Form990-PF

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Nonexempt Charitable Trust
Treated as a Private Foundation
Note. The foundation may be able to use a copy of this return to satisfy state reporting requirements.
OMB No. 1545-0052
2011
For calendar year 2011, or tax year beginning 11-01-2011 , and ending 10-31-2012
G
Check all that apply:
Name of foundation
THE NEIS FAMILY FOUNDATION
 

Number and street (or P.O. box number if mail is not delivered to street address)PO Box 1501 NJ2-130-03-31   Room/suite
City or town, state, and ZIP code
PENNINGTON, NJ085341501
A Employer identification number

16-1711912
B Telephone number (see page 10 of the instructions)

(609) 274-6834
C bullet
D 1. bullet
H Check type of organization:
2. bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$918,093J Accounting method:
 
(Part I, column (d) must be on cash basis.)
E bullet
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see page 11 of the instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities...... 32,129 30,886  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 Click to see attachment 17,501
b Gross sales price for all assets on line 6a 416,639
7 Capital gain net income (from Part IV, line 2)... 17,501
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 49,630 48,387  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc.        
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule)....... Click to see attachment 7,024     7,024
c Other professional fees (attach schedule).... Click to see attachment 6,625 3,975   2,650
17 Interest...............        
18 Taxes (attach schedule) (see page 14 of the instructions) Click to see attachment 2,656 549    
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 480 115   330
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 16,785 4,639   10,004
25 Contributions, gifts, grants paid........ 47,500 47,500
26 Total expenses and disbursements. Add lines 24 and 25 64,285 4,639   57,504
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -14,655
b Net investment income (if negative, enter -0-) 43,748
c Adjusted net income (if negative, enter -0-)...  
For Privacy Act and Paperwork Reduction Act Notice, see page 30 of the instructions.
Cat. No. 11289X Form 990-PF (2011)
Form 990-PF (2011)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............... 54 115 115
2 Savings and temporary cash investments.......... 27,486 30,609 30,609
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see page 15 of the
instructions)....................      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule) 68,176 68,078 74,385
b Investments—corporate stock (attach schedule)........ 427,523 Click to see attachment391,713 455,007
c Investments—corporate bonds (attach schedule)........ 46,326 Click to see attachment55,090 60,003
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)........... 258,596 Click to see attachment265,074 297,974
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 828,161 810,679 918,093
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable...................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)..........   0
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted....................    
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds......... 828,161 810,679
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds    
30 Total net assets or fund balances (see page 17 of the
instructions).................... 828,161 810,679
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 828,161 810,679
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 828,161
2 Enter amount from Part I, line 27a..................... 2 -14,655
3 Other increases not included in line 2 (itemize) bulletClick to see attachment 3 70
4 Add lines 1, 2, and 3.......................... 4 813,576
5 Decreases not included in line 2 (itemize) bulletClick to see attachment 5 2,897
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 810,679
Form 990-PF (2011)
Form 990-PF (2011)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a HENNES AND MAURITZ AB-   2011-08-10 2012-10-10
b HENNES AND MAURITZ AB-   2011-08-10 2012-07-03
c HENNES AND MAURITZ AB-   2011-05-19 2012-07-03
d HENNES AND MAURITZ AB-   2011-02-08 2012-07-03
e HENNES AND MAURITZ AB-   2011-02-08 2012-03-27
HENNES AND MAURITZ AB-   2011-02-02 2012-03-27
HENNES AND MAURITZ AB-   2011-02-02 2012-03-27
HENNES AND MAURITZ AB-   2011-02-02 2012-03-27
HARLEY DAVIDSON INC WIS   2011-09-21 2012-10-31
HARLEY DAVIDSON INC WIS   2010-06-14 2012-10-31
HARLEY DAVIDSON INC WIS   2010-06-14 2012-08-29
HSBC HLDG PLC SP ADR   2011-11-16 2012-10-18
HSBC HLDG PLC SP ADR   2011-11-16 2012-10-10
HSBC HLDG PLC SP ADR   2011-11-16 2012-08-29
GOOGLE INC CL A   2012-05-30 2012-09-27
GOOGLE INC CL A   2012-02-24 2012-09-27
GOOGLE INC CL A   2012-01-10 2012-09-27
GOOGLE INC CL A   2011-09-21 2012-08-15
GOOGLE INC CL A   2011-08-24 2012-08-15
GOOGLE INC CL A   2011-08-24 2012-03-27
SUMITOMO HEAVY INDS 6302   2011-09-21 2012-02-27
SUMITOMO HEAVY INDS 6302   2011-05-19 2012-02-27
SUMITOMO HEAVY INDS 6302   2011-02-08 2012-02-27
SUMITOMO HEAVY INDS 6302   2010-11-10 2012-02-27
UBS AG REG   2012-05-30 2012-06-27
UBS AG REG   2012-03-13 2012-06-27
UBS AG REG   2011-09-21 2012-06-27
UBS AG REG   2011-09-21 2012-06-26
UBS AG REG   2011-06-10 2012-06-26
UBS AG REG   2011-02-21 2012-06-26
UBS AG REG   2011-09-21 2012-05-16
UBS AG REG   2011-05-27 2012-05-16
UBS AG REG   2011-02-07 2012-05-16
UBS AG REG   2011-02-07 2012-04-24
UBS AG REG   2010-08-12 2012-04-24
UBS AG REG   2010-08-05 2012-04-24
UBS AG REG   2010-08-05 2012-04-24
UBS AG REG   2010-08-12 2012-01-23
UBS AG REG   2010-08-05 2012-01-23
UBS AG REG   2010-08-05 2012-01-23
UBS AG REG   2010-08-05 2012-01-23
UBS AG REG   2010-08-05 2012-01-23
UBS AG REG   2010-08-05 2012-01-18
UBS AG REG   2010-08-05 2012-01-18
TYCO INTL LTD NAMEN-AKT   2011-09-06 2012-08-29
STANDARD CHARTERED .5USD   2012-01-10 2012-04-25
STANDARD CHARTERED .5USD   2011-09-21 2012-04-25
STANDARD CHARTERED .5USD   2011-08-19 2012-04-25
STANDARD CHARTERED .5USD   2011-08-19 2012-03-09
NABORS INDUSTRIES LTD   2011-09-21 2012-08-29
NABORS INDUSTRIES LTD   2011-09-21 2012-08-28
NABORS INDUSTRIES LTD   2009-12-15 2012-08-28
NABORS INDUSTRIES LTD   2009-12-14 2012-08-28
NABORS INDUSTRIES LTD   2009-11-25 2012-08-28
NABORS INDUSTRIES LTD   2009-11-24 2012-08-28
NABORS INDUSTRIES LTD   2009-11-24 2012-08-27
NABORS INDUSTRIES LTD   2009-11-23 2012-08-27
ACCENTURE PLC SHS   2012-03-05 2012-10-31
ACCENTURE PLC SHS   2012-03-05 2012-10-10
DAIMLER A   2012-05-31 2012-09-19
DAIMLER A   2011-09-21 2012-09-19
DAIMLER A   2011-08-18 2012-09-19
GOOGLE INC CL A   2009-03-12 2012-03-27
GOLDMAN SACHS GROUP INC   2010-04-21 2012-08-01
GOLDMAN SACHS GROUP INC   2009-03-16 2012-08-01
GOLDMAN SACHS GROUP INC   2012-09-24 2012-10-10
GENTING SINGAPORE-UNSPON   2011-09-21 2012-02-01
GENTING SINGAPORE-UNSPON   2011-02-08 2012-02-01
GENTING SINGAPORE-UNSPON   2010-08-17 2012-02-01
GENERAL ELEC CAP CORP   2011-09-15 2011-12-22
GENERAL ELECTRIC   2005-12-01 2011-12-22
GAP INC DELAWARE   2009-10-26 2012-10-10
GAP INC DELAWARE   2009-10-26 2012-08-29
GAP INC DELAWARE   2009-07-06 2012-08-29
FREEPRT-MCMRAN CPR GLD   2011-09-21 2012-10-04
FREEPRT-MCMRAN CPR GLD   2011-05-23 2012-10-04
FREEPRT-MCMRAN CPR GLD   2010-06-15 2012-10-04
FREEPRT-MCMRAN CPR GLD   2010-05-03 2012-10-04
FREEPRT-MCMRAN CPR GLD   2010-05-03 2011-12-22
FORTUM CORP SHS   2011-09-21 2012-01-20
FORTUM CORP SHS   2011-08-23 2012-01-20
FORTUM CORP SHS   2011-08-23 2012-01-20
FORTUM CORP SHS   2011-08-23 2012-01-19
FORTUM CORP SHS   2011-08-23 2012-01-19
FOREST LABS INC   2009-03-12 2012-10-10
FOREST LABS INC   2009-03-12 2012-08-29
FLUOR CORP NEW DEL COM   2011-05-09 2012-10-10
FLUOR CORP NEW DEL COM   2011-05-09 2011-12-22
FEDERAL HOME LN MTG CORP   2010-06-24 2012-02-27
FED NATL MORTGAGE ASSOC   2012-08-29 2012-09-17
FED NATL MORTGAGE ASSOC   2011-02-08 2012-09-17
FED NATL MORTGAGE ASSOC   2010-04-21 2012-09-17
FED NATL MORTGAGE ASSOC   2009-03-16 2012-09-17
FED NATL MORTGAGE ASSOC   2009-03-16 2011-12-22
FEDERAL HOME LN MTG CORP   2009-03-16 2011-12-22
EXXON MOBIL CORP COM   2009-03-02 2012-10-10
EXXON MOBIL CORP COM   2009-03-02 2012-08-29
EXXON MOBIL CORP COM   2009-03-02 2011-12-22
BED BATH BEYOND INC   2011-11-28 2012-06-26
BED BATH BEYOND INC   2011-11-07 2012-06-26
BED BATH BEYOND INC   2011-11-07 2012-05-29
BAXTER INTERNTL INC   2011-09-21 2012-07-13
BAXTER INTERNTL INC   2011-09-21 2012-07-12
BAXTER INTERNTL INC   2011-08-01 2012-07-12
BAXTER INTERNTL INC   2011-08-01 2012-07-11
DAIMLER A   2011-05-31 2012-09-19
DAIMLER A   2011-05-27 2012-09-19
DAIMLER A   2011-03-03 2012-09-19
DAIMLER A   2011-03-03 2012-02-06
DAIMLER A   2011-02-08 2012-02-06
ZURICH INSURANCE GROUP   2012-05-07 2012-10-10
ZURICH INSURANCE GROUP   2012-05-07 2012-08-29
ZOOMLION HEAVY INDUSTRY   2012-06-29 2012-08-01
ZOOMLION HEAVY INDUSTRY   2012-06-29 2012-07-31
ZOOMLION HEAVY INDUSTRY   2012-06-29 2012-07-31
ZOOMLION HEAVY INDUSTRY   2012-06-29 2012-07-30
ZOOMLION HEAVY INDUSTRY   2012-06-29 2012-07-30
ZOOMLION HEAVY INDUSTRY   2012-06-28 2012-07-30
ZOOMLION HEAVY INDUSTRY   2012-06-28 2012-07-30
ZOOMLION HEAVY INDUSTRY   2012-06-27 2012-07-30
ZOOMLION HEAVY INDUSTRY   2012-06-29 2012-07-27
ZOOMLION HEAVY INDUSTRY   2012-06-28 2012-07-27
ZOOMLION HEAVY INDUSTRY   2012-06-28 2012-07-27
ZOOMLION HEAVY INDUSTRY   2012-06-27 2012-07-27
XSTRATA PLC-ADR   2011-10-21 2011-11-22
XSTRATA PLC-ADR   2011-09-21 2011-11-22
XSTRATA PLC-ADR   2011-03-30 2011-11-22
XSTRATA PLC-ADR   2011-03-22 2011-11-22
WEYERHAEUSER CO   2009-03-12 2012-10-10
WESTERN UN CO   2010-09-13 2012-08-29
WSTN DIGITAL CORP DEL   2009-03-12 2012-08-29
WELLS FARGO CO NEW DEL   2005-12-13 2012-10-10
WELLS FARGO CO NEW DEL   2005-12-13 2011-12-22
WELLPOINT INC   2011-09-21 2012-06-29
WELLPOINT INC   2011-09-21 2012-06-28
