Form990-PF

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Nonexempt Charitable Trust
Treated as a Private Foundation
Note. The foundation may be able to use a copy of this return to satisfy state reporting requirements.
OMB No. 1545-0052
2012
Open to Public Inspection
For calendar year 2012, or tax year beginning 01-01-2012 , and ending 12-31-2012
Name of foundation
CADDISS MORRISS FBO W MORRISS
 

Number and street (or P.O. box number if mail is not delivered to street address)1 WEST 4TH STREET D4000-041   Room/suite
City or town, state, and ZIP code
WINSTON SALEM, NC27101
A Employer identification number

56-6577907
B Telephone number (see instructions)

(336) 747-8192
C bullet
G Check all that apply:

D 1. bullet
2. bullet
H Check type of organization:
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$3,325,878J Accounting method:
 
(Part I, column (d) must be on cash basis.)
E bullet
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities...... 81,574 80,202  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 103,185
b Gross sales price for all assets on line 6a 1,259,047
7 Capital gain net income (from Part IV, line 2)... 103,185
8 Net short-term capital gain......... 0
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 184,759 183,387  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 4,896 3,672   1,224
14 Other employee salaries and wages......   0 0 0
15 Pension plans, employee benefits.......   0 0  
16a Legal fees (attach schedule)......... Click to see attachment 500 0 0 500
b Accounting fees (attach schedule)....... Click to see attachment 2,089 0 0 2,089
c Other professional fees (attach schedule)....       0
17 Interest...............       0
18 Taxes (attach schedule) (see instructions) Click to see attachment 2,764 999   0
19 Depreciation (attach schedule) and depletion... 0 0  
20 Occupancy..............        
21 Travel, conferences, and meetings.......   0 0  
22 Printing and publications..........   0 0  
23 Other expenses (attach schedule)....... Click to see attachment 4 4    
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 10,253 4,675 0 3,813
25 Contributions, gifts, grants paid........ 159,074 159,074
26 Total expenses and disbursements. Add lines 24 and 25 169,327 4,675 0 162,887
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 15,432
b Net investment income (if negative, enter -0-) 178,712
c Adjusted net income (if negative, enter -0-)... 0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2012)
Form 990-PF (2012)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............... 4,902 6,315 6,315
2 Savings and temporary cash investments.......... 120,287 100,356 100,356
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet     0 0
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see page 15 of the
instructions)....................      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet0      
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)........ 1,820,440 Click to see attachment1,739,246 2,012,519
c Investments—corporate bonds (attach schedule)........ 1,039,580    
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)...........   Click to see attachment1,146,196 1,206,688
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 2,985,209 2,992,113 3,325,878
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable...................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)..........   0
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted....................    
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds......... 2,985,209 2,992,113
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds    
