Form990
Click to see attachment
Department of the Treasury
Internal Revenue Service
Return of Organization Exempt From Income Tax
Under section 501(c), 527, or 4947(a)(1) of the Internal Revenue Code (except black lung benefit trust or private foundation)

MediumBullet The organization may have to use a copy of this return to satisfy state reporting requirements.
OMB No. 1545-0047
2011
Open to Public Inspection
A For the calendar year, or tax year beginning 07-01-2011 and ending 06-30-2012
BCheck if applicable:
CName of organization
YESHIVA UNIVERSITY
 
Doing Business As
 
 
Number and street (or P.O. box if mail is not delivered to street address)
500 WEST 185TH STREET
 
Room/suite
City or town, state or country, and ZIP + 4
NEW YORK, NY10033
D Employer identification number

13-1624225
E Telephone number

G Gross receipts $ 1,167,744,915
F Name and address of principal officer:
J MICHAEL GOWER
500 WEST 185TH STREET
NEW YORK,NY10033
I
Tax-exempt status: (   ) LeftBullet (insert no.) or
J
Website:MediumBullet
WWW.YU.EDU
H(a)
Is this a group return for
affiliates?
H(b)
Are all affiliates included?
If "No," attach a list. (see instructions)
H(c)
Group exemption number MediumBullet  
K Form of organization:
 
L Year of formation: 1897
M State of legal domicile: NY
Part I
Summary
Activities  & Governance 1 Briefly describe the organization’s mission or most significant activities: THE UNIVERSITY IS COMPOSED OF SEVERAL COLLEGES AND SCHOOLS PROVIDING UNDERGRADUATE, GRADUATE, PROFESSIONAL AND POST-DOCTORAL EDUCATION AND TRAINING AND MEDICAL RESEARCH AND CLINICAL PROGRAMS. (SEE SCH O)
2 Check this box MediumBullet
3 Number of voting members of the governing body (Part VI, line 1a)..... 3 40
4 Number of independent voting members of the governing body (Part VI, line 1b) .... 4 37
5 Total number of individuals employed in calendar year 2011 (Part V, line 2a) ... 5 6,457
6 Total number of volunteers (estimate if necessary) .... 6 37
7a Total unrelated business revenue from Part VIII, column (C), line 12 .. 7a -3,347,458
b Net unrelated business taxable income from Form 990-T, line 34 .. 7b -3,347,458
Revenues; Prior Year Current Year
8 Contributions and grants (Part VIII, line 1h) ......... 291,623,949 476,064,633
9 Program service revenue (Part VIII, line 2g) ......... 294,520,749 302,883,938
10 Investment income (Part VIII, column (A), lines 3, 4, and 7d ) .... 79,819,268 78,989,881
11 Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e) 8,349,974 6,995,319
12 Total revenue—add lines 8 through 11 (must equal Part VIII, column (A), line 12)................... 674,313,940 864,933,771
Expenses; 13 Grants and similar amounts paid (Part IX, column (A), lines 1–3 )... 96,663,258 97,160,843
14 Benefits paid to or for members (Part IX, column (A), line 4)..... 0 0
15 Salaries, other compensation, employee benefits (Part IX, column (A), lines 5–10) 416,971,824 428,418,548
16a Professional fundraising fees (Part IX, column (A), line 11e)..... 268,865 75,373
b Total fundraising expenses (Part IX, column (D), line 25) MediumBullet14,884,022    
17 Other expenses (Part IX, column (A), lines 11a–11d, 11f–24f).... 246,082,755 251,309,040
18 Total expenses. Add lines 13–17 (must equal Part IX, column (A), line 25) 759,986,702 776,963,804
19 Revenue less expenses. Subtract line 18 from line 12....... -85,672,762 87,969,967
Net Assets or Fund Balances; Beginning of Current Year End of Year
20 Total assets (Part X, line 16)............. 2,041,555,565 2,188,096,002
21 Total liabilities (Part X, line 26)............. 528,769,642 648,414,953
22 Net assets or fund balances. Subtract line 21 from line 20..... 1,512,785,923 1,539,681,049
Part II
Signature Block
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than officer) is based on all information of which preparer has any knowledge.
Sign Here
JumboBullet
Signature of officer Date
JumboBullet
Type or print name and title.
Paid preparer use only
Print/type preparer's name
 
Preparer's signature
Date
PTIN
Firm's name Right pointing arrowhead image

Firm's EIN Right pointing arrowhead image
Firm's address Right pointing arrowhead image



Phone no.
May the IRS discuss this return with the preparer shown above? See instructions .........bullet
For Paperwork Reduction Act Notice, see the separate instructions.
Cat. No. 11282Y
Form 990 (2011)
Form 990 (2011)
Page 2
Part III
Statement of Program Service Accomplishments
Check if Schedule O contains a response to any question in this Part III .........
1
Briefly describe the organization’s mission: THE UNIVERSITY IS COMPOSED OF SEVERAL COLLEGES AND SCHOOLS PROVIDING UNDERGRADUATE, GRADUATE, PROFESSIONAL AND POST-DOCTORAL EDUCATION AND TRAINING AND MEDICAL RESEARCH AND CLINICAL PROGRAMS. (SEE SCH O)
2
Did the organization undertake any significant program services during the year which were not listed on
the prior Form 990 or 990-EZ? ....................
If “Yes,” describe these new services on Schedule O.
3
Did the organization cease conducting, or make significant changes in how it conducts, any program services? ..........................
If “Yes,” describe these changes on Schedule O.
4
Describe the organization’s program service accomplishments for each of its three largest program services, as measured by expenses. Section 501(c)(3) and 501(c)(4) organizations and section 4947(a)(1) trusts are required to report the amount of grants and allocations to others, the total expenses, and revenue, if any, for each program service reported.
4a (Code:   ) (Expenses $ 216,684,296 including grants of $ 97,160,843 ) (Revenue $ 268,118,722 )
STUDENT INSTRUCTION, CLINICAL AND DEPARTMENTAL RESEARCH. SEE SCHEDULE O.
4b (Code:   ) (Expenses $ 203,327,971 including grants of $ 0 ) (Revenue $ 13,930,364 )
SPONSORED RESEARCH & TRAINING. SEE SCHEDULE O.
4c (Code:   ) (Expenses $ 264,770,986 including grants of $ 0 ) (Revenue $ 22,649,582 )
PATIENT CARE, ACADEMIC SUPPORT, STUDENT SERVICES, INSTITUTIONAL SUPPORT, AUXILIARY SERVICES AND OTHER. SEE SCHEDULE O.
4d Other program services (Describe in Schedule O.)
(Expenses $   including grants of $   ) (Revenue $   )
4e Total program service expensesMediumBullet$ 684,783,253
Form 990 (2011)
Form 990 (2011)
Page 3
Part IV
Checklist of Required Schedules
Yes
No
1
Is the organization described in section 501(c)(3) or 4947(a)(1) (other than a private foundation)? If “Yes,” complete Schedule AClick to see attachment.....................
1
Yes
 
2
Is the organization required to complete Schedule B, Schedule of Contributors? ........
2
 
No
3
Did the organization engage in direct or indirect political campaign activities on behalf of or in opposition to candidates for public office? If “Yes,” complete Schedule C, Part IClick to see attachment..........
3
 
No
4
Section 501(c)(3) organizations. Did the organization engage in lobbying activities? If “Yes,” complete Schedule C,
Part II
Click to see attachment.........................
4
Yes
 
5
Is the organization a section 501(c)(4), 501(c)(5), or 501(c)(6) organization that receives membership dues, assessments, or similar amounts as defined in Revenue Procedure 98-19? If “Yes,” complete Schedule C, Part IIIClick to see attachment........................
5
 
No
6
Did the organization maintain any donor advised funds or any similar funds or accounts for which donors have the right to provide advice on the distribution or investment of amounts in such funds or accounts? If “Yes,” complete Schedule D, Part IClick to see attachment....................
6
 
No
7
Did the organization receive or hold a conservation easement, including easements to preserve open space,
the environment, historic land areas or historic structures? If “Yes,” complete Schedule D, Part IIClick to see attachment
...
7
 
No
8
Did the organization maintain collections of works of art, historical treasures, or other similar assets? If “Yes,” complete Schedule D, Part III Click to see attachment....................
8
Yes
 
9
Did the organization report an amount in Part X, line 21; serve as a custodian for amounts not listed in Part X; or provide credit counseling, debt management, credit repair, or debt negotiation services? If “Yes,”
complete Schedule D, Part IV
Click to see attachment
...................
9
 
No
10
Did the organization, directly or through a related organization, hold assets in temporarily restricted endowments, permanent endowments, or quasi-endowments? If “Yes,” complete Schedule D, Part VClick to see attachment
10
Yes
 
11
If the organization’s answer to any of the following questions is ‘Yes,’ then complete Schedule D, Parts VI, VII, VIII, IX, or X as applicable:
a
Did the organization report an amount for land, buildings, and equipment in Part X, line10? If “Yes,” complete Schedule D, Part VI.Click to see attachment
11a
Yes
 
b
Did the organization report an amount for investments—other securities in Part X, line 12 that is 5% or more of its total assets reported in Part X, line 16? If “Yes,” complete Schedule D, Part VII.Click to see attachment
11b
Yes
 
c
Did the organization report an amount for investments—program related in Part X, line 13 that is 5% or more of its total assets reported in Part X, line 16? If “Yes,” complete Schedule D, Part VIII.Click to see attachment
11c
 
No
d
Did the organization report an amount for other assets in Part X, line 15 that is 5% or more of its total assets reported in Part X, line 16? If “Yes,” complete Schedule D, Part IX.Click to see attachment
11d
 
No
e
Did the organization report an amount for other liabilities in Part X, line 25? If “Yes,” complete Schedule D, Part X.Click to see attachment
11e
Yes
 
f
Did the organization’s separate or consolidated financial statements for the tax year include a footnote that addresses the organization’s liability for uncertain tax positions under FIN 48 (ASC 740)? If “Yes,” complete Schedule D, Part X.Click to see attachment
11f
Yes
 
12a
Did the organization obtain separate, independent audited financial statements for the tax year?
If “Yes,” complete Schedule D, Parts XI, XII, and XIII Click to see attachment
12a
 
No
b
Was the organization included in consolidated, independent audited financial statements for the tax year? If “Yes,” and if the organization answered ‘No’ to line 12a, then completing Schedule D, Parts XI, XII, and XIII is optional Click to see attachment
12b
Yes
 
13
Is the organization a school described in section 170(b)(1)(A)(ii)? If “Yes,” complete Schedule EClick to see attachment
13
Yes
 
14a
Did the organization maintain an office, employees, or agents outside of the United States?....
14a
Yes
 
b
Did the organization have aggregate revenues or expenses of more than $10,000 from grantmaking, fundraising, business, investment, and program service activities outside the United States or aggregate foreign investments valued at $100,000 or more? If “Yes,” complete Schedule F, Part I......... Click to see attachment
14b
Yes
 
15
Did the organization report on Part IX, column (A), line 3, more than $5,000 of grants or assistance to any organization or entity located outside the U.S.? If “Yes,” complete Schedule F, Part II.. Click to see attachment
15
Yes
 
16
Did the organization report on Part IX, column (A), line 3, more than $5,000 of aggregate grants or assistance to individuals located outside the U.S.? If “Yes,” complete Schedule F, Part III.. Click to see attachment
16
 
No
17
Did the organization report a total of more than $15,000, of expenses for professional fundraising services on Part IX, column (A), lines 6 and 11e? If “Yes,” complete Schedule G, Part IClick to see attachment
17
Yes
 
18
Did the organization report more than $15,000 total of fundraising event gross income and contributions on Part VIII, lines 1c and 8a? If “Yes,” complete Schedule G, Part II.......... Click to see attachment
18
Yes
 
19
Did the organization report more than $15,000 of gross income from gaming activities on Part VIII, line 9a? If “Yes,” complete Schedule G, Part III................... Click to see attachment
19
 
No
20a
Did the organization operate one or more hospitals? If “Yes,” complete Schedule H.....
20a
 
No
b
If “Yes” to line 20a, did the organization attach a copy of its audited financial statement to this return? Note. All Form 990 filers that operated one or more hospitals must attach audited financial statements.
20b
 
 
Form 990 (2011)
Form 990 (2011)
Page 4
Part IV
Checklist of Required Schedules (continued)
21
Did the organization report more than $5,000 of grants and other assistance to any government or organization in the United States on Part IX, column (A), line 1? If “Yes,” complete Schedule I, Parts I and II.. Click to see attachment
21
Yes
 
22
Did the organization report more than $5,000 of grants and other assistance to individuals in the United States on Part IX, column (A), line 2? If “Yes,” complete Schedule I, Parts I and III..... Click to see attachment
22
Yes
 
23
Did the organization answer “Yes” to Part VII, Section A, questions 3, 4, or 5, about compensation of the organization’s current and former officers, directors, trustees, key employees, and highest compensated employees? If “Yes,” complete Schedule J................ Click to see attachment
23
Yes
 
24a
Did the organization have a tax-exempt bond issue with an outstanding principal amount of more than $100,000 as of the last day of the year, that was issued after December 31, 2002? If “Yes,” answer questions 24b–24d and complete Schedule K. If “No,” go to line 25................ Click to see list of attachments
24a
Yes
 
b
Did the organization invest any proceeds of tax-exempt bonds beyond a temporary period exception?...
24b
 
No
c
Did the organization maintain an escrow account other than a refunding escrow at any time during the year
to defease any tax-exempt bonds?
......................
24c
 
No
d
Did the organization act as an “on behalf of” issuer for bonds outstanding at any time during the year?...
24d
 
No
25a
Section 501(c)(3) and 501(c)(4) organizations. Did the organization engage in an excess benefit transaction with a disqualified person during the year? If “Yes,” complete Schedule L, Part I...... Click to see attachment
25a
 
No
b
Is the organization aware that it engaged in an excess benefit transaction with a disqualified person in a prior year, and that the transaction has not been reported on any of the organization’s prior Forms 990 or 990-EZ? If “Yes,” complete Schedule L, Part I................ Click to see attachment
25b
 
No
26
Was a loan to or by a current or former officer, director, trustee, key employee, highly compensated employee, or disqualified person outstanding as of the end of the organization’s tax year? If “Yes,” complete Schedule L,
Part II
......................... Click to see attachment
26
 
No
27
Did the organization provide a grant or other assistance to an officer, director, trustee, key employee, substantial contributor or employee thereof, a grant selection committee member, or to a 35% controlled entity or family member of any of these persons? If “Yes,” complete Schedule L, Part III......... Click to see attachment
27
 
No
28
Was the organization a party to a business transaction with one of the following parties? (see Schedule L, Part IV instructions for applicable filing thresholds, conditions, and exceptions):
a
A current or former officer, director, trustee, or key employee? If “Yes,” complete Schedule L, Part IV ......................... Click to see attachment
28a
Yes
 
b
A family member of a current or former officer, director, trustee, or key employee? If “Yes,”
complete Schedule L, Part IV
................... Click to see attachment
28b
Yes
 
c
An entity of which a current or former officer, director, trustee, or key employee (or a family member thereof) was an officer, director, trustee, or owner? If “Yes,” complete Schedule L, Part IV.. Click to see attachment
28c
Yes
 
29
Did the organization receive more than $25,000 in non-cash contributions? If “Yes,” complete Schedule MClick to see attachment
29
Yes
 
30
Did the organization receive contributions of art, historical treasures, or other similar assets, or qualified conservation contributions? If “Yes,” complete Schedule M............ Click to see attachment
30
 
No
31
Did the organization liquidate, terminate, or dissolve and cease operations? If “Yes,” complete Schedule N,
Part I
...........................
31
 
No
32
Did the organization sell, exchange, dispose of, or transfer more than 25% of its net assets? If “Yes,” complete Schedule N, Part II.......................
32
 
No
33
Did the organization own 100% of an entity disregarded as separate from the organization under Regulations sections 301.7701-2 and 301.7701-3? If “Yes,” complete Schedule R, Part I........ Click to see attachment
33
Yes
 
34
Was the organization related to any tax-exempt or taxable entity? If “Yes,” complete Schedule R, Parts II, III, IV, and V, line 1..................... Click to see attachment
34
Yes
 
35a
Did the organization have a controlled entity within the meaning of section 512(b)(13)?
35a
Yes
 
b
If ‘Yes’ to line 35a, did the organization receive any payment from or engage in any transaction with a controlled entity within the meaning of section 512(b)(13)? If “Yes,” complete Schedule R, Part V, line 2... Click to see attachment
35b
Yes
 
36
Section 501(c)(3) organizations. Did the organization make any transfers to an exempt non-charitable related organization? If “Yes,” complete Schedule R, Part V, line 2........... Click to see attachment
36
Yes
 
37
Did the organization conduct more than 5% of its activities through an entity that is not a related organization and that is treated as a partnership for federal income tax purposes? If “Yes,” complete Schedule R, Part VIClick to see attachment
37
 
No
38
Did the organization complete Schedule O and provide explanations in Schedule O for Part VI, lines 11 and 19? Note. All Form 990 filers are required to complete Schedule O. ............
38
Yes
 
Form 990 (2011)
Form 990 (2011)
Page 5
Part V
Statements Regarding Other IRS Filings and Tax Compliance
Check if Schedule O contains a response to any question in this Part V .........
Yes
No
1a
Enter the number reported in Box 3 of Form 1096. Enter -0- if not applicable. .......
1a
1,999
b
Enter the number of Forms W-2G included in line 1a. Enter -0- if not applicable.
1b
0
c
Did the organization comply with backup withholding rules for reportable payments to vendors and reportable gaming (gambling) winnings to prize winners? ..................
1c
Yes
 
2a
Enter the number of employees reported on Form W-3, Transmittal of Wage and Tax Statements filed for the calendar year ending with or within the year covered by this return .....................
2a
6,457
b
If at least one is reported on line 2a, did the organization file all required federal employment tax returns?

Note. If the sum of lines 1a and 2a is greater than 250, you may be required to e-file. (see instructions)
2b
Yes
 
3a
Did the organization have unrelated business gross income of $1,000 or more during the year?.............................
3a
Yes
 
b
If “Yes,” has it filed a Form 990-T for this year? If “No,” provide an explanation in Schedule O.....
3b
Yes
 
4a
At any time during the calendar year, did the organization have an interest in, or a signature or other authority over, a financial account in a foreign country (such as a bank account or securities account)?.......................
4a
Yes
 
b
If "Yes," enter the name of the foreign country: MediumBulletIS , CA , ET , KE
See instructions for filing requirements for Form TD F 90-22.1, Report of Foreign Bank and Financial Accounts.
5a
Was the organization a party to a prohibited tax shelter transaction at any time during the tax year?..
5a
 
No
b
Did any taxable party notify the organization that it was or is a party to a prohibited tax shelter transaction?
5b
 
No
c
If “Yes” to line 5a or 5b, did the organization file Form 8886-T? ........
5c
 
 
6a
Does the organization have annual gross receipts that are normally greater than $100,000, and did the organization solicit any contributions that were not tax deductible?..........
6a
 
No
b
If “Yes,” did the organization include with every solicitation an express statement that such contributions or gifts were not tax deductible?........................
6b
 
 
7
Organizations that may receive deductible contributions under section 170(c).
a
Did the organization receive a payment in excess of $75 made partly as a contribution and partly for goods and services provided to the payor?....................
7a
Yes
 
b
If “Yes,” did the organization notify the donor of the value of the goods or services provided?.....
7b
Yes
 
c
Did the organization sell, exchange, or otherwise dispose of tangible personal property for which it was required to file Form 8282?...........................
7c
Yes
 
d
If “Yes,” indicate the number of Forms 8282 filed during the year ....
7d
1
e
Did the organization receive any funds, directly or indirectly, to pay premiums on a personal benefit contract?..........................
7e
 
No
f
Did the organization, during the year, pay premiums, directly or indirectly, on a personal benefit contract?..
7f
 
No
g
If the organization received a contribution of qualified intellectual property, did the organization file Form 8899 as required?...................
7g
 
 
h
If the organization received a contribution of cars, boats, airplanes, or other vehicles, did the organization file a Form 1098-C?...............
7h
 
 
8
Sponsoring organizations maintaining donor advised funds and section 509(a)(3) supporting organizations. Did the supporting organization, or a donor advised fund maintained by a sponsoring organization, have excess business holdings at any time during the year?................
8
 
 
9
Sponsoring organizations maintaining donor advised funds.
a
Did the organization make any taxable distributions under section 4966?.........
9a
 
 
b
Did the organization make a distribution to a donor, donor advisor, or related person?......
9b
 
 
10
Section 501(c)(7) organizations. Enter:
a
Initiation fees and capital contributions included on Part VIII, line 12 ...
10a
 
b
Gross receipts, included on Form 990, Part VIII, line 12, for public use of club facilities
10b
 
11
Section 501(c)(12) organizations. Enter:
a
Gross income from members or shareholders .........
11a
 
b
Gross income from other sources (Do not net amounts due or paid to other sources against amounts due or received from them) ........
11b
 
12a
Section 4947(a)(1) non-exempt charitable trusts. Is the organization filing Form 990 in lieu of Form 1041?
12a
 
 
b
If “Yes,” enter the amount of tax-exempt interest received or accrued during the year.
12b
 
13
Section 501(c)(29) qualified nonprofit health insurance issuers.
a
Is the organization licensed to issue qualified health plans in more than one state?
Note.
All 501(c)(29) organizations must list in Schedule O each state in which they are licensed to issue qualified health plans, the amount of reserves required by each state, and the amount of reserves the organization allocated to each state.
13a
 
 
b
Enter the aggregate amount of reserves the organization is required to maintain by the states in which the organization is licensed to issue qualified health plans.
13b
 
c
Enter the aggregate amount of reserves on hand.
13c
 
14a
Did the organization receive any payments for indoor tanning services during the tax year?.....
14a
 
 
b
If "Yes," has it filed a Form 720 to report these payments? If “No,” provide an explanation in Schedule O..
14b
 
 
Form 990 (2011)
Form 990 (2011)
Page 6
Part VI
Governance, Management, and Disclosure For each “Yes” response to lines 2 through 7b below, and for a “No” response to lines 8a, 8b, or 10b below, describe the circumstances, processes, or changes in Schedule O. See instructions.
Check if Schedule O contains a response to any question in this Part VI .........
Section A. Governing Body and Management
Yes
No
1a
Enter the number of voting members of the governing body at the end of the tax year
If the governing body delegated broad authority to an executive committee or similar committee, explain in Schedule O.
1a
40
b
Enter the number of voting members included in line 1a, above, who are independent .................
1b
37
2
Did any officer, director, trustee, or key employee have a family relationship or a business relationship with any other officer, director, trustee, or key employee? .................
2
Yes
 
3
Did the organization delegate control over management duties customarily performed by or under the direct supervision of officers, directors or trustees, or key employees to a management company or other person? .
3
 
No
4
Did the organization make any significant changes to its governing documents since the prior Form 990 was filed?
4
 
No
5
Did the organization become aware during the year of a significant diversion of the organization’s assets? .
5
 
No
6
Did the organization have members or stockholders? ................
6
 
No
7a
Did the organization have members, stockholders, or other persons who had the power to elect or appoint one or more members of the governing body? .................
7a
Yes
 
b
Are any governance decisions of the organization reserved to (or subject to approval by) members, stockholders, or persons other than the governing body? ............
7b
 
No
8
Did the organization contemporaneously document the meetings held or written actions undertaken during the year by the following:
a
The governing body? .........................
8a
Yes
 
b
Each committee with authority to act on behalf of the governing body? ..........
8b
Yes
 
9
Is there any officer, director, trustee, or key employee listed in Part VII, Section A, who cannot be reached at the organization’s mailing address? If “Yes,” provide the names and addresses in Schedule O .....
9
 
No
Section B. Policies (This Section B requests information about policies not required by the Internal
Revenue Code.)
Yes
No
10a
Did the organization have local chapters, branches, or affiliates? ............
10a
 
No
b
If “Yes,” did the organization have written policies and procedures governing the activities of such chapters, affiliates, and branches to ensure their operations are consistent with the organization's exempt purposes? ....
10b
 
 
11a
Has the organization provided a complete copy of this Form 990 to all members of its governing body before filing the form?
11a
Yes
 
b
Describe in Schedule O the process, if any, used by the organization to review the Form 990. .....
12a
Did the organization have a written conflict of interest policy? If “No,” go to line 13.......
12a
Yes
 
b
Were officers, directors or trustees, and key employees required to disclose annually interests that could give rise to conflicts? ........................
12b
Yes
 
c
Did the organization regularly and consistently monitor and enforce compliance with the policy? If “Yes,” describe in Schedule O how this was done ....................
12c
Yes
 
13
Did the organization have a written whistleblower policy? ...............
13
Yes
 
14
Did the organization have a written document retention and destruction policy? .........
14
Yes
 
15
Did the process for determining compensation of the following persons include a review and approval by independent persons, comparability data, and contemporaneous substantiation of the deliberation and decision?
a
The organization’s CEO, Executive Director, or top management official ...........
15a
Yes
 
b
Other officers or key employees of the organization ................
15b
Yes
 
If "Yes," to line 15a or 15b, describe the process in Schedule O (see instructions).
16a
Did the organization invest in, contribute assets to, or participate in a joint venture or similar arrangement with a taxable entity during the year? ......................
16a
Yes
 
b
If “Yes,” did the organization follow a written policy or procedure requiring the organization to evaluate its participation in joint venture arrangements under applicable federal tax law, and take steps to safeguard the organization’s exempt status with respect to such arrangements? ............
16b
Yes
 
Section C. Disclosure
17
List the States with which a copy of this Form 990 is required to be filedMediumBullet
CA
18
Section 6104 requires an organization to make its Form 1023 (or 1024 if applicable), 990, and 990-T (501(c)(3)s only) available for public inspection. Indicate how you made these available. Check all that apply.
19
Describe in Schedule O whether (and if so, how), the organization made its governing documents, conflict of interest policy, and financial statements available to the public during the tax year.
20
State the name, physical address, and telephone number of the person who possesses the books and records of the organization: MediumBullet
J MICHAEL GOWER CFO
500 WEST 185TH STREET
NEW YORK,NY10033
(212) 960-5475
Form 990 (2011)
Form 990 (2011)
Page 7
Part VII
Compensation of Officers, Directors,Trustees, Key Employees, Highest Compensated Employees, and Independent Contractors
Check if Schedule O contains a response to any question in this Part VII .........
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees
1a Complete this table for all persons required to be listed. Report compensation for the calendar year ending with or within the organization’s tax year.
RoundBullet List all of the organization’s current officers, directors, trustees (whether individuals or organizations), regardless of amount
of compensation, and current key employees. Enter -0- in columns (D), (E), and (F) if no compensation was paid.

RoundBullet List all of the organization’s current key employees, if any. See instructions for definition of "key employee."
RoundBullet List the organization’s five current highest compensated employees (other than an officer, director, trustee or key employee)
who received reportable compensation (Box 5 of Form W-2 and/or Box 7 of Form 1099-MISC) of more than $100,000 from the
organization and any related organizations.

RoundBullet List all of the organization’s former officers, key employees, or highest compensated employees who received more than $100,000
of reportable compensation from the organization and any related organizations.

RoundBullet List all of the organization’s former directors or trustees that received, in the capacity as a former director or trustee of the
organization, more than $10,000 of reportable compensation from the organization and any related organizations.

