Form990
Click to see attachment
Department of the Treasury
Internal Revenue Service
Return of Organization Exempt From Income Tax
Under section 501(c), 527, or 4947(a)(1) of the Internal Revenue Code (except black lung benefit trust or private foundation)

MediumBullet The organization may have to use a copy of this return to satisfy state reporting requirements.
OMB No. 1545-0047
2011
Open to Public Inspection
A For the calendar year, or tax year beginning 07-01-2011 and ending 06-30-2012
BCheck if applicable:
CName of organization
Smile Train Inc
 
Doing Business As
 
 
Number and street (or P.O. box if mail is not delivered to street address)
41 Madison Avenue
28th Floor
Room/suite
City or town, state or country, and ZIP + 4
New York, NY10010
D Employer identification number

13-3661416
E Telephone number

G Gross receipts $ 107,124,970
F Name and address of principal officer:
Susannah Schaefer
41 MADISON AVENUE 28TH FLOOR
NEW YORK,NY10010
I
Tax-exempt status: (   ) LeftBullet (insert no.) or
J
Website:MediumBullet
WWW.SMILETRAIN.ORG
H(a)
Is this a group return for
affiliates?
H(b)
Are all affiliates included?
If "No," attach a list. (see instructions)
H(c)
Group exemption number MediumBullet  
K Form of organization:
 
L Year of formation: 1992
M State of legal domicile: NY
Part I
Summary
Activities & Governance 1 Briefly describe the organization’s mission or most significant activities: Smile Train, Inc.'s mission is to provide free cleft surgery for millions of children in developing countries suffering from clefts and to provide free cleft-related training for doctors & medical personnel
2 Check this box MediumBullet
3 Number of voting members of the governing body (Part VI, line 1a)..... 3 9
4 Number of independent voting members of the governing body (Part VI, line 1b) .... 4 8
5 Total number of individuals employed in calendar year 2011 (Part V, line 2a) ... 5 42
6 Total number of volunteers (estimate if necessary) .... 6 0
7a Total unrelated business revenue from Part VIII, column (C), line 12 .. 7a 0
b Net unrelated business taxable income from Form 990-T, line 34 .. 7b 0
Revenues; Prior Year Current Year
8 Contributions and grants (Part VIII, line 1h) ......... 107,042,632 94,694,130
9 Program service revenue (Part VIII, line 2g) ......... 0 0
10 Investment income (Part VIII, column (A), lines 3, 4, and 7d ) .... 7,148,848 9,754,737
11 Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e) 265,402 356,949
12 Total revenue—add lines 8 through 11 (must equal Part VIII, column (A), line 12)................... 114,456,882 104,805,816
Expenses; 13 Grants and similar amounts paid (Part IX, column (A), lines 1–3 )... 40,354,422 39,908,019
14 Benefits paid to or for members (Part IX, column (A), line 4)..... 0 0
15 Salaries, other compensation, employee benefits (Part IX, column (A), lines 5–10) 6,482,339 4,721,693
16a Professional fundraising fees (Part IX, column (A), line 11e)..... 639,459 816,528
b Total fundraising expenses (Part IX, column (D), line 25) MediumBullet21,222,152    
17 Other expenses (Part IX, column (A), lines 11a–11d, 11f–24f).... 53,510,304 47,654,291
18 Total expenses. Add lines 13–17 (must equal Part IX, column (A), line 25) 100,986,524 93,100,531
19 Revenue less expenses. Subtract line 18 from line 12....... 13,470,358 11,705,285
Net Assets or Fund Balances; Beginning of Current Year End of Year
20 Total assets (Part X, line 16)............. 193,119,548 205,068,786
21 Total liabilities (Part X, line 26)............. 10,707,491 9,221,572
22 Net assets or fund balances. Subtract line 21 from line 20..... 182,412,057 195,847,214
Part II
Signature Block
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than officer) is based on all information of which preparer has any knowledge.
Sign Here
JumboBullet
Signature of officer Date
JumboBullet
Type or print name and title.
Paid preparer use only
Print/type preparer's name
 
Preparer's signature
Date
PTIN
Firm's name Right pointing arrowhead image

Firm's EIN Right pointing arrowhead image
Firm's address Right pointing arrowhead image



Phone no.
May the IRS discuss this return with the preparer shown above? See instructions .........bullet
For Paperwork Reduction Act Notice, see the separate instructions.
Cat. No. 11282Y
Form 990 (2011)
Form 990 (2011)
Page 2
Part III
Statement of Program Service Accomplishments
Check if Schedule O contains a response to any question in this Part III .........
1
Briefly describe the organization’s mission: SMILE TRAIN, INC'S PRIMARY PURPOSE IS TO PROVIDE AN INDIGENT CHILD BORN WITH A CLEFT THE SAME OPPORTUNITIES IN LIFE AS A CHILD BORN WITHOUT A CLEFT. SMILE TRAIN'S MISSION IS TO: 1. PROVIDE FREE CLEFT SURGERY FOR MILLIONS OF CHILDREN IN DEVELOPING COUNTRIES. 2. PROVIDE FREE CLEFT-RELATED TRAINING FOR DOCTORS AND OTHER MEDICAL PROFESSIONALS IN OVER 80 COUNTRIES. 3. TREAT THE WHOLE CHILD WITH COMPREHENSIVE, TOTAL REHABILITATIVE CARE INCLUDING: SPEECH THERAPY, GENERAL DENTISTRY AND ORTHODONTICS. UNLIKE MANY CHARITIES THAT ADDRESS MULTIPLE CAUSES, SMILE TRAIN'S MISSION IS FOCUSED ON SOLVING A SINGLE PROBLEM: CLEFT LIP AND CLEFT PALATE. CLEFTS ARE A MAJOR PROBLEM IN DEVELOPING COUNTRIES WHERE THERE ARE MILLIONS OF CHILDREN WHO ARE SUFFERING WITH UNREPAIRED CLEFTS. MOST CANNOT EAT OR SPEAK PROPERLY AREN'T ALLOWED TO ATTEND SCHOOL OR HOLD A JOB, AND FACE VERY DIFFICULT LIVES FILLED WITH PAIN, SHAME, ISOLATION, AND HEARTACHE. THEIR CLEFTS USUALLY GO UNTREATED BECAUSE THEY ARE UNAWARE OF AVAILAB
2
Did the organization undertake any significant program services during the year which were not listed on
the prior Form 990 or 990-EZ? ....................
If “Yes,” describe these new services on Schedule O.
3
Did the organization cease conducting, or make significant changes in how it conducts, any program services? ..........................
If “Yes,” describe these changes on Schedule O.
4
Describe the organization’s program service accomplishments for each of its three largest program services, as measured by expenses. Section 501(c)(3) and 501(c)(4) organizations and section 4947(a)(1) trusts are required to report the amount of grants and allocations to others, the total expenses, and revenue, if any, for each program service reported.
4a (Code:   ) (Expenses $ 43,985,320 including grants of $ 38,410,904 ) (Revenue $   )
Treatment Program: Free Cleft Surgeries - While our cost per surgery varies across the 80+ different countries we have worked in, our contribution per surgery can be as low as $250. This amount reflects the contribution per surgery that we provide our partner hospitals. THEY ALSO COVER A SIGNIFICANT PORTION OF EACH SURGERY AS PART OF OUR COST-SHARING AGREEMENT WITH OUR MEDICAL PARTNERS. Free Medical Equipment & Infrastructure Support - For many of our partners, access to safe operating rooms is their biggest barrier. Many struggle with old and inadequate equipment such as anesthesia machines and a lack of other equipment and supplies. Smile Train provides financial support that has been used for everything from building new operating rooms to crucial safety equipment such as pulse oximeters and cleft surgical instruments and supplies including scalpels and sutures. All of these investments work to provide a significant number of incremental surgeries, but also result in safer and higher quality outcomes. Free Ancillary Treatment - Every child with cleft needs more than just surgery. They also need dental care, orthodontics and speech therapy. Where these services are available, we do everything we can to make them available to our patients. We pay for speech therapy sessions, dental and orthodontic work and much more. Financial Aid For Poor Patients - Some of our patients are so malnourished they are not healthy enough to be operated on and are provided food for one to two weeks before surgery. Some of our patients are so poor they have no money to get to the hospital or to travel home after surgery. Sometimes they have no shoes and no money for food. We have special programs that give small stipends for these poorest of the poor. THESE EXPENSES EXCLUDE $49,272,637 DONATED TIME FROM DOCTORS, NURSES, ANESTHESIOLOGISTS, OTHER MEDICAL PROFESSIONALS and MEDICAL FACILITIES AND SUPPLIES.
4b (Code:   ) (Expenses $ 24,369,646 including grants of $ 779,065 ) (Revenue $   )
PUBLIC EDUCATION PROGRAM: EVERY YEAR, PEOPLE IN DEVELOPING COUNTRIES KILL OR ABANDON THEIR NEWBORN BABIES BECAUSE THEY DON'T KNOW A CLEFT IS A SIMPLE BIRTH DEFECT AND NOT A "CURSE FROM GOD." THOUSANDS OF CHILDREN WITH CLEFTS ARE NEVER BROUGHT TO HOSPITALS FOR TREATMENT BECAUSE THEIR PARENTS DON'T KNOW CLEFTS ARE TREATABLE. THOUSANDS OF PEOPLE IN DEVELOPED COUNTRIES COME TO SMILE TRAIN FOR INFORMATION ON HOW TO FIND A GOOD CLEFT TEAM AND HOW TO TAKE CARE OF THEIR NEWBORN BABIES WITH A CLEFT. THROUGH DIRECT MAIL, WEBSITES, NEWSPAPERS, RADIO, TV, PUBLIC SERVICE ANNOUNCEMENTS, DOCUMENTARIES, PUBLIC RELATIONS, ETC., WE DO MORE TO RAISE PUBLIC AWARENESS ABOUT CLEFTS BOTH IN DEVELOPING COUNTRIES AND IN THE UNITED STATES THAN ANY OTHER CHARITABLE ORGANIZATION IN THE WORLD. OVER THE PAST 10 YEARS, OUR PUBLIC AWARENESS EFFORTS HAVE REACHED APPROXIMATELY ONE BILLION PEOPLE.
4c (Code:   ) (Expenses $ 1,668,466 including grants of $ 718,050 ) (Revenue $   )
Training Program: Smile Train provides more free training and education to cleft care professionals than most other organizations in the world. Access to education and training is critical to Smile Train's mission of empowering local medical teams to provide safe, high-quality cleft care. Over the past 13 years, we have provided support for more than 1,400 medical conferences and training opportunities to improve cleft treatment in the developing world. Smile Train is innovative in its approach to provide quality training to its medical professionals worldwide. Smile Train has leveraged its use of technology to scale training for cleft medical professionals. Since 1999, we have distributed free virtual surgery training materials to nearly 40,000 medical professionals in 149 countries.
4d Other program services (Describe in Schedule O.)
(Expenses $   including grants of $   ) (Revenue $   )
4e Total program service expensesMediumBullet$ 70,023,432
Form 990 (2011)
Form 990 (2011)
Page 3
Part IV
Checklist of Required Schedules
Yes
No
1
Is the organization described in section 501(c)(3) or 4947(a)(1) (other than a private foundation)? If “Yes,” complete Schedule AClick to see attachment.....................
1
Yes
 
2
Is the organization required to complete Schedule B, Schedule of Contributors? ........
2
 
No
3
Did the organization engage in direct or indirect political campaign activities on behalf of or in opposition to candidates for public office? If “Yes,” complete Schedule C, Part I..........
3
 
No
4
Section 501(c)(3) organizations. Did the organization engage in lobbying activities? If “Yes,” complete Schedule C,
Part II.........................
4
 
No
5
Is the organization a section 501(c)(4), 501(c)(5), or 501(c)(6) organization that receives membership dues, assessments, or similar amounts as defined in Revenue Procedure 98-19? If “Yes,” complete Schedule C, Part III........................
5
 
No
6
Did the organization maintain any donor advised funds or any similar funds or accounts for which donors have the right to provide advice on the distribution or investment of amounts in such funds or accounts? If “Yes,” complete Schedule D, Part IClick to see attachment....................
6
 
No
7
Did the organization receive or hold a conservation easement, including easements to preserve open space,
the environment, historic land areas or historic structures? If “Yes,” complete Schedule D, Part IIClick to see attachment...
7
 
No
8
Did the organization maintain collections of works of art, historical treasures, or other similar assets? If “Yes,” complete Schedule D, Part III Click to see attachment....................
8
 
No
9
Did the organization report an amount in Part X, line 21; serve as a custodian for amounts not listed in Part X; or provide credit counseling, debt management, credit repair, or debt negotiation services? If “Yes,”
complete Schedule D, Part IVClick to see attachment...................
9
 
No
10
Did the organization, directly or through a related organization, hold assets in temporarily restricted endowments, permanent endowments, or quasi-endowments? If “Yes,” complete Schedule D, Part VClick to see attachment
10
 
No
11
If the organization’s answer to any of the following questions is ‘Yes,’ then complete Schedule D, Parts VI, VII, VIII, IX, or X as applicable:
a
Did the organization report an amount for land, buildings, and equipment in Part X, line10? If “Yes,” complete Schedule D, Part VI.Click to see attachment
11a
Yes
 
b
Did the organization report an amount for investments—other securities in Part X, line 12 that is 5% or more of its total assets reported in Part X, line 16? If “Yes,” complete Schedule D, Part VII.Click to see attachment
11b
 
No
c
Did the organization report an amount for investments—program related in Part X, line 13 that is 5% or more of its total assets reported in Part X, line 16? If “Yes,” complete Schedule D, Part VIII.Click to see attachment
11c
 
No
d
Did the organization report an amount for other assets in Part X, line 15 that is 5% or more of its total assets reported in Part X, line 16? If “Yes,” complete Schedule D, Part IX.Click to see attachment
11d
 
No
e
Did the organization report an amount for other liabilities in Part X, line 25? If “Yes,” complete Schedule D, Part X.Click to see attachment
11e
Yes
 
f
Did the organization’s separate or consolidated financial statements for the tax year include a footnote that addresses the organization’s liability for uncertain tax positions under FIN 48 (ASC 740)? If “Yes,” complete Schedule D, Part X.Click to see attachment
11f
Yes
 
12a
Did the organization obtain separate, independent audited financial statements for the tax year?
If “Yes,” complete Schedule D, Parts XI, XII, and XIII Click to see attachment
12a
 
No
b
Was the organization included in consolidated, independent audited financial statements for the tax year? If “Yes,” and if the organization answered ‘No’ to line 12a, then completing Schedule D, Parts XI, XII, and XIII is optional Click to see attachment
12b
Yes
 
13
Is the organization a school described in section 170(b)(1)(A)(ii)? If “Yes,” complete Schedule E
13
 
No
14a
Did the organization maintain an office, employees, or agents outside of the United States?....
14a
Yes
 
b
Did the organization have aggregate revenues or expenses of more than $10,000 from grantmaking, fundraising, business, investment, and program service activities outside the United States or aggregate foreign investments valued at $100,000 or more? If “Yes,” complete Schedule F, Part I......... Click to see attachment
14b
Yes
 
15
Did the organization report on Part IX, column (A), line 3, more than $5,000 of grants or assistance to any organization or entity located outside the U.S.? If “Yes,” complete Schedule F, Part II.. Click to see attachment
15
Yes
 
16
Did the organization report on Part IX, column (A), line 3, more than $5,000 of aggregate grants or assistance to individuals located outside the U.S.? If “Yes,” complete Schedule F, Part III.. Click to see attachment
16
 
No
17
Did the organization report a total of more than $15,000, of expenses for professional fundraising services on Part IX, column (A), lines 6 and 11e? If “Yes,” complete Schedule G, Part IClick to see attachment
17
Yes
 
