Form990
Click to see attachment
Department of the Treasury
Internal Revenue Service
Return of Organization Exempt From Income Tax
Under section 501(c), 527, or 4947(a)(1) of the Internal Revenue Code (except black lung benefit trust or private foundation)

MediumBullet The organization may have to use a copy of this return to satisfy state reporting requirements.
OMB No. 1545-0047
2011
Open to Public Inspection
A For the calendar year, or tax year beginning 07-01-2011 and ending 06-30-2012
BCheck if applicable:
CName of organization
PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
Doing Business As
 
 
Number and street (or P.O. box if mail is not delivered to street address)
1033 MASSACHUSETTS AVENUE THIRD
FLOOR
Room/suite
City or town, state or country, and ZIP + 4
CAMBRIDGE, MA02138
D Employer identification number

04-2103580
E Telephone number

G Gross receipts $ 47,611,958,971
F Name and address of principal officer:
DREW G FAUST
MASSACHUSETTS HALL
CAMBRIDGE,MA02138
I
Tax-exempt status: (   ) LeftBullet (insert no.) or
J
Website:MediumBullet
WWW.HARVARD.EDU
H(a)
Is this a group return for
affiliates?
H(b)
Are all affiliates included?
If "No," attach a list. (see instructions)
H(c)
Group exemption number MediumBullet  
K Form of organization:
 
L Year of formation: 1650
M State of legal domicile: MA
Part I
Summary
Activities & Governance 1 Briefly describe the organization’s mission or most significant activities: UNDERGRADUATE, GRADUATE, AND PROFESSIONAL EDUCATION AND RESEARCH ACROSS A BROAD ARRAY OF ACADEMIC DOMAINS
2 Check this box MediumBullet
3 Number of voting members of the governing body (Part VI, line 1a)..... 3 10
4 Number of independent voting members of the governing body (Part VI, line 1b) .... 4 8
5 Total number of individuals employed in calendar year 2011 (Part V, line 2a) ... 5 33,233
6 Total number of volunteers (estimate if necessary) .... 6 23,000
7a Total unrelated business revenue from Part VIII, column (C), line 12 .. 7a 28,036,076
b Net unrelated business taxable income from Form 990-T, line 34 .. 7b 0
Revenues; Prior Year Current Year
8 Contributions and grants (Part VIII, line 1h) ......... 1,388,387,596 1,543,769,248
9 Program service revenue (Part VIII, line 2g) ......... 1,319,676,096 1,370,131,168
10 Investment income (Part VIII, column (A), lines 3, 4, and 7d ) .... 2,410,588,194 1,073,942,365
11 Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e) 61,259,552 66,656,701
12 Total revenue—add lines 8 through 11 (must equal Part VIII, column (A), line 12)................... 5,179,911,438 4,054,499,482
Expenses; 13 Grants and similar amounts paid (Part IX, column (A), lines 1–3 )... 602,603,189 640,715,440
14 Benefits paid to or for members (Part IX, column (A), line 4)..... 0 0
15 Salaries, other compensation, employee benefits (Part IX, column (A), lines 5–10) 1,816,278,146 1,901,264,720
16a Professional fundraising fees (Part IX, column (A), line 11e)..... 293,813 309,785
b Total fundraising expenses (Part IX, column (D), line 25) MediumBullet96,580,935    
17 Other expenses (Part IX, column (A), lines 11a–11d, 11f–24f).... 1,778,451,337 1,818,986,927
18 Total expenses. Add lines 13–17 (must equal Part IX, column (A), line 25) 4,197,626,485 4,361,276,872
19 Revenue less expenses. Subtract line 18 from line 12....... 982,284,953 -306,777,390
Net Assets or Fund Balances; Beginning of Current Year End of Year
20 Total assets (Part X, line 16)............. 59,837,950,000 56,370,683,000
21 Total liabilities (Part X, line 26)............. 23,202,937,000 20,893,292,000
22 Net assets or fund balances. Subtract line 21 from line 20..... 36,635,013,000 35,477,391,000
Part II
Signature Block
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than officer) is based on all information of which preparer has any knowledge.
Sign Here
JumboBullet
Signature of officer Date
JumboBullet
Type or print name and title.
Paid preparer use only
Print/type preparer's name
 
Preparer's signature
Date
PTIN
Firm's name Right pointing arrowhead image

Firm's EIN Right pointing arrowhead image
Firm's address Right pointing arrowhead image



Phone no.
May the IRS discuss this return with the preparer shown above? See instructions .........bullet
For Paperwork Reduction Act Notice, see the separate instructions.
Cat. No. 11282Y
Form 990 (2011)
Form 990 (2011)
Page 2
Part III
Statement of Program Service Accomplishments
Check if Schedule O contains a response to any question in this Part III .........
1
Briefly describe the organization’s mission: UNDERGRADUATE, GRADUATE, AND PROFESSIONAL EDUCATION AND RESEARCH ACROSS A BROAD ARRAY OF ACADEMIC DOMAINS.
2
Did the organization undertake any significant program services during the year which were not listed on
the prior Form 990 or 990-EZ? ....................
If “Yes,” describe these new services on Schedule O.
3
Did the organization cease conducting, or make significant changes in how it conducts, any program services? ..........................
If “Yes,” describe these changes on Schedule O.
4
Describe the organization’s program service accomplishments for each of its three largest program services, as measured by expenses. Section 501(c)(3) and 501(c)(4) organizations and section 4947(a)(1) trusts are required to report the amount of grants and allocations to others, the total expenses, and revenue, if any, for each program service reported.
4a (Code:   ) (Expenses $ 3,254,064,467 including grants of $ 640,715,440 ) (Revenue $ 1,061,976,400 )
INSTRUCTION AND RESEARCHHARVARD UNIVERSITY CONSISTS OF ONE UNDERGRADUATE COLLEGE ANDELEVEN GRADUATE AND PROFESSIONAL SCHOOLS.HARVARD ENROLLMENT: 21,049 DEGREE CANDIDATES
4b (Code:   ) (Expenses $ 645,977,000 including grants of $   ) (Revenue $ 308,154,768 )
STUDENT LIFE AND AUXILIARY SERVICESREPRESENTS VARIOUS STUDENT SERVICES DEPARTMENTS, INCLUDING FACILITIES MAINTENANCE, FOOD SERVICES, DORMITORIES, HEALTH SERVICES,COMPUTER CENTER, PARKING, SECURITY, ETC.
4c (Code:   ) (Expenses $   including grants of $   ) (Revenue $   )
4d Other program services (Describe in Schedule O.)
(Expenses $   including grants of $   ) (Revenue $   )
4e Total program service expensesMediumBullet$ 3,900,041,467
Form 990 (2011)
Form 990 (2011)
Page 3
Part IV
Checklist of Required Schedules
Yes
No
1
Is the organization described in section 501(c)(3) or 4947(a)(1) (other than a private foundation)? If “Yes,” complete Schedule AClick to see attachment.....................
1
Yes
 
2
Is the organization required to complete Schedule B, Schedule of Contributors? ........
2
 
No
3
Did the organization engage in direct or indirect political campaign activities on behalf of or in opposition to candidates for public office? If “Yes,” complete Schedule C, Part IClick to see attachment..........
3
 
No
4
Section 501(c)(3) organizations. Did the organization engage in lobbying activities? If “Yes,” complete Schedule C,
Part IIClick to see attachment.........................
4
Yes
 
5
Is the organization a section 501(c)(4), 501(c)(5), or 501(c)(6) organization that receives membership dues, assessments, or similar amounts as defined in Revenue Procedure 98-19? If “Yes,” complete Schedule C, Part IIIClick to see attachment........................
5
 
No
6
Did the organization maintain any donor advised funds or any similar funds or accounts for which donors have the right to provide advice on the distribution or investment of amounts in such funds or accounts? If “Yes,” complete Schedule D, Part IClick to see attachment....................
6
Yes
 
7
Did the organization receive or hold a conservation easement, including easements to preserve open space,
the environment, historic land areas or historic structures? If “Yes,” complete Schedule D, Part IIClick to see attachment...
7
 
No
8
Did the organization maintain collections of works of art, historical treasures, or other similar assets? If “Yes,” complete Schedule D, Part III Click to see attachment....................
8
Yes
 
9
Did the organization report an amount in Part X, line 21; serve as a custodian for amounts not listed in Part X; or provide credit counseling, debt management, credit repair, or debt negotiation services? If “Yes,”
complete Schedule D, Part IVClick to see attachment...................
9
Yes
 
10
Did the organization, directly or through a related organization, hold assets in temporarily restricted endowments, permanent endowments, or quasi-endowments? If “Yes,” complete Schedule D, Part VClick to see attachment
10
Yes
 
11
If the organization’s answer to any of the following questions is ‘Yes,’ then complete Schedule D, Parts VI, VII, VIII, IX, or X as applicable:
a
Did the organization report an amount for land, buildings, and equipment in Part X, line10? If “Yes,” complete Schedule D, Part VI.Click to see attachment
11a
Yes
 
b
Did the organization report an amount for investments—other securities in Part X, line 12 that is 5% or more of its total assets reported in Part X, line 16? If “Yes,” complete Schedule D, Part VII.Click to see attachment
11b
Yes
 
c
Did the organization report an amount for investments—program related in Part X, line 13 that is 5% or more of its total assets reported in Part X, line 16? If “Yes,” complete Schedule D, Part VIII.Click to see attachment
11c
 
No
d
Did the organization report an amount for other assets in Part X, line 15 that is 5% or more of its total assets reported in Part X, line 16? If “Yes,” complete Schedule D, Part IX.Click to see attachment
11d
Yes
 
e
Did the organization report an amount for other liabilities in Part X, line 25? If “Yes,” complete Schedule D, Part X.Click to see attachment
11e
Yes
 
f
Did the organization’s separate or consolidated financial statements for the tax year include a footnote that addresses the organization’s liability for uncertain tax positions under FIN 48 (ASC 740)? If “Yes,” complete Schedule D, Part X.Click to see attachment
11f
 
No
12a
Did the organization obtain separate, independent audited financial statements for the tax year?
If “Yes,” complete Schedule D, Parts XI, XII, and XIII Click to see attachment
12a
 
No
b
Was the organization included in consolidated, independent audited financial statements for the tax year? If “Yes,” and if the organization answered ‘No’ to line 12a, then completing Schedule D, Parts XI, XII, and XIII is optional Click to see attachment
12b
Yes
 
13
Is the organization a school described in section 170(b)(1)(A)(ii)? If “Yes,” complete Schedule EClick to see attachment
13
Yes
 
14a
Did the organization maintain an office, employees, or agents outside of the United States?....
14a
Yes
 
b
Did the organization have aggregate revenues or expenses of more than $10,000 from grantmaking, fundraising, business, investment, and program service activities outside the United States or aggregate foreign investments valued at $100,000 or more? If “Yes,” complete Schedule F, Part I......... Click to see attachment
14b
Yes
 
15
Did the organization report on Part IX, column (A), line 3, more than $5,000 of grants or assistance to any organization or entity located outside the U.S.? If “Yes,” complete Schedule F, Part II.. Click to see attachment
15
Yes
 
16
Did the organization report on Part IX, column (A), line 3, more than $5,000 of aggregate grants or assistance to individuals located outside the U.S.? If “Yes,” complete Schedule F, Part III.. Click to see attachment
16
Yes
 
17
Did the organization report a total of more than $15,000, of expenses for professional fundraising services on Part IX, column (A), lines 6 and 11e? If “Yes,” complete Schedule G, Part IClick to see attachment
17
Yes
 
18
Did the organization report more than $15,000 total of fundraising event gross income and contributions on Part VIII, lines 1c and 8a? If “Yes,” complete Schedule G, Part II.......... Click to see attachment
18
Yes
 
19
Did the organization report more than $15,000 of gross income from gaming activities on Part VIII, line 9a? If “Yes,” complete Schedule G, Part III................... Click to see attachment
19
 
No
20a
Did the organization operate one or more hospitals? If “Yes,” complete Schedule H.....
20a
 
No
b
If “Yes” to line 20a, did the organization attach a copy of its audited financial statement to this return? Note. All Form 990 filers that operated one or more hospitals must attach audited financial statements.
20b
 
 
Form 990 (2011)
Form 990 (2011)
Page 4
Part IV
Checklist of Required Schedules (continued)
21
Did the organization report more than $5,000 of grants and other assistance to any government or organization in the United States on Part IX, column (A), line 1? If “Yes,” complete Schedule I, Parts I and II.. Click to see attachment
21
Yes
 
22
Did the organization report more than $5,000 of grants and other assistance to individuals in the United States on Part IX, column (A), line 2? If “Yes,” complete Schedule I, Parts I and III..... Click to see attachment
22
Yes
 
23
Did the organization answer “Yes” to Part VII, Section A, questions 3, 4, or 5, about compensation of the organization’s current and former officers, directors, trustees, key employees, and highest compensated employees? If “Yes,” complete Schedule J................ Click to see attachment
23
Yes
 
24a
Did the organization have a tax-exempt bond issue with an outstanding principal amount of more than $100,000 as of the last day of the year, that was issued after December 31, 2002? If “Yes,” answer questions 24b–24d and complete Schedule K. If “No,” go to line 25................ Click to see list of attachments
24a
Yes
 
b
Did the organization invest any proceeds of tax-exempt bonds beyond a temporary period exception?...
24b
 
No
c
Did the organization maintain an escrow account other than a refunding escrow at any time during the year
to defease any tax-exempt bonds?......................
24c
 
No
d
Did the organization act as an “on behalf of” issuer for bonds outstanding at any time during the year?...
24d
 
No
25a
Section 501(c)(3) and 501(c)(4) organizations. Did the organization engage in an excess benefit transaction with a disqualified person during the year? If “Yes,” complete Schedule L, Part I...... Click to see attachment
25a
 
No
b
Is the organization aware that it engaged in an excess benefit transaction with a disqualified person in a prior year, and that the transaction has not been reported on any of the organization’s prior Forms 990 or 990-EZ? If “Yes,” complete Schedule L, Part I................ Click to see attachment
25b
 
No
26
Was a loan to or by a current or former officer, director, trustee, key employee, highly compensated employee, or disqualified person outstanding as of the end of the organization’s tax year? If “Yes,” complete Schedule L,
Part II......................... Click to see attachment
26
Yes
 
27
Did the organization provide a grant or other assistance to an officer, director, trustee, key employee, substantial contributor or employee thereof, a grant selection committee member, or to a 35% controlled entity or family member of any of these persons? If “Yes,” complete Schedule L, Part III......... Click to see attachment
27
Yes
 
28
Was the organization a party to a business transaction with one of the following parties? (see Schedule L, Part IV instructions for applicable filing thresholds, conditions, and exceptions):
a
A current or former officer, director, trustee, or key employee? If “Yes,” complete Schedule L, Part IV ......................... Click to see attachment
28a
 
No
b
A family member of a current or former officer, director, trustee, or key employee? If “Yes,”
complete Schedule L, Part IV................... Click to see attachment
28b
Yes
 
c
An entity of which a current or former officer, director, trustee, or key employee (or a family member thereof) was an officer, director, trustee, or owner? If “Yes,” complete Schedule L, Part IV.. Click to see attachment
28c
Yes
 
29
Did the organization receive more than $25,000 in non-cash contributions? If “Yes,” complete Schedule MClick to see attachment
29
Yes
 
30
Did the organization receive contributions of art, historical treasures, or other similar assets, or qualified conservation contributions? If “Yes,” complete Schedule M............ Click to see attachment
30
Yes
 
31
Did the organization liquidate, terminate, or dissolve and cease operations? If “Yes,” complete Schedule N,
Part I...........................
31
 
No
32
Did the organization sell, exchange, dispose of, or transfer more than 25% of its net assets? If “Yes,” complete Schedule N, Part II.......................
32
 
No
33
Did the organization own 100% of an entity disregarded as separate from the organization under Regulations sections 301.7701-2 and 301.7701-3? If “Yes,” complete Schedule R, Part I........ Click to see attachment
33
Yes
 
34
Was the organization related to any tax-exempt or taxable entity? If “Yes,” complete Schedule R, Parts II, III, IV, and V, line 1..................... Click to see attachment
34
Yes
 
35a
Did the organization have a controlled entity within the meaning of section 512(b)(13)?
35a
Yes
 
b
If ‘Yes’ to line 35a, did the organization receive any payment from or engage in any transaction with a controlled entity within the meaning of section 512(b)(13)? If “Yes,” complete Schedule R, Part V, line 2... Click to see attachment
35b
Yes
 
36
Section 501(c)(3) organizations. Did the organization make any transfers to an exempt non-charitable related organization? If “Yes,” complete Schedule R, Part V, line 2........... Click to see attachment
36
Yes
 
37
Did the organization conduct more than 5% of its activities through an entity that is not a related organization and that is treated as a partnership for federal income tax purposes? If “Yes,” complete Schedule R, Part VIClick to see attachment
37
 
No
38
Did the organization complete Schedule O and provide explanations in Schedule O for Part VI, lines 11 and 19? Note. All Form 990 filers are required to complete Schedule O. ............
38
Yes
 
Form 990 (2011)
Form 990 (2011)
Page 5
Part V
Statements Regarding Other IRS Filings and Tax Compliance
Check if Schedule O contains a response to any question in this Part V .........
Yes
No
1a
Enter the number reported in Box 3 of Form 1096. Enter -0- if not applicable. .......
1a
9,471
b
Enter the number of Forms W-2G included in line 1a. Enter -0- if not applicable.
1b
0
c
Did the organization comply with backup withholding rules for reportable payments to vendors and reportable gaming (gambling) winnings to prize winners? ..................
1c
Yes
 
2a
Enter the number of employees reported on Form W-3, Transmittal of Wage and Tax Statements filed for the calendar year ending with or within the year covered by this return .....................
2a
33,233
b
If at least one is reported on line 2a, did the organization file all required federal employment tax returns?

Note. If the sum of lines 1a and 2a is greater than 250, you may be required to e-file. (see instructions)
2b
Yes
 
3a
Did the organization have unrelated business gross income of $1,000 or more during the year?.............................
3a
Yes
 
b
If “Yes,” has it filed a Form 990-T for this year? If “No,” provide an explanation in Schedule O.....
3b
Yes
 
4a
At any time during the calendar year, did the organization have an interest in, or a signature or other authority over, a financial account in a foreign country (such as a bank account or securities account)?.......................
4a
Yes
 
b
If "Yes," enter the name of the foreign country: MediumBulletAR , AS , BD , BC , BR , VI , CA , CJ , CI , CH , CS , CY , EC , FR , GM , GR , HO , HK , IN , ID , IS , IT , JA , JE , KU , LG , MY , MP , MG , MZ , NL , NZ , NU , NI , PM , PP , RO , SF , WZ , TZ , TH , TU , UG , UK , UY , VM
See instructions for filing requirements for Form TD F 90-22.1, Report of Foreign Bank and Financial Accounts.
5a
Was the organization a party to a prohibited tax shelter transaction at any time during the tax year?..
5a
 
No
b
Did any taxable party notify the organization that it was or is a party to a prohibited tax shelter transaction?
5b
 
No
c
If “Yes” to line 5a or 5b, did the organization file Form 8886-T? ........
5c
 
 
6a
Does the organization have annual gross receipts that are normally greater than $100,000, and did the organization solicit any contributions that were not tax deductible?..........
6a
 
No
b
If “Yes,” did the organization include with every solicitation an express statement that such contributions or gifts were not tax deductible?........................
6b
 
 
7
Organizations that may receive deductible contributions under section 170(c).
a
Did the organization receive a payment in excess of $75 made partly as a contribution and partly for goods and services provided to the payor?....................
7a
Yes
 
b
If “Yes,” did the organization notify the donor of the value of the goods or services provided?.....
7b
Yes
 
c
Did the organization sell, exchange, or otherwise dispose of tangible personal property for which it was required to file Form 8282?...........................
7c
Yes
 
d
If “Yes,” indicate the number of Forms 8282 filed during the year ....
7d
35
e
Did the organization receive any funds, directly or indirectly, to pay premiums on a personal benefit contract?..........................
7e
 
No
f
Did the organization, during the year, pay premiums, directly or indirectly, on a personal benefit contract?..
7f
 
No
g
If the organization received a contribution of qualified intellectual property, did the organization file Form 8899 as required?...................
7g
 
 
h
If the organization received a contribution of cars, boats, airplanes, or other vehicles, did the organization file a Form 1098-C?...............
7h
Yes
 
8
Sponsoring organizations maintaining donor advised funds and section 509(a)(3) supporting organizations. Did the supporting organization, or a donor advised fund maintained by a sponsoring organization, have excess business holdings at any time during the year?................
8
 
No
9
Sponsoring organizations maintaining donor advised funds.
a
Did the organization make any taxable distributions under section 4966?.........
9a
 
No
b
Did the organization make a distribution to a donor, donor advisor, or related person?......
9b
 
No
10
Section 501(c)(7) organizations. Enter:
a
Initiation fees and capital contributions included on Part VIII, line 12 ...
10a
 
b
Gross receipts, included on Form 990, Part VIII, line 12, for public use of club facilities
10b
 
11
Section 501(c)(12) organizations. Enter:
a
Gross income from members or shareholders .........
11a
 
b
Gross income from other sources (Do not net amounts due or paid to other sources against amounts due or received from them) ........
11b
 
12a
Section 4947(a)(1) non-exempt charitable trusts. Is the organization filing Form 990 in lieu of Form 1041?
12a
 
 
b
If “Yes,” enter the amount of tax-exempt interest received or accrued during the year.
12b
 
13
Section 501(c)(29) qualified nonprofit health insurance issuers.
a
Is the organization licensed to issue qualified health plans in more than one state?
Note. All 501(c)(29) organizations must list in Schedule O each state in which they are licensed to issue qualified health plans, the amount of reserves required by each state, and the amount of reserves the organization allocated to each state.
13a
 
 
b
Enter the aggregate amount of reserves the organization is required to maintain by the states in which the organization is licensed to issue qualified health plans.
13b
 
c
Enter the aggregate amount of reserves on hand.
13c
 
14a
Did the organization receive any payments for indoor tanning services during the tax year?.....
14a
 
No
b
If "Yes," has it filed a Form 720 to report these payments? If “No,” provide an explanation in Schedule O..
14b
 
No
Form 990 (2011)
Form 990 (2011)
Page 6
Part VI
Governance, Management, and Disclosure For each “Yes” response to lines 2 through 7b below, and for a “No” response to lines 8a, 8b, or 10b below, describe the circumstances, processes, or changes in Schedule O. See instructions.
Check if Schedule O contains a response to any question in this Part VI .........
Section A. Governing Body and Management
Yes
No
1a
Enter the number of voting members of the governing body at the end of the tax year
If the governing body delegated broad authority to an executive committee or similar committee, explain in Schedule O.
1a
10
b
Enter the number of voting members included in line 1a, above, who are independent .................
1b
8
2
Did any officer, director, trustee, or key employee have a family relationship or a business relationship with any other officer, director, trustee, or key employee? .................
2
 
No
3
Did the organization delegate control over management duties customarily performed by or under the direct supervision of officers, directors or trustees, or key employees to a management company or other person? .
3
 
No
4
Did the organization make any significant changes to its governing documents since the prior Form 990 was filed?
4
 
No
5
Did the organization become aware during the year of a significant diversion of the organization’s assets? .
5
 
No
6
Did the organization have members or stockholders? ................
6
 
No
7a
Did the organization have members, stockholders, or other persons who had the power to elect or appoint one or more members of the governing body? .................
7a
 
No
b
Are any governance decisions of the organization reserved to (or subject to approval by) members, stockholders, or persons other than the governing body? ............
7b
Yes
 
8
Did the organization contemporaneously document the meetings held or written actions undertaken during the year by the following:
a
The governing body? .........................
8a
Yes
 
b
Each committee with authority to act on behalf of the governing body? ..........
8b
Yes
 
9
Is there any officer, director, trustee, or key employee listed in Part VII, Section A, who cannot be reached at the organization’s mailing address? If “Yes,” provide the names and addresses in Schedule O .....
9
 
No
Section B. Policies (This Section B requests information about policies not required by the Internal
Revenue Code.)
Yes
No
10a
Did the organization have local chapters, branches, or affiliates? ............
10a
 
No
b
If “Yes,” did the organization have written policies and procedures governing the activities of such chapters, affiliates, and branches to ensure their operations are consistent with the organization's exempt purposes? ....
10b
 
 
11a
Has the organization provided a complete copy of this Form 990 to all members of its governing body before filing the form?
11a
Yes
 
b
Describe in Schedule O the process, if any, used by the organization to review the Form 990. .....
12a
Did the organization have a written conflict of interest policy? If “No,” go to line 13.......
12a
Yes
 
b
Were officers, directors or trustees, and key employees required to disclose annually interests that could give rise to conflicts? ........................
12b
Yes
 
c
Did the organization regularly and consistently monitor and enforce compliance with the policy? If “Yes,” describe in Schedule O how this was done ....................
12c
Yes
 
13
Did the organization have a written whistleblower policy? ...............
13
Yes
 
14
Did the organization have a written document retention and destruction policy? .........
14
Yes
 
15
Did the process for determining compensation of the following persons include a review and approval by independent persons, comparability data, and contemporaneous substantiation of the deliberation and decision?
a
The organization’s CEO, Executive Director, or top management official ...........
15a
Yes
 
b
Other officers or key employees of the organization ................
15b
Yes
 
If "Yes," to line 15a or 15b, describe the process in Schedule O (see instructions).
16a
Did the organization invest in, contribute assets to, or participate in a joint venture or similar arrangement with a taxable entity during the year? ......................
16a
 
No
b
If “Yes,” did the organization follow a written policy or procedure requiring the organization to evaluate its participation in joint venture arrangements under applicable federal tax law, and take steps to safeguard the organization’s exempt status with respect to such arrangements? ............
16b
 
 
Section C. Disclosure
17
List the States with which a copy of this Form 990 is required to be filedMediumBullet
MA , IL , CA
18
Section 6104 requires an organization to make its Form 1023 (or 1024 if applicable), 990, and 990-T (501(c)(3)s only) available for public inspection. Indicate how you made these available. Check all that apply.
19
Describe in Schedule O whether (and if so, how), the organization made its governing documents, conflict of interest policy, and financial statements available to the public during the tax year.
20
State the name, physical address, and telephone number of the person who possesses the books and records of the organization: MediumBullet
OFFICE OF THE CONTROLLER HARVARD UNIVERSITY
1033 MASSACHUSETTS AVENUE 3RD FLOOR
CAMBRIDGE,MA02138
(617) 495-7792
Form 990 (2011)
Form 990 (2011)
Page 7
Part VII
Compensation of Officers, Directors,Trustees, Key Employees, Highest Compensated Employees, and Independent Contractors
Check if Schedule O contains a response to any question in this Part VII .........
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees
1a Complete this table for all persons required to be listed. Report compensation for the calendar year ending with or within the organization’s tax year.
RoundBullet List all of the organization’s current officers, directors, trustees (whether individuals or organizations), regardless of amount
of compensation, and current key employees. Enter -0- in columns (D), (E), and (F) if no compensation was paid.

RoundBullet List all of the organization’s current key employees, if any. See instructions for definition of "key employee."
RoundBullet List the organization’s five current highest compensated employees (other than an officer, director, trustee or key employee)
who received reportable compensation (Box 5 of Form W-2 and/or Box 7 of Form 1099-MISC) of more than $100,000 from the
organization and any related organizations.

RoundBullet List all of the organization’s former officers, key employees, or highest compensated employees who received more than $100,000
of reportable compensation from the organization and any related organizations.

RoundBullet List all of the organization’s former directors or trustees that received, in the capacity as a former director or trustee of the
organization, more than $10,000 of reportable compensation from the organization and any related organizations.

List persons in the following order: individual trustees or directors; institutional trustees; officers; key employees; highest
compensated employees; and former such persons.
Check this box if neither the organization nor any related organizations compensated any current or former officer, director, or trustee.
(A)
Name and Title 		(B)
Average hours per week (describe hours for related organizations in Schedule O) 		(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee) 		(D)
Reportable compensation from the organization (W- 2/1099-MISC) 		(E)
Reportable compensation from related organizations (W- 2/1099-MISC) 		(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; Officer; Key Employee; Highest compensated employee; Former;
(1) LAWRENCE S BACOW BEGAN 711
FELLOW; PRES-IN-RESIDENCE, GSE
 5.00 X           3,634 0 0
(2) SUSAN L GRAHAM BEGAN 711
FELLOW
 5.00 X           0 0 0
(3) NANNERL O KEOHANE
FELLOW
 5.00 X           0 0 0
(4) PATRICIA A KING
FELLOW
 5.00 X           0 0 0
(5) WILLIAM F LEE
FELLOW
 5.00 X           0 0 0
(6) JOSEPH J O'DONNELL BEGAN 711
FELLOW
 5.00 X           0 0 0
(7) ROBERT D REISCHAUER
FELLOW
 5.00 X           0 0 0
(8) ROBERT E RUBIN
FELLOW
 5.00 X           0 0 0
(9) DREW GILPIN FAUST
PRESIDENT
 60.00 X   X       729,106 0 170,628
(10) JAMES F ROTHENBERG
TREASURER
 10.00 X   X       0 0 0
(11) ALAN M GARBER BEGAN 911
PROVOST
 60.00     X       367,823 0 64,985
(12) MARC L GOODHEART
V.P. AND UNIV SECRETARY
 60.00     X       311,090 0 56,211
(13) MARILYN M HAUSAMMANN
V.P. HUMAN RESOURCES
 60.00     X       348,695 0 50,711
(14) CHRISTINE M HEENAN
V.P. GOVT COMM & PUB AFFAI
 60.00     X       386,123 0 54,617
(15) LISA HOGARTY
V.P. CAMPUS SERVICES
 60.00     X       355,770 0 43,956
(16) ROBERT W IULIANO
V.P. AND GENERAL COUNSEL
 60.00     X       466,387 0 52,637
(17) MARK R JOHNSON
V.P. CAMPUS PLANNING
 60.00     X       264,504 0 39,768
Form 990 (2011)
Form 990 (2011)
Page 8
Part VII
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees (continued)
(A)
Name and Title 		(B)
Average hours per week (describe hours for related organizations in Schedule O) 		(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee) 		(D)
Reportable compensation from the organization (W- 2/1099-MISC) 		(E)
Reportable compensation from related organizations (W- 2/1099-MISC) 		(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; Officer; Key Employee; Highest compensated employee; Former;
(18) KATHERINE N LAPP
EXECUTIVE VICE PRESIDENT
 60.00     X       579,022 0 41,512
(19) ANNE H MARGULIES
V.P. AND C.I.O.
 60.00     X       323,078 0 52,937
(20) TAMARA E ROGERS
V.P. ALUMNI AFFAIRS & DEV
 60.00     X       345,597 0 50,711
(21) DANIEL S SHORE
V.P. FINANCE AND C.F.O.
 60.00     X       317,750 0 55,710
(22) A CLAYTON SPENCER
V.P. POLICY
 60.00     X       342,298 0 40,697
(23) JEFFREY S FLIER
DEAN, FACULTY OF MEDICINE
 60.00       X     570,662 0 50,711
(24) NITIN NOHRIA
DEAN, FACULTY OF BUSINESS
 60.00       X     506,973 0 155,081
(25) MICHAEL D SMITH
DEAN, FACULTY OF ARTS & SC
 60.00       X     459,766 0 49,847
(26) JULIO FRENK
DEAN, FACULTY OF PUBLIC HE
 60.00         X   554,901 0 51,711
(27) R JOHN COLLIER
PROFESSOR
 60.00         X   527,834 0 44,075
(28) ELIO RAVIOLA
PROFESSOR
 60.00         X   525,254 0 34,868
(29) MICHAEL J KLARMAN
PROFESSOR
 60.00         X   517,005 0 50,711
(30) BARBARA J MCNEIL
PROFESSOR
 60.00         X   511,585 0 33,719
(31) ROBERT B CASHION
ASSOC VP DEV; FORMER ACTING V.P.
 60.00           X 268,728 0 52,075
(32) STEVEN E HYMAN
PROFESSOR; FORMER PROVOST
 60.00           X 542,813 0 35,666
1b Sub-Total................MediumBullet
c Total from continuation sheets to Part VII, Section A....MediumBullet
d Total (add lines 1b and 1c)............MediumBullet 10,126,398 0 1,333,544
2
Total number of individuals (including but not limited to those listed above) who received more than $100,000 of reportable compensation from the organizationMediumBullet3,234
Yes
No
3
Did the organization list any former officer, director or trustee, key employee, or highest compensated employee on line 1a? If “Yes,” complete Schedule J for such individual .............
3
Yes
 
4
For any individual listed on line 1a, is the sum of reportable compensation and other compensation from the organization and related organizations greater than $150,000? If “Yes,” complete Schedule J for such individual...........................
4
Yes
 
5
Did any person listed on line 1a receive or accrue compensation from any unrelated organization or individual for services rendered to the organization? If “Yes,” complete Schedule J for such person .....
5
 
No
Section B. Independent Contractors
1
Complete this table for your five highest compensated independent contractors that received more than $100,000 of compensation from the organization. Report compensation for the calendar year ending with or within the organization’s tax year.
(A)
Name and business address 		(B)
Description of services 		(C)
Compensation
SKANSKA USA BUILDING INC
253 SUMMER STREET
BOSTON,MA02210 		CONTRACTOR 94,933,521
SHAWMUT DESIGN AND CONSTRUCTION
560 HARRISON AVENUE
BOSTON,MA02118 		CONTRACTOR 33,891,039
MASSACHUSETTS GENERAL HOSPITAL
55 FRUIT STREET
BOSTON,MA02114 		MEDICAL/HOSPITAL 33,481,443
BRIGHAM AND WOMEN'S HOSPITAL
75 FRANCIS STREET
BOSTON,MA02115 		RESEARCH SUBCONTRACTOR 29,771,963
TURNER CONSTRUCTION COMPANY
2 SEAPORT LANE
BOSTON,MA02210 		CONTRACTOR 27,468,384
2
Total number of independent contractors (including but not limited to those listed above) who received more than $100,000 of compensation from the organization MediumBullet1,200
Form 990 (2011)
Form 990 (2011)
Page 9
Part VIII
Statement of Revenue
(A)
Total revenue 		(B)
Related or
exempt
function
revenue 		(C)
Unrelated
business
revenue 		(D)
Revenue
excluded from
tax under sections
512, 513, or 514
Contributions, Gifts, Grants and Other Similar Amounts 1a Federated campaigns..1a  
b Membership dues....1b 2,071,232
c Fundraising events....1c 175,100
d Related organizations...1d  
e Government grants (contributions)1e 669,552,488
f All other contributions, gifts, grants, and
similar amounts not included above1f 		871,970,428
g Noncash contributions included in lines 1a-1f:$ 95,903,148
h Total. Add lines 1a-1f.......MediumBullet 1,543,769,248
Program Service Revenue Business Code
2a STUDENT TUITION, R&B, 900,099 1,136,831,605 1,136,831,605    
b AUXILIARY HEALTH SERVI 900,099 46,866,115     46,866,115
c STUDENT/EMPLOYEE SERVI 900,099 41,395,404   5,408,909 35,986,495
d PUBLICATIONS 900,099 36,523,947 36,415,416 108,531  
e LAB AND OTHER SERVICES 900,099 32,227,725 29,764,361 2,463,364  
f All other program service revenue . 76,286,372 30,301,768 20,246,344 25,738,260
g Total. Add lines 2a–2f........MediumBullet 1,370,131,168
Other Revenue 3 Investment income (including dividends, interest
and other similar amounts).....MediumBullet 297,793,872   -191,072 297,984,944
4 Income from investment of tax-exempt bond proceeds..MediumBullet        
5 Royalties............MediumBullet 30,677,022     30,677,022
(i) Real (ii) Personal
6a Gross rents 88,244,248  
b Less: rental expenses 52,214,903  
c Rental income or (loss) 36,029,345  
d Net rental income or (loss).......MediumBullet 36,029,345     36,029,345
(i) Securities (ii) Other
7a Gross amount from sales of assets other than inventory 44,279,890,574 1,441,383
b Less: cost or other basis and sales expenses 43,504,555,543 627,921
c Gain or (loss) 775,335,031 813,462
d Net gain or (loss)..........MediumBullet 776,148,493     776,148,493
8a Gross income from fundraising events (not including
$ 175,100
of contributions reported on line 1c). See Part IV, line 18 ...
a 11,456
b Less: direct expenses ...b 61,122
c Net income or (loss) from fundraising events..MediumBullet -49,666   -49,666
9a Gross income from gaming activities.
See Part IV, line 19 ...
a  
b Less: direct expenses ...b  
c Net income or (loss) from gaming activities...MediumBullet        
10a Gross sales of inventory, less
returns and allowances .
a  
b Less: cost of goods sold ..b  
c Net income or (loss) from sales of inventory..MediumBullet        
Miscellaneous Revenue Business Code
11a            
b            
c            
d All other revenue ....        
e Total. Add lines 11a–11d ......MediumBullet  
12 Total revenue. See Instructions....MediumBullet 4,054,499,482 1,233,313,150 28,036,076 1,249,381,008
Form 990 (2011)
Form 990 (2011)
Page 10
Part IX
Statement of Functional Expenses
Section 501(c)(3) and 501(c)(4) organizations must complete all columns. All other organizations must complete column (A) but are not required to complete columns (B), (C), and (D).
Check if Schedule O contains a response to any question in this Part IX. .........
Do not include amounts reported on lines 6b,
7b, 8b, 9b, and 10b of Part VIII. 		(A)
Total expenses 		(B)
Program service expenses 		(C)
Management and general expenses 		(D)
Fundraising expenses
1 Grants and other assistance to governments and organizations in the United States. See Part IV, line 21 121,374,202 121,374,202
2 Grants and other assistance to individuals in the United States. See Part IV, line 22 483,357,819 483,357,819
3 Grants and other assistance to governments, organizations, and individuals outside the United States. See Part IV, lines 15 and 16 35,983,419 35,983,419
4 Benefits paid to or for members    
5 Compensation of current officers, directors, trustees, and key employees .... 7,042,467 508,502 5,894,502 639,463
6 Compensation not included above, to disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B) .... 1,052,785 295,525 649,233 108,027
7 Other salaries and wages 1,430,218,554 1,305,074,431 86,885,777 38,258,346
8 Pension plan accruals and contributions (include section 401(k) and 403(b) employer contributions) .... 121,727,298 111,076,160 7,394,933 3,256,205
9 Other employee benefits ....... 250,426,334 228,514,030 15,213,400 6,698,904
10 Payroll taxes ........... 90,797,282 82,852,520 5,515,935 2,428,827
11 Fees for services (non-employees):        
a Management ...... 35,816,661 32,682,703 2,175,862 958,096
b Legal ......... 9,423,939 8,599,345 572,504 252,090
c Accounting ........... 2,347,840 2,142,404 142,631 62,805
d Lobbying ........... 378,562 345,437 22,998 10,127
e Professional fundraising. See Part IV, line 17.. 309,785 309,785
f Investment management fees ...... 141,173,826   141,173,826  
g Other .......... 270,240,346 246,594,316 16,417,101 7,228,929
12 Advertising and promotion .... 12,245,134 11,173,685 743,892 327,557
13 Office expenses ....... 190,714,359 174,026,853 11,585,897 5,101,609
14 Information technology ...... 84,613,303 77,209,639 5,140,258 2,263,406
15 Royalties .. 3,664,489 3,343,846 222,618 98,025
16 Occupancy ........... 237,354,625 216,586,096 14,419,293 6,349,236
17 Travel ............ 73,098,097 66,702,014 4,440,709 1,955,374
18 Payments of travel or entertainment expenses for any federal, state, or local public officials ...... 4,619 4,619    
19 Conferences, conventions, and meetings .... 46,331,181 42,277,203 2,814,619 1,239,359
20 Interest ........... 282,102,963 257,418,954 17,137,755 7,546,254
21 Payments to affiliates .......        
22 Depreciation, depletion, and amortization ..... 264,662,136 241,504,199 16,078,225 7,079,712
23 Insurance .............. 11,956,997 10,910,759 726,388 319,850
24 Other expenses. Itemize expenses not covered above (List miscellaneous expenses in line 24f. If line 24f amount exceeds 10% of line 25, column (A) amount, list line 24f expenses on Schedule O.)
a PAYMENTS TO ANNUITANTS 58,256,432 53,158,994 3,539,078 1,558,360
b BOOKS/PUBLICATIONS 37,755,025 34,451,460 2,293,618 1,009,947
c PUBLISHING 25,102,516 22,906,046 1,524,978 671,492
d TAXES AND FEES 15,358,450 14,014,585 933,026 410,839
e
f All other expenses 16,385,427 14,951,702 995,414 438,311
25 Total functional expenses. Add lines 1 through 24f 4,361,276,872 3,900,041,467 364,654,470 96,580,935
26 Joint costs. Complete this line only if the organization reported in column (B) joint costs from a combined educational campaign and fundraising solicitation. Check here MediumBullet if following SOP 98-2 (ASC 958-720).        
Form 990 (2011)
Form 990 (2011)
Page 11
Part X Balance Sheet
(A)
Beginning of year 		(B)
End of year
Assets 1 Cash—non-interest-bearing .......... 120,524,000 1 126,046,000
2 Savings and temporary cash investments ....... 4,138,000 2 5,008,000
3 Pledges and grants receivable, net ......... 822,539,000 3 978,202,000
4 Accounts receivable, net ......... 123,863,000 4 86,428,000
5 Receivables from current and former officers, directors, trustees, key employees, and highest compensated employees. Complete Part II of
Schedule L .......... 2,797,000 5 3,424,000
6 Receivables from other disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B). Complete Part II of
Schedule L ..........   6  
7 Notes and loans receivable, net ............. 417,655,000 7 359,919,000
8 Inventories for sale or use .............. 10,459,000 8 9,861,000
9 Prepaid expenses and deferred charges ............ 143,371,000 9 150,502,000
10a Land, buildings, and equipment: cost or other basis. Complete Part VI of Schedule D 10a 8,833,576,000
b Less: accumulated depreciation. ..... 10b 3,381,419,000 5,327,184,000 10c 5,452,157,000
11 Investments—publicly traded securities .......... 26,613,204,000 11 23,718,086,000
12 Investments—other securities. See Part IV, line 11 ...... 15,893,657,000 12 17,004,497,000
13 Investments—program-related. See Part IV, line 11 ..   13  
14 Intangible assets .........   14  
15 Other assets. See Part IV, line 11 ........... 10,358,559,000 15 8,476,553,000
16 Total assets. Add lines 1 through 15 (must equal line 34)... 59,837,950,000 16 56,370,683,000
Liabilities 17 Accounts payable and accrued expenses . 522,710,000 17 424,582,000
18 Grants payable ..........   18  
19 Deferred revenue .......... 150,466,000 19 147,094,000
20 Tax-exempt bond liabilities .......... 3,705,232,000 20 3,520,720,000
21 Escrow or custodial account liability. Complete Part IV of Schedule D..   21  
22 Payables to current and former officers, directors, trustees, key
employees, highest compensated employees, and disqualified
persons. Complete Part II of Schedule L..........   22  
23 Secured mortgages and notes payable to unrelated third parties ..   23  
24 Unsecured notes and loans payable to unrelated third parties .... 2,630,477,000 24 2,518,419,000
25 Other liabilities (including federal income tax, payables to related third parties, and other liabilities not included on lines 17-24). Complete Part X of Schedule D..... 16,194,052,000 25 14,282,477,000
26 Total liabilities. Add lines 17 through 25..... 23,202,937,000 26 20,893,292,000
Net Assets or Fund Balance Organizations that follow SFAS 117, check here MediumBullet and complete lines 27 through 29, and lines 33 and 34.
27 Unrestricted net assets ..... 8,490,001,000 27 8,140,394,000
28 Temporarily restricted net assets ..... 22,486,092,000 28 21,276,828,000
29 Permanently restricted net assets ..... 5,658,920,000 29 6,060,169,000
Organizations that do not follow SFAS 117, check here MediumBullet and complete lines 30 through 34.
30 Capital stock or trust principal, or current funds .....   30  
31 Paid-in or capital surplus, or land, building or equipment fund .....   31  
32 Retained earnings, endowment, accumulated income, or other funds   32  
33 Total net assets or fund balances ..... 36,635,013,000 33 35,477,391,000
34 Total liabilities and net assets/fund balances ..... 59,837,950,000 34 56,370,683,000
Form 990 (2011)
Form 990 (2011)
Page 12
Part XI
Reconcilliation of Net Assets
Check if Schedule O contains a response to any question in this Part XI .........
1
Total revenue (must equal Part VIII, column (A), line 12) ...
1
4,054,499,482
2
Total expenses (must equal Part IX, column (A), line 25) ....
2
4,361,276,872
3
Revenue less expenses. Subtract line 2 from line 1 ...
3
-306,777,390
4
Net assets or fund balances at beginning of year (must equal Part X, line 33, column (A)) ..
4
36,635,013,000
5
Other changes in net assets or fund balances (explain in Schedule O) ...
5
-850,844,610
6
Net assets or fund balances at end of year. Combine lines 3, 4, and 5 (must equal Part X, line 33, column (B)) ....
6
35,477,391,000
Part XII
Financial Statements and Reporting
Check if Schedule O contains a response to any question in this Part XII .........
Yes
No
1
Accounting method used to prepare the Form 990:  
If the organization changed its method of accounting from a prior year or checked "Other," explain in
Schedule O.
2a
Were the organization’s financial statements compiled or reviewed by an independent accountant?....
2a
 
No
b
Were the organization’s financial statements audited by an independent accountant?........
2b
Yes
 
c
If “Yes,” to 2a or 2b, does the organization have a committee that assumes responsibility for oversight of the audit, review, or compilation of its financial statements and selection of an independent accountant? If the organization changed either its oversight process or selection process during the tax year, explain in Schedule O. ...........................
2c
Yes
 
d
If “Yes” to line 2a or 2b, check a box below to indicate whether the financial statements for the year were issued on a separate basis, consolidated basis, or both:
3a
As a result of a federal award, was the organization required to undergo an audit or audits as set forth in the Single Audit Act and OMB Circular A-133? ................
3a
Yes
 
b
If “Yes,” did the organization undergo the required audit or audits? If the organization did not undergo the required audit or audits, explain why in Schedule O and describe any steps taken to undergo such audits. ..
3b
Yes
 
Form 990 (2011)
Additional Data


Software ID:  
Software Version:  
Form 990, Special Condition Description:
Special Condition Description
SCHEDULE A
(Form 990 or 990EZ)

Department of the Treasury
Internal Revenue Service
Public Charity Status and Public Support

Complete if the organization is a section 501(c)(3) organization or a section
4947(a)(1) nonexempt charitable trust.
right arrow Attach to Form 990 or Form 990-EZ. right arrow See separate instructions.
OMB No. 1545-0047
2011
Open to Public
Inspection
Name of the organization
PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
Employer identification number

04-2103580
Part I
Reason for Public Charity Status (All organizations must complete this part.) See instructions
The organization is not a private foundation because it is: (For lines 1 through 11, check only one box.)
1
2
3
4
5
section 170(b)(1)(A)(iv). (Complete Part II.)
6
7
8
9
receipts from activities related to its exempt functions—subject to certain exceptions, and (2) no more than 331/3% of
its support from gross investment income and unrelated business taxable income (less section 511 tax) from businesses
acquired by the organization after June 30, 1975. See section 509(a)(2). (Complete Part III.)
10
11
e
f
g
(i) a person who directly or indirectly controls, either alone or together with persons described in (ii)
Yes
No
and (iii) below, the governing body of the the supported organization? ................
11g(i)
 
 
(ii) a family member of a person described in (i) above? ......................
11g(ii)
 
 
(iii) a 35% controlled entity of a person described in (i) or (ii) above? ................
11g(iii)
 
 
h
(i)
Name of supported organization 		(ii)
EIN 		(iii)
Type of organization (described on lines 1- 9 above or IRC section (see instructions)) 		(iv)
Is the organization in col. (i) listed in your governing document? 		(v)
Did you notify the organization in col. (i) of your support? 		(vi)
Is the organization in col. (i) organized in the U.S.? 		(vii)
Amount of support?
Yes No Yes No Yes No
Total                  

For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 11285F
Schedule A (Form 990 or 990-EZ) 2011
Schedule A (Form 990 or 990-EZ) 2011
Page 2
Part II
Support Schedule for Organizations Described in IRC 170(b)(1)(A)(iv) and 170(b)(1)(A)(vi)
(Complete only if you checked the box on line 5, 7, or 8 of Part I or if the organization failed to qualify under Part III. If the organization fails to qualify under the tests listed below, please complete Part III.)
Section A. Public Support
Calendar year(or fiscal year beginning in) (a) 2007 (b) 2008 (c) 2009 (d) 2010 (e) 2011 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") ....            
2 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf.......            
3 The value of services or facilities furnished by a governmental unit to the organization without charge..            
4 Total. Add lines 1 through 3..            
5 The portion of total contributions by each person (other than a governmental unit or publicly supported organization) included on line 1 that exceeds 2% of the amount shown on line 11, column (f)..            
6 Public Support. Subtract line 5 from line 4.            
Section B. Total Support
Calendar year(or fiscal year beginning in) (a) 2007 (b) 2008 (c) 2009 (d) 2010 (e) 2011 (f) Total
7 Amounts from line 4..            
8 Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources..            
9 Net income from unrelated business activities, whether or not the business is regularly carried on..            
10 Other income. (Explain in Part IV.) Do not include gain or loss from the sale of capital assets..            
11 Total support (Add lines 7 through 10).            
12
12
 
13
Section C. Computation of Public Support Percentage
14
14
 
15
15
 
16a
b
17a
b
18
Schedule A (Form 990 or 990-EZ) 2011
Schedule A (Form 990 or 990-EZ) 2011
Page 3
Part III
Support Schedule for Organizations Described in IRC 509(a)(2)
(Complete only if you checked the box on line 9 of Part I or if the organization failed to qualify under Part II. If the organization fails to qualify under the tests listed below, please complete Part II.)
Section A. Public Support
Calendar year(or fiscal year beginning in) (a) 2007 (b) 2008 (c) 2009 (d) 2010 (e) 2011 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") .            
2 Gross receipts from admissions, merchandise sold or services performed, or facilities furnished in any activity that is related to the organization's tax-exempt purpose......            
3 Gross receipts from activities that are not an unrelated trade or business under section 513..            
4 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf...            
5 The value of services or facilities furnished by a governmental unit to the organization without charge..            
6 Total. Add lines 1 through 5.            
7a Amounts included on lines 1, 2, and 3 received from disqualified persons...            
b Amounts included on lines 2 and 3 received from other than disqualified persons that exceed the greater of $5,000 or 1% of the amount on line 13 for the year.            
c Add lines 7a and 7b..            
8 Public Support (Subtract line 7c from line 6.)            
Section B. Total Support
Calendar year (or fiscal year beginning in) (a) 2007 (b) 2008 (c) 2009 (d) 2010 (e) 2011 (f) Total
9 Amounts from line 6...            
10a Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources..            
b Unrelated business taxable income (less section 511 taxes) from businesses acquired after June 30, 1975.            
c Add lines 10a and 10b.            
11 Net income from unrelated business activities not included in line 10b, whether or not the business is regularly carried on.            
12 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part IV.)            
13 Total support (Add lines 9, 10c, 11 and 12.).            
14
Section C. Computation of Public Support Percentage
15
15
 
16
16
 
Section D. Computation of Investment Income Percentage
17
17
 
18
18
 
19a
b
20
Schedule A (Form 990 or 990-EZ) 2011
Schedule A (Form 990 or 990-EZ) 2011
Page 4
Part IV
Supplemental Information. Supplemental Information. Complete this part to provide the explanation required by Part II, line 10; Part II, line 17a or 17b; or Part III, line 12. Also complete this part for any additional information. (See instructions).
Facts And Circumstances Test
 
Explanation
 
 
 
 
Schedule A (Form 990 or 990-EZ) 2011

Additional Data


Software ID:  
Software Version:  
SCHEDULE C
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Political Campaign and Lobbying Activities

For Organizations Exempt From Income Tax Under section 501(c) and section 527
SchCMd Bullet Complete if the organization is described below.
SchCMd Bullet Attach to Form 990 or Form 990-EZ. SchCMd Bullet See separate instructions.
OMB No. 1545-0047
2011
Open to Public
Inspection
If the organization answered “Yes” to Form 990, Part IV, Line 3, or Form 990-EZ, Part V, line 46 (Political Campaign Activities), then
Round Bullet Section 501(c)(3) organizations: Complete Parts I-A and B. Do not complete Part I-C.
Round Bullet Section 501(c) (other than section 501(c)(3)) organizations: Complete Parts I-A and C below. Do not complete Part I-B.
Round Bullet Section 527 organizations: Complete Part I-A only.
If the organization answered “Yes” to Form 990, Part IV, Line 4, or Form 990-EZ, Part VI, line 47 (Lobbying Activities), then
Round Bullet Section 501(c)(3) organizations that have filed Form 5768 (election under section 501(h)) Complete Part II-A. Do not complete Part II-B.
Round Bullet Section 501(c)(3) organizations that have NOT filed Form 5768 (election under section 501(h)): Complete Part II-B. Do not complete Part II-A.
If the organization answered “Yes” to Form 990, Part IV, Line 5 (Proxy Tax) or Form 990-EZ, line 35c (Proxy Tax), then
Round Bullet Section 501(c)(4), (5), or (6) organizations: Complete Part III.
Name of the organization
PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
Employer identification number

04-2103580
Part I-A
Complete if the organization is exempt under section 501(c) or is a section 527 organization.

1
Provide a description of the organization’s direct and indirect political campaign activities in Part IV.
2
Political expenditures ....................................SchCMd Bullet
$ 0
3
Volunteer hours ........................................
0

Part I-B
Complete if the organization is exempt under section 501(c)(3).
1
Enter the amount of any excise tax incurred by the organization under section 4955 .........SchCMd Bullet
$ 0
2
Enter the amount of any excise tax incurred by organization managers under section 4955 ......SchCMd Bullet
$ 0
3
If the organization incurred a section 4955 tax, did it file Form 4720 for this year? ..............
4a
Was a correction made? .........................................
b
If "Yes," describe in Part IV.
Part I-C
Complete if the organization is exempt under section 501(c) except section 501(c)(3).
1
Enter the amount directly expended by the filing organization for section 527 exempt function activities SchCMd Bullet
$  
2
Enter the amount of the filing organization's funds contributed to other organizations for section 527 exempt function activities ...................................SchCMd Bullet

$  
3
Total exempt function expenditures. Add lines 1 and 2. Enter here and on Form 1120-POL, line 17b..SchCMd Bullet

$  
4
Did the filing organization file Form 1120-POL for this year? ..........................
5
Enter the names, addresses and employer identification number (EIN) of all section 527 political organizations to which the filing
organization made payments. For each organization listed, enter the amount paid from the filing organization’s funds. Also enter the amount of political contributions received that were promptly and directly delivered to a separate political organization, such as a separate segregated fund or a political action committee (PAC). If additional space is needed, provide information in Part IV.
(a) Name (b) Address (c) EIN (d) Amount paid from filing organization's funds. If none, enter -0-. (e) Amount of political contributions received and promptly and directly delivered to a separate political organization. If none, enter -0-.










For Privacy Act and Paperwork Reduction Act Notice, see the instructions for Form 990.
Cat. No. 50084S
Schedule C (Form 990 or 990-EZ) 2011

Schedule C (Form 990 or 990-EZ) 2011
Page 2
Part II-A
Complete if the organization is exempt under section 501(c)(3) and filed Form 5768 (election under section 501(h)).
A Check expenses, and share of excess lobbying expenditures).
B Check
Limits on Lobbying Expenditures
(The term "expenditures" means amounts paid or incurred.) 		(a) Filing
organization's
totals 		(b) Affiliated group
totals
1a Total lobbying expenditures to influence public opinion (grass roots lobbying) ......    
b Total lobbying expenditures to influence a legislative body (direct lobbying) .......    
c Total lobbying expenditures (add lines 1a and 1b) ...................    
d Other exempt purpose expenditures ........................    
e Total exempt purpose expenditures (add lines 1c and 1d) ...............    
f Lobbying nontaxable amount. Enter the amount from the following table in both
columns.		    
  If the amount on line 1e, column (a) or (b) is:The lobbying nontaxable amount is:    
  Not over $500,00020% of the amount on line 1e.    
  Over $500,000 but not over $1,000,000$100,000 plus 15% of the excess over $500,000.    
  Over $1,000,000 but not over $1,500,000$175,000 plus 10% of the excess over $1,000,000.    
  Over $1,500,000 but not over $17,000,000$225,000 plus 5% of the excess over $1,500,000.    
  Over $17,000,000$1,000,000.    
       
g Grassroots nontaxable amount (enter 25% of line 1f) .................    
h Subtract line 1g from line 1a. If zero or less, enter -0-. ................    
i Subtract line 1f from line 1c. If zero or less, enter -0-. ................    
j If there is an amount other than zero on either line 1h or line 1i, did the organization file Form 4720 reporting
section 4911 tax for this year? ......................................

4-Year Averaging Period Under Section 501(h)
(Some organizations that made a section 501(h) election do not have to complete all of the five
columns below. See the instructions for lines 2a through 2f on page 4.)
Lobbying Expenditures During 4-Year Averaging Period
  Calendar year (or fiscal year
beginning in) 		(a) 2008 (b) 2009 (c) 2010 (d) 2011 (e) Total
             
2a Lobbying non-taxable amount          
             
b Lobbying ceiling amount
(150% of line 2a, column(e)) 		         
             
c Total lobbying expenditures          
             
d Grassroots nontaxable amount          
             
e Grassroots ceiling amount
(150% of line 2d, column (e))		          
             
f Grassroots lobbying expenditures          
Schedule C (Form 990 or 990-EZ) 2011


Schedule C (Form 990 or 990-EZ) 2011
Page 3
Part II-B
Complete if the organization is exempt under section 501(c)(3) and has NOT filed Form 5768 (election under section 501(h)).
For each “Yes” response to lines 1a through 1i below, provide in Part IV a detailed description of the lobbying activity.
(a)
Yes
No
(b)
Amount
1
During the year, did the filing organization attempt to influence foreign, national, state or local legislation, including any attempt to influence public opinion on a legislative matter or referendum, through the use of:
a
Volunteers? .........................................
 
No
b
Paid staff or management (include compensation in expenses reported on lines 1c through 1i)? ....
Yes
 
c
Media advertisements? ....................................
 
No
 
d
Mailings to members, legislators, or the public? .........................
Yes
 
200
e
Publications, or published or broadcast statements? .......................
Yes
 
40,566
f
Grants to other organizations for lobbying purposes? .......................
Yes
 
160,826
g
Direct contact with legislators, their staffs, government officials, or a legislative body? ........
Yes
 
176,970
h
Rallies, demonstrations, seminars, conventions, speeches, lectures, or any similar means? ......
 
No
 
i
Other activities? ..........................
Yes
 
 
j
Total. Add lines 1c through 1i ...............................
378,562
2a
Did the activities in line 1 cause the organization to be not described in section 501(c)(3)? .....
 
No
b
If "Yes," enter the amount of any tax incurred under section 4912 .................
 
c
If "Yes," enter the amount of any tax incurred by organization managers under section 4912 .....
 
d
If the filing organization incurred a section 4912 tax, did it file Form 4720 for this year? .......
 
 
Part III-A
Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6).
Yes
No
1
Were substantially all (90% or more) dues received nondeductible by members? ................
1
 
 
2
Did the organization make only in-house lobbying expenditures of $2,000 or less? ................
2
 
 
3
Did the organization agree to carry over lobbying and political expenditures from the prior year? ..........
3
 
 
Part III-B
Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6) and if either (a) BOTH Part III-A, lines 1 and 2 are answered “No” OR (b) Part III-A, line 3 is answered “Yes”.
1
Dues, assessments and similar amounts from members .....................
1
 
2
Section 162(e) nondeductible lobbying and political expenditures (do not include amounts of political
expenses for which the section 527(f) tax was paid).
a
Current year .........................................
2a
 
b
Carryover from last year ....................................
2b
 
c
Total ...........................................
2c
 
3
Aggregate amount reported in section 6033(e)(1)(A) notices of nondeductible section 162(e) dues .
3
 
4
If notices were sent and the amount on line 2c exceeds the amount on line 3, what portion of the excess does the organization agree to carryover to the reasonable estimate of nondeductible lobbying and political expenditure next year? ................................
4
 
5
Taxable amount of lobbying and political expenditures (see instructions) ..............
5
 
Part IV
Supplemental Information
Complete this part to provide the descriptions required for Part l-A, line 1; Part l-B, line 4; Part l-C, Part II-A; line 5; and Part ll-B, line 1.
Also, complete this part for any additional information.
Identifier Return Reference Explanation
PART IV, SUPPLEMENTAL INFORMATION:   SCHEDULE C, PART I-A AND PART I-B: THE UNIVERSITY DOES NOT ENGAGE IN DIRECT OR INDIRECT POLITICAL CAMPAIGN ACTIVITIES ON BEHALF OF OR IN OPPOSITION TO CANDIDATES FOR PUBLIC OFFICE. THEREFORE, THE UNIVERSITY DOES NOT INCUR ANY EXCISE TAX IMPOSED UNDER SECTION 4955 REPORTABLE ON IRS FORM 4720, RETURN OF CERTAIN EXCISE TAXES UNDER CHAPTERS 41 AND 42 OF THE INTERNAL REVENUE CODE. SCHEDULE C, PART II-B, LOBBYING ACTIVITY: THE UNIVERSITY ENGAGED IN LOBBYING ACTIVITIES BUT DID NOT MAKE A SECTION 501(H) LOBBYING EXPENDITURE ELECTION BY FILING FORM 5768. THE UNIVERSITY HAS ENGAGED IN DIRECT INTERACTION WITH LEGISLATORS AND STAFF BY TELEPHONE, EMAIL, DIRECT MAIL AND IN PERSON. LOBBYING DISCLOSURES FOR FORM 990 JULY 1, 2011 THROUGH JUNE 30, 2012: ISSUES LOBBIED AT THE FEDERAL LEVEL INCLUDE: ISSUES RELATED TO EXPANSION AND SIMPLIFICATION OF THE TUITION TAX CREDITS AND DEDUCTIONS, EXTENSION OF IRA CHARITABLE ROLL-OVER PROVISION AND RELATED TO CHARITABLE GIVING INCENTIVES ISSUES REGARDING TAX ADMINISTRATION, EMPLOYEE BENEFITS AND HEALTH CARE REFORM ISSUES RELATED TO COLLEGE AND UNIVERSITY ENDOWMENTS BUDGET AND APPROPRIATIONS FOR STUDENT FINANCIAL AID, RESEARCH IN NIH, NSF, DOD, DOE, NASA, EPA, HUD, TRANSPORTATION, INTERIOR, HEALTH PROFESSIONS, HUMANITIES AND ARTS ENDOWMENTS IMMIGRATION LEGISLATION AND STUDENT VISA ISSUES STUDENT LENDING ISSUES, COLLEGE COST, ACCOUNTABILITY, GRADUATE EDUCATION, INTERNATIONAL EDUCATION, HIGHER EDUCATION ACT REAUTHORIZATION AND VETERANS AND MILITARY EDUCATION ISSUES LEGISLATION CONCERNING EDUCATION AND THE INTERNET, COMMUNITY SERVICE BY STUDENTS, EDUCATIONAL DATA AND ANALYSIS, AND MUSEUM AND HUMANITIES ISSUES LEGISLATION RELATING TO RESEARCH AND CLEAN ENERGY ISSUES ISSUES LOBBIED FOR THE STATE OF MASSACHUSETTS: ISSUES RELATED TO TAX POLICY REGARDING NON-PROFITS ISSUES RELATED TO PRIVATE HIGHER EDUCATION ENDOWMENT FUNDS ISSUES RELATED TO MUNICIPAL RELIEF FUNDS ISSUES RELATED TO REPORTING REQUIREMENTS FOR NON-PROFITS ISSUES RELATED TO EDUCATION REFORM SCHEDULE C, PART II-B, LINE I, OTHER ACTIVITIES: THE UNIVERSITY PAYS MEMBERSHIP DUES TO MEMBER ORGANIZATIONS WHICH MAY ENGAGE IN LOBBYING ACTIVITIES. THEREFORE, A PORTION OF THE DUES MAY BE ATTRIBUTABLE TO LOBBYING ACTIVITIES.
Schedule C (Form 990 or 990EZ) 2011

Additional Data


Software ID:  
Software Version:  

SCHEDULE D
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Financial Statements
SchDMd Bullet Complete if the organization answered "Yes," to Form 990,
Part IV, line 6, 7, 8, 9, 10, 11a, 11b, 11c, 11d, 11e, 11f, 12a, or 12b
SchDMd Bullet Attach to Form 990. SchDMd Bullet See separate instructions.
OMB No. 1545-0047
2011
Open to Public Inspection
Name of the organization
PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
Employer identification number

04-2103580
Part I
Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts. Complete if the organization answered "Yes" to Form 990, Part IV, line 6.
(a) Donor advised funds (b) Funds and other accounts
1 Total number at end of year ....... 34  
2 Aggregate contributions to (during year) ... 3,190,976  
3 Aggregate grants from (during year) ... 16,840,762  
4 Aggregate value at end of year ....... 160,528,696  
5
Did the organization inform all donors and donor advisors in writing that the assets held in donor advised
funds are the organization's property, subject to the organization's exclusive legal control? ............
6
Did the organization inform all grantees, donors, and donor advisors in writing that grant funds can be
used only for charitable purposes and not for the benefit of the donor or donor advisor, or for any other purpose conferring impermissible private benefit? ...................................
Part II
Conservation Easements. Complete if the organization answered "Yes" to Form 990, Part IV, line 7.
1
Purpose(s) of conservation easements held by the organization (check all that apply).
2
Complete lines 2a through 2d if the organization held a qualified conservation contribution in the form of a conservation easement on the last day of the tax year.
Held at the End of the Year
a Total number of conservation easements ....................... 2a  
b Total acreage restricted by conservation easements .................. 2b  
c Number of conservation easements on a certified historic structure included in (a) ..... 2c  
d Number of conservation easements included in (c) acquired after 8/17/06, and not on a historic structure listed in the National Register .................... 2d  
3
Number of conservation easements modified, transferred, released, extinguished, or terminated by the organization during
the tax year SchDMd Bullet  
4
Number of states where property subject to conservation easement is located SchDMd Bullet  
5
Does the organization have a written policy regarding the periodic monitoring, inspection, handling of violations, and
enforcement of the conservation easements it holds? .............................
6
Staff and volunteer hours devoted to monitoring, inspecting and enforcing conservation easements during the year SchDMd Bullet  
7
Amount of expenses incurred in monitoring, inspecting, and enforcing conservation easements during the year
SchDMd Bullet $  
8
Does each conservation easement reported on line 2(d) above satisfy the requirements of section
170(h)(4)(B)(i) and 170(h)(4)(B)(ii)? ....................................
9
In Part XIV, describe how the organization reports conservation easements in its revenue and expense statement, and
balance sheet, and include, if applicable, the text of the footnote to the organization’s financial statements that describes
the organization’s accounting for conservation easements.
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets.
Complete if the organization answered "Yes" to Form 990, Part IV, line 8.
1a
If the organization elected, as permitted under SFAS 116 (ASC 958), not to report in its revenue statement and balance sheet works of
art, historical treasures, or other similar assets held for public exhibition, education or research in furtherance of public service,
provide, in Part XIV, the text of the footnote to its financial statements that describes these items.
b
If the organization elected, as permitted under SFAS 116 (ASC 958), to report in its revenue statement and balance sheet works of art,
historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service,
provide the following amounts relating to these items:
(i)
Revenues included in Form 990, Part VIII, line 1 ........................SchDMd Bullet $  
(ii)
Assets included in Form 990, Part X ..............................SchDMd Bullet $  
2
If the organization received or held works of art, historical treasures, or other similar assets for financial gain, provide the
following amounts required to be reported under SFAS 116 (ASC 958), relating to these items:
a
Revenues included in Form 990, Part VIII, line 1 ..........................SchDMd Bullet $  
b
Assets included in Form 990, Part X ...............................SchDMd Bullet $  
For Privacy Act and Paperwork Reduction Act Notice, see the Intructions for Form 990
Cat. No. 52283D
Schedule D (Form 990) 2011

Schedule D (Form 990) 2011
Page 2
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets (continued)
3
Using the organization’s accession and other records, check any of the following that are a significant use of its collection
items (check all that apply):
a
d
b
e
 
c
4
Provide a description of the organization’s collections and explain how they further the organization’s exempt purpose in
Part XIV.
5
During the year, did the organization solicit or receive donations of art, historical treasures or other similar
assets to be sold to raise funds rather than to be maintained as part of the organization’s collection?........
Part IV
Escrow and Custodial Arrangements. Complete if the organization answered "Yes" to Form 990,
Part IV, line 9, or reported an amount on Form 990, Part X, line 21.
1a
Is the organization an agent, trustee, custodian or other intermediary for contributions or other assets not
included on Form 990, Part X? ....................................
b
If "Yes," explain the arrangement in Part XIV and complete the following table:
Amount
c Beginning balance ................................. 1c  
d Additions during the year .............................. 1d 9,600,076
e Distributions during the year ............................. 1e 9,600,076
f Ending balance ................................... 1f 0
2a
Did the organization include an amount on Form 990, Part X, line 21? .....................
b
If “Yes,” explain the arrangement in Part XIV.
Part V
Endowment Funds. Complete if the organization answered "Yes" to Form 990, Part IV, line 10.
(a)Current Year (b)Prior Year (c)Two Years Back (d)Three Years Back (e)Four Years Back
1a Beginning of year balance .... 30,974,930,000 26,768,706,000 25,279,430,000 35,854,269,000
b Contributions ........ 305,850,000 223,000,000 284,812,000 239,625,000
c Net investment earnings, gains, and losses ... 708,000 5,374,404,000 3,312,945,000 -9,227,682,000
d Grants or scholarships ..... 239,374,000 216,754,000 215,812,000 234,855,000
e Other expenditures for facilities
and programs ........ 		1,172,548,000 1,035,938,000 1,751,538,000 1,131,073,000
f Administrative expenses .... 136,321,000 138,488,000 141,131,000 220,854,000
g End of year balance ...... 29,733,245,000 30,974,930,000 26,768,706,000 25,279,430,000
2
Provide the estimated percentage of the year end balance (line 1g) held as:
a
Board designated or quasi-endowment SchDMd Bullet26.000 %
b
Permanent endowment SchDMd Bullet18.000 %
c
Temporarily restricted endowment SchDMd Bullet56.000 %
The percentages in lines 2a, 2b, and 2c should equal 100%.
3a
Are there endowment funds not in the possession of the organization that are held and administered for the
organization by:

Yes
No
(i) unrelated organizations ........................
3a(i)
Yes
 
(ii) related organizations ........................
3a(ii)
Yes
 
b
If "Yes" to 3a(ii), are the related organizations listed as required on Schedule R? .........
3b
Yes
 
4
Describe in Part XIV the intended uses of the organization's endowment funds.
Part VI
Land, Buildings, and Equipment. See Form 990, Part X, line 10.
Description of property (a) Cost or other basis (investment) (b)Cost or other basis (other) (c) Accumulated depreciation (d) Book value
1a Land .................   474,508,000 474,508,000
b Buildings ................   6,568,684,000 2,691,805,000 3,876,879,000
c Leasehold improvements ............   134,562,000   134,562,000
d Equipment ................   927,174,000 689,614,000 237,560,000
e Other ................. 12,768,000 715,880,000   728,648,000
Total. Add lines 1a through 1e. (Column (d) must equal Form 990, Part X, column (B), line 10(c).).......SchDMdBullet 5,452,157,000
Schedule D (Form 990) 2011

Schedule D (Form 990) 2011
Page 3
Part VII
Investments—Other Securities. See Form 990, Part X, line 12.
(a) Description of security or category
(including name of security)		 (b)Book value (c) Method of valuation:
Cost or end-of-year market value
(1)Financial derivatives    
(2)Closely-held equity interests    
(3)Other
(A) PRIVATE EQUITIES 		7,050,224,000 F

(B) REAL ASSETS 		9,954,273,000 F







Total. (Column (b) must equal Form 990, Part X, col. (B) line 12.)Small Bullet 17,004,497,000
Part VIII
Investments—Program Related. See Form 990, Part X, line 13.
(a) Description of investment type (b) Book value (c) Method of valuation:
Cost or end-of-year market value








Total. (Column (b) must equal Form 990, Part X, col.(B) line 13.)Small Bullet  
Part IX
Other Assets. See Form 990, Part X, line 15.
(a) Description (b) Book value
(1) COLLATERAL-SEC BORROWG AGRMTS 5,881,306,000
(2) OTHER INVESTMENTS 2,251,449,000
(3) INT. IN TRUSTS HELD BY OTHERS 343,798,000






Total. (Column (b) must equal Form 990, Part X, col.(B) line 15.)...........Small Bullet 8,476,553,000
Part X
Other Liabilities. See Form 990, Part X, line 25.
1.(a) Description of Liability (b) Book value
Federal Income Taxes  
DEPOSITS AND OTHER LIABILITIES 194,550,000
SECURITIES LENDING AND OTHER INVESTMENT LIABILITIES 12,294,626,000
LIABILITIES DUE UNDER SPLIT INTEREST AGREEMENTS 670,242,000
ACCRUED RETIREMENT OBLIGATIONS 1,056,015,000
GOVERNMENT LOAN ADVANCES 67,044,000




Total. (Column (b) must equal Form 990, Part X, col.(B) line 25.)Small Bullet 14,282,477,000
2. Fin 48 (ASC 740) Footnote. In Part XIV, provide the text of the footnote to the organization's financial statements that reports the organization's liability for uncertain tax positions under FIN 48 (ASC740).
Schedule D (Form 990) 2011

Schedule D (Form 990) 2011
Page 4
Part XI Reconciliation of Change in Net Assets from Form 990 to Financial Statements
1 Total revenue (Form 990, Part VIII, column (A), line 12) .................... 1  
2 Total expenses (Form 990, Part IX, column (A), line 25) ..................... 2  
3 Excess or (deficit) for the year. Subtract line 2 from line 1 ............. 3  
4 Net unrealized gains (losses) on investments .......................... 4  
5 Donated services and use of facilities ............................. 5  
6 Investment expenses ................................... 6  
7 Prior period adjustments .................................. 7  
8 Other (Describe in Part XIV.) ................................. 8  
9 Total adjustments (net). Add lines 4 through 8 ......................... 9  
10 Excess or (deficit) for the year per financial statements. Combine lines 3 and 9 ......... 10  
Part XII Reconciliation of Revenue per Audited Financial Statements With Revenue per Return
1 Total revenue, gains, and other support per audited financial statements ....... 1  
2 Amounts included on line 1 but not on Form 990, Part VIII, line 12:
a Net unrealized gains on investments .......... 2a  
b Donated services and use of facilities ......... 2b  
c Recoveries of prior year grants ........... 2c  
d Other (Describe in Part XIV.) ............ 2d  
e Add lines 2a through 2d ..................... 2e  
3 Subtract line 2e from line 1..................... 3  
4 Amounts included on Form 990, Part VIII, line 12, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b . 4a  
b Other (Describe in Part XIV.) ........... 4b  
c Add lines 4a and 4b....................... 4c  
5 Total Revenue. Add lines 3 and 4c. (This must equal Form 990, Part I, line 12.) ...... 5  
Part XIII Reconciliation of Expenses per Audited Financial Statements With Expenses per Return
1 Total expenses and losses per audited financial statements ............. 1  
2 Amounts included on line 1 but not on Form 990, Part IX, line 25:
a Donated services and use of facilities .......... 2a  
b Prior year adjustments .............. 2b  
c Other losses ................ 2c  
d Other (Describe in Part XIV.) ............ 2d  
e Add lines 2a through 2d...................... 2e  
3 Subtract line 2e from line 1..................... 3  
4 Amounts included on Form 990, Part IX, line 25, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b .. 4a  
b Other (Describe in Part XIV.) ............ 4b  
c Add lines 4a and 4b....................... 4c  
5 Total expenses. Add lines 3 and 4c. (This must equal Form 990, Part I, line 18.) ...... 5  
Part XIV
Supplemental Information
Complete this part to provide the descriptions required for Part II, lines 3, 5, and 9; Part III, lines 1a and 4; Part lV, lines 1b and 2b;
Part V, line 4; Part X; Part XI, line 8; Part XII, lines 2d and 4b; and Part XIII, lines 2d and 4b. Also complete this part to provide any additional information.
Identifier Return Reference Explanation
  PART III, LINE 1A: PART III, LINE 1A: THE UNIVERSITY'S VAST ARRAY OF MUSEUMS AND LIBRARIES HOUSES PRICELESS WORKS OF ART, HISTORICAL TREASURES, LITERARY WORKS, AND ARTIFACTS. THESE COLLECTIONS ARE PROTECTED AND PRESERVED FOR PUBLIC EXHIBITION, EDUCATION, RESEARCH, AND THE FURTHERANCE OF PUBLIC SERVICE. THEY ARE NEITHER DISPOSED OF FOR FINANCIAL GAIN NOR ENCUMBERED IN ANY MANNER. ACCORDINGLY, SUCH COLLECTIONS ARE NOT RECORDED FOR FINANCIAL STATEMENT PURPOSES.
  PART III, LINE 4: PART III, LINE 4: HARVARD ART MUSEUMS: THE HARVARD ART MUSEUMS ARE THREE MUSEUMS (FOGG MUSEUM, BUSCH-REISINGER MUSEUM, ARTHUR M. SACKLER MUSEUM) AND FOUR RESEARCH CENTERS (STRAUS CENTER FOR CONSERVATION AND TECHNICAL STUDIES, CENTER FOR THE TECHNICAL STUDY OF MODERN ART, HARVARD ART MUSEUM ARCHIVES, ARCHAEOLOGICAL EXPLORATION OF SARDIS, TURKEY). THE HARVARD ART MUSEUMS' COLLECTION CONSISTS OF MORE THAN 250,000 OBJECTS IN ALL MEDIA, RANGING IN DATE FROM ANTIQUITY TO THE PRESENT, AND COMING FROM EUROPE, NORTH AMERICA, NORTH AFRICA, THE MIDDLE EAST, SOUTH ASIA, EAST ASIA, AND SOUTHEAST ASIA. THE HARVARD MUSEUMS' ART COLLECTION IS AN IMPORTANT RESOURCE FOR THE HARVARD UNIVERSITY COMMUNITY, AS WELL AS TO A BROADER AUDIENCE OF STUDENTS, SCHOLARS, AND THE GENERAL PUBLIC. THE COLLECTION IS USED TO ADVANCE THE KNOWLEDGE AND APPRECIATION OF ART AND ART MUSEUMS THROUGH PROGRAMS INVOLVING RESEARCH, TEACHING, PROFESSIONAL TRAINING, AND PUBLIC EDUCATION. ARNOLD ARBORETUM: THE ARNOLD ARBORETUM OF HARVARD UNIVERSITY IS THE OLDEST PUBLIC ARBORETUM IN NORTH AMERICA AND ONE OF THE WORLD'S LEADING CENTERS FOR THE STUDY OF PLANTS. ADMINISTERED BY THE OFFICE OF THE PROVOST OF HARVARD UNIVERSITY AND A LINK IN BOSTON'S EMERALD NECKLACE OF PARKS, THE ARNOLD ARBORETUM IS A UNIQUE BLEND OF RESPECTED RESEARCH INSTITUTION AND BELOVED PUBLIC LANDSCAPE. WE PROVIDE AND SUPPORT WORLD-CLASS RESEARCH, HORTICULTURE, AND EDUCATION PROGRAMS THAT FOSTER THE UNDERSTANDING, APPRECIATION, AND PRESERVATION OF TREES. COLLECTION OF HISTORICAL SCIENTIFIC INSTRUMENTS: HARVARD UNIVERSITY HAS BEEN ACQUIRING SCIENTIFIC INSTRUMENTS ON A CONTINUOUS BASIS FOR TEACHING AND RESEARCH SINCE 1672. THE COLLECTION OF HISTORICAL SCIENTIFIC INSTRUMENTS, WHICH WAS ESTABLISHED IN 1948 TO PRESERVE THIS APPARATUS AS A RESOURCE FOR TEACHING AND RESEARCH IN THE HISTORY OF SCIENCE AND TECHNOLOGY, HAS BECOME ONE OF THE THREE LARGEST UNIVERSITY COLLECTIONS OF ITS KIND IN THE WORLD. THE COLLECTION CONTAINS OVER 20,000 OBJECTS DATING FROM ABOUT 1400 TO THE PRESENT. A BROAD RANGE OF SCIENTIFIC DISCIPLINES ARE REPRESENTED, INCLUDING ASTRONOMY, NAVIGATION, HOROLOGY, SURVEYING, GEOLOGY, CALCULATING, PHYSICS, BIOLOGY,MEDICINE, PSYCHOLOGY, ELECTRICITY, AND COMMUNICATION. SIGNIFICANT INSTRUMENTS, MADE OBSOLETE BY NEW TECHNOLOGIES, CONTINUE TO BE INCORPORATED. MANY OF THE DOCUMENTS DETAILING THE PURCHASE AND USE OF THE INSTRUMENTS HAVE BEEN PRESERVED, AND ARE AVAILABLE FOR RESEARCH IN THE COLLECTION'S ADJUNCT LIBRARY. MUSEUM OF COMPARATIVE ZOOLOGY (WITHIN THE MUSEUM OF NATURAL HISTORY): THE MUSEUM OF COMPARATIVE ZOOLOGY WAS FOUNDED IN 1859 ON THE CONCEPT THAT COLLECTIONS ARE AN INTEGRAL AND FUNDAMENTAL COMPONENT OF ZOOLOGICAL RESEARCH AND TEACHING. THIS 150-YEAR-OLD COMMITMENT REMAINS A STRONG AND PROUD TRADITION FOR THE MCZ. THE PRESENT-DAY MCZ CONTAINS OVER 21-MILLION SPECIMENS IN TEN RESEARCH COLLECTIONS WHICH COMPRISE ONE OF THE WORLD'S RICHEST AND MOST VARIED RESOURCES FOR STUDYING THE DIVERSITY OF LIFE. THE MUSEUM SERVES AS THE PRIMARY REPOSITORY FOR ZOOLOGICAL SPECIMENS COLLECTED BY PAST AND PRESENT HARVARD FACULTY-CURATORS, STAFF AND ASSOCIATES CONDUCTING RESEARCH AROUND THE WORLD. AS A PREMIER UNIVERSITY MUSEUM AND RESEARCH INSTITUTION, THE SPECIMENS AND THEIR RELATED DATA ARE AVAILABLE TO RESEARCHERS OF THE SCIENTIFIC AND MUSEUM COMMUNITY. USE OF THE COLLECTIONS IN STUDENT RESEARCH, WHETHER AS THESIS WORK OR INDEPENDENT STUDY, IS ALSO ENCOURAGED. FISHER MUSEUM HARVARD FOREST: THE FISHER MUSEUM'S MAIN EXHIBIT DISPLAYS TWENTY-THREE INTERNATIONALLY ACCLAIMED MODELS (DIORAMAS) PORTRAYING THE HISTORY, CONSERVATION AND MANAGEMENT OF CENTRAL NEW ENGLAND FORESTS. OTHER EXHIBITS AT THE MUSEUM REPRESENT THE RANGE OF HARVARD FOREST'S RESEARCH. HARVARD UNIVERSITY HERBARIA (WITHIN MUSEUM OF NATURAL HISTORY): THE HARVARD UNIVERSITY HERBARIA ARE AMONG SOME SEVERAL THOUSAND COLLECTIONS OF PRESSED, DRIED PLANT SPECIMENS WORLDWIDE THAT ARE USED BY RESEARCHERS TO FURTHER OUR UNDERSTANDING OF THE PLANT WORLD. SOME OF THE EARLIEST HERBARIA WERE FOUNDED IN EUROPE IN THE EARLY 1600'S, DURING THE DAYS OF EXPLORATION, WHEN KNOWLEDGE OF THE EARTH'S FLORA WAS GROWING AT SUCH A RAPID PACE THAT BOTANICAL GARDENS COULD NO LONGER MAINTAIN LIVING EXAMPLES OF EVERY KNOWN SPECIES. WHILE HERBARIUM COLLECTIONS OF ALL SIZES EXIST TODAY, THERE ARE FEWER THAN 75 HERBARIA WORLDWIDE WITH MORE THAN ONE MILLION SPECIMENS. HERBARIUM COLLECTIONS HAVE BEEN BUILT UP OVER THE YEARS BY THE EFFORTS OF NUMEROUS BOTANISTS AND PLANT COLLECTORS WHO HAVE SEARCHED FROM REMOTE AND ISOLATED JUNGLES TO INNER CITY WASTE LOTS AND RAILROAD TRACKS TO DOCUMENT THE DIVERSITY AND DISTRIBUTION OF THE EARTH'S FLORA. REPRESENTATIVES OF MOST KNOWN SPECIES OF PLANTS CAN BE FOUND IN HERBARIA TODAY, CAREFULLY MOUNTED ON SHEETS OF ARCHIVAL QUALITY PAPER, LABELED WITH IMPORTANT INFORMATION ABOUT THEM, AND STORED ON SHELVES IN CABINETS. IN ESSENCE, A HERBARIUM IS ANALOGOUS TO A LIBRARY OF CAREFULLY PRESERVED PLANTS WHERE THE SPECIMENS THEMSELVES AND THE LABELS ASSOCIATED WITH THEM PROVIDE A WEALTH OF INFORMATION ONCE THEY HAVE BEEN "READ" AND STUDIED BY SCIENTISTS. THE SPECIMENS ARE THE KEY TO UNDERSTANDING PLANT RELATIONSHIPS,GEOGRAPHIC DISTRIBUTIONS, ECONOMIC USEFULNESS, EVEN THEIR MOLECULAR MAKEUP. AS WE LOSE NATURAL HABITATS THE WORLD OVER, HERBARIA INCREASINGLY SERVE AS A RECORD OF THE RECENT HISTORY OF PLANT LIFE, AND AS A REPOSITORY OF PRECIOUS GENETIC INFORMATION. HERBARIA HOLD THE TOOLS FOR OUR UNDERSTANDING OF THE PLANT WORLD. MINERALOGICAL AND GEOLOGICAL MUSEUM (WITHIN MUSEUM OF NATURAL HISTORY): THE HARVARD MINERAL COLLECTION RANKS AMONG THE WORLD'S FINEST DUE TO ITS VERY BROAD REPRESENTATION, WEALTH OF RARE SPECIES, LARGE NUMBER OF SPECIMENS DESCRIBED IN THE SCIENTIFIC LITERATURE, AND THE QUALITY OF ITS DISPLAY SPECIMENS. A RICH SYSTEMATIC MINERAL COLLECTION AND DISPLAYS OF GEMSTONES ARE THE PRINCIPAL EXHIBITS IN THE MINERAL GALLERY. THE MUSEUM IS COMMITTED TO THE DEVELOPMENT AND PRESERVATION OF WORLD-CLASS COLLECTIONS OF MINERALS, GEMS, ROCKS, ORES, AND METEORITES FOR RESEARCH, EDUCATION, AND PUBLIC DISPLAY. ITS EARLIEST COLLECTIONS DATE BACK TO THE LATE 18TH CENTURY. THE MUSEUM CATERS TO THE NEEDS OF STUDENTS AND FACULTY AT HARVARD UNIVERSITY AS WELL THE GEOLOGICAL COMMUNITY AT LARGE BY SERVING AS A UNIQUELY RICH RESOURCE OF MATERIALS AND INFORMATION. PEABODY MUSEUM OF ARCHAEOLOGY AND ETHNOLOGY: THE PEABODY MUSEUM OF ARCHAEOLOGY AND ETHNOLOGY IS STEWARD TO ONE OF THE OLDEST AND LARGEST COLLECTIONS OF CULTURAL OBJECTS IN THE WESTERN HEMISPHERE. SINCE THE LATE NINETEENTH CENTURY, THE MUSEUM HAS PLAYED AN ACTIVE PART IN THE HISTORY OF AMERICAN ANTHROPOLOGY AND IN THE EVOLVING RELATIONSHIP BETWEEN MUSEUMS AND NATIVE PEOPLES. AS A UNIVERSITY MUSEUM SITUATED IN AN ACADEMIC AND REGIONAL COMMUNITY CENTRAL TO THE DEVELOPMENT AND THE STUDY OF AMERICAN CIVIC CULTURE, THE PEABODY STRIVES TO MAKE COLLECTIONS WIDELY ACCESSIBLE AND ENGAGE ISSUES OF CONCERN TO DIVERSE AUDIENCES. TODAY, THE PEABODY HOUSES MORE THAN SIX MILLION INDIVIDUAL OBJECTS, 500,000 PHOTOGRAPHIC IMAGES, AND SUBSTANTIAL ARCHIVAL RECORDS. STRONGEST IN THE CULTURES OF NORTH, CENTRAL, AND SOUTH AMERICA, AND THE PACIFIC ISLANDS, THE PEABODY IS ALSO CARETAKER TO IMPORTANT COLLECTIONS FROM AFRICA, EUROPE, AND ASIA. COLLECTION TYPES INCLUDE ARCHAEOLOGY; ETHNOGRAPHY; OSTEOLOGY; AND PAINTING, DRAWING, AND PRINTS. SEMITIC MUSEUM: THE SEMITIC MUSEUM IS HOME TO THE UNIVERSITY'S COLLECTIONS OF NEAR EASTERN ARCHAEOLOGICAL ARTIFACTS. THESE ARTIFACTS COMPRISE OVER 40,000 ITEMS, INCLUDING POTTERY, CYLINDER SEALS, SCULPTURE, COINS AND CUNEIFORM TABLETS. MANY ARE FROM MUSEUM-SPONSORED EXCAVATIONS IN ISRAEL, JORDAN, IRAQ, EGYPT, CYPRUS, AND TUNISIA. THE MUSEUM IS DEDICATED TO THE USE OF THESE COLLECTIONS FOR THE TEACHING, RESEARCH, AND PUBLICATION OF NEAR EASTERN ARCHAEOLOGY, HISTORY, AND CULTURE. WARREN ANATOMICAL MUSEUM: THE WARREN ANATOMICAL MUSEUM'S PRESENT COLLECTION CONTAINS APPROXIMATELY 15,000 ARTIFACTS AND CASES INCLUDING: ANATOMICAL AND PATHOLOGICAL PREPARATIONS; VARIOUS WAX, PAPER MACHE, AND DRY PREPARATION ANATOMICAL MODELS; PHOTOGRAPHS, PRINTS, PAINTINGS, AND DRAWINGS; MEDICAL INSTRUMENTS AND MACHINES; AND OTHER MEDICAL MEMORABILIA. ALONG WITH THE WELL-KNOWN SKULL OF PHINEAS GAGE, THE MUSEUM HOLDS MANY OTHER RARE AND INTERESTING ITEMS. AMONG THESE ARE THE PHRENOLOGICAL COLLECTION OF JOHANN GASPAR SPURZHEIM, THE BOSTON SOCIETY FOR MEDICAL IMPROVEMENT COLLECTION, AND A W. T. G. MORTON-TYPE ETHER INHALER. THE MUSEUM PROMOTES THE COLLECTION FOR THE PURPOSES OF MEDICAL EDUCATION IN ALL FORMS WHENEVER POSSIBLE, BY EXPANDING ITS SCOPE TO PROVIDE PUBLIC PROGRAMMING AND EDUCATIONAL RESOURCES TO THE LARGER COMMUNITY.
  PART IV, LINE 1B: PART IV, LINE 1B: AGENCY FUNDS REPRESENT AWARDS UNDER WHICH HARVARD SERVES AS AN INTERMEDIARY AGENT BETWEEN THE SPONSOR (USUALLY FEDERAL) AND THE ULTIMATE THIRD PARTY RECIPIENT. THE TRANSFER OF THE ASSETS TO HARVARD IS NOT A CONTRIBUTION RECEIVED BY HARVARD AND THE TRANSFER OF ASSETS TO THE RECIPIENT IS NOT A CONTRIBUTION MADE BY HARVARD. HARVARD DRAWS DOWN ON ITS FEDERAL LINES OF CREDIT MONTHLY TO COVER THOSE COSTS INCURRED ON FEDERAL AWARDS. THEREFORE, THERE IS NO BEGINNING OR ENDING BALANCE FOR THESE AGENCY FUNDS.
DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: PART V, LINE 4: THE PRIMARY GOAL OF THE ENDOWMENT IS TO SUPPORT THE UNIVERSITY'S TEACHING AND RESEARCH MISSION. PART V, ENDOWMENT FUNDS: THE ENDOWMENT ROLLFORWARDS ON SCHEDULE D, PART V HAVE BEEN RESTATED FOR THE FISCAL YEARS ENDED JUNE 30, 2009, 2010, AND 2011 TO PROPERLY EXCLUDE THE ENDOWMENTS OF CERTAIN RELATED ORGANIZATION THAT WERE PREVIOUSLY INCLUDED IN THE REPORTED TOTAL. THIS RESTATEMENT DOES NOT CHANGE NET ASSETS REPORTED ON THE FORM 990 BALANCE SHEET FOR THE FISCAL YEARS ENDED JUNE 30, 2009, 2010, AND 2011.
    PART X, LINE 2, FIN 48: EFFECTIVE JULY 1, 2007, THE UNIVERSITY ADOPTED FASB INTERPRETATION NO. 48, ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES (FIN 48). FIN 48 SETS A MINIMUM THRESHOLD FOR FINANCIAL STATEMENT RECOGNITION OF THE BENEFIT OF A TAX POSITION TAKEN OR EXPECTED TO BE TAKEN IN A TAX RETURN. TAX POSITIONS FOR THE OPEN TAX YEARS AS OF JUNE 30, 2012 WERE REVIEWED AND IT WAS DETERMINED THAT NO PROVISION FOR UNCERTAIN TAX PROVISONS WAS REQUIRED. ACCORDINGLY, THERE IS NO DISCLOSURE IN THE JUNE 30, 2012 FINANCIAL STATEMENTS REGARDING UNCERTAIN TAX POSITIONS.
Schedule D (Form 990) 2011

Additional Data


Software ID:  
Software Version:  




SCHEDULE E(Form 990 or 990-EZ)
Department of the TreasuryInternal Revenue Service
Schools
Right pointing arrow large imageComplete if the organization answered "Yes" to Form 990, Part IV, line 13,or Form 990-EZ, Part VI, line 48.Right pointing arrow large image Attach to Form 990 or Form 990-EZ.
OMB No. 1545-0047
2011
Open to Public Inspection
Name of the organization
PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
Employer identification number

04-2103580
Part I
YES
NO
1
Does the organization have a racially nondiscriminatory policy toward students by statement in its charter, bylaws,
other governing instrument, or in a resolution of its governing body? ......................
1
Yes
 
2
Does the organization include a statement of its racially nondiscriminatory policy toward students in all its
brochures, catalogues, and other written communications with the public dealing with student admissions,
programs, and scholarships? ......................................
2
Yes
 
3
Has the organization publicized its racially nondiscriminatory policy through newspaper or broadcast media during
the period of solicitation for students, or during the registration period if it has no solicitation program, in a way
that makes the policy known to all parts of the general community it serves? If "Yes," please describe. If "No,"
please explain. If you need more space use Part II. .............................
3
 
No
 
4
Does the organization maintain the following?
a
Records indicating the racial composition of the student body, faculty, and administrative staff? ..........
4a
Yes
 
b
Records documenting that scholarships and other financial assistance are awarded on a racially nondiscriminatory
basis? ...............................................
4b
Yes
 
c
Copies of all catalogues, brochures, announcements, and other written communications to the public dealing
with student admissions, programs, and scholarships? ...........................
4c
Yes
 
d
Copies of all material used by the organization or on its behalf to solicit contributions? ..............
4d
Yes
 
If you answered "No" to any of the above, please explain. If you need more space, use Part II.
 
5
Does the organization discriminate by race in any way with respect to:
a
Students' rights or privileges? .....................................
5a
 
No
b
Admissions policies? .........................................
5b
 
No
c
Employment of faculty or administrative staff? ..............................
5c
 
No
d
Scholarships or other financial assistance? ................................
5d
 
No
e
Educational policies? .........................................
5e
 
No
f
Use of facilities? ...........................................
5f
 
No
g
Athletic programs? ..........................................
5g
 
No
h
Other extracurricular activities? .....................................
5h
 
No
If you answered "Yes" to any of the above, please explain. If you need more space, use Part II.
 
6a
Does the organization receive any financial aid or assistance from a governmental agency? ...........
6a
Yes
 
b
Has the organization's right to such aid ever been revoked or suspended? ...................
6b
 
No
If you answered "Yes" to either line 6a or line 6b, explain on Part II.
7
Does the organization certify that it has complied with the applicable requirements of sections 4.01 through 4.05
of Rev. Proc. 75-50, 1975-2 C.B. 587, covering racial nondiscrimination? If "No," explain on Part II.
7
Yes
 
Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50085D
Schedule E (Form 990 or 990-EZ) 2011
Schedule E (Form 990 or 990EZ) 2011
Page 2
Part II
Supplemental Information
Complete this part to provide the explanations required by Part I, lines 3, 4d, 5h, 6b, and 7, as applicable. Also complete this part to provide any other additional information (see instructions).
Identifier Return Reference Explanation
EXPLANATION OF NONDISCRIMINATORY POLICY PUBLICATION SCHEDULE E, PART I, LINE 3 THE ORGANIZATION MEETS THE CRITERIA ESTABLISHED IN SECTION 4.0 REVENUE PROCEDURE 75-50.
EXPLANATION OF GOVERNMENT FINANCIAL ASSISTANCE SCHEDULE E, PART I, LINE 6 THIS ORGANIZATION RECEIVES FUNDS FOR RESEARCH AND ADMINISTERS FEDERAL AID PROGRAMS TO STUDENTS ENROLLED IN POST-SECONDARY EDUCATION.
Schedule E (Form 990 or 990-EZ) 2011
Additional Data


Software ID:  
Software Version:  
SCHEDULE F(Form 990)
Department of the Treasury
Internal Revenue Service
Statement of Activities Outside the United States
Right pointing arrow large image Complete if the organization answered "Yes" to Form 990,Part IV, line 14b, 15, or 16.Right pointing arrow large image Attach to Form 990. Right pointing arrow large image See separate instructions.
OMB No. 1545-0047
2011
Open to Public Inspection
Name of the organization
PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
Employer identification number

04-2103580
Part I
General Information on Activities Outside the United States. Complete if the organization answered
“Yes” to Form 990, Part IV, line 14b.
1
For grantmakers. Does the organization maintain records to substantiate the amount of its grants
and other assistance, the grantees' eligibility for the grants or assistance, and the selection criteria used
to award the grants or assistance? ..............................
2
For grantmakers. Describe in Part V the organization’s procedures for monitoring the use of its grants and other
assistance outside the United States.
3
Activites per Region. (Use Part V if additional space is needed.)
(a) Region (b) Number of offices in the region (c) Number of employees or agents in region or independent contractors (d) Activities conducted in region (by type) (e.g., fundraising, program services, investments, grants to recipients located in the region) (e) If activity listed in (d) is a program service, describe specific type of
service(s) in region		 (f) Total
expenditures for region/investments
in region
CENTRAL AMERICA AND THE CARIBBEAN - 0 0 GRANTMAKING   55,296
CENTRAL AMERICA AND THE CARIBBEAN - 0 0 PROGRAM SERVICES ACADEMIC SUPPORT 41,478
CENTRAL AMERICA AND THE CARIBBEAN - 0 0 PROGRAM SERVICES INSTRUCTION 67,235
CENTRAL AMERICA AND THE CARIBBEAN - 1 30 PROGRAM SERVICES RESEARCH AND OTHER ACADEMIC ACTIVITY 325,044
CENTRAL AMERICA AND THE CARIBBEAN - 0 0 PROGRAM SERVICES STUDENT SERVICES 700
EAST ASIA AND THE PACIFIC - 0 0 FUNDRAISING   145,458
EAST ASIA AND THE PACIFIC - 0 0 GRANTMAKING   2,416,391
EAST ASIA AND THE PACIFIC - 0 0 PROGRAM SERVICES SERVICE CENTERS 70,798
EAST ASIA AND THE PACIFIC - 0 0 PROGRAM SERVICES ACADEMIC SUPPORT 569,453
EAST ASIA AND THE PACIFIC - 0 0 PROGRAM SERVICES INSTITUTIONAL SUPPORT 3,699
EAST ASIA AND THE PACIFIC - 0 0 PROGRAM SERVICES INSTRUCTION 3,331,519
EAST ASIA AND THE PACIFIC - 3 34 PROGRAM SERVICES RESEARCH AND OTHER ACADEMIC ACTIVITY 8,530,311
EAST ASIA AND THE PACIFIC - 0 0 PROGRAM SERVICES STUDENT SERVICES 1,437,980
EAST ASIA AND THE PACIFIC - 0 0 INVESTMENTS   1,233,008,080
EUROPE (INCLUDING ICELAND & GREENLAND) - 0 0 FUNDRAISING   128,697
EUROPE (INCLUDING ICELAND & GREENLAND) - 0 0 GRANTMAKING   7,984,941
EUROPE (INCLUDING ICELAND & GREENLAND) - 0 0 PROGRAM SERVICES SERVICE CENTERS 752,520
EUROPE (INCLUDING ICELAND & GREENLAND) - 0 0 PROGRAM SERVICES ACADEMIC SUPPORT 1,578,300
EUROPE (INCLUDING ICELAND & GREENLAND) - 0 0 PROGRAM SERVICES INSTITUTIONAL SUPPORT 128,414
EUROPE (INCLUDING ICELAND & GREENLAND) - 0 0 PROGRAM SERVICES INSTRUCTION 3,994,660
EUROPE (INCLUDING ICELAND & GREENLAND) - 2 46 PROGRAM SERVICES RESEARCH AND OTHER ACADEMIC ACTIVITY 4,564,389
EUROPE (INCLUDING ICELAND & GREENLAND) - 0 0 PROGRAM SERVICES STUDENT SERVICES 1,260,612
EUROPE (INCLUDING ICELAND & GREENLAND) - 0 0 INVESTMENTS   329,477,341
MIDDLE EAST AND NORTH AFRICA - 0 0 FUNDRAISING   18,131
MIDDLE EAST AND NORTH AFRICA - 0 0 GRANTMAKING   594,033
MIDDLE EAST AND NORTH AFRICA - 0 0 PROGRAM SERVICES SERVICE CENTERS 10,178
MIDDLE EAST AND NORTH AFRICA - 0 0 PROGRAM SERVICES ACADEMIC SUPPORT 53,101
MIDDLE EAST AND NORTH AFRICA - 0 0 PROGRAM SERVICES INSTITUTIONAL SUPPORT 6,438
MIDDLE EAST AND NORTH AFRICA - 0 0 PROGRAM SERVICES INSTRUCTION 586,614
MIDDLE EAST AND NORTH AFRICA - 1 1 PROGRAM SERVICES RESEARCH AND OTHER ACADEMIC ACTIVITY 350,079
MIDDLE EAST AND NORTH AFRICA - 0 0 PROGRAM SERVICES STUDENT SERVICES 3,176
MIDDLE EAST AND NORTH AFRICA - 0 0 INVESTMENTS   10,118,672
NORTH AMERICA - CANADA AND MEXICO, BUT 0 0 FUNDRAISING   101,129
NORTH AMERICA - CANADA AND MEXICO, BUT 0 0 GRANTMAKING   848,018
NORTH AMERICA - CANADA AND MEXICO, BUT 0 0 PROGRAM SERVICES SERVICE CENTERS 455,932
NORTH AMERICA - CANADA AND MEXICO, BUT 0 0 PROGRAM SERVICES ACADEMIC SUPPORT 567,169
NORTH AMERICA - CANADA AND MEXICO, BUT 0 0 PROGRAM SERVICES INSTITUTIONAL SUPPORT 93,603
NORTH AMERICA - CANADA AND MEXICO, BUT 0 0 PROGRAM SERVICES INSTRUCTION 1,173,161
NORTH AMERICA - CANADA AND MEXICO, BUT 0 2 PROGRAM SERVICES RESEARCH AND OTHER ACADEMIC ACTIVITY 949,609
NORTH AMERICA - CANADA AND MEXICO, BUT 0 0 PROGRAM SERVICES STUDENT SERVICES 89,129
RUSSIA & THE NEWLY INDEPENDENT STATES - 0 0 GRANTMAKING   192,684
RUSSIA & THE NEWLY INDEPENDENT STATES - 0 0 PROGRAM SERVICES SERVICE CENTERS 100
RUSSIA & THE NEWLY INDEPENDENT STATES - 0 0 PROGRAM SERVICES ACADEMIC SUPPORT 4,611
RUSSIA & THE NEWLY INDEPENDENT STATES - 0 0 PROGRAM SERVICES INSTRUCTION 76,213
RUSSIA & THE NEWLY INDEPENDENT STATES - 0 0 PROGRAM SERVICES RESEARCH AND OTHER ACADEMIC ACTIVITY 2,374
RUSSIA & THE NEWLY INDEPENDENT STATES - 0 0 INVESTMENTS   18,194,828
SOUTH AMERICA - ARGENTINA, BOLIVIA, 0 0 FUNDRAISING   10,329
SOUTH AMERICA - ARGENTINA, BOLIVIA, 0 0 GRANTMAKING   1,083,269
SOUTH AMERICA - ARGENTINA, BOLIVIA, 0 0 PROGRAM SERVICES SERVICE CENTERS 3,777
SOUTH AMERICA - ARGENTINA, BOLIVIA, 0 0 PROGRAM SERVICES ACADEMIC SUPPORT 507,726
SOUTH AMERICA - ARGENTINA, BOLIVIA, 0 0 PROGRAM SERVICES INSTITUTIONAL SUPPORT 1,682
SOUTH AMERICA - ARGENTINA, BOLIVIA, 0 0 PROGRAM SERVICES INSTRUCTION 777,974
SOUTH AMERICA - ARGENTINA, BOLIVIA, 1 5 PROGRAM SERVICES RESEARCH AND OTHER ACADEMIC ACTIVITY 503,342
SOUTH AMERICA - ARGENTINA, BOLIVIA, 0 0 PROGRAM SERVICES STUDENT SERVICES 346,436
SOUTH AMERICA - ARGENTINA, BOLIVIA, 0 0 INVESTMENTS   140,786,071
SOUTH ASIA - AFGHANISTAN, BANGLADESH, 0 0 FUNDRAISING   3,997
SOUTH ASIA - AFGHANISTAN, BANGLADESH, 0 0 GRANTMAKING   691,473
SOUTH ASIA - AFGHANISTAN, BANGLADESH, 0 0 PROGRAM SERVICES SERVICE CENTERS 17,408
SOUTH ASIA - AFGHANISTAN, BANGLADESH, 0 0 PROGRAM SERVICES ACADEMIC SUPPORT 76,242
SOUTH ASIA - AFGHANISTAN, BANGLADESH, 0 0 PROGRAM SERVICES INSTITUTIONAL SUPPORT 2,175
SOUTH ASIA - AFGHANISTAN, BANGLADESH, 0 0 PROGRAM SERVICES INSTRUCTION 1,232,733
SOUTH ASIA - AFGHANISTAN, BANGLADESH, 0 15 PROGRAM SERVICES RESEARCH AND OTHER ACADEMIC ACTIVITY 2,408,250
SOUTH ASIA - AFGHANISTAN, BANGLADESH, 0 0 PROGRAM SERVICES STUDENT SERVICES 584,775
SOUTH ASIA - AFGHANISTAN, BANGLADESH, 0 0 INVESTMENTS   82,042,062
SUB-SAHARAN AFRICA - ANGOLA, 0 0 GRANTMAKING   22,117,314
SUB-SAHARAN AFRICA - ANGOLA, 0 0 PROGRAM SERVICES SERVICES CENTERS 200
SUB-SAHARAN AFRICA - ANGOLA, 0 0 PROGRAM SERVICES ACADEMIC SUPPORT 97,043
SUB-SAHARAN AFRICA - ANGOLA, 0 0 PROGRAM SERVICES INSTITUTIONAL SUPPORT 2,607
SUB-SAHARAN AFRICA - ANGOLA, 0 0 PROGRAM SERVICES INSTRUCTION 448,302
SUB-SAHARAN AFRICA - ANGOLA, 0 14 PROGRAM SERVICES RESEARCH AND OTHER ACADEMIC ACTIVITY 2,303,391
SUB-SAHARAN AFRICA - ANGOLA, 0 0 PROGRAM SERVICES STUDENT SERVICES 831
SUB-SAHARAN AFRICA - ANGOLA, 0 0 INVESTMENTS   197,652,534
3a Sub-total ..... 1 30 3,122,400
b Total from continuation sheets to Part I ... 7 117 2,084,941,841
c Totals (add lines 3a and 3b) 8 147 2,088,064,241
For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990.Cat. No. 50082W Schedule F (Form 990) 2011
Schedule F (Form 990) 2011
Page 2
Part II
Grants and Other Assistance to Organizations or Entities Outside the United States. Complete if the organization answered "Yes" to Form 990,
Part IV, line 15, for any recipient who received more than $5,000. Check this box if no one recipient received more than $5,000 ........ MediumBullet
Use Part V if additional space is needed.
1 (a) Name of organization (b) IRS code section
and EIN (if applicable)		 (c) Region (d) Purpose of
grant 		(e) Amount of
cash grant 		(f) Manner of
cash
disbursement 		(g) Amount of
of non-cash
assistance 		(h) Description
of non-cash
assistance 		(i) Method of
valuation
(book, FMV,
appraisal, other)
CENTRAL AMERICA AND THE CARIBBEAN SPONSORED RESEARCH SUB-AWARD 29,924 EFT OR CHECK      
CENTRAL AMERICA AND THE CARIBBEAN SPONSORED RESEARCH SUB-AWARD 5,915 EFT OR CHECK      
EAST ASIA AND THE PACIFIC SPONSORED RESEARCH SUB-AWARD 640,326 EFT OR CHECK      
EAST ASIA AND THE PACIFIC SPONSORED RESEARCH SUB-AWARD 326,909 EFT OR CHECK      
EAST ASIA AND THE PACIFIC SPONSORED RESEARCH SUB-AWARD 300,337 EFT OR CHECK      
EAST ASIA AND THE PACIFIC SPONSORED RESEARCH SUB-AWARD 212,055 EFT OR CHECK      
EAST ASIA AND THE PACIFIC SPONSORED RESEARCH SUB-AWARD 107,390 EFT OR CHECK      
EAST ASIA AND THE PACIFIC SPONSORED RESEARCH SUB-AWARD 82,190 EFT OR CHECK      
EAST ASIA AND THE PACIFIC SPONSORED RESEARCH SUB-AWARD 75,268 EFT OR CHECK      
EAST ASIA AND THE PACIFIC SPONSORED RESEARCH SUB-AWARD 63,288 EFT OR CHECK      
EAST ASIA AND THE PACIFIC SPONSORED RESEARCH SUB-AWARD 50,000 EFT OR CHECK      
EAST ASIA AND THE PACIFIC SPONSORED RESEARCH SUB-AWARD 49,699 EFT OR CHECK      
EAST ASIA AND THE PACIFIC SPONSORED RESEARCH SUB-AWARD 46,384 EFT OR CHECK      
EAST ASIA AND THE PACIFIC SPONSORED RESEARCH SUB-AWARD 29,689 EFT OR CHECK      
EAST ASIA AND THE PACIFIC SPONSORED RESEARCH SUB-AWARD 6,365 EFT OR CHECK      
EUROPE SPONSORED RESEARCH SUB-AWARD 752,159 EFT OR CHECK      
EUROPE SPONSORED RESEARCH SUB-AWARD 619,135 EFT OR CHECK      
EUROPE SPONSORED RESEARCH SUB-AWARD 592,701 EFT OR CHECK      
EUROPE SPONSORED RESEARCH SUB-AWARD 546,025 EFT OR CHECK      
EUROPE SPONSORED RESEARCH SUB-AWARD 328,282 EFT OR CHECK      
EUROPE SPONSORED RESEARCH SUB-AWARD 287,435 EFT OR CHECK      
EUROPE SPONSORED RESEARCH SUB-AWARD 257,829 EFT OR CHECK      
EUROPE SPONSORED RESEARCH SUB-AWARD 244,471 EFT OR CHECK      
EUROPE SPONSORED RESEARCH SUB-AWARD 239,136 EFT OR CHECK      
EUROPE SPONSORED RESEARCH SUB-AWARD 150,000 EFT OR CHECK      
EUROPE SPONSORED RESEARCH SUB-AWARD 136,447 EFT OR CHECK      
EUROPE SPONSORED RESEARCH SUB-AWARD 130,000 EFT OR CHECK      
EUROPE SPONSORED RESEARCH SUB-AWARD 98,338 EFT OR CHECK      
EUROPE SPONSORED RESEARCH SUB-AWARD 85,995 EFT OR CHECK      
EUROPE SPONSORED RESEARCH SUB-AWARD 80,266 EFT OR CHECK      
EUROPE SPONSORED RESEARCH SUB-AWARD 79,853 EFT OR CHECK      
EUROPE SPONSORED RESEARCH SUB-AWARD 66,530 EFT OR CHECK      
EUROPE SPONSORED RESEARCH SUB-AWARD 53,574 EFT OR CHECK      
EUROPE SPONSORED RESEARCH SUB-AWARD 43,200 EFT OR CHECK      
EUROPE SPONSORED RESEARCH SUB-AWARD 40,637 EFT OR CHECK      
EUROPE SPONSORED RESEARCH SUB-AWARD 34,980 EFT OR CHECK      
EUROPE SPONSORED RESEARCH SUB-AWARD 30,000 EFT OR CHECK      
EUROPE SPONSORED RESEARCH SUB-AWARD 24,636 EFT OR CHECK      
EUROPE SPONSORED RESEARCH SUB-AWARD 15,101 EFT OR CHECK      
EUROPE SPONSORED RESEARCH SUB-AWARD 14,016 EFT OR CHECK      
EUROPE SPONSORED RESEARCH SUB-AWARD 12,000 EFT OR CHECK      
EUROPE SPONSORED RESEARCH SUB-AWARD 5,830 EFT OR CHECK      
MIDDLE EAST AND NORTH AFRICA SPONSORED RESEARCH SUB-AWARD 134,338 EFT OR CHECK      
MIDDLE EAST AND NORTH AFRICA SPONSORED RESEARCH SUB-AWARD 62,170 EFT OR CHECK      
MIDDLE EAST AND NORTH AFRICA SPONSORED RESEARCH SUB-AWARD 29,612 EFT OR CHECK      
NORTH AMERICA SPONSORED RESEARCH SUB-AWARD 129,702 EFT OR CHECK      
NORTH AMERICA SPONSORED RESEARCH SUB-AWARD 107,426 EFT OR CHECK      
NORTH AMERICA SPONSORED RESEARCH SUB-AWARD 47,464 EFT OR CHECK      
NORTH AMERICA SPONSORED RESEARCH SUB-AWARD 23,700 EFT OR CHECK      
NORTH AMERICA SPONSORED RESEARCH SUB-AWARD 20,130 EFT OR CHECK      
NORTH AMERICA SPONSORED RESEARCH SUB-AWARD 18,000 EFT OR CHECK      
RUSSIA AND THE NEWLY INDEPENDENT STATES SPONSORED RESEARCH SUB-AWARD 173,783 EFT OR CHECK      
SOUTH AMERICA SPONSORED RESEARCH SUB-AWARD 525,017 EFT OR CHECK      
SOUTH AMERICA SPONSORED RESEARCH SUB-AWARD 45,518 EFT OR CHECK      
SOUTH AMERICA SPONSORED RESEARCH SUB-AWARD 39,345 EFT OR CHECK      
SOUTH AMERICA SPONSORED RESEARCH SUB-AWARD 30,000 EFT OR CHECK      
SOUTH AMERICA SPONSORED RESEARCH SUB-AWARD 30,000 EFT OR CHECK      
SOUTH AMERICA SPONSORED RESEARCH SUB-AWARD 29,480 EFT OR CHECK      
SOUTH AMERICA SPONSORED RESEARCH SUB-AWARD 28,245 EFT OR CHECK      
SOUTH AMERICA SPONSORED RESEARCH SUB-AWARD 26,650 EFT OR CHECK      
SOUTH AMERICA SPONSORED RESEARCH SUB-AWARD 26,625 EFT OR CHECK      
SOUTH AMERICA SPONSORED RESEARCH SUB-AWARD 21,000 EFT OR CHECK      
SOUTH AMERICA SPONSORED RESEARCH SUB-AWARD 20,000 EFT OR CHECK      
SOUTH AMERICA SPONSORED RESEARCH SUB-AWARD 20,000 EFT OR CHECK      
SOUTH AMERICA SPONSORED RESEARCH SUB-AWARD 17,975 EFT OR CHECK      
SOUTH AMERICA SPONSORED RESEARCH SUB-AWARD 14,390 EFT OR CHECK      
SOUTH AMERICA SPONSORED RESEARCH SUB-AWARD 14,268 EFT OR CHECK      
SOUTH AMERICA SPONSORED RESEARCH SUB-AWARD 12,000 EFT OR CHECK      
SOUTH AMERICA SPONSORED RESEARCH SUB-AWARD 11,089 EFT OR CHECK      
SOUTH AMERICA SPONSORED RESEARCH SUB-AWARD 9,800 EFT OR CHECK      
SOUTH AMERICA SPONSORED RESEARCH SUB-AWARD 9,780 EFT OR CHECK      
SOUTH AMERICA SPONSORED RESEARCH SUB-AWARD 7,500 EFT OR CHECK      
SOUTH ASIA SPONSORED RESEARCH SUB-AWARD 174,109 EFT OR CHECK      
SOUTH ASIA SPONSORED RESEARCH SUB-AWARD 76,737 EFT OR CHECK      
SOUTH ASIA SPONSORED RESEARCH SUB-AWARD 72,886 EFT OR CHECK      
SOUTH ASIA SPONSORED RESEARCH SUB-AWARD 70,666 EFT OR CHECK      
SOUTH ASIA SPONSORED RESEARCH SUB-AWARD 66,488 EFT OR CHECK      
SOUTH ASIA SPONSORED RESEARCH SUB-AWARD 33,883 EFT OR CHECK      
SOUTH ASIA SPONSORED RESEARCH SUB-AWARD 32,495 EFT OR CHECK      
SOUTH ASIA SPONSORED RESEARCH SUB-AWARD 27,324 EFT OR CHECK      
SUB-SAHARAN AFRICA SPONSORED RESEARCH SUB-AWARD 5,405,124 EFT OR CHECK      
SUB-SAHARAN AFRICA SPONSORED RESEARCH SUB-AWARD 4,167,335 EFT OR CHECK      
SUB-SAHARAN AFRICA SPONSORED RESEARCH SUB-AWARD 3,869,626 EFT OR CHECK      
SUB-SAHARAN AFRICA SPONSORED RESEARCH SUB-AWARD 1,792,084 EFT OR CHECK      
SUB-SAHARAN AFRICA SPONSORED RESEARCH SUB-AWARD 1,399,084 EFT OR CHECK      
SUB-SAHARAN AFRICA SPONSORED RESEARCH SUB-AWARD 1,124,769 EFT OR CHECK      
SUB-SAHARAN AFRICA SPONSORED RESEARCH SUB-AWARD 820,831 EFT OR CHECK      
SUB-SAHARAN AFRICA SPONSORED RESEARCH SUB-AWARD 785,394 EFT OR CHECK      
SUB-SAHARAN AFRICA SPONSORED RESEARCH SUB-AWARD 612,306 EFT OR CHECK      
SUB-SAHARAN AFRICA SPONSORED RESEARCH SUB-AWARD 551,533 EFT OR CHECK      
SUB-SAHARAN AFRICA SPONSORED RESEARCH SUB-AWARD 511,564 EFT OR CHECK      
SUB-SAHARAN AFRICA SPONSORED RESEARCH SUB-AWARD 344,786 EFT OR CHECK      
SUB-SAHARAN AFRICA SPONSORED RESEARCH SUB-AWARD 137,237 EFT OR CHECK      
SUB-SAHARAN AFRICA SPONSORED RESEARCH SUB-AWARD 92,233 EFT OR CHECK      
SUB-SAHARAN AFRICA SPONSORED RESEARCH SUB-AWARD 76,644 EFT OR CHECK      
SUB-SAHARAN AFRICA SPONSORED RESEARCH SUB-AWARD 69,115 EFT OR CHECK      
SUB-SAHARAN AFRICA SPONSORED RESEARCH SUB-AWARD 67,852 EFT OR CHECK      
SUB-SAHARAN AFRICA SPONSORED RESEARCH SUB-AWARD 42,793 EFT OR CHECK      
SUB-SAHARAN AFRICA SPONSORED RESEARCH SUB-AWARD 34,163 EFT OR CHECK      
SUB-SAHARAN AFRICA SPONSORED RESEARCH SUB-AWARD 22,071 EFT OR CHECK      
SUB-SAHARAN AFRICA SPONSORED RESEARCH SUB-AWARD 20,599 EFT OR CHECK      
SUB-SAHARAN AFRICA SPONSORED RESEARCH SUB-AWARD 20,000 EFT OR CHECK      
SUB-SAHARAN AFRICA SPONSORED RESEARCH SUB-AWARD 19,898 EFT OR CHECK      
SUB-SAHARAN AFRICA SPONSORED RESEARCH SUB-AWARD 16,923 EFT OR CHECK      
SUB-SAHARAN AFRICA SPONSORED RESEARCH SUB-AWARD 10,000 EFT OR CHECK      
SUB-SAHARAN AFRICA SPONSORED RESEARCH SUB-AWARD 8,702 EFT OR CHECK      
SUB-SAHARAN AFRICA SPONSORED RESEARCH SUB-AWARD 8,427 EFT OR CHECK      
2
Enter total number of recipient organizations listed above that are recognized as charities by the foreign country, recognized as tax-exempt by the IRS, or for which the grantee or counsel has provided a section 501(c)(3) equivalency letter .....MediumBullet
34
3
Enter total number of other organizations or entities ........................MediumBullet
73
Schedule F (Form 990) 2011
Schedule F (Form 990) 2011Page 3
Part III
Grants and Other Assistance to Individuals Outside the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 16.
Use Part V if additional space is needed.
(a) Type of grant or assistance (b) Region (c) Number of recipients (d) Amount of
cash grant 		(e) Manner of cash
disbursement 		(f) Amount of
non-cash
assistance 		(g) Description
of non-cash
assistance 		(h) Method of
valuation
(book, FMV,
appraisal, other)
GRADUATE STUDENT STIPEND GRANTS EAST ASIA AND THE PACIFIC - 14 51,914 EFT OR CHECK      
GRADUATE STUDENT STIPEND GRANTS EUROPE (INCLUDING ICELAND & GREENLAND) - 16 31,073 EFT OR CHECK      
GRADUATE STUDENT STIPEND GRANTS MIDDLE EAST AND NORTH AFRICA - 1 1,000 EFT OR CHECK      
GRADUATE STUDENT STIPEND GRANTS NORTH AMERICA - CANADA AND MEXICO, BUT 9 18,898 EFT OR CHECK      
GRADUATE STUDENT STIPEND GRANTS RUSSIA & THE NEWLY INDEPENDENT STATES - 3 4,000 EFT OR CHECK      
GRADUATE STUDENT STIPEND GRANTS SOUTH AMERICA - ARGENTINA, BOLIVIA, 6 9,237 EFT OR CHECK      
GRADUATE STUDENT STIPEND GRANTS SOUTH ASIA - AFGHANISTAN, BANGLADESH, 3 7,500 EFT OR CHECK      
GRADUATE STUDENT STIPEND GRANTS SUB-SAHARAN AFRICA - ANGOLA, 1 1,500 EFT OR CHECK      
GRANTS & AWARDS TO NON-HARVARD STUDENTS CENTRAL AMERICA AND THE CARIBBEAN - 3 12,000 EFT OR CHECK      
GRANTS & AWARDS TO NON-HARVARD STUDENTS EAST ASIA AND THE PACIFIC - 15 175,042 EFT OR CHECK      
GRANTS & AWARDS TO NON-HARVARD STUDENTS EUROPE (INCLUDING ICELAND & GREENLAND) - 67 2,241,855 EFT OR CHECK      
GRANTS & AWARDS TO NON-HARVARD STUDENTS MIDDLE EAST AND NORTH AFRICA - 10 358,490 EFT OR CHECK      
GRANTS & AWARDS TO NON-HARVARD STUDENTS NORTH AMERICA - CANADA AND MEXICO, BUT 12 128,510 EFT OR CHECK      
GRANTS & AWARDS TO NON-HARVARD STUDENTS RUSSIA & THE NEWLY INDEPENDENT STATES - 4 5,443 EFT OR CHECK      
GRANTS & AWARDS TO NON-HARVARD STUDENTS SOUTH AMERICA - ARGENTINA, BOLIVIA, 8 68,727 EFT OR CHECK      
GRANTS & AWARDS TO NON-HARVARD STUDENTS SOUTH ASIA - AFGHANISTAN, BANGLADESH, 4 6,216 EFT OR CHECK      
GRANTS & AWARDS TO NON-HARVARD STUDENTS SUB-SAHARAN AFRICA - ANGOLA, 7 66,650 EFT OR CHECK      
STUDENT PRIZES AND AWARDS EAST ASIA AND THE PACIFIC - 10 27,643 EFT OR CHECK      
STUDENT PRIZES AND AWARDS EUROPE (INCLUDING ICELAND & GREENLAND) - 32 79,770 EFT OR CHECK      
STUDENT PRIZES AND AWARDS MIDDLE EAST AND NORTH AFRICA - 4 2,375 EFT OR CHECK      
STUDENT PRIZES AND AWARDS NORTH AMERICA - CANADA AND MEXICO, BUT 37 78,463 EFT OR CHECK      
STUDENT PRIZES AND AWARDS RUSSIA & THE NEWLY INDEPENDENT STATES - 2 1,500 EFT OR CHECK      
STUDENT PRIZES AND AWARDS SOUTH AMERICA - ARGENTINA, BOLIVIA, 1 1,700 EFT OR CHECK      
STUDENT PRIZES AND AWARDS SOUTH ASIA - AFGHANISTAN, BANGLADESH, 3 30,000 EFT OR CHECK      
STUDENT PRIZES AND AWARDS SUB-SAHARAN AFRICA - ANGOLA, 6 8,963 EFT OR CHECK      
OTHER UNDERGRADUATE GRANTS, PRIZES, AND AWARDS EAST ASIA AND THE PACIFIC - 4 6,800 EFT OR CHECK      
OTHER UNDERGRADUATE GRANTS, PRIZES, AND AWARDS EUROPE (INCLUDING ICELAND & GREENLAND) - 1 2,000 EFT OR CHECK      
OTHER UNDERGRADUATE GRANTS, PRIZES, AND AWARDS NORTH AMERICA - CANADA AND MEXICO, BUT 3 10,300 EFT OR CHECK      
OTHER UNDERGRADUATE GRANTS, PRIZES, AND AWARDS SOUTH ASIA - AFGHANISTAN, BANGLADESH, 1 3,000 EFT OR CHECK      
STIPENDS FOR POST-DOCTORAL STUDENTS AND FELLOWS EAST ASIA AND THE PACIFIC - 2 74,000 EFT OR CHECK      
STIPENDS FOR POST-DOCTORAL STUDENTS AND FELLOWS EUROPE (INCLUDING ICELAND & GREENLAND) - 16 560,767 EFT OR CHECK      
STIPENDS FOR POST-DOCTORAL STUDENTS AND FELLOWS NORTH AMERICA - CANADA AND MEXICO, BUT 6 218,000 EFT OR CHECK      
STIPENDS FOR POST-DOCTORAL STUDENTS AND FELLOWS SOUTH AMERICA - ARGENTINA, BOLIVIA, 1 2,000 EFT OR CHECK      
STIPENDS FOR POST-DOCTORAL STUDENTS AND FELLOWS SOUTH ASIA - AFGHANISTAN, BANGLADESH, 1 780 EFT OR CHECK      
STUDENT LOAN REPAYMENT PROGRAMS AND FORGIVEN LOANS CENTRAL AMERICA AND THE CARIBBEAN - 1 7,457 EFT OR CHECK      
STUDENT LOAN REPAYMENT PROGRAMS AND FORGIVEN LOANS EAST ASIA AND THE PACIFIC - 16 91,092 EFT OR CHECK      
STUDENT LOAN REPAYMENT PROGRAMS AND FORGIVEN LOANS EUROPE (INCLUDING ICELAND & GREENLAND) - 17 100,898 EFT OR CHECK      
STUDENT LOAN REPAYMENT PROGRAMS AND FORGIVEN LOANS MIDDLE EAST AND NORTH AFRICA - 3 6,048 EFT OR CHECK      
STUDENT LOAN REPAYMENT PROGRAMS AND FORGIVEN LOANS NORTH AMERICA - CANADA AND MEXICO, BUT 4 47,424 EFT OR CHECK      
STUDENT LOAN REPAYMENT PROGRAMS AND FORGIVEN LOANS RUSSIA & THE NEWLY INDEPENDENT STATES - 3 7,958 EFT OR CHECK      
STUDENT LOAN REPAYMENT PROGRAMS AND FORGIVEN LOANS SOUTH AMERICA - ARGENTINA, BOLIVIA, 8 62,923 EFT OR CHECK      
STUDENT LOAN REPAYMENT PROGRAMS AND FORGIVEN LOANS SOUTH ASIA - AFGHANISTAN, BANGLADESH, 40 89,389 EFT OR CHECK      
STUDENT LOAN REPAYMENT PROGRAMS AND FORGIVEN LOANS SUB-SAHARAN AFRICA - ANGOLA, 3 9,111 EFT OR CHECK      
Schedule F (Form 990) 2011
Schedule F (Form 990) 2011
Page 4
Part IV
Foreign Forms
1 Was the organization a U.S. transferor of property to a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 926 (see instructions for Form 926).................
2 Did the organization have an interest in a foreign trust during the tax year? If " Yes," the organization may be required to file Form 3520 and/or Form 3520-A. (see instructions for Forms 3520 and 3520-A)..........
3 Did the organization have an ownership interest in a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 5471, Information Return of U.S. Persons with respect to Certain Foreign Corporations. (see instructions for Form 5471)..............................
4 Was the organization a direct or indirect shareholder of a passive foreign investment company or a qualified electing fund during the tax year? If "Yes," the organization may be required to file Form 8621, Return by a Shareholder of a Passive Foreign Investment Company or Qualified Electing Fund. (see instructions for Form 8621)
5 Did the organization have an ownership interest in a foreign partnership during the tax year? If "Yes," the organization may be required to file Form 8865, Return of U.S. Persons with respect to Certain Foreign Partnerships. (see instructions for Form 8865)....................................
6 Did the organization have any operations in or related to any boycotting countries during the tax year? If "Yes," the organization may be required to file Form 5713, International Boycott Report (see instructions for Form 5713)................................................
Schedule F (Form 990) 2011
Schedule F (Form 990) 2011
Page 5
Part V
Supplemental Information
Complete this part to provide the information required by Part I, line 2 (monitoring of funds); Part I, line 3, column (f) (accounting method; amounts of investments vs. expenditures per region); Part II, line 1 (accounting method); Part III (accounting method); and Part III, column (c) (estimated number of recipients), as applicable. Also complete this part to provide any additional information (see instructions).
Identifier ReturnReference Explanation
PROCEDURE FOR MONITORING GRANTS OUTSIDE THE U.S.:   SCHEDULE F, PART I, LINE 2: ALL DISBURSEMENTS MADE BY THIS INSTITUTION IN FURTHERANCE OF ITS EXEMPT PROGRAMS ARE REVIEWED AND APPROVED BY DULY CONSTITUTED COMMITTEES OR INDIVIDUALS. ALL SCHOLARSHIPS AND STUDENT LOANS ARE REVIEWED AND APPROVED BY HARVARD'S FINANCIAL AID OFFICES. IN ADDITION, HARVARD UNIVERSITY IS RESPONSIBLE FOR THE PROGRAMMATIC AND FINANCIAL MONITORING OF ITS SPONSORED RESEARCH AWARD SUBRECIPIENTS. PRINCIPAL INVESTIGATORS AND PROJECT STAFF PERFORM ONGOING REVIEWS OF PROJECT ACTIVITIES. IN ADDITION, ON AN ANNUAL BASIS, UNIVERSITY RESEARCH ADMINISTRATORS REVIEW ALL ACTIVE SUBCONTRACTS AND INQUIRE FURTHER INTO THOSE THAT ARE DEEMED TO REQUIRE CLOSER SCRUTINY IN LIGHT OF A VARIETY OF ATTRIBUTES. UPON IDENTIFICATION OF SUBRECIPIENTS THAT MANDATE CLOSER SCRUTINY, HARVARD IMPLEMENTS ADDITIONAL MONITORING ACTIONS TO ENSURE COMPLIANCE WITH SUBAGREEMENT PERFORMANCE, FINANCIAL TERMS AND CONDITIONS, AND WITH ALL APPLICABLE FEDERAL RULES AND REGULATIONS. DURING 2010 THROUGH 2012, HARVARD, ACCORDING TO TRANSITION PLANS COORDINATED WITH THE U.S. GOVERNMENT, CONTINUED THE TRANSITION OF ITS ROLE AS PRIME RECIPIENT OF THE PEPFAR GRANT TO LOCALLY CHARTERED, NOT-FOR-PROFIT ENTITIES IN NIGERIA, TANZANIA, AND BOTSWANA THAT HAD BEEN CREATED BY HARVARD FOR THIS PURPOSE. THE LOCAL ENTITIES (APIN IN NIGERIA, BHP IN BOTSWANA, AND MDH IN TANZANIA) ARE STAFFED PRIMARILY BY CITIZENS OF THOSE COUNTRIES, AND CITIZENS OF THOSE COUNTRIES ALSO COMPRISE MAJORITIES OF EACH OF THE BOARDS OF DIRECTORS. BY THE END OF 2012, IT IS ESTIMATED THAT APPROXIMATELY 90 PERCENT OF HARVARD'S PEPFAR FUNDING FROM HHS TRANSITIONED TO THESE LOCAL ENTITIES AS PRIME GRANT RECIPIENTS. FOR THIS REASON, AND AS PART OF A DELIBERATE PLAN FOR BUILDING LOCAL CAPACITY AND PROMOTING PROGRAM SUSTAINABILITY, HARVARD'S OWN FUNDING, AND HENCE ITS SUBCONTRACTS TO PUBLIC HEALTH ENTITIES IN AFRICA, DECLINED SIGNIFICANTLY DURING 2011, AND CONTINUED AN EVEN SHARPER DECLINE DURING 2012.
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
Schedule F (Form 990) 2011
Additional Data


Software ID:  
Software Version:  



SCHEDULE G (Form 990 or 990-EZ)
Department of the Treasury
Internal Revenue Service
Supplemental Information Regarding
Fundraising or Gaming Activities
Complete if the organization answered "Yes" to Form 990, Part IV, lines 17, 18, or 19,or if the organization entered more than $15,000 on Form 990-EZ, line 6a.right arrowAttach to Form 990 or Form 990-EZ. right arrowSee separate instructions.
OMB No. 1545-0047
2011
Open to Public Inspection
Name of the organization
PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
Employer identification number

04-2103580
Part I
Fundraising Activities. Complete if the organization answered "Yes" to Form 990, Part IV, line 17.
1
Indicate whether the organization raised funds through any of the following activities. Check all that apply.
a e
b f
c g
d
2a
Did the organization have a written or oral agreement with any individual (including officers, directors, trustees
or key employees listed in Form 990, Part VII) or entity in connection with professional fundraising services?
b
If “Yes,” list the ten highest paid individuals or entities (fundraisers) pursuant to agreements under which the fundraiser is
to be compensated at least $5,000 by the organization. Form 990-EZ filers are not required to complete this table.
(i) Name and address of individual
or entity (fundraiser) 		(ii) Activity (iii) Did fundraiser have custody or control of contributions? (iv) Gross receipts
from activity 		(v) Amount paid to
(or retained by)
fundraiser listed in
col. (i) 		(vi) Amount paid to
(or retained by)
organization
Yes No
 
ANNE LOCKETT ENTERPRISES
12424 WILSHIRE BLVD STE 1060
 
LOS ANGELES, CA90025 		PRIN. GIFTS   No 33,932,706 309,785 33,622,921
Total .................right arrow 33,932,706 309,785 33,622,921
3
List all states in which the organization is registered or licensed to solicit funds or has been notified it is exempt from registration or licensing.
CA, MA, IL
For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50083H
Schedule G (Form 990 or 990-EZ) 2011
Schedule G (Form 990 or 990-EZ) 2011
Page 2
Part II
Fundraising Events. Complete if the organization answered "Yes" to Form 990, Part IV, line 18, or reported more than $15,000 on Form 990-EZ, line 6a. List events with gross receipts greater than $5,000.
(a) Event #1

DINNER
(event type) 		(b) Event #2

DINNER
(event type) 		(c) Other Events

  
(total number) 		(d) Total Events
(Add col. (a) through col. (c))
VerticalRevenue 1 Gross receipts . . . 71,556 115,000   186,556
2 Less: Charitable
contributions . . . 		68,100 107,000   175,100
3 Gross income (line 1
minus line 2) . . . 		3,456 8,000   11,456
VerticalDirectExpenses 4 Cash prizes . . .        
5 Non-cash prizes . .        
6 Rent/facility costs . . 15,985 17,587   33,572
7 Food and beverages . .   7,077   7,077
8 Entertainment . . .        
9 Other direct expenses . 6,430 14,043   20,473
10 Direct expense summary. Add lines 4 through 9 in column (d) ........... right arrow 61,122
11 Net income summary. Combine lines 3 and 10 in column (d)............ right arrow -49,666
Part III
Gaming. Complete if the organization answered "Yes" to Form 990, Part IV, line 19, or reported more than $15,000 on Form 990-EZ, line 6a.
VerticalRevenue (a) Bingo (b) Pull tabs/Instant
bingo/progressive bingo 		(c) Other gaming (d) Total gaming (Add col. (a) through col. (c))
1 Gross revenue . . . .        
VerticalDirectExpenses 2 Cash prizes . . . .        
3 Non-cash prizes . . .        
4 Rent/facility costs . . .        
5 Other direct expenses . .        
6 Volunteer labor . . .
 
 
 
7 Direct expense summary. Add lines 2 through 5 in column (d) ........... right arrow  
8 Net gaming income summary. Combine lines 1 and 7 in column (d) .......... right arrow  
9
Enter the state(s) in which the organization operates gaming activities:
a
Is the organization licensed to operate gaming activities in each of these states? ............
b
If "No," Explain:
 
10a
Were any of the organization's gaming licenses revoked, suspended or terminated during the tax year? .....
b
If "Yes," Explain:
 
11
Does the organization operate gaming activities with nonmembers? .................
12
Is the organization a grantor, beneficiary or trustee of a trust or a member of a partnership or other entity
formed to administer charitable gaming? ..........................
Schedule G (Form 990 or 990-EZ) 2011
Schedule G (Form 990 or 990-EZ) 2011
Page 3
13
Indicate the percentage of gaming activity operated in:
a
The organization's facility ......................
13a
 
b
An outside facility ........................
13b
 
14
Provide the name and address of the person who prepares the organization's gaming/special events books and records:
Name right arrow
Address right arrow
15a
Does the organization have a contract with a third party from whom the organization receives gaming
revenue? ......................................
b
If "Yes," enter the amount of gaming revenue received by the organization right arrow $   and the
amount of gaming revenue retained by the third party right arrow $   .
c
If "Yes," enter name and address:
Name right arrow
Address right arrow
 
 
16
Gaming manager information:
Name right arrow
Gaming manager compensation right arrow $  
Description of services provided right arrow
 
17
Mandatory distributions:
a
Is the organization required under state law to make charitable distributions from the gaming proceeds to
retain the state gaming license? ............................
b
Enter the amount of distributions required under state law distributed to other exempt organizations or spent
in the organization's own exempt activities during the tax year right arrow$  
Part IV
Complete this part to provide additional information for responses to quuestion on Schedule G (see instructions.)
Identifier ReturnReference Explanation
  SCHEDULE G, PART I, LINE 2B, FUNDRAISING: THE FUNDRAISING EFFORT IS A LONG TERM EFFORT OFTEN SPANNING YEARS AND DECADES TO BRING IN ONE GIFT. THE TOTAL LISTED HERE IS FOR CASH RECEIVED IN FY12 BUT THE DONOR(S) MAY HAVE MADE THE ORIGINAL PLEDGE(S) IN PRIOR YEARS.
Schedule G (Form 990 or 990-EZ) 2011
Additional Data


Software ID:  
Software Version:  
Schedule I
(Form 990)
Department of the Treasury
Internal Revenue Service
Grants and Other Assistance to Organizations,
Governments and Individuals in the United States
Complete if the organization answered "Yes," to Form 990, Part IV, line 21 or 22.
lBullet Attach to Form 990
OMB No. 1545-0047
2011
Open to Public
Inspection
Name of the organization
PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
Employer identification number
04-2103580
Part I
General Information on Grants and Assistance
1
Does the organization maintain records to substantiate the amount of the grants or assistance, the grantees' eligibility for the grants or assistance, and
the selection criteria used to award the grants or assistance? ....................................
2
Describe in Part IV the organization's procedures for monitoring the use of grant funds in the United States.
Part II
Grants and Other Assistance to Governments and Organizations in the United States. Complete if the organization answered "Yes" to
Form 990, Part IV, line 21 for any recipient that received more than $5,000. Check this box if no one recipient received more than $5,000. Use
Part IV and Schedule I-1 (Form 990) if additional space is needed ......................... lBullet
(a) Name and address of organization
or government		 (b) EIN (c) IRC Code section
if applicable		 (d) Amount of cash grant (e) Amount of non-cash
assistance		 (f) Method of valuation
(book, FMV, appraisal,
other)		 (g) Description of
non-cash assistance		 (h) Purpose of grant
or assistance
(1) BRIGHAM AND WOMEN'S HOSPITAL75 FRANCIS ST
BOSTON,MA02115 		04-2312909 IRC 501(C)(3) 15,962,063       SPONSORED RESEARCH SUB-AWARD
(2) MASSACHUSETTS GENERAL HOSPITAL55 FRUIT ST
BOSTON,MA02114 		04-1564655 IRC 501(C)(3) 13,045,981       SPONSORED RESEARCH SUB-AWARD
(3) FRONTIER SCIENCE TECH RESEARCH FDN INC4033 MAPLE RD
AMHERST,NY14226 		16-1056814 IRC 501(C)(3) 11,090,909       SPONSORED RESEARCH SUB-AWARD
(4) CHILDREN'S HOSPITAL CORP300 LONGWOOD AVE
BOSTON,MA02115 		04-2774441 IRC 501(C)(3) 7,573,835       SPONSORED RESEARCH SUB-AWARD
(5) DANA FARBER CANCER INSTITUTE44 BINNEY ST DA-1230
BOSTON,MA02115 		04-2263040 IRC 501(C)(3) 6,694,013       SPONSORED RESEARCH SUB-AWARD
(6) BETH ISRAEL DEACONESS MEDICAL CTR330 BROOKLINE AVE
BOSTON,MA02215 		04-2103881 IRC 501(C)(3) 4,550,363       SPONSORED RESEARCH SUB-AWARD
(7) MASSACHUSETTS INSTITUTE OF TECHNOLOGY77 MASS AVE NE 49-3131
CAMBRIDGE,MA02139 		04-2103594 IRC 501(C)(3) 3,308,013       SPONSORED RESEARCH SUB-AWARD
(8) REGENTS OF THE UNIVERSITY OF MICHIGAN3003 S STATE ST G395
ANN ARBOR,MI48109 		38-6006309 IRC 501(C)(3) 2,102,639       SPONSORED RESEARCH SUB-AWARD
(9) THE BROAD INSTITUTE7 CAMBRIDGE CTR
CAMBRIDGE,MA02142 		26-3428781 IRC 501(C)(3) 2,021,069       SPONSORED RESEARCH SUB-AWARD
(10) SOCIAL SCIENCE RESEARCH SOLUTIONS53 WEST BALTIMORE PIKE
MEDIA,PA19063 		NOT EXEMPT 1,736,881       SPONSORED RESEARCH SUB-AWARD
(11) JOHNS HOPKINS UNIVERSITY3910 KESWICK RD N-4327B
BALTIMORE,MD21211 		52-0595110 IRC 501(C)(3) 1,557,837       SPONSORED RESEARCH SUB-AWARD
(12) IMMUNE DISEASE INSTITUTE INC3 BLACKFAN CIRCLE 3RD FL
BOSTON,MA02115 		04-2158520 IRC 501(C)(3) 1,428,290       SPONSORED RESEARCH SUB-AWARD
(13) BOSTON UNIVERSITY25 BUICK ST
BOSTON,MA02215 		04-2103547 IRC 501(C)(3) 1,386,404       SPONSORED RESEARCH SUB-AWARD
(14) INDIANA UNIVERSITY400 E 7TH ST POPLARS RM 501
BLOOMINGTON,IN47405 		35-6001673 IRC 501(C)(3) 1,262,211       SPONSORED RESEARCH SUB-AWARD
(15) WESTAT CORPORATION1600 RESEARCH BLVD
ROCKVILLE,MD20850 		84-0529566 NOT EXEMPT 1,075,164       SPONSORED RESEARCH SUB-AWARD
(16) CHILDREN'S MEMORIAL HOSPITAL OF CHICAGO2300 CHILDRENS PLAZA
CHICAGO,IL60614 		36-2170833 IRC 501(C)(3) 1,000,260       SPONSORED RESEARCH SUB-AWARD
(17) UNIVERSITY OF MASSACHUSETTS140 HICKS WAY
AMHERST,MA01003 		04-3167352 IRC 115 964,926       SPONSORED RESEARCH SUB-AWARD
(18) STANFORD UNIVERSITY345 PORTER DR
PALO ALTO,CA94304 		94-1156365 IRC 501(C)(3) 947,653       SPONSORED RESEARCH SUB-AWARD
(19) COLUMBIA UNIVERSITY1210 AMSTERDAM AVE MAIL CODE 2205
NEW YORK,NY10027 		13-5598093 IRC 501(C)(3) 912,730       SPONSORED RESEARCH SUB-AWARD
(20) NORTHWESTERN UNIVERSITY633 CLARK ST
EVANSTON,IL60208 		36-2167817 IRC 501(C)(3) 891,976       SPONSORED RESEARCH SUB-AWARD
(21) DIAGNOSTICS FOR ALL INC840 MEMORIAL DR
CAMBRIDGE,MA02139 		26-1638199 IRC 501(C)(3) 857,585       SPONSORED RESEARCH SUB-AWARD
(22) THE RESEARCH FOUNDATION OF STATE UNIVERSITY OF NEW YORKPO BOX 9
ALBANY,NY12201 		14-1368361 IRC 501(C)(3) 834,194       SPONSORED RESEARCH SUB-AWARD
(23) ST JUDE CHILDREN'S RESEARCH HOSPITAL501 ST JUDE PL
MEMPHIS,TN38105 		62-0646012 IRC 501(C)(3) 828,629       SPONSORED RESEARCH SUB-AWARD
(24) BAYLOR COLLEGE OF MEDICINEONE BAYLOR PLAZA
HOUSTON,TX77030 		74-1613878 IRC 501(C)(3) 799,981       SPONSORED RESEARCH SUB-AWARD
(25) REGENTS OF THE UNIVERSITY OF MINNESOTA1300 S 2ND ST STE 206
MINNEAPOLIS,MN55454 		41-6007513 IRC 501(C)(3) 769,252       SPONSORED RESEARCH SUB-AWARD
(26) JOSLIN DIABETES CENTER INCONE JOSLIN PL
BOSTON,MA02215 		04-2203836 IRC 501(C)(3) 758,710       SPONSORED RESEARCH SUB-AWARD
(27) VANDERBILT UNIVERSITY2301 VANDERBILT PLACE
NASHVILLE,TN37232 		62-0476822 IRC 501(C)(3) 753,396       SPONSORED RESEARCH SUB-AWARD
(28) UNIVERSITY OF SOUTHERN CALIFORNIAUNIVERSITY GARDENS-UGB 203
LOS ANGELES,CA90089 		95-1642394 IRC 501(C)(3) 735,463       SPONSORED RESEARCH SUB-AWARD
(29) REGENTS OF THE UNIVERSITY OF CALIFORNIA SAN FRANCISCO3333 CALIFORNIA ST STE 11
SAN FRANCISCO,CA94143 		94-6036493 IRC 501(C)(3) 729,046       SPONSORED RESEARCH SUB-AWARD
(30) TUFTS UNIVERSITY169 HOLLAND ST
SOMERVILLE,MA02144 		04-2103634 IRC 501(C)(3) 727,300       SPONSORED RESEARCH SUB-AWARD
(31) REGENTS OF THE UNIVERSITY OF CALIFORNIA - SAN DIEGO9500 GILMAN DR MAIL CODE 0954
LA JOLLA,CA92093 		95-6006144 IRC 501(C)(3) 706,090       SPONSORED RESEARCH SUB-AWARD
(32) BRONX-LEBANON HOSPITAL CTR1276 FULTON AVE
BRONX,NY10456 		13-1974191 IRC 501(C)(3) 671,388       SPONSORED RESEARCH SUB-AWARD
(33) YALE UNIVERSITYPO BOX 208239
NEW HAVEN,CT06520 		91-1864328 IRC 501(C)(3) 658,485       SPONSORED RESEARCH SUB-AWARD
(34) UNIVERSITY OF NORTH CAROLINA209 SOUTH RD
CHAPEL HILL,NC27599 		56-6001393 IRC 501(C)(3) 657,023       SPONSORED RESEARCH SUB-AWARD
(35) OREGON HEALTH AND SCIENCE UNIVERSITY3181 SW SAM JACKSON PARK RD
PORTLAND,OR97239 		93-1176109 IRC 115 638,427       SPONSORED RESEARCH SUB-AWARD
(36) UNIVERSITY OF COLORADO AT DENVER1250 14TH ST
DENVER,CO80217 		84-6000555 IRC 501(C)(3) 633,212       SPONSORED RESEARCH SUB-AWARD
(37) UNIVERSITY OF FLORIDA925 NW 56TH TER
GAINESVILLE,FL32605 		59-6002052 IRC 115 612,310       SPONSORED RESEARCH SUB-AWARD
(38) HARVARD PILGRIM HEALTH CARE INC93 WORCESTER ST STE 100
WELLESLEY,MA02481 		04-2452600 IRC 501(C)(3) 598,807       SPONSORED RESEARCH SUB-AWARD
(39) UNIVERSITY OF MIAMI1320 S DIXIE HWY
CORAL GABLES,FL33124 		59-0624458 IRC 501(C)(3) 579,319       SPONSORED RESEARCH SUB-AWARD
(40) BROWN UNIVERSITY164 ANGELL ST BOX 1929
PROVIDENCE,RI02912 		05-0258809 IRC 501(C)(3) 550,081       SPONSORED RESEARCH SUB-AWARD
(41) BRANDEIS UNIVERSITY415 SOUTH ST MS NO 116
WALTHAM,MA02454 		04-2103552 IRC 501(C)(3) 545,907       SPONSORED RESEARCH SUB-AWARD
(42) UNIVERSITY OF MEDICINE AND DENTISTRY OF NEW JERSEY185 SOUTH ORANGE AVE
NEWARK,NJ07107 		22-1775306 IRC 115 524,450       SPONSORED RESEARCH SUB-AWARD
(43) THE FORSYTH INSTITUTE245 FIRST ST
CAMBRIDGE,MA02142 		04-2104230 IRC 501(C)(3) 517,143       SPONSORED RESEARCH SUB-AWARD
(44) TULANE UNIVERSITY6823 ST CHARLES AVE
NEW ORLEANS,LA70118 		72-0423889 IRC 501(C)(3) 506,904       SPONSORED RESEARCH SUB-AWARD
(45) REGENTS OF THE UNIVERSITY OF CALIFORNIA SANTA BARBARA3201 SAASB PAYROLL OFFICE
SANTA BARBARA,CA93106 		95-6006145 IRC 501(C)(3) 495,307       SPONSORED RESEARCH SUB-AWARD
(46) HALCYON MOLECULAR INC160 MONACO DR
REDWOOD CITY,CA94065 		NOT EXEMPT 474,436       SPONSORED RESEARCH SUB-AWARD
(47) UNIVERSITY OF PUERTO RICOPO BOX 363682
SAN JUAN,PR00936 		66-0433761 EXEMPT 472,112       SPONSORED RESEARCH SUB-AWARD
(48) TOPCODER INC95 GLASTONBURY BLVD
GLASTONBURY,CT06033 		NOT EXEMPT 463,933       SPONSORED RESEARCH SUB-AWARD
(49) NEW YORK UNIVERSITY726 BROADWAY 9TH FL
NEW YORK,NY10003 		13-5562308 IRC 501(C)(3) 463,623       SPONSORED RESEARCH SUB-AWARD
(50) VANDERBILT MEDICAL CENTER1211 MEDICAL CTR DR
NASHVILLE,TN37232 		16-2047682 IRC 501(C)(3) 459,899       SPONSORED RESEARCH SUB-AWARD
(51) UNIVERSITY OF ILLINOIS AT CHICAGO700 S HALSTED ST 2029
CHICAGO,IL60607 		37-6000511 IRC 115 454,185       SPONSORED RESEARCH SUB-AWARD
(52) COMMUNITIES IN SCHOOLS OF NORTH CAROLINA222 NORTH PERSON ST
RALEIGH,NC27601 		56-1677831 IRC 501(C)(3) 448,147       SPONSORED RESEARCH SUB-AWARD
(53) BOSTON PUBLIC SCHOOLS26 COURT ST 5TH FL
BOSTON,MA02108 		GOVERNMENTAL UNIT 447,848       SPONSORED RESEARCH SUB-AWARD
(54) UNIVERSITY OF CONNECTICUT115 N EAGLEVILLE RD
STORRSMANSFIELD,CT06269 		06-0772160 IRC 115 442,878       SPONSORED RESEARCH SUB-AWARD
(55) JACKSON STATE UNIVERSITYPO BOX 17250
JACKSON,MS39217 		64-6000507 IRC 501(C)(3) 404,466       SPONSORED RESEARCH SUB-AWARD
(56) BOARD OF REGENTS OF UNIV OF AZMAIN GATE CTR
TUCSON,AZ85721 		86-0196696 IRC 115 399,090       SPONSORED RESEARCH SUB-AWARD
(57) BOARD OF REGENTS OF THE UNIV OF WI MADISON750 UNIVERSITY AVE
MADISON,WI53706 		39-6006492 IRC 115 390,979       SPONSORED RESEARCH SUB-AWARD
(58) JACOBI MEDICAL CENTERNORTH BRONX HEALTHCARE NETWORK1400 PELHAM PKWY SOUTH
BRONX,NY10461 		13-1849594 IRC 501(C)(3) 377,423       SPONSORED RESEARCH SUB-AWARD
(59) REGENTS OF THE UNIVERSITY OF CALIFORNIA DAVISONE SHIELDS AVE
DAVIS,CA95616 		94-6036494 IRC 501(C)(3) 357,458       SPONSORED RESEARCH SUB-AWARD
(60) UNIVERSITY OF MARYLAND COLLEGE PARK7965 BALTIMORE AVE
COLLEGE PARK,MD20742 		52-6002033 IRC 115 344,620       SPONSORED RESEARCH SUB-AWARD
(61) DREXEL UNIVERSITY3141 CHESTNUT ST
PHILADELPHIA,PA19104 		23-1352630 IRC 501(C)(3) 340,674       SPONSORED RESEARCH SUB-AWARD
(62) SAN JUAN CITY HOSPITALPO BOX 70344
SAN JUAN,PR00936 		EXEMPT 330,895       SPONSORED RESEARCH SUB-AWARD
(63) REGENTS OF THE UNIVERSITY OF CALIFORNIA LOS ANGELES10920 WILSHIRE BLVD STE 107
LOS ANGELES,CA90024 		95-6006143 IRC 501(C)(3) 327,911       SPONSORED RESEARCH SUB-AWARD
(64) EMORY UNIVERSITY1762 CLIFTON RD STE 1400
ATLANTA,GA30322 		58-0566256 IRC 501(C)(3) 323,283       SPONSORED RESEARCH SUB-AWARD
(65) STRATEGIC EDUCATION RESEARCH PARTNERSHIP1101 14TH ST NW
WASHINGTON,DC20005 		30-0231116 IRC 501(C)(3) 322,602       SPONSORED RESEARCH SUB-AWARD
(66) MCLEAN HOSPITAL115 MILL ST
BELMONT,MA02478 		04-2697981 IRC 501(C)(3) 319,256       SPONSORED RESEARCH SUB-AWARD
(67) CHILDREN'S HOSPITAL OF PHILADELPHIA34TH ST AND CIVIC CTR BLVD
PHILADELPHIA,PA19104 		23-1352166 IRC 501(C)(3) 312,848       SPONSORED RESEARCH SUB-AWARD
(68) CALIFORNIA INSTITUTE OF TECHNOLOGY1200 EAST CALIFORNIA BLVD
PASADENA,CA91125 		95-1643307 IRC 501(C)(3) 308,175       SPONSORED RESEARCH SUB-AWARD
(69) MARINE BIOLOGICAL LABORATORY7 MBL ST
WOODS HOLE,MA02543 		04-2104690 IRC 501(C)(3) 302,080       SPONSORED RESEARCH SUB-AWARD
(70) CHILDREN'S DIAGNOSTIC AND TREATMENT CTR INC1401 S FEDERAL HWY
FORT LAUDERDALE,FL33316 		65-1026739 IRC 501(C)(3) 292,232       SPONSORED RESEARCH SUB-AWARD
(71) POPULATION SERVICES INTERNATIONAL1120 19TH ST NW STE 600
WASHINGTON,DC20036 		56-0942853 IRC 501(C)(3) 282,644       SPONSORED RESEARCH SUB-AWARD
(72) BOSTON MEDICAL CTRONE BOSTON MEDICAL CTR PL
BOSTON,MA02118 		04-3314093 IRC 501(C)(3) 282,174       SPONSORED RESEARCH SUB-AWARD
(73) GWINNETT COUNTY PUBLIC SCHOOLS437 OLD PEACHTREE RD NW
SUWANEE,GA30021 		GOVERNMENTAL UNIT 280,992       SPONSORED RESEARCH SUB-AWARD
(74) UNIVERSITY OF ILLINOIS AT URBANA-CHAMPAIGN901 W ILLINOIS ST
URBANA,IL61801 		37-6000511 IRC 115 275,166       SPONSORED RESEARCH SUB-AWARD
(75) UNIVERSITY OF WASHINGTON3917 UNIVERSITY WAY NE BOX 351122
SEATTLE,WA98105 		91-6001537 IRC 115 272,158       SPONSORED RESEARCH SUB-AWARD
(76) UNIVERSITY OF TEXAS HEALTH SCIENCE CENTER AT HOUSTON7000 FANNIN ST STE 1200
HOUSTON,TX77030 		74-1761309 IRC 501(C)(3) 270,273       SPONSORED RESEARCH SUB-AWARD
(77) GEORGIA INSTITUTE OF TECHNOLOGY225 NORTH AVE NW
ATLANTA,GA30332 		58-6002023 IRC 501(C)(3) 268,077       SPONSORED RESEARCH SUB-AWARD
(78) PRINCETON UNIVERSITY701 CARNEGIE CTR STE 154
PRINCETON,NJ08540 		21-0634501 IRC 501(C)(3) 266,137       SPONSORED RESEARCH SUB-AWARD
(79) SMITHSONIAN ASTROPHYSICAL OBSERVATORY60 GARDEN ST MS23
CAMBRIDGE,MA02138 		GOVERNMENTAL UNIT 256,854       SPONSORED RESEARCH SUB-AWARD
(80) RAND CORPORATION1700 MAIN ST
SANTA MONICA,CA90407 		95-1958142 IRC 501(C)(3) 255,494       SPONSORED RESEARCH SUB-AWARD
(81) SAGE BIONETWORKS1100 FAIRVIEW AVE NORTH
SEATTLE,WA98109 		26-4489946 IRC 501(C)(3) 251,690       SPONSORED RESEARCH SUB-AWARD
(82) RESULTS FOR DEVELOPMENT INSTITUTE1100 15TH ST NW STE 400
WASHINGTON,DC20005 		20-8530747 IRC 501(C)(3) 240,816       SPONSORED RESEARCH SUB-AWARD
(83) BOARD OF TRUSTEES OF THE UNIV OF AL BIRMINGHAM1530 3RD AVE SOUTH
BIRMINGHAM,AL35294 		63-6001138 IRC 501(C)(3) 238,573       SPONSORED RESEARCH SUB-AWARD
(84) WGBH EDUCATIONAL FOUNDATIONONE GUEST ST
BOSTON,MA02135 		04-2104397 IRC 501(C)(3) 228,495       SPONSORED RESEARCH SUB-AWARD
(85) CAMBRIDGE HEALTH ALLIANCE1493 CAMBRIDGE ST
CAMBRIDGE,MA02139 		04-3320571 EXEMPT 222,608       SPONSORED RESEARCH SUB-AWARD
(86) NATIONAL INSTITUTE OF STANDARDS AND TECHNOLOGY100 BUREAU DR STOP 3573
GAITHERSBURG,MD20899 		GOVERNMENTAL UNIT 216,391       SPONSORED RESEARCH SUB-AWARD
(87) UNIVERSITY OF PITTSBURGH116 ATWOOD ST STE 201
PITTSBURGH,PA15260 		25-0965591 IRC 501(C)(3) 213,458       SPONSORED RESEARCH SUB-AWARD
(88) DUKE UNIVERSITY324 BLACKWELL ST STE 920
DURHAM,NC27701 		56-0532129 IRC 501(C)(3) 209,889       SPONSORED RESEARCH SUB-AWARD
(89) GREATER BOSTON LEGAL SERVICES197 FRIEND ST
BOSTON,MA02114 		04-2103907 IRC 501(C)(3) 209,490       SPONSORED RESEARCH SUB-AWARD
(90) WORLD HEALTH ORGANIZATION525 23RD ST NW
WASHINGTON,DC20037 		GOVERNMENTAL UNIT 203,536       SPONSORED RESEARCH SUB-AWARD
(91) WALTER REED ARMY INSTITUTE OF RESEARCH503 ROBERT GRANT AVE
SILVER SPRING,MD20910 		GOVERNMENTAL UNIT 201,295       SPONSORED RESEARCH SUB-AWARD
(92) UNIVERSITY OF HOUSTON4800 CALHOUN RD
HOUSTON,TX77004 		74-6001399 IRC 115 198,959       SPONSORED RESEARCH SUB-AWARD
(93) THE JACKSON LABORATORY600 MAIN ST
BAR HARBOR,ME04609 		01-0211513 IRC 501(C)(3) 190,067       SPONSORED RESEARCH SUB-AWARD
(94) WASHINGTON STATE UNIVERSITYP O BOX 643140
PULLMAN,WA99164 		91-6001108 IRC 115 185,777       SPONSORED RESEARCH SUB-AWARD
(95) UNIVERSITY OF WISCONSIN-MILWAUKEE3202 N MARYLAND AVE
MILWAUKEE,WI53202 		39-1805963 IRC 115 184,145       SPONSORED RESEARCH SUB-AWARD
(96) NORTH CAROLINA STATE UNIVERSITY2211 HILLSBOROUGH ST
RALEIGH,NC27607 		56-6000756 IRC 115 177,532       SPONSORED RESEARCH SUB-AWARD
(97) GEORGETOWN UNIVERSITYBOX 571168 37 AND O ST N W
WASHINGTON,DC20057 		53-0196603 IRC 501(C)(3) 175,529       SPONSORED RESEARCH SUB-AWARD
(98) WEILL MEDICAL COLLEGE OF CORNELL UNIVERSITY445 E 69TH ST
NEW YORK,NY10021 		15-0532082 IRC 501(C)(3) 174,773       SPONSORED RESEARCH SUB-AWARD
(99) INNOVATIONS FOR POVERTY ACTION101 WHITNEY AVE
NEW HAVEN,CT06510 		06-1660068 IRC 501(C)(3) 169,354       SPONSORED RESEARCH SUB-AWARD
(100) REGENTS OF THE UNIVERSITY OF CALIFORNIA AT BERKELEY2195 HEARST AVE RM 120
BERKELEY,CA94720 		94-6002123 IRC 501(C)(3) 168,734       SPONSORED RESEARCH SUB-AWARD
(101) REGENTS OF THE UNIVERSITY OF NEW MEXICOONE UNIVERSITY OF NEW MEXICO
ALBUQUERQUE,NM87131 		85-6000642 IRC 115 160,952       SPONSORED RESEARCH SUB-AWARD
(102) DURHAM PUBLIC SCHOOLS511 CLEVELAND ST
DURHAM,NC27702 		GOVERNMENTAL UNIT 155,463       SPONSORED RESEARCH SUB-AWARD
(103) URBAN INSTITUTE2100 M ST NW
WASHINGTON,DC20037 		52-0880375 IRC 501(C)(3) 153,156       SPONSORED RESEARCH SUB-AWARD
(104) REGENTS OF THE UNIVERSITY OF CALIFORNIA SANTA CRUZ1156 HIGH ST
SANTA CRUZ,CA95064 		94-1539563 IRC 501(C)(3) 150,271       SPONSORED RESEARCH SUB-AWARD
(105) TEXAS ENGINEERING EXPERIMENT STATION3470 TAMU
COLLEGE STATION,TX77843 		74-1974733 IRC 501(C)(3) 150,205       SPONSORED RESEARCH SUB-AWARD
(106) DARTMOUTH COLLEGE7 LEBANON ST STE 309
HANOVER,NH03755 		02-0222111 IRC 501(C)(3) 148,905       SPONSORED RESEARCH SUB-AWARD
(107) RESEARCH TRIANGLE INSTITUTE INTERNATIONAL3040 E CORNWALLIS RD HANES BLDG
RSCH TRIANGLE PARK,NC27709 		56-0686338 IRC 501(C)(3) 146,177       SPONSORED RESEARCH SUB-AWARD
(108) PENNSYLVANIA STATE UNIVERSITY500 UNIVERSITY DR
HERSHEY,PA17033 		24-6000376 IRC 115 135,798       SPONSORED RESEARCH SUB-AWARD
(109) FATHOM INFORMATION DESIGN214 CAMBRIDGE ST 2ND FL
BOSTON,MA02114 		NOT EXEMPT 135,300       SPONSORED RESEARCH SUB-AWARD
(110) LOVELACE RESPIRATORY RESEARCH INSTITUTE2425 RIDGECREST DR SE
ALBUQUERQUE,NM87108 		85-0110669 IRC 501(C)(3) 135,274       SPONSORED RESEARCH SUB-AWARD
(111) MONTANA STATE UNIVERSITY101 MONTANA HALL
BOZEMAN,MT59717 		81-6010045 IRC 115 134,989       SPONSORED RESEARCH SUB-AWARD
(112) NATIONAL BUREAU OF ECONOMIC RESEARCH1050 MASS AVE
CAMBRIDGE,MA02138 		13-1641075 IRC 501(C)(3) 134,776       SPONSORED RESEARCH SUB-AWARD
(113) ALBUQUERQUE PUBLIC SCHOOLS6400 UPTOWN BLVD NE
ALBUQUERQUE,NM87110 		85-6000102 GOVERNMENTAL UNIT 132,033       SPONSORED RESEARCH SUB-AWARD
(114) FORT WORTH INDEPENDENT SCHOOL DISTRICT100 NORTH UNIVERSITY DR NW
FORT WORTH,TX76107 		GOVERNMENTAL UNIT 131,370       SPONSORED RESEARCH SUB-AWARD
(115) SCHOOL DISTRICT OF PHILADELPHIA440 N BROAD ST
PHILADELPHIA,PA19130 		23-2410538 GOVERNMENTAL UNIT 126,070       SPONSORED RESEARCH SUB-AWARD
(116) URBAN REVIVAL INC284 AMORY ST 1ST FL
JAMAICA PLAIN,MA02130 		04-2660311 IRC 501(C)(3) 121,018       SPONSORED RESEARCH SUB-AWARD
(117) NORTHEASTERN UNIVERSITY360 HUNTINGTON AVE
BOSTON,MA02115 		04-1679980 IRC 501(C)(3) 116,709       SPONSORED RESEARCH SUB-AWARD
(118) PARTNERS IN HEALTH888 COMMONWEALTH AVE 3RD FL
BOSTON,MA02215 		04-3567502 IRC 501(C)(3) 116,402       SPONSORED RESEARCH SUB-AWARD
(119) WAYNE STATE UNIVERSITY5700 CASS AVE STE 3100
DETROIT,MI48202 		38-6028429 IRC 501(C)(3) 111,097       SPONSORED RESEARCH SUB-AWARD
(120) FRED HUTCHINSON CANCER RESEARCH CTR1100 FAIRVIEW AVE
SEATTLE,WA98109 		23-7156071 IRC 501(C)(3) 108,933       SPONSORED RESEARCH SUB-AWARD
(121) KAISER PERMANENTEONE KAISER PLAZA 15L
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(122) MATHEMATICA POLICY RESEARCH INC1100 1ST ST NE 12TH FL
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LOS ANGELES,CA90017 		95-6101193 GOVERNMENTAL UNIT 103,886       SPONSORED RESEARCH SUB-AWARD
(124) BOSTON REDEVELOPMENT AUTHORITYONE CITY HALL SQ
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(125) ECONOMIC DEVELOPMENT AND INDUSTRIAL CORP BOSTONONE CITY HALL SQ
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(128) FUND FOR PARKS AND RECREATION IN BOSTON1010 MASS AVE
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(129) MONITOR GOVERNMENT VENTURE SERVICES LLC2 CANAL PARK
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(130) UNIVERSITY OF HAWAII2444 DOLE ST
HONOLULU,HI96822 		99-6000354 IRC 115 98,718       SPONSORED RESEARCH SUB-AWARD
(131) GINKGO BIOWORKS27 DRYDOCK AVE
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(132) UNIVERSITY OF NEW HAMPSHIRE83 MAIN ST
DURHAM,NH03824 		02-6000937 IRC 115 95,503       SPONSORED RESEARCH SUB-AWARD
(133) FULTON COUNTY SCHOOL SYSTEM786 CLEVELAND AVE SW
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(135) BATTELLE MEMORIAL INSTITUTE505 KING AVE
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VINITA,OK74301 		73-1592485 IRC 501(C)(3) 90,281       SPONSORED RESEARCH SUB-AWARD
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(139) UNIVERSITY OF PENNSYLVANIA3451 WALNUT ST
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(140) CENTEYE INC4905 RENO ROAD NW
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(141) BOSTON COLLEGE140 COMMONWEALTH AVE
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(142) TEMPLE UNIVERSITY1801 NORTH BROAD ST
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(143) CELLECTA INC320 LOGUE AVE
MOUNTAIN VIEW,CA94043 		20-4739615 NOT EXEMPT 80,524       SPONSORED RESEARCH SUB-AWARD
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(145) UNIVERSITY OF CHICAGO5801 S ELLIS AVE
CHICAGO,IL60637 		36-2177139 IRC 501(C)(3) 76,483       SPONSORED RESEARCH SUB-AWARD
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(149) UNIVERSITY OF ALASKA FAIRBANKS505 S CHANDALAR
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(151) SOLDIERS FIELD PARK CHILDREN'S CENTERONE SOLDIERS FIELD PARK BOX 101
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(152) UNIVERSITY OF ROCHESTER910 GENESEE ST STE 200
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BOSTON,MA02115 		04-3554536 IRC 501(C)(3) 65,237       SPONSORED RESEARCH SUB-AWARD
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(156) UNIVERSITY OF GEORGIA210 S JACKSON ST
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(157) BOARD OF TRUSTEES OF THE UNIV OF IL108 HENRY ADMIN BLDG
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BOSTON,MA02114 		04-2551124 IRC 501(C)(3) 62,948       SPONSORED RESEARCH SUB-AWARD
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SAINT PAUL,MN55104 		41-1968798 IRC 501(C)(3) 62,364       SPONSORED RESEARCH SUB-AWARD
(161) UNIVERSITY OF OKLAHOMA660 PARRINGTON OVAL
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(162) GENZYME CORP500 KENDALL ST
CAMBRIDGE,MA02142 		06-1047163 NOT EXEMPT 57,591       SPONSORED RESEARCH SUB-AWARD
(163) UNIVERSITY OF ALABAMAPO BOX 870142
TUSCALOOSA,AL35487 		63-6001138 IRC 501(C)(3) 56,934       SPONSORED RESEARCH SUB-AWARD
(164) MAYO CLINIC4500 SAN PABLO RD
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(167) CTR FOR STUDYING HEALTH SYSTEM CHANGE600 MARYLAND AVE SW
WASHINGTON,DC20024 		EXEMPT 51,963       SPONSORED RESEARCH SUB-AWARD
(168) UNIVERSITY OF WISCONSIN-MADISON500 LINCOLN DR
MADISON,WI53706 		39-6006492 IRC 115 51,927       SPONSORED RESEARCH SUB-AWARD
(169) AMERICAN COUNCIL OF LEARNED SOCIETIES633 3RD AVE 8TH FL
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(170) COLORADO STATE UNIVERSITY1601 CAMPUS DELIVERY
FORT COLLINS,CO80523 		84-6000545 IRC 115 49,877       SPONSORED RESEARCH SUB-AWARD
(171) BROOKHAVEN NATIONAL LABORATORYPO BOX 5000
UPTON,NY11973 		GOVERNMENTAL UNIT 49,415       SPONSORED RESEARCH SUB-AWARD
(172) MEDICAL UNIVERSITY OF SOUTH CAROLINA169 ASHLEY AVE
CHARLESTON,SC29403 		57-6000722 IRC 115 47,860       SPONSORED RESEARCH SUB-AWARD
(173) UNIVERSITY OF VERMONT85 SO PROSPECT ST RM 333
BURLINGTON,VT05405 		03-0179440 IRC 501(C)(3) 47,318       SPONSORED RESEARCH SUB-AWARD
(174) KITWARE INC28 CORPORATE DR
CLIFTON PARK,NY12065 		14-1802694 NOT EXEMPT 46,931       SPONSORED RESEARCH SUB-AWARD
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WASHINGTON,DC20036 		20-0881724 IRC 501(C)(3) 45,500       SPONSORED RESEARCH SUB-AWARD
(176) BAYSTATE MEDICAL CTR759 CHESTNUT ST
SPRINGFIELD,MA01199 		04-2790311 IRC 501(C)(3) 44,807       SPONSORED RESEARCH SUB-AWARD
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CAMBRIDGE,MA02138 		38-3017223 IRC 501(C)(3) 44,088       SPONSORED RESEARCH SUB-AWARD
(178) UNIVERSITY OF NEBRASKA-LINCOLN1400 R ST
LINCOLN,NE68508 		47-0049123 IRC 501(C)(3) 43,843       SPONSORED RESEARCH SUB-AWARD
(179) TUFTS MEDICAL CENTER750 WASHINGTON ST
BOSTON,MA02111 		04-3400617 IRC 501(C)(3) 41,880       SPONSORED RESEARCH SUB-AWARD
(180) CREIGHTON UNIVERSITY SCHOOL OF DENTISTRY2500 CALIFORNIA PLAZA
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(181) HEBREW SENIORLIFE1200 CENTRE ST
ROSLINDALE,MA02131 		90-0183119 IRC 501(C)(3) 41,400       SPONSORED RESEARCH SUB-AWARD
(182) MYOMICS INC135 PROSPECT ST
PROVIDENCE,RI02906 		13-4266372 NOT EXEMPT 41,381       SPONSORED RESEARCH SUB-AWARD
(183) NORFOLK PUBLIC SCHOOLS800 E CITY HALL AVE
NORFOLK,VA23510 		GOVERNMENTAL UNIT 40,266       SPONSORED RESEARCH SUB-AWARD
(184) UNIVERSITY OF COLORADO AT BOULDER2055 REGENT DR
BOULDER,CO80309 		84-6000555 IRC 501(C)(3) 39,614       SPONSORED RESEARCH SUB-AWARD
(185) SMITH COLLEGE10 ELM ST COLLEGE HALL RM 204
NORTHAMPTON,MA01063 		04-1843040 IRC 501(C)(3) 38,657       SPONSORED RESEARCH SUB-AWARD
(186) MOREHOUSE SCHOOL OF MEDICINE720 WESTVIEW DR SW
ATLANTA,GA30310 		58-1438873 IRC 501(C)(3) 38,609       SPONSORED RESEARCH SUB-AWARD
(187) NEW ENGLAND RESEARCH INSTITUTES INC9 GALEN ST
WATERTOWN,MA02472 		04-2919509 EXEMPT 38,184       SPONSORED RESEARCH SUB-AWARD
(188) POMONA COLLEGE550 N COLLEGE AVE
CLAREMONT,CA91711 		95-1664112 IRC 501(C)(3) 38,059       SPONSORED RESEARCH SUB-AWARD
(189) UNIVERSITY AT ALBANY (STATE UNIVERSITY OF NEW YORK)1400 WASHINGTON AVE AD 216
ALBANY,NY12222 		16-1514621 IRC 115 35,948       SPONSORED RESEARCH SUB-AWARD
(190) UNIVERSITY OF TEXAS MEDICAL BRANCH301 UNIVERSITY BLVD
GALVESTON,TX77555 		74-6000949 EXEMPT 34,077       SPONSORED RESEARCH SUB-AWARD
(191) MASSACHUSETTS ASSOCIATION OF HEALTH BOARDS56 TAUNTON ST
PLAINVILLE,MA02762 		04-2774252 IRC 501(C)(3) 33,801       SPONSORED RESEARCH SUB-AWARD
(192) WASHINGTON UNIVERSITY700 ROSEDALE AVE
ST LOUIS,MO63112 		43-0653611 IRC 501(C)(3) 33,659       SPONSORED RESEARCH SUB-AWARD
(193) HELEN KELLER INTERNATIONAL352 PARK AVE SOUTH 12TH FL
NEW YORK,NY10010 		13-5562162 IRC 501(C)(3) 33,586       SPONSORED RESEARCH SUB-AWARD
(194) DISTRICT OF COLUMBIA PUBLIC SCHOOLS825 NO CAPITOL ST NE 9TH FL
WASHINGTON,DC02002 		06-1662132 GOVERNMENTAL UNIT 32,552       SPONSORED RESEARCH SUB-AWARD
(195) INTERNATIONAL SOCIETY OF PSYCHIATRIC GENETICS5034 THOROUGHBRED LN STE A
BRENTWOOD,TN37027 		88-0293000 IRC 501(C)(3) 32,250       SPONSORED RESEARCH SUB-AWARD
(196) FBREAGENTS199 AUBURN ST
CAMBRIDGE,MA02139 		NOT EXEMPT 31,800       SPONSORED RESEARCH SUB-AWARD
(197) FENWAY COMMUNITY HEALTH CTR1340 BOYLSTON ST
BOSTON,MA02215 		04-2510564 IRC 501(C)(3) 30,885       SPONSORED RESEARCH SUB-AWARD
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(199) TERC2067 MASS AVE
CAMBRIDGE,MA02140 		04-6134355 IRC 501(C)(3) 28,615       SPONSORED RESEARCH SUB-AWARD
(200) OREGON BUSINESS COUNCIL1100 SW 6TH AVE STE 1608
PORTLAND,OR97204 		93-0884244 IRC 501(C)(6) 28,125       SPONSORED RESEARCH SUB-AWARD
(201) CARNEGIE MELLON UNIVERSITY5000 FORBES AVE
PITTSBURGH,PA15213 		25-0969449 IRC 501(C)(3) 26,322       SPONSORED RESEARCH SUB-AWARD
(202) MAYORS YOUTH FUNDONE CITY HALL SQ
BOSTON,MA02201 		GOVERNMENTAL UNIT 25,000       COMMUNITY GIFTS AND CHARITABLE CONTRIBUTIONS
(203) NATIVE AMERICAN AND INDIGENOUS STUDIES ASSOCIATION1775 E ANDROMEDA PL
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CAMBRIDGE,MA02139 		83-0343298 NOT EXEMPT 24,933       SPONSORED RESEARCH SUB-AWARD
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(206) POPULATION COUNCILONE DAG HAMMARSKJOLD PLAZA
NEW YORK,NY10017 		13-1687001 IRC 501(C)(3) 24,681       SPONSORED RESEARCH SUB-AWARD
(207) CHILDREN'S HOSPITAL OF ALABAMA1600 7TH AVE SOUTH
BIRMINGHAM,AL35233 		63-0307306 IRC 501(C)(3) 24,030       SPONSORED RESEARCH SUB-AWARD
(208) NEW YORK CITY CENTER FOR CHARTER SCHOOL EXCELLENCE111 BROADWAY STE 604
NEW YORK,NY10006 		20-0759687 IRC 501(C)(3) 23,750       SPONSORED RESEARCH SUB-AWARD
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NEW YORK,NY10010 		23-7009089 IRC 501(C)(3) 23,404       SPONSORED RESEARCH SUB-AWARD
(210) CTR FOR COMM HEALTH EDUC RESEARCH AND SERVICE INC716 COLUMBUS AVE
BOSTON,MA02120 		04-3286409 IRC 501(C)(3) 23,066       SPONSORED RESEARCH SUB-AWARD
(211) CAMBRIDGE MEDICAL CARE FDN1493 CAMBRIDGE ST
CAMBRIDGE,MA02139 		04-2752962 IRC 501(C)(3) 22,873       SPONSORED RESEARCH SUB-AWARD
(212) BRIGHAM YOUNG UNIVERSITYPO BOX 21231
PROVO,UT84602 		87-0217280 IRC 501(C)(3) 22,502       SPONSORED RESEARCH SUB-AWARD
(213) HEALTHCORE INC800 DELAWARE AVE 5TH FL
WILMINGTON,DE19801 		59-3289883 NOT EXEMPT 21,930       SPONSORED RESEARCH SUB-AWARD
(214) COMMITTEE FOR BOSTON PUBLIC HOUSING100 TERRACE ST STE B
BOSTON,MA02120 		04-2730930 IRC 501(C)(3) 21,221       SPONSORED RESEARCH SUB-AWARD
(215) TEXAS A&M UNIVERSITY3000 BRIARCREST DR STE 101
BRYAN,TX77802 		74-2648747 IRC 115 20,882       SPONSORED RESEARCH SUB-AWARD
(216) BOSTON CHILDREN'S MUSEUM300 CONGRESS ST
BOSTON,MA02210 		04-2103993 IRC 501(C)(3) 20,710       SPONSORED RESEARCH SUB-AWARD
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(218) LOUISIANA STATE UNIVERSITY HEALTH SCIENCES CENTER433 BOLIVAR ST
NEW ORLEANS,LA70112 		72-6087770 IRC 115 19,990       SPONSORED RESEARCH SUB-AWARD
(219) SRI INTERNATIONAL333 RAVENSWOOD AVE RM EJ278
MENLO PARK,CA94025 		94-1160950 IRC 501(C)(3) 19,443       SPONSORED RESEARCH SUB-AWARD
(220) SOUTH CAROLINA COUNCIL ON COMPETITIVENESS1411 GERVAIS ST STE 315
COLUMBIA,SC29201 		20-1690146 IRC 501(C)(3) 18,563       SPONSORED RESEARCH SUB-AWARD
(221) INSTITUTE FOR WILDLIFE STUDIESPO BOX 1104
ARCATA,CA95518 		94-2612613 IRC 501(C)(3) 17,960       SPONSORED RESEARCH SUB-AWARD
(222) BOSTON HOUSING AUTHORITY52 CHAUNCY ST
BOSTON,MA02111 		04-6001907 GOVERNMENTAL UNIT 16,625       SPONSORED RESEARCH SUB-AWARD
(223) DUFFY HEALTH CTR INC105 PARK ST
HYANNIS,MA02601 		04-3373741 IRC 501(C)(3) 16,230       SPONSORED RESEARCH SUB-AWARD
(224) MASSACHUSETTS COLLEGE OF PHARMACY AND HEALTH SCIENCES179 LONGWOOD AVE
BOSTON,MA02115 		04-2104700 IRC 501(C)(3) 15,688       SPONSORED RESEARCH SUB-AWARD
(225) TEXAS BIOMEDICAL RESEARCH INSTITUTE7620 N W LOOP 410
SAN ANTONIO,TX78227 		74-1109630 IRC 501(C)(3) 15,500       SPONSORED RESEARCH SUB-AWARD
(226) COUNCIL ON LIBRARY AND INFORMATION RESOURCES1752 N ST NW STE 800
WASHINGTON,DC20036 		52-1576808 IRC 501(C)(3) 15,362       SPONSORED RESEARCH SUB-AWARD
(227) FAULKNER HOSPITAL1153 CENTRE ST
BOSTON,MA02130 		04-2768256 IRC 501(C)(3) 15,323       SPONSORED RESEARCH SUB-AWARD
(228) JOSEPH M SMITH COMMUNITY HEALTH CENTER INC287 WESTERN AVE
ALLSTON,MA02134 		23-7221597 IRC 501(C)(3) 15,000       COMMUNITY GIFTS AND CHARITABLE CONTRIBUTIONS
(229) ASSOCIATION OF HEALTH CARE JOURNALISTS INC10 NEFF HALL
COLUMBIA,MO65211 		75-3155529 IRC 501(C)(6) 15,000       COMMUNITY GIFTS AND CHARITABLE CONTRIBUTIONS
(230) UNIVERSITY OF MISSOURI-COLUMBIA319 JESSE HALL
COLUMBIA,MO65211 		43-6003859 IRC 115 14,997       SPONSORED RESEARCH SUB-AWARD
(231) LA JOLLA INSTITUTE FOR ALLERGY AND IMMUNOLOGY9420 ATHENA CIR
LA JOLLA,CA92037 		33-0328688 IRC 501(C)(3) 14,272       SPONSORED RESEARCH SUB-AWARD
(232) CTR FOR THE STUDY OF SERVICES1625 K ST NW 8TH FL
WASHINGTON,DC20006 		52-1000466 IRC 501(C)(3) 14,209       SPONSORED RESEARCH SUB-AWARD
(233) UNIVERSITY OF NOTRE DAME731 GRACE HALL
NOTRE DAME,IN46556 		35-0868188 IRC 501(C)(3) 13,531       SPONSORED RESEARCH SUB-AWARD
(234) WEST END HOUSE INC105 ALLSTON ST
ALLSTON,MA02134 		04-2105825 IRC 501(C)(3) 13,500       COMMUNITY GIFTS AND CHARITABLE CONTRIBUTIONS
(235) RUSH UNIVERSITY MEDICAL CENTER1700 W VAN BUREN RM 150
CHICAGO,IL60612 		36-2174823 IRC 501(C)(3) 12,691       SPONSORED RESEARCH SUB-AWARD
(236) PRIMARY SOURCE INC101 WALNUT ST
WATERTOWN,MA02472 		04-2911053 IRC 501(C)(3) 12,500       SPONSORED RESEARCH SUB-AWARD
(237) GARDNER PILOT ACADEMY30 ATHOL ST
BOSTON,MA02134 		GOVERNMENTAL UNIT 12,324       COMMUNITY GIFTS AND CHARITABLE CONTRIBUTIONS
(238) WELLESLEY COLLEGE106 CENTRAL ST
WELLESLEY,MA02481 		04-2103637 IRC 501(C)(3) 11,958       SPONSORED RESEARCH SUB-AWARD
(239) HEALTHPARTNERS RESEARCH FOUNDATION8170 33RD AVE SOUTH
MINNEAPOLIS,MN55440 		41-1670163 IRC 501(C)(3) 11,654       SPONSORED RESEARCH SUB-AWARD
(240) OAK SQUARE YMCA615 WASHINGTON ST
BRIGHTON,MA02135 		GOVERNMENTAL UNIT 11,000       COMMUNITY GIFTS AND CHARITABLE CONTRIBUTIONS
(241) ALLSTON BRIGHTON COMMUNITY DEVELOPMENT CORP20 LINDEN ST
ALLSTON,MA02134 		04-2716278 IRC 501(C)(3) 10,750       COMMUNITY GIFTS AND CHARITABLE CONTRIBUTIONS
(242) HARVARD VANGUARD MEDICAL ASSOCIATES275 GROVE ST STE 3-300
NEWTON,MA02466 		04-3397450 IRC 501(C)(3) 10,149       SPONSORED RESEARCH SUB-AWARD
(243) JAMES W HENNIGAN ELEMENTARY SCHOOL200 HEATH ST
JAMAICA PLAIN,MA02130 		GOVERNMENTAL UNIT 10,107       COMMUNITY GIFTS AND CHARITABLE CONTRIBUTIONS
(244) MIT MUSEUM265 MASS AVE
CAMBRIDGE,MA02139 		EXEMPT 10,000       COMMUNITY GIFTS AND CHARITABLE CONTRIBUTIONS
(245) PHILLIPS BROOKS HOUSEONE HARVARD BUS TUNNEL
CAMBRIDGE,MA02138 		04-6046123 IRC 501(C)(3) 10,000       COMMUNITY GIFTS AND CHARITABLE CONTRIBUTIONS
(246) LEHIGH UNIVERSITY524 BRODHEAD AVE
BETHLEHEM,PA18015 		24-0795445 IRC 501(C)(3) 9,900       SPONSORED RESEARCH SUB-AWARD
(247) RESEARCH FOUNDATION OF CUNY (CITY UNIVERSITY OF NEW YORK)230 WEST 41ST ST 7TH FL
NEW YORK,NY10036 		13-1988190 IRC 501(C)(3) 9,852       SPONSORED RESEARCH SUB-AWARD
(248) MULTICULTURAL AIDS COALITION31 HEATH ST
JAMAICA PLAIN,MA02130 		04-3042926 IRC 501(C)(3) 9,508       SPONSORED RESEARCH SUB-AWARD
(249) ENGLISH HIGH SCHOOL144 MCBRIDE ST
BOSTON,MA02130 		04-2618038 IRC 501(C)(3) 8,716       COMMUNITY GIFTS AND CHARITABLE CONTRIBUTIONS
(250) CASA NUEVA VIDA INC53 GLEN RD
JAMAICA PLAIN,MA02130 		04-3012063 IRC 501(C)(3) 8,676       COMMUNITY GIFTS AND CHARITABLE CONTRIBUTIONS
(251) STONY BROOK UNIVERSITY (STATE UNIVERSITY OF NEW YORK)100 NICOLLS RD
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(252) HEBREW REHABILITATION CENTER FOR AGED1200 CENTRE ST
ROSLINDALE,MA02131 		04-2104298 IRC 501(C)(3) 8,545       SPONSORED RESEARCH SUB-AWARD
(253) MASSACHUSETTS TECHNOLOGY COLLABORATIVE2 CENTER PLAZA
BOSTON,MA02108 		GOVERNMENTAL UNIT 8,245       SPONSORED RESEARCH SUB-AWARD
(254) MICHIGAN STATE UNIVERSITY426 AUDITORIUM RD RM 350
EAST LANSING,MI48824 		38-6005984 IRC 501(C)(3) 8,013       SPONSORED RESEARCH SUB-AWARD
(255) EMPHATIC COMMUNICATIONS120 STATE AVE NE NO 304
OLYMPIA,WA98501 		NOT EXEMPT 8,000       SPONSORED RESEARCH SUB-AWARD
(256) MISSION HILL YOUTH COLLABORATIVE31 LENOX ST
BOSTON,MA02118 		GOVERNMENTAL UNIT 7,500       COMMUNITY GIFTS AND CHARITABLE CONTRIBUTIONS
(257) ADAMS AND RAFFERTY130 BISHOP ALLEN DR 2ND FL
CAMBRIDGE,MA02139 		NOT EXEMPT 7,500       COMMUNITY GIFTS AND CHARITABLE CONTRIBUTIONS
(258) CAMBRIDGE COMMUNITY CENTER5 CALLENDER ST
CAMBRIDGE,MA02139 		04-2477881 IRC 501(C)(3) 7,500       COMMUNITY GIFTS AND CHARITABLE CONTRIBUTIONS
(259) CRADLES TO CRAYONS155 NORTH BEACON ST
BRIGHTON,MA02135 		04-3584367 IRC 501(C)(3) 7,500       COMMUNITY GIFTS AND CHARITABLE CONTRIBUTIONS
(260) MOBILE HEALTH CLINICS NETWORK1058 HAIGHT ST
SAN FRANCISCO,CA94117 		27-1234557 IRC 501(C)(3) 7,000       SPONSORED RESEARCH SUB-AWARD
(261) NATIONAL COMMITTEE FOR QUALITY ASSURANCE1100 13TH ST NW STE 1000
WASHINGTON,DC20005 		52-1191985 IRC 501(C)(3) 6,250       SPONSORED RESEARCH SUB-AWARD
(262) FLORIDA INTERNATIONAL UNIVERSITY11200 SW 8TH ST
MIAMI,FL33199 		65-0177616 IRC 501(C)(3) 6,072       SPONSORED RESEARCH SUB-AWARD
(263) MARGARET FULLER NEIGHBORHOOD HOUSE71 CHERRY ST
CAMBRIDGE,MA02139 		04-2103782 IRC 501(C)(3) 6,000       COMMUNITY GIFTS AND CHARITABLE CONTRIBUTIONS
(264) GEISINGER HEALTH SYSTEM100 NORTH ACADEMY AVE
DANVILLE,PA17822 		23-1995911 IRC 501(C)(3) 5,600       SPONSORED RESEARCH SUB-AWARD
(265) AMOUNTS 5000 OR LESSVARIOUS
CAMBRIDGE,MA02135 		VARIOUS 102,150       COMMUNITY GIFTS AND CHARITABLE CONTRIBUTIONS
2
Enter total number of section 501(c)(3) and government organizations listed in the line 1 table ................. Bullet Image
243
3
Enter total number of other organizations listed in the line 1 table ......................... . Bullet Image
21
For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50055P
Schedule I (Form 990) 2011

Schedule I (Form 990) 2011
Page 2
Part III
Grants and Other Assistance to Individuals in the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 22.
Use Schedule I-1 (Form 990) if additional space is needed.
(a)Type of grant or assistance (b)Number of
recipients		 (c)Amount of
cash grant		 (d)Amount of
non-cash assistance		 (e)Method of valuation (book,
FMV, appraisal, other)		 (f)Description of non-cash assistance
(1) GRADUATE STUDENT STIPEND GRANTS 4641 76,916,143      
(2) GRADUATE STUDENT TUITION AND FEES GRANTS 9424 188,747,726      
(3) GRANTS AND AWARDS TO NON-HARVARD STUDENTS 767 6,518,635      
(4) OTHER UNDERGRADUATE GRANTS, PRIZES AND AWARDS 1054 3,748,321      
(5) STUDENT PRIZES AND AWARDS 3611 8,837,759      
(6) STIPENDS FOR POST-DOCTORAL STUDENTS AND FELLOWS 1171 29,136,483      
(7) TRAINING GRANTS 15 208,321      
(8) UNDERGRADUATE TUITION, FEES, AND STIPEND GRANTS 4403 164,861,836      
(9) STUDENT LOAN REPAYMENT PROGRAMS AND FORGIVEN LOANS 454 4,382,595      

Part IV
Supplemental Information. Complete this part to provide the information required in Part I, line 2, and any other additional information.
Identifier Return Reference Explanation
PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: ALL DISBURSEMENTS MADE BY THIS INSTITUTION IN FURTHERANCE OF ITS EXEMPT PROGRAMS ARE REVIEWED AND APPROVED BY DULY CONSTITUTED COMMITTEES OR INDIVIDUALS. ALL SCHOLARSHIPS AND STUDENT LOANS ARE REVIEWED AND APPROVED BY HARVARD'S FINANCIAL AID OFFICES. IN ADDITION, HARVARD UNIVERSITY IS RESPONSIBLE FOR THE PROGRAMMATIC AND FINANCIAL MONITORING OF ITS SPONSORED RESEARCH AWARD SUBRECIPIENTS. PRINCIPAL INVESTIGATORS AND PROJECT STAFF PERFORM ONGOING REVIEWS OF PROJECT ACTIVITIES. IN ADDITION, ON AN ANNUAL BASIS, UNIVERSITY RESEARCH ADMINISTRATORS REVIEW ALL ACTIVE SUBCONTRACTS AND INQUIRE FURTHER INTO THOSE THAT ARE DEEMED TO REQUIRE CLOSER SCRUTINY IN LIGHT OF A VARIETY OF ATTRIBUTES. UPON IDENTIFICATION OF SUBRECIPIENTS THAT MANDATE CLOSER SCRUTINY, HARVARD IMPLEMENTS ADDITIONAL MONITORING ACTIONS TO ENSURE COMPLIANCE WITH SUBAGREEMENT PERFORMANCE, FINANCIAL TERMS AND CONDITIONS, AND WITH ALL APPLICABLE FEDERAL RULES AND REGULATIONS.
Schedule I (Form 990) 2011


Additional Data


Software ID:  
Software Version:  


Schedule J
(Form 990)
Department of the Treasury
Internal Revenue Service
Compensation Information
For certain Officers, Directors, Trustees, Key Employees, and Highest
Compensated Employees
SchJMediumBullet Complete if the organization answered "Yes" to Form 990,
Part IV, question 23.
SchJMediumBullet Attach to Form 990. SchJMediumBullet See separate instructions.
OMB No. 1545-0047
2011
Open to Public Inspection
Name of the organization
PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
Employer identification number

04-2103580
Part I
Questions Regarding Compensation
Yes
No
1a
Check the appropiate box(es) if the organization provided any of the following to or for a person listed in Form
990, Part VII, Section A, line 1a. Complete Part III to provide any relevant information regarding these items.
b
If any of the boxes in line 1a are checked, did the organization follow a written policy regarding payment or reimbursement or provision of all the expenses described above? If "No," complete Part III to explain....
1b
Yes
 
2
Did the organization require substantiation prior to reimbursing or allowing expenses incurred by all
officers, directors, trustees, and the CEO/Executive Director, regarding the items checked in line 1a? ....
2
Yes
 
3
Indicate which, if any, of the following the organization uses to establish the compensation of the
organization's CEO/Executive Director. Check all that apply. Do not check any boxes for methods
used by a related organization to establish compensation of the CEO/Executive Director, but explain in Part III.
4
During the year, did any person listed in Form 990, Part VII, Section A, line 1a with respect to the filing organization or a related organization:
a
Receive a severance payment or change-of-control payment? ...............
4a
 
No
b
Participate in, or receive payment from, a supplemental nonqualified retirement plan? ........
4b
Yes
 
c
Participate in, or receive payment from, an equity-based compensation arrangement? ........
4c
 
No
If "Yes" to any of lines 4a-c, list the persons and provide the applicable amounts for each item in Part III.
Only 501(c)(3) and 501(c)(4) organizations only must complete lines 5-9.
5
For persons listed in form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the revenues of:
a
The organization? ...........................
5a
 
No
b
Any related organization? .........................
5b
 
No
If "Yes," to line 5a or 5b, describe in Part III.
6
For persons listed in form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the net earnings of:
a
The organization? ...........................
6a
 
No
b
Any related organization? .........................
6b
 
No
If "Yes," to line 6a or 6b, describe in Part III.
7
For persons listed in Form 990, Part VII, Section A, line 1a, did the organization provide any non-fixed
payments not described in lines 5 and 6? If "Yes," describe in Part III ............
7
Yes
 
8
Were any amounts reported in Form 990, Part VII, paid or accured pursuant to a contract that was
subject to the initial contract exception described in Regulations section 53.4958-4(a)(3)? If "Yes," describe
in Part III .............................
8
Yes
 
9
If "Yes" to line 8, did the organization also follow the rebuttable presumption procedure described in Regulations section 53.4958-6(c)? .........................
9
Yes
 
For Privacy Act and Paperwork Reduction Act Notice, see the Intructions for Form 990
Cat. No. 50053T
Schedule J (Form 990) 2011

Schedule J (Form 990) 2011
Page 2
Part II
Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees. Use duplicate copies if additional space is needed.
For each individual whose compensation must be reported in Schedule J, report compensation from the organization on row (i) and from related organizations, described in the
instructions on row (ii). Do not list any individuals that are not listed on Form 990, Part VII.

Note. The sum of columns (B)(i)-(iii) for each listed individual must equal the total amount of Form 990, Part VII, Section A, line 1a, applicable column (D) and column (E) for that individual.
(A) Name (B) Breakdown of W-2 and/or 1099-MISC compensation (C) Retirement and other deferred compensation (D) Nontaxable
benefits		 (E) Total of columns
(B)(i)-(D) 		(F) Compensation
reported as deferred
in prior Form 990
(i) Base compensation (ii) Bonus & incentive compensation (iii) Other reportable compensation
(1) DREW GILPIN FAUST (i)
(ii)		 720,441
0 		0
0 		8,665
0 		31,410
0 		139,218
0 		899,734
0 		0
0
(2) ALAN M GARBER BEGAN 911 (i)
(ii)		 198,145
0 		0
0 		169,678
0 		24,660
0 		40,325
0 		432,808
0 		0
0
(3) MARC L GOODHEART (i)
(ii)		 310,784
0 		0
0 		306
0 		31,410
0 		24,801
0 		367,301
0 		0
0
(4) MARILYN M HAUSAMMANN (i)
(ii)		 327,767
0 		20,000
0 		928
0 		31,410
0 		19,301
0 		399,406
0 		0
0
(5) CHRISTINE M HEENAN (i)
(ii)		 370,378
0 		15,000
0 		745
0 		31,410
0 		23,207
0 		440,740
0 		0
0
(6) LISA HOGARTY (i)
(ii)		 349,176
0 		0
0 		6,594
0 		31,410
0 		12,546
0 		399,726
0 		0
0
(7) ROBERT W IULIANO (i)
(ii)		 431,617
0 		25,000
0 		9,770
0 		31,410
0 		21,227
0 		519,024
0 		0
0
(8) MARK R JOHNSON (i)
(ii)		 264,400
0 		0
0 		104
0 		31,410
0 		8,358
0 		304,272
0 		0
0
(9) KATHERINE N LAPP (i)
(ii)		 552,839
0 		25,000
0 		1,183
0 		31,410
0 		10,102
0 		620,534
0 		0
0
(10) ANNE H MARGULIES (i)
(ii)		 319,756
0 		0
0 		3,322
0 		31,410
0 		21,527
0 		376,015
0 		0
0
(11) TAMARA E ROGERS (i)
(ii)		 341,671
0 		0
0 		3,926
0 		31,410
0 		19,301
0 		396,308
0 		0
0
(12) DANIEL S SHORE (i)
(ii)		 316,982
0 		0
0 		768
0 		31,410
0 		24,300
0 		373,460
0 		0
0
(13) A CLAYTON SPENCER (i)
(ii)		 338,406
0 		0
0 		3,892
0 		31,410
0 		9,287
0 		382,995
0 		0
0
(14) JEFFREY S FLIER (i)
(ii)		 561,730
0 		0
0 		8,932
0 		31,410
0 		19,301
0 		621,373
0 		0
0
(15) NITIN NOHRIA (i)
(ii)		 501,466
0 		0
0 		5,507
0 		31,410
0 		123,671
0 		662,054
0 		0
0
(16) MICHAEL D SMITH (i)
(ii)		 404,632
0 		0
0 		55,134
0 		31,410
0 		18,437
0 		509,613
0 		0
0
(17) JULIO FRENK (i)
(ii)		 505,382
0 		0
0 		49,519
0 		31,410
0 		20,301
0 		606,612
0 		0
0
(18) R JOHN COLLIER (i)
(ii)		 174,069
0 		0
0 		353,765
0 		22,106
0 		21,969
0 		571,909
0 		0
0
(19) ELIO RAVIOLA (i)
(ii)		 112,944
0 		0
0 		412,310
0 		12,810
0 		22,058
0 		560,122
0 		0
0
(20) MICHAEL J KLARMAN (i)
(ii)		 261,532
0 		0
0 		255,473
0 		31,410
0 		19,301
0 		567,716
0 		0
0
(21) BARBARA J MCNEIL (i)
(ii)		 297,696
0 		0
0 		213,889
0 		31,410
0 		2,309
0 		545,304
0 		0
0
(22) ROBERT B CASHION (i)
(ii)		 265,489
0 		3,000
0 		239
0 		31,410
0 		20,665
0 		320,803
0 		0
0
(23) STEVEN E HYMAN (i)
(ii)		 532,426
0 		0
0 		10,387
0 		31,410
0 		4,256
0 		578,479
0 		0
0
Schedule J (Form 990) 2011

Schedule J (Form 990) 2011
Page 3
Part III
Supplemental Information
Complete this part to provide the information, explanation, or descriptions required for Part I, lines 1a, 1b, 3, 4c, 5a, 5b, 6a, 6b, 7, and 8. Also complete this part for any additional information.
Identifier Return Reference Explanation
  PART I, LINE 1A FIRST CLASS OR CHARTER TRAVEL: UNIVERSITY TRAVEL POLICY ALLOWS FOR FIRST CLASS TRAVEL FOR UNIVERSITY BUSINESS PURPOSES IN LIMITED CIRCUMSTANCES. IN ACCORDANCE WITH THIS POLICY, CERTAIN REPORTED EMPLOYEES TRAVELED FIRST CLASS ON A SMALL NUMBER OF TRIPS DURING THE YEAR. TRAVEL EXPENSES ARE INCURRED FOR UNIVERSITY PURPOSES AND THEREFORE ARE NOT TREATED AS TAXABLE COMPENSATION. PART I, LINE 1A: TRAVEL FOR COMPANIONS: UNIVERSITY TRAVEL POLICY ALLOWS REIMBURSEMENT FOR COMPANION TRAVELERS WHEN THE COMPANION'S ATTENDANCE AT A PROFESSIONAL FUNCTION OR INVOLVEMENT IN FUNDRAISING ACTIVITIES SERVES A LEGITIMATE BUSINESS PURPOSE. IN ACCORDANCE WITH THIS POLICY, THE UNIVERSITY REIMBURSED CERTAIN EMPLOYEES FOR COMPANION TRAVEL DURING THE YEAR. IN THESE CIRCUMSTANCES, THE REIMBURSEMENT OF COMPANION AND FAMILY MEMBER TRAVEL EXPENSES WAS A LEGITIMATE BUSINESS EXPENSE FOR THE UNIVERSITY AND THEREFORE IT WAS NOT REPORTED IN THE EMPLOYEES' TAXABLE COMPENSATION. PART I, LINE 1A: TAX INDEMNIFICATION AND GROSS-UP PAYMENTS: THE UNIVERSITY ELECTED TO PAY THE TAX OBLIGATIONS THAT AROSE FROM CERTAIN COMPENSATION TRANSACTIONS AND REIMBURSEMENTS. FOUR REPORTED EMPLOYEES RECEIVED THIS BENEFIT DURING THE CALENDAR YEAR ENDED DECEMBER 31, 2011. THESE TAX REIMBURSEMENTS ARE REPORTED TO EACH INDIVIDUAL AS TAXABLE COMPENSATION. PART I, LINE 1A: HOUSING ALLOWANCE/PERSONAL SERVICES: THE UNIVERSITY PROVIDES PRESIDENT FAUST WITH A RESIDENCE IN CAMBRIDGE AND REQUIRES ITS USE AS CONDITION OF EMPLOYMENT FOR THE CONVENIENCE OF THE UNIVERSITY. THE TOTAL ESTIMATED VALUE OF THE ANNUAL USE OF THE RESIDENCE IS $192,000, OF WHICH $129,175 IS ESTIMATED TO BE THE VALUE OF THE PERSONAL USE AND IS REPORTED AS A NONTAXABLE BENEFIT IN PART VII, LINE 1A AND SCHEDULE J, PART II. DURING THE PERFORMANCE OF REGULAR UNIVERSITY DUTIES, A UNIVERSITY EMPLOYEE MAY, ON OCCASION, PERFORM INCIDENTAL PERSONAL SERVICES FOR THE PRESIDENT (E.G., PURCHASING OF SMALL HOUSEHOLD ITEMS, WITH THE COST OF SUCH ITEMS REIMBURSED IN FULL BY THE PRESIDENT). THE UNIVERSITY REGARDS SUCH SERVICES AS A NONTAXABLE "DE MINIMIS" FRINGE BENEFIT. HARVARD BUSINESS SCHOOL (HBS) PROVIDES DEAN NOHRIA WITH A RESIDENCE IN ALLSTON AND REQUIRES ITS USE AS CONDITION OF EMPLOYMENT FOR THE CONVENIENCE OF HBS. THE TOTAL ESTIMATED VALUE OF THE ANNUAL USE OF THE RESIDENCE IS $156,000, OF WHICH $107,009 IS ESTIMATED TO BE THE VALUE OF THE CALENDAR 2011 PERSONAL USE AND IS REPORTED AS A NONTAXABLE BENEFIT IN PART VII, LINE 1A AND SCHEDULE J, PART II. HARVARD UNIVERSITY PROVIDED PROVOST GARBER WITH A TEMPORARY RESIDENCE IN CAMBRIDGE AND REQUIRED ITS USE AS A CONDITION OF EMPLOYMENT FOR THE CONVENIENCE OF THE UNIVERSITY. THE PROVOST LIVED IN THE TEMPORARY RESIDENCE FROM AUGUST 2011 THROUGH DECEMBER 2012 PRIOR TO MOVING INTO A PERMANENT UNIVERSITY RESIDENCE. THE ESTIMATED RENTAL VALUE OF THE TEMPORARY RESIDENCE FROM AUGUST THROUGH DECEMBER 2011 WAS $15,865, WHICH HAS BEEN REPORTED AS A NONTAXABLE BENEFIT IN PART VII, LINE 1A AND SCHEDULE J, PART II. TWO REPORTED EMPLOYEES RECEIVED MORTGAGE SUBSIDIES AND/OR HOUSING ALLOWANCES. THESE AMOUNTS ARE INCLUDED IN EACH EMPLOYEE'S TAXABLE COMPENSATION. PART I, LINE 1B: COMPENSATION POLICIES: THE UNIVERSITY FOLLOWS WRITTEN POLICIES REGARDING FIRST CLASS TRAVEL AND TRAVEL FOR COMPANIONS. THE MAJORITY OF TAX GROSS-UP PAYMENTS ARISE FROM RELOCATION EXPENSES, ON WHICH UNIVERSITY HUMAN RESOURCES SETS FORTH DIRECTION IN WRITTEN GUIDELINES. THE UNIVERSITY ALSO FOLLOWS WRITTEN GUIDELINES ON HOUSING ALLOWANCES, WHICH ARE OFFERED ON A LIMITED BASIS TO SENIOR FACULTY AND SENIOR ADMINISTRATORS. PART I, LINE 3: COMPENSATION REVIEW PROCESS: SEE SCHEDULE O "COMPENSATION REVIEW PROCESS" FOR A DISCUSSION OF THE METHODS USED TO ESTABLISH THE PRESIDENT'S COMPENSATION.
  PART I, LINE 4B SUPPLEMENTAL NON-QUALIFIED RETIREMENT PLAN: ONE REPORTED EMPLOYEE RECEIVED PAYMENT RELATED TO A SUPPLEMENTAL NON-QUALIFIED RETIREMENT PLAN.
  PART I, LINE 7 BONUS AND INCENTIVE PAYMENTS: THE UNIVERSITY OFFERS INCENTIVE COMPENSATION FOR OUTSTANDING PERFORMANCE. BONUS AND INCENTIVE PAYMENTS FOR OFFICERS, KEY EMPLOYEES, AND HIGHEST COMPENSATED EMPLOYEES ARE LISTED IN PART II, COLUMN (B)(II).
  PART I, LINE 8 INITIAL CONTRACT: THE UNIVERSITY HIRED A NEW PROVOST DURING THE FISCAL YEAR ENDED JUNE 30, 2012. THE PROVOST'S REPORTED COMPENSATION IN SCHEDULE J WAS PAID PURSUANT TO AN INTIAL CONTRACT. THE COMPENSATION ARRANGEMENT WAS APPROVED IN ADVANCE BY THE COMPENSATION COMMITTEE. THE COMPENSATION COMMITTEE OBTAINED AND RELIED UPON APPROPRIATE DATA AS TO COMPARABILITY PRIOR TO MAKING ITS DETERMINATION.
SUPPLEMENTAL INFORMATION PART III PART II, SUPPLEMENTAL INFORMATION: PROVOST GARBER'S COLUMN B(III) OTHER REPORTABLE COMPENSATION INCLUDES $152,157 IN SUPPLEMENTAL TRANSITION REIMBURSEMENTS ASSOCIATED WITH RELOCATION. THIS AMOUNT INCLUDES A GROSS-UP FOR TAX INDEMNIFICATION. DEAN SMITH'S COLUMN B(III) OTHER REPORTABLE COMPENSATION INCLUDES $49,500 OF TAXABLE TRANSITIONAL PAYMENTS TO COVER HIS HOUSING EXPENSES WHILE HIS UNIVERSITY HOUSING UNDERGOES RENOVATIONS. THE RENOVATIONS BEGAN DURING CALENDAR YEAR 2011. FORMER PROVOST HYMAN AND FORMER ACTING VICE PRESIDENT CASHION CONTINUE TO BE EMPLOYED BY THE UNIVERSITY. THEY ARE REPORTED AS 'FORMER' BECAUSE THEY DID NOT SERVE IN AN OFFICER CAPACITY DURING FISCAL YEAR 2012.
Schedule J (Form 990) 2011

Additional Data


Software ID:  
Software Version:  
Schedule K
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Information on Tax Exempt Bonds
SchKMediumBullet Complete if the organization answered "Yes" to Form 990, Part IV, line 24a. Provide descriptions,
explanations, and any additional information in Part VI.
SchKMediumBullet Attach to Form 990. SchKMediumBullet See separate instructions.
OMB No. 1545-0047
2011
Open to Public
Inspection
Name of the organization
PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
Employer identification number
04-2103580
Part I
Bond Issues
(a) Issuer Name (b) Issuer EIN (c) CUSIP # (d) Date Issued (e) Issue Price (f) Description of Purpose (g) Defeased (h) On
Behalf of
Issuer 		(i) Pool
financing
Yes No Yes No Yes No
A MASSACHUSETTS DEVELOPMENT FINANCE AGENCY
  		04-3431814 57585KGP7 01-15-2004 103,670,000 SERIES R 1-5 (SEE PART VI)   X   X   X
B MASSACHUSETTS DEVELOPMENT FINANCE AGENCY
  		04-3431814 57585KGP7 04-14-2005 13,490,000 SERIES R 6 (SEE PART VI)   X   X   X
C MASSACHUSETTS DEVELOPMENT FINANCE AGENCY
  		04-3431814 57585KGP7 04-03-2006 14,040,000 SERIES R 7 (SEE PART VI)   X   X   X
D MASSACHUSETTS DEVELOPMENT FINANCE AGENCY
  		04-3431814 57586CFV2 05-18-2005 199,814,639 SERIES 2005A/B (SEE PART VI)   X   X   X
MASSACHUSETTS DEVELOPMENT FINANCE AGENCY
  		04-3431814 57586CNN1 12-15-2005 130,469,345 SERIES 2005C (SEE PART VI)   X   X   X
MASSACHUSETTS DEVELOPMENT FINANCE AGENCY
  		04-3431814 MULTIPLES 12-21-2007 1,000,000,000 SERIES 2007EE (SEE PART VI)   X   X   X
MASSACHUSETTS DEVELOPMENT FINANCE AGENCY
  		04-3431814 57586C6U4 06-10-2008 216,886,431 SERIES 2008B (SEE PART VI)   X   X   X
MASSACHUSETTS DEVELOPMENT FINANCE AGENCY
  		04-3431814 57586EDD0 01-07-2009 987,282,950 SERIES 2009A (SEE PART VI)   X   X   X
MASSACHUSETTS DEVELOPMENT FINANCE AGENCY
  		04-3431814 MULTIPLES 07-22-2009 1,000,000,000 SERIES 2009EE (SEE PART VI)   X   X   X
MASSACHUSETTS DEVELOPMENT FINANCE AGENCY
  		04-3431814 57586EQE4 01-20-2010 531,814,469 SERIES 2010A (SEE PART VI)   X   X   X
MASSACHUSETTS DEVELOPMENT FINANCE AGENCY
  		04-3431814 57583R5Q4 11-17-2010 663,862,239 SERIES 2010B (SEE PART VI)   X   X   X
MASSACHUSETTS DEVELOPMENT FINANCE AGENCY
  		04-3431814 MULTIPLES 02-08-2011 1,000,000,000 SERIES 2011EE (SEE PART VI)   X   X   X
Part II
Proceeds
A B C D
1 Amount of bonds retired . . . . . . . . . . . . . 361,581,550 361,581,550   2,916,898
2 Amount of bonds legally defeased . . . . . . . . . .        
3 Total proceeds of issue . . . . . . . . . . . . . 103,670,000 13,491,079 14,043,650 200,761,080
4 Gross proceeds in reserve funds . . . . . . . .        
5 Capitalized interest from proceeds . . . . . . . . . . 17,025,424 17,025,424 8,317,506  
6 Proceeds in refunding escrows . . . . . . . . . . . 53,945,944 53,945,944 36,964,027  
7 Issuance costs from proceeds . . . . . . . . . . . 1,059,385 2,755,155 2,437,073 1,059,385
8 Credit enhancement from proceeds . . . . . . . . . .        
9 Working capital expenditures from proceeds . . . . . . .        
10 Capital expenditures from proceeds . . . . . . . . . . 6,740,000 243,713,312 44,194,897 6,740,000
11 Other spent proceeds . . . . . . . . . . . 103,670,000 13,491,079 14,043,650 192,961,696
12 Other unspent proceeds . . . . . . . . . . . 6,811,335 6,811,335 93,577,190  
13 Year of substantial completion . . . . . . . . . . . 2007 2007 2007 2007
Yes No Yes No Yes No Yes No
14 Were the bonds issued as part of a current refunding issue? . . . . X   X   X   X  
15 Were the bonds issued as part of an advance refunding issue? . . . .   X   X   X   X
16 Has the final allocation of proceeds been made? . . . . . . X   X   X   X  
17 Does the organization maintain adequate books and records to support the final allocation of proceeds? . . . . . . . . . . . . . X   X   X   X  
Part III
Private Business Use
A B C D
Yes No Yes No Yes No Yes No
1 Was the organization a partner in a partnership, or a member of an LLC, which owned property financed by tax-exempt bonds? . . . . . . .   X   X   X   X
2 Are there any lease arrangements that may result in private business use of bond-financed property? . . . . . . . . .   X   X   X X  
For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50193E
Schedule K (Form 990) 2011
Schedule K (Form 990) 2011
Page 2
Part III
Private Business Use (Continued)
A B C D
Yes No Yes No Yes No Yes No
3a Are there any management or service contracts that may result in private business use of bond-financed property? . . . . . . . . .   X   X   X X  
b If ‘Yes’ to line 3a, does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts relating to the financed property? . . . . . X   X   X   X  
c Are there any research agreements that may result in private business use of bond-financed property? . . . . . . .   X   X   X X  
d If ‘Yes’ to line 3c, does the organization routinely engage bond counsel or other outside counsel to review any research agreements relating to the financed property? . X   X   X   X  
4 Enter the percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government . . SchKMediumBullet 0.00000% 0.00000% 0.00000% 0.00000%
5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business activity carried on by your organization, another section 501(c)(3) organization, or a state or local government . . . . . . . SchKMediumBullet 0% 0.00000% 0.00000% 0%
6 Total of lines 4 and 5 . . .. . . . . . . . . 0% 0.00000% 0.00000% 0%
7 Does the bond issue meet the private security or payment test? . . . X   X   X   X  
8 Has the organization established written procedures to ensure that all nonqualified bonds of the issue are remediated in accordance with the requirements under
Regulations sections 1.141-12 and 1.145-2?
X   X   X   X  
Part IV
Arbitrage
A B C D
Yes No Yes No Yes No Yes No
1 Has a Form 8038-T, Arbitrage Rebate, Yield Reduction and Penalty in Lieu of Arbitrage Rebate, been filed with respect to the bond issue? . . .   X   X   X   X
2 Is the bond issue a variable rate issue? X   X   X     X
3a Has the organization or the governmental issuer entered into a qualified hedge with respect to the bond issue?   X   X   X   X
b Name of provider . . . . . . . .  
  		 
  		 
  		 
 
c Term of hedge . . . . . . . .        
d Was the hedge superintegrated? . . . .                
e Was a hedge terminated? . . . . .                
4a Were gross proceeds invested in a guaranteed investment contract (GIC)? . . . . . .   X   X   X   X
b Name of provider . . . . . .  
  		 
  		 
  		 
 
c Term of GIC . . . . . . .        
d Was the regulatory safe harbor for establishing the fair market value of the GIC satisfied? . . . . . .                
5 Were any gross proceeds invested beyond an available temporary period? . . . . . .   X   X   X   X
6 Did the bond issue qualify for an exception to rebate? . X   X   X   X  
7 Has the organization established written procedures to monitor the requirements of section 148? . . . X   X   X   X  
Schedule K (Form 990) 2011

Schedule K (Form 990) 2011
Page 3
Part V
Procedures To Undertake Corrective Action
Has the organization established written procedures to ensure that violations of federal tax requirements are timely identified and corrected through the voluntary closing agreement program if self-remediation is not available under applicable regulations? . . . . . . . . . . . . . .
Part VI
Supplemental Information
Complete this part to provide additional information for responses to questions on Schedule K (see instructions).
Identifier Return Reference Explanation
SCHEDULE K, PART I, BOND ISSUES:   COLUMNS A AND B (GENERAL NOTE): THE MASSACHUSETTS HEALTH AND EDUCATIONAL FACILITIES AUTHORITY (EIN: 04-2456011) WAS THE ORIGINAL ISSUER OF THE FOLLOWING ISSUES LISTED ON THIS SCHEDULE: SERIES R 1-5, SERIES R 6, SERIES R 7, SERIES 2005A/B, SERIES 2005C, SERIES 2007EE, SERIES 2008B, SERIES 2009A, SERIES 2009EE, AND SERIES 2010A. IT WAS MERGED INTO THE MASSACHUSETTS DEVELOPMENT FINANCE AGENCY (EIN: 04-3431814) ON OCTOBER 1, 2010. ROW A (SERIES R 1-5), COLUMN F: SERIES R, TRANCHE 1-5 WAS ISSUED TO REFUND PORTIONS OF THE FOLLOWING BOND ISSUES WHICH WERE ISSUED ON THE FOLLOWING DATES: SERIES A (7/1/72), SERIES B (7/1/73), SERIES C (4/7/76), SERIES D (6/23/77), SERIES I (5/7/85), SERIES M (2/6/91), SERIES N (9/1/91), SERIES P (6/13/95), SERIES Q-1 (8/29/96), SERIES Q-2 (9/2/97), SERIES Q-3 (9/15/98), SERIES Z (10/1/00), AND SERIES AA (10/4/01). ROW B (SERIES R 6), COLUMN F: SERIES R, TRANCHE 6 WAS ISSUED TO REFUND PORTIONS OF THE FOLLOWING BOND ISSUES WHICH WERE ISSUED ON THE FOLLOWING DATES: SERIES P (6/13/95), SERIES Z (10/1/00), AND SERIES AA (10/4/01). ROW C (SERIES R 7), COLUMN F: SERIES R, TRANCHE 7 WAS ISSUED TO REFUND PORTIONS OF THE FOLLOWING BOND ISSUES WHICH WERE ISSUED ON THE FOLLOWING DATES: SERIES P (6/13/95), SERIES Z (10/1/00), AND SERIES AA (10/4/01). ROW D (SERIES 2005A/B), COLUMN F: SERIES 2005A WAS ISSUED TO REFUND TAX-EXEMPT COMMERCIAL PAPER ISSUED ON 12/18/03, AND TO FINANCE CAPITAL EXPENDITURES OF THE UNIVERSITY RELATING TO THE HARVARD DEPOSITORY, SOUTHBOROUGH, AND THE WIDENER LIBRARY, CAMBRIDGE. SERIES 2005B WAS ISSUED TO REFUND SERIES P, ISSUED 6/13/95. ROW A (SERIES 2005C), COLUMN F: SERIES 2005C WAS ISSUED TO REFUND TAX-EXEMPT COMMERCIAL PAPER ISSUED ON 9/5/02 AND ON 12/18/03. ROW B (SERIES 2007EE), COLUMN C: SERIES 2007EE CONSISTED OF TAX-EXEMPT COMMERCIAL PAPER, AND THUS WAS REPRESENTED BY MULTIPLE CUSIPS. ROW B (SERIES 2007EE), COLUMN E: SERIES 2007EE CONSISTED OF TAX-EXEMPT COMMERCIAL PAPER, WITH AN AUTHORIZED AMOUNT OF $1,000,000,000. APPROXIMATELY $229 MILLION WAS OUTSTANDING ON 6/30/12. ROW B (SERIES 2007EE), COLUMN F: SERIES 2007EE, CONSISTING OF TAX-EXEMPT COMMERCIAL PAPER, WAS ISSUED TO PROVIDE SHORT-TERM FINANCING FOR THE FOLLOWING CAPITAL EXPENDITURES OF THE UNIVERSITY: (I) CONSTRUCTION OF A BUILDING FOR THE ARNOLD ARBORETUM FOR RESEARCH AND ADMINISTRATION LOCATED AT WELD HILL, 1300 CENTRE STREET, BOSTON; (II) INSTALLATION OF A SATELLITE CHILLED WATER PLANT AND AN ELECTRICAL SUBSTATION LOCATED ON THE EAST SIDE OF OXFORD STREET BETWEEN HAMMOND AND KIRKLAND STREETS, CAMBRIDGE; (III) A RENOVATION OF BUILDING SPACE AT 46 BLACKSTONE STREET, CAMBRIDGE AND A BOILER REPLACEMENT AND ANCILLARY SYSTEM UPGRADE IN THE BLACKSTONE PLANT LOCATED AT THE SAME SITE (THE CORNER OF MEMORIAL DRIVE AND WESTERN AVENUE, CAMBRIDGE); (IV) AN UNDERGROUND PARKING FACILITY LOCATED AT 6-8 EVERETT STREET, CAMBRIDGE; (V) INSTALLATION OF UNDERGROUND PIPES AND WIRES IN THE HARVARD LAW SCHOOL AREA, WEST OF OXFORD STREET BETWEEN EVERETT STREET AND KIRKLAND STREET, CAMBRIDGE; (VI) RENOVATION OF ROCKEFELLER HALL, 47 FRANCIS AVENUE, CAMBRIDGE; (VII) RENOVATIONS AND UTILITY INFRASTRUCTURE UPGRADES AT HARVARD LAW SCHOOL, 1585 MASSACHUSETTS AVE, CAMBRIDGE; (VIII) RENOVATION OF THE FIRE ALARM AND SPRINKLER SYSTEM, ROOF, AND ROOM INTERIORS AT RESIDENTIAL BUILDINGS IN THE HARVARD LAW SCHOOL AREA, 16-22 EVERETT STREET, CAMBRIDGE; (IX) RENOVATION AND EXTERIOR RESTORATION OF BYERLY HALL, 6-8 GARDEN STREET, CAMBRIDGE; (X) A RENOVATION OF THE MALKIN ATHLETIC CENTER, 39 HOLYOKE STREET, CAMBRIDGE; (XI) CONSTRUCTION AND EQUIPPING OF THE LABORATORY FOR INTERFACE SCIENCE AND ENGINEERING, 15 OXFORD STREET, CAMBRIDGE; (XII) CONSTRUCTION OF A RESEARCH FACILITY LOCATED AT 16 DIVINITY AVENUE, CAMBRIDGE; (XIII) AN ADDITION TO THE NEW COLLEGE THEATRE, 10-12 HOLYOKE STREET, CAMBRIDGE; (XIV) CONSTRUCTION OF THE NORTHWEST BUILDING, A SCIENCE FACILITY AT 52 OXFORD STREET, CAMBRIDGE; (XV) RENOVATION AND EXTERIOR RESTORATION OF GALLATIN HALL, 24 HARVARD WAY, BOSTON; (XVI) CLASSROOM RENOVATIONS AT THE MCCOLLUM CENTER, 47 HARVARD WAY, BOSTON; (XVII) RENOVATION OF BUILDINGS AT 641 AND 643 HUNTINGTON AVENUE, BOSTON; (XVIII) CONSTRUCTION OF A HOUSING DEVELOPMENT AT 387 WESTERN AVENUE, 28 HINGHAM STREET AND 30 HINGHAM STREET, CAMBRIDGE; (XIX) CONSTRUCTION OF THE ALLSTON SCIENCE COMPLEX, INCLUDING A PARKING FACILITY AND AN ENERGY FACILITY AT 150 WESTERN AVENUE, BOSTON; (XX) DESIGN FOR NEW INFRASTRUCTURE SYSTEMS FOR UTILITIES TUNNELS, MATERIALS HANDLING TUNNELS, WATER UTILITIES, WASTEWATER SYSTEMS, AND TRANSMISSION SUBSTATION TO SUPPORT THE ALLSTON CAMPUS, BOSTON; AND (XXI) A RENOVATION OF THE BUILDING FIRE SPRINKLER AND FIRE ALARM AT DUNSTER HOUSE, 945 MEMORIAL DRIVE, CAMBRIDGE. ROW C (SERIES 2008B), COLUMN F: SERIES 2008B WAS ISSUED TO REFUND TAX-EXEMPT COMMERCIAL PAPER ISSUED ON 3/9/06 AND 12/21/07, AND TO REFINANCE CAPITAL EXPENDITURES OF THE UNIVERSITY RELATING TO QUINCY HOUSE, 58 PLYMPTON STREET, CAMBRIDGE. ROW D (SERIES 2009A), COLUMN F: SERIES 2009A WAS ISSUED TO REFUND TAX-EXEMPT COMMERCIAL PAPER ISSUED ON 3/9/06 AND 12/21/07, AND TO REFUND SERIES GG-1, ISSUED 7/1/04, AND SERIES 2006B, ISSUED 7/20/06 AND PAY RELATED COSTS. ROW A (SERIES 2009EE), COLUMN C: SERIES 2009EE CONSISTED OF TAX-EXEMPT COMMERCIAL PAPER, AND THUS WAS REPRESENTED BY MULTIPLE CUSIPS. ROW A (SERIES 2009EE), COLUMN E: SERIES 2009EE CONSISTED OF TAX-EXEMPT COMMERCIAL PAPER, WITH AN AUTHORIZED AMOUNT OF $1,000,000,000. APPROXIMATELY $60 MILLION WAS OUTSTANDING ON 6/30/12. ROW A (SERIES 2009EE), COLUMN F: SERIES 2009EE, CONSISTING OF TAX-EXEMPT COMMERCIAL PAPER, WAS ISSUED TO PROVIDE SHORT-TERM FINANCING FOR THE FOLLOWING CAPITAL EXPENDITURES OF THE UNIVERSITY: (I) CONSTRUCTION OF A BUILDING FOR THE ARNOLD ARBORETUM FOR RESEARCH AND ADMINISTRATION LOCATED AT WELD HILL, 1300 CENTRE STREET, BOSTON; (II) AN UNDERGROUND PARKING FACILITY LOCATED AT 6-8 EVERETT STREET, CAMBRIDGE; (III) INSTALLATION OF A SATELLITE CHILLED WATER PLANT AND AN ELECTRICAL SUBSTATION LOCATED ON THE EAST SIDE OF OXFORD STREET BETWEEN HAMMOND AND KIRKLAND STREETS, CAMBRIDGE; (IV) RENOVATION OF ROCKEFELLER HALL, 47 FRANCIS AVENUE, CAMBRIDGE; (V) CONSTRUCTION OF A BUILDING AND RELATED RENOVATIONS AND UTILITY INFRASTRUCTURE UPGRADES AT HARVARD LAW SCHOOL, 1585 MASSACHUSETTS AVE, CAMBRIDGE; (VI) LIFE SAFETY FIRE SYSTEM UPGRADES, OTHER RENOVATIONS, AND STRATEGIC PLANNING FOR ADDITIONAL RENEWAL AND RENOVATIONS AT STUDENT RESIDENCES LOCATED AT 45 FLAGG STREET, 10 HOLYOKE PLACE, 56 PLYMPTON STREET, 10 LINDEN STREET, 13-21 & 53 BOW STREET, 26 PLYMPTON STREET, 966 MEMORIAL DRIVE, 967 MEMORIAL DRIVE, 35-39 OXFORD STREET, 36 OXFORD STREET, 1651 MASSACHUSETTS AVENUE, AND 1533-1544 MASSACHUSETTS AVENUE, CAMBRIDGE; (VII) CONSTRUCTION AND EQUIPPING OF THE LABORATORY FOR INTERFACE SCIENCE AND ENGINEERING, 15 OXFORD STREET, CAMBRIDGE; (VIII) AN ADDITION TO THE NEW COLLEGE THEATRE, 10-12 HOLYOKE STREET, CAMBRIDGE; (IX) CONSTRUCTION OF THE NORTHWEST BUILDING, A SCIENCE FACILITY AT 52 OXFORD STREET, CAMBRIDGE; (X) RENOVATIONS TO EXPAND TEACHING LAB SPACE IN THE NORTHWEST BUILDING, 52 OXFORD STREET, CAMBRIDGE; (XI) ROOF, LIFE SAFETY, AND INFRASTRUCTURE UPGRADES TO PERKINS HALL, 35-39 OXFORD STREET, CAMBRIDGE; (XII) COSMETIC, ROOF, INFRASTRUCTURE AND LIFE SAFETY UPGRADES TO BAKER HALL, 45 HARVARD WAY, BOSTON; (XIII) RENOVATION OF BUILDINGS AT 641 AND 643 HUNTINGTON AVENUE, BOSTON; (XIV) A RENOVATION OF OFFICE SPACE IN GORDON HALL, 25 SHATTUCK STREET, BOSTON; AND (XV) CONSTRUCTION OF THE ALLSTON SCIENCE COMPLEX, INCLUDING A PARKING FACILITY AND AN ENERGY FACILITY AT 150 WESTERN AVENUE, BOSTON. ROW B (SERIES 2010A), COLUMN F: SERIES 2010A WAS ISSUED TO REFUND TAX-EXEMPT COMMERCIAL PAPER ISSUED ON 3/9/06, 12/21/07 AND 7/22/09; TO REFUND PORTIONS OF SERIES Z, ISSUED 11/9/00, AND SERIES FF, ISSUED 7/24/02 AND PAY RELATED COSTS; AND TO FINANCE THE FOLLOWING CAPITAL EXPENDITURES OF THE UNIVERSITY: (I) CONSTRUCTION OF A BUILDING AND RELATED RENOVATIONS AND UTILITY INFRASTRUCTURE UPGRADES AT HARVARD LAW SCHOOL, 1585 MASSACHUSETTS AVE, CAMBRIDGE; (II) A RENOVATION OF BUILDING SPACE AND A BOILER REPLACEMENT AND ANCILLARY SYSTEM UPGRADE IN THE BLACKSTONE PLANT, 46 BLACKSTONE STREET, CAMBRIDGE; (III) A RETROFIT OF EXISTING HVAC SYSTEMS FOR LARSEN HALL, 14 APPIAN WAY, CAMBRIDGE; (IV) MAINTENANCE AND TOWER RESTORATION AT LOWELL HOUSE, 10 HOLYOKE PLACE, CAMBRIDGE;(V) RENOVATION OF ADMINISTRATIVE OFFICE AND CLASSROOM SPACE IN PIERCE HALL, 25 OXFORD STREET, CAMBRIDGE; AND (VI) RENOVATION, RECONSTRUCTION, AND EXPANSION OF HARVARD UNIVERSITY ART MUSEUMS, 32 QUINCY STREET, CAMBRIDGE.
    ROW C (SERIES 2010B), COLUMN F: SERIES 2010B WAS ISSUED TO REFUND TAX-EXEMPT COMMERCIAL PAPER ISSUED ON 12/21/07 AND 7/22/09; TO REFUND SERIES L, ISSUED 10/4/89, SERIES BB, ISSUED 11/9/00, AND SERIES HH, ISSUED 10/29/03, AND PORTIONS OF SERIES FF, ISSUED 7/24/02 AND PAY RELATED COSTS; AND TO FINANCE THE FOLLOWING CAPITAL EXPENDITURES OF THE UNIVERSITY: (I) CONSTRUCTION OF A BUILDING AND RELATED RENOVATIONS AND UTILITY INFRASTRUCTURE UPGRADES AT HARVARD LAW SCHOOL, 1585 MASSACHUSETTS AVE, CAMBRIDGE; (II) RENOVATION, RECONSTRUCTION, AND EXPANSION OF HARVARD UNIVERSITY ART MUSEUMS, 32 QUINCY STREET, CAMBRIDGE; (III) UTILITY INFRASTRUCTURE UPGRADES AT HARVARD LAW SCHOOL, 1585 MASSACHUSETTS AVE, CAMBRIDGE; (IV) RENOVATIONS AND ADDITIONS AT THE HARVARD DEPOSITORY, 1 PINE HILL DRIVE, SOUTHBOROUGH; (V) RENOVATION OF ADMINISTRATIVE OFFICE SPACE IN HOLYOKE CENTER, 1350 MASSACHUSETTS AVENUE, CAMBRIDGE; (VI) RENEWAL AND RENOVATIONS AT WINTHROP HOUSE, 8 MILL STREET, CAMBRIDGE; AND (VII) MAINTENANCE AND TOWER RESTORATION AT ADAMS HOUSE, 10 LINDEN STREET, 13-21 & 53 BOW STREET, AND 26 PLYMPTON STREET, CAMBRIDGE. ROW D (SERIES 2011EE), COLUMN C: SERIES 2011EE CONSISTED OF TAX-EXEMPT COMMERCIAL PAPER, AND THUS WAS REPRESENTED BY MULTIPLE CUSIPS. ROW D (SERIES 2011EE), COLUMN E: SERIES 2011EE CONSISTED OF TAX-EXEMPT COMMERCIAL PAPER, WITH AN AUTHORIZED AMOUNT OF $1,000,000,000. APPROXIMATELY $83,000 WAS OUTSTANDING ON 6/30/12. ROW D (SERIES 2011EE), COLUMN F: SERIES 2011EE, CONSISTING OF TAX-EXEMPT COMMERCIAL PAPER, WAS ISSUED TO PROVIDE SHORT-TERM FINANCING FOR THE FOLLOWING CAPITAL EXPENDITURES OF THE UNIVERSITY: (I) CONSTRUCTION OF A BUILDING FOR THE ARNOLD ARBORETUM FOR RESEARCH AND ADMINISTRATION LOCATED AT WELD HILL, 1300 CENTRE STREET, BOSTON; AND (II) STRATEGIC PLANNING FOR RENEWAL AND RENOVATIONS AT STUDENT RESIDENCES LOCATED AT 45 FLAGG STREET, 10 HOLYOKE PLACE, 56 PLYMPTON STREET, 10 LINDEN STREET, 13-21 & 53 BOW STREET, 26 PLYMPTON STREET, 966 MEMORIAL DRIVE, 967 MEMORIAL DRIVE, 35-39 OXFORD STREET, 36 OXFORD STREET, 1651 MASSACHUSETTS AVENUE, AND 1533-1544 MASSACHUSETTS AVENUE, CAMBRIDGE.
SCHEDULE K, PART II, PROCEEDS:   LINE 3 (GENERAL NOTE): THE DIFFERENCE BETWEEN AMOUNTS REPORTED IN LINE 3 AND IN COLUMN E OF PART I REPRESENTS INVESTMENT EARNINGS, EXCEPT IN THE CASE OF THE COMMERCIAL PAPER ISSUES (SERIES 2007EE, 2009EE, AND 2011EE), FOR WHICH LINE 3 REPRESENTS THE BALANCE OUTSTANDING ON JUNE 30, 2012 AND COLUMN E OF PART I REPRESENTS THE FULL AUTHORIZED AMOUNT OF THE COMMERCIAL PAPER PROGRAM. LINE 13, COLUMN B (SERIES 2007EE): ONE OR MORE PROJECTS FINANCED BY THIS BOND SERIES WAS NOT SUBSTANTIALLY COMPLETE AS OF JUNE 30, 2012. LINE 13, COLUMN A (SERIES 2009EE): ONE OR MORE PROJECTS FINANCED BY THIS BOND SERIES WAS NOT SUBSTANTIALLY COMPLETE AS OF JUNE 30, 2012. LINE 13, COLUMN B (SERIES 2010A): ONE OR MORE PROJECTS FINANCED BY THIS BOND SERIES WAS NOT SUBSTANTIALLY COMPLETE AS OF JUNE 30, 2012. LINE 13, COLUMN C (SERIES 2010B): ONE OR MORE PROJECTS FINANCED BY THIS BOND SERIES WAS NOT SUBSTANTIALLY COMPLETE AS OF JUNE 30, 2012.
SCHEDULE K, PART III, PRIVATE BUSINESS USE:   SERIES R1-5, R6, R7: THESE BONDS WERE ISSUED SOLELY TO REFUND PRE-JANUARY 1, 2003 ISSUES AND ARE NOT SUBJECT TO PART III REPORTING. SOFTWARE LIMITATIONS PREVENTED CERTAIN FIELDS FROM BEING LEFT BLANK; "NO" RESPONSES IN PART III FOR THESE ISSUES SHOULD BE DISREGARDED.
SCHEDULE K, PART IV, ARBITRAGE:   LINE 5 (GENERAL NOTE): "YES" RESPONSES INDICATE MINIMAL AMOUNTS REMAINING DURING THE TAX YEAR IN A COST OF ISSUANCE FUND BEYOND THE TEMPORARY PERIOD; AMOUNTS WERE HELD AND INVESTED IN COMPLIANCE WITH ARBITRAGE RESTRICTIONS.
Schedule K (Form 990) 2011

Additional Data


Software ID:  
Software Version:  

Schedule K
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Information on Tax Exempt Bonds
SchKMediumBullet Complete if the organization answered "Yes" to Form 990, Part IV, line 24a. Provide descriptions,
explanations, and any additional information in Part VI.
SchKMediumBullet Attach to Form 990. SchKMediumBullet See separate instructions.
OMB No. 1545-0047
2011
Open to Public
Inspection
Name of the organization
PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
Employer identification number
04-2103580
Part I
Bond Issues
(a) Issuer Name (b) Issuer EIN (c) CUSIP # (d) Date Issued (e) Issue Price (f) Description of Purpose (g) Defeased (h) On
Behalf of
Issuer 		(i) Pool
financing
Yes No Yes No Yes No
A MASSACHUSETTS DEVELOPMENT FINANCE AGENCY
  		04-3431814 57585KGP7 01-15-2004 103,670,000 SERIES R 1-5 (SEE PART VI)   X   X   X
B MASSACHUSETTS DEVELOPMENT FINANCE AGENCY
  		04-3431814 57585KGP7 04-14-2005 13,490,000 SERIES R 6 (SEE PART VI)   X   X   X
C MASSACHUSETTS DEVELOPMENT FINANCE AGENCY
  		04-3431814 57585KGP7 04-03-2006 14,040,000 SERIES R 7 (SEE PART VI)   X   X   X
D MASSACHUSETTS DEVELOPMENT FINANCE AGENCY
  		04-3431814 57586CFV2 05-18-2005 199,814,639 SERIES 2005A/B (SEE PART VI)   X   X   X
MASSACHUSETTS DEVELOPMENT FINANCE AGENCY
  		04-3431814 57586CNN1 12-15-2005 130,469,345 SERIES 2005C (SEE PART VI)   X   X   X
MASSACHUSETTS DEVELOPMENT FINANCE AGENCY
  		04-3431814 MULTIPLES 12-21-2007 1,000,000,000 SERIES 2007EE (SEE PART VI)   X   X   X
MASSACHUSETTS DEVELOPMENT FINANCE AGENCY
  		04-3431814 57586C6U4 06-10-2008 216,886,431 SERIES 2008B (SEE PART VI)   X   X   X
MASSACHUSETTS DEVELOPMENT FINANCE AGENCY
  		04-3431814 57586EDD0 01-07-2009 987,282,950 SERIES 2009A (SEE PART VI)   X   X   X
MASSACHUSETTS DEVELOPMENT FINANCE AGENCY
  		04-3431814 MULTIPLES 07-22-2009 1,000,000,000 SERIES 2009EE (SEE PART VI)   X   X   X
MASSACHUSETTS DEVELOPMENT FINANCE AGENCY
  		04-3431814 57586EQE4 01-20-2010 531,814,469 SERIES 2010A (SEE PART VI)   X   X   X
MASSACHUSETTS DEVELOPMENT FINANCE AGENCY
  		04-3431814 57583R5Q4 11-17-2010 663,862,239 SERIES 2010B (SEE PART VI)   X   X   X
MASSACHUSETTS DEVELOPMENT FINANCE AGENCY
  		04-3431814 MULTIPLES 02-08-2011 1,000,000,000 SERIES 2011EE (SEE PART VI)   X   X   X
Part II
Proceeds
A B C D
1 Amount of bonds retired . . . . . . . . . . . . . 361,581,550 361,581,550   2,916,898
2 Amount of bonds legally defeased . . . . . . . . . .        
3 Total proceeds of issue . . . . . . . . . . . . . 103,670,000 13,491,079 14,043,650 200,761,080
4 Gross proceeds in reserve funds . . . . . . . .        
5 Capitalized interest from proceeds . . . . . . . . . . 17,025,424 17,025,424 8,317,506  
6 Proceeds in refunding escrows . . . . . . . . . . . 53,945,944 53,945,944 36,964,027  
7 Issuance costs from proceeds . . . . . . . . . . . 1,059,385 2,755,155 2,437,073 1,059,385
8 Credit enhancement from proceeds . . . . . . . . . .        
9 Working capital expenditures from proceeds . . . . . . .        
10 Capital expenditures from proceeds . . . . . . . . . . 6,740,000 243,713,312 44,194,897 6,740,000
11 Other spent proceeds . . . . . . . . . . . 103,670,000 13,491,079 14,043,650 192,961,696
12 Other unspent proceeds . . . . . . . . . . . 6,811,335 6,811,335 93,577,190  
13 Year of substantial completion . . . . . . . . . . . 2007 2007 2007 2007
Yes No Yes No Yes No Yes No
14 Were the bonds issued as part of a current refunding issue? . . . . X   X   X   X  
15 Were the bonds issued as part of an advance refunding issue? . . . .   X   X   X   X
16 Has the final allocation of proceeds been made? . . . . . . X   X   X   X  
17 Does the organization maintain adequate books and records to support the final allocation of proceeds? . . . . . . . . . . . . . X   X   X   X  
Part III
Private Business Use
A B C D
Yes No Yes No Yes No Yes No
1 Was the organization a partner in a partnership, or a member of an LLC, which owned property financed by tax-exempt bonds? . . . . . . .   X   X   X   X
2 Are there any lease arrangements that may result in private business use of bond-financed property? . . . . . . . . .   X   X   X X  
For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50193E
Schedule K (Form 990) 2011
Schedule K (Form 990) 2011
Page 2
Part III
Private Business Use (Continued)
A B C D
Yes No Yes No Yes No Yes No
3a Are there any management or service contracts that may result in private business use of bond-financed property? . . . . . . . . .   X   X   X X  
b If ‘Yes’ to line 3a, does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts relating to the financed property? . . . . . X   X   X   X  
c Are there any research agreements that may result in private business use of bond-financed property? . . . . . . .   X   X   X X  
d If ‘Yes’ to line 3c, does the organization routinely engage bond counsel or other outside counsel to review any research agreements relating to the financed property? . X   X   X   X  
4 Enter the percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government . . SchKMediumBullet 0.00000% 0.00000% 0.00000% 0.00000%
5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business activity carried on by your organization, another section 501(c)(3) organization, or a state or local government . . . . . . . SchKMediumBullet 0% 0.00000% 0.00000% 0%
6 Total of lines 4 and 5 . . .. . . . . . . . . 0% 0.00000% 0.00000% 0%
7 Does the bond issue meet the private security or payment test? . . . X   X   X   X  
8 Has the organization established written procedures to ensure that all nonqualified bonds of the issue are remediated in accordance with the requirements under
Regulations sections 1.141-12 and 1.145-2?
X   X   X   X  
Part IV
Arbitrage
A B C D
Yes No Yes No Yes No Yes No
1 Has a Form 8038-T, Arbitrage Rebate, Yield Reduction and Penalty in Lieu of Arbitrage Rebate, been filed with respect to the bond issue? . . .   X   X   X   X
2 Is the bond issue a variable rate issue? X   X   X     X
3a Has the organization or the governmental issuer entered into a qualified hedge with respect to the bond issue?   X   X   X   X
b Name of provider . . . . . . . .  
  		 
  		 
  		 
 
c Term of hedge . . . . . . . .        
d Was the hedge superintegrated? . . . .                
e Was a hedge terminated? . . . . .                
4a Were gross proceeds invested in a guaranteed investment contract (GIC)? . . . . . .   X   X   X   X
b Name of provider . . . . . .  
  		 
  		 
  		 
 
c Term of GIC . . . . . . .        
d Was the regulatory safe harbor for establishing the fair market value of the GIC satisfied? . . . . . .                
5 Were any gross proceeds invested beyond an available temporary period? . . . . . .   X   X   X   X
6 Did the bond issue qualify for an exception to rebate? . X   X   X   X  
7 Has the organization established written procedures to monitor the requirements of section 148? . . . X   X   X   X  
Schedule K (Form 990) 2011

Schedule K (Form 990) 2011
Page 3
Part V
Procedures To Undertake Corrective Action
Has the organization established written procedures to ensure that violations of federal tax requirements are timely identified and corrected through the voluntary closing agreement program if self-remediation is not available under applicable regulations? . . . . . . . . . . . . . .
Part VI
Supplemental Information
Complete this part to provide additional information for responses to questions on Schedule K (see instructions).
Identifier Return Reference Explanation
SCHEDULE K, PART I, BOND ISSUES:   COLUMNS A AND B (GENERAL NOTE): THE MASSACHUSETTS HEALTH AND EDUCATIONAL FACILITIES AUTHORITY (EIN: 04-2456011) WAS THE ORIGINAL ISSUER OF THE FOLLOWING ISSUES LISTED ON THIS SCHEDULE: SERIES R 1-5, SERIES R 6, SERIES R 7, SERIES 2005A/B, SERIES 2005C, SERIES 2007EE, SERIES 2008B, SERIES 2009A, SERIES 2009EE, AND SERIES 2010A. IT WAS MERGED INTO THE MASSACHUSETTS DEVELOPMENT FINANCE AGENCY (EIN: 04-3431814) ON OCTOBER 1, 2010. ROW A (SERIES R 1-5), COLUMN F: SERIES R, TRANCHE 1-5 WAS ISSUED TO REFUND PORTIONS OF THE FOLLOWING BOND ISSUES WHICH WERE ISSUED ON THE FOLLOWING DATES: SERIES A (7/1/72), SERIES B (7/1/73), SERIES C (4/7/76), SERIES D (6/23/77), SERIES I (5/7/85), SERIES M (2/6/91), SERIES N (9/1/91), SERIES P (6/13/95), SERIES Q-1 (8/29/96), SERIES Q-2 (9/2/97), SERIES Q-3 (9/15/98), SERIES Z (10/1/00), AND SERIES AA (10/4/01). ROW B (SERIES R 6), COLUMN F: SERIES R, TRANCHE 6 WAS ISSUED TO REFUND PORTIONS OF THE FOLLOWING BOND ISSUES WHICH WERE ISSUED ON THE FOLLOWING DATES: SERIES P (6/13/95), SERIES Z (10/1/00), AND SERIES AA (10/4/01). ROW C (SERIES R 7), COLUMN F: SERIES R, TRANCHE 7 WAS ISSUED TO REFUND PORTIONS OF THE FOLLOWING BOND ISSUES WHICH WERE ISSUED ON THE FOLLOWING DATES: SERIES P (6/13/95), SERIES Z (10/1/00), AND SERIES AA (10/4/01). ROW D (SERIES 2005A/B), COLUMN F: SERIES 2005A WAS ISSUED TO REFUND TAX-EXEMPT COMMERCIAL PAPER ISSUED ON 12/18/03, AND TO FINANCE CAPITAL EXPENDITURES OF THE UNIVERSITY RELATING TO THE HARVARD DEPOSITORY, SOUTHBOROUGH, AND THE WIDENER LIBRARY, CAMBRIDGE. SERIES 2005B WAS ISSUED TO REFUND SERIES P, ISSUED 6/13/95. ROW A (SERIES 2005C), COLUMN F: SERIES 2005C WAS ISSUED TO REFUND TAX-EXEMPT COMMERCIAL PAPER ISSUED ON 9/5/02 AND ON 12/18/03. ROW B (SERIES 2007EE), COLUMN C: SERIES 2007EE CONSISTED OF TAX-EXEMPT COMMERCIAL PAPER, AND THUS WAS REPRESENTED BY MULTIPLE CUSIPS. ROW B (SERIES 2007EE), COLUMN E: SERIES 2007EE CONSISTED OF TAX-EXEMPT COMMERCIAL PAPER, WITH AN AUTHORIZED AMOUNT OF $1,000,000,000. APPROXIMATELY $229 MILLION WAS OUTSTANDING ON 6/30/12. ROW B (SERIES 2007EE), COLUMN F: SERIES 2007EE, CONSISTING OF TAX-EXEMPT COMMERCIAL PAPER, WAS ISSUED TO PROVIDE SHORT-TERM FINANCING FOR THE FOLLOWING CAPITAL EXPENDITURES OF THE UNIVERSITY: (I) CONSTRUCTION OF A BUILDING FOR THE ARNOLD ARBORETUM FOR RESEARCH AND ADMINISTRATION LOCATED AT WELD HILL, 1300 CENTRE STREET, BOSTON; (II) INSTALLATION OF A SATELLITE CHILLED WATER PLANT AND AN ELECTRICAL SUBSTATION LOCATED ON THE EAST SIDE OF OXFORD STREET BETWEEN HAMMOND AND KIRKLAND STREETS, CAMBRIDGE; (III) A RENOVATION OF BUILDING SPACE AT 46 BLACKSTONE STREET, CAMBRIDGE AND A BOILER REPLACEMENT AND ANCILLARY SYSTEM UPGRADE IN THE BLACKSTONE PLANT LOCATED AT THE SAME SITE (THE CORNER OF MEMORIAL DRIVE AND WESTERN AVENUE, CAMBRIDGE); (IV) AN UNDERGROUND PARKING FACILITY LOCATED AT 6-8 EVERETT STREET, CAMBRIDGE; (V) INSTALLATION OF UNDERGROUND PIPES AND WIRES IN THE HARVARD LAW SCHOOL AREA, WEST OF OXFORD STREET BETWEEN EVERETT STREET AND KIRKLAND STREET, CAMBRIDGE; (VI) RENOVATION OF ROCKEFELLER HALL, 47 FRANCIS AVENUE, CAMBRIDGE; (VII) RENOVATIONS AND UTILITY INFRASTRUCTURE UPGRADES AT HARVARD LAW SCHOOL, 1585 MASSACHUSETTS AVE, CAMBRIDGE; (VIII) RENOVATION OF THE FIRE ALARM AND SPRINKLER SYSTEM, ROOF, AND ROOM INTERIORS AT RESIDENTIAL BUILDINGS IN THE HARVARD LAW SCHOOL AREA, 16-22 EVERETT STREET, CAMBRIDGE; (IX) RENOVATION AND EXTERIOR RESTORATION OF BYERLY HALL, 6-8 GARDEN STREET, CAMBRIDGE; (X) A RENOVATION OF THE MALKIN ATHLETIC CENTER, 39 HOLYOKE STREET, CAMBRIDGE; (XI) CONSTRUCTION AND EQUIPPING OF THE LABORATORY FOR INTERFACE SCIENCE AND ENGINEERING, 15 OXFORD STREET, CAMBRIDGE; (XII) CONSTRUCTION OF A RESEARCH FACILITY LOCATED AT 16 DIVINITY AVENUE, CAMBRIDGE; (XIII) AN ADDITION TO THE NEW COLLEGE THEATRE, 10-12 HOLYOKE STREET, CAMBRIDGE; (XIV) CONSTRUCTION OF THE NORTHWEST BUILDING, A SCIENCE FACILITY AT 52 OXFORD STREET, CAMBRIDGE; (XV) RENOVATION AND EXTERIOR RESTORATION OF GALLATIN HALL, 24 HARVARD WAY, BOSTON; (XVI) CLASSROOM RENOVATIONS AT THE MCCOLLUM CENTER, 47 HARVARD WAY, BOSTON; (XVII) RENOVATION OF BUILDINGS AT 641 AND 643 HUNTINGTON AVENUE, BOSTON; (XVIII) CONSTRUCTION OF A HOUSING DEVELOPMENT AT 387 WESTERN AVENUE, 28 HINGHAM STREET AND 30 HINGHAM STREET, CAMBRIDGE; (XIX) CONSTRUCTION OF THE ALLSTON SCIENCE COMPLEX, INCLUDING A PARKING FACILITY AND AN ENERGY FACILITY AT 150 WESTERN AVENUE, BOSTON; (XX) DESIGN FOR NEW INFRASTRUCTURE SYSTEMS FOR UTILITIES TUNNELS, MATERIALS HANDLING TUNNELS, WATER UTILITIES, WASTEWATER SYSTEMS, AND TRANSMISSION SUBSTATION TO SUPPORT THE ALLSTON CAMPUS, BOSTON; AND (XXI) A RENOVATION OF THE BUILDING FIRE SPRINKLER AND FIRE ALARM AT DUNSTER HOUSE, 945 MEMORIAL DRIVE, CAMBRIDGE. ROW C (SERIES 2008B), COLUMN F: SERIES 2008B WAS ISSUED TO REFUND TAX-EXEMPT COMMERCIAL PAPER ISSUED ON 3/9/06 AND 12/21/07, AND TO REFINANCE CAPITAL EXPENDITURES OF THE UNIVERSITY RELATING TO QUINCY HOUSE, 58 PLYMPTON STREET, CAMBRIDGE. ROW D (SERIES 2009A), COLUMN F: SERIES 2009A WAS ISSUED TO REFUND TAX-EXEMPT COMMERCIAL PAPER ISSUED ON 3/9/06 AND 12/21/07, AND TO REFUND SERIES GG-1, ISSUED 7/1/04, AND SERIES 2006B, ISSUED 7/20/06 AND PAY RELATED COSTS. ROW A (SERIES 2009EE), COLUMN C: SERIES 2009EE CONSISTED OF TAX-EXEMPT COMMERCIAL PAPER, AND THUS WAS REPRESENTED BY MULTIPLE CUSIPS. ROW A (SERIES 2009EE), COLUMN E: SERIES 2009EE CONSISTED OF TAX-EXEMPT COMMERCIAL PAPER, WITH AN AUTHORIZED AMOUNT OF $1,000,000,000. APPROXIMATELY $60 MILLION WAS OUTSTANDING ON 6/30/12. ROW A (SERIES 2009EE), COLUMN F: SERIES 2009EE, CONSISTING OF TAX-EXEMPT COMMERCIAL PAPER, WAS ISSUED TO PROVIDE SHORT-TERM FINANCING FOR THE FOLLOWING CAPITAL EXPENDITURES OF THE UNIVERSITY: (I) CONSTRUCTION OF A BUILDING FOR THE ARNOLD ARBORETUM FOR RESEARCH AND ADMINISTRATION LOCATED AT WELD HILL, 1300 CENTRE STREET, BOSTON; (II) AN UNDERGROUND PARKING FACILITY LOCATED AT 6-8 EVERETT STREET, CAMBRIDGE; (III) INSTALLATION OF A SATELLITE CHILLED WATER PLANT AND AN ELECTRICAL SUBSTATION LOCATED ON THE EAST SIDE OF OXFORD STREET BETWEEN HAMMOND AND KIRKLAND STREETS, CAMBRIDGE; (IV) RENOVATION OF ROCKEFELLER HALL, 47 FRANCIS AVENUE, CAMBRIDGE; (V) CONSTRUCTION OF A BUILDING AND RELATED RENOVATIONS AND UTILITY INFRASTRUCTURE UPGRADES AT HARVARD LAW SCHOOL, 1585 MASSACHUSETTS AVE, CAMBRIDGE; (VI) LIFE SAFETY FIRE SYSTEM UPGRADES, OTHER RENOVATIONS, AND STRATEGIC PLANNING FOR ADDITIONAL RENEWAL AND RENOVATIONS AT STUDENT RESIDENCES LOCATED AT 45 FLAGG STREET, 10 HOLYOKE PLACE, 56 PLYMPTON STREET, 10 LINDEN STREET, 13-21 & 53 BOW STREET, 26 PLYMPTON STREET, 966 MEMORIAL DRIVE, 967 MEMORIAL DRIVE, 35-39 OXFORD STREET, 36 OXFORD STREET, 1651 MASSACHUSETTS AVENUE, AND 1533-1544 MASSACHUSETTS AVENUE, CAMBRIDGE; (VII) CONSTRUCTION AND EQUIPPING OF THE LABORATORY FOR INTERFACE SCIENCE AND ENGINEERING, 15 OXFORD STREET, CAMBRIDGE; (VIII) AN ADDITION TO THE NEW COLLEGE THEATRE, 10-12 HOLYOKE STREET, CAMBRIDGE; (IX) CONSTRUCTION OF THE NORTHWEST BUILDING, A SCIENCE FACILITY AT 52 OXFORD STREET, CAMBRIDGE; (X) RENOVATIONS TO EXPAND TEACHING LAB SPACE IN THE NORTHWEST BUILDING, 52 OXFORD STREET, CAMBRIDGE; (XI) ROOF, LIFE SAFETY, AND INFRASTRUCTURE UPGRADES TO PERKINS HALL, 35-39 OXFORD STREET, CAMBRIDGE; (XII) COSMETIC, ROOF, INFRASTRUCTURE AND LIFE SAFETY UPGRADES TO BAKER HALL, 45 HARVARD WAY, BOSTON; (XIII) RENOVATION OF BUILDINGS AT 641 AND 643 HUNTINGTON AVENUE, BOSTON; (XIV) A RENOVATION OF OFFICE SPACE IN GORDON HALL, 25 SHATTUCK STREET, BOSTON; AND (XV) CONSTRUCTION OF THE ALLSTON SCIENCE COMPLEX, INCLUDING A PARKING FACILITY AND AN ENERGY FACILITY AT 150 WESTERN AVENUE, BOSTON. ROW B (SERIES 2010A), COLUMN F: SERIES 2010A WAS ISSUED TO REFUND TAX-EXEMPT COMMERCIAL PAPER ISSUED ON 3/9/06, 12/21/07 AND 7/22/09; TO REFUND PORTIONS OF SERIES Z, ISSUED 11/9/00, AND SERIES FF, ISSUED 7/24/02 AND PAY RELATED COSTS; AND TO FINANCE THE FOLLOWING CAPITAL EXPENDITURES OF THE UNIVERSITY: (I) CONSTRUCTION OF A BUILDING AND RELATED RENOVATIONS AND UTILITY INFRASTRUCTURE UPGRADES AT HARVARD LAW SCHOOL, 1585 MASSACHUSETTS AVE, CAMBRIDGE; (II) A RENOVATION OF BUILDING SPACE AND A BOILER REPLACEMENT AND ANCILLARY SYSTEM UPGRADE IN THE BLACKSTONE PLANT, 46 BLACKSTONE STREET, CAMBRIDGE; (III) A RETROFIT OF EXISTING HVAC SYSTEMS FOR LARSEN HALL, 14 APPIAN WAY, CAMBRIDGE; (IV) MAINTENANCE AND TOWER RESTORATION AT LOWELL HOUSE, 10 HOLYOKE PLACE, CAMBRIDGE;(V) RENOVATION OF ADMINISTRATIVE OFFICE AND CLASSROOM SPACE IN PIERCE HALL, 25 OXFORD STREET, CAMBRIDGE; AND (VI) RENOVATION, RECONSTRUCTION, AND EXPANSION OF HARVARD UNIVERSITY ART MUSEUMS, 32 QUINCY STREET, CAMBRIDGE.
    ROW C (SERIES 2010B), COLUMN F: SERIES 2010B WAS ISSUED TO REFUND TAX-EXEMPT COMMERCIAL PAPER ISSUED ON 12/21/07 AND 7/22/09; TO REFUND SERIES L, ISSUED 10/4/89, SERIES BB, ISSUED 11/9/00, AND SERIES HH, ISSUED 10/29/03, AND PORTIONS OF SERIES FF, ISSUED 7/24/02 AND PAY RELATED COSTS; AND TO FINANCE THE FOLLOWING CAPITAL EXPENDITURES OF THE UNIVERSITY: (I) CONSTRUCTION OF A BUILDING AND RELATED RENOVATIONS AND UTILITY INFRASTRUCTURE UPGRADES AT HARVARD LAW SCHOOL, 1585 MASSACHUSETTS AVE, CAMBRIDGE; (II) RENOVATION, RECONSTRUCTION, AND EXPANSION OF HARVARD UNIVERSITY ART MUSEUMS, 32 QUINCY STREET, CAMBRIDGE; (III) UTILITY INFRASTRUCTURE UPGRADES AT HARVARD LAW SCHOOL, 1585 MASSACHUSETTS AVE, CAMBRIDGE; (IV) RENOVATIONS AND ADDITIONS AT THE HARVARD DEPOSITORY, 1 PINE HILL DRIVE, SOUTHBOROUGH; (V) RENOVATION OF ADMINISTRATIVE OFFICE SPACE IN HOLYOKE CENTER, 1350 MASSACHUSETTS AVENUE, CAMBRIDGE; (VI) RENEWAL AND RENOVATIONS AT WINTHROP HOUSE, 8 MILL STREET, CAMBRIDGE; AND (VII) MAINTENANCE AND TOWER RESTORATION AT ADAMS HOUSE, 10 LINDEN STREET, 13-21 & 53 BOW STREET, AND 26 PLYMPTON STREET, CAMBRIDGE. ROW D (SERIES 2011EE), COLUMN C: SERIES 2011EE CONSISTED OF TAX-EXEMPT COMMERCIAL PAPER, AND THUS WAS REPRESENTED BY MULTIPLE CUSIPS. ROW D (SERIES 2011EE), COLUMN E: SERIES 2011EE CONSISTED OF TAX-EXEMPT COMMERCIAL PAPER, WITH AN AUTHORIZED AMOUNT OF $1,000,000,000. APPROXIMATELY $83,000 WAS OUTSTANDING ON 6/30/12. ROW D (SERIES 2011EE), COLUMN F: SERIES 2011EE, CONSISTING OF TAX-EXEMPT COMMERCIAL PAPER, WAS ISSUED TO PROVIDE SHORT-TERM FINANCING FOR THE FOLLOWING CAPITAL EXPENDITURES OF THE UNIVERSITY: (I) CONSTRUCTION OF A BUILDING FOR THE ARNOLD ARBORETUM FOR RESEARCH AND ADMINISTRATION LOCATED AT WELD HILL, 1300 CENTRE STREET, BOSTON; AND (II) STRATEGIC PLANNING FOR RENEWAL AND RENOVATIONS AT STUDENT RESIDENCES LOCATED AT 45 FLAGG STREET, 10 HOLYOKE PLACE, 56 PLYMPTON STREET, 10 LINDEN STREET, 13-21 & 53 BOW STREET, 26 PLYMPTON STREET, 966 MEMORIAL DRIVE, 967 MEMORIAL DRIVE, 35-39 OXFORD STREET, 36 OXFORD STREET, 1651 MASSACHUSETTS AVENUE, AND 1533-1544 MASSACHUSETTS AVENUE, CAMBRIDGE.
SCHEDULE K, PART II, PROCEEDS:   LINE 3 (GENERAL NOTE): THE DIFFERENCE BETWEEN AMOUNTS REPORTED IN LINE 3 AND IN COLUMN E OF PART I REPRESENTS INVESTMENT EARNINGS, EXCEPT IN THE CASE OF THE COMMERCIAL PAPER ISSUES (SERIES 2007EE, 2009EE, AND 2011EE), FOR WHICH LINE 3 REPRESENTS THE BALANCE OUTSTANDING ON JUNE 30, 2012 AND COLUMN E OF PART I REPRESENTS THE FULL AUTHORIZED AMOUNT OF THE COMMERCIAL PAPER PROGRAM. LINE 13, COLUMN B (SERIES 2007EE): ONE OR MORE PROJECTS FINANCED BY THIS BOND SERIES WAS NOT SUBSTANTIALLY COMPLETE AS OF JUNE 30, 2012. LINE 13, COLUMN A (SERIES 2009EE): ONE OR MORE PROJECTS FINANCED BY THIS BOND SERIES WAS NOT SUBSTANTIALLY COMPLETE AS OF JUNE 30, 2012. LINE 13, COLUMN B (SERIES 2010A): ONE OR MORE PROJECTS FINANCED BY THIS BOND SERIES WAS NOT SUBSTANTIALLY COMPLETE AS OF JUNE 30, 2012. LINE 13, COLUMN C (SERIES 2010B): ONE OR MORE PROJECTS FINANCED BY THIS BOND SERIES WAS NOT SUBSTANTIALLY COMPLETE AS OF JUNE 30, 2012.
SCHEDULE K, PART III, PRIVATE BUSINESS USE:   SERIES R1-5, R6, R7: THESE BONDS WERE ISSUED SOLELY TO REFUND PRE-JANUARY 1, 2003 ISSUES AND ARE NOT SUBJECT TO PART III REPORTING. SOFTWARE LIMITATIONS PREVENTED CERTAIN FIELDS FROM BEING LEFT BLANK; "NO" RESPONSES IN PART III FOR THESE ISSUES SHOULD BE DISREGARDED.
SCHEDULE K, PART IV, ARBITRAGE:   LINE 5 (GENERAL NOTE): "YES" RESPONSES INDICATE MINIMAL AMOUNTS REMAINING DURING THE TAX YEAR IN A COST OF ISSUANCE FUND BEYOND THE TEMPORARY PERIOD; AMOUNTS WERE HELD AND INVESTED IN COMPLIANCE WITH ARBITRAGE RESTRICTIONS.
Schedule K (Form 990) 2011

Additional Data


Software ID:  
Software Version:  

Schedule K
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Information on Tax Exempt Bonds
SchKMediumBullet Complete if the organization answered "Yes" to Form 990, Part IV, line 24a. Provide descriptions,
explanations, and any additional information in Part VI.
SchKMediumBullet Attach to Form 990. SchKMediumBullet See separate instructions.
OMB No. 1545-0047
2011
Open to Public
Inspection
Name of the organization
PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
Employer identification number
04-2103580
Part I
Bond Issues
(a) Issuer Name (b) Issuer EIN (c) CUSIP # (d) Date Issued (e) Issue Price (f) Description of Purpose (g) Defeased (h) On
Behalf of
Issuer 		(i) Pool
financing
Yes No Yes No Yes No
A MASSACHUSETTS DEVELOPMENT FINANCE AGENCY
  		04-3431814 57585KGP7 01-15-2004 103,670,000 SERIES R 1-5 (SEE PART VI)   X   X   X
B MASSACHUSETTS DEVELOPMENT FINANCE AGENCY
  		04-3431814 57585KGP7 04-14-2005 13,490,000 SERIES R 6 (SEE PART VI)   X   X   X
C MASSACHUSETTS DEVELOPMENT FINANCE AGENCY
  		04-3431814 57585KGP7 04-03-2006 14,040,000 SERIES R 7 (SEE PART VI)   X   X   X
D MASSACHUSETTS DEVELOPMENT FINANCE AGENCY
  		04-3431814 57586CFV2 05-18-2005 199,814,639 SERIES 2005A/B (SEE PART VI)   X   X   X
MASSACHUSETTS DEVELOPMENT FINANCE AGENCY
  		04-3431814 57586CNN1 12-15-2005 130,469,345 SERIES 2005C (SEE PART VI)   X   X   X
MASSACHUSETTS DEVELOPMENT FINANCE AGENCY
  		04-3431814 MULTIPLES 12-21-2007 1,000,000,000 SERIES 2007EE (SEE PART VI)   X   X   X
MASSACHUSETTS DEVELOPMENT FINANCE AGENCY
  		04-3431814 57586C6U4 06-10-2008 216,886,431 SERIES 2008B (SEE PART VI)   X   X   X
MASSACHUSETTS DEVELOPMENT FINANCE AGENCY
  		04-3431814 57586EDD0 01-07-2009 987,282,950 SERIES 2009A (SEE PART VI)   X   X   X
MASSACHUSETTS DEVELOPMENT FINANCE AGENCY
  		04-3431814 MULTIPLES 07-22-2009 1,000,000,000 SERIES 2009EE (SEE PART VI)   X   X   X
MASSACHUSETTS DEVELOPMENT FINANCE AGENCY
  		04-3431814 57586EQE4 01-20-2010 531,814,469 SERIES 2010A (SEE PART VI)   X   X   X
MASSACHUSETTS DEVELOPMENT FINANCE AGENCY
  		04-3431814 57583R5Q4 11-17-2010 663,862,239 SERIES 2010B (SEE PART VI)   X   X   X
MASSACHUSETTS DEVELOPMENT FINANCE AGENCY
  		04-3431814 MULTIPLES 02-08-2011 1,000,000,000 SERIES 2011EE (SEE PART VI)   X   X   X
Part II
Proceeds
A B C D
1 Amount of bonds retired . . . . . . . . . . . . . 361,581,550 361,581,550   2,916,898
2 Amount of bonds legally defeased . . . . . . . . . .        
3 Total proceeds of issue . . . . . . . . . . . . . 103,670,000 13,491,079 14,043,650 200,761,080
4 Gross proceeds in reserve funds . . . . . . . .        
5 Capitalized interest from proceeds . . . . . . . . . . 17,025,424 17,025,424 8,317,506  
6 Proceeds in refunding escrows . . . . . . . . . . . 53,945,944 53,945,944 36,964,027  
7 Issuance costs from proceeds . . . . . . . . . . . 1,059,385 2,755,155 2,437,073 1,059,385
8 Credit enhancement from proceeds . . . . . . . . . .        
9 Working capital expenditures from proceeds . . . . . . .        
10 Capital expenditures from proceeds . . . . . . . . . . 6,740,000 243,713,312 44,194,897 6,740,000
11 Other spent proceeds . . . . . . . . . . . 103,670,000 13,491,079 14,043,650 192,961,696
12 Other unspent proceeds . . . . . . . . . . . 6,811,335 6,811,335 93,577,190  
13 Year of substantial completion . . . . . . . . . . . 2007 2007 2007 2007
Yes No Yes No Yes No Yes No
14 Were the bonds issued as part of a current refunding issue? . . . . X   X   X   X  
15 Were the bonds issued as part of an advance refunding issue? . . . .   X   X   X   X
16 Has the final allocation of proceeds been made? . . . . . . X   X   X   X  
17 Does the organization maintain adequate books and records to support the final allocation of proceeds? . . . . . . . . . . . . . X   X   X   X  
Part III
Private Business Use
A B C D
Yes No Yes No Yes No Yes No
1 Was the organization a partner in a partnership, or a member of an LLC, which owned property financed by tax-exempt bonds? . . . . . . .   X   X   X   X
2 Are there any lease arrangements that may result in private business use of bond-financed property? . . . . . . . . .   X   X   X X  
For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50193E
Schedule K (Form 990) 2011
Schedule K (Form 990) 2011
Page 2
Part III
Private Business Use (Continued)
A B C D
Yes No Yes No Yes No Yes No
3a Are there any management or service contracts that may result in private business use of bond-financed property? . . . . . . . . .   X   X   X X  
b If ‘Yes’ to line 3a, does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts relating to the financed property? . . . . . X   X   X   X  
c Are there any research agreements that may result in private business use of bond-financed property? . . . . . . .   X   X   X X  
d If ‘Yes’ to line 3c, does the organization routinely engage bond counsel or other outside counsel to review any research agreements relating to the financed property? . X   X   X   X  
4 Enter the percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government . . SchKMediumBullet 0.00000% 0.00000% 0.00000% 0.00000%
5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business activity carried on by your organization, another section 501(c)(3) organization, or a state or local government . . . . . . . SchKMediumBullet 0% 0.00000% 0.00000% 0%
6 Total of lines 4 and 5 . . .. . . . . . . . . 0% 0.00000% 0.00000% 0%
7 Does the bond issue meet the private security or payment test? . . . X   X   X   X  
8 Has the organization established written procedures to ensure that all nonqualified bonds of the issue are remediated in accordance with the requirements under
Regulations sections 1.141-12 and 1.145-2?
X   X   X   X  
Part IV
Arbitrage
A B C D
Yes No Yes No Yes No Yes No
1 Has a Form 8038-T, Arbitrage Rebate, Yield Reduction and Penalty in Lieu of Arbitrage Rebate, been filed with respect to the bond issue? . . .   X   X   X   X
2 Is the bond issue a variable rate issue? X   X   X     X
3a Has the organization or the governmental issuer entered into a qualified hedge with respect to the bond issue?   X   X   X   X
b Name of provider . . . . . . . .  
  		 
  		 
  		 
 
c Term of hedge . . . . . . . .        
d Was the hedge superintegrated? . . . .                
e Was a hedge terminated? . . . . .                
4a Were gross proceeds invested in a guaranteed investment contract (GIC)? . . . . . .   X   X   X   X
b Name of provider . . . . . .  
  		 
  		 
  		 
 
c Term of GIC . . . . . . .        
d Was the regulatory safe harbor for establishing the fair market value of the GIC satisfied? . . . . . .                
5 Were any gross proceeds invested beyond an available temporary period? . . . . . .   X   X   X   X
6 Did the bond issue qualify for an exception to rebate? . X   X   X   X  
7 Has the organization established written procedures to monitor the requirements of section 148? . . . X   X   X   X  
Schedule K (Form 990) 2011

Schedule K (Form 990) 2011
Page 3
Part V
Procedures To Undertake Corrective Action
Has the organization established written procedures to ensure that violations of federal tax requirements are timely identified and corrected through the voluntary closing agreement program if self-remediation is not available under applicable regulations? . . . . . . . . . . . . . .
Part VI
Supplemental Information
Complete this part to provide additional information for responses to questions on Schedule K (see instructions).
Identifier Return Reference Explanation
SCHEDULE K, PART I, BOND ISSUES:   COLUMNS A AND B (GENERAL NOTE): THE MASSACHUSETTS HEALTH AND EDUCATIONAL FACILITIES AUTHORITY (EIN: 04-2456011) WAS THE ORIGINAL ISSUER OF THE FOLLOWING ISSUES LISTED ON THIS SCHEDULE: SERIES R 1-5, SERIES R 6, SERIES R 7, SERIES 2005A/B, SERIES 2005C, SERIES 2007EE, SERIES 2008B, SERIES 2009A, SERIES 2009EE, AND SERIES 2010A. IT WAS MERGED INTO THE MASSACHUSETTS DEVELOPMENT FINANCE AGENCY (EIN: 04-3431814) ON OCTOBER 1, 2010. ROW A (SERIES R 1-5), COLUMN F: SERIES R, TRANCHE 1-5 WAS ISSUED TO REFUND PORTIONS OF THE FOLLOWING BOND ISSUES WHICH WERE ISSUED ON THE FOLLOWING DATES: SERIES A (7/1/72), SERIES B (7/1/73), SERIES C (4/7/76), SERIES D (6/23/77), SERIES I (5/7/85), SERIES M (2/6/91), SERIES N (9/1/91), SERIES P (6/13/95), SERIES Q-1 (8/29/96), SERIES Q-2 (9/2/97), SERIES Q-3 (9/15/98), SERIES Z (10/1/00), AND SERIES AA (10/4/01). ROW B (SERIES R 6), COLUMN F: SERIES R, TRANCHE 6 WAS ISSUED TO REFUND PORTIONS OF THE FOLLOWING BOND ISSUES WHICH WERE ISSUED ON THE FOLLOWING DATES: SERIES P (6/13/95), SERIES Z (10/1/00), AND SERIES AA (10/4/01). ROW C (SERIES R 7), COLUMN F: SERIES R, TRANCHE 7 WAS ISSUED TO REFUND PORTIONS OF THE FOLLOWING BOND ISSUES WHICH WERE ISSUED ON THE FOLLOWING DATES: SERIES P (6/13/95), SERIES Z (10/1/00), AND SERIES AA (10/4/01). ROW D (SERIES 2005A/B), COLUMN F: SERIES 2005A WAS ISSUED TO REFUND TAX-EXEMPT COMMERCIAL PAPER ISSUED ON 12/18/03, AND TO FINANCE CAPITAL EXPENDITURES OF THE UNIVERSITY RELATING TO THE HARVARD DEPOSITORY, SOUTHBOROUGH, AND THE WIDENER LIBRARY, CAMBRIDGE. SERIES 2005B WAS ISSUED TO REFUND SERIES P, ISSUED 6/13/95. ROW A (SERIES 2005C), COLUMN F: SERIES 2005C WAS ISSUED TO REFUND TAX-EXEMPT COMMERCIAL PAPER ISSUED ON 9/5/02 AND ON 12/18/03. ROW B (SERIES 2007EE), COLUMN C: SERIES 2007EE CONSISTED OF TAX-EXEMPT COMMERCIAL PAPER, AND THUS WAS REPRESENTED BY MULTIPLE CUSIPS. ROW B (SERIES 2007EE), COLUMN E: SERIES 2007EE CONSISTED OF TAX-EXEMPT COMMERCIAL PAPER, WITH AN AUTHORIZED AMOUNT OF $1,000,000,000. APPROXIMATELY $229 MILLION WAS OUTSTANDING ON 6/30/12. ROW B (SERIES 2007EE), COLUMN F: SERIES 2007EE, CONSISTING OF TAX-EXEMPT COMMERCIAL PAPER, WAS ISSUED TO PROVIDE SHORT-TERM FINANCING FOR THE FOLLOWING CAPITAL EXPENDITURES OF THE UNIVERSITY: (I) CONSTRUCTION OF A BUILDING FOR THE ARNOLD ARBORETUM FOR RESEARCH AND ADMINISTRATION LOCATED AT WELD HILL, 1300 CENTRE STREET, BOSTON; (II) INSTALLATION OF A SATELLITE CHILLED WATER PLANT AND AN ELECTRICAL SUBSTATION LOCATED ON THE EAST SIDE OF OXFORD STREET BETWEEN HAMMOND AND KIRKLAND STREETS, CAMBRIDGE; (III) A RENOVATION OF BUILDING SPACE AT 46 BLACKSTONE STREET, CAMBRIDGE AND A BOILER REPLACEMENT AND ANCILLARY SYSTEM UPGRADE IN THE BLACKSTONE PLANT LOCATED AT THE SAME SITE (THE CORNER OF MEMORIAL DRIVE AND WESTERN AVENUE, CAMBRIDGE); (IV) AN UNDERGROUND PARKING FACILITY LOCATED AT 6-8 EVERETT STREET, CAMBRIDGE; (V) INSTALLATION OF UNDERGROUND PIPES AND WIRES IN THE HARVARD LAW SCHOOL AREA, WEST OF OXFORD STREET BETWEEN EVERETT STREET AND KIRKLAND STREET, CAMBRIDGE; (VI) RENOVATION OF ROCKEFELLER HALL, 47 FRANCIS AVENUE, CAMBRIDGE; (VII) RENOVATIONS AND UTILITY INFRASTRUCTURE UPGRADES AT HARVARD LAW SCHOOL, 1585 MASSACHUSETTS AVE, CAMBRIDGE; (VIII) RENOVATION OF THE FIRE ALARM AND SPRINKLER SYSTEM, ROOF, AND ROOM INTERIORS AT RESIDENTIAL BUILDINGS IN THE HARVARD LAW SCHOOL AREA, 16-22 EVERETT STREET, CAMBRIDGE; (IX) RENOVATION AND EXTERIOR RESTORATION OF BYERLY HALL, 6-8 GARDEN STREET, CAMBRIDGE; (X) A RENOVATION OF THE MALKIN ATHLETIC CENTER, 39 HOLYOKE STREET, CAMBRIDGE; (XI) CONSTRUCTION AND EQUIPPING OF THE LABORATORY FOR INTERFACE SCIENCE AND ENGINEERING, 15 OXFORD STREET, CAMBRIDGE; (XII) CONSTRUCTION OF A RESEARCH FACILITY LOCATED AT 16 DIVINITY AVENUE, CAMBRIDGE; (XIII) AN ADDITION TO THE NEW COLLEGE THEATRE, 10-12 HOLYOKE STREET, CAMBRIDGE; (XIV) CONSTRUCTION OF THE NORTHWEST BUILDING, A SCIENCE FACILITY AT 52 OXFORD STREET, CAMBRIDGE; (XV) RENOVATION AND EXTERIOR RESTORATION OF GALLATIN HALL, 24 HARVARD WAY, BOSTON; (XVI) CLASSROOM RENOVATIONS AT THE MCCOLLUM CENTER, 47 HARVARD WAY, BOSTON; (XVII) RENOVATION OF BUILDINGS AT 641 AND 643 HUNTINGTON AVENUE, BOSTON; (XVIII) CONSTRUCTION OF A HOUSING DEVELOPMENT AT 387 WESTERN AVENUE, 28 HINGHAM STREET AND 30 HINGHAM STREET, CAMBRIDGE; (XIX) CONSTRUCTION OF THE ALLSTON SCIENCE COMPLEX, INCLUDING A PARKING FACILITY AND AN ENERGY FACILITY AT 150 WESTERN AVENUE, BOSTON; (XX) DESIGN FOR NEW INFRASTRUCTURE SYSTEMS FOR UTILITIES TUNNELS, MATERIALS HANDLING TUNNELS, WATER UTILITIES, WASTEWATER SYSTEMS, AND TRANSMISSION SUBSTATION TO SUPPORT THE ALLSTON CAMPUS, BOSTON; AND (XXI) A RENOVATION OF THE BUILDING FIRE SPRINKLER AND FIRE ALARM AT DUNSTER HOUSE, 945 MEMORIAL DRIVE, CAMBRIDGE. ROW C (SERIES 2008B), COLUMN F: SERIES 2008B WAS ISSUED TO REFUND TAX-EXEMPT COMMERCIAL PAPER ISSUED ON 3/9/06 AND 12/21/07, AND TO REFINANCE CAPITAL EXPENDITURES OF THE UNIVERSITY RELATING TO QUINCY HOUSE, 58 PLYMPTON STREET, CAMBRIDGE. ROW D (SERIES 2009A), COLUMN F: SERIES 2009A WAS ISSUED TO REFUND TAX-EXEMPT COMMERCIAL PAPER ISSUED ON 3/9/06 AND 12/21/07, AND TO REFUND SERIES GG-1, ISSUED 7/1/04, AND SERIES 2006B, ISSUED 7/20/06 AND PAY RELATED COSTS. ROW A (SERIES 2009EE), COLUMN C: SERIES 2009EE CONSISTED OF TAX-EXEMPT COMMERCIAL PAPER, AND THUS WAS REPRESENTED BY MULTIPLE CUSIPS. ROW A (SERIES 2009EE), COLUMN E: SERIES 2009EE CONSISTED OF TAX-EXEMPT COMMERCIAL PAPER, WITH AN AUTHORIZED AMOUNT OF $1,000,000,000. APPROXIMATELY $60 MILLION WAS OUTSTANDING ON 6/30/12. ROW A (SERIES 2009EE), COLUMN F: SERIES 2009EE, CONSISTING OF TAX-EXEMPT COMMERCIAL PAPER, WAS ISSUED TO PROVIDE SHORT-TERM FINANCING FOR THE FOLLOWING CAPITAL EXPENDITURES OF THE UNIVERSITY: (I) CONSTRUCTION OF A BUILDING FOR THE ARNOLD ARBORETUM FOR RESEARCH AND ADMINISTRATION LOCATED AT WELD HILL, 1300 CENTRE STREET, BOSTON; (II) AN UNDERGROUND PARKING FACILITY LOCATED AT 6-8 EVERETT STREET, CAMBRIDGE; (III) INSTALLATION OF A SATELLITE CHILLED WATER PLANT AND AN ELECTRICAL SUBSTATION LOCATED ON THE EAST SIDE OF OXFORD STREET BETWEEN HAMMOND AND KIRKLAND STREETS, CAMBRIDGE; (IV) RENOVATION OF ROCKEFELLER HALL, 47 FRANCIS AVENUE, CAMBRIDGE; (V) CONSTRUCTION OF A BUILDING AND RELATED RENOVATIONS AND UTILITY INFRASTRUCTURE UPGRADES AT HARVARD LAW SCHOOL, 1585 MASSACHUSETTS AVE, CAMBRIDGE; (VI) LIFE SAFETY FIRE SYSTEM UPGRADES, OTHER RENOVATIONS, AND STRATEGIC PLANNING FOR ADDITIONAL RENEWAL AND RENOVATIONS AT STUDENT RESIDENCES LOCATED AT 45 FLAGG STREET, 10 HOLYOKE PLACE, 56 PLYMPTON STREET, 10 LINDEN STREET, 13-21 & 53 BOW STREET, 26 PLYMPTON STREET, 966 MEMORIAL DRIVE, 967 MEMORIAL DRIVE, 35-39 OXFORD STREET, 36 OXFORD STREET, 1651 MASSACHUSETTS AVENUE, AND 1533-1544 MASSACHUSETTS AVENUE, CAMBRIDGE; (VII) CONSTRUCTION AND EQUIPPING OF THE LABORATORY FOR INTERFACE SCIENCE AND ENGINEERING, 15 OXFORD STREET, CAMBRIDGE; (VIII) AN ADDITION TO THE NEW COLLEGE THEATRE, 10-12 HOLYOKE STREET, CAMBRIDGE; (IX) CONSTRUCTION OF THE NORTHWEST BUILDING, A SCIENCE FACILITY AT 52 OXFORD STREET, CAMBRIDGE; (X) RENOVATIONS TO EXPAND TEACHING LAB SPACE IN THE NORTHWEST BUILDING, 52 OXFORD STREET, CAMBRIDGE; (XI) ROOF, LIFE SAFETY, AND INFRASTRUCTURE UPGRADES TO PERKINS HALL, 35-39 OXFORD STREET, CAMBRIDGE; (XII) COSMETIC, ROOF, INFRASTRUCTURE AND LIFE SAFETY UPGRADES TO BAKER HALL, 45 HARVARD WAY, BOSTON; (XIII) RENOVATION OF BUILDINGS AT 641 AND 643 HUNTINGTON AVENUE, BOSTON; (XIV) A RENOVATION OF OFFICE SPACE IN GORDON HALL, 25 SHATTUCK STREET, BOSTON; AND (XV) CONSTRUCTION OF THE ALLSTON SCIENCE COMPLEX, INCLUDING A PARKING FACILITY AND AN ENERGY FACILITY AT 150 WESTERN AVENUE, BOSTON. ROW B (SERIES 2010A), COLUMN F: SERIES 2010A WAS ISSUED TO REFUND TAX-EXEMPT COMMERCIAL PAPER ISSUED ON 3/9/06, 12/21/07 AND 7/22/09; TO REFUND PORTIONS OF SERIES Z, ISSUED 11/9/00, AND SERIES FF, ISSUED 7/24/02 AND PAY RELATED COSTS; AND TO FINANCE THE FOLLOWING CAPITAL EXPENDITURES OF THE UNIVERSITY: (I) CONSTRUCTION OF A BUILDING AND RELATED RENOVATIONS AND UTILITY INFRASTRUCTURE UPGRADES AT HARVARD LAW SCHOOL, 1585 MASSACHUSETTS AVE, CAMBRIDGE; (II) A RENOVATION OF BUILDING SPACE AND A BOILER REPLACEMENT AND ANCILLARY SYSTEM UPGRADE IN THE BLACKSTONE PLANT, 46 BLACKSTONE STREET, CAMBRIDGE; (III) A RETROFIT OF EXISTING HVAC SYSTEMS FOR LARSEN HALL, 14 APPIAN WAY, CAMBRIDGE; (IV) MAINTENANCE AND TOWER RESTORATION AT LOWELL HOUSE, 10 HOLYOKE PLACE, CAMBRIDGE;(V) RENOVATION OF ADMINISTRATIVE OFFICE AND CLASSROOM SPACE IN PIERCE HALL, 25 OXFORD STREET, CAMBRIDGE; AND (VI) RENOVATION, RECONSTRUCTION, AND EXPANSION OF HARVARD UNIVERSITY ART MUSEUMS, 32 QUINCY STREET, CAMBRIDGE.
    ROW C (SERIES 2010B), COLUMN F: SERIES 2010B WAS ISSUED TO REFUND TAX-EXEMPT COMMERCIAL PAPER ISSUED ON 12/21/07 AND 7/22/09; TO REFUND SERIES L, ISSUED 10/4/89, SERIES BB, ISSUED 11/9/00, AND SERIES HH, ISSUED 10/29/03, AND PORTIONS OF SERIES FF, ISSUED 7/24/02 AND PAY RELATED COSTS; AND TO FINANCE THE FOLLOWING CAPITAL EXPENDITURES OF THE UNIVERSITY: (I) CONSTRUCTION OF A BUILDING AND RELATED RENOVATIONS AND UTILITY INFRASTRUCTURE UPGRADES AT HARVARD LAW SCHOOL, 1585 MASSACHUSETTS AVE, CAMBRIDGE; (II) RENOVATION, RECONSTRUCTION, AND EXPANSION OF HARVARD UNIVERSITY ART MUSEUMS, 32 QUINCY STREET, CAMBRIDGE; (III) UTILITY INFRASTRUCTURE UPGRADES AT HARVARD LAW SCHOOL, 1585 MASSACHUSETTS AVE, CAMBRIDGE; (IV) RENOVATIONS AND ADDITIONS AT THE HARVARD DEPOSITORY, 1 PINE HILL DRIVE, SOUTHBOROUGH; (V) RENOVATION OF ADMINISTRATIVE OFFICE SPACE IN HOLYOKE CENTER, 1350 MASSACHUSETTS AVENUE, CAMBRIDGE; (VI) RENEWAL AND RENOVATIONS AT WINTHROP HOUSE, 8 MILL STREET, CAMBRIDGE; AND (VII) MAINTENANCE AND TOWER RESTORATION AT ADAMS HOUSE, 10 LINDEN STREET, 13-21 & 53 BOW STREET, AND 26 PLYMPTON STREET, CAMBRIDGE. ROW D (SERIES 2011EE), COLUMN C: SERIES 2011EE CONSISTED OF TAX-EXEMPT COMMERCIAL PAPER, AND THUS WAS REPRESENTED BY MULTIPLE CUSIPS. ROW D (SERIES 2011EE), COLUMN E: SERIES 2011EE CONSISTED OF TAX-EXEMPT COMMERCIAL PAPER, WITH AN AUTHORIZED AMOUNT OF $1,000,000,000. APPROXIMATELY $83,000 WAS OUTSTANDING ON 6/30/12. ROW D (SERIES 2011EE), COLUMN F: SERIES 2011EE, CONSISTING OF TAX-EXEMPT COMMERCIAL PAPER, WAS ISSUED TO PROVIDE SHORT-TERM FINANCING FOR THE FOLLOWING CAPITAL EXPENDITURES OF THE UNIVERSITY: (I) CONSTRUCTION OF A BUILDING FOR THE ARNOLD ARBORETUM FOR RESEARCH AND ADMINISTRATION LOCATED AT WELD HILL, 1300 CENTRE STREET, BOSTON; AND (II) STRATEGIC PLANNING FOR RENEWAL AND RENOVATIONS AT STUDENT RESIDENCES LOCATED AT 45 FLAGG STREET, 10 HOLYOKE PLACE, 56 PLYMPTON STREET, 10 LINDEN STREET, 13-21 & 53 BOW STREET, 26 PLYMPTON STREET, 966 MEMORIAL DRIVE, 967 MEMORIAL DRIVE, 35-39 OXFORD STREET, 36 OXFORD STREET, 1651 MASSACHUSETTS AVENUE, AND 1533-1544 MASSACHUSETTS AVENUE, CAMBRIDGE.
SCHEDULE K, PART II, PROCEEDS:   LINE 3 (GENERAL NOTE): THE DIFFERENCE BETWEEN AMOUNTS REPORTED IN LINE 3 AND IN COLUMN E OF PART I REPRESENTS INVESTMENT EARNINGS, EXCEPT IN THE CASE OF THE COMMERCIAL PAPER ISSUES (SERIES 2007EE, 2009EE, AND 2011EE), FOR WHICH LINE 3 REPRESENTS THE BALANCE OUTSTANDING ON JUNE 30, 2012 AND COLUMN E OF PART I REPRESENTS THE FULL AUTHORIZED AMOUNT OF THE COMMERCIAL PAPER PROGRAM. LINE 13, COLUMN B (SERIES 2007EE): ONE OR MORE PROJECTS FINANCED BY THIS BOND SERIES WAS NOT SUBSTANTIALLY COMPLETE AS OF JUNE 30, 2012. LINE 13, COLUMN A (SERIES 2009EE): ONE OR MORE PROJECTS FINANCED BY THIS BOND SERIES WAS NOT SUBSTANTIALLY COMPLETE AS OF JUNE 30, 2012. LINE 13, COLUMN B (SERIES 2010A): ONE OR MORE PROJECTS FINANCED BY THIS BOND SERIES WAS NOT SUBSTANTIALLY COMPLETE AS OF JUNE 30, 2012. LINE 13, COLUMN C (SERIES 2010B): ONE OR MORE PROJECTS FINANCED BY THIS BOND SERIES WAS NOT SUBSTANTIALLY COMPLETE AS OF JUNE 30, 2012.
SCHEDULE K, PART III, PRIVATE BUSINESS USE:   SERIES R1-5, R6, R7: THESE BONDS WERE ISSUED SOLELY TO REFUND PRE-JANUARY 1, 2003 ISSUES AND ARE NOT SUBJECT TO PART III REPORTING. SOFTWARE LIMITATIONS PREVENTED CERTAIN FIELDS FROM BEING LEFT BLANK; "NO" RESPONSES IN PART III FOR THESE ISSUES SHOULD BE DISREGARDED.
SCHEDULE K, PART IV, ARBITRAGE:   LINE 5 (GENERAL NOTE): "YES" RESPONSES INDICATE MINIMAL AMOUNTS REMAINING DURING THE TAX YEAR IN A COST OF ISSUANCE FUND BEYOND THE TEMPORARY PERIOD; AMOUNTS WERE HELD AND INVESTED IN COMPLIANCE WITH ARBITRAGE RESTRICTIONS.
Schedule K (Form 990) 2011

Additional Data


Software ID:  
Software Version:  

Schedule L
(Form 990 or 990-EZ)
Department of the Treasury
Internal Revenue Service
Transactions with Interested Persons
MediumBullet Complete if the organization answered
"Yes" on Form 990, Part IV, lines 25a, 25b, 26, 27, 28a, 28b, or 28c,
or Form 990-EZ, Part V lines 38a or 40b.
MediumBullet Attach to Form 990 or Form 990-EZ. MediumBulletSee separate instructions.
OMB No. 1545-0047
2011
Open to Public Inspection
Name of the organization
PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
Employer identification number

04-2103580
Part I
Excess Benefit Transactions (section 501(c)(3) and section 501 (c)(4) organizations only).
Complete if the organization answered "Yes" on Form 990, Part IV, line 25a or 25b, or Form 990-EZ, Part V, line 40b.
1(a) Name of disqualified person (b) Description of transaction (c) Corrected?
Yes No





2
Enter the amount of tax imposed on the organization managers or disqualified persons during the year under section 4958. ......................... Bullet Image$
 
3
Enter the amount of tax, if any, on line 2, above, reimbursed by the organization ....... Bullet Image$
 

Part II
Loans to and/or From Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 26, or Form 990-EZ, Part V, line 38a.
(a) Name of interested person and purpose (b) Loan to or from the organization? (c)Original principal amount (d)Balance due (e) In default? (f) Approved by board or committee? (g)Written agreement?
To From Yes No Yes No Yes No
(1) JEFFREY FLIER
DEPENDENT'S EDUCATION 		  X 47,000 30,000   No Yes   Yes  
(2) JULIO FRENK
PURCHASE OF HOME 		  X 1,163,000 1,163,000   No Yes   Yes  
(3) JULIO FRENK
DEPENDENT'S EDUCATION 		  X 68,000 60,000   No Yes   Yes  
(4) STEVEN HYMAN
PURCHASE OF HOME 		  X 750,000 750,000   No Yes   Yes  
(5) MICHAEL J KLARMAN
PURCHASE OF HOME 		  X 1,400,000 1,400,000   No Yes   Yes  
(6) MICHAEL J KLARMAN
DEPENDENT'S EDUCATION 		  X 29,000 21,000   No Yes   Yes  
Total ...............Small Bullet $ 3,424,000
Part III
Grants or Assistance Benefitting Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 27.
(a) Name of interested person (b)Relationship between interested person and the organization (c)Amount of grant or type of assistance
(1) JEFFREY IULIANO FAMILY MEMBER OF CURRENT OFFICER 4,000
For Privacy Act and Paperwork Reduction Act Notice, see the
Instructions for Form 990 or 990-EZ.
Cat. No. 50056A
Schedule L (Form 990 or 990-EZ) 2011
Schedule L (Form 990 or 990-EZ) 2011
Page 2
Part IV
Business Transactions Involving Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 28a, 28b, or 28c.
(a) Name of interested person (b) Relationship between interested person and the organization (c) Amount of transaction (d) Description of transaction (e) Sharing of organization's revenues?
Yes No
(1) PROF CHARLES ROSENBERG EMPLOYEE/FAMILY MEMBER OF CURRENT OFFICER 233,291 COMPENSATION   No
(2) DR THOMAS H LEE JR EMPLOYEE/FAMILY MEMBER OF DIRECTOR 43,210 COMPENSATION   No
(3) DR RICHARD T LEE EMPLOYEE/FAMILY MEMBER OF DIRECTOR 12,600 NONEMPLOYEE COMPENSATION   No
(4) DR SOHEYLA GHARIB EMPLOYEE/FAMILY MEMBER OF DIRECTOR 307,723 COMPENSATION   No
(5) ROSEMARY KEANE EMPLOYEE/FAMILY MEMBER OF CURRENT OFFICER 65,235 COMPENSATION   No
(6) WILLIAM MARGULIES EMPLOYEE/FAMILY MEMBER OF CURRENT OFFICER 19,636 COMPENSATION   No
(7) BHARAT ANAND EMPLOYEE/FAMILY MEMBER OF KEY EMPLOYEE 333,133 COMPENSATION   No
(8) WILMERHALE
  		EMPLOYER OF DIRECTOR 1,332,558 LEGAL SERVICES   No
(9) SUGARMAN ROGERS BARSHAK
  		EMPLOYER OF FAMILY MEMBER 753,966 LEGAL SERVICES   No
(10) STAPLES INC
  		HARVARD OFFICER IS A STAPLES DIRECTOR 630,863 OFFICE SUPPLIES   No
Part V
Supplemental Information
Complete this part to provide additional information for responses to questions on Schedule L (see instructions).
Identifier Return Reference Explanation
Schedule L (Form 990 or 990-EZ) 2011

Additional Data


Software ID:  
Software Version:  




SCHEDULE M
(Form 990)

Department of the Treasury
Internal Revenue Service
NonCash Contributions
Right pointing arrow large imageComplete if the organization answered "Yes" on Form 990, Part IV, lines 29 or 30.
Right pointing arrow large image Attach to Form 990.
OMB No. 1545-0047
2011
Open to Public Inspection
Name of the organization
PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
Employer identification number

04-2103580
Part I
Types of Property
(a)
Check if applicable 		(b)
Number of Contributions or items contributed 		(c)
Noncash contribution amounts reported on
Form 990, Part VIII, line 1g 		(d)
Method of determining
noncash contribution amounts
1 Art—Works of art .... X 53 0  
2 Art—Historical treasures .        
3 Art—Fractional interests .. X 1 0  
4 Books and publications ..      
5 Clothing and household
goods ....... 		     
6 Cars and other vehicles ..        
7 Boats and planes .... X 1 0  
8 Intellectual property ...        
9 Securities—Publicly traded . X 1,022 83,471,324 MEAN MKT VALUE
10 Securities—Closely held stock . X 9 12,110,824 APPRAISED VALUE/FMV
11 Securities—Partnership, LLC,
or trust interests .... 		       
12 Securities—Miscellaneous ..        
13 Qualified conservation
contribution—Historic
structures ..... 		       
14 Qualified conservation
contribution—Other ... 		       
15 Real estate—Residential . X 1 321,000 APPRAISED VALUE/FMV
16 Real estate—Commercial ..        
17 Real estate—Other ...        
18 Collectibles ..... X 7 0  
19 Food inventory ...        
20 Drugs and medical supplies .        
21 Taxidermy ......        
22 Historical artifacts .... X 1 0  
23 Scientific specimens .. X 3 0  
24 Archeological artifacts ... X 1 0  
25 Other Right pointing arrow large image ( AUCTION ) X 14 0  
26 Other Right pointing arrow large image ( EQUIPMENT ) X 3 0  
27 Other Right pointing arrow large image ( ARCHIVAL RECORDS/BOOKS ) X 4 0  
28 Other Right pointing arrow large image ( VARIOUS OTHER ) X 8 0  
29
Number of Forms 8283 received by the organization during the tax year for contributions
for which the organization completed Form 8283, Part IV, Donee Acknowledgement ...
29
35
Yes
No
30a
During the year, did the organization receive by contribution any property reported in Part I, lines 1-28 that it
must hold for at least three years from the date of the initial contribution, and which is not required to be used
for exempt purposes for the entire holding period? ..................
30a
 
No
b
If "Yes," describe the arrangement in Part II.
31
Does the organization have a gift acceptance policy that requires the review of any non-standard contributions?
31
Yes
 
32a
Does the organization hire or use third parties or related organizations to solicit, process, or sell noncash
contributions? ............................
32a
Yes
 
b
If "Yes," describe in Part II.
33
If the organization did not report revenues in column (c) for a type of property for which column (a) is checked,
describe in Part II.
For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 51227J
Schedule M (Form 990) 2011
Schedule M (Form 990) 2011
Page 2
Part II
Supplemental Information. Complete this part to provide the information required by Part I, lines 30b,
32b, and 33 and whether the organization is reporting in Part I, column (b) the number of contributions, the number of items received, or a combination of both. Also complete this part for any additional information.
Identifier Return Reference Explanation
THIRD PARTY USE: PART I, LINE 32B: SCHEDULE M, LINE 32B: THIRD PARTIES, SUCH AS AUCTION HOUSES OR BROKERS, MAY BE USED TO SELL NON-CASH CONTRIBUTIONS FOR THE UNIVERSITY, BUT NOT TO PROCESS OR SOLICIT ANY CONTRIBUTIONS FOR THE UNIVERSITY.
NON REPORTING OF REVENUE: PART I, LINE 33: WORKS OF ART, HISTORICAL TREASURES, AND SIMILAR ASSETS: SFAS 116 PROVIDES THAT CONTRIBUTIONS OF WORKS OF ART, HISTORICAL TREASURES, AND SIMILAR ASSETS NEED NOT BE RECOGNIZED AS REVENUES AND CAPITALIZED IF THE DONATED ITEMS ARE ADDED TO COLLECTIONS THAT ARE HELD FOR PUBLIC EXHIBITION, EDUCATION, OR RESEARCH IN FURTHERANCE OF PUBLIC SERVICE RATHER THAN FINANCIAL GAIN. THE UNIVERSITY DOES NOT REPORT REVENUES FOR GIFTS-IN-KIND INTENDED FOR DISPLAY OR IMMATERIAL AMOUNTS. THE FOLLOWING IS THE TEXT OF THE FOOTNOTE DESCRIBING COLLECTIONS FROM THE UNIVERSITY'S FINANCIAL STATEMENTS: "THE UNIVERSITY'S VAST ARRAY OF MUSEUMS AND LIBRARIES HOUSES PRICELESS WORKS OF ART, HISTORICAL TREASURES, LITERARY WORKS, AND ARTIFACTS. THESE COLLECTIONS ARE PROTECTED AND PRESERVED FOR PUBLIC EXHIBITION, EDUCATION, RESEARCH, AND THE FURTHERANCE OF PUBLIC SERVICES. THEY ARE NEITHER DISPOSED OF FOR FINANCIAL GAIN NOR ENCUMBERED IN ANY MANNER. ACCORDINGLY, SUCH COLLECTIONS ARE NOT RECORDED FOR FINANCIAL STATEMENT PURPOSES." NOT ALL GIFTS ARE ART GIVEN WITH THE INTENTION OF BEING DISPLAYED. THERE MAY BE INSTANCES WHERE A GIFT OF ART IS MADE WITH THE PURPOSE OF BEING SOLD AND THE PROCEEDS BENEFITING A SPECIFIC PURPOSE OR UNIT AT THE UNIVERSITY. IN SUCH CASES, THE SALE PROCEEDS WOULD BE RECORDED AS GIFT REVENUE AT THE TIME OF SALE. SCHEDULE M, LINE 33: OTHER NONCASH CONTRIBUTIONS: CERTAIN NONCASH CONTRIBUTIONS LISTED IN PART I HAVE NOT REPORTED AN AMOUNT IN PART I, COLUMN (C). NO AMOUNT IS REPORTED FOR THESE CONTRIBUTIONS EITHER BECAUSE THEY ARE INTENDED FOR DISPLAY, AS DISCUSSED ABOVE, OR BECAUSE THE VALUE OF THE NONCASH CONTRIBUTION IS IMMATERIAL.
Schedule M (Form 990) 2011
Additional Data


Software ID:  
Software Version:  
SCHEDULE O
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Supplemental Information to Form 990 or 990-EZ

Complete to provide information for responses to specific questions on
Form 990 or to provide any additional information.
MediumBullet Attach to Form 990 or 990-EZ.
OMB No. 1545-0047
2011
Open to Public
Inspection
Name of the organization
PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
Employer identification number

04-2103580
Identifier Return Reference Explanation
  FORM 990, PART I, LINE 6, VOLUNTEERS: HARVARD IS FORTUNATE TO BENEFIT FROM THE SERVICES OF VOLUNTEERS ACROSS ITS NUMEROUS SCHOOLS, DEPARTMENTS, AND PROGRAMS. WHILE HARVARD DOES NOT TRACK OR ELSEWHERE REPORT THE NUMBER OF ITS VOLUNTEERS, THE UNIVERSITY ESTIMATES THAT THIS FIGURE EXCEEDS 23,000.
  FORM 990, PART I, LINE 5, TOTAL NUMBER OF INDIVIDUALS EMPLOYED: AS REQUIRED BY THE FORM 990 INSTRUCTIONS, THE NUMBER REPORTED ON PART I, LINE 5 REPRESENTS THE TOTAL NUMBER OF FORMS W-2 PRODUCED BY THE UNIVERSITY DURING CALENDAR YEAR 2011. THIS INCLUDES PAYMENTS FOR WORK STUDY AND CERTAIN TEACHING FELLOWS, AS WELL AS SHORT-TERM EMPLOYMENT. THE TOTAL HEAD COUNT FOR FACULTY AND STAFF AS REPORTED ON THE HARVARD UNIVERSITY FACT BOOK FOR OCTOBER 31, 2011 WAS 16,954.
  FORM 990, PART VI, SECTION A, LINE 7B GOVERNANCE DECISIONS: CERTAIN ACTIONS OF THE HARVARD CORPORATION, SUCH AS THE ELECTION OF NEW CORPORATION MEMBERS, THE CONFERRAL OF DEGREES, AND AMENDMENTS TO THE UNIVERSITY STATUTES, ARE SUBJECT TO THE CONSENT OF THE UNIVERSITY'S BOARD OF OVERSEERS.
  FORM 990, PART VI, SECTION B, LINE 11 REVIEW PROCESS: THE FORM 990 WAS REVIEWED BY THE UNIVERSITY'S TAX RETURN REVIEW COMMITTEES, COMPRISING SENIOR FINANCE STAFF AND INTERNAL AND EXTERNAL COUNSEL. FORM 990 WAS ALSO REVIEWED BY THE UNIVERSITY'S JOINT COMMITTEE ON INSPECTION, CONSISTING OF MEMBERS OF THE HARVARD CORPORATION AND THE BOARD OF OVERSEERS. THE FINAL FORM 990 WAS PROVIDED TO THE ENTIRE HARVARD CORPORATION BEFORE IT WAS FILED.
  FORM 990, PART VI, SECTION B, LINE 12C CONFLICT OF INTEREST POLICY: ANNUALLY, THE UNIVERSITY'S OFFICE OF THE GENERAL COUNSEL DISTRIBUTES A COPY OF THE HARVARD UNIVERSITY POLICY ON CONFLICTS OF INTEREST AND COMMITMENT FOR SENIOR OFFICERS AND SENIOR ADMINISTRATORS, AND AN ANNUAL DISCLOSURE FORM, TO THE INDIVIDUALS SUBJECT TO THE POLICY. THE COMPLETED FORMS ARE REVIEWED BY THE OFFICE OF THE GENERAL COUNSEL. A PARALLEL PROCESS IS CARRIED OUT ANNUALLY BY THE OFFICE OF THE GOVERNING BOARDS FOR THE UNIVERSITY'S GOVERNING BODY. THE COMPLETED DISCLOSURE FORMS OF MEMBERS OF THE GOVERNING BODY ARE REVIEWED BY BOTH THE OFFICE OF THE GENERAL COUNSEL AND THE SECRETARY OF THE UNIVERSITY.
  FORM 990, PART VI, SECTION B, LINE 15 AND SCHEDULE J, PART I, LINE 3: COMPENSATION REVIEW PROCESS: THE FOLLOWING IS A DESCRIPTION OF THE ANNUAL COMPENSATION REVIEW PROCESS. THE MOST RECENT REVIEW CONDUCTED PRIOR TO THE CLOSE OF THE FISCAL YEAR 2012 WAS APRIL 30, 2012. THE OFFICE OF HUMAN RESOURCES INITIATES AN ANNUAL REVIEW PROCESS TIMED SO THAT A FINAL REVIEW CAN BE CONDUCTED BY THE HARVARD CORPORATION DURING ITS APRIL/MAY MEETING. ALL INTERNAL REVIEWS AND NEW SALARY RECOMMENDATIONS ARE CONDUCTED IN ADVANCE OF THE CORPORATION MEETING, GENERALLY INCLUDING APPROVAL BY THE PRESIDENT OF COMPENSATION OTHER THAN THE PRESIDENT'S OWN. THE PROVOST AND THE EXECUTIVE VICE PRESIDENT ADDITIONALLY PROVIDE RECOMMENDATIONS ON THOSE INDIVIDUALS FOR WHOM THEY HAVE ORGANIZATIONAL RESPONSIBILITY, SUBJECT TO THE APPROVAL OF THE PRESIDENT. DURING THE MEETING, THE CORPORATION, WHICH IN FULL SERVES AS THE COMPENSATION COMMITTEE, REVIEWS EACH OF THE PRESIDENT'S PROPOSALS FOR FINAL APPROVAL. THE PRESIDENT DOES NOT PARTICIPATE IN THE DELIBERATIONS OR THE VOTE ON THE PRESIDENT'S OWN COMPENSATION. ALL VOTES ARE MEMORIALIZED IN MINUTES AND PRESERVED, TOGETHER WITH ALL BACKGROUND DATA AND MATERIALS PROVIDED BY THE OFFICE OF HUMAN RESOURCES. THIS ANNUAL REVIEW PROCESS INCLUDES THE COMPILATION OF APPROPRIATE COMPETITIVE COMPENSATION DATA FOR EACH POSITION INCLUDED IN THE REVIEW. FOR THIS PURPOSE, THE PRINCIPAL SOURCE OF SUCH DATA IS AN ANNUAL REPORT PROVIDED BY AN OUTSIDE CONSULTANT. ADDITIONAL COMPARABILITY DATA FOR REVIEW OF THE PRESIDENT'S COMPENSATION HAS BEEN DRAWN FROM A SECOND EXTERNAL SOURCE THAT IS COMPILED ANNUALLY AND FROM PUBLICLY AVAILABLE FORM 990 INFORMATION. THE INDIVIDUALS TO WHOM THE PROCESS IS APPLIED ARE THE FOLLOWING: 1. THE OFFICERS OF THE UNIVERSITY, INCLUDING THE PRESIDENT, PROVOST, SECRETARY, EXECUTIVE VICE PRESIDENT, AND ALL VICE PRESIDENTS; 2. THE DEANS OF THE FACULTIES; 3. CERTAIN OTHER SENIOR UNIVERSITY PERSONNEL
  FORM 990, PART VI, SECTION C, LINE 19 PUBLIC DOCUMENTS: HARVARD UNIVERSITY MAKES ITS ANNUAL FINANCIAL STATEMENTS AVAILABLE ON ITS WEBSITE. HARVARD'S CONFLICT OF INTEREST POLICY IS AVAILABLE ON HARVARD'S INTRANET, ACCESSIBLE TO MEMBERS OF THE HARVARD COMMUNITY. HARVARD'S PUBLIC CHARTER IS AVAILABLE UPON REQUEST.
  FORM 990, PART VII, LINE 1A, COLUMN (B), AVERAGE HOURS PER WEEK: THE UNIVERSITY DOES NOT TRACK HOURS WORKED BY TRUSTEES, OFFICERS, KEY EMPLOYEES, AND HIGHEST COMPENSATED EMPLOYEES. THE AVERAGE HOURS WORKED REPORTED ON PART VII, COLUMN (B) ARE ESTIMATES, WITH 60 HOURS PER WEEK AS AN APPROXIMATION FOR FULL-TIME EMPLOYMENT.
RELATED ORGANIZATION: FORM 990, PART VII, LINE 1A, COLUMN (B), HOURS PER WEEK PROVIDED TO A MANY OF THE INDIVIDUALS LISTED IN PART VII ARE ON THE BOARDS OF DIRECTORS OF RELATED ORGANIZATIONS. THE HOURS PER WEEK DEVOTED TO EACH RELATED ORGANIZATION IS LISTED BELOW. TRUSTEES FOR HARVARD UNIVERSITY: JAMES F. ROTHENBERG 5.00 LAWRENCE S. BACOW 1.00 SUSAN L. GRAHAM 1.00 NANNERL O. KEOHANE 1.00 PATRICIA A. KING 1.00 WILLIAM F. LEE 1.00 JOSEPH J. O'DONNELL 1.00 ROBERT D. REISCHAUER 1.00 ROBERT E. RUBIN 1.00 DREW GILPIN FAUST 1.00 MARC L. GOODHEART 1.00 HARVARD MANAGEMENT COMPANY: DREW GILPIN FAUST 1.00 JAMES F. ROTHENBERG 1.00 KATHERINE N. LAPP 1.00 HARVARD REAL ESTATE - ALLSTON, INC.: KATHERINE N. LAPP 1.00 DANIEL S. SHORE 1.00 LISA HOGARTY 1.00 HARVARD REAL ESTATE, INC.: KATHERINE N. LAPP 1.00 LISA HOGARTY 1.00 HARVARD MEDICAL CENTER: JEFFREY S. FLIER 0.20 HARVARD DEDICATED ENERGY LIMITED: LISA HOGARTY 1.00 HARVARD GLOBAL RESEARCH AND SUPPORT SERVICES, INC.: LISA HOGARTY 5.00 AMERICAN REPERTORY THEATRE COMPANY, INC.: ALAN GARBER 0.05
  FORM 990, PART X, LINE 33, NET ASSETS: AS REPORTED IN THE UNIVERSITY'S FY12 FINANCIAL STATEMENTS, THE UNIVERSITY HAS CONSOLIDATED CERTAIN NON-CONTROLLING INTERESTS RELATING TO ITS INVESTMENTS IN REAL ASSETS UNDER ASU 2010-7. THESE NON-CONTROLLING INTERESTS REPRESENT THE PORTION OF THE REAL ASSETS NOT CONTROLLED BY THE UNIVERSITY, BUT REQUIRED TO BE PRESENTED ON THE UNIVERSITY'S BALANCE SHEET UNDER GENERALLY ACCEPTED ACCOUNTING PRINCIPLES. THESE INTERESTS WERE $1.07 BILLION AS OF JUNE 30, 2012.
CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED LOSSES ON INVESTMENTS: -1,065,033,212. OTHER CHANGES IN NET ASSETS -35,185,844. NON-CONTROLLING INTERESTS IN REAL ASSET INVESTMENTS 237,797,000. TRANSFERS FROM AFFILIATED ORGANIZATIONS 11,577,446. TOTAL TO FORM 990, PART XI, LINE 5: -850,844,610.
  FORM 990, PART XII, LINE 2, FINANCIAL STATEMENTS AND REPORTING: HARVARD UNIVERSITY'S FINANCIAL STATEMENTS INCLUDE THE ACTIVITIES OF CERTAIN SUBSIDIARIES THAT FILE SEPARATE TAX RETURNS. THE FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED JUNE 30, 2012 WERE AUDITED BY AN INDEPENDENT ACCOUNTANT.
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 51056K
Schedule O (Form 990 or 990-EZ) 2011

Additional Data


Software ID:  
Software Version:  
SCHEDULE R
(Form 990)
Department of the Treasury
Internal Revenue Service
Related Organizations and Unrelated Partnerships
MediumBulletComplete if the organization answered "Yes" to Form 990, Part IV, line 33, 34, 35, 36, or 37.
MediumBulletAttach to Form 990. MediumBullet See separate instructions.

OMB No. 1545-0047
2011
Open to Public Inspection
Name of the organization
PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
Employer identification number

04-2103580
Part I
Identification of Disregarded Entities (Complete if the organization answered "Yes" on Form 990, Part IV, line 33.)
(a)
Name, address, and EIN of disregarded entity


(b)
Primary activity


 		(c)
Legal domicile (state
or foreign country)

 		(d)
Total income
(e)
End-of-year assets


 		(f)
Direct controlling
entity







(1) BEAU GESTE XXV LLC
C/O HRES 1350 MASS AVE
CAMBRIDGE,MA02138
20-2138990 		REAL ESTATE MA 22,483,469 66,536,646 PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
(2) FIELD COURSE LLC
1209 ORANGE ST C/O THE CORP TRUST C
WILMINGTON,DE19801
00-1069145 		ACADEMIC DE 63,162 60,265 PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
(3) HARVARD INTERNATIONAL LLC
1350 MASS AVE STE 980
CAMBRIDGE,MA02138
00-0968923 		INTERNATIONAL SUPPORT MA -79 33,493 PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
(4) HARVARD UNIVERSITY BEACON YARDS LLC
1033 MASS AVE
CAMBRIDGE,MA02138
03-0517218 		REAL ESTATE MA 0 79,851,048 PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 




Part II
Identification of Related Tax-Exempt Organizations (Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related tax-exempt organizations during the tax year.)
(a)
Name, address, and EIN of related organization


(b)
Primary activity


 		(c)
Legal domicile (state
or foreign country)

 		(d)
Exempt Code section
(e)
Public charity status
(if section 501(c)(3))

 		(f)
Direct controlling
entity

 		(g)
Section 512(b)(13) controlled organization
Yes No
(1) AMERICAN REPERTORY THEATRE COMPANY INC

62 BRATTLE ST

CAMBRIDGE,MA02138
04-2665867 		PERFORMING ARTS MA 501(C)(3) 9 PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
Yes
 
(2) ASSOC D ROCKEFELLER CTR DE UNIV DE HVD

AVENIDA PAULISTA 1337 17 ANDAR CJ
SAO PAULO,SAO PAULO  
BR
EDUCATION BR FOREIGN/EXEMPT ENTIT N/A PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
Yes
 
(3) BLUE MARBLE HOLDINGS CORP

600 ATLANTIC AVE

BOSTON,MA02210
23-7014581 		INVESTMENT MANAGEMENT MA 501(C)(3) 11,TYPE I PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
Yes
 
(4) CENTRE RECHERCHE EUROPEEN DE LA HBS

62 RUE FRANCOIS 1ER
PARIS    
FR
RESEARCH SUPPORT FR FOREIGN/EXEMPT ENTIT N/A PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
Yes
 
(5) DEMETER HOLDINGS CORP

600 ATLANTIC AVE

BOSTON,MA02210
04-3044742 		INVESTMENT MANAGEMENT MA 501(C)(3) 11,TYPE I PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
Yes
 
(6) DOYUKAI FUND FOR HARVARD INC

C/O ROPES GRAY LLP 800 BOYLSTON ST

BOSTON,MA02199
04-3478889 		RESEARCH SUPPORT MA 501(C)(3) 11,TYPE I NOT APPLICABLE
 
 
No
(7) DUBAI HARVARD FND FOR MED RSCH INC

401 PARK DR

BOSTON,MA02215
52-2446955 		EDUCATION AND RESEARCH MA 501(C)(3) 11,TYPE I PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
Yes
 
(8) ENDOWMENT FOR RESEARCH IN HUMAN BIOLOGY INC

160 FEDERAL ST

BOSTON,MA02115
04-2702030 		RESEARCH MA 501(C)(3) 11,TYPE III-O PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
Yes
 
(9) FUNDACION CENTRO DE INVESTIGACION DE LA ESCUELA DE ADMIN DE EMPRESA

CERRITO 1320 PISO 11
BUENOS AIRES    
AR
RESEARCH SUPPORT AR FOREIGN/EXEMPT ENTIT N/A PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
Yes
 
(10) GIOVANNI ARMENISE-HVD FDN FOR SCI RSCH INC

HMS C/O DEAN OF FAC OF MED

BOSTON,MA02115
04-3293162 		RESEARCH SUPPORT MA 501(C)(3) 11,TYPE I PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
Yes
 
(11) HARVARD BUSINESS SCHOOL INTERACTIVE INC

C/O HBS SOLDIERS FIELD RD

BOSTON,MA02163
04-3395140 		EXECUTIVE EDUCATION MA 501(C)(3) 11,TYPE I PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
Yes
 
(12) HARVARD BUSINESS SCHOOL PUBLISHING CORP

300 NORTH BEACON ST

WATERTOWN,MA02474
04-3177990 		PUBLISHING MA 501(C)(3) 11,TYPE I PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
Yes
 
(13) HARVARD DEDICATED ENERGY LTD

1033 MASS AVE

CAMBRIDGE,MA02138
03-0425512 		ELECTRICITY PURCHASING MA 501(C)(3) 11,TYPE I PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
Yes
 
(14) HARVARD GLOBAL RSCH AND SUPPORT SVCS INC

1033 MASS AVE

CAMBRIDGE,MA02138
45-4535664 		GLOBAL SUPPORT MA 501(C)(3) 11,TYPE I PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
Yes
 
(15) HARVARD MAGAZINE INC

7 WARE ST

CAMBRIDGE,MA02138
04-6112308 		PUBLISHING MA 501(C)(3) 11,TYPE III-FI PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
Yes
 
(16) HARVARD MANAGEMENT COMPANY INC

600 ATLANTIC AVE

BOSTON,MA02210
23-7361259 		MANAGEMENT COMPANY MA 501(C)(3) 11,TYPE I PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
Yes
 
(17) HARVARD MANAGEMENT PRIVATE EQUITY CORP

600 ATLANTIC AVE

BOSTON,MA02210
04-3070522 		INVESTMENT MANAGEMENT MA 501(C)(3) 11,TYPE I PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
Yes
 
(18) HARVARD MEDICAL CENTER

25 SHATTUCK ST

BOSTON,MA02115
04-2213292 		MEDICAL EDUCATION MA 501(C)(3) 11,TYPE I NOT APPLICABLE
 
 
No
(19) HARVARD MEDICAL COLLABORATIVE INC

25 SHATTUCK ST

BOSTON,MA02115
04-3476764 		MEDICAL EDUCATION AND RESEARCH MA 501(C)(3) 11,TYPE I NOT APPLICABLE
 
 
No
(20) HARVARD NEURODISCOVERY CENTER INC

25 SHATTUCK ST

BOSTON,MA02115
31-1745145 		RESEARCH SUPPORT MA 501(C)(3) 11,TYPE I PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
Yes
 
(21) HARVARD PRIVATE CAPITAL HOLDINGS INC

600 ATLANTIC AVE

BOSTON,MA02210
04-3070519 		INVESTMENT MANAGEMENT MA 501(C)(3) 11,TYPE I PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
Yes
 
(22) HARVARD PRIVATE CAPITAL REALTY INC

600 ATLANTIC AVE

BOSTON,MA02210
22-3138409 		INVESTMENT MANAGEMENT MA 501(C)(3) 11,TYPE I PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
Yes
 
(23) HARVARD REAL ESTATE - ALLSTON INC

1033 MASS AVE

CAMBRIDGE,MA02138
04-3373410 		TITLE HOLDING COMPANY MA 501(C)(25) N/A PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
Yes
 
(24) HARVARD REAL ESTATE INC

1033 MASS AVE

CAMBRIDGE,MA02138
04-2649303 		REAL ESTATE BROKERAGE MA 501(C)(3) 11,TYPE I PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
Yes
 
(25) HARVARD-YENCHING INSTITUTE

VANSERG HALL STE 20 25 FRANCIS AVE

CAMBRIDGE,MA02138
04-2062394 		EDUCATION MA 501(C)(3) 11,TYPE I NOT APPLICABLE
 
 
No
(26) ION INC

C/O HARVARD UNIVERSITY 1350 MASS AV

CAMBRIDGE,MA02138
22-3032677 		RESEARCH MA 501(C)(3) 11,TYPE I PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
Yes
 
(27) MASSACHUSETTS GREEN HIGH PERFORMANCE COMPUTING CENTER INC

100 BIGELOW ST

HOLYOKE,MA01040
27-3014805 		RESEARCH MA 501(C)(3) 11,TYPE I NOT APPLICABLE
 
 
No
(28) MGHPCC HOLYOKE INC

100 BIGELOW ST

HOLYOKE,MA01040
45-2257442 		RESEARCH MA 501(C)(3) 11,TYPE I NOT APPLICABLE
 
 
No
(29) PHEMUS CORP

600 ATLANTIC AVE

BOSTON,MA02210
04-2997367 		INVESTMENT MANAGEMENT MA 501(C)(3) 11,TYPE I PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
Yes
 
(30) PUTNAM SQUARE APARTMENTS INC

C/O HRES 1350 MASS AVE

CAMBRIDGE,MA02138
04-6251287 		REAL ESTATE MA 501(C)(3) 9 PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
Yes
 
(31) RED TOP INC

1033 MASS AVE

CAMBRIDGE,MA02138
51-0189788 		ATHLETICS CT 501(C)(3) 11,TYPE I PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
Yes
 
(32) SHIPPING VENTURE CORP

600 ATLANTIC AVE

BOSTON,MA02210
04-3263656 		INVESTMENT MANAGEMENT MA 501(C)(3) 11,TYPE I PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
Yes
 
(33) STUDENT CLUBS OF HBS INC

SOLDIERS FIELD RD

BOSTON,MA02163
57-1152691 		STUDENT SUPPORT MA 501(C)(3) 11,TYPE I PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
Yes
 
(34) THE CARL J SHAPIRO INSTITUTE

330 BROOKLINE AVE

BOSTON,MA02215
04-3326928 		MEDICAL EDUCATION AND RESEARCH MA 501(C)(3) 11,TYPE I NOT APPLICABLE
 
 
No
(35) TRUSTEES FOR HARVARD UNIVERSITY

1033 MASS AVE

CAMBRIDGE,MA02138
53-0199180 		EDUCATION DC 501(C)(3) 11,TYPE II PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
Yes
 
For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50135Y
Schedule R (Form 990) 2011
Schedule R (Form 990) 2011
Page 2
Part III
Identification of Related Organizations Taxable as a Partnership (Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related organizations treated as a partnership during the tax year.)
(a)
Name, address, and EIN of
related organization



 		(b)
Primary activity




 		(c)
Legal
domicile
(state or foreign
country)


 		(d)
Direct controlling
entity



 		(e)
Predominant income(related, unrelated, excluded from tax under sections 512-514)

(f)
Share of total income




 		(g)
Share of end-of-year
assets



 		(h)
Disproprtionate allocations?




 		(i)
Code V—UBI
amount in box 20 of
Schedule K-1
(Form 1065)
 		(j)
General or
managing
partner?



 		(k)
Percentage
ownership
Yes No Yes No
(1) ALCION REAL ESTATE PARTNERS II LP

ONE POST OFF SQ STE 4100
BOSTON,MA02109
26-3400946 		INVESTMENTS DE HARVARD PRIVATE CAPITAL REALTY INC
  		UNRELATED -504,944 57,393,418   No -686,070   No 99.500 %
(2) ALCION REAL ESTATE PARTNERS LP

ONE POST OFF SQ STE 4100
BOSTON,MA02109
20-1973523 		INVESTMENTS DE HARVARD PRIVATE CAPITAL REALTY INC
  		UNRELATED 6,409,544 205,661,184   No -6,437,612   No 93.930 %
(3) AMERRA AGRI OPPORTUNITY FUND LP

1185 AVENUE OF THE AMERICAS 18TH FL
NEW YORK,NY10036
27-3310646 		INVESTMENTS DE HARVARD MANAGEMENT PRIVATE EQUITY CORP
  		EXCLUDED 5,810,264 67,322,500   No 720,928   No 99.420 %
(4) ATLANTIC TORONTO LP

C/O HARVARD MGMT CO 600 ATLANTIC AV
BOSTON,MA02210
35-2384789 		INVESTMENTS DE HARVARD PRIVATE CAPITAL REALTY INC
  		EXCLUDED 992,982 15,977,121   No     No 99.990 %
(5) BAYNORTH HPCH LLC

ONE FINANCIAL CTR FL 23
BOSTON,MA02111
20-5305576 		INVESTMENTS DE HARVARD PRIVATE CAPITAL HOLDINGS INC
  		UNRELATED 3,531,464 4,672,989   No -1,815,104   No 100.000 %
(6) BAYNORTH REALTY FUND V LP

200 CLARENDON ST 54TH FL
BOSTON,MA02116
04-3537051 		INVESTMENTS MA HARVARD PRIVATE CAPITAL REALTY INC
  		EXCLUDED -768,140 26,962,160   No -448   No 60.590 %
(7) B-BROOK-B SARL

20 RUE DE LA POSTE L-2346
LU
98-0558809 		INVESTMENTS LU HB CAYMAN LTD
  		EXCLUDED 17,171 62,952   No     No 54.330 %
(8) BLUE ATLANTIC ACQUISITION GROUP LLC

111 SOUTH WACKER DR STE 3300
CHICAGO,IL60606
27-4668306 		INVESTMENTS DE ATLANTIC STUDENT HOUSING LLC
  		EXCLUDED 429,240 12,749,296   No     No 98.000 %
(9) BPR CO-INVESTOR LLC

645 MADISON AVE 18TH FL
NEW YORK,NY10022
20-8376342 		INVESTMENTS DE HARVARD PRIVATE CAPITAL REALTY INC
  		EXCLUDED 162,146 18,739,756   No     No 100.000 %
(10) CAPITAL PARTNERS (2) US TAX EXEMPT INVESTORS FUND LP

88 PHILLIP ST
SYDNEY   NSW 2000
AS
98-0542678 		INVESTMENTS DE HARVARD PRIVATE CAPITAL REALTY INC
  		EXCLUDED 45,717 9,385,348   No     No 100.000 %
(11) CHARLESBANK EQUITY FUND IV LP

200 CLARENDON ST 54TH FL
BOSTON,MA02116
04-3423448 		INVESTMENTS MA HARVARD INVESTMENT ASSOCIATES
  		EXCLUDED 2,564,753 586,641   No     No 80.560 %
(12) CHARLESBANK REALTY FUND IV LP

200 CLARENDON ST 54TH FL
BOSTON,MA02116
04-3423446 		INVESTMENTS MA HARVARD PRIVATE CAPITAL REALTY INC
  		EXCLUDED 1,151,559 8,727,263   No     No 83.290 %
(13) CHEROKEE INVEST PTNRS III PARALLEL FUND LP

111 E HARGETT ST
RALEIGH,NC27601
71-0890767 		INVESTMENTS DE HPC CHEROKEE VENTURES LLC
  		EXCLUDED 3,016,806 11,479,735   No     No 53.050 %
(14) COMPOSITION CAPITAL ASIA FUND II CV

WORLD TRADE CTR TOWER H - 15TH FL
AMSTERDAM   1077 XV
NL
98-0563996 		INVESTMENTS NL COMPOSITION CAPITAL ASIA II FEEDER CV
  		EXCLUDED 4,906,798 36,156,169   No     No 58.390 %
(15) COMTEL TELECOM ASSETS LP

200 CLARENDON ST
BOSTON,MA02116
20-3237782 		INVESTMENTS TX COMTEL ASSETS CORP
  		EXCLUDED 930,855 13,526,600   No     No 72.810 %
(16) CORAL SENIOR HOUSING LLC

975 F ST NW 9TH FL
WASHINGTON,DC20004
27-3934030 		INVESTMENTS DE CORAL LIVING LLC
  		EXCLUDED -15,784 42,617,434   No     No 99.500 %
(17) CROSSPOINT TECHNOLOGY HOLDINGS LLC

300 THIRD AVE STE 2
WALTHAM,MA02451
04-3520886 		INVESTMENTS DE CHARLESBANK REALTY FUND IV LP
  		EXCLUDED 1,159,623 10,630,112   No     No 74.960 %
(18) CYPRESS REALTY IV LP

301 CONGRESS AVE STE 500
AUSTIN,TX78701
74-3000106 		INVESTMENTS DE HARVARD MANAGEMENT PRIVATE EQUITY CORP
  		EXCLUDED -103,645 8,115,551   No     No 51.630 %
(19) DENHAM COMMODITY PARTNERS FUND II LP

200 CLARENDON ST 25TH FL
BOSTON,MA02116
77-0644776 		INVESTMENTS DE HARVARD PRIVATE CAPITAL HOLDINGS INC
  		EXCLUDED 31,682,571 143,365,325   No     No 81.590 %
(20) DENHAM COMMODITY PARTNERS FUND III LP

200 CLARENDON ST 25TH FL
BOSTON,MA02116
56-2502675 		INVESTMENTS DE HARVARD PRIVATE CAPITAL HOLDINGS INC
  		EXCLUDED 9,279,092 120,406,636   No     No 83.600 %
(21) DENHAM COMMODITY PARTNERS FUND LP

200 CLARENDON ST 25TH FL
BOSTON,MA02116
20-1256865 		INVESTMENTS DE LATHI LLC
  		EXCLUDED 3,043,303 4,309,925   No     No 81.690 %
(22) DEVONCB LLC

2000 POWELL ST STE 1240
EMERYVILLE,CA94608
73-1665198 		INVESTMENTS DE BAYNORTH REALTY FUND V LP
  		EXCLUDED -3,267,388 159,362   No     No 54.530 %
(23) DEVONIAN LLC

C/O HMC INC 600 ATLANTIC AVE
BOSTON,MA02110
90-0721046 		INVESTMENTS DE MEDOWLARK LLC
  		EXCLUDED 5,351,760 123,340,983   No 2,647,005   No 99.910 %
(24) EMBARCADERO CAPITAL INVESTORS LP

1301 SHOREWAY RD STE 250
BELMONT,CA94002
05-0556547 		INVESTMENTS DE ATLANTIC PACIFIC REALTY INC
  		EXCLUDED 5,519,202 59,635,550   No     No 80.950 %
(25) EMERGING COUNTRIES OPPORT MASTER FUND LP

68 FORT ST
  GRAND CAYMANKY1-1107
CJ
98-0548448 		INVESTMENTS CJ EMERGING COUNTRIES OPPORTUNITY FUND LTD
  		EXCLUDED -1,996,534 2,006,017   No     No 94.080 %
(26) GBE INVESTMENTS LP

PO BOX 309GT S CHURCH ST
GEORGE TOWN,GRAND CAYMAN  
CJ
INVESTMENTS CJ BLUE MARBLE HOLDINGS CORP
  		EXCLUDED -3,775,071 139,728,136   No     No 98.700 %
(27) GERRITY ATLANTIC RETAIL PARTNERS LLC

977 LOMAS SANTA FE DR STE A
SOLANA BEACH,CA92075
27-4257497 		INVESTMENTS DE ATLANTIC RETAIL WEST LLC
  		EXCLUDED 1,084,776 91,371,852   No     No 97.560 %
(28) GREENFIELD BLR FINANCE PARTNERS LP

50 NORTH WATER ST
SOUTH NORWALK,CT06854
27-4267038 		INVESTMENTS DE HARVARD MANAGEMENT PRIVATE EQUITY CORP
  		EXCLUDED -632,682 1,137,745   No     No 69.100 %
(29) GREENFIELD BLR PARTNERS LP

50 NORTH WATER ST
SOUTH NORWALK,CT06854
20-1221910 		INVESTMENTS DE HARVARD MANAGEMENT PRIVATE EQUITY CORP
  		EXCLUDED -90,824,590 -1,435,361   No 4,079,529   No 69.100 %
(30) GREENHAVEN APARTMENTS LLC

4970 EL CAMINO REAL STE 220
LOS ALTOS,CA94022
27-4746803 		INVESTMENTS DE IEC ATLANTIC I LLC
  		EXCLUDED -470,073 34,267,162   No     No 91.630 %
(31) HARVARD COMMINGLED ACCOUNT

C/O HMC INC 600 ATLANTIC AVE
BOSTON,MA02210
04-3344621 		INVESTMENTS MA PRESIDENT AND FELLOWS OF HARVARD COLLEGE
  		EXCLUDED 368,866,426 2,826,594,102   No     No 95.660 %
(32) HARVARD CV LLC

1033 MASS AVE
CAMBRIDGE,MA02138
80-0641747 		REAL ESTATE MA HARVARD REAL ESTATE CV INC
  		EXCLUDED   88,496,907   No     No 99.000 %
(33) HARVARD INVESTMENT ASSOCIATES

C/O HMC INC 600 ATLANTIC AVE
BOSTON,MA02210
04-3507407 		INVESTMENTS DE HARVARD PRIVATE CAPITAL HOLDINGS INC
  		EXCLUDED 35,904,200 53,356,697   No -164,346   No 100.000 %
(34) HB INSTITUTIONAL LP

10 ST JAMES AVE STE 1700
BOSTON,MA02116
04-3425685 		INVESTMENTS MA HARVARD PRIVATE CAPITAL HOLDINGS INC
  		EXCLUDED 111,447,610 2,152,810,291   No -3,545,502   No 98.370 %
(35) HELIOS ROYALTY PARTNERS I LP

5910 N CENTRAL EXPRESSWAY STE 1520
DALLAS,TX75225
20-0260138 		INVESTMENTS DE HARVARD PRIVATE CAPITAL HOLDINGS INC
  		EXCLUDED 24,328     No     No 83.330 %
(36) IEC ATLANTIC I LLC

4970 EL CAMINO REAL STE 220
LOS ALTOS,CA94022
27-3609237 		INVESTMENTS DE ATLANTIC MULTIFAMILY HOUSING LLC
  		EXCLUDED -526,687 64,974,504   No     No 98.000 %
(37) IEC ATLANTIC II LLC

4970 EL CAMINO REAL STE 220
LOS ALTOS,CA94022
37-1657369 		INVESTMENTS DE ATLANTIC MULTIFAMILY HOUSING LLC
  		EXCLUDED 319,892 62,104,728   No     No 98.000 %
(38) IEC BREAKWATER LLC

4970 EL CAMINO REAL STE 220
LOS ALTOS,CA94022
45-4447102 		INVESTMENTS DE IEC ATLANTIC II LLC
  		EXCLUDED 42,209 17,763,819   No     No 88.200 %
(39) IEC HIDDEN CREEK LLC

4970 EL CAMINO REAL STE 220
LOS ALTOS,CA94022
45-3083079 		INVESTMENTS DE IEC ATLANTIC I LLC
  		EXCLUDED -16,118 16,994,499   No     No 78.400 %
(40) IEC JEFFERSON 2 LLC

4970 EL CAMINO REAL STE 220
LOS ALTOS,CA94022
45-5466161 		INVESTMENTS DE IEC ATLANTIC II LLC
  		EXCLUDED       No     No 83.300 %
(41) IEC JEFFERSON LLC

4970 EL CAMINO REAL STE 220
LOS ALTOS,CA94022
45-3679129 		INVESTMENTS DE IEC ATLANTIC I LLC
  		EXCLUDED -11,393 3,788,722   No     No 78.400 %
(42) IEC NINTH AVENUE LLC

4970 EL CAMINO REAL STE 220
LOS ALTOS,CA94022
45-5466236 		INVESTMENTS DE IEC ATLANTIC II LLC
  		EXCLUDED       No     No 83.300 %
(43) IRON POINT CO-INVESTMENT I LLC

201 MAIN ST
FORT WORTH,TX76102
45-4748900 		INVESTMENTS DE ATLANTIC T5 HOLDINGS LLC
  		EXCLUDED   49,038,443   No     No 80.000 %
(44) IRON POINT REAL ESTATE PTRS - TE (H) LP

201 MAIN ST
FORT WORTH,TX76102
26-0526961 		INVESTMENTS TX HARVARD PRIVATE CAPITAL REALTY INC
  		EXCLUDED 747,923 68,510,390   No -85,362   No 73.560 %
(45) IRON POINT REAL ESTATE PTRS II - TE (H) LP

201 MAIN ST
FORT WORTH,TX76102
45-2502061 		INVESTMENTS DE ATLANTIC IP HOLDINGS LLC
  		UNRELATED -209,489 5,506,983   No -464,331   No 99.830 %
(46) ISLA VISTA ACQUISITION GROUP LLC

111 SOUTH WACKER DR STE 3300
CHICAGO,IL60606
27-2436234 		INVESTMENTS DE ATLANTIC STUDENT HOUSING LLC
  		EXCLUDED 1,960,000 22,603,774   No     No 70.000 %
(47) KLEINER PERKINS CAUFIELD & BYERS VI LP

2750 SAND HILL RD
MENLO PARK,CA94025
94-3157816 		INVESTMENTS CA PHEMUS CORP
  		EXCLUDED 13 3,280,204   No     No 70.180 %
(48) LIQUID REALTY PTRS IV (PF1) LP

199 E LINDA MESA AVE
DANVILLE,CA94526
26-0346359 		INVESTMENTS DE HARVARD PRIVATE CAPITAL REALTY INC
  		EXCLUDED -1,617,018 46,468,710   No 115,873   No 100.000 %
(49) LIQUID REALTY PTRS IV INVEST AIV (PF1) LP

199 E LINDA MESA AVE
DANVILLE,CA94526
26-0489609 		INVESTMENTS DE LIQUID REALTY PARTNERS IV TAX EXEMPT (PF1) LTD
  		EXCLUDED       No     No 100.000 %
(50) LIQUID REALTY PTRS IV INVEST II AIV (PF1) LP

199 E LINDA MESA AVE
DANVILLE,CA94526
26-1508955 		INVESTMENTS DE LIQUID REALTY PARTNERS IV TAX EXEMPT (PF1) II LP
  		EXCLUDED       No     No 100.000 %
(51) LIQUID REALTY PTRS IV TAX EXEMPT (PF1) LP

199 E LINDA MESA AVE
DANVILLE,CA94526
26-0489545 		INVESTMENTS DE HARVARD PRIVATE CAPITAL REALTY INC
  		EXCLUDED 76,906 11,853,904   No     No 100.000 %
(52) LUBERT ADLER CAPITAL REAL ESTATE OPPORT FUND LP

2929 ARCH ST
PHILADELPHIA,PA19104
22-3526698 		INVESTMENTS DE HARVARD PRIVATE CAPITAL REALTY INC
  		EXCLUDED 516,274 18,966   No 38,811   No 77.750 %
(53) LUBERT-ADLER CAPITAL REAL ESTATE FUND III LP

2929 ARCH ST
PHILADELPHIA,PA19104
52-2279515 		INVESTMENTS DE HARVARD PRIVATE CAPITAL REALTY INC
  		UNRELATED 24,740,362 50,482,016   No 22,842,181   No 77.860 %
(54) MCRS LLC

152 WEST 57TH ST 46TH FL
NEW YORK,NY10019
27-3637201 		INVESTMENTS MA SAPPHIRE HOSPITALITY LLC
  		EXCLUDED 2,298,579 79,334,549   No     No 85.900 %
(55) NORTH IDAHO APARTMENTS LLC

4970 EL CAMINO REAL STE 220
LOS ALTOS,CA94022
27-4596307 		INVESTMENTS DE IEC ATLANTIC I LLC
  		EXCLUDED 21,507 4,864,995   No     No 91.630 %
(56) OLD LANE HMA MASTER FUND LP

PO BOX 309 S CHURCH ST
GEORGE TOWN,GRAND CAYMAN  
CJ
98-0487260 		INVESTMENTS CJ OLD LANE HMAFF LP
  		EXCLUDED 570,330 7,047,783   No     No 99.690 %
(57) OXFORD HPC INVESTMENT COMPANY LLC

350 WEST HUBBARD STE 450
CHICAGE,IL60610
36-4191828 		INVESTMENTS DE HARVARD PRIVATE CAPITAL REALTY INC
  		EXCLUDED 31,531     No     No 75.000 %
(58) PATIO GARDENS LLC

4970 EL CAMINO REAL STE 220
LOS ALTOS,CA94022
45-5311665 		INVESTMENTS DE IEC ATLANTIC II LLC
  		EXCLUDED       No     No 83.300 %
(59) PINO LLC

AVDA SANTA MARIA NO 6350 PISO 3
VITACURA,SANTIAGO  
CI
32-0302061 		INVESTMENTS DE PHEMUS CORP
  		EXCLUDED -2,047 34,700,076   No     No 100.000 %
(60) PUTNAM SQUARE APTS CO LP

C/O HRES 1350 MASS AVE
CAMBRIDGE,MA02138
04-3183446 		REAL ESTATE MA PRESIDENT AND FELLOWS OF HARVARD COLLEGE
  		EXCLUDED 596,333 2,707,089   No     No 99.000 %
(61) ROUND TABLE ASSET RECVRY MSTR FUND LTD

WINDWARD I W BAY RD
  GRAND CAYMAN  
CJ
98-0550169 		INVESTMENTS CJ ROUND TABLE ASSET RECOVERY INTERMEDIATE FUND LTD
  		EXCLUDED -15,048,302 176,925,714   No     No 70.270 %
(62) ROUND TABLE GLOBAL MACRO MSTR FUND LTD

WINDWARD I W BAY RD
  GRAND CAYMAN  
CJ
98-0645295 		INVESTMENTS CJ ROUND TABLE GLOBAL MACRO INTERMEDIATE FUND LTD
  		EXCLUDED -4,019,112 34,275,493   No     No 56.650 %
(63) SOIL INNOVATIONS LLC

AV DR CARDOSO DE MELO 1340-11 AN
SAO PAULO   04548-004
BR
90-0538481 		INVESTMENTS DE PHEMUS CORP
  		EXCLUDED -67,733 284,934,258   No     No 100.000 %
(64) SOUTHWOOD GARDENS LLC

4970 EL CAMINO REAL STE 220
LOS ALTOS,CA94022
45-4154784 		INVESTMENTS DE IEC ATLANTIC II LLC
  		EXCLUDED 289,356 45,344,178   No     No 93.100 %
(65) STOLBERG MEEHAN & SCANO II-A LP

370 17TH ST STE 3650
DENVER,CO80202
02-0537969 		INVESTMENTS DE HARVARD MANAGEMENT PRIVATE EQUITY CORP
  		EXCLUDED 60 10,889,361   No     No 67.410 %
(66) TFO CO-INVESTOR LLC

645 MADISON AVE 18TH FL
NEW YORK,NY10022
06-1762649 		INVESTMENTS DE HARVARD PRIVATE CAPITAL REALTY INC
  		EXCLUDED       No     No 100.000 %
(67) THE BREITHORN FUND LP

PO BOX 1234 GT S CHURCH ST
GEORGE TOWN,GRAND CAYMAN  
CJ
98-0549446 		INVESTMENTS CJ HARVARD MANAGEMENT PRIVATE EQUITY CORP
  		EXCLUDED 168,943 6,418,290   No     No 57.160 %
(68) THE ECO PRODUCTS FUND

400 MADISON AVE SUITE 14A
NEW YORK,NY10017
26-1329990 		INVESTMENTS DE PHEMUS CORP
  		UNRELATED -99,830 12,819,348   No 133,646   No 59.760 %
(69) THE TRITON FUND II NO 2 LP

22 GRENVILLE ST
ST. HELIER   JE4 8PX
JE
INVESTMENTS JE HARVARD MANAGEMENT PRIVATE EQUITY CORP
  		EXCLUDED 24,329,885 90,524,344   No     No 100.000 %
(70) THE VILLAGE 1 AT LAWRENCE STATION LLC

4970 EL CAMINO REAL STE 220
LOS ALTOS,CA94022
45-3419666 		INVESTMENTS DE IEC ATLANTIC I LLC
  		EXCLUDED 25,533 3,246,794   No     No 78.400 %
(71) THE VILLAGE 2 AT LAWRENCE STATION LLC

4970 EL CAMINO REAL STE 220
LOS ALTOS,CA94022
45-3159941 		INVESTMENTS DE IEC ATLANTIC I LLC
  		EXCLUDED -27,063 2,808,853   No     No 78.410 %
(72) THE WILDHORN FUND LP

PO BOX 1234 GT S CHURCH ST
GEORGE TOWN,GRAND CAYMAN  
CJ
98-0527266 		INVESTMENTS CJ HARVARD MANAGEMENT PRIVATE EQUITY CORP
  		EXCLUDED 1,795,077 2,863,012   No     No 99.730 %
(73) TRAVIS COAL RESTRUCTURED HOLDINGS LLC

200 CLARENDON ST
BOSTON,MA02116
20-2595311 		INVESTMENTS DE DENHAM COMMODITY PARTNERS FUND II LP
  		EXCLUDED 12,810,357 177,436,858   No     No 82.270 %
(74) USRA ATLANTIC CAPITAL PARTNERS LLC

1370 AVE OF AMERICAS
NEW YORK,NY10019
45-2686195 		INVESTMENTS DE ATLANTIC NET LEASE INVESTOR LLC
  		EXCLUDED 213,556 25,463,877   No     No 71.930 %
(75) VERBENA LLC DBA PURPLE VERBENA LLC

5700 WILSHIRE BLVD STE 330
LOS ANGELES,CA90036
90-0708621 		INVESTMENTS DE DEVONIAN LLC
  		EXCLUDED   121,652,219   No     No 84.700 %
(76) WBH KIRBY HILL CO-INVESTMENT LLC

645 MADISON AVE 18TH FL
NEW YORK,NY10022
14-1933484 		INVESTMENTS DE HARVARD PRIVATE CAPITAL REALTY INC
  		EXCLUDED   301,856   No     No 100.000 %
(77) WILLIAMSON ROYALTY VENTURES LLC

200 CLARENDON ST
BOSTON,MA02116
56-2563228 		INVESTMENTS DE DENHAM COMMODITY PARTNERS FUND III LP
  		EXCLUDED 8,648,853 62,635,515   No     No 59.160 %
(78) WORLDWIDE BEAUTY ONSHORE LP

630 FIFTH AVE 27TH FL
NEW YORK,NY10111
27-4577536 		INVESTMENTS DE HARVARD MANAGEMENT PRIVATE EQUITY CORP
  		EXCLUDED   16,535,057   No     No 71.430 %
Part IV
Identification of Related Organizations Taxable as a Corporation or Trust (Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related organizations treated as a corporation or trust during the tax year.)
(a)
Name, address, and EIN of related organization



 		(b)
Primary activity



 		(c)
Legal domicile
(state or
foreign
country)
 		(d)
Direct controlling
entity


 		(e)
Type of entity
(C corp, S corp,
or trust)

 		(f)
Share of total income



 		(g)
Share of
end-of-year
assets

 		(h)
Percentage
ownership
(1) 2226081 ONTARIO LTD
333 BAY ST STE 3400
TORONTO,ONM5H 2S7
CA
INVESTMENTS CA ALCION REAL ESTATE PARTNERS LP
  		C -878,037 30,309,494 93.930 %
(2) 365 CHURCH ST LP
4711 YONGE ST STE 1400
TORONTO,ONM2N 7E4
CA
INVESTMENTS CA ATLANTIC TORONTO HOLDINGS INC
  		C   6,817,926 57.370 %
(3) ADELAIDE-PETER DEVELOPMENTS
4711 YONGE ST STE 1400
TORONTO,ONM2N 7E4
CA
98-0684328 		INVESTMENTS CA ATLANTIC TORONTO HOLDINGS INC
  		C   13,158,289 53.600 %
(4) AGRICOLA BRINZAL LTDA
AVENIDA SANTA MARIA 6350 OFICINA 3
VITACURA,SANTIAGO  
CI
INVESTMENTS CI AGRICOLA E INVERS PAMPA ALEGRE SA
  		C -382,214 11,374,579 100.000 %
(5) AGRICOLA CRECER LTDA
AVENIDA SANTA MARIA 6350 OFICINA 3
VITACURA,SANTIAGO  
CI
INVESTMENTS CI AGRICOLA E INVERS PAMPA ALEGRE SA
  		C 1,028,544 2,040,684 100.000 %
(6) AGRICOLA DURAMEN LTDA
AVENIDA SANTA MARIA 6350 OFICINA 3
VITACURA,SANTIAGO  
CI
INVESTMENTS CI AGRICOLA E INVERS PAMPA ALEGRE SA
  		C -110,544 3,252,356 100.000 %
(7) AGRICOLA E INVERSIONES PAMPA ALEGRE SA
AVENIDA SANTA MARIA 6350 OFICINA 3
VITACURA,SANTIAGO  
CI
INVESTMENTS CI INVERSIONES TRES CUMBRES LTDA
  		C -150,862 9,621,884 100.000 %
(8) AGRICOLA FUNDO BUCALEMU LTDA
DEL INCA NO 4446 OFICINA 1007
LAS CONDES,SANTIAGO  
CI
98-0639220 		INVESTMENTS CI CLAG (CHILE) SPA
  		C -61,660 9,577,151 100.000 %
(9) AGRICOLA RAPEL LTDA
DEL INCA NO 4446 OFICINA 1007
LAS CONDES,SANTIAGO  
CI
98-0639218 		INVESTMENTS CI CLAG (CHILE) SPA
  		C -63,381 3,541,598 100.000 %
(10) AGRICOLA RETIRO LTDA
DEL INCA NO 4446 OFICINA 1007
LAS CONDES,SANTIAGO  
CI
INVESTMENTS CI CLAG (CHILE) SPA
  		C -141,790 9,063,071 100.000 %
(11) AGRICOLA RIBERA LTDA
DEL INCA NO 4446 OFICINA 1007
LAS CONDES,SANTIAGO  
CI
INVESTMENTS CI CLAG (CHILE) SPA
  		C -23,170 3,725,577 100.000 %
(12) AGROFLORESTAL VERDE SUL SA
RODOVIA RS-473 KM 22 RINCAO SO SA
DISTRICT MATARAZZO,RIO GRANDE DO SUL  
BR
INVESTMENTS BR PHEMUS CORP
  		C     100.000 %
(13) AQUILA INC
WALKER HOUSE MARY ST PO BOX 908G
GEORGE TOWN,GRAND CAYMANKY1-1104
CJ
98-0532782 		INVESTMENTS CJ HARVARD MGMT PRIVATE EQUITY CORP
  		C 4,164,164 173,535,575 100.000 %
(14) ARA INC
WALKER HOUSE MARY ST PO BOX 908G
GEORGE TOWN,GRAND CAYMANKY1-1104
CJ
98-0543813 		INVESTMENTS CJ HARVARD MGMT PRIVATE EQUITY CORP
  		C -10,753,953 7,235,131 100.000 %
(15) ATLANTIC AVENUE REALTY LTD
WALKER HOUSE MARY ST PO BOX 908G
GEORGE TOWN,GRAND CAYMANKY1-1104
CJ
98-0533323 		INVESTMENTS CJ HRVD PRVT CAP REALTY INC
  		C -2,722,213 59,996,110 100.000 %
(16) ATLANTIC EUROPE INVESTMENTS GP LTD
50 LOTHIAN RD FESTIVAL SQUARE
EDINBURGH   EH39WJ
UK
INVESTMENTS UK HARVARD PRVT CAP REALTY INC
  		C -382   100.000 %
(17) ATLANTIC EUROPE INVESTMENTS LP
50 LOTHIAN RD FESTIVAL SQUARE
EDINBURGH   EH39WJ
UK
98-0670648 		INVESTMENTS UK HARVARD PRVT CAP REALTY INC
  		C -1,628,347 2,506,374 100.000 %
(18) ATLANTIC PACIFIC REALTY INC
1301 SHOREWAY RD STE 250
BELMONT,CA94002
13-4283871 		INVESTMENTS MD HARVARD PRVT CAP REALTY INC
  		C 5,213,116 17,628,478 100.000 %
(19) ATLANTIC TORONTO 365 CHURCH ST GP INC
355 BURRARD ST STE 1900
VANCOUVER,BCV6C 2G8
CA
INVESTMENTS CA ATLANTIC TORONTO HOLDINGS INC
  		C   59 100.000 %
(20) ATLANTIC TORONTO A-P GP INC
355 BURRARD ST STE 1900
VANCOUVER,BCV6C 2G8
CA
98-0668180 		INVESTMENTS CA ATLANTIC TORONTO HOLDINGS INC
  		C   61 100.000 %
(21) ATLANTIC TORONTO GRENVILLE GP INC
355 BURRARD ST STE 1900
VANCOUVER,BCV6C 2G8
CA
INVESTMENTS CA ATLANTIC TORONTO HOLDINGS INC
  		C   147 100.000 %
(22) ATLANTIC TORONTO HOLDINGS INC
355 BURRARD ST STE 1900
VANCOUVER,BCV6C 2G8
CA
98-0668178 		INVESTMENTS CA ATLANTIC TORONTO LP
  		C   32,939,661 100.000 %
(23) BLACK KITE PTY LTD
LEVEL 38 201 ELIZABETH ST
SYDNEY   NSW 2000
AS
INVESTMENTS AS BLUE MARBLE HOLDINGS CORP
  		C     100.000 %
(24) BLACK KITE TRUST
LEVEL 38 201 ELIZABETH ST
SYDNEY   NSW 2000
AS
98-6063158 		INVESTMENTS AS SWT LP
  		C 1,412,525 15,916,701 100.000 %
(25) BLUE ATLANTIC INVESTORS INC
111 SOUTH WACKER DR STE 3300
CHICAGO,IL60606
45-1022813 		INVESTMENTS DE BLUE ATLANTIC ACQUISITION GROUP LLC
  		C -1,433,546 21,101,035 97.800 %
(26) BLUE ATLANTIC SHUTTLE LLC
111 SOUTH WACKER DR STE 3300
CHICAGO,IL60606
45-2542872 		INVESTMENTS DE BLUE ATLANTIC INVESTORS INC
  		C 36,733 83,553 97.800 %
(27) BRASIL TIMBER LTDA
AVENIDA CANDIDO DE ABREU 776 SALA
CANTRO CIVICO   80.530-000
BR
98-0645399 		INVESTMENTS BR DIVERS INTL TIMBER HOLDINGS LLC
  		C -2,585,095 5,213,286 100.000 %
(28) BRODIAEA INC
5757 PACIFIC AVE STE 222
STOCKTON,CA95207
90-0862085 		INVESTMENTS DE BELLUM LLC
  		C     100.000 %
(29) CAMPO GRANDE SA
AVDA SANTA MARIA NO 6350 PISO 3
VITACURA,SANTIAGO  
CI
INVESTMENTS CI DIVERS INTL TIMBER HOLDINGS LLC
  		C -2,868,477 27,721,254 100.000 %
(30) CARACOL AGROPECUARIA LTDA
RUA SETE DE SETEMBRO 730 11TH FL
PORTO ALEGRE,RSCEP 90010
BR
98-0642730 		INVESTMENTS BR GLOBAL FOREST INVESTMENTS LLC
  		C -8,125,935 34,126,585 100.000 %
(31) CCA JAPAN INVESTMENT BV
WORLD TRADE CTR TOWER H - 15TH FL
AMSTERDAM   1077 XV
NL
INVESTMENTS NL COMPOSITION CAPITAL ASIA FUND CV
  		C 420,368 5,878,523 58.980 %
(32) CHENNAI 2007
IFS COURT 28 CYBERCITY
EBENE    
MP
98-0644770 		INVESTMENTS MP PRES& FELLOWS OF HARVARD COLLEGE
  		C -868,640 80,486,670 100.000 %
(33) CHEVAL SP PARTICIPACOES LTDA
RUA DO FORUM S/N SALA B
CENTRO,GUADALUPECEP 64840
BR
INVESTMENTS BR GBE INVESTMENTS LTD
  		C     98.700 %
(34) CLAG (CHILE) SPA
DEL INCA NO 4446 OFICINA 1007
LAS CONDES,SANTIAGO  
CI
98-0650099 		INVESTMENTS CI CLAG LLC
  		C -3,341,537 40,580,207 100.000 %
(35) COMPOSITION CAPITAL ASIA FUND CV
WORLD TRADE CTR TOWER H - 15TH FL
AMSTERDAM   1077 XV
NL
98-0469927 		INVESTMENTS NL HARVARD PRVT CAP REALTY INC
  		C 184,055 65,839,633 58.980 %
(36) COMPOSITION CAPITAL ASIA II FEEDER CV
WORLD TRADE CTR TOWER H - 15TH FL
AMSTERDAM   1077 XV
NL
98-0563995 		INVESTMENTS NL HARVARD PRVT CAP REALTY INC
  		C 4,907,099 34,608,037 81.300 %
(37) COMPOSITION CAPITAL EUROPE FUND CV
WORLD TRADE CTR TOWER H - 15TH FL
AMSTERDAM   1077 XV
NL
98-0459793 		INVESTMENTS NL HARVARD PRVT CAP REALTY INC
  		C -11,939,034 41,201,387 58.250 %
(38) COMPOSITION CAPITAL EUROPE II FEEDER CV
WORLD TRADE CTR TOWER H - 15TH FL
AMSTERDAM   1077 XV
NL
98-0569903 		INVESTMENTS NL HARVARD PRVT CAP REALTY INC
  		C -2,432,931 37,388,957 71.750 %
(39) COMPOSITION FEEDER GMBH
BORSENSTRASSE 2-4 60313
FRANKFURT AM MAIN    
GM
INVESTMENTS GM COMPOSITION CAPITAL EUROPE FUND CV
  		C -1,219,795 18,561,283 58.250 %
(40) COMTEL ASSETS CORP
433 E LAS CALINAS BL
IRVING,TX75039
20-3239161 		INVESTMENTS DE DENHAM COMMOD PTRS FUND III LP
  		C 693,520 15,170,051 83.600 %
(41) COMTEL ASSETS INC
433 E LAS CALINAS BL
IRVING,TX75039
20-3239269 		INVESTMENTS DE DENHAM COMMOD PTRS FUND III LP
  		C 2,867 135,397 73.600 %
(42) COOPERATIE CC ASIA KOREA FEEDER UA
WORLD TRADE CTR TOWER H - 15TH FL
AMSTERDAM   1077 XV
NL
INVESTMENTS NL COMPOSITION CAPITAL ASIA FUND CV
  		C 27,284 7,052,296 58.980 %
(43) CSH PROGRAM REIT INC
975 F ST NW 9TH FL
WASHINGTON,DC20004
27-4280903 		INVESTMENTS DE CORAL SENIOR HOUSING LLC
  		C -5,215,289 89,620,033 99.500 %
(44) CSH TRS HOLDING LLC
975 F ST NW 9TH FL
WASHINGTON,DC20004
27-4286092 		INVESTMENTS DE CSH PROGRAM REIT INC
  		C 48,452 3,133,463 99.500 %
(45) DAIRY FARMS PARTNERSHIP
113 RUTHERFORD RD PUKEKOHE E POB
PUKEKOHE    
NZ
98-0594944 		INVESTMENTS NZ DF1 LTD
  		C 4,367,605 48,132,027 100.000 %
(46) ECO CEBACO SOCIEDAD ANONIMA
CALLE 52 Y ELVIRA MENDEZ PO BOX 08
PM
INVESTMENTS PM NICATECA INC
  		C -52,810 19,616,082 100.000 %
(47) ECONOMIZA AGROPECUARIA LTDA
ESTADA GERAL CONDOMINIO BOA ESPERAN
S/N GRANDE DO RIBEIRO,PIAUI  
BR
INVESTMENTS BR IPE AGROINDUSTRIAL LTDA
  		C   364,380 95.790 %
(48) ECUADOR TIMBER LP
PO BOX 309 UGLAND HOUSE
GRAND CAYMAN   KY1-1104
CJ
98-0492706 		INVESTMENTS CJ PHEMUS CORP
  		C 529,128 39,884,446 80.000 %
(49) EGRET INVESTMENTS LTD
C/O MAPLES CALDER PO BOX 309 UG
GEORGE TOWN,GRAND CAYMANKY1-1104
CJ
98-0650989 		INVESTMENTS CJ HARVARD MGMT PRIVATE EQUITY CORP
  		C 3,766,087   100.000 %
(50) EL MARIA SA
VILLA FINTANA DEL CLUB TERRAZA 2 C
MANAGUA    
NU
INVESTMENTS NU NICARAO LTD
  		C -44 807,901 100.000 %
(51) EMBARCADERO CAPITAL INVESTORS II REIT INC
1301 SHOREWAY RD STE 250
BELMONT,CA94002
37-1508503 		INVESTMENTS MD HRVD PRVT CAP REALTY INC
  		C -3,063,729 67,960,392 50.560 %
(52) EMERALD CATASTROPHE FUND LTD
STE 193 48 PAR-LA-VILLE RD
HAMILTON   HM 11
BD
INVESTMENTS BD BLUE MARBLE HOLDINGS CORP
  		C 5,902,111 124,137,086 98.650 %
(53) EMERGING COUNTRIES OPPORTUNITY FUND LTD
68 FORT ST PO BOX 705GT
  GRAND CAYMANKY1-1107
CJ
INVESTMENTS CJ HARVARD MGMT PRIVATE EQUITY CORP
  		C -2,146,692 1,804,416 98.000 %
(54) EMPRESA ECOLOGICA DEL ORINOCO SAS
CRA 9 NO 77 - 67 OFC 804
BOGOTA D.C    
CO
INVESTMENTS CO TOUCANET SA
  		C -3,755 4,826 100.000 %
(55) EMPRESAS VERDES ARGENTINA SA
CARLOS PELLEGRINI 1138 PISO 1
CORRIENTES   W3400BAT
AR
INVESTMENTS AR QUEBRADA HONDA SA
  		C -59,110 27,961,017 100.000 %
(56) ENKI HOLDINGS CORP
WALKER HOUSE MARY ST PO BOX 908G
GEORGE TOWN,GRAND CAYMANKY1-1104
CJ
98-0540586 		INVESTMENTS CJ HARVARD MGMT PRIVATE EQUITY CORP
  		C 1,747,944 623,181 100.000 %
(57) ESTANCIA CELINA SA
SUIPACHA 1111 - PISO 18
BUENOS AIRES   C1008AAW
AR
INVESTMENTS AR LAS MISIONES SA
  		C -345,717 2,946,410 100.000 %
(58) FLORESTAS DO SUL AGROFLORESTAL LTDA
RUA TAQUARY 335 DRISTAL
PORTO ALEGRE   CEP 90810
BR
98-0493906 		INVESTMENTS BR PHEMUS CORP
  		C -22,652,052 100,909,666 100.000 %
(59) FORESTAL BOSQUEPALM CIA LTDA
AVENIDA PATRIA FL 5 OFFICE 5
QUITO    
EC
INVESTMENTS EC ECUADOR TIMBER LP
  		C -53 10,347,821 79.790 %
(60) FORESTAL DEL RIO SA
SUIPACHA 1111 - PISO 18
BUENOS AIRES   C1008AAW
AR
INVESTMENTS AR QUEBRADA HONDA SA
  		C     100.000 %
(61) FORESTAL FORESVERGAL CIA LTDA
AVENIDA PATRIA FL 5 OFFICE 5
QUITO    
EC
INVESTMENTS EC ECUADOR TIMBER LP
  		C 755 14,526,777 79.790 %
(62) FRANCOLIN
PO BOX 309 UGLAND HOUSE
  GRAND CAYMANKY1-1104
CJ
98-1006384 		INVESTMENTS CJ SHIPPING VENTURE CORP
  		C -7,195,410 108,931,339 100.000 %
(63) GALILEIA AGROINDUSTRIAL LTDA
AV PEDROSO DE MORAES 1201 2 ANDA
PINHEIROS,SAO PAULO  
BR
INVESTMENTS BR INSOLO AGROINDUSTRIAL SA
  		C -1,182,020 52,205,117 95.790 %
(64) GATEWAY REAL ESTATE FUND III-TE LP
CRICKET SQUARE HUTCHINS DR PO BO
GEORGE TOWN,GRAND CAYMANKY1-1111
CJ
INVESTMENTS CJ HARVARD PRVT CAP REALTY INC
  		C -665,818 13,829,224 64.930 %
(65) GAVEA INVESTMENT FUND II B LP
PO BOX 986 GARDENIA COURT STE 33
CAMANA BAY,GRAND CAYMANKY1-1103
CJ
98-0537951 		INVESTMENTS CJ HARVARD MGMT PRIVATE EQUITY CORP
  		C -24,713,000 111,062,000 100.000 %
(66) GBE DEVELOPMENT I LTD
PO BOX 309GT UGLAND HOUSE S CHUR
GEORGE TOWN,GRAND CAYMAN  
CJ
INVESTMENTS CJ GBE INVESTMENTS LTD
  		C -3,226 6,390,825 98.700 %
(67) GBE DEVELOPMENT II LTD
PO BOX 309GT UGLAND HOUSE S CHUR
GEORGE TOWN,GRAND CAYMAN  
CJ
INVESTMENTS CJ GBE INVESTMENTS LTD
  		C -3,236 296,100 98.700 %
(68) GBE DEVELOPMENT III LTD
PO BOX 309GT UGLAND HOUSE S CHUR
GEORGE TOWN,GRAND CAYMAN  
CJ
INVESTMENTS CJ GBE INVESTMENTS LTD
  		C -3,227 246,750 98.700 %
(69) GBE DEVELOPMENT IV LTD
PO BOX 309GT UGLAND HOUSE S CHUR
GEORGE TOWN,GRAND CAYMAN  
CJ
INVESTMENTS CJ GBE INVESTMENTS LTD
  		C -5,039 3,784,158 98.700 %
(70) GBE DEVELOPMENT V LTD
PO BOX 309GT UGLAND HOUSE S CHUR
GEORGE TOWN,GRAND CAYMAN  
CJ
INVESTMENTS CJ GBE INVESTMENTS LTD
  		C -3,989 16,852,429 98.700 %
(71) GBE DEVELOPMENT VI LTD
PO BOX 309GT UGLAND HOUSE S CHUR
GEORGE TOWN,GRAND CAYMAN  
CJ
INVESTMENTS CJ GBE INVESTMENTS LTD
  		C -4,512   98.700 %
(72) GBE FAZENDAS LTDA
AV DAS AMERICAS 700 BLOCO 5
CIDADE DO RIO DE JANEIRO   CEP 22640
BR
INVESTMENTS BR GBE INVESTMENTS LTD
  		C 101,434 6,154,107 98.700 %
(73) GBE HOLDINGS LTD
PO BOX 309GT UGLAND HOUSE S CHUR
GEORGE TOWN,GRAND CAYMAN  
CJ
INVESTMENTS CJ GBE INVESTMENTS LTD
  		C -622,245 969 98.700 %
(74) GBE INVESTMENTS LTD
PO BOX 309GT UGLAND HOUSE S CHUR
GEORGE TOWN,GRAND CAYMAN  
CJ
INVESTMENTS CJ GBE INVESTMENTS LP
  		C -4,829 135,322,095 98.700 %
(75) GBE PROJETOS AGRICOLAS II LTDA
AV DAS AMERICAS 700 BLOCO 5
CIDADE DO RIO DE JANEIRO   CEP 22640
BR
INVESTMENTS BR GBE INVESTMENTS LTD
  		C -57,587 142,938 98.700 %
(76) GBE PROPERTIES I LTD
PO BOX 309GT UGLAND HOUSE S CHUR
GEORGE TOWN,GRAND CAYMAN  
CJ
INVESTMENTS CJ GBE INVESTMENTS LTD
  		C -2,831 7,264,320 98.700 %
(77) GBE PROPERTIES II LTD
PO BOX 309GT UGLAND HOUSE S CHUR
GEORGE TOWN,GRAND CAYMAN  
CJ
INVESTMENTS CJ GBE INVESTMENTS LTD
  		C -3,234 6,525,057 98.700 %
(78) GBE PROPERTIES III LTD
PO BOX 309GT UGLAND HOUSE S CHUR
GEORGE TOWN,GRAND CAYMAN  
CJ
INVESTMENTS CJ GBE INVESTMENTS LTD
  		C -2,607 1,579,200 98.700 %
(79) GBE PROPERTIES IV LTD
PO BOX 309GT UGLAND HOUSE S CHUR
GEORGE TOWN,GRAND CAYMAN  
CJ
INVESTMENTS CJ GBE INVESTMENTS LTD
  		C -5,114 10,288,488 98.700 %
(80) GBE PROPERTIES V LTD
PO BOX 309GT UGLAND HOUSE S CHUR
GEORGE TOWN,GRAND CAYMAN  
CJ
INVESTMENTS CJ GBE INVESTMENTS LTD
  		C -3,086 9,573,900 98.700 %
(81) GBE PROPERTIES VI LTD
PO BOX 309GT UGLAND HOUSE S CHUR
GEORGE TOWN,GRAND CAYMAN  
CJ
INVESTMENTS CJ GBE INVESTMENTS LTD
  		C -4,504   98.700 %
(82) GBE PROPRIEDADES E EMPREENDIMENTOS IMOBILIARIOS I LTDA
AV DAS AMERICAS 700 BLOCO 5
CIDADE DO RIO DE JANEIRO   CEP 22640
BR
INVESTMENTS BR GBE INVESTMENTS LTD
  		C -59,723 7,414,530 98.700 %
(83) GBE PROPRIEDADES E EMPREENDIMENTOS IMOBILIARIOS III LTDA
AV DAS AMERICAS 700 BLOCO 5
CIDADE DO RIO DE JANEIRO   CEP 22640
BR
INVESTMENTS BR GBE INVESTMENTS LTD
  		C -63,351 6,038,154 98.700 %
(84) GBE PROPRIEDADES E EMPREENDIMENTOS IMOBILIARIOS IV LTDA
AV DAS AMERICAS 700 BLOCO 5
CIDADE DO RIO DE JANEIRO   CEP 22640
BR
INVESTMENTS BR GBE INVESTMENTS LTD
  		C -146,131 23,222,239 98.700 %
(85) GBE PROPRIEDADES E EMPREENDIMENTOS IMOBILIARIOS V LTDA
AV DAS AMERICAS 700 BLOCO 5
CIDADE DO RIO DE JANEIRO   CEP 22640
BR
INVESTMENTS BR GBE INVESTMENTS LTD
  		C -58,240 17,034,970 98.700 %
(86) GERRITY ATLANTIC RETAIL PARTNERS INC
977 LOMAS SANTA FE DR STE A
SOLANA BEACH,CA92075
27-4802513 		INVESTMENTS DE GERRITY ATLAN RETAIL PTRS LLC
  		C 1,858,180 217,493,217 97.560 %
(87) GLOBAL MARITIME INVESTMENTS LTD
WALKER HOUSE 87 MARY ST
GEORGE TOWN,GRAND CAYMANKY1-9002
CJ
INVESTMENTS CJ HARVARD MGMT PRIVATE EQUITY CORP
  		C     57.000 %
(88) GRANARY INVESTMENTS
IFS COURT 28 CYBERCITY
CYBERCITY,EBENE  
MP
98-0607880 		INVESTMENTS MP LUCY HOLDINGS
  		C -15,142,767 66,061,144 100.000 %
(89) GUANARE AARL
JUNCAL 1327 FL 21
MONTEVIDEO   11000
UY
98-0641951 		INVESTMENTS UY PHEMUS CORP
  		C 1,831,441 67,447,640 100.000 %
(90) GUANARE SA
JUNCAL 1327 FL 21
MONTEVIDEO   11000
UY
INVESTMENTS UY PHEMUS CORP
  		C 840,516 74,024,797 100.000 %
(91) GULF ATLANTIC OPERATIONS LLC
200 CLARENDON ST
BOSTON,MA02116
20-2386722 		INVESTMENTS TX DENHAM COMMOD PTRS FUND III LP
  		C -509,343 748,832 83.600 %
(92) HARVARD BUSINESS SCHOOL PUBLISHING EUROPE LTD
23 SICILIAN AVE
LONDON    
UK
SALES SUPPORT UK HARVARD BUS SCH PUBLISH CORP
  		C 2,639,638 973,615 100.000 %
(93) HARVARD BUSINESS SCHOOL PUBLISHING FRANCE
23 RUE DU ROULE
PARIS    
FR
SALES SUPPORT FR HARVARD BUS SCH PUBLISH EUROPE LTD
  		C 396,332 197,044 100.000 %
(94) HARVARD BUSINESS SCHOOL PUBLISHING INDIA PRIVATE LTD
UNIT 423 GRAND HYATT MUMBAI
MUMBAI    
IN
PUBLISHING SUPPORT IN HARVARD BUS SCH PUBLISH CORP
  		C 2,323,228 1,478,328 99.990 %
(95) HARVARD CENTER SHANGHAI CO LTD
5TH FL HSBC BLDG INTL FIN CTR N
SHANGHAI   200120
CH
RESEARCH SUPPORT CH HARVARD INTERNATIONAL LLC
  		C 116,058 5,516,129 100.000 %
(96) HARVARD MANAGEMENT COMPANY ADVISOR LTD
21ST FL THE LANDMARK 15 QUEENS
HK
98-1069444 		INVESTMENTS HK HARVARD MGMT COMPANY INC
  		C     100.000 %
(97) HARVARD MASTER TRUST
1033 MASS AVE
CAMBRIDGE,MA02138
04-2636388 		INVESTMENTS MA PRES& FELLOWS OF HARVARD COLLEGE
  		T 14,217,653 744,496,295 100.000 %
(98) HARVARD PRIVATE CAPITAL PROPERTIES II INC
C/O HMC INC 600 ATLANTIC AVE
BOSTON,MA02210
04-3140558 		INVESTMENTS DE N/A
 C 347,742 607,673 100.000 %
(99) HARVARD PRIVATE CAPITAL PROPERTIES III INC
C/O HMC INC 600 ATLANTIC AVE
BOSTON,MA02110
76-0254935 		INVESTMENTS DE PHEMUS CORP
  		C   1,050 100.000 %
(100) HARVARD REAL ESTATE CV INC
1033 MASS AVE
CAMBRIDGE,MA02138
61-1627962 		REAL ESTATE MA PRES& FELLOWS OF HARVARD COLLEGE
  		C   87,611,938 100.000 %
(101) HARVARD UNIVERSITY PRESS OF NEW YORK
C/O HU PRESS 79 GARDEN ST
CAMBRIDGE,MA02138
13-3784301 		PUBLISHING NY PRES& FELLOWS OF HARVARD COLLEGE
  		C     100.000 %
(102) HARVARD UNIVERSITY PRESS LTD
VERNON HOUSE 23 SICILIAN AVE
LONDON    
UK
BOOK DISTRIBUTION UK PRES& FELLOWS OF HARVARD COLLEGE
  		C 3,431,783 1,321,185 100.000 %
(103) HB CAYMAN LTD
PO BOX 309GT UGLAND HOUSE S CHUR
  GRAND CAYMAN  
CJ
INVESTMENTS CJ HB INSTITUTIONAL LP
  		C 7,596,724 193,183,054 98.370 %
(104) HMC ADAGE MANAGER INC
C/O HMC INC 600 ATLANTIC AVE
BOSTON,MA02210
04-3567988 		INVESTMENTS MA PHEMUS CORP
  		S -456   100.000 %
(105) HPC PATRON SCOTLAND LP
50 LOTHIAN RD FESTIVAL SQUARE
EDINBURGH    
UK
98-0438748 		INVESTMENTS UK HARVARD PRVT CAP REALTY INC
  		C -11,239,691 336,821,183 100.000 %
(106) INDIA CAPITAL OPPORTUNITIES 1 LTD
IFS COURT 28 CYBERCITY
EBENE    
MP
INVESTMENTS MP HARVARD MGMT PRIVATE EQUITY CORP
  		C -16,821,385 36,192,194 64.350 %
(107) INSOLO AGROINDUSTRIAL SA
AV PEDROSO DE MORAES 1201 2 ANDA
PINHEIROS,SAO PAULO  
BR
INVESTMENTS BR IPA INVEST E PARTIC AGRICOLASLTDA
  		C -10,623,325 234,004,011 95.800 %
(108) INVERSIONES ANAY Y ASOCIADOS SA
VILLA FINTANA DEL CLUB TERRAZA 2 C
MANAGUA    
NU
INVESTMENTS NU NICARAO LTD
  		C     100.000 %
(109) INVERSIONES BRASIL SA
VILLA FINTANA DEL CLUB TERRAZA 2 C
MANAGUA    
NU
INVESTMENTS NU NICARAO LTD
  		C     100.000 %
(110) INVERSIONES CATIVAL SA
VILLA FINTANA DEL CLUB TERRAZA 2 C
MANAGUA    
NU
INVESTMENTS NU NICARAO LTD
  		C -699 307,961 100.000 %
(111) INVERSIONES CORAL SA
VILLA FINTANA DEL CLUB TERRAZA 2 C
MANAGUA    
NU
INVESTMENTS NU NICARAO LTD
  		C     100.000 %
(112) INVERSIONES SANTA RITA SA
VILLA FINTANA DEL CLUB TERRAZA 2 C
MANAGUA    
NU
INVESTMENTS NU NICARAO LTD
  		C -4,364 1,513,251 100.000 %
(113) INVERSIONES TRES CUMBRES LTDA
ROGER DE FLOR 2736 DP 8
COMUNA LAS CONDES,SANTIAGO  
CI
98-0446986 		INVESTMENTS CI PHEMUS CORP
  		C -1,251,884 15,885,949 100.000 %
(114) IPE AGROINDUSTRIAL LTDA
AV PEDROSO DE MORAES 1201 2 ANDA
PINHEIROS,SAO PAULO  
BR
INVESTMENTS BR INSOLO AGROINDUSTRIAL SA
  		C -7,883,476 179,639,359 95.790 %
(115) ISLA VISTA FOOD SERVICES LLC
111 EAST WAYNE ST STE 500
FORT WAYNE,IN46802
27-3070185 		INVESTMENTS DE ISLA VISTA INVESTORS LLC
  		C 121,528 424,935 69.860 %
(116) ISLA VISTA INVESTORS LLC
111 SOUTH WACKER DR STE 3300
CHICAGO,IL60606
27-3070148 		INVESTMENTS MD ISLA VISTA ACQUISITION GROUP LLC
  		C 1,666,911 75,714,355 69.860 %
(117) KAINGAROA TIMBERLANDS
GROUND FL 1243 RANOLF ST
NZ
98-0412394 		INVESTMENTS NZ PHEMUS CORP
  		C 86,734,800 1,177,857,600 60.000 %
(118) KTR LTD
PO BOX 309 UGLAND HOUSE
GRAND CAYMAN   KY1-1104
CJ
INVESTMENTS CJ PHEMUS CORP
  		C     100.000 %
(119) KUPE SHIPPING LTD
PO BOX 160 209 QUEEN ST
AUCKLAND   1140
NZ
INVESTMENTS NZ KAINGAROA TIMBERLANDS
  		C 33,600 276,600 60.000 %
(120) LA ARENOSA SA
VILLA FINTANA DEL CLUB TERRAZA 2 C
MANAGUA    
NU
INVESTMENTS NU NICARAO LTD
  		C     100.000 %
(121) LA JACARANDA SA
VILLA FINTANA DEL CLUB TERRAZA 2 C
MANAGUA    
NU
INVESTMENTS NU NICARAO LTD
  		C   91,019 100.000 %
(122) LA MORA SA
VILLA FINTANA DEL CLUB TERRAZA 2 C
MANAGUA    
NU
INVESTMENTS NU NICARAO LTD
  		C   901,572 100.000 %
(123) LA ZARZA SA
VILLA FINTANA DEL CLUB TERRAZA 2 C
MANAGUA    
NU
INVESTMENTS NU NICARAO LTD
  		C -6,125 3,639,304 100.000 %
(124) LABELLE SP PARTICIPACOES LTDA
RUA DO FORUM S/N SALA B
CENTRO,GUADALUPECEP 64840
BR
INVESTMENTS BR GBE INVESTMENTS LTD
  		C     98.700 %
(125) LAS ACACIAS SA
VILLA FINTANA DEL CLUB TERRAZA 2 C
MANAGUA    
NU
INVESTMENTS NU NICARAO LTD
  		C -44 66,206 100.000 %
(126) LAS MISIONES SA
SUIPACHA 1111 - PISO 18
BUENOS AIRES   C1008AAW
AR
INVESTMENTS AR CAMPO GRANDE SA
  		C -650,465 27,296,524 100.000 %
(127) LASALLE ASIA OPPORTUNITY CAYMAN I LTD
WALKER HOUSE 87 MARY ST
GEORGE TOWN,GRAND CAYMAN  
CJ
98-0447511 		INVESTMENTS CJ HARVARD PRVT CAP REALTY INC
  		C 16,046,341 67,451,509 100.000 %
(128) LIFETIME CENTRECOURT GRENVILLE LP
ANDREW HOFFMAN 1010-22 ST CHAIR A
TORONTO,ON4MT 2S3
CA
98-0684331 		INVESTMENTS CA ATLANTIC TORONTO HOLDINGS INC
  		C   15,462,170 52.510 %
(129) LINDENE LTD
PO BOX 309 UGLAND HOUSE
GEORGE TOWN,GRAND CAYMANKY1-1104
CJ
INVESTMENTS CJ HARVARD MGMT PRIVATE EQUITY CORP
  		C   51,734,408 100.000 %
(130) LONGSTOCKING INVESTMENT CORP
C/O HMC INC 600 ATLANTIC AVE
BOSTON,MA02210
52-2116455 		INVESTMENTS MA PRES& FELLOWS OF HARVARD COLLEGE
  		S -1,272   100.000 %
(131) LONGTERM FOREST PARTNERS CIA LTDA
AVENIDA PATRIA FL 5 OFFICE 5
QUITO    
EC
INVESTMENTS EC ECUADOR TIMBER LP
  		C 1,535,186 17,874,129 79.790 %
(132) LOS ALMENDROS SA
VILLA FINTANA DEL CLUB TERRAZA 2 C
MANAGUA    
NU
INVESTMENTS NU NICARAO LTD
  		C     100.000 %
(133) LOS AROMOS SA
VILLA FINTANA DEL CLUB TERRAZA 2 C
MANAGUA    
NU
INVESTMENTS NU NICARAO LTD
  		C     100.000 %
(134) LOS ARRAYANES SA
VILLA FINTANA DEL CLUB TERRAZA 2 C
MANAGUA    
NU
INVESTMENTS NU NICARAO LTD
  		C   1,445 100.000 %
(135) LOS BOLDOS SA
AVDA SANTA MARIA NO 6350 PISO 3
VITACURA,SANTIAGO  
CI
INVESTMENTS CI PINO LLC
  		C -15,848 2,784,398 100.000 %
(136) LOS LAURELES SA
AVDA SANTA MARIA NO 6350 PISO 3
VITACURA,SANTIAGO  
CI
INVESTMENTS CI DIVERS INTL TIMBER HOLDINGS LLC
  		C -327,238 2,591,080 100.000 %
(137) LOS LAURELES SA
VILLA FINTANA DEL CLUB TERRAZA 2 C
MANAGUA    
NU
INVESTMENTS NU NICARAO LTD
  		C   524,458 100.000 %
(138) LRP IV TAX EXEMPT (PF1) II LP
199 E LINDA MESA AVE 10
DANVILLE,CA94526
98-0560775 		INVESTMENTS JE LIQUID REALTY PTRS IV TAX EXEM(PF1) LP
  		C 1,855 405,445 100.000 %
(139) LRP IV TAX EXEMPT (PF1) LTD
199 E LINDA MESA AVE 10
DANVILLE,CA94526
98-0555927 		INVESTMENTS JE LIQUID REALTY PTRS IV TAX EXEM(PF1) LP
  		C 13,423 10,853,386 100.000 %
(140) MCRS REAL ESTATE INVESTMENT TRUST INC
152 WEST 57TH ST 46TH FL
NEW YORK,NY10019
27-3605599 		INVESTMENTS MD MCRS LLC
  		C 2,508,753 147,676,918 85.900 %
(141) MCRS TENANT HOLDCO LLC
152 WEST 57TH ST 46TH FL
NEW YORK,NY10019
27-3869467 		INVESTMENTS DE MCRS REAL ESTATE INVES TRUST INC
  		C -230,496 3,164,976 85.900 %
(142) MIRABILIS SA
CALLE LAS BEGONIAS NO 475 DPTO 7
SAN ISIDRO,LIMA  
PE
INVESTMENTS PE PARFEN SA
  		C   3,754 100.000 %
(143) NAZARE AGROINDUSTRIAL LTDA
AV PEDROSO DE MORAES 1201 2 ANDA
PINHEIROS,SAO PAULO  
BR
INVESTMENTS BR INSOLO AGROINDUSTRIAL SA
  		C -677,644 22,367,666 95.790 %
(144) NCH AGRIBUSINESS INVESTORS CORP
PO BOX 309 UGLAND HOUSE S CHURCH
GEORGE TOWN,GRAND CAYMANKY1-1104
CJ
98-0559097 		INVESTMENTS CJ HARVARD PRVT CAP REALTY INC
  		C -7,236,248 179,157,965 59.110 %
(145) NEANDERTHAL INVESTMENTS
IFS COURT 28 CYBERCITY
CYBERCITY,EBENE  
MP
98-0607884 		INVESTMENTS MP LUCY HOLDINGS
  		C -3,364,853 13,089,220 100.000 %
(146) NEW VERNON INDIA (CAYMAN) FUND LP
2330 PLAZA FIVE
JERSEY CITY   07311
CJ
20-1577934 		INVESTMENTS CJ HARVARD MGMT PRIVATE EQUITY CORP
  		C -55,859,386 113,326,585 99.990 %
(147) NGL HOLDINGS INC
200 CLARENDON ST
BOSTON,MA02116
33-1101243 		INVESTMENTS DE DENHAM COMMOD PTRS FUND II LP
  		C 1,415,195 9,256,247 81.590 %
(148) NICA TECA SA
VILLA FINTANA DEL CLUB TERRAZA 2 C
MANAGUA    
NU
INVESTMENTS NU NICARAO LTD
  		C -5,636 2,570,591 100.000 %
(149) NICARAO I LTD
PO BOX 309 UGLAND HOUSE
GRAND CAYMAN   KY1-1104
CJ
98-0643167 		INVESTMENTS CJ NICARAO LTD
  		C   735,288 100.000 %
(150) NICARAO II LTD
PO BOX 309 UGLAND HOUSE
GRAND CAYMAN   KY1-1104
CJ
98-0643169 		INVESTMENTS CJ NICARAO LTD
  		C   735,288 100.000 %
(151) NICARAO LTD
PO BOX 309 UGLAND HOUSE
GRAND CAYMAN   KY1-1104
CJ
98-0643164 		INVESTMENTS CJ NICATECA INC
  		C   35,293,846 100.000 %
(152) NICATECA INC
WALKER HOUSE 87 MARY ST
GEORGE TOWN,GRAND CAYMAN  
CJ
98-0520487 		INVESTMENTS CJ PHEMUS CORP
  		C -5,181,850 65,778,875 100.000 %
(153) OLD LANE HMAFF LP
PO BOX 309 UGLAND HOUSE
GEORGE TOWN,GRAND CAYMAN  
CJ
98-0487312 		INVESTMENTS CJ HARVARD MGMT PRIVATE EQUITY CORP
  		C 571,079 6,204,184 100.000 %
(154) OPERA SA
VILLA FINTANA DEL CLUB TERRAZA 2 C
MANAGUA    
NU
INVESTMENTS NU NICARAO LTD
  		C -2,042,208 9,483,227 100.000 %
(155) PARFEN SA
JUNCAL 1305 FL 21
MONTEVIDEO    
UY
INVESTMENTS UY AZARA LLC
  		C -1,167,425 73,103,184 100.000 %
(156) PATRIOT INTEREST HOLDINGS INC
200 CLARENDON ST
BOSTON,MA02116
01-0938844 		INVESTMENTS DE NGL HOLDINGS INC
  		C 398,303 1,196,528 81.590 %
(157) PEARL RETAIL INC
C/O MAPLES CALDER PO BOX 309 UG
GEORGE TOWN,GRAND CAYMANKY1-1104
CJ
98-1048757 		INVESTMENTS CJ PEARL RETAIL LLC
  		C -1,152,022 38,769,167 100.000 %
(158) PERMIAN MIDSTREAM CORP
200 CLARENDON ST
BOSTON,MA02116
01-0938834 		INVESTMENTS TX PATRIOT INTEREST HOLDINGS INC
  		C   856,139 81.590 %
(159) PINARES AARL
JUNCAL 1327 FL 21
MONTEVIDEO   11000
UY
98-0641950 		INVESTMENTS UY PHEMUS CORP
  		C -91,264 7,846,158 100.000 %
(160) POLARIS WINES INC
855 BORDEAUX WAY STE 260A
NAPA,CA94658
 INVESTMENTS DE PHEMUS CORP
  		C   1,575,000 72.000 %
(161) PRADARIA AGROFLORESTAL LTDA
RUA LUIZ DODERO 28 SALA 3
CAMPO GRANDE,MSCEP 79004
BR
98-0642732 		INVESTMENTS BR GLOBAL FOREST INVESTMENTS LLC
  		C -227,039,878 119,826,849 100.000 %
(162) QUEBRADA HONDA SA
AVDA SANTA MARIA NO 6350 PISO 3
VITACURA,SANTIAGO  
CI
INVESTMENTS CI PINO LLC
  		C -73,072 25,075,299 100.000 %
(163) QUETZAL BLUE SA
CALLE 52Y ELVIRA MENDEZ
PANAMAN    
PM
INVESTMENTS PM PHEMUS CORP
  		C     100.000 %
(164) REPRESA PROPERTIES LTD
PO BOX 309GT UGLAND HOUSE S CHUR
GEORGE TOWN,GRAND CAYMAN  
CJ
INVESTMENTS CJ GBE INVESTMENTS LTD
  		C -4,015 71,255,451 98.700 %
(165) RIO MIRA PARTICIPACOES LTDA
AV DAS AMERICAS 700 BLOCO 5
CIDADE DO RIO DE JANEIRO   CEP 22640
BR
INVESTMENTS BR GBE INVESTMENTS LTD
  		C -10,684 35,151,894 98.700 %
(166) ROMPLY MEROPS SRL
28-C C-TIN BUDISTEANUI ST 3RD FL
BUCHAREST    
RO
98-0646095 		INVESTMENTS RO PHEMUS CORP
  		C 6,867,647 13,505,735 100.000 %
(167) ROUND TABLE ASSET RECOVERY INTERMEDIATE FUND LTD
WINDWARD I REGATTA OFF PARK WEST
  GRAND CAYMANKY1 1205
CJ
INVESTMENTS CJ ROUND TABLE ASSET RECOVERY FUND LTD
  		C     76.360 %
(168) ROUND TABLE ASSET RECOVERY FUND LTD
WINDWARD I REGATTA OFF PARK WEST
  GRAND CAYMANKY1 1205
CJ
INVESTMENTS CJ BLUE MARBLE HOLDINGS CORP
  		C -15,178,157 117,755,148 76.440 %
(169) ROUND TABLE GLOBAL MACRO FUND LTD
WINDWARD I REGATTA OFF PARK WEST
  GRAND CAYMANKY1 1205
CJ
INVESTMENTS CJ BLUE MARBLE HOLDINGS CORP
  		C -4,739,124 27,027,798 69.270 %
(170) ROUND TABLE GLOBAL MACRO INTERMEDIATE FUND LTD
WINDWARD I REGATTA OFF PARK WEST
  GRAND CAYMANKY1 1205
CJ
INVESTMENTS CJ ROUND TABLE GLOBAL MACRO FUND LTD
  		C     69.240 %
(171) SANTA FILOMENA AGROINDUSTRIAL LTDA
AV PEDROSO DE MORAES 1201 2 ANDA
PINHEIROS,SAO PAULO  
BR
INVESTMENTS BR INSOLO AGROINDUSTRIAL SA
  		C   263,387 95.790 %
(172) SCOLOPAX SRL
BRASOV 8 VICTORIEI ST B1 42 BIS
BRASOV COUNTY    
RO
INVESTMENTS RO PHEMUS CORP
  		C -1,809,887 126,772,513 100.000 %
(173) SERRA GRANDE AGROINDUSTRIAL LTDA
AV PEDROSO DE MORAES 1201 2 ANDA
PINHEIROS,SAO PAULO  
BR
INVESTMENTS BR INSOLO AGROINDUSTRIAL SA
  		C -1,100,588 21,671,700 95.790 %
(174) SIA EMPETRUM
KULDIGAS RAJONS KURMALES PAGASTS
PRIEDAINE   BRALI 3301
LG
98-0648693 		INVESTMENTS LG PHEMUS CORP
  		C -750,519 16,591,580 100.000 %
(175) SOCIEDAD EXPLOTADORA AGRICOLA SPA
DEL INCA NO 4446 OFICINA 1007
LAS CONDES,SANTIAGO  
CI
98-0632838 		INVESTMENTS CI CLAG (CHILE) SPA
  		C -595,534 13,615,283 100.000 %
(176) SOROTIVO AGROPECUARIA LTDA
AV PEDROSO DE MORAES 1201 2 ANDA
PINHEIROS,SAO PAULO  
BR
INVESTMENTS BR IPE AGROINDUSTRIAL LTDA
  		C -101,416 1,599,677 95.790 %
(177) SUSTAINABLE TEAK PARTCIPACOES LTDA
AVENIDA GOVERNADOR PONCE DE ARRUDA
VAREZEA GRANDE,MATO GROSSOCEP 78110
BR
98-0639215 		INVESTMENTS BR BRAZIL TEAK LLC
  		C 4,196,111 203,179,334 100.000 %
(178) SUSTAINABLE TIMBERS SA
AVE JUSTO AROSEMANA 32 ST E
CORREGIMIENTO DE CALIDONIA    
PM
INVESTMENTS PM PHEMUS CORP
  		C 18,853 28,194,419 100.000 %
(179) TDR SCOTLAND LP
ONE STANHOPE GATE
LONDON   W1K 1AF
UK
98-0471766 		INVESTMENTS UK HARVARD MGMT PRIVATE EQUITY CORP
  		C 974,050 7,023,196 75.080 %
(180) TERENA SA
JUNCAL 1327 FL 21
MONTEVIDEO   11000
UY
INVESTMENTS UY PHEMUS CORP
  		C 5,667,546 38,067,067 100.000 %
(181) TERRACAL ALIMENTOS E BIOENERGIA - UNIDADE BAHIA LTDA
FAZENDA BOQUEIRAO S/N
ZONA RURAL,BARRACEP 47100
BR
INVESTMENTS BR GBE INVESTMENTS LTD
  		C -340,840 492,544 98.700 %
(182) TERRACAL ALIMENTOS E BIOENERGIA - UNIDADE MARANHAO LTDA
FAZENDA SANTO ANTONIO DA MANGA S/N
ZONA RURAL,MARANHAOCEP 65660
BR
INVESTMENTS BR GBE INVESTMENTS LTD
  		C -27,916 60,321 98.700 %
(183) TERRACAL ALIMENTOS E BIOENERGIA - UNIDADE MINAS GERAIS LTDA
FAZENDA FLEXAS S/N
ZONA RURAL,MINAS GERAISCEP 39290
BR
INVESTMENTS BR GBE INVESTMENTS LTD
  		C -1,665,897 2,503,627 98.700 %
(184) TERRACAL ALIMENTOS E BIOENERGIA - UNIDADE PIAUI LTDA
FAZENDA OITEIROS S/N
ZONA RURAL,GUADALUPECEP 64840
BR
INVESTMENTS BR GBE INVESTMENTS LTD
  		C -1,222,228 1,833,526 98.700 %
(185) TERRACAL ALIMENTOS E BIOENERGIA - UNIDADE TOCANTINS LTDA
FAZENDA ESPIANADA RODOVIA ESTADUAL
PEIXE   CEP 77460
BR
INVESTMENTS BR GBE INVESTMENTS LTD
  		C -161,119 3,425,456 98.700 %
(186) TERRACAL ALIMENTOS E BIOENERGIA LTDA
AV DAS AMERICAS 700 BLOCO 5
CIDADE DO RIO DE JANEIRO   CEP 22640
BR
INVESTMENTS BR GBE INVESTMENTS LTD
  		C -4,540,509 9,465,114 98.700 %
(187) TERRACAL PARTICIPACOES LTDA
AV DAS AMERICAS 700 BLOCO 5
CIDADE DO RIO DE JANEIRO   CEP 22640
BR
INVESTMENTS BR GBE INVESTMENTS LTD
  		C -8,794 2 98.700 %
(188) TERRACAL PROPRIEDADES LTDA
AV DAS AMERICAS 700 BLOCO 5
CIDADE DO RIO DE JANEIRO   CEP 22640
BR
INVESTMENTS BR GBE INVESTMENTS LTD
  		C 84,228 83,511,493 98.700 %
(189) TINAMOU
PO BOX 309 UGLAND HOUSE
  GRAND CAYMANKY1-1104
CJ
98-1014421 		INVESTMENTS CJ FRANCOLIN
  		C   250,000 100.000 %
(190) TOUCANET SA
PLAZA 2000 16TH FL 50TH ST
REPUBLIC OF PANAMA    
PM
INVESTMENTS PM PHEMUS CORP
  		C   2,225 100.000 %
(191) TUNUYAN SA
VILLA FINTANA DEL CLUB TERRAZA 2 C
MANAGUA    
NU
INVESTMENTS NU NICARAO LTD
  		C -9,542 6,322,702 100.000 %
(192) UNITECA AGROFLORESTAL SA
AVENIDA GOVERNADOR PONCE DE ARRUDA
VAREZEA GRANDE,MATO GROSSOCEP 78110
BR
INVESTMENTS BR SUSTAIN TEAK PARTCIPACOES LTDA
  		C 259,640 52,124,144 87.260 %
(193) USRA ATLANTIC NET LEASE CAPITAL CORP
1370 AVE OF AMERICAS
NEW YORK,NY10019
45-2732642 		INVESTMENTS DE USRA ATLANTIC CAPITAL PARTNERS LLC
  		C 339,838 36,378,369 71.930 %
(194) VALHOLL LTD
PO BOX 309 UGLAND HOUSE
GRAND CAYMAN   KY1-1104
CJ
98-0668673 		INVESTMENTS CJ PHEMUS CORP
  		C 11,152,460 779,634,931 100.000 %
(195) VERIWASTE LP
20-22 BEDFORD ROW
LONDON   WC1R 4JS
UK
98-0656246 		INVESTMENTS UK HARVARD MGMT PRIVATE EQUITY CORP
  		C -9,640,810   100.000 %
(196) VISTA VERDE AGROINDUSTRIAL LTDA
AV PEDROSO DE MORAES 1201 2 ANDA
PINHEIROS,SAO PAULO  
BR
INVESTMENTS BR INSOLO AGROINDUSTRIAL SA
  		C -1,253,760 35,717,463 95.790 %
(197) CHARITABLE LEAD TRUSTS (53)
 
 
CHARITABLE TRUST MA PRES& FELLOWS OF HARVARD COLLEGE
  		T      
(198) CHARITABLE REMAINDER TRUSTS (730)
 
 
CHARITABLE TRUST MA PRES& FELLOWS OF HARVARD COLLEGE
  		T      
(199) POOLED INCOME FUNDS (4)
 
 
CHARITABLE TRUST MA PRES& FELLOWS OF HARVARD COLLEGE
  		T      
Schedule R (Form 990) 2011
Schedule R (Form 990) 2011
Page 3
Part V
Transactions With Related Organizations (Complete if the organization answered "Yes" on Form 990, Part IV, line 34, 35, 35A, or 36.)
Note. Complete line 1 if any entity is listed in Parts II, III or IV.
Yes
No
1 During the tax year, did the orgranization engage in any of the following transactions with one or more related organizations listed in Parts II-IV?
a Receipt of (i) interest (ii) annuities (iii) royalties (iv) rent from a controlled entity . . . . . . . . . . . . . . . . . . . . . . .
1a
Yes
 
b Gift, grant, or capital contribution to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1b
Yes
 
c Gift, grant, or capital contribution from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1c
Yes
 
d Loans or loan guarantees to or for related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1d
Yes
 
e Loans or loan guarantees by related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1e
 
No
f Sale of assets to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1f
Yes
 
g Purchase of assets from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1g
Yes
 
h Exchange of assets with related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1h
 
No
i Lease of facilities, equipment, or other assets to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1i
Yes
 
j Lease of facilities, equipment, or other assets from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . .
1j
 
No
k Performance of services or membership or fundraising solicitations for related organization(s) . . . . . . . . . . . . . . . . . . . .
1k
Yes
 
l Performance of services or membership or fundraising solicitations by related organization(s) . . . . . . . . . . . . . . . . . . . .
1l
Yes
 
m Sharing of facilities, equipment, mailing lists, or other assets with related organization(s) . . . . . . . . . . . . . . . . . . . . .
1m
Yes
 
n Sharing of paid employees with related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1n
Yes
 
o Reimbursement paid to related organization(s) for expenses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1o
Yes
 
p Reimbursement paid by related organization(s) for expenses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1p
Yes
 
q Other transfer of cash or property to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1q
Yes
 
r Other transfer of cash or property from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1r
Yes
 
2
If the answer to any of the above is "Yes," see the instructions for information on who must complete this line, including covered relationships and transaction thresholds.
(a)
Name of other organization 		(b)
Transaction
type(a-r) 		(c)
Amount involved 		(d)
Method of determining amount involved
(1) AMERICAN REPERTORY THEATRE COMPANY INC

 B 3,000,000 CASH
(2) AMERICAN REPERTORY THEATRE COMPANY INC

 D 57,847 CASH
(3) AMERICAN REPERTORY THEATRE COMPANY INC

 I 675,932 COST
(4) AMERICAN REPERTORY THEATRE COMPANY INC

 L 601,268 COST
(5) ASSOCIACAO DAVID ROCKEFELLER CENTER DE UNIVERSIDADE DE HARVARD

 Q 805,000 CASH
(6) BLUE MARBLE HOLDINGS CORP

 B 117,747,049 CASH
(7) BLUE MARBLE HOLDINGS CORP

 C 24,563,151 CASH
(8) CENTRE RECHERCHE EUROPEEN DE LA HBS

 B 1,098,322 CASH
(9) CENTRE RECHERCHE EUROPEEN DE LA HBS

 N 61,846 COST
(10) CHENNAI 2007

 Q 73,456,662 CASH
(11) DEMETER HOLDINGS CORP

 B 69,036,703 CASH
(12) DEMETER HOLDINGS CORP

 C 24,072,035 CASH
(13) DUBAI HARVARD FOUNDATION FOR MEDICAL RESEARCH INC

 C 200,000 CASH
(14) DUBAI HARVARD FOUNDATION FOR MEDICAL RESEARCH INC

 M 14,573 COST
(15) DUBAI HARVARD FOUNDATION FOR MEDICAL RESEARCH INC

 N 410,338 COST
(16) FUNDACION CNTR DE INVESTIGACION DE LA ESCUELA DE ADMINISTRACION DE EMPRESA

 B 343,000 CASH
(17) FUNDACION CNTR DE INVESTIGACION DE LA ESCUELA DE ADMINISTRACION DE EMPRESA

 D 80,000 CASH
(18) FUNDACION CNTR DE INVESTIGACION DE LA ESCUELA DE ADMINISTRACION DE EMPRESA

 N 131,099 COST
(19) GIOVANNI ARMENISE-HARVARD FOUNDATION FOR SCIENTIFIC RESEARCH INC

 C 2,464,752 CASH
(20) GIOVANNI ARMENISE-HARVARD FOUNDATION FOR SCIENTIFIC RESEARCH INC

 M 13,035 COST
(21) GIOVANNI ARMENISE-HARVARD FOUNDATION FOR SCIENTIFIC RESEARCH INC

 N 403,757 COST
(22) HARVARD BUSINESS SCHOOL INTERACTIVE INC

 P 11,842,211 COST
(23) HARVARD BUSINESS SCHOOL INTERACTIVE INC

 R 12,140,820 CASH
(24) HARVARD BUSINESS SCHOOL PUBLISHING CORP

 A 16,601,279 FAIR MARKET VALUE
(25) HARVARD BUSINESS SCHOOL PUBLISHING CORP

 F 235,961 COST
(26) HARVARD BUSINESS SCHOOL PUBLISHING CORP

 G 5,702,295 COST
(27) HARVARD BUSINESS SCHOOL PUBLISHING CORP

 O 8,037,762 COST
(28) HARVARD BUSINESS SCHOOL PUBLISHING CORP

 R 24,141,898 CASH
(29) HARVARD CENTER SHANGHAI CO LTD

 L 5,002,651 COST
(30) HARVARD DEDICATED ENERGY LTD

 G 20,001,566 COST
(31) HARVARD GLOBAL RESEARCH AND SUPPORT SERVICES INC

 Q 147,090 CASH
(32) HARVARD MAGAZINE INC

 A 54,821 COST
(33) HARVARD MANAGEMENT COMPANY INC

 L 139,255,343 CASH
(34) HARVARD MANAGEMENT PRIVATE EQUITY CORP

 B 3,017,162,136 CASH
(35) HARVARD MANAGEMENT PRIVATE EQUITY CORP

 C 3,844,363,997 CASH
(36) HARVARD NEURODISCOVERY CENTER INC

 C 313,941 CASH
(37) HARVARD NEURODISCOVERY CENTER INC

 M 807,171 COST
(38) HARVARD NEURODISCOVERY CENTER INC

 N 1,118,663 COST
(39) HARVARD PRIVATE CAPITAL HOLDINGS INC

 B 288,310,423 CASH
(40) HARVARD PRIVATE CAPITAL HOLDINGS INC

 C 766,392,755 CASH
(41) HARVARD PRIVATE CAPITAL REALTY INC

 B 1,120,228,477 CASH
(42) HARVARD PRIVATE CAPITAL REALTY INC

 C 685,988,305 CASH
(43) HARVARD REAL ESTATE - ALLSTON INC

 Q 2,102,512 CASH
(44) HARVARD REAL ESTATE INC

 B 572,906 CASH
(45) HARVARD REAL ESTATE INC

 C 14,377 CASH
(46) HARVARD REAL ESTATE CV INC

 B 56,717,711 CASH
(47) HARVARD UNIVERSITY PRESS LTD

 R 1,650,000 CASH
(48) HARVARD UNIVERSITY PRESS OF NEW YORK

 O 506,895 COST
(49) LONGSTOCKING INVESTMENT CORP

 B 1,272 CASH
(50) LONGSTOCKING INVESTMENT CORP

 C 25,000 CASH
(51) PHEMUS CORP

 B 467,974,238 CASH
(52) PHEMUS CORP

 C 549,410,742 CASH
(53) PUTNAM SQUARE APTS CO LP

 R 23,667 CASH
(54) RED TOP INC

 R 16,737 CASH
(55) SHIPPING VENTURE CORP

 B 131,000,868 CASH
(56) SHIPPING VENTURE CORP

 C 14,831,244 CASH
(57) STUDENT CLUBS OF HBS INC

 A 4,105 COST
(58) STUDENT CLUBS OF HBS INC

 K 5,978 COST
(59) TRUSTEES FOR HARVARD UNIVERSITY

 C 10,090,846 CASH
Schedule R (Form 990) 2011
Schedule R (Form 990) 2011
Page 4
Part VI
Unrelated Organizations Taxable as a Partnership (Complete if the organization answered "Yes" on Form 990, Part IV, line 37.)
Provide the following information for each entity taxed as a partnership through which the organization conducted more than five percent of its activities (measured by total assets or gross revenue) that was not a related organization. See instructions regarding exclusion for certain investment partnerships.
(a)
Name, address, and EIN of entity 		(b)
Primary activity 		(c)
Legal domicile
(state or foreign
country) 		(d)
Predominant income(related, unrelated, excluded from tax under sections 512-514)

(e)
Are all
partners
section
501(c)(3)
organizations? 		(f)
Share of total income




 		(g)
Share of
end-of-year
assets 		(h)
Disproprtionate allocations? 		(i)
Code V—UBI
amount in box
20 of Schedule K-1
(Form 1065) 		(j)
General or
managing
partner? 		(k)
Percentage
ownership
Yes No Yes No Yes No






























Schedule R (Form 990) 2011
Schedule R (Form 990) 2011
Page 5
Part VII
Supplemental Information
Complete this part to provide additional information for responses to questions on Schedule R (see instructions).
Identifier Return Reference Explanation
AS A TRUST: SCHEDULE R, PART IV, IDENTIFICATION OF RELATED ORGANIZATIONS TAXABLE SPLIT INTEREST TRUSTS: IN ORDER TO PRESERVE DONOR PRIVACY, AND IN ACCORDANCE WITH THE 2011 IRS INSTRUCTIONS FOR SCHEDULE R, THE ORGANIZATION HAS REFRAINED FROM DISCLOSING THE DETAILS OF SPLIT INTEREST TRUSTS AND HAS INSTEAD REPORTED THE AGGREGATE NUMBER OF CHARITABLE REMAINDER TRUSTS, CHARITABLE LEAD TRUSTS, AND POOLED INCOME FUNDS. THE TRUSTS LISTED ARE DOMICILED IN MASSACHUSETTS, NEW YORK, AND WASHINGTON, D.C.
Additional Data


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