Form990
Click to see attachment
Department of the Treasury
Internal Revenue Service
Return of Organization Exempt From Income Tax
Under section 501(c), 527, or 4947(a)(1) of the Internal Revenue Code (except black lung benefit trust or private foundation)

MediumBullet The organization may have to use a copy of this return to satisfy state reporting requirements.
OMB No. 1545-0047
2011
Open to Public Inspection
A For the calendar year, or tax year beginning 07-01-2011 and ending 06-30-2012
BCheck if applicable:
CName of organization
Alzheimer's Disease & Related Disorders
Association Inc
Doing Business As
Alzheimer's Association
 
Number and street (or P.O. box if mail is not delivered to street address)
225 N Michigan Ave
 
Room/suite
City or town, state or country, and ZIP + 4
Chicago, IL606017633
D Employer identification number

13-3039601
E Telephone number

G Gross receipts $ 159,787,494
F Name and address of principal officer:
Richard Hovland
225 N Michigan Ave
Chicago,IL606017633
I
Tax-exempt status: (   ) LeftBullet (insert no.) or
J
Website:MediumBullet
www.alz.org
H(a)
Is this a group return for
affiliates?
H(b)
Are all affiliates included?
If "No," attach a list. (see instructions)
H(c)
Group exemption number MediumBullet9334
K Form of organization:
 
L Year of formation: 1980
M State of legal domicile: IL
Part I
Summary
Activities & Governance 1 Briefly describe the organization’s mission or most significant activities: To eliminate Alzheimer's disease through the advancement of research; to provide and enhance care and support for all affected; & to reduce the risk of dementia through the promotion of brain health.
2 Check this box MediumBullet
3 Number of voting members of the governing body (Part VI, line 1a)..... 3 43
4 Number of independent voting members of the governing body (Part VI, line 1b) .... 4 43
5 Total number of individuals employed in calendar year 2011 (Part V, line 2a) ... 5 388
6 Total number of volunteers (estimate if necessary) .... 6 1,950
7a Total unrelated business revenue from Part VIII, column (C), line 12 .. 7a 0
b Net unrelated business taxable income from Form 990-T, line 34 .. 7b  
Revenues; Prior Year Current Year
8 Contributions and grants (Part VIII, line 1h) ......... 86,072,453 92,496,080
9 Program service revenue (Part VIII, line 2g) ......... 3,178,335 5,109,038
10 Investment income (Part VIII, column (A), lines 3, 4, and 7d ) .... 1,542,653 2,227,187
11 Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e) 3,659,971 4,743,184
12 Total revenue—add lines 8 through 11 (must equal Part VIII, column (A), line 12)................... 94,453,412 104,575,489
Expenses; 13 Grants and similar amounts paid (Part IX, column (A), lines 1–3 )... 17,532,133 13,494,403
14 Benefits paid to or for members (Part IX, column (A), line 4)..... 0 0
15 Salaries, other compensation, employee benefits (Part IX, column (A), lines 5–10) 25,820,480 31,688,578
16a Professional fundraising fees (Part IX, column (A), line 11e)..... 456,776 433,534
b Total fundraising expenses (Part IX, column (D), line 25) MediumBullet18,392,627    
17 Other expenses (Part IX, column (A), lines 11a–11d, 11f–24f).... 49,489,574 54,211,857
18 Total expenses. Add lines 13–17 (must equal Part IX, column (A), line 25) 93,298,963 99,828,372
19 Revenue less expenses. Subtract line 18 from line 12....... 1,154,449 4,747,117
Net Assets or Fund Balances; Beginning of Current Year End of Year
20 Total assets (Part X, line 16)............. 126,296,070 122,758,605
21 Total liabilities (Part X, line 26)............. 57,675,570 52,119,030
22 Net assets or fund balances. Subtract line 21 from line 20..... 68,620,500 70,639,575
Part II
Signature Block
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than officer) is based on all information of which preparer has any knowledge.
Sign Here
JumboBullet
Signature of officer Date
JumboBullet
Type or print name and title.
Paid preparer use only
Print/type preparer's name
 
Preparer's signature
Date
PTIN
Firm's name Right pointing arrowhead image

Firm's EIN Right pointing arrowhead image
Firm's address Right pointing arrowhead image



Phone no.
May the IRS discuss this return with the preparer shown above? See instructions .........bullet
For Paperwork Reduction Act Notice, see the separate instructions.
Cat. No. 11282Y
Form 990 (2011)
Form 990 (2011)
Page 2
Part III
Statement of Program Service Accomplishments
Check if Schedule O contains a response to any question in this Part III .........
1
Briefly describe the organization’s mission: THE ALZHEIMER'S ASSOCIATION IS THE LEADING VOLUNTARY HEALTH ORGANIZATION IN ALZHEIMER RESEARCH, care, and support. OUR MISSION IS TO ELIMINATE ALZHEIMER'S DISEASE THROUGH THE ADVANCEMENT OF RESEARCH; TO PROVIDE AND ENHANCE CARE AND SUPPORT FOR ALL AFFECTED; AND TO REDUCE THE RISK OF DEMENTIA THROUGH THE PROMOTION OF BRAIN HEALTH. OUR VISION IS A WORLD WITHOUT ALZHEIMER'S DISEASE. THE ALZHEIMER'S ASSOCIATION IS A VALUED RESOURCE FOR CAREGIVERS AND THOSE LIVING WITH THE DISEASE, OFFERING INFORMATION, EDUCATION AND SUPPORT. WE ARE A NATIONWIDE NETWORK WITH more than 80 AFFILIATED CHAPTERS WORKING TOGETHER TO ACCOMPLISH OUR MISSION. OUR NATIONAL OFFICE IS HEADQUARTERED IN CHICAGO, AND WE HAVE A PUBLIC POLICY OFFICE IN WASHINGTON, D.C. THE ALZHEIMER'S ASSOCIATION PROVIDES 24/7 CONSTITUENT SUPPORT THROUGH OUR HELPLINE 365 DAYS A YEAR (1.800.272.3900) AND AN AWARD-WINNING WEB SITE, ALZ.ORG. WE ARE THE LARGEST NONPROFIT FUNDER OF ALZHEIMER'S DISEASE RESEARCH. SINCE AWARDING OUR FIRST GRANTS IN
2
Did the organization undertake any significant program services during the year which were not listed on
the prior Form 990 or 990-EZ? ....................
If “Yes,” describe these new services on Schedule O.
3
Did the organization cease conducting, or make significant changes in how it conducts, any program services? ..........................
If “Yes,” describe these changes on Schedule O.
4
Describe the organization’s program service accomplishments for each of its three largest program services, as measured by expenses. Section 501(c)(3) and 501(c)(4) organizations and section 4947(a)(1) trusts are required to report the amount of grants and allocations to others, the total expenses, and revenue, if any, for each program service reported.
4a (Code:   ) (Expenses $ 24,129,299 including grants of $ 12,000 ) (Revenue $ 0 )
Public Awareness and Education - Alzheimer's is a progressive, degenerative and ultimately fatal disease. Too few Americans understand that the looming epidemic of Alzheimer's will have a grave economic impact on the U.S. economy and as many as 16 million families by mid-century. Already millions of Americans and their families are struggling with this disease without enough information and support. The Alzheimer's Association has invested in education campaigns and initiatives to increase knowledge about Alzheimer's disease and awareness of the Alzheimer's Association as the leader in the fight against it. Key messages include the importance of early detection, resources for people with Alzheimer's and their families, and the societal impact of the disease. We also engage millions of people as champions to educate their communities and workplaces.
4b (Code:   ) (Expenses $ 23,770,407 including grants of $ 12,055,538 ) (Revenue $ 4,885,187 )
Research - The Alzheimer's Association implements an aggressive research and science program strategically designed to accelerate progress by fostering innovation, identifying and filling critical knowledge gaps, developing and disseminating tools, and nurturing talent. The Alzheimer's Association has been a catalyst and convener for more than 30 years. Whether funding innovative grants to help further treatments and discovery, hosting the Alzheimer's Association International Conference (AAIC*), the world's largest gathering of Alzheimer's researchers or leading the Worldwide Alzheimer's Disease Neuroimaging Initiative (WW-ADNI) to accelerate advances in imaging, the Alzheimer's Association seeks to fund best-in-class research. We work with collaborators around the globe from all sectors to hasten this progress. * These are names that are trademarks to Alzheimer's Association
4c (Code:   ) (Expenses $ 10,832,839 including grants of $ 386,841 ) (Revenue $ 0 )
Chapter Services - From coast to coast, more than 80 affiliated chapters are in communities nationwide, providing services to families and professionals, including information and referral, support groups, care consultation, education and safety services. The national organization provides strategic and tactical support in these activities.
4d Other program services (Describe in Schedule O.)
(Expenses $ 16,367,015 including grants of $ 1,040,024 ) (Revenue $ 377,779 )
4e Total program service expensesMediumBullet$ 75,099,560
Form 990 (2011)
Form 990 (2011)
Page 3
Part IV
Checklist of Required Schedules
Yes
No
1
Is the organization described in section 501(c)(3) or 4947(a)(1) (other than a private foundation)? If “Yes,” complete Schedule AClick to see attachment.....................
1
Yes
 
2
Is the organization required to complete Schedule B, Schedule of Contributors? ........
2
 
No
3
Did the organization engage in direct or indirect political campaign activities on behalf of or in opposition to candidates for public office? If “Yes,” complete Schedule C, Part IClick to see attachment..........
3
 
No
4
Section 501(c)(3) organizations. Did the organization engage in lobbying activities? If “Yes,” complete Schedule C,
Part IIClick to see attachment.........................
4
Yes
 
5
Is the organization a section 501(c)(4), 501(c)(5), or 501(c)(6) organization that receives membership dues, assessments, or similar amounts as defined in Revenue Procedure 98-19? If “Yes,” complete Schedule C, Part IIIClick to see attachment........................
5
 
No
6
Did the organization maintain any donor advised funds or any similar funds or accounts for which donors have the right to provide advice on the distribution or investment of amounts in such funds or accounts? If “Yes,” complete Schedule D, Part IClick to see attachment....................
6
 
No
7
Did the organization receive or hold a conservation easement, including easements to preserve open space,
the environment, historic land areas or historic structures? If “Yes,” complete Schedule D, Part IIClick to see attachment...
7
 
No
8
Did the organization maintain collections of works of art, historical treasures, or other similar assets? If “Yes,” complete Schedule D, Part III Click to see attachment....................
8
 
No
9
Did the organization report an amount in Part X, line 21; serve as a custodian for amounts not listed in Part X; or provide credit counseling, debt management, credit repair, or debt negotiation services? If “Yes,”
complete Schedule D, Part IVClick to see attachment...................
9
 
No
10
Did the organization, directly or through a related organization, hold assets in temporarily restricted endowments, permanent endowments, or quasi-endowments? If “Yes,” complete Schedule D, Part VClick to see attachment
10
Yes
 
11
If the organization’s answer to any of the following questions is ‘Yes,’ then complete Schedule D, Parts VI, VII, VIII, IX, or X as applicable:
a
Did the organization report an amount for land, buildings, and equipment in Part X, line10? If “Yes,” complete Schedule D, Part VI.Click to see attachment
11a
Yes
 
b
Did the organization report an amount for investments—other securities in Part X, line 12 that is 5% or more of its total assets reported in Part X, line 16? If “Yes,” complete Schedule D, Part VII.Click to see attachment
11b
Yes
 
c
Did the organization report an amount for investments—program related in Part X, line 13 that is 5% or more of its total assets reported in Part X, line 16? If “Yes,” complete Schedule D, Part VIII.Click to see attachment
11c
 
No
d
Did the organization report an amount for other assets in Part X, line 15 that is 5% or more of its total assets reported in Part X, line 16? If “Yes,” complete Schedule D, Part IX.Click to see attachment
11d
 
No
e
Did the organization report an amount for other liabilities in Part X, line 25? If “Yes,” complete Schedule D, Part X.Click to see attachment
11e
Yes
 
f
Did the organization’s separate or consolidated financial statements for the tax year include a footnote that addresses the organization’s liability for uncertain tax positions under FIN 48 (ASC 740)? If “Yes,” complete Schedule D, Part X.Click to see attachment
11f
Yes
 
12a
Did the organization obtain separate, independent audited financial statements for the tax year?
If “Yes,” complete Schedule D, Parts XI, XII, and XIII Click to see attachment
12a
Yes
 
b
Was the organization included in consolidated, independent audited financial statements for the tax year? If “Yes,” and if the organization answered ‘No’ to line 12a, then completing Schedule D, Parts XI, XII, and XIII is optional Click to see attachment
12b
Yes
 
13
Is the organization a school described in section 170(b)(1)(A)(ii)? If “Yes,” complete Schedule E
13
 
No
14a
Did the organization maintain an office, employees, or agents outside of the United States?....
14a
 
No
b
Did the organization have aggregate revenues or expenses of more than $10,000 from grantmaking, fundraising, business, investment, and program service activities outside the United States or aggregate foreign investments valued at $100,000 or more? If “Yes,” complete Schedule F, Part I......... Click to see attachment
14b
Yes
 
15
Did the organization report on Part IX, column (A), line 3, more than $5,000 of grants or assistance to any organization or entity located outside the U.S.? If “Yes,” complete Schedule F, Part II.. Click to see attachment
15
Yes
 
16
Did the organization report on Part IX, column (A), line 3, more than $5,000 of aggregate grants or assistance to individuals located outside the U.S.? If “Yes,” complete Schedule F, Part III.. Click to see attachment
16
 
No
17
Did the organization report a total of more than $15,000, of expenses for professional fundraising services on Part IX, column (A), lines 6 and 11e? If “Yes,” complete Schedule G, Part IClick to see attachment
17
Yes
 
18
Did the organization report more than $15,000 total of fundraising event gross income and contributions on Part VIII, lines 1c and 8a? If “Yes,” complete Schedule G, Part II.......... Click to see attachment
18
Yes
 
19
Did the organization report more than $15,000 of gross income from gaming activities on Part VIII, line 9a? If “Yes,” complete Schedule G, Part III................... Click to see attachment
19
Yes
 
20a
Did the organization operate one or more hospitals? If “Yes,” complete Schedule H.....
20a
 
No
b
If “Yes” to line 20a, did the organization attach a copy of its audited financial statement to this return? Note. All Form 990 filers that operated one or more hospitals must attach audited financial statements.
20b
 
 
Form 990 (2011)
Form 990 (2011)
Page 4
Part IV
Checklist of Required Schedules (continued)
21
Did the organization report more than $5,000 of grants and other assistance to any government or organization in the United States on Part IX, column (A), line 1? If “Yes,” complete Schedule I, Parts I and II.. Click to see attachment
21
Yes
 
22
Did the organization report more than $5,000 of grants and other assistance to individuals in the United States on Part IX, column (A), line 2? If “Yes,” complete Schedule I, Parts I and III..... Click to see attachment
22
 
No
23
Did the organization answer “Yes” to Part VII, Section A, questions 3, 4, or 5, about compensation of the organization’s current and former officers, directors, trustees, key employees, and highest compensated employees? If “Yes,” complete Schedule J................ Click to see attachment
23
Yes
 
24a
Did the organization have a tax-exempt bond issue with an outstanding principal amount of more than $100,000 as of the last day of the year, that was issued after December 31, 2002? If “Yes,” answer questions 24b–24d and complete Schedule K. If “No,” go to line 25................
24a
 
No
b
Did the organization invest any proceeds of tax-exempt bonds beyond a temporary period exception?...
24b
 
 
c
Did the organization maintain an escrow account other than a refunding escrow at any time during the year
to defease any tax-exempt bonds?......................
24c
 
 
d
Did the organization act as an “on behalf of” issuer for bonds outstanding at any time during the year?...
24d
 
 
25a
Section 501(c)(3) and 501(c)(4) organizations. Did the organization engage in an excess benefit transaction with a disqualified person during the year? If “Yes,” complete Schedule L, Part I......
25a
 
No
b
Is the organization aware that it engaged in an excess benefit transaction with a disqualified person in a prior year, and that the transaction has not been reported on any of the organization’s prior Forms 990 or 990-EZ? If “Yes,” complete Schedule L, Part I................
25b
 
No
26
Was a loan to or by a current or former officer, director, trustee, key employee, highly compensated employee, or disqualified person outstanding as of the end of the organization’s tax year? If “Yes,” complete Schedule L,
Part II.........................
26
 
No
27
Did the organization provide a grant or other assistance to an officer, director, trustee, key employee, substantial contributor or employee thereof, a grant selection committee member, or to a 35% controlled entity or family member of any of these persons? If “Yes,” complete Schedule L, Part III.........
27
 
No
28
Was the organization a party to a business transaction with one of the following parties? (see Schedule L, Part IV instructions for applicable filing thresholds, conditions, and exceptions):
a
A current or former officer, director, trustee, or key employee? If “Yes,” complete Schedule L, Part IV .........................
28a
 
No
b
A family member of a current or former officer, director, trustee, or key employee? If “Yes,”
complete Schedule L, Part IV...................
28b
 
No
c
An entity of which a current or former officer, director, trustee, or key employee (or a family member thereof) was an officer, director, trustee, or owner? If “Yes,” complete Schedule L, Part IV..
28c
 
No
29
Did the organization receive more than $25,000 in non-cash contributions? If “Yes,” complete Schedule MClick to see attachment
29
Yes
 
30
Did the organization receive contributions of art, historical treasures, or other similar assets, or qualified conservation contributions? If “Yes,” complete Schedule M............ Click to see attachment
30
 
No
31
Did the organization liquidate, terminate, or dissolve and cease operations? If “Yes,” complete Schedule N,
Part I...........................
31
 
No
32
Did the organization sell, exchange, dispose of, or transfer more than 25% of its net assets? If “Yes,” complete Schedule N, Part II.......................
32
 
No
33
Did the organization own 100% of an entity disregarded as separate from the organization under Regulations sections 301.7701-2 and 301.7701-3? If “Yes,” complete Schedule R, Part I........ Click to see attachment
33
 
No
34
Was the organization related to any tax-exempt or taxable entity? If “Yes,” complete Schedule R, Parts II, III, IV, and V, line 1..................... Click to see attachment
34
Yes
 
35a
Did the organization have a controlled entity within the meaning of section 512(b)(13)?
35a
Yes
 
b
If ‘Yes’ to line 35a, did the organization receive any payment from or engage in any transaction with a controlled entity within the meaning of section 512(b)(13)? If “Yes,” complete Schedule R, Part V, line 2... Click to see attachment
35b
Yes
 
36
Section 501(c)(3) organizations. Did the organization make any transfers to an exempt non-charitable related organization? If “Yes,” complete Schedule R, Part V, line 2........... Click to see attachment
36
Yes
 
37
Did the organization conduct more than 5% of its activities through an entity that is not a related organization and that is treated as a partnership for federal income tax purposes? If “Yes,” complete Schedule R, Part VIClick to see attachment
37
 
No
38
Did the organization complete Schedule O and provide explanations in Schedule O for Part VI, lines 11 and 19? Note. All Form 990 filers are required to complete Schedule O. ............
38
Yes
 
Form 990 (2011)
Form 990 (2011)
Page 5
Part V
Statements Regarding Other IRS Filings and Tax Compliance
Check if Schedule O contains a response to any question in this Part V .........
Yes
No
1a
Enter the number reported in Box 3 of Form 1096. Enter -0- if not applicable. .......
1a
126
b
Enter the number of Forms W-2G included in line 1a. Enter -0- if not applicable.
1b
0
c
Did the organization comply with backup withholding rules for reportable payments to vendors and reportable gaming (gambling) winnings to prize winners? ..................
1c
Yes
 
2a
Enter the number of employees reported on Form W-3, Transmittal of Wage and Tax Statements filed for the calendar year ending with or within the year covered by this return .....................
2a
388
b
If at least one is reported on line 2a, did the organization file all required federal employment tax returns?