List persons in the following order: individual trustees or directors; institutional trustees; officers; key employees; highest
compensated employees; and former such persons.
Check this box if neither the organization nor any related organizations compensated any current or former officer, director, or trustee.
(A)
Name and Title
(B)
Average hours per week (describe hours for related organizations in Schedule O)
(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee)
(D)
Reportable compensation from the organization (W- 2/1099-MISC)
(E)
Reportable compensation from related organizations (W- 2/1099-MISC)
(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; Officer; Key Employee; Highest compensated employee; Former;
(1) DR NORMAN LAMM
CHANCELLOR/TRUSTEE
35.0 X   X       253,614 0 230,138
(2) RICHARD JOEL
PRESIDENT/TRUSTEE
35.0 X   X       855,037 0 387,387
(3) DR HENRY KRESSEL
CHAIRMAN/TRUSTEE
5.0 X           0 0 0
(4) DAVID S GOTTESMAN
CHAIR EMERITUS/T'EE
1.0 X           0 0 0
(5) ROBERT M BEREN
CHAIR EMERITUS/T'EE
1.0 X           0 0 0
(6) RONALD P STANTON
CHAIR EMERITUS/T'EE
1.0 X           0 0 0
(7) MORDECAI D KATZ
VICE CHAIRMAN/T'EE
1.0 X           0 0 0
(8) LUDWIG BRAVMANN
VICE CHAIRMAN/T'EE
1.0 X           0 0 0
(9) MOSHAEL J STRAUSS
VICE CHAIRMAN/T'EE
1.0 X           0 0 0
(10) PHILIP FRIEDMAN
TREASURER/T'EE
1.0 X           0 0 0
(11) DR JAYNE G BEKER
TRUSTEE
1.0 X           0 0 0
(12) JACK A BELZ
TRUSTEE
1.0 X           0 0 0
(13) JULIUS BERMAN
TRUSTEE
1.0 X           0 0 0
(14) MARVIN S BIENENFELD
TRUSTEE
1.0 X           0 0 0
(15) MARJORIE DIENER BLENDEN
TRUSTEE
1.0 X           0 0 0
(16) SENDER Z COHEN
TRUSTEE
1.0 X           0 0 0
(17) JEFFREY J FEIL
TRUSTEE
1.0 X           0 0 0
Form 990 (2011)
Form 990 (2011)
Page 8
Part VII
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees (continued)
(A)
Name and Title
(B)
Average hours per week (describe hours for related organizations in Schedule O)
(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee)
(D)
Reportable compensation from the organization (W- 2/1099-MISC)
(E)
Reportable compensation from related organizations (W- 2/1099-MISC)
(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; Officer; Key Employee; Highest compensated employee; Former;
(18) DR FELIX L GLAUBACH
TRUSTEE
1.0 X           0 0 0
(19) DR RUTH L GOTTESMAN
TRUSTEE
1.0 X           0 0 0
(20) FANYA GOTTESFELD HELLER
TRUSTEE
1.0 X           0 0 0
(21) ALAN E GOLDBERG
TRUSTEE
1.0 X           0 0 0
(22) MICHAEL JESSELSON
TRUSTEE
1.0 X           0 0 0
(23) MARCOS D KATZ
TRUSTEE
1.0 X           0 0 0
(24) MATTHEW J MARYLES
TRUSTEE
1.0 X           0 0 0
(25) IRA M MITZNER
TRUSTEE
1.0 X           0 0 0
(26) JOSHUA L MUSS
TRUSTEE
1.0 X           0 0 0
(27) JACK M NAGEL
TRUSTEE
1.0 X           0 0 0
(28) LESLIE E PAYSON
TRUSTEE
1.0 X           0 0 0
(29) VIVIAN GLUECK ROSENBERG
TRUSTEE
1.0 X           0 0 0
(30) DAVID I SCHACHNE
TRUSTEE
1.0 X           0 0 0
(31) DANIEL A SCHWARTZ
TRUSTEE
1.0 X           0 0 0
(32) JAY SCHOTTENSTEIN
TRUSTEE
1.0 X           0 0 0
(33) IRWIN SHAPIRO
TRUSTEE
1.0 X           0 0 0
(34) MARK SILBER
TRUSTEE
1.0 X           0 0 0
(35) MORRY J WEISS
CHAIR EMERITUS/T'EE
1.0 X           0 0 0
(36) ZYGMUNT WILF
TRUSTEE
1.0 X           0 0 0
(37) MICHAEL GAMSON
TRUSTEE
1.0 X           0 0 0
(38) SHIRA YOSHOR
TRUSTEE
1.0 X           0 0 0
(39) LANCE L HIRT
TRUSTEE - THROUGH JUNE 2012
1.0 X           0 0 0
(40) DAVID J AZRIELI
TRUSTEE - THROUGH JUNE 2012
1.0 X           0 0 0
(41) DR MORTON LOWENGRUB
PROVOST/SR VP ACADEMIC AFFAIRS
35.0     X       427,673 0 40,038
(42) ALLEN SPIEGEL
VP MEDICAL AFFAIRS/DEAN
35.0     X       1,066,807 0 17,975
(43) ANDREW J LAUER
VP/SECRETARY/GENERAL COUNSEL
35.0     X       472,308 0 69,550
(44) J MICHAEL GOWER
VP FOR BUSINESS AFFAIRS & CFO
35.0     X       472,677 0 38,542
(45) DANIEL FORMAN
VP DEVELOPMENT
35.0       X     632,275 0 290,267
(46) JOSH JOSEPH
VP CHIEF OF STAFF
35.0       X     266,177 0 64,100
(47) AHRON HERRING - BEGAN APRIL 2012
CHIEF INVESTMENT OFFICER
35.0       X     0 0 0
(48) PAUL SHUPACK
PROFESSOR-THROUGH AUGUST 2011
35.0         X   584,819 0 43,012
(49) VICTOR SCHUSTER
PROFESSOR/CHAIRMAN
35.0         X   720,713 0 17,709
(50) IRWIN MERKATZ
PROFESSOR/CHAIRMAN
35.0         X   597,657 0 28,153
(51) ISRAEL GOLDMAN
EXECUTIVE DEAN
35.0         X   564,911 0 40,436
(52) MARK MEHLER
PROFESSOR
35.0         X   574,454 0 28,004
(53) DR HERBERT DOBRINSKY
VP UNIVERSITY AFFAIRS
35.0           X 300,016 0 43,173
(54) HILLEL DAVIS-RETIRED AUG 2011
VP UNIVERSITY LIFE
35.0           X 243,275 0 30,413
(55) KARL KUNZ
FORMER ACTING CFO
35.0           X 240,401 0 17,508
(56) SIDNEY BROWN-THROUGH MARCH 2011
CHIEF INVESTMENT OFFICER
35.0           X 326,825 0 27,603
1b Sub-Total................MediumBullet
c Total from continuation sheets to Part VII, Section A....MediumBullet
d Total (add lines 1b and 1c)............MediumBullet 8,599,639 0 1,414,008
2
Total number of individuals (including but not limited to those listed above) who received more than $100,000 of reportable compensation from the organizationMediumBullet771
Yes
No
3
Did the organization list any former officer, director or trustee, key employee, or highest compensated employee on line 1a? If “Yes,” complete Schedule J for such individual .............
3
Yes
 
4
For any individual listed on line 1a, is the sum of reportable compensation and other compensation from the organization and related organizations greater than $150,000? If “Yes,” complete Schedule J for such individual...........................
4
Yes
 
5
Did any person listed on line 1a receive or accrue compensation from any unrelated organization or individual for services rendered to the organization? If “Yes,” complete Schedule J for such person .....
5
 
No
Section B. Independent Contractors
1
Complete this table for your five highest compensated independent contractors that received more than $100,000 of compensation from the organization. Report compensation for the calendar year ending with or within the organization’s tax year.
(A)
Name and business address
(B)
Description of services
(C)
Compensation
SUNGUARD HIGHER EDUCATION
14083 COLLECTIONS CENTER DRIVE
CHICAGO,IL60699
TECHNOLOGY 977,165
AMSTER ROTHSTEIN AND EBENSTEIN
90 PARK AVENUE
NEW YORK,NJ10016
LEGAL 1,115,262
HURON CONSULTING SERVICE LLC
4795 PAYSHERE CIRCLE
CHICAGO,IL60674
CONSULTING 1,280,784
PRICEWATERHOUSECOOPERS LLP
PO BOX 7247-8001
PHILADELPHIA,PA19170
ACCOUNTING 1,281,010
BIZTECH
1150 FIRST AVENUE
KING OF PRUSSIA,PA19406
CONSULTING 1,384,281
2
Total number of independent contractors (including but not limited to those listed above) who received more than $100,000 of compensation from the organization MediumBullet43
Form 990 (2011)
Form 990 (2011)
Page 9
Part VIII
Statement of Revenue
(A)
Total revenue
(B)
Related or
exempt
function
revenue
(C)
Unrelated
business
revenue
(D)
Revenue
excluded from
tax under sections
512, 513, or 514
Contributions, Gifts, Grants and Other Similar Amounts 1a Federated campaigns..1a  
b Membership dues....1b  
c Fundraising events....1c 5,846,583
d Related organizations...1d 1,596,025
e Government grants (contributions)1e 207,969,462
f All other contributions, gifts, grants, and
similar amounts not included above
1f
260,652,563
g Noncash contributions included in lines 1a-1f:$ 177,793,765
h Total. Add lines 1a-1f.......MediumBullet 476,064,633
 Program Service Revenue Business Code
2a STUDENT TUITION 900,099 214,929,574 214,929,574    
b HOSPITAL AFFILIATION AGREEMENTS 900,099 13,930,364 13,930,364    
c STUDENT & FACULTY AUXILIARY SERVICES 900,099 20,834,852 20,834,852    
d FEES, CONTRACTS FROM GOV'T AGENCIES 900,099 53,189,148 53,189,148    
e
f All other program service revenue .        
g Total. Add lines 2a–2f........MediumBullet 302,883,938
 Other Revenue 3 Investment income (including dividends, interest
and other similar amounts).....MediumBullet 3,876,159   -3,347,458 7,223,617
4 Income from investment of tax-exempt bond proceeds..MediumBullet 0      
5 Royalties............MediumBullet 3,113,523     3,113,523
(i) Real (ii) Personal
6a Gross rents 11,639,644  
b Less: rental expenses 9,411,788  
c Rental income or (loss) 2,227,856  
d Net rental income or (loss).......MediumBullet 2,227,856     2,227,856
(i) Securities (ii) Other
7a Gross amount from sales of assets other than inventory 366,807,417  
b Less: cost or other basis and sales expenses 291,693,695  
c Gain or (loss) 75,113,722  
d Net gain or (loss)..........MediumBullet 75,113,722     75,113,722
8a Gross income from fundraising events (not including
$ 5,846,583
of contributions reported on line 1c). See Part IV, line 18 ...
a 337,828
b Less: direct expenses ...b 1,705,661
c Net income or (loss) from fundraising events..MediumBullet -1,367,833   -1,367,833
9a Gross income from gaming activities.
See Part IV, line 19 ...
a  
b Less: direct expenses ...b  
c Net income or (loss) from gaming activities...MediumBullet 0      
10a Gross sales of inventory, less
returns and allowances .
a  
b Less: cost of goods sold ..b  
c Net income or (loss) from sales of inventory..MediumBullet 0      
Miscellaneous Revenue Business Code
11a REVENUE FOR CAPITAL RENOVATION 900,099 1,207,043     1,207,043
b OTHER EDUCATION RELATED REVENUE 900,099 1,814,730 1,814,730    
c            
d All other revenue ....        
e Total. Add lines 11a–11d ......MediumBullet 3,021,773
12 Total revenue. See Instructions....MediumBullet 864,933,771 304,698,668 -3,347,458 87,517,928
Form 990 (2011)
Form 990 (2011)
Page 10
Part IX
Statement of Functional Expenses
Section 501(c)(3) and 501(c)(4) organizations must complete all columns. All other organizations must complete column (A) but are not required to complete columns (B), (C), and (D).
Check if Schedule O contains a response to any question in this Part IX. .........
Do not include amounts reported on lines 6b,
7b, 8b, 9b, and 10b of Part VIII.
(A)
Total expenses
(B)
Program service expenses
(C)
Management and general expenses
(D)
Fundraising expenses
1 Grants and other assistance to governments and organizations in the United States. See Part IV, line 21 187,500 187,500
2 Grants and other assistance to individuals in the United States. See Part IV, line 22 93,927,733 93,927,733
3 Grants and other assistance to governments, organizations, and individuals outside the United States. See Part IV, lines 15 and 16 3,045,610 3,045,610
4 Benefits paid to or for members 0  
5 Compensation of current officers, directors, trustees, and key employees .... 4,546,084 3,669,858 276,226 600,000
6 Compensation not included above, to disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B) .... 0      
7 Other salaries and wages 331,613,157 294,645,871 27,364,072 9,603,214
8 Pension plan accruals and contributions (include section 401(k) and 403(b) employer contributions) .... 20,697,762 18,390,435 1,707,939 599,388
9 Other employee benefits ....... 50,393,745 44,775,994 4,158,394 1,459,357
10 Payroll taxes ........... 21,167,800 18,808,074 1,746,726 613,000
11 Fees for services (non-employees):        
a Management ...... 0 0 0 0
b Legal ......... 2,650,332 0 2,650,332 0
c Accounting ........... 1,332,569 0 1,332,569 0
d Lobbying ........... 334,338 0 334,338 0
e Professional fundraising. See Part IV, line 17.. 75,373 75,373
f Investment management fees ...... 1,041,637 0 1,041,637 0
g Other .......... 33,151,335 28,379,845 4,448,862 322,628
12 Advertising and promotion .... 623,837 499,070 118,529 6,238
13 Office expenses ....... 10,212,115 7,557,379 2,606,756 47,980
14 Information technology ...... 13,049,880 11,078,575 1,872,740 98,565
15 Royalties .. 0 0 0 0
16 Occupancy ........... 27,242,884 21,794,307 5,176,148 272,429
17 Travel ............ 8,003,839 7,187,017 775,981 40,841
18 Payments of travel or entertainment expenses for any federal, state, or local public officials ...... 0      
19 Conferences, conventions, and meetings .... 4,293,838 3,435,071 815,829 42,938
20 Interest ........... 14,821,816 11,913,361 2,759,538 148,917
21 Payments to affiliates ....... 0 0 0 0
22 Depreciation, depletion, and amortization ..... 48,173,927 38,539,142 9,153,046 481,739
23 Insurance .............. 3,763,357 3,010,685 715,038 37,634
24 Other expenses. Itemize expenses not covered above (List miscellaneous expenses in line 24f. If line 24f amount exceeds 10% of line 25, column (A) amount, list line 24f expenses on Schedule O.)
a SECURITY SERVICES 14,059,481 11,247,585 2,671,301 140,595
b BAD DEBTS & WRITE-OFFS 16,267,207 16,267,207 0 0
c LAB EXPENSES & SUPPLIES 26,654,800 23,197,841 3,284,111 172,848
d FOOD & RELATED SERVICES 7,490,854 6,041,601 1,376,790 72,463
e
f All other expenses 18,140,994 17,183,492 909,627 47,875
25 Total functional expenses. Add lines 1 through 24f 776,963,804 684,783,253 77,296,529 14,884,022
26 Joint costs. Complete this line only if the organization reported in column (B) joint costs from a combined educational campaign and fundraising solicitation. Check here MediumBullet if following SOP 98-2 (ASC 958-720).        
Form 990 (2011)
Form 990 (2011)
Page 11
Part X Balance Sheet
(A)
Beginning of year
(B)
End of year
Assets 1 Cash—non-interest-bearing .......... 959,895 1 605,973
2 Savings and temporary cash investments ....... 3,576,783 2 3,374,908
3 Pledges and grants receivable, net ......... 181,607,705 3 353,041,069
4 Accounts receivable, net ......... 0 4 0
5 Receivables from current and former officers, directors, trustees, key employees, and highest compensated employees. Complete Part II of
Schedule L .......... 0 5 0
6 Receivables from other disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B). Complete Part II of
Schedule L .......... 0 6 0
7 Notes and loans receivable, net ............. 21,047,451 7 20,289,097
8 Inventories for sale or use .............. 0 8 0
9 Prepaid expenses and deferred charges ............ 9,105,589 9 9,227,798
10a Land, buildings, and equipment: cost or other basis. Complete Part VI of Schedule D 10a 1,200,679,183
b Less: accumulated depreciation. ..... 10b 479,294,843 730,704,179 10c 721,384,340
11 Investments—publicly traded securities .......... 254,069,781 11 302,879,408
12 Investments—other securities. See Part IV, line 11 ...... 735,886,194 12 618,635,539
13 Investments—program-related. See Part IV, line 11 .. 54,239,305 13 65,459,336
14 Intangible assets ......... 0 14 0
15 Other assets. See Part IV, line 11 ........... 50,358,683 15 93,198,534
16 Total assets. Add lines 1 through 15 (must equal line 34)... 2,041,555,565 16 2,188,096,002
Liabilities 17 Accounts payable and accrued expenses . 97,580,229 17 97,284,243
18 Grants payable .......... 0 18 0
19 Deferred revenue .......... 9,434,438 19 16,252,622
20 Tax-exempt bond liabilities .......... 284,527,000 20 326,171,000
21 Escrow or custodial account liability. Complete Part IV of Schedule D.. 0 21 0
22 Payables to current and former officers, directors, trustees, key
employees, highest compensated employees, and disqualified
persons. Complete Part II of Schedule L.......... 0 22 0
23 Secured mortgages and notes payable to unrelated third parties .. 86,861,791 23 122,653,542
24 Unsecured notes and loans payable to unrelated third parties .... 0 24 0
25 Other liabilities (including federal income tax, payables to related third parties, and other liabilities not included on lines 17-24). Complete Part X of Schedule D..... 50,366,184 25 86,053,546
26 Total liabilities. Add lines 17 through 25..... 528,769,642 26 648,414,953
Net Assets or Fund Balance Organizations that follow SFAS 117, check here MediumBullet and complete lines 27 through 29, and lines 33 and 34.
27 Unrestricted net assets ..... 439,607,647 27 319,737,240
28 Temporarily restricted net assets ..... 405,282,216 28 534,076,655
29 Permanently restricted net assets ..... 667,896,060 29 685,867,154
Organizations that do not follow SFAS 117, check here MediumBullet and complete lines 30 through 34.
30 Capital stock or trust principal, or current funds .....   30  
31 Paid-in or capital surplus, or land, building or equipment fund .....   31  
32 Retained earnings, endowment, accumulated income, or other funds   32  
33 Total net assets or fund balances ..... 1,512,785,923 33 1,539,681,049
34 Total liabilities and net assets/fund balances ..... 2,041,555,565 34 2,188,096,002
Form 990 (2011)
Form 990 (2011)
Page 12
Part XI
Reconcilliation of Net Assets
Check if Schedule O contains a response to any question in this Part XI .........
1
Total revenue (must equal Part VIII, column (A), line 12) ...
1
864,933,771
2
Total expenses (must equal Part IX, column (A), line 25) ....
2
776,963,804
3
Revenue less expenses. Subtract line 2 from line 1 ...
3
87,969,967
4
Net assets or fund balances at beginning of year (must equal Part X, line 33, column (A)) ..
4
1,512,785,923
5
Other changes in net assets or fund balances (explain in Schedule O) ...
5
-61,074,841
6
Net assets or fund balances at end of year. Combine lines 3, 4, and 5 (must equal Part X, line 33, column (B)) ....
6
1,539,681,049
Part XII
Financial Statements and Reporting
Check if Schedule O contains a response to any question in this Part XII .........
Yes
No
1
Accounting method used to prepare the Form 990:  
If the organization changed its method of accounting from a prior year or checked "Other," explain in
Schedule O.
2a
Were the organization’s financial statements compiled or reviewed by an independent accountant?....
2a
 
No
b
Were the organization’s financial statements audited by an independent accountant?........
2b
Yes
 
c
If “Yes,” to 2a or 2b, does the organization have a committee that assumes responsibility for oversight of the audit, review, or compilation of its financial statements and selection of an independent accountant? If the organization changed either its oversight process or selection process during the tax year, explain in Schedule O. ...........................
2c
Yes
 
d
If “Yes” to line 2a or 2b, check a box below to indicate whether the financial statements for the year were issued on a separate basis, consolidated basis, or both:
3a
As a result of a federal award, was the organization required to undergo an audit or audits as set forth in the Single Audit Act and OMB Circular A-133? ................
3a
Yes
 
b
If “Yes,” did the organization undergo the required audit or audits? If the organization did not undergo the required audit or audits, explain why in Schedule O and describe any steps taken to undergo such audits. ..
3b
Yes
 
Form 990 (2011)
Additional Data


Software ID:  
Software Version:  
Form 990, Special Condition Description:
Special Condition Description
SCHEDULE A
(Form 990 or 990EZ)

Department of the Treasury
Internal Revenue Service
Public Charity Status and Public Support

Complete if the organization is a section 501(c)(3) organization or a section
4947(a)(1) nonexempt charitable trust.
right arrow Attach to Form 990 or Form 990-EZ. right arrow See separate instructions.
OMB No. 1545-0047
2011
Open to Public
Inspection
Name of the organization
YESHIVA UNIVERSITY
 
Employer identification number

13-1624225
Part I
Reason for Public Charity Status (All organizations must complete this part.) See instructions
The organization is not a private foundation because it is: (For lines 1 through 11, check only one box.)
1
2
3
4
5
section 170(b)(1)(A)(iv). (Complete Part II.)
6
7
8
9
receipts from activities related to its exempt functions—subject to certain exceptions, and (2) no more than 331/3% of
its support from gross investment income and unrelated business taxable income (less section 511 tax) from businesses
acquired by the organization after June 30, 1975. See section 509(a)(2). (Complete Part III.)
10
11
e
f
g
(i) a person who directly or indirectly controls, either alone or together with persons described in (ii)
Yes
No
and (iii) below, the governing body of the the supported organization? ................
11g(i)
 
 
(ii) a family member of a person described in (i) above? ......................
11g(ii)
 
 
(iii) a 35% controlled entity of a person described in (i) or (ii) above? ................
11g(iii)
 
 
h
(i)
Name of supported organization
(ii)
EIN
(iii)
Type of organization (described on lines 1- 9 above or IRC section (see instructions))
(iv)
Is the organization in col. (i) listed in your governing document?
(v)
Did you notify the organization in col. (i) of your support?
(vi)
Is the organization in col. (i) organized in the U.S.?
(vii)
Amount of support?
Yes No Yes No Yes No
Total                  

For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 11285F
Schedule A (Form 990 or 990-EZ) 2011
Schedule A (Form 990 or 990-EZ) 2011
Page 2
Part II
Support Schedule for Organizations Described in IRC 170(b)(1)(A)(iv) and 170(b)(1)(A)(vi)
(Complete only if you checked the box on line 5, 7, or 8 of Part I or if the organization failed to qualify under Part III. If the organization fails to qualify under the tests listed below, please complete Part III.)
Section A. Public Support
Calendar year(or fiscal year beginning in) (a) 2007 (b) 2008 (c) 2009 (d) 2010 (e) 2011 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") ....            
2 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf.......            
3 The value of services or facilities furnished by a governmental unit to the organization without charge..            
4 Total. Add lines 1 through 3..            
5 The portion of total contributions by each person (other than a governmental unit or publicly supported organization) included on line 1 that exceeds 2% of the amount shown on line 11, column (f)..            
6 Public Support. Subtract line 5 from line 4.            
Section B. Total Support
Calendar year(or fiscal year beginning in) (a) 2007 (b) 2008 (c) 2009 (d) 2010 (e) 2011 (f) Total
7 Amounts from line 4..            
8 Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources..            
9 Net income from unrelated business activities, whether or not the business is regularly carried on..            
10 Other income. (Explain in Part IV.) Do not include gain or loss from the sale of capital assets..            
11 Total support (Add lines 7 through 10).            
12
12
 
13
Section C. Computation of Public Support Percentage
14
14
 
15
15
 
16a
b
17a
b
18
Schedule A (Form 990 or 990-EZ) 2011
Schedule A (Form 990 or 990-EZ) 2011
Page 3
Part III
Support Schedule for Organizations Described in IRC 509(a)(2)
(Complete only if you checked the box on line 9 of Part I or if the organization failed to qualify under Part II. If the organization fails to qualify under the tests listed below, please complete Part II.)
Section A. Public Support
Calendar year(or fiscal year beginning in) (a) 2007 (b) 2008 (c) 2009 (d) 2010 (e) 2011 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") .            
2 Gross receipts from admissions, merchandise sold or services performed, or facilities furnished in any activity that is related to the organization's tax-exempt purpose......            
3 Gross receipts from activities that are not an unrelated trade or business under section 513..            
4 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf...            
5 The value of services or facilities furnished by a governmental unit to the organization without charge..            
6 Total. Add lines 1 through 5.            
7a Amounts included on lines 1, 2, and 3 received from disqualified persons...            
b Amounts included on lines 2 and 3 received from other than disqualified persons that exceed the greater of $5,000 or 1% of the amount on line 13 for the year.            
c Add lines 7a and 7b..            
8 Public Support (Subtract line 7c from line 6.)            
Section B. Total Support
Calendar year (or fiscal year beginning in) (a) 2007 (b) 2008 (c) 2009 (d) 2010 (e) 2011 (f) Total
9 Amounts from line 6...            
10a Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources..            
b Unrelated business taxable income (less section 511 taxes) from businesses acquired after June 30, 1975.            
c Add lines 10a and 10b.            
11 Net income from unrelated business activities not included in line 10b, whether or not the business is regularly carried on.            
12 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part IV.)            
13 Total support (Add lines 9, 10c, 11 and 12.).            
14
Section C. Computation of Public Support Percentage
15
15
 
16
16
 
Section D. Computation of Investment Income Percentage
17
17
 
18
18
 
19a
b
20
Schedule A (Form 990 or 990-EZ) 2011
Schedule A (Form 990 or 990-EZ) 2011
Page 4
Part IV
Supplemental Information. Supplemental Information. Complete this part to provide the explanation required by Part II, line 10; Part II, line 17a or 17b; or Part III, line 12. Also complete this part for any additional information. (See instructions).
Facts And Circumstances Test
 
Explanation
 
 
 
 
Schedule A (Form 990 or 990-EZ) 2011

Additional Data


Software ID:  
Software Version:  
SCHEDULE C
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Political Campaign and Lobbying Activities

For Organizations Exempt From Income Tax Under section 501(c) and section 527
SchCMd Bullet Complete if the organization is described below.
SchCMd Bullet Attach to Form 990 or Form 990-EZ. SchCMd Bullet See separate instructions.
OMB No. 1545-0047
2011
Open to Public
Inspection
If the organization answered “Yes” to Form 990, Part IV, Line 3, or Form 990-EZ, Part V, line 46 (Political Campaign Activities), then
Round Bullet Section 501(c)(3) organizations: Complete Parts I-A and B. Do not complete Part I-C.
Round Bullet Section 501(c) (other than section 501(c)(3)) organizations: Complete Parts I-A and C below. Do not complete Part I-B.
Round Bullet Section 527 organizations: Complete Part I-A only.
If the organization answered “Yes” to Form 990, Part IV, Line 4, or Form 990-EZ, Part VI, line 47 (Lobbying Activities), then
Round Bullet Section 501(c)(3) organizations that have filed Form 5768 (election under section 501(h)) Complete Part II-A. Do not complete Part II-B.
Round Bullet Section 501(c)(3) organizations that have NOT filed Form 5768 (election under section 501(h)): Complete Part II-B. Do not complete Part II-A.
If the organization answered “Yes” to Form 990, Part IV, Line 5 (Proxy Tax) or Form 990-EZ, line 35c (Proxy Tax), then
Round Bullet Section 501(c)(4), (5), or (6) organizations: Complete Part III.
Name of the organization
YESHIVA UNIVERSITY
 
Employer identification number

13-1624225
Part I-A
Complete if the organization is exempt under section 501(c) or is a section 527 organization.

1
Provide a description of the organization’s direct and indirect political campaign activities in Part IV.
2
Political expenditures ....................................SchCMd Bullet
$  
3
Volunteer hours ........................................
 

Part I-B
Complete if the organization is exempt under section 501(c)(3).
1
Enter the amount of any excise tax incurred by the organization under section 4955 .........SchCMd Bullet
$  
2
Enter the amount of any excise tax incurred by organization managers under section 4955 ......SchCMd Bullet
$  
3
If the organization incurred a section 4955 tax, did it file Form 4720 for this year? ..............
4a
Was a correction made? .........................................
b
If "Yes," describe in Part IV.
Part I-C
Complete if the organization is exempt under section 501(c) except section 501(c)(3).
1
Enter the amount directly expended by the filing organization for section 527 exempt function activities SchCMd Bullet
$  
2
Enter the amount of the filing organization's funds contributed to other organizations for section 527 exempt function activities ...................................SchCMd Bullet

$  
3
Total exempt function expenditures. Add lines 1 and 2. Enter here and on Form 1120-POL, line 17b..SchCMd Bullet

$  
4
Did the filing organization file Form 1120-POL for this year? ..........................
5
Enter the names, addresses and employer identification number (EIN) of all section 527 political organizations to which the filing
organization made payments. For each organization listed, enter the amount paid from the filing organization’s funds. Also enter the amount of political contributions received that were promptly and directly delivered to a separate political organization, such as a separate segregated fund or a political action committee (PAC). If additional space is needed, provide information in Part IV.
(a) Name (b) Address (c) EIN (d) Amount paid from filing organization's funds. If none, enter -0-. (e) Amount of political contributions received and promptly and directly delivered to a separate political organization. If none, enter -0-.










