Department of the Treasury Internal Revenue Service
Public Charity Status and Public Support
Complete if the organization is a section 501(c)(3) organization or a section
4947(a)(1) nonexempt charitable trust.
Attach to Form 990 or Form 990-EZ. See separate instructions.
OMB No. 1545-0047
2012
Open to Public Inspection
Name of the organization
OATH INC
Employer identification number
27-3131237
Part I
Reason for Public Charity Status
(All organizations must complete this part.) See instructions.
The organization is not a private foundation because it is: (For lines 1 through 11, check only one box.)
1
2
3
4
5
section 170(b)(1)(A)(iv). (Complete Part II.)
6
7
8
9
receipts from activities related to its exempt functions—subject to certain exceptions, and (2) no more than 331/3% of
its support from gross investment income and unrelated business taxable income (less section 511 tax) from businesses
acquired by the organization after June 30, 1975. See section 509(a)(2). (Complete Part III.)
10
11
e
By checking this box, I certify that the organization is not controlled directly or indirectly by one or more disqualified persons other than foundation managers and other than one or more publicly supported organizations described in section 509(a)(1) or section 509(a)(2).
f
If the organization received a written determination from the IRS that it is a Type I, Type II, or Type III supporting organization, check this box
..................................................
g
Since August 17, 2006, has the organization accepted any gift or contribution from any of the following persons?
(i) A person who directly or indirectly controls, either alone or together with persons described in (ii)
Yes
No
and (iii) below, the governing body of the supported organization?
................
11g(i)
(ii)
A family member of a person described in (i) above?
......................
11g(ii)
(iii)
A 35% controlled entity of a person described in (i) or (ii) above?
................
11g(iii)
h
Provide the following information about the supported organization(s).
(i) Name of supported organization
(ii) EIN
(iii) Type of organization (described on lines 1- 9 above or IRC section (see instructions))
(iv) Is the organization in col. (i) listed in your governing document?
(v) Did you notify the organization in col. (i) of your support?
(vi) Is the organization in col. (i) organized in the U.S.?
(vii) Amount of monetary support
Yes
No
Yes
No
Yes
No
Total
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990EZ.
Cat. No. 11285F
Schedule A (Form 990 or 990-EZ) 2012
Schedule A (Form 990 or 990-EZ) 2012
Page 2
Part II
Support Schedule for Organizations Described in Sections 170(b)(1)(A)(iv) and 170(b)(1)(A)(vi) (Complete only if you checked the box on line 5, 7, or 8 of Part I or if the
organization failed to qualify under Part III. If the organization fails to
qualify under the tests listed below, please complete Part III.)
Section A. Public Support
Calendar year (or fiscal year beginning in)
(a) 2008
(b) 2009
(c) 2010
(d) 2011
(e) 2012
(f) Total
1
Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") ....
62,883
52,769
115,652
2
Tax revenues levied for the organization's benefit and either paid to or expended on its behalf.......
3
The value of services or facilities furnished by a governmental unit to the organization without charge..
4
Total. Add lines 1 through 3
62,883
52,769
115,652
5
The portion of total contributions by each person (other than a governmental unit or publicly supported organization) included
on line 1 that exceeds 2% of the amount shown on line 11, column (f)..
6
Public support. Subtract line 5 from line 4.
115,652
Section B. Total Support
Calendar year
(or fiscal year beginning in)
(a) 2008
(b) 2009
(c) 2010
(d) 2011
(e) 2012
(f) Total
7
Amounts from line 4..
62,883
52,769
115,652
8
Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources...
9
Net income from unrelated business activities, whether or not the business is regularly carried on..
10
Other income. Do not include gain or loss from the sale of capital assets (Explain in Part IV.)..
4,425
4,425
11
Total support (Add lines 7 through 10).
120,077
12
Gross receipts from related activities, etc. (see instructions)
..................
12
525
13
First five years.
If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a 501(c)(3) organization,
check this box and stop here........................................
Section C. Computation of Public Support Percentage
14
Public support percentage for 2012 (line 6, column (f) divided by line 11, column (f))
.........
14
15
Public support percentage for 2011 Schedule A, Part II, line 14
...............
15
16a
33 1/3% support test—2012.
If the organization did not check the box on line 13, and line 14 is 33 1/3% or more, check this box
and stop here. The organization qualifies as a publicly supported organization
.......................
b
33 1/3% support test—2011.
If the organization did not check a box on line 13 or 16a, and line 15 is 33 1/3% or more, check this
box and stop here. The organization qualifies as a publicly supported organization
.....................
17a
10%-facts-and-circumstances test—2012.
If the organization did not check a box on line 13, 16a, or 16b, and line 14
is 10% or more, and if the organization meets the "facts-and-circumstances" test, check this box and stop here. Explain
in Part IV how the organization meets the "facts-and-circumstances" test. The organization qualifies as a publicly supported
organization
.....................................................
b
10%-facts-and-circumstances test—2011.
If the organization did not check a box on line 13, 16a, 16b, or 17a, and line
15 is 10% or more, and if the organization meets the "facts-and-circumstances" test, check this box and stop here.
Explain in Part IV how the organization meets the "facts-and-circumstances" test. The organization qualifies as a publicly supported organization
................................................
18
Private foundation.
If the organization did not check a box on line 13, 16a, 16b, 17a, or 17b, check this box and see
instructions
.....................................................
