Form990-PF
Click to see attachment

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Nonexempt Charitable Trust
Treated as a Private Foundation
Note. The foundation may be able to use a copy of this return to satisfy state reporting requirements.
OMB No. 1545-0052
2011
For calendar year 2011, or tax year beginning 01-01-2011 , and ending 12-31-2011
G
Check all that apply:
Name of foundation
THE STONE FOUNDATION INC
 

Number and street (or P.O. box number if mail is not delivered to street address)130 S MAIN ST   Room/suite
City or town, state, and ZIP code
FOND DU LAC, WI54935
A Employer identification number

39-1597843
B Telephone number (see page 10 of the instructions)

(920) 922-7000
C bullet
D 1. bullet
H Check type of organization:
2. bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$30,836,975J Accounting method:
 
(Part I, column (d) must be on cash basis.)
E bullet
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see page 11 of the instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 415,000
2 Check bullet
3 Interest on savings and temporary cash investments 43,783 43,783  
4 Dividends and interest from securities...... 292,239 292,239  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10  
b Gross sales price for all assets on line 6a 1,068,875
7 Capital gain net income (from Part IV, line 2)... 190,154
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 751,022 526,176  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc.        
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule)....... Click to see attachment 4,870 245   4,625
c Other professional fees (attach schedule).... Click to see attachment 34,925 34,925    
17 Interest...............        
18 Taxes (attach schedule) (see page 14 of the instructions) Click to see attachment 102,230 2,430    
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see list of attachments 961 256   705
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 142,986 37,856   5,330
25 Contributions, gifts, grants paid........ 1,322,050 1,322,050
26 Total expenses and disbursements. Add lines 24 and 25 1,465,036 37,856   1,327,380
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -714,014
b Net investment income (if negative, enter -0-) 488,320
c Adjusted net income (if negative, enter -0-)...  
For Privacy Act and Paperwork Reduction Act Notice, see page 30 of the instructions.
Cat. No. 11289X Form 990-PF (2011)
Form 990-PF (2011)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............... 50,000 50,000 50,000
2 Savings and temporary cash investments.......... 8,434,308 7,597,975 7,597,975
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see page 15 of the
instructions)....................      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)........ 11,978,731 Click to see attachment12,094,180 21,717,808
c Investments—corporate bonds (attach schedule)........      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)........... 1,216,904 Click to see attachment1,413,928 1,471,192
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 21,679,943 21,156,083 30,836,975
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable...................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)..........   0
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted.................... 21,679,943 21,156,083
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds.........    
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds    
30 Total net assets or fund balances (see page 17 of the
instructions).................... 21,679,943 21,156,083
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 21,679,943 21,156,083
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 21,679,943
2 Enter amount from Part I, line 27a..................... 2 -714,014
3 Other increases not included in line 2 (itemize) bulletClick to see attachment 3 190,154
4 Add lines 1, 2, and 3.......................... 4 21,156,083
5 Decreases not included in line 2 (itemize) bullet 5  
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 21,156,083
Form 990-PF (2011)
Form 990-PF (2011)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a        
b Capital Gain Dividends      
c
d
e
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a       952
b        
c
d
e
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a        
b        
c
d
e
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 190,154
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see pages 13 and 17 of the instructions).
If (loss), enter -0- in Part I, line 8 . . . . . . . . . . . . . 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If “Yes,” the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2010 1,147,455 28,505,352 0.04025
2009 1,254,701 22,964,604 0.05464
2008 1,364,822 26,472,043 0.05156
2007 1,073,165 27,133,735 0.03955
2006 799,025 21,987,961 0.03634
2 Total of line 1, column (d) ...................... 2 0.22234
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.04447
4 Enter the net value of noncharitable-use assets for 2011 from Part X, line 5..... 4 31,188,790
5 Multiply line 4 by line 3....................... 5 1,386,872
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 4,883
7 Add lines 5 and 6......................... 7 1,391,755
8 Enter qualifying distributions from Part XII, line 4.............. 8 1,327,380
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions on page 18.
Form 990-PF (2011)
Form 990-PF (2011)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A” on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 9,766
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2  
3 Add lines 1 and 2............................ 3 9,766
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4  
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 9,766
6 Credits/Payments:
a 2011 estimated tax payments and 2010 overpayment credited to 2011 6a 20,000
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c  
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 20,000
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. Click to see attachment 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 10,234
11 Enter the amount of line 10 to be: Credited to 2012 estimated taxBullet10,234 Refunded Bullet 11  
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is “Yes” to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If “Yes,” attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If “Yes,” attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If “Yes,” has it filed a tax return on Form 990-T for this year?...................
4b
 