18
Did the organization report more than $15,000 total of fundraising event gross income and contributions on Part VIII, lines 1c and 8a? If “Yes,” complete Schedule G, Part II.......... Click to see attachment
18
 
No
19
Did the organization report more than $15,000 of gross income from gaming activities on Part VIII, line 9a? If “Yes,” complete Schedule G, Part III................... Click to see attachment
19
 
No
20a
Did the organization operate one or more hospitals? If “Yes,” complete Schedule H.....
20a
 
No
b
If “Yes” to line 20a, did the organization attach a copy of its audited financial statement to this return? Note. All Form 990 filers that operated one or more hospitals must attach audited financial statements.
20b
 
 
Form 990 (2011)
Form 990 (2011)
Page 4
Part IV
Checklist of Required Schedules (continued)
21
Did the organization report more than $5,000 of grants and other assistance to any government or organization in the United States on Part IX, column (A), line 1? If “Yes,” complete Schedule I, Parts I and II.. Click to see attachment
21
Yes
 
22
Did the organization report more than $5,000 of grants and other assistance to individuals in the United States on Part IX, column (A), line 2? If “Yes,” complete Schedule I, Parts I and III..... Click to see attachment
22
 
No
23
Did the organization answer “Yes” to Part VII, Section A, questions 3, 4, or 5, about compensation of the organization’s current and former officers, directors, trustees, key employees, and highest compensated employees? If “Yes,” complete Schedule J................ Click to see attachment
23
Yes
 
24a
Did the organization have a tax-exempt bond issue with an outstanding principal amount of more than $100,000 as of the last day of the year, that was issued after December 31, 2002? If “Yes,” answer questions 24b–24d and complete Schedule K. If “No,” go to line 25................
24a
 
No
b
Did the organization invest any proceeds of tax-exempt bonds beyond a temporary period exception?...
24b
 
 
c
Did the organization maintain an escrow account other than a refunding escrow at any time during the year
to defease any tax-exempt bonds?......................
24c
 
 
d
Did the organization act as an “on behalf of” issuer for bonds outstanding at any time during the year?...
24d
 
 
25a
Section 501(c)(3) and 501(c)(4) organizations. Did the organization engage in an excess benefit transaction with a disqualified person during the year? If “Yes,” complete Schedule L, Part I...... Click to see attachment
25a
 
No
b
Is the organization aware that it engaged in an excess benefit transaction with a disqualified person in a prior year, and that the transaction has not been reported on any of the organization’s prior Forms 990 or 990-EZ? If “Yes,” complete Schedule L, Part I................ Click to see attachment
25b
 
No
26
Was a loan to or by a current or former officer, director, trustee, key employee, highly compensated employee, or disqualified person outstanding as of the end of the organization’s tax year? If “Yes,” complete Schedule L,
Part II......................... Click to see attachment
26
 
No
27
Did the organization provide a grant or other assistance to an officer, director, trustee, key employee, substantial contributor or employee thereof, a grant selection committee member, or to a 35% controlled entity or family member of any of these persons? If “Yes,” complete Schedule L, Part III......... Click to see attachment
27
 
No
28
Was the organization a party to a business transaction with one of the following parties? (see Schedule L, Part IV instructions for applicable filing thresholds, conditions, and exceptions):
a
A current or former officer, director, trustee, or key employee? If “Yes,” complete Schedule L, Part IV ......................... Click to see attachment
28a
Yes
 
b
A family member of a current or former officer, director, trustee, or key employee? If “Yes,”
complete Schedule L, Part IV................... Click to see attachment
28b
Yes
 
c
An entity of which a current or former officer, director, trustee, or key employee (or a family member thereof) was an officer, director, trustee, or owner? If “Yes,” complete Schedule L, Part IV.. Click to see attachment
28c
Yes
 
29
Did the organization receive more than $25,000 in non-cash contributions? If “Yes,” complete Schedule MClick to see attachment
29
Yes
 
30
Did the organization receive contributions of art, historical treasures, or other similar assets, or qualified conservation contributions? If “Yes,” complete Schedule M............ Click to see attachment
30
 
No
31
Did the organization liquidate, terminate, or dissolve and cease operations? If “Yes,” complete Schedule N,
Part I...........................
31
 
No
32
Did the organization sell, exchange, dispose of, or transfer more than 25% of its net assets? If “Yes,” complete Schedule N, Part II.......................
32
 
No
33
Did the organization own 100% of an entity disregarded as separate from the organization under Regulations sections 301.7701-2 and 301.7701-3? If “Yes,” complete Schedule R, Part I........ Click to see attachment
33
 
No
34
Was the organization related to any tax-exempt or taxable entity? If “Yes,” complete Schedule R, Parts II, III, IV, and V, line 1..................... Click to see attachment
34
Yes
 
35a
Did the organization have a controlled entity within the meaning of section 512(b)(13)?
35a
Yes
 
b
If ‘Yes’ to line 35a, did the organization receive any payment from or engage in any transaction with a controlled entity within the meaning of section 512(b)(13)? If “Yes,” complete Schedule R, Part V, line 2... Click to see attachment
35b
 
No
36
Section 501(c)(3) organizations. Did the organization make any transfers to an exempt non-charitable related organization? If “Yes,” complete Schedule R, Part V, line 2........... Click to see attachment
36
 
No
37
Did the organization conduct more than 5% of its activities through an entity that is not a related organization and that is treated as a partnership for federal income tax purposes? If “Yes,” complete Schedule R, Part VIClick to see attachment
37
 
No
38
Did the organization complete Schedule O and provide explanations in Schedule O for Part VI, lines 11 and 19? Note. All Form 990 filers are required to complete Schedule O. ............
38
Yes
 
Form 990 (2011)
Form 990 (2011)
Page 5
Part V
Statements Regarding Other IRS Filings and Tax Compliance
Check if Schedule O contains a response to any question in this Part V .........
Yes
No
1a
Enter the number reported in Box 3 of Form 1096. Enter -0- if not applicable. .......
1a
23
b
Enter the number of Forms W-2G included in line 1a. Enter -0- if not applicable.
1b
0
c
Did the organization comply with backup withholding rules for reportable payments to vendors and reportable gaming (gambling) winnings to prize winners? ..................
1c
Yes
 
2a
Enter the number of employees reported on Form W-3, Transmittal of Wage and Tax Statements filed for the calendar year ending with or within the year covered by this return .....................
2a
42
b
If at least one is reported on line 2a, did the organization file all required federal employment tax returns?

Note. If the sum of lines 1a and 2a is greater than 250, you may be required to e-file. (see instructions)
2b
Yes
 
3a
Did the organization have unrelated business gross income of $1,000 or more during the year?.............................
3a
 
No
b
If “Yes,” has it filed a Form 990-T for this year? If “No,” provide an explanation in Schedule O.....
3b
 
 
4a
At any time during the calendar year, did the organization have an interest in, or a signature or other authority over, a financial account in a foreign country (such as a bank account or securities account)?.......................
4a
Yes
 
b
If "Yes," enter the name of the foreign country: MediumBulletIN
See instructions for filing requirements for Form TD F 90-22.1, Report of Foreign Bank and Financial Accounts.
5a
Was the organization a party to a prohibited tax shelter transaction at any time during the tax year?..
5a
 
No
b
Did any taxable party notify the organization that it was or is a party to a prohibited tax shelter transaction?
5b
 
No
c
If “Yes” to line 5a or 5b, did the organization file Form 8886-T? ........
5c
 
 
6a
Does the organization have annual gross receipts that are normally greater than $100,000, and did the organization solicit any contributions that were not tax deductible?..........
6a
 
No
b
If “Yes,” did the organization include with every solicitation an express statement that such contributions or gifts were not tax deductible?........................
6b
 
 
7
Organizations that may receive deductible contributions under section 170(c).
a
Did the organization receive a payment in excess of $75 made partly as a contribution and partly for goods and services provided to the payor?....................
7a
 
No
b
If “Yes,” did the organization notify the donor of the value of the goods or services provided?.....
7b
 
 
c
Did the organization sell, exchange, or otherwise dispose of tangible personal property for which it was required to file Form 8282?...........................
7c
 
No
d
If “Yes,” indicate the number of Forms 8282 filed during the year ....
7d
 
e
Did the organization receive any funds, directly or indirectly, to pay premiums on a personal benefit contract?..........................
7e
 
No
f
Did the organization, during the year, pay premiums, directly or indirectly, on a personal benefit contract?..
7f
 
No
g
If the organization received a contribution of qualified intellectual property, did the organization file Form 8899 as required?...................
7g
 
 
h
If the organization received a contribution of cars, boats, airplanes, or other vehicles, did the organization file a Form 1098-C?...............
7h
 
 
8
Sponsoring organizations maintaining donor advised funds and section 509(a)(3) supporting organizations. Did the supporting organization, or a donor advised fund maintained by a sponsoring organization, have excess business holdings at any time during the year?................
8
 
 
9
Sponsoring organizations maintaining donor advised funds.
a
Did the organization make any taxable distributions under section 4966?.........
9a
 
 
b
Did the organization make a distribution to a donor, donor advisor, or related person?......
9b
 
 
10
Section 501(c)(7) organizations. Enter:
a
Initiation fees and capital contributions included on Part VIII, line 12 ...
10a
 
b
Gross receipts, included on Form 990, Part VIII, line 12, for public use of club facilities
10b
 
11
Section 501(c)(12) organizations. Enter:
a
Gross income from members or shareholders .........
11a
 
b
Gross income from other sources (Do not net amounts due or paid to other sources against amounts due or received from them) ........
11b
 
12a
Section 4947(a)(1) non-exempt charitable trusts. Is the organization filing Form 990 in lieu of Form 1041?
12a
 
 
b
If “Yes,” enter the amount of tax-exempt interest received or accrued during the year.
12b
 
13
Section 501(c)(29) qualified nonprofit health insurance issuers.
a
Is the organization licensed to issue qualified health plans in more than one state?
Note. All 501(c)(29) organizations must list in Schedule O each state in which they are licensed to issue qualified health plans, the amount of reserves required by each state, and the amount of reserves the organization allocated to each state.
13a
 
 
b
Enter the aggregate amount of reserves the organization is required to maintain by the states in which the organization is licensed to issue qualified health plans.
13b
 
c
Enter the aggregate amount of reserves on hand.
13c
 
14a
Did the organization receive any payments for indoor tanning services during the tax year?.....
14a
 
 
b
If "Yes," has it filed a Form 720 to report these payments? If “No,” provide an explanation in Schedule O..
14b
 
 
Form 990 (2011)
Form 990 (2011)
Page 6
Part VI
Governance, Management, and Disclosure For each “Yes” response to lines 2 through 7b below, and for a “No” response to lines 8a, 8b, or 10b below, describe the circumstances, processes, or changes in Schedule O. See instructions.
Check if Schedule O contains a response to any question in this Part VI .........
Section A. Governing Body and Management
Yes
No
1a
Enter the number of voting members of the governing body at the end of the tax year
If the governing body delegated broad authority to an executive committee or similar committee, explain in Schedule O.
1a
9
b
Enter the number of voting members included in line 1a, above, who are independent .................
1b
8
2
Did any officer, director, trustee, or key employee have a family relationship or a business relationship with any other officer, director, trustee, or key employee? .................
2
Yes
 
3
Did the organization delegate control over management duties customarily performed by or under the direct supervision of officers, directors or trustees, or key employees to a management company or other person? .
3
 
No
4
Did the organization make any significant changes to its governing documents since the prior Form 990 was filed?
4
 
No
5
Did the organization become aware during the year of a significant diversion of the organization’s assets? .
5
 
No
6
Did the organization have members or stockholders? ................
6
 
No
7a
Did the organization have members, stockholders, or other persons who had the power to elect or appoint one or more members of the governing body? .................
7a
 
No
b
Are any governance decisions of the organization reserved to (or subject to approval by) members, stockholders, or persons other than the governing body? ............
7b
 
No
8
Did the organization contemporaneously document the meetings held or written actions undertaken during the year by the following:
a
The governing body? .........................
8a
Yes
 
b
Each committee with authority to act on behalf of the governing body? ..........
8b
Yes
 
9
Is there any officer, director, trustee, or key employee listed in Part VII, Section A, who cannot be reached at the organization’s mailing address? If “Yes,” provide the names and addresses in Schedule O .....
9
 
No
Section B. Policies (This Section B requests information about policies not required by the Internal
Revenue Code.)
Yes
No
10a
Did the organization have local chapters, branches, or affiliates? ............
10a
 
No
b
If “Yes,” did the organization have written policies and procedures governing the activities of such chapters, affiliates, and branches to ensure their operations are consistent with the organization's exempt purposes? ....
10b
 
 
11a
Has the organization provided a complete copy of this Form 990 to all members of its governing body before filing the form?
11a
Yes
 
b
Describe in Schedule O the process, if any, used by the organization to review the Form 990. .....
12a
Did the organization have a written conflict of interest policy? If “No,” go to line 13.......
12a
Yes
 
b
Were officers, directors or trustees, and key employees required to disclose annually interests that could give rise to conflicts? ........................
12b
Yes
 
c
Did the organization regularly and consistently monitor and enforce compliance with the policy? If “Yes,” describe in Schedule O how this was done ....................
12c
Yes
 
13
Did the organization have a written whistleblower policy? ...............
13
Yes
 
14
Did the organization have a written document retention and destruction policy? .........
14
Yes
 
15
Did the process for determining compensation of the following persons include a review and approval by independent persons, comparability data, and contemporaneous substantiation of the deliberation and decision?
a
The organization’s CEO, Executive Director, or top management official ...........
15a
Yes
 
b
Other officers or key employees of the organization ................
15b
Yes
 
If "Yes," to line 15a or 15b, describe the process in Schedule O (see instructions).
16a
Did the organization invest in, contribute assets to, or participate in a joint venture or similar arrangement with a taxable entity during the year? ......................
16a
 
No
b
If “Yes,” did the organization follow a written policy or procedure requiring the organization to evaluate its participation in joint venture arrangements under applicable federal tax law, and take steps to safeguard the organization’s exempt status with respect to such arrangements? ............
16b
 
 
Section C. Disclosure
17
List the States with which a copy of this Form 990 is required to be filedMediumBullet
AL , AK , AZ , AR , CA , CO , CT , FL , GA , HI , IL , KS , KY , ME , MD , MA , MI , MN , MO , MT , NH , NJ , NM , NY , NC , ND , OH , OK , OR , PA , RI , SC , TN , UT , VA , WA , WV , WI
18
Section 6104 requires an organization to make its Form 1023 (or 1024 if applicable), 990, and 990-T (501(c)(3)s only) available for public inspection. Indicate how you made these available. Check all that apply.
19
Describe in Schedule O whether (and if so, how), the organization made its governing documents, conflict of interest policy, and financial statements available to the public during the tax year.
20
State the name, physical address, and telephone number of the person who possesses the books and records of the organization: MediumBullet
GILBERT DOMFEH
41 MADISON AVENUE
New York,NY10010
(212) 689-9199
Form 990 (2011)
Form 990 (2011)
Page 7
Part VII
Compensation of Officers, Directors,Trustees, Key Employees, Highest Compensated Employees, and Independent Contractors
Check if Schedule O contains a response to any question in this Part VII .........
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees
1a Complete this table for all persons required to be listed. Report compensation for the calendar year ending with or within the organization’s tax year.
RoundBullet List all of the organization’s current officers, directors, trustees (whether individuals or organizations), regardless of amount
of compensation, and current key employees. Enter -0- in columns (D), (E), and (F) if no compensation was paid.