30 Total net assets or fund balances (see page 17 of the
instructions).................... 2,985,209 2,992,113
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 2,985,209 2,992,113
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 2,985,209
2 Enter amount from Part I, line 27a..................... 2 15,432
3 Other increases not included in line 2 (itemize) bullet 3 0
4 Add lines 1, 2, and 3.......................... 4 3,000,641
5 Decreases not included in line 2 (itemize) bulletClick to see attachment 5 8,528
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 2,992,113
Form 990-PF (2012)
Form 990-PF (2012)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a .0637 ACCO BRANDS CORP   2011-10-05 2012-05-15
b 89. ACCO BRANDS CORP   2011-10-05 2012-05-17
c 20. AMGEN INC COM W/RTS ATTACHED EXP 03/21/2007   2011-10-05 2012-04-02
d 25. ANHEUSER-BUSCH INBEV SPN ADR   2011-12-21 2012-04-02
e 10. ANHEUSER-BUSCH INBEV SPN ADR   2011-12-21 2012-11-20
5. APPLE COMPUTER INC COM   2011-10-05 2012-04-02
4. APPLE COMPUTER INC COM   2011-10-05 2012-11-20
579. ARTISAN FDS INC INTL FD INVESTOR CLASS   2011-09-09 2012-04-09
1252. ARTISAN FDS INC INTL FD INVESTOR CLASS   2011-09-09 2012-09-25
67. ARTISAN MID CAP FUND-INS #1333   2012-04-11 2012-09-25
300. ASCENA RETAIL GROUP INC   2011-10-05 2012-03-28
160. BAKER HUGHES INC COM   2011-10-05 2012-03-28
60. BRISTOL-MYERS SQUIBB CO COM   2011-10-05 2012-04-02
42. CVS CORP COM   2012-03-28 2012-11-20
35. CAPITAL ONE FINL CORP COM RTS EXP 11/29/2005   2011-10-05 2012-04-02
22. CAPITAL ONE FINL CORP COM RTS EXP 11/29/2005   2011-10-05 2012-08-24
10. CAPITAL ONE FINL CORP COM RTS EXP 11/29/2005   2011-10-05 2012-11-20
30. CARDINAL HLTH INC COM   2011-10-05 2012-04-02
12. CARDINAL HLTH INC COM   2011-10-05 2012-11-20
40. CENTURYTEL INC COM   2011-10-05 2012-04-02
230. CENTURYTEL INC COM   2011-10-05 2012-07-16
15. CHEVRONTEXACO CORP COM   2011-10-05 2012-04-02
65. CISCO SYS INC COM W/RIGHTS ATTACHED EXPIRING 6/10/2008   2011-10-05 2012-04-02
25. COCA-COLA CO COM   2011-10-05 2012-04-02
65. COMCAST CORP NEW CL A   2011-10-05 2012-04-02
59. COMCAST CORP NEW CL A   2011-10-05 2012-08-24
15. CONOCOPHILLIPS COM   2011-10-05 2012-04-02
15. COSTCO WHOLESALE CORP COM   2011-10-20 2012-04-02
282. CREDIT SUISSE COMM RET ST-I #2156   2011-10-05 2012-09-25
40. DANAHER CORP COM   2011-10-05 2012-04-02
129. DIAMOND HILL LONG-SHORT FD CL I #11   2011-10-05 2012-04-09
832. DODGE & COX INT'L STOCK FD # 1048   2012-04-11 2012-09-25
963.581 DODGE & COX INCOME FD COM   2011-10-05 2012-04-09
5849.419 DODGE & COX INCOME FD COM   2008-04-17 2012-04-09
7725.109 DODGE & COX INCOME FD COM   2012-09-27 2012-11-20
3666.891 DODGE & COX INCOME FD COM   2008-04-17 2012-11-20
165. DREYFUS EMG MKT DEBT LOC C-I #6083   2012-09-27 2012-11-20
210. DRIEHAUS ACTIVE INCOME FUND   2012-09-27 2012-11-20
20. E M C CORP MASS COM   2012-08-24 2012-11-20
18. ECOLAB INC COM   2011-12-21 2012-11-20
20. EXXON MOBIL CORP COM   2011-10-05 2012-04-02
547. FLEMING CAP MUTUAL FUND GROUP J P MORGAN MID CAP VALUE FUND   2011-10-05 2012-04-09
233. FLEMING CAP MUTUAL FUND GROUP J P MORGAN MID CAP VALUE FUND   2011-10-05 2012-09-25
33. FLEMING CAP MUTUAL FUND GROUP J P MORGAN MID CAP VALUE FUND   2011-10-05 2012-11-20
90. FORD MTR CO DEL COM   2011-10-05 2012-04-02
580. FORD MTR CO DEL COM   2011-10-05 2012-07-16
13. GATEWAY FUND - Y #1986   2012-09-27 2012-11-20
75. GENERAL ELEC CO COM   2011-10-05 2012-04-02
25. GENERAL ELEC CO COM   2011-10-05 2012-11-20
3551.939 GOLDMAN SACHS GROWTH OPPORTUNITIES INSTITUTIONAL SHARES   2011-10-05 2012-04-09
50. HOME DEPOT INC COM   2011-10-05 2012-04-02
36. HOME DEPOT INC COM   2011-10-05 2012-07-16
