Form990
Click to see attachment
Department of the Treasury
Internal Revenue Service
Return of Organization Exempt From Income Tax
Under section 501(c), 527, or 4947(a)(1) of the Internal Revenue Code (except black lung benefit trust or private foundation)

MediumBullet The organization may have to use a copy of this return to satisfy state reporting requirements.
OMB No. 1545-0047
2010
Open to Public Inspection
A For the calendar year, or tax year beginning 09-01-2010 and ending 08-31-2011
BCheck if applicable:
CName of organization
NEW YORK UNIVERSITY
 
Doing Business As
 
 
Number and street (or P.O. box if mail is not delivered to street address)
726 BROADWAY - NINTH FLOOR
 
Room/suite
City or town, state or country, and ZIP + 4
NEW YORK, NY100039580
D Employer identification number

13-5562308
E Telephone number

G Gross receipts $ 3,892,603,836
F Name and address of principal officer:
MARTIN DORPH
726 BROADWAY- 9TH FLOOR
NEW YORK,NY100039580
I
Tax-exempt status: (   ) LeftBullet (insert no.) or
J
Website:MediumBullet
WWW.NYU.EDU
H(a)
Is this a group return for
affiliates?
H(b)
Are all affiliates included?
If "No," attach a list. (see instructions)
H(c)
Group exemption number MediumBullet  
K Form of organization:
 
L Year of formation: 1831
M State of legal domicile: NY
Part I
Summary
Activities & Governance 1 Briefly describe the organization’s mission or most significant activities: NYU IS A PRIVATE UNIVERSITY WITH APPROXIMATELY 43,000 STUDENTS IN 18 SCHOOLS AND INSTITUTES.
2 Check this box MediumBullet
3 Number of voting members of the governing body (Part VI, line 1a) .... 3 60
4 Number of independent voting members of the governing body (Part VI, line 1b) .... 4 54
5 Total number of individuals employed in calendar year 2010 (Part V, line 2a) ... 5 33,164
6 Total number of volunteers (estimate if necessary) .... 6 3,859
7a Total unrelated business revenue from Part VIII, column (C), line 12 .. 7a 6,921,721
b Net unrelated business taxable income from Form 990-T, line 34 .. 7b -1,934,681
Revenues; Prior Year Current Year
8 Contributions and grants (Part VIII, line 1h) ......... 649,126,262 701,545,471
9 Program service revenue (Part VIII, line 2g) ......... 2,522,960,807 2,777,285,036
10 Investment income (Part VIII, column (A), lines 3, 4, and 7d ) .... 157,477,304 88,187,167
11 Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e) 47,377,119 75,060,026
12 Total revenue—add lines 8 through 11 (must equal Part VIII, column (A), line 12)................... 3,376,941,492 3,642,077,700
Expenses; 13 Grants and similar amounts paid (Part IX, column (A), lines 1–3 )... 307,579,428 331,052,970
14 Benefits paid to or for members (Part IX, column (A), line 4) .... 0 0
15 Salaries, other compensation, employee benefits (Part IX, column (A), lines 5–10) 1,847,757,713 1,981,443,440
16a Professional fundraising fees (Part IX, column (A), line 11e).... 701,858 756,976
b Total fundraising expenses (Part IX, column (D), line 25) MediumBullet29,599,687    
17 Other expenses (Part IX, column (A), lines 11a–11d, 11f–24f).... 1,071,821,195 1,213,254,932
18 Total expenses. Add lines 13–17 (must equal Part IX, column (A), line 25) 3,227,860,194 3,526,508,318
19 Revenue less expenses. Subtract line 18 from line 12...... 149,081,298 115,569,382
Net Assets or Fund Balances; Beginning of Current Year End of Year
20 Total assets (Part X, line 16)............ 7,118,856,002 7,730,797,680
21 Total liabilities (Part X, line 26)............ 3,733,504,562 3,992,143,253
22 Net assets or fund balances. Subtract line 21 from line 20 ..... 3,385,351,440 3,738,654,427
Part II
Signature Block
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than officer) is based on all information of which preparer has any knowledge.
Sign Here
JumboBullet
Signature of officer Date
JumboBullet
Type or print name and title.
Paid Preparer's Use Only Preparer's
signatureBig Right Arrow 		Date
right pointing bullet image Preparer’s taxpayer identification number
(see instructions)
Firm’s name (or yours
if self-employed),
address, and ZIP + 4Big Right Arrow




 		EIN right pointing bullet image
Phone no. right pointing bullet image
May the IRS discuss this return with the preparer shown above? (see instructions) .........
For Privacy Act and Paperwork Reduction Act Notice, see the separate instructions.
Cat. No. 11282Y
Form 990 (2010)
Form 990 (2010)
Page 2
Part III
Statement of Program Service Accomplishments
Check if Schedule O contains a response to any question in this Part III . . . . . . . . . .
1
Briefly describe the organization’s mission: NYU IS A PRIVATE UNIVERSITY WITH APPROXIMATELY 43,000 MATRICULATING STUDENTS IN 18 SCHOOLS AND INSTITUTES. NYU'S PRIMARY MISSIONS ARE EDUCATION, PATIENT CARE, RESEARCH AND SCHOLARSHIP. NYU IS RECOGNIZED BOTH NATIONALLY AND INTERNATIONALLY (SEE SCHEDULE O FOR CONTINUATION)
2
Did the organization undertake any significant program services during the year which were not listed on
the prior Form 990 or 990-EZ? ....................
If “Yes,” describe these new services on Schedule O.
3
Did the organization cease conducting, or make significant changes in how it conducts, any program services? ..........................
If “Yes,” describe these changes on Schedule O.
4
Describe the exempt purpose achievements for each of the organization’s three largest program services by expenses.
Section 501(c)(3) and 501(c)(4) organizations and section 4947(a)(1) trusts are required to report the amount of grants and allocations to others, the total expenses, and revenue, if any, for each program service reported.
4a (Code:   ) (Expenses $ 1,554,206,835 including grants of $ 331,052,970 ) (Revenue $ 2,023,732,036 )
EDUCATION: FOUNDED IN 1831, NYU IS ONE OF THE LARGEST PRIVATE UNIVERSITIES IN THE U.S., WITH 18 SCHOOLS, AND INSTITUTION; AND APPROX 3,800 FULL-TIME FACULTY MEMBERS AND 43,000 MATRICULATING STUDENTS. NYU ANNUALLY CONFERS OVER 13,000 UNDERGRADUATE, GRADUATE AND PROFESSIONAL DEGREES; AND PROVIDES OVER $180 MILLION PER YEAR IN INSTITUTIONAL GRANT AID TO UNDERGRADUATES. THE WORLD'S FIRST "GLOBAL NETWORK UNIVERSITY," NYU HAS AN UNPARALLELED INTERNATIONAL PRESENCE WITH DEGREE-GRANTING LIBERAL ARTS PORTAL CAMPUSES (NYU NEW YORK; NYU ABU DHABI; AND THE RECENTLY ANNOUNCED NYU SHANGHAI); 13 ACADEMIC SITES ON SIX CONTINENTS; SENDS MORE STUDENT TO STUDY ABROAD THAN ANY OTHER U.S. COLLEGE OR UNIVERSITY; AND IS ONE OF THE LEADING U.S. UNIVERSITIES IN ATTRACTING INTERNATIONAL STUDENTS.
4b (Code:   ) (Expenses $ 719,165,000 including grants of $   ) (Revenue $ 753,553,000 )
PATIENT CARE: NYU'S MEDICAL ACADEMIC PROGRAMS ARE A MAJOR ELEMENT OF THE UNIVERSITY'S MISSION. THE NYU SCHOOL OF MEDICINE WAS ESTABLISHED IN 1841; FROM ITS EARLIEST YEARS, IT HAS BEEN AT THE FOREFRONT OF ADVANCING THE MEDICAL PROFESSION AND MEDICAL RESEARCH, INCLUDING PARTICIPATING IN THE PROCESS THAT LED TO THE ESTABLISHMENT OF NEW YORK CITY'S HEALTH DEPARTMENT, ESTABLISHING THE FIRST OUTPATIENT CLINIC, ESTABLISHING THE FIRST LABORATORY DEVOTED TO TEACHING AND RESEARCH IN BACTERIOLOGY AND PATHOLOGY, CREATING THE FIRST DEPARTMENT OF FORENSIC MEDICINE, AND CREATING THE FIRST DEPARTMENT OF PHYSICAL MEDICINE AND REHABILITATION IN THE U.S., AND ESTABLISHING ONE OF THE FIRST MD-PHD PROGRAMS. ITS FACULTY AND GRADUATES HAVE INCLUDED NOBEL LAUREATES, THE DISCOVERER OF THE MOSQUITO (SEE SCHEDULE O FOR CONTINUATION) AS THE SOURCE OF TRANSMISSION OF YELLOW FEVER, BOTH CREATORS OF THE POLIO VACCINE, AND THE RESEARCHERS WHO FOUND THE LINKAGE BETWEEN KAPOSI'S SARCOMA AND IMMUNE DEFICIENCY IN A DISTINCT POPULATION OF GAY MEN (A KEY STEP IN IDENTIFYING AIDS) AMONG OTHER LEADERS IN MEDICINE. THROUGH AFFILIATION AGREEMENTS, THE DOCTORS AND STUDENTS AT NYU SCHOOL OF MEDICINE PLAY A CRUCIAL ROLE IN ENSURING TOP QUALITY CARE NOT ONLY AT THE NYU LANGONE MEDICAL CENTER, BUT ALSO AT THE MANHATTAN VA HOSPITAL AND BELLEVUE HOSPITAL (ARGUABLY THE FOREMOST PUBLIC HOSPITAL IN THE U.S). THE NYU COLLEGE OF DENTISTRY, WHICH AS THE LARGEST DENTAL SCHOOL IN THE UNITED STATES AND MOST COMPREHENSIVE ORAL HEALTH CENTER IN THE WORLD, CARES FOR SOME 50,000 POOR AND LOW INCOME NEW YORKERS EACH YEAR, AND OPERATES A MOBILE DENTAL CARE PROGRAM WHICH TRAVELS TO UNDERSERVED AREAS OF NEW YORK STATE. IN ADDITION, NYU OFFERS MASTERS DEGREES IN PUBLIC HEALTH, AND PROVIDES UNDERGRADUATE AND GRADUATE EDUCATION FOR OVER 1,200 NURSING STUDENTS.
4c (Code:   ) (Expenses $ 510,437,000 including grants of $   ) (Revenue $ 541,608,000 )
RESEARCH AND SCHOLARSHIP: NYU IS A MAJOR RESEARCH INSTITUTION, WITH SIGNIFICANT SUPPORT FROM NIH, NSF AND OTHER FUNDERS. THE RESEARCH AND CREATIVE OUTPUT OF NYU'S SCHOLARS HAVE LED TO THE RECEIPT OF NOBEL PRIZES, ABEL PRIZES, PULITZER PRIZES, GUGGENHEIMS, THE NATIONAL MEDAL OF THE ARTS, THE NATIONAL MEDAL OF SCIENCE, NSF WATERMAN AWARDS, MAX PLANCK AWARDS, THE KAVLI PRIZE, ACADEMY AWARDS, AND TONY AWARDS, AMONG MANY OTHER HONORS FOR THE UNIVERSITY'S FACULTY. NYU FACULTY FINDINGS ARE REGULARLY PUBLISHED IN TOP JOURNALS ACROSS A BROAD RANGE OF SCHOLARLY DISCIPLINES. NYU HAS LEADING PROGRAMS IN ECONOMICS, MATHEMATICS (AND PARTICULARLY APPLIED MATHEMATICS), NEUROSCIENCE, GENOMICS, SOFT CONDENSED MATTER PHYSICS, SOCIOLOGY, AND PHILOSOPHY, AMONG MANY OTHER SCHOLARLY FIELDS.
(Code:   ) (Expenses $ 380,182,000 including grants of $   ) (Revenue $   )
STUDENT SERVICES; STUDENT AID; LIBRARY; AND OPERATION AND MAINTENANCE OF PLANTS.
4d Other program services. (Describe in Schedule O.)
(Expenses $ 380,182,000 including grants of $   ) (Revenue $   )
4e Total program service expensesMediumBullet$ 3,163,990,835
Form 990 (2010)
Form 990 (2010)
Page 3
Part IV
Checklist of Required Schedules
Yes
No
1
Is the organization described in section 501(c)(3) or 4947(a)(1) (other than a private foundation)? If “Yes,” complete Schedule AClick to see attachment.....................
1
Yes
 
2
Is the organization required to complete Schedule B, Schedule of Contributors? ........
2
 
No
3
Did the organization engage in direct or indirect political campaign activities on behalf of or in opposition to candidates for public office? If “Yes,” complete Schedule C, Part IClick to see attachment..........
3
 
No
4
Section 501(c)(3) organizations. Did the organization engage in lobbying activities? If “Yes,” complete Schedule C,
Part IIClick to see attachment.........................
4
Yes
 
5
Is the organization a section 501(c)(4), 501(c)(5), or 501(c)(6) organization that receives membership dues, assessments, or similar amounts as defined in Revenue Procedure 98-19? If “Yes,” complete Schedule C, Part III........................
5
 
 
6
Did the organization maintain any donor advised funds or any similar funds or accounts where donors have the right to provide advice on the distribution or investment of amounts in such funds or accounts? If “Yes,” complete
Schedule D, Part IClick to see attachment.......................
6
 
No
7
Did the organization receive or hold a conservation easement, including easements to preserve open space,
the environment, historic land areas or historic structures? If “Yes,” complete Schedule D, Part IIClick to see attachment...
7
Yes
 
8
Did the organization maintain collections of works of art, historical treasures, or other similar assets? If “Yes,” complete Schedule D, Part III Click to see attachment....................
8
Yes
 
9
Did the organization report an amount in Part X, line 21; serve as a custodian for amounts not listed in Part X; or provide credit counseling, debt management, credit repair, or debt negotiation services? If “Yes,”
complete Schedule D, Part IVClick to see attachment...................
9
 
No
10
Did the organization, directly or through a related organization, hold assets in term, permanent,or quasi-endowments? If “Yes,” complete Schedule D, Part VClick to see attachment
10
Yes
 
11
If the organization’s answer to any of the following questions is ‘Yes,’ then complete Schedule D, Parts VI, VII, VIII, IX, or X as applicable:
a
Did the organization report an amount for land, buildings, and equipment in Part X, line10? If “Yes,” complete Schedule D, Part VI.Click to see attachment
11a
Yes
 
b
Did the organization report an amount for investments—other securities in Part X, line 12 that is 5% or more of its total assets reported in Part X, line 16? If “Yes,” complete Schedule D, Part VII.Click to see attachment
11b
Yes
 
c
Did the organization report an amount for investments—program related in Part X, line 13 that is 5% or more of its total assets reported in Part X, line 16? If “Yes,” complete Schedule D, Part VIII.Click to see attachment
11c
 
No
d
Did the organization report an amount for other assets in Part X, line 15 that is 5% or more of its total assets reported in Part X, line 16? If “Yes,” complete Schedule D, Part IX.Click to see attachment
11d
 
No
e
Did the organization report an amount for other liabilities in Part X, line 25? If “Yes,” complete Schedule D, Part X.Click to see attachment
11e
Yes
 
f
Did the organization’s separate or consolidated financial statements for the tax year include a footnote that addresses the organization’s liability for uncertain tax positions under FIN 48 (ASC 740)? If “Yes,” complete Schedule D, Part X.Click to see attachment
11f
 
No
12a
Did the organization obtain separate, independent audited financial statements for the tax year? If “Yes,” complete Schedule D, Parts XI, XII, and XIII Click to see attachment
12a
 
No
b
Was the organization included in consolidated, independent audited financial statements for the tax year? If “Yes,” and if the organization answered ‘No’ to line 12a, then completing Schedule D, Parts XI, XII, and XIII is optional Click to see attachment
12b
Yes
 
13
Is the organization a school described in section 170(b)(1)(A)(ii)? If “Yes,” complete Schedule EClick to see attachment
13
Yes
 
14a
Did the organization maintain an office, employees, or agents outside of the United States?....
14a
Yes
 
b
Did the organization have aggregate revenues or expenses of more than $10,000 from grantmaking, fundraising, business, and program service activities outside the United States? If “Yes,” complete Schedule F, Part I......... Click to see attachment
14b
Yes
 
15
Did the organization report on Part IX, column (A), line 3, more than $5,000 of grants or assistance to any organization or entity located outside the U.S.? If “Yes,” complete Schedule F, Part II.. Click to see attachment
15
 
No
16
Did the organization report on Part IX, column (A), line 3, more than $5,000 of aggregate grants or assistance to individuals located outside the U.S.? If “Yes,” complete Schedule F, Part III.. Click to see attachment
16
Yes
 
17
Did the organization report a total of more than $15,000, of expenses for professional fundraising services on Part IX, column (A), lines 6 and 11e? If “Yes,” complete Schedule G, Part IClick to see attachment
17
Yes
 
18
Did the organization report more than $15,000 total of fundraising event gross income and contributions on Part VIII, lines 1c and 8a? If “Yes,” complete Schedule G, Part II.......... Click to see attachment
18
Yes
 
19
Did the organization report more than $15,000 of gross income from gaming activities on Part VIII, line 9a? If “Yes,” complete Schedule G, Part III................... Click to see attachment
19
 
No
Form 990 (2010)
Form 990 (2010)
Page 4
Part IV
Checklist of Required Schedules (continued)
20a
Did the organization operate one or more hospitals? If “Yes,” complete Schedule H.....
20a
 
No
b
Did the organization attach its audited financial statement to this return? Note: All Form 990 filers that operate one or more hospitals must attach audited financial statements. .....
20b
 
 
21
Did the organization report more than $5,000 of grants and other assistance to governments and organizations in the United States on Part IX, column (A), line 1? If “Yes,” complete Schedule I, Parts I and II.. Click to see attachment
21
Yes
 
22
Did the organization report more than $5,000 of grants and other assistance to individuals in the United States on Part IX, column (A), line 2? If “Yes,” complete Schedule I, Parts I and III..... Click to see attachment
22
Yes
 
23
Did the organization answer “Yes” to Part VII, Section A, questions 3, 4, or 5, about compensation of the organization’s current and former officers, directors, trustees, key employees, and highest compensated employees? If “Yes,” complete Schedule J................ Click to see attachment
23
Yes
 
24a
Did the organization have a tax-exempt bond issue with an outstanding principal amount of more than $100,000 as of the last day of the year, that was issued after December 31, 2002? If “Yes,” answer questions 24b–24d and complete Schedule K. If “No,” go to line 25................ Click to see list of attachments
24a
Yes
 
b
Did the organization invest any proceeds of tax-exempt bonds beyond a temporary period exception?...
24b
Yes
 
c
Did the organization maintain an escrow account other than a refunding escrow at any time during the year
to defease any tax-exempt bonds?......................
24c
 
No
d
Did the organization act as an “on behalf of” issuer for bonds outstanding at any time during the year?...
24d
 
No
25a
Section 501(c)(3) and 501(c)(4) organizations. Did the organization engage in an excess benefit transaction with a disqualified person during the year? If “Yes,” complete Schedule L, Part I...... Click to see attachment
25a
 
No
b
Is the organization aware that it engaged in an excess benefit transaction with a disqualified person in a prior year, and that the transaction has not been reported on any of the organization’s prior Forms 990 or 990-EZ? If “Yes,” complete Schedule L, Part I................ Click to see attachment
25b
 
No
26
Was a loan to or by a current or former officer, director, trustee, key employee, highly compensated employee, or disqualified person outstanding as of the end of the organization’s tax year? If “Yes,” complete Schedule L,
Part II........................... Click to see attachment
26
Yes
 
27
Did the organization provide a grant or other assistance to an officer, director, trustee, key employee, substantial contributor, or a grant selection committee member, or to a person related to such an individual? If “Yes,” complete Schedule L, Part III............... Click to see attachment
27
Yes
 
28
Was the organization a party to a business transaction with one of the following parties? (see Schedule L, Part IV instructions for applicable filing thresholds, conditions, and exceptions):
a
A current or former officer, director, trustee, or key employee? If “Yes,” complete Schedule L, Part IV ......................... Click to see attachment
28a
Yes
 
b
A family member of a current or former officer, director, trustee, or key employee? If “Yes,”
complete Schedule L, Part IV................... Click to see attachment
28b
Yes
 
c
An entity of which a current or former officer, director, trustee, or key employee (or a family member thereof) was an officer, director, trustee, or owner? If “Yes,” complete Schedule L, Part IV.. Click to see attachment
28c
Yes
 
29
Did the organization receive more than $25,000 in non-cash contributions? If “Yes,” complete Schedule MClick to see attachment
29
Yes
 
30
Did the organization receive contributions of art, historical treasures, or other similar assets, or qualified conservation contributions? If “Yes,” complete Schedule M............ Click to see attachment
30
Yes
 
31
Did the organization liquidate, terminate, or dissolve and cease operations? If “Yes,” complete Schedule N,
Part I........................... Click to see attachment
31
 
No
32
Did the organization sell, exchange, dispose of, or transfer more than 25% of its net assets? If “Yes,” complete Schedule N, Part II.......................
32
 
No
33
Did the organization own 100% of an entity disregarded as separate from the organization under Regulations sections 301.7701-2 and 301.7701-3? If “Yes,” complete Schedule R, Part I........ Click to see attachment
33
 
No
34
Was the organization related to any tax-exempt or taxable entity? If “Yes,” complete Schedule R, Parts II, III, IV, and V, line 1..................... Click to see attachment
34
Yes
 
35
Is any related organization a controlled entity within the meaning of section 512(b)(13)? .....
35
Yes
 
a
Did the organization receive any payment from or engage in any transaction with a controlled entity within the meaning of section 512(b)(13)? If “Yes,” complete Schedule R, Part V, line 2... Click to see attachment
36
Section 501(c)(3) organizations. Did the organization make any transfers to an exempt non-charitable related organization? If “Yes,” complete Schedule R, Part V, line 2........... Click to see attachment
36
Yes
 
37
Did the organization conduct more than 5% of its activities through an entity that is not a related organization and that is treated as a partnership for federal income tax purposes? If “Yes,” complete Schedule R, Part VIClick to see attachment
37
 
No
38
Did the organization complete Schedule O and provide explanations in Schedule O for Part VI, lines 11 and 19? Note. All Form 990 filers are required to complete Schedule O. ............
38
Yes
 
Form 990 (2010)
Form 990 (2010)
Page 5
Part V
Statements Regarding Other IRS Filings and Tax Compliance
Check if Schedule O contains a response to any question in this Part V . . . . . . . . . .
Yes
No
1a
Enter the number reported in Box 3 of Form 1096. Enter -0- if not applicable. .......
1a
6,798
b
Enter the number of Forms W-2G included in line 1a. Enter -0- if not applicable.
1b
0
c
Did the organization comply with backup withholding rules for reportable payments to vendors and reportable gaming (gambling) winnings to prize winners? ..................
1c
 
 
2a
Enter the number of employees reported on Form W-3, Transmittal of Wage and Tax Statements filed for the calendar year ending with or within the year covered by this return .....................
2a
33,164
b
If at least one is reported on line 2a, did the organization file all required federal employment tax returns?

