Form990-PF

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Nonexempt Charitable Trust
Treated as a Private Foundation
Note. The foundation may be able to use a copy of this return to satisfy state reporting requirements.
OMB No. 1545-0052
2012
Open to Public Inspection
For calendar year 2012, or tax year beginning 01-01-2012 , and ending 12-31-2012
Name of foundation
THE CURTIS W MCGRAW FOUNDATION
 
% ROCKEFELLER & CO
Number and street (or P.O. box number if mail is not delivered to street address)C/O ROCKEFELLER CO30 ROCKEFELLER PLAZA Suite 5600Room/suite
City or town, state, and ZIP code
NEW YORK, NY10112
A Employer identification number

22-1761678
B Telephone number (see instructions)

C bullet
G Check all that apply:

D 1. bullet
2. bullet
H Check type of organization:
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$21,878,759J Accounting method:
 
(Part I, column (d) must be on cash basis.)
E bullet
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 0
2 Check bullet
3 Interest on savings and temporary cash investments 119,756 119,756  
4 Dividends and interest from securities...... 340,716 340,716  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 1,258,164
b Gross sales price for all assets on line 6a 8,901,499
7 Capital gain net income (from Part IV, line 2)... 1,258,164
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 1,718,636 1,718,636  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc.        
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule)......... Click to see attachment 22,829 15,219 0 7,610
b Accounting fees (attach schedule)....... Click to see attachment 12,300 8,200 0 4,100
c Other professional fees (attach schedule).... Click to see attachment 119,271 119,271    
17 Interest...............        
18 Taxes (attach schedule) (see instructions) Click to see attachment 34,545 17,945    
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 35,071 32,141   2,930
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 224,016 192,776 0 14,640
25 Contributions, gifts, grants paid........ 1,125,330 1,125,330
26 Total expenses and disbursements. Add lines 24 and 25 1,349,346 192,776 0 1,139,970
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 369,290
b Net investment income (if negative, enter -0-) 1,525,860
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2012)
Form 990-PF (2012)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............... 220,024 209,346 209,346
2 Savings and temporary cash investments..........      
3 Accounts receivable bullet0
Less: allowance for doubtful accounts bullet   31,381 0 0
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see page 15 of the
instructions)....................      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule) 2,437,291 Click to see attachment2,473,847 2,519,260
b Investments—corporate stock (attach schedule)........ 9,888,695 Click to see attachment10,407,977 13,360,575
c Investments—corporate bonds (attach schedule)........ 3,419,362 Click to see attachment3,139,042 3,281,001
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)........... 897,224 Click to see attachment1,155,783 2,508,577
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 16,893,977 17,385,995 21,878,759
Liabilities 17 Accounts payable and accrued expenses.......... 0 38,881
18 Grants payable...................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22).......... 0 38,881
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted....................    
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds......... 16,893,977 17,347,114
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds 0 0
30 Total net assets or fund balances (see page 17 of the
instructions).................... 16,893,977 17,347,114
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 16,893,977 17,385,995
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 16,893,977
2 Enter amount from Part I, line 27a..................... 2 369,290
3 Other increases not included in line 2 (itemize) bulletClick to see attachment 3 83,847
4 Add lines 1, 2, and 3.......................... 4 17,347,114
5 Decreases not included in line 2 (itemize) bullet 5  
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 17,347,114
Form 990-PF (2012)
Form 990-PF (2012)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a 100000 SH. 3M COMPANY 4.375% 08/15/13 P 2011-09-12 2012-01-05
b 60000 SH. 3M COMPANY1.375% 09/29/16 P 2012-01-05 2012-08-09
c 240 SH. ADVANCE AUTO PARTS, INC. P 2012-08-28 2012-12-04
d 360 SH. ADVANCE AUTO PARTS, INC. P 2012-08-28 2012-12-21
e 250 SH. ADVANCE AUTO PARTS, INC. P 2012-08-29 2012-12-21
390 SH. AFLAC, INC. P 2012-08-21 2012-12-04
100000 SH. AMERICAN EXPRESS 7% 03/19/2018 P 2012-01-06 2012-08-22
370 SH. AMERICAN EXPRESS CO. P 2012-02-07 2012-07-25
430 SH. AMERICAN EXPRESS CO. P 2012-02-07 2012-07-26
260 SH. AMERICAN EXPRESS CO. P 2012-02-06 2012-07-27
230 SH. AMERICAN EXPRESS CO. P 2012-02-07 2012-07-27
1190 SH. AMERICAN EXPRESS CO. P 2012-02-06 2012-07-30
60000 SH. BANK OF AMER 5.3% 03/15/17 P 2012-08-09 2012-12-13
2810 SH. BEST BUY CO., INC. P 2012-04-18 2012-08-09
430 SH. BEST BUY CO., INC. P 2012-04-18 2012-08-09
4020 SH. BEST BUY CO., INC. P 2012-04-19 2012-08-09
250 SH. BEST BUY CO., INC. P 2012-04-18 2012-08-10
50000 SH. CAMPBELL SOUP 4.25% 04/15/21 P 2011-09-26 2012-07-12
310 SH. CHINA MOBILE (HONG KONG) LTD P 2012-08-21 2012-12-04
560 SH. CHINA MOBILE (HONG KONG) LTD P 2012-08-21 2012-12-21
410 SH. CISCO SYSTEMS, INC. P 2011-07-01 2012-01-24
50 SH. CREE, INC. P 2011-07-01 2012-05-25
390 SH. DELPHI AUTOMOTIVE PLC P 2012-11-02 2012-12-04
160 SH. DOVER CORP. P 2012-11-19 2012-12-04
240 SH. FEDEX CORPORATION P 2012-09-21 2012-12-04
50000 SH. FFCB 4.875% 01/17/17 P 2011-10-12 2012-03-15
75000 SH. FFCB 4.875% 01/17/17 P 2011-10-12 2012-03-21
75000 SH. FNMA 5.375 % 06/12/17 P 2011-11-07 2012-01-05
50000 SH. GENERAL DYNAMICS 5.25% 2/01/14 P 2011-08-01 2012-03-15
80 SH. GOLDMAN SACHS GROUP P 2012-10-16 2012-12-04
11480 SH. INTESA SANPAOLO P 2011-12-06 2012-04-24
13540 SH. INTESA SANPAOLO P 2011-12-07 2012-04-24
21120 SH. INTESA SANPAOLO P 2011-12-06 2012-04-26
2680 SH. INTESA SANPAOLO P 2011-12-08 2012-04-26
3760 SH. INTESA SANPAOLO P 2011-12-08 2012-04-27
6440 SH. INTESA SANPAOLO P 2011-12-09 2012-04-27
6170 SH. INTESA SANPAOLO P 2011-12-12 2012-04-27
580 SH. J.P. MORGAN CHASE & CO. P 2012-08-21 2012-12-04
670 SH. JOHNSON MATTHEY PLC P 2011-11-14 2012-07-17
30 SH. JOHNSON MATTHEY PLC P 2011-11-14 2012-07-18
50000 SH. JPM CHASE 3.7% 01/20/2015 P 2011-07-08 2012-05-24
100000 SH. MCDONALD'S CORP 5.8% 10/15/17 P 2011-08-09 2012-03-06
310 SH. MERCK & CO. INC. P 2012-01-05 2012-12-04
400 SH. MICROSOFT CORP. P 2012-11-06 2012-12-04
400 SH. MICROSOFT CORP. P 2012-11-07 2012-12-04
620 SH. MORGAN STANLEY P 2011-08-09 2012-04-10
1140 SH. MORGAN STANLEY P 2011-08-22 2012-04-10
170 SH. OPHIR ENERGY PLC P 2012-05-03 2012-12-05
360 SH. ORACLE CORPORATION P 2012-01-24 2012-12-04
100000 SH. PEPSICO INC., 5.15% 05/15/2012 P 2011-08-09 2012-01-05
60000 SH. PEPSICO INC.3% DUE 8/25/21 P 2012-01-05 2012-08-09
40 SH. PHARMACYCLICS INC. P 2012-06-19 2012-12-04
7210 SH. PICC PROP & CASUALTY CO. LTD. P 2012-11-05 2012-12-05
790 SH. QUEST DIAGNOSTICS INCORPORATED P 2011-07-21 2012-06-08
110 SH. REINSURANCE GROUP OF AMERICA, P 2012-07-26 2012-12-04
80 SH. ROCHE HOLDINGS AG P 2012-04-12 2012-12-05
440 SH. ROYAL CARIBBEAN CRUISES LTD. P 2012-02-17 2012-12-04
20 SH. SAMSUNG ELECTRONICS CO., PFD P 2012-06-13 2012-12-05