For Privacy Act and Paperwork Reduction Act Notice, see the instructions for Form 990.
Cat. No. 50084S
Schedule C (Form 990 or 990-EZ) 2011

Schedule C (Form 990 or 990-EZ) 2011
Page 2
Part II-A
Complete if the organization is exempt under section 501(c)(3) and filed Form 5768 (election under section 501(h)).
A Check expenses, and share of excess lobbying expenditures).
B Check
Limits on Lobbying Expenditures
(The term "expenditures" means amounts paid or incurred.)
(a) Filing
organization's
totals
(b) Affiliated group
totals
1a Total lobbying expenditures to influence public opinion (grass roots lobbying) ......    
b Total lobbying expenditures to influence a legislative body (direct lobbying) .......    
c Total lobbying expenditures (add lines 1a and 1b) ...................    
d Other exempt purpose expenditures ........................    
e Total exempt purpose expenditures (add lines 1c and 1d) ...............    
f Lobbying nontaxable amount. Enter the amount from the following table in both
columns.
   
  If the amount on line 1e, column (a) or (b) is:The lobbying nontaxable amount is:    
  Not over $500,00020% of the amount on line 1e.    
  Over $500,000 but not over $1,000,000$100,000 plus 15% of the excess over $500,000.    
  Over $1,000,000 but not over $1,500,000$175,000 plus 10% of the excess over $1,000,000.    
  Over $1,500,000 but not over $17,000,000$225,000 plus 5% of the excess over $1,500,000.    
  Over $17,000,000$1,000,000.    
       
g Grassroots nontaxable amount (enter 25% of line 1f) .................    
h Subtract line 1g from line 1a. If zero or less, enter -0-. ................    
i Subtract line 1f from line 1c. If zero or less, enter -0-. ................    
j If there is an amount other than zero on either line 1h or line 1i, did the organization file Form 4720 reporting
section 4911 tax for this year? ......................................

4-Year Averaging Period Under Section 501(h)
(Some organizations that made a section 501(h) election do not have to complete all of the five
columns below. See the instructions for lines 2a through 2f on page 4.)
Lobbying Expenditures During 4-Year Averaging Period
  Calendar year (or fiscal year
beginning in)
(a) 2008 (b) 2009 (c) 2010 (d) 2011 (e) Total
             
2a Lobbying non-taxable amount          
             
b Lobbying ceiling amount
(150% of line 2a, column(e))
         
             
c Total lobbying expenditures          
             
d Grassroots nontaxable amount          
             
e Grassroots ceiling amount
(150% of line 2d, column (e))
         
             
f Grassroots lobbying expenditures          
Schedule C (Form 990 or 990-EZ) 2011


Schedule C (Form 990 or 990-EZ) 2011
Page 3
Part II-B
Complete if the organization is exempt under section 501(c)(3) and has NOT filed Form 5768 (election under section 501(h)).
For each “Yes” response to lines 1a through 1i below, provide in Part IV a detailed description of the lobbying activity.
(a)
Yes
No
(b)
Amount
1
During the year, did the filing organization attempt to influence foreign, national, state or local legislation, including any attempt to influence public opinion on a legislative matter or referendum, through the use of:
a
Volunteers? .........................................
 
No
b
Paid staff or management (include compensation in expenses reported on lines 1c through 1i)? ....
Yes
 
c
Media advertisements? ....................................
 
No
 
d
Mailings to members, legislators, or the public? .........................
 
No
 
e
Publications, or published or broadcast statements? .......................
 
No
 
f
Grants to other organizations for lobbying purposes? .......................
 
No
 
g
Direct contact with legislators, their staffs, government officials, or a legislative body? ........
Yes
 
334,338
h
Rallies, demonstrations, seminars, conventions, speeches, lectures, or any similar means? ......
 
No
 
i
Other activities? ..........................
 
No
 
j
Total. Add lines 1c through 1i ...............................
334,338
2a
Did the activities in line 1 cause the organization to be not described in section 501(c)(3)? .....
 
No
b
If "Yes," enter the amount of any tax incurred under section 4912 .................
 
c
If "Yes," enter the amount of any tax incurred by organization managers under section 4912 .....
 
d
If the filing organization incurred a section 4912 tax, did it file Form 4720 for this year? .......
 
 
Part III-A
Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6).
Yes
No
1
Were substantially all (90% or more) dues received nondeductible by members? ................
1
 
 
2
Did the organization make only in-house lobbying expenditures of $2,000 or less? ................
2
 
 
3
Did the organization agree to carry over lobbying and political expenditures from the prior year? ..........
3
 
 
Part III-B
Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6) and if either (a) BOTH Part III-A, lines 1 and 2 are answered “No” OR (b) Part III-A, line 3 is answered “Yes”.
1
Dues, assessments and similar amounts from members .....................
1
 
2
Section 162(e) nondeductible lobbying and political expenditures (do not include amounts of political
expenses for which the section 527(f) tax was paid).
a
Current year .........................................
2a
 
b
Carryover from last year ....................................
2b
 
c
Total ...........................................
2c
 
3
Aggregate amount reported in section 6033(e)(1)(A) notices of nondeductible section 162(e) dues .
3
 
4
If notices were sent and the amount on line 2c exceeds the amount on line 3, what portion of the excess does the organization agree to carryover to the reasonable estimate of nondeductible lobbying and political expenditure next year? ................................
4
 
5
Taxable amount of lobbying and political expenditures (see instructions) ..............
5
 
Part IV
Supplemental Information
Complete this part to provide the descriptions required for Part l-A, line 1; Part l-B, line 4; Part l-C, Part II-A; line 5; and Part ll-B, line 1.
Also, complete this part for any additional information.
Identifier Return Reference Explanation
SCHEDULE C, PART II-B, LINE 1G   KRAMER LEVIN NAFTALIS & FRANKEL LLP IS AUTHORIZED TO ENGAGE IN LOBBYING ACTIVITIES WITH NEW YORK CITY WITH RESPECT TO ZONING AND OTHER LAND USE ISSUES ON BEHALF OF THE ALBERT EINSTEIN COLLEGE OF MEDICINE OF YESHIVA UNIVERSITY. HINMAN STRAUB ADVISORS LLC, PATRICIA LYNCH ASSOCIATES, MANATT PHELPS & PHILIPS, AND MIRRAM GROUP LCC ARE AUTHORIZED TO ENGAGE IN LOBBYING ACTIVITIES WITH EITHER NEW YORK STATE AND/OR NEW YORK CITY, WITH RESPECT TO LEGISLATIVE AND REGULATORY ISSUES ON BEHALF OF YESHIVA UNIVERSITY AND STATE RESEARCH FUNDING ON BEHALF OF THE ALBERT EINSTEIN COLLEGE OF MEDICINE OF YESHIVA UNIVERSITY. THE TOTAL SHOWN INCLUDES THE UNIVERSITY'S RELATED INTERNAL COMPENSATION AND BENEFIT COSTS.
Schedule C (Form 990 or 990EZ) 2011

Additional Data


Software ID:  
Software Version:  

SCHEDULE D
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Financial Statements
SchDMd Bullet Complete if the organization answered "Yes," to Form 990,
Part IV, line 6, 7, 8, 9, 10, 11a, 11b, 11c, 11d, 11e, 11f, 12a, or 12b
SchDMd Bullet Attach to Form 990. SchDMd Bullet See separate instructions.
OMB No. 1545-0047
2011
Open to Public Inspection
Name of the organization
YESHIVA UNIVERSITY
 
Employer identification number

13-1624225
Part I
Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts. Complete if the organization answered "Yes" to Form 990, Part IV, line 6.
(a) Donor advised funds (b) Funds and other accounts
1 Total number at end of year .......    
2 Aggregate contributions to (during year) ...    
3 Aggregate grants from (during year) ...    
4 Aggregate value at end of year .......    
5
Did the organization inform all donors and donor advisors in writing that the assets held in donor advised
funds are the organization's property, subject to the organization's exclusive legal control? ............
6
Did the organization inform all grantees, donors, and donor advisors in writing that grant funds can be
used only for charitable purposes and not for the benefit of the donor or donor advisor, or for any other purpose conferring impermissible private benefit? ...................................
Part II
Conservation Easements. Complete if the organization answered "Yes" to Form 990, Part IV, line 7.
1
Purpose(s) of conservation easements held by the organization (check all that apply).
2
Complete lines 2a through 2d if the organization held a qualified conservation contribution in the form of a conservation easement on the last day of the tax year.
Held at the End of the Year
a Total number of conservation easements ....................... 2a  
b Total acreage restricted by conservation easements .................. 2b  
c Number of conservation easements on a certified historic structure included in (a) ..... 2c  
d Number of conservation easements included in (c) acquired after 8/17/06, and not on a historic structure listed in the National Register .................... 2d  
3
Number of conservation easements modified, transferred, released, extinguished, or terminated by the organization during
the tax year SchDMd Bullet  
4
Number of states where property subject to conservation easement is located SchDMd Bullet  
5
Does the organization have a written policy regarding the periodic monitoring, inspection, handling of violations, and
enforcement of the conservation easements it holds? .............................
6
Staff and volunteer hours devoted to monitoring, inspecting and enforcing conservation easements during the year SchDMd Bullet  
7
Amount of expenses incurred in monitoring, inspecting, and enforcing conservation easements during the year
SchDMd Bullet $  
8
Does each conservation easement reported on line 2(d) above satisfy the requirements of section
170(h)(4)(B)(i) and 170(h)(4)(B)(ii)? ....................................
9
In Part XIV, describe how the organization reports conservation easements in its revenue and expense statement, and
balance sheet, and include, if applicable, the text of the footnote to the organization’s financial statements that describes
the organization’s accounting for conservation easements.
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets.
Complete if the organization answered "Yes" to Form 990, Part IV, line 8.
1a
If the organization elected, as permitted under SFAS 116 (ASC 958), not to report in its revenue statement and balance sheet works of
art, historical treasures, or other similar assets held for public exhibition, education or research in furtherance of public service,
provide, in Part XIV, the text of the footnote to its financial statements that describes these items.
b
If the organization elected, as permitted under SFAS 116 (ASC 958), to report in its revenue statement and balance sheet works of art,
historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service,
provide the following amounts relating to these items:
(i)
Revenues included in Form 990, Part VIII, line 1 ........................SchDMd Bullet $ 3,350
(ii)
Assets included in Form 990, Part X ..............................SchDMd Bullet $ 5,540,798
2
If the organization received or held works of art, historical treasures, or other similar assets for financial gain, provide the
following amounts required to be reported under SFAS 116 (ASC 958), relating to these items:
a
Revenues included in Form 990, Part VIII, line 1 ..........................SchDMd Bullet $  
b
Assets included in Form 990, Part X ...............................SchDMd Bullet $  
For Privacy Act and Paperwork Reduction Act Notice, see the Intructions for Form 990
Cat. No. 52283D
Schedule D (Form 990) 2011

Schedule D (Form 990) 2011
Page 2
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets (continued)
3
Using the organization’s accession and other records, check any of the following that are a significant use of its collection
items (check all that apply):
a
d
b
e
 
c
4
Provide a description of the organization’s collections and explain how they further the organization’s exempt purpose in
Part XIV.
5
During the year, did the organization solicit or receive donations of art, historical treasures or other similar
assets to be sold to raise funds rather than to be maintained as part of the organization’s collection?........
Part IV
Escrow and Custodial Arrangements. Complete if the organization answered "Yes" to Form 990,
Part IV, line 9, or reported an amount on Form 990, Part X, line 21.
1a
Is the organization an agent, trustee, custodian or other intermediary for contributions or other assets not
included on Form 990, Part X? ....................................
b
If "Yes," explain the arrangement in Part XIV and complete the following table:
Amount
c Beginning balance ................................. 1c  
d Additions during the year .............................. 1d  
e Distributions during the year ............................. 1e  
f Ending balance ................................... 1f  
2a
Did the organization include an amount on Form 990, Part X, line 21? .....................
b
If “Yes,” explain the arrangement in Part XIV.
Part V
Endowment Funds. Complete if the organization answered "Yes" to Form 990, Part IV, line 10.
(a)Current Year (b)Prior Year (c)Two Years Back (d)Three Years Back (e)Four Years Back
1a Beginning of year balance .... 885,464,115 861,124,702 830,772,271 1,039,562,951
b Contributions ........ 24,659,962 14,334,888 12,028,957 39,708,733
c Net investment earnings, gains, and losses ... 21,549,852 127,546,090 71,315,874 -189,114,383
d Grants or scholarships ..... 22,371,451 21,855,100 20,455,755 17,047,613
e Other expenditures for facilities
and programs ........
35,794,335 95,685,465 32,536,645 42,337,417
f Administrative expenses ....        
g End of year balance ...... 873,508,143 885,465,115 861,124,702 830,772,271
2
Provide the estimated percentage of the year end balance (line 1g) held as:
a
Board designated or quasi-endowment SchDMd Bullet11.040 %
b
Permanent endowment SchDMd Bullet63.260 %
c
Temporarily restricted endowment SchDMd Bullet25.700 %
The percentages in lines 2a, 2b, and 2c should equal 100%.
3a
Are there endowment funds not in the possession of the organization that are held and administered for the
organization by:

Yes
No
(i) unrelated organizations ........................
3a(i)
 
No
(ii) related organizations ........................
3a(ii)
 
No
b
If "Yes" to 3a(ii), are the related organizations listed as required on Schedule R? .........
3b
 
 
4
Describe in Part XIV the intended uses of the organization's endowment funds.
Part VI
Land, Buildings, and Equipment. See Form 990, Part X, line 10.
Description of property (a) Cost or other basis (investment) (b)Cost or other basis (other) (c) Accumulated depreciation (d) Book value
1a Land .................   23,388,134 23,388,134
b Buildings ................   980,186,900 401,333,392 578,853,508
c Leasehold improvements ............   44,569,010 5,012,046 39,556,964
d Equipment ................   152,535,139 72,949,405 79,585,734
e Other .................        
Total. Add lines 1a through 1e. (Column (d) must equal Form 990, Part X, column (B), line 10(c).).......SchDMdBullet 721,384,340
Schedule D (Form 990) 2011

Schedule D (Form 990) 2011
Page 3
Part VII
Investments—Other Securities. See Form 990, Part X, line 12.
(a) Description of security or category
(including name of security)
(b)Book value (c) Method of valuation:
Cost or end-of-year market value
(1)Financial derivatives    
(2)Closely-held equity interests    
(3)Other
(A) ALTERNATIVE INVESTMENTS
618,635,539 F








Total. (Column (b) must equal Form 990, Part X, col. (B) line 12.)Small Bullet 618,635,539
Part VIII
Investments—Program Related. See Form 990, Part X, line 13.
(a) Description of investment type (b) Book value (c) Method of valuation:
Cost or end-of-year market value








Total. (Column (b) must equal Form 990, Part X, col.(B) line 13.)Small Bullet  
Part IX
Other Assets. See Form 990, Part X, line 15.
(a) Description (b) Book value








Total. (Column (b) must equal Form 990, Part X, col.(B) line 15.)...........Small Bullet  
Part X
Other Liabilities. See Form 990, Part X, line 25.
1.(a) Description of Liability (b) Book value
Federal Income Taxes 0
REFUNDABLE ADVANCES FROM US GO 6,007,335
ASSET RETIREMENT OBLIGATION 15,251,771
LIFE INCOME LIABILITIES 16,308,392
MALPRACTICE INSURANCE 1,477,108
DUE TO BLUE CROSS 3,200,000
DUE TO OASAS 7,096,317
DEFERRED LEASE OBLIGATION 10,840,943
DUE TO NYS MEDICAID 959,648
OTHER LIABILITIES 6,271,032
457B PLAN DFD COMPENSATION LIABILITY 18,641,000
Total. (Column (b) must equal Form 990, Part X, col.(B) line 25.)Small Bullet 86,053,546
2. Fin 48 (ASC 740) Footnote. In Part XIV, provide the text of the footnote to the organization's financial statements that reports the organization's liability for uncertain tax positions under FIN 48 (ASC740).
Schedule D (Form 990) 2011

Schedule D (Form 990) 2011
Page 4
Part XI Reconciliation of Change in Net Assets from Form 990 to Financial Statements
1 Total revenue (Form 990, Part VIII, column (A), line 12) .................... 1 864,933,771
2 Total expenses (Form 990, Part IX, column (A), line 25) ..................... 2 776,963,804
3 Excess or (deficit) for the year. Subtract line 2 from line 1 ............. 3 87,969,967
4 Net unrealized gains (losses) on investments .......................... 4 -60,661,867
5 Donated services and use of facilities ............................. 5  
6 Investment expenses ................................... 6  
7 Prior period adjustments .................................. 7  
8 Other (Describe in Part XIV.) ................................. 8 -412,974
9 Total adjustments (net). Add lines 4 through 8 ......................... 9 -61,074,841
10 Excess or (deficit) for the year per financial statements. Combine lines 3 and 9 ......... 10 26,895,126
Part XII Reconciliation of Revenue per Audited Financial Statements With Revenue per Return
1 Total revenue, gains, and other support per audited financial statements ....... 1 729,884,489
2 Amounts included on line 1 but not on Form 990, Part VIII, line 12:
a Net unrealized gains on investments .......... 2a -60,661,867
b Donated services and use of facilities ......... 2b  
c Recoveries of prior year grants ........... 2c  
d Other (Describe in Part XIV.) ............ 2d -84,463,227
e Add lines 2a through 2d ..................... 2e -145,125,094
3 Subtract line 2e from line 1..................... 3 875,009,583
4 Amounts included on Form 990, Part VIII, line 12, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b . 4a 1,041,637
b Other (Describe in Part XIV.) ........... 4b -11,117,449
c Add lines 4a and 4b....................... 4c -10,075,812
5 Total Revenue. Add lines 3 and 4c. (This must equal Form 990, Part I, line 12.) ...... 5 864,933,771
Part XIII Reconciliation of Expenses per Audited Financial Statements With Expenses per Return
1 Total expenses and losses per audited financial statements ............. 1 703,441,238
2 Amounts included on line 1 but not on Form 990, Part IX, line 25:
a Donated services and use of facilities .......... 2a  
b Prior year adjustments .............. 2b  
c Other losses ................ 2c  
d Other (Describe in Part XIV.) ............ 2d 20,053,388
e Add lines 2a through 2d...................... 2e 20,053,388
3 Subtract line 2e from line 1..................... 3 683,387,850
4 Amounts included on Form 990, Part IX, line 25, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b .. 4a 1,041,637
b Other (Describe in Part XIV.) ............ 4b 92,534,317
c Add lines 4a and 4b....................... 4c 93,575,954
5 Total expenses. Add lines 3 and 4c. (This must equal Form 990, Part I, line 18.) ...... 5 776,963,804
Part XIV
Supplemental Information
Complete this part to provide the descriptions required for Part II, lines 3, 5, and 9; Part III, lines 1a and 4; Part lV, lines 1b and 2b;
Part V, line 4; Part X; Part XI, line 8; Part XII, lines 2d and 4b; and Part XIII, lines 2d and 4b. Also complete this part to provide any additional information.
Identifier Return Reference Explanation
COLLECTIONS SCHEDULE D, PART III, LINE 1A & 4 THE COLLECTION AND CHANGING EXHIBITS OF YESHIVA UNIVERSITY'S MUSEUM HAVE CELEBRATED THE CULTURALLY DIVERSE INTELLECTUAL AND ARTISTIC ACHIEVEMENTS OF 3,000 YEARS OF JEWISH EXPERIENCE. THE MUSEUM PROVIDES A WINDOW INTO JEWISH CULTURE AROUND THE WORLD AND THROUGHOUT HISTORY THROUGH ITS ACCLAIMED MULTI-DISCIPLINARY EXHIBITIONS AND AWARD-WINNING PUBLICATIONS. BY EDUCATING AUDIENCES OF ALL AGES WITH DYNAMIC INTERPRETATIONS OF JEWISH LIFE, PAST AND PRESENT, ALONG WITH WIDE-RANGING CULTURAL OFFERINGS AND PROGRAMS, THE MUSEUM ATTRACTS YOUNG AND OLD, JEWISH AND NON-JEWISH AUDIENCES.
RARE BOOKS AND MANUSCRIPTS - COLLECTIONS SCHEDULE D, PART III, LINE 1A & 4 THE RARE BOOK ROOM, A GLASS-ENCLOSED ROOM ON THE FOURTH FLOOR OF THE YESHIVA UNIVERSITY MENDEL GOTTESMAN LIBRARY WITH A CONTROLLED ENVIRONMENT, HOUSES THE UNIVERSITY'S RARE BOOKS AND MANUSCRIPTS COLLECTIONS.
BOOKS - COLLECTIONS SCHEDULE D, PART III, LINE 1A & 4 APPROXIMATELY EIGHT THOUSAND PRINTED VOLUMES, MOST OF THEM IN HEBREW, ARE INCLUDED IN THE RARE COLLECTIONS. THE OLDEST AMONG THEM, FORTY HEBREW INCUNABULA, ARE DESCRIBED IN DETAIL, WITH PHOTOGRAPHS, IN THE HEBREW VOLUME SIFRE HA-DEFUS HA-RISHONIM (INKUNABULIM). MANY OF THE RARE BOOKS WERE ORIGINALLY PART OF THE LIBRARY OF BERTHOLD BARUCH STRAUSS, A LONDON COLLECTOR.
MANUSCRIPTS - COLLECTIONS SCHEDULE D, PART III, LINE 1A & 4 A COLLECTION OF ONE THOUSAND ONE HUNDRED RABBINIC AND HISTORICAL MANUSCRIPTS IS HOUSED IN THE RARE BOOK ROOM. MANY OF THE MANUSCRIPTS ARE FROM THE LIBRARY OF LOUIS LEWIN (1868-1941), A RABBI IN VARIOUS COMMUNITIES IN POSEN AND SILESIA, AND A PROLIFIC AUTHOR WHO WROTE EXTENSIVELY ABOUT THE JEWISH COMMUNITIES IN THOSE AREAS. FOUR HUNDRED RABBINIC MANUSCRIPTS INCLUDE WORKS ON JEWISH LAW, HOMILETICS, ETHICS, PHILOSOPHY, MYSTICISM, COMMENTARIES ON THE BIBLE AND TALMUD, AND RABBINIC CORRESPONDENCE. THE LAVISHLY ILLUMINATED PRAGUE BIBLE OF 1488, BY THE SCRIBE MATTATHIAS BEN JONAH OF LAUN, BOHEMIA, IS THE JEWEL OF THE COLLECTION. IN ADDITION TO THE BEAUTY OF THE MANUSCRIPT, IT IS VALUABLE FOR RASHI'S COMMENTARY, WHICH DIFFERS FROM THAT FOUND IN PRINTED EDITIONS. THE COLLECTION OF THE ROGACHOVER, JOSEPH ROZIN (1858-1936), RABBI OF DVINSK, INCLUDES QUESTIONS POSED TO RABBI ROZIN FROM CORRESPONDENTS ALL OVER THE WORLD. THE RABBINIC MANUSCRIPTS ARE DESCRIBED IN DEPTH IN HEBREW, WITH ABRIDGED DESCRIPTIONS IN ENGLISH, IN OSEF KITVE-HA-YAD HA-RABANIYIM. IN ADDITION TO THE LEWIN MATERIALS, ITEMS OF NOTE AMONG THE HISTORICAL MANUSCRIPTS INCLUDE: RECORDS OF THE OHOLE SHEM SOCIETY OF NEW YORK, A GROUP FOUNDED AT THE TURN OF THE CENTURY IN NEW YORK CITY, WHICH WAS DEVOTED TO THE STUDY OF THE HEBREW LANGUAGE AND LITERATURE; A PLAN FOR A RABBINICAL SEMINARY IN ODESSA FOUNDED BY CHAIM TCHERNOWITZ IN 1907 WHICH WAS ATTENDED BY HAYYIM NAHMAN BIALIK; AND A MINUTE BOOK OF A PSALMS SOCIETY IN THE RUSSIAN ARMY, 1864-1867. A DESCRIPTION OF THIS MANUSCRIPT, INCLUDING FACSIMILES, APPEARS IN PSALMS FOR THE TSAR BY MICHAEL STANISLAWSKI. THE SEPHARDIC REFERENCE ROOM HOUSES AN EXTENSIVE COLLECTION OF BOOKS AND AUDIO MATERIALS.
EXHIBITIONS & PROGRAMS - COLLECTIONS SCHEDULE D, PART III, LINE 1A & 4 THE YESHIVA UNIVERSITY MUSEUM SHARES SPACE IN THE CENTER FOR JEWISH HISTORY A STATE-OF-THE-ART FACILITY WITH FOUR INSTITUTIONS, THREE OF WHOM ARE RENOWNED RESEARCH AND ARCHIVAL INSTITUTIONS FOCUSING ON SPECIFIC ASPECTS OF JEWISH HISTORY AND CULTURE: THE YIVO INSTITUTE FOR JEWISH RESEARCH, THE AMERICAN JEWISH HISTORICAL SOCIETY, AMERICAN SEPHARDI FEDERATION, AND THE LEO BAECK INSTITUTE. THE MUSEUM HAS FOUR GALLERIES, AN EXHIBITION ARCADE, AN OUTDOOR SCULPTURE GARDEN, A DOCENT LOUNGE, AND A CHILDREN'S WORKSHOP ROOM. THE MUSEUM HAS ACCESS TO A 250 SEAT, HANDICAPPED-ACCESSIBLE AUDITORIUM WITH A STATE-OF-THE-ART AV PROJECTION ROOM. THE YESHIVA UNIVERSITY MUSEUM PRESENTS EXHIBITIONS WITH AN INTERDISCIPLINARY FOCUS THAT REFLECT THE DIVERSITY OF THE MUSEUM'S COLLECTION OF MORE THAN 8,000 ARTIFACTS. AS A RESOURCE FOR SCHOLARLY RESEARCH, YESHIVA UNIVERSITY MUSEUM'S EXHIBITIONS PROVIDE UNIQUE OPPORTUNITIES FOR ARTISTS, HISTORIANS, COLLECTORS, AND ETHNOGRAPHERS TO EXAMINE, COMPARE, AND RESEARCH OBJECTS, IDEAS, AND TECHNIQUES. ITS CONTEMPORARY ART SHOWS OFFER THE PUBLIC THE OPPORTUNITY TO SURVEY ART BEING CREATED BY LIVING JEWISH ARTISTS THROUGHOUT THE WORLD. YESHIVA UNIVERSITY MUSEUM'S PROGRAMS ARE DESIGNED TO EXPAND THE INTELLECTUAL AND CREATIVE IMAGINATION OF ITS DIVERSE AUDIENCES. THEY INCLUDE FAMILY CRAFT WORKSHOPS, LECTURES, FILMS, CONCERTS, AND MULTILINGUAL EXHIBITION TOURS IN ENGLISH, HEBREW, SPANISH, RUSSIAN, AND YIDDISH.
EDUCATION - COLLECTIONS SCHEDULE D, PART III, LINE 1A & 4 YESHIVA UNIVERSITY MUSEUM'S EXPERT EDUCATIONAL STAFF HAS DEVELOPED NATIONALLY RECOGNIZED OUTREACH PROGRAMS THAT INCLUDE WORKING WITH ADMINISTRATORS AND TEACHERS IN NEW YORK CITY PUBLIC SCHOOLS TO PROVIDE YOUNG STUDENTS WITH ART EDUCATION AS PART OF THEIR SCHOOL CURRICULUM, AND PROVIDE TEACHERS WITH PROFESSIONAL DEVELOPMENT. THESE PROGRAMS ARE FUNDED BY THE NYS COUNCIL ON THE ARTS, PROJECT ARTS OF THE NYC BOARD OF EDUCATION AND THE BILINGUAL EDUCATION PROGRAM TITLE VII THAT IS FEDERALLY FUNDED. A FOUNDING MEMBER OF THE COUNCIL OF AMERICAN JEWISH MUSEUMS, YESHIVA UNIVERSITY MUSEUM HAS PLAYED A LEADING ROLE IN ENCOURAGING THE GROWTH OF EMERGING MUSEUMS IN THE U.S. AND IN DEVELOPING CONSERVATION AND PRESERVATION TECHNIQUES FOR ALL JEWISH MUSEUMS. YESHIVA UNIVERSITY MUSEUM'S DIVERSE COLLECTION OF MORE THAN 8,000 ARTIFACTS REFLECTS ITS INTERDISCIPLINARY APPROACH; IT INCLUDES FINE AND FOLK ART, ETHNOGRAPHIC AND ARCHAEOLOGICAL ARTIFACTS, CLOTHING AND TEXTILES, JEWISH CEREMONIAL OBJECTS, DOCUMENTS, BOOKS AND MANUSCRIPTS. THE COLLECTION'S BREADTH AND DIVERSITY REPRESENTS OVER 2,000 YEARS OF THE AESTHETIC SENSIBILITIES OF JEWS LIVING THROUGHOUT THE WORLD, CO-EXISTING IN MULTICULTURAL SOCIETIES. HiGHLIGHTS OF THE MUSEUM'S COLLECTION INCLUDE: ARCHAEOLOGICAL ARTIFACTS DATING FROM THE BRONZE AGE TO THE LATE ANTIQUE PERIOD, HISTORIC ILLUMINATED MANUSCRIPTS SUCH AS ONE FROM 1478 RECORDING THE SIMON OF TRENT BLOOD LIBEL TRIAL. THOMAS JEFFERSON'S HANDWRITTEN LETTER OF 1818 AFFIRMING RELIGIOUS FREEDOM AND DENOUNCING ANTI-SEMITISM; THE TORAH SCROLL AND TEFILLIN OF THE BAAL SHEM TOV (1700-1760), FOUNDER OF THE HASSIDIC MOVEMENT. CLOTHING, AND ACCESSORIES FROM AROUND THE WORLD, SUCH AS A GOLD EMBROIDERED OTTOMAN BINDALLI WEDDING DRESS, A MOROCCAN KESWA EL KBIRA (GRAND COSTUME), AND A KROJ, A CZECHOSLOVAKIAN NATIONAL COSTUME MADE FOR A CHILD IN 1932/3. YESHIVA UNIVERSITY MUSEUM'S COLLECTIONS ARE A REPOSITORY FOR SEVERAL SIGNIFICANT COLLECTIONS OF JEWISH ART AND MATERIAL CULTURE, INCLUDING: MODELS OF HISTORIC SYNAGOGUES, MEYERHOFF COLLECTION OF EARLY ISRAELI ART, JEAN MOLDOVAN COLLECTION OF JEWISH CHILDREN'S BOOKS, RAPHAEL PATAI AMULET COLLECTION, AND MAX STERN COLLECTION OF JUDAICA
ENDOWMENTS SCHEDULE D, PART V, LINE 4 YESHIVA UNIVERSITY'S ENDOWMENT FUNDS ARE INTENDED FOR A VARIETY OF PURPOSES, INCLUDING STUDENT SCHOLARSHIPS AND LOANS, ACADEMIC CHAIRS, INSTRUCTION AND TRAINING, EDUCATIONAL PROGRAMS AND PROJECTS, RESEARCH, FELLOWSHIPS AND PATIENT CARE.
OTHER CHANGE IN NET ASSETS FROM FORM 990 TO FINANCIAL STATEMENTS SCHEDULE D, PART XI, LINE 8 CHANGE IN FMV - SPLIT INTEREST AGREEMENTS -412,974
OTHER REVENUE INCLUDED ON AUDITED FINANCIAL STATEMENTS BUT NOT ON FORM 990 SCHEDULE D, PART XII, LINE 2D RECLASS OF SCHOLARSHIPS -92,534,317 RECLASS OF CHANGE IN FMV OF SPLIT INTEREST AGREEMENTS -412,974 REVENUE FROM RELATED ENTITIES INCLUDED IN CONSOLIDATED FINANCIAL STATEMENTS 8,484,064 ------------- -84,463,227
OTHER REVENUE INCLUDED ON FORM 990 BUT NOT ON AUDITED FINANCIAL STATEMENTS SCHEDULE D, PART XII, LINE 4B RECLASS OF RENTAL EXPENSES -9,411,788 RECLASS OF FUNDRAISING EVENT EXPENSES -1,705,661 ----------- -11,117,449
OTHER EXPENSES INCLUDED ON AUDITED FINANCIAL STATEMENTS BUT NOT FORM 990 SCHEDULE D, PART XIII, LINE 2D RECLASS OF RENTAL EXPENSES 9,411,788 RECLASS OF FUNDRAISING EVENT EXPENSES 1,705,661 EXPENSES FROM RELATED ENTITIES INCLUDED IN CONSOLIDATED FINANCIAL STATEMENTS 8,935,939 ----------- 20,053,388
OTHER EXPENSES INCLUDED ON FORM 990 BUT NOT ON AUDITED FINANCIAL STATEMENT SCHEDULE D, PART XIII, LINE 4B RECLASS OF SCHOLARSHIPS 92,534,317
FIN 48 POSITION SCHEDULE D, PART X EFFECTIVE JULY 1, 2007, THE UNIVERSITY ADOPTED THE FINANCIAL ACCOUNTING STANDARDS BOARD (FASB) INTERPRETATION NO. 48, ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES, AN INTERPRETATION OF FASB STATEMENT NO. 109 (FIN 48). FIN 48 CLARIFIED THE ACCOUNTING FOR UNCERTAIN INCOME TAXES RECOGNIZED IN AN ENTITY'S FINANCIAL STATEMENTS AND PRESCRIBES A RECOGNITION THRESHOLD AND MEASUREMENT ATTRIBUTE FOR THE FINANCIAL STATEMENT RECOGNITION AND MEASUREMENT OF A TAX POSITION TAKEN OR EXPECTED TO BE TAKEN IN A TAX RETURN. FIN 48 ALSO PROVIDES GUIDANCE ON DERECOGNITION, CLASSIFICATION, INTEREST AND PENALTIES, DISCLOSURE, AND TRANSITION. THERE WAS NO MATERIAL IMPACT TO THE UNIVERSITY'S CONSOLIDATED FINANCIAL STATEMENTS AS A RESULT OF THE ADOPTION OF FIN 48 IN THE YEAR OF ADOPTION OR IN THIS REPORTING YEAR. THEREFORE, NO FIN 48 FOOTNOTE WAS INCLUDED IN THE FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED JUNE 30, 2012.
Schedule D (Form 990) 2011

