Form990-PF
Click to see attachment

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Nonexempt Charitable Trust
Treated as a Private Foundation
Note. The foundation may be able to use a copy of this return to satisfy state reporting requirements.
OMB No. 1545-0052
2011
For calendar year 2011, or tax year beginning 01-01-2011 , and ending 12-31-2011
G
Check all that apply:
Name of foundation
John C Bock Foundation
 

Number and street (or P.O. box number if mail is not delivered to street address)411 E Wisconsin Avenue Ste 700   Room/suite
City or town, state, and ZIP code
Milwaukee, WI53202
A Employer identification number

26-6014448
B Telephone number (see page 10 of the instructions)

(414) 287-1235
C bullet
D 1. bullet
H Check type of organization:
2. bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$5,599,108J Accounting method:
 
(Part I, column (d) must be on cash basis.)
E bullet
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see page 11 of the instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities...... 159,454 159,400  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 Click to see attachment 191,172
b Gross sales price for all assets on line 6a 1,905,646
7 Capital gain net income (from Part IV, line 2)... 191,172
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 120    
12 Total. Add lines 1 through 11........ 350,746 350,572  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 65,000 6,500   58,500
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule)......... Click to see attachment 17,759 1,776   15,983
b Accounting fees (attach schedule)....... Click to see attachment 8,368 837   7,531
c Other professional fees (attach schedule).... Click to see attachment 40,429 40,429    
17 Interest...............        
18 Taxes (attach schedule) (see page 14 of the instructions) Click to see attachment 11,859 529    
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 1,652 165   1,487
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 145,067 50,236   83,501
25 Contributions, gifts, grants paid........ 154,825 154,825
26 Total expenses and disbursements. Add lines 24 and 25 299,892 50,236   238,326
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 50,854
b Net investment income (if negative, enter -0-) 300,336
c Adjusted net income (if negative, enter -0-)...  
For Privacy Act and Paperwork Reduction Act Notice, see page 30 of the instructions.
Cat. No. 11289X Form 990-PF (2011)
Form 990-PF (2011)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............... 3,241    
2 Savings and temporary cash investments.......... 82,669 91,100 91,100
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see page 15 of the
instructions)....................      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet   290,090    
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule) 5,425 Click to see attachment4,374 3,377
b Investments—corporate stock (attach schedule)........ 3,287,689 Click to see attachment3,271,209 3,465,120
c Investments—corporate bonds (attach schedule)........ 510,829 Click to see attachment535,005 540,313
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)........... 1,217,416 Click to see attachment1,545,012 1,494,815
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet) Click to see attachment3,894 Click to see attachment4,383 Click to see attachment4,383
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 5,401,253 5,451,083 5,599,108
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable...................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)..........   0
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted....................    
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds......... 5,401,253 5,451,083
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds    
30 Total net assets or fund balances (see page 17 of the
instructions).................... 5,401,253 5,451,083
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 5,401,253 5,451,083
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 5,401,253
2 Enter amount from Part I, line 27a..................... 2 50,854
3 Other increases not included in line 2 (itemize) bulletClick to see attachment 3 17
4 Add lines 1, 2, and 3.......................... 4 5,452,124
5 Decreases not included in line 2 (itemize) bulletClick to see attachment 5 1,041
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 5,451,083
Form 990-PF (2011)
Form 990-PF (2011)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a Publically traded securites      
b Wash sales disallowed      
c Capital gain distributions      
d Stock litigation settlements      
e
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 1,897,900   1,714,474 183,426
b 5,332     5,332
c 2,338     2,338
d 76     76
e
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       183,426
b       5,332
c       2,338
d       76
e
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 191,172
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see pages 13 and 17 of the instructions).
If (loss), enter -0- in Part I, line 8 . . . . . . . . . . . . . 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If “Yes,” the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2010 267,809 5,462,494 000.049027
2009 235,669 4,835,930 000.048733
2008 358,125 5,488,124 000.065255
2007 199,000 6,155,585 000.032328
2006 333,662 5,727,495 000.058256
2 Total of line 1, column (d) ...................... 2 000.253599
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 000.050720
4 Enter the net value of noncharitable-use assets for 2011 from Part X, line 5..... 4 6,122,934
5 Multiply line 4 by line 3....................... 5 310,555
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 3,003
7 Add lines 5 and 6......................... 7 313,558
8 Enter qualifying distributions from Part XII, line 4.............. 8 238,326
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions on page 18.
Form 990-PF (2011)
Form 990-PF (2011)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A” on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 6,007
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2  
3 Add lines 1 and 2............................ 3 6,007
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4  
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 6,007
6 Credits/Payments:
a 2011 estimated tax payments and 2010 overpayment credited to 2011 6a 6,000
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c  
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. Tax Paid Original Return: 6000 7 6,000
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9 7
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10  
11 Enter the amount of line 10 to be: Credited to 2012 estimated taxBullet   Refunded Bullet 11  
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is “Yes” to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If “Yes,” attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If “Yes,” attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If “Yes,” has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If “Yes,” attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If “Yes,” complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see page 19 of the
    instructions)bulletWI
    b
    If the answer is “Yes” to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If “No,” attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2011 or the taxable year beginning in 2011 (see instructions for Part XIV on
    page 27)? If “Yes,” complete Part XIV..........................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If “Yes,” attach a schedule listing their names and addresses.
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see page 20 of the instructions) .......
    11
     
