Form990-PF

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Nonexempt Charitable Trust
Treated as a Private Foundation
Note. The foundation may be able to use a copy of this return to satisfy state reporting requirements.
OMB No. 1545-0052
2011
For calendar year 2011, or tax year beginning 11-01-2011 , and ending 10-31-2012
G
Check all that apply:
Name of foundation
MARK & JANNIE WU FAMILY FDN
 

Number and street (or P.O. box number if mail is not delivered to street address)PO Box 1501 NJ2-130-03-31   Room/suite
City or town, state, and ZIP code
Pennington, NJ085341501
A Employer identification number

77-0555799
B Telephone number (see page 10 of the instructions)

(609) 274-6834
C bullet
D 1. bullet
H Check type of organization:
2. bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$730,431J Accounting method:
 
(Part I, column (d) must be on cash basis.)
E bullet
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see page 11 of the instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities...... 19,902 18,661  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 Click to see attachment 29,932
b Gross sales price for all assets on line 6a 338,356
7 Capital gain net income (from Part IV, line 2)... 29,932
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 49,834 48,593  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc.        
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule)....... Click to see attachment 1,500     1,500
c Other professional fees (attach schedule).... Click to see attachment 11,789 7,074   4,716
17 Interest...............        
18 Taxes (attach schedule) (see page 14 of the instructions) Click to see attachment 713 166    
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 35     35
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 14,037 7,240   6,251
25 Contributions, gifts, grants paid........ 24,000 24,000
26 Total expenses and disbursements. Add lines 24 and 25 38,037 7,240   30,251
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 11,797
b Net investment income (if negative, enter -0-) 41,353
c Adjusted net income (if negative, enter -0-)...  
For Privacy Act and Paperwork Reduction Act Notice, see page 30 of the instructions.
Cat. No. 11289X Form 990-PF (2011)
Form 990-PF (2011)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............... 112 221 221
2 Savings and temporary cash investments.......... 29,701 34,551 34,551
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see page 15 of the
instructions)....................      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule) 131,159 Click to see attachment135,896 145,647
b Investments—corporate stock (attach schedule)........ 379,681 Click to see attachment375,514 436,595
c Investments—corporate bonds (attach schedule)........ 97,648 Click to see attachment102,964 113,417
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)...........      
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 638,301 649,146 730,431
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable...................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)..........   0
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted....................    
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds......... 638,301 649,146
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds    
30 Total net assets or fund balances (see page 17 of the
instructions).................... 638,301 649,146
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 638,301 649,146
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 638,301
2 Enter amount from Part I, line 27a..................... 2 11,797
3 Other increases not included in line 2 (itemize) bulletClick to see attachment 3 4
4 Add lines 1, 2, and 3.......................... 4 650,102
5 Decreases not included in line 2 (itemize) bulletClick to see attachment 5 956
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 649,146
Form 990-PF (2011)
Form 990-PF (2011)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a LYONDELLBASELL INDUSTRIE   2011-09-06 2012-10-05
b LYONDELLBASELL INDUSTRIE   2011-09-06 2012-10-04
c LYONDELLBASELL INDUSTRIE   2011-08-09 2012-10-04
d LYONDELLBASELL INDUSTRIE   2011-08-09 2012-03-06
e LYONDELLBASELL INDUSTRIE   2011-08-09 2012-03-05
LYONDELLBASELL INDUSTRIE   2011-08-08 2012-03-05
LYONDELLBASELL INDUSTRIE   2011-08-08 2012-02-23
NABORS INDUSTRIES LTD   2009-11-25 2012-08-29
NABORS INDUSTRIES LTD   2009-11-24 2012-08-29
NABORS INDUSTRIES LTD   2009-11-24 2012-08-28
NABORS INDUSTRIES LTD   2009-11-23 2012-08-28
NABORS INDUSTRIES LTD   2009-11-23 2012-02-23
WSTN DIGITAL CORP DEL   2008-02-20 2012-02-23
WSTN DIGITAL CORP DEL   2008-02-19 2012-02-23
WELLPOINT INC   2008-10-27 2012-06-29
WELLPOINT INC   2008-10-27 2012-06-28
WELLPOINT INC   2008-10-27 2012-06-27
WELLPOINT INC   2003-10-27 2012-06-26