WELLPOINT INC   2009-03-12 2012-06-27
WELLPOINT INC   2011-09-21 2012-06-27
WELLPOINT INC   2009-03-12 2012-06-27
WELLPOINT INC   2009-03-12 2012-06-26
WELLPOINT INC   2009-03-12 2012-06-26
WELLPOINT INC   2009-03-12 2012-06-26
WELLPOINT INC   2009-03-12 2012-06-26
WELLPOINT INC   2009-03-12 2012-06-12
WELLPOINT INC   2009-03-12 2012-06-11
WELLPOINT INC   2009-03-12 2012-06-11
WAL-MART STORES INC   2007-06-04 2012-10-10
WM MORRISON SUPERMARKETS   2011-09-21 2012-01-10
EXPRESS SCRIPTS HLDG CO   2012-07-09 2012-10-10
EXPRESS SCRIPTS HLDG CO   2012-07-09 2012-08-29
EXPEDIA INC   2010-05-17 2012-10-31
EXPEDIA INC   2010-05-17 2012-10-10
EXPEDIA INC   2010-05-17 2012-08-29
ENGILITY HOLDINGS INC   2012-08-01 2012-08-01
ENGILITY HOLDINGS INC   2009-03-12 2012-07-25
ENGILITY HOLDINGS INC   2011-09-21 2012-07-25
ENGILITY HOLDINGS INC   2009-03-12 2012-07-24
ENGILITY HOLDINGS INC   2009-03-12 2012-07-24
ENGILITY HOLDINGS INC   2009-03-12 2012-07-24
ENBRIDGE INC COM   2009-03-12 2012-10-10
EQT CORP   2009-03-12 2012-09-27
DU PONT E I DE NEMOURS   2009-03-12 2012-10-10
DU PONT E I DE NEMOURS   2009-03-12 2011-12-22
BAXTER INTERNTL INC   2011-06-15 2012-07-11
BAXTER INTERNTL INC   2011-06-15 2012-07-10
BAXTER INTERNTL INC   2011-06-14 2012-07-10
BAXTER INTERNTL INC   2011-06-13 2012-07-09
BANK OF NOVA SCOTIA   2009-03-12 2011-12-22
BALL CORP COM   2011-09-21 2012-01-30
BALL CORP COM   2009-08-18 2012-01-30
BALL CORP COM   2009-08-17 2012-01-30
BAIDU INC SPON ADR   2012-09-27 2012-10-25
BAIDU INC SPON ADR   2012-08-08 2012-10-25
BAIDU INC SPON ADR   2012-08-08 2012-10-25
BAIDU INC SPON ADR   2012-08-08 2012-10-10
BNP PARIBAS SPONSORD ADR   2011-12-08 2012-09-27
UNUM GROUP   2009-03-12 2012-06-26
UNUM GROUP   2009-03-12 2012-06-26
WM MORRISON SUPERMARKETS   2011-08-10 2012-01-10
WM MORRISON SUPERMARKETS   2011-07-27 2012-01-10
WM MORRISON SUPERMARKETS   2011-07-27 2011-12-08
WM MORRISON SUPERMARKETS   2011-07-26 2011-12-08
WM MORRISON SUPERMARKETS   2011-07-26 2011-12-02
WM MORRISON SUPERMARKETS   2011-03-23 2011-12-02
WM MORRISON SUPERMARKETS   2011-03-22 2011-12-02
VODAFONE GROP PLC SP ADR   2011-09-21 2012-10-10
VODAFONE GROP PLC SP ADR   2009-03-13 2012-10-10
VODAFONE GROP PLC SP ADR   2009-03-12 2012-10-10
VODAFONE GROP PLC SP ADR   2009-03-12 2012-08-29
VERIZON COMMUNICATNS COM   2009-07-28 2012-10-10
VERIZON COMMUNICATNS COM   2009-07-28 2012-08-29
VERIZON COMMUNICATNS COM   2009-07-28 2012-06-29
VERIZON COMMUNICATNS COM   2009-04-06 2012-06-29
VERIZON COMMUNICATNS COM   2009-04-06 2012-06-28
VERIZON COMMUNICATNS COM   2009-04-06 2012-06-27
VERIZON COMMUNICATNS COM   2009-04-06 2012-06-26
VERIZON COMMUNICATNS COM   2009-03-12 2012-06-26
VERIZON COMMUNICATNS COM   2009-04-06 2012-06-26
VERIZON COMMUNICATNS COM   2009-04-06 2012-06-26
VERIZON COMMUNICATNS COM   2009-03-12 2012-03-14
VERIZON COMMUNICATNS COM   2009-03-12 2011-12-22
VEECO INSTRUMENTS INC   2011-09-21 2012-05-30
VEECO INSTRUMENTS INC   2011-07-12 2012-05-30
MID CAP VALUE OPPS   2009-03-16 2011-12-22
GLOBAL SMALL CAP PORT   2009-03-16 2012-10-10
GLOBAL SMALL CAP PORT   2009-03-16 2012-09-27
BLACKROCK US MORTGAGE   2009-03-16 2012-10-10
MAN GROUP PLC-UNSPON   2011-08-19 2011-11-08
MAN GROUP PLC-UNSPON   2011-08-19 2011-11-08
MAN GROUP PLC-UNSPON   2011-08-19 2011-11-07
MAN GROUP PLC-UNSPON   2011-03-22 2011-11-07
MAN GROUP PLC-UNSPON   2011-02-08 2011-11-07
MAN GROUP PLC-UNSPON   2011-02-08 2011-11-04
CONAGRA FOODS INC   2009-06-23 2012-06-14
CONAGRA FOODS INC   2009-06-23 2012-06-13
COMCAST CRP NEW CL A SPL   2011-02-16 2012-09-27
COMCAST CORP NEW CL A   2011-01-03 2012-10-10
COMCAST CORP NEW CL A   2011-01-03 2012-08-29
COACH INC   2011-09-21 2012-06-26
COACH INC   2011-02-01 2012-06-26
COACH INC   2011-01-31 2012-06-26
COACH INC   2011-01-31 2012-05-29
COACH INC   2010-01-27 2012-05-29
COACH INC   2010-01-26 2012-05-29
COACH INC   2010-01-26 2012-01-30
COACH INC   2010-01-25 2012-01-30
CLIFFS NATURAL RESOURCES   2011-05-31 2012-10-04
CLIFFS NATURAL RESOURCES   2011-05-16 2012-10-04
CLIFFS NATURAL RESOURCES   2011-03-15 2012-10-04
CLIFFS NATURAL RESOURCES   2011-03-15 2012-10-04
CLIFFS NATURAL RESOURCES   2011-03-01 2012-10-04
CITIGROUP FUNDING INC   2012-08-29 2012-09-07
CITIGROUP FUNDING INC   2011-02-08 2012-09-07
CITIGROUP FUNDING INC   2010-04-21 2012-09-07
CITIGROUP FUNDING INC   2009-08-06 2012-09-07
CITIGROUP FUNDING INC   2009-08-06 2011-12-22
CITIGROUP INC COM NEW   2012-06-12 2012-10-10
CITIGROUP INC COM NEW   2012-06-12 2012-08-29
CHUBB CORP   2009-03-12 2012-10-10
CHUBB CORP   2009-03-12 2011-12-22
CHINA LIFE INS CO SP ADR   2011-09-20 2012-10-18
CHINA LIFE INS CO SP ADR   2011-09-02 2012-10-18
CHINA LIFE INS CO SP ADR   2011-09-01 2012-10-18
CHINA LIFE INS CO SP ADR   2011-09-01 2012-10-17
CHINA LIFE INS CO SP ADR   2011-09-01 2011-12-22
CHINA CONSTRUCT UNSPN AD   2012-03-29 2012-08-27
CHINA CONSTRUCT UNSPN AD   2012-03-28 2012-08-27
CHINA CONSTRUCT UNSPN AD   2012-03-28 2012-08-27
CHEVRON CORP   2009-03-12 2012-09-27
CHEVRON CORP   2009-03-12 2012-08-29
MAN GROUP PLC-UNSPON   2011-02-02 2011-11-04
MAN GROUP PLC-UNSPON   2010-11-05 2011-11-04
MAKITA CORP SPOND ADR   2012-02-01 2012-05-21
MAKITA CORP SPOND ADR   2011-10-06 2012-05-21
VEECO INSTRUMENTS INC   2011-07-12 2012-03-06
VEECO INSTRUMENTS INC   2011-04-15 2012-03-06
VEECO INSTRUMENTS INC   2011-04-14 2012-03-06
VALLOUREC SA   2012-02-01 2012-05-11
VALLOUREC SA   2011-10-19 2012-05-11
VALERO ENERGY CORP NEW   2011-11-14 2012-10-10
VALERO ENERGY CORP NEW   2011-11-14 2012-06-11
VALERO ENERGY CORP NEW   2011-11-14 2011-12-22
V F CORPORATION   2009-03-12 2012-10-10
V F CORPORATION   2009-03-12 2011-12-22
UNUM GROUP   2011-09-21 2012-06-29
UNUM GROUP   2011-09-21 2012-06-28
UNUM GROUP   2009-03-12 2012-06-28
UNUM GROUP   2009-03-12 2012-06-27
BG GROUP PLC SPON ADR   2010-03-16 2012-10-10
BG GROUP PLC SPON ADR   2010-03-15 2012-08-29
BG GROUP PLC SPON ADR   2009-08-13 2012-08-29
AVON PROD INC   2012-07-06 2012-10-17
AVON PROD INC   2012-07-06 2012-10-16
AVON PROD INC   2012-05-14 2012-10-16
AVON PROD INC   2012-05-14 2012-10-15
AVON PROD INC   2012-05-14 2012-10-12
AUTOZONE INC NEVADA COM   2011-10-10 2012-10-15
AUTOZONE INC NEVADA COM   2011-10-10 2012-03-26
APPLIED MATERIAL INC   2011-09-21 2012-04-09
APPLIED MATERIAL INC   2011-02-07 2012-04-09
APPLIED MATERIAL INC   2010-12-13 2012-04-09
APPLE INC   2009-06-15 2012-08-29
APACHE CORP   2012-04-25 2012-10-15
APACHE CORP   2012-04-24 2012-10-15
UNIVERSAL DISPLAY CORP   2012-04-30 2012-05-18
UNIVERSAL DISPLAY CORP   2012-04-27 2012-05-18
UNITEDHEALTH GROUP INC   2010-12-13 2012-10-10
UNITEDHEALTH GROUP INC   2010-12-13 2012-08-29
UNITEDHEALTH GROUP INC   2010-12-13 2012-06-04
UNITEDHEALTH GROUP INC   2010-12-13 2011-12-22
UNITEDHEALTH GROUP INC   2009-09-14 2011-12-22
UNITED TECHS CORP COM   2005-12-13 2012-10-10
U.S. TREASURY NOTE   2011-02-08 2012-02-27
U.S. TREASURY NOTE   2010-03-16 2012-02-27
U.S. TREASURY NOTE   2011-02-08 2011-11-18
U.S. TREASURY NOTE   2010-04-21 2011-11-18
U.S. TREASURY NOTE   2009-11-19 2011-11-18
U.S. TREASURY NOTE   2009-11-17 2011-11-18
U.S. TREASURY NOTE   2009-07-30 2012-07-13
U.S. TREASURY NOTE   2009-07-30 2011-12-22
U.S. TREASURY NOTE   2011-02-08 2012-02-27
U.S. TREASURY NOTE   2009-03-16 2012-02-27
U.S. TREASURY BOND   2011-02-08 2012-02-27
U.S. TREASURY BOND   2010-04-21 2012-02-27
U.S. TRSY INFLATION BOND   2009-03-16 2011-11-21
UNILEVER NV NY REG SHS   2009-03-12 2011-12-22
US BANCORP NEW   2008-04-17 2012-10-10
US BANCORP NEW   2008-04-17 2012-08-29
TULLOW OIL PLC SHS   2010-06-11 2012-06-27
TRIPADVISOR INC SHS   2011-09-21 2012-01-03
TRIPADVISOR INC SHS   2010-05-18 2012-01-03
TRIPADVISOR INC SHS   2010-05-17 2012-01-03
TRAVELERS COS INC   2009-03-23 2012-10-10
TRAVELERS COS INC   2009-03-23 2012-08-29
TRAVELERS COS INC   2009-03-23 2011-12-22
TRAVELERS COS INC   2009-03-23 2011-11-15
TRAVELERS COS INC   2009-03-23 2011-11-15
TOTAL S.A. SP ADR   2009-03-12 2012-10-10
TOKYO ELECTRON LTD SHS   2012-05-31 2012-06-08
TOKYO ELECTRON LTD SHS   2012-02-01 2012-06-08
TOKYO ELECTRON LTD SHS   2011-10-25 2012-06-08
TIME WARNER CABLE INC   2011-09-06 2012-10-10
MICROSOFT CORP   2009-11-10 2012-08-29
MICROSOFT CORP   2009-11-09 2012-08-29
MICROSOFT CORP   2009-11-09 2012-08-29
MICROSOFT CORP   2009-11-09 2012-08-29
MICROSOFT CORP   2009-11-09 2012-01-03
MAKITA CORP SPOND ADR   2011-10-06 2012-05-18
MAKITA CORP SPOND ADR   2011-09-21 2012-05-18
MAKITA CORP SPOND ADR   2011-02-08 2012-05-18
MAKITA CORP SPOND ADR   2011-02-08 2012-03-19
MAKITA CORP SPOND ADR   2011-02-08 2012-03-19
MAKITA CORP SPOND ADR   2011-02-08 2011-12-15
MAKITA CORP SPOND ADR   2010-10-21 2011-12-15
MAKITA CORP SPOND ADR   2010-06-08 2011-12-15
LORILLARD INC   2011-10-10 2012-09-25
LORILLARD INC   2011-10-10 2012-09-24
LORILLARD INC   2011-09-21 2012-09-24
LORILLARD INC   2011-09-19 2012-09-24
LORILLARD INC   2011-09-19 2012-05-21
LORILLARD INC   2010-06-04 2012-05-21
LORILLARD INC   2010-06-04 2012-03-05
LORILLARD INC   2010-03-17 2012-03-05
LORILLARD INC   2010-03-16 2012-03-05
LORILLARD INC   2010-03-15 2012-03-05
LORILLARD INC   2010-03-11 2012-03-05
LORILLARD INC   2010-03-11 2011-12-22
LORILLARD INC   2010-03-09 2011-12-22
LOCKHEED MARTIN CORP   2012-01-04 2012-10-15
LOCKHEED MARTIN CORP   2012-01-03 2012-10-15
LOCKHEED MARTIN CORP   2011-09-21 2012-10-15
LOCKHEED MARTIN CORP   2011-09-21 2012-10-10
LOCKHEED MARTIN CORP   2011-09-21 2012-09-25
LOCKHEED MARTIN CORP   2011-04-06 2012-09-25
LOCKHEED MARTIN CORP   2011-04-05 2012-09-25
LOCKHEED MARTIN CORP   2011-04-05 2012-09-24
TIME WARNER CABLE INC   2011-09-06 2012-09-27
3M COMPANY   2009-06-30 2012-10-10
TEXAS INSTRUMENTS   2011-09-21 2011-11-15
DR PEPPER SNAPPLE GROUP   2010-07-26 2012-04-25
DR PEPPER SNAPPLE GROUP   2010-07-20 2012-04-25
DR PEPPER SNAPPLE GROUP   2010-07-26 2012-04-25
DR PEPPER SNAPPLE GROUP   2010-07-14 2012-04-24
DR PEPPER SNAPPLE GROUP   2010-07-13 2012-04-24