Note. If the sum of lines 1a and 2a is greater than 250, you may be required to e-file. (see instructions)
2b
Yes
 
3a
Did the organization have unrelated business gross income of $1,000 or more during the year?.............................
3a
 
No
b
If “Yes,” has it filed a Form 990-T for this year? If “No,” provide an explanation in Schedule O.....
3b
 
 
4a
At any time during the calendar year, did the organization have an interest in, or a signature or other authority over, a financial account in a foreign country (such as a bank account or securities account)?.......................
4a
 
No
b
If "Yes," enter the name of the foreign country: MediumBullet
See instructions for filing requirements for Form TD F 90-22.1, Report of Foreign Bank and Financial Accounts.
5a
Was the organization a party to a prohibited tax shelter transaction at any time during the tax year?..
5a
 
No
b
Did any taxable party notify the organization that it was or is a party to a prohibited tax shelter transaction?
5b
 
No
c
If “Yes” to line 5a or 5b, did the organization file Form 8886-T? ........
5c
 
 
6a
Does the organization have annual gross receipts that are normally greater than $100,000, and did the organization solicit any contributions that were not tax deductible?..........
6a
 
No
b
If “Yes,” did the organization include with every solicitation an express statement that such contributions or gifts were not tax deductible?........................
6b
 
 
7
Organizations that may receive deductible contributions under section 170(c).
a
Did the organization receive a payment in excess of $75 made partly as a contribution and partly for goods and services provided to the payor?....................
7a
Yes
 
b
If “Yes,” did the organization notify the donor of the value of the goods or services provided?.....
7b
Yes
 
c
Did the organization sell, exchange, or otherwise dispose of tangible personal property for which it was required to file Form 8282?...........................
7c
 
No
d
If “Yes,” indicate the number of Forms 8282 filed during the year ....
7d
 
e
Did the organization receive any funds, directly or indirectly, to pay premiums on a personal benefit contract?..........................
7e
 
No
f
Did the organization, during the year, pay premiums, directly or indirectly, on a personal benefit contract?..
7f
 
No
g
If the organization received a contribution of qualified intellectual property, did the organization file Form 8899 as required?...................
7g
 
 
h
If the organization received a contribution of cars, boats, airplanes, or other vehicles, did the organization file a Form 1098-C?...............
7h
 
 
8
Sponsoring organizations maintaining donor advised funds and section 509(a)(3) supporting organizations. Did the supporting organization, or a donor advised fund maintained by a sponsoring organization, have excess business holdings at any time during the year?................
8
 
 
9
Sponsoring organizations maintaining donor advised funds.
a
Did the organization make any taxable distributions under section 4966?.........
9a
 
 
b
Did the organization make a distribution to a donor, donor advisor, or related person?......
9b
 
 
10
Section 501(c)(7) organizations. Enter:
a
Initiation fees and capital contributions included on Part VIII, line 12 ...
10a
 
b
Gross receipts, included on Form 990, Part VIII, line 12, for public use of club facilities
10b
 
11
Section 501(c)(12) organizations. Enter:
a
Gross income from members or shareholders .........
11a
 
b
Gross income from other sources (Do not net amounts due or paid to other sources against amounts due or received from them) ........
11b
 
12a
Section 4947(a)(1) non-exempt charitable trusts. Is the organization filing Form 990 in lieu of Form 1041?
12a
 
 
b
If “Yes,” enter the amount of tax-exempt interest received or accrued during the year.
12b
 
13
Section 501(c)(29) qualified nonprofit health insurance issuers.
a
Is the organization licensed to issue qualified health plans in more than one state?
Note. All 501(c)(29) organizations must list in Schedule O each state in which they are licensed to issue qualified health plans, the amount of reserves required by each state, and the amount of reserves the organization allocated to each state.
13a
 
 
b
Enter the aggregate amount of reserves the organization is required to maintain by the states in which the organization is licensed to issue qualified health plans.
13b
 
c
Enter the aggregate amount of reserves on hand.
13c
 
14a
Did the organization receive any payments for indoor tanning services during the tax year?.....
14a
 
 
b
If "Yes," has it filed a Form 720 to report these payments? If “No,” provide an explanation in Schedule O..
14b
 
 
Form 990 (2011)
Form 990 (2011)
Page 6
Part VI
Governance, Management, and Disclosure For each “Yes” response to lines 2 through 7b below, and for a “No” response to lines 8a, 8b, or 10b below, describe the circumstances, processes, or changes in Schedule O. See instructions.
Check if Schedule O contains a response to any question in this Part VI .........
Section A. Governing Body and Management
Yes
No
1a
Enter the number of voting members of the governing body at the end of the tax year
If the governing body delegated broad authority to an executive committee or similar committee, explain in Schedule O.
1a
43
b
Enter the number of voting members included in line 1a, above, who are independent .................
1b
43
2
Did any officer, director, trustee, or key employee have a family relationship or a business relationship with any other officer, director, trustee, or key employee? .................
2
 
No
3
Did the organization delegate control over management duties customarily performed by or under the direct supervision of officers, directors or trustees, or key employees to a management company or other person? .
3
 
No
4
Did the organization make any significant changes to its governing documents since the prior Form 990 was filed?
4
 
No
5
Did the organization become aware during the year of a significant diversion of the organization’s assets? .
5
 
No
6
Did the organization have members or stockholders? ................
6
 
No
7a
Did the organization have members, stockholders, or other persons who had the power to elect or appoint one or more members of the governing body? .................
7a
 
No
b
Are any governance decisions of the organization reserved to (or subject to approval by) members, stockholders, or persons other than the governing body? ............
7b
 
No
8
Did the organization contemporaneously document the meetings held or written actions undertaken during the year by the following:
a
The governing body? .........................
8a
Yes
 
b
Each committee with authority to act on behalf of the governing body? ..........
8b
Yes
 
9
Is there any officer, director, trustee, or key employee listed in Part VII, Section A, who cannot be reached at the organization’s mailing address? If “Yes,” provide the names and addresses in Schedule O .....
9
 
No
Section B. Policies (This Section B requests information about policies not required by the Internal
Revenue Code.)
Yes
No
10a
Did the organization have local chapters, branches, or affiliates? ............
10a
Yes
 
b
If “Yes,” did the organization have written policies and procedures governing the activities of such chapters, affiliates, and branches to ensure their operations are consistent with the organization's exempt purposes? ....
10b
Yes
 
11a
Has the organization provided a complete copy of this Form 990 to all members of its governing body before filing the form?
11a
Yes
 
b
Describe in Schedule O the process, if any, used by the organization to review the Form 990. .....
12a
Did the organization have a written conflict of interest policy? If “No,” go to line 13.......
12a
Yes
 
b
Were officers, directors or trustees, and key employees required to disclose annually interests that could give rise to conflicts? ........................
12b
Yes
 
c
Did the organization regularly and consistently monitor and enforce compliance with the policy? If “Yes,” describe in Schedule O how this was done ....................
12c
Yes
 
13
Did the organization have a written whistleblower policy? ...............
13
Yes
 
14
Did the organization have a written document retention and destruction policy? .........
14
Yes
 
15
Did the process for determining compensation of the following persons include a review and approval by independent persons, comparability data, and contemporaneous substantiation of the deliberation and decision?
a
The organization’s CEO, Executive Director, or top management official ...........
15a
Yes
 
b
Other officers or key employees of the organization ................
15b
Yes
 
If "Yes," to line 15a or 15b, describe the process in Schedule O (see instructions).
16a
Did the organization invest in, contribute assets to, or participate in a joint venture or similar arrangement with a taxable entity during the year? ......................
16a
 
No
b
If “Yes,” did the organization follow a written policy or procedure requiring the organization to evaluate its participation in joint venture arrangements under applicable federal tax law, and take steps to safeguard the organization’s exempt status with respect to such arrangements? ............
16b
 
 
Section C. Disclosure
17
List the States with which a copy of this Form 990 is required to be filedMediumBullet
AL , AK , AZ , AR , CA , CO , CT , DE , DC , FL , GA , IL , IA , KS , KY , ME , MD , MA , MI , MN , MS , MO , NH , NJ , NM , NY , NC , ND , OH , OK , OR , PA , RI , SC , SD , TN , UT , VA , WA , WV , WI
18
Section 6104 requires an organization to make its Form 1023 (or 1024 if applicable), 990, and 990-T (501(c)(3)s only) available for public inspection. Indicate how you made these available. Check all that apply.
19
Describe in Schedule O whether (and if so, how), the organization made its governing documents, conflict of interest policy, and financial statements available to the public during the tax year.
20
State the name, physical address, and telephone number of the person who possesses the books and records of the organization: MediumBullet
RICHARD HOVLAND COOCFO
225 N MICHIGAN AVENUE
Chicago,IL606017633
(312) 335-5771
Form 990 (2011)
Form 990 (2011)
Page 7
Part VII
Compensation of Officers, Directors,Trustees, Key Employees, Highest Compensated Employees, and Independent Contractors
Check if Schedule O contains a response to any question in this Part VII .........
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees
1a Complete this table for all persons required to be listed. Report compensation for the calendar year ending with or within the organization’s tax year.
RoundBullet List all of the organization’s current officers, directors, trustees (whether individuals or organizations), regardless of amount
of compensation, and current key employees. Enter -0- in columns (D), (E), and (F) if no compensation was paid.

RoundBullet List all of the organization’s current key employees, if any. See instructions for definition of "key employee."
RoundBullet List the organization’s five current highest compensated employees (other than an officer, director, trustee or key employee)
who received reportable compensation (Box 5 of Form W-2 and/or Box 7 of Form 1099-MISC) of more than $100,000 from the
organization and any related organizations.

RoundBullet List all of the organization’s former officers, key employees, or highest compensated employees who received more than $100,000
of reportable compensation from the organization and any related organizations.

RoundBullet List all of the organization’s former directors or trustees that received, in the capacity as a former director or trustee of the
organization, more than $10,000 of reportable compensation from the organization and any related organizations.

List persons in the following order: individual trustees or directors; institutional trustees; officers; key employees; highest
compensated employees; and former such persons.
Check this box if neither the organization nor any related organizations compensated any current or former officer, director, or trustee.
(A)
Name and Title 		(B)
Average hours per week (describe hours for related organizations in Schedule O) 		(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee) 		(D)
Reportable compensation from the organization (W- 2/1099-MISC) 		(E)
Reportable compensation from related organizations (W- 2/1099-MISC) 		(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; Officer; Key Employee; Highest compensated employee; Former;
(1) Edward Berube
Chair, Exec. Comm., Director
 10.0 X   X       0 0 0
(2) Gerald Sampson
Vice Chair, Exec. Comm., Dir.
 10.0 X   X       0 0 0
(3) Thomas J WInkel
treasurer, exec. comm., dir.
 10.0 X   X       0 0 0
(4) Mary Guerriero Austrom PhD
Secretary, Exec. Comm., Dir.
 10.0 X   X       0 0 0
(5) R Thomas Bodkin
DIRECTOR AND EXEC COMMITTEE
 5.0 X           0 0 0
(6) Bill Buechele
DIRECTOR AND EXEC COMMITTEE
 5.0 X           0 0 0
(7) Cathy Edge
DIRECTOR and exec committee
 5.0 X           0 0 0
(8) Deborah Jones
DIRECTOR and exec committee
 5.0 X           0 0 0
(9) Ralph A Nixon MD PhD
DIRECTOR and exec committee
 5.0 X           0 0 0
(10) John Osher
DIRECTOR and exec committee
 5.0 X           0 0 0
(11) Ronald Petersen MD PhD
DIRECTOR and exec committee
 5.0 X           0 0 0
(12) Stewart Putnam
DIRECTOR AND EXEC COMMITTEE
 5.0 X           0 0 0
(13) John Sabl
DIRECTOR and Exec committee
 5.0 X           0 0 0
(14) Electa Anderson
DIRECTOR
 5.0 X           0 0 0
(15) Christopher Binkley
DIRECTOR
 5.0 X           0 0 0
(16) Robert K Burke
DIRECTOR
 5.0 X           0 0 0
(17) Richard Della Penna MD
DIRECTOR
 5.0 X           0 0 0
Form 990 (2011)
Form 990 (2011)
Page 8
Part VII
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees (continued)
(A)
Name and Title 		(B)
Average hours per week (describe hours for related organizations in Schedule O) 		(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee) 		(D)
Reportable compensation from the organization (W- 2/1099-MISC) 		(E)
Reportable compensation from related organizations (W- 2/1099-MISC) 		(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; Officer; Key Employee; Highest compensated employee; Former;
(18) Jack Faer
DIRECTOR
 5.0 X           0 0 0
(19) Marlana Geha PhD
DIRECTOR
 5.0 X           0 0 0
(20) Elizabeth Gelfand Stearns
DIRECTOR
 5.0 X           0 0 0
(21) Colleen Goldhammer Benzin
DIRECTOR
 5.0 X           0 0 0
(22) David Goltermann
DIRECTOR
 5.0 X           0 0 0
(23) Louis Holland Jr
DIRECTOR
 5.0 X           0 0 0
(24) Stephen Hume PsyD
DIRECTOR
 5.0 X           0 0 0
(25) Karen Kauffman PhDCRNP BC
DIRECTOR
 5.0 X           0 0 0
(26) Jacqueline Kouri
DIRECTOR
 5.0 X           0 0 0
(27) John E Maggio PhD
DIRECTOR
 5.0 X           0 0 0
(28) Jeffrey Maloney
DIRECTOR
 5.0 X           0 0 0
(29) Bonnie H Marcus
DIRECTOR
 5.0 X           0 0 0
(30) Linda Mendelson
DIRECTOR
 5.0 X           0 0 0
(31) David Moscow
DIRECTOR
 5.0 X           0 0 0
(32) Manny Najera
DIRECTOR
 5.0 X           0 0 0
(33) Margaret Noel MD
DIRECTOR
 5.0 X           0 0 0
(34) Ron Profili
DIRECTOR
 5.0 X           0 0 0
(35) Deborah A Randall Esq
DIRECTOR
 5.0 X           0 0 0
(36) Kimberly Reed
DIRECTOR
 5.0 X           0 0 0
(37) Scott Russell EdD
DIRECTOR
 5.0 X           0 0 0
(38) Alan Silverglat
Director
 5.0 X           0 0 0
(39) Suzanne B Swift
Director
 5.0 X           0 0 0
(40) Carl E Tuerk Jr
DIRECTOR
 5.0 X           0 0 0
(41) Paul Wexler
DIRECTOR
 5.0 X           0 0 0
(42) Shellie N Williams MD
Director
 5.0 X           0 0 0
(43) Jerome H Stone
Founding Pres, Honorary Chair
 5.0 X           0 0 0
(44) HARRY JOHNS
PRESIDENT & CEO
 60.0     X       575,108 6,750 414,966
(45) RICHARD HOVLAND
COO/CFO
 60.0     X       328,506 658 90,233
(46) Angela Geiger
CHIEF STRATEGY OFFICER
 60.0       X     392,202   101,066
(47) William Thies
CHIEF MEDICAL SCIENCE OFFICER
 60.0         X   331,291   49,614
(48) Robert Egge
VP - Public Policy
 60.0         X   305,467 5,242 55,806
(49) SCOTT GARDNER
VP - CHAPTER RELATIONS
 60.0         X   254,103   32,639
(50) Paula Pelissero
Sr. Director, Human Resources
 55.0         X   184,668   23,340
(51) Matthew Baumgart
Sr. Director, Public Policy
 55.0         X   184,668   23,340
1b Sub-Total................MediumBullet
c Total from continuation sheets to Part VII, Section A....MediumBullet
d Total (add lines 1b and 1c)............MediumBullet 2,556,013 12,650 791,004
2
Total number of individuals (including but not limited to those listed above) who received more than $100,000 of reportable compensation from the organizationMediumBullet62
Yes
No
3
Did the organization list any former officer, director or trustee, key employee, or highest compensated employee on line 1a? If “Yes,” complete Schedule J for such individual .............
3
 
No
4
For any individual listed on line 1a, is the sum of reportable compensation and other compensation from the organization and related organizations greater than $150,000? If “Yes,” complete Schedule J for such individual...........................
4
Yes
 
5
Did any person listed on line 1a receive or accrue compensation from any unrelated organization or individual for services rendered to the organization? If “Yes,” complete Schedule J for such person .....
5
 