WELLPOINT INC   2008-10-27 2012-06-26
WELLPOINT INC   2003-10-27 2012-06-26
WELLPOINT INC   2003-10-27 2012-06-12
WELLPOINT INC   2003-10-27 2012-06-11
WELLPOINT INC   2003-10-27 2012-02-23
VERIZON COMMUNICATNS COM   2009-04-06 2012-06-29
VERIZON COMMUNICATNS COM   2009-04-06 2012-06-28
VERIZON COMMUNICATNS COM   2009-04-06 2012-06-27
VERIZON COMMUNICATNS COM   2009-04-06 2012-06-26
VERIZON COMMUNICATNS COM   2009-04-06 2012-06-26
VALERO ENERGY CORP NEW   2011-11-14 2012-06-11
VALERO ENERGY CORP NEW   2011-11-14 2012-02-23
UNUM GROUP   2008-11-04 2012-06-29
UNUM GROUP   2008-11-03 2012-06-29
UNUM GROUP   2008-11-03 2012-06-28
UNUM GROUP   2008-10-21 2012-06-28
UNUM GROUP   2008-10-21 2012-06-27
UNUM GROUP   2008-10-20 2012-06-27
UNUM GROUP   2008-10-20 2012-06-26
UNUM GROUP   2008-10-14 2012-06-26
UNUM GROUP   2008-10-20 2012-06-26
UNUM GROUP   2008-10-14 2012-02-23
UNITEDHEALTH GROUP INC   2010-12-13 2012-06-04
UNITEDHEALTH GROUP INC   2010-12-13 2012-02-23
U.S. TREASURY NOTE   2012-06-12 2012-08-02
U.S. TREASURY NOTE   2012-06-12 2012-07-16
U.S. TREASURY NOTE   2011-11-17 2012-08-02
U.S. TREASURY NOTE   2011-05-27 2012-02-23
U.S. TREASURY NOTE   2010-10-28 2012-10-26
U.S. TREASURY NOTE   2010-10-28 2012-09-10
U.S. TREASURY NOTE   2010-03-16 2012-02-23
U.S. TREASURY NOTE   2009-09-17 2012-02-23
U.S. TREASURY NOTE   2009-09-17 2011-11-18
U.S. TREASURY BOND   2010-06-11 2012-02-23
U.S. TREASURY BOND   2009-02-24 2012-02-23
U.S. TRSY INFLATION BOND   2009-02-03 2011-11-21
TRAVELERS COS INC   2007-01-22 2012-02-23
TRAVELERS COS INC   2005-09-28 2011-11-15
TRAVELERS COS INC   2007-01-22 2011-11-15
TRAVELERS COS INC   2005-09-28 2011-11-15
TEXAS INSTRUMENTS   2009-10-06 2011-11-15
TEXAS INSTRUMENTS   2009-10-05 2011-11-15
TEXAS INSTRUMENTS   2011-02-28 2011-11-15
TEXAS INSTRUMENTS   2009-10-06 2011-11-15
TARGET CORP COM   2010-04-07 2012-09-25
TARGET CORP COM   2010-04-06 2012-09-25
TARGET CORP COM   2010-04-06 2012-09-24
TARGET CORP COM   2010-04-05 2012-09-24
TARGET CORP COM   2010-03-03 2012-09-24
TARGET CORP COM   2010-03-03 2012-02-23
TARGET CORP COM   2010-03-02 2012-02-23
SYMANTEC CORP COM   2010-09-27 2012-10-31
SYMANTEC CORP COM   2010-09-27 2012-02-23
SPRINT NEXTEL CORP   2011-07-11 2012-06-29
SPRINT NEXTEL CORP   2011-07-11 2012-06-28
SPRINT NEXTEL CORP   2011-07-11 2012-06-27
SPRINT NEXTEL CORP   2011-07-11 2012-06-26
SPRINT NEXTEL CORP   2011-07-11 2012-06-26
SARA LEE CORP COM   2010-06-23 2012-03-14
SARA LEE CORP COM   2010-06-22 2012-03-13
SARA LEE CORP COM   2010-06-22 2012-03-12
SARA LEE CORP COM   2010-06-21 2012-03-12
SARA LEE CORP COM   2010-06-21 2012-02-23
SAFEWAY INC NEW   2006-01-11 2012-07-11
SAFEWAY INC NEW   2006-01-11 2012-07-10
SAFEWAY INC NEW   2006-01-10 2012-07-10
SAFEWAY INC NEW   2006-01-10 2012-07-09
RAYTHEON CO DELAWARE NEW   2006-05-03 2012-02-23
PRUDENTIAL FINANCIAL INC   2012-01-30 2012-10-31
PRUDENTIAL FINANCIAL INC   2010-05-25 2012-10-31
PRUDENTIAL FINANCIAL INC   2010-05-24 2012-10-31
PRUDENTIAL FINANCIAL INC   2010-05-24 2012-02-23
PHILLIPS 66 SHS   2010-02-18 2012-05-24
PHILLIPS 66 SHS   2010-02-18 2012-05-08
PHILLIPS 66 SHS   2010-02-17 2012-05-08
PHILLIPS 66 SHS   2010-02-16 2012-05-08
PHILLIPS 66 SHS   2008-06-09 2012-05-08
PHILLIPS 66 SHS   2008-06-09 2012-05-07
PHILLIPS 66 SHS   2008-06-05 2012-05-07
PHILLIPS 66 SHS   2008-06-04 2012-05-07
PHILLIPS 66 SHS   2008-06-03 2012-05-07
PHILIP MORRIS INTL INC   2011-10-17 2012-02-23
PEPSICO INC   2008-11-21 2012-06-12
NORTHROP GRUMMAN CORP   2009-08-05 2012-09-24
NORTHROP GRUMMAN CORP   2009-08-05 2012-09-21
NORTHROP GRUMMAN CORP   2009-08-04 2012-09-21
NORTHROP GRUMMAN CORP   2009-08-04 2012-09-20
NORTHROP GRUMMAN CORP   2009-08-04 2012-09-19
NORTHROP GRUMMAN CORP   2009-08-04 2012-09-18
NORTHROP GRUMMAN CORP   2009-08-04 2012-09-17
NEWS CORP CL A   2010-08-30 2012-02-23
NRG ENERGY INC   2007-12-26 2012-02-23
MURPHY OIL CORP   2011-03-15 2012-06-13
MURPHY OIL CORP   2011-03-15 2012-06-12
MURPHY OIL CORP   2011-03-14 2012-06-11
MURPHY OIL CORP   2011-03-14 2012-06-08
MURPHY OIL CORP   2011-03-14 2012-06-07
MOTOROLA SOLUTIONS INC   2011-02-01 2012-06-15
MOTOROLA SOLUTIONS INC   2011-02-01 2012-06-14
MOTOROLA SOLUTIONS INC   2011-01-31 2012-06-14
MOTOROLA SOLUTIONS INC   2010-10-25 2012-06-14
MOTOROLA SOLUTIONS INC   2010-10-25 2012-06-13
MOTOROLA SOLUTIONS INC   2010-10-25 2012-03-14
MOTOROLA SOLUTIONS INC   2010-10-25 2012-03-13
MOTOROLA SOLUTIONS INC   2010-09-14 2012-03-13
MOTOROLA SOLUTIONS INC   2010-09-13 2012-03-13
MOTOROLA SOLUTIONS INC   2010-09-13 2012-03-12
MOTOROLA SOLUTIONS INC   2010-09-13 2012-02-23
MARATHON OIL CORP   2009-07-06 2012-02-23
LORILLARD INC   2011-10-11 2012-09-25
LORILLARD INC   2011-10-10 2012-09-24
LORILLARD INC   2011-10-10 2012-02-23
LOCKHEED MARTIN CORP   2011-04-06 2012-09-25
LOCKHEED MARTIN CORP   2011-04-05 2012-09-25
LOCKHEED MARTIN CORP   2011-04-04 2012-09-25