No
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If “Yes,” attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If “Yes,” complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see page 19 of the
    instructions)bulletWI
    b
    If the answer is “Yes” to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If “No,” attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2011 or the taxable year beginning in 2011 (see instructions for Part XIV on
    page 27)? If “Yes,” complete Part XIV..........................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If “Yes,” attach a schedule listing their names and addresses.Click to see attachment
    10
    Yes
     
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see page 20 of the instructions) .......
    11
     
    No
    12
    Did the foundation acquire a direct or indirect interest in any applicable insurance contract before August 17, 2008?
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletDALE G BROOKS Telephone no.bullet (920) 251-5022
    Located atbullet1920 SAINT CLAIR AVEST PAULMN ZIP+4bullet55105
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16
    At any time during calendar year 2011, did the foundation have an interest in or a signature or other authority over
    a bank, securities, or other financial account in a foreign country? .................
    16
     
    No
    See page 20 of the instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the foreign country bullet  
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the “Yes” column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check “No”
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is “Yes” to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
    No
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2011?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2011, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2011?...............
    If “Yes,” list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer “No” and attach statement—see page 20 of the instructions.) .........
    2b
     
    No
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business
    enterprise at any time during the year?.....................
    b
    If “Yes,” did it have excess business holdings in 2011 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2011.)....................
    3b
     
    No
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2011?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see page 22 of the instructions)...
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is “Yes” to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see page 22 of the instructions)?
    5b
     
    No
    .........bullet
    c
    If the answer is “Yes” to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If “Yes,” attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay
    premiums on a personal benefit contract?....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If “Yes” to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
    No
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see page 22 of the instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    JAMES R CHATTERTON DIRECTOR
    0.00     		0    
    W7153 ROGERSVILLE RD
    FOND DU LAC,WI54937
    MICHAEL L BURCH DIRECTOR
    0.00     		0    
    W4821 MEIKLEJOHN DR
    FOND DU LAC,WI54935
    DALE G BROOKS VP/A-TRES/DIR
    0.00     		0    
    1920 SAINT CLAIR AVE
    ST PAUL,MN55105
    ERIC P STONE V PRES/DIR
    0.00     		0    
    N7224 WINNEBAGO DR
    FOND DU LAC,WI54935
    S ADAM STONE V PRES/DIR
    0.00     		0    
    N7159 WINNEBAGO DR
    FOND DU LAC,WI54935
    BARBARA S STONE SEC/DIR
    0.00     		0    
    W2845 PRESERVE LN
    EDEN,WI53019
    PETER E STONE PRES/TRES/DIR
    0.00     		0    
    W2845 PRESERVE LN
    EDEN,WI53019
    2 Compensation of five highest-paid employees (other than those included on line 1—see page 23 of the instructions).
    If none, enter “NONE.”
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet  
    3 Five highest-paid independent contractors for professional services (see page 23 of the instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet  
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see page 23 of the instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3..........................bullet  
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see page 24 of the instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    23,101,452
    b
    Average of monthly cash balances.......................
    1b
    8,562,294
    c
    Fair market value of all other assets (see page 24 of the instructions)............
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    31,663,746
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
    31,663,746
    4
    Cash deemed held for charitable activities. Enter 1 1⁄2% of line 3 (for greater amount, see page 25
    of the instructions) ...........................
    4
    474,956
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    31,188,790
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    1,559,440
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    1,559,440
    2a
    Tax on investment income for 2011 from Part VI, line 5......
    2a
    9,766
    b
    Income tax for 2011. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    9,766
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    1,549,674
    4
    Recoveries of amounts treated as qualifying distributions................
    4
     
    5
    Add lines 3 and 4............................
    5
    1,549,674
    6
    Deduction from distributable amount (see page 25 of the instructions)...........
    6
     
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
    1,549,674
    Part XII
    Qualifying Distributions (see page 25 of the instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    1,327,380
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    1,327,380
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see page 26 of the instructions)............
    5
     