10 SH. SAMSUNG ELECTRONICS CO., PFD P 2012-06-15 2012-12-05
320 SH. SBERBANK - SPONSORED ADR P 2012-04-25 2012-12-05
290 SH. SBERBANK - SPONSORED ADR P 2012-04-27 2012-12-05
4000 SH. SINGAPORE TELECOM LTD P 2012-05-11 2012-12-05
1000 SH. SINGAPORE TELECOM LTD P 2012-05-14 2012-12-05
360 SH. SVENSKA HANDELSBANKEN AB - A S P 2011-12-08 2012-12-05
80 SH. TIFFANY & CO. P 2012-07-26 2012-12-04
40000 SH. U.S. TREASURY INFL INDEX NOTES P 2011-08-25 2012-01-06
10000 SH. U.S. TREASURY INFL INDEX NOTES P 2011-08-25 2012-01-15
240 SH. UNITEDHEALTH GROUP INC. P 2012-07-18 2012-12-04
100000 SH. US TREAS INF IX 1.625% 1/15/15 P 2011-08-25 2012-04-25
15000 SH. US TREAS INF IX 1.625% 1/15/15 P 2012-09-17 2012-12-13
105000 SH. US TREAS INF IX 1.875% 7/15/13 P 2012-08-09 2012-12-04
25000 SH. US TREAS INF IX 1.875% 7/15/13 P 2012-08-09 2012-12-13
25000 SH. US TREAS INFL 0.625% 04/15/13 P 2012-01-05 2012-03-22
275000 SH. US TREAS INFL 0.625% 04/15/13 P 2012-01-05 2012-04-25
100000 SH. US TREAS INFL 2.125% 01/15/19 P 2011-05-18 2012-04-25
325000 SH. US TREAS N/B 0.625% 04/30/13 P 2012-04-25 2012-08-09
25000 SH. US TREAS N/B 1.75% 04/15/13 P 2011-08-23 2012-01-05
275000 SH. US TREAS N/B 1.75% 04/15/13 P 2011-08-25 2012-01-05
300000 SH. US TREAS N/B 1.75% 04/15/13 P 2011-08-25 2012-08-09
25000 SH. US TREAS N/B 2.625% 11/15/20 P 2011-08-25 2012-03-22
125000 SH. US TREASURY 2.25% 01/31/15 P 2012-04-25 2012-09-17
100000 SH. US TREASURY N/B 2.75% 2/15/19 P 2012-04-25 2012-09-17
15000 SH. US TREASURY TIPS 1.25% 4/15/14 P 2012-12-06 2012-12-13
50000 SH. WALGREEN CO 5.25% 01/15/19 P 2011-08-01 2012-06-22
50000 SH. WALGREEN CO 5.25% 01/15/19 P 2011-08-01 2012-06-25
50 SH. ALEXION PHARMACEUTICALS, INC. P 2009-10-15 2012-12-04
2250 SH. ALLSTATE CORPORATION P 2010-04-28 2012-02-06
1800 SH. ALLSTATE CORPORATION P 2010-04-27 2012-02-07
70 SH. ALLSTATE CORPORATION P 2010-04-28 2012-02-07
140 SH. ANADARKO PETROLEUM CORPORATION P 2009-10-15 2012-12-04
80 SH. APACHE CORPORATION P 2010-06-23 2012-12-04
360 SH. APPLE INC. P 2010-04-27 2012-09-11
30 SH. APPLE INC. P 2010-04-27 2012-12-04
190 SH. APPLE INC. P 2010-04-27 2012-12-26
60 SH. APPLE INC. P 2010-04-27 2012-12-27
135 SH. APPLE INC. P 2010-05-07 2012-12-27
120 SH. BAKER HUGHES INCORPORATED P 2010-06-14 2012-12-04
10 SH. BIOMARIN PHARMACEUTICAL INC. P 2008-09-30 2012-07-17
650 SH. BIOMARIN PHARMACEUTICAL INC. P 2008-10-03 2012-07-17
90 SH. BIOMARIN PHARMACEUTICAL INC. P 2008-10-08 2012-07-17
160 SH. BIOMARIN PHARMACEUTICAL INC. P 2011-07-01 2012-07-17
160 SH. BIOMARIN PHARMACEUTICAL INC. P 2008-10-08 2012-12-04
50000 SH. BOEING, 6.00% 3/15/2019 P 2011-07-14 2012-10-25
90 SH. BOSKALIS WESTMINSTER - CVA P 2007-05-16 2012-12-05
30 SH. BOSKALIS WESTMINSTER - CVA P 2007-05-25 2012-12-05
300 SH. CAREFUSION CORPORATION P 2010-11-04 2012-12-04
2240 SH. CENTRICA PLC P 2011-05-10 2012-12-05
100 SH. CHEVRON CORPORATION P 2003-03-28 2012-12-04
900 SH. CHINA AGRI-INDUSTRIES HOLD RTS P 2010-05-14 2012-12-10
1500 SH. CHINA AGRI-INDUSTRIES HOLD RTS P 2010-05-17 2012-12-10
2700 SH. CHINA AGRI-INDUSTRIES HOLD RTS P 2010-11-24 2012-12-10
3900 SH. CHINA AGRI-INDUSTRIES HOLD RTS P 2010-11-26 2012-12-10
600 SH. CHINA AGRI-INDUSTRIES HOLD RTS P 2010-11-29 2012-12-10
300 SH. CHINA AGRI-INDUSTRIES HOLD RTS P 2010-05-18 2012-12-10
2700 SH. CHINA AGRI-INDUSTRIES HOLD RTS P 2010-05-04 2012-12-10
2100 SH. CHINA AGRI-INDUSTRIES HOLD RTS P 2010-05-05 2012-12-10
3600 SH. CHINA AGRI-INDUSTRIES HOLD RTS P 2010-05-06 2012-12-10
900 SH. CHINA AGRI-INDUSTRIES HOLD RTS P 2010-05-12 2012-12-10
1800 SH. CHINA AGRI-INDUSTRIES HOLD RTS P 2010-05-13 2012-12-10
300 SH. CHINA AGRI-INDUSTRIES HOLD RTS P 2011-07-05 2012-12-10
4000 SH. CHINA AGRI-INDUSTRIES HOLDINGS P 2010-05-04 2012-12-05
60 SH. CHUNGHWA TELECOM LTD ADR P 2010-04-23 2012-05-02
70 SH. CHUNGHWA TELECOM LTD ADR P 2010-07-01 2012-05-02
320 SH. CHUNGHWA TELECOM LTD ADR P 2010-04-23 2012-05-03
320 SH. CHUNGHWA TELECOM LTD ADR P 2010-04-23 2012-05-04
236 SH. CHUNGHWA TELECOM LTD ADR P 2010-04-23 2012-05-07
24 SH. CHUNGHWA TELECOM LTD ADR P 2010-04-26 2012-05-07
226 SH. CHUNGHWA TELECOM LTD ADR P 2010-04-22 2012-05-08
424 SH. CHUNGHWA TELECOM LTD ADR P 2010-04-26 2012-05-08
710 SH. CHUNGHWA TELECOM LTD ADR P 2010-04-22 2012-05-09
224 SH. CHUNGHWA TELECOM LTD ADR P 2010-04-20 2012-05-10
96 SH. CHUNGHWA TELECOM LTD ADR P 2010-04-22 2012-05-10
368 SH. CHUNGHWA TELECOM LTD ADR P 2010-04-20 2012-05-11
212 SH. CHUNGHWA TELECOM LTD ADR P 2010-04-21 2012-05-11
572 SH. CHUNGHWA TELECOM LTD ADR P 2010-04-21 2012-05-14
9320 SH. CISCO SYSTEMS, INC. P 2005-11-22 2012-01-24
340 SH. COMCAST CORPORATION - CL A P 2007-12-10 2012-12-04
2750 SH. COMCAST CORPORATION - CL A P 2007-12-10 2012-12-13
130 SH. COMCAST CORPORATION - CL A P 2008-10-28 2012-12-13
1400 SH. COMCAST CORPORATION - CL A P 2008-10-28 2012-12-21
400 SH. COMCAST CORPORATION - CL A P 2009-03-16 2012-12-21
110 SH. COMERICA INCORPORATED P 2010-03-16 2012-12-04
120 SH. CONTINENTAL RESOURCES, INC. P 2009-07-08 2012-12-04
130 SH. COVIDIEN PLC P 2008-11-25 2012-12-04
1340 SH. CREE, INC. P 2011-04-04 2012-05-25
50000 SH. DIAGEO CAP PLC 5.750% 10/23/17 P 2011-07-21 2012-12-11
100000 SH. DOW CHEMICAL CO 4.25% 11/15/20 P 2011-07-18 2012-10-04
25000 SH. FED HOME LOAN BANK 5% 11/17/17 P 2011-06-22 2012-12-04
25000 SH. FFCB 4.875% 01/17/17 P 2011-06-01 2012-12-04
25000 SH. FNMA 5.375 % 06/12/17 P 2011-11-07 2012-12-04
17400 SH. GALAXY ENTERTAINMENT GROUP LTD P 2010-10-13 2012-11-05
4290 SH. GALAXY ENTERTAINMENT GROUP LTD P 2010-10-11 2012-11-05
7210 SH. GALAXY ENTERTAINMENT GROUP LTD P 2010-10-11 2012-11-06
8800 SH. GALAXY ENTERTAINMENT GROUP LTD P 2010-10-11 2012-11-07
1200 SH. GALAXY ENTERTAINMENT GROUP LTD P 2010-10-12 2012-12-05
800 SH. GALAXY ENTERTAINMENT GROUP LTD P 2010-10-11 2012-12-05
8100 SH. GALAXY ENTERTAINMENT GROUP LTD P 2010-10-12 2012-12-21
5600 SH. GALAXY ENTERTAINMENT GROUP LTD P 2010-10-08 2012-12-21
4830 SH. GALAXY ENTERTAINMENT GROUP LTD P 2010-10-08 2012-12-24
7470 SH. GALAXY ENTERTAINMENT GROUP LTD P 2010-10-08 2012-12-27
35 SH. GOOGLE INC - CLASS A P 2007-11-05 2012-12-04
440 SH. HERTZ GLOBAL HOLDINGS INC. P 2010-04-13 2012-02-17
1770 SH. HERTZ GLOBAL HOLDINGS INC. P 2010-04-14 2012-02-17
940 SH. HERTZ GLOBAL HOLDINGS INC. P 2010-04-15 2012-02-17
2770 SH. HERTZ GLOBAL HOLDINGS INC. P 2010-04-12 2012-02-21
3700 SH. HERTZ GLOBAL HOLDINGS INC. P 2010-04-13 2012-02-21
310 SH. HEWLETT-PACKARD COMPANY P 2011-02-24 2012-12-04
180 SH. HONEYWELL INC. P 2005-12-20 2012-12-04
10 SH. HYUNDAI MOTOR CO., LTD. - 2ND P 2011-04-29 2012-12-05
130 SH. HYUNDAI MOTOR CO., LTD. - 2ND P 2011-05-02 2012-12-05
100000 SH. IBM CORP. SR UNSEC NTS, 4.75% P 2011-07-26 2012-11-29
390 SH. INTERCONTINENTAL HOTELS GROUP P 2009-05-08 2012-04-26
150 SH. INTERCONTINENTAL HOTELS GROUP P 2009-05-12 2012-04-26
2340 SH. INTERCONTINENTAL HOTELS GROUP P 2009-05-08 2012-04-27
2180 SH. INTERCONTINENTAL HOTELS GROUP P 2009-05-08 2012-04-30
1030 SH. INTERCONTINENTAL HOTELS GROUP P 2009-05-08 2012-05-01
230 SH. INTERCONTINENTAL HOTELS GROUP P 2009-05-11 2012-05-01
1390 SH. INTERCONTINENTAL HOTELS GROUP P 2009-05-11 2012-05-02
130 SH. INTERTEK GROUP PLC P 2009-12-16 2012-05-23
270 SH. INTERTEK GROUP PLC P 2009-12-16 2012-05-24
100 SH. INTERTEK GROUP PLC P 2009-12-11 2012-05-25
140 SH. INTERTEK GROUP PLC P 2009-12-15 2012-05-25
50 SH. INTERTEK GROUP PLC P 2009-12-16 2012-05-25
100 SH. INTERTEK GROUP PLC P 2009-12-24 2012-05-25
110 SH. INTERTEK GROUP PLC P 2009-12-29 2012-05-25
240 SH. INTERTEK GROUP PLC P 2009-12-11 2012-05-29
170 SH. INTERTEK GROUP PLC P 2009-12-11 2012-05-30