    No
    12
    Did the foundation acquire a direct or indirect interest in any applicable insurance contract before August 17, 2008?
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletwww.bockfoundation.org
    14
    The books are in care ofbulletvon Briesen & Roper sc Telephone no.bullet (414) 287-1278
    Located atbullet411 E Wisconsin Avenue Ste 700MilwaukeeWI ZIP+4bullet53202
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16
    At any time during calendar year 2011, did the foundation have an interest in or a signature or other authority over
    a bank, securities, or other financial account in a foreign country? .................
    16
     
    No
    See page 20 of the instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the foreign country bullet  
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the “Yes” column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check “No”
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is “Yes” to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
    No
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2011?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2011, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2011?...............
    If “Yes,” list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer “No” and attach statement—see page 20 of the instructions.) .........
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business
    enterprise at any time during the year?.....................
    b
    If “Yes,” did it have excess business holdings in 2011 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2011.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2011?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see page 22 of the instructions)...
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is “Yes” to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see page 22 of the instructions)?
    5b
     
     
    .........bullet
    c
    If the answer is “Yes” to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If “Yes,” attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay
    premiums on a personal benefit contract?....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If “Yes” to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see page 22 of the instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    Luke Seggelink Trustee
    002.00     		13,000    
    c/o vBR 411 E Wisconsin Ave
    Milwaukee,WI53202
    Jeremy C Shea Trustee
    001.00     		13,000    
    One S Pinckney St Ste 600
    Madison,WI53703
    Albert Goldstein Trustee
    001.00     		13,000    
    c/o vBR 411 E Wisconsin Ave
    Milwaukee,WI53202
    Sharon L Bock Trustee
    001.00     		13,000    
    c/o vBR 411 E Wisconsin Ave
    Milwaukee,WI53202
    Carl J Bock Trustee
    001.00     		13,000    
    c/o vBR 411 E Wisconsin Ave
    Milwaukee,WI53202
    2 Compensation of five highest-paid employees (other than those included on line 1—see page 23 of the instructions).
    If none, enter “NONE.”
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
     
    Total number of other employees paid over $50,000...................bullet  
    3 Five highest-paid independent contractors for professional services (see page 23 of the instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
     