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    1,327,380
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 8
    Part XIII
    Undistributed Income (see page 26 of the instructions)
    (a)
    Corpus     		(b)
    Years prior to 2010     		(c)
    2010     		(d)
    2011
    1 Distributable amount for 2011 from Part XI, line 7 1,549,674
    2 Undistributed income, if any, as of the end of 2011:
    a Enter amount for 2010 only....... 1,319,438
    b Total for prior years:20, 20, 20  
    3 Excess distributions carryover, if any, to 2011:
    a From 2006.......  
    b From 2007.......  
    c From 2008.......  
    d From 2009.......  
    e From 2010.......  
    fTotal of lines 3a through e.........  
    4Qualifying distributions for 2011 from Part
    XII, line 4: bullet$ 1,327,380
    a Applied to 2010, but not more than line 2a 1,319,438
    b Applied to undistributed income of prior years
    (Election required—see page 26 of the instructions)    		  
    c Treated as distributions out of corpus (Election
    required—see page 26 of the instructions)...     		0
    d Applied to 2011 distributable amount..... 7,942
    e Remaining amount distributed out of corpus  
    5 Excess distributions carryover applied to 2011.    
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5  
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		 
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		 
    d Subtract line 6c from line 6b. Taxable
    amount—see page 27 of the instructions ...     		 
    e Undistributed income for 2010. Subtract line
    4a from line 2a. Taxable amount—see page 27
    of the instructions ...........     		 
    f Undistributed income for 2011. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2011 ..........     		1,541,732
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see page 27
    of the instructions) ...........     		 
    8Excess distributions carryover from 2006 not
    applied on line 5 or line 7 (see page 27 of the
    instructions) .............     		 
    9Excess distributions carryover to 2012.
    Subtract lines 7 and 8 from line 6a ......     		 
    10 Analysis of line 9:
    a Excess from 2007....  
    b Excess from 2008....  
    c Excess from 2009....  
    d Excess from 2010....  
    e Excess from 2011....  
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 9
    Part XIV
    Private Operating Foundations (see page 27 of the instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2011, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2011 (b) 2010 (c) 2009 (d) 2008
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ....     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets” alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment” alternative test— enter 2⁄3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support” alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see page 27 of the instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    FOND DU LAC AREA UNITED WAY
    74 SOUTH MAIN STREET SUITE 201
    FOND DU LAC,WI54935     		NO RELATIONSHIP PUBL 2011 CAMPAIGN 2,000
    ADVOCAP
    19 W 1ST STREET
    FOND DU LAC,WI54935     		NO RELATIONSHIP PUBL CRITICAL NEED GRANTS 75,000
    FRIENDS OF FOND DU LAC COUNTY 4H
    C/O FDL AREA FDN 384 N MAIN STREET
    FOND DU LAC,WI54935     		NO RELATIONSHIP FDN SUPPORT FOR OPERATIONS 2,500