LOCKHEED MARTIN CORP   2011-04-04 2012-09-24
LOCKHEED MARTIN CORP   2008-08-20 2012-09-24
LOCKHEED MARTIN CORP   2008-08-19 2012-09-24
LOCKHEED MARTIN CORP   2008-08-18 2012-09-24
LOCKHEED MARTIN CORP   2008-08-18 2012-09-18
LOCKHEED MARTIN CORP   2005-11-25 2012-09-18
LOCKHEED MARTIN CORP   2005-11-25 2012-09-17
LOCKHEED MARTIN CORP   2005-11-23 2012-09-17
LIMITED BRANDS INC   2010-06-02 2012-06-29
LIMITED BRANDS INC   2010-06-02 2012-06-28
LIMITED BRANDS INC   2010-06-02 2012-06-27
LIMITED BRANDS INC   2010-06-01 2012-06-26
LIMITED BRANDS INC   2010-06-02 2012-06-26
LIMITED BRANDS INC   2010-06-01 2012-06-26
LIMITED BRANDS INC   2010-06-01 2012-02-23
L-3 COMMNCTNS HLDGS   2007-10-10 2012-08-17
L-3 COMMNCTNS HLDGS   2007-10-09 2012-08-17
L-3 COMMNCTNS HLDGS   2007-10-09 2012-08-16
L-3 COMMNCTNS HLDGS   2007-10-09 2012-08-15
L-3 COMMNCTNS HLDGS   2007-08-22 2012-08-15
L-3 COMMNCTNS HLDGS   2007-08-22 2012-08-14
L-3 COMMNCTNS HLDGS   2007-08-21 2012-08-14
L-3 COMMNCTNS HLDGS   2007-08-21 2012-08-13
L-3 COMMNCTNS HLDGS   2007-08-21 2012-02-23
KROGER CO   2011-03-28 2012-07-17
KROGER CO   2011-03-28 2012-07-16
KROGER CO   2011-03-28 2012-07-13
KROGER CO   2011-02-28 2012-07-13
KROGER CO   2011-02-28 2012-07-12
KROGER CO   2006-12-14 2012-07-12
KROGER CO   2006-12-14 2012-07-11
KROGER CO   2006-12-13 2012-07-11
KROGER CO   2006-12-13 2012-07-10
KROGER CO   2006-12-13 2012-07-09
KROGER CO   2006-12-12 2012-07-09
JOHNSON AND JOHNSON COM   2004-09-08 2012-09-24
JOHNSON AND JOHNSON COM   2004-09-08 2012-02-06
JOHNSON AND JOHNSON COM   2003-07-22 2012-02-06
JOHNSON AND JOHNSON COM   2002-02-04 2012-02-06
JPMORGAN CHASE CO   2005-05-11 2012-02-23
INTL PAPER CO   2011-10-03 2012-06-29
INTL PAPER CO   2011-10-03 2012-06-28
INTL PAPER CO   2010-05-25 2012-06-28
INTL PAPER CO   2010-05-25 2012-06-27
INTL PAPER CO   2010-05-24 2012-06-27
INTL PAPER CO   2010-03-02 2012-06-26
INTL PAPER CO   2010-03-01 2012-06-26
INTL PAPER CO   2007-09-07 2012-06-26
INTL PAPER CO   2010-05-24 2012-06-26
INTL PAPER CO   2010-03-03 2012-06-26
INTL PAPER CO   2010-03-02 2012-06-26
INTL PAPER CO   2007-09-07 2012-02-23
HERSHEY COMPANY   2010-10-14 2012-09-13
HERSHEY COMPANY   2010-10-14 2012-09-12
HERSHEY COMPANY   2010-10-13 2012-09-12
HERSHEY COMPANY   2010-10-13 2012-09-11
HERSHEY COMPANY   2010-10-13 2012-09-10
HERSHEY COMPANY   2010-10-12 2012-02-23
HERSHEY COMPANY   2010-10-12 2011-11-28
HERSHEY COMPANY   2010-10-11 2011-11-28
GOLDMAN SACHS GROUP INC   2006-04-24 2012-02-23
GAP INC DELAWARE   2009-10-26 2012-02-23
FREEPRT-MCMRAN CPR GLD   2010-06-15 2012-10-04
FREEPRT-MCMRAN CPR GLD   2010-06-14 2012-10-04
FREEPRT-MCMRAN CPR GLD   2010-04-26 2012-10-04
FLUOR CORP NEW DEL COM   2011-05-09 2012-02-23
FREEPRT-MCMRAN CPR GLD   2010-04-14 2012-10-04
FOREST LABS INC   2007-01-10 2012-02-23
FOREST LABS INC   2007-01-09 2012-02-23
FEDERAL NATL MTG ASSOC   2009-01-27 2012-08-02
FEDERAL NATL MTG ASSOC   2009-01-27 2012-06-12
FEDERAL NATL MTG ASSOC   2007-06-26 2012-02-23
EXXON MOBIL CORP COM   2006-09-20 2012-02-23
ENGILITY HOLDINGS INC   2007-10-10 2012-07-25
ENGILITY HOLDINGS INC   2007-10-10 2012-07-25
ENGILITY HOLDINGS INC   2007-10-09 2012-07-25
ENGILITY HOLDINGS INC   2007-10-09 2012-07-24
ENGILITY HOLDINGS INC   2007-10-09 2012-07-24
ENGILITY HOLDINGS INC   2007-08-22 2012-07-24
ENGILITY HOLDINGS INC   2007-08-22 2012-07-24
ENGILITY HOLDINGS INC   2007-08-21 2012-07-24
ENGILITY HOLDINGS INC   2007-08-21 2012-07-24
DR PEPPER SNAPPLE GROUP   2010-07-14 2012-04-25
DR PEPPER SNAPPLE GROUP   2010-07-14 2012-04-24
DR PEPPER SNAPPLE GROUP   2010-07-13 2012-04-24
DR PEPPER SNAPPLE GROUP   2010-07-13 2012-04-23
DR PEPPER SNAPPLE GROUP   2010-07-12 2012-04-23
DR PEPPER SNAPPLE GROUP   2010-07-12 2012-02-23
DOVER CORP   2008-05-13 2012-02-23
DISH NETWORK CORPATION   2011-07-19 2012-09-20
DISH NETWORK CORPATION   2011-07-19 2012-09-19
DISH NETWORK CORPATION   2011-07-19 2012-09-18
DISH NETWORK CORPATION   2011-07-18 2012-09-18
DISH NETWORK CORPATION   2011-07-18 2012-09-17
DISH NETWORK CORPATION   2011-07-18 2012-02-23
DISCOVER FINL SVCS   2011-05-17 2012-10-22
DISCOVER FINL SVCS   2011-05-16 2012-10-22
DISCOVER FINL SVCS   2011-05-16 2012-03-26
DELL INC   2011-03-01 2012-07-26
DELL INC   2011-02-28 2012-07-26
DELL INC   2011-02-28 2012-07-25
DELL INC   2011-02-28 2012-07-24
DELL INC   2011-02-28 2012-07-23
DELL INC   2011-02-28 2012-02-23
CREDIT SUISSE FB USA INC   2007-11-01 2012-02-23
CONOCOPHILLIPS   2010-02-18 2012-07-11
CONOCOPHILLIPS   2010-02-18 2012-07-10
CONOCOPHILLIPS   2010-02-17 2012-07-10
CONOCOPHILLIPS   2010-02-16 2012-07-10
CONOCOPHILLIPS   2010-02-16 2012-07-09
CONOCOPHILLIPS   2008-06-09 2012-07-09
CONOCOPHILLIPS   2008-06-05 2012-07-09
CONOCOPHILLIPS   2008-06-04 2012-07-09
CONOCOPHILLIPS   2008-06-03 2012-07-09
CONOCOPHILLIPS   2008-06-03 2012-02-23
CONOCOPHILLIPS   2008-06-02 2012-02-23