DR PEPPER SNAPPLE GROUP   2010-07-19 2012-04-24
DR PEPPER SNAPPLE GROUP   2010-07-12 2012-04-23
DR PEPPER SNAPPLE GROUP   2010-07-13 2012-04-23
DR PEPPER SNAPPLE GROUP   2010-07-12 2012-04-23
DOVER CORP   2010-02-01 2012-08-29
DONGFENG MOTOR GRP H UNS   2012-06-27 2012-08-16
DONGFENG MOTOR GRP H UNS   2012-06-08 2012-08-16
DONGFENG MOTOR GRP H UNS   2012-06-08 2012-08-15
APACHE CORP   2012-04-23 2012-10-15
APACHE CORP   2012-04-09 2012-10-15
APACHE CORP   2012-03-06 2012-08-28
APACHE CORP   2012-03-05 2012-08-28
ANHEUSER-BUSCH INBEV ADR   2011-11-22 2012-10-10
ANHEUSER-BUSCH INBEV ADR   2011-11-22 2012-07-03
ANHEUSER-BUSCH INBEV ADR   2011-11-22 2012-05-18
ANHEUSER-BUSCH INBEV ADR   2011-11-22 2012-03-27
ANHEUSER-BUSCH INBEV ADR   2011-11-22 2012-03-16
ANALOG DEVICES INC COM   2011-01-31 2012-10-31
ANALOG DEVICES INC COM   2011-01-20 2012-10-31
ANALOG DEVICES INC COM   2011-01-20 2012-08-29
ANALOG DEVICES INC COM   2011-01-20 2012-01-30
ANALOG DEVICES INC COM   2011-01-19 2012-01-30
AMGEN INC COM PV 0.0001   2010-10-18 2012-10-10
AMGEN INC COM PV 0.0001   2010-10-18 2012-08-27
AMGEN INC COM PV 0.0001   2010-10-18 2012-08-17
AMGEN INC COM PV 0.0001   2010-10-18 2012-08-16
AMGEN INC COM PV 0.0001   2010-10-18 2012-08-15
AMGEN INC COM PV 0.0001   2010-10-18 2012-08-14
AMGEN INC COM PV 0.0001   2005-12-31 2012-08-14
TEXAS INSTRUMENTS   2011-09-21 2011-11-15
TEXAS INSTRUMENTS   2011-02-28 2011-11-15
TEXAS INSTRUMENTS   2009-10-06 2011-11-15
TECK RESOURCES LTD CLS B   2011-09-21 2012-01-10
TECK RESOURCES LTD CLS B   2011-05-27 2012-01-10
TECK RESOURCES LTD CLS B   2011-05-27 2012-01-09
TECK RESOURCES LTD CLS B   2011-05-18 2012-01-09
TECK RESOURCES LTD CLS B   2011-04-30 2012-01-09
TECK RESOURCES LTD CLS B   2011-04-21 2012-01-09
TARGET CORP COM   2010-04-19 2012-09-25
TARGET CORP COM   2010-04-07 2012-09-25
TARGET CORP COM   2010-04-06 2012-09-25
TARGET CORP COM   2010-04-06 2012-09-24
TARGET CORP COM   2010-04-05 2012-09-24
TARGET CORP COM   2010-03-18 2012-09-24
TARGET CORP COM   2010-03-17 2012-09-24
TARGET CORP COM   2010-03-17 2012-08-29
TAIWAN S MANUFCTRING ADR   2011-09-21 2012-10-25
TAIWAN S MANUFCTRING ADR   2011-02-07 2012-10-25
TAIWAN S MANUFCTRING ADR   2011-02-07 2012-09-27
TAIWAN S MANUFCTRING ADR   2010-03-01 2012-09-27
SYMANTEC CORP COM   2010-09-27 2012-10-31
SYMANTEC CORP COM   2010-09-27 2012-10-10
SYMANTEC CORP COM   2010-09-27 2012-08-29
SWATCH GROUP AG UNSPOND   2011-09-21 2012-10-10
SWATCH GROUP AG UNSPOND   2011-09-21 2012-07-12
SWATCH GROUP AG UNSPOND   2011-08-19 2012-07-12
SWATCH GROUP AG UNSPOND   2011-03-30 2012-07-12
LOCKHEED MARTIN CORP   2011-04-04 2012-09-24
LOCKHEED MARTIN CORP   2009-03-12 2012-09-24
LOCKHEED MARTIN CORP   2009-03-12 2012-09-18
LOCKHEED MARTIN CORP   2009-03-12 2012-09-17
LOCKHEED MARTIN CORP   2009-03-12 2012-08-29
LLOYDS BANKING GROUP PLC   2011-09-21 2011-11-16
LLOYDS BANKING GROUP PLC   2011-08-18 2011-11-16
LLOYDS BANKING GROUP PLC   2011-02-07 2011-11-16
CHEVRON CORP   2009-03-12 2011-12-22
CENTURYLINK INC SHS   2011-02-07 2012-10-10
CATERPILLAR INC DEL   2009-03-12 2011-12-22
CARDINAL HEALTH INC OHIO   2011-09-21 2012-07-17
CARDINAL HEALTH INC OHIO   2011-09-21 2012-07-16
CARDINAL HEALTH INC OHIO   2011-09-21 2012-07-13
CARDINAL HEALTH INC OHIO   2011-09-21 2012-07-12
CARDINAL HEALTH INC OHIO   2011-09-21 2012-07-11
CARDINAL HEALTH INC OHIO   2010-04-07 2012-07-10
CARDINAL HEALTH INC OHIO   2010-04-06 2012-07-10
CARDINAL HEALTH INC OHIO   2010-04-06 2012-07-09
CARDINAL HEALTH INC OHIO   2010-04-05 2012-07-09
CARDINAL HEALTH INC OHIO   2010-04-05 2012-06-29
CARDINAL HEALTH INC OHIO   2010-03-03 2012-06-28
CARDINAL HEALTH INC OHIO   2010-03-03 2012-06-27
CARDINAL HEALTH INC OHIO   2010-03-03 2012-06-26
CARDINAL HEALTH INC OHIO   2010-03-02 2012-06-26
CARDINAL HEALTH INC OHIO   2010-03-02 2012-06-26
CARDINAL HEALTH INC OHIO   2010-03-02 2012-06-12
CAPITAL ONE FINL   2010-04-06 2012-10-10
CAPITAL ONE FINL   2010-04-06 2012-08-29
CAPITAL ONE FINL   2010-04-06 2012-01-31
CAPITAL ONE FINL   2010-04-05 2012-01-31
CAPITAL ONE FINL   2010-04-05 2012-01-30
CAPITAL ONE FINL   2010-03-30 2012-01-30
CAMECO CORP COM   2011-09-21 2012-09-18
CAMECO CORP COM   2009-03-12 2012-09-18
CAMECO CORP COM   2009-03-12 2012-09-17
CA INC   2009-03-12 2012-10-10
LLOYDS BANKING GROUP PLC   2011-02-01 2011-11-16
LLOYDS BANKING GROUP PLC   2010-12-09 2011-11-16
LLOYDS BANKING GROUP PLC   2010-12-09 2011-11-02
LLOYDS BANKING GROUP PLC   2010-06-03 2011-11-02
LLOYDS BANKING GROUP PLC   2010-03-02 2011-11-02
LINDE AG SHS SP ADR   2011-10-13 2012-10-10
LINDE AG SHS SP ADR   2011-10-13 2012-05-17
LINDE AG SHS SP ADR   2011-10-12 2012-05-17
LINDE AG SHS SP ADR   2011-10-12 2012-04-11
LIMITED BRANDS INC   2011-02-17 2012-08-29
LIMITED BRANDS INC   2011-02-17 2012-06-29
LIMITED BRANDS INC   2011-02-17 2012-06-28
LIMITED BRANDS INC   2010-06-03 2012-06-28
LIMITED BRANDS INC   2010-06-03 2012-06-27
LIMITED BRANDS INC   2010-06-03 2012-06-27
LIMITED BRANDS INC   2010-06-03 2012-06-26
LIMITED BRANDS INC   2010-06-03 2012-06-26
LIMITED BRANDS INC   2010-06-03 2012-06-26
SWATCH GROUP AG UNSPOND   2011-03-30 2012-05-02
SWATCH GROUP AG UNSPOND   2011-02-08 2012-05-02
SWATCH GROUP AG UNSPOND   2011-02-08 2012-04-30
SWATCH GROUP AG UNSPOND   2011-01-11 2012-04-30
STARBUCKS CORP   2011-09-21 2012-01-03
STARBUCKS CORP   2011-01-18 2012-01-03
STARBUCKS CORP   2011-01-10 2012-01-03
SPRINT NEXTEL CORP   2011-09-21 2012-06-29
SPRINT NEXTEL CORP   2011-09-21 2012-06-28
SPRINT NEXTEL CORP   2011-07-11 2012-06-28
SPRINT NEXTEL CORP   2011-07-11 2012-06-27
SPRINT NEXTEL CORP   2011-07-11 2012-06-26
SPRINT NEXTEL CORP   2011-07-11 2012-06-26
SOUTHERN COMPANY   2009-03-12 2011-12-22
SCHNEIDER ELEC SA ADR   2012-05-31 2012-08-08
SCHNEIDER ELEC SA ADR   2012-01-10 2012-08-08
SCHNEIDER ELEC SA ADR   2011-09-21 2012-08-08
SCHNEIDER ELEC SA ADR   2011-09-21 2012-07-03
SCHNEIDER ELEC SA ADR   2011-08-10 2012-07-03
SCHNEIDER ELEC SA ADR   2011-06-01 2012-07-03
SCHNEIDER ELEC SA ADR   2011-03-17 2012-07-03
SCHNEIDER ELEC SA ADR   2011-03-17 2012-07-03
SCHNEIDER ELEC SA ADR   2011-06-01 2012-02-16
SCHNEIDER ELEC SA ADR   2011-04-18 2012-02-16
SCHNEIDER ELEC SA ADR   2011-03-17 2012-02-16
SCHNEIDER ELEC SA ADR   2011-03-17 2012-02-16
SCHNEIDER ELEC SA ADR   2011-03-17 2012-02-16
SCHNEIDER ELEC SA ADR   2011-03-17 2012-01-24
SBERBANK SPONSORED ADR   2012-04-25 2012-10-10
SARA LEE CORP COM   2011-09-21 2012-03-14
SARA LEE CORP COM   2011-09-21 2012-03-13
SARA LEE CORP COM   2010-06-23 2012-03-13
SARA LEE CORP COM   2010-06-22 2012-03-13
SARA LEE CORP COM   2010-06-22 2012-03-12
SANOFI ADR   2011-03-21 2012-10-10
SANOFI ADR   2011-03-21 2012-09-27
SANOFI ADR   2011-02-07 2012-09-27
SANOFI ADR   2011-02-07 2012-08-08
SANOFI ADR   2011-02-07 2012-01-19
SANOFI ADR   2011-02-01 2012-01-19
SANOFI ADR   2010-08-12 2012-01-19
SANOFI ADR   2010-08-12 2012-01-09
SANOFI ADR   2010-06-16 2011-12-01
SANOFI ADR   2010-02-19 2011-12-01
SAFEWAY INC NEW   2011-09-21 2012-07-11
SAFEWAY INC NEW   2009-03-12 2012-07-10
SAFEWAY INC NEW   2009-03-12 2012-07-09
ROYAL DUTCH SHEL PLC   2012-06-11 2012-10-10
ROSS STORES INC COM   2009-12-29 2012-10-10
ROSS STORES INC COM   2009-12-29 2012-08-29
ROSS STORES INC COM   2009-12-29 2012-05-21
ROGERS COMMUNICATIONS B   2010-10-04 2012-10-25
ROGERS COMMUNICATIONS B   2010-09-16 2012-10-25
ROGERS COMMUNICATIONS B   2010-09-16 2012-10-10
ROGERS COMMUNICATIONS B   2010-09-16 2012-08-29
ROGERS COMMUNICATIONS B   2010-09-16 2012-05-30
ROCHE HLDG LTD SPN ADR   2012-01-10 2012-10-10
RIO TINTO PLC SPNSRD ADR   2009-08-28 2012-10-10
RIO TINTO PLC SPNSRD ADR   2009-08-28 2012-01-19
RECKITT BENCKISER GR ADR   2011-08-10 2012-10-10
RECKITT BENCKISER GR ADR   2011-08-10 2012-08-16
RECKITT BENCKISER GR ADR   2011-05-19 2012-08-16
RECKITT BENCKISER GR ADR   2011-05-19 2012-08-15
RECKITT BENCKISER GR ADR   2011-02-22 2012-08-15
RECKITT BENCKISER GR ADR   2011-02-22 2012-05-31
RECKITT BENCKISER GR ADR   2011-02-08 2012-05-31
LIMITED BRANDS INC   2010-06-03 2012-06-26
LIMITED BRANDS INC   2010-06-03 2012-05-07
LIMITED BRANDS INC   2010-06-03 2011-12-22
ELI LILLY CO   2010-06-04 2012-08-29
LIBERTY GLOBAL INCSER A   2011-09-21 2012-05-18
LIBERTY GLOBAL INCSER A   2011-02-07 2012-05-18
LIBERTY GLOBAL INCSER A   2011-02-07 2012-02-16
LIBERTY GLOBAL INCSER A   2010-06-10 2012-02-16
LIBERTY GLOBAL INCSER A   2010-06-10 2012-02-01
LIBERTY GLOBAL INCSER A   2010-06-10 2012-01-31
LIBERTY GLOBAL INCSER A   2010-05-10 2012-01-31
LAM RESEARCH CORP COM   2012-03-13 2012-06-26
LAM RESEARCH CORP COM   2012-01-09 2012-06-26
LAM RESEARCH CORP COM   2011-12-01 2012-06-26
LAM RESEARCH CORP COM   2011-12-01 2012-05-30
L-3 COMMNCTNS HLDGS   2011-09-21 2012-08-17
L-3 COMMNCTNS HLDGS   2009-03-12 2012-08-17
L-3 COMMNCTNS HLDGS   2009-03-12 2012-08-16
L-3 COMMNCTNS HLDGS   2009-03-12 2012-08-15
L-3 COMMNCTNS HLDGS   2009-03-12 2012-08-14
L-3 COMMNCTNS HLDGS   2009-03-12 2012-08-13
L OREAL CO ADR   2011-09-29 2012-01-12
RECKITT BENCKISER GR ADR   2010-10-15 2012-05-31
RECKITT BENCKISER GR ADR   2010-10-15 2012-04-27
RECKITT BENCKISER GR ADR   2010-09-23 2012-04-27
RECKITT BENCKISER GR ADR   2010-09-23 2011-11-02
RECKITT BENCKISER GR ADR   2010-09-15 2011-11-02
RAYTHEON CO DELAWARE NEW   2009-03-12 2012-10-10
RAYTHEON CO DELAWARE NEW   2009-03-12 2012-08-29
PRUDENTIAL FINANCIAL INC   2011-09-21 2012-10-31
PRUDENTIAL FINANCIAL INC   2010-06-10 2012-10-31
PRUDENTIAL FINANCIAL INC   2010-06-03 2012-10-31
PRUDENTIAL FINANCIAL INC   2010-06-03 2012-10-31
PRUDENTIAL FINANCIAL INC   2010-06-03 2012-08-29
PROCTER GAMBLE CO   2005-12-13 2011-12-22
PRAXAIR INC   2009-03-12 2012-10-10
PRAXAIR INC   2009-03-12 2012-03-15
PRAXAIR INC   2009-03-12 2011-12-22
PHILLIPS 66 SHS   2011-09-21 2012-05-24
PHILLIPS 66 SHS   2010-02-18 2012-05-08
PHILLIPS 66 SHS   2010-02-17 2012-05-08
PHILLIPS 66 SHS   2010-02-16 2012-05-08
PHILLIPS 66 SHS   2009-03-12 2012-05-08
PHILLIPS 66 SHS   2011-09-21 2012-05-08