230 SH. INTERTEK GROUP PLC P 2009-12-23 2012-05-30
60 SH. INTERTEK GROUP PLC P 2009-12-22 2012-05-31
210 SH. INTERTEK GROUP PLC P 2009-12-23 2012-05-31
320 SH. INTERTEK GROUP PLC P 2009-12-22 2012-06-06
280 SH. INTERTEK GROUP PLC P 2009-12-17 2012-11-08
120 SH. INTERTEK GROUP PLC P 2009-12-22 2012-11-08
400 SH. INTERTEK GROUP PLC P 2009-12-17 2012-11-09
290 SH. INTERTEK GROUP PLC P 2009-12-17 2012-11-12
100 SH. INTERTEK GROUP PLC P 2009-12-21 2012-11-12
50 SH. INTERTEK GROUP PLC P 2009-12-18 2012-11-13
570 SH. INTERTEK GROUP PLC P 2009-12-21 2012-11-13
760 SH. INTERTEK GROUP PLC P 2009-12-18 2012-11-14
390 SH. INTERTEK GROUP PLC P 2009-12-18 2012-11-15
140 SH. INTERTEK GROUP PLC P 2009-12-18 2012-11-16
150000 SH. J&J 5.15% DUE 07/15/2018 P 2009-09-22 2012-12-11
60 SH. JOHNSON MATTHEY PLC P 2006-11-02 2012-07-18
410 SH. JOHNSON MATTHEY PLC P 2006-11-03 2012-07-18
300 SH. JOHNSON MATTHEY PLC P 2006-11-03 2012-07-19
50 SH. JOHNSON MATTHEY PLC P 2006-10-31 2012-07-20
120 SH. JOHNSON MATTHEY PLC P 2006-11-03 2012-07-20
270 SH. JOHNSON MATTHEY PLC P 2006-10-31 2012-07-23
130 SH. JOHNSON MATTHEY PLC P 2006-10-31 2012-07-24
260 SH. JOHNSON MATTHEY PLC P 2006-10-31 2012-07-25
231.8182 SH. JOHNSON MATTHEY PLC P 2006-10-30 2012-12-05
38.1818 SH. JOHNSON MATTHEY PLC P 2006-10-31 2012-12-05
350 SH. KOREA ELECTRIC POWER CORP. P 2011-06-24 2012-12-05
110 SH. LG ELECTRONICS INC. - PFD P 2011-03-09 2012-12-05
10 SH. MASTERCARD INC - CLASS A P 2008-09-30 2012-12-04
280 SH. MICROSOFT CORP. P 2007-08-07 2012-12-04
5400 SH. MITSUI & CO., LTD. P 2011-03-16 2012-04-19
2500 SH. MITSUI & CO., LTD. P 2011-03-17 2012-04-19
1910 SH. MORGAN STANLEY P 2009-08-07 2012-04-05
1510 SH. MORGAN STANLEY P 2009-08-07 2012-04-09
630 SH. MORGAN STANLEY P 2009-08-07 2012-04-10
370 SH. MSCI INC. P 2010-12-08 2012-12-04
290 SH. NETAPP, INC. P 2011-09-08 2012-12-04
2200 SH. NGK INSULATORS LTD. P 2011-03-17 2012-11-02
1580 SH. NGK INSULATORS LTD. P 2011-03-16 2012-11-05
800 SH. NGK INSULATORS LTD. P 2011-03-17 2012-11-05
2440 SH. NGK INSULATORS LTD. P 2011-03-16 2012-11-07
1270 SH. NGK INSULATORS LTD. P 2011-03-16 2012-11-14
710 SH. NGK INSULATORS LTD. P 2011-03-16 2012-11-16
200 SH. NOVARTIS AG - ADR P 2011-07-01 2012-12-04
160 SH. NYSE EURONEXT P 2009-12-23 2012-12-04
910 SH. NYSE EURONEXT P 2009-12-18 2012-12-13
1660 SH. NYSE EURONEXT P 2009-12-22 2012-12-13
1400 SH. NYSE EURONEXT P 2009-12-23 2012-12-13
70 SH. OCEANEERING INTERNATIONAL, INC P 2010-05-18 2012-12-04
1000 SH. OGX PETROLEO E GAS PARTICIPAOE P 2009-10-16 2012-06-18
800 SH. OGX PETROLEO E GAS PARTICIPAOE P 2009-12-29 2012-06-18
2100 SH. OGX PETROLEO E GAS PARTICIPAOE P 2009-12-30 2012-06-18
4500 SH. OGX PETROLEO E GAS PARTICIPAOE P 2009-10-16 2012-06-19
140 SH. PEPSICO, INC P 2008-12-17 2012-12-04
6900 SH. PFIZER INC. P 2010-10-29 2012-01-05
390 SH. PFIZER INC. P 2010-11-01 2012-01-05
2680 SH. PFIZER INC. P 2010-11-02 2012-01-05
80 SH. PHILIPPINE LONG DIST TELE CO P 2010-09-20 2012-08-23
30 SH. PHILIPPINE LONG DIST TELE CO P 2010-09-21 2012-08-23
10 SH. PHILIPPINE LONG DIST TELE CO P 2010-09-20 2012-09-10
50 SH. PHILIPPINE LONG DIST TELE CO P 2010-09-16 2012-09-11
40 SH. PHILIPPINE LONG DIST TELE CO P 2010-09-16 2012-09-13
10 SH. PHILIPPINE LONG DIST TELE CO P 2010-09-17 2012-09-13
50 SH. PHILIPPINE LONG DIST TELE CO P 2010-09-17 2012-09-14
20 SH. PHILIPPINE LONG DIST TELE CO P 2010-09-14 2012-09-17
80 SH. PHILIPPINE LONG DIST TELE CO P 2010-09-17 2012-09-17
40 SH. PHILIPPINE LONG DIST TELE CO P 2010-09-14 2012-09-19
50 SH. PHILIPPINE LONG DIST TELE CO P 2010-09-13 2012-09-20
10 SH. PHILIPPINE LONG DIST TELE CO P 2010-09-09 2012-09-21
60 SH. PHILIPPINE LONG DIST TELE CO P 2010-09-10 2012-09-21
10 SH. PHILIPPINE LONG DIST TELE CO P 2010-09-13 2012-09-21
40 SH. PHILIPPINE LONG DIST TELE CO P 2010-09-09 2012-09-25
80 SH. PHILIPPINE LONG DIST TELE CO P 2010-09-09 2012-09-27
10 SH. PHILIPPINE LONG DIST TELE CO P 2010-09-09 2012-09-28
100 SH. PHILIPPINE LONG DIST TELE CO P 2010-09-03 2012-10-01
30 SH. PHILIPPINE LONG DIST TELE CO P 2010-09-03 2012-10-04
20 SH. PHILIPPINE LONG DIST TELE CO P 2010-09-03 2012-10-05
20 SH. PHILIPPINE LONG DIST TELE CO P 2010-09-03 2012-10-26
60 SH. PHILIPPINE LONG DIST TELE CO P 2010-09-07 2012-10-31
90 SH. PHILIPPINE LONG DIST TELE CO P 2010-09-08 2012-10-31
450 SH. PRUDENTIAL PLC P 2011-11-08 2012-12-05
160 SH. QUALCOMM INC. P 2010-02-09 2012-12-04
360 SH. QUEST DIAGNOSTICS INCORPORATED P 2011-03-09 2012-06-08
150 SH. QUEST DIAGNOSTICS INCORPORATED P 2011-07-21 2012-12-04
30 SH. REGENERON PHARMACEUTICALS P 2010-12-02 2012-04-12
370 SH. REGENERON PHARMACEUTICALS P 2010-12-03 2012-04-12
120 SH. REGENERON PHARMACEUTICALS P 2010-12-02 2012-04-13
80 SH. REGENERON PHARMACEUTICALS P 2010-12-02 2012-12-04
270 SH. REGENERON PHARMACEUTICALS P 2010-12-02 2012-12-13
10 SH. ROYAL DUTCH SHELL PLC-ADR A P 2011-07-01 2012-12-04
130 SH. ROYAL DUTCH SHELL PLC-ADR A P 2011-11-11 2012-12-04
340 SH. SAFRAN SA P 2011-11-30 2012-12-05
340 SH. SANTOS LIMITED P 2011-03-09 2012-12-05
500 SH. SEMEN GRESIK (PERSERO) TBK P 2011-03-24 2012-12-05
2000 SH. SEMEN GRESIK (PERSERO) TBK P 2011-03-31 2012-12-05
330 SH. SWEDBANK AB P 2009-12-03 2012-12-05
330 SH. THE MCGRAW-HILL COMPANIES, INC P 2001-01-01 2012-12-04
110 SH. THERMO FISHER SCIENTIFIC INC. P 2010-08-26 2012-12-04
80 SH. TORONTO-DOMINION BANK P 2009-12-02 2012-12-04
110 SH. TULLOW OIL PLC P 2009-10-16 2012-12-05
75000 SH. TX BUILD AMERICA 4.611% 3/1/21 P 2011-05-18 2012-12-04
100000 SH. US TREAS N/B 2.625% 11/15/20 P 2011-08-25 2012-08-29
20000 SH. US TREAS N/B 2.625% 11/15/20 P 2011-08-25 2012-12-20
75000 SH. US TREASURY N/B 4.25% 11/15/17 P 2010-08-12 2012-03-21
8000 SH. US TREASURY N/B 4.25% 11/15/17 P 2010-05-11 2012-03-22
17000 SH. US TREASURY N/B 4.25% 11/15/17 P 2010-08-12 2012-03-22
150000 SH. US TREASURY N/B 4.25% 11/15/17 P 2010-05-11 2012-09-17
70 SH. VEDANTA RESOURCES PLC P 2011-03-31 2012-12-05
140 SH. VEDANTA RESOURCES PLC P 2011-04-01 2012-12-05
380 SH. VODAFONE GROUP PLC - SP ADR P 2011-07-01 2012-12-04
90 SH. VODAFONE GROUP PLC - SP ADR P 2011-11-11 2012-12-04
70 SH. WAL-MART STORES, INC. P 2005-04-21 2012-12-04
90 SH. WAL-MART STORES, INC. P 2011-07-01 2012-12-04
1300 SH. WELLPOINT INC. P 2009-07-20 2012-07-18
790 SH. WELLPOINT INC. P 2009-10-22 2012-07-18
530 SH. WELLPOINT INC. P 2010-11-04 2012-07-18
300 SH. WELLS FARGO COMPANY P 2011-08-09 2012-12-04
50000 SH. WELLS FARGO, 5.625% 12/11/17 P 2011-08-11 2012-12-20
1200 SH. WYNN MACAU, LIMITED P 2010-10-11 2012-12-05
1355 SH. YUM! BRANDS, INC. P 2006-02-13 2012-06-18
140 SH. YUM! BRANDS, INC. P 2006-02-13 2012-12-04
SECURITIES LITIGATION - JUNIPER NETWORKS P 2000-01-01 2012-03-02
SECURITIES LITIGATION - DORAL FINANCIAL CORP. P 2000-01-01 2012-12-31
FOREIGN CURRENCY EXCHANGE      
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 106,218   106,388 -170
b 61,178   60,578 600
c 17,335   17,321 14
d 25,317   25,981 -664
e 17,581   18,001 -420
20,488   18,217 2,271
126,304   119,178 7,126
20,768   19,329 1,439
24,653   22,464 2,189
15,054   13,445 1,609
13,317   12,016 1,301
69,469   61,536 7,933
66,908   64,605 2,303
55,051   62,093 -7,042
8,207   9,502 -1,295
76,722   88,880 -12,158
4,809   5,524 -715
57,158   54,992 2,166
17,669   16,524 1,145
32,378   29,850 2,528
8,061   6,449 1,612
1,299   1,720 -421
13,149   13,060 89
10,092   10,021 71
21,219   20,280 939
58,297   57,685 612
87,570   86,489 1,081
90,720   90,626 94
54,266   54,200 66
9,319   9,869 -550
16,149   20,570 -4,421
19,047   25,087 -6,040
31,571   37,843 -6,272
