TY 2011 Form 990PF

- TIN:

Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation

or Section 4947(a)(1) Nonexempt Charitable Trust
Treated as a Private Foundation

Note. The foundation may be able to use a copy of this return to satisfy state reporting requirements.

OMB No. 1545-0052

2011

For calendar year 2011, or tax year beginning 01-01-2011 , and ending 12-31-2011

Check all that apply:Initial returnInitial return of a former public charityFinal return

Amended returnAddress changeName change

Name of foundation
BAYLEY FAMILY FOUNDATION

% FOUNDATION MGMT GROUP LLC

Number and street (or P.O. box number if mail is not delivered to street address)1000 SECOND AVENUE 34TH FLOOR Room/suite

City or town, state, and ZIP code
SEATTLE, WA981041022

A Employer identification number

20-8113775

B Telephone number (see page 10 of the instructions)

(206) 667-0300

C If exemption application is pending, check here bullet

D 1. Foreign organizations, check here . bullet

H Check type of organization: Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trustOther taxable private foundation 2. Foreign organizations meeting the 85% test,
check here and attach computation bullet

I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16) bullet

$3,631,579J Accounting method: Cash Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)

E If private foundation status was terminated
under section 507(b)(1)(A), check here bullet

F If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here bullet

	Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see page 11 of the instructions).)	(a) Revenue and expenses per books		(b) Net investment income	(d) Disbursements for charitable purposes (cash basis only)


1	Contributions, gifts, grants, etc., received (attach schedule)	199,868
2	Check
3	Interest on savings and temporary cash investments
4	Dividends and interest from securities......	127,791		127,791
5a	Gross rents..............
b	Net rental income or (loss)
6a	Net gain or (loss) from sale of assets not on line 10		210,306
b	Gross sales price for all assets on line 6a 3,129,738
7	Capital gain net income (from Part IV, line 2)...			210,306
8	Net short-term capital gain.........
9	Income modifications...........
10a	Gross sales less returns and allowances
b	Less: Cost of goods sold....
c	Gross profit or (loss) (attach schedule).....
11	Other income (attach schedule).......		751	751
12	Total. Add lines 1 through 11........	538,716		338,848
13	Compensation of officers, directors, trustees, etc.
14	Other employee salaries and wages......
15	Pension plans, employee benefits.......
16a	Legal fees (attach schedule).........
b	Accounting fees (attach schedule).......
c	Other professional fees (attach schedule)....		48,807	33,807	15,000
17	Interest...............
18	Taxes (attach schedule) (see page 14 of the instructions)		4,443	1,407
19	Depreciation (attach schedule) and depletion...
20	Occupancy..............
21	Travel, conferences, and meetings.......
22	Printing and publications..........
23	Other expenses (attach schedule).......		292
24	Total operating and administrative expenses.
	Add lines 13 through 23..........	53,542		35,214	15,000
25	Contributions, gifts, grants paid........	152,500			152,500
26	Total expenses and disbursements. Add lines 24 and 25	206,042		35,214	167,500
27	Subtract line 26 from line 12:
a	Excess of revenue over expenses and disbursements	332,674
b	Net investment income (if negative, enter -0-)			303,634
c	Adjusted net income (if negative, enter -0-)...

For Privacy Act and Paperwork Reduction Act Notice, see page 30 of the instructions.

Cat. No. 11289X Form 990-PF (2011)

Form 990-PF (2011)

Page 2

Part II		Balance Sheets	Beginning of year	End of year
Part II		Balance Sheets	(a) Book Value	(b) Book Value	(c) Fair Market Value
	1	Cash—non-interest-bearing...............	473,401	218,289	218,289
	2	Savings and temporary cash investments..........
	3	Accounts receivable
		Less: allowance for doubtful accounts
	4	Pledges receivable
		Less: allowance for doubtful accounts
	5	Grants receivable.................
	6	Receivables due from officers, directors, trustees, and other
		disqualified persons (attach schedule) (see page 15 of the
		instructions)....................
	7	Other notes and loans receivable (attach schedule)
		Less: allowance for doubtful accounts
	8	Inventories for sale or use...............
	9	Prepaid expenses and deferred charges...........
	10a	Investments—U.S. and state government obligations (attach schedule)
	b	Investments—corporate stock (attach schedule)........	1,357,684	2,156,013	2,156,013
	c	Investments—corporate bonds (attach schedule)........	1,702,316	1,250,942	1,250,942
	11	Investments—land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	12	Investments—mortgage loans..............
	13	Investments—other (attach schedule)...........	0	6,335	6,335
	14	Land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	15	Other assets (describe )
	16	Total assets (to be completed by all filers—see the
		instructions. Also, see page 1, item I)	3,533,401	3,631,579	3,631,579
	17	Accounts payable and accrued expenses..........
	18	Grants payable...................	140,000	225,000
	19	Deferred revenue..................
	20	Loans from officers, directors, trustees, and other disqualified persons
	21	Mortgages and other notes payable (attach schedule)......
	22	Other liabilities (describe )	984	1,800
	23	Total liabilities (add lines 17 through 22)..........	140,984	226,800
		Foundations that follow SFAS 117, check here
		and complete lines 24 through 26 and lines 30 and 31.
	24	Unrestricted....................	3,392,417	3,404,779
	25	Temporarily restricted................
	26	Permanently restricted................
		Foundations that do not follow SFAS 117, check here
		and complete lines 27 through 31.
	27	Capital stock, trust principal, or current funds.........
	28	Paid-in or capital surplus, or land, bldg., and equipment fund
	29	Retained earnings, accumulated income, endowment, or other funds
	30	Total net assets or fund balances (see page 17 of the
		instructions)....................	3,392,417	3,404,779
	31	Total liabilities and net assets/fund balances (see page 17 of
		the instructions)..................	3,533,401	3,631,579

Part III	Analysis of Changes in Net Assets or Fund Balances
1	Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
	with end-of-year figure reported on prior year’s return)...............	1	3,392,417
2	Enter amount from Part I, line 27a.....................	2	332,674
3	Other increases not included in line 2 (itemize)	3	-235,312
4	Add lines 1, 2, and 3..........................	4	3,489,779
5	Decreases not included in line 2 (itemize)	5	85,000
6	Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30.	6	3,404,779

Form 990-PF (2011)