PHILLIPS 66 SHS   2010-02-18 2012-05-08
PHILLIPS 66 SHS   2009-03-12 2012-05-07
PHILLIPS 66 SHS   2005-06-17 2012-05-07
PHILIP MORRIS INTL INC   2010-10-25 2012-10-10
PHILIP MORRIS INTL INC   2008-04-02 2012-10-10
PHILIP MORRIS INTL INC   2008-04-02 2012-08-29
PHILIP MORRIS INTL INC   2008-04-02 2011-12-22
AMGEN INC COM PV 0.0001   2005-12-31 2012-08-13
AMGEN INC COM PV 0.0001   2005-12-31 2012-06-12
AMGEN INC COM PV 0.0001   2005-12-31 2012-01-03
AMGEN INC COM PV 0.0001   2005-12-31 2011-12-22
AMERIPRISE FINL INC   2011-09-21 2012-10-24
AMERIPRISE FINL INC   2011-09-21 2012-10-23
AMERIPRISE FINL INC   2011-01-11 2012-10-23
AMERIPRISE FINL INC   2011-01-11 2012-10-22
AMERIPRISE FINL INC   2011-01-11 2012-10-22
AMERIPRISE FINL INC   2011-01-11 2012-08-29
AMERISOURCEBERGEN CORP   2011-09-21 2012-07-13
AMERISOURCEBERGEN CORP   2011-09-21 2012-07-12
AMERISOURCEBERGEN CORP   2011-06-06 2012-07-12
AMERISOURCEBERGEN CORP   2011-06-06 2012-07-11
AMERISOURCEBERGEN CORP   2011-06-06 2012-07-10
AMERISOURCEBERGEN CORP   2011-06-06 2012-07-09
AMERICAN INTERNATIONAL   2012-09-17 2012-10-10
ALTERA CORP COM   2010-11-09 2012-04-30
ALTERA CORP COM   2010-11-09 2012-04-30
ALTERA CORP COM   2010-11-08 2012-04-30
ALTERA CORP COM   2010-11-08 2012-01-04
ALTERA CORP COM   2010-11-08 2012-01-04
ALTERA CORP COM   2010-11-08 2012-01-04
ALTERA CORP COM   2010-11-08 2012-01-03
ALTERA CORP COM   2010-11-08 2012-01-03
ALTERA CORP COM   2010-11-08 2011-12-22
AGILENT TECHNOLOGIES INC   2011-01-03 2012-10-10
AGILENT TECHNOLOGIES INC   2011-01-03 2012-08-29
AGILENT TECHNOLOGIES INC   2010-04-12 2012-08-29
AGILENT TECHNOLOGIES INC   2010-04-12 2012-03-05
AGILENT TECHNOLOGIES INC   2010-04-12 2011-12-22
AETNA INC NEW   2011-09-21 2012-09-10
AETNA INC NEW   2009-03-12 2012-09-10
PHILIP MORRIS INTL INC   2008-04-02 2011-11-28
PFIZER INC   2009-03-12 2012-10-10
PFIZER INC   2009-03-12 2012-08-29
PPG INDUSTRIES INC SHS   2010-05-03 2012-08-29
ORACLE CORP 0.01 DEL   2011-09-21 2011-12-27
ORACLE CORP 0.01 DEL   2011-05-02 2011-12-27
OCCIDENTAL PETE CORP CAL   2009-07-06 2011-12-22
OGX PETROLEO E-SPON ADR   2012-03-29 2012-06-12
OGX PETROLEO E-SPON ADR   2011-09-21 2012-06-12
OGX PETROLEO E-SPON ADR   2011-02-08 2012-06-12
OGX PETROLEO E-SPON ADR   2011-01-26 2012-06-12
OGX PETROLEO E-SPON ADR   2011-01-25 2012-06-12
OGX PETROLEO E-SPON ADR   2011-01-25 2012-06-12
OGX PETROLEO E-SPON ADR   2010-06-23 2012-06-12
OGX PETROLEO E-SPON ADR   2010-06-22 2012-06-12
OGX PETROLEO E-SPON ADR   2011-01-25 2012-06-11
OGX PETROLEO E-SPON ADR   2011-01-25 2012-06-11
OGX PETROLEO E-SPON ADR   2010-06-23 2012-06-11
OGX PETROLEO E-SPON ADR   2010-06-22 2012-06-11
NVIDIA   2011-09-21 2012-08-27
NVIDIA   2011-05-09 2012-08-27
NVIDIA   2011-05-02 2012-08-27
NVIDIA   2011-05-02 2012-01-09
NOVARTIS ADR   2012-05-30 2012-07-30
NOVARTIS ADR   2011-10-20 2012-07-30
NOVARTIS ADR   2011-09-21 2012-07-30
NOVARTIS ADR   2011-09-21 2012-07-09
NOVARTIS ADR   2011-07-12 2012-07-09
NOVARTIS ADR   2011-03-09 2012-07-09
NOVARTIS ADR   2011-02-21 2012-07-09
NOVARTIS ADR   2011-02-07 2012-07-09
NOVARTIS ADR   2010-10-12 2012-07-09
NOVARTIS ADR   2011-02-07 2012-05-16
NOVARTIS ADR   2010-09-28 2012-05-16
NOVARTIS ADR   2010-09-28 2012-02-16
NOVARTIS ADR   2010-08-19 2012-02-16
NOVARTIS ADR   2010-08-19 2012-01-09
NORTHROP GRUMMAN CORP   2009-08-05 2012-09-24
NORTHROP GRUMMAN CORP   2009-08-05 2012-09-21
NORTHROP GRUMMAN CORP   2009-08-04 2012-09-21
NORTHROP GRUMMAN CORP   2009-08-04 2012-09-20
NORTHROP GRUMMAN CORP   2009-08-04 2012-09-19
DONGFENG MOTOR GRP H UNS   2012-05-31 2012-08-15
DONGFENG MOTOR GRP H UNS   2012-05-31 2012-08-14
DONGFENG MOTOR GRP H UNS   2012-04-27 2012-08-14
DONGFENG MOTOR GRP H UNS   2012-04-27 2012-08-13
DONGFENG MOTOR GRP H UNS   2012-04-26 2012-08-13
DONGFENG MOTOR GRP H UNS   2012-04-26 2012-08-10
DONGFENG MOTOR GRP H UNS   2012-04-25 2012-08-09
DOMINION RES INC NEW VA   2009-03-12 2012-10-10
DIRECTV GROUP HLDNGS CLA   2011-12-27 2012-06-19
DIRECTV GROUP HLDNGS CLA   2011-09-21 2012-06-19
AETNA INC NEW   2009-03-12 2012-08-30
AETNA INC NEW   2009-03-12 2012-08-29
AETNA INC NEW   2009-03-12 2012-08-28
AETNA INC NEW   2009-03-12 2012-08-27
AETNA INC NEW   2009-03-12 2012-06-11
AETNA INC NEW   2009-03-12 2012-06-11
ACTIVISION BLIZZARD INC   2011-09-21 2012-10-10
ACTIVISION BLIZZARD INC   2011-09-21 2012-10-02
ACTIVISION BLIZZARD INC   2011-09-21 2012-10-02
ACTIVISION BLIZZARD INC   2011-09-21 2012-10-02
ACTIVISION BLIZZARD INC   2011-08-16 2012-10-02
ACTIVISION BLIZZARD INC   2011-08-16 2012-09-28
ACTIVISION BLIZZARD INC   2011-08-15 2012-05-30
ACTIVISION BLIZZARD INC   2011-05-27 2012-05-30
ACTIVISION BLIZZARD INC   2011-03-10 2012-05-30
ACTIVISION BLIZZARD INC   2011-03-09 2012-05-30
ACTIVISION BLIZZARD INC   2011-03-09 2012-05-04
ACTIVISION BLIZZARD INC   2011-02-23 2012-05-04
ACTIVISION BLIZZARD INC   2011-02-23 2012-02-14
ACTIVISION BLIZZARD INC   2011-02-23 2012-02-13
ACTIVISION BLIZZARD INC   2011-02-23 2011-11-29
ABBOTT LABS   2010-09-27 2012-10-10
ABBOTT LABS   2010-09-27 2012-08-29
ABBOTT LABS   2010-09-27 2012-08-29
ATT INC   2009-03-16 2011-12-22
ATT INC   2009-03-12 2012-09-24
ATT INC   2009-03-12 2012-08-29
AT T INC   2009-03-12 2011-12-22
ACCO BRANDS CORP   2011-09-21 2012-07-30
ACCO BRANDS CORP   2010-01-12 2012-07-30
ACCO BRANDS CORP   2011-09-21 2012-05-17
NORTHROP GRUMMAN CORP   2009-08-04 2012-09-18
NORTHROP GRUMMAN CORP   2009-08-04 2012-09-17
NORTHROP GRUMMAN CORP   2009-08-04 2012-08-29
NOBLE GROUP LTD SHS   2012-02-01 2012-09-19
NOBLE GROUP LTD SHS   2011-11-25 2012-09-19
NITTO DENKO CORP ADR   2012-01-10 2012-05-21
NITTO DENKO CORP ADR   2011-09-21 2012-05-18
NITTO DENKO CORP ADR   2011-09-21 2012-05-02
NITTO DENKO CORP ADR   2011-08-10 2012-05-02
NITTO DENKO CORP ADR   2011-08-10 2012-03-22
NITTO DENKO CORP ADR   2011-02-08 2012-03-21
NITTO DENKO CORP ADR   2011-02-08 2012-03-21
NITTO DENKO CORP ADR   2011-02-08 2012-03-19
NITTO DENKO CORP ADR   2011-02-08 2012-01-31
NITTO DENKO CORP ADR   2009-10-23 2012-01-31
NISSAN MTR LTD SPN ADR   2011-02-08 2012-10-10
NISSAN MTR LTD SPN ADR   2011-02-08 2012-08-29
NISSAN MTR LTD SPN ADR   2011-02-08 2012-03-28
NISSAN MTR LTD SPN ADR   2010-08-16 2012-03-28
NISSAN MTR LTD SPN ADR   2010-06-08 2012-03-28
NIDEC CORPORATION ADR   2011-09-21 2012-06-28
NIDEC CORPORATION ADR   2011-09-21 2012-06-27
NIDEC CORPORATION ADR   2011-08-10 2012-06-27
NIDEC CORPORATION ADR   2011-08-10 2012-06-26
NIDEC CORPORATION ADR   2011-08-10 2012-06-26
NIDEC CORPORATION ADR   2011-07-27 2012-06-26
NIDEC CORPORATION ADR   2011-06-21 2012-06-26
NIDEC CORPORATION ADR   2011-08-10 2012-06-25
NIDEC CORPORATION ADR   2011-08-10 2012-06-25
NIDEC CORPORATION ADR   2011-07-27 2012-06-25
NIDEC CORPORATION ADR   2011-06-21 2012-06-25
NIDEC CORPORATION ADR   2011-06-21 2012-02-02
NIDEC CORPORATION ADR   2011-06-20 2012-02-02
NIDEC CORPORATION ADR   2011-06-20 2012-02-01
NIDEC CORPORATION ADR   2011-06-20 2011-11-30
NEXTERA ENERGY INC SHS   2009-03-12 2012-10-10
NEWS CORP CL A   2010-08-30 2012-10-10
NEWS CORP CL A   2010-08-30 2012-08-29
NATIONAL-OILWELL VARCO   2011-09-21 2012-01-09
NATIONAL-OILWELL VARCO   2011-09-06 2012-01-09
NATIONAL-OILWELL VARCO   2009-11-24 2012-01-09
NTT DOCOMO INC SPD ADR   2011-10-20 2012-10-10
NTT DOCOMO INC SPD ADR   2011-10-20 2012-10-03
NTT DOCOMO INC SPD ADR   2011-09-30 2012-10-03
NTT DOCOMO INC SPD ADR   2011-09-29 2012-10-03
NTT DOCOMO INC SPD ADR   2011-09-26 2012-10-03
NTT DOCOMO INC SPD ADR   2011-09-26 2012-10-02
NTT DOCOMO INC SPD ADR   2011-09-23 2012-10-02
NTT DOCOMO INC SPD ADR   2011-09-23 2012-10-01
NTT DOCOMO INC SPD ADR   2011-09-23 2012-08-29
NRG ENERGY INC   2009-03-12 2012-08-29
NII HLDGS INC CL B   2011-09-21 2011-11-01
MURPHY OIL CORP   2011-09-21 2012-06-13
MURPHY OIL CORP   2011-09-21 2012-06-12
MURPHY OIL CORP   2011-03-15 2012-06-12
MURPHY OIL CORP   2011-03-15 2012-06-11
MURPHY OIL CORP   2011-03-14 2012-06-11
MURPHY OIL CORP   2011-03-14 2012-06-08
MURPHY OIL CORP   2011-03-14 2012-06-07
MTN GROUP LTD-SPONS ADR   2012-01-10 2012-02-21
MTN GROUP LTD-SPONS ADR   2011-09-21 2012-02-21
MTN GROUP LTD-SPONS ADR   2012-01-10 2012-02-21
MTN GROUP LTD-SPONS ADR   2011-09-21 2012-02-17
MTN GROUP LTD-SPONS ADR   2011-09-21 2012-02-16
MTN GROUP LTD-SPONS ADR   2011-05-19 2012-02-16
MTN GROUP LTD-SPONS ADR   2011-02-08 2012-02-16
MTN GROUP LTD-SPONS ADR   2011-02-08 2012-02-15
MTN GROUP LTD-SPONS ADR   2010-07-16 2012-02-15
MTN GROUP LTD-SPONS ADR   2010-07-16 2012-02-14
MOTOROLA SOLUTIONS INC   2011-09-21 2012-06-15
MOTOROLA SOLUTIONS INC   2011-09-21 2012-06-14
MOTOROLA SOLUTIONS INC   2011-02-01 2012-06-14
MOTOROLA SOLUTIONS INC   2011-02-01 2012-06-13
MOTOROLA SOLUTIONS INC   2011-02-01 2012-03-14
MOTOROLA SOLUTIONS INC   2011-02-01 2012-03-13
MOTOROLA SOLUTIONS INC   2011-01-31 2012-03-13
MOTOROLA SOLUTIONS INC   2010-10-25 2012-03-12
MOTOROLA SOLUTIONS INC   2010-10-25 2011-12-22
MOTOROLA SOLUTIONS INC   2010-09-14 2011-12-22
MICROSOFT CORP   2009-11-16 2012-10-10
MICROSOFT CORP   2009-11-10 2012-10-10
DIRECTV GROUP HLDNGS CLA   2010-07-12 2012-06-19
DIRECTV GROUP HLDNGS CLA   2010-07-12 2011-11-07
DISH NETWORK CORPATION   2011-08-01 2012-10-10
DISH NETWORK CORPATION   2011-08-01 2012-09-20
DISH NETWORK CORPATION   2011-07-20 2012-09-20
DISH NETWORK CORPATION   2011-07-20 2012-09-19
DISH NETWORK CORPATION   2011-07-20 2012-09-18
DISH NETWORK CORPATION   2011-07-19 2012-09-18
DISH NETWORK CORPATION   2011-07-19 2012-09-17
DISH NETWORK CORPATION   2011-07-18 2012-09-17
DISH NETWORK CORPATION   2011-07-18 2012-08-29
DISH NETWORK CORPATION   2011-07-18 2011-12-22
DISCOVER FINL SVCS   2011-05-23 2012-10-22
DISCOVER FINL SVCS   2011-05-17 2012-10-22
DISCOVER FINL SVCS   2011-05-17 2012-09-27
DISCOVER FINL SVCS   2011-05-16 2012-03-26
DISCOVER FINL SVCS   2011-05-16 2011-12-22
DIAGEO PLC SPSD ADR NEW   2009-03-12 2012-10-10
DIAGEO PLC SPSD ADR NEW   2009-03-12 2012-08-29
DELL INC   2011-09-21 2012-07-26