4,006   4,718 -712
5,662   6,619 -957
9,698   10,792 -1,094
9,292   10,116 -824
23,351   22,394 957
22,001   20,373 1,628
1,008   912 96
51,772   51,866 -94
122,620   119,779 2,841
13,776   12,008 1,768
10,546   11,929 -1,383
10,546   11,887 -1,341
11,028   10,657 371
20,277   18,371 1,906
1,405   1,579 -174
11,572   10,289 1,283
101,660   101,715 -55
63,156   61,518 1,638
2,184   1,706 478
9,095   9,818 -723
43,641   45,271 -1,630
5,625   6,237 -612
15,683   13,774 1,909
15,165   13,603 1,562
15,436   12,860 2,576
7,718   6,359 1,359
3,866   4,128 -262
3,504   3,733 -229
10,811   10,407 404
2,703   2,589 114
13,006   9,861 3,145
4,677   4,461 216
51,005   50,859 146
12,747   12,715 32
12,891   13,497 -606
129,292   138,759 -9,467
19,312   19,295 17
134,690   133,748 942
32,040   31,820 220
27,558   27,245 313
301,792   299,234 2,558
127,880   115,742 12,138
326,054   326,002 52
25,496   25,492 4
280,457   280,404 53
303,199   303,159 40
26,162   25,886 276
130,747   130,455 292
110,535   108,747 1,788
16,900   16,896 4
57,136   56,941 195
57,066   56,938 128
4,765   1,144 3,621
68,779   76,513 -7,734
54,979   60,463 -5,484
2,138   2,380 -242
10,277   9,279 998
6,060   7,367 -1,307
239,641   94,516 145,125
17,227   7,876 9,351
97,723   49,883 47,840
30,625   15,753 14,872
68,906   31,915 36,991
5,105   5,142 -37
416   266 150
27,044   16,718 10,326
3,745   2,191 1,554
6,657   4,364 2,293
7,647   3,895 3,752
62,882   57,725 5,157
3,851   3,183 668
1,284   1,063 221
8,281   7,313 968
11,987   11,339 648
10,408   3,270 7,138
64     64
106     106
191     191
276     276
43     43
21     21
191     191
149     149
255     255
64     64
128     128
21     21
2,121   5,334 -3,213
1,848   1,480 368
2,156   1,733 423
9,901   7,893 2,008
9,921   7,893 2,028
7,252   5,821 1,431
737   591 146
6,942   5,540 1,402
13,024   10,449 2,575
21,583   17,404 4,179
6,765   5,488 1,277
2,899   2,353 546
11,138   9,017 2,121
6,417   5,151 1,266
17,256   13,897 3,359
183,231   160,860 22,371
12,611   6,269 6,342
102,020   50,704 51,316
4,823   1,820 3,003
52,068   19,599 32,469
14,877   5,225 9,652
3,148   4,172 -1,024
8,651   2,829 5,822
7,509   4,815 2,694
34,820   61,276 -26,456
60,523   56,517 4,006
110,546   100,706 9,840
30,151   28,245 1,906
29,368   27,769 1,599
30,199   29,360 839
64,620   15,676 48,944
15,932   3,772 12,160
26,293   6,339 19,954
32,405   7,737 24,668
4,177   1,045 3,132
2,785   703 2,082
31,756   7,056 24,700
21,955   4,756 17,199
18,630   4,102 14,528
28,452   6,344 22,108
24,111   25,107 -996
6,076   5,251 825
24,440   21,542 2,898
12,980   11,621 1,359
37,802   32,797 5,005
50,494   44,155 6,339
4,087   13,344 -9,257
10,847   6,891 3,956
731   796 -65
9,500   10,452 -952
100,000   100,000  
9,166   3,963 5,203
3,525   1,575 1,950
56,101   23,778 32,323
52,136   22,152 29,984
24,593   10,466 14,127
5,492   2,258 3,234
33,636   13,648 19,988
5,143   2,600 2,543
10,739   5,400 5,339
4,001   1,986 2,015
5,601   2,796 2,805
2,001   1,000 1,001
4,001   1,992 2,009
4,401   2,193 2,208
9,919   4,767 5,152
6,933   3,376 3,557
9,380   4,522 4,858
2,436   1,175 1,261
8,525   4,129 4,396
12,901   6,265 6,636
12,775   5,439 7,336
5,475   2,349 3,126
18,122   7,770 10,352
13,139   5,633 7,506
4,531   1,934 2,597
2,270   957 1,313
25,881   11,027 14,854
34,239   14,544 19,695
17,417   7,463 9,954
6,268   2,679 3,589
182,931   158,513 24,418
2,016   1,650 366
13,776   11,265 2,511
10,322   8,242 2,080
1,723   1,373 350
4,135   3,297 838
8,826   7,412 1,414
4,257   3,569 688
8,223   7,138 1,085
8,801   6,583 2,218
1,450   1,098 352
8,616   9,282 -666
2,111   4,130 -2,019
4,813   1,790 3,023
7,382   8,252 -870
84,786   90,977 -6,191
39,253   40,845 -1,592
35,136   60,150 -25,014
26,975   47,554 -20,579
11,206   19,840 -8,634
10,743   13,718 -2,975
9,368   10,567 -1,199
23,915   34,019 -10,104
16,751   23,684 -6,933
8,481   12,371 -3,890
25,437   36,576 -11,139
12,721   19,037 -6,316
7,354   10,643 -3,289
12,490   12,147 343
3,684   4,125 -441
21,032   23,006 -1,974
38,366   42,401 -4,035
32,357   36,098 -3,741
3,708   1,991 1,717
4,771   9,207 -4,436
3,816   7,950 -4,134
10,018   20,407 -10,389
22,302   41,431 -19,129
9,763   7,631 2,132
147,981   120,868 27,113
8,364   6,927 1,437
57,477   46,822 10,655
5,142   4,624 518
1,928   1,757 171
658   578 80
3,325   2,856 469
2,676   2,285 391
669   568 101
3,453   2,842 611
1,377   1,128 249
5,507   4,547 960
2,709   2,256 453
3,359   2,803 556
672   554 118
4,029   3,357 672
672   561 111
2,659   2,218 441
5,280   4,435 845
662   554 108
6,592   5,485 1,107
1,981   1,646 335
1,321   1,097 224
1,276   1,097 179
3,814   3,268 546
5,720   4,934 786
6,549   4,678 1,871
10,105   6,069 4,036
19,887   20,702 -815
8,651   8,596 55
3,671   889 2,782
45,273   11,048 34,225
14,703   3,556 11,147
14,328   2,371 11,957
48,095   8,002 40,093
669   709 -40
8,699   9,226 -527
14,061   9,891 4,170
3,899   5,093 -1,194
779   530 249
3,116   2,126 990
6,248   3,495 2,753
17,523     17,523
6,935   4,782 2,153
6,640   5,159 1,481
2,269   2,251 18
88,253   78,355 9,898
110,051   103,379 6,672
21,841   20,652 1,189
86,810   83,776 3,034
9,281   8,508 773
19,721   18,988 733
176,455   158,767 17,688
1,218   2,665 -1,447
2,436   5,423 -2,987
9,739   10,062 -323
2,307   2,615 -308
5,072   3,339 1,733
6,521   4,787 1,734
82,159   64,737 17,422
49,927   36,357 13,570
33,495   29,642 3,853
9,727   7,247 2,480
59,672   55,393 4,279
3,127   2,469 658
88,405   33,888 54,517
9,222   3,501 5,721
2,024   0 2,024
27   0 27
62     62
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       -170
b       600
c       14
d       -664
e       -420
      2,271
      7,126
      1,439
      2,189
      1,609
      1,301
      7,933
      2,303
      -7,042
      -1,295
      -12,158
      -715
      2,166
      1,145
      2,528
      1,612
      -421
      89
      71
      939
      612
      1,081
      94
      66
      -550
      -4,421
      -6,040
      -6,272
      -712
      -957
      -1,094
      -824
      957
      1,628
      96
      -94
      2,841
      1,768
      -1,383
      -1,341
      371
      1,906
      -174
      1,283
      -55
      1,638
      478
      -723
      -1,630
      -612
      1,909
      1,562
      2,576
      1,359
      -262
      -229
      404
      114
      3,145
      216
      146
      32
      -606
      -9,467
      17
      942
      220
      313
      2,558
      12,138
      52
      4
      53
      40
      276
      292
      1,788
      4
      195
      128
      3,621
      -7,734
      -5,484
      -242
      998
      -1,307
      145,125
      9,351
      47,840
      14,872
      36,991
      -37
      150
      10,326
      1,554
      2,293
      3,752
      5,157
      668
      221
      968
      648
      7,138
      64
      106
      191
      276
      43
      21
      191
      149
      255
      64
      128
      21
      -3,213
      368
      423
      2,008
      2,028
      1,431
      146
      1,402
      2,575
      4,179
      1,277
      546
      2,121
      1,266
      3,359
      22,371
      6,342
      51,316
      3,003
      32,469
      9,652
      -1,024
      5,822
      2,694
      -26,456
      4,006
      9,840
      1,906
      1,599
      839
      48,944
      12,160
      19,954
      24,668
      3,132
      2,082
      24,700
      17,199
      14,528
      22,108
      -996
      825
      2,898
      1,359
      5,005
      6,339
      -9,257
      3,956
      -65
      -952
       
