Form990-PF

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Nonexempt Charitable Trust
Treated as a Private Foundation
Note. The foundation may be able to use a copy of this return to satisfy state reporting requirements.
OMB No. 1545-0052
2011
For calendar year 2011, or tax year beginning 04-01-2011 , and ending 03-31-2012
G
Check all that apply:
Name of foundation
THE GREATER NORWICH FOUNDATION 011037
 

Number and street (or P.O. box number if mail is not delivered to street address)C/O NBT BANK NA 52 S BROAD ST   Room/suite
City or town, state, and ZIP code
NORWICH, NY13815
A Employer identification number

16-6064927
B Telephone number (see page 10 of the instructions)

(607) 337-6497
C bullet
D 1. bullet
H Check type of organization:
2. bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$6,747,945J Accounting method:
 
(Part I, column (d) must be on cash basis.)
E bullet
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see page 11 of the instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 48,510
2 Check bullet
3 Interest on savings and temporary cash investments 10 10  
4 Dividends and interest from securities...... 230,847 230,647  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 204,060
b Gross sales price for all assets on line 6a 907,542
7 Capital gain net income (from Part IV, line 2)... 219,437
8 Net short-term capital gain......... 0
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 483,427 450,094  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 26,556 23,900   2,656
14 Other employee salaries and wages......   0 0 0
15 Pension plans, employee benefits.......   0 0  
16a Legal fees (attach schedule).........       0
b Accounting fees (attach schedule)....... Click to see attachment 1,365 0 0 0
c Other professional fees (attach schedule)....       0
17 Interest...............       0
18 Taxes (attach schedule) (see page 14 of the instructions) Click to see attachment 5,708 384   0
19 Depreciation (attach schedule) and depletion... 0 0  
20 Occupancy..............        
21 Travel, conferences, and meetings.......   0 0  
22 Printing and publications.......... 12 0 0 12
23 Other expenses (attach schedule)....... Click to see attachment 250     250
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 33,891 24,284 0 2,918
25 Contributions, gifts, grants paid........ 320,915 320,915
26 Total expenses and disbursements. Add lines 24 and 25 354,806 24,284 0 323,833
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 128,621
b Net investment income (if negative, enter -0-) 425,810
c Adjusted net income (if negative, enter -0-)... 0
For Privacy Act and Paperwork Reduction Act Notice, see page 30 of the instructions.
Cat. No. 11289X Form 990-PF (2011)
Form 990-PF (2011)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............... 1,486    
2 Savings and temporary cash investments.......... 103,573 179,797 179,797
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet     0 0
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see page 15 of the
instructions)....................      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet0      
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule) 374,185 Click to see attachment199,496 233,350
b Investments—corporate stock (attach schedule)........ 2,155,713 Click to see attachment2,262,623 4,528,457
c Investments—corporate bonds (attach schedule)........ 1,098,628 Click to see attachment973,628 1,017,447
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)........... 108,269 Click to see attachment254,931 264,341
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet) Click to see attachment400,000 Click to see attachment500,000 Click to see attachment524,553
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 4,241,854 4,370,475 6,747,945
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable...................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)..........   0
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted....................    
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds......... 4,165,919 4,370,475
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds 75,935  
30 Total net assets or fund balances (see page 17 of the
instructions).................... 4,241,854 4,370,475
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 4,241,854 4,370,475
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 4,241,854
2 Enter amount from Part I, line 27a..................... 2 128,621
3 Other increases not included in line 2 (itemize) bullet 3 0
4 Add lines 1, 2, and 3.......................... 4 4,370,475
5 Decreases not included in line 2 (itemize) bullet 5 0
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 4,370,475
Form 990-PF (2011)
Form 990-PF (2011)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a 29.6968 AOL INC COM P 1999-11-30 2011-04-21
b 30.3032 AOL INC COM P 2006-04-13 2011-04-21
c 2000. BANK OF AMERICA CORPORATION COM P 2003-05-16 2011-04-21
d 400. BANK OF AMERICA CORPORATION COM P 2003-10-29 2011-04-21
e 50000. FHLB 4.875% 11/18/11 P 2007-04-16 2011-04-21
332.665 TIME WARNER INC P 1999-11-30 2011-04-21
333.335 TIME WARNER INC P 2006-04-13 2011-04-21
83.33 TIME WARNER CABLE INC P 1999-11-30 2011-04-21
83.67 TIME WARNER CABLE INC P 2006-04-13 2011-04-21
920. CHEVRONTEXACO CORP COM P 1991-08-22 2011-05-13
80. CHEVRONTEXACO CORP COM P 1994-01-27 2011-05-13
1000. COLGATE PALMOLIVE CO COM P 1994-05-31 2011-05-13
450. DOW CHEM CO COM P 1994-03-01 2011-05-13
550. DOW CHEM CO COM P 1999-02-10 2011-05-13
200. ZIMMER HLDGS INC COM P 1995-09-22 2011-05-13
40. ZIMMER HLDGS INC COM P 1995-09-22 2011-05-13
260. ZIMMER HLDGS INC COM P 2002-05-21 2011-05-13
450. CATERPILLAR INC DEL COM P 2007-04-13 2011-07-01
150. LUBRIZOL CORP COM P 1982-11-22 2011-09-19
11.488 AMERICAN BEACON L/C VALU-IS P 2009-10-21 2011-10-11
11.815 BARON PARTNERS FUND-INS P 2009-10-21 2011-10-11
13.335 DODGE & COX INTL STOCK FUND P 2009-10-21 2011-10-11
19.716 ROYCE PENNSYLVANIA MUT FUND-IN P 2009-10-21 2011-10-11
1.527 SELECTED AMERICAN SHARES-D P 2008-07-17 2011-10-11
6.163 VANGUARD MORGAN GROWTH FD-AD P 2009-10-21 2011-10-11
10.694 CRM MID CAP VALUE FD INSTL P 2009-10-21 2011-10-11
2000. ENTERGY CORP NEW COM P 1998-05-04 2011-10-18
1000. GENERAL MILLS INC COM P 1994-01-31 2011-10-18
500. YUM! BRANDS INC COM P 2011-05-13 2011-10-18
200. ISHARES MSCI EAFE INDEX FUND P 2009-10-15 2011-10-19
25000. HOUSEHOLD FINANCE MED TERM 6.15 11-15-11 P 2001-10-25 2011-11-15
25000. FHLB 4.875% 11/18/11 P 2007-04-16 2011-11-18
100000. GEN ELEC CAP CRP MTN 4.000% 2/15/12 P 2008-02-06 2012-02-15
100000. FHLMC 4.750% 3/05/12 P 2007-04-16 2012-03-05
2000. AMERICAN INTL GR 6.450% PFD SER A-4 P 2007-05-31 2012-03-28
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 561   3,765 -3,204
b 572   842 -270
c 24,471   74,410 -49,939
d 4,894   14,752 -9,858
e 51,141   49,998 1,143
11,947   54,607 -42,660
11,971   11,997 -26
6,109   19,216 -13,107
6,134   4,230 1,904
93,676   16,474 77,202
8,146   1,721 6,425
86,565   14,535 72,030
17,313   9,625 7,688
21,160   17,371 3,789
13,665   1,730 11,935
2,733   346 2,387
17,764   9,365 8,399
48,803   30,177 18,626
20,250   1,503 18,747
206   195 11
211   179 32
407   438 -31
208   182 26
57   64 -7
329   282 47
275   251 24
132,536   45,734 86,802
39,393   12,297 27,096
25,846   27,535 -1,689
10,131   11,338 -1,207
25,000   25,000  
25,000   24,999 1
100,000   100,000  
100,000   99,691 309
46,739   50,000 -3,261
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       -3,204
b       -270
c       -49,939
d       -9,858
e       1,143
      -42,660
      -26
      -13,107
      1,904
      77,202
      6,425
      72,030
      7,688
      3,789
      11,935
      2,387
      8,399
      18,626
      18,747
      11
      32
      -31
      26
      -7
      47
      24
      86,802
      27,096
      -1,689
      -1,207
       
