Form990-PF

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Nonexempt Charitable Trust
Treated as a Private Foundation
Note. The foundation may be able to use a copy of this return to satisfy state reporting requirements.
OMB No. 1545-0052
2012
Open to Public Inspection
For calendar year 2012, or tax year beginning 01-01-2012 , and ending 12-31-2012
Name of foundation
DUFFY FOUNDATION
C/O ERIK H SERR MILLER CANFIELD

Number and street (or P.O. box number if mail is not delivered to street address)101 N MAIN STREET 7TH FLOOR   Room/suite
City or town, state, and ZIP code
ANN ARBOR, MI48104
A Employer identification number

38-2908719
B Telephone number (see instructions)

(734) 663-2445
C bullet
G Check all that apply:

D 1. bullet
2. bullet
H Check type of organization:
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$40,153,486J Accounting method:
 
(Part I, column (d) must be on cash basis.)
E bullet
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet
3 Interest on savings and temporary cash investments 8,522 409  
4 Dividends and interest from securities...... 1,223,406 1,216,666  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 -331,338
b Gross sales price for all assets on line 6a 2,565,254
7 Capital gain net income (from Part IV, line 2)...  
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 900,590 1,217,075  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc.        
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule)......... Click to see attachment 58,347 58,347    
b Accounting fees (attach schedule)....... Click to see attachment 4,848 4,848    
c Other professional fees (attach schedule).... Click to see attachment 30,469 30,469    
17 Interest...............        
18 Taxes (attach schedule) (see instructions) Click to see attachment 28,889 6,309    
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 1,115 1,115    
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 123,668 101,088   0
25 Contributions, gifts, grants paid........ 3,033,000 3,033,000
26 Total expenses and disbursements. Add lines 24 and 25 3,156,668 101,088   3,033,000
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -2,256,078
b Net investment income (if negative, enter -0-) 1,115,987
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2012)
Form 990-PF (2012)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............... 259,765 274,556 274,556
2 Savings and temporary cash investments..........      
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see page 15 of the
instructions)....................      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)........ 26,344,797 Click to see attachment24,063,948 39,868,950
c Investments—corporate bonds (attach schedule)........      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)...........      
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)   Click to see attachment9,980 Click to see attachment9,980
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 26,604,562 24,348,484 40,153,486
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable...................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)..........   0
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted.................... 26,604,562 24,348,484
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds.........    
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds    
30 Total net assets or fund balances (see page 17 of the
instructions).................... 26,604,562 24,348,484
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 26,604,562 24,348,484
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 26,604,562
2 Enter amount from Part I, line 27a..................... 2 -2,256,078
3 Other increases not included in line 2 (itemize) bullet 3  
4 Add lines 1, 2, and 3.......................... 4 24,348,484
5 Decreases not included in line 2 (itemize) bullet 5  
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 24,348,484
Form 990-PF (2012)
Form 990-PF (2012)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a IBM OPTIONS P 2012-03-14 2012-11-20
b GENERAL ELECTRIC CORP P 2004-10-12 2012-08-24
c AT&T P 2001-01-03 2012-11-09
d HEWLETT PACKARD CO P 2011-03-09 2012-01-19
e COMPUTER SCIENCES CORP P 1989-12-27 2012-05-31
ILLINOIS TOOL WKS INC P 2001-05-15 2012-05-18
DETROIT MICH WTR SUPPLY P 2005-03-04 2012-07-02
ISHARES MSCI CANADA P 2011-02-11 2012-08-10
EXXON MOBIL CORP P 2005-12-27 2012-11-06
ISHARES MSCI PACIFIC P 2006-10-11 2012-08-10
GENERAL ELECTRIC COMPANY P 2001-01-03 2012-11-16
ISHARES MSCI CHINA P 2009-12-29 2012-08-10
JOHNSON & JOHNSON P 2001-01-03 2012-11-15
ISHARES MSCI EAFE P 2004-12-29 2012-07-26
KALAMAZOO MI BLDG AUTH P 2006-10-13 2012-10-01
SCHLUMBERGER LTD P 2006-02-17 2012-05-18
KRAFT FOODS GROUP P 2011-01-01 2012-10-01
STRYKER CORPORATION P 2009-03-24 2012-08-10
3M CO P 2011-01-01 2012-11-06
TJS COS P 2009-11-24 2012-05-18
ADOBE SYSTEMS INC P 2009-12-18 2012-08-10
TEVA PHARMACEUTICAL INDS P 2006-04-19 2012-08-10
CH ROBINSON WORLDWIDE INC P 2010-09-15 2012-08-10
CARTERPILLAR INC P 2009-03-19 2012-02-07
GUGGENHEIM BRIC ETF P 2010-03-11 2012-06-25
FRANKLIN RESOURCES INC P 2008-03-04 2012-08-10
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 14,696   235 14,461
b 28,770   33,368 -4,598
c 255,509   394,002 -138,493
d 26,920   42,230 -15,310
e 95,643   24,354 71,289
5,355   3,307 2,048
150,000   149,516 484
2,703   3,224 -521
275,779   168,186 107,593
8,710   8,345 365
400,636   917,500 -516,864
8,775   10,515 -1,740
344,737   251,955 92,782
110,800   123,405 -12,605
75,000   75,000  
6,449   5,687 762
15   5 10
21,176   13,335 7,841
474,847   376,291 98,556
8,008   3,883 4,125
32,580   37,159 -4,579
49,173   54,080 -4,907
32,853   40,906 -8,053
11,302   2,829 8,473
113,243   147,875 -34,632
11,575   9,400 2,175
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       14,461
b       -4,598
c       -138,493
d       -15,310
e       71,289
      2,048
      484
      -521
      107,593
      365
      -516,864
      -1,740
      92,782
      -12,605
       