    BROWNSVILLE COMMUNITY CLUB
    871 MAIN STREET
    BROWNSVILLE,WI53006     		NO RELATIONSHIP PUBL MAINTENANCE SUPPORT 2,500
    VOLUNTEER CENTER OF FOND DU LAC INC
    650 N MAIN STREET
    FOND DU LAC,WI54935     		NO RELATIONSHIP PUBL SUPPORT OF VOLUNTEERISM 2,500
    ELKHART LAKE-GLENBEULAH EDUC FOUNDA
    201 N LINCOLN STREET PO BOX K
    ELKHART LAKE,WI53020     		NO RELATIONSHIP EDUC REMODEL KITCHEN LABS 5,000
    LUTHERAN HOMES HEALTH SERVICES FDN
    244 N MACY STREET
    FOND DU LAC,WI54935     		NO RELATIONSHIP FDN CAPITAL CAMPAIGN 865,000
    FREE SPIRIT RIDERS INC
    W3950 STATE ROAD 23
    FOND DU LAC,WI54937     		NO RELATIONSHIP PUBL SUPPORT FOR OPERATIONS 1,000
    VETERANS MEMORIAL OF MAYVILLE INC
    PO BOX 263
    MAYVILLE,WI53050     		NO RELATIONSHIP PUBL MEMORIAL 3,000
    SCHOOL DISTRICT OF NORTH FOND DU LA
    225 MCKINLEY STREET
    NORTH FOND DU LAC,WI54937     		NO RELATIONSHIP EDUC GRAND PIANO PROJECT 10,000
    THE SALVATION ARMY
    237 N MACY STREET
    FOND DU LAC,WI54935     		NO RELATIONSHIP PUBL CHRISTMAS KETTTLE MATCH 5,000
    AMERICAN RED CROSS
    272 N MAIN STREET
    FOND DU LAC,WI54935     		NO RELATIONSHIP PUBL OPERATIONS 10,000
    SOUTH SHORE CHORALE
    PO BOX 2252
    FOND DU LAC,WI54936     		NO RELATIONSHIP PUBL MUSIC SUPPORT 1,000
    BOYS AND GIRLS CLUB OF FOND DU LAC
    76 W 2ND STREET
    FOND DU LAC,WI54935     		NO RELATIONSHIP PUBL OPERATING EXPENSES 2,500
    WYOCENA COMMUNITY HELPING HANDS PAN
    165 E DODGE STREET
    WYOCENA,WI53969     		NO RELATIONSHIP PUBL FOOD PANTRY OPERATIONS 3,750
    WAUSHARA COUNTY FOOD PANTRY
    PO BOX 1272
    WAUTOMA,WI54982     		NO RELATIONSHIP PUBL FOOD PANTRY OPERATIONS 3,750
    SLINGER COMMUNITY FOOD PANTRY
    PO BOX 513
    SLINGER,WI53086     		NO RELATIONSHIP PUBL FOOD PANTRY OPERATIONS 1,500
    RANDOM LAKE INTERFAITH FOOD PANTRY
    PO BOX 266
    ADELL,WI53001     		NO RELATIONSHIP REL/PUBL FOOD PANTRY OPERATIONS 3,750
    RANDOLPH EVANGELICAL FREE CHURCH
    702 N HIGH STREET
    RANDOLPH,WI53956     		NO RELATIONSHIP REL/PUBL FOOD PANTRY OPERATIONS 1,500
    PLYMOUTH FOOD PANTRY
    2225 EASTERN AVENUE
    PLYMOUTH,WI53073     		NO RELATIONSHIP PUBL FOOD PANTRY OPERATIONS 3,750
    FULL SHELF FOOD PANTRY INC
    PO BOX 1157
    WEST BEND,WI53095     		NO RELATIONSHIP PUBL FOOD PANTRY OPERATIONS 7,500
    CENTRAL WI COMMUNITY ACTION COUNCIL
    1000 HWY 13 PO BOX 430
    WISCONSIN DELLS,WI53965     		NO RELATIONSHIP PUBL FOOD PANTRY OPERATIONS IN BEAVER DAM, WI 7,500
    CARE SHARE FOOD BANK OF MARQUETTE C
    N2973 STATE HWY 22 SOUTH POBOX 405
    MONTELLO,WI53949     		NO RELATIONSHIP PUBL FOOD PANTRY OPERATIONS 7,500
    FIRST PRESBYTERIAN CHURCH
    121 W FLORENCE STREET
    CAMBRIA,WI53923     		NO RELATIONSHIP REL/PUBL BREAD BASKET COMMUNITY FOOD PANTRY 1,500
    ADOPT A FAMILY FOOD PANTRY-ST MATTH
    419 MILL STREET PO BOX 740
    CAMPBELLSPORT,WI53010     		NO RELATIONSHIP REL/PUBL FOOD PANTRY OPERATIONS 1,500
    TRINITY METHODIST CHURCH
    300 CHURCH STREET
    LOMIRA,WI53048     		NO RELATIONSHIP REL/PUBL FOOD PANTRY OPERATIONS 3,750
    OMRO COMMUNITY FOOD PANTRY
    310 N WEBSTER STREET
    OMRO,WI54963     		NO RELATIONSHIP PUBL FOOD PANTRY OPERATIONS 3,750
    CHRISTIAN LIFE FELLOWSHIP CHURCH
    113 N CLARK STREET
    MAYVILLE,WI53050     		NO RELATIONSHIP REL/PUBL FOOD PANTRY OPERATIONS 7,500