RoundBullet List all of the organization’s current key employees, if any. See instructions for definition of "key employee."
RoundBullet List the organization’s five current highest compensated employees (other than an officer, director, trustee or key employee)
who received reportable compensation (Box 5 of Form W-2 and/or Box 7 of Form 1099-MISC) of more than $100,000 from the
organization and any related organizations.

RoundBullet List all of the organization’s former officers, key employees, or highest compensated employees who received more than $100,000
of reportable compensation from the organization and any related organizations.

RoundBullet List all of the organization’s former directors or trustees that received, in the capacity as a former director or trustee of the
organization, more than $10,000 of reportable compensation from the organization and any related organizations.

List persons in the following order: individual trustees or directors; institutional trustees; officers; key employees; highest
compensated employees; and former such persons.
Check this box if neither the organization nor any related organizations compensated any current or former officer, director, or trustee.
(A)
Name and Title 		(B)
Average hours per week (describe hours for related organizations in Schedule O) 		(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee) 		(D)
Reportable compensation from the organization (W- 2/1099-MISC) 		(E)
Reportable compensation from related organizations (W- 2/1099-MISC) 		(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; Officer; Key Employee; Highest compensated employee; Former;
(1) Charles B Wang
CO-FOUNDER AND Chairman
 3.0 X   X       0 0 0
(2) Richard Ruderman
Board Member
 1.0 X           0 0 0
(3) Robert T Bell
Board Member
 5.0 X           0 0 0
(4) Arthur J McCarthy
Board Member
 1.0 X           0 0 0
(5) Ed Goren
Board Member
 1.0 X           0 0 0
(6) Roy E Reichbach
Secretary
 3.0 X   X       0 0 0
(7) Michael Dowling
Board Member
 1.0 X           0 0 0
(8) Susannah Schaefer
Board Member (See Schedule O)
 1.0 X           0 0 0
(9) Robert K Smits ESQ
Board Member
 1.0 X           0 0 0
(10) Mark Edward Atkinson
Board Member (thru 06/12/12)
 1.0 X           0 0 0
(11) Priscilla Ma
Executive Director
 35.0     X       281,480 0 27,698
(12) Robert Toth
Chief Operating Officer
 35.0     X       223,523 0 22,736
(13) Satish Kalra
Chief Programs Officer
 35.0     X       66,250 0 0
(14) Brian Dearth
Senior VP and Chief Marketing
 35.0     X       262,865 0 52,857
(15) Dr Shell Xue
Sr VP & Director Regional Prog
 35.0     X       278,795 0 27,565
(16) Jill Woodcome
Senior VP of Programs
 35.0     X       158,533 0 40,922
(17) Gilbert Domfeh
VP of Finance
 35.0     X       176,600 0 49,332
Form 990 (2011)
Form 990 (2011)
Page 8
Part VII
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees (continued)
(A)
Name and Title 		(B)
Average hours per week (describe hours for related organizations in Schedule O) 		(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee) 		(D)
Reportable compensation from the organization (W- 2/1099-MISC) 		(E)
Reportable compensation from related organizations (W- 2/1099-MISC) 		(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; Officer; Key Employee; Highest compensated employee; Former;
(18) Troy Reinhart
Manager Data Base
 35.0         X   133,050 0 20,198
(19) Gregory Van Ullen
Online Marketing Manager
 35.0         X   100,884 0 18,140
(20) Mackinnon Webster
VP Program Development
 35.0         X   102,748 0 18,543
(21) Brian Mullaney thru 06302011
Co-Founder and President
             X 166,667 0 19,944
(22) Michele Sinesky thru 2142011
Manager Donor Relations
 35.0           X 138,942 0 5,059
















1b Sub-Total................MediumBullet
c Total from continuation sheets to Part VII, Section A....MediumBullet
d Total (add lines 1b and 1c)............MediumBullet 2,090,337 0 302,994
2
Total number of individuals (including but not limited to those listed above) who received more than $100,000 of reportable compensation from the organizationMediumBullet11
Yes
No
3
Did the organization list any former officer, director or trustee, key employee, or highest compensated employee on line 1a? If “Yes,” complete Schedule J for such individual .............
3
Yes
 
4
For any individual listed on line 1a, is the sum of reportable compensation and other compensation from the organization and related organizations greater than $150,000? If “Yes,” complete Schedule J for such individual...........................
4
Yes
 
5
Did any person listed on line 1a receive or accrue compensation from any unrelated organization or individual for services rendered to the organization? If “Yes,” complete Schedule J for such person .....
5
 
No
Section B. Independent Contractors
1
Complete this table for your five highest compensated independent contractors that received more than $100,000 of compensation from the organization. Report compensation for the calendar year ending with or within the organization’s tax year.
(A)
Name and business address 		(B)
Description of services 		(C)
Compensation
InfoCision
41 Madison Avenue 28th floor
NEW YORK,NY10010 		consulting 1,012,474
Direct Mail Processors Inc
1150 Conrad Court
HAGERSTOWN,MD217405905 		consulting 699,216
Target MarkeTeam inc
1120 Avenue of the Americas - 18th
NEW YORK,NY10036 		consulting 673,920
Patterson Bellnap Webb Tyler LLP
1133 Avenue of the AMericas
NEW YORK,NY10036 		legal services 797,622
infogroupnonprofit
120 E 1st street
PAPILLION,NE68046 		consulting 320,412
2
Total number of independent contractors (including but not limited to those listed above) who received more than $100,000 of compensation from the organization MediumBullet9
Form 990 (2011)
Form 990 (2011)
Page 9
Part VIII
Statement of Revenue
(A)
Total revenue 		(B)
Related or
exempt
function
revenue 		(C)
Unrelated
business
revenue 		(D)
Revenue
excluded from
tax under sections
512, 513, or 514
Contributions, Gifts, Grants and Other Similar Amounts 1a Federated campaigns..1a  
b Membership dues....1b  
c Fundraising events....1c  
d Related organizations...1d  
e Government grants (contributions)1e  
f All other contributions, gifts, grants, and
similar amounts not included above1f 		94,694,130
g Noncash contributions included in lines 1a-1f:$ 733,196
h Total. Add lines 1a-1f.......MediumBullet 94,694,130
Program Service Revenue Business Code
2a
b
c
d
e
f All other program service revenue .        
g Total. Add lines 2a–2f........MediumBullet 0
Other Revenue 3 Investment income (including dividends, interest
and other similar amounts).....MediumBullet 3,496,382     3,496,382
4 Income from investment of tax-exempt bond proceeds..MediumBullet 0      
5 Royalties............MediumBullet 312,182     312,182
(i) Real (ii) Personal
6a Gross rents    
b Less: rental expenses    
c Rental income or (loss)    
d Net rental income or (loss).......MediumBullet        
(i) Securities (ii) Other
7a Gross amount from sales of assets other than inventory 8,577,509  
b Less: cost or other basis and sales expenses 2,319,154  
c Gain or (loss) 6,258,355  
d Net gain or (loss)..........MediumBullet 6,258,355     6,258,355
8a Gross income from fundraising events (not including
$  
of contributions reported on line 1c). See Part IV, line 18 ...
a  
b Less: direct expenses ...b  
c Net income or (loss) from fundraising events..MediumBullet 0    
9a Gross income from gaming activities.
See Part IV, line 19 ...
a  
b Less: direct expenses ...b  
c Net income or (loss) from gaming activities...MediumBullet 0      
10a Gross sales of inventory, less
returns and allowances .
a  
b Less: cost of goods sold ..b  
c Net income or (loss) from sales of inventory..MediumBullet 0      
Miscellaneous Revenue Business Code
11a MISCELLANEOUS INCOME 900,099 44,767     44,767
b            
c            
d All other revenue ....        
e Total. Add lines 11a–11d ......MediumBullet 44,767
12 Total revenue. See Instructions....MediumBullet 104,805,816   0 10,111,686
Form 990 (2011)
Form 990 (2011)
Page 10
Part IX
Statement of Functional Expenses
Section 501(c)(3) and 501(c)(4) organizations must complete all columns. All other organizations must complete column (A) but are not required to complete columns (B), (C), and (D).
Check if Schedule O contains a response to any question in this Part IX. .........
Do not include amounts reported on lines 6b,
7b, 8b, 9b, and 10b of Part VIII. 		(A)
Total expenses 		(B)
Program service expenses 		(C)
Management and general expenses 		(D)
Fundraising expenses
1 Grants and other assistance to governments and organizations in the United States. See Part IV, line 21 3,193,021 3,193,021
2 Grants and other assistance to individuals in the United States. See Part IV, line 22 0  
3 Grants and other assistance to governments, organizations, and individuals outside the United States. See Part IV, lines 15 and 16 36,714,998 36,714,998
4 Benefits paid to or for members 0  
5 Compensation of current officers, directors, trustees, and key employees .... 1,702,451 876,873 362,363 463,215
6 Compensation not included above, to disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B) .... 0      
7 Other salaries and wages 1,913,766 631,930 486,336 795,500
8 Pension plan accruals and contributions (include section 401(k) and 403(b) employer contributions) .... 138,439 39,730 32,859 65,850
9 Other employee benefits ....... 694,834 269,968 96,410 328,456
10 Payroll taxes ........... 272,203 113,572 63,884 94,747
11 Fees for services (non-employees):        
a Management ...... 0      
b Legal ......... 189,531 164,238 9,814 15,479
c Accounting ........... 340,398 294,971 17,627 27,800
d Lobbying ........... 0      
e Professional fundraising. See Part IV, line 17.. 816,528 816,528
f Investment management fees ...... 368,146   368,146  
g Other .......... 1,821,242 1,614,023 80,405 126,814
12 Advertising and promotion .... 7,557,305 1,707,341   5,849,964
13 Office expenses ....... 1,008,062 694,257 120,544 193,261
14 Information technology ...... 427,703 370,625 22,148 34,930
15 Royalties .. 0      
16 Occupancy ........... 1,026,872 656,348 143,772 226,752
17 Travel ............ 835,122 798,744 14,184 22,194
18 Payments of travel or entertainment expenses for any federal, state, or local public officials ...... 0      
19 Conferences, conventions, and meetings .... 53,717 51,377 912 1,428
20 Interest ........... 0      
21 Payments to affiliates ....... 0      
22 Depreciation, depletion, and amortization ..... 152,447 95,676 22,029 34,742
23 Insurance .............. 15,183 5,899 2,107 7,177
24 Other expenses. Itemize expenses not covered above (List miscellaneous expenses in line 24f. If line 24f amount exceeds 10% of line 25, column (A) amount, list line 24f expenses on Schedule O.)
a PRINTED PROGRAM MATERIAL 33,533,495 21,434,170   12,099,325
b REPAIRS & MAINTENANCE 116,670 87,273 11,407 17,990
c MEDICAL ADVISORY BOARD 208,398 208,398    
d
e
f All other expenses        
25 Total functional expenses. Add lines 1 through 24f 93,100,531 70,023,432 1,854,947 21,222,152
26 Joint costs. Complete this line only if the organization reported in column (B) joint costs from a combined educational campaign and fundraising solicitation. Check here MediumBullet if following SOP 98-2 (ASC 958-720).        
Form 990 (2011)
Form 990 (2011)
Page 11
Part X Balance Sheet
(A)
Beginning of year 		(B)
End of year
Assets 1 Cash—non-interest-bearing .......... 7,679,010 1 6,613,040
2 Savings and temporary cash investments ....... 17,725,393 2 20,068,929
3 Pledges and grants receivable, net ......... 1,691,075 3 429,437
4 Accounts receivable, net ......... 0 4 0
5 Receivables from current and former officers, directors, trustees, key employees, and highest compensated employees. Complete Part II of
Schedule L .......... 0 5 0
6 Receivables from other disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B). Complete Part II of
Schedule L .......... 0 6 0
7 Notes and loans receivable, net ............. 0 7 0
8 Inventories for sale or use .............. 0 8 0
9 Prepaid expenses and deferred charges ............ 1,198,098 9 1,903,044
10a Land, buildings, and equipment: cost or other basis. Complete Part VI of Schedule D 10a 1,402,658
b Less: accumulated depreciation. ..... 10b 1,250,069 257,176 10c 152,589
11 Investments—publicly traded securities .......... 164,006,316 11 175,156,100
12 Investments—other securities. See Part IV, line 11 ...... 337,411 12 269,831
13 Investments—program-related. See Part IV, line 11 .. 0 13 0
14 Intangible assets ......... 0 14 0
15 Other assets. See Part IV, line 11 ........... 225,069 15 475,816
16 Total assets. Add lines 1 through 15 (must equal line 34)... 193,119,548 16 205,068,786
Liabilities 17 Accounts payable and accrued expenses . 4,865,468 17 2,396,631
18 Grants payable .......... 5,632,531 18 6,707,101
19 Deferred revenue .......... 0 19 0
20 Tax-exempt bond liabilities .......... 0 20 0
21 Escrow or custodial account liability. Complete Part IV of Schedule D.. 0 21 0
22 Payables to current and former officers, directors, trustees, key
employees, highest compensated employees, and disqualified
persons. Complete Part II of Schedule L.......... 0 22 0
23 Secured mortgages and notes payable to unrelated third parties .. 0 23 0
24 Unsecured notes and loans payable to unrelated third parties .... 0 24 0
25 Other liabilities (including federal income tax, payables to related third parties, and other liabilities not included on lines 17-24). Complete Part X of Schedule D..... 209,492 25 117,840
26 Total liabilities. Add lines 17 through 25..... 10,707,491 26 9,221,572
Net Assets or Fund Balance Organizations that follow SFAS 117, check here MediumBullet and complete lines 27 through 29, and lines 33 and 34.
27 Unrestricted net assets ..... 179,846,576 27 193,943,144
28 Temporarily restricted net assets ..... 2,565,481 28 1,904,070
29 Permanently restricted net assets ..... 0 29 0
Organizations that do not follow SFAS 117, check here MediumBullet and complete lines 30 through 34.
30 Capital stock or trust principal, or current funds .....   30  
31 Paid-in or capital surplus, or land, building or equipment fund .....   31  
32 Retained earnings, endowment, accumulated income, or other funds   32  
33 Total net assets or fund balances ..... 182,412,057 33 195,847,214
34 Total liabilities and net assets/fund balances ..... 193,119,548 34 205,068,786
Form 990 (2011)
Form 990 (2011)
Page 12
Part XI
Reconcilliation of Net Assets
Check if Schedule O contains a response to any question in this Part XI .........
1
Total revenue (must equal Part VIII, column (A), line 12) ...
1
104,805,816
2
Total expenses (must equal Part IX, column (A), line 25) ....
2
93,100,531
3
Revenue less expenses. Subtract line 2 from line 1 ...
3
11,705,285
4
Net assets or fund balances at beginning of year (must equal Part X, line 33, column (A)) ..
4
182,412,057
5
Other changes in net assets or fund balances (explain in Schedule O) ...
5
1,729,872
6
Net assets or fund balances at end of year. Combine lines 3, 4, and 5 (must equal Part X, line 33, column (B)) ....
6
195,847,214
Part XII
Financial Statements and Reporting
Check if Schedule O contains a response to any question in this Part XII .........
Yes
No
1
Accounting method used to prepare the Form 990:  
If the organization changed its method of accounting from a prior year or checked "Other," explain in
Schedule O.
2a
Were the organization’s financial statements compiled or reviewed by an independent accountant?....
2a
 
No
b
Were the organization’s financial statements audited by an independent accountant?........
2b
Yes
 
c
If “Yes,” to 2a or 2b, does the organization have a committee that assumes responsibility for oversight of the audit, review, or compilation of its financial statements and selection of an independent accountant? If the organization changed either its oversight process or selection process during the tax year, explain in Schedule O. ...........................
2c
Yes
 
d
If “Yes” to line 2a or 2b, check a box below to indicate whether the financial statements for the year were issued on a separate basis, consolidated basis, or both:
3a
As a result of a federal award, was the organization required to undergo an audit or audits as set forth in the Single Audit Act and OMB Circular A-133? ................
3a
 