Note. If the sum of lines 1a and 2a is greater than 250, you may be required to e-file. (see instructions)
2b
Yes
 
3a
Did the organization have unrelated business gross income of $1,000 or more during the year?.............................
3a
Yes
 
b
If “Yes,” has it filed a Form 990-T for this year? If “No,” provide an explanation in Schedule O.....
3b
Yes
 
4a
At any time during the calendar year, did the organization have an interest in, or a signature or other authority over, a financial account in a foreign country (such as a bank account or securities account)?.......................
4a
Yes
 
b
If "Yes," enter the name of the foreign country: MediumBulletAR , BD , VI , CJ , CH , EZ , FR , GM , GH , IT , MP , SN , SP , UK , IS , AE , CY , PM , EI
See instructions for filing requirements for Form TD F 90-22.1, Report of Foreign Bank and Financial Accounts.
5a
Was the organization a party to a prohibited tax shelter transaction at any time during the tax year?..
5a
 
No
b
Did any taxable party notify the organization that it was or is a party to a prohibited tax shelter transaction?
5b
 
No
c
If “Yes” to line 5a or 5b, did the organization file Form 8886-T? ........
5c
 
 
6a
Does the organization have annual gross receipts that are normally greater than $100,000, and did the organization solicit any contributions that were not tax deductible?..........
6a
 
No
b
If “Yes,” did the organization include with every solicitation an express statement that such contributions or gifts were not tax deductible?........................
6b
 
 
7
Organizations that may receive deductible contributions under section 170(c).
a
Did the organization receive a payment in excess of $75 made partly as a contribution and partly for goods and services provided to the payor?....................
7a
Yes
 
b
If “Yes,” did the organization notify the donor of the value of the goods or services provided?.....
7b
Yes
 
c
Did the organization sell, exchange, or otherwise dispose of tangible personal property for which it was required to file Form 8282?...........................
7c
 
No
d
If “Yes,” indicate the number of Forms 8282 filed during the year ....
7d
 
e
Did the organization receive any funds, directly or indirectly, to pay premiums on a personal benefit contract?..........................
7e
 
No
f
Did the organization, during the year, pay premiums, directly or indirectly, on a personal benefit contract?..
7f
 
No
g
If the organization received a contribution of qualified intellectual property, did the organization file Form 8899 as required?...................
7g
 
 
h
If the organization received a contribution of cars, boats, airplanes, or other vehicles, did the organization file a Form 1098-C?...............
7h
 
 
8
Sponsoring organizations maintaining donor advised funds and section 509(a)(3) supporting organizations. Did the supporting organization, or a donor advised fund maintained by a sponsoring organization, have excess business holdings at any time during the year?................
8
 
 
9
Sponsoring organizations maintaining donor advised funds.
a
Did the organization make any taxable distributions under section 4966?.........
9a
 
 
b
Did the organization make a distribution to a donor, donor advisor, or related person?......
9b
 
 
10
Section 501(c)(7) organizations. Enter:
a
Initiation fees and capital contributions included on Part VIII, line 12 ...
10a
 
b
Gross receipts, included on Form 990, Part VIII, line 12, for public use of club facilities
10b
 
11
Section 501(c)(12) organizations. Enter:
a
Gross income from members or shareholders .........
11a
 
b
Gross income from other sources (Do not net amounts due or paid to other sources against amounts due or received from them.) ........
11b
 
12a
Section 4947(a)(1) non-exempt charitable trusts. Is the organization filing Form 990 in lieu of Form 1041?
12a
 
 
b
If “Yes,” enter the amount of tax-exempt interest received or accrued during the year.
12b
 
13
Section 501(c)(29) qualified nonprofit health insurance issuers.
a
Is the organization licensed to issue qualified health plans in more than one state?
Note. All 501(c)(29) organizations must list in Schedule O each state in which they are licensed to issue qualified health plans, the amount of reserves required by each state, and the amount of reserves the organization allocated to each state.
13a
 
 
b
Enter the aggregate amount of reserves the organization is required to maintain by the states in which the organization is licensed to issue qualified health plans.
13b
 
c
Enter the aggregate amount of reserves on hand.
13c
 
14a
Did the organization receive any payments for indoor tanning services during the tax year?.....
14a
 
 
b
If "Yes," has it filed a Form 720 to report these payments? If “No,” provide an explanation in Schedule O..
14b
 
 
Form 990 (2010)
Form 990 (2010)
Page 6
Part VI
Governance, Management, and Disclosure For each “Yes” response to lines 2 through 7b below, and for a “No” response to lines 8a, 8b, or 10b below, describe the circumstances, processes, or changes in Schedule O. See instructions.
Check if Schedule O contains a response to any question in this Part VI . . . . . . . . . .
Section A. Governing Body and Management
Yes
No
1a
Enter the number of voting members of the governing body at the end of the tax year ..............
1a
60
b
Enter the number of voting members included in line 1a, above, who are independent .................
1b
54
2
Did any officer, director, trustee, or key employee have a family relationship or a business relationship with any other officer, director, trustee, or key employee? .................
2
Yes
 
3
Did the organization delegate control over management duties customarily performed by or under the direct supervision of officers, directors or trustees, or key employees to a management company or other person? ..
3
 
No
4
Did the organization make any significant changes to its governing documents since the prior Form 990 was filed?
4
 
No
5
Did the organization become aware during the year of a significant diversion of the organization’s assets? .
5
 
No
6
Does the organization have members or stockholders? ................
6
 
No
7a
Does the organization have members, stockholders, or other persons who may elect one or more members of the governing body? .........................
7a
 
No
b
Are any decisions of the governing body subject to approval by members, stockholders, or other persons? ..
7b
 
No
8
Did the organization contemporaneously document the meetings held or written actions undertaken during the year by the following:
a
The governing body? .........................
8a
Yes
 
b
Each committee with authority to act on behalf of the governing body? ............
8b
Yes
 
9
Is there any officer, director, trustee, or key employee listed in Part VII, Section A, who cannot be reached at the organization’s mailing address? If “Yes,” provide the names and addresses in Schedule O .....
9
 
No
Section B. Policies (This Section B requests information about policies not required by the Internal
Revenue Code.)
Yes
No
10a
Does the organization have local chapters, branches, or affiliates? ............
10a
 
No
b
If “Yes,” does the organization have written policies and procedures governing the activities of such chapters, affiliates, and branches to ensure their operations are consistent with those of the organization? ....
10b
 
 
11a
Has the organization provided a copy of this Form 990 to all members of its governing body before filing the form?
11a
Yes
 
b
Describe in Schedule O the process, if any, used by the organization to review the Form 990. .....
12a
Does the organization have a written conflict of interest policy? If “No,” go to line 13.......
12a
Yes
 
b
Are officers, directors or trustees, and key employees required to disclose annually interests that could give rise to conflicts? ...........................
12b
Yes
 
c
Does the organization regularly and consistently monitor and enforce compliance with the policy? If “Yes,” describe in Schedule O how this is done ....................
12c
Yes
 
13
Does the organization have a written whistleblower policy? ...............
13
Yes
 
14
Does the organization have a written document retention and destruction policy? .........
14
Yes
 
15
Did the process for determining compensation of the following persons include a review and approval by independent persons, comparability data, and contemporaneous substantiation of the deliberation and decision?
a
The organization’s CEO, Executive Director, or top management official ...........
15a
Yes
 
b
Other officers or key employees of the organization ................
15b
Yes
 
If "Yes" to line a or b, describe the process in Schedule O. (See instructions.)
16a
Did the organization invest in, contribute assets to, or participate in a joint venture or similar arrangement with a taxable entity during the year? ......................
16a
 
No
b
If “Yes,” has the organization adopted a written policy or procedure requiring the organization to evaluate its participation in joint venture arrangements under applicable federal tax law, and taken steps to safeguard the organization’s exempt status with respect to such arrangements? ............
16b
 
 
Section C. Disclosure
17
List the States with which a copy of this Form 990 is required to be filedMediumBullet
AK , AZ , CO , KY , ME , MD , MA , MI , NH , OH , OK , OR , WA , CA , CT , FL , AL , NH , DE
18
Section 6104 requires an organization to make its Form 1023 (or 1024 if applicable), 990, and 990-T (501(c)(3)s only) available for public inspection. Indicate how you make these available. Check all that apply.
19
Describe in Schedule O whether (and if so, how), the organization makes its governing documents, conflict of interest policy, and financial statements available to the public.
20
State the name, physical address, and telephone number of the person who possesses the books and records of the organization: MediumBullet
KERRI TRICARICO
726 BROADWAY 9TH FLOOR
NEW YORK,NY100039345
(212) 998-2913
Form 990 (2010)
Form 990 (2010)
Page 7
Part VII
Compensation of Officers, Directors,Trustees, Key Employees, Highest Compensated Employees, and Independent Contractors
Check if Schedule O contains a response to any question in this Part VII . . . . . . . . . .
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees
1a Complete this table for all persons required to be listed. Report compensation for the calendar year ending with or within the organization’s tax year.
RoundBullet List all of the organization’s current officers, directors, trustees (whether individuals or organizations), regardless of amount
of compensation, and current key employees. Enter -0- in columns (D), (E), and (F) if no compensation was paid.

RoundBullet List all of the organization’s current key employees, if any. See instructions for definition of "key employee."
RoundBullet List the organization’s five current highest compensated employees (other than an officer, director, trustee or key employee)
who received reportable compensation (Box 5 of Form W-2 and/or Box 7 of Form 1099-MISC) of more than $100,000 from the
organization and any related organizations.

RoundBullet List all of the organization’s former officers, key employees, or highest compensated employees who received more than $100,000
of reportable compensation from the organization and any related organizations.

RoundBullet List all of the organization’s former directors or trustees that received, in the capacity as a former director or trustee of the
organization, more than $10,000 of reportable compensation from the organization and any related organizations.

List persons in the following order: individual trustees or directors; institutional trustees; officers; key employees; highest
compensated employees; and former such persons.
Check this box if neither the organization nor any related organizations compensated any current or former officer, director, or trustee.
(A)
Name and Title 		(B)
Average hours per week (describe hours for related organizations in Schedule O) 		(C)
Position (check all that apply) 		(D)
Reportable compensation from the organization (W- 2/1099-MISC) 		(E)
Reportable compensation from related organizations (W- 2/1099-MISC) 		(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; Officer; Key Employee; Highest compensated employee; Former;
(1) RONALD D ABRAMSON
TRUSTEE
 2.00 X           0 0 0
(2) KHALDOON KHALIFA AL MUBARAK
TRUSTEE
 2.00 X           0 0 0
(3) PHYLLIS PUTTER BARASCH
TRUSTEE
 2.00 X           0 0 0
(4) MARIA BARTIROMO
TRUSTEE
 2.00 X           0 0 0
(5) MARC H BELL
TRUSTEE
 2.00 X           0 0 0
(6) WILLIAM R BERKLEY
VICE CHAIR
 2.00 X   X       0 0 0
(7) DANIEL J BRODSKY
TRUSTEE
 2.00 X           0 0 0
(8) HEATHER CANNADY
TRUSTEE
 2.00 X           0 0 0
(9) ARTHUR L CARTER
TRUSTEE
 2.00 X           0 0 0
(10) SHARON CHANG
TRUSTEE
 2.00 X           0 0 0
(11) EVAN R CHESLER
TRUSTEE
 2.00 X           0 0 0
(12) WILLIAM T COMFORT III
TRUSTEE
 2.00 X           0 0 0
(13) MICHAEL R CUNNINGHAM
TRUSTEE
 2.00 X           0 0 0
(14) FLORENCE A DAVIS
TRUSTEE
 2.00 X           0 0 0
(15) BARRY DILLER
TRUSTEE
 2.00 X           0 0 0
(16) GALE DRUKIER
TRUSTEE
 2.00 X           0 0 0
(17) JOEL S EHRENKRANZ
TRUSTEE
 2.00 X           0 0 0
Form 990 (2010)
Form 990 (2010)
Page 8
Part VII
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees (continued)
(A)
Name and Title 		(B)
Average hours per week (describe hours for related organizations in Schedule O) 		(C)
Position (check all that apply) 		(D)
Reportable compensation from the organization (W- 2/1099-MISC) 		(E)
Reportable compensation from related organizations (W- 2/1099-MISC) 		(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; Officer; Key Employee; Highest compensated employee; Former;
(18) LAURENCE D FINK
VICE CHAIR
 2.00 X   X       0 0 0
(19) JAY M FURMAN
TRUSTEE
 2.00 X           0 0 0
(20) H DALE HEMMERDINGER
TRUSTEE
 2.00 X           0 0 0
(21) JONATHAN L HERMAN
TRUSTEE
 2.00 X           0 0 0
(22) CHARLES J HINKATY
TRUSTEE
 2.00 X           0 0 0
(23) MITCHELL JACOBSON
TRUSTEE
 2.00 X           0 0 0
(24) BORIS JORDAN
TRUSTEE
 2.00 X           0 0 0
(25) RICHARD D KATCHER
TRUSTEE
 2.00 X           0 0 0
(26) RICHARD JAY KOGAN
TRUSTEE
 2.00 X           0 0 0
(27) JERRY HLABOWITZ
TRUSTEE
 2.00 X           0 0 0
(28) KENNETH G LANGONE
VICE CHAIR
 2.00 X   X       0 0 0
(29) MARTIN LIPTON
CHAIR
 20.00 X   X       0 0 0
(30) JEFFREY H LYNFORD
TRUSTEE
 2.00 X           0 0 0
(31) KELLY KENNEDY MACK
TRUSTEE
 2.00 X           0 0 0
(32) DONALD B MARRON
TRUSTEE
 2.00 X           0 0 0
(33) HOWARD MEYERS
TRUSTEE
 2.00 X           0 0 0
(34) STEVENS S MILLER
TRUSTEE
 2.00 X           0 0 0
(35) CONSTANCE J MILSTEIN
TRUSTEE
 2.00 X           0 0 0
(36) DAVID C OXMAN
TRUSTEE
 2.00 X           0 0 0
(37) JOHN PAULSON
TRUSTEE
 2.00 X           0 0 0
(38) LESTER POLLACK
TRUSTEE
 2.00 X           0 0 0
(39) CATHERINE B REYNOLDS
TRUSTEE
 2.00 X           0 0 0
(40) BRETT B ROCHKIND
TRUSTEE
 2.00 X           0 0 0
(41) COURTNEY SALE ROSS
TRUSTEE
 2.00 X           0 0 0
(42) WILLIAM C RUDIN
TRUSTEE
 2.00 X           0 0 0
(43) SURESH SANI
TRUSTEE
 2.00 X           0 0 0
(44) CONSTANCE SILVER
TRUSTEE
 2.00 X           0 0 0
(45) LISA SILVERSTEIN
TRUSTEE
 2.00 X           0 0 0
(46) JAY STEIN
TRUSTEE
 2.00 X           0 0 0
(47) JOSEPH S STEINBERG
TRUSTEE
 2.00 X           0 0 0
(48) JUDY STEINHARDT
TRUSTEE
 2.00 X           0 0 0
(49) MICHAEL H STEINHARDT
TRUSTEE
 2.00 X           0 0 0
(50) CHANDRIKA TANDON
TRUSTEE
 2.00 X           0 0 0
(51) DANIEL R TISCH
TRUSTEE
 2.00 X           0 0 0
(52) JOHN L VOGELSTEIN
TRUSTEE
 2.00 X           0 0 0
(53) CASEY WASSERMAN
TRUSTEE
 2.00 X           0 0 0
(54) ANTHONY WELTERS
VICE CHAIR
 2.00 X   X       0 0 0
(55) SHELBY WHITE
TRUSTEE
 2.00 X           0 0 0
(56) LEONARD A WILF
VICE CHAIR
 2.00 X   X       0 0 0
(57) FRED WILSON
TRUSTEE
 2.00 X           0 0 0
(58) CHARLES ZEGAR
TRUSTEE
 2.00 X           0 0 0
(59) WILLIAM D ZABEL
TRUSTEE
 2.00 X           0 0 0
(60) JOHN E SEXTON
UNIVERSITY PRESIDENT
 70.00 X   X       1,307,650 0 168,975
(61) MICHAEL ALFANO
EXECUTIVE VP
 60.00     X       562,483 0 45,377
(62) ROBERT BERNE
SVP. FOR HEALTH
 60.00     X       845,826 0 34,761
(63) BONNIE BRIER
GEN.COUNSEL & SECRETARY
 60.00     X       561,739 0 35,988
(64) MARTIN DORPH
EVP FOR FINANCE & IT
 60.00     X       467,693 0 39,177
(65) DAVID W MCLAUGHLIN
PROVOST
 60.00     X       563,785 0 34,759
(66) JESS BENHABIB
ACTING DEAN OF FAS
 60.00       X     409,072 0 34,761
(67) ANDREW BROTMAN
SVP & VICE DEAN
 30.00       X     539,064 539,064 28,660
(68) ROBERT GROSSMAN
DEAN & CEO
 30.00       X     1,486,390 1,486,390 516,180
(69) ALISON LEARY
SVP FOR OPERATIONS
 60.00       X     300,230 0 38,577
(70) ROSEMARIE LOFFREDO
TREASURER
 60.00       X     322,447 0 30,045
(71) TINA SURH
CHIEF INV. OFFICER
 60.00       X     665,684 0 24,581
(72) DEBRA LAMORTE
SVP. FOR DEVELOPMENT
 40.00       X     499,399 0 33,801
(73) MARILYN MCMILLAN
VP FOR IT AND CITO
 40.00       X     300,471 0 30,045
(74) JAMES GRIFO MD
PROFESSOR
 60.00         X   2,925,618 0 41,845
(75) JOHN G GOLFINOS
CHAIR OF NEUROSURGERY
 60.00         X   1,926,938 0 42,437
(76) NICOLE NOYES
DIRECTOR OF REPRODUCTIVE. & QA
 60.00         X   1,878,157 0 42,659
(77) ALAN S BERKELEY
DIRECTOR NYU FERTILITY CENTER
 60.00         X   1,872,096 0 43,239
(78) RALPH S MOSCA
DIVISION CHEIF FOR PEDIATRIC AND AUDULT CONGENITAL
 60.00         X   1,801,804 0 22,726
(79) LINDA MILLS
SV PROV EDUCATION
 40.00           X 423,362 0 39,177
1b Sub-Total................MediumBullet
c Total from continuation sheets to Part VII, Section A....MediumBullet
d Total (add lines 1b and 1c)............MediumBullet 19,659,908 2,025,454 1,327,770
2
Total number of individuals (including but not limited to those listed above) who received more than $100,000 in reportable compensation from the organizationMediumBullet1,760
Yes
No
3
Did the organization list any former officer, director or trustee, key employee, or highest compensated employee on line 1a? If “Yes,” complete Schedule J for such individual .............
3
Yes
 
4
For any individual listed on line 1a, is the sum of reportable compensation and other compensation from the organization and related organizations greater than $150,000? If “Yes,” complete Schedule J for such individual...........................
4
Yes
 
5
Did any person listed on line 1a receive or accrue compensation from any unrelated organization or individual for services rendered to the organization? If “Yes,” complete Schedule J for such person .....
5
 