Page 3

Part IV

Capital Gains and Losses for Tax on Investment Income

(a) List and describe the kind(s) of property sold (e.g., real estate, 2-story brick warehouse; or common stock, 200 shs. MLC Co.)		(b) How acquired P—Purchase D—Donation	(c) Date acquired (mo., day, yr.)	(d) Date sold (mo., day, yr.)
1 a	48 SH BLACKROCK INC		2010-10-12	2011-03-01
b	242 SH BOEING COMPANY		2010-11-19	2011-01-20
c	167 SH BORG WARNER INC		2010-08-20	2011-03-01
d	21 SH BORG WARNER INC		2010-08-27	2011-03-01
e	66 SH DEERE AND CO.		2010-10-07	2011-03-01
	298 SH ITT CORP		2011-01-12	2011-03-02
	79 SH MONSANTO CO		2010-10-19	2011-03-01
	60 SH OCCIDENTAL PETROLEUM CORP		2010-02-11	2011-01-20
	17 SH OCCIDENTAL PETROLEUM CORP		2010-02-11	2011-01-31
	213 SH OCCIDENTAL PETROLEUM CORP		2010-08-09	2011-01-31
	98 SH PROCTER & GAMBLE CO		2010-08-06	2011-02-15
	205 SH PROCTER & GAMBLE CO		2010-12-20	2011-02-15
	163 SH BANCO SANTANDER S.A.		2009-07-29	2011-01-21
	17 SH BG GROUP PLC		2008-05-29	2011-01-28
	2000 SH CITIGROUP INC NTS 5.0%, 9/15/14, DTD 9/16/04		2008-06-09	2011-02-28
	66 SH INTL BUSINESS MACH		2009-10-21	2011-01-20
	7360 SH LOOMIS SAYLES SECURITIZED ASSET		2008-06-09	2011-03-18
	1292 SH LOOMIS SAYLES SECURITIZED ASSET		2009-01-09	2011-03-18
	75 SH NIPPON TELEG & TEL CORP		2009-01-07	2011-01-12
	10 SH NIPPON TELEG & TEL CORP		2009-01-07	2011-01-24
	107 SH NIPPON TELEG & TEL CORP		2009-03-25	2011-01-24
	11 SH NORFOLK STHN CORP		2009-10-20	2011-02-04
	163 SH NORFOLK STHN CORP		2009-10-26	2011-02-04
	196 SH NORFOLK STHN CORP		2010-01-06	2011-02-04
	343 SH POWER ASSETS HOLDINGS LTD		2008-05-29	2011-03-15
	12 SH PROCTER & GAMBLE CO		2009-02-10	2011-02-15
	222 SH PROCTER & GAMBLE CO		2009-04-14	2011-02-15
	134 SH SOCIETE GENERALE FRANCE		2008-05-29	2011-01-25
	2000 SH US TREAS BD 4.375%, DUE 2/15/38, DTD 021508		2009-02-04	2011-02-02
	3000 SH US TSY NOTE 0.75%, DUE 11/30/11, DTD 113009		2009-12-10	2011-01-06
	6000 SH US TSY NOTE 0.75%, DUE 11/30/11, DTD 113009		2009-12-10	2011-02-02
	400 SH NYSE EURONEXT		2010-09-20	2011-01-21
	500 SH SOWSTN ENERGY CO		2011-02-23	2011-03-18
	600 SH TELEFONICA S A		2010-12-01	2011-01-21
	2000 SH AES CORP NTS 8.0%, 10/15/17, DTD 011808		2010-04-26	2011-01-31
	4000 SH BE AEROSPACE INC 8.5%, 7/1/18, DTD 070108		2010-09-10	2011-02-28
	2000 SH BIOMET INC NTS 10.375%, 10/15/17, DTD 041508		2010-04-14	2011-02-02
	3000 SH ELIZABETH ARDEN INC 7.75%, 1/15/14, DTD 011304		2010-11-22	2011-01-07
	2000 SH BIOMET INC NTS 10.375%, 10/15/17, DTD 041508		2009-06-03	2011-01-24
	1000 SH BIOMET INC NTS 10.375%, 10/15/17, DTD 041508		2009-06-03	2011-02-02
	3000 SH CSC HLDGS INC 7.625%, 7/15/18, DTD 072198		2009-06-10	2011-02-07
	5000 SH ELIZABETH ARDEN INC 7.75%, 1/15/14, DTD 011304		2009-04-14	2011-01-07
	5000 SH ENCORE ACQUISITION CO 9.5%, 5/1/16, DTD 042709		2009-05-19	2011-02-04
	5000 SH HCA INC 9.625%, 11/15/16, DTD 051507		2009-10-14	2011-02-02
	5000 SH NRG ENERGY INC NTS 7.375%, 2/1/16, DTD 020206		2009-06-12	2011-01-12
	5000 SH TENNECO AUTO INC NTS 8.125%, 11/15/15, DTD 051508		2009-11-23	2011-01-06
	292.119 SH DWS SHORT DURATION PLUS FUND		2009-09-24	2011-09-09
	295.079 SH DWS SHORT DURATION PLUS FUND		2009-07-27	2011-09-09
	293.275 SH DWS SHORT DURATION PLUS FUND		2009-08-25	2011-09-09
	9598.457 SH DWS SHORT DURATION PLUS FUND		2009-06-08	2011-09-09
	12.541 SH DWS SHORT DURATION PLUS FUND		2009-10-26	2011-09-09
	296.016 SH DWS SHORT DURATION PLUS FUND		2009-06-24	2011-09-09
	2000 SH KELLOGG CO		2008-06-10	2011-04-01
	6000 SH AES CORP		2010-12-07	2011-06-01
	3000 SH AES CORP		2010-04-26	2011-06-01
	10000 SH AMERICAN AIRLINES		2010-08-26	2011-09-21
	2000 SH ANHEUSER BUSCH COS INC		2009-01-09	2011-06-01
	10000 SH ARCH COAL INC		2010-08-11	2011-06-01
	7000 SH AVIS BUDGET CAR GLOBAL		2011-02-08	2011-06-01
	8000 SH B&G FOODS INC		2010-11-17	2011-06-01
	2000 SH BANK OF AMERICA CORP		2008-06-09	2011-06-01
	4000 SH BE AEROSPACE INC		2011-02-28	2011-06-01
	6000 SH BE AEROSPACE INC		2010-09-13	2011-06-01
	2000 SH BEAR STEARNS COS INC		2008-06-09	2011-06-14
	4000 SH BIOMET INC		2010-08-20	2011-06-01
	8000 SH CABLEVISION SYSTEMS CORP		2011-02-07	2011-06-01
	2000 SH CATERPILLAR FIN SERVICE CORP		2008-06-09	2011-06-14
	8000 SH CCO HOLDINGS LLC / CCO HOLDING		2011-01-05	2011-06-01
	8000 SH CHESAPEAKE ENERGY CORP		2011-02-08	2011-06-01
	2000 SH CISCO SYSTEMS INC		2009-06-23	2011-06-01
	250 SH CITIGROUP CAPITAL VII 7.125%		2009-12-10	2011-09-21
	5000 SH CITIZENS COMMUNICATI		2010-05-13	2011-06-01
	2000 SH COCA-COLA ENTERPRISES		2009-01-12	2011-06-01
	3000 SH COMMUNITY HEALTH SYS		2009-05-29	2011-06-01
	5000 SH COMMUNITY HEALTH SYS		2010-12-10	2011-06-01
	2000 SH CONOCOPHILLIPS NOTES-BK/ENTRY		2009-03-27	2011-11-03
	3000 SH CONSTELLATION BRANDS INC		2009-04-08	2011-06-01
	2000 SH CVS CORP		2011-02-02	2011-06-01
	8000 SH DAVITA INC		2010-10-05	2011-06-01
	3000 SH DELTA AIR LINES INC		2010-07-13	2011-09-21
	9000 SH DELTA AIR LINES INC		2010-10-12	2011-09-21
	6000 SH DELTA AIR LINES INC		2010-06-17	2011-09-21
	10000 SH DENBURY RESOURCES INC		2011-02-03	2011-07-06
	2000 SH DUKE ENERGY CORP		2008-06-09	2011-06-14
	2000 SH ENERGY FUTURE HOLDINGS CORP		2010-07-22	2011-07-06
	8000 SH ENERGY FUTURE HOLDINGS CORP		2010-08-17	2011-07-06
	3000 SH FERRELLGAS PARTNERS LP		2010-04-29	2011-07-06
	8000 SH FOREST OIL CORP		2010-09-10	2011-07-06
	2000 SH FOREST OIL CORP		2010-11-05	2011-07-06
	5000 SH GRAPHIC PACKAGING INTL		2009-12-14	2011-07-06
	5000 SH GRAPHIC PACKAGING INTL INC		2010-09-20	2011-07-06
	8000 SH HCA-THE HEALTHCARE CO		2011-02-02	2011-07-06
	10000 SH INTL LEASE FINANCE CORP		2010-12-02	2011-07-06
	5000 SH IRON MOUNTAIN INC		2009-05-11	2011-07-06
	10000 SH MEDIACOM LLC MEDIACOM CAPITAL		2010-11-12	2011-07-06
	325 SH ML CAPITAL TRUST 7% PERPETUAL		2009-05-12	2011-09-21
	5000 SH MOOG INC		2009-08-24	2011-07-06
	9000 SH NRG ENERGY INC		2011-01-12	2011-07-06
	10000 SH PEABODY ENERGY CORP		2010-08-11	2011-08-25
	330 SH PNC CAPITAL TRUST E 7.75%		2010-11-19	2011-09-21
	8000 SH SPRINT CAP CORP COMPANY GUARNT		2010-10-18	2011-09-27
	1000 SH SPRINT CAP CORP COMPANY GUARNT		2010-11-02	2011-09-27
	5000 SH SUBURBAN PROPANE PAR		2010-03-17	2011-09-20
	5000 SH TEEKAY CORP		2010-03-31	2011-09-20
	6000 SH TEEKAY CORP		2010-10-05	2011-09-20
	9000 SH UNITED AIR LINES		2010-10-13	2011-07-01
	1000 SH UNITED RENTALS NORTH AMERICA		2010-12-15	2011-09-20
	6000 SH UNITED RENTALS NORTH AMERICA		2010-08-23	2011-09-20
	10000 SH US AIRWAYS INC		2010-05-04	2011-09-21
	24000 SH US AIRWAYS INC		2010-09-21	2011-09-21
	29 SH ABBOTT LABORATORIES		2011-05-20	2011-07-07
	142 SH AMCOR LTD ADR NEW -USD-		2008-05-29	2011-05-20
	33 SH AMCOR LTD ADR NEW -USD-		2009-01-07	2011-05-20
	39 SH CATERPILLAR INC		2010-01-05	2011-05-20
	318 SH CISCO SYS INC		2011-05-20	2011-05-25
	79 SH FRANCE TELECOM SA SPON ADR		2010-04-30	2011-05-20
	88 SH FRANCE TELECOM SA SPON ADR		2010-07-08	2011-05-20
	83 SH FRANCE TELECOM SA SPON ADR		2010-06-04	2011-05-20
	86 SH FRANCE TELECOM SA SPON ADR		2010-06-16	2011-05-20
	85 SH FRANCE TELECOM SA SPON ADR		2010-11-04	2011-05-20
	52 SH FRANCE TELECOM SA SPON ADR		2011-01-24	2011-05-20
	752 SH HEWLETT PACKARD CO		2011-03-17	2011-05-20
	361 SH ING GROEP NV SPONS ADR		2008-05-29	2011-05-20
	203 SH ING GROEP NV SPONS ADR		2010-06-07	2011-05-20
	10 SH ING GROEP NV SPONS ADR		2008-06-06	2011-05-20
	92 SH ING GROEP NV SPONS ADR		2009-01-07	2011-05-20
	117 SH INTL BUSINESS MACHINES CORP		2009-10-21	2011-05-20
	402 SH INTL FLAVORS & FRAGRANCES INC		2011-03-02	2011-05-20
	239 SH ITC HOLDINGS CORP		2009-05-14	2011-05-20
	81 SH ITC HOLDINGS CORP		2009-04-07	2011-05-20
	448 SH JB HUNT TRANSPORT SERVICES INC		2010-09-15	2011-05-20
	235 SH JB HUNT TRANSPORT SERVICES INC		2010-10-06	2011-05-20
	52 SH JOHNSON & JOHNSON		2011-05-20	2011-09-01
	87 SH JOHNSON & JOHNSON		2011-05-20	2011-07-07
	120 SH KAO CORP-JPY		2009-03-25	2011-05-20
	290 SH KAO CORP-JPY		2008-05-29	2011-05-20
	50 SH KAO CORP-JPY		2009-02-18	2011-05-20
	163 SH KONINKLIJKE AHOLD NV ADR		2011-01-07	2011-05-20
	136 SH KONINKLIJKE AHOLD NV ADR		2010-11-04	2011-05-20
	131 SH KONINKLIJKE AHOLD NV ADR		2011-01-28	2011-05-20
	137 SH KONINKLIJKE AHOLD NV ADR		2010-11-17	2011-05-20
	71 SH LUBRIZOL CORP		2010-12-03	2011-05-20
	7 SH LUBRIZOL CORP		2010-11-22	2011-05-20
	1 SH LUBRIZOL CORP		2010-12-02	2011-05-20
	161 SH LUBRIZOL CORP		2010-12-16	2011-05-20
	88 SH MICROCHIP TECHNOLOGY INC		2011-05-20	2011-09-01
	35 SH MICROCHIP TECHNOLOGY INC		2011-08-03	2011-09-01
	505 SH MICROSOFT CORP		2011-01-24	2011-05-25
	64 SH MICROSOFT CORP		2011-05-20	2011-05-25
	133 SH MONSANTO CO NEW		2010-10-19	2011-05-20
	129 SH MONSANTO CO NEW		2010-11-04	2011-05-20
	190 SH MONSANTO CO NEW		2010-12-23	2011-05-20
	148 SH MSCI INC		2011-02-17	2011-05-20
	239 SH MSCI INC		2011-02-18	2011-05-20
	171 SH MSCI INC		2011-03-01	2011-05-20
	222 SH MSCI INC		2011-03-02	2011-05-20
	93 SH NATIONAL GRID PLC		2008-05-29	2011-05-20
	4 SH NATIONAL GRID PLC		2010-08-18	2011-05-20
	329 SH NEWS CORP CLASS A NEW		2011-05-20	2011-09-01
	50 SH NYSE EURONEXT		2010-09-20	2011-05-20
	410 SH OMEROS CORP		2010-01-08	2011-05-20
	750 SH OMEROS CORP		2009-12-10	2011-05-20
	140 SH OMEROS CORP		2010-06-03	2011-05-20
	200 SH OMEROS CORP		2010-07-30	2011-05-20
	600 SH OMEROS CORP		2011-02-25	2011-05-20
	221 SH PALL CORP		2010-06-04	2011-05-20
	165 SH PALL CORP		2010-10-29	2011-05-20
	145 SH PALL CORP		2010-12-23	2011-05-20
	229 SH POWER ASSETS HOLDINGS LTD AMER		2009-03-25	2011-05-20
	318 SH POWER ASSETS HOLDINGS LTD AMER		2008-05-29	2011-05-20
	20 SH POWER ASSETS HOLDINGS LTD AMER		2008-06-06	2011-05-20
	97 SH PRAXAIR INC		2010-01-21	2011-05-20
	127 SH PRAXAIR INC		2010-12-20	2011-05-20
	56 SH PRAXAIR INC		2009-08-03	2011-05-20
	99 SH PRAXAIR INC		2011-01-25	2011-05-20
	55 SH PRUDENTIAL FINANCIAL INC		2011-05-20	2011-09-01
	15 SH PRUDENTIAL FINANCIAL INC		2011-08-03	2011-09-01
	51 SH REED ELSEVIER NV		2009-01-07	2011-05-20
	137 SH REED ELSEVIER NV		2008-05-29	2011-05-20
	66 SH REED ELSEVIER NV		2009-03-25	2011-05-20
	10 SH REED ELSEVIER NV		2008-06-06	2011-05-20
	271 SH ROVI CORP		2010-08-12	2011-05-20
	102 SH ROVI CORP		2010-12-23	2011-05-20
	34 SH RWE AG SPONS ADR -USD		2009-01-07	2011-05-20
	57 SH RWE AG SPONS ADR -USD		2008-05-29	2011-05-20
	36 SH RWE AG SPONS ADR -USD		2009-03-25	2011-05-20
	21 SH RWE AG SPONS ADR -USD		2009-05-01	2011-05-20
	45 SH SANOFI SPONS ADR		2010-02-26	2011-05-20
	50 SH SANOFI SPONS ADR		2010-04-16	2011-05-20
	46 SH SANOFI SPONS ADR		2010-02-11	2011-05-20
	52 SH SANOFI SPONS ADR		2010-04-30	2011-05-20
	40 SH SANOFI SPONS ADR		2010-06-30	2011-05-20
	65 SH SANOFI SPONS ADR		2010-08-03	2011-05-20
	500 SH SEMPRA ENERGY		2010-03-30	2011-05-20
	59 SH SEVEN & I HLDGS CO LTD-JPY		2009-04-27	2011-05-20
	46 SH SEVEN & I HLDGS CO LTD-JPY		2009-09-10	2011-05-20
	11 SH SEVEN & I HLDGS CO LTD-JPY		2009-03-11	2011-05-20
	46 SH SEVEN & I HLDGS CO LTD-JPY		2010-01-22	2011-05-20
	34 SH SEVEN & I HLDGS CO LTD-JPY		2010-10-12	2011-05-20
	254 SH SINGAPORE TELECOMMUNICATIO		2009-01-07	2011-05-20
	85 SH SINGAPORE TELECOMMUNICATIO		2009-03-25	2011-05-20
	241 SH SOCIETE GENERALE SPON ADR		2008-05-29	2011-05-20
	10 SH SOCIETE GENERALE SPON ADR		2008-06-06	2011-05-20
	159 SH SOCIETE GENERALE SPON ADR		2009-03-25	2011-05-20
	120 SH SOCIETE GENERALE SPON ADR		2009-01-07	2011-05-20