9. HOME DEPOT INC COM   2011-10-05 2012-11-20
30. HONEYWELL INTL INC COM   2011-10-05 2012-04-02
9. HONEYWELL INTL INC COM   2011-10-05 2012-11-20
5119. HUSSMAN STRATEGIC GROWTH FD   2011-10-05 2012-09-25
481. HUSSMAN STRATEGIC GROWTH FD   2011-10-05 2012-11-20
70. INTEL CORP COM   2011-10-05 2012-04-02
10. INTERCONTINENTALEXCHANGE INC   2011-10-20 2012-04-02
5. INTERCONTINENTALEXCHANGE INC   2011-10-20 2012-11-20
15. INTL BUSINESS MACHINES CORP COM   2011-10-05 2012-04-02
25. INTUIT COM W/RTS EXP 5/1/2008   2011-12-21 2012-04-02
40. JP MORGAN CHASE & CO COM   2011-10-05 2012-04-02
30. JOHNSON & JOHNSON COM   2011-10-05 2012-04-02
234. KEELEY SMALL CAP VAL FD CL I #2251   2011-10-05 2012-04-09
275. KEELEY SMALL CAP VAL FD CL I #2251   2011-10-05 2012-09-25
270. KRAFT FOODS INC-A COM   2011-10-05 2012-03-28
49.303 LAUDUS MONDRIAN INTL FI-INST #2940   2009-10-22 2012-09-25
2860.697 LAUDUS MONDRIAN INTL FI-INST #2940   2011-10-05 2012-09-25
68. LAUDUS MONDRIAN INTL FI-INST #2940   2009-10-22 2012-11-20
25. MCDONALDS CORP COM   2011-10-05 2012-04-02
15. MCKESSON HBOC INC COM   2011-10-05 2012-04-02
4. MCKESSON HBOC INC COM   2011-10-05 2012-11-20
50. MEADWESTVACO CORP COM W/RTS EXP 1/29/200   2011-10-05 2012-04-02
1019. MERGER FD SH BEN INT   2012-04-11 2012-09-25
74. MERGER FD SH BEN INT   2011-10-05 2012-11-20
50. MICROSOFT CORP COM   2011-10-05 2012-04-02
15. MICROSOFT CORP COM   2011-10-05 2012-11-20
20. NATIONAL OILWELL INC COM   2011-10-05 2012-04-02
5. NATIONAL OILWELL INC COM   2011-10-05 2012-11-20
15. OCCIDENTAL PETE CORP COM   2011-10-05 2012-04-02
95. OCCIDENTAL PETE CORP COM   2011-10-05 2012-08-24
60. ORACLE CORP COM   2011-10-05 2012-04-02
51. OPPENHEIMER DEVELOPING MKT-Y #788   2011-10-05 2012-04-09
40. OPPENHEIMER DEVELOPING MKT-Y #788   2012-09-27 2012-11-20
8512. PIMCO FDS PAC INVT MGMT SER TOTAL RETURN FD INSTL CL   2011-10-05 2012-04-09
3067. PIMCO FOREIGN BOND FUND-INST   2012-04-11 2012-09-25
300. PIMCO FOREIGN BOND FUND-INST   2011-10-05 2012-11-20
57. PHILLIPS 66   2011-10-05 2012-05-17
.5 PHILLIPS 66   2011-10-05 2012-05-22
25. PROCTER & GAMBLE CO COM   2011-10-05 2012-04-02
50. PUBLIC SVC ENTERPRISE GRP INC COM   2011-10-05 2012-04-02
30. QUALCOMM INC COM W/RTS ATTACHED   2011-10-05 2012-04-02
622. RIDGEWORTH SEIX HY BD-I #5855   2012-04-11 2012-09-25
1741. RIDGEWORTH SEIX HY BD-I #5855   2011-10-05 2012-11-20
40667. ROWE T PRICE SHORT TERM BD FD INC   2012-04-11 2012-09-25
7266.884 ROWE T PRICE SHORT TERM BD FD INC   2012-04-11 2012-11-20
2622.116 ROWE T PRICE SHORT TERM BD FD INC   2011-10-05 2012-11-20
50. SPDR DJ WILSHIRE INTERNATIONAL REAL   2011-10-05 2012-04-09
222. SPDR DJ WILSHIRE INTERNATIONAL REAL   2011-10-05 2012-09-25
121. SPDR DJ WILSHIRE INTERNATIONAL REAL   2011-10-05 2012-11-20
101. TCW GALILEO FDS INC SMALL CAP GROWTH FD   2011-10-05 2012-04-09
78. TCW GALILEO FDS INC SMALL CAP GROWTH FD   2011-10-05 2012-09-25
1251. TCW GALILEO FDS INC SMALL CAP GROWTH FD   2011-10-05 2012-11-20
11. TJX COS INC NEW COM   2012-07-16 2012-11-20
25. TARGET CORP COM   2011-10-05 2012-04-02
7. TARGET CORP COM   2011-10-05 2012-11-20
50. TEXAS INSTRS INC COM   2011-10-05 2012-04-02
290. TEXAS INSTRS INC COM   2011-10-05 2012-08-24
35. TIMKEN CO COM   2011-10-20 2012-04-02
24. TIMKEN CO COM   2011-10-20 2012-11-20
10. TOTAL FINA ELF S A SPONSORED ADR   2012-08-24 2012-11-20
64. US BANCORP DEL COM NEW W/RIGHTS ATTACHED EXP 2/27/2011   2012-03-28 2012-11-20
15. UNITED TECHNOLOGIES CORP COM   2011-10-05 2012-04-02
9. UNITED TECHNOLOGIES CORP COM   2011-10-05 2012-11-20
40. UNITEDHEALTH GRP INC COM   2011-10-05 2012-04-02
65. UNUMPROVIDENT CORP COM   2011-10-05 2012-04-02
109. VANGARD MSCI EMERGING MARKETS EFT   2011-10-05 2012-04-09