No
Section B. Independent Contractors
1
Complete this table for your five highest compensated independent contractors that received more than $100,000 of compensation from the organization.
(A)
Name and business address 		(B)
Description of services 		(C)
Compensation
STRUCTURE TONE INC
770 BROADWAY-9TH FL
NEW YORK,NY10003 		CONSTRUCTION 84,635,360
COLLINS BUILDING SERVICES INC
1775 BROADWAY STE 1420
NEW YORK,NY10019 		CLEANING SERVICE 46,614,164
SKANSKA USA BUILDING INC
1633 LITTLETON ROAD
PARSIPPANY,NJ07054 		CONSTRUCTION 37,979,067
ARAMARK CORP
POBOX 198532
ATLANTA,GA30384 		CATERING 25,708,337
TURNER CONSTRUCTION COMPANY CORP
375 HUDSON STREET
NEW YORK,NY10014 		CONSTRUCTION 24,169,027
2
Total number of independent contractors (including but not limited to those listed above) who received more than $100,000 in compensation from the organization MediumBullet645
Form 990 (2010)
Form 990 (2010)
Page 9
Part VIII
Statement of Revenue
(A)
Total revenue 		(B)
Related or
exempt
function
revenue 		(C)
Unrelated
business
revenue 		(D)
Revenue
excluded from
tax under sections
512, 513, or 514
Contributions, gifts, grants and other similar amounts 1a Federated campaigns..1a 334,970
b Membership dues....1b  
c Fundraising events....1c 13,822,092
d Related organizations...1d  
e Government grants (contributions)1e 459,986,497
f All other contributions, gifts, grants, and
similar amounts not included above1f 		227,401,912
g Noncash contributions included in lines 1a-1f:$ 3,403,380
h Total. Add lines 1a-1f.......MediumBullet 701,545,471
Program Service Revenue Business Code
2a TUITION & FEES 611,600 1,654,677,000 1,654,677,000    
b PATIENT CARE 623,990 753,553,000 753,553,000    
c HOUSING & DINING 721,310 215,420,224 215,420,224    
d OTHER PROGRAM SERVICES 611,600 153,634,812 153,634,812    
e
f All other program service revenue .        
g Total. Add lines 2a–2f........MediumBullet 2,777,285,036
Other Revenue 3 Investment income (including dividends, interest
and other similar amounts).....MediumBullet 25,695,794   -4,532,263 30,228,057
4 Income from investment of tax-exempt bond proceeds..MediumBullet        
5 Royalties............MediumBullet        
(i) Real (ii) Personal
6a Gross Rents 66,597,497  
b Less: rental expenses 64,579,780  
c Rental income or (loss) 2,017,717  
d Net rental income or (loss).......MediumBullet 2,017,717   5,548,578 -3,530,861
(i) Securities (ii) Other
7a Gross amount from sales of assets other than inventory 211,088,484  
b Less: cost or other basis and sales expenses 148,597,111  
c Gain or (loss) 62,491,373  
d Net gain or (loss)..........MediumBullet 62,491,373     62,491,373
8a Gross income from fundraising events (not including
$ 13,822,092
of contributions reported on line 1c). See Part IV, line 18 ...
a 4,917,610
b Less: direct expenses ...b 2,029,245
c Net income or (loss) from fundraising events..MediumBullet 2,888,365   2,888,365
9a Gross income from gaming activities.
See Part IV, line 19 ...
a  
b Less: direct expenses ...b  
c Net income or (loss) from gaming activities...MediumBullet        
10a Gross sales of inventory, less
returns and allowances .
a 38,003,000
b Less: cost of goods sold ..b 35,320,000
c Net income or (loss) from sales of inventory..MediumBullet 2,683,000   1,156,269 1,526,731
Miscellaneous Revenue Business Code
11a OTHER NON OPERATING 900,099 27,767,000     27,767,000
b OTHER AUX. ENTERPRISES 713,940 26,852,716   4,749,137 22,103,579
c INTERNAL INCOME 900,099 12,851,228     12,851,228
d All other revenue ....        
e Total. Add lines 11a–11d ......MediumBullet 67,470,944
12 Total revenue. See Instructions....MediumBullet 3,642,077,700 2,777,285,036 6,921,721 156,325,472
Form 990 (2010)
Form 990 (2010)
Page 10
Part IX
Statement of Functional Expenses
Section 501(c)(3) and 501(c)(4) organizations must complete all columns. All other organizations must complete column (A) but are not required to complete columns (B), (C), and (D).
Do not include amounts reported on lines 6b,
7b, 8b, 9b, and 10b of Part VIII. 		(A)
Total expenses 		(B)
Program service expenses 		(C)
Management and general expenses 		(D)
Fundraising expenses
1 Grants and other assistance to governments and organizations in the U.S. See Part IV, line 21 604,970 604,970
2 Grants and other assistance to individuals in the U.S. See Part IV, line 22 282,745,377 282,745,377
3 Grants and other assistance to governments, organizations, and individuals outside the U.S. See Part IV, lines 15 and 16 47,702,623 47,702,623
4 Benefits paid to or for members    
5 Compensation of current officers, directors, trustees, and key employees .... 20,898,681 20,898,681    
6 Compensation not included above, to disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B) .... 11,539,159 11,539,159    
7 Other salaries and wages 1,561,779,587 1,434,086,802 112,399,039 15,293,746
8 Pension plan contributions (include section 401(k) and section 403(b) employer contributions) .... 103,646,671 90,727,458 11,805,451 1,113,762
9 Other employee benefits ....... 195,078,051 171,397,132 21,467,177 2,213,742
10 Payroll taxes ........... 88,501,291 77,449,433 10,099,861 951,997
11 Fees for services (non-employees):        
a Management ......        
b Legal ......... 6,412,247 6,412,247    
c Accounting ........... 410,732 410,732    
d Lobbying ........... 835,784 835,784    
e Professional fundraising. See Part IV, line 17.. 756,976 756,976
f Investment management fees ...... 6,476,901   6,476,901  
g Other .......... 176,047,124 158,274,849 16,898,998 873,277
12 Advertising and promotion .... 4,750,508 4,277,854 27,728 444,926
13 Office expenses ....... 130,271,889 116,801,696 10,106,303 3,363,890
14 Information technology ...... 36,051,154 13,432,519 22,585,149 33,486
15 Royalties .. 594,000 594,000    
16 Occupancy ........... 91,978,778 89,829,727 2,060,597 88,454
17 Travel ............ 72,771,799 66,528,923 5,515,168 727,708
18 Payments of travel or entertainment expenses for any federal, state, or local public officials ......        
19 Conferences, conventions, and meetings .... 6,570,766 3,946,008 685,560 1,939,198
20 Interest ........... 100,105,000 78,255,000 21,850,000  
21 Payments to affiliates .......        
22 Depreciation, depletion, and amortization ..... 199,576,067 140,381,067 59,195,000  
23 Insurance .............. 10,270,399   10,270,399  
24 Other expenses. Itemize expenses not covered above. (Expenses grouped together and labeled miscellaneous may not exceed 5% of total expenses shown on line 25 below.)
a RENTAL OF EQUIPMENT 79,126,483 79,121,244   5,239
b SERVICE CONTRACTS 63,855,424 63,187,424 668,000  
c SOM EXPENSES 53,104,000 49,523,000 3,581,000  
d UTILITIES 44,662,502 42,837,502 1,825,000  
e ALLOCATIONS 40,129,740 29,898,268 10,231,472  
f All other expenses 89,253,635 82,291,356 5,168,993 1,793,286
25 Total functional expenses. Add lines 1 through 24f 3,526,508,318 3,163,990,835 332,917,796 29,599,687
26 Joint costs. Check here MediumBullet if following
SOP 98-2 (ASC 958-720). Complete this line only if the organization reported in column (B) joint costs from a combined educational campaign and fundraising solicitation 		       
Form 990 (2010)
Form 990 (2010)
Page 11
Part X Balance Sheet
(A)
Beginning of year 		(B)
End of year
Assets 1 Cash—non-interest-bearing .......... 683,912,712 1 821,321,988
2 Savings and temporary cash investments ....... 213,623,462 2 115,052,929
3 Pledges and grants receivable, net ......... 355,255,639 3 334,239,465
4 Accounts receivable, net ......... 157,306,594 4 164,347,362
5 Receivables from current and former officers, directors, trustees, key employees, and highest compensated employees. Complete Part II of
Schedule L .......... 1,177,175 5 1,158,970
6 Receivables from other disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B). Complete Part II of
Schedule L .......... 5,727,685 6 6,283,652
7 Notes and loans receivable, net ............. 98,027,088 7 91,242,620
8 Inventories for sale or use .............. 11,176,000 8 10,058,000
9 Prepaid expenses and deferred charges ............ 77,378,786 9 71,167,098
10a Land, buildings, and equipment: cost or other basis. Complete Part VI of Schedule D 10a 5,220,698,772
b Less: accumulated depreciation. ..... 10b 1,910,538,303 2,958,498,949 10c 3,310,160,469
11 Investments—publicly traded securities ..........   11  
12 Investments—other securities. See Part IV, line 11 ...... 2,501,816,878 12 2,764,842,759
13 Investments—program-related. See Part IV, line 11 ..   13  
14 Intangible assets .........   14  
15 Other assets. See Part IV, line 11 ........... 54,955,034 15 40,922,368
16 Total assets. Add lines 1 through 15 (must equal line 34)... 7,118,856,002 16 7,730,797,680
Liabilities 17 Accounts payable and accrued expenses . 424,356,346 17 413,650,780
18 Grants payable ..........   18  
19 Deferred revenue .......... 578,364,661 19 799,365,000
20 Tax-exempt bond liabilities .......... 1,871,206,000 20 1,800,754,000
21 Escrow or custodial account liability. Complete Part IV of Schedule D..   21  
22 Payables to current and former officers, directors, trustees, key
employees, highest compensated employees, and disqualified
persons. Complete Part II of Schedule L..........   22  
23 Secured mortgages and notes payable to unrelated third parties .. 128,992,000 23 226,865,000
24 Unsecured notes and loans payable to unrelated third parties ....   24  
25 Other liabilities. Complete Part X of Schedule D..... 730,585,555 25 751,508,473
26 Total liabilities. Add lines 17 through 25..... 3,733,504,562 26 3,992,143,253
Net Assets or Fund Balance Organizations that follow SFAS 117, check here MediumBullet and complete lines 27 through 29, and lines 33 and 34.
27 Unrestricted net assets ..... 1,823,584,800 27 1,831,238,622
28 Temporarily restricted net assets ..... 354,412,918 28 625,315,306
29 Permanently restricted net assets ..... 1,207,353,722 29 1,282,100,499
Organizations that do not follow SFAS 117, check here MediumBullet and complete lines 30 through 34.
30 Capital stock or trust principal, or current funds .....   30  
31 Paid-in or capital surplus, or land, building or equipment fund .....   31  
32 Retained earnings, endowment, accumulated income, or other funds   32  
33 Total net assets or fund balances ..... 3,385,351,440 33 3,738,654,427
34 Total liabilities and net assets/fund balances ..... 7,118,856,002 34 7,730,797,680
Form 990 (2010)
Form 990 (2010)
Page 12
Part XI
Reconcilliation of Net Assets
Check if Schedule O contains a response to any question in this Part XI . . . . . . . . . .
1
Total revenue (must equal Part VIII, column (A), line 12) . . .
1
3,642,077,700
2
Total expenses (must equal Part IX, column (A), line 25) . . . . .
2
3,526,508,318
3
Revenue less expenses. Subtract line 2 from line 1 . . . .
3
115,569,382
4
Net assets or fund balances at beginning of year (must equal Part X, line 33, column (A)) . .
4
3,385,351,440
5
Other changes in net assets or fund balances (explain in Schedule O) . . . .
5
237,733,605
6
Net assets or fund balances at end of year. Combine lines 3, 4, and 5 (must equal Part X, line 33, column (B)) . . . . . .
6
3,738,654,427
Part XII
Financial Statements and Reporting
Check if Schedule O contains a response to any question in this Part XII . . . . . . . . . .
Yes
No
1
Accounting method used to prepare the Form 990:  
If the organization changed its method of accounting from a prior year or checked "Other," explain in
Schedule O.
2a
Were the organization’s financial statements compiled or reviewed by an independent accountant?..
2a
 
No
b
Were the organization’s financial statements audited by an independent accountant?........
2b
Yes
 
c
If “Yes,” to 2a or 2b, does the organization have a committee that assumes responsibility for oversight of the audit, review, or compilation of its financial statements and selection of an independent accountant?
If the organization changed either its oversight process or selection process during the tax year, explain in Schedule O............................
2c
Yes
 
d
If “Yes” to line 2a or 2b, check a box below to indicate whether the financial statements for the year were issued on a separate basis, consolidated basis, or both:
3a
As a result of a federal award, was the organization required to undergo an audit or audits as set forth in the Single Audit Act and OMB Circular A-133? ................
3a
Yes
 
b
If “Yes,” did the organization undergo the required audit or audits? If the organization did not undergo the required audit or audits, explain why in Schedule O and describe any steps taken to undergo such audits. ..
3b
Yes
 
Form 990 (2010)
Additional Data


Software ID:  
Software Version:  
Form 990, Special Condition Description:
Special Condition Description
SCHEDULE A
(Form 990 or 990EZ)

Department of the Treasury
Internal Revenue Service
Public Charity Status and Public Support

Complete if the organization is a section 501(c)(3) organization or a section
4947(a)(1) nonexempt charitable trust.
right arrow Attach to Form 990 or Form 990-EZ. right arrow See separate instructions.
OMB No. 1545-0047
2010
Open to Public
Inspection
Name of the organization
NEW YORK UNIVERSITY
 
Employer identification number

13-5562308
Part I
Reason for Public Charity Status (All organizations must complete this part.) See instructions
The organization is not a private foundation because it is: (For lines 1 through 11, check only one box.)
1
2
3
4
5
section 170(b)(1)(A)(iv). (Complete Part II.)
6
7
8
9
receipts from activities related to its exempt functions—subject to certain exceptions, and (2) no more than 331/3% of
its support from gross investment income and unrelated business taxable income (less section 511 tax) from businesses
acquired by the organization after June 30, 1975. See section 509(a)(2). (Complete Part III.)
10
11
e
f
g
(i) a person who directly or indirectly controls, either alone or together with persons described in (ii)
Yes
No
and (iii) below, the governing body of the the supported organization? ................
11g(i)
 
 
(ii) a family member of a person described in (i) above? ......................
11g(ii)
 
 
(iii) a 35% controlled entity of a person described in (i) or (ii) above? ................
11g(iii)
 
 
h
(i)
Name of supported organization 		(ii)
EIN 		(iii)
Type of organization (described on lines 1- 9 above or IRC section (see instructions)) 		(iv)
Is the organization in col. (i) listed in your governing document? 		(v)
Did you notify the organization in col. (i) of your support? 		(vi)
Is the organization in col. (i) organized in the U.S.? 		(vii)
Amount of support?
Yes No Yes No Yes No
Total                  

For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 11285F
Schedule A (Form 990 or 990-EZ) 2010
Schedule A (Form 990 or 990-EZ) 2010
Page 2
Part II
Support Schedule for Organizations Described in IRC 170(b)(1)(A)(iv) and 170(b)(1)(A)(vi)
(Complete only if you checked the box on line 5, 7, or 8 of Part I or if the organization failed to qualify under Part III. If the organization fails to qualify under the tests listed below, please complete Part III.)
Section A. Public Support
Calendar year(or fiscal year beginning in) (a) 2006 (b) 2007 (c) 2008 (d) 2009 (e) 2010 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") ....            
2 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf.......            
3 The value of services or facilities furnished by a governmental unit to the organization without charge..            
4 Total. Add lines 1 through 3..            
5 The portion of total contributions by each person (other than a governmental unit or publicly supported organization) included on line 1 that exceeds 2% of the amount shown on line 11, column (f)..            
6 Public Support. Subtract line 5 from line 4.            
Section B. Total Support
Calendar year(or fiscal year beginning in) (a) 2006 (b) 2007 (c) 2008 (d) 2009 (e) 2010 (f) Total
7 Amounts from line 4..            
8 Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources..            
9 Net income from unrelated business activities, whether or not the business is regularly carried on..            
10 Other income. (Explain in Part IV.) Do not include gain or loss from the sale of capital assets..            
11 Total support (Add lines 7 through 10).            
12
12
 
13
Section C. Computation of Public Support Percentage
14
14
 
15
15
 
16a
b
17a
b
18
Schedule A (Form 990 or 990-EZ) 2010
Schedule A (Form 990 or 990-EZ) 2010
Page 3
Part III
Support Schedule for Organizations Described in IRC 509(a)(2)
(Complete only if you checked the box on line 9 of Part I or if the organization failed to qualify under Part II. If the organization fails to qualify under the tests listed below, please complete Part II.)
Section A. Public Support
Calendar year(or fiscal year beginning in) (a) 2006 (b) 2007 (c) 2008 (d) 2009 (e) 2010 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") .            
2 Gross receipts from admissions, merchandise sold or services performed, or facilities furnished in any activity that is related to the organization's tax-exempt purpose......            
3 Gross receipts from activities that are not an unrelated trade or business under section 513..            
4 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf...            
5 The value of services or facilities furnished by a governmental unit to the organization without charge..            
6 Total. Add lines 1 through 5.            
7a Amounts included on lines 1, 2, and 3 received from disqualified persons...            
b Amounts included on lines 2 and 3 received from other than disqualified persons that exceed the greater of $5,000 or 1% of the amount on line 13 for the year.            
c Add lines 7a and 7b..            
8 Public Support (Subtract line 7c from line 6.)            
Section B. Total Support
Calendar year (or fiscal year beginning in) (a) 2006 (b) 2007 (c) 2008 (d) 2009 (e) 2010 (f) Total
9 Amounts from line 6...            
10a Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources..            
b Unrelated business taxable income (less section 511 taxes) from businesses acquired after June 30, 1975.            
c Add lines 10a and 10b.            
11 Net income from unrelated business activities not included in line 10b, whether or not the business is regularly carried on.            
12 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part IV.)            
13 Total support (Add lines 9, 10c, 11 and 12.).            
14
Section C. Computation of Public Support Percentage
15
15
 
16
16
 
Section D. Computation of Investment Income Percentage
17
17
 
18
18
 
19a
b
20
Schedule A (Form 990 or 990-EZ) 2010
Schedule A (Form 990 or 990-EZ) 2010
Page 4
Part IV
Supplemental Information. Supplemental Information. Complete this part to provide the explanation required by Part II, line 10; Part II, line 17a or 17b; or Part III, line 12. Also complete this part for any additional information. (See instructions).
Facts And Circumstances Test
 
Explanation
 
 
 
 
Schedule A (Form 990 or 990-EZ) 2010

Additional Data


Software ID:  
Software Version:  
SCHEDULE C
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Political Campaign and Lobbying Activities

For Organizations Exempt From Income Tax Under section 501(c) and section 527
SchCMd Bullet Complete if the organization is described below.
SchCMd Bullet Attach to Form 990 or Form 990-EZ. SchCMd Bullet See separate instructions.
OMB No. 1545-0047
2010
Open to Public
Inspection
If the organization answered “Yes,” to Form 990, Part IV, Line 3, or Form 990-EZ, Part V, line 46 (Political Campaign Activities), then
Round Bullet Section 501(c)(3) organizations: Complete Parts I-A and B. Do not complete Part I-C.
Round Bullet Section 501(c) (other than section 501(c)(3)) organizations: Complete Parts I-A and C below. Do not complete Part I-B.
Round Bullet Section 527 organizations: Complete Part I-A only.
If the organization answered “Yes,” to Form 990, Part IV, Line 4, or Form 990-EZ, Part VI, line 47 (Lobbying Activities), then
Round Bullet Section 501(c)(3) organizations that have filed Form 5768 (election under section 501(h)) Complete Part II-A. Do not complete Part II-B.
Round Bullet Section 501(c)(3) organizations that have NOT filed Form 5768 (election under section 501(h)): Complete Part II-B. Do not complete Part II-A.
If the organization answered “Yes,” to Form 990, Part IV, Line 5 (Proxy Tax) or Form 990-EZ, Part V, line 35a (Proxy Tax), then
Round Bullet Section 501(c)(4), (5), or (6) organizations: Complete Part III.
Name of the organization
NEW YORK UNIVERSITY
 
Employer identification number

13-5562308
Part I-A
Complete if the organization is exempt under section 501(c) or is a section 527 organization.

1
Provide a description of the organization's direct and indirect political campaign activities on behalf of or in opposition to candidates for public office in Part IV.
2
Political expenditures ....................................SchCMd Bullet
$  
3
Volunteer hours ........................................
 

Part I-B
Complete if the organization is exempt under section 501(c)(3).
1
Enter the amount of any excise tax incurred by the organization under section 4955 .........SchCMd Bullet
$  
2
Enter the amount of any excise tax incurred by organization managers under section 4955 ......SchCMd Bullet
$  
3
If the organization incurred a section 4955 tax, did it file Form 4720 for this year? ..............
4a
Was a correction made? .........................................
b
If "Yes," describe in Part IV.
Part I-C
Complete if the organization is exempt under section 501(c) except section 501(c)(3).
1
Enter the amount directly expended by the filing organization for section 527 exempt function activities SchCMd Bullet
$  
2
Enter the amount of the filing organization's funds contributed to other organizations for section 527 exempt funtion activities ....................................SchCMd Bullet

$  
3
Total exempt function expenditures. Add lines 1 and 2. Enter here and on Form 1120-POL, line 17b..SchCMd Bullet

$  
4
Did the filing organization file Form 1120-POL for this year? ..........................
5
Enter the names, addresses and employer identification number (EIN) of all section 527 political organizations to which the filing
organization made payments. For each organization listed, enter the amount paid from the filing organization’s funds. Also enter the amount of political contributions received that were promptly and directly delivered to a separate political organization, such as a separate segregated fund or a political action committee (PAC). If additional space is needed, provide information in Part IV.
(a) Name (b) Address (c) EIN (d) Amount paid from filing organization's funds. If none, enter -0-. (e) Amount of political contributions received and promptly and directly delivered to a separate political organization. If none, enter -0-.