    PRINCETON OUTREACH PANTRY INC
    900 SUNNYVIEW LANE
    PRINCETON,WI54968     		NO RELATIONSHIP PUBL FOOD PANTRY OPERATIONS 3,750
    BROKEN BREAD FOOD PROGRAM-ST PAULS
    51 W DIVISION STREET
    FOND DU LAC,WI54935     		NO RELATIONSHIP REL/PUBL FOOD PANTRY OPERATIONS 37,500
    FOND DU LAC SCHOOL DISTRICT
    72 W 9TH STREET
    FOND DU LAC,WI54935     		NO RELATIONSHIP EDUC ASSESSMENT SUMMIT ATTENDANCE 7,500
    FOND DU LAC CONFLICT RESOLUTION CEN
    676 W JOHNSON STREET
    FOND DU LAC,WI54935     		NO RELATIONSHIP PUBL CHILD ADVOCATE PROGRAM 5,000
    SCHOOL DISTRICT OF HOWARDS GROVE
    403 AUDUBON ROAD
    HOWARDS GROVE,WI53083     		NO RELATIONSHIP EDUC SOCCER SHELTERS 4,700
    FOND DU LAC AREA YOUTH FOR CHRIST
    303 E 9TH STREET
    FOND DU LAC,WI54935     		NO RELATIONSHIP REL GEN SUPPORT YOUTH OUTREACH & MENTORING 2,500
    VILLAGE OF ADELL
    508 SEIFERT STREET
    ADELL,WI53001     		NO RELATIONSHIP PUBL PARK TABLES 1,000
    NORTH FOND DU LAC VETERANS
    702 FLORIDA AVENUE
    NORTH FOND DU LAC,WI54937     		NO RELATIONSHIP PUBL VETERANS MEMORIAL 6,000
    CITY OF PRINCETON
    531 S FULTON STREET
    PRINCETON,WI54968     		NO RELATIONSHIP PUBL PARK PLAYGROUND EQUIPMENT 1,000
    WINNEBAGO LUTHERAN ACADEMY
    475 E MERRILL AVENUE
    FOND DU LAC,WI54935     		NO RELATIONSHIP EDUC TUITION ASSISTANCE 10,000
    MARGUETTE UNIVERSITY URBAN SCHOLARS
    PO BOX 1881
    MILWAUKEE,WI53201     		NO RELATIONSHIP EDUC SCHOLARSHIPS 25,000
    LEUKEMIA LYMPHOMA SOCIETY
    C/O ERIC SPIES N7998 BROOKHAVEN
    FOND DU LAC,WI54937     		NO RELATIONSHIP PUBL GOLF SPONSOR FUNDRAISER 1,000
    AMERICAN CANCER SOCIETY
    PO BOX 22718
    OKLAHOMA,OK73123     		NO RELATIONSHIP PUBL SUPPORT-RELAY FOR LIFE 2,500
    WINDHOVER CENTER FOR THE ARTS
    51 SHEBOYGAN STREET
    FOND DU LAC,WI54935     		NO RELATIONSHIP PUBL BONERAMA 5,500
    GOOD SHEPHERD LUTHERAN CHURCH
    855 MARTIN AVENUE
    FOND DU LAC,WI54935     		NO RELATIONSHIP REL BUILDING FUND 5,000
    YMCA
    90 W SECOND STREET
    FOND DU LAC,WI54935     		NO RELATIONSHIP PUBL CONTINUED SUPPORT 1,800
    FOND DU LAC AREA CONVENTION BUREAU
    171 S PIONEER ROAD
    FOND DU LAC,WI54935     		NO RELATIONSHIP PUBL SUPPORT FOR LOCAL BIKE RACE 4,900
    HABITAT FOR HUMANITY OF FOND DU LAC
    150 S BROOKE STREET
    FOND DU LAC,WI54935     		NO RELATIONSHIP PUBL BUILDING SUPPORT 2,500
    FAMILY RESOURCE CENTER OF FDL CTY
    104 S MAIN STREET SUITE 302
    FOND DU LAC,WI54935     		NO RELATIONSHIP PUBL IMPROVE LIVES OF CHILDREN & FAMILIES 1,000
    ST MARYS SPRINGS ACADEMY
    114 AMORY STREET
    FOND DU LAC,WI54935     		NO RELATIONSHIP EDUC SUCCESSION PLANNING 5,000
    RANDOLPH SCHOOL DISTRICT
    110 MEADOWOOD DRIVE
    RANDOLPH,WI53956     		NO RELATIONSHIP EDUC FOOTBALL & TRACK SCOREBOARD 5,900
    NEW BEGINNINGS PREGNANCY CARE CENTE
    365 E DIVISION STREET
    FOND DU LAC,WI54935     		NO RELATIONSHIP PUBL TEMPORATY HOUSING FOR CRISIS PREGNANCIES 2,500
    BOYS GIRLS CLUB OF WASHINGTON COUNT
    925 N SILVERBROOK DRIVE
    WEST BEND,WI54090     		NO RELATIONSHIP PUBL PROGRAMS SUPPORT 2,500
    BOYS GIRLS CLUB OF SHEBOYGAN COUNTY
    319 CEDAR STREET
    SHEBOYGAN FALLS,WI53085     		NO RELATIONSHIP PUBL PROGRAMS SUPPORT 2,500
    BOYS GIRLS CLUB OF FOND DU LAC INC
    76 W 2ND STREET
    FOND DU LAC,WI54935     		NO RELATIONSHIP PUBL AFTERSCHOOL PROGRAMS 2,500