      5,203
      1,950
      32,323
      29,984
      14,127
      3,234
      19,988
      2,543
      5,339
      2,015
      2,805
      1,001
      2,009
      2,208
      5,152
      3,557
      4,858
      1,261
      4,396
      6,636
      7,336
      3,126
      10,352
      7,506
      2,597
      1,313
      14,854
      19,695
      9,954
      3,589
      24,418
      366
      2,511
      2,080
      350
      838
      1,414
      688
      1,085
      2,218
      352
      -666
      -2,019
      3,023
      -870
      -6,191
      -1,592
      -25,014
      -20,579
      -8,634
      -2,975
      -1,199
      -10,104
      -6,933
      -3,890
      -11,139
      -6,316
      -3,289
      343
      -441
      -1,974
      -4,035
      -3,741
      1,717
      -4,436
      -4,134
      -10,389
      -19,129
      2,132
      27,113
      1,437
      10,655
      518
      171
      80
      469
      391
      101
      611
      249
      960
      453
      556
      118
      672
      111
      441
      845
      108
      1,107
      335
      224
      179
      546
      786
      1,871
      4,036
      -815
      55
      2,782
      34,225
      11,147
      11,957
      40,093
      -40
      -527
      4,170
      -1,194
      249
      990
      2,753
      17,523
      2,153
      1,481
      18
      9,898
      6,672
      1,189
      3,034
      773
      733
      17,688
      -1,447
      -2,987
      -323
      -308
      1,733
      1,734
      17,422
      13,570
      3,853
      2,480
      4,279
      658
      54,517
      5,721
      2,024
      27
      62
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 1,258,164
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 . . . . . . . . . . . . . . . . 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If “Yes,” the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2011 1,133,241 21,394,416 0.052969
2010 1,110,999 20,284,506 0.054771
2009 1,030,564 18,092,944 0.056959
2008 1,137,556 22,197,166 0.051248
2007 1,218,151 25,422,653 0.047916
2 Total of line 1, column (d) ...................... 2 0.263863
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.052773
4 Enter the net value of noncharitable-use assets for 2012 from Part X, line 5..... 4 21,545,323
5 Multiply line 4 by line 3....................... 5 1,137,011
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 15,259
7 Add lines 5 and 6......................... 7 1,152,270
8 Enter qualifying distributions from Part XII, line 4.............. 8 1,139,970
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions.
Form 990-PF (2012)
Form 990-PF (2012)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A” on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 30,517
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2  
3 Add lines 1 and 2............................ 3 30,517
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4  
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 30,517
6 Credits/Payments:
a 2012 estimated tax payments and 2011 overpayment credited to 2012 6a 18,624
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c  
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 18,624
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. 8 74
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9 11,967
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10  
11 Enter the amount of line 10 to be: Credited to 2013 estimated taxBullet   Refunded Bullet 11  
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is “Yes” to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If “Yes,” attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If “Yes,” attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If “Yes,” has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If “Yes,” attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If “Yes,” complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletNJ
    b
    If the answer is “Yes” to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If “No,” attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2012 or the taxable year beginning in 2012 (see instructions for Part XIV)?
    If “Yes,” complete Part XIV.............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If “Yes,” attach a schedule listing their names and addresses.
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletNA
    14
    The books are in care ofbulletROCKEFELLER & CO Telephone no.bullet (212) 549-5100
    Located atbullet30 ROCKEFELLER PLAZA ROOM 5600NEW YORKNY ZIP+4bullet10112
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16
    At any time during calendar year 2012, did the foundation have an interest in or a signature or other authority over
    a bank, securities, or other financial account in a foreign country? .................
    16
     