No
Section B. Independent Contractors
1
Complete this table for your five highest compensated independent contractors that received more than $100,000 of compensation from the organization. Report compensation for the calendar year ending with or within the organization’s tax year.
(A)
Name and business address 		(B)
Description of services 		(C)
Compensation
T G Madison
Tower Place 3340 Peachtree Rd St
ATLANTA,GA30326 		Consultant 9,549,999
Alaniz
Box 799 425 N Iris Street
MT PLEASANT,IA52641 		Printing/letter shop 5,219,093
InfoCision
325 Springside Dr
AKRON,OH44333 		Tele marketing 2,763,166
Thompson Habib Denison
80 Hayden Avenue Ste 300
LEXINGTON,MA02421 		Consultant 1,622,844
RR Donnelly
PO Box 93514
CHICAGO,IL606733514 		Printing 1,581,025
2
Total number of independent contractors (including but not limited to those listed above) who received more than $100,000 of compensation from the organization MediumBullet78
Form 990 (2011)
Form 990 (2011)
Page 9
Part VIII
Statement of Revenue
(A)
Total revenue 		(B)
Related or
exempt
function
revenue 		(C)
Unrelated
business
revenue 		(D)
Revenue
excluded from
tax under sections
512, 513, or 514
Contributions, Gifts, Grants and Other Similar Amounts 1a Federated campaigns..1a  
b Membership dues....1b 261,740
c Fundraising events....1c 557,425
d Related organizations...1d  
e Government grants (contributions)1e 1,907,130
f All other contributions, gifts, grants, and
similar amounts not included above1f 		89,769,785
g Noncash contributions included in lines 1a-1f:$ 2,761,638
h Total. Add lines 1a-1f.......MediumBullet 92,496,080
Program Service Revenue Business Code
2a PROGRAM CONFERENCES 611,710 4,821,434 4,821,434    
b JOURNAL 511,120 63,753 63,753    
c SAFE RETURN REGISTRATION FEE 611,710 155,099 155,099    
d CAREGIVER TRAINING 611,710 68,752 68,752    
e
f All other program service revenue .        
g Total. Add lines 2a–2f........MediumBullet 5,109,038
Other Revenue 3 Investment income (including dividends, interest
and other similar amounts).....MediumBullet 2,041,153     2,041,153
4 Income from investment of tax-exempt bond proceeds..MediumBullet 0      
5 Royalties............MediumBullet 34,902     34,902
(i) Real (ii) Personal
6a Gross rents    
b Less: rental expenses    
c Rental income or (loss)    
d Net rental income or (loss).......MediumBullet        
(i) Securities (ii) Other
7a Gross amount from sales of assets other than inventory 53,422,792 0
b Less: cost or other basis and sales expenses 53,235,662 1,096
c Gain or (loss) 187,130 -1,096
d Net gain or (loss)..........MediumBullet 186,034     186,034
8a Gross income from fundraising events (not including
$ 557,425
of contributions reported on line 1c). See Part IV, line 18 ...
a 2,988,825
b Less: direct expenses ...b 1,431,694
c Net income or (loss) from fundraising events..MediumBullet 1,557,131   1,557,131
9a Gross income from gaming activities.
See Part IV, line 19 ...
a 20,350
b Less: direct expenses ...b 7,500
c Net income or (loss) from gaming activities...MediumBullet 12,850     12,850
10a Gross sales of inventory, less
returns and allowances .
a 925,744
b Less: cost of goods sold ..b 536,053
c Net income or (loss) from sales of inventory..MediumBullet 389,691 153,928   235,763
Miscellaneous Revenue Business Code
11a AFFILIATE REVENUE 900,099 949,791     949,791
b CHAPTER LICENSING AND MAINTENANCE 900,099 846,245     846,245
c OTHER REVENUE 900,099 952,574     952,574
d All other revenue ....        
e Total. Add lines 11a–11d ......MediumBullet 2,748,610
12 Total revenue. See Instructions....MediumBullet 104,575,489 5,262,966   6,816,443
Form 990 (2011)
Form 990 (2011)
Page 10
Part IX
Statement of Functional Expenses
Section 501(c)(3) and 501(c)(4) organizations must complete all columns. All other organizations must complete column (A) but are not required to complete columns (B), (C), and (D).
Check if Schedule O contains a response to any question in this Part IX. .........
Do not include amounts reported on lines 6b,
7b, 8b, 9b, and 10b of Part VIII. 		(A)
Total expenses 		(B)
Program service expenses 		(C)
Management and general expenses 		(D)
Fundraising expenses
1 Grants and other assistance to governments and organizations in the United States. See Part IV, line 21 11,702,297 11,702,297
2 Grants and other assistance to individuals in the United States. See Part IV, line 22 0  
3 Grants and other assistance to governments, organizations, and individuals outside the United States. See Part IV, lines 15 and 16 1,792,106 1,792,106
4 Benefits paid to or for members 0  
5 Compensation of current officers, directors, trustees, and key employees .... 1,964,409 1,186,371 453,299 324,739
6 Compensation not included above, to disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B) .... 0      
7 Other salaries and wages 23,318,361 17,687,531 880,520 4,750,310
8 Pension plan accruals and contributions (include section 401(k) and 403(b) employer contributions) .... 2,451,203 1,837,093 157,213 456,897
9 Other employee benefits ....... 2,177,403 1,610,006 126,413 440,984
10 Payroll taxes ........... 1,777,202 1,316,070 94,059 367,073
11 Fees for services (non-employees):        
a Management ...... 0      
b Legal ......... 549,419 183,140 183,140 183,139
c Accounting ........... 123,435 101,410 10,457 11,568
d Lobbying ........... 219,000 219,000    
e Professional fundraising. See Part IV, line 17.. 433,534 433,534
f Investment management fees ...... 96,775 96,775    
g Other .......... 8,707,539 4,324,332 465,183 3,918,024
12 Advertising and promotion .... 11,037,159 10,827,143 2 210,014
13 Office expenses ....... 19,505,989 10,619,111 3,760,951 5,125,927
14 Information technology ...... 517,044 456,140 23,488 37,416
15 Royalties .. 0      
16 Occupancy ........... 5,153,627 4,696,365 53,374 403,888
17 Travel ............ 5,473,630 4,359,956 32,068 1,081,606
18 Payments of travel or entertainment expenses for any federal, state, or local public officials ...... 0      
19 Conferences, conventions, and meetings .... 1,420,709 1,289,829 6,654 124,226
20 Interest ........... 0      
21 Payments to affiliates ....... 0      
22 Depreciation, depletion, and amortization ..... 796,677 538,101 83,884 174,692
23 Insurance .............. 127,620 113,120 1,643 12,857
24 Other expenses. Itemize expenses not covered above (List miscellaneous expenses in line 24f. If line 24f amount exceeds 10% of line 25, column (A) amount, list line 24f expenses on Schedule O.)
a RECOGNITION/RECRUITMENT 127,564 112,551 1,744 13,269
b INVENTORY BUY-BACK EXPENSE 24,983 2,397   22,586
c .        
d .        
e
f All other expenses 330,687 28,716 2,093 299,878
25 Total functional expenses. Add lines 1 through 24f 99,828,372 75,099,560 6,336,185 18,392,627
26 Joint costs. Complete this line only if the organization reported in column (B) joint costs from a combined educational campaign and fundraising solicitation. Check here MediumBullet if following SOP 98-2 (ASC 958-720). 15,413,689 8,180,841 2,705,397 4,527,450
Form 990 (2011)
Form 990 (2011)
Page 11
Part X Balance Sheet
(A)
Beginning of year 		(B)
End of year
Assets 1 Cash—non-interest-bearing .......... 0 1 0
2 Savings and temporary cash investments ....... 10,708,534 2 11,693,107
3 Pledges and grants receivable, net ......... 17,099,520 3 17,180,305
4 Accounts receivable, net ......... 22,708,593 4 16,708,937
5 Receivables from current and former officers, directors, trustees, key employees, and highest compensated employees. Complete Part II of
Schedule L .......... 0 5 0
6 Receivables from other disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B). Complete Part II of
Schedule L .......... 0 6 0
7 Notes and loans receivable, net ............. 0 7 493,120
8 Inventories for sale or use .............. 135,491 8 328,464
9 Prepaid expenses and deferred charges ............ 4,137,719 9 6,120,978
10a Land, buildings, and equipment: cost or other basis. Complete Part VI of Schedule D 10a 15,569,281
b Less: accumulated depreciation. ..... 10b 12,088,543 3,242,084 10c 3,480,738
11 Investments—publicly traded securities .......... 55,910,534 11 54,744,000
12 Investments—other securities. See Part IV, line 11 ...... 12,353,595 12 12,008,956
13 Investments—program-related. See Part IV, line 11 .. 0 13 0
14 Intangible assets ......... 0 14 0
15 Other assets. See Part IV, line 11 ........... 0 15 0
16 Total assets. Add lines 1 through 15 (must equal line 34)... 126,296,070 16 122,758,605
Liabilities 17 Accounts payable and accrued expenses . 6,741,706 17 6,929,664
18 Grants payable .......... 27,149,833 18 22,525,567
19 Deferred revenue .......... 3,996,445 19 2,479,892
20 Tax-exempt bond liabilities .......... 0 20 0
21 Escrow or custodial account liability. Complete Part IV of Schedule D.. 0 21 0
22 Payables to current and former officers, directors, trustees, key
employees, highest compensated employees, and disqualified
persons. Complete Part II of Schedule L.......... 0 22 0
23 Secured mortgages and notes payable to unrelated third parties .. 0 23 0
24 Unsecured notes and loans payable to unrelated third parties .... 0 24 0
25 Other liabilities (including federal income tax, payables to related third parties, and other liabilities not included on lines 17-24). Complete Part X of Schedule D..... 19,787,586 25 20,183,907
26 Total liabilities. Add lines 17 through 25..... 57,675,570 26 52,119,030
Net Assets or Fund Balance Organizations that follow SFAS 117, check here MediumBullet and complete lines 27 through 29, and lines 33 and 34.
27 Unrestricted net assets ..... 32,643,433 27 26,593,123
28 Temporarily restricted net assets ..... 13,922,372 28 21,875,658
29 Permanently restricted net assets ..... 22,054,695 29 22,170,794
Organizations that do not follow SFAS 117, check here MediumBullet and complete lines 30 through 34.
30 Capital stock or trust principal, or current funds .....   30  
31 Paid-in or capital surplus, or land, building or equipment fund .....   31  
32 Retained earnings, endowment, accumulated income, or other funds   32  
33 Total net assets or fund balances ..... 68,620,500 33 70,639,575
34 Total liabilities and net assets/fund balances ..... 126,296,070 34 122,758,605
Form 990 (2011)
Form 990 (2011)
Page 12
Part XI
Reconcilliation of Net Assets
Check if Schedule O contains a response to any question in this Part XI .........
1
Total revenue (must equal Part VIII, column (A), line 12) ...
1
104,575,489
2
Total expenses (must equal Part IX, column (A), line 25) ....
2
99,828,372
3
Revenue less expenses. Subtract line 2 from line 1 ...
3
4,747,117
4
Net assets or fund balances at beginning of year (must equal Part X, line 33, column (A)) ..
4
68,620,500
5
Other changes in net assets or fund balances (explain in Schedule O) ...
5
-2,728,042
6
Net assets or fund balances at end of year. Combine lines 3, 4, and 5 (must equal Part X, line 33, column (B)) ....
6
70,639,575
Part XII
Financial Statements and Reporting
Check if Schedule O contains a response to any question in this Part XII .........
Yes
No
1
Accounting method used to prepare the Form 990:  
If the organization changed its method of accounting from a prior year or checked "Other," explain in
Schedule O.
2a
Were the organization’s financial statements compiled or reviewed by an independent accountant?....
2a
 
No
b
Were the organization’s financial statements audited by an independent accountant?........
2b
Yes
 
c
If “Yes,” to 2a or 2b, does the organization have a committee that assumes responsibility for oversight of the audit, review, or compilation of its financial statements and selection of an independent accountant? If the organization changed either its oversight process or selection process during the tax year, explain in Schedule O. ...........................
2c
Yes
 
d
If “Yes” to line 2a or 2b, check a box below to indicate whether the financial statements for the year were issued on a separate basis, consolidated basis, or both:
3a
As a result of a federal award, was the organization required to undergo an audit or audits as set forth in the Single Audit Act and OMB Circular A-133? ................
3a
Yes
 
b
If “Yes,” did the organization undergo the required audit or audits? If the organization did not undergo the required audit or audits, explain why in Schedule O and describe any steps taken to undergo such audits. ..
3b
Yes
 
Form 990 (2011)
Additional Data


Software ID:  
Software Version:  
Form 990, Special Condition Description:
Special Condition Description
SCHEDULE A
(Form 990 or 990EZ)

Department of the Treasury
Internal Revenue Service
Public Charity Status and Public Support

Complete if the organization is a section 501(c)(3) organization or a section
4947(a)(1) nonexempt charitable trust.
right arrow Attach to Form 990 or Form 990-EZ. right arrow See separate instructions.
OMB No. 1545-0047
2011
Open to Public
Inspection
Name of the organization
Alzheimer's Disease & Related Disorders
Association Inc
Employer identification number

13-3039601
Part I
Reason for Public Charity Status (All organizations must complete this part.) See instructions
The organization is not a private foundation because it is: (For lines 1 through 11, check only one box.)
1
2
3
4
5
section 170(b)(1)(A)(iv). (Complete Part II.)
6
7
8
9
receipts from activities related to its exempt functions—subject to certain exceptions, and (2) no more than 331/3% of
its support from gross investment income and unrelated business taxable income (less section 511 tax) from businesses
acquired by the organization after June 30, 1975. See section 509(a)(2). (Complete Part III.)
10
11
e
f
g
(i) a person who directly or indirectly controls, either alone or together with persons described in (ii)
Yes
No
and (iii) below, the governing body of the the supported organization? ................
11g(i)
 
 
(ii) a family member of a person described in (i) above? ......................
11g(ii)
 
 
(iii) a 35% controlled entity of a person described in (i) or (ii) above? ................
11g(iii)
 
 
h
(i)
Name of supported organization 		(ii)
EIN 		(iii)
Type of organization (described on lines 1- 9 above or IRC section (see instructions)) 		(iv)
Is the organization in col. (i) listed in your governing document? 		(v)
Did you notify the organization in col. (i) of your support? 		(vi)
Is the organization in col. (i) organized in the U.S.? 		(vii)
Amount of support?
Yes No Yes No Yes No
Total                  

For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 11285F
Schedule A (Form 990 or 990-EZ) 2011
Schedule A (Form 990 or 990-EZ) 2011
Page 2
Part II
Support Schedule for Organizations Described in IRC 170(b)(1)(A)(iv) and 170(b)(1)(A)(vi)
(Complete only if you checked the box on line 5, 7, or 8 of Part I or if the organization failed to qualify under Part III. If the organization fails to qualify under the tests listed below, please complete Part III.)
Section A. Public Support
Calendar year(or fiscal year beginning in) (a) 2007 (b) 2008 (c) 2009 (d) 2010 (e) 2011 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") ....            
2 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf.......            
3 The value of services or facilities furnished by a governmental unit to the organization without charge..            
4 Total. Add lines 1 through 3..            
5 The portion of total contributions by each person (other than a governmental unit or publicly supported organization) included on line 1 that exceeds 2% of the amount shown on line 11, column (f)..            
6 Public Support. Subtract line 5 from line 4.            
Section B. Total Support
Calendar year(or fiscal year beginning in) (a) 2007 (b) 2008 (c) 2009 (d) 2010 (e) 2011 (f) Total
7 Amounts from line 4..            
8 Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources..            
9 Net income from unrelated business activities, whether or not the business is regularly carried on..            
10 Other income. (Explain in Part IV.) Do not include gain or loss from the sale of capital assets..            
11 Total support (Add lines 7 through 10).            
12
12
 
13
Section C. Computation of Public Support Percentage
14
14
 
15
15
 
16a
b
17a
b
18
Schedule A (Form 990 or 990-EZ) 2011
Schedule A (Form 990 or 990-EZ) 2011
Page 3
Part III
Support Schedule for Organizations Described in IRC 509(a)(2)
(Complete only if you checked the box on line 9 of Part I or if the organization failed to qualify under Part II. If the organization fails to qualify under the tests listed below, please complete Part II.)
Section A. Public Support
Calendar year(or fiscal year beginning in) (a) 2007 (b) 2008 (c) 2009 (d) 2010 (e) 2011 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") . 95,071,788 78,177,850 75,805,366 86,383,096 92,496,080 427,934,180
2 Gross receipts from admissions, merchandise sold or services performed, or facilities furnished in any activity that is related to the organization's tax-exempt purpose...... 3,384,152 5,318,528 4,413,451 3,178,355 5,109,038 21,403,524
3 Gross receipts from activities that are not an unrelated trade or business under section 513..            
4 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf...            
5 The value of services or facilities furnished by a governmental unit to the organization without charge..            
6 Total. Add lines 1 through 5. 98,455,940 83,496,378 80,218,817 89,561,451 97,605,118 449,337,704
7a Amounts included on lines 1, 2, and 3 received from disqualified persons... 3,200,000 1,188,870 599,940 728,821 619,685 6,337,316
b Amounts included on lines 2 and 3 received from other than disqualified persons that exceed the greater of $5,000 or 1% of the amount on line 13 for the year.            
c Add lines 7a and 7b.. 3,200,000 1,188,870 599,940 728,821 619,685 6,337,316
8 Public Support (Subtract line 7c from line 6.)           443,000,388
Section B. Total Support
Calendar year (or fiscal year beginning in) (a) 2007 (b) 2008 (c) 2009 (d) 2010 (e) 2011 (f) Total
9 Amounts from line 6... 98,455,940 83,496,378 80,218,817 89,561,451 97,605,118 449,337,704
10a Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources.. 4,684,438 3,077,704 1,969,538 2,154,572 2,076,055 13,962,307
b Unrelated business taxable income (less section 511 taxes) from businesses acquired after June 30, 1975.            
c Add lines 10a and 10b. 4,684,438 3,077,704 1,969,538 2,154,572 2,076,055 13,962,307
11 Net income from unrelated business activities not included in line 10b, whether or not the business is regularly carried on.            
12 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part IV.) 439,146 607,419 2,610,156 4,921,675 6,683,529 15,261,925
13 Total support (Add lines 9, 10c, 11 and 12.). 103,579,524 87,181,501 84,798,511 96,637,698 106,364,702 478,561,936
14
Section C. Computation of Public Support Percentage
15
15
92.569 %
16
16
93.209 %
Section D. Computation of Investment Income Percentage
17
17
2.918 %
18
18
3.493 %
19a
b
20
Schedule A (Form 990 or 990-EZ) 2011
Schedule A (Form 990 or 990-EZ) 2011
Page 4
Part IV
Supplemental Information. Supplemental Information. Complete this part to provide the explanation required by Part II, line 10; Part II, line 17a or 17b; or Part III, line 12. Also complete this part for any additional information. (See instructions).
Facts And Circumstances Test
 
Explanation
 
 
 
 
Schedule A (Form 990 or 990-EZ) 2011

Additional Data


Software ID:  
Software Version:  
SCHEDULE C
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Political Campaign and Lobbying Activities

For Organizations Exempt From Income Tax Under section 501(c) and section 527
SchCMd Bullet Complete if the organization is described below.
SchCMd Bullet Attach to Form 990 or Form 990-EZ. SchCMd Bullet See separate instructions.
OMB No. 1545-0047
2011
Open to Public
Inspection
If the organization answered “Yes” to Form 990, Part IV, Line 3, or Form 990-EZ, Part V, line 46 (Political Campaign Activities), then
Round Bullet Section 501(c)(3) organizations: Complete Parts I-A and B. Do not complete Part I-C.
Round Bullet Section 501(c) (other than section 501(c)(3)) organizations: Complete Parts I-A and C below. Do not complete Part I-B.
Round Bullet Section 527 organizations: Complete Part I-A only.
If the organization answered “Yes” to Form 990, Part IV, Line 4, or Form 990-EZ, Part VI, line 47 (Lobbying Activities), then
Round Bullet Section 501(c)(3) organizations that have filed Form 5768 (election under section 501(h)) Complete Part II-A. Do not complete Part II-B.
Round Bullet Section 501(c)(3) organizations that have NOT filed Form 5768 (election under section 501(h)): Complete Part II-B. Do not complete Part II-A.
If the organization answered “Yes” to Form 990, Part IV, Line 5 (Proxy Tax) or Form 990-EZ, line 35c (Proxy Tax), then
Round Bullet Section 501(c)(4), (5), or (6) organizations: Complete Part III.
Name of the organization
Alzheimer's Disease & Related Disorders
Association Inc
Employer identification number

13-3039601
Part I-A
Complete if the organization is exempt under section 501(c) or is a section 527 organization.

1
Provide a description of the organization’s direct and indirect political campaign activities in Part IV.
2
Political expenditures ....................................SchCMd Bullet
$  
3
Volunteer hours ........................................
 