CONAGRA FOODS INC   2009-06-24 2012-06-18
CONAGRA FOODS INC   2009-06-24 2012-06-15
CONAGRA FOODS INC   2009-06-23 2012-06-15
CONAGRA FOODS INC   2009-06-23 2012-06-14
CONAGRA FOODS INC   2009-06-23 2012-06-13
CONAGRA FOODS INC   2009-06-23 2012-02-23
CONAGRA FOODS INC   2009-06-22 2012-02-23
CLIFFS NATURAL RESOURCES   2011-07-11 2012-10-04
CLIFFS NATURAL RESOURCES   2011-07-08 2012-10-04
CLIFFS NATURAL RESOURCES   2011-07-07 2012-10-04
CLIFFS NATURAL RESOURCES   2011-07-06 2012-10-04
CLIFFS NATURAL RESOURCES   2011-07-05 2012-10-04
CLIFFS NATURAL RESOURCES   2011-06-01 2012-10-04
CLIFFS NATURAL RESOURCES   2011-05-31 2012-10-04
CLIFFS NATURAL RESOURCES   2011-05-31 2012-02-23
CHUBB CORP   2008-02-27 2012-02-23
CHUBB CORP   2008-02-26 2012-02-23
CHEVRON CORP   2002-08-23 2012-02-23
CARDINAL HEALTH INC OHIO   2010-04-07 2012-07-17
CARDINAL HEALTH INC OHIO   2010-04-06 2012-07-17
CARDINAL HEALTH INC OHIO   2010-04-06 2012-07-16
CARDINAL HEALTH INC OHIO   2010-04-05 2012-07-16
CARDINAL HEALTH INC OHIO   2010-04-05 2012-07-13
CARDINAL HEALTH INC OHIO   2010-04-05 2012-07-12
CARDINAL HEALTH INC OHIO   2010-03-03 2012-07-12
CARDINAL HEALTH INC OHIO   2010-03-03 2012-07-11
CARDINAL HEALTH INC OHIO   2010-03-03 2012-07-10
CARDINAL HEALTH INC OHIO   2010-03-03 2012-07-09
CARDINAL HEALTH INC OHIO   2010-03-03 2012-06-29
CARDINAL HEALTH INC OHIO   2010-03-02 2012-06-29
CARDINAL HEALTH INC OHIO   2010-03-02 2012-06-28
CARDINAL HEALTH INC OHIO   2010-03-02 2012-06-27
CARDINAL HEALTH INC OHIO   2010-03-01 2012-06-26
CARDINAL HEALTH INC OHIO   2010-03-02 2012-06-26
CARDINAL HEALTH INC OHIO   2010-03-01 2012-06-26
CARDINAL HEALTH INC OHIO   2010-03-01 2012-06-12
CARDINAL HEALTH INC OHIO   2010-03-01 2012-02-23
CAPITAL ONE FINL   2010-04-05 2012-02-23
CAPITAL ONE FINL   2010-03-30 2012-02-23
CAPITAL ONE FINL   2010-03-30 2012-01-31
CAPITAL ONE FINL   2010-03-30 2012-01-30
CAPITAL ONE FINL   2010-03-29 2012-01-30
APPLE INC   2010-05-03 2012-02-23
APACHE CORP   2012-03-06 2012-08-28
APACHE CORP   2012-03-05 2012-08-28
ANALOG DEVICES INC COM   2011-01-19 2012-10-31
ANALOG DEVICES INC COM   2011-01-18 2012-10-31
ANALOG DEVICES INC COM   2011-01-18 2012-02-23
AMGEN INC COM PV 0.0001   2010-10-18 2012-08-27
AMGEN INC COM PV 0.0001   2008-11-04 2012-08-27
AMGEN INC COM PV 0.0001   2008-11-04 2012-08-17
AMGEN INC COM PV 0.0001   2008-11-03 2012-08-16
AMGEN INC COM PV 0.0001   2008-11-03 2012-08-15
AMGEN INC COM PV 0.0001   2008-11-03 2012-08-14
AMGEN INC COM PV 0.0001   2008-11-03 2012-08-13
AMGEN INC COM PV 0.0001   2008-11-03 2012-06-12
AMGEN INC COM PV 0.0001   2008-11-03 2012-02-23
AMERIPRISE FINL INC   2011-01-12 2012-10-24
AMERIPRISE FINL INC   2011-01-12 2012-10-23
AMERIPRISE FINL INC   2011-01-11 2012-10-23
ATT INC   2008-11-17 2012-09-24
ATT INC   2008-11-17 2012-02-23
AMERIPRISE FINL INC   2011-01-11 2012-10-22
AMERIPRISE FINL INC   2011-01-11 2012-02-23
ALTERA CORP COM   2010-11-08 2012-02-23
ALTERA CORP COM   2010-11-08 2012-01-04
ALTERA CORP COM   2010-11-08 2012-01-03
AETNA INC NEW   2009-08-12 2012-08-30
AETNA INC NEW   2009-08-12 2012-08-29
AETNA INC NEW   2007-07-30 2012-08-29
AETNA INC NEW   2007-07-30 2012-08-28
AETNA INC NEW   2004-11-30 2012-08-28
AETNA INC NEW   2004-11-30 2012-08-27
AETNA INC NEW   2004-11-30 2012-06-11
ACTIVISION BLIZZARD INC   2011-08-16 2012-02-14
ACTIVISION BLIZZARD INC   2011-08-16 2012-02-13
ACTIVISION BLIZZARD INC   2011-08-15 2012-02-13
ATT INC   2008-02-20 2012-02-23
ATT INC   2008-11-18 2012-09-24
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 264   158 106
b 3,766   2,276 1,490
c 1,046   614 432
d 1,309   1,013 296
e 502   368 134
2,260   1,609 651
695   477 218
428   614 -186
251   351 -100
1,516   2,084 -568
751   1,037 -286
263   249 14
318   243 75
278   209 69
1,297   802 495
1,254   762 492
1,328   762 566
1,318   672 646
557   321 236
835   425 410
624   318 306
484   248 236
330   177 153
667   461 206
611   431 180
614   431 183
610   431 179
658   461 197
567   637 -70
799   759 40
268   255 13
957   835 122
336   301 35
785   758 27
565   541 24
565   526 39
408   386 22
723   776 -53
1,198   1,123 75
418   358 60
1,595   1,079 516
384   260 124
6,003   5,997 6
5,002   4,997 5
2,044   2,011 33
1,055   1,013 42
3,074   3,001 73
3,083   3,001 82
9,237   7,966 1,271
4,200   3,993 207
5,274   4,991 283
6,253   5,166 1,087
7,580   7,085 495
8,347   6,466 1,881
295   259 36
1,385   1,058 327
689   622 67
172   132 40
2,412   1,784 628
1,034   753 281
1,439   1,639 -200
688   510 178
779   652 127
714   593 121
1,173   970 203
2,671   2,206 465
1,173   932 241
54   52 2
218   208 10
3,498   2,988 510
232   202 30
600   1,028 -428
550   962 -412
528   945 -417
537   962 -425
569   1,012 -443
470   328 142
3,014   2,105 909
1,170   827 343
1,234   863 371
264   193 71
912   1,245 -333
773   1,075 -302
211   295 -84
994   1,400 -406
504   461 43