	382 SH SUNCOR ENERGY INC NEW		2009-05-05	2011-05-20
	224 SH SUNCOR ENERGY INC NEW		2010-05-11	2011-05-20
	10 SH TAIWAN SEMICONDUCTOR MFG		2008-06-06	2011-05-20
	137 SH TAIWAN SEMICONDUCTOR MFG		2009-01-07	2011-05-20
	386 SH TAIWAN SEMICONDUCTOR MFG		2008-05-29	2011-05-20
	179 SH TAIWAN SEMICONDUCTOR MFG		2009-03-25	2011-05-20
	93 SH TAKEDA PHARMACEUTICAL CO		2009-03-25	2011-05-20
	30 SH TAKEDA PHARMACEUTICAL CO		2008-07-01	2011-05-20
	255 SH TAKEDA PHARMACEUTICAL CO		2009-01-07	2011-05-20
	31 SH TAKEDA PHARMACEUTICAL CO		2010-08-03	2011-05-20
	30 SH TELEFONICA S.A. SPON ADR		2008-06-06	2011-05-20
	120 SH TELEFONICA S.A. SPON ADR		2009-01-07	2011-05-20
	105 SH TELEFONICA S.A. SPON ADR		2008-05-29	2011-05-20
	153 SH TELEFONICA S.A. SPON ADR		2009-03-25	2011-05-20
	87 SH TELEFONICA S.A. SPON ADR		2009-05-01	2011-05-20
	84 SH TELEFONICA S.A. SPON ADR		2010-05-18	2011-05-20
	106 SH TELSTRA LTD SPONS ADR		2008-05-29	2011-05-20
	10 SH TELSTRA LTD SPONS ADR		2008-06-06	2011-05-20
	70 SH TELSTRA LTD SPONS ADR		2009-01-07	2011-05-20
	302 SH TELSTRA LTD SPONS ADR		2009-04-17	2011-05-20
	131 SH TELSTRA LTD SPONS ADR		2010-03-12	2011-05-20
	89 SH TESCO PLC SPONSORED ADR		2010-11-01	2011-05-20
	92 SH TESCO PLC SPONSORED ADR		2010-11-17	2011-05-20
	87 SH TESCO PLC SPONSORED ADR		2011-02-03	2011-05-20
	110 SH TESCO PLC SPONSORED ADR		2011-01-13	2011-05-20
	89 SH TESCO PLC SPONSORED ADR		2011-01-26	2011-05-20
	102 SH TESCO PLC SPONSORED ADR		2011-03-01	2011-05-20
	86 SH TOKIO MARINE HLDGS INC		2009-03-25	2011-05-20
	185 SH TOKIO MARINE HLDGS INC		2008-05-29	2011-05-20
	22 SH TOKIO MARINE HLDGS INC		2011-01-12	2011-05-20
	71 SH TOKIO MARINE HLDGS INC		2009-01-07	2011-05-20
	41 SH TOYOTA MOTOR CORP ADR NEW		2008-05-29	2011-05-20
	26 SH TOYOTA MOTOR CORP ADR NEW		2009-01-07	2011-05-20
	32 SH TOYOTA MOTOR CORP ADR NEW		2009-03-25	2011-05-20
	54 SH UNITED OVERSEAS BANK LTD		2009-01-07	2011-05-20
	131 SH UNITED OVERSEAS BANK LTD		2008-05-29	2011-05-20
	10 SH UNITED OVERSEAS BANK LTD		2008-06-06	2011-05-20
	4 SH UNITED OVERSEAS BANK LTD		2010-07-06	2011-05-20
	351 SH UNITED PARCEL SERVICE CL B		2010-05-21	2011-05-20
	117 SH UNITED PARCEL SERVICE CL B		2010-08-27	2011-05-20
	147 SH UNITED PARCEL SERVICE CL B		2011-02-23	2011-05-20
	332 SH VERISK ANALYTICS INC CL A		2009-10-12	2011-05-20
	248 SH VERISK ANALYTICS INC CL A		2009-11-19	2011-05-20
	247 SH VERISK ANALYTICS INC CL A		2010-01-06	2011-05-20
	127 SH VINCI S.A. ADR		2010-02-10	2011-05-20
	128 SH VINCI S.A. ADR		2010-02-23	2011-05-20
	145 SH VINCI S.A. ADR		2010-09-24	2011-05-20
	77 SH ZURICH FINCL SVCS SPON ADR		2009-10-26	2011-05-20
	80 SH ZURICH FINCL SVCS SPON ADR		2009-11-10	2011-05-20
	75 SH ZURICH FINCL SVCS SPON ADR		2009-09-22	2011-05-20
	600 SH AMERICAN ELECTRIC POWER CO INC		2010-03-30	2011-05-31
	215 SH ANNALY CAPITAL MANAGEMENT INC		2011-07-12	2011-10-04
	53 SH ASTELLAS PHARMA INC-JPY		2010-06-14	2011-05-31
	47 SH ASTELLAS PHARMA INC-JPY		2010-01-13	2011-05-31
	35 SH ASTELLAS PHARMA INC-JPY		2010-08-26	2011-05-31
	45 SH ASTELLAS PHARMA INC-JPY		2010-06-07	2011-05-31
	56 SH ASTELLAS PHARMA INC-JPY		2010-10-12	2011-05-31
	46 SH BANCO SANTANDER S.A.		2010-01-13	2011-05-31
	44 SH BANCO SANTANDER S.A.		2010-01-12	2011-05-31
	45 SH BANCO SANTANDER S.A.		2010-01-13	2011-05-31
	122 SH BANCO SANTANDER S.A.		2009-07-29	2011-05-31
	47 SH BANCO SANTANDER S.A.		2010-01-14	2011-05-31
	40 SH BANCO SANTANDER S.A.		2009-12-01	2011-05-31
	350 SH BANK OF AMERICA CORP		2011-06-10	2011-08-09
	52 SH BG GROUP PLC SPON ADR		2008-05-29	2011-05-31
	23 SH BG GROUP PLC SPON ADR		2009-03-25	2011-05-31
	100 SH BHP BILLITON PLC		2010-01-05	2011-05-31
	169 SH BHP BILLITON PLC		2009-12-21	2011-05-31
	125 SH BHP BILLITON PLC		2010-12-20	2011-05-31
	75 SH BLACKROCK INC		2010-10-20	2011-05-31
	20 SH BLACKROCK INC		2010-10-12	2011-05-31
	87 SH BLACKROCK INC		2010-11-03	2011-05-31
	126 SH BOEING CO		2010-12-07	2011-05-31
	154 SH BOEING CO		2010-12-16	2011-05-31
	18 SH BOEING CO		2010-11-19	2011-05-31
	90 SH BOEING CO		2010-12-23	2011-05-31
	101 SH BORGWARNER INC		2011-02-04	2011-05-31
	150 SH BORGWARNER INC		2010-08-27	2011-05-31
	109 SH BORGWARNER INC		2010-10-27	2011-05-31
	115 SH BP PLC SPONS ADR		2008-05-29	2011-05-31
	47 SH BP PLC SPONS ADR		2009-01-07	2011-05-31
	54 SH BP PLC SPONS ADR		2009-03-25	2011-05-31
	131 SH CANON INC ADR		2008-05-29	2011-05-31
	61 SH CANON INC ADR		2009-01-07	2011-05-31
	76 SH CANON INC ADR		2009-03-25	2011-05-31
	18 SH CANON INC ADR		2009-11-10	2011-05-31
	37 SH CARREFOUR SA-SP		2009-02-13	2011-06-06
	276 SH CARREFOUR SA-SP		2009-03-11	2011-06-06
	224 SH CARREFOUR SA-SP		2011-01-26	2011-06-06
	156 SH CARREFOUR SA-SP		2009-08-04	2011-06-06
	221 SH CARREFOUR SA-SP		2009-09-04	2011-06-06
	132 SH CUMMINS INC		2010-10-01	2011-05-31
	95 SH CUMMINS INC		2010-10-27	2011-05-31
	48 SH CUMMINS INC		2010-10-28	2011-05-31
	101 SH DEERE & CO		2010-12-13	2011-05-31
	97 SH DEERE & CO		2010-12-07	2011-05-31
	13 SH DEERE & CO		2010-12-20	2011-05-31
	146 SH DEUTSCHE TELEKOM AG SP ADR		2009-01-07	2011-05-31
	406 SH DEUTSCHE TELEKOM AG SP ADR		2008-05-29	2011-05-31
	20 SH DEUTSCHE TELEKOM AG SP ADR		2008-06-06	2011-05-31
	192 SH DEUTSCHE TELEKOM AG SP ADR		2009-03-25	2011-05-31
	48 SH DEUTSCHE TELEKOM AG SP ADR		2010-08-25	2011-05-31
	258 SH DISCOVERY COMMUNICATION INC		2010-12-17	2011-05-31
	238 SH DISCOVERY COMMUNICATION INC		2010-12-30	2011-05-31
	229 SH DISCOVERY COMMUNICATION INC		2010-12-06	2011-05-31
	468 SH EBAY INC		2010-09-23	2011-05-31
	19 SH EBAY INC		2010-04-29	2011-05-31
	493 SH EBAY INC		2010-04-29	2011-05-31
	209 SH EOG RESOURCES INC		2011-03-03	2011-05-31
	16000 SH FEDERAL HOME LOAN MTG CORP		2011-06-03	2011-09-16
	2000 SH FEDERAL HOME LOAN MTG CORP		2011-06-01	2011-09-14
	8000 SH FEDERAL NATL MTG ASSN GLOBAL		2011-06-01	2011-11-28
	10 SH FOSTERS GROUP LTD NEW		2008-06-06	2011-05-31
	223 SH FOSTERS GROUP LTD NEW		2009-01-07	2011-05-31
	889 SH FOSTERS GROUP LTD NEW		2008-05-29	2011-05-31
	192 SH GLAXOSMITHKLINE PLC SP ADR		2008-05-29	2011-05-31
	43 SH GLAXOSMITHKLINE PLC SP ADR		2009-01-07	2011-05-31
	16 SH GOLDMAN SACHS GROUP INC		2009-08-17	2011-05-31
	90 SH GOLDMAN SACHS GROUP INC		2009-04-02	2011-05-31
	65 SH GOLDMAN SACHS GROUP INC		2011-03-08	2011-05-31
	60 SH GOLDMAN SACHS GROUP INC		2011-03-16	2011-05-31
	65 SH IBERDROLA		2009-07-16	2011-05-31
	46 SH IBERDROLA		2010-03-12	2011-05-31
	18 SH IBERDROLA		2009-01-07	2011-05-31
	53 SH IBERDROLA		2009-09-10	2011-05-31
	93 SH IBERDROLA		2009-02-02	2011-05-31
	8 SH IBERDROLA		2011-01-05	2011-05-31
	48 SH IBERDROLA		2009-03-25	2011-05-31
	9 SH MASCO CORP DE		2011-07-27	2011-09-02
	46 SH MASCO CORP DE		2011-07-27	2011-09-06
	35 SH MASCO CORP DE		2011-07-27	2011-09-01
	70 SH MICROSOFT CORP		2011-01-24	2011-10-31
	655 SH NIELSEN HOLDINGS BV		2011-03-03	2011-05-31
	155 SH NIELSEN HOLDINGS BV		2011-03-01	2011-05-31
	201 SH NIELSEN HOLDINGS BV		2011-03-02	2011-05-31
	127 SH NOVARTIS AG ADR		2008-05-29	2011-05-31
	45 SH PARKER-HANNIFIN CORP		2011-05-31	2011-06-21
	100 SH SCHLUMBERGER LTD		2010-10-19	2011-05-31
	101 SH TEEKAY CORP		2009-11-03	2011-05-31
	389 SH TEEKAY CORP		2010-08-06	2011-05-31
	499 SH TEEKAY CORP		2009-09-17	2011-05-31
	74.1346 SH TREASURY WINE ESTATES LTD		2009-01-07	2011-05-31
	0.0089 SH TREASURY WINE ESTATES LTD		2008-06-06	2011-05-23
	3.3244 SH TREASURY WINE ESTATES LTD		2008-06-06	2011-05-31
	295.541 SH TREASURY WINE ESTATES LTD		2008-05-29	2011-05-31
	0.1987 SH TREASURY WINE ESTATES LTD		2009-01-07	2011-05-23
	0.7923 SH TREASURY WINE ESTATES LTD		2008-05-29	2011-05-23
	1000 SH U S TREASURY NOTES SER AE-2012		2011-06-01	2011-09-14
	4000 SH U S TREASURY NOTES SER AE-2012		2011-06-01	2011-07-06
	1000 SH U S TREASURY NOTES SER E-2016		2011-06-01	2011-09-14
	2000 SH U S TREASURY NOTES SER F-2010		2011-06-01	2011-09-14
	4000 SH U S TREASURY NOTES SER F-2018		2011-06-01	2011-11-28
	2000 SH U S TREASURY NOTES SER F-2018		2011-06-01	2011-09-14
	1000 SH U S TREASURY NOTES SER G-2015		2011-06-01	2011-09-14
	153 SH UNILEVER PLC SPONS ADR NEW		2008-05-29	2011-05-31
	430 SH ALASKA COMM SYSTEMS GROUP		2011-06-01	2011-09-27
	430 SH ALASKA COMM SYSTEMS GROUP		2011-06-01	2011-09-26
	370 SH ALASKA COMM SYSTEMS GROUP		2011-06-01	2011-09-23
	160 SH AMERICAN CAMPUS CMNTYS INC		2011-06-01	2011-10-19
	86 SH AMERICAN TOWER CORP-CLASS A		2008-07-07	2011-06-01
	827 SH AMERICAN TOWER CORP-CLASS A		2009-05-05	2011-06-01
	139 SH AMERICAN TOWER CORP-CLASS A		2010-12-17	2011-06-01
	200 SH BOEING CO		2006-10-19	2011-06-01
	20 SH CATERPILLAR INC		2010-01-05	2011-06-01
	16 SH CATERPILLAR INC		2009-09-15	2011-06-01
	104 SH CATERPILLAR INC		2009-12-10	2011-06-01
	148 SH CHORUS LTD		2011-06-01	2011-12-19
	399 SH CISCO SYS INC		2006-10-19	2011-06-01
	200 SH COSTCO WHOLESALE CORP NEW		2006-10-19	2011-06-01
	400 SH CVS CAREMARK CORP		2006-11-29	2011-06-01
	250.013 SH DWS SHORT DURATION PLUS FUND		2010-03-25	2011-05-27
	375.63 SH DWS SHORT DURATION PLUS FUND		2010-06-24	2011-05-27
	25256.981 SH DWS SHORT DURATION PLUS FUND		2010-03-25	2011-05-27
	208.961 SH DWS SHORT DURATION PLUS FUND		2010-08-25	2011-05-27
	6443.082 SH DWS SHORT DURATION PLUS FUND		2010-04-08	2011-05-27
	376.351 SH DWS SHORT DURATION PLUS FUND		2010-07-26	2011-05-27
	369.758 SH DWS SHORT DURATION PLUS FUND		2010-04-26	2011-05-27
	209.108 SH DWS SHORT DURATION PLUS FUND		2010-09-24	2011-05-27
	372.408 SH DWS SHORT DURATION PLUS FUND		2010-05-24	2011-05-27
	160.079 SH DWS SHORT DURATION PLUS FUND		2010-10-25	2011-05-27
	161.026 SH DWS SHORT DURATION PLUS FUND		2011-01-25	2011-05-27
	161.198 SH DWS SHORT DURATION PLUS FUND		2010-11-23	2011-05-27
	166.567 SH DWS SHORT DURATION PLUS FUND		2011-02-22	2011-05-27
	155.267 SH DWS SHORT DURATION PLUS FUND		2010-12-09	2011-05-27
	167.244 SH DWS SHORT DURATION PLUS FUND		2011-03-25	2011-05-27
	104.537 SH DWS SHORT DURATION PLUS FUND		2011-04-25	2011-05-27
	104.851 SH DWS SHORT DURATION PLUS FUND		2011-05-24	2011-05-27
	200 SH GENERAL ELECTRIC CO		2006-10-19	2011-06-01
	195 SH LOCKHEED MARTIN CORP		2011-07-26	2011-11-16
	798 SH MICROSOFT CORP		2006-10-19	2011-06-01
	220 SH MONMOUTH REAL EST INV CORP		2011-06-01	2011-10-20
	365 SH MONMOUTH REAL EST INV CORP		2011-06-01	2011-10-24
	155 SH MONMOUTH REAL EST INV CORP		2011-06-01	2011-10-21
	370 SH NORDIC AMERICAN TANKERS		2011-06-01	2011-08-24
	7 SH PIMCO MUN INCOME FD II		2009-08-03	2011-06-01
	7 SH PIMCO MUN INCOME FD II		2009-09-01	2011-06-01
	9 SH PIMCO MUN INCOME FD II		2009-01-08	2011-06-01
	7 SH PIMCO MUN INCOME FD II		2009-11-02	2011-06-01
	5 SH PIMCO MUN INCOME FD II		2008-08-01	2011-06-01
	7 SH PIMCO MUN INCOME FD II		2009-12-30	2011-06-01
	9 SH PIMCO MUN INCOME FD II		2009-04-01	2011-06-01
	4 SH PIMCO MUN INCOME FD II		2007-03-01	2011-06-01
	5 SH PIMCO MUN INCOME FD II		2008-06-02	2011-06-01
	4 SH PIMCO MUN INCOME FD II		2007-04-02	2011-06-01
	6 SH PIMCO MUN INCOME FD II		2008-10-01	2011-06-01
	4 SH PIMCO MUN INCOME FD II		2007-05-01	2011-06-01
	9 SH PIMCO MUN INCOME FD II		2009-02-02	2011-06-01
	4 SH PIMCO MUN INCOME FD II		2007-06-01	2011-06-01
	8 SH PIMCO MUN INCOME FD II		2009-06-01	2011-06-01
	4 SH PIMCO MUN INCOME FD II		2007-07-02	2011-06-01
	5 SH PIMCO MUN INCOME FD II		2008-05-01	2011-06-01
	4 SH PIMCO MUN INCOME FD II		2007-08-01	2011-06-01
	5 SH PIMCO MUN INCOME FD II		2008-07-01	2011-06-01