Part I-B
Complete if the organization is exempt under section 501(c)(3).
1
Enter the amount of any excise tax incurred by the organization under section 4955 .........SchCMd Bullet
$  
2
Enter the amount of any excise tax incurred by organization managers under section 4955 ......SchCMd Bullet
$  
3
If the organization incurred a section 4955 tax, did it file Form 4720 for this year? ..............
4a
Was a correction made? .........................................
b
If "Yes," describe in Part IV.
Part I-C
Complete if the organization is exempt under section 501(c) except section 501(c)(3).
1
Enter the amount directly expended by the filing organization for section 527 exempt function activities SchCMd Bullet
$  
2
Enter the amount of the filing organization's funds contributed to other organizations for section 527 exempt function activities ...................................SchCMd Bullet

$  
3
Total exempt function expenditures. Add lines 1 and 2. Enter here and on Form 1120-POL, line 17b..SchCMd Bullet

$  
4
Did the filing organization file Form 1120-POL for this year? ..........................
5
Enter the names, addresses and employer identification number (EIN) of all section 527 political organizations to which the filing
organization made payments. For each organization listed, enter the amount paid from the filing organization’s funds. Also enter the amount of political contributions received that were promptly and directly delivered to a separate political organization, such as a separate segregated fund or a political action committee (PAC). If additional space is needed, provide information in Part IV.
(a) Name (b) Address (c) EIN (d) Amount paid from filing organization's funds. If none, enter -0-. (e) Amount of political contributions received and promptly and directly delivered to a separate political organization. If none, enter -0-.










For Privacy Act and Paperwork Reduction Act Notice, see the instructions for Form 990.
Cat. No. 50084S
Schedule C (Form 990 or 990-EZ) 2011

Schedule C (Form 990 or 990-EZ) 2011
Page 2
Part II-A
Complete if the organization is exempt under section 501(c)(3) and filed Form 5768 (election under section 501(h)).
A Check expenses, and share of excess lobbying expenditures).
B Check
Limits on Lobbying Expenditures
(The term "expenditures" means amounts paid or incurred.) 		(a) Filing
organization's
totals 		(b) Affiliated group
totals
1a Total lobbying expenditures to influence public opinion (grass roots lobbying) ......    
b Total lobbying expenditures to influence a legislative body (direct lobbying) .......    
c Total lobbying expenditures (add lines 1a and 1b) ...................    
d Other exempt purpose expenditures ........................    
e Total exempt purpose expenditures (add lines 1c and 1d) ...............    
f Lobbying nontaxable amount. Enter the amount from the following table in both
columns.		    
  If the amount on line 1e, column (a) or (b) is:The lobbying nontaxable amount is:    
  Not over $500,00020% of the amount on line 1e.    
  Over $500,000 but not over $1,000,000$100,000 plus 15% of the excess over $500,000.    
  Over $1,000,000 but not over $1,500,000$175,000 plus 10% of the excess over $1,000,000.    
  Over $1,500,000 but not over $17,000,000$225,000 plus 5% of the excess over $1,500,000.    
  Over $17,000,000$1,000,000.    
       
g Grassroots nontaxable amount (enter 25% of line 1f) .................    
h Subtract line 1g from line 1a. If zero or less, enter -0-. ................    
i Subtract line 1f from line 1c. If zero or less, enter -0-. ................    
j If there is an amount other than zero on either line 1h or line 1i, did the organization file Form 4720 reporting
section 4911 tax for this year? ......................................

4-Year Averaging Period Under Section 501(h)
(Some organizations that made a section 501(h) election do not have to complete all of the five
columns below. See the instructions for lines 2a through 2f on page 4.)
Lobbying Expenditures During 4-Year Averaging Period
  Calendar year (or fiscal year
beginning in) 		(a) 2008 (b) 2009 (c) 2010 (d) 2011 (e) Total
             
2a Lobbying non-taxable amount          
             
b Lobbying ceiling amount
(150% of line 2a, column(e)) 		         
             
c Total lobbying expenditures          
             
d Grassroots nontaxable amount          
             
e Grassroots ceiling amount
(150% of line 2d, column (e))		          
             
f Grassroots lobbying expenditures          
Schedule C (Form 990 or 990-EZ) 2011


Schedule C (Form 990 or 990-EZ) 2011
Page 3
Part II-B
Complete if the organization is exempt under section 501(c)(3) and has NOT filed Form 5768 (election under section 501(h)).
For each “Yes” response to lines 1a through 1i below, provide in Part IV a detailed description of the lobbying activity.
(a)
Yes
No
(b)
Amount
1
During the year, did the filing organization attempt to influence foreign, national, state or local legislation, including any attempt to influence public opinion on a legislative matter or referendum, through the use of:
a
Volunteers? .........................................
Yes
 
b
Paid staff or management (include compensation in expenses reported on lines 1c through 1i)? ....
Yes
 
c
Media advertisements? ....................................
Yes
 
235,991
d
Mailings to members, legislators, or the public? .........................
Yes
 
50,070
e
Publications, or published or broadcast statements? .......................
Yes
 
7,183
f
Grants to other organizations for lobbying purposes? .......................
 
No
 
g
Direct contact with legislators, their staffs, government officials, or a legislative body? ........
Yes
 
551,000
h
Rallies, demonstrations, seminars, conventions, speeches, lectures, or any similar means? ......
Yes
 
218,197
i
Other activities? ..........................
Yes
 
409,317
j
Total. Add lines 1c through 1i ...............................
1,471,758
2a
Did the activities in line 1 cause the organization to be not described in section 501(c)(3)? .....
 
No
b
If "Yes," enter the amount of any tax incurred under section 4912 .................
 
c
If "Yes," enter the amount of any tax incurred by organization managers under section 4912 .....
 
d
If the filing organization incurred a section 4912 tax, did it file Form 4720 for this year? .......
 
 
Part III-A
Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6).
Yes
No
1
Were substantially all (90% or more) dues received nondeductible by members? ................
1
 
 
2
Did the organization make only in-house lobbying expenditures of $2,000 or less? ................
2
 
 
3
Did the organization agree to carry over lobbying and political expenditures from the prior year? ..........
3
 
 
Part III-B
Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6) and if either (a) BOTH Part III-A, lines 1 and 2 are answered “No” OR (b) Part III-A, line 3 is answered “Yes”.
1
Dues, assessments and similar amounts from members .....................
1
 
2
Section 162(e) nondeductible lobbying and political expenditures (do not include amounts of political
expenses for which the section 527(f) tax was paid).
a
Current year .........................................
2a
 
b
Carryover from last year ....................................
2b
 
c
Total ...........................................
2c
 
3
Aggregate amount reported in section 6033(e)(1)(A) notices of nondeductible section 162(e) dues .
3
 
4
If notices were sent and the amount on line 2c exceeds the amount on line 3, what portion of the excess does the organization agree to carryover to the reasonable estimate of nondeductible lobbying and political expenditure next year? ................................
4
 
5
Taxable amount of lobbying and political expenditures (see instructions) ..............
5
 
Part IV
Supplemental Information
Complete this part to provide the descriptions required for Part l-A, line 1; Part l-B, line 4; Part l-C, Part II-A; line 5; and Part ll-B, line 1.
Also, complete this part for any additional information.
Identifier Return Reference Explanation
LOBBYING ACTIVITIES SCHEDULE C, PART II-B, Line 1i Nearly all of the Association's lobbying is through staff or volunteers. Therefore, only a small amount of reportable expenses are incurred for grass roots lobbying, 10% of the costs associated with database contracts, or $3,888. These amounts are used for advocacy. ADDITIONALLY THE ASSOCIATION HAS TRAINING TO DEVELOP AND ORGANIZE CHAPTER BASED GRASSROOTS ACTIVITIES. FOR FISCAL YEAR 2012 THESE TRAINING EXPENDITURES WERE $405,429. As Alzheimer's disease threatens to bankrupt families, businesses and our healthcare system, scientists are coming close to finding better treatments that could drastically alter the course of the disease. The Alzheimer's Association advocates for public policies aimed at advancing research toward better therapies, detection, methods of prevention and ultimately a cure, as well as for health and long-term coverage to ensure high quality cost effective care for people with Alzheimer's and their families. We also advocate for better care for people and families already facing Alzheimer's. More than 400,000 grass roots advocates speak up for the needs and rights of people with Alzheimer's and their families, and help encourage Congress to increase funding for research and care. Policy activities also include collaborating with other organizations to improve quality care and raise awareness of key issues.
Schedule C (Form 990 or 990EZ) 2011

Additional Data


Software ID:  
Software Version:  

SCHEDULE D
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Financial Statements
SchDMd Bullet Complete if the organization answered "Yes," to Form 990,
Part IV, line 6, 7, 8, 9, 10, 11a, 11b, 11c, 11d, 11e, 11f, 12a, or 12b
SchDMd Bullet Attach to Form 990. SchDMd Bullet See separate instructions.
OMB No. 1545-0047
2011
Open to Public Inspection
Name of the organization
Alzheimer's Disease & Related Disorders
Association Inc
Employer identification number

13-3039601
Part I
Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts. Complete if the organization answered "Yes" to Form 990, Part IV, line 6.
(a) Donor advised funds (b) Funds and other accounts
1 Total number at end of year .......    
2 Aggregate contributions to (during year) ...    
3 Aggregate grants from (during year) ...    
4 Aggregate value at end of year .......    
5
Did the organization inform all donors and donor advisors in writing that the assets held in donor advised
funds are the organization's property, subject to the organization's exclusive legal control? ............
6
Did the organization inform all grantees, donors, and donor advisors in writing that grant funds can be
used only for charitable purposes and not for the benefit of the donor or donor advisor, or for any other purpose conferring impermissible private benefit? ...................................
Part II
Conservation Easements. Complete if the organization answered "Yes" to Form 990, Part IV, line 7.
1
Purpose(s) of conservation easements held by the organization (check all that apply).
2
Complete lines 2a through 2d if the organization held a qualified conservation contribution in the form of a conservation easement on the last day of the tax year.
Held at the End of the Year
a Total number of conservation easements ....................... 2a  
b Total acreage restricted by conservation easements .................. 2b  
c Number of conservation easements on a certified historic structure included in (a) ..... 2c  
d Number of conservation easements included in (c) acquired after 8/17/06, and not on a historic structure listed in the National Register .................... 2d  
3
Number of conservation easements modified, transferred, released, extinguished, or terminated by the organization during
the tax year SchDMd Bullet  
4
Number of states where property subject to conservation easement is located SchDMd Bullet  
5
Does the organization have a written policy regarding the periodic monitoring, inspection, handling of violations, and
enforcement of the conservation easements it holds? .............................
6
Staff and volunteer hours devoted to monitoring, inspecting and enforcing conservation easements during the year SchDMd Bullet  
7
Amount of expenses incurred in monitoring, inspecting, and enforcing conservation easements during the year
SchDMd Bullet $  
8
Does each conservation easement reported on line 2(d) above satisfy the requirements of section
170(h)(4)(B)(i) and 170(h)(4)(B)(ii)? ....................................
9
In Part XIV, describe how the organization reports conservation easements in its revenue and expense statement, and
balance sheet, and include, if applicable, the text of the footnote to the organization’s financial statements that describes
the organization’s accounting for conservation easements.
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets.
Complete if the organization answered "Yes" to Form 990, Part IV, line 8.
1a
If the organization elected, as permitted under SFAS 116 (ASC 958), not to report in its revenue statement and balance sheet works of
art, historical treasures, or other similar assets held for public exhibition, education or research in furtherance of public service,
provide, in Part XIV, the text of the footnote to its financial statements that describes these items.
b
If the organization elected, as permitted under SFAS 116 (ASC 958), to report in its revenue statement and balance sheet works of art,
historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service,
provide the following amounts relating to these items:
(i)
Revenues included in Form 990, Part VIII, line 1 ........................SchDMd Bullet $  
(ii)
Assets included in Form 990, Part X ..............................SchDMd Bullet $  
2
If the organization received or held works of art, historical treasures, or other similar assets for financial gain, provide the
following amounts required to be reported under SFAS 116 (ASC 958), relating to these items:
a
Revenues included in Form 990, Part VIII, line 1 ..........................SchDMd Bullet $  
b
Assets included in Form 990, Part X ...............................SchDMd Bullet $  
For Privacy Act and Paperwork Reduction Act Notice, see the Intructions for Form 990
Cat. No. 52283D
Schedule D (Form 990) 2011

Schedule D (Form 990) 2011
Page 2
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets (continued)
3
Using the organization’s accession and other records, check any of the following that are a significant use of its collection
items (check all that apply):
a
d
b
e
 
c
4
Provide a description of the organization’s collections and explain how they further the organization’s exempt purpose in
Part XIV.
5
During the year, did the organization solicit or receive donations of art, historical treasures or other similar
assets to be sold to raise funds rather than to be maintained as part of the organization’s collection?........
Part IV
Escrow and Custodial Arrangements. Complete if the organization answered "Yes" to Form 990,
Part IV, line 9, or reported an amount on Form 990, Part X, line 21.
1a
Is the organization an agent, trustee, custodian or other intermediary for contributions or other assets not
included on Form 990, Part X? ....................................
b
If "Yes," explain the arrangement in Part XIV and complete the following table:
Amount
c Beginning balance ................................. 1c  
d Additions during the year .............................. 1d  
e Distributions during the year ............................. 1e  
f Ending balance ................................... 1f  
2a
Did the organization include an amount on Form 990, Part X, line 21? .....................
b
If “Yes,” explain the arrangement in Part XIV.
Part V
Endowment Funds. Complete if the organization answered "Yes" to Form 990, Part IV, line 10.
(a)Current Year (b)Prior Year (c)Two Years Back (d)Three Years Back (e)Four Years Back
1a Beginning of year balance .... 11,626,613 9,438,167 8,125,409 9,400,894
b Contributions ........ 323,701 96,708 117,211 60,401
c Net investment earnings, gains, and losses ... 192,033 2,091,738 1,195,547 -1,285,475
d Grants or scholarships .....       50,411
e Other expenditures for facilities
and programs ........ 		       
f Administrative expenses ....        
g End of year balance ...... 12,142,347 11,626,613 9,438,167 8,125,409
2
Provide the estimated percentage of the year end balance (line 1g) held as:
a
Board designated or quasi-endowment SchDMd Bullet  
b
Permanent endowment SchDMd Bullet90.960 %
c
Temporarily restricted endowment SchDMd Bullet9.040 %
The percentages in lines 2a, 2b, and 2c should equal 100%.
3a
Are there endowment funds not in the possession of the organization that are held and administered for the
organization by:

Yes
No
(i) unrelated organizations ........................
3a(i)
 
No
(ii) related organizations ........................
3a(ii)
 
No
b
If "Yes" to 3a(ii), are the related organizations listed as required on Schedule R? .........
3b
 
 
4
Describe in Part XIV the intended uses of the organization's endowment funds.
Part VI
Land, Buildings, and Equipment. See Form 990, Part X, line 10.
Description of property (a) Cost or other basis (investment) (b)Cost or other basis (other) (c) Accumulated depreciation (d) Book value
1a Land .................      
b Buildings ................        
c Leasehold improvements ............   4,003,514 2,276,753 1,726,761
d Equipment ................   5,537,788 4,574,195 963,593
e Other .................   6,027,980 5,237,595 790,385
Total. Add lines 1a through 1e. (Column (d) must equal Form 990, Part X, column (B), line 10(c).).......SchDMdBullet 3,480,739
Schedule D (Form 990) 2011

Schedule D (Form 990) 2011
Page 3
Part VII
Investments—Other Securities. See Form 990, Part X, line 12.
(a) Description of security or category
(including name of security)		 (b)Book value (c) Method of valuation:
Cost or end-of-year market value
(1)Financial derivatives    
(2)Closely-held equity interests    
(3)Other
(A) BENEFICIAL INTERESTS 		11,876,426 F

(B) ASSETS HELD IN TRUST 		132,530 F







Total. (Column (b) must equal Form 990, Part X, col. (B) line 12.)Small Bullet 12,008,956
Part VIII
Investments—Program Related. See Form 990, Part X, line 13.
(a) Description of investment type (b) Book value (c) Method of valuation:
Cost or end-of-year market value








Total. (Column (b) must equal Form 990, Part X, col.(B) line 13.)Small Bullet  
Part IX
Other Assets. See Form 990, Part X, line 15.
(a) Description (b) Book value








Total. (Column (b) must equal Form 990, Part X, col.(B) line 15.)...........Small Bullet  
Part X
Other Liabilities. See Form 990, Part X, line 25.
1.(a) Description of Liability (b) Book value
Federal Income Taxes 0
DUE TO CHAPTERS 12,201,778
GIFT ANNUITY OBLIGATIONS 4,477,811
DEFERRED COMPENSATION 1,416,536
DEFERRED RENT 2,087,782





Total. (Column (b) must equal Form 990, Part X, col.(B) line 25.)Small Bullet 20,183,907
2. Fin 48 (ASC 740) Footnote. In Part XIV, provide the text of the footnote to the organization's financial statements that reports the organization's liability for uncertain tax positions under FIN 48 (ASC740).
Schedule D (Form 990) 2011

Schedule D (Form 990) 2011
Page 4
Part XI Reconciliation of Change in Net Assets from Form 990 to Financial Statements
1 Total revenue (Form 990, Part VIII, column (A), line 12) .................... 1 104,575,489
2 Total expenses (Form 990, Part IX, column (A), line 25) ..................... 2 99,828,372
3 Excess or (deficit) for the year. Subtract line 2 from line 1 ............. 3 4,747,117
4 Net unrealized gains (losses) on investments .......................... 4 -1,099,120
5 Donated services and use of facilities ............................. 5  
6 Investment expenses ................................... 6  
7 Prior period adjustments .................................. 7  
8 Other (Describe in Part XIV.) ................................. 8 -1,628,922
9 Total adjustments (net). Add lines 4 through 8 ......................... 9 -2,728,042
10 Excess or (deficit) for the year per financial statements. Combine lines 3 and 9 ......... 10 2,019,075
Part XII Reconciliation of Revenue per Audited Financial Statements With Revenue per Return
1 Total revenue, gains, and other support per audited financial statements ....... 1 107,920,123
2 Amounts included on line 1 but not on Form 990, Part VIII, line 12:
a Net unrealized gains on investments .......... 2a -1,099,120
b Donated services and use of facilities ......... 2b 5,258,984
c Recoveries of prior year grants ........... 2c  
d Other (Describe in Part XIV.) ............ 2d -788,339
e Add lines 2a through 2d ..................... 2e 3,371,525
3 Subtract line 2e from line 1..................... 3 104,548,598
4 Amounts included on Form 990, Part VIII, line 12, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b . 4a  
b Other (Describe in Part XIV.) ........... 4b 26,891
c Add lines 4a and 4b....................... 4c 26,891
5 Total Revenue. Add lines 3 and 4c. (This must equal Form 990, Part I, line 12.) ...... 5 104,575,489
Part XIII Reconciliation of Expenses per Audited Financial Statements With Expenses per Return
1 Total expenses and losses per audited financial statements ............. 1 106,282,136
2 Amounts included on line 1 but not on Form 990, Part IX, line 25:
a Donated services and use of facilities .......... 2a 5,569,627
b Prior year adjustments .............. 2b  
c Other losses ................ 2c  
d Other (Describe in Part XIV.) ............ 2d 1,447,081
e Add lines 2a through 2d...................... 2e 7,016,708
3 Subtract line 2e from line 1..................... 3 99,265,428
4 Amounts included on Form 990, Part IX, line 25, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b .. 4a  
b Other (Describe in Part XIV.) ............ 4b 562,944
c Add lines 4a and 4b....................... 4c 562,944
5 Total expenses. Add lines 3 and 4c. (This must equal Form 990, Part I, line 18.) ...... 5 99,828,372
Part XIV
Supplemental Information
Complete this part to provide the descriptions required for Part II, lines 3, 5, and 9; Part III, lines 1a and 4; Part lV, lines 1b and 2b;
Part V, line 4; Part X; Part XI, line 8; Part XII, lines 2d and 4b; and Part XIII, lines 2d and 4b. Also complete this part to provide any additional information.
Identifier Return Reference Explanation
Intended Uses of Endowment Funds Schedule D, Part V, Line 4 Permanently restricted net assets are restricted as investments in perpetuity. The Association's endowment only consists of donor-restricted endowment funds. Net assets associated with the Association's endowment funds are classified and reported based on the existence of donor-imposed restrictions. Donors restrict the earnings of some of the Association's endowment funds to fund the Association's research program. In accordance with donor stipulations, the income generated from these assets is restricted for research (approximately 56%) or not purpose restricted (approximately 44%). The Association accounts for endowment net assets by preserving the fair value of the original gift as of the gift date of the donor-restricted endowment fund absent explicit donor stipulations to the contrary. As a result, the Association classifies as permanently restricted net assets (1) the original value of gifts donated to the permanent endowment, (2) the original value of subsequent gifts to the permanent endowment and (3) accumulations to the permanent endowment made in accordance with the direction of the applicable donor gift instrument at the time the accumulation is added to the endowment fund. The Association considers the following factors in making a determination to appropriate or accumulate donor-restricted endowment funds: 1. The duration and preservation of the fund. 2. The purposes of the Association and the donor-restricted endowment fund. 3. General economic conditions. 4. The possible effects of inflation and deflation. 5. The expected total return from income and the appreciation of investments. 6. Other resources of the Association. 7. The investment policies of the Association. The Association has adopted an investment policy that attempts to provide a predictable stream of funding to programs supported by its endowment while seeking to maintain the purchasing power of the endowment assets. As of June 30, 2012, endowment assets only include those assets of donor-restricted funds that the Association must hold in perpetuity, as the Association does not have any Board-designated endowment funds. Under this policy, as approved by the Board of Directors, the endowment assets are invested in a manner that is intended to provide adequate liquidity, maximizing returns on all funds invested and achieving full employment of all available funds as earning assets. The Association has an active Finance Committee and Investment Sub-Committee that meets regularly to ensure that the objectives of the investment policy are being met, and that the strategies used to meet the objectives are in accordance with the investment policy. The Association's policy is to appropriate spending amounts deemed prudent for donor-restricted funds.
FIN 48 SCHEDULE D, PART X, LINE 2 The Alzheimer's Association and the Alzheimer's Impact Movement (AIM) have received favorable determination letters from the Internal Revenue Service, stating that they are exempt from federal income taxes under the provisions of 501(c)(3) and 501(c)(4) of the Internal Revenue Code of 1986 (IRC), except for income taxes pertaining to unrelated business income. AIMPAC is a political action committee organization exempt from federal taxes under Section 57 of the IRC. The Financial Accounting Standards Board issued guidance that requires tax effects from uncertain tax positions to be recognized in the financial statements only if the position is more likely than not to be sustained if the position were to be challenged by a taxing authority. Management has determined there are no material uncertain positions that require recognition in the financial statements. Additionally, no provision for income taxes is reflected in these financial statements. There are no interest or penalties recognized in the statement of activities or statement of position. The tax years ending 2008, 2009, and 2010 are still open to audit for both federal and state purposes.
Reconciliation of Net assets SCHEDULE D, PART XI, LINE 8 CHANGE IN PERPETUAL TRUST $ (207,601) Change in split interest (580,738) Acquisition of dissolved chapters 481,427 Donated noncash contributions (310,643) Bad Debt (911,028) PRIOR PERIOD ADJUSTMENT TO NET ASSETS (100,342) Miscellaneous Adjustment 3 TOTAL $ (1,628,922)
Reconciliation of Revenue Schedule D, Part XII, Line 2D Change in perpetual trust $ (207,601) Change in split interest (580,738) TOTAL $ (788,339)
Reconciliation of Revenue Schedule D, Part XII, Line 4B Cost Of Goods Sold $ (536,053) Reimbursement of legal Fees 562,944 TOTAL $ 26,891
Reconciliation of Expenses Schedule D, Part XIII, Line 2D Cost of goods sold $ 536,053 Bad debt 911,028 TOTAl $ 1,447,081
Reconciliation of Expenses Schedule D, Part XIII, Line 4B Reimbursement of legal fees $ 562,944 TOTAL $ 562,944
Schedule D (Form 990) 2011

Additional Data


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Software Version:  




SCHEDULE F(Form 990)
Department of the Treasury
Internal Revenue Service
Statement of Activities Outside the United States
Right pointing arrow large image Complete if the organization answered "Yes" to Form 990,Part IV, line 14b, 15, or 16.Right pointing arrow large image Attach to Form 990. Right pointing arrow large image See separate instructions.
OMB No. 1545-0047
2011
Open to Public Inspection
Name of the organization
Alzheimer's Disease & Related Disorders
Association Inc
Employer identification number

13-3039601
Part I
General Information on Activities Outside the United States. Complete if the organization answered
“Yes” to Form 990, Part IV, line 14b.
1
For grantmakers. Does the organization maintain records to substantiate the amount of its grants
and other assistance, the grantees' eligibility for the grants or assistance, and the selection criteria used
to award the grants or assistance? ..............................
2
For grantmakers. Describe in Part V the organization’s procedures for monitoring the use of its grants and other
assistance outside the United States.
3
Activites per Region. (Use Part V if additional space is needed.)
(a) Region (b) Number of offices in the region (c) Number of employees or agents in region or independent contractors (d) Activities conducted in region (by type) (e.g., fundraising, program services, investments, grants to recipients located in the region) (e) If activity listed in (d) is a program service, describe specific type of
service(s) in region		 (f) Total
expenditures for region/investments
in region
Europe (Including Iceland and Greenland) 0 0 Grantmaking   1,195,616
North America 0 0 Grantmaking   297,090
South America 0 0 Grantmaking   100,000
East Asia and the Pacific 0 0 Grantmaking   199,400
           
           
           
           
           
           
           
           
           
           
           
           
           
3a Sub-total ..... 0 0 1,792,106
b Total from continuation sheets to Part I ...      
c Totals (add lines 3a and 3b) 0 0 1,792,106
For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990.Cat. No. 50082W Schedule F (Form 990) 2011
Schedule F (Form 990) 2011
Page 2
Part II
Grants and Other Assistance to Organizations or Entities Outside the United States. Complete if the organization answered "Yes" to Form 990,
Part IV, line 15, for any recipient who received more than $5,000. Check this box if no one recipient received more than $5,000 ........ MediumBullet
Use Part V if additional space is needed.
1 (a) Name of organization (b) IRS code section
and EIN (if applicable)		 (c) Region (d) Purpose of
grant 		(e) Amount of
cash grant 		(f) Manner of
cash
disbursement 		(g) Amount of
of non-cash
assistance 		(h) Description
of non-cash
assistance 		(i) Method of
valuation
(book, FMV,
appraisal, other)
Europe/Iceland/Greenland Program Support 199,790 CHECK     FMV
Europe/Iceland/Greenland Program Support 396,969 CHECK     FMV
Europe/Iceland/Greenland Program Support 100,000 CHECK     FMV
North America Program Support 97,090 CHECK     FMV
North America Program Support 100,000 CHECK     FMV
Europe/Iceland/Greenland Program Support 100,000 CHECK     FMV
North America Program Support 100,000 CHECK     FMV
Europe/Iceland/Greenland Program Support 100,000 CHECK     FMV
Europe/Iceland/Greenland Program Support 99,000 CHECK     FMV
Europe/Iceland/Greenland Program Support 99,857 CHECK     FMV
East Asia/Pacific Program Support 100,000 CHECK     FMV
Europe/Iceland/Greenland Program Support 100,000 CHECK     FMV
East Asia/Pacific Program Support 99,400 CHECK     FMV
South America Program Support 100,000 CHECK     FMV
             
             
2
Enter total number of recipient organizations listed above that are recognized as charities by the foreign country, recognized as tax-exempt by the IRS, or for which the grantee or counsel has provided a section 501(c)(3) equivalency letter .....MediumBullet
14
3
Enter total number of other organizations or entities ........................MediumBullet
0
Schedule F (Form 990) 2011
Schedule F (Form 990) 2011Page 3
Part III
Grants and Other Assistance to Individuals Outside the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 16.
Use Part V if additional space is needed.
(a) Type of grant or assistance (b) Region (c) Number of recipients (d) Amount of
cash grant 		(e) Manner of cash
disbursement 		(f) Amount of
non-cash
assistance 		(g) Description
of non-cash
assistance 		(h) Method of
valuation
(book, FMV,
appraisal, other)
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
Schedule F (Form 990) 2011
Schedule F (Form 990) 2011
Page 4
Part IV
Foreign Forms
1 Was the organization a U.S. transferor of property to a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 926 (see instructions for Form 926).................
2 Did the organization have an interest in a foreign trust during the tax year? If " Yes," the organization may be required to file Form 3520 and/or Form 3520-A. (see instructions for Forms 3520 and 3520-A)..........
3 Did the organization have an ownership interest in a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 5471, Information Return of U.S. Persons with respect to Certain Foreign Corporations. (see instructions for Form 5471)..............................
4 Was the organization a direct or indirect shareholder of a passive foreign investment company or a qualified electing fund during the tax year? If "Yes," the organization may be required to file Form 8621, Return by a Shareholder of a Passive Foreign Investment Company or Qualified Electing Fund. (see instructions for Form 8621)
5 Did the organization have an ownership interest in a foreign partnership during the tax year? If "Yes," the organization may be required to file Form 8865, Return of U.S. Persons with respect to Certain Foreign Partnerships. (see instructions for Form 8865)....................................
6 Did the organization have any operations in or related to any boycotting countries during the tax year? If "Yes," the organization may be required to file Form 5713, International Boycott Report (see instructions for Form 5713)................................................
Schedule F (Form 990) 2011
Schedule F (Form 990) 2011
Page 5
Part V
Supplemental Information
Complete this part to provide the information required by Part I, line 2 (monitoring of funds); Part I, line 3, column (f) (accounting method; amounts of investments vs. expenditures per region); Part II, line 1 (accounting method); Part III (accounting method); and Part III, column (c) (estimated number of recipients), as applicable. Also complete this part to provide any additional information (see instructions).
Identifier ReturnReference Explanation
Procedure for Monitoring Use of Grant Funds Outside U.S. Schedule F, Part I, Line 2 The over-sight of the scientific integrity of the Alzheimer's Association International Research Grant Program is three-fold. First, the Alzheimer's Association voluntary Medical & Scientific Advisory Council ensures diversity of funded awards during the grant review process and develops focused Requests for Applications (RFAs) based on identified needs in the Alzheimer research community. Second, the Alzheimer's Association is engaged in a portfolio analysis of our scientific areas of investment to monitor the diversity of our grants portfolio, potential gaps in research funding, and potential overlap of areas funded. The analysis informs future funding decisions and areas of RFA focus. Third, there is a detailed process once a grant is awarded to monitor program and scientific and financial integrity. The Alzheimer's Association monitors the use of grant funds both inside and outside of the United States as follows: All awardees are required to provide annual reporting to the Alzheimer's Association on both the status of the research project and financial expenditures associated with the award. Sixty days prior to the anniversary of the award, an Alzheimer's Association Post-Award Specialist notifies all researchers and all designated institutional financial officials with fiscal responsibility for the award of the required reports, which include an interim scientific report, and interim financial report and documentation of any publications as a result of Association funding. The institutional official who has fiscal responsibility for the award cannot be the primary investigator of the project. The Alzheimer's Association provides a template for the interim scientific report and a template for the interim financial report, both of which are available for download by the researchers as well as the official with fiscal responsibility for the grant at the awarded institution at https://proposalcentral.altum.com/login.asp. The financial report must be signed by the institutional official with fiscal responsibility, and all reports must be uploaded by the award recipient to proposalcentral. After receipt, all financial reports are reviewed by an Alzheimer's Association post-award specialist for accuracy and consistency with the agreed upon budget. Any subsequent payments to grant awardees are generated after their receipt and approval by our Chief Medical Science Officer or Vice President, Medical and Scientific Relations. At the conclusion of the award, all reports/publication(s) are due 90 days after the award expires and must be uploaded to proposalCENTRAL online system. The Financial Report must be signed by the Institutional Official who has fiscal responsibility for the award. In addition, we request, monitor, and follow-up to ensure submission compliance on all awarded contracts, and to secure financial reporting requirements are met. We audit annual awardees financial reports to ensure eligibility for continued funding. Delinquent report(s) may result in the withdrawal of funding. Researchers are informed that delinquent reporting could lead to withdrawal of funding when the request for annual report(s) is sent. If funding is withdrawn due to delinquent reports, any unspent funds must be returned to the Alzheimer's Association. This Researcher becomes ineligible to apply for funding from the Alzheimer's Association. Foreign institutions are required to submit one of the following as verification of non-profit status: * Organization's charter, bylaws and other governing documents * Documentation of non-profit designation from organization's government For-profit organizations are not eligible to apply to the Alzheimer's Association's International Research Grant Program. All institutions are required to submit verification of their non-profit status dated within the last five years (e.g., IRS tax determination letter). If their determination letter is dated prior to this five year period, the institution is asked to provide documentation from an authorized organization individual to confirm there has not been a status change for the organization. The Alzheimer's Association monitors the scientific advances of the Association's grant awardees by maintaining records of publications, presentations, and intellectual property that results from funded studies. The Association requires the grant recipient to notify us on an annual basis with updates to these records. We also monitor follow-on funding from federal agencies.
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
Schedule F (Form 990) 2011
Additional Data


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Software Version:  



SCHEDULE G (Form 990 or 990-EZ)
Department of the Treasury
Internal Revenue Service
Supplemental Information Regarding
Fundraising or Gaming Activities
Complete if the organization answered "Yes" to Form 990, Part IV, lines 17, 18, or 19,or if the organization entered more than $15,000 on Form 990-EZ, line 6a.right arrowAttach to Form 990 or Form 990-EZ. right arrowSee separate instructions.
OMB No. 1545-0047
2011
Open to Public Inspection
Name of the organization
Alzheimer's Disease & Related Disorders
Association Inc
Employer identification number

13-3039601
Part I
Fundraising Activities. Complete if the organization answered "Yes" to Form 990, Part IV, line 17.
1
Indicate whether the organization raised funds through any of the following activities. Check all that apply.
a e
b f
c g
d
2a
Did the organization have a written or oral agreement with any individual (including officers, directors, trustees
or key employees listed in Form 990, Part VII) or entity in connection with professional fundraising services?
b
If “Yes,” list the ten highest paid individuals or entities (fundraisers) pursuant to agreements under which the fundraiser is
to be compensated at least $5,000 by the organization. Form 990-EZ filers are not required to complete this table.
(i) Name and address of individual
or entity (fundraiser) 		(ii) Activity (iii) Did fundraiser have custody or control of contributions? (iv) Gross receipts
from activity 		(v) Amount paid to
(or retained by)
fundraiser listed in
col. (i) 		(vi) Amount paid to
(or retained by)
organization
Yes No
THD Dir Mail PUSH E-MAIL   No 38,468,281 924,733 37,543,548
Infocision Aware & Vol Program   No 2,545,217 1,988,747 556,470
Total .................right arrow 41,013,498 2,913,480 38,100,018
3
List all states in which the organization is registered or licensed to solicit funds or has been notified it is exempt from registration or licensing.
AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50083H
Schedule G (Form 990 or 990-EZ) 2011
Schedule G (Form 990 or 990-EZ) 2011
Page 2
Part II
Fundraising Events. Complete if the organization answered "Yes" to Form 990, Part IV, line 18, or reported more than $15,000 on Form 990-EZ, line 6a. List events with gross receipts greater than $5,000.
(a) Event #1

NY Gala
(event type) 		(b) Event #2

Sardi's Gala
(event type) 		(c) Other Events

4
(total number) 		(d) Total Events
(Add col. (a) through col. (c))
VerticalRevenue 1 Gross receipts . . . 1,085,000 720,750 1,740,500 3,546,250
2 Less: Charitable
contributions . . . 		148,800 198,500 210,125 557,425
3 Gross income (line 1
minus line 2) . . . 		936,200 522,250 1,530,375 2,988,825
VerticalDirectExpenses 4 Cash prizes . . . 0 0 0 0
5 Non-cash prizes . . 195,387 15,000 92,756 303,143
6 Rent/facility costs . . 236,233 124,196 355,317 715,746
7 Food and beverages . .        
8 Entertainment . . .        
9 Other direct expenses . 110,185 84,636 217,984 412,805
10 Direct expense summary. Add lines 4 through 9 in column (d) ........... right arrow 1,431,694
11 Net income summary. Combine lines 3 and 10 in column (d)............ right arrow 1,557,131
Part III
Gaming. Complete if the organization answered "Yes" to Form 990, Part IV, line 19, or reported more than $15,000 on Form 990-EZ, line 6a.
VerticalRevenue (a) Bingo (b) Pull tabs/Instant
bingo/progressive bingo 		(c) Other gaming (d) Total gaming (Add col. (a) through col. (c))
1 Gross revenue . . . .     20,350 20,350
VerticalDirectExpenses 2 Cash prizes . . . .        
3 Non-cash prizes . . .     7,500 7,500
4 Rent/facility costs . . .        
5 Other direct expenses . .        
6 Volunteer labor . . .
 
 
 
7 Direct expense summary. Add lines 2 through 5 in column (d) ........... right arrow 7,500
8 Net gaming income summary. Combine lines 1 and 7 in column (d) .......... right arrow 12,850
9
Enter the state(s) in which the organization operates gaming activities: IL
a
Is the organization licensed to operate gaming activities in each of these states? ............
b
If "No," Explain:
 
10a
Were any of the organization's gaming licenses revoked, suspended or terminated during the tax year? .....
b
If "Yes," Explain:
 
11
Does the organization operate gaming activities with nonmembers? .................
12
Is the organization a grantor, beneficiary or trustee of a trust or a member of a partnership or other entity
formed to administer charitable gaming? ..........................
Schedule G (Form 990 or 990-EZ) 2011
Schedule G (Form 990 or 990-EZ) 2011
Page 3
13
Indicate the percentage of gaming activity operated in:
a
The organization's facility ......................
13a
0 %
b
An outside facility ........................
13b
0.021 %
14
Provide the name and address of the person who prepares the organization's gaming/special events books and records:
Name right arrow
Michelle Helton
Address right arrow
225 N Michigan Ave 17th Flr
Chicago,IL606017633
15a
Does the organization have a contract with a third party from whom the organization receives gaming
revenue? ......................................
b
If "Yes," enter the amount of gaming revenue received by the organization right arrow $   and the
amount of gaming revenue retained by the third party right arrow $   .
c
If "Yes," enter name and address:
Name right arrow
Address right arrow
 
 
16
Gaming manager information:
Name right arrow
Lynne Carey
Gaming manager compensation right arrow $ 600
Description of services provided right arrow
Overall supervision and management
17
Mandatory distributions:
a
Is the organization required under state law to make charitable distributions from the gaming proceeds to
retain the state gaming license? ............................
b
Enter the amount of distributions required under state law distributed to other exempt organizations or spent
in the organization's own exempt activities during the tax year right arrow$  
Part IV
Complete this part to provide additional information for responses to quuestion on Schedule G (see instructions.)
Identifier ReturnReference Explanation
FUNDRAISING CONSULTANT- CONTROL ARRANGEMENT SCHEDULE G, PART I, LINE 2B, BOX (iii) The aLZHEIMER'S ASSOCIATION ENGAGES IMC FOR PROFESSIONAL FUNDRAISING CONSULTANT SERVICES. A DESCRIPTION OF THE ARRANGMENT OF THE FUNDS IS LISTED BELOW: Post Office Box. IMC will facilitate the set up of a post office box to be used solely for the purpose of the volunteer recruitment campaign. All donations mailed in for the volunteer recruitment campaign will be mailed to the separate post office box and will be collected daily (5 days per week, Monday - Friday) by the caging vendor. Post Office fees will be invoiced through IMC and paid through the cage. Bank Account. IMC will facilitate the set up of a bank account, at the bank of Client's choice, to be used solely for deposits of donations from the volunteer recruitment campaign. All donations mailed in for the volunteer recruitment campaign will be collected and processed by the caging vendor. All funds from the volunteer recruitment donations will be deposited into the bank account set up for volunteer recruitment within 2 days. Bank fees will be invoiced through IMC and paid through the cage.
FUNDRAISING CONSULTANT- Gross Receipts ARRANGEMENT SCHEDULE G, PART I, LINE 2B, BOX (iv) In FY13, the Association will receive $340,000 in revenue from Infocision as a result of FY12 campaigns. Those dollars are over and above the FY12 stated gross revenue.
FUNDRAISING CONSULTANT- FEE ARRANGEMENT SCHEDULE G, PART I, LINE 2B, BOX (vi) The agreement between InfoCision Management Corporation and Alzheimer's Disease & Related Disorders Association is not a percentage-based agreement. InfoCision Management Corporation is to be paid a fixed fee per completed call as described in the main agreement and said compensation provisions shall be controlling. Alzheimer's Disease & Related Disorders Association exercises control and approval over the content and frequency of all solicitations and volunteer recruitment interactions.
Organization operates gaming activities with nonmembers SCHEDULE G, PART III, LINE 11 The Alzheimer's Association is not a membership organization as described by the IRS. The organization therefore doesn't consider its donors members. Therefore, the organization has checked box 11 in Part III of Schedule G, "Yes."
Additional Gaming Manager Information SCHEDULE G, PART III, LINE 16 Name: Kate Levy Gaming manager compensation: $300 Description of services provided: Recordkeeping Employee Name: Katherine Lee Gaming manager compensation: $300 Description of services provided: Cash management and bank deposits Employee
Schedule G (Form 990 or 990-EZ) 2011
Additional Data


Software ID:  
Software Version:  
Schedule I
(Form 990)
Department of the Treasury
Internal Revenue Service
Grants and Other Assistance to Organizations,
Governments and Individuals in the United States
Complete if the organization answered "Yes," to Form 990, Part IV, line 21 or 22.
lBullet Attach to Form 990
OMB No. 1545-0047
2011
Open to Public
Inspection
Name of the organization
Alzheimer's Disease & Related Disorders
Association Inc
Employer identification number
13-3039601
Part I
General Information on Grants and Assistance
1
Does the organization maintain records to substantiate the amount of the grants or assistance, the grantees' eligibility for the grants or assistance, and
the selection criteria used to award the grants or assistance? ....................................
2
Describe in Part IV the organization's procedures for monitoring the use of grant funds in the United States.
Part II
Grants and Other Assistance to Governments and Organizations in the United States. Complete if the organization answered "Yes" to
Form 990, Part IV, line 21 for any recipient that received more than $5,000. Check this box if no one recipient received more than $5,000. Use
Part IV and Schedule I-1 (Form 990) if additional space is needed ......................... lBullet
(a) Name and address of organization
or government		 (b) EIN (c) IRC Code section
if applicable		 (d) Amount of cash grant (e) Amount of non-cash
assistance		 (f) Method of valuation
(book, FMV, appraisal,
other)		 (g) Description of
non-cash assistance		 (h) Purpose of grant
or assistance
(1) Regents of the University of Minnesota200 Oak Street
Minneapolis,MN55455 		41-6007513 501(c)(3) 400,000   FMV   Program Support
(2) Portland State UniversityPO Box 751
Portland,OR97207 		48-1278529 501(c)(3) 199,469   FMV   Program Support
(3) Massachusetts General Hospital101 Huntington Ave
Boston,MA02199 		04-2697983 501(c)(3) 240,000   FMV   Program Support
(4) Mount Sinai School of MedicinePO Box 1075
New York,NY10029 		13-6171197 501(c)(3) 240,000   FMV   Program Support
(5) The Nathan S Kline Institute140 Old Orangeburg Rd
Orangeburg,NY10962 		14-1410842 501(c)(3) 240,000   FMV   Program Support
(6) The Institute for Molecular Medicine16371 Gothard St
Huntington Beach,CA92647 		88-0366979 501(c)(3) 239,503   FMV   Program Support
(7) The University of Iowa2 Gilmore Hall
Iowa City,IA52242 		42-6004813 501(c)(3) 239,250   FMV   Program Support
(8) Rush University Medical Center1653 W Congress Parkway
Chicago,IL60612 		36-2174823 501(c)(3) 239,910   FMV   Program Support
(9) Sloan-Kettering Institute1275 York Avenue
New York,NY10065 		13-1624182 501(c)(3) 240,000   FMV   Program Support
(10) Mount Sinai School of MedicinePO Box 1075
New York,NY10029 		13-6171197 501(c)(3) 240,000   FMV   Program Support
(11) Univ of Texas Health Science Center7703 Floyd Curl Dr
San Antonio,TX78229 		74-1586031 501(c)(3) 239,862   FMV   Program Support
(12) Mayo Clinic Jacksonville4500 San Pablo Road
Jacksonville,FL32224 		15-9333702 501(c)(3) 240,000   FMV   Program Support
(13) Case Western Reserve University10900 Euclid
Cleveland,OH44106 		34-1018992 501(c)(3) 239,996   FMV   Program Support
(14) University of South Florida3650 Spectrum
Tampa,FL33612 		59-3102112 501(c)(3) 159,774   FMV   Program Support
(15) The University of TexasPO Box 20036
Houston,TX77225 		74-1761309 501(c)(3) 160,000   FMV   Program Support
(16) The Nathan S Kline Institute140 Old Orangeburg Rd
Orangeburg,NY10962 		14-1410842 501(c)(3) 399,956   FMV   Program Support
(17) New York University665 Broadway Suite 801
New York,NY10012 		13-5562308 501(c)(3) 100,000   FMV   Program Support
(18) Banner Research Institute10515 West Santa Fe
Sun City,AZ85351 		86-0768795 501(c)(3) 100,000   FMV   Program Support
(19) Mount Sinai School of MedicinePO Box 1075
New York,NY10029 		13-6171197 501(c)(3) 98,670   FMV   Program Support
(20) New York University School of Medicine1 Park Ave
New York,NY10016 		13-5562308 501(c)(3) 100,000   FMV   Program Support
(21) Washington University660 South Euclid Ave
St Louis,MO63110 		43-0653611 501(c)(3) 100,000   FMV   Program Support
(22) The Children's Hospital of Philadelphia3615 Civic Center
Philadelphia,PA19104 		23-1352166 501(c)(3) 99,549   FMV   Program Support
(23) University of Delaware210 Hullihen Hall
Newark,DE19716 		51-6000297 501(c)(3) 100,000   FMV   Program Support
(24) The Trustees of Columbia University630 W 168th St
New York,NY10032 		13-5598093 501(c)(3) 100,000   FMV   Program Support
(25) San Diego State Univ Research Fdn5250 Campanile Dr
San Diego,CA92182 		95-6042721 501(c)(3) 99,998   FMV   Program Support
(26) New York University665 Broadway Suite 801
New York,NY10012 		13-5562308 501(c)(3) 99,979   FMV   Program Support
(27) The University of Texas Medical Branch301 University
Galveston,TX77555 		74-6000949 501(c)(3) 100,000   FMV   Program Support
(28) West Virginia University886 Chestnut Ridge
Morgantown,WV26506 		55-6000842 501(c)(3) 97,493   FMV   Program Support
(29) Mayo Clinic200 First St SW
Rochester,MN559050001 		41-6011702 501(c)(3) 100,000   FMV   Program Support
(30) Emory University1599 Clifton Rd
Atlanta,GA30322 		58-0566256 501(c)(3) 99,997   FMV   Program Support
(31) Mount Sinai School of MedicinePO Box 1075
New York,NY10029 		13-6171197 501(c)(3) 99,974   FMV   Program Support
(32) Rush University Medical Center1653 W Congress Parkway
Chicago,IL60612 		36-2174823 501(c)(3) 99,831   FMV   Program Support
(33) University of Pittsburgh123 University Pl
Pittsburgh,PA15213 		25-0965591 501(c)(3) 100,000   FMV   Program Support
(34) Medical University of South Carolina19 Hagood Ave
Charleston,SC29425 		57-6000722 501(c)(3) 99,988   FMV   Program Support
(35) The Regents of the University of California Los A11000 Kinross Avenue
Los Angeles,CA90095 		95-6006143 501(c)(3) 100,000   FMV   Program Support
(36) University of Houston4800 Calhoun
Houston,TX772042015 		74-6001399 501(c)(3) 100,000   FMV   Program Support
(37) The Regents of the University of California5171 California
Irvine,CA926977600 		95-2226406 501(c)(3) 100,000   FMV   Program Support
(38) The Regents of the University of California5171 California
Irvine,CA926977600 		95-2226406 501(c)(3) 100,000   FMV   Program Support
(39) Washington University in St Louis660 South Euclid
St Louis,MO63110 		43-0653611 501(c)(3) 100,000   FMV   Program Support
(40) The Regents of the University of California5200 North Lake Road
Merced,CA95343 		27-0093858 501(c)(3) 100,000   FMV   Program Support
(41) The University of Chicago5801 South Ellis Avenue
Chicago,IL60637 		36-2177139 501(c)(3) 100,000   FMV   Program Support
(42) Univ of North Texas Health Science Center3500 Camp Bowie Blvd
Fort Worth,TX76107 		75-6064033 501(c)(3) 100,000   FMV   Program Support
(43) The Regents of the University of California1850 Research Park
Davis,CA95618 		94-6036494 501(c)(3) 100,000   FMV   Program Support
(44) University of Pennsylvania3451 Walnut St
Philadelphia,PA19104 		23-1352685 501(c)(3) 99,840   FMV   Program Support
(45) Emory University1599 Clifton
Atlanta,GA30322 		58-0566256 501(c)(3) 100,000   FMV   Program Support
(46) The Regents of the University of California5171 California Ave
Irvine,CA92697 		95-2226406 501(c)(3) 100,000   FMV   Program Support
(47) The University of Kansas2385 Irving Hill
Lawrence,KS66045 		48-0680117 501(c)(3) 100,000   FMV   Program Support
(48) Brigham and Women's Hospital Inc75 Francis Street
Boston,MA02115 		04-2312909 501(c)(3) 100,000   FMV   Program Support
(49) The Board of Trustees of the Univ of IL1901 S First
Champaign,IL61820 		37-6000511 501(c)(3) 100,000   FMV   Program Support
(50) Brigham and Women's Hospital Inc75 Francis Street
Boston,MA02115 		04-2312909 501(c)(3) 96,565   FMV   Program Support
(51) University of Colorado Denver AMC and DC13001 E 17th Place
Aurora,CO80045 		84-6000555 501(c)(3) 99,998   FMV   Program Support
(52) University of South Florida3650 Spectrum Blvd
Tampa,FL33612 		59-3102112 501(c)(3) 100,000   FMV   Program Support
(53) University of Vermont85 S Prospect St
Burlington,VT05401 		03-0225105 501(c)(3) 299,998   FMV   Program Support
(54) The Regents of the University of California3333 California St
San Francisco,CA94118 		94-6036493 501(c)(3) 200,000   FMV   Program Support
(55) Baylor College of MedicineOne Baylor Plaza
Houston,TX77030 		74-1613878 501(c)(3) 200,000   FMV   Program Support Program Support
(56) The Regents of the University of California3333 California St
San Francisco,CA94118 		94-6036493 501(c)(3) 71,623   FMV   Program Support Program Support
(57) Foundation for the National Inst of Health3333 California St
San Francisco,CA94118 		52-1986675 501(c)(3) 250,000   FMV   Program Support
(58) Washington University in St Louis660 S Euclid Ave
St Louis,MO63110 		43-0653611 501(c)(3) 1,095,209   FMV   Program Support
(59) Cleveland Clinic Foundation9500 Euclid Avenue
Cleveland,OH44195 		34-0714585 501(c)(3) 46,667   FMV   Program Support
(60) Cleveland Clinic Foundation9500 Euclid Avenue
Cleveland,OH44195 		34-0714585 501(c)(3) 46,667   FMV   Program Support
(61) Cleveland Clinic Foundation9500 Euclid Avenue
Cleveland,OH44195 		34-0714585 501(c)(3) 46,667   FMV   Program Support
(62) Case Western Reserve University10900 Euclid Avenue
Cleveland,OH44106 		34-1018992 501(c)(3) 80,000   FMV   Program Support
(63) University of Pennsylvania3451 Walnut St
Philadelphia,PA19104 		23-1352685 501(c)(3) 100,000   FMV   Program Support
(64) University of Washington4333 Brooklyn Ave
Seattle,WA98195 		91-6001537 501(c)(3) 77,000   FMV   Program Support
(65) Greater Wisconsin Chapter2900 Curry Lane
Suite A
Green Bay,WI54311 		39-1493227 501(c)(3) 23,000   FMV   Program Support
(66) Ohio Department of Health246 N High Street
Columbus,OH43215 		31-1334820 501(a) 12,400   FMV   Program Support
(67) Georgia Chapter1925 Century Blvd
Atlanta,GA30345 		58-1492046 501(c)(3) 15,000   FMV   Program Support
(68) Mississippi Chapter1900 Dunbarton
Jackson,MS39216 		64-0786327 501(c)(3) 23,000   FMV   Program Support
(69) St Louis Chapter9370 Olive Blvd
St Louis,MO63132 		43-1237069 501(c)(3) 28,000   FMV   Program Support
(70) Greater Iowa Chapter1730 28th St
West Des Moines,IA50266 		42-1520582 501(c)(3) 28,100   FMV   Program Support
(71) Mid South Chapter4825 Trousdale Dr
Nashville,TN37215 		62-1860364 501(c)(3) 14,000   FMV   Program Support
(72) Northern California and Nevada Chapter1060 La Avenida
Mountain View,CA94043 		94-2897949 501(c)(3) 25,500   FMV   Program Support
(73) West Virginia Chapter1111 Lee St
Charleston,SC25301 		36-3487172 501(c)(3) 18,000   FMV   Program Support
(74) Louisiana Dept of HealthPO Box 3118
Baton Rouge,LA70821 		72-6011595 501(a) 25,000   FMV   Program Support
(75) Arizona Dept of Health1740 W Adams Room 303
Phoenix,AZ85007 		86-6004791 501(a) 20,000   FMV   Program Support
(76) Greater Kentucky Chapter6100 Duchmans Lane
Louisville,KY40205 		36-4497854 501(c)(3) 5,500   FMV   Program Support
(77) Minnesota North Dakota Chapter4550 W 77th
Minneapolis,MN55435 		41-1361624 501(c)(3) 7,270   FMV   Program Support
(78) Oregon Chapter1650 NW Naito Pkwy
Portland,OR97209 		93-0813252 501(c)(3) 28,000   FMV   Program Support
(79) Connecticut Chapter2075 Silas Deane Hwy
Rocky Hill,CT06067 		42-1540769 501(c)(3) 17,000   FMV   Program Support
(80) OklahomaArkansas Chapter6465 South Yale
Tulsa,OK74136 		73-1183372 501(c)(3) 14,520   FMV   Program Support
(81) Maine Dept of Health221 S State St
Agusta,ME04333 		01-6000001 501(a) 15,000   FMV   Program Support
(82) National Capital Area Chapter3701 Pender Dr
Fairfax,VA22030 		52-1196162 501(c)(3) 23,000   FMV   Program Support
(83) Alzheimer's Impact Movement (AIM)225 Michigan
CHicago,IL60601 		27-1961435 501(c)(3) 589,830   FMV   Program Support
(84) Houston and Southeast Texas Chapter2242 West Holcombe Blvd
Houston,TX77030 		74-2198685 501(c)(3) 35,161   FMV   Program Support
(85) California and Central Coast chapter1528 Chapala St
Santa Barbara,CA93101 		77-0006745 501(c)(3) 9,600   FMV   Program Support
(86) Central and North Florida Chapter378 Center Pt
Altamonte Springs,FL32701 		36-3487166 501(c)(3) 7,480   FMV   Program Support
(87) East Central Iowa Chapter317 Seventh Ave
Cedar Rapids,IA52401 		42-1333384 501(c)(3) 6,471   FMV   Program Support
(88) Central and Western Virginia1160 Pepsi Pl
Charlottesville,VA22901 		54-1309570 501(c)(3) 7,158   FMV   Program Support
(89) Connecticut Chapter2075 Silas Deane Hwy
Rocky Hill,CT06067 		42-1540769 501(c)(3) 10,120   FMV   Program Support
(90) Georgia Chapter1925 Century Blvd
Atlanta,GA30345 		58-1492046 501(c)(3) 12,972   FMV   Program Support
(91) Greater Illinois Chapter8430 W Bryn Mawr
Chicago,IL60631 		36-3102348 501(c)(3) 18,520   FMV   Program Support
(92) Greater Kentucky Chapter6100 Duchmans Ln
Louisville,KY40205 		36-4497854 501(c)(3) 9,998   FMV   Program Support
(93) Greater Maryland Chapter1850 York Road
Timonium,MD21093 		52-1219428 501(c)(3) 9,516   FMV   Program Support
(94) Greater Dallas Chapter4144 N Central Expy
Dallas,TX75204 		75-2041194 501(c)(3) 13,200   FMV   Program Support
(95) Mid Missouri Chapter2400 Bluff Creek Dr
Columbia,MO65201 		43-1344786 501(c)(3) 5,952   FMV   Program Support
(96) Northern California and Nevada Chapter1060 La Avenida
Mountain View,CA94043 		94-2897949 501(c)(3) 16,718   FMV   Program Support
(97) Northeastern New York Chapter4 Pine West Plaza
Albany,NY12205 		14-1634958 501(c)(3) 7,916   FMV   Program Support
(98) North Central Texas Chapter2630 West Fwy
Fort Worth,TX76102 		75-1984152 501(c)(3) 7,681   FMV   Program Support
(99) Oklahoma and Arkansas Chapter6465 South Yale
Tulsa,OK74136 		73-1183372 501(c)(3) 8,160   FMV   Program Support
(100) Rochester and Finger Lakes Chapter435 E henrietta Rd
Rochester,NY14620 		16-1159941 501(c)(3) 9,517   FMV   Program Support
(101) South Carolina Chapter4124 Clemson Blvd
Anderson,SC29621 		57-0792592 501(c)(3) 7,651   FMV   Program Support
(102) Southeastern Virginia Chapter6350 Center Dr
Norfolk,VA23502 		54-1204329 501(c)(3) 5,710   FMV   Program Support
(103) Utah Chapter855 E 4800 S
Salt Lake City,UT84107 		87-0397943 501(c)(3) 6,219   FMV   Program Support
(104) Vermont Chapter300 Cornerstone
Williston,VT05495 		03-0286299 501(c)(3) 6,650   FMV   Program Support
(105) Western Carolina Chapter3800 Shamrock
Charlotte,NC28215 		56-1440727 501(c)(3) 7,770   FMV   Program Support
(106) Mid South Chapter4825 Trousdale
Nashville,TN37215 		62-1860364 501(c)(3) 9,016   FMV   Program Support
(107) California Southland Chapter5900 Wilshire Blvd
Los Angeles,CA90036 		95-3718119 501(c)(3) 18,400   FMV   Program Support
(108) Greater Pennsylvania Chapter3544 Progress Ave
Harrisburg,PA17110 		25-1510692 501(c)(3) 10,080   FMV   Program Support
(109) Wake Forest UniversityMedical Center Blvd
WinstonSalem,NC27157 		22-3849199 501(c)(3) 362,821   FMV   Program Support
2
Enter total number of section 501(c)(3) and government organizations listed in the line 1 table ................. Bullet Image
105
3
Enter total number of other organizations listed in the line 1 table ......................... . Bullet Image
4
For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50055P
Schedule I (Form 990) 2011