    Total number of others receiving over $50,000 for professional services.............bullet  
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1 N/A 0
    2  
    3  
    4  
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see page 23 of the instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1 N/A  
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3..........................bullet  
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see page 24 of the instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    6,116,678
    b
    Average of monthly cash balances.......................
    1b
    87,412
    c
    Fair market value of all other assets (see page 24 of the instructions)............
    1c
    12,087
    d
    Total (add lines 1a, b, and c).........................
    1d
    6,216,177
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
    6,216,177
    4
    Cash deemed held for charitable activities. Enter 1 1⁄2% of line 3 (for greater amount, see page 25
    of the instructions) Click to see attachment...........................
    4
    93,243
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    6,122,934
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    306,147
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    306,147
    2a
    Tax on investment income for 2011 from Part VI, line 5......
    2a
    6,007
    b
    Income tax for 2011. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    6,007
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    300,140
    4
    Recoveries of amounts treated as qualifying distributions................
    4
     
    5
    Add lines 3 and 4............................
    5
    300,140
    6
    Deduction from distributable amount (see page 25 of the instructions)...........
    6
     
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
    300,140
    Part XII
    Qualifying Distributions (see page 25 of the instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 Click to see attachment..........
    1a
    238,326
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    238,326
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see page 26 of the instructions)............
    5
     
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    238,326
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 8
    Part XIII
    Undistributed Income (see page 26 of the instructions)
    (a)
    Corpus     		(b)
    Years prior to 2010     		(c)
    2010     		(d)
    2011
    1 Distributable amount for 2011 from Part XI, line 7 300,140
    2 Undistributed income, if any, as of the end of 2011:
    a Enter amount for 2010 only.......  
    b Total for prior years:20, 20, 20  
    3 Excess distributions carryover, if any, to 2011:
    a From 2006.......  
    b From 2007.......  
    c From 2008.......  
    d From 2009.......  
    e From 2010....... 162,637
    fTotal of lines 3a through e......... 162,637
    4Qualifying distributions for 2011 from Part
    XII, line 4: bullet$ 238,326
    a Applied to 2010, but not more than line 2a  
    b Applied to undistributed income of prior years
    (Election required—see page 26 of the instructions)    		  
    c Treated as distributions out of corpus (Election
    required—see page 26 of the instructions)...     		 
    d Applied to 2011 distributable amount..... 238,326
    e Remaining amount distributed out of corpus  
    5 Excess distributions carryover applied to 2011. 61,814 61,814
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 100,823
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		 
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		 
    d Subtract line 6c from line 6b. Taxable
    amount—see page 27 of the instructions ...     		 
    e Undistributed income for 2010. Subtract line
    4a from line 2a. Taxable amount—see page 27
    of the instructions ...........     		 
    f Undistributed income for 2011. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2011 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see page 27
    of the instructions) ...........     		 
    8Excess distributions carryover from 2006 not
    applied on line 5 or line 7 (see page 27 of the
    instructions) .............     		 
    9Excess distributions carryover to 2012.
    Subtract lines 7 and 8 from line 6a ......     		100,823
    10 Analysis of line 9:
    a Excess from 2007....  
    b Excess from 2008....  
    c Excess from 2009....  
    d Excess from 2010.... 100,823
    e Excess from 2011....  
