Form990-PF

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Nonexempt Charitable Trust
Treated as a Private Foundation
Note. The foundation may be able to use a copy of this return to satisfy state reporting requirements.
OMB No. 1545-0052
2012
Open to Public Inspection
For calendar year 2012, or tax year beginning 01-01-2012 , and ending 12-31-2012
Name of foundation
JOSEPH A PATRICK FOUNDATION INC
 

Number and street (or P.O. box number if mail is not delivered to street address)305 HARBORSIDE PLAZA 10   Room/suite
City or town, state, and ZIP code
JERSEY CITY, NJ073114012
A Employer identification number

13-6208825
B Telephone number (see instructions)

(201) 680-7300
C bullet
G Check all that apply:

D 1. bullet
2. bullet
H Check type of organization:
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$4,779,378J Accounting method:
 
(Part I, column (d) must be on cash basis.)
E bullet
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet
3 Interest on savings and temporary cash investments 1,395 1,395  
4 Dividends and interest from securities...... 139,023 139,023  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 24,003
b Gross sales price for all assets on line 6a 1,014,486
7 Capital gain net income (from Part IV, line 2)... 24,003
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 62,914 62,914  
12 Total. Add lines 1 through 11........ 227,335 227,335  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 33,333 33,333    
14 Other employee salaries and wages......        
15 Pension plans, employee benefits....... 3,816 3,816    
16a Legal fees (attach schedule)......... Click to see attachment 11,095 11,095    
b Accounting fees (attach schedule)....... Click to see attachment 14,250 14,250    
c Other professional fees (attach schedule)....        
17 Interest............... 483 483    
18 Taxes (attach schedule) (see instructions) Click to see attachment 5,210 5,210    
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 484 484    
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 68,671 68,671   0
25 Contributions, gifts, grants paid........ 268,763 268,750
26 Total expenses and disbursements. Add lines 24 and 25 337,434 68,671   268,750
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -110,099
b Net investment income (if negative, enter -0-) 158,664
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2012)
Form 990-PF (2012)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............... 27,184 39,191 39,191
2 Savings and temporary cash investments.......... 57,473 227,329 227,329
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see page 15 of the
instructions)....................      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)........ 6,536,121 Click to see attachment6,234,371 4,512,858
c Investments—corporate bonds (attach schedule)........      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)...........      
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 6,620,778 6,500,891 4,779,378
Liabilities 17 Accounts payable and accrued expenses..........   1,559
18 Grants payable...................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet) Click to see attachment6,140 Click to see attachment1,850
23 Total liabilities (add lines 17 through 22).......... 6,140 3,409
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted....................    
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds......... 2,234,669 2,234,669
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds 4,379,969 4,262,813
30 Total net assets or fund balances (see page 17 of the
instructions).................... 6,614,638 6,497,482
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 6,620,778 6,500,891
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 6,614,638
2 Enter amount from Part I, line 27a..................... 2 -110,099
3 Other increases not included in line 2 (itemize) bulletClick to see attachment 3 8,218
4 Add lines 1, 2, and 3.......................... 4 6,512,757
5 Decreases not included in line 2 (itemize) bulletClick to see attachment 5 15,275
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 6,497,482
Form 990-PF (2012)
Form 990-PF (2012)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a 1500-EXXON MOBIL CORP P 2010-12-22 2012-01-03
b 2000-GERDAU SA P 2005-11-25 2012-10-04
c CAPITAL LOSS FROM CALUMET P 2012-09-13 2012-12-31
d 1000-MERCK & COMPANY, INC. P 1993-11-29 2012-01-19
e 2500-AMERICA MOVIL SA ADR 'L' P 2008-01-03 2012-10-05
SECTION 1231 GAINS KINDER MORGAN P 2008-01-07 2012-01-25
1000-KINDER MORGAN ENERGY LP P 2008-01-02 2012-01-23
1000-BANCO BRADESCO SA P 2005-08-11 2012-10-11
SECTION 1231 LOSS BUCKEY P 2010-05-26 2012-12-31
-15-CATERPILLAR INC PUTS JAN 85'S P 2011-11-21 2012-01-23
500-AMERICA MOVIL SA ADR 'L' P 2008-01-03 2012-10-18
SECTION 1231 LOSS ENERGY TRANSFER P 2012-05-01 2012-12-31
500-KINDER MORGAN ENERGY LP P 2008-01-02 2012-01-25
1500-AMERICA MOVIL SA ADR 'L' P 2008-04-25 2012-10-18
SECTION 1231 LOSS SPECTRA P 2012-04-27 2012-12-31
1000-KINDER MORGAN ENERGY LP P 2008-01-02 2012-02-13
-17-SCHLUMBERGER LTS CALLS OCT 77.5' P 2012-09-13 2012-10-22
SECTION 1231 LOSS ENTERPRISE P 2010-04-21 2012-12-31
1000-SPECTRA ENERGY CORP. P 2004-10-07 2012-04-27
-10-MONSANTO CO. CALLS OCT 95'S P 2012-09-19 2012-10-22