      1
       
      309
      -3,261
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 219,437
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see pages 13 and 17 of the instructions).
If (loss), enter -0- in Part I, line 8 . . . . . . . . . . . . . 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If “Yes,” the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2010 251,584 5,793,437 0.043426
2009 275,714 5,087,776 0.054191
2008 290,726 5,241,202 0.055469
2007 258,971 6,105,253 0.042418
2006 193,549 5,061,018 0.038243
2 Total of line 1, column (d) ...................... 2 0.233747
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.046749
4 Enter the net value of noncharitable-use assets for 2011 from Part X, line 5..... 4 6,302,318
5 Multiply line 4 by line 3....................... 5 294,627
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 4,258
7 Add lines 5 and 6......................... 7 298,885
8 Enter qualifying distributions from Part XII, line 4.............. 8 323,833
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions on page 18.
Form 990-PF (2011)
Form 990-PF (2011)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A” on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 4,258
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2............................ 3 4,258
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 4,258
6 Credits/Payments:
a 2011 estimated tax payments and 2010 overpayment credited to 2011 6a 3,780
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c 0
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 3,780
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9 478
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10  
11 Enter the amount of line 10 to be: Credited to 2012 estimated taxBullet   Refunded Bullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is “Yes” to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If “Yes,” attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If “Yes,” attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If “Yes,” has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If “Yes,” attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If “Yes,” complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see page 19 of the
    instructions)bulletNY
    b
    If the answer is “Yes” to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If “No,” attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2011 or the taxable year beginning in 2011 (see instructions for Part XIV on
    page 27)? If “Yes,” complete Part XIV..........................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If “Yes,” attach a schedule listing their names and addresses.
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see page 20 of the instructions) .......
    11
     
    No
    12
    Did the foundation acquire a direct or indirect interest in any applicable insurance contract before August 17, 2008?
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbullet  
    14
    The books are in care ofbulletNBT BANK NA Telephone no.bullet (607) 337-6497
    Located atbullet52 SOUTH BROAD STNORWICHNY ZIP+4bullet13815
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16
    At any time during calendar year 2011, did the foundation have an interest in or a signature or other authority over
    a bank, securities, or other financial account in a foreign country? .................
    16
     
    No
    See page 20 of the instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the foreign country bullet  
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the “Yes” column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check “No”
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is “Yes” to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
    No
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2011?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2011, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2011?...............
    If “Yes,” list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer “No” and attach statement—see page 20 of the instructions.) .........
    2b
     
    No
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business
    enterprise at any time during the year?.....................
    b
    If “Yes,” did it have excess business holdings in 2011 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2011.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2011?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see page 22 of the instructions)...
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is “Yes” to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see page 22 of the instructions)?
    5b
     