217. VANGUARD REIT VIPER   2011-10-05 2012-04-09
64. VANGUARD REIT VIPER   2011-10-05 2012-09-25
12. VERIZON COMMUNICATIONS COM   2012-07-16 2012-11-20
15. WYNN RESORTS LTD   2011-10-05 2012-04-02
65. WYNN RESORTS LTD   2011-10-05 2012-07-16
20. ACCENTURE PLC   2011-10-05 2012-04-02
11. ACCENTURE PLC   2011-10-05 2012-11-20
30. ACE LIMITED   2011-10-05 2012-04-02
7. ACE LIMITED   2011-10-05 2012-11-20
45. TYCO INTERNATIONAL LTD NEW   2011-10-05 2012-04-02
15. TYCO INTERNATIONAL LTD NEW   2011-10-05 2012-07-16
180. TYCO INTERNATIONAL LTD NEW   2011-10-05 2012-08-24
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 1   1  
b 878   728 150
c 1,362   1,104 258
d 1,834   1,475 359
e 858   590 268
3,079   1,863 1,216
2,245   1,490 755
12,958   11,406 1,552
29,647   24,664 4,983
2,679   2,699 -20
13,267   8,253 5,014
6,542   7,520 -978
2,032   1,947 85
1,902   1,877 25
1,977   1,358 619
1,251   854 397
584   388 196
1,288   1,211 77
470   485 -15
1,556   1,281 275
9,456   7,367 2,089
1,629   1,388 241
1,377   1,062 315
1,852   1,625 227
1,953   1,384 569
2,007   1,256 751
1,157   946 211
1,378   1,264 114
2,386   2,307 79
2,249   1,660 589
2,299   2,006 293
27,473   24,370 3,103
13,095   12,700 395
79,494   72,708 6,786
107,456   106,761 695
51,006   45,579 5,427
2,485   2,467 18
2,220   2,197 23
482   533 -51
1,263   1,010 253
1,749   1,462 287
14,233   11,662 2,571
6,463   4,968 1,495
923   704 219
1,134   932 202
5,353   6,009 -656
351   358 -7
1,505   1,135 370
512   379 133
89,971   74,200 15,771
2,500   1,623 877
1,851   1,169 682
574   292 282
1,837   1,320 517
544   396 148
55,848   67,417 -11,569
5,368   6,335 -967
1,987   1,522 465
1,393   1,231 162
648   615 33
3,141   2,648 493
1,521   1,327 194
1,851   1,197 654
1,985   1,870 115
5,946   4,902 1,044
7,513   5,761 1,752
10,234   8,850 1,384
599   578 21
34,757   34,500 257
805   798 7
2,465   2,146 319
1,331   1,066 265
374   284 90
1,584   1,228 356
16,243   15,936 307
1,172   1,152 20
1,615   1,297 318
399   389 10
1,620   1,063 557
357   266 91
1,472   1,129 343
8,324   7,149 1,175
1,771   1,750 21
1,678   1,442 236
1,329   1,342 -13
94,994   91,419 3,575
34,534   32,848 1,686
3,405   3,201 204
1,794   1,647 147
16   14 2
1,690   1,578 112
1,530   1,585 -55
2,053   1,519 534
6,208   5,926 282
17,323   15,512 1,811
197,642   196,828 814
35,244   35,172 72
12,717   12,612 105
1,796   1,602 194
8,802   7,115 1,687
4,846   3,878 968
2,893   2,470 423
2,257   1,908 349
31,951   30,599 1,352
477   494 -17
1,456   1,238 218
441   347 94
1,663   1,400 263
8,558   8,123 435
1,806   1,376 430
948   943 5
487   492 -5
2,059   2,031 28
1,245   1,043 202
689   626 63
2,366   1,767 599
1,603   1,379 224
4,641   3,944 697
13,536   10,690 2,846
4,218   3,138 1,080
512   545 -33
1,888   1,782 106
6,276   7,721 -1,445
1,311   1,084 227
732   596 136
2,233   1,788 445
548   417 131
2,522   1,853 669
781   618 163
10,162   7,411 2,751
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a        
b       150
c       258
d       359
e       268
      1,216
      755
      1,552
      4,983
      -20
      5,014
      -978
      85
      25
      619
      397
      196
      77
      -15
      275
      2,089
      241
      315
      227
      569
      751
      211
      114
      79
      589
      293
      3,103
      395
      6,786
      695
      5,427
      18
      23
      -51
      253
      287
      2,571
      1,495
      219
      202
      -656
      -7
      370
      133
      15,771
      877
      682
      282
      517
      148
      -11,569
      -967
      465
      162
      33
      493
      194
      654
      115
      1,044
      1,752