For Privacy Act and Paperwork Reduction Act Notice, see the instructions for Form 990.
Cat. No. 50084S
Schedule C (Form 990 or 990-EZ) 2010

Schedule C (Form 990 or 990-EZ) 2010
Page 2
Part II-A
Complete if the organization is exempt under section 501(c)(3) and filed Form 5768 (election under section 501(h)).
A Check
B Check
Limits on Lobbying Expenditures
(The term "expenditures" means amounts paid or incurred.) 		(a) Filing
Organization's
Totals 		(b) Affiliated Group
Totals
1a Total lobbying expenditures to influence public opinion (grass roots lobbying) ......    
b Total lobbying expenditures to influence a legislative body (direct lobbying) .......    
c Total lobbying expenditures (add lines 1a and 1b) ...................    
d Other exempt purpose expenditures ........................    
e Total exempt purpose expenditures (add lines 1c and 1d) ...............    
f Lobbying nontaxable amount. Enter the amount from the following table in both
columns.		    
  If the amount on line 1e, column (a) or (b) is:The lobbying nontaxable amount is:    
  Not over $500,00020% of the amount on line 1e.    
  Over $500,000 but not over $1,000,000$100,000 plus 15% of the excess over $500,000.    
  Over $1,000,000 but not over $1,500,000$175,000 plus 10% of the excess over $1,000,000.    
  Over $1,500,000 but not over $17,000,000$225,000 plus 5% of the excess over $1,500,000.    
  Over $17,000,000$1,000,000.    
       
g Grassroots nontaxable amount (enter 25% of line 1f) .................    
h Subtract line 1g from line 1a. If zero or less, enter -0-. ................    
i Subtract line 1f from line 1c. If zero or less, enter -0-. ................    
j If there is an amount other than zero on either line 1h or line 1i, did the organization file Form 4720 reporting
section 4911 tax for this year? ......................................

4-Year Averaging Period Under Section 501(h)
(Some organizations that made a section 501(h) election do not have to complete all of the five
columns below. See the instructions for lines 2a through 2f on page 4.)
Lobbying Expenditures During 4-Year Averaging Period
  Calendar year (or fiscal year
beginning in) 		(a) 2007 (b) 2008 (c) 2009 (d) 2010 (e) Total
             
2a Lobbying non-taxable amount          
             
b Lobbying ceiling amount
(150% of line 2a, column(e)) 		         
             
c Total lobbying expenditures          
             
d Grassroots non-taxable amount          
             
e Grassroots ceiling amount
(150% of line 2d, column (e))		          
             
f Grassroots lobbying expenditures          
Schedule C (Form 990 or 990-EZ) 2010


Schedule C (Form 990 or 990-EZ) 2010
Page 3
Part II-B
Complete if the organization is exempt under section 501(c)(3) and has NOT filed Form 5768 (election under section 501(h)).
(a)
Yes
No
(b)
Amount
1
During the year, did the filing organization attempt to influence foreign, national, state or local legislation, including any attempt to influence public opinion on a legislative matter or referendum, through the use of:
a
Volunteers? .........................................
Yes
 
b
Paid staff or management (include compensation in expenses reported on lines 1c through 1i)? ....
Yes
 
c
Media advertisements? ....................................
Yes
 
2,625
d
Mailings to members, legislators, or the public? .........................
Yes
 
250
e
Publications, or published or broadcast statements? .......................
Yes
 
1,250
f
Grants to other organizations for lobbying purposes? .......................
Yes
 
3,130
g
Direct contact with legislators, their staffs, government officials, or a legislative body? ........
Yes
 
799,524
h
Rallies, demonstrations, seminars, conventions, speeches, lectures, or any similar means? ......
Yes
 
29,005
i
Other activities? If "Yes," describe in Part IV ..........................
 
No
 
j
Total. lines 1c through 1i ...................................
835,784
2a
Did the activities in line 1 cause the organization to be not described in section 501(c)(3)? .....
 
No
b
If "Yes," enter the amount of any tax incurred under section 4912 .................
 
c
If "Yes," enter the amount of any tax incurred by organization managers under section 4912 .....
 
d
If the filing organization incurred a section 4912 tax, did it file Form 4720 for this year? .......
 
 
Part III-A
Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6).
Yes
No
1
Were substantially all (90% or more) dues received nondeductible by members? ................
1
 
 
2
Did the organization make only in-house lobbying expenditures of $2,000 or less? ................
2
 
 
3
Did the organization agree to carryover lobbying and political expenditures from the prior year? ..........
3
 
 
Part III-B
Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6) if BOTH Part III-A, lines 1 and 2 are answered “No” OR if Part III-A, line 3 is answered “Yes”.
1
Dues, assessments and similar amounts from members .....................
1
 
2
Section 162(e) non-deductible lobbying and political expenditures (do not include amounts of political
expenses for which the section 527(f) tax was paid).
a
Current year .........................................
2a
 
b
Carryover from last year ....................................
2b
 
c
Total ...........................................
2c
 
3
Aggregate amount reported in section 6033(e)(1)(A) notices of nondeductible section 162(e) dues .
3
 
4
If notices were sent and the amount on line 2c exceeds the amount on line 3, what portion of the excess does the organization agree to carryover to the reasonable estimate of nondeductible lobbying and political expenditure next year? ................................
4
 
5
Taxable amount of lobbying and political expenditures (see instructions) ..............
5
 
Part IV
Supplemental Information
Complete this part to provide the descriptions required for Part l-A, line 1; Part l-B, line 4; Part l-C, line 5; and Part ll-B, line 1i.
Also, complete this part for any additional information.
Identifier Return Reference Explanation
Schedule C (Form 990 or 990EZ) 2010

Additional Data


Software ID:  
Software Version:  

SCHEDULE D
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Financial Statements
SchDMd Bullet Complete if the organization answered "Yes," to Form 990,
Part IV, line 6, 7, 8, 9, 10, 11, or 12.
SchDMd Bullet Attach to Form 990. SchDMd Bullet See separate instructions.
OMB No. 1545-0047
2010
Open to Public Inspection
Name of the organization
NEW YORK UNIVERSITY
 
Employer identification number

13-5562308
Part I
Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts. Complete if the organization answered "Yes" to Form 990, Part IV, line 6.
(a) Donor advised funds (b) Funds and other accounts
1 Total number at end of year .......    
2 Aggregate contributions to (during year) ...    
3 Aggregate grants from (during year) ...    
4 Aggregate value at end of year .......    
5
Did the organization inform all donors and donor advisors in writing that the assets held in donor advised
funds are the organization's property, subject to the organization's exclusive legal control? ............
6
Did the organization inform all grantees, donors, and donor advisors in writing that grant funds may be
used only for charitable purposes and not for the benefit of the donor or donor advisor, or for any other purpose conferring impermissible private benefit. ...................................
Part II
Conservation Easements. Complete if the organization answered "Yes" to Form 990, Part IV, line 7.
1
Purpose(s) of conservation easements held by the organization (check all that apply).
2
Complete lines 2a–2d if the organization held a qualified conservation contribution in the form of a conservation easement on the last day of the tax year.
Held at the End of the Year
a Total number of conservation easements ....................... 2a 1
b Total acreage restricted by conservation easements .................. 2b .29
c Number of conservation easements on a certified historic structure included in (a) ..... 2c 1
d Number of conservation easements included in (c) acquired after 8/17/06 ........ 2d 1
3
Number of conservation easements modified, transferred, released, extinguished, or terminated by the organization during
the taxable year SchDMd Bullet  
4
Number of states where property subject to conservation easement is located SchDMd Bullet1
5
Does the organization have a written policy regarding the periodic monitoring, inspection, handling of violations, and
enforcement of the conservation easements it holds? .............................
6
Staff and volunteer hours devoted to monitoring, inspecting and enforcing conservation easements during the year SchDMd Bullet0.00
7
Amount of expenses incurred in monitoring, inspecting, and enforcing conservation easements during the year SchDMd Bullet $ 0
8
Does each conservation easement reported on line 2(d) above satisfy the requirements of section
170(h)(4)(B)(i) and 170(h)(4)(B)(ii)? ....................................
9
In Part XIV, describe how the organization reports conservation easements in its revenue and expense statement, and
balance sheet, and include, if applicable, the text of the footnote to the organization’s financial statements that describes
the organization’s accounting for conservation easements.
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets.
Complete if the organization answered "Yes" to Form 990, Part IV, line 8.
1a
If the organization elected, as permitted under SFAS 116, not to report in its revenue statement and balance sheet works of
art, historical treasures, or other similar assets held for public exhibition, education or research in furtherance of public service,
provide, in Part XIV, the text of the footnote to its financial statements that describes these items.
b
If the organization elected, as permitted under SFAS 116, to report in its revenue statement and balance sheet works of art,
historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service,
provide the following amounts relating to these items:
(i)
Revenues included in Form 990, Part VIII, line 1 ........................SchDMd Bullet $  
(ii)
Assets included in Form 990, Part X ..............................SchDMd Bullet $  
2
If the organization received or held works of art, historical treasures, or other similar assets for financial gain, provide the
following amounts required to be reported under SFAS 116 relating to these items:
a
Revenues included in Form 990, Part VIII, line 1 ..........................SchDMd Bullet $  
b
Assets included in Form 990, Part X ...............................SchDMd Bullet $  
For Privacy Act and Paperwork Reduction Act Notice, see the Intructions for Form 990
Cat. No. 52283D
Schedule D (Form 990) 2010

Schedule D (Form 990) 2010
Page 2
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets (continued)
3
Using the organization’s accession and other records, check any of the following that are a significant use of its collection
items (check all that apply):
a
d
b
e
 
c
4
Provide a description of the organization’s collections and explain how they further the organization’s exempt purpose in
Part XIV.
5
During the year, did the organization solicit or receive donations of art, historical treasures or other similar
assets to be sold to raise funds rather than to be maintained as part of the organization’s collection?........
Part IV
Escrow and Custodial Arrangements. Complete if the organization answered "Yes" to Form 990,
Part IV, line 9, or reported an amount on Form 990, Part X, line 21.
1a
Is the organization an agent, trustee, custodian or other intermediary for contributions or other assets not
included on Form 990, Part X? ....................................
b
If "Yes," explain the arrangement in Part XIV and complete the following table:
Amount
c Beginning balance ................................. 1c  
d Additions during the year .............................. 1d  
e Distributions during the year ............................. 1e  
f Ending balance ................................... 1f  
2a
Did the organization include an amount on Form 990, Part X, line 21? .....................
b
If “Yes,” explain the arrangement in Part XIV.
Part V
Endowment Funds. Complete if the organization answered "Yes" to Form 990, Part IV, line 10.
(a)Current Year (b)Prior Year (c)Two Years Back (d)Three Years Back (e)Four Years Back
1a Beginning of year balance .... 2,375,939,165 2,134,635,606 2,394,484,490
b Contributions ........ 142,888,000 160,162,000 102,440,000
c Investment earnings or losses ... 301,857,827 172,386,687 -258,404,408
d Grants or scholarships ..... 18,645,572 14,219,178 21,727,000
e Other expenditures for facilities
and programs ........ 		105,415,479 81,135,377 78,727,904
f Administrative expenses .... 6,254,279 3,040,411 3,429,572
g End of year balance ...... 2,690,369,662 2,368,789,327 2,134,635,606
2
Provide the estimated percentage of the year end balance held as:
a
Board designated or quasi-endowment: SchDMd Bullet43.000 %
b
Permanent endowment: SchDMd Bullet57.000 %
c
Term endowment: SchDMd Bullet  
3a
Are there endowment funds not in the possession of the organization that are held and administered for the
organization by:

Yes
No
(i) unrelated organizations ........................
3a(i)
 
No
(ii) related organizations ........................
3a(ii)
 
No
b
If "Yes" to 3a(ii), are the related organizations listed as required on Schedule R? .........
3b
 
 
4
Describe in Part XIV the intended uses of the organization's endowment funds.
Part VI
Investments—Land, Buildings, and Equipment. See Form 990, Part X, line 10.
Description of investment (a) Cost or other basis (investment) (b)Cost or other basis (other) (c) Accumulated depreciation (d) Book value
1a Land .................   153,620,428 153,620,428
b Buildings ................   4,154,425,907 1,469,447,312 2,684,978,595
c Leasehold improvements ............        
d Equipment ................   531,970,437 441,090,991 90,879,446
e Other .................   380,682,000   380,682,000
Total. Add lines 1a-1e. (Column (d) should equal Form 990, Part X, column (B), line 10(c).)........SchDMdBullet 3,310,160,469
Schedule D (Form 990) 2010

Schedule D (Form 990) 2010
Page 3
Part VII
Investments—Other Securities. See Form 990, Part X, line 12.
(a) Description of security or category
(including name of security)		 (b)Book value (c) Method of valuation:
Cost or end-of-year market value
(1)Financial derivatives    
(2)Closely-held equity interests    
(3)Other
(A) ABSOLUTE RETURN 		760,758,818 F

(B) COLLATERAL FOR SECURITIES LOANED 		4,909,867 F

(C) EQUITY SECURITIES 		1,147,790,166 F

(D) FIXED INCOME SECURITIES 		345,327,385 F

(E) OTHER LONG - TERM INVESTMENTS 		133,811,659 F

(F) OTHER SHORT - TERM INVESTMENTS 		47,935,734 F

(G) PRIVATE EQUITY 		324,309,130 F


Total. (Column (b) should equal Form 990, Part X, col.(B) line 12.)Small Bullet 2,764,842,759
Part VIII
Investments—Program Related. See Form 990, Part X, line 13.
(a) Description of investment type (b) Book value (c) Method of valuation:
Cost or end-of-year market value








Total. (Column (b) should equal Form 990, Part X, col.(B) line 13.)Small Bullet  
Part IX
Other Assets. See Form 990, Part X, line 15.
(a) Description (b) Book value








Total. (Column (b) should equal Form 990, Part X, col.(B) line 15.)...........Small Bullet  
Part X
Other Liabilities. See Form 990, Part X, line 25.
1.(a) Description of Liability (b) Amount
Federal Income Taxes  
ACCRUED BENEFIT OBLIGATION 77,478,846
ACCRUED POSTRETIREMENT OBLIGATION 358,051,548
ASSET RETIREMENT OBLIGATION 115,291,611
FEDERAL GRANTS REFUNDABLE 68,187,425
SECURITY LOAN AGREEMENTS PAYABLE 4,745,592
TAXABLE BONDS 127,753,451



Total. (Column (b) should equal Form 990, Part X, col.(B) line 25.)Small Bullet 751,508,473
2. Fin 48 (ASC 740) Footnote. In Part XIV, provide the text of the footnote to the organization's financial statements that reports the organization's liability for uncertain tax positions under FIN 48 (ASC740).
Schedule D (Form 990) 2010

Schedule D (Form 990) 2010
Page 4
Part XI Reconciliation of Change in Net Assets from Form 990 to Financial Statements
1 Total revenue (Form 990, Part VIII, column (A), line 12) .................... 1  
2 Total expenses (Form 990, Part IX, column (A), line 25) ..................... 2  
3 Excess or (deficit) for the year. Subtract line 2 from line 1 ............. 3  
4 Net unrealized gains (losses) on investments .......................... 4  
5 Donated services and use of facilities ............................. 5  
6 Investment expenses ................................... 6  
7 Prior period adjustments .................................. 7  
8 Other (Describe in Part XIV) ................................. 8  
9 Total adjustments (net). Add lines 4 - 8 ............................. 9  
10 Excess or (deficit) for the year per financial statements. Combine lines 3 and 9 ......... 10  
Part XII Reconciliation of Revenue per Audited Financial Statements With Revenue per Return
1 Total revenue, gains, and other support per audited financial statements ....... 1  
2 Amounts included on line 1 but not on Form 990, Part VIII, line 12:
a Net unrealized gains on investments .......... 2a  
b Donated services and use of facilities ......... 2b  
c Recoveries of prior year grants ........... 2c  
d Other (Describe in Part XIV): ............ 2d  
e Add lines 2a through 2d ..................... 2e  
3 Subtract line 2e from line 1..................... 3  
4 Amounts included on Form 990, Part VIII, line 12, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b . 4a  
b Other (Describe in Part XIV): ........... 4b  
c Add lines 4a and 4b....................... 4c  
5 Total Revenue. Add lines 3 and 4c. (This should equal Form 990, Part I, line 12.) ...... 5  
Part XIII Reconciliation of Expenses per Audited Financial Statements With Expenses per Return
1 Total expenses and losses per audited financial statements ............. 1  
2 Amounts included on line 1 but not on Form 990, Part IX, line 25:
a Donated services and use of facilities .......... 2a  
b Prior year adjustments .............. 2b  
c Other losses ................ 2c  
d Other (Describe in Part XIV): ............ 2d  
e Add lines 2a through 2d...................... 2e  
3 Subtract line 2e from line 1..................... 3  
4 Amounts included on Form 990, Part IX, line 25, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b .. 4a  
b Other (Describe in Part XIV): ............ 4b  
c Add lines 4a and 4b....................... 4c  
5 Total expenses. Add lines 3 and 4c. (This should equal Form 990, Part I, line 18.) ...... 5  
Part XIV
Supplemental Information
Complete this part to provide the descriptions required for Part II, lines 3, 5, and 9; Part III, lines 1a and 4; Part lV, lines 1b and 2b;
Part V, line 4; Part X; Part XI, line 8; Part XII, lines 2d and 4b; and Part XIII, lines 2d and 4b. Also complete this part to provide any additional information.
Identifier Return Reference Explanation
  PART III, LINE 1A: "THE UNIVERSITY DOES NOT ASSIGN VALUES TO COLLECTION ITEMS. COLLECTION ITEMS ARE GENERALLY HELD FOR EDUCATIONAL PURPOSES AND ARE NOT DISPOSED OF FOR FINANCIAL GAIN OR OTHERWISE ENCUMBERED IN ANY MANNER".
  PART III, LINE 4: COLLECTIONS AT THE UNIVERSITY INCLUDE WORKS OF ART, LITERARY WORKS, HISTORICAL TREASURES, AND ARTIFACTS THAT ARE MAINTAINED IN THE UNIVERSITY'S GALLERIES, LIBRARIES, AND BUILDINGS. THESE COLLECTIONS ARE PROTECTED AND PRESERVED FOR PUBLIC EXHIBITION, EDUCATION, RESEARCH, AND THE FURTHERANCE OF PUBLIC SERVICE AND, THEREFORE, ARE NOT RECOGNIZED AS ASSETS ON THE CONSOLIDATED BALANCE SHEET. COSTS ASSOCIATED WITH ACQUISITION AND MAINTENANCE OF THESE COLLECTIONS ARE RECORDED AS EXPENSES IN THE PERIOD IN WHICH THEY ARE INCURRED.
DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: NYU'S ENDOWMENT CONSISTS OF INDIVIDUAL FUNDS ESTABLISHED FOR A VARIETY OF PURPOSES SUCH AS: PROGRAM SUPPORT, FACULTY AND STAFF SALARIES, SCHOLARSHIPS AND FELLOWSHIPS, LIBRARY BOOKS, RESEARCH, BUILDINGS AND EQUIPMENT, AND STUDENT LOANS.
Schedule D (Form 990) 2010

Additional Data


Software ID:  
Software Version:  




SCHEDULE E(Form 990 or 990-EZ)
Department of the TreasuryInternal Revenue Service
Schools
Right pointing arrow large imageComplete if the organization answered "Yes" to Form 990, Part IV, line 13,
or Form 990-EZ, Part VI, line 48.
Right pointing arrow large image Attach to Form 990 or Form 990-EZ.
OMB No. 1545-0047
2010
Open to Public Inspection
Name of the organization
NEW YORK UNIVERSITY
 
Employer identification number

13-5562308
Part I
YES
NO
1
Does the organization have a racially nondiscriminatory policy toward students by statement in its charter, bylaws,
other governing instrument, or in a resolution of its governing body? ......................
1
Yes
 
2
Does the organization include a statement of its racially nondiscriminatory policy toward students in all its
brochures, catalogues, and other written communications with the public dealing with student admissions,
programs, and scholarships? ......................................
2
Yes
 
3
Has the organization publicized its racially nondiscriminatory policy through newspaper or broadcast media during
the period of solicitation for students, or during the registration period if it has no solicitation program, in a way
that makes the policy known to all parts of the general community it serves? If "Yes," please describe. If "No,"
please explain. If you need more space use Part II. .............................
3
Yes
 
 
4
Does the organization maintain the following?
a
Records indicating the racial composition of the student body, faculty, and administrative staff? ..........
4a
Yes
 
b
Records documenting that scholarships and other financial assistance are awarded on a racially nondiscriminatory
basis? ...............................................
4b
Yes
 
c
Copies of all catalogues, brochures, announcements, and other written communications to the public dealing
with student admissions, programs, and scholarships? ...........................
4c
Yes
 
d
Copies of all material used by the organization or on its behalf to solicit contributions? ..............
4d
Yes
 
If you answered "No" to any of the above, please explain. If you need more space, use Part II.
 
5
Does the organization discriminate by race in any way with respect to:
a
Students' rights or privileges? .....................................
5a
 
No
b
Admissions policies? .........................................
5b
 
No
c
Employment of faculty or administrative staff? ..............................
5c
 
No
d
Scholarships or other financial assistance? ................................
5d
 
No
e
Educational policies? .........................................
5e
 
No
f
Use of facilities? ...........................................
5f
 
No
g
Athletic programs? ..........................................
5g
 
No
h
Other extracurricular activities? .....................................
5h
 
No
If you answered "Yes" to any of the above, please explain. If you need more space, use Part II.
 
