TY 2012 Form 990PF

- TIN:

Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation

or Section 4947(a)(1) Nonexempt Charitable Trust
Treated as a Private Foundation

Note. The foundation may be able to use a copy of this return to satisfy state reporting requirements.

OMB No. 1545-0052

2012

Open to Public Inspection

For calendar year 2012, or tax year beginning 01-01-2012 , and ending 12-31-2012

Name of foundation
ANNA OSCHWALD TRUST

Number and street (or P.O. box number if mail is not delivered to street address)1 WEST 4TH STREET D4000-041 Room/suite

City or town, state, and ZIP code
WINSTON SALEM, NC27101

A Employer identification number

25-6626923

B Telephone number (see instructions)

(336) 747-8388

C If exemption application is pending, check here bullet

G Check all that apply: Initial returnInitial return of a former public charity
Final returnAmended return
Address changeName change

D 1. Foreign organizations, check here ............. bullet

2. Foreign organizations meeting the 85% test,
check here and attach computation ........... bullet

H Check type of organization: Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trustOther taxable private foundation

I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16) bullet

$7,771,411J Accounting method: Cash Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)

E If private foundation status was terminated
under section 507(b)(1)(A), check here ......... bullet

F If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here ......... bullet

	Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)	(a) Revenue and expenses per books		(b) Net investment income	(c) Adjusted net income	(d) Disbursements for charitable purposes (cash basis only)


1	Contributions, gifts, grants, etc., received (attach schedule)
2	Check
3	Interest on savings and temporary cash investments	14		14
4	Dividends and interest from securities......	209,779		209,779
5a	Gross rents..............
b	Net rental income or (loss)
6a	Net gain or (loss) from sale of assets not on line 10		144,481
b	Gross sales price for all assets on line 6a 1,492,654
7	Capital gain net income (from Part IV, line 2)...			144,481
8	Net short-term capital gain.........				0
9	Income modifications...........
10a	Gross sales less returns and allowances
b	Less: Cost of goods sold....
c	Gross profit or (loss) (attach schedule).....
11	Other income (attach schedule).......
12	Total. Add lines 1 through 11........	354,274		354,274
13	Compensation of officers, directors, trustees, etc.	106,784		64,124		42,660
14	Other employee salaries and wages......			0	0	0
15	Pension plans, employee benefits.......			0	0
16a	Legal fees (attach schedule).........					0
b	Accounting fees (attach schedule).......
c	Other professional fees (attach schedule)....					0
17	Interest...............					0
18	Taxes (attach schedule) (see instructions)		12,985	3,024		0
19	Depreciation (attach schedule) and depletion...		0	0
20	Occupancy..............
21	Travel, conferences, and meetings.......			0	0
22	Printing and publications..........			0	0
23	Other expenses (attach schedule).......		6	6
24	Total operating and administrative expenses.
	Add lines 13 through 23..........	119,775		67,154	0	42,660
25	Contributions, gifts, grants paid........	236,353				236,353
26	Total expenses and disbursements. Add lines 24 and 25	356,128		67,154	0	279,013
27	Subtract line 26 from line 12:
a	Excess of revenue over expenses and disbursements	-1,854
b	Net investment income (if negative, enter -0-)			287,120
c	Adjusted net income (if negative, enter -0-)...				0

For Paperwork Reduction Act Notice, see instructions.

Cat. No. 11289X Form 990-PF (2012)

Form 990-PF (2012)

Page 2

Part II		Balance Sheets	Beginning of year	End of year
Part II		Balance Sheets	(a) Book Value	(b) Book Value	(c) Fair Market Value
	1	Cash—non-interest-bearing...............
	2	Savings and temporary cash investments..........	170,973	164,619	164,619
	3	Accounts receivable
		Less: allowance for doubtful accounts		0	0
	4	Pledges receivable
		Less: allowance for doubtful accounts
	5	Grants receivable.................
	6	Receivables due from officers, directors, trustees, and other
		disqualified persons (attach schedule) (see page 15 of the
		instructions)....................
	7	Other notes and loans receivable (attach schedule)
		Less: allowance for doubtful accounts 0
	8	Inventories for sale or use...............
	9	Prepaid expenses and deferred charges...........
	10a	Investments—U.S. and state government obligations (attach schedule)
	b	Investments—corporate stock (attach schedule)........	797,831	4,597,776	5,016,477
	c	Investments—corporate bonds (attach schedule)........
	11	Investments—land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	12	Investments—mortgage loans..............
	13	Investments—other (attach schedule)...........	6,312,143	2,450,594	2,590,315
	14	Land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	15	Other assets (describe )
	16	Total assets (to be completed by all filers—see the
		instructions. Also, see page 1, item I)	7,280,947	7,212,989	7,771,411
	17	Accounts payable and accrued expenses..........
	18	Grants payable...................
	19	Deferred revenue..................
	20	Loans from officers, directors, trustees, and other disqualified persons
	21	Mortgages and other notes payable (attach schedule)......
	22	Other liabilities (describe )
	23	Total liabilities (add lines 17 through 22)..........		0
		Foundations that follow SFAS 117, check here
		and complete lines 24 through 26 and lines 30 and 31.
	24	Unrestricted....................
	25	Temporarily restricted................
	26	Permanently restricted................
		Foundations that do not follow SFAS 117, check here
		and complete lines 27 through 31.
	27	Capital stock, trust principal, or current funds.........	7,280,947	7,212,989
	28	Paid-in or capital surplus, or land, bldg., and equipment fund
	29	Retained earnings, accumulated income, endowment, or other funds
	30	Total net assets or fund balances (see page 17 of the
		instructions)....................	7,280,947	7,212,989
	31	Total liabilities and net assets/fund balances (see page 17 of
		the instructions)..................	7,280,947	7,212,989

