amount from Part I, line 27a.....................	2	64,467
3	Other increases not included in line 2 (itemize)	3
4	Add lines 1, 2, and 3..........................	4	4,044,760
5	Decreases not included in line 2 (itemize)	5
6	Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30.	6	4,044,760

Form 990-PF (2011)

Page 3

Part IV

Capital Gains and Losses for Tax on Investment Income

(a) List and describe the kind(s) of property sold (e.g., real estate, 2-story brick warehouse; or common stock, 200 shs. MLC Co.)		(b) How acquired P—Purchase D—Donation	(c) Date acquired (mo., day, yr.)	(d) Date sold (mo., day, yr.)
1 a	30 SH. ADVANCE AUTO PARTS, INC.	P	2011-07-01	2011-11-15
b	30 SH. AERCAP HOLDINGS NV	P	2010-05-03	2011-03-21
c	90 SH. AERCAP HOLDINGS NV	P	2010-05-03	2011-03-22
d	200 SH. AERCAP HOLDINGS NV	P	2010-04-29	2011-03-23
e	70 SH. AERCAP HOLDINGS NV	P	2010-05-03	2011-03-23
	70 SH. AERCAP HOLDINGS NV	P	2010-04-29	2011-03-24
	30 SH. AERCAP HOLDINGS NV	P	2010-04-27	2011-03-25
	70 SH. AERCAP HOLDINGS NV	P	2010-04-29	2011-03-25
	80 SH. AERCAP HOLDINGS NV	P	2010-04-27	2011-03-28
	30 SH. AERCAP HOLDINGS NV	P	2010-04-27	2011-03-29
	80 SH. AERCAP HOLDINGS NV	P	2010-04-28	2011-03-29
	120 SH. AERCAP HOLDINGS NV	P	2010-04-28	2011-03-30
	90 SH. AERCAP HOLDINGS NV	P	2010-04-30	2011-03-30
	80 SH. AERCAP HOLDINGS NV	P	2010-04-30	2011-03-31
	40 SH. AERCAP HOLDINGS NV	P	2010-05-05	2011-03-31
	20 SH. AERCAP HOLDINGS NV	P	2010-04-29	2011-04-01
	50 SH. AERCAP HOLDINGS NV	P	2010-05-05	2011-04-01
	190 SH. AERCAP HOLDINGS NV	P	2010-04-29	2011-04-04
	60 SH. AERCAP HOLDINGS NV	P	2010-04-29	2011-04-05
	70 SH. AFLAC, INC.	P	2011-10-12	2011-11-15
	10 SH. ALEXION PHARMACEUTICALS, INC.	P	2011-07-01	2011-11-15
	60 SH. ALLSTATE CORPORATION	P	2011-07-01	2011-11-15
	30 SH. ANADARKO PETROLEUM CORPORATION	P	2011-07-01	2011-11-15
	40 SH. APACHE CORPORATION	P	2011-07-01	2011-11-15
	40 SH. BAKER HUGHES INCORPORATED	P	2011-07-01	2011-11-15
	230 SH. BANK OF AMERICA CORPORATION	P	2011-07-01	2011-08-10
	50 SH. BNP PARIBAS	P	2011-07-01	2011-08-04
	15000 SH. BOA CO 5.625% 10/14/16	P	2011-09-09	2011-11-10
	40 SH. BOSKALIS WESTMINSTER - CVA	P	2011-07-01	2011-11-16
	15000 SH. CAMPBELL SOUP CO 3.05% 7/15/17	P	2011-07-25	2011-09-26
	100 SH. CAREFUSION CORPORATION	P	2011-07-01	2011-11-15
	730 SH. CENTRICA PLC	P	2011-07-01	2011-11-16
	10 SH. CHEVRON CORPORATION	P	2011-07-01	2011-11-15
	1000 SH. CHINA HIGH SPEED TRANSMISSION	P	2010-03-22	2011-03-22
	40 SH. CHINA MOBILE (HONG KONG) LIMIT	P	2011-07-01	2011-11-15
	15000 SH. CITIGROUP INC. 6.01% 01/15/15	P	2011-06-17	2011-10-25
	130 SH. COMCAST CORPORATION - CL A	P	2011-07-01	2011-11-15
	30 SH. COMERICA INCORPORATED	P	2011-07-01	2011-11-15
	120 SH. COMMUNITY HEALTH CARE	P	2010-04-20	2011-04-11
	420 SH. COMMUNITY HEALTH CARE	P	2010-04-20	2011-04-11
	270 SH. COMMUNITY HEALTH CARE	P	2010-04-21	2011-04-11
	30 SH. CONTINENTAL RESOURCES, INC.	P	2011-07-01	2011-11-15
	40 SH. COVIDIEN PLC	P	2011-07-01	2011-11-15
	20 SH. CREDIT SUISSE GROUP	P	2011-07-01	2011-11-08
	10 SH. CREE, INC.	P	2011-04-04	2011-11-15
	50000 SH. CT BUILD AMERICAN 5.2% 12/1/22	P	2011-05-18	2011-11-15
	400 SH. DONGFANG ELECTRIC CORP LTD	P	2011-07-05	2011-11-16
	530 SH. DONGFANG ELECTRIC CORP LTD	P	2011-03-22	2011-12-06
	510 SH. DONGFANG ELECTRIC CORP LTD	P	2011-03-22	2011-12-07
	260 SH. DONGFANG ELECTRIC CORP LTD	P	2011-03-22	2011-12-08
	380 SH. DONGFANG ELECTRIC CORP LTD	P	2011-03-22	2011-12-09
	190 SH. DONGFANG ELECTRIC CORP LTD	P	2011-03-22	2011-12-12
	640 SH. DONGFANG ELECTRIC CORP LTD	P	2011-03-22	2011-12-13
	530 SH. DONGFANG ELECTRIC CORP LTD	P	2011-03-22	2011-12-14
	390 SH. DONGFANG ELECTRIC CORP LTD	P	2011-03-22	2011-12-15
	400 SH. DONGFANG ELECTRIC CORP LTD	P	2011-03-22	2011-12-16
	170 SH. DONGFANG ELECTRIC CORP LTD	P	2011-03-22	2011-12-19
	220 SH. DONGFANG ELECTRIC CORP LTD	P	2011-03-23	2011-12-19
	400 SH. DONGFANG ELECTRIC CORP LTD	P	2011-03-23	2011-12-20
	680 SH. DONGFANG ELECTRIC CORP LTD	P	2011-03-23	2011-12-21
	700 SH. DONGFANG ELECTRIC CORP LTD	P	2011-03-23	2011-12-22
	20 SH. FEDEX CORPORATION	P	2011-07-01	2011-11-15
	50000 SH. FFCB 1.85% DUE 5/16/2016	P	2011-02-28	2011-08-24
	30000 SH. FFCB 4.875% 01/17/17	P	2011-10-12	2011-11-15
	50000 SH. FREDDIE MAC 2.5% 05/27/16	P	2011-06-07	2011-11-08
	50000 SH. FREDDIE MAC 2.5% 05/27/16	P	2011-06-29	2011-11-08
	800 SH. GALAXY ENTERTAINMENT GROUP LTD	P	2011-07-05	2011-11-16
	15000 SH. GOLDMAN SACHS 5.75% 10/01/16	P	2011-07-28	2011-11-10
	140 SH. HERTZ GLOBAL HOLDINGS INC.	P	2011-07-01	2011-11-15
	110 SH. HEWLETT-PACKARD COMPANY	P	2011-02-23	2011-11-15
	50 SH. HONEYWELL INC.	P	2011-07-01	2011-11-15
	30 SH. HUMAN GENOME SCIENCES INC.	P	2011-07-01	2011-08-25
	250 SH. ING GROEP	P	2011-03-09	2011-11-16
	410 SH. ING GROEP	P	2011-03-08	2011-11-25
	1600 SH. ING GROEP	P	2011-03-09	2011-11-25
	150 SH. ING GROEP	P	2011-07-01	2011-11-25
	1410 SH. ING GROEP	P	2011-08-09	2011-11-25
	130 SH. INTERCONTINENTAL HOTELS GROUP	P	2011-07-01	2011-11-16
	1120 SH. INTESA SANPAOLO - RNC	P	2011-07-01	2011-07-13
	120 SH. KOREA ELECTRIC POWER CORP.	P	2011-07-01	2011-11-16
	10 SH. LG ELECTRONICS INC. - PFD	P	2011-03-09	2011-11-16
	0.9736 SH. LG ELECTRONICS RTS 12/21/11	P	2011-03-09	2011-11-17
	25.4503 SH. LG ELECTRONICS RTS 12/21/11	P	2011-03-09	2011-12-06
	7.5497 SH. LG ELECTRONICS RTS 12/21/11	P	2011-03-15	2011-12-06
	1 SH. LG ELECTRONICS RTS 12/21/11	P	2011-11-17	2011-12-06
	50000 SH. MA ST BAB 4.2% 12/01/21	P	2011-10-12	2011-11-14
	70 SH. MORGAN STANLEY	P	2011-07-01	2011-11-15
	10 SH. MORGAN STANLEY	P	2011-08-09	2011-11-15
	10 SH. MSCI INC. - A	P	2011-07-01	2011-11-15
	60 SH. NETAPP, INC.	P	2011-09-08	2011-11-15
	1000 SH. NGK INSULATORS LTD.	P	2011-07-01	2011-11-16
	60 SH. NOVARTIS AG - ADR	P	2011-07-01	2011-11-15
	50000 SH. NY BAB 4.669% 10/01/22	P	2011-05-17	2011-11-10
	60 SH. NYSE EURONEXT	P	2011-07-01	2011-11-15
	20 SH. OCEANEERING INTERNATIONAL, INC	P	2011-07-01	2011-11-15
	60 SH. PEPSICO, INC	P	2011-07-01	2011-11-15
	120 SH. PFIZER INC.	P	2011-07-01	2011-11-15
	180 SH. PRUDENTIAL PLC	P	2011-11-08	2011-11-16
	60 SH. QUALCOMM INC.	P	2011-07-01	2011-11-15
	10 SH. QUEST DIAGNOSTICS INCORPORATED	P	2011-03-09	2011-11-15
	30 SH. QUEST DIAGNOSTICS INCORPORATED	P	2011-07-01	2011-11-15
	10 SH. REGENERON PHARMACEUTICALS	P	2011-07-01	2011-11-15
	0.9399 SH. ROYAL DUTCH SHELL PLC-ADR A	P	2011-07-01	2011-09-27
	90 SH. SANTOS LIMITED	P	2011-03-09	2011-11-16
	100 SH. SCHNEIDER ELECTRIC SA	P	2011-07-01	2011-11-25
	20 SH. SCHNEIDER ELECTRIC SA	P	2011-11-16	2011-11-25
	120 SH. SKF AB - B SHS	P	2011-07-01	2011-11-11
	70 SH. STATE STREET CORP.	P	2011-07-01	2011-10-12
	30 SH. SWEDBANK AB	P	2011-07-01	2011-11-16
	30 SH. THERMO FISHER SCIENTIFIC INC.	P	2011-07-01	2011-11-15
	20 SH. TORONTO-DOMINION BANK	P	2011-07-01	2011-11-15
	50000 SH. UNITED TECH 5.375% 12/15/17	P	2011-02-04	2011-09-01
	25000 SH. US TREAS N/B 1.75% 04/15/13	P	2011-08-23	2011-11-15
	11446.8864 SH. VANGUARD GNMA FUND-ADM	P	2011-05-20	2011-06-21
	9.2876 SH. VANGUARD GNMA FUND-ADM	P	2011-05-31	2011-06-21
	10 SH. WELLPOINT INC.	P	2011-07-01	2011-11-15
	90 SH. WELLS FARGO COMPANY	P	2011-07-01	2011-11-15
	20 SH. WELLS FARGO COMPANY	P	2011-08-09	2011-11-15
	300 SH. WYNN MACAU, LIMITED	P	2011-07-05	2011-11-16