6a
Does the organization receive any financial aid or assistance from a governmental agency? ............
6a
Yes
 
b
Has the organization's right to such aid ever been revoked or suspended? ...................
6b
 
No
If you answered "Yes" to either line 6a or line 6b, explain on Part II.
7
Does the organization certify that it has complied with the applicable requirements of sections 4.01 through 4.05
of Rev. Proc. 75-50, 1975-2 C.B. 587, covering racial nondiscrimination? If "No," explain on Part II.
7
Yes
 
Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50085D
Schedule E (Form 990 or 990-EZ) 2010
Schedule E (Form 990 or 990EZ) 2010
Page 2
Part II
Supplemental Information
Complete this part to provide the explanations required by Part I, lines 3, 4d, 5h, 6b, and 7, as applicable. Also complete this part to provide any other additional information (see instructions).
Identifier Return Reference Explanation
EXPLANATION OF NONDISCRIMINATORY POLICY PUBLICATION SCHEDULE E, PART I, LINE 3 ALL ADVERTISEMENTS AND MARKETING MATERIALS, INCLUDING ADVERTISEMENTS IN NEWSPAPERS, CONTAIN THE NYU NONDISCRIMINATORY POLICY STATEMENT. ADDITIONALLY, THE UNIVERSITY'S WEB-SITE (WWW.NYU.EDU) PROMINENTLY FEATURES INSTITUTIONAL POLICIES ON NONDISCRIMINATION AND EQUAL OPPORTUNITY.
EXPLANATION OF GOVERNMENT FINANCIAL ASSISTANCE SCHEDULE E, PART I, LINE 6 THE UNIVERSITY RECEIVES FINANCIAL ASSISTANCE FROM VARIOUS FEDERAL, STATE & LOCAL AGENCIES.
Schedule E (Form 990 or 990-EZ) 2010
Additional Data


Software ID:  
Software Version:  
SCHEDULE F
(Form 990)

Department of the Treasury
Internal Revenue Service
Statement of Activities Outside the United States
Right pointing arrow large image Complete if the organization answered "Yes" to Form 990,
Part IV, line 14b, 15, or 16.
Right pointing arrow large image Attach to Form 990. Right pointing arrow large image See separate instructions.
OMB No. 1545-0047
2010
Open to Public Inspection
Name of the organization
NEW YORK UNIVERSITY
 
Employer identification number

13-5562308
Part I
General Information on Activities Outside the United States. Complete if the organization answered
“Yes” to Form 990, Part IV, line 14b.
1
For grantmakers. Does the organization maintain records to substantiate the amount of the grants or
assistance, the grantees' eligibility for the grants or assistance, and the selection criteria used to award
the grants or assistance? ...................................
2
For grantmakers. Describe in Part V the organization’s procedures for monitoring the use of grant funds outside the
United States.
3
Activites per Region. (Use Part V if additional space is needed.)
(a) Region (b) Number of offices in the region (c) Number of employees or agents in region or independent contractors (d) Activities conducted in region (by type) (e.g., fundraising, program services, investments, grants to recipients located in the region) (e) If activity listed in (d) is a program service, describe specific type of
service(s) in region		 (f) Total
expenditures for region/investments
in region
CENTRAL AMERICA 0 0 EDUCATION/RESEARCH INSTRUCTION 203,419
EAST ASIA AND THE PACIFIC 4 45 EDUCATION/RESEARCH INSTRUCTION 11,548,695
EUROPE 9 95 EDUCATION/RESEARCH INSTRUCTION 46,016,187
MIDDLE EAST AND NORTH AFRICA 4 228 EDUCATION/RESEARCH INSTRUCTION 49,138,690
SOUTH AMERICA 1 8 EDUCATION/RESEARCH INSTRUCTION 1,637,048
SUB-SAHARAN AFRICA 1 8 EDUCATION/RESEARCH INSTRUCTION 1,588,340
           
           
           
           
           
           
           
           
           
           
           
3a Sub-total ..... 19 384 110,132,379
b Total from continuation sheets to Part I ... 0 0 0
c Totals (add lines 3a and 3b) 19 384 110,132,379
For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990.Cat. No. 50082W Schedule F (Form 990) 2010
Schedule F (Form 990) 2010
Page 2
Part II
Grants and Other Assistance to Organizations or Entities Outside the United States. Complete if the organization answered "Yes" to Form 990,
Part IV, line 15, for any recipient who received more than $5,000. Check this box if no one recipient received more than $5,000 ........ MediumBullet
Use Part V if additional space is needed.
1 (a) Name of organization (b) IRS code section
and EIN (if applicable)		 (c) Region (d) Purpose of
grant 		(e) Amount of
cash grant 		(f) Manner of
cash
disbursement 		(g) Amount of
of non-cash
assistance 		(h) Description
of non-cash
assistance 		(i) Method of
valuation
(book, FMV,
appraisal, other)
             
             
             
             
             
             
             
             
             
             
             
             
             
             
             
             
2
Enter total number of recipient organizations listed above that are recognized as charities by the foreign country, recognized as tax-exempt by the IRS, or for which the grantee or counsel has provided a section 501(c)(3) equivalency letter .....MediumBullet
 
3
Enter total number of other organizations or entities ........................MediumBullet
 
Schedule F (Form 990) 2010
Schedule F (Form 990) 2010Page 3
Part III
Grants and Other Assistance to Individuals Outside the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 16.
Use Part V if additional space is needed.
(a) Type of grant or assistance (b) Region (c) Number of recipients (d) Amount of
cash grant 		(e) Manner of cash
disbursement 		(f) Amount of
non-cash
assistance 		(g) Description
of non-cash
assistance 		(h) Method of
valuation
(book, FMV,
appraisal, other)
SCHOLARSHIPS, FELLOWSHIPS, GRANTS CENTRAL AMERICA 14 466,635 CREDIT TO BURSAR ACCOUNTS      
SCHOLARSHIPS, FELLOWSHIPS, GRANTS EAST ASIA 442 15,171,134 CREDIT TO BURSAR ACCOUNTS      
SCHOLARSHIPS, FELLOWSHIPS, GRANTS EUROPE 380 12,784,198 CREDIT TO BURSAR ACCOUNTS      
SCHOLARSHIPS, FELLOWSHIPS, GRANTS MIDDLE EAST & NORTH AFRICA 94 3,352,196 CREDIT TO BURSAR ACCOUNTS      
SCHOLARSHIPS, FELLOWSHIPS, GRANTS NORTH AMERICA 156 4,569,618 CREDIT TO BURSAR ACCOUNTS      
SCHOLARSHIPS, FELLOWSHIPS, GRANTS RUSSIA-NEWLY INDEPENDENT 29 1,255,501 CREDIT TO BURSAR ACCOUNTS      
SCHOLARSHIPS, FELLOWSHIPS, GRANTS SOUTH AMERICA 142 4,536,454 CREDIT TO BURSAR ACCOUNTS      
SCHOLARSHIPS, FELLOWSHIPS. GRANTS SOUTH ASIA 111 3,893,990 CREDIT TO BURSAR ACCOUNTS      
SCHOLARSHIPS, FELLOWSHIPS, GRANTS SUB-SAHARAN AFRICA 47 1,672,897 CREDIT TO BURSAR ACCOUNTS      
               
               
               
               
               
               
               
               
               
Schedule F (Form 990) 2010
Schedule F (Form 990) 2010
Page 4
Part IV
Foreign Forms
1 Was the organization a U.S. transferor of property to a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 926 (see instructions for Form 926).................
2 Did the organization have an interest in a foreign trust during the tax year? If " Yes," the organization may be required to file Form 3520 and/or Form 3520-A. (see instructions for Forms 3520 and 3520-A)..........
3 Did the organization have an ownership interest in a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 5471, Information Return of U.S. Persons with respect to Certain Foreign Corporations. (see instructions for Form 5471)..............................
4 Was the organization a direct or indirect shareholder of a passive foreign investment company or a qualified electing fund during the tax year? If "Yes," the organization may be required to file Form 8621, Return by a Shareholder of a Passive Foreign Investment Company or Qualified Electing Fund. (see instructions for Form 8621)
5 Did the organization have an ownership interest in a foreign partnership during the tax year? If "Yes," the organization may be required to file Form 8865, Return of U.S. Persons with respect to Certain Foreign Partnerships. (see instructions for Form 8865)....................................
6 Did the organization have any operations in or related to any boycotting countries during the tax year? If "Yes," the organization may be required to file Form 5713, International Boycott Report (see instructions for Form 5713)................................................
Schedule F (Form 990) 2010
Schedule F (Form 990) 2010
Page 5
Part V
Supplemental Information
Complete this part to provide the information (see instructions) required in Part I, line 2, and any additional information.
Identifier ReturnReference Explanation
PROCEDURE FOR MONITORING GRANTS OUTSIDE THE U.S.:   SCHEDULE F, PART I, LINE 2: GRANTS AND OTHER ASSISTANCE AWARDED TO INDIVIDUALS OUTSIDE THE UNITED STATES REPRESENT STUDENT FINANCIAL AID. STUDENTS RECEIVING FINANCIAL AID ARE DETERMINED TO BE WORTHY BY THE UNIVERSITY'S ASSESSMENT ON THE BASIS OF ACADEMIC ACHIEVEMENT, FINANCIAL NEED AND OTHER SIMILAR STANDARDS. THE OFFICE OF FINANCIAL AID AND THE FINANCE OFFICE FOR EACH COLLEGE CONTINUOUSLY MONITOR STUDENT ELIGIBILITY FOR THESE AWARDS.
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
Schedule F (Form 990) 2010
Additional Data


Software ID:  
Software Version:  



SCHEDULE G
(Form 990 or 990-EZ)
Department of the Treasury
Internal Revenue Service
Supplemental Information Regarding
Fundraising or Gaming Activities
Complete if the organization answered "Yes" to Form 990, Part IV, lines 17, 18, or 19,
or if the organization entered more than $15,000 on Form 990-EZ, line 6a.
right arrow Attach to Form 990 or Form 990-EZ. right arrow See separate instructions.
OMB No. 1545-0047
2010
Open to Public Inspection
Name of the organization
NEW YORK UNIVERSITY
 
Employer identification number

13-5562308
Part I
Fundraising Activities. Complete if the organization answered "Yes" to Form 990, Part IV, line 17.
1
Indicate whether the organization raised funds through any of the following activities. Check all that apply.
a e
b f
c g
d
2a
Did the organization have a written or oral agreement with any individual (including officers, directors, trustees
or key employees listed in Form 990, Part VII) or entity in connection with professional fundraising services?
b
If “Yes,” list the ten highest paid individuals or entities (fundraisers) pursuant to agreements under which the fundraiser is
to be compensated at least $5,000 by the organization. Form 990-EZ filers are not required to complete this table.
(i) Name and address of individual
or entity (fundraiser) 		(ii) Activity (iii) Did fundraiser have custody or control of contributions? (iv) Gross receipts
from activity 		(v) Amount paid to
(or retained by)
fundraiser listed in
col. (i) 		(vi) Amount paid to
(or retained by)
organization
Yes No
 
RUFFALOCODY
65 KIRKWOOD N RD
 
CEDAR RAPIDS, IA52406 		PHONATHON   No 1,565,335 756,976 808,359
Total .................right arrow 1,565,335 756,976 808,359
3
List all states in which the organization is registered or licensed to solicit funds or has been notified it is exempt from registration or licensing.
AL, AK, AZ, AR, CA, CO, CT, FL, GA, HI, IL, KS, KY, LA, MA, ME, MD, MI, MN, MO, MS, NC, ND, NH, NJ, NM, NY, OH, OK, OR, PA, RI, SC, TN, UT, VA, WA, WI, WV, DC
For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50083H
Schedule G (Form 990 or 990-EZ) 2010
Schedule G (Form 990 or 990-EZ) 2010
Page 2
Part II
Fundraising Events. Complete if the organization answered "Yes" to Form 990, Part IV, line 18, or reported more than $15,000 on Form 990-EZ, line 6a. List events with gross receipts greater than $5,000.
(a) Event #1

VIOLET BALL
(event type) 		(b) Event #2

FACES
(event type) 		(c) Other Events

30
(total number) 		(d) Total Events
(Add col. (a) through col. (c))
VerticalRevenue 1 Gross receipts . . . 9,701,381 4,221,651 4,816,670 18,739,702
2 Less: Charitable
contributions . . . 		8,381,381 3,614,901 1,825,810 13,822,092
3 Gross income (line 1
minus line 2) . . . 		1,320,000 606,750 2,990,860 4,917,610
VerticalDirectExpenses 4 Cash prizes . . .        
5 Non-cash prizes . .        
6 Rent/facility costs . .        
7 Food and beverages . .        
8 Entertainment . . .        
9 Other direct expenses . 393,069 253,655 1,382,521 2,029,245
10 Direct expense summary. Add lines 4 through 9 in column (d) ........... right arrow 2,029,245
11 Net income summary. Combine lines 3 and 10 in column (d)............ right arrow 2,888,365
Part III
Gaming. Complete if the organization answered "Yes" to Form 990, Part IV, line 19, or reported more than $15,000 on Form 990-EZ, line 6a.
VerticalRevenue (a) Bingo (b) Pull tabs/Instant
bingo/progressive bingo 		(c) Other gaming (d) Total gaming (Add col. (a) through col. (c))
1 Gross revenue . . . .        
VerticalDirectExpenses 2 Cash prizes . . . .        
3 Non-cash prizes . . .        
4 Rent/facility costs . . .        
5 Other direct expenses . .        
6 Volunteer labor . . .
 
 
 
7 Direct expense summary. Add lines 2 through 5 in column (d) ........... right arrow  
8 Net gaming income summary. Combine lines 1 and 7 in column (d) .......... right arrow  
9
Enter the state(s) in which the organization operates gaming activities:
a
Is the organization licensed to operate gaming activities in each of these states? ............
b
If "No," Explain:
 
10a
Were any of the organization's gaming licenses revoked, suspended or terminated during the tax year? .....
b
If "Yes," Explain:
 
11
Does the organization operate gaming activities with nonmembers? .................
12
Is the organization a grantor, beneficiary or trustee of a trust or a member of a partnership or other entity
formed to administer charitable gaming? ...........................
Schedule G (Form 990 or 990-EZ) 2010
Schedule G (Form 990 or 990-EZ) 2010
Page 3
13
Indicate the percentage of gaming activity operated in:
a
The organization's facility ......................
13a
 
b
An outside facility ........................
13b
 
14
Provide the name and address of the person who prepares the organization's gaming/special events books and records:
Name right arrow
Address right arrow
15a
Does the organization have a contract with a third party from whom the organization receives gaming
revenue? ......................................
b
If "Yes," enter the amount of gaming revenue received by the organization right arrow $   and the
amount of gaming revenue retained by the third party right arrow $   .
c
If "Yes," enter name and address:
Name right arrow
Address right arrow
 
 
16
Gaming manager information:
Name right arrow
Gaming manager compensation right arrow $  
Description of services provided right arrow
 
17
Mandatory distributions:
a
Is the organization required under state law to make charitable distributions from the gaming proceeds to
retain the state gaming license? ............................
b
Enter the amount of distributions required under state law distributed to other exempt organizations or spent
in the organization's own exempt activities during the tax year right arrow$  
Part IV
Complete this part to provide additional information for responses to quuestion on Schedule G (see instructions.)
Identifier ReturnReference Explanation
Schedule G (Form 990 or 990-EZ) 2010
Additional Data


Software ID:  
Software Version:  
Schedule I
(Form 990)
Department of the Treasury
Internal Revenue Service
Grants and Other Assistance to Organizations,
Governments and Individuals in the United States
Complete if the organization answered "Yes," to Form 990, Part IV, line 21 or 22.
lBullet Attach to Form 990
OMB No. 1545-0047
2010
Open to Public
Inspection
Name of the organization
NEW YORK UNIVERSITY
 
Employer identification number
13-5562308
Part I
General Information on Grants and Assistance
1
Does the organization maintain records to substantiate the amount of the grants or assistance, the grantees' eligibility for the grants or assistance, and
the selection criteria used to award the grants or assistance? ....................................
2
Describe in Part IV the organization's procedures for monitoring the use of grant funds in the United States.
Part II
Grants and Other Assistance to Governments and Organizations in the United States. Complete if the organization answered "Yes" to
Form 990, Part IV, line 21 for any recipient that received more than $5,000. Check this box if no one recipient received more than $5,000. Use
Part IV and Schedule I-1 (Form 990) if additional space is needed ......................... lBullet
(a) Name and address of organization
or government		 (b) EIN (c) IRC Code section
if applicable		 (d) Amount of cash grant (e) Amount of non-cash
assistance		 (f) Method of valuation
(book, FMV, appraisal,
other)		 (g) Description of
non-cash assistance		 (h) Purpose of grant
or assistance
(1) UNITED WAY OF NEW YORK CITY2 PARK AVENUE
NEW YORK,NY10016 		13-2617681 501(C)(3) 53,030       SUPPORT
(2) NATIONAL CENTER ON PHILANTHROPY AND THE LAW110 WEST 3RD STREET - DAGOSTINO
HALL
NEW YORK,NY10012 		13-3954405 501(C)(3) 270,000       SUPPORT
(3) CARING COMMUNITY INC20 WASHINGTON SQUARE NORTH
NEW YORK,NY10011 		13-2980755 501(C)(3) 7,000       SUPPORT AND COMMUNITY GALA
(4) JUDSON MEMORIAL CHURCH INC55 WASHINGTON SQUARE SOUTH
NEW YORK,NY10012 		13-5563018 501(C)(3) 6,000       SUPPORT AND SANCTUARY OF THE ARTS SPONSORSHIP
(5) LOWER EAST SIDE GIRLS CLUB OF NY56 EAST 1ST STREET
NEW YORK,NY10003 		13-3942063 501(C)(3) 7,500       SUPPORT AND WALK-A-THON
(6) THE JED FOUNDATION583 BROADWAY SUITE 8B
NEW YORK,NY10012 		13-4131139 501(C)(3) 10,000       SUPPORT (ANNUAL GALA)
(7) UNION SQUARE PARTNERSHIP4 IRVING PL NO 1148S
NEW YORK,NY10003 		13-3004730 501(C)(3) 10,500       HARVEST IN THE SQUARE/SUMMER IN THE SQUARE
(8) UNIVERSITY SETTLEMENT SOCIETY OF NEW YORK INC184 ELRIDGE STREET
NEW YORK,NY10002 		13-5562374 501(C)(3) 12,300       SUPPORT, ANNUAL FINE WINE DINNER AND AUCTION AND SUMMER CAMP SPONSORSHIP
(9) URBAN JUSTICE CENTER PETER CICCHINO YOUTH PROJECT123 WILLIAM ST 16TH FLOOR
NEW YORK,NY10038 		13-3442022 501(C)(3) 5,000       SUPPORT
(10) VILLAGE ALLIANCE8 EAST 8TH STREET
NEW YORK,NY10003 		13-3743340 501(C)(3) 15,000       TASTE OF THE VILLAGE - 2009, 2010 AND 2011
(11) VILLAGE CENTER FOR CARE FUND154 CHRISTOPHER ST
NEW YORK,NY10014 		13-2911059 501(C)(3) 8,500       VILLAGE CARE AND NEW YORK LEGENDS OF THE VILLAGE SPONSORSHIP


2
Enter total number of section 501(c)(3) and government organizations ......................... Bullet Image
11
3
Enter total number of other organizations ................................ . Bullet Image
0
For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50055P
Schedule I (Form 990) 2010

Schedule I (Form 990) 2010
Page 2
Part III
Grants and Other Assistance to Individuals in the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 22.
Use Schedule I-1 (Form 990) if additional space is needed.
(a)Type of grant or assistance (b)Number of
recipients		 (c)Amount of
cash grant		 (d)Amount of
non-cash assistance		 (e)Method of valuation (book,
FMV, appraisal, other)		 (f)Description of non-cash assistance
(1) STUDENT FINANCIAL AID 17233 282,745,377      













Part IV
Supplemental Information. Complete this part to provide the information required in Part I, line 2, and any other additional information.
Identifier Return Reference Explanation
PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: GRANTS AND OTHER ASSISTANCE AWARDED TO INDIVIDUALS IN THE UNITED STATES REPRESENT STUDENT FINANCIAL AID. STUDENTS RECEIVING FINANCIAL AID ARE DETERMINED TO BE WORTHY BY THE UNIVERSITY'S ASSESSMENT ON THE BASIS OF ACADEMIC ACHIEVEMENT, FINANCIAL NEED AND OTHER SIMILAR STANDARDS. THE OFFICE OF FINANCIAL AID AND THE FINANCE OFFICE FOR EACH COLLEGE CONTINUOUSLY MONITOR STUDENT ELIGIBILITY FOR THESE AWARDS.
Schedule I (Form 990) 2010


Additional Data


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Software Version:  


Schedule J
(Form 990)
Department of the Treasury
Internal Revenue Service
Compensation Information
For certain Officers, Directors, Trustees, Key Employees, and Highest
Compensated Employees
SchJMediumBullet Complete if the organization answered "Yes" to Form 990,
Part IV, question 23.
SchJMediumBullet Attach to Form 990. SchJMediumBullet See separate instructions.
OMB No. 1545-0047
2010
Open to Public Inspection
Name of the organization
NEW YORK UNIVERSITY
 
Employer identification number

13-5562308
Part I
Questions Regarding Compensation
Yes
No
1a
Check the appropiate box(es) if the organization provided any of the following to or for a person listed in Form
990, Part VII, Section A, line 1a. Complete Part III to provide any relevant information regarding these items.
b
If any of the boxes in line 1a are checked, did the organization follow a written policy regarding payment or reimbursement orprovision of all the expenses described above? If "No," complete Part III to explain....
1b
Yes
 
2
Did the organization require substantiation prior to reimbursing or allowing expenses incurred by all
officers, directors, trustees, and the CEO/Executive Director, regarding the items checked in line 1a? ....
2
Yes
 
3
Indicate which, if any, of the following the organization uses to establish the compensation of the
organization's CEO/Executive Director. Check all that apply.
4
During the year, did any person listed in Form 990, Part VII, Section A, line 1a with respect to the filing organization or a related organization:
a
Receive a severance payment or change-of-control payment? ...............
4a
 
No
b
Participate in, or receive payment from, a supplemental nonqualified retirement plan? ........
4b
Yes
 
c
Participate in, or receive payment from, an equity-based compensation arrangement? ........
4c
 
No
If "Yes" to any of lines 4a-c, list the persons and provide the applicable amounts for each item in Part III.
Only 501(c)(3) and 501(c)(4) organizations only must complete lines 5-9.
5
For persons listed in form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the revenues of:
a
The organization? ...........................
5a
Yes
 
b
Any related organization? .........................
5b
 
No
If "Yes," to line 5a or 5b, describe in Part III.
6
For persons listed in form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the net earnings of:
a
The organization? ...........................
6a
 
No
b
Any related organization? .........................
6b
 
No
If "Yes," to line 6a or 6b, describe in Part III.
7
For persons listed in Form 990, Part VII, Section A, line 1a, did the organization provide any non-fixed
payments not described in lines 5 and 6? If "Yes," describe in Part III ............
7
Yes
 
8
Were any amounts reported in Form 990, Part VII, paid or accured pursuant to a contract that was
subject to the initial contract exception described in Regs. section 53.4958-4(a)(3)? If "Yes," describe
in Part III .............................
8
 
No
9
If "Yes" to line 8, did the organization also follow the rebuttable presumption procedure described in Regulations section 53.4958-6(c)? .........................
9
 
 
For Privacy Act and Paperwork Reduction Act Notice, see the Intructions for Form 990
Cat. No. 50053T
Schedule J (Form 990) 2010

Schedule J (Form 990) 2010
Page 2
Part II
Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees. Use Schedule J-1 if additional space needed.
For each individual whose compensation must be reported in Schedule J, report compensation from the organization on row (i) and from related organizations, described in the
instructions on row (ii). Do not list any individuals that are not listed on Form 990, Part VII.