Additional Data


Software ID:  
Software Version:  




SCHEDULE E(Form 990 or 990-EZ)
Department of the TreasuryInternal Revenue Service
Schools
Right pointing arrow large imageComplete if the organization answered "Yes" to Form 990, Part IV, line 13,or Form 990-EZ, Part VI, line 48.Right pointing arrow large image Attach to Form 990 or Form 990-EZ.
OMB No. 1545-0047
2011
Open to Public Inspection
Name of the organization
YESHIVA UNIVERSITY
 
Employer identification number

13-1624225
Part I
YES
NO
1
Does the organization have a racially nondiscriminatory policy toward students by statement in its charter, bylaws,
other governing instrument, or in a resolution of its governing body? ......................
1
Yes
 
2
Does the organization include a statement of its racially nondiscriminatory policy toward students in all its
brochures, catalogues, and other written communications with the public dealing with student admissions,
programs, and scholarships? ......................................
2
Yes
 
3
Has the organization publicized its racially nondiscriminatory policy through newspaper or broadcast media during
the period of solicitation for students, or during the registration period if it has no solicitation program, in a way
that makes the policy known to all parts of the general community it serves? If "Yes," please describe. If "No,"
please explain. If you need more space use Part II. .............................
3
Yes
 
 
4
Does the organization maintain the following?
a
Records indicating the racial composition of the student body, faculty, and administrative staff? ..........
4a
Yes
 
b
Records documenting that scholarships and other financial assistance are awarded on a racially nondiscriminatory
basis? ...............................................
4b
Yes
 
c
Copies of all catalogues, brochures, announcements, and other written communications to the public dealing
with student admissions, programs, and scholarships? ...........................
4c
Yes
 
d
Copies of all material used by the organization or on its behalf to solicit contributions? ..............
4d
Yes
 
If you answered "No" to any of the above, please explain. If you need more space, use Part II.
 
5
Does the organization discriminate by race in any way with respect to:
a
Students' rights or privileges? .....................................
5a
 
No
b
Admissions policies? .........................................
5b
 
No
c
Employment of faculty or administrative staff? ..............................
5c
 
No
d
Scholarships or other financial assistance? ................................
5d
 
No
e
Educational policies? .........................................
5e
 
No
f
Use of facilities? ...........................................
5f
 
No
g
Athletic programs? ..........................................
5g
 
No
h
Other extracurricular activities? .....................................
5h
 
No
If you answered "Yes" to any of the above, please explain. If you need more space, use Part II.
 
6a
Does the organization receive any financial aid or assistance from a governmental agency? ...........
6a
Yes
 
b
Has the organization's right to such aid ever been revoked or suspended? ...................
6b
 
No
If you answered "Yes" to either line 6a or line 6b, explain on Part II.
7
Does the organization certify that it has complied with the applicable requirements of sections 4.01 through 4.05
of Rev. Proc. 75-50, 1975-2 C.B. 587, covering racial nondiscrimination? If "No," explain on Part II.
7
Yes
 
Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50085D
Schedule E (Form 990 or 990-EZ) 2011
Schedule E (Form 990 or 990EZ) 2011
Page 2
Part II
Supplemental Information
Complete this part to provide the explanations required by Part I, lines 3, 4d, 5h, 6b, and 7, as applicable. Also complete this part to provide any other additional information (see instructions).
Identifier Return Reference Explanation
SCHEDULE E - PART I LINE 3   ALL RECRUITMENT ADVERTISING CONTAINS YESHIVA UNIVERSITY'S NON-DISCRIMINATION POLICY.
SCHEDULE E - PART I LINE 6A   YESHIVA UNIVERSITY RECEIVES FUNDS FROM THE NEW YORK STATE EDUCATION DEPARTMENT TO PROVIDE FINANCIAL AID ASSISTANCE TO QUALIFYING STUDENTS. REFUNDABLE ADVANCES ARE PROVIDED BY THE U.S. GOVERNMENT UNDER THE FEDERAL PERKINS LOAN, THE HEALTH PROFESSIONS STUDENT LOAN AND THE DISADVANTAGED STUDENT LOAN PROGRAMS AND ARE LOANED TO ELIGIBLE STUDENTS AND MAY BE RELOANED AFTER COLLECTION. THESE FUNDS ARE ULTIMATELY REFUNDABLE TO THE U.S. GOVERNMENT AND ARE PRESENTED IN THE YESHIVA UNIVERSITY FINANCIAL STATEMENTS AS A LIABILITY. FUNDS ARE USED 100% FOR FINANCIAL ASSISTANCE BY THE ELIGIBLE STUDENTS.
Schedule E (Form 990 or 990-EZ) 2011
Additional Data


Software ID:  
Software Version:  
SCHEDULE F(Form 990)
Department of the Treasury
Internal Revenue Service
Statement of Activities Outside the United States
Right pointing arrow large image Complete if the organization answered "Yes" to Form 990,Part IV, line 14b, 15, or 16.Right pointing arrow large image Attach to Form 990. Right pointing arrow large image See separate instructions.
OMB No. 1545-0047
2011
Open to Public Inspection
Name of the organization
YESHIVA UNIVERSITY
 
Employer identification number

13-1624225
Part I
General Information on Activities Outside the United States. Complete if the organization answered
“Yes” to Form 990, Part IV, line 14b.
1
For grantmakers. Does the organization maintain records to substantiate the amount of its grants
and other assistance, the grantees' eligibility for the grants or assistance, and the selection criteria used
to award the grants or assistance? ..............................
2
For grantmakers. Describe in Part V the organization’s procedures for monitoring the use of its grants and other
assistance outside the United States.
3
Activites per Region. (Use Part V if additional space is needed.)
(a) Region (b) Number of offices in the region (c) Number of employees or agents in region or independent contractors (d) Activities conducted in region (by type) (e.g., fundraising, program services, investments, grants to recipients located in the region) (e) If activity listed in (d) is a program service, describe specific type of
service(s) in region
(f) Total
expenditures for region/investments
in region
Middle East and North Africa 1 1 Grantmaking N/A 2,619,019
Middle East and North Africa     Program Services EDUCATION AND RESEARCH 5,480,316
Middle East and North Africa     Fundraising N/A  
Middle East and North Africa     Investments N/A 13,376,821
Europe (Including Iceland and Greenland)   1 Program Services EDUCATION AND RESEARCH 150,012
East Asia and the Pacific     Program Services EDUCATION AND RESEARCH  
Central America and the Caribbean   1 Program Services EDUCATION AND RESEARCH 44,346
Central America and the Caribbean     Program Services HUMANITARIAN 106,991
Central America and the Caribbean     Investments N/A 314,684,094
South America   1 Program Services EDUCATION AND RESEARCH 4,598
South Asia   1 Program Services EDUC, RESEARCH, HEALTH 67,045
Sub-Saharan Africa   1 Program Services EDUC, RESEARCH, HEALTH 145,284
North America     Grantmaking N/A 426,591
North America 1 1 Program Services EDUCATION&FUNDRAISING 470,704
           
           
           
3a Sub-total ..... 2 7 337,575,821
b Total from continuation sheets to Part I ...      
c Totals (add lines 3a and 3b) 2 7 337,575,821
For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990.Cat. No. 50082W Schedule F (Form 990) 2011
Schedule F (Form 990) 2011
Page 2
Part II
Grants and Other Assistance to Organizations or Entities Outside the United States. Complete if the organization answered "Yes" to Form 990,
Part IV, line 15, for any recipient who received more than $5,000. Check this box if no one recipient received more than $5,000 ........ MediumBullet
Use Part V if additional space is needed.
1 (a) Name of organization (b) IRS code section
and EIN (if applicable)
(c) Region (d) Purpose of
grant
(e) Amount of
cash grant
(f) Manner of
cash
disbursement
(g) Amount of
of non-cash
assistance
(h) Description
of non-cash
assistance
(i) Method of
valuation
(book, FMV,
appraisal, other)
Middle East/North Africa EDUCATION 2,619,019 WIRE      
North America EDUCATION 426,591 WIRE      
             
             
             
             
             
             
             
             
             
             
             
             
             
             
2
Enter total number of recipient organizations listed above that are recognized as charities by the foreign country, recognized as tax-exempt by the IRS, or for which the grantee or counsel has provided a section 501(c)(3) equivalency letter .....MediumBullet
2
3
Enter total number of other organizations or entities ........................MediumBullet
0
Schedule F (Form 990) 2011
Schedule F (Form 990) 2011Page 3
Part III
Grants and Other Assistance to Individuals Outside the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 16.
Use Part V if additional space is needed.
(a) Type of grant or assistance (b) Region (c) Number of recipients (d) Amount of
cash grant
(e) Manner of cash
disbursement
(f) Amount of
non-cash
assistance
(g) Description
of non-cash
assistance
(h) Method of
valuation
(book, FMV,
appraisal, other)
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
Schedule F (Form 990) 2011
Schedule F (Form 990) 2011
Page 4
Part IV
Foreign Forms
1 Was the organization a U.S. transferor of property to a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 926 (see instructions for Form 926).................
2 Did the organization have an interest in a foreign trust during the tax year? If " Yes," the organization may be required to file Form 3520 and/or Form 3520-A. (see instructions for Forms 3520 and 3520-A)..........
3 Did the organization have an ownership interest in a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 5471, Information Return of U.S. Persons with respect to Certain Foreign Corporations. (see instructions for Form 5471)..............................
4 Was the organization a direct or indirect shareholder of a passive foreign investment company or a qualified electing fund during the tax year? If "Yes," the organization may be required to file Form 8621, Return by a Shareholder of a Passive Foreign Investment Company or Qualified Electing Fund. (see instructions for Form 8621)
5 Did the organization have an ownership interest in a foreign partnership during the tax year? If "Yes," the organization may be required to file Form 8865, Return of U.S. Persons with respect to Certain Foreign Partnerships. (see instructions for Form 8865)....................................
6 Did the organization have any operations in or related to any boycotting countries during the tax year? If "Yes," the organization may be required to file Form 5713, International Boycott Report (see instructions for Form 5713)................................................
Schedule F (Form 990) 2011
Schedule F (Form 990) 2011
Page 5
Part V
Supplemental Information
Complete this part to provide the information required by Part I, line 2 (monitoring of funds); Part I, line 3, column (f) (accounting method; amounts of investments vs. expenditures per region); Part II, line 1 (accounting method); Part III (accounting method); and Part III, column (c) (estimated number of recipients), as applicable. Also complete this part to provide any additional information (see instructions).
Identifier ReturnReference Explanation
SCHEDULE F, PART I, LINE 2   YESHIVA UNIVERSITY MONITORS THE USE OF GRANT FUNDS OUTSIDE OF THE UNITED STATES BY A GRANTEE THROUGH REVIEW OF THE GRANTEE'S AUDITED FINANCIAL STATEMENTS, PERSONAL SITE VISITS AND DISCUSSIONS WITH THE GRANTEE'S SENIOR MANAGEMENT.
SCHEDULE F, PART I, LINE 3 YESHIVA UNIVERSITY'S ACTIVITIES CONDUCTED OUTSIDE OF THE UNITED STATES: 1. UNDERGRADUATE AND GRADUATE SHORT AND LONG TERM STUDY ABROAD PROGRAMS AND INTERNATIONAL INTERNSHIPS, INCLUDING STUDENT EXCHANGE, PARTICIPATION IN STUDENT COMPETITIONS, SEMESTER ABROAD, INDEPENDENT STUDY, AND SUMMER STUDY PROGRAMS IN EUROPE, THE MIDDLE EAST, ASIA, THE PACIFIC AND CENTRAL AMERICA. THE BENJAMIN CARDOZO SCHOOL OF LAW OFFERS EXCHNAGE PROGRAMS IN THE NETHERLANDS, GERMANY, HUNGARY, HONG KONG, SPAIN, ISRAEL, FRANCE AND ITALY, AND A COMBINED JD/LLM INTERNATIONAL DUAL DEGREE PROGRAM AT A LAW SCHOOL IN FRANCE. CARDOZO STUDENTS ALSO ATTENDED MOOT COURT AND MEDIATION COMPETITIONS IN THE U.K., CANADA, HONG KONG, AND AUSTRIA; AND PARTICIPATED IN SHORT-TERM WINTER BREAK PROGRAMS IN CHINA AND HONG KONG ON BUSINESS AND PROPERTY LAW AND A PROGRAM IN ISRAEL ON MEDIATION AND CONFLCIT MANAGEMENT. 2. PROVISION OF MEDICAL CARE, RESEARCH AND EDUCATION IN DEVELOPING COUNTRIES THROUGHOUT THE WORLD, PRIMARILY IN AFRICA, INDIA, SOUTH AMERICA AND VIETNAM. 3. ASSISTANCE TO STUDENT PARTICIPANTS IN THE S. DANIEL ABRAHAM ISRAEL PROGRAM, INCLUDING ACADEMIC GUIDANCE, CAREER PLANNING, AND PERSONAL COUNSELING. IN ADDITION, THE PROGRAM SPONSORS LECTURES AND ACTIVITIES WHERE THE STUDENTS CAN GATHER UNDER THE AUSPICES OF YESHIVA UNIVERSITY AND A GUIDANCE CENTER TO PROVIDE SUPPORT TO HELP EASE THE OCCASIONALLY CHALLENGING ADJUSTMENT TO A YEAR'S STUDY IN ISRAEL. 4. FUNDRAISING AND STUDENT RECRUITMENT. 5. ISRAEL MISSIONS - STUDENTS EXPERIENCE THE SOCIAL, CULTURAL, POLITICAL, AND SPIRITUAL MANIFESTATIONS OF SHABBAT WITHIN THE TAPESTRY OF ISRAELI SOCIETY. 6. HUMANITARIAN, TORAH AND LEARNING MISSIONS - STUDENTS TRAVEL TO INTERNATIONAL COUNTRIES, INCLUDING ISRAEL, EL SALVADOR, NICARAGUA, MEXICO, UKRAINE, BRAZIL, GERMANY AND THE UNITED KINGDOM, LEARNING THE HISTORY, CULTURE, FOLKLORE AND TRADITIONS OF A COMMUNITY WHILE CONDUCTING AN ASSIGNED WORK PROJECT TO BENEFIT THAT COMMUNITY. STUDENTS PRESENTED SERMONS AND TAUGHT CLASSES IN SYNAGOGUES ACROSS THE UNITED KINGDOM AND TRAVELLED TO GERMANY TO PARTICIPATE IN LECTURES AND DISCUSSIONS, FACILITATE EDUCATIONAL PROGRAMS AND TO LEARN ABOUT THE CURRENT LOCAL JEWISH COMMUNITY. STUDENTS ALSO TRAVELED TO ISRAEL TO PARTICIPATE IN EXPERIENTIAL EDUCATION PROGRAMS EXPLORING THE JEWISH SOCIAL JUSTICE SYSTEM. 7. ATTENDANCE BY YESHIVA UNIVERSITY FACULTY AT INTERNATIONAL EDUCATIONAL CONFERENCES. 8. SUBCONTRACTED RESEARCH SERVICES PROVIDED BY INTERNATIONAL MEDICAL COLLEGES, HOSPITALS AND RESEARCH ORGANIZATIONS.
SCHEDULE F, PART I, LINE 3   INVESTMENTS IN FOREIGN REGIONS - THE 2011 FORM 990 REQUIRES ORGANIZATIONS TO INCLUDE IN COLUMN (F) THE BOOK VALUE OF ITS PASSIVE INVESTMENTS IN FOREIGN REGIONS AS OF THE END OF THE YEAR. ACCORDINGLY, YESHIVA UNIVERSITY HAS INCLUDED THESE AMOUNTS IN THE REGIONS WHERE THE INVESTMENT VEHICLES ARE DOMICILED. YESHIVA UNIVERSITY'S GENERAL LEDGER SYSTEMS CURRENTLY DO NOT TRACK AMOUNTS BY COUNTRY AND DO NOT PROVIDE A BASIS FOR ESTIMATING SUCH AMOUNTS. IN ACCORDANCE WITH INTERNAL REVENUE SERVICE GUIDANCE, IF, UNDER A UNIVERSITY'S CURRENT ACCOUNTING PROCEDURES, EXPENSES ASSOCIATED WITH A FOREIGN ACTIVITY ARE NOT SEPARATELY TRACKED, SUCH EXPENSES ARE NOT REQUIRED TO BE INCLUDED IN COLUMN (F). HOWEVER, THE UNIVERSITY HAS, WHERE POSSIBLE, ALLOCATED CERTAIN FOREIGN ACTIVITY EXPENSES TO THE APPROPRIATE REGION IN COLUMN (F). THE REMAINING FOREIGN ACTIVITY EXPENSES THAT COULD NOT BE PROPERLY ALLOCATED BY REGION HAVE BEEN INCLUDED COLUMN (F) FOR THE MIDDLE EAST AND NORTH AFRICA. SIMILARLY, THE UNIVERSITY'S SYSTEM DOES NOT TRACK THE NUMBER OF EMPLOYEES, AGENTS OR CONTRACTORS BY COUNTRY. THEREFORE, THE UNIVERSITY HAS LISTED A "1" IN COLUMN C FOR EACH REGION IN WHICH IT KNOWS IT HAS AT LEAST ONE EMPLOYEE, AGENT OR CONTRACTOR. THE UNIVERSITY IS CURRENTLY IN THE PROCESS OF IMPLEMENTING A NEW GENERAL LEDGER AND REPORTING SYSTEM THAT WILL ALLOW FOR MORE ACCURATE REPORTING OF FOREIGN EXPENDITURES IN THE FUTURE.
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
Schedule F (Form 990) 2011
Additional Data


Software ID:  
Software Version:  



SCHEDULE G (Form 990 or 990-EZ)
Department of the Treasury
Internal Revenue Service
Supplemental Information Regarding
Fundraising or Gaming Activities
Complete if the organization answered "Yes" to Form 990, Part IV, lines 17, 18, or 19,or if the organization entered more than $15,000 on Form 990-EZ, line 6a.right arrowAttach to Form 990 or Form 990-EZ. right arrowSee separate instructions.
OMB No. 1545-0047
2011
Open to Public Inspection
Name of the organization
YESHIVA UNIVERSITY
 
Employer identification number

13-1624225
Part I
Fundraising Activities. Complete if the organization answered "Yes" to Form 990, Part IV, line 17.
1
Indicate whether the organization raised funds through any of the following activities. Check all that apply.
a e
b f
c g
d
2a
Did the organization have a written or oral agreement with any individual (including officers, directors, trustees
or key employees listed in Form 990, Part VII) or entity in connection with professional fundraising services?
b
If “Yes,” list the ten highest paid individuals or entities (fundraisers) pursuant to agreements under which the fundraiser is
to be compensated at least $5,000 by the organization. Form 990-EZ filers are not required to complete this table.
(i) Name and address of individual
or entity (fundraiser)
(ii) Activity (iii) Did fundraiser have custody or control of contributions? (iv) Gross receipts
from activity
(v) Amount paid to
(or retained by)
fundraiser listed in
col. (i)
(vi) Amount paid to
(or retained by)
organization
Yes No
CONVIO INC CONSULTANT   No   5,818  
FIREFLY PARTNERS CONSULTANT   No   69,555  
Total .................right arrow   75,373  
3
List all states in which the organization is registered or licensed to solicit funds or has been notified it is exempt from registration or licensing.
CA, FL, NY
For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50083H
Schedule G (Form 990 or 990-EZ) 2011
Schedule G (Form 990 or 990-EZ) 2011
Page 2
Part II
Fundraising Events. Complete if the organization answered "Yes" to Form 990, Part IV, line 18, or reported more than $15,000 on Form 990-EZ, line 6a. List events with gross receipts greater than $5,000.
(a) Event #1

YU Dinner
(event type)
(b) Event #2

CelebrateAECOM
(event type)
(c) Other Events

8
(total number)
(d) Total Events
(Add col. (a) through col. (c))
VerticalRevenue 1 Gross receipts . . . 3,990,981 780,972 1,412,458 6,184,411
2 Less: Charitable
contributions . . .
3,890,406 753,597 1,202,580 5,846,583
3 Gross income (line 1
minus line 2) . . .
100,575 27,375 209,878 337,828
VerticalDirectExpenses 4 Cash prizes . . . 0 0 0 0
5 Non-cash prizes . . 3,659 6,799 22,997 33,455
6 Rent/facility costs . . 171,594 32,690 253,376 457,660
7 Food and beverages . . 240,510 132,178 127,186 499,874
8 Entertainment . . . 8,803 61,880 312,927 383,610
9 Other direct expenses . 34,768 71,583 224,711 331,062
10 Direct expense summary. Add lines 4 through 9 in column (d) ........... right arrow 1,705,661
11 Net income summary. Combine lines 3 and 10 in column (d)............ right arrow -1,367,833
Part III
Gaming. Complete if the organization answered "Yes" to Form 990, Part IV, line 19, or reported more than $15,000 on Form 990-EZ, line 6a.
VerticalRevenue (a) Bingo (b) Pull tabs/Instant
bingo/progressive bingo
(c) Other gaming (d) Total gaming (Add col. (a) through col. (c))
1 Gross revenue . . . .        
VerticalDirectExpenses 2 Cash prizes . . . .        
3 Non-cash prizes . . .        
4 Rent/facility costs . . .        
5 Other direct expenses . .        
6 Volunteer labor . . .
 