	50 SH. YUM! BRANDS, INC.	P	2011-07-01	2011-11-15
	10 SH. YUM! BRANDS, INC.	P	2011-07-01	2011-12-08
	100 SH. ALEXION PHARMACEUTICALS, INC.	P	2009-10-16	2011-03-08
	10 SH. ALEXION PHARMACEUTICALS, INC.	P	2009-10-16	2011-11-15
	50000 SH. AMERICAN EXP, 7.25% 5/20/14	P	2009-05-13	2011-08-01
	70 SH. AMERIPRISE FINANCIAL, INC.	P	2009-09-30	2011-03-08
	10 SH. AMERIPRISE FINANCIAL, INC.	P	2009-10-02	2011-03-08
	600 SH. AMERIPRISE FINANCIAL, INC.	P	2009-09-30	2011-03-09
	70 SH. AMERIPRISE FINANCIAL, INC.	P	2009-10-05	2011-03-09
	210 SH. ANADARKO PETROLEUM CORPORATION	P	2009-10-16	2011-03-08
	890 SH. ANNALY MORTGAGE MANAGEMENT INC	P	2008-04-18	2011-03-08
	270 SH. ANNALY MORTGAGE MANAGEMENT INC	P	2008-04-23	2011-03-08
	60 SH. ANNALY MORTGAGE MANAGEMENT INC	P	2008-05-16	2011-03-08
	60 SH. APACHE CORPORATION	P	2010-06-17	2011-11-15
	25000 SH. AUTOZONE, 6.95% DUE 6/15/16	P	2009-05-01	2011-05-12
	70 SH. AVERY DENNISON CORP.	P	2009-07-29	2011-03-23
	20 SH. AVERY DENNISON CORP.	P	2009-07-28	2011-03-24
	360 SH. AVERY DENNISON CORP.	P	2009-07-29	2011-03-24
	140 SH. AVERY DENNISON CORP.	P	2009-07-28	2011-03-25
	120 SH. AVERY DENNISON CORP.	P	2009-07-30	2011-03-25
	180 SH. AVERY DENNISON CORP.	P	2009-07-30	2011-03-28
	160 SH. AVERY DENNISON CORP.	P	2009-07-30	2011-03-29
	15000 SH. BANK OF AMER CO 5.75% 8/15/16	P	2006-10-20	2011-06-17
	700 SH. BANK OF AMERICA CORPORATION	P	2009-08-28	2011-08-10
	1400 SH. BANK OF AMERICA CORPORATION	P	2009-08-31	2011-08-10
	460 SH. BANK OF AMERICA CORPORATION	P	2009-10-29	2011-08-10
	25000 SH. BEAR STEARNS CO. 5.3% 10/30/15	P	2006-10-20	2011-08-24
	50 SH. BIOMARIN PHARMACEUTICAL INC.	P	2008-09-30	2011-11-15
	150 SH. BNP PARIBAS	P	2009-05-08	2011-08-04
	190 SH. BNP PARIBAS	P	2010-05-11	2011-08-04
	20 SH. BNP PARIBAS	P	2010-05-12	2011-08-04
	290 SH. BNP PARIBAS	P	2009-05-08	2011-08-10
	50000 SH. BOFA CORP NOTES 7.375% 5/15/14	P	2009-05-08	2011-09-09
	60000 SH. BOTTLING GROUP LLC NOTES, 5.0%	P	2004-03-31	2011-07-13
	50000 SH. CATERPILLAR FIN 5.75% 02/15/12	P	2009-02-06	2011-07-07
	91710.8 SH. CENTERPOINT CNP 4.97% 8/1/14	P	2005-12-12	2011-02-01
	189612.35 SH. CENTERPOINT CNP 4.97% 8/1/14	P	2005-12-12	2011-05-16
	100 SH. CHEVRON CORPORATION	P	2003-03-28	2011-11-15
	1030 SH. CHINA HIGH SPEED TRANSMISSION	P	2010-03-17	2011-03-22
	1000 SH. CHINA HIGH SPEED TRANSMISSION	P	2010-03-18	2011-03-22
	1000 SH. CHINA HIGH SPEED TRANSMISSION	P	2010-03-19	2011-03-22
	970 SH. CHINA HIGH SPEED TRANSMISSION	P	2010-03-17	2011-03-23
	160 SH. CISCO SYSTEMS, INC.	P	2005-03-18	2011-11-15
	310 SH. CISCO SYSTEMS, INC.	P	2005-03-21	2011-11-15
	50 SH. CISCO SYSTEMS, INC.	P	2005-11-22	2011-11-15
	330 SH. CIT GROUP, INC.	P	2010-03-15	2011-03-22
	160 SH. CIT GROUP, INC.	P	2010-03-15	2011-03-23
	30000 SH. CITIGROUP INC. 5.5% 10/15/2014	P	2009-09-17	2011-08-25
	250 SH. CREDIT SUISSE GROUP	P	2005-06-20	2011-11-08
	30 SH. CREDIT SUISSE GROUP	P	2005-06-21	2011-11-08
	370 SH. CREDIT SUISSE GROUP	P	2005-06-20	2011-11-09
	100000 SH. FFCB 2.125% DUE 06/18/12	P	2009-06-12	2011-10-12
	75000 SH. FFCB 5.00% 2/23/23	P	2008-02-07	2011-07-20
	50000 SH. FHLB 3.40% DUE 06/17/14	P	2009-06-26	2011-10-12
	75000 SH. GE CAP CORP 4.00% 2/15/12	P	2008-02-05	2011-05-25
	50000 SH. GE CAP.CORP, 5.9% 05/13/14	P	2009-05-07	2011-10-14
	25000 SH. GENERAL ELEC CAP CORP 5.72%	P	2006-08-16	2011-06-28
	130 SH. HONEYWELL INC.	P	2005-12-20	2011-11-15
	460 SH. HUMAN GENOME SCIENCES INC.	P	2010-05-18	2011-08-25
	20 SH. HYUNDAI MOBIS	P	2010-04-21	2011-04-26
	20 SH. HYUNDAI MOBIS	P	2010-04-21	2011-04-27
	2 SH. HYUNDAI MOBIS	P	2010-04-20	2011-04-28
	28 SH. HYUNDAI MOBIS	P	2010-04-21	2011-04-28
	50 SH. HYUNDAI MOBIS	P	2010-04-20	2011-04-29
	18 SH. HYUNDAI MOBIS	P	2010-04-20	2011-05-02
	290 SH. INTEL CORP.	P	2008-12-19	2011-02-23
	660 SH. INTEL CORP.	P	2008-12-19	2011-02-24
	250 SH. INTEL CORP.	P	2008-12-22	2011-02-24
	1890 SH. INTESA SANPAOLO - RNC	P	2010-01-21	2011-07-13
	1920 SH. INTESA SANPAOLO - RNC	P	2010-01-21	2011-07-14
	1230 SH. INTESA SANPAOLO - RNC	P	2010-01-21	2011-07-15
	860 SH. INTESA SANPAOLO - RNC	P	2010-01-21	2011-07-18
	1860 SH. INTESA SANPAOLO - RNC	P	2010-01-22	2011-07-18
	1300 SH. INTESA SANPAOLO - RNC	P	2010-05-12	2011-07-18
	320 SH. INTESA SANPAOLO - RNC	P	2010-05-11	2011-07-19
	1290 SH. INTESA SANPAOLO - RNC	P	2010-05-12	2011-07-19
	1340 SH. INTESA SANPAOLO - RNC	P	2010-05-11	2011-07-20
	5900 SH. INTESA SANPAOLO RTS 06/03/11	P	2010-01-21	2011-06-01
	1860 SH. INTESA SANPAOLO RTS 06/03/11	P	2010-01-22	2011-06-01
	1660 SH. INTESA SANPAOLO RTS 06/03/11	P	2010-05-11	2011-06-01
	2590 SH. INTESA SANPAOLO RTS 06/03/11	P	2010-05-12	2011-06-01
	40000 SH. J&J 5.15% DUE 07/15/2018	P	2009-09-22	2011-11-15
	40 SH. MASTERCARD INC - CLASS A	P	2008-09-30	2011-11-08
	60 SH. MASTERCARD INC - CLASS A	P	2008-09-30	2011-11-09
	10 SH. MASTERCARD INC - CLASS A	P	2008-09-30	2011-11-15
	25000 SH. MICROSOFT CORP 2.95% 06/01/14	P	2009-05-21	2011-05-31
	170 SH. MICROSOFT CORP.	P	2007-08-07	2011-11-15
	780 SH. NEWMONT MINING CORPORATION	P	2006-12-01	2011-03-16
	25000 SH. ORACLE CORP. 4.95% 4/15/2013	P	2009-05-21	2011-06-07
	37000 SH. RBS 5.0% 10/11/14	P	2004-03-31	2011-06-15
	60 SH. REGENERON PHARMACEUTICALS	P	2010-12-03	2011-12-06
	120 SH. REPUBLIC SERVICES INC. CL A	P	2007-04-10	2011-02-22
	430 SH. REPUBLIC SERVICES INC. CL A	P	2007-04-11	2011-02-22
	340 SH. REPUBLIC SERVICES INC. CL A	P	2007-04-12	2011-02-22
	170 SH. REPUBLIC SERVICES INC. CL A	P	2007-04-13	2011-02-22
	60 SH. SCHNEIDER ELECTRIC SA	P	2003-04-04	2011-11-28
	120 SH. SCHNEIDER ELECTRIC SA	P	2003-04-04	2011-12-15
	60 SH. SCHNEIDER ELECTRIC SA	P	2003-04-04	2011-12-16
	190 SH. SCHNEIDER ELECTRIC SA	P	2003-04-04	2011-12-19
	130 SH. SCHNEIDER ELECTRIC SA	P	2003-04-04	2011-12-20
	140 SH. SKF AB - B SHS	P	2010-02-03	2011-11-11
	320 SH. SKF AB - B SHS	P	2010-02-03	2011-11-14
	220 SH. SKF AB - B SHS	P	2010-02-02	2011-11-15
	30 SH. SKF AB - B SHS	P	2010-02-03	2011-11-15
	380 SH. SKF AB - B SHS	P	2010-02-02	2011-11-16
	360 SH. SKF AB - B SHS	P	2010-02-02	2011-11-17
	115 SH. STATE STREET CORP.	P	2008-10-07	2011-10-12
	180 SH. STATE STREET CORP.	P	2008-10-08	2011-10-12
	210 SH. STATE STREET CORP.	P	2009-03-19	2011-10-12
	70 SH. STATE STREET CORP.	P	2009-03-20	2011-10-12
	200 SH. STATE STREET CORP.	P	2009-10-29	2011-10-12
	20000 SH. STATOIL	P	2005-11-03	2011-08-16
	100 SH. SUMCO CORPORATION	P	2010-01-14	2011-03-11
	300 SH. SUMCO CORPORATION	P	2010-01-15	2011-03-11
	200 SH. SUMCO CORPORATION	P	2010-01-13	2011-04-04
	300 SH. SUMCO CORPORATION	P	2010-01-14	2011-04-04
	30 SH. TULLOW OIL PLC	P	2009-10-16	2011-11-16
	25000 SH. US TREAS INF IDX 1.75% 1/15/28	P	2009-04-14	2011-05-18
	100000 SH. US TREAS INF IX 1.375% 7/15/18	P	2009-01-21	2011-07-26
	125000 SH. US TREASURY 3.5% 02/15/2018	P	2010-08-09	2011-08-25
	5000 SH. US TREASURY N/B 4.25% 11/15/17	P	2010-08-12	2011-10-21
	23000 SH. US TREASURY N/B 4.625% 8/31/11	P	2007-06-29	2011-08-25
	10 SH. YUM! BRANDS, INC.	P	2006-02-13	2011-12-08
	70 SH. YUM! BRANDS, INC.	P	2008-10-10	2011-12-08
	105 SH. YUM! BRANDS, INC.	P	2006-02-13	2011-12-09
	FOREIGN CURRENCY EXCHANGE	P
	SECURITY LITIGATION - DORAL FINANCIAL		2010-01-01	2011-01-04
	SECURITY LITIGATION - SCHERING PLOUGH CORP.	P	2010-01-01	2011-12-28