1,254   1,258 -4
2,565   2,442 123
741   725 16
305   279 26
16   11 5
266   202 64
591   454 137
561   445 116
118   174 -56
268   391 -123
238   337 -99
238   332 -94
119   170 -51
575   473 102
9,314   7,633 1,681
398   253 145
871   549 322
134   84 50
933   591 342
935   591 344
934   591 343
996   633 363
291   188 103
231   562 -331
402   621 -219
631   966 -335
679   1,050 -371
684   1,050 -366
371   560 -189
1,398   1,136 262
189   157 32
1,701   1,392 309
331   227 104
854   583 271
353   227 126
151   97 54
707   472 235
1,262   834 428
1,762   1,168 594
642   434 208
1,187   575 612
595   590 5
3,343   3,321 22
387   356 31
823   733 90
1,281   1,139 142
823   729 94
999   891 108
272   341 -69
1,089   1,384 -295
726   919 -193
275   345 -70
1,465   973 492
1,293   851 442
370   241 129
889   537 352
777   486 291
818   512 306
821   509 312
491   307 184
368   229 139
1,009   560 449
760   1,130 -370
345   514 -169
1,036   1,542 -506
344   514 -170
688   943 -255
832   1,132 -300
277   374 -97
1,109   1,495 -386
352   486 -134
1,183   1,293 -110
1,143   1,245 -102
509   551 -42
642   667 -25
1,119   1,174 -55
44   48 -4
616   655 -39
571   600 -29
1,200   1,272 -72
1,173   1,248 -75
23   24 -1
4,554   3,850 704
4,504   4,025 479
653   514 139
1,110   972 138
2,146   2,005 141
1,787   1,435 352
1,107   926 181
498   388 110
1,267   971 296
366   289 77
565   499 66
1,074   914 160
28   35 -7
561   445 116
673   610 63
505   449 56
993   1,052 -59
1,147   815 332
496   356 140
780   558 222
1,284   913 371
1,300   913 387
365   298 67
1,003   895 108
724   640 84
2,125   1,920 205
256   249 7
1,615   1,326 289
1,292   1,062 230
2,261   2,271 -10
516   577 -61
242   257 -15
257   412 -155
257   408 -151
8,281   8,051 230
7,265   7,049 216
2,428   1,977 451
434   330 104
15   26 -11
15   26 -11
15   26 -11
15   23 -8
44   77 -33
30   47 -17
15   23 -8
30   46 -16
15   23 -8
510   513 -3
202   197 5
1,049   1,022 27
280   275 5
680   657 23
272   271 1
262   212 50
373   376 -3
502   501 1
964   940 24
161   154 7
1,225   1,167 58
327   338 -11
159   101 58
2,023   1,281 742
2,665   1,984 681
342   453 -111
1,051   1,402 -351
1,210   1,654 -444
1,232   1,670 -438
2,631   3,545 -914
610   551 59
2,144   1,938 206
705   491 214
323   227 96
2,151   1,528 623
1,560   1,114 446
434   307 127
1,465   1,975 -510
814   1,064 -250
923   1,188 -265
434   571 -137
673   834 -161
75   93 -18
722   582 140
721   582 139
522   417 105
1,242   993 249
1,243   993 250
188   139 49
322   229 93
115   286 -171
191   479 -288
191   484 -293
229   566 -337
153   378 -225
574   1,333 -759
459   1,082 -623
397   541 -144
138   109 29
344   271 73
758   274 484
383   323 60
383   326 57
507   435 72
42   36 6
552   475 77
546   475 71
42   35 7
594   496 98
598   496 102
592   496 96
125   106 19
792   677 115
856   749 107
850   749 101
857   735 122
286   250 36
613   525 88
334   280 54
455   385 70
245   214 31
196   169 27
1,909   1,780 129
134   127 7
1,967   1,875 92
513   266 247
1,215   1,457 -242
2,256   2,762 -506
274   275 -1
1,329   1,349 -20
237   238 -1
592   401 191
592   424 168
998   727 271
914   675 239
920   675 245
914   675 239
903   675 228
753   675 78
336   307 29
803   858 -55
742   797 -55
685   728 -43
2,260   1,597 663
243   217 26
1,505   1,578 -73
225   243 -18
234   203 31
820   745 75
2,009   1,794 215
311   223 88
273   195 78
976   1,225 -249
813   1,029 -216
426   326 100
1,248   949 299
644   445 199
1,024   912 112
391   352 39
1,504   1,356 148
1,189   984 205
1,800   1,245 555
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       106
b       1,490
c       432
d       296
e       134
      651
      218
      -186
      -100
      -568
      -286
      14
      75
      69
      495
      492
      566
      646
      236
      410
      306
      236
      153
      206
      180
      183
      179
      197
      -70
      40
      13
      122
      35
      27
      24
      39
      22
      -53
      75
      60
      516
      124
      6
      5
      33
      42
      73
      82
      1,271
      207
      283
      1,087
      495
      1,881
      36
      327
      67
      40
      628
      281
      -200
      178
      127
      121
      203
      465
      241
      2
      10
      510
      30
      -428
      -412
      -417
      -425
      -443
      142
      909
      343
      371
      71
      -333
      -302
      -84
      -406
      43
      -4
      123
      16
      26
      5
      64
      137
      116
      -56
      -123
      -99
      -94
      -51
      102
      1,681
      145
      322
      50
      342
      344
      343
      363
      103
      -331
      -219
      -335
      -371
      -366
      -189
      262
      32
      309
      104
      271
      126
      54
      235
      428
      594