    CENTRAL WISCONSIN CHRISTIAN SCHOOLS
    520 MCKINLEY STREET
    WAUPUN,WI53963     		NO RELATIONSHIP EDUC SCHOOL BUILDING ADDITION 25,000
    MARIAN UNIVERSITY
    45 S NATIONAL AVENUE
    FOND DU LAC,WI54935     		NO RELATIONSHIP EDUC WOMENS HOCKEY LOCKER ROOM 10,000
    FOND DU LAC BMX CLUB INC
    PO BOX 1662
    FOND DU LAC,WI54936     		NO RELATIONSHIP PUBL TRACK MAINTENANCE 1,000
    MARIAN UNIVERSITY
    45 S NATIONAL AVENUE
    FOND DU LAC,WI54935     		NO RELATIONSHIP EDUC INDOOR TRAINING FACILITY 50,000
    UNIVERSITY OF WISCONSIN FOND DU LAC
    400 UNIVERSITY DRIVE
    FOND DU LAC,WI54935     		NO RELATIONSHIP FDN EDUCATION 2,000
    FOND DU LAC SYMPHONIC BAND LTD
    PO BOX 1483
    FOND DU LAC,WI54936     		NO RELATIONSHIP PUBL SPONSOR SUMMER MUSIC FESTIVAL 1,500
    FREE SPIRIT RIDERS INC
    PO BOX 1291
    FOND DU LAC,WI54936     		NO RELATIONSHIP PUBL SUPPORT FOR OPERATIONS 1,000
    CHURCH HEALTH SERVICES INC
    308 ONEIDA STREET
    BEAVER DAM,WI53916     		NO RELATIONSHIP PUBL HEALTH CARE NEEDS OF MEDICALLY UNDERSERVED 2,500
    CEDAR COMMUNITY FOUNDATION
    113 CEDAR RIDGE DRIVE
    WEST BEND,WI53095     		NO RELATIONSHIP PUBL QUALITY HEALTHCARE SUPPORT 10,000
    COMMUNITY EDUCATION OPPORTUNITIES F
    C/O FDL AREA FDN 384 N MAIN STREET
    FOND DU LAC,WI54935     		NO RELATIONSHIP FDN SCHOOL ASSISTANCE FOR THOSE IN NEED 5,000
    MORAINE PARK FOUNDATION
    235 N NATIONAL AVENUE
    FOND DU LAC,WI54935     		NO RELATIONSHIP FDN SCHOLARSHIPS 2,000
    MAYVILLE SCHOOL DISTRICT
    234 N JOHN STREET
    MAYVILLE,WI53050     		NO RELATIONSHIP EDUC YOUTH FOOTBALL FIELD 5,000
    EDEN VOLUNTEER FIRE DEPARTMENT
    104 S PINE STREET
    EDEN,WI53019     		NO RELATIONSHIP PUBL SUPPORT FOR OPERATIONS 1,000
    FOND DU LAC WOMENS FUND
    C/O FDL AREA FDN 384 N MAIN STREET
    FOND DU LAC,WI54935     		NO RELATIONSHIP FDN SPONSOR LUNCHEON FUNDRAISER 1,500
    PLYMOUTH INTERGENERATIONAL COALITIO
    506 E MILL STREET SUITE 107B
    PLYMOUTH,WI53073     		NO RELATIONSHIP PUBL NEW FACILITIES 10,000
    Total .................................bullet 3a 1,322,050
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See page 28 of
    the instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3Interest on savings and temporary cash investments     14 43,783  
    4 Dividends and interest from securities....     14 292,239  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8Gain or (loss) from sales of assets other than inventory          
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   336,022  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13336,022
    (See worksheet in line 13 instructions on page 28 to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the organization’s exempt purposes (other than by providing funds for such purposes). (See
    page 28 of the instructions.)
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section
    Yes
    No
    501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is “Yes,” complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If “Yes,” complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    SignHere
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    Signature of officer or trustee Date Title
    PaidPreparersUseOnly Preparer's SignatureBullet Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2011)
    Additional Data