      1,384
      21
      257
      7
      319
      265
      90
      356
      307
      20
      318
      10
      557
      91
      343
      1,175
      21
      236
      -13
      3,575
      1,686
      204
      147
      2
      112
      -55
      534
      282
      1,811
      814
      72
      105
      194
      1,687
      968
      423
      349
      1,352
      -17
      218
      94
      263
      435
      430
      5
      -5
      28
      202
      63
      599
      224
      697
      2,846
      1,080
      -33
      106
      -1,445
      227
      136
      445
      131
      669
      163
      2,751
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 103,185
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 . . . . . . . . . . . . . . . . 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If “Yes,” the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2011 138,810 3,269,502 0.042456
2010 140,700 3,068,232 0.045857
2009 99,352 2,667,891 0.03724
2008 248,630 3,178,823 0.078214
2007 150,833 3,851,620 0.039161
2 Total of line 1, column (d) ...................... 2 0.242928
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.048586
4 Enter the net value of noncharitable-use assets for 2012 from Part X, line 5..... 4 3,237,007
5 Multiply line 4 by line 3....................... 5 157,273
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 1,787
7 Add lines 5 and 6......................... 7 159,060
8 Enter qualifying distributions from Part XII, line 4.............. 8 162,887
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions.
Form 990-PF (2012)
Form 990-PF (2012)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A” on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 1,787
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2............................ 3 1,787
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 1,787
6 Credits/Payments:
a 2012 estimated tax payments and 2011 overpayment credited to 2012 6a 1,580
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c 0
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 1,580
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9 207
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10  
11 Enter the amount of line 10 to be: Credited to 2013 estimated taxBullet   Refunded Bullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is “Yes” to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If “Yes,” attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If “Yes,” attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If “Yes,” has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If “Yes,” attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If “Yes,” complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletVA
    b
    If the answer is “Yes” to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If “No,” attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2012 or the taxable year beginning in 2012 (see instructions for Part XIV)?
    If “Yes,” complete Part XIV.............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If “Yes,” attach a schedule listing their names and addresses.
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbullet  
    14
    The books are in care ofbulletWELLS FARGO BANK NA Telephone no.bullet (336) 747-8192
    Located atbullet1W 4TH STWINSTON SALEMNC ZIP+4bullet271014047
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16
    At any time during calendar year 2012, did the foundation have an interest in or a signature or other authority over
    a bank, securities, or other financial account in a foreign country? .................
    16
     