DELL INC   2011-09-21 2012-07-25
DELL INC   2011-03-01 2012-07-25
DELL INC   2011-02-28 2012-07-25
DELL INC   2011-02-28 2012-07-24
DELL INC   2011-02-28 2012-07-23
DEERE CO   2009-03-12 2012-10-10
CUMMINS INC COM   2012-03-12 2012-08-29
CONOCOPHILLIPS   2011-09-21 2012-10-10
CONOCOPHILLIPS   2011-09-21 2012-07-12
CONOCOPHILLIPS   2010-02-18 2012-07-11
CONOCOPHILLIPS   2011-09-21 2012-07-11
CONOCOPHILLIPS   2010-02-17 2012-07-10
CONOCOPHILLIPS   2010-02-16 2012-07-10
CONOCOPHILLIPS   2010-02-18 2012-07-10
CONOCOPHILLIPS   2009-03-12 2012-07-09
CONOCOPHILLIPS   2005-06-17 2012-07-09
CONOCOPHILLIPS   2005-06-17 2012-07-09
CONOCOPHILLIPS   2005-06-17 2011-12-22
CONAGRA FOODS INC   2011-09-21 2012-06-18
CONAGRA FOODS INC   2011-09-21 2012-06-15
CONAGRA FOODS INC   2009-06-24 2012-06-15
CONAGRA FOODS INC   2009-06-24 2012-06-14
MICROSOFT CORP   2009-11-09 2012-01-03
MICROSOFT CORP   2009-11-09 2012-01-03
MICROSOFT CORP   2009-11-09 2011-12-22
MERCK AND CO INC SHS   2009-03-12 2012-10-10
MERCK AND CO INC SHS   2009-03-12 2012-08-29
MERCADOLIBRE INC   2010-10-13 2012-02-24
MERCADOLIBRE INC   2010-09-01 2012-02-24
MERCADOLIBRE INC   2010-09-01 2011-11-07
MEDCO HEALTH SOLUTIONS I   2012-01-09 2012-03-12
MEDCO HEALTH SOLUTIONS I   2012-01-09 2012-02-27
MEADWESTVACO CORP   2010-01-12 2012-02-08
MEADWESTVACO CORP   2010-01-12 2012-02-07
MEADWESTVACO CORP   2010-01-11 2012-02-07
MEADWESTVACO CORP   2010-01-11 2012-02-06
L OREAL CO ADR   2011-09-21 2012-01-12
CA INC   2009-03-12 2012-08-29
CVS CAREMARK CORP   2012-07-09 2012-10-10
CF INDS HLDGS INC   2011-08-29 2012-08-29
CF INDS HLDGS INC   2011-08-29 2012-08-13
BRITISH SKY BDCT SPD ADR   2012-05-17 2012-10-10
BRISTOL-MYERS SQUIBB CO   2009-04-07 2012-10-10
BRISTOL-MYERS SQUIBB CO   2009-04-07 2012-08-29
BRISTOL-MYERS SQUIBB CO   2009-03-12 2012-08-29
BRISTOL-MYERS SQUIBB CO   2009-03-12 2012-01-03
BLACKROCK HI YLD BD   2011-09-21 2012-10-10
BLACKROCK HI YLD BD   2011-09-21 2012-09-27
BHP BILLITON LTD ADR   2009-03-12 2012-03-14
BHP BILLITON LTD ADR   2009-03-12 2011-12-22
L OREAL CO ADR   2011-09-21 2012-01-11
L OREAL CO ADR   2011-09-13 2012-01-11
KROGER CO   2011-09-21 2012-07-17
KROGER CO   2011-09-21 2012-07-16
KROGER CO   2011-09-21 2012-07-13
KROGER CO   2011-03-28 2012-07-13
KROGER CO   2011-03-28 2012-07-12
KROGER CO   2011-02-28 2012-07-12
KROGER CO   2011-02-28 2012-07-11
KROGER CO   2011-02-28 2012-07-10
KROGER CO   2009-03-12 2012-07-10
KROGER CO   2009-03-12 2012-07-09
KIMBERLY CLARK   2009-11-30 2012-03-14
KIMBERLY CLARK   2009-11-02 2012-03-14
JOHNSON AND JOHNSON COM   2011-09-21 2012-10-10
JOHNSON AND JOHNSON COM   2011-05-17 2012-10-10
JOHNSON AND JOHNSON COM   2011-05-17 2012-09-24
JOHNSON AND JOHNSON COM   2008-04-17 2012-09-24
JOHNSON AND JOHNSON COM   2008-04-17 2012-02-06
JOHNSON AND JOHNSON COM   2008-04-17 2012-02-06
JPMORGAN CHASE CO   2008-04-17 2012-10-10
JPMORGAN CHASE CO   2008-04-17 2012-08-29
JPMORGAN CHASE CO   2008-04-17 2011-12-22
ITAU UNIBANCO BANCO HOLD   2012-01-31 2012-02-09
ITAU UNIBANCO BANCO HOLD   2011-10-05 2012-02-09
ITAU UNIBANCO BANCO HOLD   2011-10-05 2012-01-18
ISHARES JP MORGAN EM BON   2012-09-27 2012-10-10
ISHARES MSCI EMERGING   2011-02-08 2012-10-10
ISHARES MSCI EMERGING   2011-02-08 2012-09-27
ISHARES BARCLAYS TIPS BO   2012-09-27 2012-10-10
INTL PAPER CO   2011-10-03 2012-08-29
INTL PAPER CO   2011-10-03 2012-06-29
INTL PAPER CO   2011-09-21 2012-06-29
INTL PAPER CO   2011-09-21 2012-06-28
INTL PAPER CO   2010-06-03 2012-06-28
INTL PAPER CO   2010-06-03 2012-06-27
INTL PAPER CO   2010-06-03 2012-06-26
INTL PAPER CO   2010-03-03 2012-06-26
INTL PAPER CO   2010-03-03 2012-06-26
INTL PAPER CO   2010-03-02 2012-06-26
INTL PAPER CO   2010-03-02 2012-06-26
INTL PAPER CO   2010-03-01 2012-06-26
INTL PAPER CO   2010-03-01 2011-12-22
INTL BUSINESS MACHINES   2009-03-12 2012-10-10
INTL BUSINESS MACHINES   2009-03-12 2012-08-29
INTL BUSINESS MACHINES   2009-03-12 2011-12-22
INTEL CORP   2010-07-19 2012-10-15
INTEL CORP   2010-06-28 2012-10-15
INTEL CORP   2010-06-14 2012-10-15
INTEL CORP   2009-09-16 2012-10-15
INTEL CORP   2009-09-16 2012-10-10
INTEL CORP   2009-09-16 2012-08-29
ING GP NV SPSD ADR   2012-05-30 2012-10-22
ING GP NV SPSD ADR   2012-05-30 2012-10-19
ING GP NV SPSD ADR   2011-09-21 2012-10-19
MEADWESTVACO CORP   2010-01-11 2012-01-05
MID CAP VALUE OPPS   2009-03-16 2012-10-10
MEADWESTVACO CORP   2009-03-12 2012-01-05
MEADWESTVACO CORP   2009-03-12 2012-01-04
MEADWESTVACO CORP   2009-03-12 2012-01-03
MCKESSON CORPORATION COM   2009-03-12 2012-10-10
MC GRAW HILL COMPANIES   2011-02-14 2012-08-29
MCDONALDS CORP COM   2009-03-12 2011-12-22
MARATHON PETROLEUM CORP   2009-07-20 2012-02-28
MARATHON OIL CORP   2009-07-06 2012-10-10
MARATHON OIL CORP   2009-07-06 2012-09-27
MARATHON OIL CORP   2009-07-06 2011-12-22
ING GP NV SPSD ADR   2011-09-21 2012-10-18
ING GP NV SPSD ADR   2011-09-21 2012-09-27
ING GP NV SPSD ADR   2011-07-26 2012-09-27
ING GP NV SPSD ADR   2011-06-09 2012-09-27
INFINEON TECHS AG SPDADR   2012-03-29 2012-07-09
INFINEON TECHS AG SPDADR   2012-01-10 2012-07-09
INFINEON TECHS AG SPDADR   2011-11-16 2012-07-09
INFINEON TECHS AG SPDADR   2011-11-09 2012-07-09
INFINEON TECHS AG SPDADR   2011-11-08 2012-07-09
INFINEON TECHS AG SPDADR   2011-11-08 2012-04-25
IMPERIAL TOB GRP SPS ADR   2011-08-10 2012-10-10
IMPERIAL TOB GRP SPS ADR   2011-08-08 2012-10-10
IMPERIAL TOB GRP SPS ADR   2011-08-08 2012-08-29
IMPERIAL TOB GRP SPS ADR   2011-08-08 2012-05-31
IMPERIAL TOB GRP SPS ADR   2011-06-20 2012-05-31
IMPERIAL TOB GRP SPS ADR   2011-06-17 2012-05-31
IMPERIAL TOB GRP SPS ADR   2011-04-18 2012-01-09
IMPERIAL TOB GRP SPS ADR   2011-04-18 2011-12-14
IMPERIAL TOB GRP SPS ADR   2011-03-17 2011-12-14
IMPERIAL TOB GRP SPS ADR   2011-03-17 2011-11-22
IMPERIAL TOB GRP SPS ADR   2011-03-17 2011-11-16
ICICI BANK LTD SPD ADR   2011-09-21 2012-10-18
ICICI BANK LTD SPD ADR   2011-09-21 2012-10-10
ICICI BANK LTD SPD ADR   2011-09-21 2012-08-29
ICICI BANK LTD SPD ADR   2011-09-21 2012-02-16
ICICI BANK LTD SPD ADR   2011-09-21 2012-01-24
ICICI BANK LTD SPD ADR   2011-09-21 2012-01-24
KASIKORNBANK PCL NVDR   2012-02-13 2012-05-09
KASIKORNBANK PCL NVDR   2012-02-10 2012-05-09
LYONDELLBASELL INDUSTRIE   2011-08-08 2012-03-05
LYONDELLBASELL INDUSTRIE   2011-08-08 2011-12-22
KASIKORNBANK PCL NVDR   2012-02-10 2012-05-08
KOMERCNI BANKA AS   2012-04-26 2012-10-22
KOMERCNI BANKA AS   2012-04-26 2012-10-19
KOMERCNI BANKA AS   2012-04-26 2012-10-18
KOMERCNI BANKA AS   2012-04-26 2012-10-10
SKANDINAVIA ENSK BK   2011-10-21 2012-01-10
SKANDINAVIA ENSK BK   2011-09-21 2012-01-10
SKANDINAVIA ENSK BK   2011-02-18 2012-01-10
SKANDINAVIA ENSK BK   2011-02-08 2012-01-10
SKANDINAVIA ENSK BK   2011-02-08 2011-12-08
SKANDINAVIA ENSK BK   2011-01-19 2011-12-08
SKANDINAVIA ENSK BK   2011-01-18 2011-12-08
SKANDINAVIA ENSK BK   2011-01-18 2011-12-08
SKANDINAVIA ENSK BK   2011-01-18 2011-11-16
LYONDELLBASELL INDUSTRIE   2011-09-21 2012-10-05
LYONDELLBASELL INDUSTRIE   2011-09-21 2012-10-04
LYONDELLBASELL INDUSTRIE   2011-09-06 2012-10-04
LYONDELLBASELL INDUSTRIE   2011-09-06 2012-08-29
LYONDELLBASELL INDUSTRIE   2011-09-06 2012-03-06
LYONDELLBASELL INDUSTRIE   2011-08-09 2012-03-06
LYONDELLBASELL INDUSTRIE   2011-08-09 2012-03-05
HUMANA INC   2009-03-12 2012-10-10
HUMANA INC   2009-03-12 2012-06-11
HONEYWELL INTL INC DEL   2006-03-24 2012-08-29
HOME DEPOT INC   2010-04-09 2012-10-10
HERSHEY COMPANY   2011-09-21 2012-09-13
HERSHEY COMPANY   2011-09-21 2012-09-12
HERSHEY COMPANY   2011-09-21 2012-09-11
HERSHEY COMPANY   2010-10-14 2012-09-11
HERSHEY COMPANY   2010-10-14 2012-09-10
HERSHEY COMPANY   2010-10-13 2012-08-29
HERSHEY COMPANY   2010-10-13 2012-01-03
HERSHEY COMPANY   2010-10-12 2012-01-03
HERSHEY COMPANY   2010-10-12 2011-11-28
HERSHEY COMPANY   2010-10-11 2011-11-28
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 472   418 54
b 148   127 21
c 197   212 -15
d 261   241 20
e 479   426 53
243   202 41
52   42 10
44   39 5
280   219 61
839   497 342
129   83 46
2,126   1,678 448
285   234 51
132   117 15
756   585 171
756   607 149
756   632 124
673   546 127
673   525 148
648   525 123
826   784 42
173   221 -48
430   561 -131
514   583 -69
161   162 -1
367   442 -75
115   113 2
1,248   1,247 1
125   209 -84
34   55 -21
414   408 6
127   208 -81
35   55 -20
322   479 -157
12   16 -4
87   107 -20
136   155 -19
262   313 -51
151   178 -27
234   276 -42
454   549 -95
96   121 -25
407   571 -164
346   484 -138
113   79 34
343   311 32
1,028   886 142
1,028   940 88
758   694 64
236   262 -26
255   278 -23
75   105 -30
105   146 -41
165   232 -67
210   287 -77
443   595 -152
61   82 -21
1,012   910 102
139   121 18
617   563 54
1,079   1,020 59
565   565  
648   314 334
2,156   2,052 104
3,233   2,632 601
120   117 3
572   589 -17
191   244 -53
572   538 34
1,022   1,010 12
108   214 -106
147   90 57
176   112 64
70   30 40
727   652 75
565   662 -97
363   298 65
81   75 6
151   149 2
658   799 -141
175   219 -44
633   783 -150
632   794 -162
379   475 -96
110   59 51
243   138 105
168   216 -48
99   144 -45
2,003   2,002 1
1,000   1,001 -1
1,000   1,000  
3,000   3,000  
2,000   2,000  
1,030   1,016 14
1,083   1,041 42
457   325 132
176   130 46
168   130 38
418   420 -2
477   498 -21
590   498 92
163   167 -4
323   334 -11
54   57 -3
215   229 -14
103   142 -39
51   69 -18
154   208 -54
654   761 -107
357   451 -94
151   144 7
96   96  
11   14 -3
402   458 -56
22   28 -6
34   38 -4
90   102 -12
135   154 -19
147   167 -20
384   441 -57
33   38 -5
142   186 -44
131   174 -43
372   496 -124
253   271 -18
424   445 -21
157   250 -93
1,017   1,671 -654
106   84 22
331   316 15
348   133 215
106   95 11
109   127 -18
389   400 -11
396   400 -4
210   105 105
210   200 10
210   105 105
486   246 240
278   140 138
278   140 138
487   246 241
208   105 103
138   70 68
277   140 137
153   102 51
1,440   1,364 76
315   272 43
124   109 15
356   129 227
111   43 68
105   43 62
       