 
 
7 Direct expense summary. Add lines 2 through 5 in column (d) ........... right arrow  
8 Net gaming income summary. Combine lines 1 and 7 in column (d) .......... right arrow  
9
Enter the state(s) in which the organization operates gaming activities:
a
Is the organization licensed to operate gaming activities in each of these states? ............
b
If "No," Explain:
 
10a
Were any of the organization's gaming licenses revoked, suspended or terminated during the tax year? .....
b
If "Yes," Explain:
 
11
Does the organization operate gaming activities with nonmembers? .................
12
Is the organization a grantor, beneficiary or trustee of a trust or a member of a partnership or other entity
formed to administer charitable gaming? ..........................
Schedule G (Form 990 or 990-EZ) 2011
Schedule G (Form 990 or 990-EZ) 2011
Page 3
13
Indicate the percentage of gaming activity operated in:
a
The organization's facility ......................
13a
 
b
An outside facility ........................
13b
 
14
Provide the name and address of the person who prepares the organization's gaming/special events books and records:
Name right arrow
Address right arrow
15a
Does the organization have a contract with a third party from whom the organization receives gaming
revenue? ......................................
b
If "Yes," enter the amount of gaming revenue received by the organization right arrow $   and the
amount of gaming revenue retained by the third party right arrow $   .
c
If "Yes," enter name and address:
Name right arrow
Address right arrow
 
 
16
Gaming manager information:
Name right arrow
Gaming manager compensation right arrow $  
Description of services provided right arrow
 
17
Mandatory distributions:
a
Is the organization required under state law to make charitable distributions from the gaming proceeds to
retain the state gaming license? ............................
b
Enter the amount of distributions required under state law distributed to other exempt organizations or spent
in the organization's own exempt activities during the tax year right arrow$  
Part IV
Complete this part to provide additional information for responses to quuestion on Schedule G (see instructions.)
Identifier ReturnReference Explanation
Schedule G (Form 990 or 990-EZ) 2011
Additional Data


Software ID:  
Software Version:  
Schedule I
(Form 990)
Department of the Treasury
Internal Revenue Service
Grants and Other Assistance to Organizations,
Governments and Individuals in the United States
Complete if the organization answered "Yes," to Form 990, Part IV, line 21 or 22.
lBullet Attach to Form 990
OMB No. 1545-0047
2011
Open to Public
Inspection
Name of the organization
YESHIVA UNIVERSITY
 
Employer identification number
13-1624225
Part I
General Information on Grants and Assistance
1
Does the organization maintain records to substantiate the amount of the grants or assistance, the grantees' eligibility for the grants or assistance, and
the selection criteria used to award the grants or assistance? ....................................
2
Describe in Part IV the organization's procedures for monitoring the use of grant funds in the United States.
Part II
Grants and Other Assistance to Governments and Organizations in the United States. Complete if the organization answered "Yes" to
Form 990, Part IV, line 21 for any recipient that received more than $5,000. Check this box if no one recipient received more than $5,000. Use
Part IV and Schedule I-1 (Form 990) if additional space is needed
......................... lBullet
(a) Name and address of organization
or government
(b) EIN (c) IRC Code section
if applicable
(d) Amount of cash grant (e) Amount of non-cash
assistance
(f) Method of valuation
(book, FMV, appraisal,
other)
(g) Description of
non-cash assistance
(h) Purpose of grant
or assistance
(1) MONTEFIORE MEDICAL CENTER111 EAST 210TH STREET
BRONX,NY10467
13-1740114 501(c)(3) 50,000       PATIENT HEALTH
(2) FIFTH AVENUE SYNAGOGUE5 EAST 62ND STREET
NEW YORK,NY10065
13-1876346 501(c)(3) 7,500       ERUV FUND
(3) MAIMONIDIES SCHOOL34 PHILBRICK ROAD
BROOKLINE,MA02445
04-2103810 501(c)(3) 10,000       EDUCATION
(4) PUBLIC PATENT FOUNDATION55 FIFTH AVENUE
NEW YORK,NY10003
20-0236613 501(c)(3) 40,000       EDUCATION
(5) SHALHEVET HIGH SCHOOL910 SFAIRFAX AVE
LOS ANGELES,CA90036
95-4330860 501(C)(3) 10,000       EDUCATION
(6) YESHIVA UNIV HIGH SCHOOLS2540 AMSTERDAM AVENUE
NEW YORK,NY10033
20-0247649 501(C)(3) 10,000       EDUCATION
(7) NATIONAL DAY LABORER ORGANIZING NETWORK675 SPARK VIEW ST
LOS ANGELES,CA90057
20-8802586 501(C)(3) 50,000       HEALTH
(8) JACOBI MEDICAL CENTER AUXILIARY1400 PELHAM PARKWAY SOUTH
BRONX,NY10461
13-1849594 501(C)(3) 10,000       HEALTH








2
Enter total number of section 501(c)(3) and government organizations listed in the line 1 table ................. Bullet Image
8
3
Enter total number of other organizations listed in the line 1 table ......................... . Bullet Image
0
For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50055P
Schedule I (Form 990) 2011

Schedule I (Form 990) 2011
Page 2
Part III
Grants and Other Assistance to Individuals in the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 22.
Use Schedule I-1 (Form 990) if additional space is needed.
(a)Type of grant or assistance (b)Number of
recipients
(c)Amount of
cash grant
(d)Amount of
non-cash assistance
(e)Method of valuation (book,
FMV, appraisal, other)
(f)Description of non-cash assistance
(1) SCHOLARSHIPS & FELLOWSHIPS 5000 93,927,733      













Part IV
Supplemental Information. Complete this part to provide the information required in Part I, line 2, and any other additional information.
Identifier Return Reference Explanation
SCHEDULE I, PART I, LINE 2   YESHIVA UNIVERSITY CONDUCTS SITE VISITS AND FOLLOW-UP DISCUSSIONS WITH THE MANAGEMENT OF GRANTEES TO ASSURE THAT GRANT FUNDS ARE USED FOR THE INTENDED TAX-EXEMPT PURPOSES. THE ACTIVITIES OF FELLOWSHIP RECIPIENTS ARE MONITORED TO ENSURE COMPLIANCE WITH THE INTENTIONS AND GUIDELINES OF THE FELLOWSHIP GRANT.
SCHEDULE I, PART III   THE $93,927,733 IN GRANTS AND ALLOCATIONS REPRESENT STUDENT FINANCIAL AID, SCHOLARSHIPS AND FELLOWSHIPS, INCLUDING EMERGENCY STUDENT ASSISTANCE GRANTS. FINANCIAL AID IS AWARDED BASED UPON FINANCIAL NEED AND ACADEMIC ACHIEVEMENT. NEED BASED AID IS AWARDED BASED ON ELIGIBILITY DETERMINED BY THE US DEPARTMENT OF EDUCATION'S FREE APPLICATION FOR FEDERAL AID (FAFSA). ACADEMIC BASED AID IS AWARDED BY THE DISTINGUISHED SCHOLARS COMMITTEE. BOTH FACULTY AND ENROLLMENT SERVICES ADMINISTRATORS COMPRISE THE COMMITTEE.
Schedule I (Form 990) 2011


Additional Data


Software ID:  
Software Version:  


Schedule J
(Form 990)
Department of the Treasury
Internal Revenue Service
Compensation Information
For certain Officers, Directors, Trustees, Key Employees, and Highest
Compensated Employees
SchJMediumBullet Complete if the organization answered "Yes" to Form 990,
Part IV, question 23.
SchJMediumBullet Attach to Form 990. SchJMediumBullet See separate instructions.
OMB No. 1545-0047
2011
Open to Public Inspection
Name of the organization
YESHIVA UNIVERSITY
 
Employer identification number

13-1624225
Part I
Questions Regarding Compensation
Yes
No
1a
Check the appropiate box(es) if the organization provided any of the following to or for a person listed in Form
990, Part VII, Section A, line 1a. Complete Part III to provide any relevant information regarding these items.
b
If any of the boxes in line 1a are checked, did the organization follow a written policy regarding payment or reimbursement or provision of all the expenses described above? If "No," complete Part III to explain....
1b
Yes
 
2
Did the organization require substantiation prior to reimbursing or allowing expenses incurred by all
officers, directors, trustees, and the CEO/Executive Director, regarding the items checked in line 1a? ....
2
Yes
 
3
Indicate which, if any, of the following the organization uses to establish the compensation of the
organization's CEO/Executive Director. Check all that apply. Do not check any boxes for methods
used by a related organization to establish compensation of the CEO/Executive Director, but explain in Part III.
4
During the year, did any person listed in Form 990, Part VII, Section A, line 1a with respect to the filing organization or a related organization:
a
Receive a severance payment or change-of-control payment? ...............
4a
Yes
 
b
Participate in, or receive payment from, a supplemental nonqualified retirement plan? ........
4b
Yes
 
c
Participate in, or receive payment from, an equity-based compensation arrangement? ........
4c
 
No
If "Yes" to any of lines 4a-c, list the persons and provide the applicable amounts for each item in Part III.
Only 501(c)(3) and 501(c)(4) organizations only must complete lines 5-9.
5
For persons listed in form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the revenues of:
a
The organization? ...........................
5a
 
No
b
Any related organization? .........................
5b
 
No
If "Yes," to line 5a or 5b, describe in Part III.
6
For persons listed in form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the net earnings of:
a
The organization? ...........................
6a
 
No
b
Any related organization? .........................
6b
 
No
If "Yes," to line 6a or 6b, describe in Part III.
7
For persons listed in Form 990, Part VII, Section A, line 1a, did the organization provide any non-fixed
payments not described in lines 5 and 6? If "Yes," describe in Part III ............
7
 
No
8
Were any amounts reported in Form 990, Part VII, paid or accured pursuant to a contract that was
subject to the initial contract exception described in Regulations section 53.4958-4(a)(3)? If "Yes," describe
in Part III .............................
8
 
No
9
If "Yes" to line 8, did the organization also follow the rebuttable presumption procedure described in Regulations section 53.4958-6(c)? .........................
9
 
 
For Privacy Act and Paperwork Reduction Act Notice, see the Intructions for Form 990
Cat. No. 50053T
Schedule J (Form 990) 2011

Schedule J (Form 990) 2011
Page 2
Part II
Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees. Use duplicate copies if additional space is needed.
For each individual whose compensation must be reported in Schedule J, report compensation from the organization on row (i) and from related organizations, described in the
instructions on row (ii). Do not list any individuals that are not listed on Form 990, Part VII.

Note. The sum of columns (B)(i)-(iii) for each listed individual must equal the total amount of Form 990, Part VII, Section A, line 1a, applicable column (D) and column (E) for that individual.
(A) Name (B) Breakdown of W-2 and/or 1099-MISC compensation (C) Retirement and other deferred compensation (D) Nontaxable
benefits
(E) Total of columns
(B)(i)-(D)
(F) Compensation
reported as deferred
in prior Form 990
(i) Base compensation (ii) Bonus & incentive compensation (iii) Other reportable compensation
(1) DR NORMAN LAMM (i)
(ii)
239,552
0
0
0
14,062
0
16,500
0
213,638
0
483,752
0
0
0
(2) RICHARD JOEL (i)
(ii)
736,513
0
0
0
118,524
0
241,500
0
145,887
0
1,242,424
0
0
0
(3) DR MORTON LOWENGRUB (i)
(ii)
397,827
0
0
0
29,846
0
16,500
0
23,538
0
467,711
0
0
0
(4) DR HERBERT DOBRINSKY (i)
(ii)
276,954
0
0
0
23,062
0
16,500
0
26,673
0
343,189
0
0
0
(5) DANIEL FORMAN (i)
(ii)
585,410
0
0
0
46,865
0
266,500
0
23,767
0
922,542
0
0
0
(6) ALLEN SPIEGEL (i)
(ii)
763,378
0
0
0
303,429
0
16,500
0
1,475
0
1,084,782
0
0
0
(7) HILLEL DAVIS-RETIRED AUG 2011 (i)
(ii)
230,942
0
0
0
12,333
0
16,988
0
13,425
0
273,688
0
0
0
(8) ANDREW J LAUER (i)
(ii)
438,513
0
0
0
33,795
0
16,500
0
53,050
0
541,858
0
0
0
(9) J MICHAEL GOWER (i)
(ii)
436,265
0
0
0
36,412
0
16,500
0
22,042
0
511,219
0
0
0
(10) SIDNEY BROWN-THROUGH MARCH 2011 (i)
(ii)
120,798
0
201,361
0
4,666
0
16,500
0
11,103
0
354,428
0
0
0
(11) JOSH JOSEPH (i)
(ii)
250,514
0
0
0
15,663
0
16,500
0
47,600
0
330,277
0
0
0
(12) PAUL SHUPACK (i)
(ii)
132,122
0
0
0
452,697
0
15,138
0
27,874
0
627,831
0
0
0
(13) VICTOR SCHUSTER (i)
(ii)
669,190
0
0
0
51,523
0
16,500
0
1,209
0
738,422
0
0
0
(14) IRWIN MERKATZ (i)
(ii)
552,514
0
0
0
45,143
0
16,500
0
11,653
0
625,810
0
0
0
(15) ISRAEL GOLDMAN (i)
(ii)
523,006
0
0
0
41,905
0
16,500
0
23,936
0
605,347
0
0
0
(16) MARK MEHLER (i)
(ii)
535,699
0
0
0
38,755
0
16,500
0
11,504
0
602,458
0
0
0
(17) KARL KUNZ (i)
(ii)
238,067
0
0
0
2,334
0
16,500
0
1,008
0
257,909
0
0
0
Schedule J (Form 990) 2011

Schedule J (Form 990) 2011
Page 3
Part III
Supplemental Information
Complete this part to provide the information, explanation, or descriptions required for Part I, lines 1a, 1b, 3, 4c, 5a, 5b, 6a, 6b, 7, and 8. Also complete this part for any additional information.
Identifier Return Reference Explanation
PAYMENT OR REIMBURSEMENT OF EXPENSES FOR LISTED PERSON SCHEDULE J, PART 1, LINE 1A IN ACCORDANCE WITH THE TERMS OF THE PRESIDENT'S CONTRACT AND IN ORDER TO PROPERLY DISCHARGE HIS REQUIRED DUTIES, THE PRESIDENT IS PROVIDED WITH A HOME AS A CONDITION OF HIS EMPLOYMENT, WHICH IS FURNISHED AND MAINTAINED AT THE UNIVERSITY'S EXPENSE. IN VIEW OF THE FACT THAT THE UNIVERSITY IS A HIGHLY VISIBLE TORAH UMADDA INSTITUTION, THE UNIVERSITY BELIEVES IT IS PRUDENT AND NECESSARY TO PROVIDE A MEASURE OF SECURITY TO THE PRESIDENT, THE DEAN OF THE ALBERT EINSTEIN COLLEGE OF MEDICINE AND UNIVERSITY RELATED INDIVIDUALS WHO TRAVEL WITH THEM. ACCORDINGLY, THE UNIVERSITY PROVIDES THE PRESIDENT AND THE DEAN OF THE ALBERT EINSTEIN COLLEGE OF MEDICINE WITH A SECURITY GUARD DRIVER WHEN TRAVELLING ON UNIVERSITY BUSINESS. THE PRESIDENT IS ALSO REIMBURSED FOR CERTAIN HEALTH CLUB RELATED EXPENSES. THE UNIVERSITY REIMBURSES COMPANION TRAVEL FOR THE PRESIDENT WHEN THE COMPANION IS EXPECTED TO ATTEND AND ACTIVELY PARTICIPATE IN FUNCTIONS RELATED TO THE UNIVERSITY'S MISSION AND IS FOR A BONA FIDE BUSINESS PURPOSE.
SCHEDULE J, PART I, LINE 4   LINE 4A - PAUL SHUPACK, A TENURED FACULTY MEMBER, RECEIVED A CONTRACTUAL PAYOUT AS A RESULT OF HIS RETIREMENT AFTER APPROXIMATELY 34 YEARS WITH THE UNIVERSITY. LINE 4B - THE UNIVERSITY PROVIDES A SUPPLEMENTAL PENSION BENEFIT TO ALL OF THE PAID OFFICERS, KEY EMPLOYEES, HIGHEST PAID EMPLOYEES AND FORMER OFFICERS LISTED IN PART VII AND SCHEDULE J. THE ANNUAL CONTRIBUTION BY THE UNIVERSITY IS TREATED AS TAXABLE COMPENSATION INCOME TO THE RECIPIENT AND IS INCLUDED IN SCHEDULE J, PART II COLUMN B(III). THE UNIVERSITY RECENTLY SUSPENDED THIS BENEFIT FOR ALL MANHATTAN CAMPUS BASED OFFICERS AND KEY EMPLOYEES. THE UNIVERSITY HAS ALSO TEMPORARILY REDUCED ITS MATCH CONTRIBUTION TO THE UNIVERSITY'S SECTION 403(B) RETIREMENT PLAN FOR ALL MANHATTAN CAMPUS BASED EMPLOYEES. THE UNIVERSITY HAS NONQUALIFIED DEFERRED COMPENSATION ARRANGEMENTS WITH RICHARD JOEL, UNIVERSITY PRESIDENT AND DANIEL FORMAN, UNIVERSITY VICE PRESIDENT FOR INSTITUTIONAL ADVANCEMENT. BENEFITS UNDER THESE ARRANGEMENTS ARE SUBJECT TO A RISK OF FORFEITURE IF CERTAIN CONDITIONS ARE NOT SATISFIED AND HAVE BEEN INCLUDED AS DEFERRED COMPENSATION IN SCHEDULE J, PART II, COLUMN C. DAN FORMAN'S DEFERRED COMPENSATION ARRANGEMENT CONCLUDED ON JUNE 30, 2012 AND HE RECEIVED A PAYOUT OF THE VESTED BALANCE IN DECEMBER OF 2012. THE ANNUAL ACCRUALS OF DAN FORMAN'S DEFERRED COMEPNSATION HAVE BEEN REPORTED IN PRIOR YEAR FORMS 990. THE PAYOUT WILL BE REPORTED IN THE UNIVERSITY'S FORM 990 FOR THE YEAR ENDED JUNE 30, 2013.
DETAILS OF COMPENSATION & BENEFITS REPORTED ON SCHEDULE J, PART II   THE REPORTED COMPENSATION AND BENEFITS IN THIS RETURN FOR SIDNEY BROWN AND HILLEL DAVIS REFLECT PARTIAL 2011 CALENDAR YEARS, WHEREAS THEIR AMOUNTS REFLECTED IN YESHIVA'S 2010 FORM 990 REFLECTED FULL 2010 CALENDAR YEARS. COLUMN B(II) FOR SIDNEY BROWN INCLUDES A CONTRACTUALLY FIXED BONUS PAYMENT. NO COMPENSATION OR BENEFITS HAS BEEN REPORTED IN THIS FORM 990 FOR AHRON HERRING, THE NEW CHIEF INVESTMENT OFFICER, SINCE HE WAS NOT EMPLOYED BY THE UNIVERSITY DURING THE 2011 CALENDAR YEAR. DR. NORMAN LAMM - COLUMN B(III) INCLUDES THE FOLLOWING TAXABLE BENEFITS; UNIVERSITY CONTRIBUTIONS TO THE SUPPLEMENTAL PENSION PLAN AND LIFE INSURANCE. COLUMN C INCLUDES THE UNIVERSITY'S CONTRIBUTION TO A SECTION 403(B) RETIREMENT PLAN. COLUMN D INCLUDES THE FOLLOWING NON-TAXABLE BENEFITS; MEDICAL, HOUSING, AND THE USE OF A UNIVERSITY PROVIDED CELLULAR PHONE. RICHARD JOEL - COLUMN B(III) INCLUDES THE FOLLOWING TAXABLE BENEFITS; UNIVERSITY CONTRIBUTIONS TO THE SUPPLEMENTAL PENSION PLAN, TUITION, HEALTH RELATED BENEFITS, AND LIFE INSURANCE. COLUMN C INCLUDES THE UNIVERSITY'S CONTRIBUTIONS TO A SECTION 403(B) RETIREMENT PLAN AND SECTION 457(F) DEFERRED COMPENSATION PLAN. COLUMN D INCLUDES THE FOLLOWING NON-TAXABLE BENEFITS; MEDICAL, TUITION, HOUSING PROVIDED AS A CONDITION OF EMPLOYMENT AND THE USE OF A UNIVERSITY PROVIDED CELLULAR PHONE. DR. ALLEN SPIEGEL - COLUMN B(III) INCLUDES THE FOLLOWING TAXABLE BENEFITS; UNIVERSITY CONTRIBUTIONS TO THE SUPPLEMENTAL PENSION PLAN, A HOUSING ALLOWANCE, TRANSPORTATION AND LIFE INSURANCE. COLUMN C INCLUDES THE UNIVERSITY'S CONTRIBUTION TO A SECTION 403(B) RETIREMENT PLAN. COLUMN D INCLUDES THE FOLLOWING NON-TAXABLE BENEFITS; MEDICAL AND THE USE OF A UNIVERSITY PROVIDED CELLULAR PHONE. DANIEL FORMAN - COLUMN B(III) INCLUDES THE FOLLOWING TAXABLE BENEFITS; UNIVERSITY CONTRIBUTIONS TO THE SUPPLEMENTAL PENSION PLAN, TRANSPORTATION AND LIFE INSURANCE. COLUMN C INCLUDES THE UNIVERSITY'S CONTRIBUTIONS TO A SECTION 403(B) RETIREMENT PLAN AND SECTION 457(F) DEFERRED COMPENSATION PLAN. COLUMN D INCLUDES THE FOLLOWING NON-TAXABLE BENEFITS; MEDICAL AND THE USE OF A UNIVERSITY PROVIDED CELLULAR PHONE. PAUL SHUPACK - COLUMN B(III) INCLUDES A CONTRACTUAL PAYOUT AS A RESULT OF HIS RETIREMENT AFTER APPROXIMATELY 34 YEARS WITH THE UNIVERSITY. FOR THE REMAINING CURRENT AND FORMER OFFICERS, KEY EMPLOYEES, AND HIGHEST PAID EMPLOYEES LISTED IN PART VII/SCHEDULE J - COLUMN B(III) GENERALLY INCLUDES THE FOLLOWING TAXABLE BENEFITS; UNIVERSITY CONTRIBUTIONS TO THE SUPPLEMENTAL PENSION PLAN, TUITION, TRANSPORTATION AND LIFE INSURANCE. COLUMN C INCLUDES THE UNIVERSITY'S CONTRIBUTION TO A SECTION 403(B) RETIREMENT PLAN. COLUMN D GENERALLY INCLUDES THE FOLLOWING NON-TAXABLE BENEFITS; MEDICAL, TUITION AND THE USE OF A UNIVERSITY PROVIDED CELLULAR PHONE.
SCHEDULE J - FORMER OFFICERS AND KEY EMPLOYEES   FORMER OFFICERS AND KEY EMPLOYEES DR. HERBERT DOBRINSKY AND KARL KUNZ ARE EMPLOYED IN A CAPACITY OTHER THAN AS OFFICERS OR KEY EMPLOYEES OF YESHIVA UNIVERSITY.
Schedule J (Form 990) 2011

Additional Data


Software ID:  
Software Version:  
Schedule K
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Information on Tax Exempt Bonds
SchKMediumBullet Complete if the organization answered "Yes" to Form 990, Part IV, line 24a. Provide descriptions,
explanations, and any additional information in Part VI.
SchKMediumBullet Attach to Form 990. SchKMediumBullet See separate instructions.

OMB No. 1545-0047
2011
Open to Public
Inspection
Name of the organization
YESHIVA UNIVERSITY
 
Employer identification number
13-1624225
Part I
Bond Issues
(a) Issuer Name (b) Issuer EIN (c) CUSIP # (d) Date Issued (e) Issue Price (f) Description of Purpose (g) Defeased (h) On
Behalf of
Issuer
(i) Pool
financing
Yes No Yes No Yes No
A DORMITORY AUTHORITY OF THE STATE OF NEW YORK
 
14-6000293 64983TUQ4 07-01-2004 102,208,109 CONSTRUCTION AND RENOVATIONS   X X     X
B DORMITORY AUTHORITY OF THE STATE OF NEW YORK
 
14-6000293 649905PK6 07-23-2009 142,206,373 REFUNDING OF 1998 AND CAPITAL EXPE   X X     X
C DORMITORY AUTHORITY OF THE STATE OF NEW YORK
 
14-6000293 649906KS2 09-28-2011 93,390,365 REFUNDING 2001 AND CAPITAL EXPENDI   X X     X
Part II
Proceeds
A B C D
1 Amount of bonds retired . . . . . . . . . . . . . 0      
2 Amount of bonds legally defeased . . . . . . . . . . 0      
3 Total proceeds of issue . . . . . . . . . . . . . 102,208,109      
4 Gross proceeds in reserve funds . . . . . . . . 0      
5 Capitalized interest from proceeds . . . . . . . . . . 0      
6 Proceeds in refunding escrows . . . . . . . . . . . 0      
7 Issuance costs from proceeds . . . . . . . . . . . 706,200      
8 Credit enhancement from proceeds . . . . . . . . . . 711,021      
9 Working capital expenditures from proceeds . . . . . . . 0      
10 Capital expenditures from proceeds . . . . . . . . . . 100,790,888      
11 Other spent proceeds . . . . . . . . . . . 0      
12 Other unspent proceeds . . . . . . . . . . . 0      
13 Year of substantial completion . . . . . . . . . . . 2008
Yes No Yes No Yes No Yes No
14 Were the bonds issued as part of a current refunding issue? . . . .   X            
15 Were the bonds issued as part of an advance refunding issue? . . . .   X            
16 Has the final allocation of proceeds been made? . . . . . . X              
17 Does the organization maintain adequate books and records to support the final allocation of proceeds? . . . . . . . . . . . . . X              
Part III
Private Business Use
A B C D
Yes No Yes No Yes No Yes No
1 Was the organization a partner in a partnership, or a member of an LLC, which owned property financed by tax-exempt bonds? . . . . . . .   X            
2 Are there any lease arrangements that may result in private business use of bond-financed property? . . . . . . . . .   X            
For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50193E
Schedule K (Form 990) 2011
Schedule K (Form 990) 2011
Page 2
Part III
Private Business Use (Continued)
A B C D
Yes No Yes No Yes No Yes No
3a Are there any management or service contracts that may result in private business use of bond-financed property? . . . . . . . . .   X            
b If ‘Yes’ to line 3a, does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts relating to the financed property? . . . . .                
c Are there any research agreements that may result in private business use of bond-financed property? . . . . . . . X              
d If ‘Yes’ to line 3c, does the organization routinely engage bond counsel or other outside counsel to review any research agreements relating to the financed property? . X              
4 Enter the percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government . . SchKMediumBullet 0%   %   %   %
5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business activity carried on by your organization, another section 501(c)(3) organization, or a state or local government . . . . . . . SchKMediumBullet   %   %   %   %
6 Total of lines 4 and 5 . . .. . . . . . . . .   %   %   %   %
7 Does the bond issue meet the private security or payment test? . . . X              
8 Has the organization established written procedures to ensure that all nonqualified bonds of the issue are remediated in accordance with the requirements under
Regulations sections 1.141-12 and 1.145-2?
X              
Part IV
Arbitrage
A B C D
Yes No Yes No Yes No Yes No
1 Has a Form 8038-T, Arbitrage Rebate, Yield Reduction and Penalty in Lieu of Arbitrage Rebate, been filed with respect to the bond issue? . . .   X            
2 Is the bond issue a variable rate issue?   X            
3a Has the organization or the governmental issuer entered into a qualified hedge with respect to the bond issue?   X            
b Name of provider . . . . . . . . 0
 
 
 
 
 
 
 
c Term of hedge . . . . . . . .        
d Was the hedge superintegrated? . . . .                
e Was a hedge terminated? . . . . .                
4a Were gross proceeds invested in a guaranteed investment contract (GIC)? . . . . . .   X            
b Name of provider . . . . . . 0
 
 
 
 
 
 
 
c Term of GIC . . . . . . .        
d Was the regulatory safe harbor for establishing the fair market value of the GIC satisfied? . . . . . .                
5 Were any gross proceeds invested beyond an available temporary period? . . . . . .   X            
6 Did the bond issue qualify for an exception to rebate? . X              
7 Has the organization established written procedures to monitor the requirements of section 148? . . . X              
Schedule K (Form 990) 2011

Schedule K (Form 990) 2011
Page 3
Part V
Procedures To Undertake Corrective Action
Has the organization established written procedures to ensure that violations of federal tax requirements are timely identified and corrected through the voluntary closing agreement program if self-remediation is not available under applicable regulations? . . . . . . . . . . . . . .
Part VI
Supplemental Information
Complete this part to provide additional information for responses to questions on Schedule K (see instructions).
Identifier Return Reference Explanation
SCHDULE K PART III - PRIVATE BUSINESS USE 0  
Schedule K (Form 990) 2011

Additional Data


Software ID:  
Software Version:  

Schedule K
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Information on Tax Exempt Bonds
SchKMediumBullet Complete if the organization answered "Yes" to Form 990, Part IV, line 24a. Provide descriptions,
explanations, and any additional information in Part VI.
SchKMediumBullet Attach to Form 990. SchKMediumBullet See separate instructions.