(e) Gross sales price		(g) Cost or other basis plus expense of sale	(h) Gain or (loss) (e) plus (f) minus (g)
a	2,060	1,755	305
b	395	429	-34
c	1,158	1,288	-130
d	2,553	2,801	-248
e	894	1,002	-108
	908	980	-72
	395	420	-25
	923	980	-57
	1,044	1,120	-76
	383	420	-37
	1,022	1,118	-96
	1,512	1,677	-165
	1,134	1,256	-122
	1,006	1,117	-111
	503	548	-45
	252	272	-20
	630	686	-56
	2,360	2,584	-224
	747	816	-69
	3,089	2,886	203
	666	472	194
	1,590	1,839	-249
	2,420	2,297	123
	4,137	4,910	-773
	2,298	2,880	-582
	1,581	2,530	-949
	2,873	3,888	-1,015
	14,704	15,312	-608
	1,322	1,914	-592
	15,772	15,646	126
	2,486	2,732	-246
	3,456	3,838	-382
	1,070	1,028	42
	1,561	2,137	-576
	1,969	1,868	101
	16,031	16,463	-432
	2,887	3,292	-405
	774	1,044	-270
	2,856	4,995	-2,139
	11,493	17,481	-5,988
	7,388	11,194	-3,806
	2,025	1,933	92
	1,930	2,140	-210
	526	782	-256
	294	457	-163
	58,778	55,032	3,746
	1,359	1,520	-161
	1,715	1,868	-153
	1,669	1,798	-129
	842	917	-75
	1,176	1,340	-164
	577	670	-93
	1,927	2,256	-329
	1,543	1,868	-325
	1,115	1,375	-260
	1,146	1,410	-264
	480	599	-119
	621	773	-152
	1,134	1,406	-272
	1,964	2,390	-426
	1,969	2,460	-491
	1,663	1,897	-234
	50,000	48,373	1,627
	35,258	34,916	342
	53,080	51,411	1,669
	53,080	51,359	1,721
	1,532	1,811	-279
	15,904	16,470	-566
	1,634	2,242	-608
	3,049	4,756	-1,707
	2,742	2,974	-232
	384	738	-354
	1,791	3,155	-1,364
	2,597	5,033	-2,436
	10,135	20,194	-10,059
	950	1,863	-913
	8,931	12,094	-3,163
	2,194	2,690	-496
	2,105	2,434	-329
	2,569	3,190	-621
	207	375	-168