Note. The sum of columns (B)(i)-(iii) must equal the applicable column (D) or column (E) amounts on Form 990, Part VII, line 1a.
(A) Name (B) Breakdown of W-2 and/or 1099-MISC compensation (C) Retirement and other deferred compensation (D) Nontaxable
benefits		 (E) Total of columns
(B)(i)-(D) 		(F) Compensation
reported in prior
Form 990 or
Form 990-EZ
(i) Base compensation (ii) Bonus & incentive compensation (iii) Other reportable compensation
(1) JOHN E SEXTON (i)
(ii)		 1,242,806
0 		0
0 		64,844
0 		101,700
0 		67,275
0 		1,476,625
0 		0
0
(2) MICHAEL ALFANO (i)
(ii)		 562,483
0 		0
0 		0
0 		35,500
0 		9,877
0 		607,860
0 		0
0
(3) ROBERT BERNE (i)
(ii)		 845,826
0 		0
0 		0
0 		24,500
0 		10,261
0 		880,587
0 		0
0
(4) BONNIE BRIER (i)
(ii)		 561,739
0 		0
0 		0
0 		24,500
0 		11,488
0 		597,727
0 		0
0
(5) MARTIN DORPH (i)
(ii)		 446,056
0 		0
0 		21,637
0 		24,500
0 		14,677
0 		506,870
0 		0
0
(6) DAVID W MCLAUGHLIN (i)
(ii)		 563,785
0 		0
0 		0
0 		24,500
0 		10,259
0 		598,544
0 		0
0
(7) JESS BENHABIB (i)
(ii)		 395,297
0 		0
0 		13,775
0 		24,500
0 		10,261
0 		443,833
0 		0
0
(8) ANDREW BROTMAN (i)
(ii)		 421,559
421,559 		115,000
115,000 		2,505
2,505 		12,250
12,250 		2,080
2,080 		553,394
553,394 		0
0
(9) ROBERT GROSSMAN (i)
(ii)		 940,768
940,768 		239,406
239,406 		306,216
306,216 		250,642
250,642 		7,448
7,448 		1,744,480
1,744,480 		211,987
211,987
(10) ALISON LEARY (i)
(ii)		 300,230
0 		0
0 		0
0 		24,500
0 		14,077
0 		338,807
0 		0
0
(11) ROSEMARIE LOFFREDO (i)
(ii)		 322,447
0 		0
0 		0
0 		24,500
0 		5,545
0 		352,492
0 		0
0
(12) TINA SURH (i)
(ii)		 410,671
0 		255,000
0 		13
0 		24,500
0 		81
0 		690,265
0 		0
0
(13) DEBRA LAMORTE (i)
(ii)		 494,095
0 		5,304
0 		0
0 		24,500
0 		9,301
0 		533,200
0 		0
0
(14) MARILYN MCMILLAN (i)
(ii)		 300,471
0 		0
0 		0
0 		24,500
0 		5,545
0 		330,516
0 		0
0
(15) JAMES GRIFO MD (i)
(ii)		 207,656
0 		2,717,962
0 		0
0 		22,000
0 		19,845
0 		2,967,463
0 		0
0
(16) JOHN G GOLFINOS (i)
(ii)		 402,038
0 		1,524,900
0 		0
0 		24,500
0 		17,937
0 		1,969,375
0 		0
0
(17) NICOLE NOYES (i)
(ii)		 208,296
0 		1,669,861
0 		0
0 		22,000
0 		20,659
0 		1,920,816
0 		0
0
(18) ALAN S BERKELEY (i)
(ii)		 211,294
0 		1,660,802
0 		0
0 		22,000
0 		21,239
0 		1,915,335
0 		0
0
(19) RALPH S MOSCA (i)
(ii)		 221,804
0 		1,580,000
0 		0
0 		22,000
0 		726
0 		1,824,530
0 		0
0
(20) LINDA MILLS (i)
(ii)		 423,362
0 		0
0 		0
0 		24,500
0 		14,677
0 		462,539
0 		0
0
Schedule J (Form 990) 2010

Schedule J (Form 990) 2010
Page 3
Part III
Supplemental Information
Complete this part to provide the information, explanation, or descriptions required for Part I, lines 1a, 1b, 4c, 5a, 5b, 6a, 6b, 7, and 8. Also complete this part for any additional information.
Identifier Return Reference Explanation
  PART I, LINE 1A ONE OFFICER RECEIVED REIMBURSEMENT FOR ACCOUNTING, FINANCIAL PLANNING AND LEGAL EXPENSES. ONE OFFICER, ONE KEY EMPLOYEE, AND ONE HIGHEST COMPENSATED EMPLOYEE TRAVELED FIRST CLASS. ONE KEY EMPLOYEE WAS PROVIDED TRAVEL FOR COMPANIONS, ON WHICH TAX WAS IMPUTED. ONE KEY EMPLOYEE RECEIVED A TAX GROSS-UP PAYMENT. ONE OFFICER AND ONE KEY EMPLOYEE RECEIVED UNIVERSITY HOUSING WITHOUT CHARGE. IN ONE CASE, THE HOUSING QUALIFIED FOR EXCLUSION FROM INCOME UNDER IRC 119. IN THE OTHER, TAX IN ITS ENTIRETY, WAS IMPUTED. ONE KEY EMPLOYEE HAD A CAR AND DRIVER AVAILABLE FOR USE, AND TAX WAS IMPUTED ON THE PERSONAL USE OF THE VEHICLE AND DRIVER.
  PART I, LINE 4B ROBERT GROSSMAN, MD - DEAN OF NYU SCHOOL OF MEDICINE- PARTICIPATES IN A SUPPLEMENTAL NON-QUALIFIED RETIREMENT PLAN, WHICH IS INTENDED TO PROVIDE HIM WITH A SERIES OF LUMP SUM PAYMENTS THAT, WHEN COMBINED WITH HIS PRIMARY SOCIAL SECURITY BENEFIT AND THE UNIVERSITY'S CONTRIBUTIONS TO HIS 403(B) ACCOUNT, REPRESENT AN AMOUNT EQUAL TO THE VALUE OF A LIFETIME PENSION CALCULATED AS 3% OF HIS FINAL AVERAGE BASE SALARY MULTIPLIED BY HIS YEARS OF SERVICE. THIS AMOUNT IS INCLUDED IN COLUMN (C) OF PART II. PRESIDENT SEXTON IS ENTITLED TO RECEIVE A LENGTH OF SERVICE BONUS ON JANUARY 15, 2015, SUBJECT TO A SUBSTANTIAL RISK OF FORFEITURE, EQUAL TO $77,200 TIMES THE NUMBER OF YEARS HE HAS SERVED AS A FULL-TIME MEMBER OF THE NYU SCHOOL OF LAW (INCLUDING HIS SERVICES AS DEAN OF THE SCHOOL OF LAW AND AS PRESIDENT OF THE UNIVERSITY). THE $77,200 ALLOCABLE TO CALENDAR YEAR 2010 IS INCLUDED IN PART II, ABOVE, IN COLUMN C. IN ADDITION, COMMENCING ON SEPTEMBER 1, 2011, SUBJECT TO A SUBSTANTIAL RISK OF FORFEITURE, PRESIDENT SEXTON WILL BE ENTITLED TO RECEIVE PAYMENTS FOR THE REMAINDER OF HIS LIFE (THE "SERP ANNUAL PAYMENTS") EQUAL TO $800,000 PER YEAR, ADJUSTED BY THE LOCAL CONSUMER PRICE INDEX SINCE SEPTEMBER 1, 2008, REDUCED BY RETIREMENT BENEFITS OTHERWISE PROVIDED BY THE UNIVERSITY. THE OBLIGATION TO MAKE THE SERP ANNUAL PAYMENTS HAS BEEN PREVIOUSLY DESCRIBED ON THE UNIVERSITY'S FORMS 990. PRESIDENT SEXTON'S SALARY - WHILE PRESIDENT OR IN ANY POST-PRESIDENT EMPLOYMENT WITH NYU - IS REDUCED BY THE SERP ANNUAL PAYMENTS. FOR EXAMPLE, SO LONG AS PRESIDENT SEXTON REMAINS AS PRESIDENT, HE WILL NOT RECEIVE ANY ECONOMIC BENEFIT FROM THE SERP ANNUAL PAYMENTS BECAUSE EVERY DOLLAR HE RECEIVES FROM THE SERP ANNUAL PAYMENTS WILL REDUCE HIS SALARY AS PRESIDENT. EXECUTIVE VICE PRESIDENT ALFANO IS ENTITLED TO RECEIVE A LENGTH OF SERVICE BONUS ON JANUARY 15, 2013, SUBJECT TO A SUBSTANTIAL RISK OF FORFEITURE, EQUAL TO $11,000 TIMES THE NUMBER OF YEARS HE HAS SERVED AS A FULL-TIME MEMBER OF THE NYU COLLEGE OF DENTISTRY (INCLUDING HIS SERVICES AS DEAN OF THE NYU COLLEGE OF DENTISTRY, A MEMBER OF THE FACULTY OF THE NYU COLLEGE OF DENTISTRY, AND/OR EVP OF NYU). THE $11,000 ALLOCABLE TO CALENDAR YEAR 2010 IS INCLUDED IN PART II, ABOVE, IN COLUMN C.
  PART I, LINE 5 ONE HIGHEST COMPENSATED EMPLOYEE RECEIVED COMPENSATION OVER A BASE SALARY BASED ON THE SURPLUS OF REVENUES AFTER EXPENSES FOR THE IVF FACULTY PRACTICE GROUP.
  PART I, LINE 7 TWO KEY EMPLOYEES RECEIVED COMPENSATION OVER BASE SALARY INCLUDING THE BONUS DETERMINED BY THE ORGANIZATION'S COMPENSATION COMMITTEE, DETERMINED AS REASONABLE.
SUPPLEMENTAL INFORMATION PART III FORM 990, SCHEDULE J, PART II, COL. (F): DR. GROSSMAN'S OTHER REPORTABLE COMPENSATION (COL. (B)(III)) INCLUDES AMOUNTS THAT WERE REPORTED AS DEFERRED COMPENSATION IN A PRIOR FORM 990.
Schedule J (Form 990) 2010

Additional Data


Software ID:  
Software Version:  
Schedule K
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Information on Tax Exempt Bonds
SchKMediumBullet Complete if the organization answered "Yes" to Form 990, Part IV, line 24a. Provide descriptions,
explanations, and any additional information in Schedule O (Form 990).
SchKMediumBullet Attach to Form 990. SchKMediumBullet See separate instructions.
OMB No. 1545-0047
2010
Open to Public
Inspection
Name of the organization
NEW YORK UNIVERSITY
 
Employer identification number
13-5562308
Part I
Bond Issues
(a) Issuer Name (b) Issuer EIN (c) CUSIP # (d) Date Issued (e) Issue Price (f) Description of Purpose (g) Defeased (h) On
Behalf of
Issuer 		(i) Pool
financing
Yes No Yes No Yes No
A DORMITORY AUTHORITY OF THE STATE OF NEW YORK
  		14-6000293 64983TF24 09-09-2004 154,646,150 SEE SUPPLEMENTAL INFORMATION   X   X   X
B DORMITORY AUTHORITY OF THE STATE OF NEW YORK
  		14-6000293 649903QP9 07-12-2007 129,995,163 SEE SUPPLEMENTAL INFORMATION   X   X   X
C DORMITORY AUTHORITY OF THE STATE OF NEW YORK
  		14-6000293 649903U66 07-18-2008 616,076,776 SEE SUPPLEMENTAL INFORMATION   X   X   X
D DORMITORY AUTHORITY OF THE STATE OF NEW YORK
  		14-6000293 649905VF0 12-10-2009 419,957,678 SEE SUPPLEMENTAL INFORMATION   X   X   X
DORMITORY AUTHORITY OF THE STATE OF NEW YORK
  		14-6000293 649905WC6 12-10-2009 65,343,341 SEE SUPPLEMENTAL INFORMATION   X   X   X
Part II
Proceeds
A B C D
1 Amount of bonds retired. . . . . 98,525,000   8,260,000  
2 Amount of bonds defeased . . . .        
3 Total proceeds of issue . . . . 172,937,356 138,192,783 618,722,218 420,401,548
4 Gross proceeds in reserve funds . .        
5 Capitalized interest from proceeds. 13,075,261 13,768,830 28,000,894  
6 Proceeds in refunding escrow. . . . . 98,525,000   98,525,000  
7 Issuance costs from proceeds . . . 1,126,137 1,043,964 3,966,386 2,518,568
8 Credit enhancement from proceeds. 1,604,166 970,225    
9 Working capital expenditures from proceeds . .        
10 Capital expenditures from proceeds . . 155,744,844 116,684,628 484,039,612 332,470,063
11 Other spent proceeds . . 1,386,949 876,883 4,190,326 3,349,589
12 Other unspent proceeds. . . 4,848,253 4,848,253   82,063,329
13 Year of substantial completion . . . 2010 2010 2009
Yes No Yes No Yes No Yes No
14 Were the bonds issued as part of a current refunding issue?   X   X     X  
15 Were the bonds issued as part of an advance refunding issue?   X   X   X   X
16 Has the final allocation of proceeds been made? . . X     X X     X
17 Does the organization maintain adequate books and records to support the final allocation of proceeds? . X   X   X   X  
Part III
Private Business Use
A B C D
Yes No Yes No Yes No Yes No
1 Was the organization a partner in a partnership, or a member of an LLC, which owned property financed by tax-exempt bonds? . . .   X   X   X   X
2 Are there any lease arrangements that may result in private business use of bond-financed property? . . . . . X   X   X   X  
For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50193E
Schedule K (Form 990) 2010
Schedule K (Form 990) 2010
Page 2
Part III
Private Business Use (Continued)
A B C D
Yes No Yes No Yes No Yes No
3a Are there any management or service contracts that may result in private business use? X   X   X   X  
b Are there any research agreements that may result in private business use of bond-financed property? . . X   X   X   X  
c Does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts or research agreements relating to the financed property? . X   X   X   X  
4 Enter the percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government . . . . . . . . . . . . . SchKMediumBullet 0.470 % 3.930 % 2.600 % 0.290 %
5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business activity carried on by your organization, another section 501(c)(3) organization, or a state or local government . SchKMediumBullet 0.960 % 1.080 % 0.810 % 0.640 %
6 Total of lines 4 and 5 . . .. . . . . . 1.430 % 5.010 % 3.410 % 0.930 %
7 Has the organization adopted management practices and procedures to ensure the post-issuance compliance of its tax-exempt bond liabilities? X   X   X   X  
Part IV
Arbitrage
A B C D
Yes No Yes No Yes No Yes No
1 Has a Form 8038-T, Arbitrage Rebate, Yield Reduction and Penalty in Lieu of Arbitrage Rebate, been filed with respect to the bond issue? . . .   X   X   X   X
2 Is the bond issue a variable rate issue? X     X   X   X
3a Has the organization or the governmental issuer entered into a hedge with respect to the bond issue?   X   X   X   X
b Name of provider . NA
  		NA
  		NA
  		 
 
c Term of hedge . .        
d Was the hedge superintegrated? .                
e Was a hedge terminated? .                
4a Were gross proceeds invested in a GIC? .   X   X   X   X
b Name of provider .  
  		 
  		 
  		 
 
c Term of GIC . .        
d Was the regulatory safe harbor for establishing the fair market value of the GIC satisfied? .                
5 Were any gross proceeds invested beyond an available temporary period? . X   X          
6 Did the bond issue qualify for an exception to rebate? . . .   X   X X     X
Schedule K (Form 990) 2010

Schedule K (Form 990) 2010
Page 3
Part V
Supplemental Information
Complete this part to provide additional information for responses to questions on Schedule K (see instructions).
Identifier Return Reference Explanation
SCHEDULE K SUPPLENTAL INFORMATION   PART IV - "ARBITRAGE", LINE 2 ADDITIONAL INFORMATION: BOND NUMBER 3 (CUSIP # 649903U66): THE SERIES 2004 BONDS ISSUED IN VARIABLE RATE FORM WERE REPAID WITH FUNDS DRAWN UNDER A LINE OF CREDIT IN 2008 AND THE LINE OF CREDIT WAS THEN REFINANCED BY OUR 2008 SERIES BONDS. THE SERIES 2004 BONDS ISSUED IN FIXED RATE FORM WERE NOT REFINANCED AND ARE CURRENTLY OUTSTANDING.
  BOND NUMBER 1 (CUSIP # 64983TF24): TO: (I) PAY THE COSTS OF THE 2004 PROJECT, CONSISTING OF THE FINANCING OR REIMBURSEMENT OF THE COSTS OF ACQUISITION, CONSTRUCTION, CAPITAL IMPROVEMENTS AND EQUIPMENT RELATING TO PROJECTS AT VARIOUS CAMPUS LOCATIONS OF THE UNIVERSITY, (II) PAY CAPITALIZED INTEREST AND CAPITALIZED BROKER-DEALER FEES ON THE SERIES 2004 BONDS AND (III) PAY THE COSTS OF ISSUANCE OF THE SERIES 2004 BONDS.
  BOND NUMBER 2 (CUSIP # 649903QP9): TO: (I) PAY THE COSTS OF THE 2007A PROJECT, CONSISTING OF THE FINANCING OR REIMBURSEMENT OF THE COSTS OF ACQUISITION, CONSTRUCTION, CAPITAL IMPROVEMENTS AND EQUIPMENT RELATING TO PROJECTS AT VARIOUS CAMPUS LOCATIONS OF THE UNIVERSITY, (II) PAY CAPITALIZED INTEREST ON THE SERIES 2007A BONDS, AND (III) PAY THE COSTS OF ISSUANCE OF THE SERIES 2007A BONDS.
  BOND NUMBER 3 (CUSIP # 649903U66): TO: (I) PAY THE COSTS OF THE 2008 PROJECT, CONSISTING OF THE FINANCING OR REIMBURSEMENT OF THE COSTS OF ACQUISITION, CONSTRUCTION, CAPITAL IMPROVEMENTS AND EQUIPMENT RELATING TO PROJECTS AT VARIOUS CAMPUS LOCATIONS OF THE UNIVERSITY (II) REPAY A LINE OF CREDIT USED TO CURRENT REFUND THE DORMITORY AUTHORITY OF THE STATE OF NEW YORK, NEW YORK UNIVERSITY INSURED REVENUE BONDS, SERIES 2004B1 AND SERIES 2004B2 ISSUED ON 9/9/2004 (III) PAY CAPITALIZED INTEREST ON THE SERIES 2008 BONDS AND (IV) PAY THE COSTS OF ISSUANCE OF THE SERIES 2008 BONDS.
  BOND NUMBER 4 (CUSIP # 649905VF0): TO (I) PAY THE COSTS OF THE 2009 PROJECT, CONSISTING OF THE FINANCING, REIMBURSEMENT OF THE COSTS OF CONSTRUCTION, ACQUISITION, CAPITAL IMPROVEMENTS AND EQUIPMENT RELATING TO PROJECTS AT VARIOUS CAMPUS LOCATIONS OF THE UNIVERSITY AND (II) PAY THE COSTS OF ISSUANCE OF THE SERIES 2009A BONDS.
  BOND NUMBER 5 (CUSIP # 649905WC6): TO (I) REPAY A LINE OF CREDIT USED TO REPAY TAXABLE INDEBTEDNESS INCURRED IN CONNECTION WITH A FACILITY FOR THE SCHOOL OF MEDICINE, AND (II) PAY THE COST OF ISSUANCE OF THE 2009B BONDS.
PART III - "PRIVATE BUSINESS USE;" BONDS NUMBER 1,2 & 3; LINES 4,5 & 6   NEW YORK UNIVERSITY (THE "UNIVERSITY") IS ALLOCATING EQUITY ON A PRO-RATA BASIS FOR PURPOSES OF THIS TAX-YEAR'S FORM 990, BUT THIS ALLOCATION DOES NOT PRECLUDE THE UNIVERSITY'S ABILITY TO USE OTHER EQUITY ALLOCATION METHODS IN THE FUTURE.
OTHER ADDITIONAL INFORMATION   ON JULY 1, 2011, THE UNIVERSITY PAID THE MATURING PRINCIPAL OF THE DORMITORY AUTHORITY OF THE STATE OF NEW YORK INSURED REVENUE BONDS, SERIES 2003B (THE "SERIES 2003B BONDS") WITH PROCEEDS OF A DRAW ON A TAXABLE LINE OF CREDIT ISSUED BY A COMMERCIAL BANK. AT THE TIME OF SUCH DRAW, THE UNIVERSITY EXPECTED THAT THE DRAW WOULD BE REFINANCED WITH TAX-EXEMPT PROCEEDS. SINCE NO PORTION OF THE SERIES 2003B BONDS WERE OUTSTANDING AS OF AUGUST 31, 2010, THE SERIES 2003B BONDS ARE NOT LISTED AS A "BOND ISSUE" ON SCHEDULE K.
Schedule K (Form 990) 2010

Additional Data


Software ID:  
Software Version:  

Schedule K
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Information on Tax Exempt Bonds
SchKMediumBullet Complete if the organization answered "Yes" to Form 990, Part IV, line 24a. Provide descriptions,
explanations, and any additional information in Schedule O (Form 990).
SchKMediumBullet Attach to Form 990. SchKMediumBullet See separate instructions.
OMB No. 1545-0047
2010
Open to Public
Inspection
Name of the organization
NEW YORK UNIVERSITY
 
Employer identification number
13-5562308
Part I
Bond Issues
(a) Issuer Name (b) Issuer EIN (c) CUSIP # (d) Date Issued (e) Issue Price (f) Description of Purpose (g) Defeased (h) On
Behalf of
Issuer 		(i) Pool
financing
Yes No Yes No Yes No
A DORMITORY AUTHORITY OF THE STATE OF NEW YORK
  		14-6000293 64983TF24 09-09-2004 154,646,150 SEE SUPPLEMENTAL INFORMATION   X   X   X
B DORMITORY AUTHORITY OF THE STATE OF NEW YORK
  		14-6000293 649903QP9 07-12-2007 129,995,163 SEE SUPPLEMENTAL INFORMATION   X   X   X
C DORMITORY AUTHORITY OF THE STATE OF NEW YORK
  		14-6000293 649903U66 07-18-2008 616,076,776 SEE SUPPLEMENTAL INFORMATION   X   X   X
D DORMITORY AUTHORITY OF THE STATE OF NEW YORK
  		14-6000293 649905VF0 12-10-2009 419,957,678 SEE SUPPLEMENTAL INFORMATION   X   X   X
DORMITORY AUTHORITY OF THE STATE OF NEW YORK
  		14-6000293 649905WC6 12-10-2009 65,343,341 SEE SUPPLEMENTAL INFORMATION   X   X   X
Part II
Proceeds
A B C D
1 Amount of bonds retired. . . . . 98,525,000   8,260,000  
2 Amount of bonds defeased . . . .        
3 Total proceeds of issue . . . . 172,937,356 138,192,783 618,722,218 420,401,548
4 Gross proceeds in reserve funds . .        
5 Capitalized interest from proceeds. 13,075,261 13,768,830 28,000,894  
6 Proceeds in refunding escrow. . . . . 98,525,000   98,525,000  
7 Issuance costs from proceeds . . . 1,126,137 1,043,964 3,966,386 2,518,568
8 Credit enhancement from proceeds. 1,604,166 970,225    
9 Working capital expenditures from proceeds . .        
10 Capital expenditures from proceeds . . 155,744,844 116,684,628 484,039,612 332,470,063
11 Other spent proceeds . . 1,386,949 876,883 4,190,326 3,349,589
12 Other unspent proceeds. . . 4,848,253 4,848,253   82,063,329
13 Year of substantial completion . . . 2010 2010 2009
Yes No Yes No Yes No Yes No
14 Were the bonds issued as part of a current refunding issue?   X   X     X  
15 Were the bonds issued as part of an advance refunding issue?   X   X   X   X
16 Has the final allocation of proceeds been made? . . X     X X     X
17 Does the organization maintain adequate books and records to support the final allocation of proceeds? . X   X   X   X  
Part III
Private Business Use
A B C D
Yes No Yes No Yes No Yes No
1 Was the organization a partner in a partnership, or a member of an LLC, which owned property financed by tax-exempt bonds? . . .   X   X   X   X
2 Are there any lease arrangements that may result in private business use of bond-financed property? . . . . . X   X   X   X  
For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50193E
Schedule K (Form 990) 2010
Schedule K (Form 990) 2010
Page 2
Part III
Private Business Use (Continued)
A B C D
Yes No Yes No Yes No Yes No
3a Are there any management or service contracts that may result in private business use? X   X   X   X  
b Are there any research agreements that may result in private business use of bond-financed property? . . X   X   X   X  
c Does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts or research agreements relating to the financed property? . X   X   X   X  
4 Enter the percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government . . . . . . . . . . . . . SchKMediumBullet 0.470 % 3.930 % 2.600 % 0.290 %
5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business activity carried on by your organization, another section 501(c)(3) organization, or a state or local government . SchKMediumBullet 0.960 % 1.080 % 0.810 % 0.640 %
6 Total of lines 4 and 5 . . .. . . . . . 1.430 % 5.010 % 3.410 % 0.930 %
7 Has the organization adopted management practices and procedures to ensure the post-issuance compliance of its tax-exempt bond liabilities? X   X   X   X  
Part IV
Arbitrage
A B C D
Yes No Yes No Yes No Yes No
1 Has a Form 8038-T, Arbitrage Rebate, Yield Reduction and Penalty in Lieu of Arbitrage Rebate, been filed with respect to the bond issue? . . .   X   X   X   X
2 Is the bond issue a variable rate issue? X     X   X   X
3a Has the organization or the governmental issuer entered into a hedge with respect to the bond issue?   X   X   X   X
b Name of provider . NA
  		NA
  		NA
  		 
 
c Term of hedge . .        
d Was the hedge superintegrated? .                
e Was a hedge terminated? .                
4a Were gross proceeds invested in a GIC? .   X   X   X   X
b Name of provider .  
  		 
  		 
  		 
 
c Term of GIC . .        
d Was the regulatory safe harbor for establishing the fair market value of the GIC satisfied? .                
5 Were any gross proceeds invested beyond an available temporary period? . X   X          
6 Did the bond issue qualify for an exception to rebate? . . .   X   X X     X
Schedule K (Form 990) 2010

Schedule K (Form 990) 2010
Page 3
Part V
Supplemental Information
Complete this part to provide additional information for responses to questions on Schedule K (see instructions).
Identifier Return Reference Explanation
SCHEDULE K SUPPLENTAL INFORMATION   PART IV - "ARBITRAGE", LINE 2 ADDITIONAL INFORMATION: BOND NUMBER 3 (CUSIP # 649903U66): THE SERIES 2004 BONDS ISSUED IN VARIABLE RATE FORM WERE REPAID WITH FUNDS DRAWN UNDER A LINE OF CREDIT IN 2008 AND THE LINE OF CREDIT WAS THEN REFINANCED BY OUR 2008 SERIES BONDS. THE SERIES 2004 BONDS ISSUED IN FIXED RATE FORM WERE NOT REFINANCED AND ARE CURRENTLY OUTSTANDING.
  BOND NUMBER 1 (CUSIP # 64983TF24): TO: (I) PAY THE COSTS OF THE 2004 PROJECT, CONSISTING OF THE FINANCING OR REIMBURSEMENT OF THE COSTS OF ACQUISITION, CONSTRUCTION, CAPITAL IMPROVEMENTS AND EQUIPMENT RELATING TO PROJECTS AT VARIOUS CAMPUS LOCATIONS OF THE UNIVERSITY, (II) PAY CAPITALIZED INTEREST AND CAPITALIZED BROKER-DEALER FEES ON THE SERIES 2004 BONDS AND (III) PAY THE COSTS OF ISSUANCE OF THE SERIES 2004 BONDS.
  BOND NUMBER 2 (CUSIP # 649903QP9): TO: (I) PAY THE COSTS OF THE 2007A PROJECT, CONSISTING OF THE FINANCING OR REIMBURSEMENT OF THE COSTS OF ACQUISITION, CONSTRUCTION, CAPITAL IMPROVEMENTS AND EQUIPMENT RELATING TO PROJECTS AT VARIOUS CAMPUS LOCATIONS OF THE UNIVERSITY, (II) PAY CAPITALIZED INTEREST ON THE SERIES 2007A BONDS, AND (III) PAY THE COSTS OF ISSUANCE OF THE SERIES 2007A BONDS.
  BOND NUMBER 3 (CUSIP # 649903U66): TO: (I) PAY THE COSTS OF THE 2008 PROJECT, CONSISTING OF THE FINANCING OR REIMBURSEMENT OF THE COSTS OF ACQUISITION, CONSTRUCTION, CAPITAL IMPROVEMENTS AND EQUIPMENT RELATING TO PROJECTS AT VARIOUS CAMPUS LOCATIONS OF THE UNIVERSITY (II) REPAY A LINE OF CREDIT USED TO CURRENT REFUND THE DORMITORY AUTHORITY OF THE STATE OF NEW YORK, NEW YORK UNIVERSITY INSURED REVENUE BONDS, SERIES 2004B1 AND SERIES 2004B2 ISSUED ON 9/9/2004 (III) PAY CAPITALIZED INTEREST ON THE SERIES 2008 BONDS AND (IV) PAY THE COSTS OF ISSUANCE OF THE SERIES 2008 BONDS.
  BOND NUMBER 4 (CUSIP # 649905VF0): TO (I) PAY THE COSTS OF THE 2009 PROJECT, CONSISTING OF THE FINANCING, REIMBURSEMENT OF THE COSTS OF CONSTRUCTION, ACQUISITION, CAPITAL IMPROVEMENTS AND EQUIPMENT RELATING TO PROJECTS AT VARIOUS CAMPUS LOCATIONS OF THE UNIVERSITY AND (II) PAY THE COSTS OF ISSUANCE OF THE SERIES 2009A BONDS.
  BOND NUMBER 5 (CUSIP # 649905WC6): TO (I) REPAY A LINE OF CREDIT USED TO REPAY TAXABLE INDEBTEDNESS INCURRED IN CONNECTION WITH A FACILITY FOR THE SCHOOL OF MEDICINE, AND (II) PAY THE COST OF ISSUANCE OF THE 2009B BONDS.
PART III - "PRIVATE BUSINESS USE;" BONDS NUMBER 1,2 & 3; LINES 4,5 & 6   NEW YORK UNIVERSITY (THE "UNIVERSITY") IS ALLOCATING EQUITY ON A PRO-RATA BASIS FOR PURPOSES OF THIS TAX-YEAR'S FORM 990, BUT THIS ALLOCATION DOES NOT PRECLUDE THE UNIVERSITY'S ABILITY TO USE OTHER EQUITY ALLOCATION METHODS IN THE FUTURE.
OTHER ADDITIONAL INFORMATION   ON JULY 1, 2011, THE UNIVERSITY PAID THE MATURING PRINCIPAL OF THE DORMITORY AUTHORITY OF THE STATE OF NEW YORK INSURED REVENUE BONDS, SERIES 2003B (THE "SERIES 2003B BONDS") WITH PROCEEDS OF A DRAW ON A TAXABLE LINE OF CREDIT ISSUED BY A COMMERCIAL BANK. AT THE TIME OF SUCH DRAW, THE UNIVERSITY EXPECTED THAT THE DRAW WOULD BE REFINANCED WITH TAX-EXEMPT PROCEEDS. SINCE NO PORTION OF THE SERIES 2003B BONDS WERE OUTSTANDING AS OF AUGUST 31, 2010, THE SERIES 2003B BONDS ARE NOT LISTED AS A "BOND ISSUE" ON SCHEDULE K.
Schedule K (Form 990) 2010

Additional Data


Software ID:  
Software Version:  

Schedule L
(Form 990 or 990-EZ)
Department of the Treasury
Internal Revenue Service
Transactions with Interested Persons
MediumBullet Complete if the organization answered
"Yes" on Form 990, Part IV, lines 25a, 25b, 26, 27, 28a, 28b, or 28c,
or Form 990-EZ, Part V lines 38a or 40b.
MediumBullet Attach to Form 990 or Form 990-EZ. MediumBulletSee separate instructions.
OMB No. 1545-0047
2010
Open to Public Inspection
Name of the organization
NEW YORK UNIVERSITY
 
Employer identification number

13-5562308
Part I
Excess Benefit Transactions (section 501(c)(3) and section 501 (c)(4) organizations only).
Complete if the organization answered "Yes" on Form 990, Part IV, line 25a or 25b, or Form 990-EZ, Part V, line 40b.
1(a) Name of disqualified person (b) Description of transaction (c) Corrected?
Yes No





2
Enter the amount of tax imposed on the organization managers or disqualified persons during the year under section 4958. ......................... Bullet Image$
 
3
Enter the amount of tax, if any, on line 2, above, reimbursed by the organization ....... Bullet Image$
 

Part II
Loans to and/or From Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 26, or Form 990-EZ, Part V, line 38a.
(a) Name of interested person and purpose (b) Loan to or from the organization? (c)Original principal amount (d)Balance due (e) In default? (f) Approved by board or committee? (g)Written agreement?
To From Yes No Yes No Yes No
(1) JOHN E SEXTON
 
  		  X 600,000 542,970   No Yes   Yes  
(2) MARTIN DORPH
 
  		  X 200,000 116,000   No Yes   Yes  
(3) RICHARD REVESZ
 
  		  X 5,738,909 5,683,652   No Yes   Yes  
(4) ANDREW BROTMAN
 
  		  X 100,000 100,000   No Yes   Yes  
(5) JESS BENHABIB
 
  		  X 400,000 400,000   No Yes   Yes  
(6) CAROL A MANDEL
 
  		  X 100,000 100,000   No Yes   Yes  
(7) MARY M BRABECK
 
  		  X 500,000 500,000   No Yes   Yes  
Total ...............Small Bullet $ 7,442,622
Part III
Grants or Assistance Benefitting Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 27.
(a) Name of interested person (b)Relationship between interested person and the organization (c)Amount of grant or type of assistance
(1)  
  		  7,530
For Privacy Act and Paperwork Reduction Act Notice, see the
Instructions for Form 990 or 990-EZ.
Cat. No. 50056A
Schedule L (Form 990 or 990-EZ) 2010
Schedule L (Form 990 or 990-EZ) 2010
Page 2
Part IV
Business Transactions Involving Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 28a, 28b, or 28c.
(a) Name of interested person (b) Relationship between interested person and the organization (c) Amount of transaction (d) Description of transaction (e) Sharing of organization's revenues?
Yes No
(1) LAURENCE D FINK TRUSTEE 343,931 INV. MGT.   No
(2) JOHN SAUNDERS SON IN LAW TRUSTEE B. BERKLEY 165,962 EMPLOYEE   No
(3) MARTIN SILVER SPOUSE TRUSTEE C. SILVER 1,060,369 CONSULTING   No
(4) WILLIAM RUDIN TRUSTEE 1,316,854 LEASE SPACE   No
(5) HARVEY DALE SPOUSE KEY EMPL. D.LAMORTE 170,041 EMPLOYEE   No
(6) JONATHAN HERMAN TRUSTEE 385,208 LEGAL   No
Part V
Supplemental Information
Complete this part to provide additional information for responses to questions on Schedule L (see instructions).
Identifier Return Reference Explanation
Schedule L (Form 990 or 990-EZ) 2010

Additional Data


Software ID:  
Software Version:  




SCHEDULE M
(Form 990)

Department of the Treasury
Internal Revenue Service
NonCash Contributions
Right pointing arrow large imageComplete if the organization answered "Yes" on Form 990, Part IV, lines 29 or 30.
Right pointing arrow large image Attach to Form 990.
OMB No. 1545-0047
2010
Open to Public Inspection
Name of the organization
NEW YORK UNIVERSITY
 
Employer identification number

13-5562308
Part I
Types of Property
(a)
Check if applicable 		(b)
Number of Contributions or items contributed 		(c)
Contribution amounts reported on
Form 990, Part VIII, line 1g 		(d)
Method of determining
contribution amounts
1 Art—Works of art .... X 10 555,532 SEE SCHEDULE O
2 Art—Historical treasures .        
3 Art—Fractional interests ..        
4 Books and publications .. X 1,584,531 SEE SCHEDULE O
5 Clothing and household
goods ....... 		X 36,380 SEE SCHEDULE O
6 Cars and other vehicles ..        
7 Boats and planes ....        
8 Intellectual property ...        
9 Securities—Publicly traded .        
10 Securities—Closely held stock .        
11 Securities—Partnership, LLC,
or trust interests .... 		       
12 Securities—Miscellaneous ..        
13 Qualified conservation
contribution—Historic
structures ..... 		       
14 Qualified conservation
contribution—Other ... 		       
15 Real estate—Residential .        
16 Real estate—Commercial ..        
17 Real estate—Other ...        
18 Collectibles ..... X 25 893,325 SEE SCHEDULE O
19 Food inventory ... X 2 4,760 SEE SCHEDULE O
20 Drugs and medical supplies . X 8 312,528 SEE SCHEDULE O
21 Taxidermy ......        
22 Historical artifacts ....        
23 Scientific specimens ..        
24 Archeological artifacts ...        
25 Other Right pointing arrow large image ( CERTIFICATES ) X 12 16,325 SEE SCHEDULE O
26 Other Right pointing arrow large image( )
27 Other Right pointing arrow large image( )
28 Other Right pointing arrow large image ( )
29
Number of Forms 8283 received by the organization during the tax year for contributions
for which the organization completed Form 8283, Part IV, Donee Acknowledgement ...
29
19
Yes
No
30a
During the year, did the organization receive by contribution any property reported in Part I, lines 1-28 that it
must hold for at least three years from the date of the initial contribution, and which is not required to be used
for exempt purposes for the entire holding period? ..................
30a
 
No
b
If "Yes," describe the arrangement in Part II.
31
Does the organization have a gift acceptance policy that requires the review of any non-standard contributions?
31
Yes
 
32a
Does the organization hire or use third parties or related organizations to solicit, process, or sell non-cash
contributions? ............................
32a
 
No
b
If "Yes," describe in Part II.
33
If the organization did not report revenues in column (c) for a type of property for which column (a) is checked,
describe in Part II.
For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 51227J
Schedule M (Form 990) 2010
Schedule M (Form 990) 2010
Page 2
Part II
Supplemental Information. Complete this part to provide the information required by Part I, lines 30b,
32b, and 33. Also complete this part for any additional information.
Identifier Return Reference Explanation
Schedule M (Form 990) 2010
Additional Data


Software ID:  
Software Version:  
SCHEDULE O
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Supplemental Information to Form 990 or 990-EZ

Complete to provide information for responses to specific questions on
Form 990 or to provide any additional information.
MediumBullet Attach to Form 990 or 990-EZ.
OMB No. 1545-0047
2010
Open to Public
Inspection
Name of the organization
NEW YORK UNIVERSITY
 