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 9
    Part XIV
    Private Operating Foundations (see page 27 of the instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2011, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2011 (b) 2010 (c) 2009 (d) 2008
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ....     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets” alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment” alternative test— enter 2⁄3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support” alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see page 27 of the instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number of the person to whom applications should be addressed:
    Sally C Merrell Esq
    411 E Wisconsin Ave Ste 700
    Milwaukee,WI53202
    (414) 276-1122
    bThe form in which applications should be submitted and information and materials they should include:
    See website located at www.bockfoundation.org
    cAny submission deadlines:
    May 31st
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    See mission statement at the website
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    Aldo Leopold Nature Center
    300 Fermite Drive
    Monona,WI53716     		None Public Charitable 5,000
    Bad River Watershed Assn
    PO Box 875
    Ashland,WI54806     		None Public Charitable 5,000
    Bayfield Regional Conservancy
    PO Box 410
    Bayfield,WI54814     		None Public Charitable 6,500
    Friends of Lac Lawrann Conserv
    PO Box 755
    West Bend,WI53095     		None Public Charitable 10,000
    Environmental Law Policy Center
    35 E Wacker Dr Suite 1300
    Chicago,IL60601     		None Public Charitable 10,000
    Friends of Boerner Botanical Garden
    9400 Boerner Drive Ste 1
    Hales Corners,WI53130     		None Public Charitable 5,000
    Friends of Pheasant Branch Cons
    PO Box 628242
    Middleton,WI53562     		None Public Charitable 15,000
    Gathering Waters Conservancy
    211 South Paterson Street Ste 2
    Madison,WI53703     		None Public Charitable 15,000
    Northeast WIsconsin Land Trust
    14 Tri-Park Way
    Appleton,WI54914     		None Public Charitable 7,500
    Northland College
    1411 Ellis Avenue
    Ashland,WI54806     		None Public Charitable 15,000
    Northwoods Land Trust
    PO Box 321
    Eagle River,WI54521     		None Public Charitable 20,000
    University of Montana College of Fo
    32 Campus Drive
    Missoula,MT59802     		None Public Charitable 5,000
    Wild Ones
    PO Box 1274
    Appleton,WI54912     		None Public Charitable 5,000
    Audubon's Corkscrew Swamp Sanctuary
    375 Sanctuary Road W
    Naples,FL34120     		None Public Charitable 5,000
    Conservancy for Healing and Heritag
    PO Box 320520
    Franklin,WI53132     		None Public Charitable 5,000
    Driftless Area Land Conservancy
    338 North Iowa Street
    Dodgeville,WI53533     		None Public Charitable 15,000
    Ice Age Trail Alliance
    2110 Main Street
    Cross Plains,WI53528     		None Public Charitable 5,825
    Total .................................bullet 3a 154,825
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See page 28 of
    the instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3Interest on savings and temporary cash investments     14    
    4 Dividends and interest from securities....     14 159,400 54
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8Gain or (loss) from sales of assets other than inventory     18 191,172  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: aBaird non-dividend distributions     14 120  
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   350,692 54
    13Total. Add line 12, columns (b), (d), and (e)..................
    13350,746
    (See worksheet in line 13 instructions on page 28 to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the organization’s exempt purposes (other than by providing funds for such purposes). (See
    page 28 of the instructions.)
    N/A 0
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section
    Yes
    No
    501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is “Yes,” complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If “Yes,” complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    NA    
    SignHere
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    Signature of officer or trustee Date Title
    PaidPreparersUseOnly Preparer's SignatureBullet Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2011)
    Additional Data