      762
      10
      7,841
      98,556
      4,125
      -4,579
      -4,907
      -8,053
      8,473
      -34,632
      2,175
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 -331,338
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 . . . . . . . . . . . . . . . . 		Bracket 3 -849
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If “Yes,” the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2011 2,899,280 41,628,134 0.069647
2010 2,457,500 39,514,641 0.062192
2009 2,749,293 29,177,002 0.094228
2008 5,361,685 41,325,168 0.129744
2007 5,069,516 50,317,715 0.100750
2 Total of line 1, column (d) ...................... 2 0.456561
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.091312
4 Enter the net value of noncharitable-use assets for 2012 from Part X, line 5..... 4 41,110,559
5 Multiply line 4 by line 3....................... 5 3,753,887
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 11,160
7 Add lines 5 and 6......................... 7 3,765,047
8 Enter qualifying distributions from Part XII, line 4.............. 8 3,033,000
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions.
Form 990-PF (2012)
Form 990-PF (2012)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A” on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 22,320
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2  
3 Add lines 1 and 2............................ 3 22,320
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4  
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 22,320
6 Credits/Payments:
a 2012 estimated tax payments and 2011 overpayment credited to 2012 6a 22,000
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c  
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 22,000
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. Click to see attachment 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9 320
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10  
11 Enter the amount of line 10 to be: Credited to 2013 estimated taxBullet   Refunded Bullet 11  
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is “Yes” to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If “Yes,” attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If “Yes,” attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If “Yes,” has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If “Yes,” attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If “Yes,” complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletMI
    b
    If the answer is “Yes” to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If “No,” attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2012 or the taxable year beginning in 2012 (see instructions for Part XIV)?
    If “Yes,” complete Part XIV.............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If “Yes,” attach a schedule listing their names and addresses.
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletNONE
    14
    The books are in care ofbulletERIK H SERR Telephone no.bullet (734) 663-2445
    Located atbullet101 N MAIN ST7TH FLOORANN ARBORMI ZIP+4bullet48104
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16
    At any time during calendar year 2012, did the foundation have an interest in or a signature or other authority over
    a bank, securities, or other financial account in a foreign country? .................
    16
     
    No
    See instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the foreign country bullet  
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the “Yes” column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check “No”
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is “Yes” to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
     
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2012?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2012, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2012?...............
    If “Yes,” list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer “No” and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?.........................
    b
    If “Yes,” did it have excess business holdings in 2012 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2012.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2012?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)........
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is “Yes” to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
     
    .........bullet
    c
    If the answer is “Yes” to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If “Yes,” attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?........................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If “Yes” to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    ANDREA HOLMESClick to see attachment PRES & TREAS
    2.00     		0 0 0
    101 NORTH MAIN STREET
    7TH FLOOR
    ANN ARBOR,MI48104
    KATHRYN HOLMESClick to see attachment V. PRESIDENT
    2.00     		0 0 0
    101 NORTH MAIN STREET
    7TH FLOOR
    ANN ARBOR,MI48104
    CHRISTINE HOLMESClick to see attachment V. PRESIDENT
    2.00     		0 0 0
    101 NORTH MAIN STREET
    7TH FLOOR
    ANN ARBOR,MI48104
    ERIK SERRClick to see attachment SECRETARY
    2.00     		0 0 0
    101 NORTH MAIN STREET
    7TH FLOOR
    ANN ARBOR,MI48104
    ANDREA HOLMESClick to see attachment DIRECTOR
    2.00     		0 0 0
    101 NORTH MAIN STREET
    ANN ARBOR,MI48104
    KATHRYN HOLMESClick to see attachment DIRECTOR
    2.00     		0 0 0
    101 NORTH MAIN STREET
    7TH FLOOR
    ANN ARBOR,MI48104
    CHRISTINE HOLMESClick to see attachment DIRECTOR
    2.00     		0 0 0
    101 NORTH MAIN STREET
    7TH FLOOR
    ANN ARBOR,MI48104
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE.”
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet  
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet  
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1 N/A  
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3..........................bullet  
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    40,880,306
    b
    Average of monthly cash balances.......................
    1b
    856,302
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    41,736,608
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
    41,736,608
    4
    Cash deemed held for charitable activities. Enter 1 1⁄2% of line 3 (for greater amount, see
    instructions) .............................
    4
    626,049
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    41,110,559
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    2,055,528
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    2,055,528
    2a
    Tax on investment income for 2012 from Part VI, line 5......
    2a
    22,320
    b
    Income tax for 2012. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    22,320
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    2,033,208
    4
    Recoveries of amounts treated as qualifying distributions................
    4
     