15   14 1
15   15  
15   14 1
15   14 1
15   14 1
121   43 78
118   60 58
99   37 62
91   37 54
161   175 -14
215   234 -19
108   117 -9
377   407 -30
98   46 52
313   266 47
157   100 57
627   401 226
115   114 1
1,265   1,432 -167
115   136 -21
108   130 -22
838   710 128
389   212 177
412   222 190
552   523 29
24   24  
371   362 9
74   72 2
199   193 6
274   246 28
50   46 4
114   102 12
314   180 134
57   32 25
264   146 118
277   175 102
216   146 70
44   29 15
178   123 55
218   153 65
219   153 66
610   429 181
610   362 248
218   153 65
219   153 66
198   129 69
118   78 40
314   252 62
349   429 -80
1,582   808 774
1,232   697 535
338   188 150
1,461   1,325 136
206   367 -161
96   128 -32
90   125 -35
183   420 -237
18   48 -30
228   623 -395
124   99 25
448   355 93
104   72 32
141   90 51
136   90 46
519   527 -8
231   217 14
173   161 12
70   54 16
139   70 69
348   174 174
274   139 135
479   239 240
191   450 -259
153   348 -195
115   263 -148
153   351 -198
76   192 -116
1,005   1,006 -1
1,005   1,003 2
1,005   1,002 3
1,005   1,000 5
1,019   1,000 19
140   109 31
148   137 11
544   250 294
138   71 67
264   235 29
440   361 79
264   222 42
129   111 18
218   222 -4
1,076   1,232 -156
403   469 -66
838   969 -131
234   124 110
336   186 150
146   395 -249
126   324 -198
311   336 -25
518   528 -10
53   86 -33
187   333 -146
347   613 -266
301   485 -184
980   1,418 -438
121   97 24
218   244 -26
148   171 -23
160   51 109
126   51 75
421   485 -64
224   264 -40
168   91 77
395   212 183
272   232 40
103   88 15
103   86 17
190   181 9
548   526 22
188   233 -45
653   804 -151
428   529 -101
1,120   991 129
755   660 95
332   309 23
308   424 -116
640   719 -79
675   136 539
256   278 -22
341   365 -24
311   497 -186
735   1,158 -423
230   148 82
437   297 140
605   408 197
50   37 13
101   58 43
153   114 39
1,159   1,009 150
1,159   996 163
1,012   1,006 6
1,012   1,000 12
1,012   1,002 10
1,012   1,001 11
1,046   997 49
1,057   997 60
1,024   1,020 4
2,048   2,027 21
1,326   1,015 311
1,326   1,027 299
1,391   1,070 321
101   53 48
174   167 7
101   100 1
936   724 212
189   213 -24
135   123 12
404   364 40
139   80 59
130   80 50
119   80 39
287   201 86
462   321 141
99   95 4
628   626 2
359   459 -100
2,242   2,752 -510
195   125 70
61   58 3
214   192 22
92   86 6
153   144 9
456   490 -34
273   282 -9
752   804 -52
34   46 -12
513   554 -41
85   92 -7
94   139 -45
94   100 -6
407   373 34
238   237 1
119   118 1
836   776 60
119   111 8
251   223 28
753   433 320
257   144 113
128   77 51
128   77 51
257   152 105
128   76 52
112   76 36
112   75 37
741   647 94
741   660 81
555   449 106
93   75 18
640   523 117
183   163 20
183   163 20
182   163 19
95   62 33
375   240 135
688   604 84
196   200 -4
275   275  
196   200 -4
404   393 11
121   118 3
484   465 19
440   424 16
320   314 6
40   39 1
115   87 28
337   392 -55
67   85 -18
137   170 -33
256   273 -17
1,023   1,135 -112
434   520 -86
694   849 -155
261   174 87
474   348 126
1,568   1,335 233
803   638 165
794   638 156
391   388 3
117   117  
118   117 1
312   311 1
507   509 -2
170   114 56
338   228 110
333   228 105
249   171 78
335   228 107
166   114 52
166   155 11
125   110 15
407   462 -55
595   438 157
264   245 19
189   259 -70
147   207 -60
147   201 -54
331   470 -139
551   849 -298
65   56 9
260   217 43
195   161 34
456   376 80
717   591 126
261   221 40
195   166 29
129   110 19
1,012   803 209
582   519 63
78   68 10
683   438 245
1,075   911 164
106   93 13
338   293 45
137   150 -13
140   171 -31
351   422 -71
53   66 -13
454   404 50
363   235 128
549   352 197
462   293 169
461   293 168
632   834 -202
374   444 -70
402   1,006 -604
423   248 175
119   131 -12
182   52 130
255   262 -7
169   175 -6
170   175 -5
168   175 -7
212   219 -7
128   107 21
85   72 13
169   144 25
42   36 6
292   255 37
285   247 38
283   247 36
82   71 11
204   178 26
286   249 37
293   249 44
117   86 31
113   86 27
364   345 19
273   256 17
313   299 14
402   380 22
131   121 10
87   60 27
195   136 59
150   101 49
108   271 -163
43   112 -69
43   103 -60
230   436 -206
92   158 -66
135   121 14
617   606 11
339   334 5
709   638 71
191   133 58
296   232 64
82   66 16
204   133 71
368   239 129
286   186 100
287   186 101
614   398 216
616   398 218
440   421 19
347   318 29
138   127 11
321   293 28
229   204 25
458   331 127
275   195 80
201   212 -11
86   92 -6
99   169 -70
177   310 -133
180   315 -135
191   332 -141
91   54 37
807   714 93
229   215 14
1,554   1,443 111
135   134 1
630   698 -68
56   83 -27
293   415 -122
124   163 -39
384   529 -145
216   277 -61
480   565 -85
312   398 -86
132   155 -23
636   780 -144
119   129 -10
171   140 31
474   384 90
172   118 54
388   268 120
851   597 254
171   136 35
576   442 134
222   173 49
496   415 81
864   829 35
36   35 1
360   292 68
284   233 51
456   409 47
175   185 -10
286   275 11
316   335 -19
314   335 -21
213   198 15
129   43 86
210   65 145
478   173 305
174   151 23
566   484 82
209   186 23
163   149 14
384   409 -25
193   173 20
241   198 43
401   277 124
126   115 11
634   594 40
111   111  
291   288 3
515   502 13
95   98 -3
751   793 -42
287   186 101
653   345 308
158   106 52
180   130 50
47   39 8
331   289 42
245   206 39
245   125 120
187   100 87
137   75 62
274   149 125
327   386 -59
399   426 -27
1,198   1,371 -173
870   955 -85
69   61 8
345   283 62
345   283 62
344   283 61
347   283 64
416   340 76
476   459 17
32   33 -1
290   279 11
69   65 4
380   404 -24
974   1,021 -47
165   101 64
170   101 69
171   146 25
456   457 -1
741   773 -32
114   119 -5
109   119 -10
132   117 15
105   60 45
221   119 102
105   60 45
16   11 5
30   22 8
177   136 41
177   137 40
118   70 48
118   121 -3
59   45 14
149   88 61
149   137 12
92   59 33
734   409 325
456   256 200
155   102 53
328   310 18
342   387 -45
834   1,006 -172
126   155 -29
287   216 71
171   130 41
285   316 -31
289   316 -27
174   182 -8
109   121 -12
119   118 1
156   158 -2
78   81 -3
275   283 -8
234   243 -9
272   283 -11
108   104 4
462   437 25
107   101 6
249   236 13
37   34 3
224   202 22
447   405 42
493   438 55
644   573 71
147   135 12
113   126 -13
37   42 -5
74   68 6
772   616 156
104   103 1
309   318 -9
232   134 98
363   256 107
151   80 71
96   53 43
220   142 78
155   182 -27
465   652 -187
186   122 64
249   478 -229
564   883 -319
186   431 -245
62   162 -100
9   22 -13
9   23 -14
164   416 -252
155   394 -239
9   22 -13
14   33 -19
170   385 -215
160   365 -205
375   384 -9
303   412 -109
216   300 -84
510   701 -191
291   260 31
756   749 7
2,094   1,999 95
1,276   1,277 -1
499   553 -54
555   554 1
388   396 -8
444   453 -9
55   58 -3
365   396 -31
52   58 -6
168   174 -6
842   766 76
624   562 62
133   84 49
201   126 75
67   42 25
267   168 99
334   210 124
273   344 -71
143   172 -29
143   196 -53
218   293 -75
73   98 -25
439   588 -149
595   774 -179
160   85 75
638   605 33
684   637 47
117   67 50
390   224 166
387   224 163
429   246 183
129   67 62
258   134 124
109   120 -11
979   1,060 -81
323   349 -26
725   783 -58
234   228 6
440   424 16
356   327 29
261   254 7
83   77 6
499   467 32
444   400 44
752   659 93
333   292 41
623   551 72
402   356 46
141   104 37
264   208 56
263   208 55
1,152   978 174
1,302   813 489
111   72 39
88   72 16
59   63 -4
17   19 -2
6   5 1
267   168 99
332   210 122
135   84 51
348   343 5
1,760   1,378 382
690   661 29
1,161   1,312 -151
213   219 -6
469   478 -9
122   130 -8
41   59 -18
162   230 -68
290   402 -112
35   57 -22
1,023   906 117
268   340 -72
134   149 -15
171   170 1
214   149 65
534   351 183
965   1,050 -85
556   597 -41
58   72 -14
152   182 -30
171   216 -45
267   372 -105
229   290 -61
231   272 -41
116   136 -20
270   354 -84
231   275 -44
382   366 16
167   159 8
519   498 21
370   385 -15
140   88 52
148   74 74
374   198 176
499   421 78
642   562 80
285   175 110
95   107 -12
143   161 -18
143   166 -23
191   221 -30
80   95 -15
1,361   1,621 -260
192   227 -35
49   57 -8
156   171 -15
127   97 30
721   1,060 -339
134   149 -15
180   198 -18
45   69 -24
181   276 -95
45   70 -25
228   349 -121
139   210 -71
105   102 3
420   418 2
397   390 7
619   627 -8
152   157 -5
372   452 -80
85   89 -4
367   373 -6
437   386 51
278   247 31
482   441 41
662   617 45
47   39 8
285   234 51
151   117 34
50   39 11
656   501 155
604   386 218
46   32 14
46   33 13
58   59 -1
292   290 2
638   503 135
1,052   827 225
97   89 8
31   30 1
93   95 -2
157   158 -1
64   63 1
321   312 9
193   187 6
193   184 9
95   92 3
113   122 -9
317   196 121
317   201 116
195   126 69
877   650 227
97   100 -3
113   42 71
109   42 67
484   622 -138
161   212 -51
81   108 -27
173   235 -62
419   563 -144
901   1,204 -303
160   57 103
97   118 -21
115   102 13
270   255 15
163   113 50
271   255 16
699   495 204
645   460 185
161   113 48
923   485 438
434   369 65
163   138 25
213   179 34
249   232 17
249   232 17
199   160 39
323   259 64
965   1,037 -72
188   202 -14
128   144 -16
276   136 140
130   68 62
99   65 34
297   204 93
695   545 150
1,365   1,225 140
738   674 64
269   259 10
30   29 1
329   314 15
211   200 11
186   182 4
104   67 37
145   142 3
206   187 19
1,247   1,119 128
192   176 16
133   82 51
33   20 13
66   40 26
875   498 377
956   882 74
54,984   50,899 4,085
442   234 208
142   78 64
613   588 25
1,564   1,440 124
394   402 -8
374   380 -6
111   112 -1
288   310 -22
373   405 -32
22   23 -1
411   412 -1
23   23  
385   357 28
406   378 28
73   66 7
218   187 31
68   64 4
68   66 2
138   133 5
1,311   1,248 63
979   985 -6
2,154   2,168 -14
334   360 -26
149   180 -31
165   225 -60
428   401 27
1,391   1,012 379
429   327 102
1,576   1,571 5
1,029   1,162 -133
874   976 -102
733   731 2
104   69 35
29   23 6
576   544 32
304   299 5
221   186 35
563   466 97
252   210 42
140   126 14
196   177 19
113   99 14
311   273 38
141   120 21
173   144 29
207   89 118
587   266 321
181   89 92
414   406 8
566   530 36
806   777 29
109   98 11
109   98 11
173   138 35
156   99 57
513   332 181
189   144 45
239   229 10
1,445   674 771
60   18 42
211   63 148
244   72 172
178   70 108
101   75 26
99   51 48
42   25 17
119   67 52
240   134 106
143   84 59
755   562 193
206   171 35
371   514 -143
264   379 -115
214   343 -129
283   361 -78
490   657 -167
471   673 -202
327   480 -153
744   711 33
73   65 8
292   267 25
156   134 22
288   267 21
432   395 37
144   130 14
297   262 35
73   66 7
437   368 69
982   858 124
739   613 126
720   667 53
120   111 9
99   111 -12
388   370 18
283   296 -13
248   259 -11
406   353 53
617   530 87
544   386 158
131   119 12
777   655 122
217   185 32
216   185 31
218   185 33
210   185 25
29   30 -1
942   865 77
246   376 -130
176   274 -98
105   165 -60
70   109 -39
188   297 -109
428   695 -267
418   677 -259
106   60 46
889   508 381
575   346 229
142   94 48
198   157 41
278   214 64
377   275 102
150   44 106
158   44 114
176   128 48
121   66 55
358   296 62
425   355 70
285   237 48
143   102 41
433   305 128
145   101 44
858   708 150
184   149 35
334   298 36
279   246 33
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       54
b       21
c       -15
d       20
e       53
      41
      10
      5
      61
      342
      46
      448
      51
      15
      171
      149
      124
      127
      148
      123
      42
      -48
      -131
      -69
      -1
      -75
      2
      1
      -84
      -21
      6
      -81
      -20
      -157
      -4
      -20
      -19
      -51
      -27
      -42
      -95
      -25
      -164
      -138
      34
      32
      142
      88
      64
      -26
      -23
      -30
      -41
      -67
      -77
      -152
      -21
      102
      18
      54
      59
       