    Software ID: 11000144
    Software Version: 2011v1.2


    Form 990PF - Special Condition Description:
    Special Condition Description
    Schedule B
    (Form 990, 990-EZ,
    or 990-PF)
    Department of the Treasury
    Internal Revenue Service
    Schedule of Contributors
    Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
    OMB No. 1545-0047
    2011
    Name of organization
    THE STONE FOUNDATION INC
     
    Employer identification number

    39-1597843
    Organization type (check one):
    Filers of:
    Section:
    Form 990 or 990-EZ





    Form 990-PF




    Check if your organization is covered by the General Rule or a Special Rule.  
    Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
    General Rule
    Special Rules
    ......................... Arrow Bullet   $    
    Caution. An Organization that is not covered by the General Rule and/or the Special Rules does not file Schedule B (Form 990,
    990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its
    Form 990-EZ or on Part I, line 2, of its Form 990-PF, to certify that it does not meet the filing requirements of Schedule B (Form 990,
    990-EZ, or 990-PF).
    For Paperwork Reduction Act Notice, see the Instructions
    for Form 990, 990-EZ, or 990-PF.
    Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2011)

    Page 2
    Schedule B (Form 990, 990-EZ, or 990-PF) (2011)
    Name of organization
    THE STONE FOUNDATION INC
          		Employer identification number

    39-1597843
    Part I
    Contributors (see Instructions). Use duplicate copies of Part I if additional space is needed.
    		     
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    1
     
     

    PETER E STONE    
    W2845 PRESERVE LN
       
    EDEN, WI   53019

    		$415,000




    (Complete Part II if there is a noncash contribution.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

         
     
       

    		$  




    (Complete Part II if there is a noncash contribution.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

         
     
       

    		$  




    (Complete Part II if there is a noncash contribution.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

         
     
       

    		$  




    (Complete Part II if there is a noncash contribution.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

         
     
       

    		$  




    (Complete Part II if there is a noncash contribution.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

         
     
       

    		$  




    (Complete Part II if there is a noncash contribution.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2011)

    Page 3
    Schedule B (Form 990, 990-EZ, or 990-PF) (2011)
    Name of organization
    THE STONE FOUNDATION INC
          		Employer identification number

    39-1597843
    Part II
    Noncash Property (see Instructions). Use duplicate copies of Part II if additional space is needed.
    		     
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions).     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions).     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions).     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions).     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions).     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions).     		(d)
    Date received
     
    		$    
    Schedule B (Form 990, 990-EZ, or 990-PF) (2011)

    Page 4
    Schedule B (Form 990, 990-EZ, or 990-PF) (2011)
    Name of organization
    THE STONE FOUNDATION INC
          		Employer identification number

    39-1597843
    Part III
    Exclusively religious, charitable, etc., individual contributions to section 501(c)(7), (8), or (10) organizations
    that total more than $1,000 for the year. Complete columns (a) through (e) and the following line entry.
    For organizations completing Part III, enter the total of exclusively religious, charitable, etc.,
    contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet $  
    Use duplicate copies of Part III if additional space is needed
    (a) No.
    from
    Part I    		 (b)
    Purpose of gift    		 (c)
    Use of gift    		 (d)
    Description of how gift is held
     
    (e)
    Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
           
     
    (a) No.
    from
    Part I    		 (b)
    Purpose of gift    		 (c)
    Use of gift    		 (d)
    Description of how gift is held
     
    (e)
    Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
           
     
    (a) No.
    from
    Part I    		 (b)
    Purpose of gift    		 (c)
    Use of gift    		 (d)
    Description of how gift is held
     
    (e)
    Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
           
     
    (a) No.
    from
    Part I    		 (b)
    Purpose of gift    		 (c)
    Use of gift    		 (d)
    Description of how gift is held
     
    (e)
    Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
           
     
    Schedule B (Form 990, 990-EZ, or 990-PF) (2011)

    Additional Data


    Software ID: 11000144
    Software Version: 2011v1.2

    TY 2011 AccountingFeesSchedule
    Name:
    THE STONE FOUNDATION INC
    EIN: 39-1597843
    Software ID:11000144
    Software Version:2011v1.2
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    NEBT-TRUST ACCOUNTING FEE 245 245 0 0
    ERICKSON & ASSOC SC-2010 AUDIT 3,200 0 0 3,200
    ERICKSON & ASSOC SC-2010 990PF PREP 1,425 0 0 1,425