	453		453
	134		134
	18		18
	54,500	54,305	195
	1,108	1,613	-505
	158	172	-14
	341	379	-38
	2,528	2,186	342
	10,484	18,624	-8,140
	3,313	3,644	-331
	54,442	51,479	2,963
	1,627	2,060	-433
	891	809	82
	3,855	4,199	-344
	2,382	2,471	-89
	1,775	1,871	-96
	3,443	3,393	50
	569	575	-6
	1,708	1,767	-59
	530	563	-33
	58	67	-9
	1,216	1,348	-132
	4,784	8,370	-3,586
	957	1,072	-115
	2,455	3,490	-1,035
	2,356	3,162	-806
	395	508	-113
	1,476	1,934	-458
	1,418	1,693	-275
	59,313	55,547	3,766
	25,543	25,546	-3
	125,229	125,000	229
	102	102
	699	793	-94
	2,253	2,540	-287
	501	483	18
	757	1,043	-286
	2,766	2,779	-13
	581	556	25
	9,967	4,600	5,367
	666	230	436
	57,540	49,951	7,589
	4,433	2,565	1,868
	633	369	264
	37,452	21,982	15,470
	4,369	2,515	1,854
	16,690	13,975	2,715
	15,754	15,211	543
	4,779	4,588	191
	1,062	1,023	39
	6,206	5,822	384
	28,937	25,250	3,687
	2,895	2,075	820
	823	591	232
	14,822	10,670	4,152
	5,773	4,139	1,634
	4,948	3,488	1,460
	7,398	5,231	2,167
	6,517	4,650	1,867
	15,793	15,086	707
	4,813	12,588	-7,775
	9,625	24,850	-15,225
	3,163	7,060	-3,897
	26,763	24,701	2,062
	1,587	1,328	259
	8,618	9,573	-955
	10,916	12,451	-1,535
	1,149	1,338	-189
	16,029	18,508	-2,479
	53,945	49,837	4,108
	65,603	60,721	4,882
	51,518	49,996	1,522
	91,711	91,688	23
	194,296	189,568	4,728
	10,705	3,270	7,435
	1,607	2,196	-589
	1,561	2,186	-625
	1,561	2,199	-638
	1,505	2,068	-563
	3,048	2,865	183
	5,905	5,563	342
	952	863	89
	13,829	12,131	1,698
	6,659	5,882	777
	31,527	29,901	1,626
	6,579	9,999	-3,420
	790	1,210	-420
	9,077	14,799	-5,722
	101,309	99,944	1,365
	79,050	75,000	4,050
	53,392	50,421	2,971
	76,884	75,000	1,884
	54,593	49,969	4,624
	25,136	25,000	136
	7,129	4,977	2,152
	5,884	11,642	-5,758
	7,094	2,961	4,133
	6,824	2,961	3,863
	695	291	404
	9,724	4,146	5,578
	17,258	7,280	9,978
	6,144	2,621	3,523
	6,115	4,245	1,870
	13,971	9,662	4,309
	5,292	3,594	1,698
	3,552	6,354	-2,802
	3,541	6,455	-2,914
	2,268	4,135	-1,867
	1,500	2,891	-1,391
	3,243	6,012	-2,769
	2,267	3,212	-945
	563	778	-215
	2,269	3,187	-918
	2,513	3,258	-745
	942		942
	297		297
	265		265
	413		413
	47,801	42,651	5,150
	14,592	7,158	7,434
	21,670	10,737	10,933
	3,691	1,790	1,901
	26,268	25,089	1,179
	4,546	5,010	-464
	40,198	36,598	3,600
	26,908	25,793	1,115
	37,023	37,458	-435
	3,280	1,792	1,488
	3,541	3,276	265
	12,689	11,738	951
	10,033	9,319	714
	5,017	4,704	313
	2,942	1,410	1,532
	5,855	2,820	3,035
	2,941	1,410	1,531
	9,228	4,466	4,762
	6,556	3,055	3,501
	2,865	2,250	615
	6,492	5,142	1,350
	4,353	3,522	831
	594	482	112
	7,434	6,083	1,351
	6,864	5,763	1,101
	3,870	5,043	-1,173
	6,058	7,575	-1,517
	7,068	5,854	1,214
	2,356	1,834	522
	6,731	8,702	-1,971
	22,165	19,953	2,212
	1,706	1,996	-290
	5,119	6,411	-1,292
	3,850	3,813	37
	5,774	5,988	-214
	636	614	22
	27,808	23,833	3,975
	115,621	96,008	19,613
	140,771	134,506	6,265
	5,830	5,626	204
	23,014	22,995	19
	581	250	331
	4,065	1,830	2,235
	6,111	2,626	3,485
	448	0	448
	544	0	544
	235	0	235

Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69			(l) Gains (Col. (h) gain minus col. (k), but not less than -0-) or Losses (from col.(h))
(i) F.M.V. as of 12/31/69	(j) Adjusted basis as of 12/31/69	(k) Excess of col. (i) over col. (j), if any
a			305
b			-34
c			-130
d			-248
e			-108
			-72
			-25
			-57
			-76
			-37
			-96
			-165
			-122
			-111
			-45
			-20
			-56
			-224
			-69
			203
			194
			-249
			123
			-773
			-582
			-949
			-1,015
			-608
			-592
			126
			-246
			-382
			42
			-576
			101
			-432
			-405
			-270
			-2,139
			-5,988
			-3,806
			92
			-210
			-256
			-163
			3,746
			-161
			-153
			-129
			-75
			-164
			-93
			-329
			-325
			-260
			-264
			-119
			-152
			-272
			-426
			-491
			-234
			1,627
			342
			1,669
			1,721
			-279
			-566
			-608
			-1,707
			-232
			-354
			-1,364
			-2,436
			-10,059
			-913
			-3,163
			-496
			-329
			-621
			-168