      334
      104
      601
      3
      -17
      -53
      34
      12
      -106
      57
      64
      40
      75
      -97
      65
      6
      2
      -141
      -44
      -150
      -162
      -96
      51
      105
      -48
      -45
      1
      -1
       
       
       
      14
      42
      132
      46
      38
      -2
      -21
      92
      -4
      -11
      -3
      -14
      -39
      -18
      -54
      -107
      -94
      7
       
      -3
      -56
      -6
      -4
      -12
      -19
      -20
      -57
      -5
      -44
      -43
      -124
      -18
      -21
      -93
      -654
      22
      15
      215
      11
      -18
      -11
      -4
      105
      10
      105
      240
      138
      138
      241
      103
      68
      137
      51
      76
      43
      15
      227
      68
      62
       
      1
       
      1
      1
      1
      78
      58
      62
      54
      -14
      -19
      -9
      -30
      52
      47
      57
      226
      1
      -167
      -21
      -22
      128
      177
      190
      29
       
      9
      2
      6
      28
      4
      12
      134
      25
      118
      102
      70
      15
      55
      65
      66
      181
      248
      65
      66
      69
      40
      62
      -80
      774
      535
      150
      136
      -161
      -32
      -35
      -237
      -30
      -395
      25
      93
      32
      51
      46
      -8
      14
      12
      16
      69
      174
      135
      240
      -259
      -195
      -148
      -198
      -116
      -1
      2
      3
      5
      19
      31
      11
      294
      67
      29
      79
      42
      18
      -4
      -156
      -66
      -131
      110
      150
      -249
      -198
      -25
      -10
      -33
      -146
      -266
      -184
      -438
      24
      -26
      -23
      109
      75
      -64
      -40
      77
      183
      40
      15
      17
      9
      22
      -45
      -151
      -101
      129
      95
      23
      -116
      -79
      539
      -22
      -24
      -186
      -423
      82
      140
      197
      13
      43
      39
      150
      163
      6
      12
      10
      11
      49
      60
      4
      21
      311
      299
      321
      48
      7
      1
      212
      -24
      12
      40
      59
      50
      39
      86
      141
      4
      2
      -100
      -510
      70
      3
      22
      6
      9
      -34
      -9
      -52
      -12
      -41
      -7
      -45
      -6
      34
      1
      1
      60
      8
      28
      320
      113
      51
      51
      105
      52
      36
      37
      94
      81
      106
      18
      117
      20
      20
      19
      33
      135
      84
      -4
       
      -4
      11
      3
      19
      16
      6
      1
      28
      -55
      -18
      -33
      -17
      -112
      -86
      -155
      87
      126
      233
      165
      156
      3
       
      1
      1
      -2
      56
      110
      105
      78
      107
      52
      11
      15
      -55
      157
      19
      -70
      -60
      -54
      -139
      -298
      9
      43
      34
      80
      126
      40
      29
      19
      209
      63
      10
      245
      164
      13
      45
      -13
      -31
      -71
      -13
      50
      128
      197
      169
      168
      -202
      -70
      -604
      175
      -12
      130
      -7
      -6
      -5
      -7
      -7
      21
      13
      25
      6
      37
      38
      36
      11
      26
      37
      44
      31
      27
      19
      17
      14
      22
      10
      27
      59
      49
      -163
      -69
      -60
      -206
      -66
      14
      11
      5
      71
      58
      64
      16
      71
      129
      100
      101
      216
      218
      19
      29
      11
      28
      25
      127
      80
      -11
      -6
      -70
      -133
      -135
      -141
      37
      93
      14
      111
      1
      -68
      -27
      -122
      -39
      -145
      -61
      -85
      -86
      -23
      -144
      -10
      31
      90
      54
      120
      254
      35
      134
      49
      81
      35
      1
      68
      51
      47
      -10
      11
      -19
      -21
      15
      86
      145
      305
      23
      82
      23
      14
      -25
      20
      43
      124
      11
      40
       