    Software ID: 11000218
    Software Version: 2011.0.0
    Part VI Line 7 - Tax Paid Original Return: 6000


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2011 AccountingFeesSchedule
    Name:
    John C Bock Foundation
    EIN: 26-6014448
    Software ID:11000218
    Software Version:2011.0.0
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    and accounting 8,368 837   7,531

    TY 2011 GeneralExplanationAttachment
    Name:
    John C Bock Foundation
    EIN: 26-6014448
    Software ID:11000218
    Software Version:2011.0.0
    Identifier Return Reference Explanation
        The Foundation paid the sum of 65,000 in Trustees fees to the Trustees. These fees relate to the management of the investments and grants paid to qualifying charitable organizations. It is believed that the fees were necessary for the exempt purposes of the Foundation and were reasonable in amount for the services rendered. Accordingly, the payment of the fees is an excepted transaction within the meaning of IRC Sec. 4941D2E and Treas. Reg. Sec. 53.4941D-3C.

    TY 2011 InvestmentsCorpBondsSchedule
    Name:
    John C Bock Foundation
    EIN: 26-6014448
    Software ID:11000218
    Software Version:2011.0.0
    Name of Bond End of Year Book Value End of Year Fair Market Value
    Genworth Fin Sr 5.65% 06/15/2012 19,532 20,113
    Fed Realty Inv Tr Nt 6.00% 07/15/2012 9,940 10,174
    Key Bank Med Term 5.70% 08/15/2012 9,912 10,233
    Marshall Ilsley Sub Med Term 5.25% 09/04/2012 24,822 25,688
    Amer Internatl Grp Glbl Sr Nt 4.25% 05/15/2013 4,466 4,993
    Duke Realty Ltd Pship Sr 6.25% 05/15/2013 19,618 20,916
    United Dom Rlty Tr Med Term 6.05% 06/01/2013 9,687 10,403
    Alcoa Nt 6.00% 07/15/2013 19,975 21,278
    Genworth Fin Nt 5.75% 06/15/2014 14,873 14,831
    Citigrp Sub Nt 5.00% 09/15/2014 9,613 9,897
    Gen Elec Cap Med Term 4.75% 09/15/2014 19,940 21,567
    Bank America Nt 4.75% 08/01/2015 14,652 14,470
    Bank America Nt 5.35% 09/15/2015 10,000 9,567
    Prologis Nt 5.63% 11/15/2015 9,513 10,544
    Home Depot Sr Nt 5.40% 03/01/2016 14,830 17,325
    Horace Mann Educators Corp Sr Nt 6.85% 04/15/2016 14,973 16,153
    Goldman Sachs Grp Med Term 6.00% 05/15/2016 10,000 10,278
    Brandywine Op Pship LP Guar Nt 5.70% 05/01/2017 9,853 10,352
    Unitrin Inc Sr Nt 6.00% 05/15/2017 14,910 15,923
    AMB Prop Gtd Nt 4.00% 01/15/2018 12,516 12,289
    Amerenen Gen Co Sr Nt 7.00% 04/15/2018 18,956 20,620
    Dow Chem Sr Nt 5.70% 05/15/2018 9,829 11,141
    Genworth Fin Sr Nt 6.52% 05/22/2018 9,983 9,178
    Alcoa Inc Nt 6.75% 07/15/2018 9,597 11,039
    Marshall Ilsley Sub Minotes 5.50% 07/15/2018 10,852 11,001
    Hartford Fin Serv Sr Nt 6.00% 01/15/2019 9,190 10,263
    Gen El Cap Internts 5.50% 07/15/2019 16,000 16,100
    Bk of America Internts 5.30% 05/15/2020 10,018 8,466
    Gen El Cap Internts 5.00% 10/15/2021 9,977 9,675
    Morgan Stan Dean Wittr Discv Med Term 5.00% 06/11/2025 10,190 9,775
    Tenneco Packaging Deb 7.95% 12/15/2025 9,165 6,750
    Countrywide Financial 6.25% 05/15/2016 9,048 9,421
    Bank of America 5.75% 08/15/2016 9,400 9,287
    Bank of America 5.60% 12/15/2017 13,000 12,039
    Genl Electric Cap Corp 5.63% 12/15/2017 15,000 14,719
    Compass Bk Birmingham 5.50% 04/01/2020 25,029 24,174
    Bank of America 5.30% 05/15/2020 9,855 8,800
    Partner RE Finance 5.50% 06/01/2020 10,109 10,085
    Bank of America 6.00% 05/15/2024 16,107 14,391
    Goldman Sachs Grp Med Term Note 4.00% 01/29/2025 10,080 9,586
    Citigrp Funding Inc Med Term Sr Nt 4.25% 11/16/2025 10,085 9,332
    Bank of Amer Internts 5.25% 06/15/1930 9,910 7,477

    TY 2011 InvestmentsCorpStockSchedule
    Name:
    John C Bock Foundation
    EIN: 26-6014448
    Software ID:11000218
    Software Version:2011.0.0
    Name of Stock End of Year Book Value End of Year Fair Market Value
    1000 shares of Duke Realty Corp Repstg 1/10th Pfd 17,136 24,740
    1900 shares of Arrow Elec 40,314 59,856
    2175 shares of Associated Banc Corp 27,502 24,295
    3550 shares of Boston Scientific 70,536 18,957
    3350 shares of Cambrex Corp 47,060 24,053
    3000 shares of Cisco Sys 66,829 54,240
    800 shares of Cytec Indus 29,633 35,720
    4200 shares of General Elec Co 91,001 75,222
    1400 shares of Hanesbrands Inc 60,314 52,464
    2725 shares of Intel Corp 36,377 48,500
    5400 shares of Interpublic Grp 58,220 74,921
    825 shares of Kohls Corp 54,287 56,753
    1500 shares of Medtronic 66,487 57,375
    2225 shares of Molex Inc A 39,761 44,011
    1500 shares of Owens Ill Inc 80,610 59,594
    825 shares of Range Resources 16,830 27,873
    3150 shares of Schwab Charles 54,048 35,469
    2075 shares of Sealed Air Corp 52,365 35,711
    550 shares of 3M Co 39,113 44,952
    1241 shares of Time Warner 40,848 44,850
    600 shares of United Parcel Serv B 38,092 43,914
    2200 shares of US Bancorp 49,269 59,510
    1900 shares of Wells Fargo Co 49,982 52,364
    208 shares of American Tower A 10,682 12,482
    250 shares of Anadarko Petro 14,936 24,655
    290 shares of Anheuser Busch 30,029 31,593
    380 shares of Autodesk 10,326 9,493
    507 shares of Boeing 40,460 44,817
    462 shares of Dr Pepper Snapple Grp 16,706 18,240
    678 shares of Exxon Mobil 27,701 34,328
    1360 shares of Ford Motor Co 9,986 11,330
    99 shares of Google Inc 39,666 50,380
    903 shares of Halliburton Co 5,399 10,284
    973 shares of JPMorgan Chase 43,963 35,977
    840 shares of Johnson Controls 25,988 27,040
    780 shares of Kraft Foods A 23,262 29,141
    1673 shares of Lowes Co 18,501 23,426
    451 shares of Medtronic 25,837 26,737
    747 shares of Merck Co 28,081 31,329
    700 shares of Metlife 39,671 30,338
    1415 shares of Microsoft 40,901 45,274
    214 shares of Monsanto Co 20,250 23,894
    290 shares of Nestle S A 19,679 22,161
    252 shares of Paccar 12,853 9,442
    515 shares of Paychex 9,271 9,153
    623 shares of Schlumberger 35,978 40,098
    1915 shares of Schwab Charles 28,916 20,414
    561 shares of Target Co 21,681 29,656
    573 shares of United Parcel Serv B 25,883 34,107
    705 shares of Abaxis 17,259 18,401
    1220 shares of Allscripts Healthcare Solutions 22,886 21,970
    1365 shares of Angiodynamics Inc 26,047 19,253
    1180 shares of Beacon Roofing Supply 17,787 22,658
    690 shares of Bio Reference Labs 17,060 16,953
    395 shares of Cabot Microelectronics 16,932 24,712
    226 shares of Capella Education 17,205 7,967
    415 shares of Cass Info Sys 14,342 16,012
    2280 shares of Cepheid Inc 10,406 38,642
    910 shares of Cheesecake Factory 20,958 25,535
    645 shares of Chemed 28,136 31,750
    250 shares of Concur Tech 12,472 20,214
    427 shares of Constant Contact 9,477 9,446
    265 shares of Costar Group 13,196 17,016
    820 shares of Dealertrack Holdings 14,428 21,263
    1910 shares of Digi Internatl 20,824 18,972
    960 shares of Echelon Corp 12,451 7,568
    402 shares of Echo Global Logistics 12,234 15,407
    461 shares of Enernoc 15,226 4,848
    425 shares of Faro Tech 14,297 18,630
    555 shares of Forrester Research 13,584 18,158
    440 shares of Forward Air 12,742 13,461
    1620 shares of Gentex 15,425 30,211
    767 shares of Grand Canyon Education 23,787 19,248
    1760 shares of Innerworkings 17,153 15,594
    455 shares of IPC The Hospitalist Co 8,221 19,888
    1270 shares of LKQ Corp 13,594 36,397
    367 shares of Maximus 10,053 29,110
    480 shares of Mednax 15,374 32,765
    380 shares of Medtox Scientific 6,047 4,988
    555 shares of Mobile Mini 11,789 9,249
    715 shares of Napco Security Tech 3,415 1,674
    1030 shares of National Instru 25,770 38,147
    805 shares of Neogen Corp 5,680 21,264
    398 shares of Portfolio Recovery Assoc 15,290 25,523
    635 shares of Power Integrations 11,035 20,228
    202 shares of Quality Systems 11,737 14,574
    1160 shares of Resources Connection 27,695 11,914
    845 shares of Ritchie Brothers Auctioneers 28,609 28,682
    2278 shares of Rollins 20,670 48,173
    1410 shares of Semtech Corp 21,832 33,259
    447 shares of Stratasys 5,816 12,985
    310 shares of Techne Corp 10,410 19,795
    800 shares of Ultimate Software Grp 16,619 49,491
    795 shares of United Natural Foods 19,140 30,408
    675 shares of Verint Systems 21,085 17,901
    221 shares of Apache Corp 26,852 20,018
    74 shares of Apple 29,438 29,970
    684 shares of Chesapeake Energy 22,865 15,246
    1818 shares of Cisco Systems 37,274 32,869
    1070 shares of Comcast Corp 25,103 25,370
    538 shares of Disney Walt 19,083 20,175
    1118 shares of Ebay 36,512 33,909
    214 shares of Ecolab 10,258 12,371
    547 shares of Express Scripts 23,489 24,445
    412 shares of Honeywell Intl 19,354 22,392
    467 shares of Intel Corp 10,723 11,325
    780 shares of Juniper Networks Inc 24,317 24,410
    218 shares of Medco Health Solutions 12,805 12,186
    153 shares of Netapp 5,465 5,549
    362 shares of Penney JC 11,834 12,724
    516 shares of Pepsico 32,376 34,237
    1613 shares of Pfizer 24,135 34,905
    238 shares of Starwood Hotel Resorts 10,993 11,417
    131 shares of TEVA Pharm 5,544 5,287
    282 shares of Texas Instru 8,542 8,209
    961 shares of US Bancorp 22,053 25,995
    261 shares of Vertex Pharm 12,424 8,668
    725 shares of Weatherford Internatl 16,524 10,614
    6950 shares of Bank of America 74,460 38,642
    2000 shares of Johnson Controls 66,733 62,520
    2500 shares of Modine Manufacturing 27,403 23,650
    1250 shares of Patterson Uti En 24,361 24,975
    1175 shares of Sysco Corp 33,588 34,463
    383 shares of Athenahealth 17,302 18,813
    944 shares of Ebix Inc 19,526 20,862
    733 shares of Financial Engines 17,394 16,368
    461 shares of Fresh Market 17,721 18,394
    482 shares of Pegasystems 22,422 14,171
    702 shares of SPS Commerce 12,281 18,217
    723 shares of Sciquest 10,640 10,317