      208
      612
      5
      22
      31
      90
      142
      94
      108
      -69
      -295
      -193
      -70
      492
      442
      129
      352
      291
      306
      312
      184
      139
      449
      -370
      -169
      -506
      -170
      -255
      -300
      -97
      -386
      -134
      -110
      -102
      -42
      -25
      -55
      -4
      -39
      -29
      -72
      -75
      -1
      704
      479
      139
      138
      141
      352
      181
      110
      296
      77
      66
      160
      -7
      116
      63
      56
      -59
      332
      140
      222
      371
      387
      67
      108
      84
      205
      7
      289
      230
      -10
      -61
      -15
      -155
      -151
      230
      216
      451
      104
      -11
      -11
      -11
      -8
      -33
      -17
      -8
      -16
      -8
      -3
      5
      27
      5
      23
      1
      50
      -3
      1
      24
      7
      58
      -11
      58
      742
      681
      -111
      -351
      -444
      -438
      -914
      59
      206
      214
      96
      623
      446
      127
      -510
      -250
      -265
      -137
      -161
      -18
      140
      139
      105
      249
      250
      49
      93
      -171
      -288
      -293
      -337
      -225
      -759
      -623
      -144
      29
      73
      484
      60
      57
      72
      6
      77
      71
      7
      98
      102
      96
      19
      115
      107
      101
      122
      36
      88
      54
      70
      31
      27
      129
      7
      92
      247
      -242
      -506
      -1
      -20
      -1
      191
      168
      271
      239
      245
      239
      228
      78
      29
      -55
      -55
      -43
      663
      26
      -73
      -18
      31
      75
      215
      88
      78
      -249
      -216
      100
      299
      199
      112
      39
      148
      205
      555
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 29,932
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see pages 13 and 17 of the instructions).
If (loss), enter -0- in Part I, line 8 . . . . . . . . . . . . . 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If “Yes,” the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2010 28,254 683,474 000.041339
2009 20,697 641,765 000.032250
2008 13,234 596,263 000.022195
2007 35,287 722,052 000.048870
2006 12,838 775,703 000.016550
2 Total of line 1, column (d) ...................... 2 000.161204
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 000.032241
4 Enter the net value of noncharitable-use assets for 2011 from Part X, line 5..... 4 705,827
5 Multiply line 4 by line 3....................... 5 22,757
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 414
7 Add lines 5 and 6......................... 7 23,171
8 Enter qualifying distributions from Part XII, line 4.............. 8 30,251
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions on page 18.
Form 990-PF (2011)
Form 990-PF (2011)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A” on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 414
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2  
3 Add lines 1 and 2............................ 3 414
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4  
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 414
6 Credits/Payments:
a 2011 estimated tax payments and 2010 overpayment credited to 2011 6a 395
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c  
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. Tax Paid Original Return: 395 7 395
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9 19
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10  
11 Enter the amount of line 10 to be: Credited to 2012 estimated taxBullet   Refunded Bullet 11  
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is “Yes” to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If “Yes,” attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If “Yes,” attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If “Yes,” has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If “Yes,” attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If “Yes,” complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see page 19 of the
    instructions)bullet
    b
    If the answer is “Yes” to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If “No,” attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2011 or the taxable year beginning in 2011 (see instructions for Part XIV on
    page 27)? If “Yes,” complete Part XIV..........................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If “Yes,” attach a schedule listing their names and addresses.
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see page 20 of the instructions) .......
    11
     
    No
    12
    Did the foundation acquire a direct or indirect interest in any applicable insurance contract before August 17, 2008?
    12
     
     
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbullet   Telephone no.bullet (609) 274-6834
    Located atbullet1300 MERRILL LYNCH DRIVEPENNINGTONNJ ZIP+4bullet085341501
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16
    At any time during calendar year 2011, did the foundation have an interest in or a signature or other authority over
    a bank, securities, or other financial account in a foreign country? .................
    16
     
    No
    See page 20 of the instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the foreign country bullet  
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the “Yes” column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check “No”
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is “Yes” to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
     
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2011?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2011, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2011?...............
    If “Yes,” list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer “No” and attach statement—see page 20 of the instructions.) Click to see attachment.........
    2b
     
    No
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business
    enterprise at any time during the year?.....................
    b
    If “Yes,” did it have excess business holdings in 2011 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2011.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2011?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see page 22 of the instructions)...
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is “Yes” to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see page 22 of the instructions)?
    5b
     
     
    .........bullet
    c
    If the answer is “Yes” to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If “Yes,” attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay
    premiums on a personal benefit contract?....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If “Yes” to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
    No
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see page 22 of the instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    JANNIE T WU CHAIRMAN
    002.00     		0    
    15310 PEPPER LANE
    SARATOGA,CA95070
    2 Compensation of five highest-paid employees (other than those included on line 1—see page 23 of the instructions).
    If none, enter “NONE.”
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
     
    Total number of other employees paid over $50,000...................bullet  
    3 Five highest-paid independent contractors for professional services (see page 23 of the instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
     
    Total number of others receiving over $50,000 for professional services.............bullet  
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1 NONE 0
    2  
    3  
    4  
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see page 23 of the instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1 NONE  
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3..........................bullet  
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see page 24 of the instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    677,201
    b
    Average of monthly cash balances.......................
    1b
    39,375
    c
    Fair market value of all other assets (see page 24 of the instructions)............
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    716,576
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
    716,576
    4
    Cash deemed held for charitable activities. Enter 1 1⁄2% of line 3 (for greater amount, see page 25
    of the instructions) Click to see attachment...........................
    4
    10,749
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    705,827
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    35,291
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    35,291
    2a
    Tax on investment income for 2011 from Part VI, line 5......
    2a
    414
    b
    Income tax for 2011. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    414
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    34,877
    4
    Recoveries of amounts treated as qualifying distributions................
    4
     
    5
    Add lines 3 and 4............................
    5
    34,877
    6
    Deduction from distributable amount (see page 25 of the instructions)...........
    6
     