Part III	Analysis of Changes in Net Assets or Fund Balances
1	Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
	with end-of-year figure reported on prior year’s return)...............	1	7,280,947
2	Enter amount from Part I, line 27a.....................	2	-1,854
3	Other increases not included in line 2 (itemize)	3	0
4	Add lines 1, 2, and 3..........................	4	7,279,093
5	Decreases not included in line 2 (itemize)	5	66,104
6	Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30.	6	7,212,989

Form 990-PF (2012)

Page 3

Part IV

Capital Gains and Losses for Tax on Investment Income

(a) List and describe the kind(s) of property sold (e.g., real estate, 2-story brick warehouse; or common stock, 200 shs. MLC Co.)		(c) Date acquired (mo., day, yr.)	(d) Date sold (mo., day, yr.)
1 a	.4261 ACCO BRANDS CORP	2011-03-08	2012-05-15
b	181. ACCO BRANDS CORP	2011-03-08	2012-05-16
c	.5 ADT CORP/THE	2011-05-26	2012-10-10
d	257. ADT CORP/THE	2011-05-26	2012-11-09
e	200. AMERIPRISE FINANCIAL INC	2011-05-26	2012-01-31
	325. AMERIPRISE FINANCIAL INC	2010-03-25	2012-01-31
	21400.452 ARTIO INTERNATIONAL EQ FD 3# 1529	2009-01-26	2012-05-03
	1100. ASCENA RETAIL GROUP INC	2011-10-17	2012-04-30
	225. BMC SOFTWARE INC COM RTS EXP 05/12/2005	2011-03-08	2012-01-31
	250. BAKER HUGHES INC COM	2011-10-04	2012-04-30
	400. CARDINAL HLTH INC COM	2010-03-25	2012-07-26
	550. CISCO SYS INC COM W/RIGHTS ATTACHED EXPIRING 6/10/2008	2010-03-25	2012-07-26
	4003.203 DELAWARE POOLED TR INTL EQUITY PORTFOLIO	2005-12-27	2012-08-15
	1125. FORD MTR CO DEL COM	2011-03-08	2012-01-31
	9714.285 GOLDMAN SACHS GROWTH OPPORTUNITIES INSTITUTIONAL SHARES	2009-08-11	2012-04-19
	1000. HEWLETT-PACKARD CO COM	2003-03-04	2012-07-26
	2868.617 ING REAL ESTATE FUND CL-I #2190	2008-06-23	2012-04-30
	305. INTUIT COM W/RTS EXP 5/1/2008	2012-01-31	2012-07-26
	200. KRAFT FOODS INC-A COM	2010-03-25	2012-07-26
	.6667 KRAFT FOODS GROUP INC	2010-03-25	2012-10-11
	150. MCKESSON HBOC INC COM	2010-03-25	2012-04-30
	250. NATIONAL OILWELL INC COM	2011-05-26	2012-07-26
	350. ORACLE CORP COM	2011-03-08	2012-04-30
	2772.643 PIMCO FOREIGN BOND FUND-INST	2011-03-08	2012-04-30
	1808.318 PIMCO FOREIGN BOND FUND-INST	2011-03-08	2012-08-15
	200. PHILLIPS 66	2009-02-25	2012-05-16
	3698.225 PIMCO COMMODITY REAL RET STRAT-I#45	2008-02-25	2012-08-15
	175. ROSS STORES INC COM	2009-02-25	2012-07-26
	300. TIMKEN CO COM	2011-10-17	2012-07-26
	750. UNUMPROVIDENT CORP COM	2009-12-18	2012-04-30
	4730.369 VANGUARD S/T BD IND SIGNAL #1349	2011-01-19	2012-04-30
	30842.071 WELLS FARGO ADV INTL EQ FD INS #4117	2009-01-26	2012-10-31
	1986.492 WESTPORT FDS SMALL CAP FD CL I	2001-01-08	2012-04-30
	150. WYNN RESORTS LTD	2011-05-26	2012-04-30
	.5706 PENTAIR, LTD.	2011-05-26	2012-10-11
	123. PENTAIR, LTD.	2011-05-26	2012-11-09

(e) Gross sales price		(g) Cost or other basis plus expense of sale	(h) Gain or (loss) (e) plus (f) minus (g)
a	4	4
b	1,846	1,748	98
c	19	16	3
d	10,960	6,996	3,964
e	10,670	12,064	-1,394
	17,339	14,745	2,594
	226,417	275,000	-48,583
	22,519	15,431	7,088
	8,105	11,268	-3,163
	10,955	10,757	198
	16,760	14,412	2,348
	8,500	14,652	-6,152
	50,000	81,986	-31,986
	13,905	16,312	-2,407
	245,383	170,000	75,383
	17,880	17,569	311
	50,000	41,378	8,622
	17,479	17,223	256
	7,890	6,160	1,730
	30	22	8
	13,677	9,638	4,039
	18,206	18,150	56
	10,223	11,540	-1,317
	30,000	28,807	1,193
	20,000	18,499	1,501
	6,440	3,509	2,931
	25,000	69,970	-44,970
	11,596	2,631	8,965
	10,249	11,567	-1,318
	17,804	14,309	3,495
	50,331	50,000	331
	301,019	320,698	-19,679
	50,000	35,419	14,581
	19,855	21,859	-2,004
	25	20	5
	5,488	3,814	1,674

Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69			(l) Gains (Col. (h) gain minus col. (k), but not less than -0-) or Losses (from col.(h))
(i) F.M.V. as of 12/31/69	(j) Adjusted basis as of 12/31/69	(k) Excess of col. (i) over col. (j), if any
a
b			98
c			3
d			3,964
e			-1,394
			2,594
			-48,583
			7,088
			-3,163
			198
			2,348
			-6,152
			-31,986
			-2,407
			75,383
			311
			8,622
			256
			1,730
			8
			4,039
			56
			-1,317
			1,193
			1,501
			2,931
			-44,970
			8,965
			-1,318
			3,495
			331
			-19,679
			14,581
			-2,004
			5
			1,674

2	Capital gain net income or (net capital loss)	If gain, also enter in Part I, line 7 If (loss), enter -0- in Part I, line 7	2	144,481
3	Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
	If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0- in Part I, line 8 . . . . . . . . . . . . . . . .		3

Part V

Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income

(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.

Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period? Yes No

If “Yes,” the foundation does not qualify under section 4940(e). Do not complete this part.

1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a) Base period years Calendar year (or tax year beginning in)	(b) Adjusted qualifying distributions	(c) Net value of noncharitable-use assets	(d) Distribution ratio (col. (b) divided by col. (c))
2011	290,608	7,586,502	0.038306
2010	317,930	7,128,985	0.044597
2009	294,957	6,286,357	0.04692
2008	451,906	7,525,332	0.060051
2007	475,595	8,949,481	0.053142

2	Total of line 1, column (d) ......................	2	0.243016
3	Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by the number of years the foundation has been in existence if less than 5 years. . .	3	0.048603
4	Enter the net value of noncharitable-use assets for 2012 from Part X, line 5.....	4	7,585,510
5	Multiply line 4 by line 3.......................	5	368,679
6	Enter 1% of net investment income (1% of Part I, line 27b)...........	6	2,871
7	Add lines 5 and 6.........................	7	371,550
8	Enter qualifying distributions from Part XII, line 4..............	8	279,013
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.

Form 990-PF (2012)

Page 4

Part VI

Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)

1a	Exempt operating foundations described in section 4940(d)(2), check hereand enter “N/A” on line 1.
	Date of ruling or determination letter: (attach copy of letter if necessary–see instructions)
b	Domestic foundations that meet the section 4940(e) requirements in Part V, check	1	5,742
	hereand enter 1% of Part I, line 27b...................
c	All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2	Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	2	0
3	Add lines 1 and 2............................	3	5,742
4	Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-).	4	0
5	Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- .....	5	5,742
6	Credits/Payments:

a	2012 estimated tax payments and 2011 overpayment credited to 2012	6a	8,100
b	Exempt foreign organizations—tax withheld at source.......	6b
c	Tax paid with application for extension of time to file (Form 8868)	6c	0
d	Backup withholding erroneously withheld ...........	6d

7	Total credits and payments. Add lines 6a through 6d..............		7	8,100
8	Enter any penalty for underpayment of estimated tax. Check hereif Form 2220 is attached.		8	0
9	Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......		9
10	Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...		10	2,358
11	Enter the amount of line 10 to be: Credited to 2013 estimated tax2,358	Refunded	11	0

Part VII-A

Statements Regarding Activities

During the tax year, did the foundation attempt to influence any national, state, or local legislation or did

Yes

it participate or intervene in any political campaign? ....................

Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of

the instructions for definition)?............................

If the answer is “Yes” to 1a or 1b, attach a detailed description of the activities and copies of any materials

published or distributed by the foundation in connection with the activities.

Did the foundation file Form 1120-POL for this year?.....................

Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:

(1) On the foundation. bullet

$ (2) On foundation managers. bullet

Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed

on foundation managers. bullet

Has the foundation engaged in any activities that have not previously been reported to the IRS?.......

If “Yes,” attach a detailed description of the activities.

Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles

of incorporation, or bylaws, or other similar instruments? If “Yes,” attach a conformed copy of the changes....

Did the foundation have unrelated business gross income of $1,000 or more during the year?........

If “Yes,” has it filed a tax return on Form 990-T for this year?...................

Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........

If “Yes,” attach the statement required by General Instruction T.

Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:

By language in the governing instrument, or

By state legislation that effectively amends the governing instrument so that no mandatory directions

that conflict with the state law remain in the governing instrument?................

Yes

Did the foundation have at least $5,000 in assets at any time during the year? If “Yes,” complete Part II, col. (c), and Part XV.

Yes

Enter the states to which the foundation reports or with which it is registered (see instructions)

If the answer is “Yes” to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney

General (or designate) of each state as required by General Instruction G? If “No,” attach explanation .

Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)

or 4942(j)(5) for calendar year 2012 or the taxable year beginning in 2012 (see instructions for Part XIV)?

If “Yes,” complete Part XIV.............................

Did any persons become substantial contributors during the tax year? If “Yes,” attach a schedule listing their names and addresses.

At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the

meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............

Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had

advisory privileges? If "Yes," attach statement (see instructions).................

Did the foundation comply with the public inspection requirements for its annual returns and exemption application?

Yes

Website address bullet

The books are in care of bullet

WELLS FARGO BANK NA Telephone no. bullet

(336) 747-8388

Located at bullet

1 WEST 4TH ST 2ND FLOORWINSTON SALEMNC ZIP+4 bullet

271013818

Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —Check here......... bullet

and enter the amount of tax-exempt interest received or accrued during the year ...... bullet

At any time during calendar year 2012, did the foundation have an interest in or a signature or other authority over

a bank, securities, or other financial account in a foreign country? .................

See instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the foreign country bullet

Form 990-PF (2012)

Page 5

Part VII-B

Statements Regarding Activities for Which Form 4720 May Be Required

File Form 4720 if any item is checked in the “Yes” column, unless an exception applies.

Yes

During the year did the foundation (either directly or indirectly):

(1) Engage in the sale or exchange, or leasing of property with a disqualified person? YesNo

(2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)

a disqualified person?.........................YesNo

(3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? YesNo

(4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? YesNo

(5) Transfer any income or assets to a disqualified person (or make any of either available

for the benefit or use of a disqualified person)?.................YesNo

(6) Agree to pay money or property to a government official? (Exception. Check “No”

if the foundation agreed to make a grant to or to employ the official for a period

after termination of government service, if terminating within 90 days.).........YesNo

If any answer is “Yes” to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations

section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...

Organizations relying on a current notice regarding disaster assistance check here......... bullet

Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,

that were not corrected before the first day of the tax year beginning in 2012?.............

Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private

operating foundation defined in section 4942(j)(3) or 4942(j)(5)):

At the end of tax year 2012, did the foundation have any undistributed income (lines 6d

and 6e, Part XIII) for tax year(s) beginning before 2012?...............YesNo

If “Yes,” list the years bullet

20, 20, 20, 20

Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)

(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)

to all years listed, answer “No” and attach statement—see instructions.) ..............

If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.

20, 20, 20, 20

Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at

any time during the year?.........................YesNo

If “Yes,” did it have excess business holdings in 2012 as a result of (1) any purchase by the foundation

or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved

by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)

the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine

if the foundation had excess business holdings in 2012.)....................

Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?

Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its

charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2012?

During the year did the foundation pay or incur any amount to:

(1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? YesNo

(2) Influence the outcome of any specific public election (see section 4955); or to carry

on, directly or indirectly, any voter registration drive?...............YesNo

(3) Provide a grant to an individual for travel, study, or other similar purposes? YesNo

(4) Provide a grant to an organization other than a charitable, etc., organization described

in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)........YesNo

(5) Provide for any purpose other than religious, charitable, scientific, literary, or

educational purposes, or for the prevention of cruelty to children or animals?........YesNo

If any answer is “Yes” to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in

Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......

Organizations relying on a current notice regarding disaster assistance check here......... bullet

If the answer is “Yes” to question 5a(4), does the foundation claim exemption from the

tax because it maintained expenditure responsibility for the grant?............YesNo

If “Yes,” attach the statement required by Regulations section 53.4945–5(d).

Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on

a personal benefit contract?........................YesNo

Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....

If “Yes” to 6b, file Form 8870.

At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction? YesNo

If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....

Form 990-PF (2012)

Page 6

Part VIII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors

1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
(a) Name and address	(b) Title, and average hours per week devoted to position	(c) Compensation (If not paid, enter -0-)	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
WELLS FARGO BANK	CO-TRUSTEE 4	89,155
1525 WEST WT HARRIS BLVD D1114-044 CHARLOTTE,NC282881114	CO-TRUSTEE 4	89,155
STEPHEN J OPPENHEIM	CO-TRUSTEE 4	17,629
20 BINGHAM AVENUE RUMSON,NJ07760	CO-TRUSTEE 4	17,629

2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE.”
(a) Name and address of each employee paid more than $50,000	(b) Title, and average hours per week devoted to position	(c) Compensation	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
NONE









Total number of other employees paid over $50,000...................				0

3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a) Name and address of each person paid more than $50,000	(b) Type of service	(c) Compensation
NONE

Total number of others receiving over $50,000 for professional services............. bullet

Part IX-A

Summary of Direct Charitable Activities

List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.		Expenses
1


2


3


4

Form 990-PF (2012)

Page 7

Part IX-B

Summary of Program-Related Investments (see instructions)

Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.		Amount
1


2


All other program-related investments. See page 24 of the instructions.
3

Total. Add lines 1 through 3.......................... bullet

Part X

Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
see instructions.)

Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,

purposes:

Average monthly fair market value of securities...................

7,567,508

Average of monthly cash balances.......................

133,517

Fair market value of all other assets (see instructions)................

Total (add lines 1a, b, and c).........................

7,701,025

Reduction claimed for blockage or other factors reported on lines 1a and

1c (attach detailed explanation) .............

Acquisition indebtedness applicable to line 1 assets..................