			453
			134
			18
			195
			-505
			-14
			-38
			342
			-8,140
			-331
			2,963
			-433
			82
			-344
			-89
			-96
			50
			-6
			-59
			-33
			-9
			-132
			-3,586
			-115
			-1,035
			-806
			-113
			-458
			-275
			3,766
			-3
			229

			-94
			-287
			18
			-286
			-13
			25
			5,367
			436
			7,589
			1,868
			264
			15,470
			1,854
			2,715
			543
			191
			39
			384
			3,687
			820
			232
			4,152
			1,634
			1,460
			2,167
			1,867
			707
			-7,775
			-15,225
			-3,897
			2,062
			259
			-955
			-1,535
			-189
			-2,479
			4,108
			4,882
			1,522
			23
			4,728
			7,435
			-589
			-625
			-638
			-563
			183
			342
			89
			1,698
			777
			1,626
			-3,420
			-420
			-5,722
			1,365
			4,050
			2,971
			1,884
			4,624
			136
			2,152
			-5,758
			4,133
			3,863
			404
			5,578
			9,978
			3,523
			1,870
			4,309
			1,698
			-2,802
			-2,914
			-1,867
			-1,391
			-2,769
			-945
			-215
			-918
			-745
			942
			297
			265
			413
			5,150
			7,434
			10,933
			1,901
			1,179
			-464
			3,600
			1,115
			-435
			1,488
			265
			951
			714
			313
			1,532
			3,035
			1,531
			4,762
			3,501
			615
			1,350
			831
			112
			1,351
			1,101
			-1,173
			-1,517
			1,214
			522
			-1,971
			2,212
			-290
			-1,292
			37
			-214
			22
			3,975
			19,613
			6,265
			204
			19
			331
			2,235
			3,485
			448
			544
			235

2	Capital gain net income or (net capital loss)	If gain, also enter in Part I, line 7 If (loss), enter -0- in Part I, line 7	2	161,893
3	Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
	If gain, also enter in Part I, line 8, column (c) (see pages 13 and 17 of the instructions). If (loss), enter -0- in Part I, line 8 . . . . . . . . . . . . .		3

Part V

Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income

(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.

Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period? Yes No

If “Yes,” the foundation does not qualify under section 4940(e). Do not complete this part.

1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a) Base period years Calendar year (or tax year beginning in)	(b) Adjusted qualifying distributions	(c) Net value of noncharitable-use assets	(d) Distribution ratio (col. (b) divided by col. (c))
2010	167,532	4,600,027	0.03642
2009	206,215	4,189,608	0.049221
2008	85,573	4,829,522	0.017719
2007	111,588	5,379,099	0.020745
2006	402,482	5,022,295	0.080139

2	Total of line 1, column (d) ......................	2	0.204244
3	Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by the number of years the foundation has been in existence if less than 5 years. . .	3	0.040849
4	Enter the net value of noncharitable-use assets for 2011 from Part X, line 5.....	4	4,958,934
5	Multiply line 4 by line 3.......................	5	202,567
6	Enter 1% of net investment income (1% of Part I, line 27b)...........	6	2,295
7	Add lines 5 and 6.........................	7	204,862
8	Enter qualifying distributions from Part XII, line 4..............	8	160,448
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions on page 18.

Form 990-PF (2011)

Page 4

Part VI

Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)

1a	Exempt operating foundations described in section 4940(d)(2), check hereand enter “N/A” on line 1.
	Date of ruling or determination letter: (attach copy of letter if necessary–see instructions)
b	Domestic foundations that meet the section 4940(e) requirements in Part V, check	1	4,590
	hereand enter 1% of Part I, line 27b...................
c	All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2	Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	2
3	Add lines 1 and 2............................	3	4,590
4	Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-).	4
5	Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- .....	5	4,590
6	Credits/Payments:

a	2011 estimated tax payments and 2010 overpayment credited to 2011	6a	5,604
b	Exempt foreign organizations—tax withheld at source.......	6b
c	Tax paid with application for extension of time to file (Form 8868)	6c
d	Backup withholding erroneously withheld ...........	6d

7	Total credits and payments. Add lines 6a through 6d..............		7	5,604
8	Enter any penalty for underpayment of estimated tax. Check hereif Form 2220 is attached.		8
9	Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......		9
10	Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...		10	1,014
11	Enter the amount of line 10 to be: Credited to 2012 estimated tax1,014	Refunded	11

Part VII-A

Statements Regarding Activities

During the tax year, did the foundation attempt to influence any national, state, or local legislation or did

Yes

it participate or intervene in any political campaign? ....................

Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of

the instructions for definition)?............................

If the answer is “Yes” to 1a or 1b, attach a detailed description of the activities and copies of any materials

published or distributed by the foundation in connection with the activities.

Did the foundation file Form 1120-POL for this year?.....................

Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:

(1) On the foundation. bullet

$ (2) On foundation managers. bullet

Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed

on foundation managers. bullet

Has the foundation engaged in any activities that have not previously been reported to the IRS?.......

If “Yes,” attach a detailed description of the activities.

Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles

of incorporation, or bylaws, or other similar instruments? If “Yes,” attach a conformed copy of the changes....

Did the foundation have unrelated business gross income of $1,000 or more during the year?........

If “Yes,” has it filed a tax return on Form 990-T for this year?...................

Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........

If “Yes,” attach the statement required by General Instruction T.

Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:

By language in the governing instrument, or

By state legislation that effectively amends the governing instrument so that no mandatory directions

that conflict with the state law remain in the governing instrument?................

Yes

Did the foundation have at least $5,000 in assets at any time during the year? If “Yes,” complete Part II, col. (c), and Part XV.

Yes

Enter the states to which the foundation reports or with which it is registered (see page 19 of the

instructions) bullet

If the answer is “Yes” to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney

General (or designate) of each state as required by General Instruction G? If “No,” attach explanation .

Yes

Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)

or 4942(j)(5) for calendar year 2011 or the taxable year beginning in 2011 (see instructions for Part XIV on

page 27)? If “Yes,” complete Part XIV..........................

Did any persons become substantial contributors during the tax year? If “Yes,” attach a schedule listing their names and addresses.

At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the

meaning of section 512(b)(13)? If "Yes," attach schedule. (see page 20 of the instructions) .......

Did the foundation acquire a direct or indirect interest in any applicable insurance contract before August 17, 2008?

Did the foundation comply with the public inspection requirements for its annual returns and exemption application?

Yes

Website address bullet

n/a

The books are in care of bullet

ROCKEFELLER & CO Telephone no. bullet

(212) 549-5100

Located at bullet

30 ROCKEFELLER PLAZA ROOM 5600NEW YORKNY ZIP+4 bullet

10112

Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —Check here......... bullet

and enter the amount of tax-exempt interest received or accrued during the year ...... bullet

At any time during calendar year 2011, did the foundation have an interest in or a signature or other authority over

a bank, securities, or other financial account in a foreign country? .................

See page 20 of the instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the foreign country bullet

Form 990-PF (2011)

Page 5

Part VII-B

Statements Regarding Activities for Which Form 4720 May Be Required

File Form 4720 if any item is checked in the “Yes” column, unless an exception applies.

Yes

During the year did the foundation (either directly or indirectly):

(1) Engage in the sale or exchange, or leasing of property with a disqualified person? YesNo

(2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)

a disqualified person?.........................YesNo

(3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? YesNo

(4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? YesNo

(5) Transfer any income or assets to a disqualified person (or make any of either available

for the benefit or use of a disqualified person)?.................YesNo

(6) Agree to pay money or property to a government official? (Exception. Check “No”

if the foundation agreed to make a grant to or to employ the official for a period

after termination of government service, if terminating within 90 days.).........YesNo

If any answer is “Yes” to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations

section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...