No
b
If “Yes,” did the organization undergo the required audit or audits? If the organization did not undergo the required audit or audits, explain why in Schedule O and describe any steps taken to undergo such audits. ..
3b
 
 
Form 990 (2011)
Additional Data


Software ID:  
Software Version:  
Form 990, Special Condition Description:
Special Condition Description
SCHEDULE A
(Form 990 or 990EZ)

Department of the Treasury
Internal Revenue Service
Public Charity Status and Public Support

Complete if the organization is a section 501(c)(3) organization or a section
4947(a)(1) nonexempt charitable trust.
right arrow Attach to Form 990 or Form 990-EZ. right arrow See separate instructions.
OMB No. 1545-0047
2011
Open to Public
Inspection
Name of the organization
Smile Train Inc
 
Employer identification number

13-3661416
Part I
Reason for Public Charity Status (All organizations must complete this part.) See instructions
The organization is not a private foundation because it is: (For lines 1 through 11, check only one box.)
1
2
3
4
5
section 170(b)(1)(A)(iv). (Complete Part II.)
6
7
8
9
receipts from activities related to its exempt functions—subject to certain exceptions, and (2) no more than 331/3% of
its support from gross investment income and unrelated business taxable income (less section 511 tax) from businesses
acquired by the organization after June 30, 1975. See section 509(a)(2). (Complete Part III.)
10
11
e
f
g
(i) a person who directly or indirectly controls, either alone or together with persons described in (ii)
Yes
No
and (iii) below, the governing body of the the supported organization? ................
11g(i)
 
 
(ii) a family member of a person described in (i) above? ......................
11g(ii)
 
 
(iii) a 35% controlled entity of a person described in (i) or (ii) above? ................
11g(iii)
 
 
h
(i)
Name of supported organization 		(ii)
EIN 		(iii)
Type of organization (described on lines 1- 9 above or IRC section (see instructions)) 		(iv)
Is the organization in col. (i) listed in your governing document? 		(v)
Did you notify the organization in col. (i) of your support? 		(vi)
Is the organization in col. (i) organized in the U.S.? 		(vii)
Amount of support?
Yes No Yes No Yes No
Total                  

For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 11285F
Schedule A (Form 990 or 990-EZ) 2011
Schedule A (Form 990 or 990-EZ) 2011
Page 2
Part II
Support Schedule for Organizations Described in IRC 170(b)(1)(A)(iv) and 170(b)(1)(A)(vi)
(Complete only if you checked the box on line 5, 7, or 8 of Part I or if the organization failed to qualify under Part III. If the organization fails to qualify under the tests listed below, please complete Part III.)
Section A. Public Support
Calendar year(or fiscal year beginning in) (a) 2007 (b) 2008 (c) 2009 (d) 2010 (e) 2011 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") .... 105,419,602 90,515,672 102,277,208 107,042,632 94,694,130 499,949,244
2 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf.......            
3 The value of services or facilities furnished by a governmental unit to the organization without charge..            
4 Total. Add lines 1 through 3.. 105,419,602 90,515,672 102,277,208 107,042,632 94,694,130 499,949,244
5 The portion of total contributions by each person (other than a governmental unit or publicly supported organization) included on line 1 that exceeds 2% of the amount shown on line 11, column (f)..            
6 Public Support. Subtract line 5 from line 4.           499,949,244
Section B. Total Support
Calendar year(or fiscal year beginning in) (a) 2007 (b) 2008 (c) 2009 (d) 2010 (e) 2011 (f) Total
7 Amounts from line 4.. 105,419,602 90,515,672 102,277,208 107,042,632 94,694,130 499,949,244
8 Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources.. 1,468,883 1,321,083 1,859,573 3,152,802 3,808,563 11,610,904
9 Net income from unrelated business activities, whether or not the business is regularly carried on..            
10 Other income. (Explain in Part IV.) Do not include gain or loss from the sale of capital assets.. 265,861 452,187 297,493 28,537 44,769 1,088,847
11 Total support (Add lines 7 through 10).           512,648,995
12
12
 
13
Section C. Computation of Public Support Percentage
14
14
97.523 %
15
15
97.705 %
16a
b
17a
b
18
Schedule A (Form 990 or 990-EZ) 2011
Schedule A (Form 990 or 990-EZ) 2011
Page 3
Part III
Support Schedule for Organizations Described in IRC 509(a)(2)
(Complete only if you checked the box on line 9 of Part I or if the organization failed to qualify under Part II. If the organization fails to qualify under the tests listed below, please complete Part II.)
Section A. Public Support
Calendar year(or fiscal year beginning in) (a) 2007 (b) 2008 (c) 2009 (d) 2010 (e) 2011 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") .            
2 Gross receipts from admissions, merchandise sold or services performed, or facilities furnished in any activity that is related to the organization's tax-exempt purpose......            
3 Gross receipts from activities that are not an unrelated trade or business under section 513..            
4 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf...            
5 The value of services or facilities furnished by a governmental unit to the organization without charge..            
6 Total. Add lines 1 through 5.            
7a Amounts included on lines 1, 2, and 3 received from disqualified persons...            
b Amounts included on lines 2 and 3 received from other than disqualified persons that exceed the greater of $5,000 or 1% of the amount on line 13 for the year.            
c Add lines 7a and 7b..            
8 Public Support (Subtract line 7c from line 6.)            
Section B. Total Support
Calendar year (or fiscal year beginning in) (a) 2007 (b) 2008 (c) 2009 (d) 2010 (e) 2011 (f) Total
9 Amounts from line 6...            
10a Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources..            
b Unrelated business taxable income (less section 511 taxes) from businesses acquired after June 30, 1975.            
c Add lines 10a and 10b.            
11 Net income from unrelated business activities not included in line 10b, whether or not the business is regularly carried on.            
12 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part IV.)            
13 Total support (Add lines 9, 10c, 11 and 12.).            
14
Section C. Computation of Public Support Percentage
15
15
 
16
16
 
Section D. Computation of Investment Income Percentage
17
17
 
18
18
 
19a
b
20
Schedule A (Form 990 or 990-EZ) 2011
Schedule A (Form 990 or 990-EZ) 2011
Page 4
Part IV
Supplemental Information. Supplemental Information. Complete this part to provide the explanation required by Part II, line 10; Part II, line 17a or 17b; or Part III, line 12. Also complete this part for any additional information. (See instructions).
Facts And Circumstances Test
 
Explanation
 
 
 
 
Schedule A (Form 990 or 990-EZ) 2011

Additional Data


Software ID:  
Software Version:  
SCHEDULE D
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Financial Statements
SchDMd Bullet Complete if the organization answered "Yes," to Form 990,
Part IV, line 6, 7, 8, 9, 10, 11a, 11b, 11c, 11d, 11e, 11f, 12a, or 12b
SchDMd Bullet Attach to Form 990. SchDMd Bullet See separate instructions.
OMB No. 1545-0047
2011
Open to Public Inspection
Name of the organization
Smile Train Inc
 
Employer identification number

13-3661416
Part I
Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts. Complete if the organization answered "Yes" to Form 990, Part IV, line 6.
(a) Donor advised funds (b) Funds and other accounts
1 Total number at end of year .......    
2 Aggregate contributions to (during year) ...    
3 Aggregate grants from (during year) ...    
4 Aggregate value at end of year .......    
5
Did the organization inform all donors and donor advisors in writing that the assets held in donor advised
funds are the organization's property, subject to the organization's exclusive legal control? ............
6
Did the organization inform all grantees, donors, and donor advisors in writing that grant funds can be
used only for charitable purposes and not for the benefit of the donor or donor advisor, or for any other purpose conferring impermissible private benefit? ...................................
Part II
Conservation Easements. Complete if the organization answered "Yes" to Form 990, Part IV, line 7.
1
Purpose(s) of conservation easements held by the organization (check all that apply).
2
Complete lines 2a through 2d if the organization held a qualified conservation contribution in the form of a conservation easement on the last day of the tax year.
Held at the End of the Year
a Total number of conservation easements ....................... 2a  
b Total acreage restricted by conservation easements .................. 2b  
c Number of conservation easements on a certified historic structure included in (a) ..... 2c  
d Number of conservation easements included in (c) acquired after 8/17/06, and not on a historic structure listed in the National Register .................... 2d  
3
Number of conservation easements modified, transferred, released, extinguished, or terminated by the organization during
the tax year SchDMd Bullet  
4
Number of states where property subject to conservation easement is located SchDMd Bullet  
5
Does the organization have a written policy regarding the periodic monitoring, inspection, handling of violations, and
enforcement of the conservation easements it holds? .............................
6
Staff and volunteer hours devoted to monitoring, inspecting and enforcing conservation easements during the year SchDMd Bullet  
7
Amount of expenses incurred in monitoring, inspecting, and enforcing conservation easements during the year
SchDMd Bullet $  
8
Does each conservation easement reported on line 2(d) above satisfy the requirements of section
170(h)(4)(B)(i) and 170(h)(4)(B)(ii)? ....................................
9
In Part XIV, describe how the organization reports conservation easements in its revenue and expense statement, and
balance sheet, and include, if applicable, the text of the footnote to the organization’s financial statements that describes
the organization’s accounting for conservation easements.
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets.
Complete if the organization answered "Yes" to Form 990, Part IV, line 8.
1a
If the organization elected, as permitted under SFAS 116 (ASC 958), not to report in its revenue statement and balance sheet works of
art, historical treasures, or other similar assets held for public exhibition, education or research in furtherance of public service,
provide, in Part XIV, the text of the footnote to its financial statements that describes these items.
b
If the organization elected, as permitted under SFAS 116 (ASC 958), to report in its revenue statement and balance sheet works of art,
historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service,
provide the following amounts relating to these items:
(i)
Revenues included in Form 990, Part VIII, line 1 ........................SchDMd Bullet $  
(ii)
Assets included in Form 990, Part X ..............................SchDMd Bullet $  
2
If the organization received or held works of art, historical treasures, or other similar assets for financial gain, provide the
following amounts required to be reported under SFAS 116 (ASC 958), relating to these items:
a
Revenues included in Form 990, Part VIII, line 1 ..........................SchDMd Bullet $  
b
Assets included in Form 990, Part X ...............................SchDMd Bullet $  
For Privacy Act and Paperwork Reduction Act Notice, see the Intructions for Form 990
Cat. No. 52283D
Schedule D (Form 990) 2011

Schedule D (Form 990) 2011
Page 2
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets (continued)
3
Using the organization’s accession and other records, check any of the following that are a significant use of its collection
items (check all that apply):
a
d
b
e
 
c
4
Provide a description of the organization’s collections and explain how they further the organization’s exempt purpose in
Part XIV.
5
During the year, did the organization solicit or receive donations of art, historical treasures or other similar
assets to be sold to raise funds rather than to be maintained as part of the organization’s collection?........
Part IV
Escrow and Custodial Arrangements. Complete if the organization answered "Yes" to Form 990,
Part IV, line 9, or reported an amount on Form 990, Part X, line 21.
1a
Is the organization an agent, trustee, custodian or other intermediary for contributions or other assets not
included on Form 990, Part X? ....................................
b
If "Yes," explain the arrangement in Part XIV and complete the following table:
Amount
c Beginning balance ................................. 1c  
d Additions during the year .............................. 1d  
e Distributions during the year ............................. 1e  
f Ending balance ................................... 1f  
2a
Did the organization include an amount on Form 990, Part X, line 21? .....................
b
If “Yes,” explain the arrangement in Part XIV.
Part V
Endowment Funds. Complete if the organization answered "Yes" to Form 990, Part IV, line 10.
(a)Current Year (b)Prior Year (c)Two Years Back (d)Three Years Back (e)Four Years Back
1a Beginning of year balance ....        
b Contributions ........        
c Net investment earnings, gains, and losses ...        
d Grants or scholarships .....        
e Other expenditures for facilities
and programs ........ 		       
f Administrative expenses ....        
g End of year balance ......        
2
Provide the estimated percentage of the year end balance (line 1g) held as:
a
Board designated or quasi-endowment SchDMd Bullet  
b
Permanent endowment SchDMd Bullet  
c
Temporarily restricted endowment SchDMd Bullet  
The percentages in lines 2a, 2b, and 2c should equal 100%.
3a
Are there endowment funds not in the possession of the organization that are held and administered for the
organization by:

Yes
No
(i) unrelated organizations ........................
3a(i)
 
 
(ii) related organizations ........................
3a(ii)
 
 
b
If "Yes" to 3a(ii), are the related organizations listed as required on Schedule R? .........
3b
 
 
4
Describe in Part XIV the intended uses of the organization's endowment funds.
Part VI
Land, Buildings, and Equipment. See Form 990, Part X, line 10.
Description of property (a) Cost or other basis (investment) (b)Cost or other basis (other) (c) Accumulated depreciation (d) Book value
1a Land .................      
b Buildings ................        
c Leasehold improvements ............   127,180 127,180  
d Equipment ................   1,087,850 964,443 123,407
e Other .................   187,628 158,446 29,182
Total. Add lines 1a through 1e. (Column (d) must equal Form 990, Part X, column (B), line 10(c).).......SchDMdBullet 152,589
Schedule D (Form 990) 2011

Schedule D (Form 990) 2011
Page 3
Part VII
Investments—Other Securities. See Form 990, Part X, line 12.
(a) Description of security or category
(including name of security)		 (b)Book value (c) Method of valuation:
Cost or end-of-year market value
(1)Financial derivatives    
(2)Closely-held equity interests    
Other








Total. (Column (b) must equal Form 990, Part X, col. (B) line 12.)Small Bullet  
Part VIII
Investments—Program Related. See Form 990, Part X, line 13.
(a) Description of investment type (b) Book value (c) Method of valuation:
Cost or end-of-year market value








Total. (Column (b) must equal Form 990, Part X, col.(B) line 13.)Small Bullet  
Part IX
Other Assets. See Form 990, Part X, line 15.
(a) Description (b) Book value








Total. (Column (b) must equal Form 990, Part X, col.(B) line 15.)...........Small Bullet  
Part X
Other Liabilities. See Form 990, Part X, line 25.
1.(a) Description of Liability (b) Book value
Federal Income Taxes 0
DEFERRED RENT 117,840








Total. (Column (b) must equal Form 990, Part X, col.(B) line 25.)Small Bullet 117,840
2. Fin 48 (ASC 740) Footnote. In Part XIV, provide the text of the footnote to the organization's financial statements that reports the organization's liability for uncertain tax positions under FIN 48 (ASC740).
Schedule D (Form 990) 2011