    No
    See instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the foreign country bullet  
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the “Yes” column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check “No”
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is “Yes” to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
     
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2012?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2012, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2012?...............
    If “Yes,” list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer “No” and attach statement—see instructions.) ..............
    2b
     
    No
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?.........................
    b
    If “Yes,” did it have excess business holdings in 2012 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2012.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2012?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)........
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is “Yes” to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
     
    .........bullet
    c
    If the answer is “Yes” to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If “Yes,” attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?........................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If “Yes” to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    ELIZABETH McGRAW WEBSTER TRUSTEE & CHAIRMAN
    0     		0    
    C/O ROCKEFELLER CO
    NEW YORK,NY10112
    CURTIS M WEBSTER TRUSTEE & PRESIDENT
    0     		0    
    2 CORNELIA STREET
    NEW YORK,NY10014
    LISETTE M EDMUND TRUSTEE & VP
    0     		0    
    5784 VIA LAS NOBES
    RIVERSIDE,CA92507
    MARIANNA PAEN TRUSTEE & VP
    0     		0    
    117 N HIAWATHA
    HAILEY,ID83333
    SAMUEL W LAMBERT III SECRETARY-TREASURER
    0     		0    
    115 NORTH ROAD
    PRINCETON,NJ08540
    THEO M WEBSTER VICE PRESIDENT
    0     		0    
    62 STONE STREET
    NEW BRUNSWICK,NJ08901
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE.”
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
     
    Total number of other employees paid over $50,000...................bullet  
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    ROCKEFELLER & CO INVESTMENT MGMT/ACTG 0
    30 ROCKEFELLER PLAZA ROOM 5600
    NEW YORK,NY10112
    Total number of others receiving over $50,000 for professional services.............bullet  
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1 NONE  
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3..........................bullet  
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    19,211,459
    b
    Average of monthly cash balances.......................
    1b
    314,640
    c
    Fair market value of all other assets (see instructions)................
    1c
    2,347,325
    d
    Total (add lines 1a, b, and c).........................
    1d
    21,873,424
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    21,873,424
    4
    Cash deemed held for charitable activities. Enter 1 1⁄2% of line 3 (for greater amount, see
    instructions) .............................
    4
    328,101
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    21,545,323
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    1,077,266
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    1,077,266
    2a
    Tax on investment income for 2012 from Part VI, line 5......
    2a
    30,517
    b
    Income tax for 2012. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    30,517
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    1,046,749
    4
    Recoveries of amounts treated as qualifying distributions................
    4
     
    5
    Add lines 3 and 4............................
    5
    1,046,749
    6
    Deduction from distributable amount (see instructions).................
    6
     
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
    1,046,749
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    1,139,970
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
    0
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
    0
    b
    Cash distribution test (attach the required schedule) .................
    3b
    0
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    1,139,970
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
     