Schedule I (Form 990) 2011
Page 2
Part III
Grants and Other Assistance to Individuals in the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 22.
Use Schedule I-1 (Form 990) if additional space is needed.
(a)Type of grant or assistance (b)Number of
recipients		 (c)Amount of
cash grant		 (d)Amount of
non-cash assistance		 (e)Method of valuation (book,
FMV, appraisal, other)		 (f)Description of non-cash assistance













Part IV
Supplemental Information. Complete this part to provide the information required in Part I, line 2, and any other additional information.
Identifier Return Reference Explanation
Procedure for Monitoring Use of Grant Funds Inside U.S. Schedule I, Part I, Line 2 The over-sight of the scientific integrity of the Alzheimer's Association International Research Grant Program is three-fold. First, the Alzheimer's Association voluntary Medical & Scientific Advisory Council ensures diversity of funded awards during the grant review process and develops focused Requests for Applications (RFAs) based on identified needs in the Alzheimer research community. Second, the Alzheimer's Association is engaged in a portfolio analysis of our scientific areas of investment to monitor the diversity of our grants portfolio, potential gaps in research funding, and potential overlap of areas funded. The analysis informs future funding decisions and areas of RFA focus. Third, there is a detailed process once a grant is awarded to monitor program and scientific and financial integrity. The Alzheimer's Association monitors the use of grant funds both inside and outside of the United States as follows: All awardees are required to provide annual reporting to the Alzheimer's Association on both the status of the research project and financial expenditures associated with the award. Sixty days prior to the anniversary of the award, an Alzheimer's Association Post-Award Specialist notifies all researchers and all designated institutional financial officials with fiscal responsibility for the award of the required reports, which include an interim scientific report, and interim financial report and documentation of any publications as a result of Association funding. The institutional official who has fiscal responsibility for the award cannot be the primary investigator of the project. The Alzheimer's Association provides a template for the interim scientific report and a template for the interim financial report, both of which are available for download by the researchers as well as the official with fiscal responsibility for the grant at the awarded institution at https://proposalcentral.altum.com/login.asp. The financial report must be signed by the institutional official with fiscal responsibility, and all reports must be uploaded by the award recipient to proposalcentral. After receipt, all financial reports are reviewed by an Alzheimer's Association post-award specialist for accuracy and consistency with the agreed upon budget. Any subsequent payments to grant awardees are generated after their receipt and approval by our Chief Medical Science Officer or Vice President, Medical and Scientific Relations. At the conclusion of the award, all reports/publication(s) are due 90 days after the award expires and must be uploaded to proposalCENTRAL online system. The Financial Report must be signed by the Institutional Official who has fiscal responsibility for the award. In addition, we request, monitor, and follow-up to ensure submission compliance on all awarded contracts, and to secure financial reporting requirements are met. We audit annual awardees financial reports to ensure eligibility for continued funding. Delinquent report(s) may result in the withdrawal of funding. Researchers are informed that delinquent reporting could lead to withdrawal of funding when the request for annual report(s) is sent. If funding is withdrawn due to delinquent reports, any unspent funds must be returned to the Alzheimer's Association. This Researcher becomes ineligible to apply for funding from the Alzheimer's Association. Foreign institutions are required to submit one of the following as verification of non-profit status: * Organization's charter, bylaws and other governing documents * Documentation of non-profit designation from organization's government For-profit organizations are not eligible to apply to the Alzheimer's Association's International Research Grant Program. All institutions are required to submit verification of their non-profit status dated within the last five years (e.g., IRS tax determination letter). If their determination letter is dated prior to this five year period, the institution is asked to provide documentation from an authorized organization individual to confirm there has not been a status change for the organization. The Alzheimer's Association monitors the scientific advances of the Association's grant awardees by maintaining records of publications, presentations, and intellectual property that results from funded studies. The Association requires the grant recipient to notify us on an annual basis with updates to these records. We also monitor follow-on funding from federal agencies.
Schedule I (Form 990) 2011


Additional Data


Software ID:  
Software Version:  


Schedule J
(Form 990)
Department of the Treasury
Internal Revenue Service
Compensation Information
For certain Officers, Directors, Trustees, Key Employees, and Highest
Compensated Employees
SchJMediumBullet Complete if the organization answered "Yes" to Form 990,
Part IV, question 23.
SchJMediumBullet Attach to Form 990. SchJMediumBullet See separate instructions.
OMB No. 1545-0047
2011
Open to Public Inspection
Name of the organization
Alzheimer's Disease & Related Disorders
Association Inc
Employer identification number

13-3039601
Part I
Questions Regarding Compensation
Yes
No
1a
Check the appropiate box(es) if the organization provided any of the following to or for a person listed in Form
990, Part VII, Section A, line 1a. Complete Part III to provide any relevant information regarding these items.
b
If any of the boxes in line 1a are checked, did the organization follow a written policy regarding payment or reimbursement or provision of all the expenses described above? If "No," complete Part III to explain....
1b
Yes
 
2
Did the organization require substantiation prior to reimbursing or allowing expenses incurred by all
officers, directors, trustees, and the CEO/Executive Director, regarding the items checked in line 1a? ....
2
Yes
 
3
Indicate which, if any, of the following the organization uses to establish the compensation of the
organization's CEO/Executive Director. Check all that apply. Do not check any boxes for methods
used by a related organization to establish compensation of the CEO/Executive Director, but explain in Part III.
4
During the year, did any person listed in Form 990, Part VII, Section A, line 1a with respect to the filing organization or a related organization:
a
Receive a severance payment or change-of-control payment? ...............
4a
 
No
b
Participate in, or receive payment from, a supplemental nonqualified retirement plan? ........
4b
Yes
 
c
Participate in, or receive payment from, an equity-based compensation arrangement? ........
4c
 
No
If "Yes" to any of lines 4a-c, list the persons and provide the applicable amounts for each item in Part III.
Only 501(c)(3) and 501(c)(4) organizations only must complete lines 5-9.
5
For persons listed in form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the revenues of:
a
The organization? ...........................
5a
 
No
b
Any related organization? .........................
5b
 
No
If "Yes," to line 5a or 5b, describe in Part III.
6
For persons listed in form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the net earnings of:
a
The organization? ...........................
6a
 
No
b
Any related organization? .........................
6b
 
No
If "Yes," to line 6a or 6b, describe in Part III.
7
For persons listed in Form 990, Part VII, Section A, line 1a, did the organization provide any non-fixed
payments not described in lines 5 and 6? If "Yes," describe in Part III ............
7
 
No
8
Were any amounts reported in Form 990, Part VII, paid or accured pursuant to a contract that was
subject to the initial contract exception described in Regulations section 53.4958-4(a)(3)? If "Yes," describe
in Part III .............................
8
 
No
9
If "Yes" to line 8, did the organization also follow the rebuttable presumption procedure described in Regulations section 53.4958-6(c)? .........................
9
 
 
For Privacy Act and Paperwork Reduction Act Notice, see the Intructions for Form 990
Cat. No. 50053T
Schedule J (Form 990) 2011

Schedule J (Form 990) 2011
Page 2
Part II
Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees. Use duplicate copies if additional space is needed.
For each individual whose compensation must be reported in Schedule J, report compensation from the organization on row (i) and from related organizations, described in the
instructions on row (ii). Do not list any individuals that are not listed on Form 990, Part VII.

Note. The sum of columns (B)(i)-(iii) for each listed individual must equal the total amount of Form 990, Part VII, Section A, line 1a, applicable column (D) and column (E) for that individual.
(A) Name (B) Breakdown of W-2 and/or 1099-MISC compensation (C) Retirement and other deferred compensation (D) Nontaxable
benefits		 (E) Total of columns
(B)(i)-(D) 		(F) Compensation
reported as deferred
in prior Form 990
(i) Base compensation (ii) Bonus & incentive compensation (iii) Other reportable compensation
(1) HARRY JOHNS (i)
(ii)		 489,391
6,750 		85,000
  		717
  		393,218
  		21,748
  		990,074
6,750 		 
 
(2) RICHARD HOVLAND (i)
(ii)		 250,221
658 		76,658
  		1,627
  		60,283
  		29,950
  		418,739
658 		 
 
(3) Angela Geiger (i)
(ii)		 302,974
  		88,920
  		308
  		82,784
  		18,282
  		493,268
  		 
 
(4) William Thies (i)
(ii)		 252,334
  		76,045
  		2,912
  		26,950
  		22,664
  		380,905
  		 
 
(5) Robert Egge (i)
(ii)		 243,083
5,242 		62,138
  		246
  		26,950
  		28,856
  		361,273
5,242 		 
 
(6) SCOTT GARDNER (i)
(ii)		 202,395
  		50,891
  		817
  		24,848
  		7,791
  		286,742
  		 
 
(7) Paula Pelissero (i)
(ii)		 175,300
  		8,737
  		631
  		20,470
  		2,870
  		208,008
  		 
 
(8) Matthew Baumgart (i)
(ii)		 175,300
  		8,737
  		631
  		20,470
  		2,870
  		208,008
  		 
 








Schedule J (Form 990) 2011

Schedule J (Form 990) 2011
Page 3
Part III
Supplemental Information
Complete this part to provide the information, explanation, or descriptions required for Part I, lines 1a, 1b, 3, 4c, 5a, 5b, 6a, 6b, 7, and 8. Also complete this part for any additional information.
Identifier Return Reference Explanation
Travel for companions Schedule J, Part I, Line 1a Three board members have early on-set Alzheimer's Disease and traveled to board meetings with a companion for safety purposes. Companion's travel expense was reimbursed.
Supplemental nonqualified retirement plan Schedule J, Part I, Line 4b Harry Johns participates in a 457(f) plan. The amounts accrued are included on Schedule J as deferred compensation. The amount for 2011 is $224,768. Richard Hovland, Angela Geiger, and Harry Johns participate in a 457(b) plan. The amount accrued is included on Schedule J as deferred compensation. Harry Johns was the only individual in 2011 with an amount accrued. His amount in 2011 was $16,500.
SUPPLEMENTAL COMPENSATION INFORMATION SCHEDULE J, PART II, COLUMN (C) Harry Johns - Incentive compensation of $85,500 (Part II B(II)) is based on performance measures developed, reviewed and approved by the Compensation Committee of the Alzheimer's Association Board of Directors in consultation with the Association's independent compensation consultants and represents achievement of goals for fiscal year 2010. This incentive compensation was earned in fiscal year 2010, however, not paid until calendar year 2011 as a result of fiscal year timing. Retirement and other deferred compensation of $393,218 (Part II (c )) is comprised of both employee and employer funding to the 401K retirement plan and employer accrual to a supplemental retirement account. This annual contribution is subject to multiple year vesting requirements through June 30, 2012. The latter has not been paid to the executive and will not be paid until a later date in 2012, AND WILL APPEAR IN THE 2012 RETURN. Nontaxable benefits of $21,748 (Part II(D)) include employer contribution to medical, dental, short- and long-term disability and basic life provision. Deferred compensation for Angela Geiger includes employer funding to 401K retirement plan and a retention incentive accrued but not paid at December 31, 2011. Ms. Geiger's deferred compensation is tied to specific multi-year vesting requirements through June 30, 2012. Deferred compensation for Richard Hovland includes employer funding to retirement plan and a retention incentive accrued but not paid at December 31, 2011. Mr. Hovland's deferred compensation is tied to specific multi-year vesting requirements through January 30, 2013. Deferred compensation for Robert Egge and William Thies include employer funding to 401K retirement plan.
Schedule J (Form 990) 2011

Additional Data


Software ID:  
Software Version:  
SCHEDULE M
(Form 990)

Department of the Treasury
Internal Revenue Service
NonCash Contributions
Right pointing arrow large imageComplete if the organization answered "Yes" on Form 990, Part IV, lines 29 or 30.
Right pointing arrow large image Attach to Form 990.
OMB No. 1545-0047
2011
Open to Public Inspection
Name of the organization
Alzheimer's Disease & Related Disorders
Association Inc
Employer identification number

13-3039601
Part I
Types of Property
(a)
Check if applicable 		(b)
Number of Contributions or items contributed 		(c)
Noncash contribution amounts reported on
Form 990, Part VIII, line 1g 		(d)
Method of determining
noncash contribution amounts
1 Art—Works of art ....        
2 Art—Historical treasures .        
3 Art—Fractional interests ..        
4 Books and publications ..      
5 Clothing and household
goods ....... 		     
6 Cars and other vehicles .. X 569 292,027 Cost/Selling Price
7 Boats and planes ....        
8 Intellectual property ...        
9 Securities—Publicly traded . X 105 1,848,325 Cost/Selling Price
10 Securities—Closely held stock .        
11 Securities—Partnership, LLC,
or trust interests .... 		       
12 Securities—Miscellaneous ..        
13 Qualified conservation
contribution—Historic
structures ..... 		       
14 Qualified conservation
contribution—Other ... 		       
15 Real estate—Residential .        
16 Real estate—Commercial ..        
17 Real estate—Other ...        
18 Collectibles .....        
19 Food inventory ...        
20 Drugs and medical supplies .        
21 Taxidermy ......        
22 Historical artifacts ....        
23 Scientific specimens ..        
24 Archeological artifacts ...        
25 Other Right pointing arrow large image ( Attachment ) X 118 310,643 Fair Market Value
26 Other Right pointing arrow large image( )
27 Other Right pointing arrow large image( )
28 Other Right pointing arrow large image ( )
29
Number of Forms 8283 received by the organization during the tax year for contributions
for which the organization completed Form 8283, Part IV, Donee Acknowledgement ...
29
0
Yes
No
30a
During the year, did the organization receive by contribution any property reported in Part I, lines 1-28 that it
must hold for at least three years from the date of the initial contribution, and which is not required to be used
for exempt purposes for the entire holding period? ..................
30a
 
No
b
If "Yes," describe the arrangement in Part II.
31
Does the organization have a gift acceptance policy that requires the review of any non-standard contributions?
31
Yes
 
32a
Does the organization hire or use third parties or related organizations to solicit, process, or sell noncash
contributions? ............................
32a
Yes
 
b
If "Yes," describe in Part II.
33
If the organization did not report revenues in column (c) for a type of property for which column (a) is checked,
describe in Part II.
For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 51227J
Schedule M (Form 990) 2011
Schedule M (Form 990) 2011
Page 2
Part II
Supplemental Information. Complete this part to provide the information required by Part I, lines 30b,
32b, and 33 and whether the organization is reporting in Part I, column (b) the number of contributions, the number of items received, or a combination of both. Also complete this part for any additional information.
Identifier Return Reference Explanation
Third Party Assistance of Noncash Contributions SCHEDULE M, PART I, LINE 25 AND LINE 32B LINE 25: The Alzheimer's Association receives various noncash contributions for their fundraising events. These items include sporting tickets, jewelry, concert tickets, dinners and various other packages. LINE 32B: A THIRD PARTY BROKER RECEIVES DIRECTLY, SELLS AND REMITS PROCEEDS FROM STOCK GIFTS.
Schedule M (Form 990) 2011
Additional Data


Software ID:  
Software Version:  
SCHEDULE O
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Supplemental Information to Form 990 or 990-EZ

Complete to provide information for responses to specific questions on
Form 990 or to provide any additional information.
MediumBullet Attach to Form 990 or 990-EZ.
OMB No. 1545-0047
2011
Open to Public
Inspection
Name of the organization
Alzheimer's Disease & Related Disorders
Association Inc
Employer identification number