Schedule D (Form 990) 2011
Page 4
Part XI Reconciliation of Change in Net Assets from Form 990 to Financial Statements
1 Total revenue (Form 990, Part VIII, column (A), line 12) .................... 1 104,805,816
2 Total expenses (Form 990, Part IX, column (A), line 25) ..................... 2 93,100,531
3 Excess or (deficit) for the year. Subtract line 2 from line 1 ............. 3 11,705,285
4 Net unrealized gains (losses) on investments .......................... 4 -157,142
5 Donated services and use of facilities ............................. 5  
6 Investment expenses ................................... 6  
7 Prior period adjustments .................................. 7  
8 Other (Describe in Part XIV.) ................................. 8 1,887,014
9 Total adjustments (net). Add lines 4 through 8 ......................... 9 1,729,872
10 Excess or (deficit) for the year per financial statements. Combine lines 3 and 9 ......... 10 13,435,157
Part XII Reconciliation of Revenue per Audited Financial Statements With Revenue per Return
1 Total revenue, gains, and other support per audited financial statements ....... 1 155,440,179
2 Amounts included on line 1 but not on Form 990, Part VIII, line 12:
a Net unrealized gains on investments .......... 2a -157,142
b Donated services and use of facilities ......... 2b 49,272,637
c Recoveries of prior year grants ........... 2c  
d Other (Describe in Part XIV.) ............ 2d 1,887,014
e Add lines 2a through 2d ..................... 2e 51,002,509
3 Subtract line 2e from line 1..................... 3 104,437,670
4 Amounts included on Form 990, Part VIII, line 12, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b . 4a 368,146
b Other (Describe in Part XIV.) ........... 4b  
c Add lines 4a and 4b....................... 4c 368,146
5 Total Revenue. Add lines 3 and 4c. (This must equal Form 990, Part I, line 12.) ...... 5 104,805,816
Part XIII Reconciliation of Expenses per Audited Financial Statements With Expenses per Return
1 Total expenses and losses per audited financial statements ............. 1 142,005,022
2 Amounts included on line 1 but not on Form 990, Part IX, line 25:
a Donated services and use of facilities .......... 2a 49,272,637
b Prior year adjustments .............. 2b  
c Other losses ................ 2c  
d Other (Describe in Part XIV.) ............ 2d  
e Add lines 2a through 2d...................... 2e 49,272,637
3 Subtract line 2e from line 1..................... 3 92,732,385
4 Amounts included on Form 990, Part IX, line 25, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b .. 4a 368,146
b Other (Describe in Part XIV.) ............ 4b  
c Add lines 4a and 4b....................... 4c 368,146
5 Total expenses. Add lines 3 and 4c. (This must equal Form 990, Part I, line 18.) ...... 5 93,100,531
Part XIV
Supplemental Information
Complete this part to provide the descriptions required for Part II, lines 3, 5, and 9; Part III, lines 1a and 4; Part lV, lines 1b and 2b;
Part V, line 4; Part X; Part XI, line 8; Part XII, lines 2d and 4b; and Part XIII, lines 2d and 4b. Also complete this part to provide any additional information.
Identifier Return Reference Explanation
PART X, LINE 2 INCOME TAX Smile train follows guidance that clarifies the accounting for uncertainty in tax positions taken or expected to be taken in a tax return, including issues relating to financial statement recognition and measurement. This guidance provides that the tax effects from an uncertain tax position can only be recognized in the combined financial statements if the position is "more-likely-than-not" to be sustained if the position were to be challenged by a taxing authority. The assessment of the tax position is based solely on the technical merits of the position, without regard to the likelihood that the tax position may be challenged. Smile train is exempt from income tax under IRC section 501(c)(3), though it is subject to tax on income unrelated to its exempt purpose, unless that income is otherwise excluded by the code. Smile train has processes presently in place to ensure the maintenance of its tax-exempt status; to identify and report unrelated income; to determine its filing and tax obligations in jurisdictions for which it has nexus; and to identify and evaluated other matters that may be considered tax positions. The tax years ending 2009, 2010 and 2011 are still open to audit for both federal and state purposes. Smile train has determined that there are no material uncertain tax positions that require recognition or disclosure in the combined financial statements.
Form 990, Schedule D, Part XI, line 8 other changes in net assets Release of potential legal liabilities 1,504,558 Grant recovERIES 750,000 Gain/(loss) in currency translations (367,544) --------- Total 1,887,014 ========= Form 990, Schedule D, Part XII, line 2d OTHER CHANGES IN REVENUE Grant Recoveries 750,000 Gain/(loss) in currency translations (367,544) Release of potential legal liabilities 1,504,55 --------- Total 1,887,014 =========
Consolidated Financial Statements   Form 990, Schedule D, Parts XI, XII & XIII Smile Train does not receive standalone financial statements; its operations are consolidated with affiliated organizations. The parts XI, XII and XIII reconciliations on Schedule D tie back to Smile Train's financial information in the audited financial statements and not to the consolidated numbers.
Schedule D (Form 990) 2011

Additional Data


Software ID:  
Software Version:  




SCHEDULE F(Form 990)
Department of the Treasury
Internal Revenue Service
Statement of Activities Outside the United States
Right pointing arrow large image Complete if the organization answered "Yes" to Form 990,Part IV, line 14b, 15, or 16.Right pointing arrow large image Attach to Form 990. Right pointing arrow large image See separate instructions.
OMB No. 1545-0047
2011
Open to Public Inspection
Name of the organization
Smile Train Inc
 
Employer identification number

13-3661416
Part I
General Information on Activities Outside the United States. Complete if the organization answered
“Yes” to Form 990, Part IV, line 14b.
1
For grantmakers. Does the organization maintain records to substantiate the amount of its grants
and other assistance, the grantees' eligibility for the grants or assistance, and the selection criteria used
to award the grants or assistance? ..............................
2
For grantmakers. Describe in Part V the organization’s procedures for monitoring the use of its grants and other
assistance outside the United States.
3
Activites per Region. (Use Part V if additional space is needed.)
(a) Region (b) Number of offices in the region (c) Number of employees or agents in region or independent contractors (d) Activities conducted in region (by type) (e.g., fundraising, program services, investments, grants to recipients located in the region) (e) If activity listed in (d) is a program service, describe specific type of
service(s) in region		 (f) Total
expenditures for region/investments
in region
Central America and the Caribbean     Program Services TREATMENT/TRAINING 59,600
East Asia and the Pacific 1 12 Program Services TREATMENT/TRAINING 22,225,255
Europe (Including Iceland and Greenland)     Program Services TREATMENT/TRAINING 67,605
Middle East and North Africa   2 Program Services TREATMENT/TRAINING 288,830
North America     Program Services TREATMENT/TRAINING 361,530
Russia and the Newly Independent States     Program Services TREATMENT/TRAINING 271,400
South America   1 Program Services TREATMENT/TRAINING 1,170,630
South Asia   8 Program Services TREATMENT/TRAINING 8,590,423
Sub-Saharan Africa   4 Program Services TREATMENT/TRAINING 2,347,158
North America     Grantmaking   1,332,567
Central America and the Caribbean     Investments   269,831
           
           
           
           
           