OMB No. 1545-0047
2011
Open to Public
Inspection
Name of the organization
YESHIVA UNIVERSITY
 
Employer identification number
13-1624225
Part I
Bond Issues
(a) Issuer Name (b) Issuer EIN (c) CUSIP # (d) Date Issued (e) Issue Price (f) Description of Purpose (g) Defeased (h) On
Behalf of
Issuer
(i) Pool
financing
Yes No Yes No Yes No
A DORMITORY AUTHORITY OF THE STATE OF NEW YORK
 
14-6000293 64983TUQ4 07-01-2004 102,208,109 CONSTRUCTION AND RENOVATIONS   X X     X
B DORMITORY AUTHORITY OF THE STATE OF NEW YORK
 
14-6000293 649905PK6 07-23-2009 142,206,373 REFUNDING OF 1998 AND CAPITAL EXPE   X X     X
C DORMITORY AUTHORITY OF THE STATE OF NEW YORK
 
14-6000293 649906KS2 09-28-2011 93,390,365 REFUNDING 2001 AND CAPITAL EXPENDI   X X     X
Part II
Proceeds
A B C D
1 Amount of bonds retired . . . . . . . . . . . . . 0      
2 Amount of bonds legally defeased . . . . . . . . . . 0      
3 Total proceeds of issue . . . . . . . . . . . . . 102,208,109      
4 Gross proceeds in reserve funds . . . . . . . . 0      
5 Capitalized interest from proceeds . . . . . . . . . . 0      
6 Proceeds in refunding escrows . . . . . . . . . . . 0      
7 Issuance costs from proceeds . . . . . . . . . . . 706,200      
8 Credit enhancement from proceeds . . . . . . . . . . 711,021      
9 Working capital expenditures from proceeds . . . . . . . 0      
10 Capital expenditures from proceeds . . . . . . . . . . 100,790,888      
11 Other spent proceeds . . . . . . . . . . . 0      
12 Other unspent proceeds . . . . . . . . . . . 0      
13 Year of substantial completion . . . . . . . . . . . 2008
Yes No Yes No Yes No Yes No
14 Were the bonds issued as part of a current refunding issue? . . . .   X            
15 Were the bonds issued as part of an advance refunding issue? . . . .   X            
16 Has the final allocation of proceeds been made? . . . . . . X              
17 Does the organization maintain adequate books and records to support the final allocation of proceeds? . . . . . . . . . . . . . X              
Part III
Private Business Use
A B C D
Yes No Yes No Yes No Yes No
1 Was the organization a partner in a partnership, or a member of an LLC, which owned property financed by tax-exempt bonds? . . . . . . .   X            
2 Are there any lease arrangements that may result in private business use of bond-financed property? . . . . . . . . .   X            
For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50193E
Schedule K (Form 990) 2011
Schedule K (Form 990) 2011
Page 2
Part III
Private Business Use (Continued)
A B C D
Yes No Yes No Yes No Yes No
3a Are there any management or service contracts that may result in private business use of bond-financed property? . . . . . . . . .   X            
b If ‘Yes’ to line 3a, does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts relating to the financed property? . . . . .                
c Are there any research agreements that may result in private business use of bond-financed property? . . . . . . . X              
d If ‘Yes’ to line 3c, does the organization routinely engage bond counsel or other outside counsel to review any research agreements relating to the financed property? . X              
4 Enter the percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government . . SchKMediumBullet 0%   %   %   %
5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business activity carried on by your organization, another section 501(c)(3) organization, or a state or local government . . . . . . . SchKMediumBullet   %   %   %   %
6 Total of lines 4 and 5 . . .. . . . . . . . .   %   %   %   %
7 Does the bond issue meet the private security or payment test? . . . X              
8 Has the organization established written procedures to ensure that all nonqualified bonds of the issue are remediated in accordance with the requirements under
Regulations sections 1.141-12 and 1.145-2?
X              
Part IV
Arbitrage
A B C D
Yes No Yes No Yes No Yes No
1 Has a Form 8038-T, Arbitrage Rebate, Yield Reduction and Penalty in Lieu of Arbitrage Rebate, been filed with respect to the bond issue? . . .   X            
2 Is the bond issue a variable rate issue?   X            
3a Has the organization or the governmental issuer entered into a qualified hedge with respect to the bond issue?   X            
b Name of provider . . . . . . . . 0
 
 
 
 
 
 
 
c Term of hedge . . . . . . . .        
d Was the hedge superintegrated? . . . .                
e Was a hedge terminated? . . . . .                
4a Were gross proceeds invested in a guaranteed investment contract (GIC)? . . . . . .   X            
b Name of provider . . . . . . 0
 
 
 
 
 
 
 
c Term of GIC . . . . . . .        
d Was the regulatory safe harbor for establishing the fair market value of the GIC satisfied? . . . . . .                
5 Were any gross proceeds invested beyond an available temporary period? . . . . . .   X            
6 Did the bond issue qualify for an exception to rebate? . X              
7 Has the organization established written procedures to monitor the requirements of section 148? . . . X              
Schedule K (Form 990) 2011

Schedule K (Form 990) 2011
Page 3
Part V
Procedures To Undertake Corrective Action
Has the organization established written procedures to ensure that violations of federal tax requirements are timely identified and corrected through the voluntary closing agreement program if self-remediation is not available under applicable regulations? . . . . . . . . . . . . . .
Part VI
Supplemental Information
Complete this part to provide additional information for responses to questions on Schedule K (see instructions).
Identifier Return Reference Explanation
SCHDULE K PART III - PRIVATE BUSINESS USE 0  
Schedule K (Form 990) 2011

Additional Data


Software ID:  
Software Version:  

Schedule K
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Information on Tax Exempt Bonds
SchKMediumBullet Complete if the organization answered "Yes" to Form 990, Part IV, line 24a. Provide descriptions,
explanations, and any additional information in Part VI.
SchKMediumBullet Attach to Form 990. SchKMediumBullet See separate instructions.

OMB No. 1545-0047
2011
Open to Public
Inspection
Name of the organization
YESHIVA UNIVERSITY
 
Employer identification number
13-1624225
Part I
Bond Issues
(a) Issuer Name (b) Issuer EIN (c) CUSIP # (d) Date Issued (e) Issue Price (f) Description of Purpose (g) Defeased (h) On
Behalf of
Issuer
(i) Pool
financing
Yes No Yes No Yes No
A DORMITORY AUTHORITY OF THE STATE OF NEW YORK
 
14-6000293 64983TUQ4 07-01-2004 102,208,109 CONSTRUCTION AND RENOVATIONS   X X     X
B DORMITORY AUTHORITY OF THE STATE OF NEW YORK
 
14-6000293 649905PK6 07-23-2009 142,206,373 REFUNDING OF 1998 AND CAPITAL EXPE   X X     X
C DORMITORY AUTHORITY OF THE STATE OF NEW YORK
 
14-6000293 649906KS2 09-28-2011 93,390,365 REFUNDING 2001 AND CAPITAL EXPENDI   X X     X
Part II
Proceeds
A B C D
1 Amount of bonds retired . . . . . . . . . . . . . 0      
2 Amount of bonds legally defeased . . . . . . . . . . 0      
3 Total proceeds of issue . . . . . . . . . . . . . 102,208,109      
4 Gross proceeds in reserve funds . . . . . . . . 0      
5 Capitalized interest from proceeds . . . . . . . . . . 0      
6 Proceeds in refunding escrows . . . . . . . . . . . 0      
7 Issuance costs from proceeds . . . . . . . . . . . 706,200      
8 Credit enhancement from proceeds . . . . . . . . . . 711,021      
9 Working capital expenditures from proceeds . . . . . . . 0      
10 Capital expenditures from proceeds . . . . . . . . . . 100,790,888      
11 Other spent proceeds . . . . . . . . . . . 0      
12 Other unspent proceeds . . . . . . . . . . . 0      
13 Year of substantial completion . . . . . . . . . . . 2008
Yes No Yes No Yes No Yes No
14 Were the bonds issued as part of a current refunding issue? . . . .   X            
15 Were the bonds issued as part of an advance refunding issue? . . . .   X            
16 Has the final allocation of proceeds been made? . . . . . . X              
17 Does the organization maintain adequate books and records to support the final allocation of proceeds? . . . . . . . . . . . . . X              
Part III
Private Business Use
A B C D
Yes No Yes No Yes No Yes No
1 Was the organization a partner in a partnership, or a member of an LLC, which owned property financed by tax-exempt bonds? . . . . . . .   X            
2 Are there any lease arrangements that may result in private business use of bond-financed property? . . . . . . . . .   X            
For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50193E
Schedule K (Form 990) 2011
Schedule K (Form 990) 2011
Page 2
Part III
Private Business Use (Continued)
A B C D
Yes No Yes No Yes No Yes No
3a Are there any management or service contracts that may result in private business use of bond-financed property? . . . . . . . . .   X            
b If ‘Yes’ to line 3a, does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts relating to the financed property? . . . . .                
c Are there any research agreements that may result in private business use of bond-financed property? . . . . . . . X              
d If ‘Yes’ to line 3c, does the organization routinely engage bond counsel or other outside counsel to review any research agreements relating to the financed property? . X              
4 Enter the percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government . . SchKMediumBullet 0%   %   %   %
5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business activity carried on by your organization, another section 501(c)(3) organization, or a state or local government . . . . . . . SchKMediumBullet   %   %   %   %
6 Total of lines 4 and 5 . . .. . . . . . . . .   %   %   %   %
7 Does the bond issue meet the private security or payment test? . . . X              
8 Has the organization established written procedures to ensure that all nonqualified bonds of the issue are remediated in accordance with the requirements under
Regulations sections 1.141-12 and 1.145-2?
X              
Part IV
Arbitrage
A B C D
Yes No Yes No Yes No Yes No
1 Has a Form 8038-T, Arbitrage Rebate, Yield Reduction and Penalty in Lieu of Arbitrage Rebate, been filed with respect to the bond issue? . . .   X            
2 Is the bond issue a variable rate issue?   X            
3a Has the organization or the governmental issuer entered into a qualified hedge with respect to the bond issue?   X            
b Name of provider . . . . . . . . 0
 
 
 
 
 
 
 
c Term of hedge . . . . . . . .        
d Was the hedge superintegrated? . . . .                
e Was a hedge terminated? . . . . .                
4a Were gross proceeds invested in a guaranteed investment contract (GIC)? . . . . . .   X            
b Name of provider . . . . . . 0
 
 
 
 
 
 
 
c Term of GIC . . . . . . .        
d Was the regulatory safe harbor for establishing the fair market value of the GIC satisfied? . . . . . .                
5 Were any gross proceeds invested beyond an available temporary period? . . . . . .   X            
6 Did the bond issue qualify for an exception to rebate? . X              
7 Has the organization established written procedures to monitor the requirements of section 148? . . . X              
Schedule K (Form 990) 2011

Schedule K (Form 990) 2011
Page 3
Part V
Procedures To Undertake Corrective Action
Has the organization established written procedures to ensure that violations of federal tax requirements are timely identified and corrected through the voluntary closing agreement program if self-remediation is not available under applicable regulations? . . . . . . . . . . . . . .
Part VI
Supplemental Information
Complete this part to provide additional information for responses to questions on Schedule K (see instructions).
Identifier Return Reference Explanation
SCHDULE K PART III - PRIVATE BUSINESS USE 0  
Schedule K (Form 990) 2011

Additional Data


Software ID:  
Software Version:  

Schedule L
(Form 990 or 990-EZ)
Department of the Treasury
Internal Revenue Service
Transactions with Interested Persons
MediumBullet Complete if the organization answered
"Yes" on Form 990, Part IV, lines 25a, 25b, 26, 27, 28a, 28b, or 28c,
or Form 990-EZ, Part V lines 38a or 40b.
MediumBullet Attach to Form 990 or Form 990-EZ. MediumBulletSee separate instructions.
OMB No. 1545-0047
2011
Open to Public Inspection
Name of the organization
YESHIVA UNIVERSITY
 
Employer identification number

13-1624225
Part I
Excess Benefit Transactions (section 501(c)(3) and section 501 (c)(4) organizations only).
Complete if the organization answered "Yes" on Form 990, Part IV, line 25a or 25b, or Form 990-EZ, Part V, line 40b.
1(a) Name of disqualified person (b) Description of transaction (c) Corrected?
Yes No





2
Enter the amount of tax imposed on the organization managers or disqualified persons during the year under section 4958. ......................... Bullet Image$
 
3
Enter the amount of tax, if any, on line 2, above, reimbursed by the organization ....... Bullet Image$
 

Part II
Loans to and/or From Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 26, or Form 990-EZ, Part V, line 38a.
(a) Name of interested person and purpose (b) Loan to or from the organization? (c)Original principal amount (d)Balance due (e) In default? (f) Approved by board or committee? (g)Written agreement?
To From Yes No Yes No Yes No
Total ...............Small Bullet $  
Part III
Grants or Assistance Benefitting Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 27.
(a) Name of interested person (b)Relationship between interested person and the organization (c)Amount of grant or type of assistance
For Privacy Act and Paperwork Reduction Act Notice, see the
Instructions for Form 990 or 990-EZ.
Cat. No. 50056A
Schedule L (Form 990 or 990-EZ) 2011
Schedule L (Form 990 or 990-EZ) 2011
Page 2
Part IV
Business Transactions Involving Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 28a, 28b, or 28c.
(a) Name of interested person (b) Relationship between interested person and the organization (c) Amount of transaction (d) Description of transaction (e) Sharing of organization's revenues?
Yes No
(1) ABLECO STYX SMC CERBERUS - SEE PT V EZRA MERKIN, FMR TRUSTEE 445,815 INVESTMENT MANAGEMENT SERVICES   No
(2) OMNI HOTELS - SEE PT V IRA MITZNER, TRUSTEE 204,024 UNIVERSITY CONFERENCE RENTAL   No
(3) 205-215 LEX AVE ASSOC LLC - SEE PT D. ESHAGHIAN, FMR TRUSTEE 1,053,614 OFFICE RENTAL   No
(4) MARK DRATCH - SEE PT V SON-IN-LAW OF NORMAN LAMM 80,112 COMPENSATION   No
Part V
Supplemental Information
Complete this part to provide additional information for responses to questions on Schedule L (see instructions).
Identifier Return Reference Explanation
BUSINESS TRANSACTIONS INVOLVING INTERESTED PERSONS SCHEDULE L, PART IV 1. COMPANIES CURRENTLY OR FORMERLY AFFILIATED WITH J. EZRA MERKIN, A FORMER TRUSTEE OF YESHIVA UNIVERSITY, RECEIVED INVESTMENT MANAGEMENT FEES IN THE AMOUNT OF $445,815 DURING FY 12 IN CONNECTION WITH CERTAIN UNIVERSITY INVESTMENTS. THE UNIVERSITY IS NOT AWARE OF MR. MERKIN'S CURRENT RELATIONSHIP WITH THESE COMPANIES. WHERE ALLOWED, THE UNIVERSITY PREVIOUSLY REQUESTED REDEMPTION OF THESE INVESTMENTS. THERE WAS NO SHARING OF ORGANIZATION REVENUES. 2. DURING FY 12, YESHIVA UNIVERSITY CONTRACTED WITH A HOTEL CONFERENCE CENTER PARTIALLY OWNED BY IRA MITZNER, A TRUSTEE OF YESHIVA UNIVERSITY, FOR A MULTI-DAY UNIVERSITY-RUN CONFERENCE. THE FEE PAID TO THE HOTEL WAS $202,024. THERE WAS NO SHARING OF ORGANIZATION REVENUES. 3. DURING FY 12, YESHIVA UNIVERSITY PAID $1,053,614 IN RENTAL AND OTHER LEASE RELATED PAYMENTS PURSUANT TO MULTI-YEAR LEASE COMMITMENTS TO A COMPANY OWNED BY DAVID ESHAGHIAN, A FORMER TRUSTEE OF YESHIVA UNIVERSITY, FOR OFFICE SPACE FOR RELATED UNIVERSITY EDUCATIONAL USES. THE UNIVERSITY RECEIVED AN OPINION FROM AN INDEPENDENT REAL ESTATE MANAGEMENT FIRM THAT THE RENTAL FEE WAS AT A MARKET RATE. THERE WAS NO SHARING OF ORGANIZATION REVENUES. 4. CHANCELLOR LAMM'S SON-IN-LAW, MARK DRATCH, IS EMPLOYED BY YESHIVA UNIVERSITY. HIS COMPENSATION FOR THE YEAR ENDED JUNE 30, 2012 WAS $80,112. THERE WAS NO SHARING OF ORGANIZATION REVENUES. ALL OF THE ABOVE TRANSACTIONS WERE DISCLOSED IN ACCORDANCE WITH THE UNIVERSITY'S CONFLICT OF INTEREST POLICY. THE AMOUNTS REPORTED IN COLUMN C REPRESENT THE TOTAL AMOUNTS PAID BY YESHIVA UNIVERSITY TO THE INTERESTED PERSONS AND NOT THE AMOUNT OF EACH TRUSTEE'S SHARE OF SUCH PAYMENTS.
Schedule L (Form 990 or 990-EZ) 2011

Additional Data


Software ID:  
Software Version:  




SCHEDULE M
(Form 990)


Department of the Treasury
Internal Revenue Service
NonCash Contributions
Right pointing arrow large imageComplete if the organization answered "Yes" on Form 990, Part IV, lines 29 or 30.
Right pointing arrow large image Attach to Form 990.
OMB No. 1545-0047
2011
Open to Public Inspection
Name of the organization
YESHIVA UNIVERSITY
 
Employer identification number

13-1624225
Part I
Types of Property
(a)
Check if applicable
(b)
Number of Contributions or items contributed
(c)
Noncash contribution amounts reported on
Form 990, Part VIII, line 1g
(d)
Method of determining
noncash contribution amounts
1 Art—Works of art ....        
2 Art—Historical treasures .        
3 Art—Fractional interests ..        
4 Books and publications ..      
5 Clothing and household
goods .......
     
6 Cars and other vehicles ..        
7 Boats and planes ....        
8 Intellectual property ...        
9 Securities—Publicly traded . X 21 1,832,882 FMV
10 Securities—Closely held stock .        
11 Securities—Partnership, LLC,
or trust interests ....
       
12 Securities—Miscellaneous ..        
13 Qualified conservation
contribution—Historic
structures .....
       
14 Qualified conservation
contribution—Other ...
       
15 Real estate—Residential .        
16 Real estate—Commercial .. X 6 175,960,883 FMV
17 Real estate—Other ...        
18 Collectibles .....        
19 Food inventory ...        
20 Drugs and medical supplies .        
21 Taxidermy ......        
22 Historical artifacts ....        
23 Scientific specimens ..        
24 Archeological artifacts ...        
25 Other Right pointing arrow large image ( )
26 Other Right pointing arrow large image( )
27 Other Right pointing arrow large image( )
28 Other Right pointing arrow large image ( )
29
Number of Forms 8283 received by the organization during the tax year for contributions
for which the organization completed Form 8283, Part IV, Donee Acknowledgement
...
29
 
Yes
No
30a
During the year, did the organization receive by contribution any property reported in Part I, lines 1-28 that it
must hold for at least three years from the date of the initial contribution, and which is not required to be used
for exempt purposes for the entire holding period? ..................
30a
 
No
b
If "Yes," describe the arrangement in Part II.
31
Does the organization have a gift acceptance policy that requires the review of any non-standard contributions?
31
Yes
 
32a
Does the organization hire or use third parties or related organizations to solicit, process, or sell noncash
contributions? ............................
32a
Yes
 
b
If "Yes," describe in Part II.
33
If the organization did not report revenues in column (c) for a type of property for which column (a) is checked,
describe in Part II.
For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 51227J
Schedule M (Form 990) 2011
Schedule M (Form 990) 2011
Page 2
Part II
Supplemental Information. Complete this part to provide the information required by Part I, lines 30b,
32b, and 33 and whether the organization is reporting in Part I, column (b) the number of contributions, the number of items received, or a combination of both. Also complete this part for any additional information.
Identifier Return Reference Explanation
SCHEDULE M, PART I, LINE 32B   PART I, LINE 9 - THE UNIVERSITY USES UNRELATED THIRD PARTIES TO SELL CONTRIBUTED PROPERTY AS SOON AS POSSIBLE AFTER THE RECEIPT OF THE CONTRIBUTION. PART I, LINE 16 - THE UNIVERSITY WAS THE RESIDUARY BENEFICIARY OF AN ESTATE. THE BEQUEST CONSISTED OF SIX COMMERCIAL REAL ESTATE BUILDINGS.
Schedule M (Form 990) 2011
Additional Data


Software ID:  
Software Version:  
SCHEDULE O
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Supplemental Information to Form 990 or 990-EZ

Complete to provide information for responses to specific questions on
Form 990 or to provide any additional information.
MediumBullet Attach to Form 990 or 990-EZ.
OMB No. 1545-0047
2011
Open to Public
Inspection
Name of the organization
YESHIVA UNIVERSITY
 