    TY 2011 InvestmentsCorpStockSchedule
    Name:
    THE STONE FOUNDATION INC
    EIN: 39-1597843
    Software ID:11000144
    Software Version:2011v1.2
    Name of Stock End of Year Book Value End of Year Fair Market Value
    XYLEM INC-COMMON 76,952 64,225
    MARATHON PETROLEUM CORP-COMMON 126,308 149,805
    FEDERATED INVS INC PA CL B 164,126 136,350
    EXELIS INC-COMMON 31,043 22,625
    COMPUTER SCIENCES CORP-COMMON 195,208 104,280
    CISCO SYSTEMS INC-COMMON 183,090 193,456
    APPLIED MATERIALS INC-COMMON 170,399 160,650
    AEROPOSTALE-COMMON 180,664 137,250
    WAL MART STORES INC-COMMON 53,380 59,760
    VERIZON COMMUNICATIONS INC-COMMON    
    SYMANTEC CORP-COMMON 50,497 46,950
    SOUTHERN CO-COMMON    
    LILLY ELI & CO-COMMON 34,608 41,560
    ITT CORP NEW-COMMOM 25,580 24,162
    STRYKER CORP-COMMON 81,338 99,420
    WELLS FARGO & COMPANY NEW-COMMON 2,310,075 2,480,400
    VODAFONE GP PLC NEW SPON ADR NEW 146,442 168,180
    TIDEWATER INC-COMMON 99,619 147,900
    3M CO-COMMON 504,083 592,542
    TELECOM CORP NEW ZEALAND LTD SPON ADR    
    ROCKWELL COLLINS INC-COMMON    
    PROGRESS ENERGY INC-COMMON 133,718 184,866
    PFIZER INC-COMMON 154,033 140,660
    PEPSICO INC-COMMON 104,608 132,700
    NOKIA CORP SPONSORED ADR 182,042 57,840
    NEWMONT MINING CORP HLDG CO-COMMON 114,781 180,030
    MICROSOFT CORP-COMMON 140,993 129,800
    MARATHON OIL CORP-COMMON 37,881 87,810
    LEXMARK INTL INC NEW CL A 176,299 105,824
    KSWISS INC CL A    
    KIMBERLY CLARK CORP-COMMON 131,155 147,120
    JP MORGAN CHASE & CO-COMMON 2,859,416 3,511,200
    JOHNSON & JOHNSON INC-COMMON 103,043 118,044
    INTEL CORP-COMMON 116,208 145,500
    HARRIS CORP DEL-COMMON 135,584 108,120
    EMERSON ELECTRIC CO-COMMON    
    CITIGROUP INC-COMMON 499,684 42,096
    CHEVRON TEXACO CORP-COMMON 102,499 180,880
    CATO CORP NEW CL A 65,381 108,900
    CATERPILLAR INC DEL-COMMON 501,556 751,980
    BRISTOL MYERS SQUIBB CO-COMMON 130,450 193,820
    BARRICK GOLD CORP-COMMON 92,843 181,000
    BANK OF AMERICA CORP-COMMON 1,309,028 171,387
    ASTRAZENECA PLC SPONSORED ADR 140,781 129,612
    APPLE INC-COMMON 294,375 10,125,000
    AMGEN INC-COMMON 134,410 154,104

    TY 2011 InvestmentsOtherSchedule2
    Name:
    THE STONE FOUNDATION INC
    EIN: 39-1597843
    Software ID:11000144
    Software Version:2011v1.2
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    PRIME EQ PERSONAL TR COM TR FD FMV 1,413,928 1,471,192

    TY 2011 OtherExpensesSchedule
    Name:
    THE STONE FOUNDATION INC
    EIN: 39-1597843
    Software ID:11000144
    Software Version:2011v1.2
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN CONVERSION EXPENSE 256 256    
    FILING FEE-DEPT OF FIN INSTITUTIONS 10     10
    ASSOC OF SMALL FDNS-MEMBERSHIP 695     695


    TY 2011 OtherIncreasesSchedule
    Name:
    THE STONE FOUNDATION INC
    EIN: 39-1597843
    Software ID:11000144
    Software Version:2011v1.2
    Description Amount
    NET REALIZED CAPITAL GAINS 190,154


    TY 2011 OtherProfessionalFeesSchedule
    Name:
    THE STONE FOUNDATION INC
    EIN: 39-1597843
    Software ID:11000144
    Software Version:2011v1.2
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    NEB-TRUSTEE FEES 34,925 34,925 0 0


    TY 2011 SubstantialContributorsSch
    Name:
    THE STONE FOUNDATION INC
    EIN: 39-1597843
    Software ID:11000144
    Software Version:2011v1.2
    Name Address
    PETER E STONE W2845 PRESERVE LN
    EDEN,WI53019
    AMERICAN BANK 676 W JOHNSON STREET
    FOND DU LAC,WI54935
    NATIONAL EXCHANGE BANK TRUST 130 S MAIN STREET
    FOND DU LAC,WI54935


    TY 2011 TaxesSchedule
    Name:
    THE STONE FOUNDATION INC
    EIN: 39-1597843
    Software ID:11000144
    Software Version:2011v1.2
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAXES PAID 2,430 2,430    
    990PF EXCISE TAX PAID-EST FOR 2011 20,000      
    990PF EXCISE TAX PAID-BAL FOR 2010 79,800