           
3a Sub-total ..... 1 27 36,984,829
b Total from continuation sheets to Part I ...      
c Totals (add lines 3a and 3b) 1 27 36,984,829
For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990.Cat. No. 50082W Schedule F (Form 990) 2011
Schedule F (Form 990) 2011
Page 2
Part II
Grants and Other Assistance to Organizations or Entities Outside the United States. Complete if the organization answered "Yes" to Form 990,
Part IV, line 15, for any recipient who received more than $5,000. Check this box if no one recipient received more than $5,000 ........ MediumBullet
Use Part V if additional space is needed.
1 (a) Name of organization (b) IRS code section
and EIN (if applicable)		 (c) Region (d) Purpose of
grant 		(e) Amount of
cash grant 		(f) Manner of
cash
disbursement 		(g) Amount of
of non-cash
assistance 		(h) Description
of non-cash
assistance 		(i) Method of
valuation
(book, FMV,
appraisal, other)
East Asia/Pacific   16,045,639 Check/ wire      
East Asia/Pacific   667,415 Check/ wire      
East Asia/Pacific   543,600 Check/ wire      
East Asia/Pacific   489,000 Check/ wire      
South Asia   485,980 Check/ wire      
East Asia/Pacific   475,000 Check/ wire      
South Asia   384,947 Check/ wire      
South Asia   358,200 Check/ wire      
East Asia/Pacific   352,200 Check/ wire      
South Asia   306,073 Check/ wire      
East Asia/Pacific   268,900 Check/ wire      
South Asia   261,972 Check/ wire      
South Asia   247,422 Check/ wire      
South Asia   244,020 Check/ wire      
Sub-Saharan Africa   222,848 Check/ wire      
Sub-Saharan Africa   210,649 Check/ wire      
South Asia   167,525 Check/ wire      
East Asia/Pacific   166,800 Check/ wire      
South Asia   164,658 Check/ wire      
South Asia   162,986 Check/ wire      
South Asia   162,280 Check/ wire      
East Asia/Pacific   156,100 Check/ wire      
East Asia/Pacific   149,600 Check/ wire      
South Asia   149,236 Check/ wire      
South Asia   145,714 Check/ wire      
South Asia   144,747 Check/ wire      
South America   137,650 Check/ wire      
South Asia   136,636 Check/ wire      
East Asia/Pacific   136,500 Check/ wire      
South Asia   134,794 Check/ wire      
South Asia   134,450 Check/ wire      
South Asia   128,978 Check/ wire      
South Asia   128,628 Check/ wire      
East Asia/Pacific   128,000 Check/ wire      
South America   127,500 Check/ wire      
South Asia   127,494 Check/ wire      
South Asia   125,631 Check/ wire      
South Asia   117,625 Check/ wire      
East Asia/Pacific   116,065 Check/ wire      
South Asia   114,800 Check/ wire      
East Asia/Pacific   112,000 Check/ wire      
South Asia   109,000 Check/ wire      
South Asia   107,686 Check/ wire      
East Asia/Pacific   105,800 Check/ wire      
South Asia   105,695 Check/ wire      
South Asia   104,986 Check/ wire      
South Asia   103,000 Check/ wire      
Sub-Saharan Africa   101,500 Check/ wire      
South Asia   99,300 Check/ wire      
South Asia   98,899 Check/ wire      
South Asia   98,305 Check/ wire      
East Asia/Pacific   96,400 Check/ wire      
South Asia   95,159 Check/ wire      
Sub-Saharan Africa   91,200 Check/ wire      
East Asia/Pacific   90,800 Check/ wire      
South Asia   89,891 Check/ wire      
South Asia   89,286 Check/ wire      
Sub-Saharan Africa   88,000 Check/ wire      
South Asia   87,262 Check/ wire      
Middle East/North Africa   86,830 Check/ wire      
South Asia   86,653 Check/ wire      
South America   86,250 Check/ wire      
South Asia   86,000 Check/ wire      
South Asia   85,368 Check/ wire      
Middle East/North Africa   83,500 Check/ wire      
East Asia/Pacific   82,900 Check/ wire      
East Asia/Pacific   82,500 Check/ wire      
South America   82,330 Check/ wire      
South Asia   80,555 Check/ wire      
South Asia   80,520 Check/ wire      
South Asia   80,100 Check/ wire      
South Asia   79,032 Check/ wire      
Sub-Saharan Africa   78,600 Check/ wire      
Sub-Saharan Africa   78,290 Check/ wire      
East Asia/Pacific   77,200 Check/ wire      
North America (Canada an   76,580 Check/ wire      
East Asia/Pacific   74,600 Check/ wire      
Sub-Saharan Africa   74,400 Check/ wire      
South Asia   73,851 Check/ wire      
South Asia   73,250 Check/ wire      
East Asia/Pacific   72,600 Check/ wire      
South Asia   72,577 Check/ wire      
Sub-Saharan Africa   72,500 Check/ wire      
East Asia/Pacific   72,000 Check/ wire      
South Asia   71,823 Check/ wire      
South Asia   71,500 Check/ wire      
South Asia   71,400 Check/ wire      
South Asia   69,900 Check/ wire      
Russia   68,125 Check/ wire      
Sub-Saharan Africa   67,600 Check/ wire      
North America (Canada an   66,500 Check/ wire      
Sub-Saharan Africa   66,050 Check/ wire      
East Asia/Pacific   65,300 Check/ wire      
East Asia/Pacific   63,450 Check/ wire      
South Asia   63,409 Check/ wire      
South Asia   63,404 Check/ wire      
East Asia/Pacific   62,500 Check/ wire      
East Asia/Pacific   62,400 Check/ wire      
Sub-Saharan Africa   60,700 Check/ wire      
East Asia/Pacific   60,500 Check/ wire      
South America   59,500 Check/ wire      
South Asia   59,247 Check/ wire      
East Asia/Pacific   58,950 Check/ wire      
Sub-Saharan Africa   58,000 Check/ wire      
South Asia   57,928 Check/ wire      
South Asia   57,880 Check/ wire      
South Asia   57,032 Check/ wire      
South Asia   56,604 Check/ wire      
East Asia/Pacific   56,000 Check/ wire      
East Asia/Pacific   55,200 Check/ wire      
South Asia   54,177 Check/ wire      
East Asia/Pacific   53,000 Check/ wire      
South Asia   52,667 Check/ wire      
South America   51,750 Check/ wire      
South Asia   51,036 Check/ wire      
South Asia   50,905 Check/ wire      
South Asia   50,800 Check/ wire      
South Asia   50,157 Check/ wire      
Sub-Saharan Africa   49,800 Check/ wire      
East Asia/Pacific   49,200 Check/ wire      
Sub-Saharan Africa   48,000 Check/ wire      
South Asia   47,907 Check/ wire      
East Asia/Pacific   47,200 Check/ wire      
East Asia/Pacific   47,200 Check/ wire      
South Asia   46,946 Check/ wire      
South Asia   46,814 Check/ wire      
South Asia   46,734 Check/ wire      
South Asia   46,550 Check/ wire      
South America   46,200 Check/ wire      
South Asia   44,662 Check/ wire      
South Asia   43,672 Check/ wire      
South America   43,650 Check/ wire      
East Asia/Pacific   42,500 Check/ wire      
South Asia   42,180 Check/ wire      
East Asia/Pacific   41,953 Check/ wire      
South Asia   41,500 Check/ wire      
East Asia/Pacific   41,300 Check/ wire      
Sub-Saharan Africa   41,179 Check/ wire      
South Asia   40,924 Check/ wire      
Sub-Saharan Africa   40,582 Check/ wire      
South Asia   39,691 Check/ wire      
East Asia/Pacific   39,500 Check/ wire      
South America   39,250 Check/ wire      
East Asia/Pacific   38,600 Check/ wire      
South America   38,300 Check/ wire      
Sub-Saharan Africa   37,700 Check/ wire      
East Asia/Pacific   36,970 Check/ wire      
Russia   36,675 Check/ wire      
South Asia   35,778 Check/ wire      
Middle East/North Africa   35,500 Check/ wire      
Sub-Saharan Africa   35,300 Check/ wire      
East Asia/Pacific   35,200 Check/ wire      
South Asia   35,138 Check/ wire      
North America (Canada an   35,000 Check/ wire      
South Asia   34,800 Check/ wire      
East Asia/Pacific   34,400 Check/ wire      
South America   34,250 Check/ wire      
North America (Canada an   34,150 Check/ wire      
East Asia/Pacific   34,100 Check/ wire      
Russia   33,800 Check/ wire      
South Asia   33,559 Check/ wire      
South America   33,375 Check/ wire      
South America   33,130 Check/ wire      
East Asia/Pacific   32,800 Check/ wire      
South Asia   32,571 Check/ wire      
Sub-Saharan Africa   32,400 Check/ wire      
Sub-Saharan Africa   32,000 Check/ wire      
Sub-Saharan Africa   31,500 Check/ wire      
Sub-Saharan Africa   31,110 Check/ wire      
Cent. America/Caribbean   31,050 Check/ wire      
Russia   30,900 Check/ wire      
Sub-Saharan Africa   30,800 Check/ wire      
Sub-Saharan Africa   30,300 Check/ wire      
East Asia/Pacific   29,900 Check/ wire      
South Asia   28,888 Check/ wire      
South Asia   28,204 Check/ wire      
South Asia   28,152 Check/ wire      
South Asia   28,112 Check/ wire      
South Asia   27,861 Check/ wire      
East Asia/Pacific   27,600 Check/ wire      
South Asia   27,600 Check/ wire      
South America   27,400 Check/ wire      
East Asia/Pacific   27,300 Check/ wire      
Russia   27,250 Check/ wire      
East Asia/Pacific   26,750 Check/ wire      
East Asia/Pacific   26,750 Check/ wire      
East Asia/Pacific   26,600 Check/ wire      
South Asia   26,200 Check/ wire      
South Asia   26,162 Check/ wire      
South America   26,000 Check/ wire      
South Asia   25,708 Check/ wire      
South Asia   25,652 Check/ wire      
North America (Canada an   25,000 Check/ wire      
South Asia   24,501 Check/ wire      
North America (Canada an   24,500 Check/ wire      
Sub-Saharan Africa   24,000 Check/ wire      
Sub-Saharan Africa   24,000 Check/ wire      
East Asia/Pacific   23,800 Check/ wire      
East Asia/Pacific   23,600 Check/ wire      
Sub-Saharan Africa   23,465 Check/ wire      
Middle East/North Africa   23,250 Check/ wire      
South Asia   23,250 Check/ wire      
South Asia   23,222 Check/ wire      
Middle East/North Africa   22,500 Check/ wire      
Russia   22,500 Check/ wire      
South Asia   22,398 Check/ wire      
South Asia   22,288 Check/ wire      
South Asia   22,061 Check/ wire      
Sub-Saharan Africa   22,040 Check/ wire      
South America   21,950 Check/ wire      
Sub-Saharan Africa   21,900 Check/ wire      
South Asia   21,555 Check/ wire      
South Asia   21,520 Check/ wire      
South Asia   21,450 Check/ wire      
Russia   21,400 Check/ wire      
South Asia   21,289 Check/ wire      
South Asia   21,182 Check/ wire      
South Asia   20,649 Check/ wire      
South America   20,400 Check/ wire      
South Asia   20,346 Check/ wire      
East Asia/Pacific   20,000 Check/ wire      
East Asia/Pacific   19,700 Check/ wire      
South Asia   19,613 Check/ wire      
Sub-Saharan Africa   19,200 Check/ wire      
Middle East/North Africa   19,000 Check/ wire      
South Asia   18,768 Check/ wire      
South America   18,750 Check/ wire      
South America   18,750 Check/ wire      
South Asia   18,509 Check/ wire      
East Asia/Pacific   18,400 Check/ wire      
South Asia   18,312 Check/ wire      
South Asia   18,200 Check/ wire      
East Asia/Pacific   17,800 Check/ wire      
Sub-Saharan Africa   17,580 Check/ wire      
South Asia   17,497 Check/ wire      
South Asia   17,335 Check/ wire      
South Asia   17,097 Check/ wire      
South Asia   16,983 Check/ wire      
East Asia/Pacific   16,800 Check/ wire      
Europe (incl. Iceland an   16,650 Check/ wire      
North America (Canada an   16,500 Check/ wire      
East Asia/Pacific   16,400 Check/ wire      
South America   15,750 Check/ wire      
South Asia   15,681 Check/ wire      
Sub-Saharan Africa   15,600 Check/ wire      
Sub-Saharan Africa   15,498 Check/ wire      
South America   15,350 Check/ wire      
Sub-Saharan Africa   15,200 Check/ wire      
South Asia   14,739 Check/ wire      
East Asia/Pacific   14,500 Check/ wire      
North America (Canada an   14,500 Check/ wire      
East Asia/Pacific   14,100 Check/ wire      
Cent. America/Caribbean   14,000 Check/ wire      
South Asia   13,761 Check/ wire      
Sub-Saharan Africa   13,600 Check/ wire      
South Asia   13,555 Check/ wire      
North America (Canada an   13,500 Check/ wire      
South America   13,500 Check/ wire      
South Asia   13,500 Check/ wire      
South America   13,300 Check/ wire      
East Asia/Pacific   13,200 Check/ wire      
Sub-Saharan Africa   13,200 Check/ wire      
South Asia   13,156 Check/ wire      
South America   12,800 Check/ wire      
East Asia/Pacific   12,500 Check/ wire      
South America   12,500 Check/ wire      
Sub-Saharan Africa   12,500 Check/ wire      
Sub-Saharan Africa   12,400 Check/ wire      
Sub-Saharan Africa   12,400 Check/ wire      
South Asia   12,370 Check/ wire      
South America   12,250 Check/ wire      
East Asia/Pacific   12,240 Check/ wire      
South Asia   12,200 Check/ wire      
South Asia   11,663 Check/ wire      
Sub-Saharan Africa   11,600 Check/ wire      
South Asia   11,577 Check/ wire      
South Asia   11,549 Check/ wire      
North America (Canada an   11,500 Check/ wire      
South Asia   11,413 Check/ wire      
South Asia   11,217 Check/ wire      
East Asia/Pacific   11,200 Check/ wire      
Sub-Saharan Africa   11,200 Check/ wire      
Sub-Saharan Africa   11,200 Check/ wire      
Sub-Saharan Africa   11,200 Check/ wire      
Sub-Saharan Africa   11,200 Check/ wire      
Russia   11,000 Check/ wire      
South America   11,000 Check/ wire      
South Asia   11,000 Check/ wire      
South Asia   10,973 Check/ wire      
Sub-Saharan Africa   10,941 Check/ wire      
South Asia   10,876 Check/ wire      
South Asia   10,874 Check/ wire      
South America   10,780 Check/ wire      
South America   10,750 Check/ wire      
South Asia   10,655 Check/ wire      
South Asia   10,595 Check/ wire      
South Asia   10,566 Check/ wire      
South Asia   10,432 Check/ wire      
Cent. America/Caribbean   10,400 Check/ wire      
Sub-Saharan Africa   10,400 Check/ wire      
Sub-Saharan Africa   10,400 Check/ wire      
South America   10,375 Check/ wire      
North America (Canada an   10,250 Check/ wire      
South Asia   10,200 Check/ wire      
South Asia   10,123 Check/ wire      
South Asia   10,104 Check/ wire      
East Asia/Pacific   10,000 Check/ wire      
East Asia/Pacific   10,000 Check/ wire      
South America   10,000 Check/ wire      
Sub-Saharan Africa   10,000 Check/ wire      
Sub-Saharan Africa   10,000 Check/ wire      
East Asia/Pacific   9,700 Check/ wire      
Sub-Saharan Africa   9,600 Check/ wire      
South Asia   9,404 Check/ wire      
Sub-Saharan Africa   9,300 Check/ wire      
South Asia   9,282 Check/ wire      
South Asia   9,263 Check/ wire      
South Asia   9,256 Check/ wire      
Sub-Saharan Africa   9,200 Check/ wire      
Russia   9,000 Check/ wire      
South America   9,000 Check/ wire      
South Asia   8,955 Check/ wire      
South Asia   8,912 Check/ wire      
East Asia/Pacific   8,900 Check/ wire      
South America   8,730 Check/ wire      
South Asia   8,709 Check/ wire      
South Asia   8,677 Check/ wire      
South America   8,500 Check/ wire      
South Asia   8,479 Check/ wire      
South Asia   8,471 Check/ wire      
South Asia   8,375 Check/ wire      
South Asia   8,366 Check/ wire      
South Asia   8,292 Check/ wire      
South Asia   8,215 Check/ wire      
North America (Canada an   8,000 Check/ wire      
South Asia   7,974 Check/ wire      
South Asia   7,805 Check/ wire      
South Asia   7,768 Check/ wire      
South Asia   7,706 Check/ wire      
South Asia   7,706 Check/ wire      
East Asia/Pacific   7,700 Check/ wire      
East Asia/Pacific   7,600 Check/ wire      
Sub-Saharan Africa   7,600 Check/ wire      
South America   7,500 Check/ wire      
East Asia/Pacific   7,400 Check/ wire      
South Asia   7,321 Check/ wire      
South Asia   7,204 Check/ wire      
East Asia/Pacific   7,200 Check/ wire      
South Asia   7,200 Check/ wire      
Sub-Saharan Africa   7,200 Check/ wire      
South Asia   7,042 Check/ wire      
East Asia/Pacific   7,000 Check/ wire      
South Asia   6,922 Check/ wire      
South Asia   6,841 Check/ wire      
South Asia   6,800 Check/ wire      
South Asia   6,751 Check/ wire      
South Asia   6,602 Check/ wire      
East Asia/Pacific   6,600 Check/ wire      
North America (Canada an   6,500 Check/ wire      
North America (Canada an   6,500 Check/ wire      
South Asia   6,461 Check/ wire      
Sub-Saharan Africa   6,400 Check/ wire      
South Asia   6,366 Check/ wire      
South Asia   6,214 Check/ wire      
South America   6,200 Check/ wire      
East Asia/Pacific   6,000 Check/ wire      
East Asia/Pacific   6,000 Check/ wire      
East Asia/Pacific   6,000 Check/ wire      
South Asia   6,000 Check/ wire      
Sub-Saharan Africa   6,000 Check/ wire      
South Asia   5,941 Check/ wire      
Sub-Saharan Africa   5,900 Check/ wire      
South Asia   5,661 Check/ wire      
East Asia/Pacific   5,600 Check/ wire      
Sub-Saharan Africa   5,600 Check/ wire      
Middle East/North Africa   5,500 Check/ wire      
North America (Canada an   5,500 Check/ wire      
South Asia   5,476 Check/ wire      
South Asia   5,438 Check/ wire      
South Asia   5,365 Check/ wire      
South Asia   5,360 Check/ wire      
South Asia   5,354 Check/ wire      
Sub-Saharan Africa   5,300 Check/ wire      
East Asia/Pacific   5,200 Check/ wire      
Sub-Saharan Africa   5,200 Check/ wire      
South Asia   5,199 Check/ wire      
South Asia   5,191 Check/ wire      
South Asia   5,127 Check/ wire      
Sub-Saharan Africa   5,100 Check/ wire      
South Asia   5,073 Check/ wire      
2
Enter total number of recipient organizations listed above that are recognized as charities by the foreign country, recognized as tax-exempt by the IRS, or for which the grantee or counsel has provided a section 501(c)(3) equivalency letter .....MediumBullet
390
3
Enter total number of other organizations or entities ........................MediumBullet
 
Schedule F (Form 990) 2011
Schedule F (Form 990) 2011Page 3
Part III
Grants and Other Assistance to Individuals Outside the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 16.
Use Part V if additional space is needed.
(a) Type of grant or assistance (b) Region (c) Number of recipients (d) Amount of
cash grant 		(e) Manner of cash
disbursement 		(f) Amount of
non-cash
assistance 		(g) Description
of non-cash
assistance 		(h) Method of
valuation
(book, FMV,
appraisal, other)
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
Schedule F (Form 990) 2011
Schedule F (Form 990) 2011
Page 4
Part IV
Foreign Forms
1 Was the organization a U.S. transferor of property to a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 926 (see instructions for Form 926).................
2 Did the organization have an interest in a foreign trust during the tax year? If " Yes," the organization may be required to file Form 3520 and/or Form 3520-A. (see instructions for Forms 3520 and 3520-A)..........
3 Did the organization have an ownership interest in a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 5471, Information Return of U.S. Persons with respect to Certain Foreign Corporations. (see instructions for Form 5471)..............................
4 Was the organization a direct or indirect shareholder of a passive foreign investment company or a qualified electing fund during the tax year? If "Yes," the organization may be required to file Form 8621, Return by a Shareholder of a Passive Foreign Investment Company or Qualified Electing Fund. (see instructions for Form 8621)
5 Did the organization have an ownership interest in a foreign partnership during the tax year? If "Yes," the organization may be required to file Form 8865, Return of U.S. Persons with respect to Certain Foreign Partnerships. (see instructions for Form 8865)....................................
6 Did the organization have any operations in or related to any boycotting countries during the tax year? If "Yes," the organization may be required to file Form 5713, International Boycott Report (see instructions for Form 5713)................................................
Schedule F (Form 990) 2011
Schedule F (Form 990) 2011
Page 5
Part V
Supplemental Information
Complete this part to provide the information required by Part I, line 2 (monitoring of funds); Part I, line 3, column (f) (accounting method; amounts of investments vs. expenditures per region); Part II, line 1 (accounting method); Part III (accounting method); and Part III, column (c) (estimated number of recipients), as applicable. Also complete this part to provide any additional information (see instructions).
Identifier ReturnReference Explanation
Procedures for Monitoring the Use of Grants Schedule F, Part I, Line 2 The grant beneficiary must upload the surgeries that have been performed on the secure database website: www.smiletrainexpress.org, within one month from the performance of the surgery. This information is reviewed daily by the program management for approval. Where applicable, grantees are required to submit a final grant report upon completion of the requirements.
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
Schedule F (Form 990) 2011
Additional Data


Software ID:  
Software Version:  



SCHEDULE G (Form 990 or 990-EZ)
Department of the Treasury
Internal Revenue Service
Supplemental Information Regarding
Fundraising or Gaming Activities
Complete if the organization answered "Yes" to Form 990, Part IV, lines 17, 18, or 19,or if the organization entered more than $15,000 on Form 990-EZ, line 6a.right arrowAttach to Form 990 or Form 990-EZ. right arrowSee separate instructions.
OMB No. 1545-0047
2011
Open to Public Inspection
Name of the organization
Smile Train Inc
 
Employer identification number

13-3661416
Part I
Fundraising Activities. Complete if the organization answered "Yes" to Form 990, Part IV, line 17.
1
Indicate whether the organization raised funds through any of the following activities. Check all that apply.
a e
b f
c g
d
2a
Did the organization have a written or oral agreement with any individual (including officers, directors, trustees
or key employees listed in Form 990, Part VII) or entity in connection with professional fundraising services?
b
If “Yes,” list the ten highest paid individuals or entities (fundraisers) pursuant to agreements under which the fundraiser is
to be compensated at least $5,000 by the organization. Form 990-EZ filers are not required to complete this table.
(i) Name and address of individual
or entity (fundraiser) 		(ii) Activity (iii) Did fundraiser have custody or control of contributions? (iv) Gross receipts
from activity 		(v) Amount paid to
(or retained by)
fundraiser listed in
col. (i) 		(vi) Amount paid to
(or retained by)
organization
Yes No
Infocision telemrkting   No 1,043,204 816,528 226,676
Total .................right arrow 1,043,204 816,528 226,676
3
List all states in which the organization is registered or licensed to solicit funds or has been notified it is exempt from registration or licensing.
AL, AK, AZ, AR, CA, CO, CT, FL, GA, HI, IL, KS, KY, LA, ME, MI, MN, MS, MO, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, TN, UT, VA, WA, WV, WI
For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50083H
Schedule G (Form 990 or 990-EZ) 2011
Schedule G (Form 990 or 990-EZ) 2011
Page 2
Part II
Fundraising Events. Complete if the organization answered "Yes" to Form 990, Part IV, line 18, or reported more than $15,000 on Form 990-EZ, line 6a. List events with gross receipts greater than $5,000.
(a) Event #1

 
(event type) 		(b) Event #2

 
(event type) 		(c) Other Events

  
(total number) 		(d) Total Events
(Add col. (a) through col. (c))
VerticalRevenue 1 Gross receipts . . .        
2 Less: Charitable
contributions . . . 		       
3 Gross income (line 1
minus line 2) . . . 		       
VerticalDirectExpenses 4 Cash prizes . . .        
5 Non-cash prizes . .        
6 Rent/facility costs . .        
7 Food and beverages . .        
8 Entertainment . . .        
9 Other direct expenses .        
10 Direct expense summary. Add lines 4 through 9 in column (d) ........... right arrow  
11 Net income summary. Combine lines 3 and 10 in column (d)............ right arrow  
Part III
Gaming. Complete if the organization answered "Yes" to Form 990, Part IV, line 19, or reported more than $15,000 on Form 990-EZ, line 6a.
VerticalRevenue (a) Bingo (b) Pull tabs/Instant
bingo/progressive bingo 		(c) Other gaming (d) Total gaming (Add col. (a) through col. (c))
1 Gross revenue . . . .        
VerticalDirectExpenses 2 Cash prizes . . . .        
3 Non-cash prizes . . .        
4 Rent/facility costs . . .        
5 Other direct expenses . .        
6 Volunteer labor . . .
 