Subtract line 2 from line 1d.........................

7,701,025

Cash deemed held for charitable activities. Enter 1 1⁄2% of line 3 (for greater amount, see

instructions) .............................

115,515

Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4

7,585,510

Minimum investment return. Enter 5% of line 5..................

379,276

Part XI

Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here bullet

and do not complete this part.)

Minimum investment return from Part X, line 6....................

379,276

Tax on investment income for 2012 from Part VI, line 5......

5,742

Income tax for 2012. (This does not include the tax from Part VI.)...

Add lines 2a and 2b............................

5,742

Distributable amount before adjustments. Subtract line 2c from line 1............

373,534

Recoveries of amounts treated as qualifying distributions................

Add lines 3 and 4............................

373,534

Deduction from distributable amount (see instructions).................

Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,

line 1................................

373,534

Part XII

Qualifying Distributions (see instructions)

Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:

Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........

279,013

Program-related investments—total from Part IX-B..................

Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,

purposes...............................

Amounts set aside for specific charitable projects that satisfy the:

Suitability test (prior IRS approval required)....................

Cash distribution test (attach the required schedule) .................

Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4

279,013

Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment

income. Enter 1% of Part I, line 27b (see instructions).................

Adjusted qualifying distributions. Subtract line 5 from line 4..............

279,013

Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.

Form 990-PF (2012)

Page 8

Part XIII

Undistributed Income (see instructions)

		(a) Corpus	(b) Years prior to 2011	(c) 2011	(d) 2012
1 Distributable amount for 2012 from Part XI, line 7					373,534
2 Undistributed income, if any, as of the end of 2012:
a Enter amount for 2011 only.......				188,714
b Total for prior years:2010, 20, 20			0
3 Excess distributions carryover, if any, to 2012:
a From 2007.......	0
b From 2008.......	0
c From 2009.......	0
d From 2010.......	0
e From 2011.......	0
fTotal of lines 3a through e.........		0
4Qualifying distributions for 2012 from Part
XII, line 4: $ 279,013
a Applied to 2011, but not more than line 2a				188,714
b Applied to undistributed income of prior years (Election required—see instructions)......			0
c Treated as distributions out of corpus (Election required—see instructions).........		0
d Applied to 2012 distributable amount.....					90,299
e Remaining amount distributed out of corpus		0
5 Excess distributions carryover applied to 2012.		0			0
(If an amount appears in column (d), the same amount must be shown in column (a).)
6Enter the net total of each column as indicated below:
a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5		0
b Prior years’ undistributed income. Subtract line 4b from line 2b ...........			0
c Enter the amount of prior years’ undistributed income for which a notice of deficiency has been issued, or on which the section 4942(a) tax has been previously assessed......			0
d Subtract line 6c from line 6b. Taxable amount —see instructions ...........			0
e Undistributed income for 2011. Subtract line 4a from line 2a. Taxable amount—see instructions .............				0
f Undistributed income for 2012. Subtract lines 4d and 5 from line 1. This amount must be distributed in 2013 ..........					283,235
7 Amounts treated as distributions out of corpus to satisfy requirements imposed by section 170(b)(1)(F) or 4942(g)(3) (see instructions) .............		0
8Excess distributions carryover from 2007 not applied on line 5 or line 7 (see instructions) ...		0
9Excess distributions carryover to 2013. Subtract lines 7 and 8 from line 6a ......		0
10 Analysis of line 9:
a Excess from 2008....	0
b Excess from 2009....	0
c Excess from 2010....	0
d Excess from 2011....	0
e Excess from 2012....	0

Form 990-PF (2012)

Page 9

Part XIV

Private Operating Foundations (see instructions and Part VII-A, question 9)

1a If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2012, enter the date of the ruling....... bullet

b Check box to indicate whether the organization is a private operating foundation described in section4942(j)(3) or4942(j)(5)

2a Enter the lesser of the adjusted net income from Part I or the minimum investment return from Part X for each year listed ..........	Tax year	Prior 3 years			(e) Total
	(a) 2012	(b) 2011	(c) 2010	(d) 2009	(e) Total

b 85% of line 2a .........
c Qualifying distributions from Part XII, line 4 for each year listed .....
d Amounts included in line 2c not used directly for active conduct of exempt activities ....
e Qualifying distributions made directly for active conduct of exempt activities. Subtract line 2d from line 2c ....
3 Complete 3a, b, or c for the alternative test relied upon:
a “Assets” alternative test—enter:
(1) Value of all assets ......
(2) Value of assets qualifying under section 4942(j)(3)(B)(i)
b “Endowment” alternative test— enter 2⁄3 of minimum investment return shown in Part X, line 6 for each year listed...
c “Support” alternative test—enter:
(1) Total support other than gross investment income (interest, dividends, rents, payments on securities loans (section 512(a)(5)), or royalties) ....
(2) Support from general public and 5 or more exempt organizations as provided in section 4942(j)(3)(B)(iii)....
(3) Largest amount of support from an exempt organization
(4) Gross investment income

Part XV

Supplementary Information (Complete this part only if the organization had $5,000 or more in
assets at any time during the year—see instructions.)

1Information Regarding Foundation Managers:

aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)

bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.

