| Category | Amount |
|---|---|
| N/A | 0 |
| Name of Bond | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| VANGUARD FI SECS F INTR TRM CP PT FUND 71 - 4926.108 SHS | 50,000 | 50,099 |
| BLACKROCK HIGH YIELD BOND - 19795.702 SHS | 148,500 | 153,615 |
| EATON VANCE FLOATING RATE I - 8445.136 SHS | 74,572 | 76,260 |
| JPM HIGH YIELD FD - SEL FUND 3580 5.91% - 18774.387 SHS | 144,836 | 148,693 |
| JPM SHORT DURATION BOND FD - SEL FUND 3133 0.70% - 24278.245 SHS | 266,275 | 266,818 |
| DREYFUS LAUREL EMG MKT DEBT LOC C-1 - 3170.939 SHS | 46,525 | 45,947 |
| JPM STR INC OPP FD FUND 3844 3.25% - 4410.011 SHS | 44,232 | 51,024 |
| JPM INTL CURRENCY INCOME FD 1.11% - 4515 SHS | 49,620 | 50,297 |
| DOUBLELINE FDS TR TTL RTN BD I - 8847.343 SHS | 98,388 | 99,090 |
| JPM TR I INFL MANAGED BD - SEL 2.19% - 7100.489 SHS | 75,000 | 76,259 |
| DB 95% PPN FX BSKT 2/1/13 LNKD MXN INR CNY & RUB VS USD- 20000 SHS | 19,881 | 18,418 |
| BARC 93% PPN CURR BSKT 9/13/13 LNKD 3 CURR BSKTS - 20000 SHS | 19,979 | 19,180 |
| Name of Stock | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| DELAWARE EMERGING MARKETS FUND - 1985.955 SHS | 26,890 | 27,148 |
| T ROWE PRICE INTERNATIONAL FUNDS INC NEW ASIA FUND - 1074.966 SHS | 13,620 | 17,156 |
| SPDR S&P 500 ETF TRUST - 459 SHS | 51,117 | 64,200 |
| ISHARES S&P MIDCAP 400 INDEX FUND - 664 SHS | 49,177 | 65,643 |
| DODGE & COX INTERNATIONAL STOCK - 2478.623 SHS | 87,363 | 79,762 |
| ARTISAN INTL VALUE FUND - INV - 2711.616 SHS | 73,064 | 74,271 |
| ARBITRAGE FUNDS - I CL I - 1881.5 SHS | 24,572 | 24,704 |
| SIT MUT FDS INC DIVIDEND GRWTH - 2177.068 SHS | 30,000 | 31,284 |
| JPM LARGE CAP GROWTH FD - SEL FUND 3118 - 2189.142 SHS | 50,000 | 55,101 |
| JPM US REAL ESTATE FD - SEL FUND 3037 - 1525.375 SHS | 23,094 | 27,899 |
| JPM MARKET EXPANSION INDEX FD - SEL FUND 3708 - 5946.613 SHS | 40,318 | 64,461 |
| JPM US LRGE CAP CORE PLUS FD - SEL FUND 1002 - 6963.623 SHS | 131,273 | 155,637 |
| MANNING & NAPIER FUND INC 3 SERIES - 2989.044 SHS | 56,074 | 56,882 |
| EATON VANCE MUT FDS TR GB MACRO ABSOLUTE RTN I - 2636.498 SHS | 27,184 | 26,207 |
| GATEWAY FUND - Y - 924.855 SHS | 24,000 | 25,101 |
| HIGHBRIDGE DYNAMIC COMM STRG FD -SEL - 1390.101 SHS | 27,771 | 25,036 |
| MATTHEWS PACIFIC TIGER INSTL FUND - 3658.942 SHS | 78,609 | 82,363 |
| SG CONT BUFF EQ SPX 5/25/12 75% CONTIN BARR - 6.2%- 40000 SHS | 39,500 | 46,252 |
| GS MARKET PLUS SPX 12/17/12 68.5% CONTIN BARR- 0%CPN- 30000 SHS | 29,670 | 35,249 |
| GS BREN EAFE 9/26/12 10%BUFFER - 25000 SHS | 24,750 | 27,466 |
| DB BREN ASIA BSKT 11/28/12 10%BUFFER - 25000 SHS | 24,750 | 26,665 |
| BARC BREN COMM BSKT 12/19/13 LKD CO1 PLTMLNPM LOCADY & SPGCGRP - 25000 SHS | 24,625 | 27,448 |
| BARC BREN GOLD NOTE 2/22/13 LNKD GOLDLNPM - 25000 SHS | 24,750 | 24,738 |
| DB QARN SPX 03/06/13 100/100/100/100 - 50000 SHS | 49,500 | 50,545 |
| HSBC BREN EAFE 03/06/13 10%BUFFER - 25000 SHS | 24,750 | 23,908 |
| HSBC BREN EAFE 4/24/13 10%BUFFER-2 XLEV- 8.75%CAP- 25000 SHS | 24,750 | 24,535 |
| CS CONT BUFF EQ SPX 5/1/13 80% CONTIN BARRIER- 5.25%CPN - 50000 SHS | 49,500 | 50,000 |
| DB BRENT CBEN 10/25/12 LNKD CO1 85% BARRIER - 25000 SHS | 24,875 | 25,000 |
| HSBC BREN SPX 10/31/12 10%BUFFER-2 XLEV- 8.85%CAP - 25000 SHS | 24,750 | 27,728 |
| GS BREN EEM 11/05/12 10%BUFFER-2 XLEV- 12.15%CAP - 25000 SHS | 24,750 | 27,811 |
| Description | Amount |
|---|---|
| ROUNDING ADJUSTMENT | 3 |
| Description | Revenue And Expenses Per Books | Net Investment Income | Adjusted Net Income |
|---|---|---|---|
| OID INCOME | 410 | 410 | 410 |
| Description | Amount |
|---|---|
| RETURN OF CAPITAL ADJUSTMENT | 140 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| ESTIMATED EXCISE TAX - CURRENT YEAR | 4,160 | 0 | 0 | |
| FOREIGN TAXES WITHHELD | 523 | 523 | 0 | |
| EXCISE TAXES PAID - BALANCE DUE | 3,619 | 0 | 0 |