Organizations relying on a current notice regarding disaster assistance check here......... bullet

Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,

that were not corrected before the first day of the tax year beginning in 2011?.............

Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private

operating foundation defined in section 4942(j)(3) or 4942(j)(5)):

At the end of tax year 2011, did the foundation have any undistributed income (lines 6d

and 6e, Part XIII) for tax year(s) beginning before 2011?...............YesNo

If “Yes,” list the years bullet

20, 20, 20, 20

Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)

(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)

to all years listed, answer “No” and attach statement—see page 20 of the instructions.) .........

If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.

20, 20, 20, 20

Did the foundation hold more than a 2% direct or indirect interest in any business

enterprise at any time during the year?.....................YesNo

If “Yes,” did it have excess business holdings in 2011 as a result of (1) any purchase by the foundation

or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved

by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)

the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine

if the foundation had excess business holdings in 2011.)....................

Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?

Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its

charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2011?

During the year did the foundation pay or incur any amount to:

(1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? YesNo

(2) Influence the outcome of any specific public election (see section 4955); or to carry

on, directly or indirectly, any voter registration drive?...............YesNo

(3) Provide a grant to an individual for travel, study, or other similar purposes? YesNo

(4) Provide a grant to an organization other than a charitable, etc., organization described

in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see page 22 of the instructions)...YesNo

(5) Provide for any purpose other than religious, charitable, scientific, literary, or

educational purposes, or for the prevention of cruelty to children or animals?........YesNo

If any answer is “Yes” to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in

Regulations section 53.4945 or in a current notice regarding disaster assistance (see page 22 of the instructions)?

Organizations relying on a current notice regarding disaster assistance check here......... bullet

If the answer is “Yes” to question 5a(4), does the foundation claim exemption from the

tax because it maintained expenditure responsibility for the grant?............YesNo

If “Yes,” attach the statement required by Regulations section 53.4945–5(d).

Did the foundation, during the year, receive any funds, directly or indirectly, to pay

premiums on a personal benefit contract?....................YesNo

Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....

If “Yes” to 6b, file Form 8870.

At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction? YesNo

If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....

Form 990-PF (2011)

Page 6

Part VIII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors

1 List all officers, directors, trustees, foundation managers and their compensation (see page 22 of the instructions).
(a) Name and address	(b) Title, and average hours per week devoted to position	(c) Compensation (If not paid, enter -0-)	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
ELIZABETH M WEBSTER	PRESIDENT & TRUSTEE 0	0	0	0
C/O ROCKEFELLER CO NEW YORK,NY10112	PRESIDENT & TRUSTEE 0	0	0	0
CURTIS M WEBSTER	VP & TRUSTEE 0	0	0	0
2 CORNELIA STREET NEW YORK,NY10014	VP & TRUSTEE 0	0	0	0
PAUL WYLIE	TRUSTEE 0	0	0	0
9819 DEERBROOK LANE CHARLOTTE,NC28210	TRUSTEE 0	0	0	0
THEO M WEBSTER	TREASURER 0	0	0	0
62 STONE STREET NEW BRUNSWICK,NJ08901	TREASURER 0	0	0	0
SAMUEL W LAMBERT III	SECRETARY 0	0	0	0
115 NORTH ROAD PRINCETON,NJ08540	SECRETARY 0	0	0	0

2 Compensation of five highest-paid employees (other than those included on line 1—see page 23 of the instructions). If none, enter “NONE.”
(a) Name and address of each employee paid more than $50,000	(b) Title, and average hours per week devoted to position	(c) Compensation	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances










Total number of other employees paid over $50,000...................

3 Five highest-paid independent contractors for professional services (see page 23 of the instructions). If none, enter "NONE".
(a) Name and address of each person paid more than $50,000	(b) Type of service	(c) Compensation

Total number of others receiving over $50,000 for professional services............. bullet

Part IX-A

Summary of Direct Charitable Activities

List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.		Expenses
1


2


3


4

Form 990-PF (2011)

Page 7

Part IX-B

Summary of Program-Related Investments (see page 23 of the instructions)

Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.		Amount
1	NONE
2


All other program-related investments. See page 24 of the instructions.
3

Total. Add lines 1 through 3.......................... bullet

Part X

Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
see page 24 of the instructions.)

Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,

purposes:

Average monthly fair market value of securities...................

4,294,920

Average of monthly cash balances.......................

129,234

Fair market value of all other assets (see page 24 of the instructions)............

610,297

Total (add lines 1a, b, and c).........................

5,034,451

Reduction claimed for blockage or other factors reported on lines 1a and

1c (attach detailed explanation) .............

Acquisition indebtedness applicable to line 1 assets..................

Subtract line 2 from line 1d.........................

5,034,451

Cash deemed held for charitable activities. Enter 1 1⁄2% of line 3 (for greater amount, see page 25

of the instructions) ...........................

75,517

Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4

4,958,934

Minimum investment return. Enter 5% of line 5..................

247,947

Part XI

Distributable Amount (see page 25 of the instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here bullet

and do not complete this part.)

Minimum investment return from Part X, line 6....................

247,947

Tax on investment income for 2011 from Part VI, line 5......

4,590

Income tax for 2011. (This does not include the tax from Part VI.)...

Add lines 2a and 2b............................

4,590

Distributable amount before adjustments. Subtract line 2c from line 1............

243,357

Recoveries of amounts treated as qualifying distributions................

Add lines 3 and 4............................

243,357

Deduction from distributable amount (see page 25 of the instructions)...........

Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,

line 1................................

243,357

Part XII

Qualifying Distributions (see page 25 of the instructions)

Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:

Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........

160,448

Program-related investments—total from Part IX-B..................

Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,

purposes...............................

Amounts set aside for specific charitable projects that satisfy the:

Suitability test (prior IRS approval required)....................

Cash distribution test (attach the required schedule) .................

Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4

160,448

Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment

income. Enter 1% of Part I, line 27b (see page 26 of the instructions)............

Adjusted qualifying distributions. Subtract line 5 from line 4..............

160,448

Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.

Form 990-PF (2011)

Page 8

Part XIII

Undistributed Income (see page 26 of the instructions)

		(a) Corpus	(c) 2010	(d) 2011
1 Distributable amount for 2011 from Part XI, line 7				243,357
2 Undistributed income, if any, as of the end of 2011:
a Enter amount for 2010 only.......			0
b Total for prior years:2009, 2008, 2007
3 Excess distributions carryover, if any, to 2011:
a From 2006.......	159,995
b From 2007.......
c From 2008.......
d From 2009.......
e From 2010.......
fTotal of lines 3a through e.........		159,995
4Qualifying distributions for 2011 from Part
XII, line 4: $ 160,448
a Applied to 2010, but not more than line 2a			0
b Applied to undistributed income of prior years (Election required—see page 26 of the instructions)
c Treated as distributions out of corpus (Election required—see page 26 of the instructions)...
d Applied to 2011 distributable amount.....				160,448
e Remaining amount distributed out of corpus		0
5 Excess distributions carryover applied to 2011.		82,909		82,909
(If an amount appears in column (d), the same amount must be shown in column (a).)
6Enter the net total of each column as indicated below:
a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5		77,086
b Prior years’ undistributed income. Subtract line 4b from line 2b ...........
c Enter the amount of prior years’ undistributed income for which a notice of deficiency has been issued, or on which the section 4942(a) tax has been previously assessed......
d Subtract line 6c from line 6b. Taxable amount—see page 27 of the instructions ...
e Undistributed income for 2010. Subtract line 4a from line 2a. Taxable amount—see page 27 of the instructions ...........			0
f Undistributed income for 2011. Subtract lines 4d and 5 from line 1. This amount must be distributed in 2011 ..........				0
7 Amounts treated as distributions out of corpus to satisfy requirements imposed by section 170(b)(1)(F) or 4942(g)(3) (see page 27 of the instructions) ...........
8Excess distributions carryover from 2006 not applied on line 5 or line 7 (see page 27 of the instructions) .............		77,086
9Excess distributions carryover to 2012. Subtract lines 7 and 8 from line 6a ......
10 Analysis of line 9:
a Excess from 2007....
b Excess from 2008....
c Excess from 2009....
d Excess from 2010....
e Excess from 2011....