	4 SH PIMCO MUN INCOME FD II		2007-09-04	2011-06-01
	5 SH PIMCO MUN INCOME FD II		2008-09-02	2011-06-01
	4 SH PIMCO MUN INCOME FD II		2007-10-01	2011-06-01
	7 SH PIMCO MUN INCOME FD II		2008-11-03	2011-06-01
	4 SH PIMCO MUN INCOME FD II		2007-11-01	2011-06-01
	9 SH PIMCO MUN INCOME FD II		2009-01-23	2011-06-01
	4 SH PIMCO MUN INCOME FD II		2007-12-03	2011-06-01
	9 SH PIMCO MUN INCOME FD II		2009-03-02	2011-06-01
	4 SH PIMCO MUN INCOME FD II		2007-12-31	2011-06-01
	8 SH PIMCO MUN INCOME FD II		2009-05-01	2011-06-01
	4 SH PIMCO MUN INCOME FD II		2008-02-01	2011-06-01
	8 SH PIMCO MUN INCOME FD II		2009-07-01	2011-06-01
	5 SH PIMCO MUN INCOME FD II		2008-03-03	2011-06-01
	5 SH PIMCO MUN INCOME FD II		2008-04-01	2011-06-01
	7 SH PIMCO MUN INCOME FD II		2009-09-29	2011-06-01
	1000 SH PIMCO MUN INCOME FD II		2006-10-19	2011-06-01
	7 SH PIMCO MUN INCOME FD II		2009-12-01	2011-06-01
	8 SH PIMCO MUN INCOME FD II		2006-12-29	2011-06-01
	4 SH PIMCO MUN INCOME FD II		2007-02-01	2011-06-01
	7 SH PIMCO MUN INCOME FD II		2010-02-01	2011-06-01
	7 SH PIMCO MUN INCOME FD II		2010-06-29	2011-06-01
	7 SH PIMCO MUN INCOME FD II		2010-03-01	2011-06-01
	7 SH PIMCO MUN INCOME FD II		2010-09-01	2011-06-01
	7 SH PIMCO MUN INCOME FD II		2010-03-30	2011-06-01
	7 SH PIMCO MUN INCOME FD II		2010-08-02	2011-06-01
	7 SH PIMCO MUN INCOME FD II		2010-05-03	2011-06-01
	7 SH PIMCO MUN INCOME FD II		2010-09-29	2011-06-01
	7 SH PIMCO MUN INCOME FD II		2010-06-01	2011-06-01
	7 SH PIMCO MUN INCOME FD II		2010-11-01	2011-06-01
	8 SH PIMCO MUN INCOME FD II		2011-02-01	2011-06-01
	7 SH PIMCO MUN INCOME FD II		2010-12-01	2011-06-01
	8 SH PIMCO MUN INCOME FD II		2010-12-29	2011-06-01
	8 SH PIMCO MUN INCOME FD II		2011-03-01	2011-06-01
	8 SH PIMCO MUN INCOME FD II		2011-04-01	2011-06-01
	8 SH PIMCO MUN INCOME FD II		2011-05-02	2011-06-01
	255 SH POTLATCH CORP NEW		2011-06-01	2011-10-21
	255 SH POTLATCH CORP NEW		2011-06-01	2011-10-20
	300 SH QUALCOMM INC		2006-11-29	2011-06-01
	1000 SH SEATTLE GENETICS INC		2006-10-19	2011-06-01
	510 SH SOUTHERN COPPER CORP DEL		2011-06-01	2011-06-17
	850 SH STARBUCKS CORP		2006-10-19	2011-06-01
	240 SH TORTOISE ENERGY INFRASTRUCTURE		2011-06-01	2011-09-07
	285 SH TUPPERWARE CORP		2011-06-01	2011-08-19
	285 SH TUPPERWARE CORP		2011-06-01	2011-08-17
	285 SH VEOLIA ENVIRONNEMENT		2011-06-01	2011-08-24
	18 SH WALT DISNEY CO		2006-10-19	2011-06-01
	200 SH WELLS FARGO & CO NEW		2006-10-19	2011-06-01
	2000 SH AOL TIME WARNER INC		2008-06-09	2011-06-01
	2000 SH CAPITAL ONE FINANCIA		2010-02-09	2011-06-01
	2000 SH DELL INC		2011-02-04	2011-06-01
	1000 SH EMBARQ CORP NOTES-BK/ENTRY		2008-06-09	2011-06-01
	1000 SH EMBARQ CORP NOTES-BK/ENTRY		2009-01-12	2011-06-01
	2000 SH ENERGY TRANSFER PART		2008-06-18	2011-06-01
	4000 SH ERP OPERATING LP		2008-06-09	2011-06-01
	2000 SH FEDERAL HOME LOAN MTG CORP		2008-06-09	2011-06-01
	3000 SH GEORGIA PAC CORP		2010-12-14	2011-06-01
	5000 SH GEORGIA PAC CORP		2009-11-02	2011-06-01
	2000 SH GOLDMAN SACHS GROUP INC		2008-06-09	2011-06-01
	2000 SH J P MORGAN CHASE & CO NOTES		2008-06-09	2011-06-01
	2000 SH JOHN DEERE CAPITAL CORP		2008-06-09	2011-06-01
	2000 SH MARATHON OIL CO		2010-05-07	2011-06-01
	2000 SH MCDONALD'S CORP		2009-01-14	2011-06-01
	2000 SH MORGAN STANLEY GLOBAL SUB		2008-06-09	2011-06-01
	2000 SH ONEOK PARTNERS NOTES		2008-06-09	2011-06-01
	2000 SH PACIFIC GAS&ELEC 1ST MTG		2009-03-30	2011-06-01
	2000 SH PRUDENTIAL FINANCIAL INC		2011-02-02	2011-06-01
	2000 SH TELECOM ITALIA SPA		2011-02-02	2011-06-01
	2000 SH TOTAL CAPITAL SA		2010-06-21	2011-06-01
	9000 SH U S TREAS STRIPS-PRIN PMT		2008-06-09	2011-06-01
	1000 SH U S TREASURY BONDS		2008-06-09	2011-06-01
	3000 SH U S TREASURY BONDS		2010-04-08	2011-06-01
	3000 SH U S TREASURY BONDS		2011-01-06	2011-06-01
	11000 SH U S TREASURY NOTES SER AE-2011		2009-12-10	2011-06-01
	5000 SH U S TREASURY NOTES SER AE-2011		2010-07-01	2011-06-01
	11000 SH U S WEST CAPITAL FUNDING INC		2010-10-01	2011-06-01
	2000 SH UNITED HEALTHCARE GROUP INC		2009-06-23	2011-06-01
	1000 SH UNITED RENTALS INC		2010-06-07	2011-06-01
	1000 SH UNITED RENTALS INC		2010-06-10	2011-06-01
	1000 SH UNITED RENTALS INC		2010-07-01	2011-06-01
	2000 SH VIACOM INC		2009-01-12	2011-06-01
	2000 SH VODAFONE GROUP PLC		2008-06-09	2011-06-01
	2000 SH XEROX CORP		2009-09-29	2011-06-01
	1.194 SH CAPITAL INCOME BUILDER FUND		2011-05-31	2011-10-24
	1.974 SH CAPITAL INCOME BUILDER FUND		2011-05-31	2011-07-18
	2.815 SH CAPITAL WORLD GROWTH AND		2011-05-31	2011-07-18
	2.507 SH CAPITAL WORLD GROWTH AND		2011-05-31	2011-10-24
	2152.261 SH DWS FUNDS - DWS DISCIPLINED		2010-06-09	2011-05-27
	18.152 SH DWS FUNDS - DWS DISCIPLINED		2010-12-14	2011-05-27
	4530.41 SH EATON VANCE RISK-MANAGED		2010-03-30	2011-05-27
	1.852 SH INTERNATIONAL GROWTH AND		2011-05-31	2011-10-24
	1.949 SH INTERNATIONAL GROWTH AND		2011-05-31	2011-07-18
	3.965 SH JPMORGAN STRATEGIC INCOME		2010-06-01	2011-05-27
	1899.03 SH JPMORGAN STRATEGIC INCOME		2010-02-10	2011-05-27
	4.948 SH JPMORGAN STRATEGIC INCOME		2010-08-02	2011-05-27
	4.435 SH JPMORGAN STRATEGIC INCOME		2010-03-01	2011-05-27
	4.307 SH JPMORGAN STRATEGIC INCOME		2010-07-01	2011-05-27
	3.431 SH JPMORGAN STRATEGIC INCOME		2010-04-01	2011-05-27
	4.973 SH JPMORGAN STRATEGIC INCOME		2010-09-01	2011-05-27
	2.764 SH JPMORGAN STRATEGIC INCOME		2010-05-03	2011-05-27
	4.944 SH JPMORGAN STRATEGIC INCOME		2010-10-01	2011-05-27
	4.094 SH JPMORGAN STRATEGIC INCOME		2011-02-01	2011-05-27
	4.754 SH JPMORGAN STRATEGIC INCOME		2010-11-01	2011-05-27
	3.769 SH JPMORGAN STRATEGIC INCOME		2011-04-01	2011-05-27
	5.626 SH JPMORGAN STRATEGIC INCOME		2010-12-01	2011-05-27
	3.749 SH JPMORGAN STRATEGIC INCOME		2011-03-01	2011-05-27
	1.861 SH JPMORGAN STRATEGIC INCOME		2010-12-15	2011-05-27
	3.433 SH JPMORGAN STRATEGIC INCOME		2011-05-02	2011-05-27
	5.27 SH JPMORGAN STRATEGIC INCOME		2011-01-03	2011-05-27
	2077.039 SH JPMORGAN TR I HIGHBRIDGE		2010-03-25	2011-05-27
	3.133 SH NEW PERSPECTIVE FUND CLASS F		2011-05-31	2011-10-24
	3.439 SH NEW PERSPECTIVE FUND CLASS F		2011-05-31	2011-07-18
	1.846 SH NEW WORLD FUND CLASS F1		2011-05-31	2011-07-18
	1.089 SH NEW WORLD FUND CLASS F1		2011-05-31	2011-10-24
	8.704 SH TOUCHSTONE HIGH YIELD FUND		2010-05-28	2011-05-27
	6.494 SH TOUCHSTONE HIGH YIELD FUND		2010-07-30	2011-05-27
	922.837 SH TOUCHSTONE HIGH YIELD FUND		2010-03-15	2011-05-27
	7.676 SH TOUCHSTONE HIGH YIELD FUND		2010-06-30	2011-05-27
	7.416 SH TOUCHSTONE HIGH YIELD FUND		2010-03-31	2011-05-27
	6.213 SH TOUCHSTONE HIGH YIELD FUND		2010-08-31	2011-05-27
	7.246 SH TOUCHSTONE HIGH YIELD FUND		2010-04-30	2011-05-27
	6.599 SH TOUCHSTONE HIGH YIELD FUND		2010-09-30	2011-05-27
	5.223 SH TOUCHSTONE HIGH YIELD FUND		2011-02-28	2011-05-27
	6.838 SH TOUCHSTONE HIGH YIELD FUND		2010-10-29	2011-05-27
	6.973 SH TOUCHSTONE HIGH YIELD FUND		2011-04-29	2011-05-27
	6.737 SH TOUCHSTONE HIGH YIELD FUND		2010-11-30	2011-05-27
	7.977 SH TOUCHSTONE HIGH YIELD FUND		2011-03-31	2011-05-27
	5.713 SH TOUCHSTONE HIGH YIELD FUND		2010-12-30	2011-05-27
	7.218 SH TOUCHSTONE HIGH YIELD FUND		2011-05-31	2011-06-01
	6.525 SH TOUCHSTONE HIGH YIELD FUND		2011-01-31	2011-05-27
	17 SH ALPINE GLOBAL PREMIER PPTYS FD		2011-08-29	2011-08-30
	8 SH ANNALY CAPITAL MANAGEMENT INC		2011-06-03	2011-09-12
	28 SH ANNALY CAPITAL MANAGEMENT INC		2011-06-03	2011-08-10
	186 SH ANNALY CAPITAL MANAGEMENT INC		2011-06-03	2011-06-23
	38 SH EATON VANCE TAX-MANAGED GLOBAL		2011-06-03	2011-08-30
	575 SH EATON VANCE TAX-MANAGED GLOBAL		2011-06-03	2011-06-23
	72 SH EATON VANCE TAX-MANAGED GLOBAL		2011-07-19	2011-10-17
	281 SH EATON VANCE TAX-MANAGED GLOBAL		2011-06-03	2011-10-07
	51 SH EATON VANCE TAX-MANAGED GLOBAL		2011-07-21	2011-10-17
	378 SH EATON VANCE TAX-MANAGED GLOBAL		2011-06-03	2011-10-07
	148 SH EATON VANCE TAX-MANAGED GLOBAL		2011-07-21	2011-10-17
	315 SH EATON VANCE TAX-MANAGED GLOBAL		2011-06-03	2011-10-05
	121 SH EATON VANCE TAX-MANAGED GLOBAL		2011-08-10	2011-10-17
	160 SH EATON VANCE TAX-MANAGED GLOBAL		2011-07-19	2011-10-07
	49 SH EATON VANCE TAX-MANAGED GLOBAL		2011-09-12	2011-10-17
	90 SH EL PASO CORP		2011-10-17	2011-10-26
	23 SH EL PASO CORP		2011-10-17	2011-10-26
	93 SH EL PASO CORP		2011-10-17	2011-10-26
	35 SH EL PASO CORP		2011-10-17	2011-10-26
	40 SH ETFS PHYSICAL PALLADIUM SHS		2011-06-03	2011-08-29
	33 SH ETFS PHYSICAL PALLADIUM SHS		2011-06-03	2011-06-23
	260 SH ISHARES IBOXX $ INVESTOP		2009-05-20	2011-06-03
	16 SH MACQUARIE/FIRST GLOBAL		2011-08-29	2011-08-30
	30 SH NUVEEN DIVERSIFIED DIVIDEND		2011-06-03	2011-09-12
	31 SH NUVEEN DIVERSIFIED DIVIDEND		2011-06-03	2011-08-30
	368 SH NUVEEN DIVERSIFIED DIVIDEND		2011-06-03	2011-06-23
	56 SH NUVEEN FLOATING RATE INCOME		2011-07-19	2011-08-30
	42 SH NUVEEN FLOATING RATE INCOME		2011-08-10	2011-08-30
	455 SH NUVEEN FLOATING RATE INCOME		2011-06-03	2011-08-30
	6 SH NUVEEN FLOATING RATE INCOME		2011-07-21	2011-08-30
	979 SH NUVEEN FLOATING RATE INCOME		2011-06-03	2011-08-29
	420 SH NUVEEN FLOATING RATE INCOME		2011-06-23	2011-08-30
	24 SH NUVEEN MULTI-CURRENCY SHORT		2011-06-03	2011-09-12
	15 SH NUVEEN MULTI-CURRENCY SHORT		2011-06-03	2011-07-19
	118 SH NUVEEN MULTI-CURRENCY SHORT		2011-06-03	2011-08-10
	10 SH NUVEEN MULTI-CURRENCY SHORT		2011-06-03	2011-07-21
	180 SH NUVEEN QUALITY PFD INCOME FD 2		2011-09-08	2011-09-12
	752 SH POWERSHARES EXCHANGE TRADED FD		2011-06-03	2011-09-08
	127 SH POWERSHARES EXCHANGE TRADED FD		2011-06-03	2011-08-10
	189 SH SELECT SECTOR SPDR		2011-06-03	2011-08-29
	46 SH SELECT SECTOR SPDR		2011-06-03	2011-09-16
	149 SH SELECT SECTOR SPDR		2011-06-03	2011-06-23
	7 SH SELECT SECTOR SPDR		2011-06-03	2011-08-30
	55 SH SELECT SECTOR SPDR		2011-07-19	2011-09-16
	19 SH SELECT SECTOR SPDR		2011-08-10	2011-10-04
	26 SH SELECT SECTOR SPDR		2011-07-21	2011-09-16
	19 SH SELECT SECTOR SPDR		2011-07-21	2011-10-04
	18 SH SELECT SECTOR SPDR		2011-08-10	2011-10-04
	16 SH SELECT SECTOR SPDR		2011-09-12	2011-10-04
	54 SH SELECT SECTOR SPDR-ENERGY		2011-06-03	2011-09-12
	16 SH SELECT SECTOR SPDR-ENERGY		2011-06-03	2011-08-10
	13 SH SELECT SECTOR SPDR-ENERGY		2011-06-03	2011-10-17
	68 SH SELECT SECTOR SPDR-ENERGY		2011-06-03	2011-06-23
	34 SH SPDR GOLD TR GOLD SHS		2011-06-03	2011-08-29
	37 SH SPDR GOLD TR GOLD SHS		2011-06-03	2011-06-23
	14 SH SPDR GOLD TR GOLD SHS		2011-06-03	2011-08-10
	2 SH SPDR SER TR		2011-06-03	2011-08-30
	107 SH SPDR SER TR		2011-06-03	2011-06-23
	61 SH SPDR SER TR		2011-06-03	2011-09-12
	19 SH SPDR SER TR		2011-07-21	2011-09-12
	140 SH SPDR SER TR		2011-06-03	2011-08-29
	19 SH SPDR SER TR		2011-08-10	2011-09-16
	22 SH SPDR SER TR		2011-07-19	2011-09-12
	14 SH SPDR SER TR		2011-06-03	2011-08-10
	17 SH SPDR SER TR		2011-07-21	2011-09-16
	100 SH SPDR SER TR		2011-06-03	2011-06-23
	6 SH SPDR SER TR		2011-06-03	2011-08-30
	25 SH TALEO CORP CL A		2011-12-05	2011-12-06
	10 SH TELECOM CORP NEW ZEALAND		2008-06-06	2011-06-03
	305 SH TELECOM CORP NEW ZEALAND		2008-05-29	2011-06-03
	74 SH TELECOM CORP NEW ZEALAND		2009-01-07	2011-06-03
	2 SH VANGUARD GROWTH		2011-06-03	2011-08-30
	64 SH VANGUARD GROWTH		2011-06-03	2011-08-10
	59 SH VANGUARD GROWTH		2011-06-03	2011-09-12
	126 SH VANGUARD GROWTH		2011-06-03	2011-06-23
	22 SH VANGUARD MSCI EAFE ETF		2011-06-03	2011-08-10
	71 SH VANGUARD MSCI EAFE ETF		2011-06-03	2011-06-23
	20 SH WESTERN ASSET GLOBAL HIGH		2011-08-29	2011-09-12
	CAPITAL GAIN DIVIDENDS	P