Employer identification number

13-1624225
Identifier Return Reference Explanation
VOLUNTEERS CORE FORM 990, PART I, LINE 6 IN ADDITION TO THE BOARD MEMBERS WHO SERVE WITHOUT COMPENSATION, THE UNIVERSITY UTILIZES MANY VOLUNTEERS IN THE CONDUCT OF ITS ACTIVITIES. HOWEVER, IT DOES NOT TRACK THE NUMBER OF THESE ADDITIONAL VOLUNTEERS.
ORGANIZATION'S MISSION CORE FORM 990, PART III, LINE 1 AT YESHIVA UNIVERSITY, OUR MISSION, TORAH UMADDA, IS TO BRING WISDOM TO LIFE THROUGH ALL THAT WE TEACH, BY ALL THAT WE DO AND FOR ALL THOSE WE SERVE. OUR STUDENTS LEARN AND GO FORTH, AS BOTH EDUCATED AND ETHICAL PEOPLE, TO SHARE THEIR OWN SPECIAL TALENTS AND WISDOM WITH SOCIETY. OUR FACULTY'S RESEARCH, ACADEMIC WORK AND SCHOLARLY WRITINGS HELP BRING WISDOM TO MANY OF THE MOST PRESSING SOCIAL, POLITICAL, MEDICAL, LEGAL AND HUMAN RIGHTS ISSUES FACING THE WORLD TODAY. OUR UNIVERSITY SERVES AS A PLATFORM TO BRING YESHIVA'S COLLECTIVE WISDOM TO THE WORLD THROUGH OUR COMMUNITY OUTREACH, PUBLICATIONS, SEMINARS AND BROAD RANGE OF ACADEMIC PROGRAMS. FOR UNDERGRADUATE STUDENTS: WE BRING WISDOM TO LIFE BY COMBINING THE FINEST CONTEMPORARY ACADEMIC EDUCATION WITH THE TIMELESS TEACHINGS OF TORAH. IT IS YESHIVA'S UNIQUE DUAL CURRICULUM, WHICH TEACHES KNOWLEDGE ENLIGHTENED BY VALUES THAT HELPS OUR STUDENTS GAIN THE WISDOM TO MAKE THEIR LIVES BOTH A SECULAR AND SPIRITUAL SUCCESS. FOR GRADUATE STUDENTS: YESHIVA BRINGS WISDOM TO LIFE BY NOT ONLY TEACHING THE KNOWLEDGE AND SKILLS TO BE HIGHLY ACCOMPLISHED SCHOLARS AND PROFESSIONALS, BUT BY TEACHING THE ETHICAL AND MORAL VALUES THAT WILL MAKE THEM TRULY ADMIRABLE PEOPLE. IT IS OUR DUAL EMPHASIS ON PROFESSIONAL EXCELLENCE AND PERSONAL ETHICS THAT GIVES OUR GRADUATE STUDENTS THE WISDOM TO SUCCEED IN BOTH THEIR PROFESSIONS AND THEIR LIVES. FOR FACULTY: YESHIVA HELPS OUR PROFESSORS BRING THEIR OWN WISDOM TO LIFE BY PROVIDING THE ENCOURAGEMENT, RESOURCES AND INTELLECTUAL FREEDOM TO PURSUE THEIR OWN ACADEMIC IDEALS. AND THEY, IN TURN, SHARE THEIR WISDOM WITH OUR STUDENTS, OUR SOCIETY AND THE WORLD AT LARGE. FOR ALUMNI AND SUPPORTERS: TO BRING WISDOM TO LIFE IS YESHIVA'S SERVICE TO HUMANITY AND A WORTHY MISSION SHARED IN SPIRIT AND PRACTICE BY ALL ASSOCIATED WITH THE UNIVERSITY. FOR THE JEWISH COMMUNITY: IN AMERICA, ISRAEL AND AROUND THE WORLD, OUR MISSION TO BRING WISDOM TO LIFE WILL FOSTER GREATER UNDERSTANDING AND APPRECIATION OF THE HERITAGE, TRADITIONS AND VALUES WE ALL HOLD SO DEAR. FOR SOCIETY AND THE WORLD: YESHIVA UNIVERSITY SERVES AS A WELLSPRING OF WISDOM. AT YESHIVA UNIVERSITY, TEACHING THE KNOWLEDGE AND VALUES THAT BRING WISDOM TO LIFE IS NOT ONLY OUR MISSION, IT IS OUR PROUD TRADITION.
PROGRAM SERVICES CORE FORM 990, PART III, LINE 4 FOUNDED IN THE LATE 19TH CENTURY, YESHIVA UNIVERSITY (YU) IS THE COUNTRY'S OLDEST AND MOST COMPREHENSIVE INSTITUTION COMBINING JEWISH SCHOLARSHIP WITH ACADEMIC EXCELLENCE AND ACHIEVEMENT IN THE LIBERAL ARTS AND SCIENCES, MEDICINE, LAW, BUSINESS, SOCIAL WORK, PSYCHOLOGY, JEWISH STUDIES, EDUCATION AND RESEARCH. YU REFLECTS A CENTURIES-OLD COMMITMENT TO THE ADVANCEMENT OF HUMAN KNOWLEDGE AND ETHICS. YU BRINGS TOGETHER THE HERITAGE OF WESTERN CIVILIZATION AND THE ANCIENT TRADITIONS OF JEWISH LAW AND LIFE. SINCE ITS INCEPTION, YU HAS BEEN DEDICATED TO MELDING THE ANCIENT TRADITIONS OF JEWISH LAW AND LIFE WITH THE HERITAGE OF WESTERN CIVILIZATION, AND EACH YEAR WE CELEBRATE AS FUTURE LEADERS MAKE YU THEIR HOME. MORE THAN 6,400 UNDERGRADUATE AND GRADUATE STUDENTS STUDY AT YU'S FOUR NEW YORK CITY CAMPUSES: THE WILF CAMPUS, ISRAEL HENRY BEREN CAMPUS, BROOKDALE CENTER, AND THE JACK AND PEARL RESNICK CAMPUS. YU CURRENTLY ENROLLS APPROXIMATELY 2,800 UNDERGRADUATES AT YESHIVA COLLEGE, STERN COLLEGE FOR WOMEN, THE SY SYMS SCHOOL OF BUSINESS, AND IN THE S. DANIEL ABRAHAM PROGRAM IN JERUSALEM. OUR UNDERGRADUATE SCHOOLS COMBINE RIGOROUS ACADEMICS, UNSURPASSED JEWISH STUDIES AND A NURTURING JEWISH ENVIRONMENT. STUDENTS CHOOSE FROM VARIED COURSES IN THE LIBERAL ARTS, SCIENCES AND BUSINESS, TOGETHER WITH COMPREHENSIVE JEWISH STUDIES, INCLUDING THE YESHIVA HONORS PROGRAM THAT IS PART OF THE MAZER YESHIVA PROGRAM. THE JAY AND JEANIE SCHOTTENSTEIN HONORS PROGRAM AT YESHIVA COLLEGE, THE S. DANIEL ABRAHAM HONORS PROGRAM AT STERN COLLEGE, AND THE HONORS COURSES AT THE SY SYMS SCHOOL OF BUSINESS STRESS THE INTELLECTUAL DEVELOPMENT AND CULTURAL ENRICHMENT OF OUTSTANDING STUDENTS. MANY OPPORTUNITIES EXIST FOR INTERNSHIPS AND RESEARCH. JOINT AND COMBINED PROGRAMS OFFER ADVANCED DEGREES AT ONE OF YU'S GRADUATE SCHOOLS OR OTHER TOP INSTITUTIONS. THEY COVER ENGINEERING (WITH COLUMBIA UNIVERSITY AND SUNY STONY BROOK), OCCUPATIONAL THERAPY (WITH COLUMBIA UNIVERSITY), JEWISH EDUCATION (WITH AZRIELI GRADUATE SCHOOL OF JEWISH EDUCATION AND ADMINISTRATION), JEWISH STUDIES (WITH BERNARD REVEL GRADUATE SCHOOL OF JEWISH EDUCATION), LAW (WITH BENJAMIN N. CARDOZO SCHOOL OF LAW), OPTOMETRY (WITH STATE UNIVERSITY OF NEW YORK COLLEGE OF OPTOMETRY), PHYSICAL THERAPY (WITH NEW YORK MEDICAL COLLEGE'S GRADUATE SCHOOL OF HEALTH SCIENCES AND THE UNIVERSITY OF MEDICINE AND DENTISTRY OF NJ), PODIATRY (WITH NEW YORK COLLEGE OF PODIATRIC MEDICINE), SOCIAL WORK (WITH WURZWEILER SCHOOL OF SOCIAL WORK), NURSING (WITH JOHNS HOPKINS UNIVERSITY AND NEW YORK UNIVERISTY), PHYSICIAN ASSISTANT STUDIES (WITH MERCY COLLEGE), AND TEACHING MATH AND SCIENCE (WITH NYU STEINHARDT). ON THE WILF AND BEREN CAMPUSES, STUDENTS INTERACT WITH A TALENTED AND DIVERSE FACULTY. ABOUT 95 PERCENT OF FULL-TIME UNDERGRADUATE FACULTY HOLD DOCTORATES OR THE HIGHEST DEGREE WITHIN THEIR FIELDS. SMALL CLASSES ENCOURAGE INTELLECTUAL INTIMACY AND CREATIVITY. BUTTRESSING A STRONG FACULTY ARE THE DISTINGUISHED SCHOLARS, AUTHORS, ARTISTS, PUBLIC OFFICIALS AND BUSINESS LEADERS WHO INTERACT WITH STUDENTS IN A VARIETY OF VENUES. FOR MANY STUDENTS, THE S. DANIEL ABRAHAM ISRAEL PROGRAM IS AN UNFORGETTABLE AND LIFE CHANGING UNDERGRADUATE EXPERIENCE. EACH YEAR, SOME 700 INCOMING YU STUDENTS STUDY AT ONE OF 45 ISRAELI YESHIVOT AND SEMINARIES. IN ISRAEL, STUDENTS RECEIVE ACADEMIC GUIDANCE AND SUPPORT FROM YESHIVA UNIVERSITY IN ISRAEL'S JERUSALEM CAMPUS, ATTEND CONCERTS, LECTURES AND SHABBATONIM AND INCREASE THEIR FLUENCY IN HEBREW. OUTSIDE THE CLASSROOMS OF YESHIVA UNIVERSITY, UNDERGRADUATES PARTICIPATE IN STUDENT GOVERNMENT, JOIN STUDENT-LED CLUBS AND COMMUNITY SERVICE PROJECTS, LEARN IN BEIT MIDRASH (STUDY HALL) AND ENJOY SHABBAT AND SPECIAL HOLIDAY PROGRAMS. THEY ALSO EDIT AND WRITE FOR THE TWO LIVELY STUDENT NEWSPAPERS AND OTHER STUDENT PUBLICATIONS. YU IS ALSO HOME TO ONE OF THE NATION'S TOP MEDICAL SCHOOLS, ONE OF THE FINEST LAW SCHOOLS ESTABLISHED IN THE PAST 30 YEARS, AND HIGHLY REGARDED GRADUATE SCHOOLS OF SOCIAL WORK, PSYCHOLOGY, JEWISH EDUCATION AND ADMINISTRATION, AND JEWISH STUDIES. INNOVATIONS ARE CONTINUALLY MADE TO CREATE INTERDISCIPLINARY AREAS AND PROVIDE STUDY OPPORTUNITIES IN EMERGING FIELDS, SUCH AS HEALTH PSYCHOLOGY, NUCLEAR MEDICINE, AND BIOMEDICAL ETHICS. THE UNEQUALLED RESOURCES OF NEW YORK CITY ENABLE YU TO MAKE PIONEERING ADVANCES IN CONJUNCTION WITH LEADING EDUCATIONAL, CULTURAL, HEALTH AND SOCIAL SERVICE INSTITUTIONS. ITS GRADUATE SCHOOLS INCLUDE ALBERT EINSTEIN COLLEGE OF MEDICINE, BENJAMIN N. CARDOZO SCHOOL OF LAW, WURZWEILER SCHOOL OF SOCIAL WORK, FERKAUF GRADUATE SCHOOL OF PSYCHOLOGY, AZRIELI GRADUATE SCHOOL OF JEWISH EDUCATION AND ADMINISTRATION, BERNARD REVEL GRADUATE SCHOOL OF JEWISH STUDIES, GRADUATE PROGRAMS IN MATH AND SCIENCES AND THE MASTERS OF ARTS PROGRAM IN BIBLICAL AND TALMUDIC INTERPRETATION AT STERN COLLEGE FOR WOMEN. YESHIVA UNIVERSITY HAS MORE THAN 62,000 ALUMNI, MANY OF WHOM ARE LEADERS IN THE JEWISH COMMUNITY, THEIR PROFESSIONS, AND IN LOCAL COMMUNITIES IN THE U.S., ISRAEL AND AROUND THE WORLD. FOUNDED IN 1955 AS THE FIRST MEDICAL SCHOOL IN THE UNITED STATES UNDER JEWISH AUSPICES AND DESCRIBED BY ALBERT EINSTEIN AS "THE GREATEST CONTRIBUTION THE JEWISH COMMUNITY HAS UNDERTAKEN FOR THE COMMONWEAL OF THE AMERICAN PEOPLE", THE ALBERT EINSTEIN COLLEGE OF MEDICINE IS A PREMIER, RESEARCH-INTENSIVE MEDICAL SCHOOL DEDICATED TO INNOVATIVE BIOMEDICAL INVESTIGATION AND TO THE DEVELOPMENT OF ETHICAL AND COMPASSIONATE PHYSICIANS AND SCIENTISTS. LOCATED IN A RESIDENTIAL COMMUNITY IN THE NORTHEAST BRONX, EINSTEIN IS THE AFFILIATED MEDICAL SCHOOL FOR SEVERAL OF THE LEADING HOSPITALS IN NEW YORK, INCLUDING MONTEFIORE MEDICAL CENTER. IT AWARDS THE DOCTOR OF MEDICINE DEGREE AS WELL AS THE PHD, COMBINED MD/PHD AND MS DEGREES. IT ALSO SPONSORS ONE OF THE LARGEST POSTGRADUATE CLINICAL TRAINING PROGRAMS IN THE UNITED STATES. DURING THE 2012-2013 ACADEMIC YEAR, EINSTEIN WAS HOME TO 742 MD STUDENT, 245 PHD STUDENTS, 116 STUDENTS IN THE COMBINED MD/PHD PROGRAM AND 360 POST-DOCTORAL RESEARCH FELLOWS. A FULL TIME FACULTY OF MORE THAN 2,000 TEACHES AND DELIVERS HEALTHCARE AND CONDUCTS STUDIES IN EVERY MAJOR MEDICAL SPECIALTY AND AREA OF BIOMEDICAL RESEARCH. DURING 2012, EINSTEIN FACULTY RECEIVED NEARLY $160M IN FUNDING FROM THE NATIONAL INSTITUTES OF HEALTH (NIH). INTERDISCIPLINARY COLLABORATION AMONG DEPARTMENTS AND SPECIALISTS HAS PRODUCED IMPORTANT ADVANCES IN THE CLINICAL CARE AND SCIENTIFIC UNDERSTANDING OF CANCER; BRAIN DISORDERS; LIVER, HEART AND KIDNEY DISEASE; DIABETES; ALZHEIMER'S DISEASE AND AIDS, AMONG OTHERS. IN JUNE 0F 2008, EINSTEIN OPENED THE MICHAEL F. PRICE CENTER FOR GENETIC AND TRANSLATIONAL MEDICINE/HAROLD AND MURIEL BLOCK RESEARCH PAVILION. THESE NEW STATE OF THE ART FACILITIES BRING TOGETHER WORLD-CLASS SCIENTISTS AND THE MOST ADVANCED CUTTING EDGE TECHNOLOGY TO FACILITATE THE "TRANSLATION" OF DISCOVERIES AT THE MOLECULAR LEVEL TO THE ACTUAL TREATMENT, CURE AND PREVENTION OF DISEASE. EINSTEIN ALSO PROVIDES MANY COMMUNITY PROGRAMS, INCLUDING THE HISPANIC CENTER OF EXCELLENCE, THE EINSTEIN ENRICHMENT PROGRAM, THE MINORITY STUDENT SUMMER RESEARCH OPPORTUNITY PROGRAM, SUMMER UNDERGRADUATE RESEARCH AND MENTORSHIP PROGRAMS AND THE EINSTEIN COMMUNITY HEALTH OUTREACH FREE CLINIC, WHICH PROVIDES FREE COMPREHENSIVE HEALTHCARE TO MORE THAN 5,000 UNINSURED RESIDENTS OF THE BRONX AND SURROUNDING COMMUNITIES. EINSTEIN'S MISSION IS IMPROVING HUMAN HEALTH - LOCALLY, NATIONALLY, AND GLOBALLY. THROUGH EINSTEIN'S GLOBAL HEALTH CENTER, FACULTY MEMBERS AND MEDICAL STUDENTS TRAVEL TO UNDERDEVELOPED COUNTRIES WHERE THEY PROVIDE BADLY NEEDED MEDICAL CARE AND GAIN VALUABLE KNOWLEDGE FOR COMBATING DISEASE. EINSTEIN'S GLOBAL HEALTH CENTER BOASTS 28 INITIATIVES WORLDWIDE, INCLUDING CLINICAL AND RESEARCH PROGRAMS IN ARGENTINA, BRAZIL, CHILE, CHINA, ETHIOPIA, GUATEMALA, HAITI,INDIA, KENYA, MALAWI, NIGERIA, RWANDA, SOUTH AFRICA, UGANDA AND VIETNAM. THE GOAL AND OBJECTIVE OF THE GLOBAL HEALTH CENTER IS TO BRING EDUCATION, RESEARCH AND NEEDED HEALTH SERVICES TO THE WORLD, WITH THE ULTIMATE GOAL OF REDUCING DISPARITIES IN HEALTH AND ALLEVIATING HUMAN SUFFERING. YU'S BENJAMIN N. CARDOZO SCHOOL OF LAW AWARDS THE JURIS DOCTOR DEGREE AND LLM DEGREES IN INTELLECTUAL PROPERTY, GENERAL STUDIES AND COMPARATIVE LEGAL THOUGHT. THE SCHOOL'S OFFERINGS BALANCE SCHOLARSHIP AND RESEARCH WITH TRAINING AND PRACTICAL EXPERIENCE. STUDENTS HONE LEGAL SKILLS IN EXTENSIVE CLINICAL PROGRAMS IN CRIMINAL LAW, TAX LAW, FAMILY LAW, MEDIATION, IMMIGRATION, HUMAN RIGHTS AND GENOCIDE, HOLOCAUST RESTITUTION CLAIMS AND SECURITIES ARBITRATION.
PROGRAM SERVICES (CONT'D)   THE AZRIELI GRADUATE SCHOOL OF JEWISH EDUCATION AND ADMINISTRATION IS THE PREMIER INTERNATIONAL CENTER FOR THE PREPARATION OF JEWISH EDUCATORS AND ADMINISTRATORS. THE SCHOOL OFFERS THE MASTER OF SCIENCE DEGREE IN JEWISH EDUCATION. AZRIELI'S APPROACH TO EDUCATION IS AT ONCE ROOTED IN SACRED JEWISH TRADITIONS AND MODERN DISCIPLINES INFORMING OUR UNDERSTANDING OF HOW CHILDREN LEARN. STUDENTS BENEFIT FROM THE WISDOM AND GUIDANCE OF AN INTERNATIONALLY RECOGNIZED FACULTY, INNOVATIVE AND COMPREHENSIVE COURSEWORK, COLLABORATIVE STUDENT-FACULTY RESEARCH, INTENSIVE FIELD EXPERIENCE AND ACADEMIC AND PROFESSIONAL MENTORING. THROUGH ITS FANYA GOTTESFELD HELLER DIVISION OF DOCTORAL STUDIES, AZRIELI ALSO OFFERS THE DOCTOR OF EDUCATION THE BERNARD REVEL GRADUATE SCHOOL OF JEWISH STUDIES, NAMED AFTER THE FIRST PRESIDENT OF YU, PREPARES TEACHERS, RESEARCHERS AND SCHOLARS IN JEWISH STUDIES. IT OFFERS THE MA DEGREE IN BIBLE, TALMUDIC STUDIES, MEDIEVAL JEWISH HISTORY, MODERN JEWISH HISTORY, AND JEWISH PHILOSOPHY AND MYSTICISM; AND THE PHD DEGREE IN JEWISH STUDIES. tHE CURRICULUM EMPHASIZES METHODOLOGY, CRITICAL ANALYSIS OF PRIMARY SOURCES AND EXTENSIVE READINGS IN THE SECONDARY LITERATURE. THE FERKAUF GRADUATE SCHOOL OF PSYCHOLOGY'S MISSION IS TO TRAIN HIGHLY QUALIFIED PROFESSIONAL PSYCHOLOGISTS AND RESEARCHERS IN THE FIELDS OF CLINICAL PSYCHOLOGY, SCHOOL-CLINICAL CHILD PSYCHOLOGY, CLINICAL HEALTH PSYCHOLOGY AND MENTAL HEALTH COUNSELING. COLLABORATIONS WITH SCHOOLS, CLINICS, MENTAL HEALTH INSTITUTIONS AND MEDICAL CENTERS ARE WELL ESTABLISHED. A JOINT PROGRAM WITH EINSTEIN OFFERS A MASTERS OF PUBLIC HEALTH OPTION FROM THE INSTITUTE OF PUBLIC HEALTH SCIENCES AND GRANTS AN MA IN MENTAL HEALTH COUNSELING, A PSYD IN CLINICAL AND SCHOOL-CLINICAL CHILD PSYCHOLOGY AND A PHD IN CLINICAL HEALTH PSYCHOLOGY. FERKAUF'S PROGRAMS INCLUDE THE ROSE F. KENNEDY CENTER FOR RESEARCH IN MENTAL RETARDATION AND DEVELOPMENTAL DISABILITIES, WHICH PROVIDES INTERDISCIPLINARY TRAINING, THE LEONARD AND MURIAL MARCUS FAMILY PROJECT FOR THE STUDY OF THE DISTURBED ADOLESCENT, WHICH SUPPORTS FELLOWSHIPS AND RESEARCH, THE MAX AND CELIA PARNES FAMILY PSYCHOLOGICAL AND PSYCHO-EDUCATIONAL SERVICES CLINIC, WHICH PROVIDES A WIDE RANGE OF ASSESSMENT AND THERAPEUTIC SERVICES FOR NEIGHBORING COMMUNITIES AND THE BEKER FAMILY PROJECT IN SCHOOLS WHICH TRAINS SCHOOL PSYCHOLOGISTS TO WORK WITHIN HEBREW DAY SCHOOLS AND OTHER PRIVATE SCHOOLS TO DEVELOP STATE OF THE ART SCHOOL PSYCHOLOGICAL AND PSYCHOEDUCATIONAL SERVICES FOR CHILDREN, TEACHERS AND FAMILIES. THE WURZWEILER SCHOOL OF SOCIAL WORK GRANTS THE MSW DEGREE, THE PHD IN SOCIAL WELFARE AND CERTIFICATES IN JEWISH COMMUNAL SERVICE, CHILD WELFARE PRACTICE AND GERONTOLOGY. IT OFFERS CONCENTRATIONS IN CLINICAL SOCIAL CASEWORK, SOCIAL GROUP WORK, AND COMMUNITY PRACTICE. WURZWEILER GRADUATES COMPRISE A NETWORK OF MORE THAN 7,000 LOCAL, NATIONAL AND INTERNATIONAL SERVICE PROVIDERS, LEADERS AND EDUCATORS. FIELDWORK IS AN INTEGRAL PART OF THE WURZWEILER EXPERIENCE. AFFILIATED AGENCIES ARE SELECTED FOR THEIR EXPERTISE, DIVERSITY, QUALITY OF SERVICE TO THE COMMUNITY AND OPPORTUNITIES FOR LEARNING. CUTTING EDGE TOPICS SUCH AS EVIDENCE-BASED PRACTICE, HEALTHY AGING, TRAUMA AND INTERPERSONAL VIOLENCE, WORKING WITH THE MILITARY, COPING WITH LOSS, CHILD WELFARE, PALLIATIVE CARE, SUBSTANCE ABUSE, AND SPIRITUALITY INFORM WURZWEILER'S NATIONALLY ACCREDITED CURRICULUM. STERN COLLEGE FOR WOMEN OFFERS A MASTER OF ARTS PROGRAM IN BIBLICAL AND TALMUDIC INTERPRETATION, WHICH IS OPEN TO STUDENTS WITH EXTENSIVE BACKGROUNDS IN ADVANCED JEWISH STUDIES. ADVANCED STUDENTS MAY CHOOSE TO STUDY IN THE FULL DAY TRADITIONAL BEIT MIDRASH ENVIRONMENT AS MEMBERS OF THE STERN COLLEGE GRADUATE PROGRAM IN ADVANCED TALMUDIC STUDIES. IN ADDITION TO ITS GRADUATE LEVEL PROFESSIONAL PROGRAMS, YU OFFERS GRADUATE PROGRAMS IN ECONOMICS AND MATHEMATICS DESIGNED TO PRODUCE SPECIALISTS FOR INDUSTRY, TO PREPARE STUDENTS FOR DOCTORAL PROGRAMS IN TO THE DISCIPLINES AND TO SUPPLEMENT STRONG UNDERGRADUATE PROGRAMS. YU'S NETWORK OF LIBRARIES PROVIDES ACCESS TO ACADEMIC AND CULTURAL RESOURCES IN PRINT, DIGITAL AND OTHER FORMATS. COLLECTIONS SPAN THE DISCIPLINES FROM BIOMEDICAL SCIENCES, LAW AND JEWISH STUDIES TO PSYCHOLOGY, SOCIAL WORK AND THE VARIOUS AREAS OF STUDY OFFERED IN THE UNDERGRADUATE PROGRAMS. SPECIAL COLLECTIONS INCLUDE JUDAIC RARE BOOKS AND MANUSCRIPTS, SEPHARDIC PUBLICATIONS AND EXTENSIVE ARCHIVAL RECORDS DOCUMENTING THE JEWISH EXPERIENCE OF THE PAST CENTURY. YU'S MUSEUM IS A CREATIVE AND VITAL PRESENCE IN THE INTELLECTUAL AND EDUCATIONAL LIFE OF YU AND THE GENERAL COMMUNITY. THE MUSEUM ORGANIZES AND PRESENTS INNOVATIVE EXHIBITIONS ON THE JEWISH ART AND CULTURE IN A HISTORICAL AND CONTEMPORARY CONTEXT. SEE SCHEDULE D, SUPPLEMENTAL INFORMATION FOR A MORE DETAILED DISCUSSION OF THE YU LIBRARY AND MUSEUM'S COLLECTIONS.
PROGRAM SERVICES (CONT'D)   IN ORDER TO FOSTER INTELLECTUAL EXCHANGE BOTH WITHIN YU, THE BROADER ACADEMIC COMMUNITY AND WITH THE GENERAL COMMUNITY, YU CREATED THE FOLLOWING CENTERS/INSTITUTES: THE CENTER FOR THE JEWISH FUTURE; THE CENTER FOR ETHICS; THE CENTER FOR PUBLIC HEALTH SCIENCES; THE RABBI ARTHUR SCHNEIER CENTER FOR INTERNATIONAL AFFAIRS; THE CENTER FOR ISRAEL STUDIES; THE CENTER FOR JEWISH LAW AND CONTEMPORARY CIVILIZATION; THE CENTER FOR HISTORY AND PHILOSOPHY OF SCIENCE; THE STRAUSS CENTER FOR TORAH AND WESTERN THOUGHT AND THE INSTITUTE FOR UNIVERSITY-SCHOOL PARTNERSHIP. THE MISSION OF THE CENTER FOR THE JEWISH FUTURE (CJF) IS TO SHAPE, ENRICH AND INSPIRE THE CONTEMPORARY JEWISH COMMUNITY BY CONVENING THE RESOURCES OF YU. CJF INFUSES THE STUDENT BODY WITH A SPIRIT OF LEADERSHIP AND RESPONSIBILITY TO KLAL YISRAEL (PEOPLE OF ISRAEL) AND SOCIETY; BUILDS, CULTIVATES AND SUPPORTS COMMUNITIES AND THEIR LAY LEADERS AND RABBINIC LEADERSHIP; AND CREATES A GLOBAL MOVEMENT THAT PROMOTES THE VALUES OF YU, INCLUDING TORAH UMADDA AND RELIGIOUS ZIONISM. INSPIRING NEW LEADERS - THIS CENTER PREPARES COLLEGE AND GRADUATE STUDENTS TO BECOME JEWISH LEADERS. IN PARTICULAR, SERVICE LEARNING PROGRAMS AT HOME AND ABROAD OVER WINTER AND SUMMER BREAKS ENCOURAGE STUDENTS TO EXPLORE ISSUES OF AIDING THE JEWISH COMMUNITY AND TIKKUN OLAM (HEALING THE WORLD). SEVERAL INITIATIVES IDENTIFY POTENTIAL LEADERS, ENCOURAGING THEM TO CONSIDER JEWISH COMMUNAL WORK AND OFFERING THEM AN UNMATCHED PROGRAM OF PROFESSIONAL TRAINING IN COOPERATION WITH THE VARIOUS YU GRADUATE SCHOOLS. PROMOTING THE VALUES OF YU - THE CENTER HAS DEVELOPED A WIDE VARIETY OF INITIATIVES TO FURTHER THE UNIQUE VALUES OF YU. A WEB SITE DEVOTED TO TORAH LEARNING, YUTORAH.ORG AND HOLIDAY-TO-GO SERIES, MAKES THE LECTURES OF YU'S ROSHEI YESHIVA (PROFESSORS OF TALMUD) AND OTHER TORAH PERSONALITIES AVAILABLE FOR DOWNLOADING. A SUNDAY MORNING TORAH LEARNING PROGRAM BRINGS HUNDREDS OF MEN AND WOMEN FOR SHIURIM (LECTURES) ON YU CAMPUSES AND IN VARIOUS REGIONS OF NORTH AMERICA. THROUGH RESEARCH AND DIALOGUE, CJF LOOKS FOR PRACTICAL SOLUTIONS TO SUCH CONTEMPORARY ISSUES AS MEDICAL ETHICS AND THE DAY SCHOOL TUITION CRISIS. THE CJF ALSO STRENGTHEMS THE JEWISH EDUCATIONAL EXPERIENCE OF STUDENTS IN HIGH SCHOOLS THROUGHOUT NORTH AMERICA THROUGH INFORMAL EDUCATION PROGRAMS THAT FOCUS ON LEADERSHIP SKILLS, JEWISH VALUES AND TORAH STUDY. THE CENTER FOR ETHICS AT YU FOSTERS RESEARCH, TEACHING AND PUBLIC DISCUSSION ON ETHICAL ISSUES. IT PROMOTES THE INTEGRATION OF ETHICS INTO THE CURRICULUM ON A UNIVERSITY-WIDE LEVEL. MAJOR ACTIVITIES INCLUDE STUDENT EVENTS, LECTURES, WORKSHOPS, AND CONFERENCES WITH LEADING NATIONAL AND INTERNATIONAL SCHOLARS, INCLUDING RABBINIC SCHOLARS FROM YU AND ELSEWHERE. THE MISSION OF THE CENTER FOR PUBLIC HEALTH SCIENCES IS TO ENHANCE RESEARCH, SCHOLARSHIP, AND PRACTICE IN PUBLIC HEALTH IN ORDER TO TRAIN TOMORROW'S LEADERS. THE CENTER FOCUSES ON BEHAVIORAL AND SOCIAL SCIENCES, CHRONIC DISEASES, HEALTH DISPARITIES, AND GLOBAL HEALTH, AND PROVIDES RESEARCH TRAINING OPPORTUNITIES FOR RESEARCHERS, FACULTY, PRACTIONERS, AND STUDENTS INTERESTED IN PUBLIC HEALTH AND PREVENTIVE MEDICINE. THE RABBI ARTHUR SCHNEIER CENTER FOR INTERNATIONAL AFFAIRS PROVIDES AN EDUCATIONAL FORUM FOR THE EXCHANGE OF IDEAS RELATED TO DIVERSE GLOBAL ISSUES. BY ATTRACTING EXPERTS IN DIPLOMACY, FOREIGN RELATIONS, INTELLECTUAL PROPERTY RIGHTS, WORLD ECONOMICS, WORLD HEALTH, INTERNATIONAL LAW, POLITICS, ENVIRONMENTALISM, AND MILITARY STRATEGY, THE SCHNEIER CENTER DEMONSTRATES YU'S COMMITMENT TO RESPECTFUL, OPEN DIALOGUE AND TO THE PROMOTION OF INTERNATIONAL UNDERSTANDING. THE CENTER FOR ISRAEL STUDIES NURTURES SCHOLARSHIP AND THE TEACHING OF ISRAEL FROM BIBLICAL TIMES TO THE PRESENT, WITH PARTICULAR FOCUS UPON THE MODERN STATE. THE CENTER UNITES YU'S ACADEMIC AND PROFESSIONAL STRENGTHS AND RESOURCES AS IT SEEKS TO CREATE AN INTERNATIONAL FORUM ON ISRAEL. THE CENTER SUPPORTS CURRICULUM DEVELOPMENT, RESEARCH, CONFERENCES, PUBLICATIONS, MUSEUM EXHIBITIONS AND PUBLIC PROGRAMS. THE CENTER FOR JEWISH LAW AND CONTEMPORARY CIVILIZATION MAKES A LASTING CONTRIBUTION TO RESEARCH IN THE FIELDS OF LEGAL AND POLITICAL THEORY, JEWISH LAW AND ETHICS BY ORGANIZING INTERDISCIPLINARY CONFERENCES AND COLLOQUIA, PUBLISHING THOUGHT PROVOKING TEXTS AND SUPPORTING VISITS BY SCHOLARS AND FELLOWSHIPS FOR GRADUATE STUDENTS. BY HOSTING READING AND DISCUSSION GROUPS AND PUBLIC TALKS, THE CENTER SHARES NEW IDEAS WITH A BROAD DIVERSE AUDIENCE AND SHEDS LIGHT ON WHAT THE JEWISH LEGAL TRADITION CAN CONTRIBUTE TO OUR COLLECTIVE ENTERPRISE OF CREATING AN ETHICAL CIVIL SOCIETY. THE CENTER FOR HISTORY AND PHILOSOPHY OF SCIENCE CREATES A FORUM FOR THE STUDY OF PHILOSOPHICAL PROBLEMS THAT ARISE IN THE VARIOUS SCIENCES AND HOW THESE PROBLEMS HAVE EFFECTED CONTEMPORARY AS WELL AS HISTORICAL SCIENTIFIC INVESTIGATIONS. THE ZAHAVA AND MOSHAEL STRAUSS CENTER FOR TORAH AND WESTERN THOUGHT OFFERS STUDENTS FELLOWSHIPS, TUTORIALS SEMINARS AND TRAVEL ABROAD OPTIONS TO EXPLORE THE GREAT MORAL, PHILOSOPHICAL AND THEOLOGICAL QUESTIONS OF OUR AGE AND TO ENGAGE WITH LEADING THINKERS BOTH IN THE US AND ISRAEL. THE MISSION OF THE CENTER IS TO HELP DEVELOP JEWISH THINKERS AND WISDOM SEEKING JEWS BY DEEPENING THEIR EDUCATION IN THE BEST OF JEWISH TRADITION, BY EXPOSING THEM TO THE RICHNESS OF HUMAN KNOWLEDGE AND INSIGHT FROM ACCROSS THE AGES AND BY CONFRONTING THEM WITH GREAT MORAL, PHILOSOPHICAL AND THEOLOGICAL QUESTIONS OF OUR AGE. THE INSTITUTE FOR UNIVERSITY-SCHOOL PARTNERSHIP ADVANCES THE FIELD OF JEWISH EDUCATION BY PROVIDING A CONTINUUM OF SUPPORT THAT RANGES FROM RECRUITING AND STRATEGICALLY PLACING NEW TEACHERS AND LEADERS IN SCHOOLS TO OFFERING ONGOING LEARNING THROUGH CONTINUING EDUCATION AND PROFESSIONAL DEVELOPMENT. THE SCHOOL PARTNERSHIP ALSO CONVENES EDUCATORS, LAY LEADERS AND DAY SCHOOLS THROUGHOUT NORTH AMERICA TO REIMAGINE AND SUSTAIN JEWISH EDUCATION.
MEMBERS CORE FORM 990, PART VI, SECTION A, LINE 7A IN ACCORDANCE WITH ARTICLE I-3 OF THE YESHIVA UNIVERSITY BY-LAWS OF THE BOARD OF THE BOARD OF TRUSTEES, THE RESPECTIVE CHAIRS OF THE BOARDS OF RABBI ISAAC ELCHANAN THEOLOGICAL SEMINARY ("RIETS"), THE BENJAMIN N. CARDOZO SCHOOL OF LAW ("CARDOZO") AND THE ALBERT EINSTEIN COLLEGE OF MEDICINE ("EINSTEIN") SERVE AS EX OFFICIO VOTING MEMBERS OF THE YESHIVA UNIVERSITY BOARD OF TRUSTEES. RIETS IS A SEPARATELY INCORPORATED SECTION 501(C)(3) TAX-EXEMPT ORGANIZATION. CARDOZO AND EINSTEIN ARE CONSTITUENT SCHOOLS THAT OPERATE AS PART OF YESHIVA UNIVERSITY. SUCH INDIVIDUALS REMAIN ON THE YESHIVA UNIVERSITY BOARD OF TRUSTEES AS LONG AS THEY REMAIN AS CHAIR OF HIS OR HER RESPECTIVE BOARD.
FORM 990 REVIEW CORE FORM 990, PART VI, SECTION A, LINE 11B YESHIVA UNIVERSITY'S FORM 990 WAS REVIEWED AND SIGNED BY AN INDEPENDENT ACCOUNTING FIRM BASED ON A DRAFT RETURN PREPARED BY THE UNIVERSITY'S FINANCE DEPARTMENT AND DIRECTOR OF TAX. THE DRAFT RETURN WAS REVIEWED BY THE UNIVERSITY'S CHIEF FINANCIAL OFFICER, THE UNIVERSITY'S OFFICE OF GENERAL COUNSEL AND THE AUDIT COMMITTEE OF THE BOARD OF TRUSTEES. THE FINAL VERSION OF THE FORM 990 WAS MADE AVAILABLE TO THE BOARD OF TRUSTEES VIA A SECURE WEB SITE PRIOR TO FILING WITH THE INTERNAL REVENUE SERVICE. THE FORM 990, AS FILED, IS MADE AVAILABLE TO THE PUBLIC IN ACCORDANCE WITH INTERNAL REVENUE SERVICE RULES AND REGULATIONS.
CONFLICT OF INTEREST POLICY CORE FORM 990, PART VI, SECTION B, LINE 12C THE UNIVERSITY'S CONFLICT OF INTEREST POLICY - WHICH WAS APPROVED BY THE BOARD OF TRUSTEES - APPLIES TO ALL MEMBERS OF THE UNIVERSITY'S BOARD OF TRUSTEES, ALL MEMBERS OF THE BOARDS OF OVERSEERS OF THE UNIVERSITY'S CONSTITUENT SCHOOLS, ALL PERSONS WHO SERVE ON A UNIVERSITY BOARD COMMITTEE OR A COMMITTEE OF A CONSTITUENT SCHOOL'S BOARD, AND TO OFFICERS AND SELECT EMPLOYEES OF THE UNIVERSITY, AS DESIGNATED BY THE GENERAL COUNSEL (COLLECTIVELY, THE "COVERED PERSONS"). THE POLICY PROVIDES THAT COVERED PERSONS ARE TO ACT AT ALL TIMES IN A MANNER CONSISTENT WITH THEIR RESPONSIBILITIES TO THE UNIVERSITY AND AVOID CIRCUMSTANCES IN WHICH THEIR FINANCIAL OR OTHER TIES TO OUTSIDE ENTITIES COULD PRESENT AN ACTUAL, POTENTIAL OR APPARENT CONFLICT OF INTEREST OR IMPAIR THE UNIVERSITY'S REPUTATION. FURTHER, ALL COVERED PERSONS ARE NOT TO ENGAGE IN BUSINESS WITH THE UNIVERSITY. IN THE CASE OF A RARE EXCEPTION, A CONFLICT WAIVER COMMITTEE HAS BEEN ESTABLISHED TO REVIEW THE FACTS AND, IF IT IS IN THE UNIVERSITY'S BEST INTERESTS, APPROVE SUCH EXCEPTIONS. CONFLICT WAIVER REQUESTS CONSIDERED BY THE COMMITTEE, WHETHER OR NOT APPROVED, ARE REPORTED TO THE BOARD OF TRUSTEES. QUESTIONS AS TO WHETHER A TRANSACTION CONSTITUTES AN INTERESTED TRANSACTION WITH RESPECT TO COVERED PERSONS ARE RESOLVED BY THE UNIVERSITY'S CONFLICTS WAIVER COMMITTEE AND THE PRESIDENT IN CONSULTATION WITH THE GENERAL COUNSEL. COVERED PERSONS ARE REQUIRED TO COMPLETE, SIGN AND SUBMIT TO THE GENERAL COUNSEL AN ANNUAL DISCLOSURE STATEMENT; TO PROMPTLY NOTIFY THE GENERAL COUNSEL OF ANY CHANGE IN THE INFORMATION PREVIOUSLY REPORTED ON SUCH PERSON'S DISCLOSURE STATEMENT; AND TO FURNISH SUPPLEMENTAL INFORMATION AND/OR CONFIRM THE CONTINUED ACCURACY OF THE CURRENT DISCLOSURE STATEMENT, IF REQUESTED BY THE GENERAL COUNSEL. THE BOARD'S GOVERNANCE COMMITTEE, IN CONSULTATION WITH THE GENERAL COUNSEL, HAS THE AUTHORITY TO ADDRESS NON-COMPLIANCE WITH THE DISCLOSURE REQUIREMENTS OR ANY OTHER PROVISION OF THE CONFLICT OF INTEREST POLICY; AND MAY RECOMMEND THE REMOVAL OF SUCH NON-COMPLYING COVERED PERSON OR OTHER APPROPRIATE SANCTION. IN ADDITION, A COVERED PERSON WHO BELIEVES A CURRENT, PENDING OR PROPOSED TRANSACTION WOULD CONSTITUTE AN "INTERESTED TRANSACTION" OR OTHERWISE CONSTITUTE AN ACTUAL, POTENTIAL OR APPARENT CONFLICT OF INTEREST, IS REQUIRED TO PROMPTLY DISCLOSE TO THE GENERAL COUNSEL AND TO THE CHAIR OF EACH BOARD AND COMMITTEE OF WHICH THE COVERED PERSON IS A MEMBER, THE EXISTENCE OF THE CONFLICT (OR APPEARANCE OF CONFLICT) AND OTHER MATERIAL INFORMATION THAT THE COVERED PERSON MAY HAVE REGARDING THE TRANSACTION. NEW COVERED PERSONS ARE PROVIDED WITH A COPY OF THE CONFLICT OF INTEREST POLICY AND DISCLOSURE STATEMENT. THE DETAILS OF THE POLICY AND ITS REQUIREMENTS ARE REVIEWED WITH THEM. THE GENERAL COUNSEL MAINTAINS A DATABASE OF INTERESTS OF COVERED PERSONS AND A SYSTEM FOR MONITORING CURRENT, PENDING AND PROPOSED TRANSACTIONS FOR POTENTIAL INTERESTED TRANSACTIONS BASED ON THE DISCLOSURES MADE IN EACH COVERED PERSON'S ANNUAL DISCLOSURE STATEMENT AND ANY PERIODIC UPDATES SUBMITTED PURSUANT TO THE POLICY. IN ADDITION TO THE CONFLICT OF INTEREST POLICY ABOVE FOR COVERED PERSONS, UNIVERSITY EMPLOYEES ARE ALSO SUBJECT TO ADDITIONAL CONFLICT OF INTEREST REPORTING REQUIREMENTS AS SET FORTH IN THE UNIVERSITY EMPLOYEE HANDBOOK.
COMPENSATION DETERMINATION CORE FORM 990, PART VI, SECTION B, LINE 15 THE COMPENSATION OF ALL EMPLOYEES EARNING IN EXCESS OF A SPECIFIED THRESHHOLD SALARY LEVEL, AS WELL AS ALL OF YESHIVA UNIVERSITY'S OFFICERS AND KEY EMPLOYEES, IS REVIEWED ANNUALLY BY THE UNIVERSITY'S COMPENSATION COMMITTEE OF THE BOARD OF TRUSTEES. THE INDEPENDENT MEMBERS OF THE COMMITTEE CONDUCT A DETAILED REVIEW AND APPROVAL OF SUCH COMPENSATION UTILIZING COMPARABILITY DATA FROM THIRD PARTY SALARY SURVEYS, FORM 990 SALARY DISCLOSURES FROM OTHER ORGANIZATIONS, AND/OR COMPENSATION STUDIES PREPARED BY AN INDEPENDENT THIRD PARTY CONSULTING FIRM. CONTEMPORANEOUS DOCUMENTATION OF THE COMMITTEE'S DELIBERATIONS AND DECISIONS ARE MADE PART OF THE COMMITTEE'S WRITTEN MINUTES. IN ACCORDANCE WITH IRS RULES AND REGULATIONS, THE UNIVERSITY ALSO RECEIVED OPINIONS FROM INDEPENDENT THIRD PARTY COMPENSATION CONSULTANTS THAT THE COMPENSATION AND BENEFITS OF ITS OFFICERS AND KEY EMPLOYEES ARE REASONABLE.
PUBLIC DISCLOSURE CORE FORM 990, PART VI, SECTION C, LINE 19 YESHIVA UNIVERSITY DOES NOT CURRENTLY MAKE ITS GOVERNING DOCUMENTS OR CONFLICT OF INTEREST POLICY AVAILABLE TO THE PUBLIC. IT'S AUDITED FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC ON THE UNIVERSITY'S WEBSITE AT WWW.YU.EDU. THE UNIVERSITY MAKES IT'S FORM 990 AND 990-T AVAILABLE TO THE PUBLIC IN ACCORDANCE WITH INTERNAL REVENUE SERVICE RULES AND REGULATIONS.
BOARD MEMBER RELATIONSHIPS CORE FORM 990, PART VI, SECTION A, LINE 2 NAME OF OFFICER, DIRECTOR, ETC: DAVID S GOTTESMAN NAME OF RELATED PERSON: RUTH L GOTTESMAN RELATIONSHIP: FAMILY RELATIONSHIP NAME OF OFFICER, DIRECTOR, ETC: ALAN E. GOLDBERG NAME OF RELATED PERSON: LANCE L. HIRT RELATIONSHIP: BUSINESS RELATIONSHIP NAME OF OFFICER, DIRECTOR, ETC: MICHAEL JESSELSON NAME OF RELATED PERSON: JAY SCHOTTENSTEIN RELATIONSHIP: BUSINESS RELATIONSHIP
RECONCILIATION OF NET ASSETS FORM 990 - PART XI LINE 5 CHANGE IN FMV OF SPLIT INTEREST AGREEMENTS $ (412,974) UNREALIZED LOSS ON INVESTMENTS $(60,661,867) TOTAL $(61,074,841)
AVERAGE HOURS PER WEEK FORM 990, PART VII THE AVERAGE HOURS PER WEEK LISTED FOR THE OFFICERS, KEY EMPLOYEES AND HIGHEST PAID EMPLOYEES REPRESENTS YESHIVA UNIVERSITY'S OFFICIAL WORK WEEK. HOWEVER, IN PRACTICE, SUCH INDIVIDUALS WORK SIGNIFICANTLY MORE HOURS PER WEEK AND ARE EXPECTED TO BE AVAILABLE FOR UNIVERSITY BUSINESS AT ALL TIMES OTHER THAN THE SABBATH AND THE JEWISH HOLIDAYS.
HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:DR NORMAN LAMM TITLE:CHANCELLOR/TRUSTEE HOURS:
HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:RICHARD JOEL TITLE:PRESIDENT/TRUSTEE HOURS:1
HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:DR HENRY KRESSEL TITLE:CHAIRMAN/TRUSTEE HOURS:1
HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:DAVID S GOTTESMAN TITLE:CHAIR EMERITUS/T'EE HOURS:
HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:ROBERT M BEREN TITLE:CHAIR EMERITUS/T'EE HOURS:
HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:RONALD P STANTON TITLE:CHAIR EMERITUS/T'EE HOURS:
HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:MORDECAI D KATZ TITLE:VICE CHAIRMAN/T'EE HOURS:
HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:LUDWIG BRAVMANN TITLE:VICE CHAIRMAN/T'EE HOURS:
HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:MOSHAEL J. STRAUSS TITLE:VICE CHAIRMAN/T'EE HOURS:
HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:PHILIP FRIEDMAN TITLE:TREASURER/T'EE HOURS:
HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:DR JAYNE G BEKER TITLE:TRUSTEE HOURS:
HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:JACK A BELZ TITLE:TRUSTEE HOURS:
HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:JULIUS BERMAN TITLE:TRUSTEE HOURS:
HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:MARVIN S BIENENFELD TITLE:TRUSTEE HOURS:
HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:MARJORIE DIENER BLENDEN TITLE:TRUSTEE HOURS:
HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:SENDER Z COHEN TITLE:TRUSTEE HOURS:
HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:JEFFREY J FEIL TITLE:TRUSTEE HOURS:
HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:DR FELIX L GLAUBACH TITLE:TRUSTEE HOURS:
HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:DR RUTH L GOTTESMAN TITLE:TRUSTEE HOURS:
HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:FANYA GOTTESFELD HELLER TITLE:TRUSTEE HOURS:
HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:ALAN E. GOLDBERG TITLE:TRUSTEE HOURS:
HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:MICHAEL JESSELSON TITLE:TRUSTEE HOURS:
HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:MARCOS D KATZ TITLE:TRUSTEE HOURS:
HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:MATTHEW J MARYLES TITLE:TRUSTEE HOURS:
HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:IRA M MITZNER TITLE:TRUSTEE HOURS:
HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:JOSHUA L MUSS TITLE:TRUSTEE HOURS:
HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:JACK M NAGEL TITLE:TRUSTEE HOURS:
HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:LESLIE E PAYSON TITLE:TRUSTEE HOURS:
HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:VIVIAN GLUECK ROSENBERG TITLE:TRUSTEE HOURS:
HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:DAVID I SCHACHNE TITLE:TRUSTEE HOURS:
HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:DANIEL A. SCHWARTZ TITLE:TRUSTEE HOURS:
HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:JAY SCHOTTENSTEIN TITLE:TRUSTEE HOURS:
HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:IRWIN SHAPIRO TITLE:TRUSTEE HOURS:
HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:MARK SILBER TITLE:TRUSTEE HOURS:
HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:MORRY J WEISS TITLE:CHAIR EMERITUS/T'EE HOURS:
HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:ZYGMUNT WILF TITLE:TRUSTEE HOURS:
HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:MICHAEL GAMSON TITLE:TRUSTEE HOURS:
HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:SHIRA YOSHOR TITLE:TRUSTEE HOURS:
HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:LANCE L. HIRT TITLE:TRUSTEE - THROUGH JUNE 2012 HOURS:
HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:DAVID J. AZRIELI TITLE:TRUSTEE - THROUGH JUNE 2012 HOURS:
HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:DR MORTON LOWENGRUB TITLE:PROVOST/SR VP ACADEMIC AFFAIRS HOURS:
HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:ALLEN SPIEGEL TITLE:VP MEDICAL AFFAIRS/DEAN HOURS:
HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:ANDREW J LAUER TITLE:VP/SECRETARY/GENERAL COUNSEL HOURS:1
HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:J MICHAEL GOWER TITLE:VP FOR BUSINESS AFFAIRS & CFO HOURS:1
HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:DANIEL FORMAN TITLE:VP DEVELOPMENT HOURS:
HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:JOSH JOSEPH TITLE:VP CHIEF OF STAFF HOURS:1
HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:AHRON HERRING - BEGAN APRIL 2012 TITLE:CHIEF INVESTMENT OFFICER HOURS:
HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:PAUL SHUPACK TITLE:PROFESSOR-THROUGH AUGUST 2011 HOURS:
HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:VICTOR SCHUSTER TITLE:PROFESSOR/CHAIRMAN HOURS:
HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:IRWIN MERKATZ TITLE:PROFESSOR/CHAIRMAN HOURS:
HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:ISRAEL GOLDMAN TITLE:EXECUTIVE DEAN HOURS:
HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:MARK MEHLER TITLE:PROFESSOR HOURS:
HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:DR HERBERT DOBRINSKY TITLE:VP UNIVERSITY AFFAIRS HOURS:
HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:HILLEL DAVIS-RETIRED AUG 2011 TITLE:VP UNIVERSITY LIFE HOURS:
HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:KARL KUNZ TITLE:FORMER ACTING CFO HOURS:
HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:SIDNEY BROWN-THROUGH MARCH 2011 TITLE:CHIEF INVESTMENT OFFICER HOURS:
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 51056K
Schedule O (Form 990 or 990-EZ) 2011