Form 990-PF (2011)

Page 9

Part XIV

Private Operating Foundations (see page 27 of the instructions and Part VII-A, question 9)

1a If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2011, enter the date of the ruling....... bullet

b Check box to indicate whether the organization is a private operating foundation described in section4942(j)(3) or4942(j)(5)

2a Enter the lesser of the adjusted net income from Part I or the minimum investment return from Part X for each year listed ..........	Tax year	Prior 3 years			(e) Total
	(a) 2011	(b) 2010	(c) 2009	(d) 2008	(e) Total

b 85% of line 2a .........
c Qualifying distributions from Part XII, line 4 for each year listed .....
d Amounts included in line 2c not used directly for active conduct of exempt activities ....
e Qualifying distributions made directly for active conduct of exempt activities. Subtract line 2d from line 2c ....
3 Complete 3a, b, or c for the alternative test relied upon:
a “Assets” alternative test—enter:
(1) Value of all assets ......
(2) Value of assets qualifying under section 4942(j)(3)(B)(i)
b “Endowment” alternative test— enter 2⁄3 of minimum investment return shown in Part X, line 6 for each year listed...
c “Support” alternative test—enter:
(1) Total support other than gross investment income (interest, dividends, rents, payments on securities loans (section 512(a)(5)), or royalties) ....
(2) Support from general public and 5 or more exempt organizations as provided in section 4942(j)(3)(B)(iii)....
(3) Largest amount of support from an exempt organization
(4) Gross investment income

Part XV

Supplementary Information (Complete this part only if the organization had $5,000 or more in
assets at any time during the year—see page 27 of the instructions.)

1Information Regarding Foundation Managers:

aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)

ELIZABETH M WEBSTER

bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.

2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:

Check here bullet

if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. (see page 28 of the instructions) to individuals or organizations
under other conditions, complete items 2a, b, c, and d.

aThe name, address, and telephone number of the person to whom applications should be addressed:

bThe form in which applications should be submitted and information and materials they should include:

cAny submission deadlines:

dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:

Form 990-PF (2011)

Page 10

Part XV

Supplementary Information (continued)

3 Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient	If recipient is an individual, show any relationship to any foundation manager or substantial contributor	Foundation status of recipient	Purpose of grant or contribution	Amount
Name and address (home or business)		Foundation status of recipient	Purpose of grant or contribution	Amount
aPaid during the year
ICE THEATER OF NEW YORK 59 CHELSEA PIERS 5911 NEW YORK,NY10011			GENERAL FUND	20,000
FIGURE SKATING IN HARLEM INC 361 WEST 125TH STREET NEW YORK,NY10027			GENERAL FUND	20,000
THE SKATERS' FUND INC 252 WILLIAM LIVINGSTON COURT PRINCETON,NJ08540			GENERAL FUND	25,000
US FIGURE SKATING 20 FIRST STREET COLORADO SPRINGS,CO80906			GENERAL FUND	37,700
THE NEXT ICE AGE POB 65127 BALTIMORE,MD21209			GENERAL FUND	15,000
NEW ENGLAND AMATEUR SKATING FOUNDATION P O BOX 6881 PROVIDENCE,RI02940			GENERAL FUND	30,000
BROOKLYN ICE 143 6TH AVENUE BROOKLYN,NY11217			GENERAL FUND	5,000
PRINCETON SKATING CLUB PO BOX 26 PRINCETON,NJ08542			GENERAL FUND	2,500
Total ................................. 3a				155,200

bApproved for future payment

Total ................................. 3b

Form 990-PF (2011)

Page 11

Part XVI-A

Analysis of Income-Producing Activities

Enter gross amounts unless otherwise indicated.	Unrelated business income		Excluded by section 512, 513, or 514
1Program service revenue:	(a) Business code	(b) Amount	(c) Exclusion code	(d) Amount
a
b
c
d
e
f
gFees and contracts from government agencies
2 Membership dues and assessments....
3Interest on savings and temporary cash investments			14	53,753
4 Dividends and interest from securities....			14	61,606
5 Net rental income or (loss) from real estate:
aDebt-financed property......
bNot debt-financed property.....
6Net rental income or (loss) from personal property
7 Other investment income.....
8Gain or (loss) from sales of assets other than inventory			18	161,893
9 Net income or (loss) from special events:
10 Gross profit or (loss) from sales of inventory..
11 Other revenue: aOTHER PORTFOLIO INCOME THRU K-1			14
b
c
d
e
12 Subtotal. Add columns (b), (d), and (e)..				277,252

13Total. Add line 12, columns (b), (d), and (e)..................

13277,252

(See worksheet in line 13 instructions on page 28 to verify calculations.)

Part XVI-B

Relationship of Activities to the Accomplishment of Exempt Purposes

Line No.	Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to the accomplishment of the organization’s exempt purposes (other than by providing funds for such purposes). (See page 28 of the instructions.)

Form 990-PF (2011)

Page 12

Part XVII

Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations

Did the organization directly or indirectly engage in any of the following with any other organization described in section

Yes

501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?

Transfers from the reporting foundation to a noncharitable exempt organization of:

(1) Cash...................................

1a(1)

(2) Other assets.................................

1a(2)

Other transactions:

(1) Sales of assets to a noncharitable exempt organization....................

1b(1)

(2) Purchases of assets from a noncharitable exempt organization..................

1b(2)

(3) Rental of facilities, equipment, or other assets.......................

1b(3)

(4) Reimbursement arrangements...........................

1b(4)

(5) Loans or loan guarantees.............................

1b(5)

(6) Performance of services or membership or fundraising solicitations................

1b(6)

Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............

If the answer to any of the above is “Yes,” complete the following schedule. Column (b) should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

(a) Line No.	(b) Amount involved	(c) Name of noncharitable exempt organization	(d) Description of transfers, transactions, and sharing arrangements

Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........YesNo

If “Yes,” complete the following schedule.

(a) Name of organization	(b) Type of organization	(c) Description of relationship

Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.

	Signature of officer or trustee	Date	Title

Preparer's Signature	Date	Check if self- employed	PTIN
Firm's name Firm's address		Firm's EIN
		Phone no.

Form 990-PF (2011)

Additional Data

Software ID:
Software Version:

Form 990PF - Special Condition Description:

Special Condition Description

Name of Bond	End of Year Book Value	End of Year Fair Market Value
10000 BOEING, 6.00% DUE ON 03/	11,720	12,128
10000 E.I. DU PONT DE NEMOURS,	11,645	12,223
10000 JOHNSON & JOHNSON 5.15%	12,027	12,074
100000 FFCB 2.125% DUE 06/18/1	0	0
15000 BANK OF AMER CO 5.75% 8/	0	0
15000 CAMPBELL SOUP CO 4.25% D	16,577	16,736
15000 CATEPILLAR INC. 5.7% 8/1	17,326	17,602
15000 COMCAST CORP NOTES, 5.30	16,241	16,163
15000 DIAGEO CAP PLC 5.750% DU	17,304	17,602
15000 DUKE ENERGY INDIANA INC.	15,302	16,106
15000 GENERAL DYNAMICS CORP NO	16,397	16,367
15000 HONEYWELL INTERNATIONAL	16,684	17,458
15000 JP MORGAN CHASE 3.70% D	15,641	15,552
15000 ORACLE CORP 5.00% DUE 07	16,598	17,685
15000 VERIZON COMMUNICATIONS 6	17,962	18,278
15000 WELLS FARGO & COMPANY, 5	16,899	17,093
20000 STATOIL 5.125% DUE 04/30	0	0
20000 UNITED PARCEL SERVICE 5.	22,469	24,159
25000 AUTOZONE, 6.95% DUE 6/15	0	0
25000 BEAR STEARNS CO. 5.3% 10	0	0
25000 CSX CORP DEBENTURES 6.25	28,665	28,565
25000 GENERAL ELEC CAP CORP 5.	0	0
25000 MCDONALD'S CORP 5.35% DU	29,834	29,872
25000 MICROSOFT CORP 2.95% 06/	0	0
25000 NEW YORK ST DORM AUTH ST	27,384	28,870
25000 OHIO STATE BUILD AMERICA	26,736	28,278
25000 ORACLE CORP. 4.95% 4/15	0	0
25000 PA ST BUILD AMERICA BOND	27,590	27,650
25000 WALGREEN CO. 5.25% DUE 0	27,882	29,721
25000 WAL-MART STORES INC. 5.8	29,800	30,646
281323 CENTERPOINT CNP 4.97% 8	0	0
30000 3M COMPANY 4.375% DUE 08	31,921	31,889
30000 BB&T CORPORATION 3.95% D	31,938	32,231
30000 CITIGROUP INC. 5.5% 10/1	0	0
30000 DOW CHEMICAL COMPANY 4.2	30,228	31,183
30000 GENERAL MILLS INC 5.70%	34,509	35,150
30000 IBM CORP. SR. UNSEC NOTE	31,173	31,022
30000 PEPSICO INC. NOTES, 5.15	30,531	30,506
30000 TORONTO DOMINION BANK 2.	30,445	30,528
37000 ROYAL BANK OF SCOT GRP P	0	0
40000 J&J 5.15% DUE 07/15/2018	0	0
50000 AMERICAN EXP, 7.25% 5/20	0	0
50000 BOFA CORP NOTES 7.375% 5	0	0
50000 CATERPILLAR FIN 5.75% 02	0	0
50000 FHLB 3.40% DUE 06/17/14	0	0
50000 GE CAP.CORP, 5.9% 05/13/	0	0
50000 KENTUCKY ST PROPERTY & B	55,302	55,047
50000 NEW YORK NY TAXABLE SUBS	53,878	53,455
50000 WASHINGTON ST BUILD AMER	55,401	55,701
60000 BOTTLING GROUP LLC NOTES	0	0
65000 FANNIE MAE FNMA 5.375% D	75,621	78,535
65000 FEDERAL FARM CREDIT BANK	74,371	76,599
75000 FEDERAL HOME LOAN BANK F	75,598	75,633
75000 FFCB 5.00% 2/23/23	0	0
75000 FREDDIE MAC FHLMC 1.375%	76,217	76,213
75000 GE CAP CORP 4.00% 2/15/1	0	0

Name of Stock	End of Year Book Value	End of Year Fair Market Value
ADVANCE AUTO PARTS, INC.	17,828	32,030
AERCAP HOLDINGS NV	0	0
AFLAC, INC.	60,470	62,294
ALEXION PHARMACEUTICALS, INC.	6,563	20,735
ALLSTATE CORPORATION	31,235	25,354
AMERIPRISE FINANCIAL, INC.	0	0
ANADARKO PETROLEUM CORPORATION	41,387	53,813
ANNALY MORTGAGE MANAGEMENT INC	0	0
APACHE CORPORATION	31,647	34,420
APPLE INC.	47,205	72,900
AVERY DENNISON CORP.	0	0
BAKER HUGHES INCORPORATED	31,676	35,994
BANK OF AMERICA CORPORATION	0	0
BIOMARIN PHARMACEUTICAL INC.	16,868	24,066
BNP PARIBAS	0	0
BOSKALIS WESTMINSTER - CVA	20,284	24,103
CAREFUSION CORPORATION	35,176	43,197
CENTRICA PLC	53,072	58,583
CHEVRON CORPORATION	17,333	56,392
CHINA AGRI-INDUSTRIES HOLDINGS	20,103	12,175
CHINA HIGH SPEED TRANSMISSION	0	0
CHINA MOBILE (HONG KONG) LIMIT	59,514	64,492
CHUNGHWA TELECOM LTD ADR	20,861	28,221
CISCO SYSTEMS, INC.	37,504	39,414
CIT GROUP, INC.	0	0
COMCAST CORPORATION - CL A	29,852	45,523
COMERICA INCORPORATED	25,464	17,544
COMMUNITY HEALTH CARE	0	0
CONTINENTAL RESOURCES, INC.	12,971	36,691
COVIDIEN LIMITED	0	0
COVIDIEN PLC	27,749	34,208
CREDIT SUISSE GROUP	0	0
CREE, INC.	13,949	6,832
FEDEX CORPORATION	29,032	37,162
GALAXY ENTERTAINMENT GROUP LIM	13,311	26,952
GOLDMAN SACHS GROUP, INC.	15,926	14,740
GOOGLE INC - CLASS A	87,802	94,301
HERTZ GLOBAL HOLDINGS INC.	25,956	25,198
HEWLETT-PACKARD COMPANY	65,736	46,883
HONEYWELL INC.	37,203	53,263
HUMAN GENOME SCIENCES INC.	0	0
HYUNDAI MOBIS	0	0
HYUNDAI MOTOR CO., LTD. - 2ND	36,109	27,376
INTEL CORP.	0	0
INTERCONTINENTAL HOTELS GROUP	17,638	31,107
INTERTEK GROUP PLC	21,075	34,156
INTESA SANPAOLO	25,709	24,324
JOHNSON MATTHEY PLC	36,916	38,520
KOREA ELECTRIC POWER CORP.	50,910	44,358
LG ELECTRONICS INC. - PFD	13,236	7,500
MASTERCARD INC - CLASS A	14,942	32,435
MICROSOFT CORP.	69,213	70,871
MITSUI & CO., LTD.	30,123	28,004
MORGAN STANLEY	34,274	19,820
MSCI INC. - A	20,279	18,112
NETAPP, INC.	24,602	24,664
NEWMONT MINING CORPORATION	0	0
NGK INSULATORS LTD.	30,453	23,759
NOVARTIS AG - ADR	67,597	67,461
NYSE EURONEXT	23,637	24,012
OCEANEERING INTERNATIONAL, INC	11,780	18,913
OGX PETROLEO E GAS PARTICIPACO	17,968	13,874
PEPSICO, INC	44,382	55,734
PFIZER INC.	39,214	48,257
PHILIPPINE LONG DIST TELE CO	11,692	11,985
PRUDENTIAL PLC	26,454	26,097
QUALCOMM INC.	33,807	48,683
QUEST DIAGNOSTICS INCORPORATED	43,532	44,126
REGENERON PHARMACEUTICALS	10,692	19,955
REPUBLIC SERVICES INC. CL A	0	0
ROYAL DUTCH SHELL PLC-ADR A	43,316	56,133
SAFRAN SA	39,428	41,570
SAMSUNG ELECTRONICS CO., LTD P	25,986	26,055
SANTOS LIMITED	28,875	24,469
SCHNEIDER ELECTRIC SA	0	0
SEMEN GRESIK (PERSERO) TBK	14,054	17,047
SKF AB - B SHS	0	0
SMITHS GROUP PLC	30,373	25,255
STATE STREET CORP.	0	0
SUMCO CORPORATION	0	0
SVENSKA HANDELSBANKEN AB - A S	32,974	31,948
SWEDBANK AB	19,657	24,318
THE MCGRAW-HILL COMPANIES, INC	22	67,455
THERMO FISHER SCIENTIFIC INC.	29,007	29,680
TORONTO-DOMINION BANK	30,858	35,161
TULLOW OIL PLC	11,762	12,637
VEDANTA RESOURCES PLC	39,402	18,456
VODAFONE GROUP PLC - SP ADR	55,430	74,560
WAL-MART STORES, INC.	43,874	54,979
WELLPOINT INC.	30,338	39,088
WELLS FARGO COMPANY	29,933	48,506
WYNN MACAU, LIMITED	14,002	17,073
YUM! BRANDS, INC.	16,444	39,832

Description	Revenue and Expenses per Books	Net Investment Income
BANK CHARGES	121	121
PORTFOLIO DEDUCTIONS THRU K-1	8,531	8,531
FEES & LICENSES	30	30