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
    34,877
    Part XII
    Qualifying Distributions (see page 25 of the instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 Click to see attachment..........
    1a
    30,251
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    30,251
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see page 26 of the instructions)............
    5
    414
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    29,837
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 8
    Part XIII
    Undistributed Income (see page 26 of the instructions)
    (a)
    Corpus     		(b)
    Years prior to 2010     		(c)
    2010     		(d)
    2011
    1 Distributable amount for 2011 from Part XI, line 7 34,877
    2 Undistributed income, if any, as of the end of 2011:
    a Enter amount for 2010 only....... 22,896
    b Total for prior years:20, 20, 20  
    3 Excess distributions carryover, if any, to 2011:
    a From 2006.......  
    b From 2007.......  
    c From 2008.......  
    d From 2009.......  
    e From 2010.......  
    fTotal of lines 3a through e.........  
    4Qualifying distributions for 2011 from Part
    XII, line 4: bullet$ 30,251
    a Applied to 2010, but not more than line 2a 22,896
    b Applied to undistributed income of prior years
    (Election required—see page 26 of the instructions)    		  
    c Treated as distributions out of corpus (Election
    required—see page 26 of the instructions)...     		 
    d Applied to 2011 distributable amount..... 7,355
    e Remaining amount distributed out of corpus  
    5 Excess distributions carryover applied to 2011.    
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5  
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		 
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		 
    d Subtract line 6c from line 6b. Taxable
    amount—see page 27 of the instructions ...     		 
    e Undistributed income for 2010. Subtract line
    4a from line 2a. Taxable amount—see page 27
    of the instructions ...........     		 
    f Undistributed income for 2011. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2011 ..........     		27,522
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see page 27
    of the instructions) ...........     		 
    8Excess distributions carryover from 2006 not
    applied on line 5 or line 7 (see page 27 of the
    instructions) .............     		 
    9Excess distributions carryover to 2012.
    Subtract lines 7 and 8 from line 6a ......     		 
    10 Analysis of line 9:
    a Excess from 2007....  
    b Excess from 2008....  
    c Excess from 2009....  
    d Excess from 2010....  
    e Excess from 2011....  
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 9
    Part XIV
    Private Operating Foundations (see page 27 of the instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2011, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2011 (b) 2010 (c) 2009 (d) 2008
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ....     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets” alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment” alternative test— enter 2⁄3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support” alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see page 27 of the instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    JANNIE T WU
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    NONE
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    EASTSIDE PREP SCHOOL
    10613 NORTHEAST 38TH PLACE
    KIRKLAND,WA98033     		NONE 501 (C)(3) GENERAL OPERATING 20,000
    EMPOWER INTERNATIONAL MINISTRIES
    6219 E ROCKING HORSE WAY
    ORANGE,CA92869     		NONE 501 (C)(3) GENERAL OPERATING 2,000
    UNIVERSITY OF CALIFORNIA SAN FRANCI
    PO BOX 45339
    SAN FRANCISCO,CA94104     		NONE 501 (C)(3) GENERAL OPERATING 2,000
    Total .................................bullet 3a 24,000
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See page 28 of
    the instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3Interest on savings and temporary cash investments          
    4 Dividends and interest from securities....     14 19,902  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8Gain or (loss) from sales of assets other than inventory     18 29,932  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   49,834  
    13Total. Add line 12, columns (b), (d), and (e)..................
    1349,834
    (See worksheet in line 13 instructions on page 28 to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the organization’s exempt purposes (other than by providing funds for such purposes). (See
    page 28 of the instructions.)
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section
    Yes
    No
    501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is “Yes,” complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If “Yes,” complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    SignHere
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    Signature of officer or trustee Date Title
    PaidPreparersUseOnly Preparer's SignatureBullet Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2011)
    Additional Data


    Software ID: 11000218
    Software Version: 2012.0.0
    Part VI Line 7 - Tax Paid Original Return: 395


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2011 AccountingFeesSchedule
    Name:
    MARK & JANNIE WU FAMILY FDN
    EIN: 77-0555799
    Software ID:11000218
    Software Version:2012.0.0
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
      1,500     1,500

    TY 2011 AllOthProgRltdInvestmentsSch
    Name:
    MARK & JANNIE WU FAMILY FDN
    EIN: 77-0555799
    Software ID:11000218
    Software Version:2012.0.0
    Category Amount
    NONE  

    TY 2011 GeneralExplanationAttachment
    Name:
    MARK & JANNIE WU FAMILY FDN
    EIN: 77-0555799
    Software ID:11000218
    Software Version:2012.0.0
    Identifier Return Reference Explanation

    TY 2011 InvestmentsCorpBondsSchedule
    Name:
    MARK & JANNIE WU FAMILY FDN
    EIN: 77-0555799
    Software ID:11000218
    Software Version:2012.0.0
    Name of Bond End of Year Book Value End of Year Fair Market Value
      102,964 113,417

    TY 2011 InvestmentsCorpStockSchedule
    Name:
    MARK & JANNIE WU FAMILY FDN
    EIN: 77-0555799
    Software ID:11000218
    Software Version:2012.0.0
    Name of Stock End of Year Book Value End of Year Fair Market Value
      375,514 436,595

    TY 2011 InvestmentsGovtObligationsSch
    Name:
    MARK & JANNIE WU FAMILY FDN
    EIN: 77-0555799
    Software ID:11000218
    Software Version:2012.0.0
    US Government Securities - End of Year Book Value:

     
    US Government Securities - End of Year Fair Market Value:

     
    State & Local Government Securities - End of Year Book Value:


     
    State & Local Government Securities - End of Year Fair Market Value:


     


    TY 2011 OtherDecreasesSchedule
    Name:
    MARK & JANNIE WU FAMILY FDN
    EIN: 77-0555799
    Software ID:11000218
    Software Version:2012.0.0
    Description Amount
    BOND AMORTIZATION 282
    COST BASIS ADJUSTMENT 46
    GAIN ON CY SALES NOT SETTLED AT YEAR END 622
    PURCHASE OF ACCRUED INTEREST C/O TO NEXT YEAR 6


    TY 2011 OtherExpensesSchedule
    Name:
    MARK & JANNIE WU FAMILY FDN
    EIN: 77-0555799
    Software ID:11000218
    Software Version:2012.0.0
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    State AG Fees 35     35


    TY 2011 OtherIncreasesSchedule
    Name:
    MARK & JANNIE WU FAMILY FDN
    EIN: 77-0555799
    Software ID:11000218
    Software Version:2012.0.0
    Description Amount
    PURCHASE OF ACCRUED INTEREST C/O FROM PY 4


    TY 2011 OtherProfessionalFeesSchedule
    Name:
    MARK & JANNIE WU FAMILY FDN
    EIN: 77-0555799
    Software ID:11000218
    Software Version:2012.0.0
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Other Professional Fees 11,789 7,074   4,716


    TY 2011 TaxesSchedule
    Name:
    MARK & JANNIE WU FAMILY FDN
    EIN: 77-0555799
    Software ID:11000218
    Software Version:2012.0.0
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Foreign Tax Withheld 166 166 0 0
    PY Excise Tax Due 152 0 0 0
    Estimated Excise Payments 395 0 0 0