Additional Data


Software ID:  
Software Version:  
SCHEDULE R
(Form 990)

Department of the Treasury
Internal Revenue Service
Related Organizations and Unrelated Partnerships
MediumBulletComplete if the organization answered "Yes" to Form 990, Part IV, line 33, 34, 35, 36, or 37.
MediumBulletAttach to Form 990. MediumBullet See separate instructions.

OMB No. 1545-0047
2011
Open to Public Inspection
Name of the organization
YESHIVA UNIVERSITY
 
Employer identification number

13-1624225
Part I
Identification of Disregarded Entities (Complete if the organization answered "Yes" on Form 990, Part IV, line 33.)
(a)
Name, address, and EIN of disregarded entity


(b)
Primary activity


(c)
Legal domicile (state
or foreign country)

(d)
Total income



(e)
End-of-year assets


(f)
Direct controlling
entity









(1) 2479 AMSTERDAM AVENUE LLC
500 WEST 185TH STREET
NEW YORK,NY10033
20-8424066
REAL ESTATE NY 378,000 12,387,492 NA
 
(2) 2498 AMSTERDAM AVENUE LLC
500 WEST 185TH STREET
NEW YORK,NY10033
20-8424135
REAL ESTATE NY 65,344 1,532,821 NA
 
(3) 251 LEXINGTON I LLC
500 WEST 185TH STREET
NEW YORK,NY10033
20-8218298
REAL ESTATE NY 420,366 2,101,849 NA
 
(4) 556 WEST 185TH I LLC
500 WEST 185TH STREET
NEW YORK,NY10033
20-8218444
REAL ESTATE NY 212,253 2,813,379 NA
 
(5) 551 REALTY I LLC
500 WEST 185TH STREET
NEW YORK,NY10033
20-8218503
REAL ESTATE NY 222,601 3,329,367 NA
 
(6) 501 WEST 184TH I LLC
500 WEST 185TH STREET
NEW YORK,NY10033
20-8218560
REAL ESTATE NY 507,761 5,437,652 NA
 
(7) COLONY MANAGEMENT I LLC
500 WEST 185TH STREET
NEW YORK,NY10033
20-8218641
REAL ESTATE NY 366,735 3,819,516 NA
 
(8) BRIDGEVIEW PROPERTIES I LLC
500 WEST 185TH STREET
NEW YORK,NY10033
20-8218703
REAL ESTATE NY 520,841 3,730,989 NA
 
(9) 407 AUDUBON I LLC
500 WEST 185TH STREET
NEW YORK,NY10033
20-8218835
REAL ESTATE NY 227,821 3,940,892 NA
 
(10) 403 AUDUBON I LLC
500 WEST 185TH STREET
NEW YORK,NY10033
20-8218928
REAL ESTATE NY 329,712 3,638,654 NA
 
(11) 2461 AMSTERDAM AVENUE I LLC
500 WEST 185TH STREET
NEW YORK,NY10033
20-8218987
REAL ESTATE NY 72,000 2,534,604 NA
 
(12) 480 WEST 187 I LLC
500 WEST 185TH STREET
NEW YORK,NY10033
26-1607906
REAL ESTATE NY 797,852 8,430,613 NA
 
(13) LAUREL HILL VENTURES LLC- sole member of
90 LAUREL HILL ASSOC- 500 WEST 185
NEW YORK,NY10033
13-4074163
REAL ESTATE NY 1,240,427 6,700,891 NA
 
(14) 90 LAUREL HILL ASSOCIATES LLC
500 WEST 185TH STR
NEW YORK,NY10033
11-3490957
REAL ESTATE NY 1,240,427 6,700,891 NA
 
(15) LAUREL HILL ESTATES I LLC
500 WEST 185TH STREET
NEW YORK,NY10033
20-8218366
REAL ESTATE NY 932,174 3,950,410 NA
 
(16) 24 36 LAUREL HILL I LLC
500 WEST 185TH STREET
NEW YORK,NY10033
20-8218753
REAL ESTATE NY 661,625 6,772,087 NA
 
Part II
Identification of Related Tax-Exempt Organizations (Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related tax-exempt organizations during the tax year.)
(a)
Name, address, and EIN of related organization


(b)
Primary activity


(c)
Legal domicile (state
or foreign country)

(d)
Exempt Code section



(e)
Public charity status
(if section 501(c)(3))

(f)
Direct controlling
entity

(g)
Section 512(b)(13) controlled organization
Yes No
(1) AECOM STAFF HOUSING CO

500 WEST 185TH STREET

NEW YORK,NY10033
23-7075620
REAL ESTATE NY 501(C)(2) N/A NA
 
Yes
 
(2) YESHIVA ENDOWMENT FOUNDATION INC

500 WEST 185TH STREET

NEW YORK,NY10033
13-1790758
FOUNDATION NY 501(C)(3) 11A NA
 
Yes
 
(3) YESHIVA UNIVERSITY IN ISRAEL

40 DUVDEVANI STREET
JERUSALEM   96428
IS
99-9999999
EDUCATION IS FOREIGN FOREIGN NA
 
Yes
 
(4) CAROLINE JOSEPH GRUSS INST YU IN ISRAEL

40 DUVDEVANI STREET
JERUSALEM   96428
IS
99-9999999
EDUCATION IS FOREIGN FOREIGN NA
 
Yes
 
(5) CANADIAN FRIENDS OF YESHIVA UNIVERSITY

3101 BATHURST STREET
TORONTO,ONTARIOM6A2A6
CA
99-9999999
FUNDRAISING CA FOREIGN FOREIGN NA
 
Yes
 
(6) YESHIVA UNIVERSITY WOMEN'S ORGANIZATION

500 WEST 185TH STREET

NEW YORK,NY10033
13-1837437
FUNDRAISING NY 501(C)(3) 11A NA
 
 
No


For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50135Y
Schedule R (Form 990) 2011
Schedule R (Form 990) 2011
Page 2
Part III
Identification of Related Organizations Taxable as a Partnership (Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related organizations treated as a partnership during the tax year.)
(a)
Name, address, and EIN of
related organization



(b)
Primary activity




(c)
Legal
domicile
(state or foreign
country)


(d)
Direct controlling
entity



(e)
Predominant income(related, unrelated, excluded from tax under sections 512-514)

(f)
Share of total income




(g)
Share of end-of-year
assets



(h)
Disproprtionate allocations?




(i)
Code V—UBI
amount in box 20 of
Schedule K-1
(Form 1065)
(j)
General or
managing
partner?



(k)
Percentage
ownership


Yes No Yes No












Part IV
Identification of Related Organizations Taxable as a Corporation or Trust (Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related organizations treated as a corporation or trust during the tax year.)
(a)
Name, address, and EIN of related organization



(b)
Primary activity



(c)
Legal domicile
(state or
foreign
country)
(d)
Direct controlling
entity


(e)
Type of entity
(C corp, S corp,
or trust)

(f)
Share of total income



(g)
Share of
end-of-year
assets

(h)
Percentage
ownership


(1) CFIP CORPORATION
500 WEST 185TH STREET
NEW YORK,NY10033
13-3227195
REAL ESTATE NY YEF
 
C 1 1,074,621 100.000 %
(2) DEEGAN VIEW DEVELOPMENT CORPORATION
500 WEST 185TH STREET
NEW YORK,NY10033
13-3372640
REAL ESTATE NY YEF
 
C 0 0 100.000 %
(3) EASTCHESTER PROPERTIES INC
500 WEST 185TH STREET
NEW YORK,NY10033
06-1142985
REAL ESTATE NY NA
 
C 0 255,671 100.000 %
(4) HIGH BRIDGE PROPERTIES INC
500 WEST 185TH STREET
NEW YORK,NY10033
13-3247382
REAL ESTATE NY YEF
 
C 97 229,787 100.000 %
(5) LAUREL HILL DEVELOPMENT CORPORATION
500 WEST 185TH STREET
NEW YORK,NY10033
06-1158243
REAL ESTATE NY NA
 
C 3 7,087 100.000 %
(6) OBC CORP
500 WEST 185TH STREET
NEW YORK,NY10033
06-1142986
REAL ESTATE NY NA
 
C 0 579,364 100.000 %
(7) TREC PROPERTIES INC
500 WEST 185TH STREET
NEW YORK,NY10033
13-3244142
REAL ESTATE NY YEF
 
C 0 47 100.000 %
(8) 557 WEST 185TH ST CORP
500 WEST 185TH STREET
NEW YORK,NY10033
13-3375637
REAL ESTATE NY NA
 
C 0 58,200 100.000 %
(9) BRIDGE PROPERTY INC
500 WEST 185TH STREET
NEW YORK,NY10033
13-3262638
REAL ESTATE NY YEF
 
C 0 47,368 100.000 %
(10) FACILITIES 2000 INC
500 WEST 185TH STREET
NEW YORK,NY10033
13-3955072
SAFETY SVCS NY NA
 
C 0 0 100.000 %
(11) VAN NEST CORP
500 WEST 185TH STREET
NEW YORK,NY10033
13-3421890
REAL ESTATE NY NA
 
C 0 0 100.000 %
(12) THE 15 EAST 11 CONDOMINIUM
500 WEST 185TH STREET
NEW YORK,NY10033
13-4045062
REAL ESTATE NY NA
 
C 475,321 1,873,098 88.000 %
(13) 15 EAST 11TH APARTMENT CORP
500 WEST 185TH STREET
NEW YORK,NY10033
13-3061304
REAL ESTATE NY NA
 
C 299,678 481,609 62.000 %
(14) 55 FIFTH AVENUE CONDOMINIUM
500 WEST 185TH STREET
NEW YORK,NY10033
99-9999999
REAL ESTATE NY NA
 
C 0 0 60.000 %
(15) 215 LEXINGTON AVENUE CONDOMINIUM
500 WEST 185TH STREET
NEW YORK,NY10033
13-4130536
REAL ESTATE NY NA
 
C 940,190 438,762 63.290 %
(16) CHARITABLE REMAINDER TRUSTS (25)
 
 
FUNDRAISING NY NA
 
T 0 0 0 %
Schedule R (Form 990) 2011
Schedule R (Form 990) 2011
Page 3
Part V
Transactions With Related Organizations (Complete if the organization answered "Yes" on Form 990, Part IV, line 34, 35, 35A, or 36.)
Note. Complete line 1 if any entity is listed in Parts II, III or IV.
Yes
No
1 During the tax year, did the orgranization engage in any of the following transactions with one or more related organizations listed in Parts II-IV?
a Receipt of (i) interest (ii) annuities (iii) royalties (iv) rent from a controlled entity . . . . . . . . . . . . . . . . . . . . . . .
1a
 
No
b Gift, grant, or capital contribution to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1b
Yes
 
c Gift, grant, or capital contribution from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1c
Yes
 
d Loans or loan guarantees to or for related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1d
 
No
e Loans or loan guarantees by related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1e
 
No
f Sale of assets to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1f
 
No
g Purchase of assets from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1g
 
No
h Exchange of assets with related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1h
 
No
i Lease of facilities, equipment, or other assets to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1i
 
No
j Lease of facilities, equipment, or other assets from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . .
1j
Yes
 
k Performance of services or membership or fundraising solicitations for related organization(s) . . . . . . . . . . . . . . . . . . . .
1k
Yes
 
l Performance of services or membership or fundraising solicitations by related organization(s) . . . . . . . . . . . . . . . . . . . .
1l
 
No
m Sharing of facilities, equipment, mailing lists, or other assets with related organization(s) . . . . . . . . . . . . . . . . . . . . .
1m
Yes
 
n Sharing of paid employees with related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1n
Yes
 
o Reimbursement paid to related organization(s) for expenses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1o
Yes
 
p Reimbursement paid by related organization(s) for expenses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1p
 
No
q Other transfer of cash or property to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1q
Yes
 
r Other transfer of cash or property from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1r
Yes
 
2
If the answer to any of the above is "Yes," see the instructions for information on who must complete this line, including covered relationships and transaction thresholds.
(a)
Name of other organization
(b)
Transaction
type(a-r)
(c)
Amount involved
(d)
Method of determining amount involved
(1) CAROLINE JOSEPH GRUSS INST YU IN ISRAEL

1B 2,619,019 FMV
(2) AECOM STAFF HOUSING COMPANY

1N 421,652 FMV
(3) AECOM STAFF HOUSING COMPANY

1O 1,466,219 FMV
(4) YESHIVA UNIVERSITY ENDOWMENT FOUNDATION

1C 1,596,025 FMV
(5) 215 LEXINGTON AVENUE CONDOMINIUM

1J 1,053,614 FMV
(6) AECOM STAFF HOUSING

1J 9,600 FMV
(7) CANADIAN FRIENDS OF YESHIVA UNIVERSITY

1B 426,591 FMV
Schedule R (Form 990) 2011
Schedule R (Form 990) 2011
Page 4
Part VI
Unrelated Organizations Taxable as a Partnership (Complete if the organization answered "Yes" on Form 990, Part IV, line 37.)
Provide the following information for each entity taxed as a partnership through which the organization conducted more than five percent of its activities (measured by total assets or gross revenue) that was not a related organization. See instructions regarding exclusion for certain investment partnerships.
(a)
Name, address, and EIN of entity
(b)
Primary activity
(c)
Legal domicile
(state or foreign
country)
(d)
Predominant income(related, unrelated, excluded from tax under sections 512-514)

(e)
Are all
partners
section
501(c)(3)
organizations?
(f)
Share of total income




(g)
Share of
end-of-year
assets
(h)
Disproprtionate allocations?
(i)
Code V—UBI
amount in box
20 of Schedule K-1
(Form 1065)
(j)
General or
managing
partner?
(k)
Percentage
ownership


Yes No Yes No Yes No






























Schedule R (Form 990) 2011
Schedule R (Form 990) 2011
Page 5
Part VII
Supplemental Information
Complete this part to provide additional information for responses to questions on Schedule R (see instructions).
Identifier Return Reference Explanation
Additional Data


Software ID:  
Software Version: