Department of the Treasury Internal Revenue Service
Public Charity Status and Public Support
Complete if the organization is a section 501(c)(3) organization or a section
4947(a)(1) nonexempt charitable trust.
Attach to Form 990 or Form 990-EZ. See separate instructions.
OMB No. 1545-0047
2011
Open to Public Inspection
Name of the organization
INSTITUTE FOR AGRICULTURE & TRADE POLICY
Employer identification number
36-3501938
Part I
Reason for Public Charity Status
(All organizations must complete this part.) See instructions
The organization is not a private foundation because it is: (For lines 1 through 11, check only one box.)
1
2
3
4
5
section 170(b)(1)(A)(iv). (Complete Part II.)
6
7
8
9
receipts from activities related to its exempt functions—subject to certain exceptions, and (2) no more than 331/3% of
its support from gross investment income and unrelated business taxable income (less section 511 tax) from businesses
acquired by the organization after June 30, 1975. See section 509(a)(2). (Complete Part III.)
10
11
e
By checking this box, I certify that the organization is not controlled directly or indirectly by one or more disqualified persons other than foundation managers and other than one or more publicly supported organizations described in section 509(a)(1) or section 509(a)(2).
f
If the organization received a written determination from the IRS that it is a Type I, Type II or Type III supporting organization, check this box
..................................................
g
Since August 17, 2006, has the organization accepted any gift or contribution from any of the following persons?
(i) a person who directly or indirectly controls, either alone or together with persons described in (ii)
Yes
No
and (iii) below, the governing body of the the supported organization?
................
11g(i)
(ii)
a family member of a person described in (i) above?
......................
11g(ii)
(iii)
a 35% controlled entity of a person described in (i) or (ii) above?
................
11g(iii)
h
Provide the following information about the supported organization(s).
(i) Name of supported organization
(ii) EIN
(iii) Type of organization (described on lines 1- 9 above or IRC section (see instructions))
(iv) Is the organization in col. (i) listed in your governing document?
(v) Did you notify the organization in col. (i) of your support?
(vi) Is the organization in col. (i) organized in the U.S.?
(vii) Amount of support?
Yes
No
Yes
No
Yes
No
Total
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 11285F
Schedule A (Form 990 or 990-EZ) 2011
Schedule A (Form 990 or 990-EZ) 2011
Page 2
Part II
Support Schedule for Organizations Described in IRC 170(b)(1)(A)(iv) and 170(b)(1)(A)(vi) (Complete only if you checked the box on line 5, 7, or 8 of Part I or if the
organization failed to qualify under Part III. If the organization fails to
qualify under the tests listed below, please complete Part III.)
Section A. Public Support
Calendar year(or fiscal year beginning in)
(a) 2007
(b) 2008
(c) 2009
(d) 2010
(e) 2011
(f) Total
1
Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") ....
3,248,302
5,756,624
1,806,435
2,090,679
5,481,666
18,383,706
2
Tax revenues levied for the organization's benefit and either paid to or expended on its behalf.......
3
The value of services or facilities furnished by a governmental unit to the organization without charge..
4
Total. Add lines 1 through 3..
3,248,302
5,756,624
1,806,435
2,090,679
5,481,666
18,383,706
5
The portion of total contributions by each person (other than a governmental unit or publicly supported organization) included
on line 1 that exceeds 2% of the amount shown on line 11, column (f)..
6,213,013
6
Public Support. Subtract line 5 from line 4.
12,170,693
Section B. Total Support
Calendar year(or fiscal year beginning in)
(a) 2007
(b) 2008
(c) 2009
(d) 2010
(e) 2011
(f) Total
7
Amounts from line 4..
3,248,302
5,756,624
1,806,435
2,090,679
5,481,666
18,383,706
8
Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources..
135,309
104,849
144,448
120,049
104,247
608,902
9
Net income from unrelated business activities, whether or not the business is regularly carried on..
10
Other income. (Explain in Part IV.) Do not include gain or loss from the sale of capital assets..
82,304
14,480
29,240
437
126,461
11
Total support (Add lines 7 through 10).
19,119,069
12
Gross receipts from related activities, etc. (See instructions.)
..................
12
1,710,706
13
First Five Years
If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a 501(c)(3) organization,
check this box and stop here..........................................
Section C. Computation of Public Support Percentage
14
Public Support Percentage for 2010 (line 6 column (f) divided by line 11 column (f))
.........
14
63.657 %
15
Public Support Percentage for 2009 Schedule A, Part II, line 14
...............
15
66.381 %
16a
33 1/3% support test—2011.
If the organization did not check the box on line 13, and line 14 is 33 1/3% or more, check this box
and stop here. The organization qualifies as a publicly supported organization
......................
b
33 1/3% support test—2010.
If the organization did not check the box on line 13 or 16a, and line 15 is 33 1/3% or more, check this
box and stop here. The organization qualifies as a publicly supported organization
.....................
17a
10%-facts-and-circumstances test—2011.
If the organization did not check a box on line 13, 16a, or 16b and line 14
is 10% or more, and if the organization meets the "facts and circumstances" test, check this box and stop here. Explain
in Part IV how the organization meets the "facts and circumstances" test. The organization qualifies as a publicly supported
organization
..................................................
b
10%-facts-and-circumstances test—2010.
If the organization did not check a box on line 13, 16a, 16b, or 17a and line
15 is 10% or more, and if the organization meets the "facts and circumstances" test, check this box and stop here.
Explain in Part IV how the organization meets the "facts and circumstances" test. The organization qualifies as a publicly supported organization
..............................................
18
Private Foundation
If the organization did not check a box on line 13, 16a, 16b, 17a or 17b, check this box and see
instructions
...................................................
Schedule A (Form 990 or 990-EZ) 2011
Schedule A (Form 990 or 990-EZ) 2011
Page 3
Part III
Support Schedule for Organizations Described in IRC 509(a)(2) (Complete only if you checked the box on line 9 of Part I or if the organization
failed to qualify under Part II. If the organization fails to qualify under
the tests listed below, please complete Part II.)
Section A. Public Support
Calendar year(or fiscal year beginning in)
(a) 2007
(b) 2008
(c) 2009
(d) 2010
(e) 2011
(f) Total
1
Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") .
2
Gross receipts from admissions, merchandise sold or services performed, or facilities furnished in any activity that is related to the organization's tax-exempt purpose......
3
Gross receipts from activities that are not an unrelated trade or business under section 513..
4
Tax revenues levied for the organization's benefit and either paid to or expended on its behalf...
5
The value of services or facilities furnished by a governmental unit to the organization without charge..
6
Total. Add lines 1 through 5.
7a
Amounts included on lines 1, 2, and 3 received from disqualified persons...
b
Amounts included on lines 2 and 3 received from other than disqualified persons that exceed the greater of $5,000 or 1% of the amount on line 13 for the year.
c
Add lines 7a and 7b..
8
Public Support (Subtract line 7c from line 6.)
Section B. Total Support
Calendar year (or fiscal year beginning in)
(a) 2007
(b) 2008
(c) 2009
(d) 2010
(e) 2011
(f) Total
9
Amounts from line 6...
10a
Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources..
b
Unrelated business taxable income (less section 511 taxes) from businesses acquired after June 30, 1975.
c
Add lines 10a and 10b.
11
Net income from unrelated business activities not included in line 10b, whether or not the business is regularly carried on.
12
Other income. Do not include gain or loss from the sale of capital assets (Explain in Part IV.)
13
Total support (Add lines 9, 10c, 11 and 12.).
14
First Five Years
If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a 501(c)(3) organization,
check this box and stop here.............................................
Section C. Computation of Public Support Percentage
15
Public Support Percentage for 2011 (line 8 column (f) divided by line 13 column (f))
.........
15
16
Public support percentage from 2010 Schedule A, Part III, line 15
...............
16
Section D. Computation of Investment Income Percentage
17
Investment income percentage for 2011 (line 10c column (f) divided by line 13 column (f))
......
17
18
Investment income percentage from 2010 Schedule A, Part III, line 17
.............
18
19a
33 1/3% support tests—2011.
If the organization did not check the box on line 14, and line 15 is more than 33 1/3% and line 17 is not more than 33 1/3%, check this box and stop here. The organization qualifies as a publicly supported organization
..........
b
33 1/3% support tests—2010.
If the organization did not check a box on line 14 or line 19a, and line 16 is more than 33 1/3% and line 18 is not more than 33 1/3%, check this box and stop here. The organization qualifies as a publicly supported organization
....
20
Private Foundation
If the organization did not check a box on line 14, 19a or 19b, check this box and see instructions
.....
Schedule A (Form 990 or 990-EZ) 2011
Schedule A (Form 990 or 990-EZ) 2011
Page 4
Part IV
Supplemental Information.
Supplemental Information. Complete this part to provide the explanation required by Part II, line 10; Part II, line 17a or 17b; or Part III, line 12. Also complete this part for any additional information. (See instructions).
Facts And Circumstances Test
Explanation
Schedule A (Form 990 or 990-EZ) 2011
Additional Data
Software ID:
Software Version:
-
TIN:
SCHEDULE O (Form 990 or 990-EZ)
Department of the Treasury Internal Revenue Service
Supplemental Information to Form 990 or 990-EZ
Complete to provide information for responses to specific questions on
Form 990 or to provide any additional information.
Attach to Form 990 or 990-EZ.
OMB No. 1545-0047
2011
Open to Public Inspection
Name of the organization
INSTITUTE FOR AGRICULTURE & TRADE POLICY
Employer identification number
36-3501938
Identifier
Return Reference
Explanation
PROGRAM SERVICE ACCOMPLISHMENTS
PART III, LINE 4A
TRADE AND GLOBAL GOVERNANCE-IN 2011, IATP FOCUSED ON PROMOTING NEW APPROACHES TO CLIMATE CHANGE AND AGRICULTURE, SUPPORTING INTERNATIONAL FOOD RESERVES, AND ADVOCATING FOR REGULATION OF COMMODITY MARKETS. WITH OFFICES IN MINNEAPOLIS, GENEVA AND WASHINGTON, DC, IATP CONVENED AND PARTICIPATED IN SEVERAL CONFERENCES AND MEETINGS, INCLUDING WORKSHOPS AT THE DAKAR WORLD SOCIAL FORUM, A SEMINAR AT THE UN COMMISSION ON THE STATUS OF WOMEN, AND MEETINGS AT INTERNATIONAL CLIMATE TALKS IN DURBAN, AS WELL AS SIDE EVENTS AT THE NEGOTIATING SESSIONS LEADING UP TO DURBAN IN BONN AND PANAMA CITY. IATP ALSO CONVENED STRATEGY SESSIONS WITH PARTNERS FROM AROUND THE WORLD ON SUSTAINABLE AGRICULTURE, FOOD SECURITY AND CLIMATE CHANGE. IATP WORKED WITH PARTNERS IN AFRICA TO CO-AUTHOR AN INVESTIGATION OF A CARBON MARKET PROJECT IN KENYA, AND ITS IMPACT ON THE CLIMATE AND FARMERS. IATP MONITORED AND ANALYZED THE IMPLEMENTATION OF THE U.S. FINANCIAL REFORM BILL AND ITS IMPACT ON AGRICULTURAL COMMODITY MARKETS. IATP ALSO PRODUCED ANALYSIS OF NEW DEVELOPMENTS IN NANOTECHNOLOGY AND FOOOD TO INCREASE PUBLIC AWARENESS OF THAT EMERGING TECHNOLOGY. REPORTS, FACTS SHEETS AND COMMENTARIES PUBLISHED IN 2011 INCLUDED: AGRICULTURE IN THE CLIMATE TALKS; AGROECOLOGY AND ADVOCACY: INNOVATIONS IN ASIA; COMMODITY MARKET DEREGULATION AND FOOD PRICES; COMMODITY PRICE VOLATILITY: G-20 AND U.S. REGULATORY INITIATIVES; ELUSIVE PROMISES OF HTE KENYA AGRICULTURAL CARBON PROJECT; EXCESSIVE SPECULATION IN AGRICULTURE COMMODITIES; FEEDING CHINA'S PIGS: IMPLICATIONS FOR THE ENVIRONMENT, CHINA'S SMALLHOLDER FARMERS AND FOOD SECURITY; FIVE REASONS CARBON MARKETS WON'T WORK FOR AGRICULTURE; FOOD SECURITY AND NATIONAL SECURITY: LEARNING FROM CHINA'S APPROACH TO MANAGING ITS WHEAT SUPPLIES; G-20 AGRICULTURE MINISTERS MEET IN PARIS WITH LITTLE RESULT; IS FAMINE THE NEW NORMAL?; MARKET-BASED MECHANISMS AND AGRICULTURE SOIL CARBON OFFSETS MAKING U.S. TRADE POLICY SERVE GLOBAL FOOD SECURITY GOALS; MULTI-LATERALIZING G-20 COMMITMENTS ON THE COMMODITY DERIVATIVES MARKET: TWO VERY MODEST PROPOSALS; OFF THE RAILS: FOOD SECURITY AND THE WTO; PAGAR LA ADAPTACION AL CAMBIO CLIMATICO; RACING AHEAD: U.S. AGRI-NANOTECHNOLOGY IN THE ABSENCE OF REGULATION; REFLECTIONS ON THE RIGHT TO WATER: HOW TO MAKE IT A REALITY FOR THE RURAL POOR; SOIL CARBON SEQUESTRATION FOR CARBON MARKETS: THE WRONG APPROACH TO AGRICULTURE; SOME IMPEDIMENTS TO FULFILLING G-20 ECONOMIC GOVERNANCE COMMITMENTS WITH EXAMPLES OF U.S. OPPOSITION TO REGULATION AFFECTING COMMODITY MARKETS; STEPPING UP: WILL THE G-20 ALLOW THE CFS TO FUNCTION? WILL OTHER COUNTRIES ALLOW THE G-20 TO STOP THEM?; THE 2050 CHALLENGE TO OUR GLOBAL FOOD SYSTEM; THE HYPE VERSUS THE REALITY OF CARBON MARKETS AND LAND-BASED OFFSETS: LESSONS FOR THE NEW AFRICA CARBON EXCHANGE; THE U.S.-COLOMBIA TRADE AGREEMENT: A VOLATILE AGENDA ON AGRICULTURE; AND WOMEN AT THE CENTER OF CLIMATE-FRIENDLY APPROACHES TO AGRICULTURE AND WATER USE. COMMENTS AND LETTERS SUBMITTED TO GOVERNMENT OR UN AGENCIES INCLUDE: COMMENT IN RESPONSE TO THE JOINT PUBLIC ROUNDTABLE ON INTERNATIONAL ISSUES RELATING TO THE IMPLEMENTATION OF TITLE VII OF THE DODD FRANK WALL STREET REFORM AND CONSUMER PROTECTION ACT; COMMENT ON HLPE CLIMATE AND FOOD SECURITY STUDY; COMMENT TO THE ENVIRONMENTAL PROTECTION AGENCY (EPA) DRAFT GUIDANCE ON THE SUBMISSION OF DATA AND INFORMATION ABOUT NANOMATERIALS AND PARTICULARLY ENGINEERED NANO-SCALE MATERIALS (ENMS) IN PESTICIDE PRODUCTS, BOTH THOSE ALREADY EPA-REGISTERED FOR COMMERCIAL USE AND THOSE THAT ARE IN THE RESEARCH AND DEVELOPMENT PHASE; COMMENT ON "REVIEW OF THE MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE (MIFID)" CONSULTATION DOCUMENT OF THE EUROPEAN COMMISSION DIRECTORATE GENERAL INTERNAL MARKETS AND SERVICES; COMMENT ON "REVIEW OF THE MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE (MIFID)" CONSULTATION DOCUMENT OF THE EUROPEAN COMMISSION DIRECTORATE GENERAL INTERNAL MARKETS AND SERVICES; COMMENTS ON EUROPEAN SECURITIES AND MARKETS AUTHORITY'S (ESMA) POLICY ORIENTATIONS ON GUIDELINES FOR UCITS; EXECUTIVE SUMMARY OF THE SUBMISSION TO THE UNCSD BUREAU AS INPUT TO THE ZERO DRAFT OUTCOME DOCUMENT FOR THE U.N. CONFERENCE ON SUSTAINABLE DEVELOPMENT (RIO+20); LETTER AND ATTACHMENT TO U.N. INDEPENDENT EXPERT ON ACCESS TO WATER AND UNIVERSAL HUMAN RIGHTS; LETTER TO UNFCCC ON THE COST-EFFECTIVENESS OF "MARKET-BASED MECHANISMS" IN MITIGATING CLIMATE CHANGE; AND PUBLIC COMMENT ON CONSULTATION REPORT: REGULATORY ISSUES RAISED BY THE IMPACT OF TECHNOLOGICAL CHANGES ON MARKET INTEGRITY AND EFFICIENCY.
PROGRAM SERVICE ACCOMPLISHMENTS
PART III, LINE 4B
IATP FOOD AND COMMUNITY FELLOWS PROGRAM-THE FOOD AND COMMUNITY FELLOWS ARE INNOVATIVE CHANGE MAKERS WHO ADVOCATE FOR FOOD AND FARMING SYSTEMS THAT ARE JUST AND HEALTHY FOR ALL PEOPLE. FELLOWS USE MULTI-MEDIA, POLICY ADVOCACY AND COMMUNITY ENGAGEMENT TO PROMOTE FRESH IDEAS ON ALL ASPECTS OF THE NATIONAL FOOD SYSTEM-SUPPORTING CULTURALLY APPROPRIATE AND ENVIRONMENTALLY SUSTAINABLE FARMING, SAFE PROCESSING AND DISTRIBUTION, FAIR LABOR STANDARDS, AND HEALTHY FOOD ACCESSIBLE TO ALL-ESPECIALLY THE MOST VULNERABLE CHILDREN. IN 2011 THE PROGRAM RECRUITED AND SELECTED A NEW CLASS OF FELLOWS, THE EIGHTH TWO-YEAR CLASS FOR THE PROGRAM. THE PROGRAM PLACED A SPECIAL EMPHASIS ON SELECTING A DIVERSITY OF EXCELLENT CANDIDATES, INDIVIDUALS THAT RESPRESENT THE BREADTH OF ISSUES THAT SUPPORT A JUST AND HEALTHY FOOD SYSTEM, A GEOGRAPHIC DIVERSITY, AND A DIVERSITY OF RACIAL AND ETHNIC REPRESENTATION. FOURTEEN EXCELLENT CANDIDATES WERE SELECTED, AND ALL OF THE FELLOWS GATHERED TWICE IN 2011-MINNEAPOLIS IN JUNE AND OAKLAND IN NOVEMBER. IN ADDITION TO THE FACE-TO-FACE GATHERINGS, THE PROGRAM ALSO PROVIDES INDIVIDUAL TRAININGS, MONTHLY CHECK-IN CALLS, WEBINARS ON TOPICS OF INTEREST, AND MENTORING SUPPORT. THE PROGRAM ALSO WORKS TO EXPAND THE PARTICIPATION OF ITS 72 ALUMNI IN FELLOWSHIP ACTIVITIES. MORE INFORMATION ABOUT FELLOWSHIP ACTIVITIES IS AVAILABLE AT HTTP://WWW.FOODANDCOMMUNITYFELLOWS.ORG.
PROGRAM SERVICE ACCOMPLISHMENTS
PART III, LINE 4C
FOOD AND HEALTH- In 2011, IATP'S FOOD AND HEALTH PROGRAM FOCUSED ON PUBLIC POLICY REFORM IN THE ARENAS OF CREATING A HEALTHIER AND MORE JUST FOOD AND AGRICULTURE SYSTEM, REDUCING TOXINS, AND PROMOTING GREEN CHEMISTRY. THE ORGANIZATION LAUNCHED ITS NEW NARRATIVE FOR THE FOOD SYSTEM PROJECT, LAYING GROUNDWORK FOR IDENTIFYING RESEARCH, OUTREACH AND ORGANIZING OPPORTUNITIES TO MAKE VISIBLE THE INTERSECTION BETWEEN FOOD, JUSTICE AND HEALTH OUTCOMES. THROUGH HEALTHY FOOD ACTION, IATP EDUCATED AND MOBILIZED THOUSANDS OF HEALTH PROFESSIONALS TO TAKE ACTION FOR SAFER AND SANER FOOD POLICY. MOBILIZING THE HEALTH COMMUNITY AROUND WINNING A HEALTHIER FARM BILL WAS AS STRONG FOCUS IN 2011, AS WAS CURTAILING THE USE OF ANTIBIOTICS IN LIVESTOCK PRODUCTION AND ELIMINATING FOOD CONTAMINANTS SUCH AS FOOD DYES, ARSENIC AND BISPHENOL A. THROUGH ITS HEALTHY LEGACY PROJECT, IATP EDUCATED CONSUMERS ABOUT CHEMICALS IN FOOD AND CONSUMER PRODUCTS, AND ADVOCATED FOR HEALTHIER POLICY SOLUTIONS, INCLUDING THE SAFE CHEMICALS ACT AT THE FEDERAL LEVEL, AND MANUFACTURER REPORTING OF USE OF HAMRFUL CHEMICALS ADN A BAN ON FORMALDEHYDE IN CHILDREN'S PRODUCTS AT THE STATE LEVEL. WITH ITS BUSINESS AND GOVERNMENT PARTNERS, THE ORGANIZATION WORKED TO PROVIDE STRONGER LEADERSHIP ON GREEN CHEMISTRY IN MINNESOTA. WEBINARS AND PUBLICATIONS INCLUDED: BUYING BETTER CHICKEN: A RESOURCE GUIDE; FOOD SAFETY GOING GLOBAL; HUNGRY FOR JUSTICE; MESSAGE IN A BOTTLE: A MARKET SURVEY ON BISPHENOL A IN BABY BOTTLES AND SIPPY CUPS; WAHT'S STANDING IN TEH WAY OF HEALTHY, SUSTAINABLE AGRICULTURE; SCHOOL FOOD REVOLUTION? THE STATE OF THE SCHOOL LUNCH TRAY AND EFFORTS TO IMPROVE KIDS' HEALTH; FOOD, HORMONES AND PATIENT HEALTH; AND WHAT IT TAKES TO GROW HEALTHY FOOD: VIEWS FROM THE FARM, AMONG OTHERS.
PROCESS THE ORGANIZATION USES TO REVIEW FORM 990
PART VI, LINE 11B
THE FINANCE COMMITTEE WILL REVIEW AND APPROVE THE ORGANIZATION'S 990 AND DISTRIBUTE TO THE BOARD OF DIRECTORS PRIOR TO FILING. AT THIS TIME, THE FINANCE COMMITTEE ALSO APPROVES THE REPORT TO THE STATE AG'S OFFICE.
CONFLICT OF INTEREST POLICY
PART VI, LINE 12C
EMPLOYEES ARE ASKED TO REVIEW AND SIGN THE POLICY ANNUALLY.
COMPENSATION OF TOP MANAGEMENT, OFFICERS, AND KEY EMPLOYEES
PAR VI, LINE 15 A&B
PRESIDENT AND VP OF FINANCE- SALARIES ARE COMPARED TO OTHER NONPROFITS AND THEN MUST BE APPROVED BY THE BOARD OTHER KEY EMPLOYEES- ONLY INTERNAL
HOW GOV. DOCS., COI POLICY, AND FINANCIAL STMTS. ARE AVAIL. TO THE PUBLIC
PART VI, LINE 19
GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATMENTS ARE AVALIABLE TO THE PUBLIC UPON REQUEST. THE 990 IS AVAILABLE AT WWW.IATP.ORG.
RECONCILIATION OF NET ASSETS
PART XI, LINE 5
OTHER CHANGES IN NET ASSETS OR FUND BALANCES- UNREALIZED LOSS ON INVESTMENTS.
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.