    5
    Add lines 3 and 4............................
    5
    2,033,208
    6
    Deduction from distributable amount (see instructions).................
    6
     
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
    2,033,208
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    3,033,000
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    3,033,000
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
     
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    3,033,000
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 8
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2011     		(c)
    2011     		(d)
    2012
    1 Distributable amount for 2012 from Part XI, line 7 2,033,208
    2 Undistributed income, if any, as of the end of 2012:
    a Enter amount for 2011 only.......  
    b Total for prior years:20, 20, 20  
    3 Excess distributions carryover, if any, to 2012:
    a From 2007....... 2,642,198
    b From 2008....... 3,339,647
    c From 2009....... 1,308,857
    d From 2010....... 499,693
    e From 2011....... 838,453
    fTotal of lines 3a through e......... 8,628,848
    4Qualifying distributions for 2012 from Part
    XII, line 4: bullet$ 3,033,000
    a Applied to 2011, but not more than line 2a  
    b Applied to undistributed income of prior years
    (Election required—see instructions)......     		 
    c Treated as distributions out of corpus (Election
    required—see instructions).........     		 
    d Applied to 2012 distributable amount..... 2,033,208
    e Remaining amount distributed out of corpus 999,792
    5 Excess distributions carryover applied to 2012.    
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 9,628,640
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		 
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		 
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		 
    e Undistributed income for 2011. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		 
    f Undistributed income for 2012. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2013 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see
    instructions) .............     		 
    8Excess distributions carryover from 2007 not
    applied on line 5 or line 7 (see instructions) ...     		2,642,198
    9Excess distributions carryover to 2013.
    Subtract lines 7 and 8 from line 6a ......     		6,986,442
    10 Analysis of line 9:
    a Excess from 2008.... 3,339,647
    b Excess from 2009.... 1,308,857
    c Excess from 2010.... 499,693
    d Excess from 2011.... 838,453
    e Excess from 2012.... 999,792
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 9
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2012, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2012 (b) 2011 (c) 2010 (d) 2009
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ....     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets” alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment” alternative test— enter 2⁄3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support” alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    ALLIANCE FOR GREAT LAKES
    ALLIANCE FOR GREAT LAKES
    700 W FULTON AVE
    700 W FULTON AVE
    GRAND HAVEN,MI49417     		NONE   CONSISTENT W/ 501(C)(3) STATUS 5,000
    AMERICAN RED CROSS
    AMERICAN RED CROSS
    4624 PACKARD ST
    4624 PACKARD ST
    ANN ARBOR,MI48108     		NONE   CONSISTENT W/ 501(C)(3) STATUS 35,000
    ANN ARBOR AREA COMMUNITY
    ANN ARBOR AREA COMM FDN
    301 N MAIN ST STE 300
    301 N MAIN ST STE 300
    ANN ARBOR,MI48104     		NONE   CONSISTENT W/ 501(C)(3) STATUS 25,000
    ANN ARBOR CENTER FOR INDE
    ANN ARBOR CENTER FOR INDEPENDENT LIVING
    3941 RESEARCH PARK DRIVE
    3941 RESERACH PARK DRIVE
    ANN ARBOR,MI48108     		NONE   CONSISTENT W/ 501(C)(3) STATUS 50,000
    ANN ARBOR COMMUNITY CTR
    ANN ARBOR COMMUNITY CTR
    625 N MAIN ST
    625 N MAIN ST
    ANN ARBOR,MI48105     		NONE   CONSISTENT W/ 501(C)(3) STATUS 15,000
    ANN ARBOR HANDS ON MUSEUM
    ANN ARBOR HANDS ON MUSEUM
    220 E ANN ST
    220 E ANN ST
    ANN ARBOR,MI48104     		NONE   CONSISTENT W/ 501(C)(3) STATUS 100,000
    ARBOR HOSPICE FOUNDATION
    ANN ARBOR HOSPICE FOUNDATION
    2366 OAK VALLEY DR
    2366 OAK VALLEY DR
    ANN ARBOR,MI48103     		NONE   CONSISTENT W/ 501(C)(3) STATUS 200,000
    ANN ARBOR TEEN CENTER
    ANN ARBOR TEEN CENTER
    301 E WASHINGTON ST
    301 E WASHINGTON ST
    ANN ARBOR,MI48104     		NONE   CONSISTENT W/ 501(C)(3) STATUS 15,000
    ANN ARBOR YMCA
    ANN ARBOR YMCA
    400 W WASHINGTON
    400 W WASHINGTON
    ANN ARBOR,MI48103     		NONE   CONSISTENT W/ 501(C)(3) STATUS 90,000
    BURT LAKE PRESERVATIONS A
    BURT LAKE PRESERVATION
    PO BOX 632
    PO BOX 632
    INDIAN RIVER,MI49749     		NONE   CONSISTENT W/ 501(C)(3) STATUS 10,000
    CAMP MAK-A-DREAM
    CAMP MAK-A-DREAM
    PO BOX 1450
    PO BOX 1450
    MISSOULA,MT59806     		NONE   CONSISTENT W/ 501(C)(3) STATUS 5,000
    CORNER HEALTH CTR
    CORNER HEALTH CENTER FOR YOUNG ADULTS
    47 N HURON
    47 N HURON
    YPSILANTI,MI48197     		NONE   CONSISTENT W/ 501(C)(3) STATUS 40,000
    DAWN INCORPORATED
    DAWN INCORPORATED
    6633 STONEYCREEK RD
    6633 STONEY CREEK RD
    YPSILANTI,MI48197     		NONE   CONSISTENT W/ 501(C)(3) STATUS 75,000
    DETROIT ZOOLOGICAL SOCIET
    DETROIT ZOOLOGICAL SOCIETY
    8450 W 10 MILE RD
    8450 W 10 MILE RD
    ROYAL OAK,MI48067     		NONE   CONSISTENT W/ 501(C)(3) STATUS 35,000
    DOMESTIC VIOLENCE PROJECT
    DOMESTIC VIOLENCE PROJECT
    720 19TH ST SE
    720 19TH ST SE
    CANTON,MI48188     		NONE   CONSISTENT W/ 501(C)(3) STATUS 80,000
    EARLY LEARNING CENTER
    EARLY LEARNING CENTER
    N/A
    N/A
    ANN ARBOR,MI48104     		NONE   CONSISTENT W/ 501(C)(3) STATUS 8,000
    ELE'S PLACE
    ELE'S PLACE
    1145 W OAKLAND AVE
    1145 W OAKLAND AVE
    LANSING,MI48915     		NONE   CONSISTENT W/ 501(C)(3) STATUS 5,000
    CHILDREN'S LITERACY NETWORK
    CHILDREN'S LITERACY NETWORK
    3174 PACKARD RD
    3174 PACKARD RAOD
    ANN ARBOR,MI48108     		NONE   CONSISTENT W/ 501(C)(3) STATUS 5,000
    FOOD GATHERERS
    FOOD GATHERERS
    1 CARROT WAY
    1 CARROT WAY
    ANN ARBOR,MI48105     		NONE   CONSISTENT W/ 501(C)(3) STATUS 80,000
    GREAT LAKES RABBITS SANCT
    GREAT LAKES RABBITS SANCTUARY
    PO BOX 7
    PO BOX 7
    WHITTAKER,MI48190     		NONE   CONSISTENT W/ 501(C)(3) STATUS 17,000
    HABITAT FOR HUMANITY
    HABITAT FOR HUMANITY
    170 APRILL DR STE A
    170 ARILL DR STE A
    ANN ARBOR,MI48103     		NONE   CONSISTENT W/ 501(C)(3) STATUS 25,000
    HORSES HAVEN
    HORSES HAVEN
    8257 N LATSON RD
    8257 N LATSON RD
    HOWELL,MI48855     		NONE   CONSISTENT W/ 501(C)(3) STATUS 55,000
    HUMANE SOCIETY OF HURON V
    HUMANE SOCIETY OF HURON VALLEY
    3100 CHERRY HILL RD
    3100 CHERRY HILL ROAD
    ANN ARBOR,MI48105     		NONE   CONSISTENT W/ 501(C)(3) STATUS 80,000
    LEADER DOGS FOR THE BLIND
    LEADER DOGS FOR THE BLIND
    1039 S ROCHESTER RD
    1039 S ROCHESTER RD
    ROCHESTER,MI48307     		NONE   CONSISTENT W/ 501(C)(3) STATUS 45,000
    LEGACY LAND CONSERVANCY
    LEGACY LAND CONSERVANCY
    1100 N MAIN ST
    1100 N MAIN ST
    ANN ARBOR,MI48104     		NONE   CONSISTENT W/ 501(C)(3) STATUS 70,000
    MI ABILITY PARTNERS
    MI ABILITY PARTNERS
    3810 PACKARD RD STE 200
    3810 PACKARD RD STE 20
    ANN ARBOR,MI48108     		NONE   CONSISTENT W/ 501(C)(3) STATUS 50,000
    MI ANTI CRUELTY SOCIETY
    MI ANTI CRUELTY SOCIETY
    13569 JOSEPH CAMPAU ST
    13569 JOSEPH CAMPAU ST
    DETROIT,MI48212     		NONE   CONSISTENT W/ 501(C)(3) STATUS 55,000
    MI FRIENDS CENTER
    MI FRIENDS CENTER
    7748 CLARKLAKE RD
    7748 CLARKLAKE RD
    CHELSEA,MI48118     		NONE   CONSISTENT W/ 501(C)(3) STATUS 2,000
    MI THEATRE FND INC
    MI THEATRE FNDT INC
    603 E LIBERTY
    603 E LIBERTY
    ANN ARBOR,MI48108     		NONE   CONSISTENT W/ 501(C)(3) STATUS 40,000
    MICHIGAN HUMANE SOCIETY
    MICHIGAN HUMANE SOCIETY
    26711 NORTHWESTERN HWY S
    26711 NORTHWESTERN HWY S
    SOUTHFIELD,MI48034     		NONE   CONSISTENT W/ 501(C)(3) STATUS 55,000
    MCLAREN NORTHERN MI FOUNDATION
    MCLAREN NORTHERN MI FOUNDATION
    416 CONNABLE AVE
    416 CONNABLE AVE
    PETOSKEY,MI49770     		NONE   CONSISTENT W/ 501(C)(3) STATUS 35,000
    OZONE HOUSE
    OZONE HOUSE
    1705 WASHTENAW
    1705 WASHTENAW
    ANN ARBOR,MI48104     		NONE   CONSISTENT W/ 501(C)(3) STATUS 50,000
    PAWS WITH A CAUSE
    PAWS WITH A CAUSE
    2660 AUBURN ROAD
    2660 AUBURN ROAD
    AUBURN HILLS,MI48326     		NONE   CONSISTENT W/ 501(C)(3) STATUS 75,000
    PURPLE ROSE THEATRE COMPA
    PURPLE ROSE THEATRE COMPANY
    137 PARK ST
    137 PARK ST
    CHELSEA,MI48118     		NONE   CONSISTENT W/ 501(C)(3) STATUS 30,000
    RECYCLE ANN ARBOR
    RECYCLE ANN ARBOR
    2420 S INDUSTRIAL HWY
    2420 S INDUSTRIAL HGWY
    ANN ARBOR,MI48104     		NONE   CONSISTENT W/ 501(C)(3) STATUS 5,000
    RONALD MCDONALD HOUSE
    RONALD MCDONALD HOUSE
    121 S HOLMES
    121 S HOLMES
    LANSING,MI48912     		NONE   CONSISTENT W/ 501(C)(3) STATUS 30,000
    SHELTER ASSOCIATION OF WA
    SHELTER ASSOCIATION OF WASHTENAW CO
    PO BOX 7370
    PO BOX 7370
    ANN ARBOR,MI48107     		NONE   CONSISTENT W/ 501(C)(3) STATUS 150,000
    SOS COMMUNITY SVS
    SOS COMMUNITY SERVICES
    101 S HURON ST
    101 S HURON ST
    YPSILANTI,MI48197     		NONE   CONSISTENT W 501(C)(3) STATUS 30,000
    SOUTHEAST MICHIGAN LAND C
    SOUTHEAST MICHIGAN LAND CONSERVANCY
    8383 VREELAND RD
    8383 VREELAND RD
    SUPERIOR TWP,MI48190     		NONE   CONSISTENT W/ 501(C)(3) STATUS 25,000
    ST LOUIS CENTE
    ST LOUIS CENTER
    16195 OLD US 12
    16195 OLD US 12
    CHELSEA,MI48118     		NONE   CONSISTENT W/ 501(C)(3) STATUS 150,000
    THERAPEUTIC RIDING INC
    THERAPEUTIC RIDING INC
    4715 E JOY RD
    4715 E JOY ROAD
    ANN ARBOR,MI48105     		NONE   CONSISTENT W/ 501(C)(3) STATUS 15,000
    TIP OF THE MITT WATERSHED
    TIP OF THE MITT WATERSHED COUNCIL
    426 BAY ST
    426 BAY ST
    PETOSKEY,MI49770     		NONE   CONSISTENT W/ 501(C)(3) STATUS 25,000
    TRAILS END WILDLIFE REFUG
    TRAILS END WILDLIFE REFUGE INC
    N/A
    N/A
    MARTINSVILLE,IN46151     		NONE   CONSISTENT W/ 501(C)(3) STATUS 20,000
    UNIV MUSICAL SOCIETY
    UNIVERSITY MUSICAL SOCIETY
    BURTON TOWER
    BURTON TOWER
    ANN ARBOR,MI48103     		NONE   CONSISTENT W/ 501(C)(3) STATUS 95,000
    UNIVERSITY OF MICHIGAN
    UNIVERSITY OF MICHIGAN
    3003 STATE ST
    3003 STATE ST
    ANN ARBOR,MI48109     		NONE   CONSISTENT W/ 501(C)(3) STATUS 102,000
    WASHTENAW CO HISTORICAL
    WASHTENAW CO HISTORICAL
    P O BOX 3336
    P O BOX 3336
    ANN ARBOR,MI48106     		NONE   CONSISTENT W/501(C)(3) STATUS 4,000
    WASHTENAW HOUSING ALLIANC
    WASHTENAW HOUSING ALLIANCE
    PO BOX 7993
    PO BOX 7993
    ANN ARBOR,MI48107     		NONE   CONSISTENT W/ 501(C)(3) STATUS 65,000
    WASHTENAW LITERACY
    WASHTENAW LITERACY
    1100 N MAIN ST
    1100 N MAIN ST
    ANN ARBOR,MI48104     		NONE   CONSISTENT W/ 501(C)(3) STATUS 30,000
    HOPE MEDICAL CLINIC INC
    HOPE MEDICAL CLINIC INC
    P O BOX 980311
    P O BOX 980311
    YPSILANTI,MI48198     		NONE   CONSISTENT W/501(C)(3) STATUS 30,000
    UMRC HERITAGE FOUNDATION
    UMRC HERITAGE FOUNDATION
    3003 STATE ST
    3003 STATE ST
    ANN ARBOR,MI48109     		NONE   CONSISTENT W/501(C)(3) STATUS 500,000
    ANIMALS AND SOCIETY INSTI
    ANIMALS AND SOCIETY INSTITUTE
    2512 CARPENTER ROAD
    2512 CARPENTER ROAD
    ANN ARBOR,MI48108     		NONE   CONSISTENT W/501(C)(3) STATUS 5,000
    LIFELINE INC
    LIFELINE INC
    1609 MCCALLIE AVE
    1609 MCCALLIE AVE
    CHATTANOOGA,TN37404     		NONE   CONSISTENT W/501(C)(3) STATUS 30,000
    LIONS VISUALLY IMPAIRED YOUTH
    LIONS VISUALLY IMPAIRED YOUTH
    3409 N FIVE LAKES ROAD
    3409 N FIVE LAKES ROAD
    LAPEER,MI48446     		NONE   CONSISTENT W/501(C)(3) STATUS 5,000
    ASSISTIVE MEDIA
    ASSISTIVE MEDIA
    400 MAYNARD STREET
    400 MAYNARD STREET
    ANN ARBOR,MI48104     		NONE   CONSISTENT W/501(C)(3) STATUS 5,000
    PEACE NEIGHBORHOOD CENTER
    PEACE NEIGHBORHOOD CENTER
    1111 N MAPLE ROAD
    1111 N MAPLE ROAD
    ANN ARBOR,MI48103     		NONE   CONSISTENT W/501(C)(3) STATUS 10,000
    YPSILANTI MEALS ON WHEELS
    YPSILANTI MEALS ON WHEELS
    1110 W CROSS
    1110 CROSS
    YPSILANTI,MI48197     		NONE   CONSISTENT W/501(C)(3) STATUS 25,000
    GLACIER HILLS FOUNDATION
    GLACIER HILLS FOUNDATION
    1200 EARHART ROAD
    1200 EARHART ROAD
    ANN ARBOR,MI48105     		NONE   CONSISTENT W/501(C)(3) STATUS 25,000
    LIVINGSTON AREA COUNCIL AGAINST SP
    LIVINGSTON AREA COUNCIL AGAINST SPOUSE ABUSE INC
    2895 W GRAND RIVER AVENUE
    2895 W GRAND RIVER AVENUE
    HOWELL,MI48843     		NONE   CONSISTENT W/501(C)(3) STATUS 25,000
    CATHOLIC SOCIAL SERVICES OF WASHTEN
    CATHOLIC SOCIAL SERVICES OF WASHTENAW
    4925 PACKARD ROAD
    4925 PACKARD ROAD
    ANN ARBOR,MI481081521     		NONE   CONSISTENT W/501(C)(3) STATUS 10,000
    FLY CHILDREN'S ART CENTER
    FLY CHILDREN'S ART CENTER
    40 N HURON ST
    40 N HURON ST
    YPSILANTI,MI48197     		NONE   CONSISTENT W/501(C)(3) STATUS 2,000
    CATHOLIC SOCIAL SERVICES OF WASHTEN
    CATHOLIC SOCIAL SERVICES OF WASHTENAW
    4925 PACKARD ROAD
    4925 PACKARD ROAD
    ANN ARBOR,MI481081521     		NONE   CONSISTENT W/501(C)(3) STATUS 8,000
    NATIONAL FOUNDATION FOR TRANSPLANTS
    NATIONAL FOUNDATION FOR TRANSPLANTS
    5350 POPLAR AVE STE 430
    5350 POPLAR AVE STE 430
    MEMPHIS,TN38119     		NONE   CONSISTENT W/501(C)(3) STATUS 45,000
    Total .................................bullet 3a 3,033,000
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3Interest on savings and temporary cash investments     14 409 8,113
    4 Dividends and interest from securities....     14 1,223,406  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8Gain or (loss) from sales of assets other than inventory     14 -331,338  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   892,477 8,113
    13Total. Add line 12, columns (b), (d), and (e)..................
    13900,590
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    3 INTEREST ON STATE AND LOCAL BONDS EXEMPT PER IRC SEC 103
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section
    Yes
    No
    501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is “Yes,” complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If “Yes,” complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2012)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2012 AccountingFeesSchedule
    Name:
    DUFFY FOUNDATION
    C/O ERIK H SERR MILLER CANFIELD
    EIN: 38-2908719
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ACCOUNTING FEES 4,848 4,848    

    TY 2012 CompensationExplanation
    Name:
    DUFFY FOUNDATION
    C/O ERIK H SERR MILLER CANFIELD
    EIN: 38-2908719
    Person Name Explanation
    ANDREA HOLMES  
    KATHRYN HOLMES  
    CHRISTINE HOLMES  
    ERIK SERR  
    ANDREA HOLMES  
    KATHRYN HOLMES  
    CHRISTINE HOLMES  

    TY 2012 InvestmentsCorpStockSchedule
    Name:
    DUFFY FOUNDATION
    C/O ERIK H SERR MILLER CANFIELD
    EIN: 38-2908719
    Name of Stock End of Year Book Value End of Year Fair Market Value
    ALTRIA GROUP INC 13,184 110,040
    AMERICA MOVIL 193,220 1,161,628
    ARCHER DANIELS MIDLAND 199,296 410,850
    AT & T CORP 182,533 543,338
    BANK OF AMERICA CORP 204,584 116,100
    BOEING 97,962 311,086
    CHEVRON TEXACO 394,897 925,678
    COCA COLA 909,375 1,087,500
    COMCAST CORP 149,155 721,085
    COMERICA 593,438 303,400
    COMPUTER SCIENCES    
    DAIMLER CHRYSLER 154,513 205,313
    DOW CHEMICAL 1,073,339 1,008,225
    EXELON 219,915 1,308,560
    EXXON MOBIL 875,000 1,731,000
    GENERAL ELECTRIC 2,253,459 1,364,350
    HERSHEY FOODS 157,734 361,100
    HSBC HOLDINGS PLC 36,520 164,835
    INTL BUSINESS MACHINES 576,059 1,303,498
    INTEL CORP 235,675 201,561
    JOHNSON & JOHNSON 176,810 2,488,550
    JOHNSON CONTROLS INC 90,591 171,445
    JP MORGAN CHASE 513,405 745,276
    KELLOGG 529,330 1,117,000
    KRAFT FOODS 21,146 60,612
    MASCO CORP 245,000 166,600
    MCGRAW HILL 255,797 492,030
    METLIFE INC 21,563 24,705
    MICROSOFT 886,198 886,094
    MOODYS 30,791 201,280
    MYLAN INC 26,957 41,175
    PEPSICO 949,868 1,844,189
    PROCTOR & GAMBLE CO 257,375 947,065
    RAYTHEON 94,705 184,192
    ROCKWELL AUTOMATION 22,811 839,900
    ROCKWELL COLLINS 31,235 523,530
    SPDR S&P 500 TRUST ETF 886,753 1,178,443
    TCF FINANCIAL CORP 30,002 364,500
    TYSON FOODS INC 124,204 145,500
    UNITED HEALTH GROUP 38,918 40,680
    VODAFONE 67,272 377,850
    VANGUARD ENERGY ETF 1,920,965 2,454,240
    WALMART 611,045 750,530
    WASTE MANAGEMENT 482,458 674,800
    WELLS FARGO COMPANY 405,126 427,250
    ZIMMER HOLDINGS 14,373 138,653
    3 M CO. 1,181,250 1,857,000
    DETROIT MI WATER SUPPLY BD    
    KZOO MI BLDG AUTH MUNI BD    
    CAPITAL WORLD GRWTH MUTUAL 390,124 379,277
    FUND INVS INC CL A MUTUAL 375,472 406,611
    GROWTH FD OF AMERICA MUTUAL 363,179 401,819
    VARIOUS 29,921 29,921
    ABBOTT LABORATORIES 71,885 98,250
    ADOBE SYSTEMS INC    
    APPLE INC 30,727 106,435
    ADP 47,851 56,930
    C H ROBINSON WORLDWIDE INC    
    CATERPILLAR INC 25,459 80,648
    CHEVRON TEXACO CORP 30,348 97,326
    CHUBB CORP 62,545 112,980
    CISCO SYSTEMS 66,356 73,685
    COSTCO WHOLESALE CORP 51,734 98,730
    DANAHER CORP. 51,357 78,260
    EXXON MOBIL 47,058 95,205
    FRANKLIN RES INC 41,666 100,560
    GENERAL DYNAMICS 77,859 69,270
    GENERAL ELECTRIC    
    GOOGLE, INC 57,749 70,738
    ILLINOIS TOOL WORKS 36,371 66,891
    ISHARES INC MSCI PAC EX-JAPAN FD 122,467 164,990
    ISHARES INC MSCI CDA INDEX FD 108,081 99,400
    ISHARES INC FTSE CHINA 25 INDEX FD 108,711 151,687
    ISHARES INC MSCI EAFE IDX FD 235,030 284,300
    ISHARES INC TR S&P SMALLCAP IDX FD 228,457 312,400
    JOHNSON & JOHNSON 41,873 98,140
    KELLOGG CO 57,191 83,775
    MARATHON OIL 17,163 45,990
    MCDONALDS CORP 54,577 88,210
    MICROSOFT CORP 37,947 34,723
    MICROCHIP TECHNOLOGY INC. 48,592 45,626
    NIKE INC CL B 55,321 72,240
    ORACLE 60,175 99,960
    PROCTOR & GAMBLE 79,821 95,046
    PEPSICO 41,650 95,802
    SCHLUMBERGER LTD 42,970 55,439
    STRYKER CORP 48,815 98,676
    SYSCO CORP 82,099 94,980
    TJX COS INC 54,360 118,860
    SPDR S&P MIDCAP 400 417,063 557,130
    TEVA PHARMACEUTCAL INDS LTD    
    UNITED TECHNOLOGIES 51,010 82,010
    VANGUARD MSCI EMERGING MKTS ETF 230,063 267,180
    WELLS FARGO 68,270 85,450
    CISCO SYSTEMS INC 53,589 39,299
    CMS ENERGY CORP 26,281 36,570
    CONOCO PHILLIPS 96,608 86,985
    DISNEY COMPANY 51,385 74,685
    HONEYWELL INTL PLC 106,216 226,905
    MARATHON PETROLEUM CORP 11,610 47,250
    APACHE CORP 60,089 39,250
    HEWLETT PACKARD CO    
    ALERIAN MLP ETF 137,449 133,980
    VANGUARD REIT ETF 132,722 138,180
    GUGGENHEIM BRIC ETF    
    MERCK & CO INC 350,505 409,400
    PRUDENTIAL FINANCIAL INC 123,558 133,325
    AMERICAN EXPRESS CO 83,994 86,220
    EXPRESS SCRIPTS HLDG 61,850 54,000
    CUMMINS INC 43,781 48,757
    IBM CORP 39,590 38,310
    MONDELEZ INTL 39,127 101,813
    PHILLIPS 66 28,711 39,825
    VANGUARD INFORMATION NET OF OPTIONS 31,710 96,410

    TY 2012 LegalFeesSchedule
    Name:
    DUFFY FOUNDATION
    C/O ERIK H SERR MILLER CANFIELD
    EIN: 38-2908719
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    LEGAL FEES 58,347 58,347    


    TY 2012 OtherAssetsSchedule
    Name:
    DUFFY FOUNDATION
    C/O ERIK H SERR MILLER CANFIELD
    EIN: 38-2908719
    Description Beginning of Year - Book Value End of Year - Book Value End of Year - Fair Market Value
    MARGIN BALANCE   9,980 9,980


    TY 2012 OtherExpensesSchedule
    Name:
    DUFFY FOUNDATION
    C/O ERIK H SERR MILLER CANFIELD
    EIN: 38-2908719
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    EXPENSES        
    DUES & SUBSCRIPTIONS 695 695    
    OTHER EXPENSE 420 420    


    TY 2012 OtherProfessionalFeesSchedule
    Name:
    DUFFY FOUNDATION
    C/O ERIK H SERR MILLER CANFIELD
    EIN: 38-2908719
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMENT FEES 30,469 30,469    


    TY 2012 TaxesSchedule
    Name:
    DUFFY FOUNDATION
    C/O ERIK H SERR MILLER CANFIELD
    EIN: 38-2908719
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FORIEGN TAXES W/H 6,309 6,309    
    FEDERAL INCOME TAX 22,580