     
    .........bullet
    c
    If the answer is “Yes” to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If “Yes,” attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay
    premiums on a personal benefit contract?....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If “Yes” to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see page 22 of the instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    NBT BANK NA TRUSTEE
    1     		26,556    
    52 SOUTH BROAD ST
    NORWICH,NY13815
    JAMES I DUNNE COTRUSTEE
    1     		0    
    7 COOMES ST
    NORWICH,NY13815
    JAMES A HOY COTRUSTEE
    1     		0    
    911 NORTH MACEWEN DRIVE
    NORWICH,NY13815
    PETER V SMITH COTRUSTEE
    1     		0    
    CO WACHOVIA SECURITIES 43 S BROAD S
    NORWICH,NY13815
    JANE E EATON COTRUSTEE
    1     		0    
    17 NEWTON AVENUE
    NORWICH,NY13815
    ESTHER C FLANAGAN COTRUSTEE
    1     		0    
    123 NORTH BROAD ST
    NORWICH,NY13815
    THOMAS C EMERSON ESQ COTRUSTEE
    1     		0    
    LEE EMERSON FERRARESE 35 WEST MAI
    NORWICH,NY13815
    FREDERIC B MIERS COTRUSTEE
    1     		0    
    1 COOMES STREET
    NORWICH,NY13815
    H WILLIAM SMITH JR COTRUSTEE
    1     		0    
    975 COUNTY ROAD 10A
    NORWICH,NY13815
    JACOB K WEINMAN COTRUSTEE
    1     		0    
    183 NORTH BROAD STREET
    NORWICH,NY13815
    2 Compensation of five highest-paid employees (other than those included on line 1—see page 23 of the instructions).
    If none, enter “NONE.”
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    3 Five highest-paid independent contractors for professional services (see page 23 of the instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see page 23 of the instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3..........................bullet  
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see page 24 of the instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    6,272,867
    b
    Average of monthly cash balances.......................
    1b
    125,425
    c
    Fair market value of all other assets (see page 24 of the instructions)............
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    6,398,292
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    6,398,292
    4
    Cash deemed held for charitable activities. Enter 1 1⁄2% of line 3 (for greater amount, see page 25
    of the instructions) ...........................
    4
    95,974
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    6,302,318
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    315,116
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    315,116
    2a
    Tax on investment income for 2011 from Part VI, line 5......
    2a
    4,258
    b
    Income tax for 2011. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    4,258
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    310,858
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    310,858
    6
    Deduction from distributable amount (see page 25 of the instructions)...........
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
    310,858
    Part XII
    Qualifying Distributions (see page 25 of the instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    323,833
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
    0
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
    0
    b
    Cash distribution test (attach the required schedule) .................
    3b
    0
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    323,833
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see page 26 of the instructions)............
    5
    4,258
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    319,575
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 8
    Part XIII
    Undistributed Income (see page 26 of the instructions)
    (a)
    Corpus     		(b)
    Years prior to 2010     		(c)
    2010     		(d)
    2011
    1 Distributable amount for 2011 from Part XI, line 7 310,858
    2 Undistributed income, if any, as of the end of 2011:
    a Enter amount for 2010 only....... 41,249
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2011:
    a From 2006....... 0
    b From 2007....... 0
    c From 2008....... 0
    d From 2009....... 0
    e From 2010....... 0
    fTotal of lines 3a through e......... 0
    4Qualifying distributions for 2011 from Part
    XII, line 4: bullet$ 323,833
    a Applied to 2010, but not more than line 2a 41,249
    b Applied to undistributed income of prior years
    (Election required—see page 26 of the instructions)    		 0
    c Treated as distributions out of corpus (Election
    required—see page 26 of the instructions)...     		21,290
    d Applied to 2011 distributable amount..... 261,294
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2011. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 21,290
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable
    amount—see page 27 of the instructions ...     		0
    e Undistributed income for 2010. Subtract line
    4a from line 2a. Taxable amount—see page 27
    of the instructions ...........     		0
    f Undistributed income for 2011. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2011 ..........     		49,564