Employer identification number

13-5562308
Identifier Return Reference Explanation
FORM 990, PART VI, SECTION A, LINE 2   1) MICHAEL STEINHARDT (TRUSTEE) AND JUDY STEINHARDT (TRUSTEE) HAD A FAMILY RELATIONSHIP DURING THE YEAR ENDED AUGUST 31, 2011. 2) H. DALE HEMMERDINGER (TRUSTEE) AND SURESH SANI (TRUSTEE) HAD A BUSINESS RELATIONSHIP DURING THE YEAR ENDED AUGUST 31, 2011. 3) JAY FURMAN (TRUSTEE) AND JOHN SEXTON (TRUSTEE) HAD A BUSINESS RELATIONSHIP DURING THE YEAR ENDED AUGUST 31, 2011.
FORM 990, PART VI, SECTION B, LINE 11   THE FOLLOWING STEPS WERE TAKEN TO REVIEW THIS IRS FORM 990: 1. THE FORM 990 WAS REVIEWED AND APPROVED BY THE UNIVERSITY CONTROLLER. 2. THE FORM 990 WAS THEN REVIEWED AND APPROVED BY THE UNIVERSITY'S CHIEF FINANCIAL OFFICER AND GENERAL COUNSEL. 3. THE FORM 990 WAS THEN PRESENTED TO THE UNIVERSITY'S AUDIT COMMITTEE FOR REVIEW. 4. THE FORM 990 WAS DISTRIBUTED TO THE FULL BOARD OF TRUSTEES FOR REVIEW. 5. THE COMPENSATION COMMITTEE OF BOARD OF TRUSTEES REVIEWED THE COMPENSATION SECTIONS OF THE FORM 990. 6. FOLLOWING THE REVIEW PERIOD, THE FORM 990 WAS ELECTRONICALLY FILED WITH THE IRS.
  FORM 990, PART VI, SECTION B, LINE 12C THE OFFICE OF GENERAL COUNSEL ANNUALLY SENDS OUT CONFLICT OF INTEREST QUESTIONNAIRES TO OFFICERS, TRUSTEES AND KEY EMPLOYEES, REVIEWS COMPLETED QUESTIONNAIRES AND CONSULTS WITH THOSE COMPLETING FORMS AS APPROPRIATE. IN ADDITION, QUESTIONS ARISE PERIODICALLY THROUGHOUT THE YEAR AND ARE HANDLED BY THE OFFICE OF GENERAL COUNSEL AS APPROPRIATE.
  FORM 990, PART VI, SECTION B, LINE 15 THE PROPOSED COMPENSATION OF OFFICERS, TRUSTEES, KEY EMPLOYEES, DISQUALIFIED PERSONS AND CERTAIN OTHERS (EXCEPT THE PRESIDENT) IS REVIEWED ANNUALLY BY AN OUTSIDE CONSULTING FIRM AND THAT FIRM'S ANALYSIS IS PRESENTED TO THE COMPENSATION COMMITTEE OF THE BOARD FOR ITS REVIEW AND APPROVAL. WHEN IT IS PROPOSED TO CHANGE THE COMPENSATION OF THE PRESIDENT, THE BOARD CHAIRMAN ENGAGES A COMPENSATION CONSULTANT TO PREPARE A CUSTOM SURVEY FOR CONSIDERATION BY THE COMPENSATION COMMITTEE OF THE BOARD, WHICH THEN SETS HIS COMPENSATION.
  FORM 990, PART VI, SECTION C, LINE 19 THE GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS ARE AVAILABLE ON NYU'S WEBSITE (WWW.NYU.EDU).
CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED GAINS ON INVESTMENTS: 226,100,169. ADJUSTMENT TO BEGINING OF YEAR NET ASSETS 11,633,436. TOTAL TO FORM 990, PART XI, LINE 5: 237,733,605.
  FORM 990, PART XI, LINE 2C, THE AUDIT AND COMPLIANCE COMMITTEE OF THE NYU BOARD OF TRUSTEES HAS RESPONSIBILITY FOR OVERSIGHT OF NYU'S FINANCIAL STATEMENT AUDIT AND SELECTION OF ITS INDEPENDENT AUDITOR. THERE HAS BEEN NO CHANGE IN PROCESS SINCE LAST YEAR.
DESCRIPTION OF ORGANIZATION MISSION: FORM 990, PART III, LINE 1, FORM 990 PART III, LINE 1 - (CONTINUED FROM PAGE 2) AS A LEADER IN SCHOLARSHIP AND IS A MEMBER OF THE DISTINGUISHED ASSOCIATION OF AMERICAN UNIVERSITIES. THE UNIVERSITY'S SCHOOLS AND INSTITUTES, EACH WITH ITS OWN TRADITIONS, PROGRAMS AND FACULTY, ARE IN ORDER OF FOUNDING DATE: COLLEGE OF ARTS AND SCIENCE, SCHOOL OF LAW, SCHOOL OF MEDICINE, COLLEGE OF DENTISTRY, GRADUATE SCHOOL OF ARTS AND SCIENCE, STEINHARDT SCHOOL OF CULTURE EDUCATION AND HUMAN DEVELOPMENT, LEONARD N. STERN SCHOOL OF BUSINESS, COURANT INSTITUTE OF MATHEMATICAL SCIENCES, SCHOOL OF CONTINUING AND PROFESSIONAL STUDIES, INSTITUTE OF FINE ARTS, ROBERT F.WAGNER GRADUATE SCHOOL OF PUBLIC SERVICE, POST-GRADUATE MEDICAL SCHOOL, SILVER SCHOOL OF SOCIAL WORK, TISCH SCHOOL OF THE ARTS, GALLATIN SCHOOL OF INDIVIDUALIZED STUDY, COLLEGE OF NURSING, AND THE INSTITUTE FOR THE STUDY OF THE ANCIENT WORLD.IN ADDITION, NYU OPERATES A DEGREE-GRANTING RESEARCH UNIVERSITY WITH A HIGHLY SELECTIVE UNDERGRADUATE LIBERAL ARTS AND SCIENCES COLLEGE IN ABU DHABI - NYU ABU DHABI - AS PART OF ITS GLOBAL NETWORK OF ACADEMIC PROGRAM SITES AND RESEARCH PROGRAMS IN OTHER PARTS OF THE UNITED STATES AND ABROAD, AND HAS ANNOUNCED THE CREATION OF A NEW DEGREE-GRANTING RESEARCH UNIVERSITY IN CHINA AS PART OF THE NETWORK - NYU SHANGHAI.
METHOD OF DETERMINING REVENUES SCHEDULE M-PART I COLUMN (D) THE VALUATION RECORDED IN THE UNIVERSITY'S FUNDRAISING SYSTEM IS USUALLY BASED UP ON THE PROFESSIONAL APPRAISAL SUBMITTED WITH THE GIFT. IN THE EVENT THERE IS NO APPRAISAL AND VALUATION CANNOT BE DETERMINED, A NOMINAL VALUE OF $1 IS RECORDED.
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 51056K
Schedule O (Form 990 or 990-EZ) 2010

Additional Data


Software ID:  
Software Version:  
SCHEDULE R
(Form 990)
Department of the Treasury
Internal Revenue Service
Related Organizations and Unrelated Partnerships
MediumBulletComplete if the organization answered "Yes" to Form 990, Part IV, line 33, 34, 35, 36, or 37.
MediumBulletAttach to Form 990. MediumBullet See separate instructions.

OMB No. 1545-0047
2010
Open to Public Inspection
Name of the organization
NEW YORK UNIVERSITY
 
Employer identification number

13-5562308
Part I
Identification of Disregarded Entities (Complete if the organization answered "Yes" on Form 990, Part IV, line 33.)
(a)
Name, address, and EIN of disregarded entity


(b)
Primary activity


 		(c)
Legal domicile (state
or foreign country)

 		(d)
Total income
(e)
End-of-year assets


 		(f)
Direct controlling
entity

















Part II
Identification of Related Tax-Exempt Organizations (Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related tax-exempt organizations during the tax year.)
(a)
Name, address, and EIN of related organization


(b)
Primary activity


 		(c)
Legal domicile (state
or foreign country)

 		(d)
Exempt Code section
(e)
Public charity status
(if section 501(c)(3))

 		(f)
Direct controlling
entity

 		(g)
Section 512(b)(13) controlled organization
Yes No
(1) INSTITUTE OF FINE ARTS FOUNDATION

1 EAST 78TH STREET

NEW YORK,NY10021
23-7184242 		SUPPORT NYU'S INSTITUTE OF FINE ARTS NY 501 (C) (3) LINE 11A, I NEW YORK UNIVERSITY
 
 
No
(2) NATIONAL CENTER ON PHILANTHROPY AND THE LAW

110 WEST 3RD STREET - DAGOSTINO HAL

NEW YORK,NY10012
13-3954405 		STUDY, RESEARCH, EDUCATION ON PHILANTHROPY & THE LAW NY 501 (C) (3) LINE 11A, I NEW YORK UNIVERSITY
 
 
No
(3) NEW YORK UNIVERSITY REAL ESTATE CORPORATION

70 WASHINGTON SQUARE SOUTH

NEW YORK,NY10013
13-4141728 		OWNS REAL PROPERTY NY 501 (C) (25)   NEW YORK UNIVERSITY
 
 
No
(4) NEW YORK UNIVERSITY SCHOOL OF BUSINESS FOUNDATION

C/O KAUFMAN MGMT CENTER-44 WEST 4TH

NEW YORK,NY10022
13-4168015 		SUPPORT NYU'S L.N. STERN SCHOOL OF BUSINESS NY 501 (C) (3) LINE 7 NEW YORK UNIVERSITY
 
 
No
(5) NEW YORK UNIVERSITY SCHOOL OF LAW FOUNDATION

161 AVENUE OF THE AMERICAS - 504

NEW YORK,NY10016
13-6161036 		SUPPORT NYU'S SCHOOL OF LAW NY 501 (C) (3) LINE 9 NEW YORK UNIVERSITY
 
 
No
(6) NYU IMAGING INC

545 FIRST AVENUE

NEW YORK,NY10016
13-4000622 		PERFORMS MEDICAL ACTIVITIES NY 501 (C) (3) LINE 11A, I NEW YORK UNIVERSITY
 
 
No
(7) NYU SCHOOL OF LAW RETENTION ASSISTANCE CORP

161 AVENUE OF THE AMERICAS - 504

NEW YORK,NY10016
13-4047911 		SUPPORT NYU'S SCHOOL OF LAW NY 501 (C) (3) LINE 11A, I NYU'S SCHOOL OF LAW FOUNDATION
 
 
No
(8) NYU SCHOOL OF LAW HOUSING ASSISTANCE CORP

161 AVENUE OF THE AMERICAS - 504

NEW YORK,NY10016
13-4043221 		SUPPORT NYU'S SCHOOL OF LAW NY 501 (C) (3) LINE 11A, I NYU'S SCHOOL OF LAW FOUNDATION
 
 
No
(9) NYU SCHOOL OF LAW RECRUITMENT ASSISTANCE CORPORATION

161 AVENUE OF THE AMERICAS - 504

NEW YORK,NY10016
13-4043182 		SUPPORT NYU'S SCHOOL OF LAW NY 501 (C) (3) LINE 11A, I NYU'S SCHOOL OF LAW FOUNDATION
 
 
No
(10) HAROLD ACTON TRUST

726 BROADWAY - 9TH FLOOR

NEW YORK,NY10003
13-7050560 		SUPPORT OF NYU'S CAMPUS IN FLORENCE, ITLAY NY 501 (C) (3) LINE 11A, I NEW YORK UNIVERSITY
 
 
No
(11) WASHINGTON SQUARE LEGAL SERVICES INC

161 AVENUE OF THE AMERICAS - 504

NEW YORK,NY10016
23-7392120 		CERTAIN PUBLIC INTEREST ACTIVITIES OF NYU'S SCHOOL OF LAW NY 501 (C) (3) LINE 11A, I NEW YORK UNIVERSITY
 
 
No
(12) NEW YORK UNIVERSITY IN ABU DHABI CORPORATION

70 WASHINGTON SQUARE SOUTH
NEW YORK,ABU DHABI10013
AE
26-2652713 		SUPPORT NYU COLLEGE IN ABU DHABI NY 501 (C) (3) LINE 11A, I NEW YORK UNIVERSITY
 
 
No
(13) HORTENSE ACTON TRUST

70 WASHINGTON SQUARE SOUTH

NEW YORK,NY10013
36-7110976 		SUPPORT NYU'S CAMPUS IN FLORENCE, ITLAY NY 501 (C) (3) LINE 11A, I NEW YORK UNIVERSITY
 
 
No
(14) NYU HOSPITALS CENTER

70 WASHINGTON SQUARE SOUTH

NEW YORK,NY10013
13-3971298 		OPERATES NYU'S HOSPITALS NY 501 (C) (3) LINE 3 NEW YORK UNIVERSITY
 
 
No
(15) POLYTECHNIC INSTITUTE OF NEW YORK UNIVERSITY

70 WASHINGTON SQUARE SOUTH

NEW YORK,NY10013
11-1630820 		ENGINEERING COLLEGE NY 501 (C) (3) LINE 2 NEW YORK UNIVERSITY
 
 
No
(16) 34TH STREET CANCER CENTER INC

70 WASHINGTON SQUARE SOUTH

NEW YORK,NY10013
30-0262470 		CANCER CARE NY 501 (C) (3) LINE 11A, I NYU HOSPITALS CENTER
 
 
No
(17) JURODIN FUND

PO BOX 6089

NEWARK,DE197146089
13-6169166 		SILVER FUNDS DE 501 (C) (3) PF NEW YORK UNIVERSITY
 
 
No
(18) NEW YORK UNIVERSITY VEBA TRUST

70 WASHINGTON SQUARE SOUTH

NEW YORK,NY10013
01-6274657 		POSTRETIREMENT HEALTH CARE BENEFITS NY 501 (C) (9)   NEW YORK UNIVERSITY
 
 
No
(19) NYU IN LONDON

6 BEDFORD SQUARE
  LONDONWC1B 3RA
UK
SUPPORT NYU'S PROGRAM IN LONDON UK     NEW YORK UNIVERSITY
 
 
No
(20) NYU TISCH SCHOOL OF ARTS ASIA LTD

3 KAY SIANG ROAD
    248923
SN
SUPPORTS NYU'S TSOA'S PROGRAM IN SINGAPORE SN     NEW YORK UNIVERSITY
 
 
No
(21) NYU IN TEL-AVIV LTD

TUVAL 13
  RAMAT GAN52522
IS
SUPPORT NYU'S PROGRAM IN TEL-AVIV IS     NEW YORK UNIVERSITY
 
 
No
(22) NEW YORK UNIVERSITY IN FRANCE

56 RUE DE PASSY
  PARIS75016
FR
SUPPORTS NYU'S PROGRAM IN FRANCE FR     NEW YORK UNIVERSITY
 
 
No
For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50135Y
Schedule R (Form 990) 2010
Schedule R (Form 990) 2010
Page 2
Part III
Identification of Related Organizations Taxable as a Partnership (Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related organizations treated as a partnership during the tax year.)
(a)
Name, address, and EIN of
related organization



 		(b)
Primary activity




 		(c)
Legal
domicile
(state or foreign
country)


 		(d)
Direct controlling
entity



 		(e)
Predominant income(related, unrelated, excluded from tax under sections 512-514)

(f)
Share of total income




 		(g)
Share of end-of-year
assets



 		(h)
Disproprtionate allocations?




 		(i)
Code V—UBI
amount in box 20 of
Schedule K-1
(Form 1065)
 		(j)
General or
managing
partner?



 		(k)
Percentage
ownership
Yes No Yes No












Part IV
Identification of Related Organizations Taxable as a Corporation or Trust (Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related organizations treated as a corporation or trust during the tax year.)
(a)
Name, address, and EIN of related organization



 		(b)
Primary activity



 		(c)
Legal domicile
(state or
foreign
country)
 		(d)
Direct controlling
entity


 		(e)
Type of entity
(C corp, S corp,
or trust)

 		(f)
Share of total income



 		(g)
Share of
end-of-year
assets

 		(h)
Percentage
ownership
(1) CCC 550 INSURANCE SCC
550 FIRST AVENUE
NEW YORK   10016
BB
EXCESS PROF. LIAB. INSURANCE BB NYU HOSPITALS CENTER
  		C 63,880,000 305,999,000 100.000 %
(2) INTERNATIONAL ART FUND
C/O NYU 726 BROADWAY
NEW YORK   10003
PM
HOLDS STOCK IN LA PIETRA CORP PM NEW YORK UNIVERSITY
  		C 188 1,459,700 100.000 %
(3) LA PIETRA CORPORATION
VIA BOLOGNESE 120
  FIRENZE50139
IT
HOLDS PROPERTY COMPRISING NYU'S FLORENCE CAMPUS IT INTERNATIONAL ART FUND
  		C 2,892,019 38,139,998 100.000 %
(4) NIU DA EDUCATIONAL INFORMATION CONSULTING (SHANGHAI) CO LTD
3663 ZHONG SHAN BEI RD SCIENCE BUI
  SHANGHAI200062
CH
SUPPORTS NYU'S PROGRAM IN CHINA CH NEW YORK UNIVERSITY
  		C 324,623 227,147 100.000 %
(5) NYU TISCH INSTITUTE (LONDON) LIMITED
SENATE HOUSE SOUTH BLOCK RM 26
MALET STREET,LONDONWC1E7HU
UK
SUPPORTS NYU'S TSOA'S PROGRAM IN LONDON UK NEW YORK UNIVERSITY
  		C 260,403 204,670 100.000 %




Schedule R (Form 990) 2010
Schedule R (Form 990) 2010
Page 3
Part V
Transactions With Related Organizations (Complete if the organization answered "Yes" on Form 990, Part IV, line 34, 35, 35A, or 36.)
Note. Complete line 1 if any entity is listed in Parts II, III or IV.
Yes
No
1 During the tax year, did the orgranization engage in any of the following transactions with one or more related organizations listed in Parts II-IV?
a Receipt of (i) interest (ii) annuities (iii) royalties (iv) rent from a controlled entity . . . . . . . . . . . . . . . . . . . . . . .
1a
Yes
 
b Gift, grant, or capital contribution to other organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1b
Yes
 
c Gift, grant, or capital contribution from other organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1c
Yes
 
d Loans or loan guarantees to or for other organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1d
Yes
 
e Loans or loan guarantees by other organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1e
 
No
f Sale of assets to other organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1f
 
No
g Purchase of assets from other organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1g
 
No
h Exchange of assets . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1h
 
No
i Lease of facilities, equipment, or other assets to other organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1i
Yes
 
j Lease of facilities, equipment, or other assets from other organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . .
1j
Yes
 
k Performance of services or membership or fundraising solicitations for other organization(s) . . . . . . . . . . . . . . . . . . . . . .
1k
Yes
 
l Performance of services or membership or fundraising solicitations by other organization(s) . . . . . . . . . . . . . . . . . . . . . .
1l
Yes
 
m Sharing of facilities, equipment, mailing lists, or other assets . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1m
Yes
 
n Sharing of paid employees . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1n
Yes
 
o Reimbursement paid to other organization for expenses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1o
Yes
 
p Reimbursement paid by other organization for expenses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1p
Yes
 
q Other transfer of cash or property to other organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1q
Yes
 
r Other transfer of cash or property from other organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1r
Yes
 
2
If the answer to any of the above is "Yes," see the instructions for information on who must complete this line, including covered relationships and transaction thresholds.
(a)
Name of other organization 		(b)
Transaction
type(a-r) 		(c)
Amount involved 		(d)
Method of determining amount involved
(1) INSTITUTE OF FINE ARTS FOUNDATION

 C 718,339 FAIR MARKET VALUE
(2) LA PIETRA CORPORATION

 D 2,465,049 FAIR MARKET VALUE
(3) LA PIETRA CORPORATION

 J 1,398,262 FAIR MARKET VALUE
(4) LA PIETRA CORPORATION

 L 791,689 FAIR MARKET VALUE
(5) LA PIETRA CORPORATION

 M 361,700 FAIR MARKET VALUE
(6) LA PIETRA CORPORATION

 O 232,071 FAIR MARKET VALUE
(7) NATIONAL CENTER ON PHILANTHROPY AND THE LAW INC

 B 270,000 FAIR MARKET VALUE
(8) NEW YORK UNIVERSITY SCHOOL OF BUSINESS FOUNDATION

 C 1,914,523 FAIR MARKET VALUE
(9) NEW YORK UNIVERSITY SCHOOL OF LAW FOUNDATION

 B 1,933,328 FAIR MARKET VALUE
(10) NEW YORK UNIVERSITY SCHOOL OF LAW FOUNDATION

 C 7,469,162 FAIR MARKET VALUE
(11) NEW YORK UNIVERSITY VEBA TRUST

 Q 9,000,000 FAIR MARKET VALUE
(12) NYU DA EDUCATION INFORMATION CONSULTING (SHANGHAI)

 R 1,585,954 FAIR MARKET VALUE
(13) NYU HOSPITALS CENTER

 O 161,082,050 FAIR MARKET VALUE
(14) NYU HOSPITALS CENTER

 P 145,038,108 FAIR MARKET VALUE
(15) NYU IN FRANCE

 Q 5,663,324 FAIR MARKET VALUE
(16) NYU IN LONDON

 Q 6,715,866 FAIR MARKET VALUE
(17) NYU IN TEL AVIV LTD

 Q 777,371 FAIR MARKET VALUE
(18) NYU REAL ESTATE CORPORATION

 C 62,306 FAIR MARKET VALUE
(19) POLYTECHNIC INSTITUTE OF NEW YORK UNIVERSITY

 D 10,027,674 FAIR MARKET VALUE
(20) POLYTECHNIC INSTITUTE OF NEW YORK UNIVERSITY

 O 1,183,018 FAIR MARKET VALUE
(21) POLYTECHNIC INSTITUTE OF NEW YORK UNIVERSITY

 P 2,171,416 FAIR MARKET VALUE
(22) SIR HAROLD ACTON CHARITABLE TRUST

 C 985,089 FAIR MARKET VALUE
(23) WASHINGTON SQUARE LEGAL SERVICES

 Q 106,000 FAIR MARKET VALUE
Schedule R (Form 990) 2010
Schedule R (Form 990) 2010
Page 4
Part VI
Unrelated Organizations Taxable as a Partnership (Complete if the organization answered "Yes" on Form 990, Part IV, line 37.)
Provide the following information for each entity taxed as a partnership through which the organization conducted more than five percent of its activities (measured by total assets or gross revenue) that was not a related organization. See instructions regarding exclusion for certain investment partnerships.
(a)
Name, address, and EIN of entity 		(b)
Primary activity 		(c)
Legal domicile
(state or foreign
country) 		(d)
Are all
partners
section
501(c)(3)
organizations? 		(e)
Share of
end-of-year
assets 		(f)
Disproprtionate allocations? 		(g)
Code V—UBI
amount in box
20 of Schedule K-1
(Form 1065) 		(h)
General or
managing
partner?
Yes No Yes No Yes No






























Schedule R (Form 990) 2010
Schedule R (Form 990) 2010
Page 5
Part VII
Supplemental Information
Complete this part to provide additional information for responses to questions on Schedule R (see instructions).
Identifier Return Reference Explanation
Additional Data


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