SECTION 1231 LOSS CALUMET P 2012-09-13 2012-12-31
1000-SPECTRA ENERGY CORP. P 2004-12-03 2012-04-27
-10-MONSANTO CO. CALLS OCT 90'S P 2012-09-06 2012-10-22
SECTION 1256 LOSSES-US OIL PER F6781 P 2008-12-26 2012-12-31
500-SPECTRA ENERGY CORP. P 2007-02-07 2012-04-27
2500-WEATHERFORD INTL INC P 2008-08-11 2012-11-13
SECTION 1256 LOSSES-US OIL PER F6781 P 2008-12-26 2012-12-31
-13-DEERE & CO. CALLS SEPT 82.50'S P 2012-08-03 2012-08-15
2000-WEATHERFORD INTL INC P 2008-08-15 2012-11-13
-15-MONSANTO CO. CALLS AUG 90'S P 2012-07-20 2012-08-20
2500-WEATHERFORD INTL INC P 2011-01-25 2012-11-13
1500-ICICI BANK LTD P 2008-07-09 2012-09-07
1500-MONSANTO CO. P 2010-01-26 2012-11-27
1000-MARATHON OIL CORP P 2007-08-06 2012-09-10
501-WPX ENERGY INC. P 2006-07-25 2012-12-07
1000-MARATHON OIL CORP P 2008-08-25 2012-09-10
499-WPX ENERGY INC. P 2008-07-18 2012-12-07
1500-ICICI BANK LTD P 2008-07-09 2012-09-13
CAPITAL GAINS FROM ENTERPRISE P 2010-04-21 2012-12-31
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 128,644   109,921 18,723
b 18,317   9,967 8,350
c     194 -194
d 38,618   14,495 24,123
e 64,875   74,198 -9,323
1,669     1,669
87,295   45,892 41,403
15,240   5,791 9,449
    220 -220
6,139     6,139
13,122   14,840 -1,718
61     61
44,535   22,945 21,590
39,365   42,450 -3,085
    14 -14
87,887   47,307 40,580
2,503     2,503
    353 -353
30,313   20,362 9,951
986     986
    790 -790
30,313   21,313 9,000
2,515     2,515
    4,661 -4,661
15,157   13,635 1,522
23,555   106,675 -83,120
    6,991 -6,991
1,226   657 569
18,844   82,011 -63,167
1,408     1,408
23,555   54,658 -31,103
51,126   49,189 1,937
137,358   118,715 18,643
28,336   28,510 -174
7,852   6,636 1,216
28,336   27,277 1,059
7,820   10,627 -2,807
53,246   49,189 4,057
4,270     4,270
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       18,723
b       8,350
c       -194
d       24,123
e       -9,323
      1,669
      41,403
      9,449
      -220
      6,139
      -1,718
      61
      21,590
      -3,085
      -14
      40,580
      2,503
      -353
      9,951
      986
      -790
      9,000
      2,515
      -4,661
      1,522
      -83,120
      -6,991
      569
      -63,167
      1,408
      -31,103
      1,937
      18,643
      -174
      1,216
      1,059
      -2,807
      4,057
      4,270
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 24,003
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 . . . . . . . . . . . . . . . . 		Bracket 3 8,522
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If “Yes,” the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2011 270,059 5,821,457 0.046390
2010 229,273 5,641,446 0.040641
2009 307,106 4,545,958 0.067556
2008 101,395 6,230,122 0.016275
2007 332,561 6,107,799 0.054449
2 Total of line 1, column (d) ...................... 2 0.225311
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.045062
4 Enter the net value of noncharitable-use assets for 2012 from Part X, line 5..... 4 4,894,241
5 Multiply line 4 by line 3....................... 5 220,544
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 1,587
7 Add lines 5 and 6......................... 7 222,131
8 Enter qualifying distributions from Part XII, line 4.............. 8 268,750
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions.
Form 990-PF (2012)
Form 990-PF (2012)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A” on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 1,587
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2  
3 Add lines 1 and 2............................ 3 1,587
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4  
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 1,587
6 Credits/Payments:
a 2012 estimated tax payments and 2011 overpayment credited to 2012 6a 3,370
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c  
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 3,370
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 1,783
11 Enter the amount of line 10 to be: Credited to 2013 estimated taxBullet1,783 Refunded Bullet 11  
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is “Yes” to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If “Yes,” attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If “Yes,” attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If “Yes,” has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If “Yes,” attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If “Yes,” complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletNY
    b
    If the answer is “Yes” to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If “No,” attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2012 or the taxable year beginning in 2012 (see instructions for Part XIV)?
    If “Yes,” complete Part XIV.............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If “Yes,” attach a schedule listing their names and addresses.
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletFOUNDATION Telephone no.bullet (201) 680-7300
    Located atbullet305 HARBORSIDE PLAZA 10JERSEY CITYNJ ZIP+4bullet073114012
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16
    At any time during calendar year 2012, did the foundation have an interest in or a signature or other authority over
    a bank, securities, or other financial account in a foreign country? .................
    16
     
    No
    See instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the foreign country bullet  
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the “Yes” column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check “No”
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is “Yes” to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
     
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2012?.............
    1c
     
     
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2012, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2012?...............
    If “Yes,” list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer “No” and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?.........................
    b
    If “Yes,” did it have excess business holdings in 2012 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2012.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2012?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)........
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is “Yes” to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
     
    .........bullet
    c
    If the answer is “Yes” to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If “Yes,” attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?........................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If “Yes” to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    STUART K PATRICKClick to see attachment PRESIDENT
    1.50     		0 0 0
    305 HARBORSIDE PLAZA 10
    JERSEY CITY,NJ07311
    JOHN J GLYNNClick to see attachment TREASURER
    7.50     		33,333 0 0
    305 HARBORSIDE PLAZA 10
    JERSEY CITY,NJ07311
    KATE PATRICKClick to see attachment DIRECTOR
    0.50     		0 0 0
    305 HARBORSIDE PLAZA 10
    JERSEY CITY,NJ07311
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE.”
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet  
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet  
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1 N/A  
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3..........................bullet  
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    4,687,461
    b
    Average of monthly cash balances.......................
    1b
    281,312
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    4,968,773
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
    4,968,773
    4
    Cash deemed held for charitable activities. Enter 1 1⁄2% of line 3 (for greater amount, see
    instructions) .............................
    4
    74,532
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    4,894,241
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    244,712
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    244,712
    2a
    Tax on investment income for 2012 from Part VI, line 5......
    2a
    1,587
    b
    Income tax for 2012. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    1,587
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    243,125
    4
    Recoveries of amounts treated as qualifying distributions................
    4
     
    5
    Add lines 3 and 4............................
    5
    243,125
    6
    Deduction from distributable amount (see instructions).................
    6
     
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
    243,125
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    268,750
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    268,750
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
    1,587
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    267,163
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 8
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2011     		(c)
    2011     		(d)
    2012
    1 Distributable amount for 2012 from Part XI, line 7 243,125
    2 Undistributed income, if any, as of the end of 2012:
    a Enter amount for 2011 only....... 264,251
    b Total for prior years:20, 20, 20  
    3 Excess distributions carryover, if any, to 2012:
    a From 2007.......  
    b From 2008.......  
    c From 2009.......  
    d From 2010.......  
    e From 2011.......  
    fTotal of lines 3a through e.........  
    4Qualifying distributions for 2012 from Part
    XII, line 4: bullet$ 268,750
    a Applied to 2011, but not more than line 2a 264,251
    b Applied to undistributed income of prior years
    (Election required—see instructions)......     		 
    c Treated as distributions out of corpus (Election
    required—see instructions).........     		 
    d Applied to 2012 distributable amount..... 4,499
    e Remaining amount distributed out of corpus  
    5 Excess distributions carryover applied to 2012.    
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5  
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		 
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		 
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		 
    e Undistributed income for 2011. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		 
    f Undistributed income for 2012. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2013 ..........     		238,626
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see
    instructions) .............     		 
    8Excess distributions carryover from 2007 not
    applied on line 5 or line 7 (see instructions) ...     		 
    9Excess distributions carryover to 2013.
    Subtract lines 7 and 8 from line 6a ......     		 
    10 Analysis of line 9:
    a Excess from 2008....  
    b Excess from 2009....  
    c Excess from 2010....  
    d Excess from 2011....  
    e Excess from 2012....  
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 9
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2012, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2012 (b) 2011 (c) 2010 (d) 2009
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ....     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets” alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment” alternative test— enter 2⁄3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support” alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    ADOPT A ST MICHAEL'S KID
    641 SHUNPIKE ROAD
    CHATHAM,NJ07928     		NONE 501 C (3) PUBLIC WELFARE 3,000
    AMERICAN LEPROSY MISSION
    1 ALM WAY
    GREENVILLE,SC29601     		NONE 501 C (3) HEALTH CARE 2,500
    BOSTON COLLEGE
    220 MOORE HALL-140 COMMON
    CHESTNUT HILL,MA02467     		NONE 501 C (3) EDUCATION 2,500
    BRANTWOOD CAMP
    PO BOX 3350
    PETERBOROUGH,NH03458     		NONE 501 C (3) YOUTH ACTIVITY 1,500
    BUILDERS BEYOND BORDERS
    EIGHT WILLARD ROAD
    NORWALK,CT06851     		NONE 501 C (3) PUBLIC WELFARE 1,000
    CONCERNED PARENTS ASSOC
    96 SUSSEX ST
    JERSEY CITY,NJ07302     		NONE 501 C (3) EDUCATION 2,000
    CUMBERLAND COLLEGE
    816 WALNUT STREET
    WILLIAMSBURG,KY40769     		NONE 501 C(3) EDUCATION 3,000
    DARE TO CARE - ALLIANCE FOR CHILDRE
    PO BOX 159
    BERNARDSVILLE,NJ07924     		NONE 501 C (3) PUBLIC WELFARE 2,000
    GLEN RIDGE PUBLIC LIBRARY
    240 RIDGEWOOD AVENUE
    GLEN RIDGE,NJ07028     		NONE 501 C (3) PUBLIC WELFARE 9,000
    JERSEY CITY PAL
    123 TOWN SQUARE PLACE-PMB
    JERSEY CITY,NJ07310     		NONE 501 C (3) YOUTH ACTIVITY 1,000
    KELLOG SCHOOL OF MANAGEMENT
    2001 SHERIDAN RD
    EVANSTON,IL60208     		NONE 501 C (3) EDUCATION 3,500
    MENDHAM TOWNSHIP FIRST AID SQUAD
    PO BOX 122
    MENDHAM,NJ07945     		NONE 501 C (3) PUBLIC WELFARE 1,000
    MIDDLE GATE ELEMENTARY SCHOOL
    7 COLD SPRING ROAD
    NEWTOWN,CT06470     		NONE 501 C (3) EDUCATION 2,500
    NEW JERSEY DEPUTY FIRE CHIEFS ASSOC
    123 TOWN SQUARE PLACE-PMB
    JERSEY CITY,NJ07310     		NONE 501 C (3) PUBLIC WELFARE 500
    NJ VENOM SOFTBALL
    678 ROUTE 202/206 NORTH
    BRIDGEWATER,NJ08807     		NONE 501 C (3) YOUTH ACTIVITY 2,000
    PRINCETON UNIVERSITY
    PO B OX 5357
    PRINCETON,NJ08543     		NONE 501 C (3) EDUCATION 2,500
    RIDGEFIELD ACADEMY
    223 WEST MOUNTAIN ROAD
    RIDGEFIELD,CT06877     		NONE 501 C (3) EDUCATION 2,500
    ST BALDRICK'S FOUNDATION
    1333 S MAYFLOWER AVE 400
    MONROVIA,CA910165268     		NONE 501 C (3) HEALTH CARE 250
    ST FRACIS OF ASSISI CHURCH
    35 NORTHFIELD ROAD
    WESTON,CT06883     		NONE 501 C (3) RELIGION 2,000
    ST JAMES EPISCOPAL CHURCH
    581 VALLEY ROAD
    UPPER MONTCLAIR,NJ07043     		NONE 501 C (3) RELIGION 15,000
    ST MARK'S SCHOOL
    25 MARLBORO ROAD
    SOUTHBOROUGH,MA01772     		NONE 501 C (3) EDUCATION 2,500
    STUART COUNTRY DAY SCHOOL OF THE SA
    1200 STUART ROAD
    PRINCETON,NJ08540     		NONE 501 C(3) EDUCATION 75,000
    THE PECK SCHOOL
    247 SOUTH STREET
    MORRISTOWN,NJ07960     		NONE 501 C (3) EDUCATION 10,000
    THOMAS W STARZL TRANSPLANTATION IN
    3600 FORBES AT MEYRAN AVE
    PITTSBURGH,PA15213     		NONE 501 C (3) MEDICINE 110,000
    WESTON FOOD PANTRY
    45 BRADLEY ROAD
    WESTON,CT06883     		NONE 501 C (3) PUBLIC WELFARE 1,000
    WESTON HISTORICAL SOCIETY
    104 WESTON ROAD
    WESTON,CT06883     		NONE 501 C (3) PUBLIC WELFARE 500
    WESTON HS BOOSTER CLUB
    115 SCHOOL ROAD
    WESTON,CT06883     		NONE 501 C (3) YOUTH ACTIVITY 500
    WESTON LITTLE LEAGUE
    PO BOX 1277
    WESTON,CT06883     		NONE 501 C (3) YOUTH ACTIVITY 1,000
    WESTON WARM UP FUND
    PO BOX 1254
    WESTON,CT06883     		NONE 501 C (3) PUBLIC WELFARE 1,000
    WILD LIFE IN CRISIS
    PO BOX 1246
    WESTON,CT06883     		NONE 501 C (3) PUBLIC WELFARE 500
    WILLIAMS COLLEGE
    75 PARK STREET
    WILLIAMSTOWN,MA01267     		NONE 501 C (3) EDUCATION 7,500
    Total .................................bullet 3a 268,750
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3Interest on savings and temporary cash investments     14 1,395  
    4 Dividends and interest from securities....     14 139,023  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8Gain or (loss) from sales of assets other than inventory         24,003
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: aKINDER MORGAN LOSS     14 -10,358  
    bKINDER MORGAN INCOME     14 100,864  
    cENTERPRISE LOSS     14 -15,423  
    dBUCKEYE LOSS     14 -1,018  
    eUS OIL     14 -617  
    fENERGY TRANSFER LOSS     14 -6,584  
    gSPECTRE LOSS     14 -3,863  
    hCALUMET LOSS     14 -87  
    12 Subtotal. Add columns (b), (d), and (e)..   203,332 24,003
    13Total. Add line 12, columns (b), (d), and (e)..................
    13227,335
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section
    Yes
    No
    501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is “Yes,” complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If “Yes,” complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2012)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2012 AccountingFeesSchedule
    Name:
    JOSEPH A PATRICK FOUNDATION INC
    EIN: 13-6208825
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INDIRECT ACCOUNTING FEES 14,250 14,250    