13-3039601
Identifier Return Reference Explanation
Other Program Services FORM 990, Part III, Line 4d Advocacy - As Alzheimer's disease threatens to bankrupt families, businesses and our healthcare system, scientists are coming close to finding better treatments that could drastically alter the course of the disease. The Alzheimer's Association advocates for public policies aimed at advancing research toward better therapies, detection, methods of prevention and ultimately a cure, as well as for health and long-term coverage to ensure high quality cost effective care for people with Alzheimer's and their families. We also advocate for better care for people and families already facing Alzheimer's. More than 400,000 grass roots advocates speak up for the needs and rights of people with Alzheimer's and their families, and help encourage Congress to increase funding for research and care. Policy activities also include collaborating with other organizations to improve quality care and raise awareness of key issues. REVENUES: NONE EXPENSES: $ 5,448,079 GRANTS: $ 593,227 PATIENT AND FAMILY SERVICES - The Alzheimer's Association* provides an array of information and support services designed specifically for individuals with Alzheimer's disease, their families, friends and caregivers. In order to meet the diverse needs of individuals affected by Alzheimer's disease, the Association's programs and services are offered in person, by phone and online. Through our programs and services, the Association serves over 700,000 individuals in person or by telephone, and millions more over the web each year. Online nationwide and in more than 80 affiliated chapters throughout the country, constituents can attend education programs and support groups, enroll in Support programs and products to reduce the risks associated with wandering, a dangerous and potentially fatal symptom of Alzheimer's disease, receive personalized care consultation and engage in early stage programs. The Association has been a leader in providing Support programs and products to reduce the risks associated with wandering, a dangerous and potentially fatal symptom of Alzheimer's disease, for the approximately 6 of 10 persons with dementia at risk for wandering. Through The MedicAlert* + Alzheimer's Association Safe Return program* and comfort zone. In 2012, the Alzheimer's association launched two free resources for families impacted by Alzheimer's disease. Alzheimer's association alzheimer's navigator* is an online tool to help caregivers and people with dementia evaluate their needs, identify action steps and connect with local programs and services. developed with the feedback of people living with Alzheimer's and caregivers, Alzheimer navigator* also allows users to reassess needs and adjust care plans as the disease progresses. alzconnected*, powered by Alzheimer's association, is the first social networking community designed for people living with Alzheimer's and their caregivers. it offers a place where those impacted by Alzheimer's can connect to others, find support and share tips and strategies for living with disease. Through the Association's 24/7/365 Helpline, individuals with Alzheimer's and their families can talk to a specialist to receive information and basic education about the disease and for more complicated or urgent situations, constituents can speak to a masters level trained counselor, any time, day or night. The helpline handles over 260,000 calls per year. The Association's website (alz.org) receives an average of 1.4 million visits each month. Online programs include: self-service education programs, an online community, an interactive brain tour (available in 14 languages), access to comprehensive disease information, portals in Spanish, Chinese, and Vietnamese, a virtual library, and a safety center. Through the Association's Early Stage Initiative, individuals in the early stages of the disease can participate in education programs, support groups and engagement programs. Additionally, the Association convenes an Early Stage Advisory Group whose members work to raise awareness, advocate for the cause and provide guidance and review of our programs and services. The programs and services of the Alzheimer's Association are designed to provide education, information and support and to help individuals with Alzheimer's and their families navigate the long and complicated journey through Alzheimer's disease. *THESE ARE NAMES THAT ARE TRADEMARKS TO ALZHEIMER'S ASSOCIATION. REVENUES: $ 377,779 EXPENSES: $ 10,937,786 GRANTS: $ 446,797
governing body Form 990, Part VI, Line 1a The Board of Directors of the Alzheimer's Association is the organization's governing body. The Board has delegated authority to its standing and other business committees as described in Article VIII of the organizational bylaws. In addition to describing the responsibilities of each committee, the Alzheimer's Association bylaws describe the process by which committees of the Board of Directors are created and members are appointed. The following excerpt from the Association bylaws discuss committees of the Board of Directors. Committees of Directors: The Board of Directors shall have the following standing committees: Executive, Finance, Governance and Nominating, Compensation and Audit. Executive Committee: The Executive Committee shall supervise the affairs of the Association and regulate its internal economy, approve expenditures and commitments according to policies prescribed by the Board of Directors, act for and carry out the established policies of the Association as defined by the Board of Directors, including the Policies and Procedures, report to the Board of Directors at each meeting of the Board of Directors and have such other additional powers as may be by law or resolution of the Board of Directors provided. The Executive Committee shall have and may exercise all authority of the Board of Directors in the management of the Association, subject to the limitations contained in the Delaware Corporation Law. The Committee's responsibilities shall include, but not be limited to, initiating long-range planning, environmental scanning and performance evaluation; initiating the Board's annual strategic priorities for approval by the Board; assisting the Chair in developing charges to the Committees; identifying programmatic and financial indicators of Association performance; conducting the review, performance evaluation and succession planning for the President and CEO; making by-law recommendation to the Board; reviewing the activities of the Medical and Scientific Advisory Council and National Advisory Council; and identifying Significant Issues as that term is defined in Article X hereafter which require consideration by the Association Assembly as described in the same Article and receiving, on behalf of the Board, the Association Assembly's suggestions and recommendations for Board consideration or action. At each of its annual meetings, the Board of Directors by duly adopted resolution shall elect an Executive Committee consisting of not less than eleven or more than fifteen Directors. The Chair, Chair Elect, Vice Chairs, Secretary, Treasurer, Chairs of the Standing Committees, and Chairs of the following committees: Chapter Relations, Development, Program, and Public Policy, shall be members of the Executive Committee. The Chair of the Board of Directors shall be the chair of the Executive Committee. The Executive Committee may hold regular meetings monthly or as it may otherwise determine, at such place and at such times and upon such notice as it may determine. Special meetings of the Executive Committee may be called at any time by the chair or by any three of its members, by notice delivered personally or by mail, telephone, electronic mail or facsimile at least seven days prior to the meeting. A majority of the currently serving members of the Executive Committee shall constitute a quorum for all purposes. Finance Committee: The Finance Committee shall consist of at least five Directors and shall be chaired by the Treasurer. The Finance Committee shall oversee and review all financial reports, accounting activities and investment decisions of the Association and also shall prepare a projected budget for each fiscal year to be presented to the Board of Directors for approval. Governance and Nominating Committee: At each of its annual meetings, the Board of Directors by duly adopted resolution shall elect a Governance and Nominating Committee consisting of not less than nine nor more than fifteen individuals currently serving as a Director. At least one-third of the Governance and Nominating Committee shall be Directors having Chapter Experience. The Governance and Nominating Committee shall assist the Board in ensuring the successful governance of the Association through Board assessment, recruitment, nominations, orientation and development. The Governance and Nominating Committee shall nominate candidates for Directors, officers and members of the Executive Committee. The Governance and Nominating Committee may nominate candidates for Director Emeritus, Honorary Director and the National Advisory Council and approve and present to the Board for approval the candidates for MSAC membership. The Committee also advises the Chair on the selection of Vice Chairs, Committee Chairs and Committee Vice Chairs. Compensation Committee: A Compensation Committee which shall recommend salary and benefits for the President and CEO and senior officers of the Association; ensure succession plans are in place for key positions in the Association and provide oversight on the retirement programs offered by the Association to its employees. Audit Committee: THE AUDIT COMMITTEE IS A COMMITTEE OF THE BOARD OF DIRECTORS, REPORTS DIRECTLY TO THE BOARD AND ACTS UNDER A WRITTEN CHARTER ADOPTED AND APPROVED BY THE BOARD OF DIRECTORS. THE AUDIT COMMITTEE SHALL OVERSEE THE ACTIVITIES OF ANY INTERNAL AUDITOR OF THE ASSOCIATION. THE AUDIT COMMITTEE SHALL SEE THAT AN ANNUAL AUDIT IS PREPARED BY AN INDEPENDENT FIRM OF CERTIFIED PUBLIC ACCOUNTANTS RECOMMENDED BY THE AUDIT COMMITTEE TO THE BOARD OF DIRECTORS. THE AUDIT COMMITTEE SHALL REVIEW THE ASSOCIATION'S EXTERNAL AUDIT REPORTS AND ANNUAL REPORTS AND SUBMIT TO THE BOARD OF DIRECTORS. THE AUDIT COMMITTEE SHALL REVIEW AND APPROVE THE FORM 990. THE AUDIT COMMITTEE SHALL HAVE AT LEAST FIVE MEMBERS, ALL OF WHOM ARE MEMBERS OF THE BOARD OF DIRECTORS AND ARE FINANCIALLY LITERATE, DEFINED AS HAVING THE ABILITY TO READ AND UNDERSTAND FUNDAMENTAL FINANCIAL STATEMENTS. AT LEAST ONE MEMBER OF THE AUDIT COMMITTEE SHALL MEET THE DEFINED REQUIREMENT OF "FINANCIAL EXPERT". THE MAJORITY OF THE MEMBERS OF THE AUDIT COMMITTEE MAY NOT CONCURRENTLY SERVE ON THE FINANCE COMMITTEE. THE TREASURER AND CHAIR OF THE FINANCE COMMITTEE MAY NOT SERVE CONCURRENTLY ON THE AUDIT COMMITTEE; HOWEVER, THE TREASURER AND THE CHAIR OF THE FINANCE COMMITTEE MAY BE AN EX OFFICIO OF THE AUDIT COMMITTEE MEANING THAT HE OR SHE HAS A VOICE BUT NO VOTE. Other Committees: In addition to the Standing Committees, other committees may be designated by resolution adopted by a majority of the Directors present at any meeting. Other Committees shall include, but not be limited to, the following Business Committees: a. A Chapter Relations Committee which shall recommend and monitor consistent, predictable and accountable Board policy in affiliate relations. b. A Development Committee which shall advise the Board on philanthropic giving to the Association and recommend fundraising policies. c. A Program Committee which shall recommend for Board consideration and approval policy issues related to market and needs assessment, programs and services, quality and standards and related matters. d. A Public Policy Committee which provides guidance to the Board on advocacy strategies, federal, state and local public policy issues including research funding, health care, long term care, and publicly funded care and support programs. e. A Diversity & Inclusiveness Committee which shall help ensure that the Alzheimer's Association serves and reflects diverse communities, shall work with the National Board and other committees to foster diversity and inclusion with respect to the Association strategic plan and shall report on progress the Association and Board are making on achieving the Association's diversity and inclusiveness strategic goals.
Form 990 Review Process Form 990, Part VI, Line 11b The Organization undergoes a thorough review process before filing the return. The audit committee discusses and reviews the form before it goes to the officers and full Board of Directors. All officers and the full Board of Directors are provided a copy for their review and have the opportunity to comment before the form is filed.
Conflict of Interest Policy Monitoring & Enforcement Form 990, Part VI, Line 12c The Alzheimer's Association conflict of interest policy is described in article XIII, Section 2 of the organizational bylaws. The responsibility for disclosing any known or reasonably foreseen actual or potential conflicts of interest shall be upon the interested party whose interests are or may appear to be in conflict with the Association. All interested parties are required to file with the Association a disclosure statement prior to such individual commencing his or her service with the Association and thereafter shall file with the Association an updated disclosure statement as may be required from time to time by the Board of Directors or its Committee designee and in no event less often than annually. As cited from Article XVIII, Section 2 of the bylaws, interested persons or Chapters shall disclose any conflict and shall not vote on a matter and further shall retire from the room in which the Board of committee is meeting and shall not participate in any deliberation or decision regarding the matter under consideration. The minutes shall reflect that the conflict of interest was disclosed and the interested person or Chapter representative was not present during any discussion of the matter and did not vote on the matter in person or by proxy. When any such conflict of interest is relevant to a matter requiring action by the Board of Directors or any committee of the Board, the interested person or Chapter shall disclose such conflict to the Board of Directors or such committee and shall not vote on the matter. Further the interested person or representative from a Chapter having a conflict shall retire from the room in which the Board or the committee is meeting and shall not participate in any deliberation or decision regarding the matter under consideration. When there is a doubt as to whether a conflict of interest exists, the matter shall be resolved by a vote of the Board of Directors or the committee, as the case may be, excluding the interested person or representative from a chapter concerning whom the doubt has arisen. The Governance and Nominating Committee of the Board of Directors shall report to the Board of Directors from time to time on the implementation of these guidelines and the status of any policy developments regarding compensation and conflicts of interest. Further, the Governance and Nominating committee shall report to the Board as soon as reasonable after having been alerted to specific instances when these guidelines have not been followed or any other issue regarding compensation or conflict of interest is determined to exist. Copies of the Alzheimer's Association bylaws, including the conflict of interest policy, are provided to all Board of Directors no less than annually. Board Director disclosure statements are submitted no less than annually. Potential conflicts disclosed by Board Directors or candidates for election to the board are reviewed by the Governance and Nominating Committee, which reports no less than annually on its review to the full board. As documented in the meeting minutes, at the start of each meeting of the Board of Directors as well as each meeting of the executive committee, the agenda is reviewed and all Directors in attendance are reminded of the Conflict of Interest Policy and advised to disclose any potential conflicts should they exist or arise.
Process for Determining Compensation Form 990, Part VI, Line 15a & 15b Compensation is established for the CEO by the Compensation Committee and the Executive Committee after a thorough salary/market review conducted by outside compensation consultants. For the CEO and for the senior management team this review was last done in 2011. Each year the Compensation Committee evaluates the CEO's performance through a robust assessment process which includes 360 feedback collection, interviews and performance evaluation comparing results to goals. The committee and chairman of the board use this data to determine incentive compensation eligibility. The senior staff has a comprehensive performance evaluation and compensation review done at the end of each fiscal year. This includes a self-assessment, 360 review and evaluation by the CEO. Salary is benchmarked every two years. For This year the salaries and total compensation packages of the senior staff were benchmarked by AonHewitt. Compensation is contemporaneously documented in the compensation committee minutes.
Governing Documents FORM 990, Part VI, Section C, Line 19 Form 990 is made available to the general public by posting on our organization's website and upon request. The organization's audited financial statements are made available to the general public by posting on our organization's website and upon request. The organization's conflict of interest policy is available to the general public upon request.
other change in net assets or fund balances part xi, line 5 Unrealized Loss $(1,099,120) CHANGE IN PERPETUAL TRUST (207,602) Change in split interest (580,738) Acquisition of dissolved chapters 481,427 Donated noncash contributions (310,643) Bad Debt (1,011,370) Miscellaneous Adjustment 5 TOTAL $(2,728,040)
Schedule B Form 990, Schedule B/Part IV, Line 2 The organization has checked "no" to Form 990, Part IV, Line 2 as it is required to complete Schedule B, but the organization qualifies for the special rule of meeting the 33 1/3% and is only required to report contributions greater than 2% of total contributions. There are no contributors that are required to be reported on Schedule B for this reporting period.
HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:HARRY JOHNS TITLE:PRESIDENT & CEO HOURS:
HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:RICHARD HOVLAND TITLE:COO/CFO HOURS:
HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:Robert Egge TITLE:VP - Public Policy HOURS:
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 51056K
Schedule O (Form 990 or 990-EZ) 2011

Additional Data


Software ID:  
Software Version:  
SCHEDULE R
(Form 990)
Department of the Treasury
Internal Revenue Service
Related Organizations and Unrelated Partnerships
MediumBulletComplete if the organization answered "Yes" to Form 990, Part IV, line 33, 34, 35, 36, or 37.
MediumBulletAttach to Form 990. MediumBullet See separate instructions.

OMB No. 1545-0047
2011
Open to Public Inspection
Name of the organization
Alzheimer's Disease & Related Disorders
Association Inc
Employer identification number

13-3039601
Part I
Identification of Disregarded Entities (Complete if the organization answered "Yes" on Form 990, Part IV, line 33.)
(a)
Name, address, and EIN of disregarded entity


(b)
Primary activity


 		(c)
Legal domicile (state
or foreign country)

 		(d)
Total income
(e)
End-of-year assets


 		(f)
Direct controlling
entity

















Part II
Identification of Related Tax-Exempt Organizations (Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related tax-exempt organizations during the tax year.)
(a)
Name, address, and EIN of related organization


(b)
Primary activity


 		(c)
Legal domicile (state
or foreign country)

 		(d)
Exempt Code section
(e)
Public charity status
(if section 501(c)(3))

 		(f)
Direct controlling
entity

 		(g)
Section 512(b)(13) controlled organization
Yes No
(1) Alzheimer's Impact Movement (AIM)

225 North Michigan Ave Suite 1700

Chicago,IL606017633
27-1961435 		Soc. Welfare IL 501(c)(4) N/A Alz Assoc
 
Yes
 












For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50135Y
Schedule R (Form 990) 2011
Schedule R (Form 990) 2011
Page 2
Part III
Identification of Related Organizations Taxable as a Partnership (Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related organizations treated as a partnership during the tax year.)
(a)
Name, address, and EIN of
related organization



 		(b)
Primary activity




 		(c)
Legal
domicile
(state or foreign
country)


 		(d)
Direct controlling
entity



 		(e)
Predominant income(related, unrelated, excluded from tax under sections 512-514)

(f)
Share of total income




 		(g)
Share of end-of-year
assets



 		(h)
Disproprtionate allocations?




 		(i)
Code V—UBI
amount in box 20 of
Schedule K-1
(Form 1065)
 		(j)
General or
managing
partner?



 		(k)
Percentage
ownership
Yes No Yes No












Part IV
Identification of Related Organizations Taxable as a Corporation or Trust (Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related organizations treated as a corporation or trust during the tax year.)
(a)
Name, address, and EIN of related organization



 		(b)
Primary activity



 		(c)
Legal domicile
(state or
foreign
country)
 		(d)
Direct controlling
entity


 		(e)
Type of entity
(C corp, S corp,
or trust)

 		(f)
Share of total income



 		(g)
Share of
end-of-year
assets

 		(h)
Percentage
ownership












Schedule R (Form 990) 2011
Schedule R (Form 990) 2011
Page 3
Part V
Transactions With Related Organizations (Complete if the organization answered "Yes" on Form 990, Part IV, line 34, 35, 35A, or 36.)
Note. Complete line 1 if any entity is listed in Parts II, III or IV.
Yes
No
1 During the tax year, did the orgranization engage in any of the following transactions with one or more related organizations listed in Parts II-IV?
a Receipt of (i) interest (ii) annuities (iii) royalties (iv) rent from a controlled entity . . . . . . . . . . . . . . . . . . . . . . .
1a
 
No
b Gift, grant, or capital contribution to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1b
Yes
 
c Gift, grant, or capital contribution from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1c
 
No
d Loans or loan guarantees to or for related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1d
 
No
e Loans or loan guarantees by related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1e
 
No
f Sale of assets to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1f
 
No
g Purchase of assets from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1g
 
No
h Exchange of assets with related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1h
 
No
i Lease of facilities, equipment, or other assets to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1i
 
No
j Lease of facilities, equipment, or other assets from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . .
1j
 
No
k Performance of services or membership or fundraising solicitations for related organization(s) . . . . . . . . . . . . . . . . . . . .
1k
 
No
l Performance of services or membership or fundraising solicitations by related organization(s) . . . . . . . . . . . . . . . . . . . .
1l
 
No
m Sharing of facilities, equipment, mailing lists, or other assets with related organization(s) . . . . . . . . . . . . . . . . . . . . .
1m
Yes
 
n Sharing of paid employees with related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1n
Yes
 
o Reimbursement paid to related organization(s) for expenses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1o
 
No
p Reimbursement paid by related organization(s) for expenses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1p
 
No
q Other transfer of cash or property to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1q
 
No
r Other transfer of cash or property from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1r
 
No
2
If the answer to any of the above is "Yes," see the instructions for information on who must complete this line, including covered relationships and transaction thresholds.
(a)
Name of other organization 		(b)
Transaction
type(a-r) 		(c)
Amount involved 		(d)
Method of determining amount involved
(1) Alzheimer's Impact Movement

 b 589,830 FMV
(2) Alzheimer's Impact Movement

 N 97,148 FMV
(3)
(4)
(5)
(6)
Schedule R (Form 990) 2011
Schedule R (Form 990) 2011
Page 4
Part VI
Unrelated Organizations Taxable as a Partnership (Complete if the organization answered "Yes" on Form 990, Part IV, line 37.)
Provide the following information for each entity taxed as a partnership through which the organization conducted more than five percent of its activities (measured by total assets or gross revenue) that was not a related organization. See instructions regarding exclusion for certain investment partnerships.
(a)
Name, address, and EIN of entity 		(b)
Primary activity 		(c)
Legal domicile
(state or foreign
country) 		(d)
Predominant income(related, unrelated, excluded from tax under sections 512-514)

(e)
Are all
partners
section
501(c)(3)
organizations? 		(f)
Share of total income




 		(g)
Share of
end-of-year
assets 		(h)
Disproprtionate allocations? 		(i)
Code V—UBI
amount in box
20 of Schedule K-1
(Form 1065) 		(j)
General or
managing
partner? 		(k)
Percentage
ownership
Yes No Yes No Yes No






























Schedule R (Form 990) 2011
Schedule R (Form 990) 2011
Page 5
Part VII
Supplemental Information
Complete this part to provide additional information for responses to questions on Schedule R (see instructions).
Identifier Return Reference Explanation
Amount Involved in Relationship Schedule R, Part V, Line 2 Alzheimer's Association granted funds to Alzheimer's Impact Movement (AIM) for public policy division activities in fiscal year 2012 to support the leadership roles identified in the strategic plan of the Alzheimer's Association. This grant is restricted to the following 501(c)(3) activities and the ancillary activities necessary to accomplish the listed activities: Implementation of the national Alzheimer's Project Act: Recognizing this growing Alzheimer's crisis, Congress unanimously passed and President Obama signed into law the National Alzheimer's Project Act (NAPA); Increasing the commitment to Alzheimer's research; Expanding diagnosis and care planning.
Additional Data


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