 
 
7 Direct expense summary. Add lines 2 through 5 in column (d) ........... right arrow  
8 Net gaming income summary. Combine lines 1 and 7 in column (d) .......... right arrow  
9
Enter the state(s) in which the organization operates gaming activities:
a
Is the organization licensed to operate gaming activities in each of these states? ............
b
If "No," Explain:
 
10a
Were any of the organization's gaming licenses revoked, suspended or terminated during the tax year? .....
b
If "Yes," Explain:
 
11
Does the organization operate gaming activities with nonmembers? .................
12
Is the organization a grantor, beneficiary or trustee of a trust or a member of a partnership or other entity
formed to administer charitable gaming? ..........................
Schedule G (Form 990 or 990-EZ) 2011
Schedule G (Form 990 or 990-EZ) 2011
Page 3
13
Indicate the percentage of gaming activity operated in:
a
The organization's facility ......................
13a
 
b
An outside facility ........................
13b
 
14
Provide the name and address of the person who prepares the organization's gaming/special events books and records:
Name right arrow
Address right arrow
15a
Does the organization have a contract with a third party from whom the organization receives gaming
revenue? ......................................
b
If "Yes," enter the amount of gaming revenue received by the organization right arrow $   and the
amount of gaming revenue retained by the third party right arrow $   .
c
If "Yes," enter name and address:
Name right arrow
Address right arrow
 
 
16
Gaming manager information:
Name right arrow
Gaming manager compensation right arrow $  
Description of services provided right arrow
 
17
Mandatory distributions:
a
Is the organization required under state law to make charitable distributions from the gaming proceeds to
retain the state gaming license? ............................
b
Enter the amount of distributions required under state law distributed to other exempt organizations or spent
in the organization's own exempt activities during the tax year right arrow$  
Part IV
Complete this part to provide additional information for responses to quuestion on Schedule G (see instructions.)
Identifier ReturnReference Explanation
Schedule G (Form 990 or 990-EZ) 2011
Additional Data


Software ID:  
Software Version:  
Schedule I
(Form 990)
Department of the Treasury
Internal Revenue Service
Grants and Other Assistance to Organizations,
Governments and Individuals in the United States
Complete if the organization answered "Yes," to Form 990, Part IV, line 21 or 22.
lBullet Attach to Form 990
OMB No. 1545-0047
2011
Open to Public
Inspection
Name of the organization
Smile Train Inc
 
Employer identification number
13-3661416
Part I
General Information on Grants and Assistance
1
Does the organization maintain records to substantiate the amount of the grants or assistance, the grantees' eligibility for the grants or assistance, and
the selection criteria used to award the grants or assistance? ....................................
2
Describe in Part IV the organization's procedures for monitoring the use of grant funds in the United States.
Part II
Grants and Other Assistance to Governments and Organizations in the United States. Complete if the organization answered "Yes" to
Form 990, Part IV, line 21 for any recipient that received more than $5,000. Check this box if no one recipient received more than $5,000. Use
Part IV and Schedule I-1 (Form 990) if additional space is needed ......................... lBullet
(a) Name and address of organization
or government		 (b) EIN (c) IRC Code section
if applicable		 (d) Amount of cash grant (e) Amount of non-cash
assistance		 (f) Method of valuation
(book, FMV, appraisal,
other)		 (g) Description of
non-cash assistance		 (h) Purpose of grant
or assistance
(1) ReSurge International857 Maude Ave
Mountain View,CA94043 		23-7297770 501(c)(3) 1,441,350       Cleft Repair Mission
(2) African Medical and Research Foundation4 West 43rd Street 2nd Floor
New York,NY10036 		13-1867411 501(c)(3) 607,500       Cleft Repair Mission
(3) CURE International701 Bosler Avenue
Lemoyne,PA17043 		58-2248383 501(c)(3) 509,520       Cleft Repair Mission
(4) Noordhoff Craniofacial Foundation USA7333 Grachen Drive SE
Grand Rapids,MI49546 		75-2861838 501(c)(3) 200,000       Cleft Repair Mission
(5) Mercy ShipsPO Box 2020 15862 State Highway 1
Lindale,TX75771 		26-2414132 501(c)(3) 114,000       Cleft Repair Mission
(6) Palestine Children's Relief Fund1340 Morris Rd PO Box 1926
Kent,OH44240 		93-1057665 501(c)(3) 39,150       Cleft Repair Mission
(7) Surgical Volunteers International65712 E Mesa Ridge Ct
Tucson,AZ85739 		06-1816914 501(c)(3) 33,500       Cleft Repair Mission
(8) Mercy Health Foundation621 S New Ballas Rd 260A
St Louis,MO63141 		56-2410020 501(c)(3) 29,800       Cleft Repair Mission
(9) Medical Foundation of North Carolina Inc880 Martin Luther King Jr Blvd
Chapel Hill,NC27514 		56-6057494 501(c)(3) 25,500       Cleft Repair Mission
(10) National Foundation for Facial Reconstruction333 East 30th Street Lobby Unit
New York,NY10016 		13-6013760 501(c)(3) 25,000       Cleft Repair Mission
(11) Global Smile Foundation28 Martingale Lane
Westwood,MA02090 		26-2668127 501(c)(3) 24,250       Cleft Repair Mission
(12) Operation of HopePO Box 99
Lake Forest,CA92609 		45-2778045 501(c)(3) 21,200       Cleft Repair Mission
(13) Free to Smile Foundation75 E Gay Street Suite 300
Columbus,OH43215 		26-3538922 501(c)(3) 18,000       Cleft Repair Mission
(14) Interplast South2820 NW 5th Court
Gainesville,FL32607 		59-1964119 501(c)(3) 12,000       Cleft Repair Mission
(15) Healing the Children FloridaGeorgia IncPO Box 354235
Palm Coast,FL32135 		59-3503974 501(c)(3) 10,000       Cleft Repair Mission
(16) St Louis Children's Hospital FoundationOne Childrens Place
St Louis,MO63110 		43-1626863 501(c)(3) 10,000       Cleft Repair Mission
(17) UMass Memorial Foundation-Ecuador FundUmass Plastic Surgery 281 Lincoln S
Wocester,MA01605 		04-3108190 501(c)(3) 10,000       Cleft Repair Mission
(18) SurgiCorps International3392 Saxonburg Blvd Suite 400
Glenshaw,PA15116 		25-1796465 501(c)(3) 9,000       Cleft Repair Mission
(19) NW Foundation or Maxillofacial Research & Ed12109 E Broadway Ave Bldg C
Spokane,WA99206 		91-1943532 501(c)(3) 7,500       Cleft Repair Mission
2
Enter total number of section 501(c)(3) and government organizations listed in the line 1 table ................. Bullet Image
19
3
Enter total number of other organizations listed in the line 1 table ......................... . Bullet Image
 
For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50055P
Schedule I (Form 990) 2011

Schedule I (Form 990) 2011
Page 2
Part III
Grants and Other Assistance to Individuals in the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 22.
Use Schedule I-1 (Form 990) if additional space is needed.
(a)Type of grant or assistance (b)Number of
recipients		 (c)Amount of
cash grant		 (d)Amount of
non-cash assistance		 (e)Method of valuation (book,
FMV, appraisal, other)		 (f)Description of non-cash assistance













Part IV
Supplemental Information. Complete this part to provide the information required in Part I, line 2, and any other additional information.
Identifier Return Reference Explanation
Schedule I, Part I, Line 2 Procedures for monitoring the use of grants Grant recipients are required to submit final grant reports describing outcomes and how funds were used. Grant recipients are required to use funds only for direct program costs and keep separate accounting records of Smile Train grants. Smile Train undertakes periodic financial audits to ensure accuracy of these records. Additionally, organizations receiving surgical grants must upload patient records with pre- and post-operative photos for every surgery performed with Smile Train funding to www.smiletrainexpress.org, Smile Train's online patient record database. Patient records are reviewed daily by Smile Train staff for completeness and accuracy, and a member of the Smile Train medical advisory board regularly reviews randomly selected records for medical quality.
Schedule I (Form 990) 2011


Additional Data


Software ID:  
Software Version:  


Schedule J
(Form 990)
Department of the Treasury
Internal Revenue Service
Compensation Information
For certain Officers, Directors, Trustees, Key Employees, and Highest
Compensated Employees
SchJMediumBullet Complete if the organization answered "Yes" to Form 990,
Part IV, question 23.
SchJMediumBullet Attach to Form 990. SchJMediumBullet See separate instructions.
OMB No. 1545-0047
2011
Open to Public Inspection
Name of the organization
Smile Train Inc
 
Employer identification number

13-3661416
Part I
Questions Regarding Compensation
Yes
No
1a
Check the appropiate box(es) if the organization provided any of the following to or for a person listed in Form
990, Part VII, Section A, line 1a. Complete Part III to provide any relevant information regarding these items.
b
If any of the boxes in line 1a are checked, did the organization follow a written policy regarding payment or reimbursement or provision of all the expenses described above? If "No," complete Part III to explain....
1b
 
 
2
Did the organization require substantiation prior to reimbursing or allowing expenses incurred by all
officers, directors, trustees, and the CEO/Executive Director, regarding the items checked in line 1a? ....
2
 
 
3
Indicate which, if any, of the following the organization uses to establish the compensation of the
organization's CEO/Executive Director. Check all that apply. Do not check any boxes for methods
used by a related organization to establish compensation of the CEO/Executive Director, but explain in Part III.
4
During the year, did any person listed in Form 990, Part VII, Section A, line 1a with respect to the filing organization or a related organization:
a
Receive a severance payment or change-of-control payment? ...............
4a
Yes
 
b
Participate in, or receive payment from, a supplemental nonqualified retirement plan? ........
4b
 
No
c
Participate in, or receive payment from, an equity-based compensation arrangement? ........
4c
 
No
If "Yes" to any of lines 4a-c, list the persons and provide the applicable amounts for each item in Part III.
Only 501(c)(3) and 501(c)(4) organizations only must complete lines 5-9.
5
For persons listed in form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the revenues of:
a
The organization? ...........................
5a
 
No
b
Any related organization? .........................
5b
 
No
If "Yes," to line 5a or 5b, describe in Part III.
6
For persons listed in form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the net earnings of:
a
The organization? ...........................
6a
 
No
b
Any related organization? .........................
6b
 
No
If "Yes," to line 6a or 6b, describe in Part III.
7
For persons listed in Form 990, Part VII, Section A, line 1a, did the organization provide any non-fixed
payments not described in lines 5 and 6? If "Yes," describe in Part III ............
7
 
No
8
Were any amounts reported in Form 990, Part VII, paid or accured pursuant to a contract that was
subject to the initial contract exception described in Regulations section 53.4958-4(a)(3)? If "Yes," describe
in Part III .............................
8
Yes
 
9
If "Yes" to line 8, did the organization also follow the rebuttable presumption procedure described in Regulations section 53.4958-6(c)? .........................
9
Yes
 
For Privacy Act and Paperwork Reduction Act Notice, see the Intructions for Form 990
Cat. No. 50053T
Schedule J (Form 990) 2011

Schedule J (Form 990) 2011
Page 2
Part II
Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees. Use duplicate copies if additional space is needed.
For each individual whose compensation must be reported in Schedule J, report compensation from the organization on row (i) and from related organizations, described in the
instructions on row (ii). Do not list any individuals that are not listed on Form 990, Part VII.

Note. The sum of columns (B)(i)-(iii) for each listed individual must equal the total amount of Form 990, Part VII, Section A, line 1a, applicable column (D) and column (E) for that individual.
(A) Name (B) Breakdown of W-2 and/or 1099-MISC compensation (C) Retirement and other deferred compensation (D) Nontaxable
benefits		 (E) Total of columns
(B)(i)-(D) 		(F) Compensation
reported as deferred
in prior Form 990
(i) Base compensation (ii) Bonus & incentive compensation (iii) Other reportable compensation
(1) Priscilla Ma (i)
(ii)		 281,480
0 		0
0 		0
0 		15,000
0 		12,698
0 		309,178
0 		0
0
(2) Robert Toth (i)
(ii)		 223,523
0 		0
0 		0
0 		0
0 		22,736
0 		246,259
0 		0
0
(3) Brian Dearth (i)
(ii)		 262,865
0 		0
0 		0
0 		13,425
0 		39,432
0 		315,722
0 		0
0
(4) Dr Shell Xue (i)
(ii)		 278,795
0 		0
0 		0
0 		14,867
0 		12,698
0 		306,360
0 		0
0
(5) Jill Woodcome (i)
(ii)		 158,533
0 		0
0 		0
0 		1,490
0 		39,432
0 		199,455
0 		0
0
(6) Gilbert Domfeh (i)
(ii)		 176,600
0 		0
0 		0
0 		9,900
0 		39,432
0 		225,932
0 		0
0
(7) Troy Reinhart (i)
(ii)		 133,050
0 		0
0 		0
0 		7,500
0 		12,698
0 		153,248
0 		0
0
(8) Brian Mullaney thru 06302011 (i)
(ii)		 166,667
0 		0
0 		0
0 		0
0 		19,944
0 		186,611
0 		0
0
(9) Michele Sinesky thru 2142011 (i)
(ii)		 0
0 		0
0 		138,942
0 		750
0 		4,309
0 		144,001
0 		0
0







Schedule J (Form 990) 2011

Schedule J (Form 990) 2011
Page 3
Part III
Supplemental Information
Complete this part to provide the information, explanation, or descriptions required for Part I, lines 1a, 1b, 3, 4c, 5a, 5b, 6a, 6b, 7, and 8. Also complete this part for any additional information.
Identifier Return Reference Explanation
Schedule J, Line 1a   Schedule J, Part II, Column F CO-FOUNDER AND PRESIDENT, BRIAN MULLANEY, RECEIVED $166,667 OF HIS COMPENSATION THROUGH THE END OF FISCAL YEAR 2011, WHICH WAS REPORTED ON HIS CALENDAR YEAR 2011 W-2. THE $166,667 HAS BEEN REPORTED IN SCHEDULE J, PART II, COLUMN (B)(III).
Schedule J, Line 4(a)   Manager of Donor Relations, Michele Sinesky, separated from service as of February 14th, 2011. Ms. Sinesky received a severance payment of $138,942 that has been reported in Schedule J, Part II, column b(iii). VARIOUS OTHER SMILE TRAIN FORMER OFFICERS RECEIVED COMPENSATION IN CALENDAR YEAR 2011; HOWEVER, THEIR TOTAL COMPENSATION DID NOT EXCEED $100,000 AND THEREFORE THEY ARE NOT REQUIRED TO BE REPORTED ON THE ORGANIZATION'S FORM 990. Schedule J, Part I, Line 8 The Senior VP and Chief Marketing Officer, Brian Dearth, has an employment agreement with Smile Train.
Schedule J (Form 990) 2011

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Schedule L
(Form 990 or 990-EZ)
Department of the Treasury
Internal Revenue Service
Transactions with Interested Persons
MediumBullet Complete if the organization answered
"Yes" on Form 990, Part IV, lines 25a, 25b, 26, 27, 28a, 28b, or 28c,
or Form 990-EZ, Part V lines 38a or 40b.
MediumBullet Attach to Form 990 or Form 990-EZ. MediumBulletSee separate instructions.
OMB No. 1545-0047
2011
Open to Public Inspection
Name of the organization
Smile Train Inc
 
Employer identification number

13-3661416
Part I
Excess Benefit Transactions (section 501(c)(3) and section 501 (c)(4) organizations only).
Complete if the organization answered "Yes" on Form 990, Part IV, line 25a or 25b, or Form 990-EZ, Part V, line 40b.
1(a) Name of disqualified person (b) Description of transaction (c) Corrected?
Yes No