    No
    See instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the foreign country bullet  
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the “Yes” column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check “No”
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is “Yes” to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
    No
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2012?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2012, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2012?...............
    If “Yes,” list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer “No” and attach statement—see instructions.) ..............
    2b
     
    No
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?.........................
    b
    If “Yes,” did it have excess business holdings in 2012 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2012.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2012?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)........
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is “Yes” to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
     
    .........bullet
    c
    If the answer is “Yes” to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If “Yes,” attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?........................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If “Yes” to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    WELLS FARGO BANK NA Trustee
    4     		4,896    
    1525 WEST WT HARRIS BLVD D1114-044
    CHARLOTTE,NC28288
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE.”
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3..........................bullet  
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    3,197,379
    b
    Average of monthly cash balances.......................
    1b
    88,923
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    3,286,302
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    3,286,302
    4
    Cash deemed held for charitable activities. Enter 1 1⁄2% of line 3 (for greater amount, see
    instructions) .............................
    4
    49,295
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    3,237,007
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    161,850
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    161,850
    2a
    Tax on investment income for 2012 from Part VI, line 5......
    2a
    1,787
    b
    Income tax for 2012. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    1,787
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    160,063
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    160,063
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
    160,063
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    162,887
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
    0
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
    0
    b
    Cash distribution test (attach the required schedule) .................
    3b
    0
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    162,887
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
    1,787
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    161,100
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 8
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2011     		(c)
    2011     		(d)
    2012
    1 Distributable amount for 2012 from Part XI, line 7 160,063
    2 Undistributed income, if any, as of the end of 2012:
    a Enter amount for 2011 only....... 160,538
    b Total for prior years:2010, 20, 20 0
    3 Excess distributions carryover, if any, to 2012:
    a From 2007....... 0
    b From 2008....... 0
    c From 2009....... 0
    d From 2010....... 0
    e From 2011....... 0
    fTotal of lines 3a through e......... 0
    4Qualifying distributions for 2012 from Part
    XII, line 4: bullet$ 162,887
    a Applied to 2011, but not more than line 2a 160,538
    b Applied to undistributed income of prior years
    (Election required—see instructions)......     		0
    c Treated as distributions out of corpus (Election
    required—see instructions).........     		0
    d Applied to 2012 distributable amount..... 2,349
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2012. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 0
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2011. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2012. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2013 ..........     		157,714
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see
    instructions) .............     		0
    8Excess distributions carryover from 2007 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9Excess distributions carryover to 2013.
    Subtract lines 7 and 8 from line 6a ......     		0
    10 Analysis of line 9:
    a Excess from 2008.... 0
    b Excess from 2009.... 0
    c Excess from 2010.... 0
    d Excess from 2011.... 0
    e Excess from 2012.... 0
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 9
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2012, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2012 (b) 2011 (c) 2010 (d) 2009
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ....     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets” alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment” alternative test— enter 2⁄3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support” alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    UNIVERSITY OF RICHMOND
    ATTENTION HOSSEIN SADID
    28 WESTHAMPTON WAY
    RICHMOND,VA23173     		NONE PUBLIC EXEMPT GENERAL SUPPORT 159,074
    Total .................................bullet 3a 159,074
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3Interest on savings and temporary cash investments          
    4 Dividends and interest from securities....     14 81,574  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8Gain or (loss) from sales of assets other than inventory     18 103,185  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   184,759  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13184,759
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section
    Yes
    No
    501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is “Yes,” complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If “Yes,” complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2012)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2012 AccountingFeesSchedule
    Name:
    CADDISS MORRISS FBO W MORRISS
    EIN: 56-6577907
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    TAX PREPARATION FEE (NON-ALLOC 2,089     2,089