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see page 27
    of the instructions) ...........     		21,290
    8Excess distributions carryover from 2006 not
    applied on line 5 or line 7 (see page 27 of the
    instructions) .............     		0
    9Excess distributions carryover to 2012.
    Subtract lines 7 and 8 from line 6a ......     		0
    10 Analysis of line 9:
    a Excess from 2007.... 0
    b Excess from 2008.... 0
    c Excess from 2009.... 0
    d Excess from 2010.... 0
    e Excess from 2011.... 0
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 9
    Part XIV
    Private Operating Foundations (see page 27 of the instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2011, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2011 (b) 2010 (c) 2009 (d) 2008
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ....     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets” alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment” alternative test— enter 2⁄3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support” alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see page 27 of the instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number of the person to whom applications should be addressed:
    GREATER NORWICH FDN
    C/O OF NBT BANK NA 52 S BROAD ST
    NORWICH,NY13815
    (607) 337-6193
    bThe form in which applications should be submitted and information and materials they should include:
    GRANT APPLICATION FORM, LETTER INCLUDING TAX CLASSIFICATION, PURPOSE FOR USE OF FUNDS AND FINANCIALS
    cAny submission deadlines:
    APRIL 15TH FOR ANNUAL MEETING HELD IN MAY OCTOBER 15TH FOR NOVEMBER MEETING
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    GEOGRAPHICAL-NORWICH NEW YORK COMMUNITY LOCATED IN CHENANGO COUNTY
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    ITHACA COLLEGE
    FBO MATTHEW EATON
    953 DANBY ROAD
    ITHACA,NY14850     		NONE N/A M STEWART SCHOLARSHIP AWARD 1,000
    CHENANGO CNTY SPCA
    6160 COUNTY RD 32
    Norwich,NY13815     		N/A NONE ANNUAL OPERATING BUDGET 5,000
    SUNY AT MORRISVILLE &
    NOLA RUSSELL
    PO BOX 901
    MORRISVILLE,NY13408     		NONE N/A C. ROBBINS SCHOLARSHIP AWARD 1,500
    CHENANGO CO HISTORICAL
    SOCIETY
    45 REXFORD STREET
    NORWICH,NY138151121     		NONE EXEMPT FLANAGAN RESEARCH CENTER 50,000
    CHENANGO COUNTY COUNCIL
    OF THE ARTS
    27 WEST MAIN STREET
    NORWICH,NY13815     		NONE EXEMPT H & B EDWARDS DONATION 500
    NORTHEAST CLASSIC CAR
    MUSEUM
    24 REXFORD STREET
    NORWICH,NY13815     		NONE EXEMPT H & B EDWARDS FUND 500
    HOSPICE OF CHENANGO CO
    21 HAYES STREET
    NORWICH,NY13815     		NONE EXEMPT MEDICAL EQUIPMENT 10,000
    CHENANGO MEMORIAL
    HOSPITAL
    179 NORTH BROAD STREET
    NORWICH,NY13815     		NONE EXEMPT NEW OPERATING TOWER 45,000
    EMMANUEL EPISCOPAL CHURCH
    37 W MAIN ST PO BOX 203
    NORWICH,NY13815     		NONE EXEMPT FOOD CLOSET 10,000
    CHENANGO COUNTY COUNCIL
    OF THE ARTS
    27 WEST MAIN STREET
    NORWICH,NY138151611     		N/A NONE 2ND INSTALLMENT TWO YEAR PLEDGE-FUNDING 15,000
    NORWICH YMCA
    SCHOLARSHIP CAMPAIGN
    68-70 NORTH BROAD STREET
    NORWICH,NY13815     		NONE EXEMPT ANNUAL CAMPAIGN DONATION 10,000
    UNITED CHURCH OF CHRIST
    FIRST CONGREGATIONAL
    65 WEST MAIN STREET
    NORWICH,NY13815     		NONE EXEMPT H & B EDWARDS FUND DONATION 500
    CHENANGO MEMORIAL
    HOSPITAL
    179 N BROAD ST
    NORWICH,NY13815     		N/A EXEMPT 2011 DONATION FOR MATERNITY UNIT 10,000
    FOOD BANK OF CENTRAL NY
    6970 SCHUYLER ROAD
    EAST SYRACUSE,NY130579791     		N/A EXEMPT HUNGER RELIEF CHENANGO COUNTY 5,000
    COLORSCAPE CHENANGO ARTS
    FESTIVAL INC
    PO BOX 624
    NORWICH,NY13815     		NONE N/A 2011 MUSIC PROJECT 5,000
    CHENANGO BLUES ASSN
    HILLSIDE HOUSE B-22
    NORWICH,NY13815     		NONE EXEMPT SUMMER MUSIC SERIES 5,000
    GUERNSEY MEMORIAL LIBRARY
    3 COURT STREET
    NORWICH,NY13815     		N/A EXEMPT 2011 GRANT RABBI SHAPIRO 250
    NORWICH BIDMA INC
    1 CITY PLAZA
    NORWICH,NY13815     		NONE EXEMPT CHRISTMAS LIGHTS 5,000
    CITY OF NORWICH
    ONE CITY PLAZA
    NORWICH,NY13815     		NONE EXEMPT 2011 SUMMER CONCERT 665
    SUNY AT CORTLAND
    FOR DEREK HUGHES
    PO BOX 2000
    CORTLAND,NY13045     		NONE N/A CLARA ROBBINS SCHOLARSHIP AWARD 1,500
    ITHACA COLLEGE
    FOR BROOKE IRELAND
    953 DANBY ROAD
    ITHACA,NY14850     		NONE N/A CLARA ROBBINS SCHOLARSHIP AWARD 1,500
    SUNY AT MORRISVILLE
    FOR BRITTANY REIHL
    PO BOX 901
    MORRISVILLE,NY13408     		NONE N/A SCHOLARSHIP AWARD 1,500
    SYRACUSE UNIVERSITY
    FOR CHRISTINA DECKER
    900 SOUTH CROUSE AVENUE
    SYRACUSE,NY13244     		NONE N/A CLARA ROBBINS SCHOLARSHIP AWARD 1,500
    SUNY AT MORRISVILLE
    FBO ZACHARIAH J YOUNGS
    PO BOX 901
    MORRISVILLE,NY13408     		NONE EXEMPT MARCIA STEWART SCHOLARSHIPS 1,000
    SUNY AT MORRISVILLE
    FOR MATT JACKSON
    PO BOX 901
    MORRISVILLE,NY13408     		NONE N/A CLARA ROBBINS SCHOLARSHIP AWARD 1,500
    UNIVERSITY AT BUFFALO
    FOR NORENE PALMER
    CAPEN HALL
    BUFFALO,NY14260     		NONE N/A SCHOLARSHIP AWARD 2,000
    CITY OF NORWICH
    ONE CITY PLAZA
    NORWICH,NY13815     		NONE EXEMPT REPAIRS TO KURT BEYER POOL 40,000
    HARTWICK COLLEGE
    FOR COURTNEY MCGRATH
    ONE HARTWICK DRIVE
    ONEONTA,NY138204020     		NONE N/A CLARA ROBBINS MEMORIAL SCHOLARSHIP 1,500
    SUNY AT ONEONTA
    FOR KATHERINE D HAGEN
    NETZER ADMIN BLDG
    ONEONTA,NY13820     		NONE N/A MARCIA STEWART SCHOLARSHIP AWARD 1,000
    BOSTON COLLEGE
    FBO LUCAS J FOLLETT
    140 COMMONWEALTH AVE
    CHESTNUT HILL,MA024673809     		NONE N/A C ROBBINS MEMORIAL SCHOLARSHIP AWARD 1,500
    ARCADIA UNIVERSITY
    FBO HANNAH R MURPHY
    450 S EASTON ROAD
    GLENSIDE,PA19038     		NONE N/A C ROBBINS MEMORIAL SCHOLARSHIP AWARD 1,500
    NAZARETH COLLEGE
    FBO HANNAH RUNYON
    4245 EAST AVENUE
    ROCHESTER,NY14618     		NONE N/A CLARA ROBBINS SCHOLARSHIP AWARD 1,500
    SUNY AT CORTLAND
    FBO TYLER J SLATER
    PO BOX 2000
    CORTLAND,NY13045     		NONE N/A KAREN BROWN SCHOLARSHIP AWARD 1,500
    CORNELL UNIVERSITY &
    REVA SEAGER
    410 THURSTON AVE
    ITHACA,NY148502488     		NONE N/A CLARA ROBBINS SCHOLARSHIP AWARD 1,500
    CHENANGO COUNTY AGRICULTURAL
    C/O CHENANGO COUNTY FAIR
    PO BOX 622
    NORWICH,NY13815     		NONE N/A WATER, SEPTIC & ROAD IMPROVEMENTS 20,000
    ALBANY COLLEGE PHARMACY
    FOR HALEY RUNYON
    106 NEW SCOTLAND AVE
    ALBANY,NY12208     		NONE N/A C ROBBINS MEMORIAL SCHOLARSHIP AWARD 1,500
    NORWICH-OXFORD LITTLE LEAGUE
    114 SHARMAN DRIVE
    NORWICH,NY13815     		NONE EXEMPT IMPROVEMENTS TO FIELDS & STANDS 10,000
    LEMOYNE COLLEGE
    FBO JAMES TESTANI
    1419 SALT SPRING ROAD
    SYRACUSE,NY13214     		NONE N/A ALAN HOROVITZ ALL AROUND STUDENT 1,000
    NEW PALTZ FOR
    LINDSAY BELTZ
    1 HAWK DRIVE
    NEW PALTZ,NY12561     		NONE N/A KAREN BROWN SCHOLARSHIP AWARD 1,500
    HAMILTON COLLEGE
    FOR ANDREW AUSTIN
    3915 CAMPUS ROAD
    CLINTON,NY13323     		NONE N/A CLARA ROBBINS SCHOLARSHIP AWARD 1,500
    BINGHAMTON UNIVERSITY
    FOR CARA FRINK
    PO BOX 6000
    BINGHAMTON,NY139026000     		NONE N/A MARCIA STEWART SCHOLARSHIP AWARD 1,000
    BINGHAMTON UNIVERSITY
    FOR TIMOTHY CLARK
    PO BOX 6000
    BINGHAMTON,NY139026000     		NONE N/A CLARA ROBBINS SCHOLARSHIP AWARD 1,500
    NORWICH BIDMA INC
    ONE CITYPLAZA
    NORWICH,NY13815     		NONE EXEMPT 3RD & FINAL PAYMENT 2009 PLEDGE 20,000
    RUTGERS & MATTHEW BLISS
    329 COOPER STREET
    CAMDEN,NJ08102     		NONE N/A SCHOLARSHIP AWARD 2,000
    LAFAYETTE COLLEGE &
    VICTORIA PARSON
    215 MARKLE HALL
    EASTON,PA18042     		NONE N/A SCHOLARSHIP AWARD 1,000
    UNIVERSITY OF NOTRE DAME &
    FRANK SOMICH
    220 MAIN BUILDING
    NOTRE DAME,IN46556     		NONE N/A SCHOLARSHIP AWARD 1,000
    ONONDAGA COMM COLLEGE
    JONATHAN FOULDS
    4585 WEST SENECA TURNPIKE
    SYRACUSE,NY13215     		NONE N/A ALAN HOROVITZ-SPORTS 1,000
    SUNY PLATTSBURGH &
    MATTHEW ANTONOWICZ
    101 BROAD STREET
    PLATTSBURGH,NY12901     		NONE N/A SCHOLARSHIP AWARD 500
    BOWDOIN COLLEGE &
    CLEO DAOUD
    85 UNION STREET
    LEWISTON,ME042439569     		NONE N/A CLARA ROBBINS SCHOLARSHIP 1,500
    MICHIGAN STATE UNIVERSITY &
    JOSH FAVALORO
    556 E CIRCLE DRIVE
    EAST LANSING,MI48824     		NONE N/A SCHOLARSHIP AWARD 500
    SUNY CORTLAND &
    MEGAN MCAVOY
    PO BOX 2000
    CORTLAND,NY13045     		NONE N/A SCHOLARSHIP AWARD 2,000
    ROGER WILLIAMS SCHOOL &
    LAURA PARKER
    TEN METACOM AVENUE
    BRISTOL,RI02809     		NONE N/A EDWARD J LEE LAW SCHOLARSHIP 2,000
    NORWICH JEWISH CENTER
    318 TOLLEY HUMANITIES BLDG
    NORWICH,NY13815     		N/A EXEMPT RENOVATIONS 10,000
    HARTWICK COLLEGE &
    THEODORE JEROME
    ONE HARTWICK DRIVE
    ONEONTA,NY13820     		NONE N/A SCHOLARSHIP AWARD 1,000
    Total .................................bullet 3a 320,915
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See page 28 of
    the instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3Interest on savings and temporary cash investments     14 10  
    4 Dividends and interest from securities....     14 230,847  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8Gain or (loss) from sales of assets other than inventory     18 204,060  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   434,917  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13434,917
    (See worksheet in line 13 instructions on page 28 to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the organization’s exempt purposes (other than by providing funds for such purposes). (See
    page 28 of the instructions.)
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section
    Yes
    No
    501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is “Yes,” complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If “Yes,” complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    SignHere
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    Signature of officer or trustee Date Title
    PaidPreparersUseOnly Preparer's SignatureBullet Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2011)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description
    Schedule B
    (Form 990, 990-EZ,
    or 990-PF)
    Department of the Treasury
    Internal Revenue Service
    Schedule of Contributors
    Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
    OMB No. 1545-0047
    2011
    Name of organization
    THE GREATER NORWICH FOUNDATION 011037
     
    Employer identification number

    16-6064927
    Organization type (check one):
    Filers of:
    Section:
    Form 990 or 990-EZ





    Form 990-PF




    Check if your organization is covered by the General Rule or a Special Rule.  
    Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
    General Rule
    Special Rules
    ......................... Arrow Bullet   $    
    Caution. An Organization that is not covered by the General Rule and/or the Special Rules does not file Schedule B (Form 990,
    990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its
    Form 990-EZ or on Part I, line 2, of its Form 990-PF, to certify that it does not meet the filing requirements of Schedule B (Form 990,
    990-EZ, or 990-PF).
    For Paperwork Reduction Act Notice, see the Instructions
    for Form 990, 990-EZ, or 990-PF.
    Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2011)

    Page 2
    Schedule B (Form 990, 990-EZ, or 990-PF) (2011)
    Name of organization
    THE GREATER NORWICH FOUNDATION 011037
          		Employer identification number

    16-6064927
    Part I
    Contributors (see Instructions). Use duplicate copies of Part I if additional space is needed.
    		     
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    1
     
     

    VARIOUS    
    C/O NBT BANK 52 S BROAD ST
       
    NORWICH, NY   13815

    		$735




    (Complete Part II if there is a noncash contribution.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    2
     
     

    KENT BARBARA TURNER    
    181 LEROY STREET
       
    BINGHAMTON, NY   13905

    		$20,135




    (Complete Part II if there is a noncash contribution.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    3
     
     

    FRED MIERS    
    1 COOMES STREET
       
    NORWICH, NY   13815

    		$1,000




    (Complete Part II if there is a noncash contribution.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    4
    CHARLES BURR CHARITABLE TR
     

         
    C/O NBT BANK 52 S BROAD ST
       
    NORWICH, NY   13815

    		$12,413




    (Complete Part II if there is a noncash contribution.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    5
    RAYMOND & ALMA WILLARD CHARITABLE TR
     

         
    C/O NBT BANK 52 S BROAD ST
       
    NORWICH, NY   13815

    		$2,372




    (Complete Part II if there is a noncash contribution.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    6
     
     

    JAMES SUE HOY    
    911 MACEWEN DRIVE
       
    OSPREY, FL   34229

    		$1,000




    (Complete Part II if there is a noncash contribution.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2011)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2011)
    Name of organization
    THE GREATER NORWICH FOUNDATION 011037
          		Employer identification number

    16-6064927
    Part I
    Contributors (see Instructions). Use duplicate copies of Part I if additional space is needed.
    		     
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    7
     
     

    PETER SMITH LAUREL WILTBANK    
    105 NORTH BROAD STREET
       
    NORWICH, NY   13815

    		$1,000




    (Complete Part II if there is a noncash contribution.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    8
     
     

    MR MRS JAMES DUNNE    
    7 COOMES STREET
       
    NORWICH, NY   13815

    		$1,100




    (Complete Part II if there is a noncash contribution.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    9
    WEINMAN FAMILY FOUNDATION
     

         
    C/O NBT BANK 52 S BROAD ST
       
    NORWICH, NY   13815

    		$1,000




    (Complete Part II if there is a noncash contribution.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    10
    PATRICIA & WILLIAM SMITH FDN
     

         
    975 COUNTY ROAD 10A
       
    NORWICH, NY   13815

    		$1,000




    (Complete Part II if there is a noncash contribution.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    11
     
     

    THOMAS BONNIE EMERSON    
    PO BOX 168
       
    OXFORD, NY   13830

    		$1,000




    (Complete Part II if there is a noncash contribution.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    12
    COMMUNITY FOUNDATION OF SARASOTA
     

         
    2635 FRUITVILLE ROAD
       
    SARASOTA, FL   34327

    		$1,000




    (Complete Part II if there is a noncash contribution.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2011)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2011)
    Name of organization
    THE GREATER NORWICH FOUNDATION 011037
          		Employer identification number

    16-6064927
    Part I
    Contributors (see Instructions). Use duplicate copies of Part I if additional space is needed.
    		     
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    13
    CURRAN FOUNDATION
     

         
    C/O NBT BANK 52 S BROAD ST
       
    NORWICH, NY   13815

    		$2,000




    (Complete Part II if there is a noncash contribution.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    14
    W E EATON CHARITABLE TRUST
     

         
    C/O NBT BANK 52 S BROAD ST
       
    NORWICH, NY   13815

    		$1,505




    (Complete Part II if there is a noncash contribution.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    15
     
     

    MARY CATTAN    
    551 WESTOVER ROAD
       
    STAMFORD, CT   06902

    		$250




    (Complete Part II if there is a noncash contribution.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    16
    THOMAS & ESTHER FLANAGAN CHAR FDN
     

         
    C/O NBT BANK 52 S BROAD ST
       
    NORWICH, NY   13815

    		$1,000




    (Complete Part II if there is a noncash contribution.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

         
     
       

    		$  




    (Complete Part II if there is a noncash contribution.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

         
     
       

    		$  




    (Complete Part II if there is a noncash contribution.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2011)

    Page 3
    Schedule B (Form 990, 990-EZ, or 990-PF) (2011)
    Name of organization
    THE GREATER NORWICH FOUNDATION 011037
          		Employer identification number

    16-6064927
    Part II
    Noncash Property (see Instructions). Use duplicate copies of Part II if additional space is needed.
    		     
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions).     		(d)
    Date received
    2
    		 150 SHARES -LUBRIZOL CORP   $20,135 2011-06-23
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions).     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions).     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions).     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions).     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions).     		(d)
    Date received
     
    		$    
    Schedule B (Form 990, 990-EZ, or 990-PF) (2011)

    Page 4
    Schedule B (Form 990, 990-EZ, or 990-PF) (2011)
    Name of organization
    THE GREATER NORWICH FOUNDATION 011037
          		Employer identification number

    16-6064927
    Part III
    Exclusively religious, charitable, etc., individual contributions to section 501(c)(7), (8), or (10) organizations
    that total more than $1,000 for the year. Complete columns (a) through (e) and the following line entry.
    For organizations completing Part III, enter the total of exclusively religious, charitable, etc.,
    contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet $  
    Use duplicate copies of Part III if additional space is needed
    (a) No.
    from
    Part I    		 (b)
    Purpose of gift    		 (c)
    Use of gift    		 (d)
    Description of how gift is held
     
    (e)
    Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
           
     
    (a) No.
    from
    Part I    		 (b)
    Purpose of gift    		 (c)
    Use of gift    		 (d)
    Description of how gift is held
     
    (e)
    Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
           
     
    (a) No.
    from
    Part I    		 (b)
    Purpose of gift    		 (c)
    Use of gift    		 (d)
    Description of how gift is held
     
    (e)
    Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
           
     
    (a) No.
    from
    Part I    		 (b)
    Purpose of gift    		 (c)
    Use of gift    		 (d)
    Description of how gift is held
     
    (e)
    Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
           
     
    Schedule B (Form 990, 990-EZ, or 990-PF) (2011)

    Additional Data


    Software ID:  
    Software Version:  

    TY 2011 AccountingFeesSchedule
    Name:
    THE GREATER NORWICH FOUNDATION 011037
    EIN: 16-6064927
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    TAX PREPARATION FEES 1,365      

    TY 2011 DistributionFromCorpusElection
    Name:
    THE GREATER NORWICH FOUNDATION 011037
    EIN: 16-6064927
    Election:
    THE FOUNDATION ELECTS TO TREAT THIS AMOUNT AS A PASS-THROUGH DISTRIBUTION FROM CORPUS TO SATISFY DISTRIBUTION REQUIREMENTS OF SECTION 170(b)(1)(F) OR 4942(g)(3).

    TY 2011 InvestmentsCorpBondsSchedule
    Name:
    THE GREATER NORWICH FOUNDATION 011037
    EIN: 16-6064927
    Name of Bond End of Year Book Value End of Year Fair Market Value
    GEN ELEC CAPL 5.625% 9/15/2017 82,250 116,419
    GEN ELEC CAP 5.65% 6/9/2014 93,550 109,408
    GEN ELEC CAP 5% 7-15-23 100,000 107,573
    GEN ELEC CAP 3.5% 10-15-18 200,000 200,322
    GEN ELEC CAP 4.5% 12-15-21 100,000 102,489
    MORGAN STANLEY 10.00% 9-22-25 99,250 92,625
    MORGAN STANLEY 4.2% 11-20-14 98,578 100,793
    BARCLAYS BK PLC 3.0% 10-7-17 200,000 187,818

    TY 2011 InvestmentsCorpStockSchedule
    Name:
    THE GREATER NORWICH FOUNDATION 011037
    EIN: 16-6064927
    Name of Stock End of Year Book Value End of Year Fair Market Value
    GOLDMAN SACHS GROUP PFD 6.125% 100,000 101,200
    CISCO SYSTEMS INC 10,034 10,575
    LOWES COS 14,969 31,380
    HEINZ H J 54,645 80,325
    PNC FINL SVS GROUP INC 32,083 32,245
    UNION PACIFIC CORP 60,000 214,960
    WELLS FARGO 58,959 75,108
    QUALCOMM INC 56,602 68,060
    AT&T 50,308 124,920
    BRISTOL MYERS SQUIBB CO 64,485 101,250
    JPMORGAN CHASE & CO 44,668 91,960
    SOUTHERN CO 128,665 134,790
    ABBOTT LABS 28,510 36,774
    FRONTIER COMMUNICATIONS 7,590 4,821
    MCDONALDS CORP 77,747 122,625
    PROCTER & GAMBLE CO 33,121 134,420
    LILLY ELI & CO 44,635 80,530
    APPLE INC 27,904 149,888
    MERCK & CO 22,760 36,480
    GENERAL MILLS INC 37,770 118,350
    VERIZON COMMUNICATIONS 114,859 184,192
    INTL PAPER CO 37,330 35,100
    AMERICAN INTL GROUP 6.45% 50,000 47,280
    DEERE & CO 44,420 161,800
    NEXTERA ENERGY INC 87,303 244,320
    INTEL CORP 34,298 133,546
    PFIZER INC 21,048 22,645
    DISNEY WALT CO 32,544 91,938
    DOMINION RESOURCES INC 107,724 230,445
    MICROSOFT CORP 45,211 64,510
    CHEVRON CORP 64,524 321,630
    UNITED TECHNOLOGIES CORP 29,946 38,152
    TARGET CORP 53,577 58,270
    NBT BANCORP 28,795 68,161
    PEPSICO INC 37,582 132,700
    GENERAL ELECTRIC CO 62,293 140,490
    TEVA PHARMACEUTICAL INDS SPONS 25,213 22,530
    DOW CHEMICAL CO 63,166 69,280
    DUPONT E I DE NEMOURS 62,095 105,800
    PRUDENTIAL FINL INC 47,790 47,542
    MONSANTO CO 40,281 39,880
    EXXON MOBIL CORP 72,656 346,920
    ILLINOIS TOOL WKS INC 43,235 42,840
    CONOCOPHILLIPS 35,963 38,005
    GLAXOSMITHKLINE PLC 65,315 89,820

    TY 2011 InvestmentsGovtObligationsSch
    Name:
    THE GREATER NORWICH FOUNDATION 011037
    EIN: 16-6064927
    US Government Securities - End of Year Book Value:

    199,496
    US Government Securities - End of Year Fair Market Value:

    233,350
    State & Local Government Securities - End of Year Book Value:


     
    State & Local Government Securities - End of Year Fair Market Value:


     


    TY 2011 InvestmentsOtherSchedule2
    Name:
    THE GREATER NORWICH FOUNDATION 011037
    EIN: 16-6064927
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    AMERICAN BEACON LARGE CAP AT COST 1,238 1,552
    DODGE & COX INCOME FUND AT COST 1,293 1,356
    VANGUARD GNMA FD AT COST 808 828
    FEDERATED TOTAL RETURN BOND AT COST 1,307 1,366
    SELECTED AMERICAN SHARES CL D AT COST 1,428 1,549
    BARON PARTNERS FD AT COST 45 67
    ROYCE PENNSYLVANIA MUTUAL FD AT COST 386 503
    VANGUARD MORGAN GROWTH FD ADM AT COST 1,153 1,603
    CRM MID CAP VALUE FD AT COST 426 544
    DODGE & COX INTER ST FD AT COST 584 585
    ISHARES MSCI EMERGMKT AT COST 51,030 53,681
    ISHARES MSCI EAFE IDX AT COST 45,352 43,912
    HARTFORD MID CAP VALUE FD-Y AT COST 318 341
    LAZARD EMERGING MKTS PORT-IN AT COST 360 394
    KBW REGIONAL BANKING ETF AT COST 52,057 56,940
    SPDR S&P DIVIDEND ETF AT COST 97,146 99,120

    TY 2011 OtherAssetsSchedule
    Name:
    THE GREATER NORWICH FOUNDATION 011037
    EIN: 16-6064927
    Description Beginning of Year - Book Value End of Year - Book Value End of Year - Fair Market Value
    GE MONEY BANK CD 5.2% 10/30/15 50,000 50,000 55,823
    GE CAPITAL CD 5.35% 10/30/2018 50,000 50,000 59,194
    WACHOVIA MTG CD 4.55% 5-28-13 50,000 50,000 51,865
    WACHOVIA BK CD 4.35% 5/29/12 50,000 50,000 50,233
    WACHOVIA BANK FSB 4.30% 3/7/13 100,000 100,000 102,824
    EXCHANGE ST BK CD 2.35% 6-2-15 100,000 100,000 104,663
    GOLDMAN SACHS BK 1.7% 2/22/17   100,000 99,951


    TY 2011 OtherExpensesSchedule
    Name:
    THE GREATER NORWICH FOUNDATION 011037
    EIN: 16-6064927
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    NYS EPTL FILING FEE 250 0   250


    TY 2011 TaxesSchedule
    Name:
    THE GREATER NORWICH FOUNDATION 011037
    EIN: 16-6064927
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAX W/H 86 384   0
    ESTIMATED EXCISE TAX PAID 3,780 0   0
    2011 EXCISE TAX BALANCE 1,842 0   0