      3
      13
      -3
      -42
      101
      308
      52
      50
      8
      42
      39
      120
      87
      62
      125
      -59
      -27
      -173
      -85
      8
      62
      62
      61
      64
      76
      17
      -1
      11
      4
      -24
      -47
      64
      69
      25
      -1
      -32
      -5
      -10
      15
      45
      102
      45
      5
      8
      41
      40
      48
      -3
      14
      61
      12
      33
      325
      200
      53
      18
      -45
      -172
      -29
      71
      41
      -31
      -27
      -8
      -12
      1
      -2
      -3
      -8
      -9
      -11
      4
      25
      6
      13
      3
      22
      42
      55
      71
      12
      -13
      -5
      6
      156
      1
      -9
      98
      107
      71
      43
      78
      -27
      -187
      64
      -229
      -319
      -245
      -100
      -13
      -14
      -252
      -239
      -13
      -19
      -215
      -205
      -9
      -109
      -84
      -191
      31
      7
      95
      -1
      -54
      1
      -8
      -9
      -3
      -31
      -6
      -6
      76
      62
      49
      75
      25
      99
      124
      -71
      -29
      -53
      -75
      -25
      -149
      -179
      75
      33
      47
      50
      166
      163
      183
      62
      124
      -11
      -81
      -26
      -58
      6
      16
      29
      7
      6
      32
      44
      93
      41
      72
      46
      37
      56
      55
      174
      489
      39
      16
      -4
      -2
      1
      99
      122
      51
      5
      382
      29
      -151
      -6
      -9
      -8
      -18
      -68
      -112
      -22
      117
      -72
      -15
      1
      65
      183
      -85
      -41
      -14
      -30
      -45
      -105
      -61
      -41
      -20
      -84
      -44
      16
      8
      21
      -15
      52
      74
      176
      78
      80
      110
      -12
      -18
      -23
      -30
      -15
      -260
      -35
      -8
      -15
      30
      -339
      -15
      -18
      -24
      -95
      -25
      -121
      -71
      3
      2
      7
      -8
      -5
      -80
      -4
      -6
      51
      31
      41
      45
      8
      51
      34
      11
      155
      218
      14
      13
      -1
      2
      135
      225
      8
      1
      -2
      -1
      1
      9
      6
      9
      3
      -9
      121
      116
      69
      227
      -3
      71
      67
      -138
      -51
      -27
      -62
      -144
      -303
      103
      -21
      13
      15
      50
      16
      204
      185
      48
      438
      65
      25
      34
      17
      17
      39
      64
      -72
      -14
      -16
      140
      62
      34
      93
      150
      140
      64
      10
      1
      15
      11
      4
      37
      3
      19
      128
      16
      51
      13
      26
      377
      74
      4,085
      208
      64
      25
      124
      -8
      -6
      -1
      -22
      -32
      -1
      -1
       
      28
      28
      7
      31
      4
      2
      5
      63
      -6
      -14
      -26
      -31
      -60
      27
      379
      102
      5
      -133
      -102
      2
      35
      6
      32
      5
      35
      97
      42
      14
      19
      14
      38
      21
      29
      118
      321
      92
      8
      36
      29
      11
      11
      35
      57
      181
      45
      10
      771
      42
      148
      172
      108
      26
      48
      17
      52
      106
      59
      193
      35
      -143
      -115
      -129
      -78
      -167
      -202
      -153
      33
      8
      25
      22
      21
      37
      14
      35
      7
      69
      124
      126
      53
      9
      -12
      18
      -13
      -11
      53
      87
      158
      12
      122
      32
      31
      33
      25
      -1
      77
      -130
      -98
      -60
      -39
      -109
      -267
      -259
      46
      381
      229
      48
      41
      64
      102
      106
      114
      48
      55
      62
      70
      48
      41
      128
      44
      150
      35
      36
      33
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 17,501
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see pages 13 and 17 of the instructions).
If (loss), enter -0- in Part I, line 8 . . . . . . . . . . . . . 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If “Yes,” the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2010 2,489 861,910 000.002888
2009 61,959 797,635 000.077678
2008 49,799 758,494 000.065655
2007 54,692 965,328 000.056656
2006 61,669 1,043,822 000.059080
2 Total of line 1, column (d) ...................... 2 000.261957
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 000.052391
4 Enter the net value of noncharitable-use assets for 2011 from Part X, line 5..... 4 901,980
5 Multiply line 4 by line 3....................... 5 47,256
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 437
7 Add lines 5 and 6......................... 7 47,693
8 Enter qualifying distributions from Part XII, line 4.............. 8 57,504
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions on page 18.
Form 990-PF (2011)
Form 990-PF (2011)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A” on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 437
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2  
3 Add lines 1 and 2............................ 3 437
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4  
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 437
6 Credits/Payments:
a 2011 estimated tax payments and 2010 overpayment credited to 2011 6a 1,668
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c  
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. Tax Paid Original Return: 1668 7 1,668
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 1,231
11 Enter the amount of line 10 to be: Credited to 2012 estimated taxBullet437 Refunded Bullet 11 794
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is “Yes” to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If “Yes,” attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If “Yes,” attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If “Yes,” has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If “Yes,” attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If “Yes,” complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see page 19 of the
    instructions)bullet
    b
    If the answer is “Yes” to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If “No,” attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2011 or the taxable year beginning in 2011 (see instructions for Part XIV on
    page 27)? If “Yes,” complete Part XIV..........................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If “Yes,” attach a schedule listing their names and addresses.
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see page 20 of the instructions) .......
    11
     
    No
    12
    Did the foundation acquire a direct or indirect interest in any applicable insurance contract before August 17, 2008?
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbullet   Telephone no.bullet (609) 274-6834
    Located atbulletPO Box 1501 NJ2-130-03-31PenningtonNJ ZIP+4bullet085341501
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16
    At any time during calendar year 2011, did the foundation have an interest in or a signature or other authority over
    a bank, securities, or other financial account in a foreign country? .................
    16
     
    No
    See page 20 of the instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the foreign country bullet  
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the “Yes” column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check “No”
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is “Yes” to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
     
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2011?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2011, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2011?...............
    If “Yes,” list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer “No” and attach statement—see page 20 of the instructions.) Click to see attachment.........
    2b
     
    No
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business
    enterprise at any time during the year?.....................
    b
    If “Yes,” did it have excess business holdings in 2011 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2011.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2011?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see page 22 of the instructions)...
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is “Yes” to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see page 22 of the instructions)?
    5b
     
     
    .........bullet
    c
    If the answer is “Yes” to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If “Yes,” attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay
    premiums on a personal benefit contract?....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If “Yes” to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
    Yes
     
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see page 22 of the instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    ARNOLD NEIS DIRECTOR
    003.00     		0    
    159 WEST WOODS RD
    SHARON,CT06069
    ROBERT NEIS DIRECTOR
    001.00     		0    
    850 PARK AVENUE APT 6D
    NEW YORK,NY10075
    NANCY NISSENSOHN DIRECTOR
    001.00     		0    
    129 RUMSTICK RD
    BARRINGTON,RI02806
    2 Compensation of five highest-paid employees (other than those included on line 1—see page 23 of the instructions).
    If none, enter “NONE.”
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
     
    Total number of other employees paid over $50,000...................bullet  
    3 Five highest-paid independent contractors for professional services (see page 23 of the instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
     
    Total number of others receiving over $50,000 for professional services.............bullet  
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1 NONE 0
    2  
    3  
    4  
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see page 23 of the instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1 NONE  
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3..........................bullet  
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see page 24 of the instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    881,341
    b
    Average of monthly cash balances.......................
    1b
    34,375
    c
    Fair market value of all other assets (see page 24 of the instructions)............
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    915,716
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
    915,716
    4
    Cash deemed held for charitable activities. Enter 1 1⁄2% of line 3 (for greater amount, see page 25
    of the instructions) Click to see attachment...........................
    4
    13,736
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    901,980
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    45,099
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    45,099
    2a
    Tax on investment income for 2011 from Part VI, line 5......
    2a
    437
    b
    Income tax for 2011. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    437
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    44,662
    4
    Recoveries of amounts treated as qualifying distributions................
    4
     
    5
    Add lines 3 and 4............................
    5
    44,662
    6
    Deduction from distributable amount (see page 25 of the instructions)...........
    6
     
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
    44,662
    Part XII
    Qualifying Distributions (see page 25 of the instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 Click to see attachment..........
    1a
    57,504
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    57,504
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see page 26 of the instructions)............
    5
    437
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    57,067
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 8
    Part XIII
    Undistributed Income (see page 26 of the instructions)
    (a)
    Corpus     		(b)
    Years prior to 2010     		(c)
    2010     		(d)
    2011
    1 Distributable amount for 2011 from Part XI, line 7 44,662
    2 Undistributed income, if any, as of the end of 2011:
    a Enter amount for 2010 only....... 34,618
    b Total for prior years:20, 20, 20  
    3 Excess distributions carryover, if any, to 2011:
    a From 2006.......  
    b From 2007.......  
    c From 2008.......  
    d From 2009.......  
    e From 2010.......  
    fTotal of lines 3a through e.........  
    4Qualifying distributions for 2011 from Part
    XII, line 4: bullet$ 57,504
    a Applied to 2010, but not more than line 2a 34,618
    b Applied to undistributed income of prior years
    (Election required—see page 26 of the instructions)    		  
    c Treated as distributions out of corpus (Election
    required—see page 26 of the instructions)...     		 
    d Applied to 2011 distributable amount..... 22,886
    e Remaining amount distributed out of corpus  
    5 Excess distributions carryover applied to 2011.    
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5  
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		 
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		 
    d Subtract line 6c from line 6b. Taxable
    amount—see page 27 of the instructions ...     		 
    e Undistributed income for 2010. Subtract line
    4a from line 2a. Taxable amount—see page 27
    of the instructions ...........     		 
    f Undistributed income for 2011. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2011 ..........     		21,776
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see page 27
    of the instructions) ...........     		 
    8Excess distributions carryover from 2006 not
    applied on line 5 or line 7 (see page 27 of the
    instructions) .............     		 
    9Excess distributions carryover to 2012.
    Subtract lines 7 and 8 from line 6a ......     		 
    10 Analysis of line 9:
    a Excess from 2007....  
    b Excess from 2008....  
    c Excess from 2009....  
    d Excess from 2010....  
    e Excess from 2011....  
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 9
    Part XIV
    Private Operating Foundations (see page 27 of the instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2011, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2011 (b) 2010 (c) 2009 (d) 2008
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ....     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets” alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment” alternative test— enter 2⁄3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support” alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see page 27 of the instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    SHARON FIRE DEPARTMENT
    36 WEST MAIN ST
    SHARON,CT06069     		NONE 501(C)(3) GENERAL OPERATING-CASH 2,500
    NEW ENGLAND SOCIETY
    20 W 44TH ST STE 409
    NEW YORK,NY10036     		NONE 501(C)(3) GENERAL OPERATING-CASH 12,000
    ST GEORGE'S SOCIETY
    216 E 45TH ST RM 901
    NEW YORK,NY10017     		NONE 501(C)(3) GENERAL OPERATING-CASH 10,000
    ST ANDREWS EPISCOPAL CHURCH
    5 NORTH MAIN ST PO BOX 309
    KENT,CT06757     		NONE 501(C)(3) GENERAL OPERATING-CASH 21,000
    KNIGHTS OF THE ORTHODOX ORDER
    39 PARKWAY E
    MOUNT VERNON,NY10552     		NONE 501(C)(3) GENERAL OPERATING-CASH 2,000
    Total .................................bullet 3a 47,500
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See page 28 of
    the instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3Interest on savings and temporary cash investments          
    4 Dividends and interest from securities....     14 32,129  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8Gain or (loss) from sales of assets other than inventory     18 17,501  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   49,630  
    13Total. Add line 12, columns (b), (d), and (e)..................
    1349,630
    (See worksheet in line 13 instructions on page 28 to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the organization’s exempt purposes (other than by providing funds for such purposes). (See
    page 28 of the instructions.)
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section
    Yes
    No
    501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is “Yes,” complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If “Yes,” complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    SignHere
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    Signature of officer or trustee Date Title
    PaidPreparersUseOnly Preparer's SignatureBullet Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2011)
    Additional Data


    Software ID: 11000218
    Software Version: 2012.0.0
    Part VI Line 7 - Tax Paid Original Return: 1668


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2011 AccountingFeesSchedule
    Name:
    THE NEIS FAMILY FOUNDATION
    EIN: 16-1711912
    Software ID:11000218
    Software Version:2012.0.0
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    TAX PREP FEES 7,024     7,024

    TY 2011 GeneralExplanationAttachment
    Name:
    THE NEIS FAMILY FOUNDATION
    EIN: 16-1711912
    Software ID:11000218
    Software Version:2012.0.0
    Identifier Return Reference Explanation

    TY 2011 OtherDecreasesSchedule
    Name:
    THE NEIS FAMILY FOUNDATION
    EIN: 16-1711912
    Software ID:11000218
    Software Version:2012.0.0
    Description Amount
    BOND AMORTIZATION 711
    COST BASIS ADJUSTMENT 202
    GAIN ON CY SALES NOT SETTLED AT YEAR END 886
    LOSS ON PY SALES SETTLED IN CY 1,074
    PURCHASE OF ACCRUED INTEREST C/O TO NEXT YEAR 24


    TY 2011 OtherExpensesSchedule
    Name:
    THE NEIS FAMILY FOUNDATION
    EIN: 16-1711912
    Software ID:11000218
    Software Version:2012.0.0
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ADR FEES 115 115    
    STATE AG FEES 180     180
    OTHER MISC FEES 185     150


    TY 2011 OtherIncreasesSchedule
    Name:
    THE NEIS FAMILY FOUNDATION
    EIN: 16-1711912
    Software ID:11000218
    Software Version:2012.0.0
    Description Amount
    PURCHASE OF ACCRUED INTEREST C/O FROM PY 70


    TY 2011 OtherProfessionalFeesSchedule
    Name:
    THE NEIS FAMILY FOUNDATION
    EIN: 16-1711912
    Software ID:11000218
    Software Version:2012.0.0
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    MERRILL LYNCH FEES AS AGENT 6,625 3,975   2,650


    TY 2011 TaxesSchedule
    Name:
    THE NEIS FAMILY FOUNDATION
    EIN: 16-1711912
    Software ID:11000218
    Software Version:2012.0.0
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    PY FED EXCISE TAX 439 0 0 0
    ESTIMATED EXCISE TAX PAID 1,668 0 0 0
    FOREIGN TAX WITHHELD 549 549 0 0