(e) Gross sales price		(g) Cost or other basis plus expense of sale	(h) Gain or (loss) (e) plus (f) minus (g)
a	9,660	8,456	1,204
b	17,123	15,544	1,579
c	12,676	7,489	5,187
d	1,594	901	693
e	5,881	5,333	548
	16,989	18,039	-1,050
	5,534	4,530	1,004
	5,787	4,798	989
	1,594	1,360	234
	19,971	16,377	3,594
	6,315	5,854	461
	13,209	13,310	-101
	2,008	2,231	-223
	1,849	2,182	-333
	2,102	1,894	208
	10,224	8,090	2,134
	81,034	72,349	8,685
	14,225	11,538	2,687
	1,674	1,858	-184
	228	248	-20
	2,439	2,117	322
	668	545	123
	9,892	7,745	2,147
	11,895	10,537	1,358
	2,251	2,092	159
	773	634	139
	14,305	11,506	2,799
	1,722	2,734	-1,012
	1,930	2,239	-309
	3,012	2,998	14
	6,023	5,995	28
	12,309	11,771	538
	19,453	18,996	457
	13,998	13,430	568
	2,168	2,070	98
	4,430	4,370	60
	2,250	2,210	40
	3,045	3,060	-15
	2,250	1,950	300
	1,125	975	150
	3,315	2,820	495
	5,075	3,663	1,412
	5,650	4,867	783
	5,413	5,338	75
	5,181	4,738	443
	5,338	5,050	288
	2,708	2,743	-35
	2,735	2,724	11
	2,719	2,733	-14
	88,978	87,539	1,439
	116	118	-2
	2,744	2,706	38
	2,000	2,099	-99
	6,420	6,375	45
	3,210	3,105	105
	7,753	8,644	-891
	2,322	1,795	527
	10,475	10,125	350
	7,306	7,420	-114
	8,620	8,460	160
	2,168	2,012	156
	4,230	4,180	50
	6,345	6,045	300
	2,190	1,940	250
	4,370	4,380	-10
	8,800	8,800	0
	2,122	2,016	106
	8,100	8,000	100
	8,140	8,000	140
	2,293	2,133	160
	6,132	5,263	869
	5,163	4,700	463
	2,021	2,184	-163
	3,094	2,966	128
	5,156	5,250	-94
	2,348	2,071	277
	3,279	2,910	369
	2,311	2,276	35
	8,184	8,000	184
	1,411	1,386	25
	4,234	4,521	-287
	2,823	2,753	70
	10,000	10,000
	2,133	2,089	44
	2,070	1,930	140
	8,280	7,760	520
	3,150	3,045	105
	8,161	8,160	1
	2,040	2,105	-65
	5,475	5,313	162
	5,338	5,125	213
	8,661	8,780	-119
	10,788	9,916	872
	5,175	5,013	162
	10,550	10,700	-150
	7,319	4,960	2,359
	5,250	4,800	450
	9,428	9,371	57
	10,350	10,000	350
	8,521	8,639	-118
	6,420	7,630	-1,210
	803	945	-142
	5,128	5,100	28
	4,864	5,213	-349
	5,836	6,555	-719
	6,744	8,740	-1,996
	1,061	1,108	-47
	6,368	6,375	-7
	2,683	2,766	-83
	6,439	6,659	-220
	1,551	1,555	-4
	4,236	3,392	844
	984	539	445
	4,072	2,306	1,766
	5,132	5,253	-121
	1,768	1,733	35
	1,970	1,680	290
	1,858	1,552	306
	1,925	1,648	277
	1,902	2,087	-185
	1,164	1,157	7
	27,239	31,306	-4,067
	4,253	11,449	-7,196
	2,392	1,489	903
	118	308	-190
	1,084	852	232
	19,860	14,342	5,518
	25,477	22,812	2,665
	17,543	10,078	7,465
	5,946	3,495	2,451
	20,604	15,507	5,097
	10,808	8,289	2,519
	3,415	3,414	1
	5,906	5,711	195
	2,916	2,454	462
	7,047	7,736	-689
	1,215	997	218
	2,230	2,072	158
	1,860	1,905	-45
	1,792	1,765	27
	1,874	1,840	34
	9,535	7,771	1,764
	940	733	207
	134	107	27
	21,622	17,600	4,022
	2,902	3,502	-600
	1,154	1,131	23
	12,246	14,408	-2,162
	1,552	1,571	-19
	8,780	7,627	1,153
	8,515	8,062	453
	12,542	12,657	-115
	5,398	5,403	-5
	8,718	8,730	-12
	6,237	5,962	275
	8,098	7,816	282
	4,794	6,891	-2,097
	206	144	62
	5,651	5,760	-109
	1,784	1,471	313
	1,810	2,796	-986
	3,311	5,348	-2,037
	618	773	-155
	883	1,446	-563
	2,648	3,962	-1,314
	12,140	7,511	4,629
	9,064	7,052	2,012
	7,965	7,232	733
	1,582	1,406	176
	2,197	1,940	257
	138	124	14
	10,137	7,793	2,344
	13,272	11,901	1,371
	5,852	4,373	1,479
	10,346	9,009	1,337
	2,751	3,518	-767
	750	845	-95
	1,379	1,258	121
	3,703	5,034	-1,331
	1,784	1,479	305
	270	367	-97
	15,861	11,359	4,502
	5,970	5,818	152
	1,993	3,045	-1,052
	3,341	7,444	-4,103
	2,110	2,674	-564
	1,231	1,530	-299
	1,728	1,640	88
	1,920	1,838	82
	1,766	1,656	110
	1,996	1,784	212
	1,536	1,209	327
	2,495	1,960	535
	27,621	25,207	2,414
	2,917	2,636	281
	2,275	2,147	128
	544	447	97
	2,275	2,005	270
	1,681	1,626	55
	6,591	4,343	2,248
	2,206	1,398	808
	2,863	4,916	-2,053
	119	191	-72
	1,889	1,328	561
	1,426	1,210	216
	15,552	10,531	5,021
	9,119	7,123	1,996
	133	118	15
	1,827	1,057	770
	5,146	4,383	763
	2,386	1,597	789
	2,149	1,809	340
	693	772	-79
	5,893	6,132	-239
	716	722	-6
	713	834	-121
	2,850	2,623	227
	2,494	3,006	-512
	3,634	3,119	515
	2,067	1,640	427
	1,995	1,608	387
	1,710	2,426	-716
	161	219	-58
	1,129	924	205
	4,871	3,476	1,395
	2,113	1,854	259
	1,819	1,849	-30
	1,880	1,858	22
	1,778	1,725	53
	2,248	2,153	95
	1,819	1,719	100
	2,085	2,035	50
	2,327	2,271	56
	5,006	7,585	-2,579
	595	685	-90
	1,921	1,977	-56
	3,279	4,056	-777
	2,079	1,725	354
	2,559	2,080	479
	1,682	972	710
	4,079	3,865	214
	311	283	28
	125	99	26
	25,995	22,089	3,906
	8,665	7,429	1,236
	10,887	10,871	16
	11,285	9,201	2,084
	8,430	7,063	1,367
	8,396	7,550	846
	1,957	1,664	293
	1,972	1,668	304
	2,234	1,799	435
	2,004	1,886	118
	2,082	1,813	269
	1,952	1,783	169
	22,844	20,706	2,138
	3,217	3,878	-661
	2,003	1,717	286
	1,776	1,806	-30
	1,323	1,195	128
	1,701	1,453	248
	2,116	2,127	-11
	545	783	-238
	521	755	-234
	533	764	-231
	1,445	1,670	-225
	557	801	-244
	474	702	-228
	2,413	3,809	-1,396
	6,036	6,674	-638
	2,670	1,800	870
	7,892	6,702	1,190
	13,338	10,393	2,945
	9,865	9,762	103
	15,287	12,735	2,552
	4,077	3,523	554
	17,733	14,434	3,299
	9,813	8,439	1,374
	11,994	9,904	2,090
	1,402	1,156	246
	7,009	5,840	1,169
	7,268	6,727	541
	10,794	6,438	4,356
	7,844	5,960	1,884
	5,301	8,333	-3,032
	2,166	2,240	-74
	2,489	2,221	268
	6,269	6,933	-664
	2,919	2,109	810
	3,637	2,217	1,420
	861	683	178
	321	263	58
	2,396	1,729	667
	1,944	2,084	-140
	1,354	1,430	-76
	1,918	1,944	-26
	13,857	12,011	1,846
	9,973	8,471	1,502
	5,039	4,263	776
	8,663	8,337	326
	8,320	7,839	481
	1,115	1,073	42
	2,158	2,139	19
	6,001	6,776	-775
	296	328	-32
	2,838	2,467	371
	709	622	87
	9,957	9,532	425
	9,185	8,733	452
	8,837	8,584	253
	14,518	11,331	3,187
	589	459	130
	15,294	11,927	3,367
	22,667	22,737	-70
	15,995	15,986	9
	2,045	2,031	14
	8,617	8,738	-121
	46	41	5
	1,017	659	358
	4,056	3,675	381
	8,310	8,434	-124
	1,861	1,656	205
	2,243	2,535	-292
	12,615	10,270	2,345
	9,111	10,372	-1,261
	8,410	9,298	-888
	2,296	2,071	225
	1,625	1,594	31
	636	638	-2
	1,872	1,983	-111
	3,286	2,839	447
	283	230	53
	1,696	1,493	203
	72	99	-27
	353	507	-154
	302	386	-84
	1,876	1,997	-121
	20,955	17,379	3,576
	4,959	4,168	791
	6,431	5,413	1,018
	8,159	6,704	1,455
	3,849	3,980	-131
	8,549	6,310	2,239
	3,378	1,987	1,391
	13,012	10,605	2,407
	16,691	10,420	6,271
	254	174	80

	11	11
	1,014	972	42
	1		1
	3	3
	1,014	1,015	-1
	4,059	4,062	-3
	1,195	1,161	34
	2,128	1,953	175
	4,626	4,381	245
	2,320	2,190	130
	1,105	1,062	43
	4,965	4,985	-20
	3,104	3,743	-639
	3,143	3,743	-600
	2,695	3,220	-525
	6,216	5,512	704
	4,683	3,501	1,182
	45,031	24,461	20,570
	7,569	6,908	661
	15,103	5,796	9,307
	2,041	1,182	859
	1,633	812	821
	10,611	5,920	4,691
	1,645	1,714	-69
	6,544	9,101	-2,557
	16,203	9,801	6,402
	15,348	11,554	3,794
	2,383	2,380	3
	3,580	3,561	19
	240,699	240,450	249
	1,991	1,989	2
	61,403	61,472	-69
	3,587	3,572	15
	3,524	3,527	-3
	1,993	1,995	-2
	3,549	3,538	11
	1,526	1,534	-8
	1,535	1,531	4
	1,536	1,538	-2
	1,587	1,586	1
	1,480	1,472	8
	1,594	1,590	4
	996	996
	999	999
	3,860	5,948	-2,088
	15,015	15,772	-757
	19,512	23,730	-4,218
	1,741	1,863	-122
	2,945	3,091	-146
	1,248	1,313	-65
	6,438	8,402	-1,964
	73	68	5
	73	69	4
	94	68	26
	73	71	2
	52	65	-13
	73	72	1
	94	73	21
	42	62	-20
	52	69	-17
	42	61	-19
	63	66	-3
	42	61	-19
	94	70	24
	42	60	-18
	84	73	11
	42	59	-17
	52	69	-17
	42	59	-17
	52	67	-15
	42	57	-15
	52	65	-13
	42	59	-17
	73	65	8
	42	56	-14
	94	68	26
	42	56	-14
	94	71	23
	42	56	-14
	84	70	14
	42	58	-16
	84	72	12
	52	66	-14
	52	66	-14
	73	75	-2
	10,481	15,000	-4,519
	73	71	2
	84	122	-38
	42	60	-18
	73	74	-1
	73	75	-2
	73	74	-1
	73	79	-6
	73	73
	73	78	-5
	73	75	-2
	73	79	-6
	73	75	-2
	73	78	-5
	84	76	8
	73	74	-1
	84	79	5
	84	78	6
	84	77	7
	84	78	6
	8,664	8,810	-146
	8,533	8,810	-277
	17,205	11,096	6,109
	19,102	5,821	13,281
	15,684	17,021	-1,337
	30,594	14,779	15,815
	8,914	8,995	-81
	17,581	18,422	-841
	18,215	18,422	-207
	4,582	8,509	-3,927
	733	692	41
	5,416	4,658	758
	2,400	2,125	275
	2,220	2,043	177
	2,000	1,949	51
	1,098	1,014	84
	1,098	773	325
	2,201	1,956	245
	4,302	3,754	548
	2,251	2,023	228
	3,570	3,495	75
	5,950	5,056	894
	2,127	1,988	139
	2,163	1,959	204
	2,110	1,991	119
	2,260	2,180	80
	2,222	2,062	160
	2,088	1,877	211
	2,280	2,008	272
	2,160	2,004	156
	2,144	2,141	3
	1,896	1,824	72
	2,060	2,000	60
	7,397	6,434	963
	1,180	1,072	108
	3,102	2,837	265
	3,016	2,860	156
	11,000	10,991	9
	5,000	5,018	-18
	10,725	10,340	385
	2,024	1,607	417
	1,150	1,068	82
	1,150	1,063	87
	1,150	1,069	81
	2,251	1,658	593
	2,224	1,905	319
	2,283	2,085	198
	59	63	-4
	100	105	-5
	100	108	-8
	83	96	-13
	19,908	20,403	-495
	168	172	-4
	33,299	36,470	-3,171
	54	62	-8
	61	65	-4
	48	46	2
	22,750	21,934	816
	59	58	1
	53	51	2
	52	50	2
	41	40	1
	60	58	2
	33	32	1
	59	58	1
	49	49	0
	57	56	1
	45	45	0
	67	66	1
	45	45	0
	22	22	0
	41	41	0
	63	62	1
	31,737	32,880	-1,143
	85	95	-10
	100	104	-4
	100	103	-3
	53	61	-8
	77	71	6
	57	55	2
	8,167	7,826	341
	68	63	5
	66	63	3
	55	52	3
	64	62	2
	58	57	1
	46	46	0
	61	60	1
	62	62	0
	60	58	2
	71	71	0
	51	50	1
	64	64	0
	58	58	0
	109	109	0
	141	146	-5
	493	510	-17
	3,446	3,390	56
	411	469	-58
	6,700	7,094	-394
	748	857	-109
	2,796	3,467	-671
	530	615	-85
	3,761	4,664	-903
	1,538	1,786	-248
	3,023	3,886	-863
	1,257	1,224	33
	1,592	1,904	-312
	509	496	13
	2,300	2,203	97
	588	563	25
	2,377	2,276	101
	895	857	38
	2,980	3,100	-120
	2,446	2,560	-114
	28,766	25,427	3,339
	219	220	-1
	314	352	-38
	324	364	-40
	4,107	4,322	-215
	579	674	-95
	434	433	1
	4,703	5,796	-1,093
	62	73	-11
	10,191	12,471	-2,280
	4,341	5,115	-774
	349	357	-8
	222	223	-1
	1,657	1,755	-98
	150	149	1
	1,420	1,439	-19
	10,536	10,818	-282
	1,707	1,827	-120
	6,339	6,297	42
	1,566	1,533	33
	4,857	4,964	-107
	234	233	1
	1,872	1,826	46
	612	585	27
	885	880	5
	612	643	-31
	580	554	26
	515	522	-7
	3,445	4,081	-636
	1,021	1,209	-188
	854	983	-129
	4,821	5,139	-318
	5,914	5,113	801
	5,497	5,564	-67
	2,423	2,105	318
	69	82	-13
	4,057	4,406	-349
	2,038	2,512	-474
	635	825	-190
	4,865	5,764	-899
	675	618	57
	735	944	-209
	664	750	-86
	604	739	-135
	5,240	5,358	-118
	306	321	-15
	970	954	16
	95	147	-52
	2,901	4,654	-1,753
	704	503	201
	119	128	-9
	3,614	4,100	-486
	3,368	3,780	-412
	7,786	8,072	-286
	700	835	-135
	2,562	2,693	-131
	239	242	-3
			2,521

Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69			(l) Gains (Col. (h) gain minus col. (k), but not less than -0-) or Losses (from col.(h))
(i) F.M.V. as of 12/31/69	(j) Adjusted basis as of 12/31/69	(k) Excess of col. (i) over col. (j), if any
a			1,204
b			1,579
c			5,187
d			693
e			548
			-1,050
			1,004
			989
			234
			3,594
			461
			-101
			-223
			-333
			208
			2,134
			8,685
			2,687
			-184
			-20
			322
			123
			2,147
			1,358
			159
			139
			2,799
			-1,012
			-309
			14
			28
			538
			457
			568
			98
			60
			40
			-15
			300
			150
			495
			1,412
			783
			75
			443
			288
			-35
			11
			-14
			1,439
			-2
			38
			-99
			45
			105
			-891
			527
			350
			-114
			160
			156
			50
			300
			250
			-10

			106
			100
			140
			160
			869
			463
			-163
			128
			-94
			277
			369
			35
			184
			25
			-287
			70

			44
			140
			520
			105
			1
			-65
			162
			213
			-119
			872
			162
			-150
			2,359
			450
			57
			350
			-118
			-1,210
			-142
			28
			-349
			-719
			-1,996
			-47
			-7
			-83
			-220
			-4
			844
			445
			1,766
			-121
			35
			290
			306
			277
			-185
			7
			-4,067
			-7,196
			903
			-190
			232
			5,518
			2,665
			7,465
			2,451
			5,097
			2,519
			1
			195
			462
			-689
			218
			158
			-45
			27
			34
			1,764
			207
			27
			4,022
			-600
			23
			-2,162
			-19
			1,153
			453
			-115
			-5
			-12
			275
			282
			-2,097
			62
			-109
			313
			-986
			-2,037
			-155
			-563
			-1,314
			4,629
			2,012
			733
			176
			257
			14
			2,344
			1,371
			1,479
			1,337
			-767
			-95
			121
			-1,331
			305
			-97
			4,502
			152
			-1,052
			-4,103
			-564
			-299
			88
			82
			110
			212
			327
			535
			2,414
			281
			128
			97
			270
			55
			2,248
			808
			-2,053
			-72
			561
			216
			5,021
			1,996
			15
			770
			763
			789
			340
			-79
			-239
			-6
			-121
			227
			-512
			515
			427
			387
			-716
			-58
			205
			1,395
			259
			-30
			22
			53
			95
			100
			50
			56
			-2,579
			-90
			-56
			-777
			354
			479
			710
			214
			28
			26
			3,906
			1,236
			16
			2,084
			1,367
			846
			293
			304
			435
			118
			269
			169
			2,138
			-661
			286
			-30
			128
			248
			-11
			-238
			-234
			-231
			-225
			-244
			-228
			-1,396
			-638
			870
			1,190
			2,945
			103
			2,552
			554
			3,299
			1,374
			2,090
			246
			1,169
			541
			4,356
			1,884
			-3,032
			-74
			268
			-664
			810
			1,420
			178
			58
			667
			-140
			-76
			-26
			1,846
			1,502
			776
			326
			481
			42
			19
			-775
			-32
			371
			87
			425
			452
			253
			3,187
			130
			3,367
			-70
			9
			14
			-121
			5
			358
			381
			-124
			205
			-292
			2,345
			-1,261
			-888
			225
			31
			-2
			-111
			447
			53
			203
			-27
			-154
			-84
			-121
			3,576
			791
			1,018
			1,455
			-131
			2,239
			1,391
			2,407
			6,271
			80


			42
			1

			-1
			-3
			34
			175
			245
			130
			43
			-20
			-639
			-600
			-525
			704
			1,182
			20,570
			661
			9,307
			859
			821
			4,691
			-69
			-2,557
			6,402
			3,794
			3
			19
			249
			2
			-69
			15
			-3
			-2
			11
			-8
			4
			-2
			1
			8
			4


			-2,088
			-757
			-4,218
			-122
			-146
			-65
			-1,964
			5
			4
			26
			2
			-13
			1
			21
			-20
			-17
			-19
			-3
			-19
			24
			-18
			11
			-17
			-17
			-17
			-15
			-15
			-13
			-17
			8
			-14
			26
			-14
			23
			-14
			14
			-16
			12
			-14
			-14
			-2
			-4,519
			2
			-38
			-18
			-1
			-2
			-1
			-6

			-5
			-2
			-6
			-2
			-5
			8
			-1
			5
			6
			7
			6
			-146
			-277
			6,109
			13,281
			-1,337
			15,815
			-81
			-841
			-207
			-3,927
			41
			758
			275
			177
			51
			84
			325
			245
			548
			228
			75
			894
			139
			204
			119
			80
			160
			211
			272
			156
			3
			72
			60
			963
			108
			265
			156
			9
			-18
			385
			417
			82
			87
			81
			593
			319
			198
			-4
			-5
			-8
			-13
			-495
			-4
			-3,171
			-8
			-4
			2
			816
			1
			2
			2
			1
			2
			1
			1

			1

			1



			1
			-1,143
			-10
			-4
			-3
			-8
			6
			2
			341
			5
			3
			3
			2
			1

			1

			2

			1



			-5
			-17
			56
			-58
			-394
			-109
			-671
			-85
			-903
			-248
			-863
			33
			-312
			13
			97
			25
			101
			38
			-120
			-114
			3,339
			-1
			-38
			-40
			-215
			-95
			1
			-1,093
			-11
			-2,280
			-774
			-8
			-1
			-98
			1
			-19
			-282
			-120
			42
			33
			-107
			1
			46
			27
			5
			-31
			26
			-7
			-636
			-188
			-129
			-318
			801
			-67
			318
			-13
			-349
			-474
			-190
			-899
			57
			-209
			-86
			-135
			-118
			-15
			16
			-52
			-1,753
			201
			-9
			-486
			-412
			-286
			-135
			-131
			-3

2	Capital gain net income or (net capital loss)	If gain, also enter in Part I, line 7 If (loss), enter -0- in Part I, line 7	2	210,306
3	Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
	If gain, also enter in Part I, line 8, column (c) (see pages 13 and 17 of the instructions). If (loss), enter -0- in Part I, line 8 . . . . . . . . . . . . .		3

Part V

Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income

(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.

Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period? Yes No

If “Yes,” the foundation does not qualify under section 4940(e). Do not complete this part.

1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a) Base period years Calendar year (or tax year beginning in)	(b) Adjusted qualifying distributions	(c) Net value of noncharitable-use assets	(d) Distribution ratio (col. (b) divided by col. (c))
2010	213,669	3,517,006	0.060753
2009	204,642	3,413,693	0.059947
2008	240,469	4,470,496	0.05379
2007	159,785	4,809,715	0.033221
2006	0	985,000	0.0

2	Total of line 1, column (d) ......................	2	0.207711
3	Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by the number of years the foundation has been in existence if less than 5 years. . .	3	0.041542
4	Enter the net value of noncharitable-use assets for 2011 from Part X, line 5.....	4	3,598,102
5	Multiply line 4 by line 3.......................	5	149,472
6	Enter 1% of net investment income (1% of Part I, line 27b)...........	6	3,036
7	Add lines 5 and 6.........................	7	152,508
8	Enter qualifying distributions from Part XII, line 4..............	8	167,500
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions on page 18.

Form 990-PF (2011)

Page 4

Part VI

Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)

1a	Exempt operating foundations described in section 4940(d)(2), check hereand enter “N/A” on line 1.
	Date of ruling or determination letter: (attach copy of letter if necessary–see instructions)
b	Domestic foundations that meet the section 4940(e) requirements in Part V, check	1	3,036
	hereand enter 1% of Part I, line 27b...................
c	All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2	Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	2
3	Add lines 1 and 2............................	3	3,036
4	Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-).	4
5	Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- .....	5	3,036
6	Credits/Payments:

a	2011 estimated tax payments and 2010 overpayment credited to 2011	6a	1,332
b	Exempt foreign organizations—tax withheld at source.......	6b
c	Tax paid with application for extension of time to file (Form 8868)	6c	1,800
d	Backup withholding erroneously withheld ...........	6d

7	Total credits and payments. Add lines 6a through 6d..............		7	3,132
8	Enter any penalty for underpayment of estimated tax. Check hereif Form 2220 is attached.		8
9	Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......		9
10	Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...		10	96
11	Enter the amount of line 10 to be: Credited to 2012 estimated tax96	Refunded	11

Part VII-A

Statements Regarding Activities

During the tax year, did the foundation attempt to influence any national, state, or local legislation or did

Yes

it participate or intervene in any political campaign? ....................

Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of

the instructions for definition)?............................

If the answer is “Yes” to 1a or 1b, attach a detailed description of the activities and copies of any materials

published or distributed by the foundation in connection with the activities.

Did the foundation file Form 1120-POL for this year?.....................

Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:

(1) On the foundation. bullet

$ (2) On foundation managers. bullet

Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed

on foundation managers. bullet

Has the foundation engaged in any activities that have not previously been reported to the IRS?.......

If “Yes,” attach a detailed description of the activities.

Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles

of incorporation, or bylaws, or other similar instruments? If “Yes,” attach a conformed copy of the changes....

Did the foundation have unrelated business gross income of $1,000 or more during the year?........

If “Yes,” has it filed a tax return on Form 990-T for this year?...................

Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........

If “Yes,” attach the statement required by General Instruction T.

Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:

By language in the governing instrument, or

By state legislation that effectively amends the governing instrument so that no mandatory directions

that conflict with the state law remain in the governing instrument?................

Yes

Did the foundation have at least $5,000 in assets at any time during the year? If “Yes,” complete Part II, col. (c), and Part XV.

Yes

Enter the states to which the foundation reports or with which it is registered (see page 19 of the

instructions) bullet

If the answer is “Yes” to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney

General (or designate) of each state as required by General Instruction G? If “No,” attach explanation .

Yes

Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)

or 4942(j)(5) for calendar year 2011 or the taxable year beginning in 2011 (see instructions for Part XIV on

page 27)? If “Yes,” complete Part XIV..........................

Did any persons become substantial contributors during the tax year? If “Yes,” attach a schedule listing their names and addresses.

At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the

meaning of section 512(b)(13)? If "Yes," attach schedule. (see page 20 of the instructions) .......

Did the foundation acquire a direct or indirect interest in any applicable insurance contract before August 17, 2008?

Did the foundation comply with the public inspection requirements for its annual returns and exemption application?

Yes

Website address bullet

N/A

The books are in care of bullet

FOUNDATION MGMT GROUP LLC Telephone no. bullet

(206) 667-0300

Located at bullet

1000 SECOND AVENUE 34TH FLOORSEATTLEWA ZIP+4 bullet

981041022

Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —Check here......... bullet

and enter the amount of tax-exempt interest received or accrued during the year ...... bullet

At any time during calendar year 2011, did the foundation have an interest in or a signature or other authority over

a bank, securities, or other financial account in a foreign country? .................

See page 20 of the instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the foreign country bullet

Form 990-PF (2011)

Page 5

Part VII-B

Statements Regarding Activities for Which Form 4720 May Be Required

File Form 4720 if any item is checked in the “Yes” column, unless an exception applies.

Yes

During the year did the foundation (either directly or indirectly):

(1) Engage in the sale or exchange, or leasing of property with a disqualified person? YesNo

(2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)

a disqualified person?.........................YesNo

(3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? YesNo

(4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? YesNo

(5) Transfer any income or assets to a disqualified person (or make any of either available

for the benefit or use of a disqualified person)?.................YesNo

(6) Agree to pay money or property to a government official? (Exception. Check “No”

if the foundation agreed to make a grant to or to employ the official for a period

after termination of government service, if terminating within 90 days.).........YesNo

If any answer is “Yes” to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations

section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...

Organizations relying on a current notice regarding disaster assistance check here......... bullet

Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,

that were not corrected before the first day of the tax year beginning in 2011?.............

Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private

operating foundation defined in section 4942(j)(3) or 4942(j)(5)):

At the end of tax year 2011, did the foundation have any undistributed income (lines 6d

and 6e, Part XIII) for tax year(s) beginning before 2011?...............YesNo

If “Yes,” list the years bullet

20, 20, 20, 20

Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)

(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)

to all years listed, answer “No” and attach statement—see page 20 of the instructions.) .........

If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.

20, 20, 20, 20

Did the foundation hold more than a 2% direct or indirect interest in any business

enterprise at any time during the year?.....................YesNo

If “Yes,” did it have excess business holdings in 2011 as a result of (1) any purchase by the foundation

or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved

by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)

the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine

if the foundation had excess business holdings in 2011.)....................

Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?

Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its

charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2011?

During the year did the foundation pay or incur any amount to:

(1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? YesNo

(2) Influence the outcome of any specific public election (see section 4955); or to carry

on, directly or indirectly, any voter registration drive?...............YesNo

(3) Provide a grant to an individual for travel, study, or other similar purposes? YesNo

(4) Provide a grant to an organization other than a charitable, etc., organization described

in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see page 22 of the instructions)...YesNo

(5) Provide for any purpose other than religious, charitable, scientific, literary, or

educational purposes, or for the prevention of cruelty to children or animals?........YesNo

If any answer is “Yes” to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in

Regulations section 53.4945 or in a current notice regarding disaster assistance (see page 22 of the instructions)?

Organizations relying on a current notice regarding disaster assistance check here......... bullet

If the answer is “Yes” to question 5a(4), does the foundation claim exemption from the

tax because it maintained expenditure responsibility for the grant?............YesNo

If “Yes,” attach the statement required by Regulations section 53.4945–5(d).

Did the foundation, during the year, receive any funds, directly or indirectly, to pay

premiums on a personal benefit contract?....................YesNo

Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....

If “Yes” to 6b, file Form 8870.

At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction? YesNo

If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....

Form 990-PF (2011)

Page 6

Part VIII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors

1 List all officers, directors, trustees, foundation managers and their compensation (see page 22 of the instructions).
(a) Name and address	(b) Title, and average hours per week devoted to position	(c) Compensation (If not paid, enter -0-)	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
BJORN BAYLEY	PRESIDENT/DIRECTOR 2.0	0
1000 SECOND AVENUE 34TH FLOOR SEATTLE,WA981041022	PRESIDENT/DIRECTOR 2.0	0
DAVID BAYLEY	VICE PRESIDENT/DIRECTOR 2.0	0
1000 SECOND AVENUE 34TH FLOOR SEATTLE,WA981041022	VICE PRESIDENT/DIRECTOR 2.0	0
DANIELLA BAYLEY	VICE PRESIDENT/DIRECTOR 2.0	0
1000 SECOND AVENUE 34TH FLOOR SEATTLE,WA981041022	VICE PRESIDENT/DIRECTOR 2.0	0
DANIEL ASHER	SECRETARY 2.0	0
1000 SECOND AVENUE 34TH FLOOR SEATTLE,WA981041022	SECRETARY 2.0	0
JACQUELIN BAYLEY	TREASURER/DIRECTOR 2.0	0
1000 SECOND AVENUE 34TH FLOOR SEATTLE,WA981041022	TREASURER/DIRECTOR 2.0	0

2 Compensation of five highest-paid employees (other than those included on line 1—see page 23 of the instructions). If none, enter “NONE.”
(a) Name and address of each employee paid more than $50,000	(b) Title, and average hours per week devoted to position	(c) Compensation	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances










Total number of other employees paid over $50,000...................