    TY 2012 InvestmentsCorpBondsSchedule
    Name:
    CADDISS MORRISS FBO W MORRISS
    EIN: 56-6577907
    Name of Bond End of Year Book Value End of Year Fair Market Value
    256210105 DODGE & COX INCOME F    
    261980494 DREYFUS EMG MKT DEBT    
    51855Q655 LAUDUS MONDRIAN INTL    
    693390700 PIMCO TOTAL RET FD-I    
    693390882 PIMCO FOREIGN BD FD    
    76628T645 RIDGEWORTH SEIX HY B    
    77957P105 T ROWE PRICE SHORT T    

    TY 2012 InvestmentsCorpStockSchedule
    Name:
    CADDISS MORRISS FBO W MORRISS
    EIN: 56-6577907
    Name of Stock End of Year Book Value End of Year Fair Market Value
    04315J209 ARTIO TOT RTN #1524    
    256210105 DODGE&COX INCOME FD    
    4812C0803 JPMORGAN HI YL #3580    
    51855Q655 LAUDUS MONDRIAN#2940    
    922031737 VANGUARD FD #5119    
    921937850 VANGUARD S-T #1349    
    693391559 PIMCO EMERG MKT #137    
    693390882 PIMCO FORGN FD #103    
    025083320 AMERICAN CENTURY#336    
    92934R769 CRM MIDCAP VALUE #32    
    256219106 DODGE&COX STK FD#145    
    780905451 ROYCE PREMIER FD#566    
    784924425 SSGA EMERG MKT #1510    
    949915565 WELLS FARGO FD #3124    
    949915367 WELLS FARGO FD #3118    
    04315J837 ARTIO INTL FD #1529    
    246248306 DELAWARE POOLED #31    
    44980Q518 ING INTL RE FD #2664    
    722005667 PIMCO COMMOD FD #45    
    779919109 TROWE RE FD #122    
    031162100 AMGEN INC 5,521 8,620
    03524A108 ANHEUSER-BUSCH INBEV 8,081 11,975
    037833100 APPLE INC 11,551 16,497
    04314H204 ARTISAN INTERNATIONA 124,289 156,952
    04351G101 ASCENA RETAIL GROUP    
    057224107 BAKER HUGHES INC COM    
    110122108 BRISTOL MYERS SQUIBB 10,062 10,103
    14040H105 CAPITAL ONE FINANCIA 7,102 10,601
    14149Y108 CARDINAL HEALTH INC 7,590 7,742
    156700106 CENTURYLINK, INC    
    166764100 CHEVRON CORP 7,495 8,759
    17275R102 CISCO SYSTEMS INC 5,310 6,386
    191216100 COCA COLA CO 8,124 9,063
    20030N101 COMCAST CORP CLASS A 6,727 11,806
    20825C104 CONOCOPHILLIPS 5,591 6,669
    22160K105 COSTCO WHOLESALE COR 8,344 9,774
    22544R305 CREDIT SUISSE COMM R 163,386 160,486
    235851102 DANAHER CORP 7,468 10,062
    25264S833 DIAMOND HILL LONG-SH 73,520 83,766
    256206103 DODGE & COX INT'L ST 130,788 157,747
    278865100 ECOLAB INC 8,195 10,497
    30231G102 EXXON MOBIL CORPORAT 8,772 10,386
    339128100 JP MORGAN MID CAP VA 56,867 74,658
    345370860 FORD MOTOR COMPANY    
    369604103 GENERAL ELECTRIC CO 6,662 9,236
    375558103 GILEAD SCIENCES INC 7,664 13,735
    38142Y401 GOLDMAN SACHS GRTH O    
    437076102 HOME DEPOT INC 6,331 12,061
    438516106 HONEYWELL INTERNATIO 6,644 9,584
    448108100 HUSSMAN STRATEGIC GR 72,348 61,663
    458140100 INTEL CORP 7,609 7,217
    45865V100 INTERCONTINENTALEXCH 7,877 7,924
    459200101 INTERNATIONAL BUSINE 9,711 10,535
    461202103 INTUIT COM 8,437 9,457
    46625H100 JPMORGAN CHASE & CO 5,688 8,354
    478160104 JOHNSON & JOHNSON 8,729 9,814
    487300808 KEELEY SMALL CAP VAL 64,547 88,434
    50075N104 KRAFT FOODS INC    
    580135101 MCDONALDS CORP 9,012 9,262
    58155Q103 MCKESSON CORP 7,178 9,793
    583334107 MEADWESTVACO CORP 5,905 8,605
    589509108 MERGER FD SH BEN INT 48,112 48,916
    594918104 MICROSOFT CORP 7,133 7,345
    637071101 NATIONAL OILWELL INC 5,582 7,177
    674599105 OCCIDENTAL PETE CORP    
    68389X105 ORACLE CORPORATION 8,165 9,330
    683974505 OPPENHEIMER DEVELOPI 84,563 103,445
    742718109 PROCTER & GAMBLE CO 8,521 9,165
    744573106 PUBLIC SVC ENTERPRIS 7,607 7,344
    747525103 QUALCOMM INC 8,101 9,898
    78463X863 SPDR DJ WILSHIRE INT 91,753 118,385
    87234N849 TCW SMALL CAP GROWTH 39,222 42,974
    87612E106 TARGET CORP 6,834 8,165
    882508104 TEXAS INSTRUMENTS IN    
    887389104 TIMKEN CO 7,783 9,470
    913017109 UNITED TECHNOLOGIES 8,063 9,513
    91324P102 UNITEDHEALTH GROUP I 7,511 9,221
    91529Y106 UNUM GROUP 6,896 6,767
    922042858 VANGUARD MSCI EMERGI 88,016 106,738
    922908553 VANGUARD REIT VIPER 90,044 119,888
    983134107 WYNN RESORTS LTD    
    G1151C101 ACCENTURE PLC 8,075 9,909
    H0023R105 ACE LIMITED 9,118 12,209
    H89128104 TYCO INTERNATIONAL L    
    037411105 APACHE CORP 7,610 7,458
    04314H600 ARTISAN MID CAP FUND 93,945 91,107
    126650100 CVS/CAREMARK CORPORA 8,713 9,428
    254687106 WALT DISNEY CO 8,972 10,257
    268648102 E M C CORP MASS 9,244 8,779
    367829884 GATEWAY FUND - Y #19 83,867 82,527
    464287648 ISHARES RUSSELL 2000 41,460 43,843
    872540109 TJX COS INC NEW 9,064 8,575
    89151E109 TOTAL S.A. - ADR 8,997 9,518
    902973304 US BANCORP DEL NEW 8,725 8,784
    907818108 UNION PACIFIC CORP 9,531 9,680
    92343V104 VERIZON COMMUNICATIO 8,894 8,481