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    1,139,970
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 8
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2011     		(c)
    2011     		(d)
    2012
    1 Distributable amount for 2012 from Part XI, line 7 1,046,749
    2 Undistributed income, if any, as of the end of 2012:
    a Enter amount for 2011 only....... 0
    b Total for prior years:2010, 2009, 2008 0
    3 Excess distributions carryover, if any, to 2012:
    a From 2007.......  
    b From 2008....... 37,310
    c From 2009....... 129,821
    d From 2010....... 118,436
    e From 2011....... 84,866
    fTotal of lines 3a through e......... 370,433
    4Qualifying distributions for 2012 from Part
    XII, line 4: bullet$ 1,139,970
    a Applied to 2011, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions)......     		 
    c Treated as distributions out of corpus (Election
    required—see instructions).........     		 
    d Applied to 2012 distributable amount..... 1,046,749
    e Remaining amount distributed out of corpus 93,221
    5 Excess distributions carryover applied to 2012.    
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 463,654
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		 
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2011. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2012. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2013 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see
    instructions) .............     		 
    8Excess distributions carryover from 2007 not
    applied on line 5 or line 7 (see instructions) ...     		 
    9Excess distributions carryover to 2013.
    Subtract lines 7 and 8 from line 6a ......     		463,654
    10 Analysis of line 9:
    a Excess from 2008.... 37,310
    b Excess from 2009.... 129,821
    c Excess from 2010.... 118,436
    d Excess from 2011.... 84,866
    e Excess from 2012.... 93,221
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 9
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2012, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2012 (b) 2011 (c) 2010 (d) 2009
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ....     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets” alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment” alternative test— enter 2⁄3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support” alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    ELIZABETH M WEBSTER
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    NONE
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    101
    151 Moore Street
    Princeton,NJ08540     		    General Fund 5,000
    A Better Chance
    240 West 35th Street 9th floor
    New York,NY10001     		    General Fund 5,000
    Aids Resource Foundation for Children
    182 Roseville Avenue
    Newark,NJ07107     		    General Fund 5,000
    Alzheimer's Association
    225 North Michigan Avenue
    Chicago,IL60601     		    General Fund 3,000
    American Cancer Society
    POB 22718
    Oklahoma City,OK73123     		    General Fund 10,000
    American Red Cross
    2025 E Street NW
    Washington,DC20006     		    General Fund 2,500
    American Repertory Ballet
    80 Albany Street
    New Brunswick,NJ08901     		    General Fund 10,000
    Amnesty International of the USA Inc
    5 Penn Plaza
    New York,NY10001     		    General Fund 5,000
    Assisting Children in Need
    2 Cornelia Street Apt 402
    New York,NY10014     		    General Fund 40,000
    Blaine County Community Drug Coalition
    1650 Aviation Drive
    Hailey,ID83333     		    General Fund 7,000
    Blaine County Education Foundation
    P O Box 253
    Hailey,ID83333     		    General Fund 20,000
    Blue Curtain
    115 Harris Road
    Princeton,NJ08540     		    General Fund 20,000
    Brooklyn Ballet
    145 Hicks Street Suite A-45
    Brooklyn,NY11201     		    General Fund 7,500
    Cal Poly Pomona Foundation
    3801 W Temple Ave
    Pomona,CA91768     		    General Fund 5,000
    Calpulli Mexican Dance Company
    9110 34th Avenue Apt 5B
    Jackson Heights,NY11372     		    General Fund 2,500
    Cancer Hope Network
    Two North Road Suite A
    Chester,NJ07930     		    General Fund 5,000
    CARE
    151 Ellis Street NE
    Atlanta,GA30303     		    General Fund 2,500
    Carolyn E Wylie Center for Children Youth and Fa
    7177 Potomac Street
    Riverside,CA92504     		    General Fund 5,000
    Cause Effective
    505 Eighth Avenue Suite 1212
    New York,NY10018     		    General Fund 2,500
    Centurion Ministries
    221 Witherspoon Street
    Princeton,NJ08542     		    General Fund 5,000
    City Parks Foundation
    830 Fifth Avenue Room 280
    New York,NY10021     		    General Fund 5,000
    Citymeals-on-Wheels
    355 Lexington Avenue
    New York,NY10017     		    General Fund 2,500
    Company of Fools
    P O Box 329
    Hailey,ID83333     		    General Fund 1,000
    Corner House
    369 Witherspoon Street
    Princeton,NJ08540     		    General Fund 10,000
    Council of NJ Grantmakers
    101 West State Street
    Trenton,NJ08608     		    General Fund 100
    Council on Foundations
    PO Box 0021
    Washington,DC20055     		    General Fund 1,730
    Crawford House Inc
    362 Sunset Road
    Skillman,NJ08558     		    General Fund 10,000
    Creative Heartwork Inc
    5 Drake Court
    Boonton Township,NJ07005     		    General Fund 10,000
    Croy Canyon Ranch
    P O Box 640
    Hailey,ID83333     		    General Fund 2,000
    Drug Policy Alliance
    925 Ninth Avenue
    New York,NY10019     		    General Fund 5,000
    El Puente de Williamsburg Inc
    211 South 4th Street
    Brooklyn,NY11211     		    General Fund 2,500
    Environmental Defense Fund Inc
    257 Park Avenue South
    New York,NY10010     		    General Fund 2,500
    FL Nimick Nature Center
    HC 64 Box 453
    Rector,PA15677     		    General Fund 10,000
    First Baptist Church of Princeton
    PO Box 501
    Princeton,NJ08540     		    General Fund 5,000
    Foxcroft School
    PO Box 5555
    Middleburg,VA20118     		    General Fund 25,000
    Friends of NYC Lab School
    333 West 17th Street
    New York,NY10011     		    General Fund 2,500
    Friends of Mothers Programmes
    1622 N Curson Avenue
    Los Angeles,CA90046     		    General Fund 10,000
    Green Faith
    46 Bayard Street Suite 401
    New Brunswick,NJ08901     		    General Fund 1,000
    Hailey Rotary Foundation Inc
    P O Box 2190
    Hailey,ID83333     		    General Fund 5,000
    Hip-Hop Theater Festival Inc
    57 Thames Street Suite 4B
    Brooklyn,NY11237     		    General Fund 2,500
    Historic Morven
    55 Stockton Street
    Princeton,NJ08540     		    General Fund 10,000
    Hitops
    21 Wiggins Street
    Princeton,NJ08540     		    General Fund 10,000
    Home Front
    1880 Princeton Avenue
    Lawrenceville,NJ08648     		    General Fund 10,000
    Housing Initiatives of Princeton
    11 Mercer Street
    Princeton,NJ08540     		    General Fund 2,500
    Interfaith Caregivers TrentonFaith In Action
    229 Lawrence Road
    Lawrenceville,NJ08648     		    General Fund 5,000
    ISLES
    10 Wood Street
    Trenton,NJ08618     		    General Fund 10,000
    Jewish Renaissance Foundation
    PO Box 2506 149 Kearny Avenue
    Perth Amboy,NJ08862     		    General Fund 1,000
    La Mama
    74A East 4th Street
    New York,NY10003     		    General Fund 2,500
    Latino International Theater Festival Of NY Inc
    142 East 27th Street Suite 1A
    New York,NY10016     		    General Fund 2,500
    Lebanese American University
    475 Riverside Drive
    New York,NY10115     		    General Fund 25,000
    Lighthouse International
    111 East 59th Street
    New York,NY10022     		    General Fund 2,500
    Mariachi Academy of New York
    1775 Third Avenue
    New York,NY10014     		    General Fund 2,500
    Mary Jacobs Memorial Library
    64 Washington Street
    Rocky Hill,NJ08553     		    General Fund 1,000
    McCarter Theater
    91 University Place
    Princeton,NJ08540     		    General Fund 25,000
    Mercer Street Friends
    151 Mercer Street
    Trenton,NJ08611     		    General Fund 10,000
    Metropolitan Opera
    Lincoln Center
    New York,NY10023     		    General Fund 10,000
    Montgomery Township Emergency Medical Services In
    P O Box 105
    Belle Mead,NJ08502     		    General Fund 2,500
    Montgomery Township Fire Department #2
    P O Box 267
    Blawenberg,NJ08504     		    General Fund 2,500
    NAMI Mercer NJ
    88 Lakedale Drive
    Lawrenceville,NJ08648     		    General Fund 5,000
    Nassau Presbyterian Church
    61 Nassau Street
    Princeton,NJ08542     		    General Fund 15,000
    National Sports Academy
    12 Lake Placid Club Drive
    Lake Placid,NY12946     		    General Fund 7,500
    New Jersey Aids Partnership
    15 Princess Road
    Lawrenceville,NJ08648     		    General Fund 2,500
    New Jersey Conservation Foundation
    Bamboo Brook
    Far Hills,NJ07931     		    General Fund 5,000
    New Jersey SEEDS Center
    303-309 Washington Street 4th floo
    Newark,NJ07102     		    General Fund 1,000
    New Yorkers for Parks
    355 Lexington Avenue
    New York,NY10017     		    General Fund 2,500
    North Country SPCA
    23 Lakeshore Road
    Westport,NY12993     		    General Fund 5,000
    North High School
    1550 3rd Street
    Riverside,CA92503     		    General Fund 15,000
    Opera New Jersey
    P O Box 3151
    Princeton,NJ08543     		    General Fund 10,000
    Partnership for the Delaware Estuary Inc
    1009 Philadelphia Pike
    Wilmington,DE19809     		    General Fund 2,500
    Passage Theatre Company
    P O Box 967
    Trenton,NJ08605     		    General Fund 1,000
    Pepperdine University
    24255 Pacific Coast Highway
    Malibu,CA90263     		    General Fund 50,000
    Perris High School
    175 East Nuevo Road
    Perris,CA92571     		    General Fund 4,000
    Philabundance
    P O Box 37555
    Philadelphia,PA19148     		    General Fund 2,500
    Planned Parenthood of Mercer County
    437 East State Street
    Trenton,NJ08608     		    General Fund 20,000
    Playgroup Cooperative
    32 Carmine Street
    New York,NY10014     		    General Fund 2,500
    Presbyterian Church of the Big Wood
    P O Box 660
    Ketchum,ID83340     		    General Fund 5,000
    Princeton Adult School
    P O Box 701
    Princeton,NJ08542     		    General Fund 1,000
    Princeton Chamber Symphony
    P O Box 250
    Princeton,NJ08540     		    General Fund 5,000
    Princeton Child Development Institute
    300 Cold Soil Road
    Princeton,NJ08540     		    General Fund 3,000
    Princeton Day School
    P O Box 75
    Princeton,NJ08542     		    General Fund 25,000
    Princeton Friends School
    470 Quaker Road
    Princeton,NJ08540     		    General Fund 10,000
    Princeton Public Library
    65 Witherspoon Street
    Princeton,NJ08542     		    General Fund 5,000
    Princeton Senior Resource Center
    Spruce Circle
    Princeton,NJ08540     		    General Fund 10,000
    Princeton University
    P O Box 46
    Princeton,NJ08544     		    General Fund 5,000
    Princeton YMCA
    Paul Robeson Place
    Princeton,NJ08540     		    General Fund 5,000
    Princeton-Blairstown Center
    158 Millbrook Road
    Blairstown,NJ07825     		    General Fund 5,000
    Princeton-YWCA
    Paul Robeson Place
    Princeton,NJ08540     		    General Fund 5,000
    Ramona High School
    7675 Magnolia Avenue
    Riverside,CA92504     		    General Fund 2,000
    Riverside Art Museum
    3425 Mission Inn Avenue
    Riverside,CA92501     		    General Fund 3,000
    Rutgers University Foundation
    7 College Avenue
    New Brunswick,NJ08901     		    General Fund 10,000
    Sagebrush Equine Training Center for the Handicapp
    P O Box 2918
    Sun Valley,ID83353     		    General Fund 2,500
    Sarah Lawrence College
    1 Mead Way
    Bronxville,NY10708     		    General Fund 2,500
    Second Wind
    759 State Road
    Princeton,NJ08540     		    General Fund 7,500
    Sheenway School and Culture
    10101-25 South Broadway
    Los Angeles,CA90003     		    General Fund 15,000
    Sheridan College Foundation
    P O Box 6328
    Sheridan,WY82801     		    General Fund 5,000
    Small Animal Rescue League
    900 Herrontown Road
    Princeton,NJ08540     		    General Fund 20,000
    Somerset Home for Temporarily Displaced Children
    49 Brahma Avenue
    Bridgewater,NJ08807     		    General Fund 2,500
    South Brunswick Board of Education
    PO Box 181 4 Executive Drive
    Monmouth Junction,NJ08852     		    General Fund 5,000
    Special Operations Warrior Foundation
    P O Box 14385
    Tampa,FL33690     		    General Fund 15,000
    St Luke Center for Community Health
    1450 Aviation Drive
    Hailey,ID83333     		    General Fund 1,000
    St Luke's WOOD RIVER FOUNDATION
    P O Box 7005
    KETCHUM,ID83340     		    General Fund 35,000
    Stony Brook-Millstone Watersheds Assoc
    31 Titus Mill Road
    Pennington,NJ08534     		    General Fund 5,000
    Synergos Institue Inc
    51 Madison Avenue 21st Floor
    New York,NY10110     		    General Fund 5,000
    TASIS Foundation Inc
    1640 Wisconsin Avenue NW
    Washington,DC20007     		    General Fund 25,000
    The American Boychoir School
    19 Lambert Drive
    Princeton,NJ08540     		    General Fund 10,000
    The Blaine County Police Activities League
    1650 Aviation Drive
    Hailey,ID83333     		    General Fund 3,000
    The Builders Association
    453 Broome Street 4C
    New York,NY10013     		    General Fund 7,500
    The Career Wardrobe
    1211 Chesnut Street- Suite 205
    Philadelphia,PA19107     		    General Fund 2,000
    The Community Library Association Inc
    P O Box 2168
    Boise,ID83340     		    General Fund 1,000
    The Crisis Ministry of Princeton and Trenton
    61 Nassau Street
    Princeton,NJ08542     		    General Fund 10,000
    The Drumthwacket Foundation Inc
    354 Stockton Street
    Princeton,NJ08540     		    General Fund 5,000
    The Foundation Fighting Blindness
    14 Nassau Street
    Princeton,NJ08542     		    General Fund 1,000
    The Frick Collection
    1 East 70th Street
    New York,NY10021     		    General Fund 10,000
    The Joy of Athletics Foundation
    P O Box 216
    Richmond,MA01254     		    General Fund 5,000
    The Lawrenceville School
    P O Box 6125
    Lawrenceville,NJ08648     		    General Fund 20,000
    The New Grange School
    526 South Olden Avenue
    Hamilton,NJ08629     		    General Fund 2,000
    The Patriots Theater Foundation Inc
    P O Box 232
    Trenton,NJ08625     		    General Fund 5,000
    The Princeton Hub Inc
    70 Jefferson Road
    Princeton,NJ08540     		    General Fund 1,000
    The Smile Train
    245 Fifth Avenue Suite 2201
    New York,NY10016     		    General Fund 5,000
    The Trenton Area Soup Kitchen
    P O Box 872
    Trenton,NJ08605     		    General Fund 10,000
    TIGHAR
    2812 Fawkes Drive
    Wilmington,DE19808     		    General Fund 30,000
    Trinity Counseling Service
    22 Stockton Street
    Princeton,NJ08540     		    General Fund 15,000
    VOLUNTEERCONNECT INC
    120 JOHN STREET SUITE 7
    PRINCETON,NJ08542     		    General Fund 2,500
    VOICES
    P O Box 404
    Princeton,NJ08534     		    General Fund 1,000
    Womanspace Inc
    1212 Stuyvesant Avenue
    Trenton,NJ08618     		    General Fund 5,000
    Women Helping Women
    224 Main Street
    Metuchen,NJ08840     		    General Fund 2,500
    Women's Entrepreneurial Foundation
    127 US Highway 206 Suite 28
    Hamilton,NJ08610     		    General Fund 2,500
    Women's Health and Counseling Center
    95 Veterans Memorial Drive East
    Somerville,NJ08876     		    General Fund 2,500
    Young Scholars Institute
    399 W State Street
    Trenton,NJ08618     		    General Fund 2,500
    SOMEONE CARES SOUP KITCHEN & TUTORING
    720 WEST 19 STREET
    COSTA MESA,CA92627     		    GENERAL FUND 3,000
    ST FRANCIS FOOD PANTIRES & SHELTERS
    450 SEVENTH AVENUE
    NEW YORK,NY10123     		    GENERAL FUND 5,000
    THE CHALLIS JOINT SCHOOL DISTRICT 181
    POB 304
    CHALLIS,ID83226     		    GENERAL FUND 10,000
    THE SENIOR CONNECTION
    721 3RD AVENUE SOUTH
    HAILEY,ID83333     		    GENERAL FUND 10,000
    UIH FAMILY PARTNERS
    764 BELLEVUE AVENUE
    TRENTON,NJ08618     		    GENERAL FUND 2,500
    LEARNING ALLY
    20 ROSZEL ROAD
    PRINCETON,NJ08540     		    GENERAL FUND 2,500
    PRINCETON HEALTHCARE SYSTEM FOUNDATION
    253 WITHERSPOON STREET
    PRINCETON,NJ08540     		    GENERAL FUND 100,000
    Special Operations Survivor Foundation
    POB 181097
    CORONADO,CA92178     		    GENERAL FUND 15,000
    THE AMANDA FOUNDATION
    351 NORTH FOOTHILL ROAD
    BEVERLY HILLS,CA90210     		    GENERAL FUND 5,000
    Total .................................bullet 3a 1,125,330
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3Interest on savings and temporary cash investments     14 119,756  
    4 Dividends and interest from securities....     14 340,716  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8Gain or (loss) from sales of assets other than inventory     18 1,258,164  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   1,718,636  
    13Total. Add line 12, columns (b), (d), and (e)..................
    131,718,636
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section
    Yes
    No
    501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is “Yes,” complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If “Yes,” complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2012)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2012 AccountingFeesSchedule
    Name:
    THE CURTIS W MCGRAW FOUNDATION
    EIN: 22-1761678
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ROCKEFELLER&CO ACCOUNTING FEES 12,300 8,200   4,100