2
Enter the amount of tax imposed on the organization managers or disqualified persons during the year under section 4958. ......................... Bullet Image$
 
3
Enter the amount of tax, if any, on line 2, above, reimbursed by the organization ....... Bullet Image$
 

Part II
Loans to and/or From Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 26, or Form 990-EZ, Part V, line 38a.
(a) Name of interested person and purpose (b) Loan to or from the organization? (c)Original principal amount (d)Balance due (e) In default? (f) Approved by board or committee? (g)Written agreement?
To From Yes No Yes No Yes No
Total ...............Small Bullet $  
Part III
Grants or Assistance Benefitting Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 27.
(a) Name of interested person (b)Relationship between interested person and the organization (c)Amount of grant or type of assistance
For Privacy Act and Paperwork Reduction Act Notice, see the
Instructions for Form 990 or 990-EZ.
Cat. No. 50056A
Schedule L (Form 990 or 990-EZ) 2011
Schedule L (Form 990 or 990-EZ) 2011
Page 2
Part IV
Business Transactions Involving Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 28a, 28b, or 28c.
(a) Name of interested person (b) Relationship between interested person and the organization (c) Amount of transaction (d) Description of transaction (e) Sharing of organization's revenues?
Yes No
(1) Charles Wang Chairman 108,000 IT Fees   No
Part V
Supplemental Information
Complete this part to provide additional information for responses to questions on Schedule L (see instructions).
Identifier Return Reference Explanation
Schedule L, Part IV   The principal shareholder of Neulion, Inc., a company that Smile Train conducts business with, is related to the Chairman of the Board of Directors of Smile Train who is also the Chairman of the Board of Directors of Neulion.
Schedule L (Form 990 or 990-EZ) 2011

Additional Data


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SCHEDULE M
(Form 990)

Department of the Treasury
Internal Revenue Service
NonCash Contributions
Right pointing arrow large imageComplete if the organization answered "Yes" on Form 990, Part IV, lines 29 or 30.
Right pointing arrow large image Attach to Form 990.
OMB No. 1545-0047
2011
Open to Public Inspection
Name of the organization
Smile Train Inc
 
Employer identification number

13-3661416
Part I
Types of Property
(a)
Check if applicable 		(b)
Number of Contributions or items contributed 		(c)
Noncash contribution amounts reported on
Form 990, Part VIII, line 1g 		(d)
Method of determining
noncash contribution amounts
1 Art—Works of art ....        
2 Art—Historical treasures .        
3 Art—Fractional interests ..        
4 Books and publications ..      
5 Clothing and household
goods ....... 		     
6 Cars and other vehicles ..        
7 Boats and planes ....        
8 Intellectual property ...        
9 Securities—Publicly traded . X 130 733,196 FAIR MARKET VALUE
10 Securities—Closely held stock .        
11 Securities—Partnership, LLC,
or trust interests .... 		       
12 Securities—Miscellaneous ..        
13 Qualified conservation
contribution—Historic
structures ..... 		       
14 Qualified conservation
contribution—Other ... 		       
15 Real estate—Residential .        
16 Real estate—Commercial ..        
17 Real estate—Other ...        
18 Collectibles .....        
19 Food inventory ...        
20 Drugs and medical supplies .        
21 Taxidermy ......        
22 Historical artifacts ....        
23 Scientific specimens ..        
24 Archeological artifacts ...        
25 Other Right pointing arrow large image ( )
26 Other Right pointing arrow large image( )
27 Other Right pointing arrow large image( )
28 Other Right pointing arrow large image ( )
29
Number of Forms 8283 received by the organization during the tax year for contributions
for which the organization completed Form 8283, Part IV, Donee Acknowledgement ...
29
 
Yes
No
30a
During the year, did the organization receive by contribution any property reported in Part I, lines 1-28 that it
must hold for at least three years from the date of the initial contribution, and which is not required to be used
for exempt purposes for the entire holding period? ..................
30a
 
No
b
If "Yes," describe the arrangement in Part II.
31
Does the organization have a gift acceptance policy that requires the review of any non-standard contributions?
31
Yes
 
32a
Does the organization hire or use third parties or related organizations to solicit, process, or sell noncash
contributions? ............................
32a
Yes
 
b
If "Yes," describe in Part II.
33
If the organization did not report revenues in column (c) for a type of property for which column (a) is checked,
describe in Part II.
For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 51227J
Schedule M (Form 990) 2011
Schedule M (Form 990) 2011
Page 2
Part II
Supplemental Information. Complete this part to provide the information required by Part I, lines 30b,
32b, and 33 and whether the organization is reporting in Part I, column (b) the number of contributions, the number of items received, or a combination of both. Also complete this part for any additional information.
Identifier Return Reference Explanation
Form 990, Schedule M, Line 32(b)   To the extent that Smile Train receives non-cash contributions of securities, it tasks its investment broker with liquidating those securities. In the event Smile Train receives non-standard contributions, Smile Train will retain the services of consultants to liquidate those items.
Schedule M (Form 990) 2011
Additional Data


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SCHEDULE O
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Supplemental Information to Form 990 or 990-EZ

Complete to provide information for responses to specific questions on
Form 990 or to provide any additional information.
MediumBullet Attach to Form 990 or 990-EZ.
OMB No. 1545-0047
2011
Open to Public
Inspection
Name of the organization
Smile Train Inc
 
Employer identification number

13-3661416
Identifier Return Reference Explanation
Form 990, Part I - Principal Officer   For the fiscal year ending June 30, 2012, Smile Train's principal officer was Priscilla Ma. Ms. Ma's tenure with the organization ended prior to the filing of this Form 990. Accordingly, as of the date of the filing of this Form 990, the organization's principal officer is Susannah Schaefer. Form 990, Part VI, Line 2 Board Member Robert T. Bell and Chairman of the Board, Charles B. Wang have a business relationship. Board Member Susannah Schaefer and Chairman of the Board, Charles B. Wang have a business relationship. Board of Directors Members, Arthur McCarthy and Roy E. Reichbach, have a business relationship with the Chairman of the Board, CHarles B. Wang.
Form 990, Part VI, Line 11   The Form 990 was prepared by an international accounting firm in conjunction with the organization's financial department. A copy of the Form 990 was reviewed by the chair of the audit committee of the board of directors and the Form 990 was distributed to all active board members before filing.
Form 990, Part VI, Line 12c   Each officer, director, trustee and key employee of the organization is required to annually disclose any conflicts of interest that arise by virtue of employment, board service, or position with the organization. The organization monitors compliance with its conflict of interest policy through an annual questionnaire/disclosure statement that is distributed to these individuals. Also, when new directors or staff join the charity, they are required to complete the questionnaire. Potential conflicts are investigated immediately. Completed Questionnaires are available for inspection by any Board member and may be reviewed by the Organization's legal counsel. THE SENIOR MANAGEMENT MONITOR NEW CONTRACTS AND INVOICE PAYMENTS TO ASCERTAIN THAT THESE POLICIES ARE ADHERED TO.
Form 990 Part VI, Line 15a   The Board of Directors utilizes the services of independent compensation consultants to provide comparative data and periodically opine on the reasonableness of the executive director's and other key employees' compensation AS WELL AS TOP EXECUTIVES.
Form 990, Part VI, Line 15b   THE COMPENSATION OF KEY EMPLOYEES IS PROPOSED BY THE DEPARTMENT HEADS AND APPROVED BY THE COMPENSATION COMMiTTEE OF THE BOARD OF DIRECTORS. THE COMPENSATION COMMiTTEE OF THE BOARD OF DIRECTORS ALSO USES COMPARATIVE COMPENSATION DATA FROM OUTSIDE SOURCES. Periodically, an outside compensation consultant is retained to OPINE ON the reasonableness of the COMPENSATION OF THE HIGHEST PAID EXECUTIVES, including the top 5 highest paid compared to a selected peer group of charitable organizations.
Form 990, Part VI, Line 19   The organization makes its Form 990 available to the public by retaining a copy at its place of business. The Form 990 is also published on the internet at www.guidestar.org and on the organization's website. The organization's financial statements are posted on its website (www smiletrain org). Copies of documents are also provided to the public at the organization's headquarters in New York City upon request.
Form 990, Part XI, Line 5 Reconciliation of Net Assets Net Unrealized gain/(loss) (157,142) Grant recoveries 750,000 Release of potential legal liabilities 1,504,558 Gain/(loss) in currency translations (367,544) --------- Total 1,729,872 =========
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 51056K
Schedule O (Form 990 or 990-EZ) 2011

Additional Data


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SCHEDULE R
(Form 990)
Department of the Treasury
Internal Revenue Service
Related Organizations and Unrelated Partnerships
MediumBulletComplete if the organization answered "Yes" to Form 990, Part IV, line 33, 34, 35, 36, or 37.
MediumBulletAttach to Form 990. MediumBullet See separate instructions.

OMB No. 1545-0047
2011
Open to Public Inspection
Name of the organization
Smile Train Inc
 
Employer identification number

13-3661416
Part I
Identification of Disregarded Entities (Complete if the organization answered "Yes" on Form 990, Part IV, line 33.)
(a)
Name, address, and EIN of disregarded entity


(b)
Primary activity


 		(c)
Legal domicile (state
or foreign country)

 		(d)
Total income
(e)
End-of-year assets


 		(f)
Direct controlling
entity

















Part II
Identification of Related Tax-Exempt Organizations (Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related tax-exempt organizations during the tax year.)
(a)
Name, address, and EIN of related organization


(b)
Primary activity


 		(c)
Legal domicile (state
or foreign country)

 		(d)
Exempt Code section
(e)
Public charity status
(if section 501(c)(3))

 		(f)
Direct controlling
entity

 		(g)
Section 512(b)(13) controlled organization
Yes No
(1) The Smile Train UK

PO BOX 583
NORTHAMPTON   NN3 6UH
UK
SEE PART IV UK N/A   N/A
 
No
(2) The Smile Train Canada

PO BOX 130 STN SAINT-LAURENT
SAINT-LAURENT,QUEBECH4L 4V4
CA
SEE PART IV CA N/A   N/A
 
No
(3) The Smile Train Stiftung

41 Maidson Avenue

New York,NY10010
 See Part IV GM N/A   NA
 
 
No
(4) The Smile Train France

41 Madison Avenue

New York,NY10010
 See Part IV FR N/A   NA
 
 
No
(5) The Smile Train India

41 Madison Avenue

New York,NY10010
 See Part IV IN N/A   NA
 
 
No




For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50135Y
Schedule R (Form 990) 2011
Schedule R (Form 990) 2011
Page 2
Part III
Identification of Related Organizations Taxable as a Partnership (Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related organizations treated as a partnership during the tax year.)
(a)
Name, address, and EIN of
related organization



 		(b)
Primary activity




 		(c)
Legal
domicile
(state or foreign
country)


 		(d)
Direct controlling
entity



 		(e)
Predominant income(related, unrelated, excluded from tax under sections 512-514)

(f)
Share of total income




 		(g)
Share of end-of-year
assets



 		(h)
Disproprtionate allocations?




 		(i)
Code V—UBI
amount in box 20 of
Schedule K-1
(Form 1065)
 		(j)
General or
managing
partner?



 		(k)
Percentage
ownership
Yes No Yes No












Part IV
Identification of Related Organizations Taxable as a Corporation or Trust (Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related organizations treated as a corporation or trust during the tax year.)
(a)
Name, address, and EIN of related organization



 		(b)
Primary activity



 		(c)
Legal domicile
(state or
foreign
country)
 		(d)
Direct controlling
entity


 		(e)
Type of entity
(C corp, S corp,
or trust)

 		(f)
Share of total income



 		(g)
Share of
end-of-year
assets

 		(h)
Percentage
ownership












Schedule R (Form 990) 2011
Schedule R (Form 990) 2011
Page 3
Part V
Transactions With Related Organizations (Complete if the organization answered "Yes" on Form 990, Part IV, line 34, 35, 35A, or 36.)
Note. Complete line 1 if any entity is listed in Parts II, III or IV.
Yes
No
1 During the tax year, did the orgranization engage in any of the following transactions with one or more related organizations listed in Parts II-IV?
a Receipt of (i) interest (ii) annuities (iii) royalties (iv) rent from a controlled entity . . . . . . . . . . . . . . . . . . . . . . .
1a
 
No
b Gift, grant, or capital contribution to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1b
Yes
 
c Gift, grant, or capital contribution from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1c
Yes
 
d Loans or loan guarantees to or for related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1d
 
No
e Loans or loan guarantees by related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1e
 
No
f Sale of assets to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1f
 
No
g Purchase of assets from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1g
 
No
h Exchange of assets with related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1h
 
No
i Lease of facilities, equipment, or other assets to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1i
 
No
j Lease of facilities, equipment, or other assets from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . .
1j
 
No
k Performance of services or membership or fundraising solicitations for related organization(s) . . . . . . . . . . . . . . . . . . . .
1k
Yes
 
l Performance of services or membership or fundraising solicitations by related organization(s) . . . . . . . . . . . . . . . . . . . .
1l
 
No
m Sharing of facilities, equipment, mailing lists, or other assets with related organization(s) . . . . . . . . . . . . . . . . . . . . .
1m
 
No
n Sharing of paid employees with related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1n
 
No
o Reimbursement paid to related organization(s) for expenses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1o
 
No
p Reimbursement paid by related organization(s) for expenses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1p
 
No
q Other transfer of cash or property to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1q
 
No
r Other transfer of cash or property from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1r
 
No
2
If the answer to any of the above is "Yes," see the instructions for information on who must complete this line, including covered relationships and transaction thresholds.
(a)
Name of other organization 		(b)
Transaction
type(a-r) 		(c)
Amount involved 		(d)
Method of determining amount involved
(1)
(2)
(3)
(4)
(5)
(6)
Schedule R (Form 990) 2011
Schedule R (Form 990) 2011
Page 4
Part VI
Unrelated Organizations Taxable as a Partnership (Complete if the organization answered "Yes" on Form 990, Part IV, line 37.)
Provide the following information for each entity taxed as a partnership through which the organization conducted more than five percent of its activities (measured by total assets or gross revenue) that was not a related organization. See instructions regarding exclusion for certain investment partnerships.
(a)
Name, address, and EIN of entity 		(b)
Primary activity 		(c)
Legal domicile
(state or foreign
country) 		(d)
Predominant income(related, unrelated, excluded from tax under sections 512-514)

(e)
Are all
partners
section
501(c)(3)
organizations? 		(f)
Share of total income




 		(g)
Share of
end-of-year
assets 		(h)
Disproprtionate allocations? 		(i)
Code V—UBI
amount in box
20 of Schedule K-1
(Form 1065) 		(j)
General or
managing
partner? 		(k)
Percentage
ownership
Yes No Yes No Yes No






























Schedule R (Form 990) 2011
Schedule R (Form 990) 2011
Page 5
Part VII
Supplemental Information
Complete this part to provide additional information for responses to questions on Schedule R (see instructions).
Identifier Return Reference Explanation
Part II, Line 2   The mission of Smile Train, Smile Train UK, Smile Train Canada, Smile Train Stiftung and Smile Train India is to provide free cleft treatment for millions of poor children in developing countries and to provide free cleft-related training for doctors and medical professionals until there are no more children who need help and the problem of existing clefts is completely eradicated. THESE OBJECTIVES ARE ACHIEVED THROUGH AN ONGOING MARKETING CAMPAIGN USED TO RAISE AWARENESS AND RECEIVE DONATIONS WITHIN THE UNITED KINGDOM AND CANADA. DONATIONS ARE MADE TO SMILE TRAIN FOR INCLUSION IN THEIR JOINTLY-STATED CHARITABLE ACTIVITIES.
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