2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:

Check here bullet

if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. (see instructions) to individuals or organizations under
other conditions, complete items 2a, b, c, and d.

aThe name, address, and telephone number of the person to whom applications should be addressed:

bThe form in which applications should be submitted and information and materials they should include:

cAny submission deadlines:

dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:

Form 990-PF (2012)

Page 10

Part XV

Supplementary Information (continued)

3 Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient	If recipient is an individual, show any relationship to any foundation manager or substantial contributor	Foundation status of recipient	Purpose of grant or contribution	Amount
Name and address (home or business)		Foundation status of recipient	Purpose of grant or contribution	Amount
aPaid during the year
THE NORTHSHORE ANIMAL LEAGUE 25 DAVIS AVENUE PORT WASHINGTON,NY11050	NONE	EXEMPT	GENERAL	18,181
BIDE-A-WEE HOME ASSOCIATION 410 EAST 38 ST NEW YORK,NY10016	NONE	EXEMPT	GENERAL	18,181
CANCER RESEARCH INSTITUTE 55 BROADWAY NEW YORK,NY10006	NONE	EXEMPT	GENERAL	18,181
THE SALVATION ARMY 440 WEST NYACK ROAD WEST NYACK,NY10994	NONE	EXEMPT	GENERAL	18,181
AMERICAN HEART ASSOCIATION 2550 US HIGHWAY NO 1 TRENTON,NJ08650	NONE	EXEMPT	GENERAL	18,181
FRIENDS OF ANIMALS 770 POST ROAD STE 25 DARIEN,CT06820	NONE	EXEMPT	GENERAL	18,181
CORNELL UNIVERSITY OFFICE OF TRUSTS & ESTATES 130 EAST SEBECA ST SUITE 400 ITHACA,NY14850	NONE	EXEMPT	GENERAL	18,181
SOCIETY FOR PREVENTION OF CRUELTY TO ANIMALS PO BOX 93 EATONTOWN,NJ07724	NONE	EXEMPT	GENERAL	18,181
ASSOCIATED HUMANE SOCIETY OF NEW JERSEY INC 124 EVERGREEN AVE NEWARK,NJ07114	NONE	EXEMPT	GENERAL	18,181
RIVERVIEW MEDICAL CENTER ATTN DIRECTOR OF GIFT PLANNING 1345 CAMPUS PARKWAY SUITE A2 NEPTUNE,NJ07753	NONE	EXEMPT	GENERAL USE	18,181
RED BK ELKS CRIPPLED KIDDIES FND C/O HANDICPPED CHILD CMTEE ATTN 40 W FRONT ST RED BANK,NJ07701	NONE	EXEMPT	GENERAL	18,181
TRUSTEES UNIV OF PENNYSLVANIA OFFICE OF THE TREASURER 3451 WALNUT STREET PHILADELPHIA,PA19104	NONE	EXEMPT	GENERAL	18,181
HUMANE SOCIETY OF THE UNITED STATES 2100 L STREET NW WASHINGTON,DC20037	NONE	EXEMPT	GENERAL	18,181
Total ................................. 3a				236,353

bApproved for future payment

Total ................................. 3b

Form 990-PF (2012)

Page 11

Part XVI-A

Analysis of Income-Producing Activities

Enter gross amounts unless otherwise indicated.	Unrelated business income		Excluded by section 512, 513, or 514		(e) Related or exempt function income (See instructions.)
1Program service revenue:	(a) Business code	(b) Amount	(c) Exclusion code	(d) Amount	(e) Related or exempt function income (See instructions.)
a
b
c
d
e
f
gFees and contracts from government agencies
2 Membership dues and assessments....
3Interest on savings and temporary cash investments			14	14
4 Dividends and interest from securities....			14	209,779
5 Net rental income or (loss) from real estate:
aDebt-financed property......
bNot debt-financed property.....
6Net rental income or (loss) from personal property
7 Other investment income.....
8Gain or (loss) from sales of assets other than inventory			18	144,481
9 Net income or (loss) from special events:
10 Gross profit or (loss) from sales of inventory..
11 Other revenue: a
b
c
d
e
12 Subtotal. Add columns (b), (d), and (e)..				354,274

13Total. Add line 12, columns (b), (d), and (e)..................

13354,274

(See worksheet in line 13 instructions to verify calculations.)

Part XVI-B

Relationship of Activities to the Accomplishment of Exempt Purposes

Line No.	Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See instructions.)

Form 990-PF (2012)

Page 12

Part XVII

Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations

Did the organization directly or indirectly engage in any of the following with any other organization described in section

Yes

501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?

Transfers from the reporting foundation to a noncharitable exempt organization of:

(1) Cash...................................

1a(1)

(2) Other assets.................................

1a(2)

Other transactions:

(1) Sales of assets to a noncharitable exempt organization....................

1b(1)

(2) Purchases of assets from a noncharitable exempt organization..................

1b(2)

(3) Rental of facilities, equipment, or other assets.......................

1b(3)

(4) Reimbursement arrangements...........................

1b(4)

(5) Loans or loan guarantees.............................

1b(5)

(6) Performance of services or membership or fundraising solicitations................

1b(6)

Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............

If the answer to any of the above is “Yes,” complete the following schedule. Column (b) should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

(a) Line No.	(b) Amount involved	(c) Name of noncharitable exempt organization	(d) Description of transfers, transactions, and sharing arrangements

Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........YesNo

If “Yes,” complete the following schedule.