    TY 2011 InvestmentsGovtObligationsSch
    Name:
    John C Bock Foundation
    EIN: 26-6014448
    Software ID:11000218
    Software Version:2011.0.0
    US Government Securities - End of Year Book Value:

    4,374
    US Government Securities - End of Year Fair Market Value:

    3,377
    State & Local Government Securities - End of Year Book Value:


     
    State & Local Government Securities - End of Year Fair Market Value:


     


    TY 2011 InvestmentsOtherSchedule2
    Name:
    John C Bock Foundation
    EIN: 26-6014448
    Software ID:11000218
    Software Version:2011.0.0
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    Col Fds Series Master Internal Eq   94,055 78,199
    Franklin Global Tr Glbl Real Est Fd   10,300 13,371
    Mut Ser Fd Glbl Disc Fd   112,171 113,375
    SunAmerica Style Slct Ser Foc Multi Asset   182,567 166,343
    Templeton Glbl Op Tr   46,124 36,926
    Templeton Glbl Smaller Cos Fd   51,001 51,766
    Putnam Div Inc SBI A   125,942 109,916
    Franklin Inc Fd A   370,589 396,427
    DWS Port Fltg Rate Plus   253,776 242,573
    Franklin Strategic Inc Fd A   77,745 78,625
    Loomis Sayles Fds II Strategic Inc Fd   140,583 133,192
    Nuveen Multi Strat Inc Growth Fd   24,982 24,030
    Pimco Fds Pac Invt Mgmt Ser   40,000 36,532
    Natixis Fds Tr II Loomis Sayles Abs Strat   15,177 13,540

    TY 2011 LegalFeesSchedule
    Name:
    John C Bock Foundation
    EIN: 26-6014448
    Software ID:11000218
    Software Version:2011.0.0
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    von Briesen Roper, s.c. 17,759 1,776   15,983


    TY 2011 OtherAssetsSchedule
    Name:
    John C Bock Foundation
    EIN: 26-6014448
    Software ID:11000218
    Software Version:2011.0.0
    Description Beginning of Year - Book Value End of Year - Book Value End of Year - Fair Market Value
    Receivable--dividends reportable current year received next year 3,894 4,390 4,390
    Rounding   -7 -7


    TY 2011 OtherDecreasesSchedule
    Name:
    John C Bock Foundation
    EIN: 26-6014448
    Software ID:11000218
    Software Version:2011.0.0
    Description Amount
    Adjustment to basis of ABB and Ingersoll Rand 1,041


    TY 2011 OtherExpensesSchedule
    Name:
    John C Bock Foundation
    EIN: 26-6014448
    Software ID:11000218
    Software Version:2011.0.0
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Association of Small Foundationsmembership 695 70   625
    it Interactive LLCweb hosting 945 94   851
    Miscellaneous expenses 12 1   11


    TY 2011 OtherIncomeSchedule2
    Name:
    John C Bock Foundation
    EIN: 26-6014448
    Software ID:11000218
    Software Version:2011.0.0
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    Baird--non-dividend distributions 120    


    TY 2011 OtherIncreasesSchedule
    Name:
    John C Bock Foundation
    EIN: 26-6014448
    Software ID:11000218
    Software Version:2011.0.0
    Description Amount
    Adjustment for duplicate dividend 17


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    TY 2011 OtherNotesLoansRcvblLongSch
    Name:
    John C Bock Foundation
    EIN: 26-6014448
    Software ID:11000218
    Software Version:2011.0.0

    Borrower's Name Relationship to Insider Original Amount of Loan Balance Due Date of Note Maturity Date Repayment Terms Interest Rate Security Provided by Borrower Purpose of Loan Description of Lender Consideration Consideration FMV
    Universal Tech of WI Stock Purch (ESOP)   2,352,000   2002-12 2011-12 Ten equal installments annually 5.0000000000 %   Stock purchase agree Note plus downpayment of 270,000 290,090

    TY 2011 OtherProfessionalFeesSchedule
    Name:
    John C Bock Foundation
    EIN: 26-6014448
    Software ID:11000218
    Software Version:2011.0.0
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Robert W. Baird--Investment management 40,429 40,429    


    TY 2011 TaxesSchedule
    Name:
    John C Bock Foundation
    EIN: 26-6014448
    Software ID:11000218
    Software Version:2011.0.0
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    State and Fed Taxes net of refund 11,330 0 0 0
    Foreign taxes on dividends 529 529 0 0