3 Five highest-paid independent contractors for professional services (see page 23 of the instructions). If none, enter "NONE".
(a) Name and address of each person paid more than $50,000	(b) Type of service	(c) Compensation

Total number of others receiving over $50,000 for professional services............. bullet

Part IX-A

Summary of Direct Charitable Activities

List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.		Expenses
1


2


3


4

Form 990-PF (2011)

Page 7

Part IX-B

Summary of Program-Related Investments (see page 23 of the instructions)

Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.		Amount
1


2


All other program-related investments. See page 24 of the instructions.
3

Total. Add lines 1 through 3.......................... bullet

Part X

Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
see page 24 of the instructions.)

Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,

purposes:

Average monthly fair market value of securities...................

3,223,873

Average of monthly cash balances.......................

429,022

Fair market value of all other assets (see page 24 of the instructions)............

Total (add lines 1a, b, and c).........................

3,652,895

Reduction claimed for blockage or other factors reported on lines 1a and

1c (attach detailed explanation) .............

Acquisition indebtedness applicable to line 1 assets..................

Subtract line 2 from line 1d.........................

3,652,895

Cash deemed held for charitable activities. Enter 1 1⁄2% of line 3 (for greater amount, see page 25

of the instructions) ...........................

54,793

Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4

3,598,102

Minimum investment return. Enter 5% of line 5..................

179,905

Part XI

Distributable Amount (see page 25 of the instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here bullet

and do not complete this part.)

Minimum investment return from Part X, line 6....................

179,905

Tax on investment income for 2011 from Part VI, line 5......

3,036

Income tax for 2011. (This does not include the tax from Part VI.)...

Add lines 2a and 2b............................

3,036

Distributable amount before adjustments. Subtract line 2c from line 1............

176,869

Recoveries of amounts treated as qualifying distributions................

Add lines 3 and 4............................

176,869

Deduction from distributable amount (see page 25 of the instructions)...........

Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,

line 1................................

176,869

Part XII

Qualifying Distributions (see page 25 of the instructions)

Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:

Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........

167,500

Program-related investments—total from Part IX-B..................

Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,

purposes...............................

Amounts set aside for specific charitable projects that satisfy the:

Suitability test (prior IRS approval required)....................

Cash distribution test (attach the required schedule) .................

Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4

167,500

Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment

income. Enter 1% of Part I, line 27b (see page 26 of the instructions)............

3,036

Adjusted qualifying distributions. Subtract line 5 from line 4..............

164,464

Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.

Form 990-PF (2011)

Page 8

Part XIII

Undistributed Income (see page 26 of the instructions)

		(a) Corpus	(d) 2011
1 Distributable amount for 2011 from Part XI, line 7			176,869
2 Undistributed income, if any, as of the end of 2011:
a Enter amount for 2010 only.......
b Total for prior years:2009, 2008, 2007
3 Excess distributions carryover, if any, to 2011:
a From 2006.......
b From 2007.......
c From 2008.......
d From 2009.......	0
e From 2010.......	16,347
fTotal of lines 3a through e.........		16,347
4Qualifying distributions for 2011 from Part
XII, line 4: $ 167,500
a Applied to 2010, but not more than line 2a
b Applied to undistributed income of prior years (Election required—see page 26 of the instructions)
c Treated as distributions out of corpus (Election required—see page 26 of the instructions)...
d Applied to 2011 distributable amount.....			167,500
e Remaining amount distributed out of corpus		0
5 Excess distributions carryover applied to 2011.		9,369	9,369
(If an amount appears in column (d), the same amount must be shown in column (a).)
6Enter the net total of each column as indicated below:
a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5		6,978
b Prior years’ undistributed income. Subtract line 4b from line 2b ...........
c Enter the amount of prior years’ undistributed income for which a notice of deficiency has been issued, or on which the section 4942(a) tax has been previously assessed......
d Subtract line 6c from line 6b. Taxable amount—see page 27 of the instructions ...
e Undistributed income for 2010. Subtract line 4a from line 2a. Taxable amount—see page 27 of the instructions ...........
f Undistributed income for 2011. Subtract lines 4d and 5 from line 1. This amount must be distributed in 2011 ..........			0
7 Amounts treated as distributions out of corpus to satisfy requirements imposed by section 170(b)(1)(F) or 4942(g)(3) (see page 27 of the instructions) ...........
8Excess distributions carryover from 2006 not applied on line 5 or line 7 (see page 27 of the instructions) .............
9Excess distributions carryover to 2012. Subtract lines 7 and 8 from line 6a ......		6,978
10 Analysis of line 9:
a Excess from 2007....
b Excess from 2008....
c Excess from 2009....
d Excess from 2010....	6,978
e Excess from 2011....

Form 990-PF (2011)

Page 9

Part XIV

Private Operating Foundations (see page 27 of the instructions and Part VII-A, question 9)

1a If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2011, enter the date of the ruling....... bullet

b Check box to indicate whether the organization is a private operating foundation described in section4942(j)(3) or4942(j)(5)

2a Enter the lesser of the adjusted net income from Part I or the minimum investment return from Part X for each year listed ..........	Tax year	Prior 3 years			(e) Total
	(a) 2011	(b) 2010	(c) 2009	(d) 2008	(e) Total

b 85% of line 2a .........
c Qualifying distributions from Part XII, line 4 for each year listed .....
d Amounts included in line 2c not used directly for active conduct of exempt activities ....
e Qualifying distributions made directly for active conduct of exempt activities. Subtract line 2d from line 2c ....
3 Complete 3a, b, or c for the alternative test relied upon:
a “Assets” alternative test—enter:
(1) Value of all assets ......
(2) Value of assets qualifying under section 4942(j)(3)(B)(i)
b “Endowment” alternative test— enter 2⁄3 of minimum investment return shown in Part X, line 6 for each year listed...
c “Support” alternative test—enter:
(1) Total support other than gross investment income (interest, dividends, rents, payments on securities loans (section 512(a)(5)), or royalties) ....
(2) Support from general public and 5 or more exempt organizations as provided in section 4942(j)(3)(B)(iii)....
(3) Largest amount of support from an exempt organization
(4) Gross investment income

Part XV

Supplementary Information (Complete this part only if the organization had $5,000 or more in
assets at any time during the year—see page 27 of the instructions.)

1Information Regarding Foundation Managers:

aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)

NP BJORN BAYLEY

JACQUELIN RG BAYLEY

bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.

2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:

Check here bullet

if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. (see page 28 of the instructions) to individuals or organizations
under other conditions, complete items 2a, b, c, and d.

aThe name, address, and telephone number of the person to whom applications should be addressed:

bThe form in which applications should be submitted and information and materials they should include:

cAny submission deadlines:

dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:

Form 990-PF (2011)

Page 10

Part XV

Supplementary Information (continued)

3 Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient	If recipient is an individual, show any relationship to any foundation manager or substantial contributor	Foundation status of recipient	Purpose of grant or contribution	Amount
Name and address (home or business)		Foundation status of recipient	Purpose of grant or contribution	Amount
aPaid during the year
HOPE FOR HEROISM 5901 WILSON AVE SOUTH SEATTLE,WA98118	NONE	EXEMPT	HUMAN SERVICES	27,500
AMERICAN FRIENDS OF LEKET ISRAEL 1402 TEANECK ROAD SUITE 223 TEANECK,NJ076665000	NONE	EXEMPT	HUMAN SERVICES	5,000
MAKE THE DASH COUNT FOUNDATION 5114 POINT FOSDICK DRIVE NW E GIG HARBOR,WA98335	NONE	EXEMPT	YOUTH SOCIAL SERVICES	15,000
FRED HUTCHINSON CANCER RESEARCH CTR PO BOX 19024 SEATTLE,WA98109	NONE	EXEMPT	HEALTH	25,000
JEWISH FAMILY SERVICES 1601 - 16TH AVENUE SEATTLE,WA98122	NONE	EXEMPT	HUMAN SERVICES	30,000
AMERICAN FRIENDS OF THE SHALOM HARTMAN INST ONE PENNSYLVANIA PLAZA SUITE 1606 NEW YORK,NY10119	NONE	EXEMPT	EDUCATION	25,000
JEWISH FEDERATION OF GREATER SEATTLE 2301 THIRD AVENUE SEATTLE,WA98121	NONE	EXEMPT	HUMAN SERVICES	25,000
Total ................................. 3a				152,500

bApproved for future payment

Total ................................. 3b

Form 990-PF (2011)

Page 11

Part XVI-A

Analysis of Income-Producing Activities

Enter gross amounts unless otherwise indicated.	Unrelated business income		Excluded by section 512, 513, or 514
1Program service revenue:	(a) Business code	(b) Amount	(c) Exclusion code	(d) Amount
a
b
c
d
e
f
gFees and contracts from government agencies
2 Membership dues and assessments....
3Interest on savings and temporary cash investments
4 Dividends and interest from securities....			14	127,791
5 Net rental income or (loss) from real estate:
aDebt-financed property......
bNot debt-financed property.....
6Net rental income or (loss) from personal property
7 Other investment income.....
8Gain or (loss) from sales of assets other than inventory			18	210,306
9 Net income or (loss) from special events:
10 Gross profit or (loss) from sales of inventory..
11 Other revenue: aPUBLICLY TRADED PARTNERSHIPS	900099	751
b
c
d
e
12 Subtotal. Add columns (b), (d), and (e)..		751		338,097

13Total. Add line 12, columns (b), (d), and (e)..................

13338,848

(See worksheet in line 13 instructions on page 28 to verify calculations.)

Part XVI-B

Relationship of Activities to the Accomplishment of Exempt Purposes

Line No.	Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to the accomplishment of the organization’s exempt purposes (other than by providing funds for such purposes). (See page 28 of the instructions.)

Form 990-PF (2011)

Page 12

Part XVII

Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations

Did the organization directly or indirectly engage in any of the following with any other organization described in section

Yes

501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?

Transfers from the reporting foundation to a noncharitable exempt organization of:

(1) Cash...................................

1a(1)

(2) Other assets.................................

1a(2)

Other transactions:

(1) Sales of assets to a noncharitable exempt organization....................

1b(1)

(2) Purchases of assets from a noncharitable exempt organization..................

1b(2)

(3) Rental of facilities, equipment, or other assets.......................

1b(3)

(4) Reimbursement arrangements...........................

1b(4)

(5) Loans or loan guarantees.............................

1b(5)

(6) Performance of services or membership or fundraising solicitations................

1b(6)

Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............

If the answer to any of the above is “Yes,” complete the following schedule. Column (b) should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

(a) Line No.	(b) Amount involved	(c) Name of noncharitable exempt organization	(d) Description of transfers, transactions, and sharing arrangements

Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........YesNo

If “Yes,” complete the following schedule.

(a) Name of organization	(b) Type of organization	(c) Description of relationship

Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.

	Signature of officer or trustee	Date	Title

Preparer's Signature	Date	Check if self- employed	PTIN
Firm's name Firm's address		Firm's EIN
		Phone no.

Form 990-PF (2011)

Additional Data

Software ID:
Software Version:

Form 990PF - Special Condition Description:

Special Condition Description

Name of organization BAYLEY FAMILY FOUNDATION
Schedule B (Form 990, 990-EZ, or 990-PF) (2011)
Part I	Contributors (see Instructions). Use duplicate copies of Part I if additional space is needed.
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
1	BJORN JACQUELIN BAYLEY 13436 NE 36TH ST BELLEVUE, WA 98005	$163,479	Person Payroll Noncash (Complete Part II if there is a noncash contribution.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
2	BJORN JACQUELIN BAYLEY 13436 NE 36TH ST BELLEVUE, WA 98005	$36,389	Person Payroll Noncash (Complete Part II if there is a noncash contribution.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II if there is a noncash contribution.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II if there is a noncash contribution.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II if there is a noncash contribution.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II if there is a noncash contribution.)
Schedule B (Form 990, 990-EZ, or 990-PF) (2011)

Name of organization BAYLEY FAMILY FOUNDATION
Schedule B (Form 990, 990-EZ, or 990-PF) (2011)
Part II	Noncash Property (see Instructions). Use duplicate copies of Part II if additional space is needed.
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (see instructions).	(d) Date received
1	SECURITIES	$163,479	2011-05-18
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (see instructions).	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (see instructions).	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (see instructions).	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (see instructions).	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (see instructions).	(d) Date received
		$
Schedule B (Form 990, 990-EZ, or 990-PF) (2011)

Name of Bond	End of Year Book Value	End of Year Fair Market Value
BONDS - CORP/INTL	1,097,384	1,097,384
BONDS - GOVERNMENT	153,558	153,558

Name of Stock	End of Year Book Value	End of Year Fair Market Value
EQUITIES	1,818,924	1,818,924
MUTUAL FUNDS	337,089	337,089

Description	Revenue and Expenses per Books	Net Investment Income	Adjusted Net Income	Disbursements for Charitable Purposes
LICENSE FEES	35
SUPPLIES	127
MEALS AND ENTERTAINMENT	130

Category	Amount	Net Investment Income	Adjusted Net Income	Disbursements for Charitable Purposes
BROKER & COMMISSION FEES	28,807	28,807
MANAGEMENT FEES	20,000	5,000		15,000