(a) Name of organization	(b) Type of organization	(c) Description of relationship

Sign Here

Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
				May the IRS discuss this return with the preparer shown below (see instr.)? Yes No
	Signature of officer or trustee	Date	Title

Paid Preparer Use Only	Print/Type preparer's name	Preparer's Signature	Date	Check if self- employed	PTIN
	Firm's name Firm's address			Firm's EIN
				Phone no.

Form 990-PF (2012)

Additional Data

Software ID:
Software Version:

Form 990PF - Special Condition Description:

Special Condition Description

- TIN:

TY 2012 ExplnOfNonFilingWithAGStmt

Name:

ANNA OSCHWALD TRUST

EIN: 25-6626923

Statement:

New Jersey Attorney General does not require and prefers that we do not furnish a copy of Form 990 to their office.

- TIN:

TY 2012 InvestmentsCorpStockSchedule

Name:

ANNA OSCHWALD TRUST

EIN: 25-6626923

Name of Stock	End of Year Book Value	End of Year Fair Market Value
4812C0803 JPMORGAN HI YL #3580
364760108 GAP INC
437076102 HOME DEPOT INC	17,249	30,925
580135101 MCDONALDS CORP	15,506	17,642
654106103 NIKE INC CL B
778296103 ROSS STORES INC	6,390	22,988
92553P201 VIACOM INC NEW
370334104 GENERAL MILLS INC
487836108 KELLOGG CO
50075N104 KRAFT FOODS INC CL A
742718109 PROCTER & GAMBLE CO	25,793	40,734
166764100 CHEVRON CORP	21,677	45,960
171798101 CIMAREX ENERGY CO
20825C104 CONOCOPHILLIPS	11,807	23,196
30231G102 EXXON MOBIL CORPORAT	7,664	19,474
674599105 OCCIDENTAL PETE CORP	9,601	9,193
001055102 AFLAC INC	19,486	22,576
03076C106 AMERIPRISE FINL INC
060505104 BANK OF AMERICA CORP
14040H105 CAPITAL ONE FINANCIA	16,907	23,172
171232101 CHUBB CORP
254709108 DISCOVER FIN SVCS
38141G104 GOLDMAN SACHS GROUP
46625H100 JPMORGAN CHASE & CO	15,362	13,191
857477103 STATE STREET CORP
91529Y106 UNUM CORP
031162100 AMGEN INC	9,737	15,085
110122108 BRISTOL MYERS SQUIBB	9,435	11,895
14149Y108 CARDINAL HEALTH INC
478160104 JOHNSON & JOHNSON	35,702	52,575
58155Q103 MCKESSON CORP	15,078	22,786
91324P102 UNITEDHEALTH GROUP I	14,436	21,696
235851102 DANAHER CORP	21,235	25,155
369604103 GENERAL ELECTRIC CO	12,368	14,693
502424104 L-3 COMMUNICATIONS
913017109 UNITED TECHNOLOGIES	11,530	32,804
88579Y101 3M CO
00846U101 AGILENT TECHNOLOGIES
17275R102 CISCO SYSTEMS INC
428236103 HEWLETT PACKARD CO
458140100 INTEL CORP	18,550	21,651
459200101 INTERNATIONAL BUSINE	27,812	67,043
594918104 MICROSOFT CORP	21,562	24,706
882508104 TEXAS INSTRUMENTS IN	9,469	11,584
459506101 INTERNATL FLAVORS
81211K100 SEALED AIR CORP
156700106 CENTURYLINK, INC	13,824	21,438
21037100 CONSTELLATION ENERGY
H0023R105 ACE LIMITED	9,754	15,960
G6852T105 PARTNERRE LTD COM
H8912P106 TYCO ELECTRONICS LTD
H89128104 TYCO INTERNATIONAL L	10,721	15,064
92934R769 CRM MID CAP VALUE FD	232,058	396,635
38142Y401 GOLDMAN SACHS #1132
77954Q106 T ROWE PRICE BLUE CH	173,182	211,238
74144Q203 T ROWE PRICE INST EM	334,778	305,467
94984B348 WELLS FARGO FD #4117
94984B181 WELLS FARGO FD #517
961323409 WESTPORT SELECT CAP	334,440	371,364
04315J837 ARTIO INTL FD #1529
246248306 DELAWARE POOLED TR I	118,014	73,528
411511306 HARBOR INTERNATION F	200,000	186,351
922042858 VANGUARD MSCI EMERGI	115,073	150,823
44980Q518 ING INTERNATIONAL RE	98,923	86,011
44981V706 ING REAL ESTATE FUND	455,299	554,328
61744J317 MORGAN STANLEY INS I	157,425	96,589
722005667 PIMCO COMMODITY REAL	290,030	190,306
037833100 APPLE INC	17,838	26,609
04351G101 ASCENA RETAIL GROUP
055921100 BMC SOFTWARE INC
057224107 BAKER HUGHES INC COM
191216100 COCA COLA CO	26,296	29,000
20030N101 COMCAST CORP CLASS A	17,524	26,152
314172560 FEDERATED STRAT VAL	225,000	236,368
345370860 FORD MOTOR COMPANY
375558103 GILEAD SCIENCES INC	10,936	20,199
438516106 HONEYWELL INTERNATIO	11,726	12,694
45865V100 INTERCONTINENTALEXCH	18,491	18,572
464287168 ISHARES DOW JONES SE	124,876	133,083
583334107 MEADWESTVACO CORP	14,195	17,529
637071101 NATIONAL OILWELL INC
68389X105 ORACLE CORPORATION
744573106 PUBLIC SVC ENTERPRIS	20,742	19,125
747525103 QUALCOMM INC	17,184	18,558
87612E106 TARGET CORP	11,126	13,313
887389104 TIMKEN CO
983134107 WYNN RESORTS LTD
G1151C101 ACCENTURE PLC	14,402	16,625
003021714 ABERDEEN EMERG MARKE	40,000	43,631
03524A108 ANHEUSER-BUSCH INBEV	12,157	17,482
037411105 APACHE CORP	13,964	12,953
04314H600 ARTISAN MID CAP FUND	247,000	235,310
084670702 BERKSHIRE HATHAWAY I	8,030	8,970
088606108 BHP BILLITON LIMITED	11,131	11,763
097023105 BOEING CO	13,067	13,188
12572Q105 CME GROUP INC	10,892	10,134
15649P208 CENTURY SMALL CAP SE	85,000	85,318
189754104 COACH INC	11,896	11,102
254687106 WALT DISNEY CO	7,529	8,713
268648102 E M C CORP MASS	12,829	12,650
278865100 ECOLAB INC	12,104	14,380
291011104 EMERSON ELECTRIC CO	9,002	9,268
38259P508 GOOGLE INC	15,364	17,685
50076Q106 KRAFT FOODS GROUP IN	5,336	7,548
552983470 MFS RESEARCH INTL FD	300,000	310,039
609207105 MONDELEZ INTERNATION	9,911	12,727
806857108 SCHLUMBERGER LTD	14,194	13,860
870297801 MLN ELEMENTS ROGERS	35,243	34,842
881624209 TEVA PHARMACEUTICAL	14,140	13,069
883556102 THERMO FISHER SCIENT	7,501	8,610
901165100 TWEEDY BROWNE FD GLO	227,000	222,688
902973304 US BANCORP DEL NEW	11,211	11,179
907818108 UNION PACIFIC CORP	15,062	15,715

- TIN:

TY 2012 InvestmentsOtherSchedule2

Name:

ANNA OSCHWALD TRUST

EIN: 25-6626923

Category/ Item	Listed at Cost or FMV	Book Value	End of Year Fair Market Value
04315J209 ARTIO TOTAL RETURN B	AT COST	325,524	337,599
256210105 DODGE & COX INCOME F	AT COST	516,831	562,540
4812C0803 JPMORGAN HIGH YIELD	AT COST	424,979	407,090
693390841 PIMCO HIGH YIELD FD-	AT COST	126,147	144,204
693390700 PIMCO TOTAL RET FD-I	AT COST	413,972	440,970
921937850 VANGUARD SHORT TERM
957663701 WESTERN ASSET INTERM	AT COST	125,000	129,140
693391559 PIMCO EMERG MKTS BD-	AT COST	157,946	190,562
693390882 PIMCO FOREIGN BD FD	AT COST	260,195	277,971
G1151C101 ACCENTURE PLC
H0023R103 ACE LIMITED
H89128104 TYCO INTERNATIONAL
92934R769 CRM MID CAP VALUE
314172560 FEDERATED STRATEGIC
38142Y401 GOLDMAN SACHS GRWTH
464287168 ISHARES DOW JONES
77954Q106 T ROWE PRICE BLUE CH
94984B348 WELLS FARGO ADVTG IN
961323409 WESTPORT FUNDS SELEC
04315J837 ARTIO INTERNATIONAL
246248306 DELAWARE POOLED TR
411511306 HARBOR INTERNATIONAL
74144Q203 T ROWE PRICE INSTITU
922042858 VANGUARD MSCI EMERGI
44980Q518 ING INTERNATIONAL RE
44981V706 ING RE FUNDING
61744J317 MORGAN STANLEY INST
72005667 PIMCO COMMODITY
693390304 PIMCO LOW DURATION F	AT COST	100,000	100,239

- TIN:

TY 2012 OtherDecreasesSchedule

Name:

ANNA OSCHWALD TRUST

EIN: 25-6626923

Description	Amount
MUTUAL FUND TIMING DIFFERENCE	64,103
COST BASIS ADJUSTMENT	2,001

- TIN:

TY 2012 OtherExpensesSchedule

Name:

ANNA OSCHWALD TRUST

EIN: 25-6626923

Description	Revenue and Expenses per Books	Net Investment Income	Adjusted Net Income	Disbursements for Charitable Purposes
OTHER NONALLOCABLE EXPENSES -	6	6		0

- TIN:

TY 2012 TaxesSchedule

Name:

ANNA OSCHWALD TRUST

EIN: 25-6626923

Category	Amount	Net Investment Income
FOREIGN TAXES	185	185
OTHER TAXES	1,861	0
FEDERAL ESTIMATES - PRINCIPAL	8,100	0
FOREIGN TAXES ON QUALIFIED FOR	1,965	1,965
FOREIGN TAXES ON NONQUALIFIED	874	874