    TY 2012 CompensationExplanation
    Name:
    JOSEPH A PATRICK FOUNDATION INC
    EIN: 13-6208825
    Person Name Explanation
    STUART K PATRICK  
    JOHN J GLYNN  
    KATE PATRICK  

    TY 2012 InvestmentsCorpStockSchedule
    Name:
    JOSEPH A PATRICK FOUNDATION INC
    EIN: 13-6208825
    Name of Stock End of Year Book Value End of Year Fair Market Value
    BEGINNING OF THE YEAR    
    9000-SHRS-AMERICA MOVIL SA ADR 'L'    
    4500-SHRS- AMERICA MOVIL SA 117,568 104,130
    2000-SHRS-BAKER HUGHES INC. 137,204 81,696
    3500-SHRS-BANCO BRADESCO SA    
    2500-SHRS-BANCO BRADESCO SA 14,477 43,425
    5000-SHRS-BRASIL TELECOM SA    
    15000-SHRS-OL SA SPONS ADR (BRASIL) 148,033 60,150
    1000-SHRS-BUCKEYE PARTNERS LP 46,877 45,410
    2500-SHRS-CALUMET SPECIALTY PRODUCTS 72,747 75,975
    5000-SHRS-CHINA DIGITAL TV HOLDING C 74,713 8,400
    4000-SHRS-CLIFFS NATURAL RESOURCES I 370,232 154,280
    8000-SHRS-COMPANHIA SIDERURGICA NACL 125,404 47,200
    10000-SHRS-VALE SA 113,489 209,600
    9000-SHRS-CONSOLIDATED ECO-SYSTEMS I   18
    3500-SHRS-CONOCOPHILLIPS 205,181 202,965
    2600-SHRS-DEERE & CO. 178,184 224,692
    2000-SHRS-ENERGY TRANSFER PARTNERS 89,234 85,860
    5000-SHRS-ENTERPRISE PDCTS PARTNERS 96,677 250,400
    1500-SHRS-EXXON MOBIL CORP    
    9000-SHRS-FIBRIA CELULOSE SA 421,372 102,330
    2000-SHRS-FIRSTENERGY CORP 92,351 83,520
    7000-SHRS-FREEPORT MCMORAN COP & GOL 379,452 239,400
    3900-SHRS-GENCO SHIPPING & TRADING L 192,677 13,611
    2000-SHRS-GERDAU SA    
    5500-SHRS-I SHARES MSCI BRAZIL IND F 432,490 307,670
    3000-SHRS-ICICI BANK LTD    
    2500-SHRS-KINDER MORGAN ENERGY LP    
    1000-SHRS-KINDER MORGAN ENERGY 68,516 79,790
    3000-SHRS-LSB INDUSTRIES INC. 139,982 106,260
    2000-SHRS-MARATHON OIL CORP    
    1000-SHRS-MARATHON PETROLEUM CORP    
    2000-SHRS-MARATHON PETROLEUM 90,617 126,000
    1000-SHRS-MERCK & COMPANY, INC.    
    3000-SHRS-MONSANTO CO.    
    1500-SHRS-MONSANTO CO. 106,512 141,975
    3500-SHRS-MOSAIC CO. 275,413 198,205
    3000-SHRS-NUCOR CORP 176,858 129,480
    4000-SHRS-PETROBRAS, SA 229,293 77,880
    3000-SHRS-PHILLIPS 66 120,626 159,300
    5000-SHRS-POTASH CORP SASK INC 230,887 203,450
    2500-SHRS-PROSHARES ULTRASHORT 20+ Y    
    625-SHRS-PROSHARES ULTRASHORT 20 97,791 39,656
    3200-SHRS-SCHLUMBERGER LTD 248,923 221,755
    5000-SHRS-SPECTRA ENERGY CORP.    
    2500-SHRS-SPECTRA ENERGY CORP 68,173 68,450
    2500-SHRS-SPECTRA ENERGY PARTNERS 73,336 78,075
    8000-SHRS-SUNTECH POWER HOLDINGS LTD 239,808 12,240
    1500-SHRS-TEVA PHARMACEUTICAL INDUST    
    3000-SHRS-TEVA PHARMACEUTICAL 142,650 112,020
    3000-SHRS-UNITED STATES OIL FUND 283,686 100,110
    5000-SHRS-VALERO ENERGY CORP. 209,255 170,600
    7000-SHRS-WEATHERFORD INTL INC    
    3000-SHRS-WILLIAMS COS. 76,154 98,220
    1000-SHRS-WILLIAMS PARTNERS 47,529 48,660