    TY 2012 InvestmentsOtherSchedule2
    Name:
    CADDISS MORRISS FBO W MORRISS
    EIN: 56-6577907
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    256210105 DODGE & COX INCOME F AT COST 145,018 161,702
    261980494 DREYFUS EMG MKT DEBT AT COST 151,926 167,091
    262028855 DRIEHAUS ACTIVE INCO AT COST 48,338 49,309
    51855Q655 LAUDUS MONDRIAN INTL AT COST 67,789 71,523
    693390700 PIMCO TOTAL RET FD-I AT COST 494,014 494,941
    693390882 PIMCO FOREIGN BD FD AT COST 67,061 69,339
    76628T645 RIDGEWORTH SEIX HY B AT COST 146,262 166,781
    77957P105 T ROWE PRICE SHORT T AT COST 25,788 26,002

    TY 2012 LegalFeesSchedule
    Name:
    CADDISS MORRISS FBO W MORRISS
    EIN: 56-6577907
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    LEGAL FEES - INCOME (ALLOCABLE 500     500


    TY 2012 OtherDecreasesSchedule
    Name:
    CADDISS MORRISS FBO W MORRISS
    EIN: 56-6577907
    Description Amount
    MUTUAL FUND TIMING DIFFERENCE 8,091
    2011 RETURN OF CAPITAL 434
    ROUNDING 3


    TY 2012 OtherExpensesSchedule
    Name:
    CADDISS MORRISS FBO W MORRISS
    EIN: 56-6577907
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    OTHER NONALLOCABLE EXPENSES - 4 4   0


    TY 2012 TaxesSchedule
    Name:
    CADDISS MORRISS FBO W MORRISS
    EIN: 56-6577907
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAXES 147 147   0
    FEDERAL TAX PAYMENT - PRIOR YE 185 0   0
    FEDERAL ESTIMATES - PRINCIPAL 1,580 0   0
    FOREIGN TAXES ON QUALIFIED FOR 599 599   0
    FOREIGN TAXES ON NONQUALIFIED 253 253   0