    TY 2012 AllOthProgRltdInvestmentsSch
    Name:
    THE CURTIS W MCGRAW FOUNDATION
    EIN: 22-1761678
    Category Amount
    NONE  

    Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

    TY 2012 DepreciationSchedule
    Name:
    THE CURTIS W MCGRAW FOUNDATION
    EIN: 22-1761678
    Description of Property Date Acquired Cost or Other Basis Prior Years' Depreciation Computation Method Rate /
    Life (# of years)    		 Current Year's Depreciation Expense Net Investment Income Adjusted Net Income Cost of Goods Sold Not Included

    TY 2012 InvestmentsCorpBondsSchedule
    Name:
    THE CURTIS W MCGRAW FOUNDATION
    EIN: 22-1761678
    Name of Bond End of Year Book Value End of Year Fair Market Value
    64000 BANK OF AMERICA CORP 60,162 59,319
    100000 3M COMPANY 4.375% DUE 0 0 0
    100000 BB&T CORPORATION 3.95% 105,321 109,045
    50000 CATERPILLAR INC 5.7% 56,141 58,005
    100000 CSX CORP DEBENTURES 6.2 99,976 111,976
    50000 COMCAST CORP NOTES 5.3% 52,121 52,459
    100000 DOW CHEMICAL COMPANY 4. 0 0
    100000 GENERAL ELECTRIC CAP 117,204 118,753
    100000 GOLDMAN SACHS GROUP 112,963 117,477
    125000 KEYCORP 5.1% DUE 2021 136,382 145,626
    100000 GENERAL MILLS INC 5.70% 111,928 117,510
    100000 IBM CORP. SR. UNSEC NOT 0 0
    100000 MCDONALD'S CORP 5.80% D 0 0
    100000 PEPSICO INC. NOTES, 5.1 0 0
    125000 MORGAN STANLEY 6% 2015 129,980 136,151
    100000 UNITED PARCEL SERVICE 5 117,545 121,622
    100000 WALGREEN CO. 5.25% DUE 0 0
    100000 WAL-MART STORES INC. 5. 114,237 122,505
    125000 NVR INC CORP. 3.95% 129,050 129,532
    120000 TORONTO DOMINION BANK 2 121,422 126,100
    100000 PNC FUNDING CORP. 5.125 111,490 118,933
    150000 JOHNSON & JOHNSON 5.15% 0 0
    125000 US BANCORP 2.2% 2016 126,958 130,238
    63000 WACHOVIA BANK NA 6% 75,663 75,548
    100000 YUM! BRANDS INC. 6.25% 118,115 121,571
    225000 FEDERAL HOME LOAN BANK 0 0
    250000 FANNIE MAE FNMA 5.375% 0 0
    150000 FANNIE MAE FNMA 5.375% 175,208 180,371
    200000 FHLB 5% DUE 11/17/2017 225,585 239,770
    75000 FEDEX CORP NOTES, 8% 95,401 98,775
    300000 FEDERAL FARM CREDIT BAN 0 0
    150000 FEDERAL FARM CREDIT BAN 166,326 175,691
    300000 FREDDIE MAC FHLMC 1.375 302,336 304,032
    40000 FEDEX CORP NOTES, 8.0% D 0 0
    50000 BOEING, 6.00% DUE ON 03/ 0 0
    50000 CAMPBELL SOUP CO 4.25% D 0 0
    50000 DIAGEO CAP PLC 5.750% DU 0 0
    50000 E.I. DU PONT DE NEMOURS, 48,114 61,707
    50000 GENERAL DYNAMICS CORP NO 0 0
    50000 HONEYWELL INTERNATIONAL 55,174 59,463
    50000 JP MORGAN CHASE 3.70% 0 0
    50000 JP MORGAN CHASE 6% 55,238 59,192
    50000 VERIZON COMMUNICATIONS 6 57,916 63,189
    50000 WELLS FARGO & COMPANY, 5 0 0
    60000 DUKE ENERGY INDIANA INC. 61,086 66,441

    TY 2012 InvestmentsCorpStockSchedule
    Name:
    THE CURTIS W MCGRAW FOUNDATION
    EIN: 22-1761678
    Name of Stock End of Year Book Value End of Year Fair Market Value
    ADVANCE AUTO PARTS, INC. 105,578 175,811
    ARCOS DORADOS HOLDINGS, INC. 39,245 39,468
    AFLAC, INC. 325,964 406,899
    ALEXION PHARMACEUTICALS, INC. 27,980 116,238
    ALLSTATE CORPORATION 0 0
    DELPHI AUTOMOTIVE PLC 165,007 194,310
    ANADARKO PETROLEUM CORPORATION 173,156 223,673
    DOVER CORP. 128,690 137,991
    APACHE CORPORATION 135,694 129,525
    APPLE INC. 0 0
    ING GROEP NV 170,694 167,565
    BAKER HUGHES INCORPORATED 131,991 128,670
    J.P. MORGAN CHASE & CO. 258,551 335,484
    BIOMARIN PHARMACEUTICAL INC. 46,526 100,860
    MERCK & CO., INC. 171,983 181,774
    BOSKALIS WESTMINSTER - CVA 93,397 132,100
    CAREFUSION CORPORATION 147,208 208,634
    CENTRICA PLC 220,521 303,179
    CHEVRON CORPORATION 74,239 245,478
    CHINA AGRI-INDUSTRIES HOLDINGS 84,488 37,516
    PHARMACYCLICS INC. 29,392 40,446
    CHINA MOBILE (HONG KONG) LIMIT 270,362 355,256
    CHUNGHWA TELECOM LTD ADR 0 0
    CISCO SYSTEMS, INC. 0 0
    MURATA MANUFACTURING CO LTD 166,645 169,375
    COMCAST CORPORATION - CL A 46,516 133,749
    COMERICA INCORPORATED 108,681 87,986
    OPHIR ENERGY PLC 21,032 18,861
    CONTINENTAL RESOURCES, INC. 54,936 171,232
    COVIDIEN PLC 115,003 186,500
    ORACLE CORPORATION 145,471 169,599
    CREE, INC. 0 0
    FEDEX CORPORATION 216,782 279,749
    GALAXY ENTERTAINMENT GROUP LIM 0 0
    GOLDMAN SACHS GROUP, INC. 108,333 131,387
    GOOGLE INC - CLASS A 398,589 481,018
    HERTZ GLOBAL HOLDINGS INC. 0 0
    HEWLETT-PACKARD COMPANY 275,937 110,723
    HONEYWELL INC. 159,956 267,843
    HYUNDAI MOTOR CO., LTD. - PFD 33,449 35,602
    HYUNDAI MOTOR CO., LTD. - 2ND 150,213 139,114
    PICC PROPERTY & CASUALTY CO 125,898 135,994
    INTERCONTINENTAL HOTELS GROUP 0 0
    INTERTEK GROUP PLC 0 0
    INTESA SANPAOLO 0 0
    JOHNSON MATTHEY PLC 96,278 132,627
    KOREA ELECTRIC POWER CORPORATI 217,964 244,891
    LG ELECTRONICS INC. - PFD 56,523 29,345
    MASTERCARD INC - CLASS A 65,851 189,143
    MICROSOFT CORP. 334,614 350,431
    MITSUI & CO., LTD. 0 0
    MORGAN STANLEY 0 0
    MSCI INC. - A 148,915 149,992
    NETAPP, INC. 135,090 133,865
    REINSURANCE GROUP OF AMERICA 88,770 84,561
    NGK INSULATORS LTD. 66,087 65,923
    NOVARTIS AG - ADR 287,424 321,564
    NYSE EURONEXT 0 0
    OCEANEERING INTERNATIONAL, INC 50,338 95,208
    OGX PETROLEO E GAS PARTICIPACO 0 0
    PEPSICO, INC 190,612 249,085
    PFIZER INC. 0 0
    PHILIPPINE LONG DISTANCE TELEP 0 0
    PRUDENTIAL PLC 113,184 158,834
    QUALCOMM INC. 144,977 237,541
    QUEST DIAGNOSTICS INCORPORATED 117,810 120,036
    REGENERON PHARMACEUTICALS 21,635 124,881
    ROCHE HOLDINGS AG 185,282 217,097
    ROYAL DUTCH SHELL PLC-ADR A 182,552 230,431
    SAFRAN SA 159,534 240,219
    SAMSUNG ELECTRONICS CO., LTD P 177,019 237,158
    SANTOS LIMITED 123,676 96,340
    ROYAL CARIBBEAN CRUISES LTD 208,167 237,320
    SEMEN GRESIK (PERSERO) TBK 59,453 94,565
    SBERBANK-SPONSORED ADR 99,928 103,935
    SMITHS GROUP PLC 148,199 166,492
    SINGAPORE TELECOMMUNICATIONS 188,318 199,918
    SMC CORPORATION 146,134 143,966
    SVENSKA HANDELSBANKEN AB - A S 139,214 182,549
    SWEDBANK AB 83,676 156,762
    THE MCGRAW-HILL COMPANIES, INC   342,781
    TIFFANY & CO. 61,095 64,794
    THERMO FISHER SCIENTIFIC INC. 122,078 179,860
    TORONTO-DOMINION BANK 130,624 171,190
    TULLOW OIL PLC 50,633 51,243
    VEDANTA RESOURCES PLC 167,568 95,539
    VODAFONE GROUP PLC - SP ADR 228,749 288,173
    WAL-MART STORES, INC. 183,118 272,238
    WELLPOINT INC. 0 0
    WELLS FARGO COMPANY 120,703 257,375
    WYNN MACAU, LIMITED 58,537 78,655
    YUM! BRANDS, INC. 39,342 107,236
    UNITEDHEALTH GROUP INC. 179,956 173,568
    VIRGIN MEDIA INC. 100,243 103,635

    TY 2012 InvestmentsGovtObligationsSch
    Name:
    THE CURTIS W MCGRAW FOUNDATION
    EIN: 22-1761678
    US Government Securities - End of Year Book Value:

    1,373,410
    US Government Securities - End of Year Fair Market Value:

    1,388,833
    State & Local Government Securities - End of Year Book Value:


    1,100,437
    State & Local Government Securities - End of Year Fair Market Value:


    1,130,427


    TY 2012 InvestmentsOtherSchedule2
    Name:
    THE CURTIS W MCGRAW FOUNDATION
    EIN: 22-1761678
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    5500 FUND LP AT COST 1,155,783 2,508,577

    TY 2012 LandEtcSchedule2
    Name:
    THE CURTIS W MCGRAW FOUNDATION
    EIN: 22-1761678
    Category / Item Cost / Other Basis Accumulated Depreciation Book Value End of Year Fair Market Value


    TY 2012 LegalFeesSchedule
    Name:
    THE CURTIS W MCGRAW FOUNDATION
    EIN: 22-1761678
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    DRINKER BIDDLE & REATH LLP 22,829 15,219   7,610


    TY 2012 OtherExpensesSchedule
    Name:
    THE CURTIS W MCGRAW FOUNDATION
    EIN: 22-1761678
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    MEMBERSHIP DUES 2,500     2,500
    FEES 30     30
    PORTFOLIO DEDUCTIONS THRU K-1 32,141 32,141    
    BANK CHARGES 400     400
    MISCELLANEOUS EXPENSE        


    TY 2012 OtherIncreasesSchedule
    Name:
    THE CURTIS W MCGRAW FOUNDATION
    EIN: 22-1761678
    Description Amount
    PRIOR YEAR INCREASE FOR 5500 FUND 83,847


    TY 2012 OtherProfessionalFeesSchedule
    Name:
    THE CURTIS W MCGRAW FOUNDATION
    EIN: 22-1761678
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ROCKEFELLER & CO - INVESTMENT 111,396 111,396    
    MERRILL LYNCH - CONSULTING FEE 7,875 7,875    


    TY 2012 TaxesSchedule
    Name:
    THE CURTIS W MCGRAW FOUNDATION
    EIN: 22-1761678
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    US EXCISE TAX-EST PYMTS 16,600      
    FOREIGN TAX ON DIVIDENDS RECD 17,945 17,945