    TY 2012 LegalFeesSchedule
    Name:
    JOSEPH A PATRICK FOUNDATION INC
    EIN: 13-6208825
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INDIRECT LEGAL FEES 11,095 11,095    


    TY 2012 OtherDecreasesSchedule
    Name:
    JOSEPH A PATRICK FOUNDATION INC
    EIN: 13-6208825
    Description Amount
    FEDERAL TAX 15,210
    NON DEDUCTIBLE EXPENSES 65


    TY 2012 OtherExpensesSchedule
    Name:
    JOSEPH A PATRICK FOUNDATION INC
    EIN: 13-6208825
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    EXPENSES        
    BANK/BROKER FEES 115 115    
    PAYROLL PROCESSING 369 369    


    TY 2012 OtherIncomeSchedule2
    Name:
    JOSEPH A PATRICK FOUNDATION INC
    EIN: 13-6208825
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    KINDER MORGAN LOSS -10,358 -10,358  
    KINDER MORGAN INCOME 100,864 100,864  
    ENTERPRISE LOSS -15,423 -15,423  
    BUCKEYE LOSS -1,018 -1,018  
    US OIL -617 -617  
    ENERGY TRANSFER LOSS -6,584 -6,584  
    SPECTRE LOSS -3,863 -3,863  
    CALUMET LOSS -87 -87  


    TY 2012 OtherIncreasesSchedule
    Name:
    JOSEPH A PATRICK FOUNDATION INC
    EIN: 13-6208825
    Description Amount
    FEDERAL TAX REFUND 8,218


    TY 2012 OtherLiabilitiesSchedule
    Name:
    JOSEPH A PATRICK FOUNDATION INC
    EIN: 13-6208825
    Description Beginning of Year - Book Value End of Year - Book Value
    SHORT OPTIONS 6,140 1,850


    TY 2012 TaxesSchedule
    Name:
    JOSEPH A PATRICK FOUNDATION INC
    EIN: 13-6208825
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAX PAID-PERSHING 3,809 3,809    
    FOREIGN TAX PAID-KINDER MORGAN 28 28    
    STATE REGISTRATION FEES 1,373 1,373