Schedule A (Form 990 or 990-EZ) 2012
Schedule A (Form 990 or 990-EZ) 2012
Page 3
Part III
Support Schedule for Organizations Described in Section 509(a)(2) (Complete only if you checked the box on line 9 of Part I or if the organization
failed to qualify under Part II. If the organization fails to qualify under
the tests listed below, please complete Part II.)
Section A. Public Support
Calendar year (or fiscal year beginning in)
(a) 2008
(b) 2009
(c) 2010
(d) 2011
(e) 2012
(f) Total
1
Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") .
2
Gross receipts from admissions, merchandise sold or services performed, or facilities furnished in any activity that is related to the organization's tax-exempt purpose......
3
Gross receipts from activities that are not an unrelated trade or business under section 513..
4
Tax revenues levied for the organization's benefit and either paid to or expended on its behalf...
5
The value of services or facilities furnished by a governmental unit to the organization without charge..
6
Total. Add lines 1 through 5.
7a
Amounts included on lines 1, 2, and 3 received from disqualified persons...
b
Amounts included on lines 2 and 3 received from other than disqualified persons that exceed the greater of $5,000 or 1% of the amount on line 13 for the year.
c
Add lines 7a and 7b..
8
Public support (Subtract line 7c from line 6.)
Section B. Total Support
Calendar year (or fiscal year beginning in)
(a) 2008
(b) 2009
(c) 2010
(d) 2011
(e) 2012
(f) Total
9
Amounts from line 6...
10a
Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources..
b
Unrelated business taxable income (less section 511 taxes) from businesses acquired after June 30, 1975.
c
Add lines 10a and 10b.
11
Net income from unrelated business activities not included in line 10b, whether or not the business is regularly carried on.
12
Other income. Do not include gain or loss from the sale of capital assets (Explain in Part IV.)
..
13
Total support. (Add lines 9, 10c, 11, and 12.)..
14
First five years.
If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a 501(c)(3) organization,
check this box and stop here.............................................
Section C. Computation of Public Support Percentage
15
Public support percentage for 2012 (line 8, column (f) divided by line 13, column (f))
.........
15
16
Public support percentage from 2011 Schedule A, Part III, line 15
...............
16
Section D. Computation of Investment Income Percentage
17
Investment income percentage for 2012 (line 10c, column (f) divided by line 13, column (f))
......
17
18
Investment income percentage from 2011 Schedule A, Part III, line 17
.............
18
19a
33 1/3% support tests—2012.
If the organization did not check the box on line 14, and line 15 is more than 33 1/3%, and line 17 is not more than 33 1/3%, check this box and stop here. The organization qualifies as a publicly supported organization
........
b
33 1/3% support tests—2011.
If the organization did not check a box on line 14 or line 19a, and line 16 is more than 33 1/3% and line 18 is not more than 33 1/3%, check this box and stop here. The organization qualifies as a publicly supported organization
.....
20
Private foundation.
If the organization did not check a box on line 14, 19a, or 19b, check this box and see instructions
.....
Schedule A (Form 990 or 990-EZ) 2012
Schedule A (Form 990 or 990-EZ) 2012
Page 4
Part IV
Supplemental Information.
Complete this part to provide the explanations required by Part II, line 10; Part II, line 17a or 17b; and Part III, line 12. Also complete this part for any additional information. (See instructions).
Facts And Circumstances Test
Explanation
Schedule A (Form 990 or 990-EZ) 2012
Additional Data
Software ID:
Software Version:
-
TIN:
SCHEDULE O (Form 990 or 990-EZ)
Department of the Treasury Internal Revenue Service
Supplemental Information to Form 990 or 990-EZ
Complete to provide information for responses to specific questions on
Form 990 or to provide any additional information.
Attach to Form 990 or 990-EZ.
OMB No. 1545-0047
2012
Open to Public Inspection
Name of the organization
OATH INC
Employer identification number
27-3131237
Identifier
Return Reference
Explanation
FIRST ACCOMPLISHMENT DESCRIPTION
FORM 990, PAGE 2, PART III, LINE 4A
THE FOLLOWING: (A)HUMAN TRAFFICKING AWARENESS 101 PRESENTATIONS TO ORGANIZATIONS, AGENCIES, GROUPS, CHURCHES AND SCHOOLS THAT PROVIDE AN UNDERSTANDING ABOUT THE GLOBAL AND LOCAL ISSUES OF HUMAN EXPLOITATION REVEALING THE VARIOUS TYPES OF HUMAN TRAFFICKING, THE VULNERABLE POPULATIONS THAT ARE TARGETED BY TRAFFICKERS AND RECRUITERS, AND THE "RED-FLAG" INDICATORS TO LOOK FOR IN IDENTIFYING INDIVIDUALS THAT ARE POSSIBLE VICTIMS OF THIS CRIME. (B)AWARENESS/TRAINING PRESENTATIONS TO STATE AND LOCAL AGENCIES THAT PROVIDE DIRECT SERVICES TO OKLAHOMANS; THAT INCLUDE ALL OF THE AWARENESS 101 INFORMATION AND ALSO PROVIDE CRITICAL INFORMATION ON THE VARIOUS TYPES OF TRAFFICKERS AND RECRUITERS, THE PSYCHOLOGICAL AND TRAUMATIC ISSUES THAT VICTIM/SURVIVORS HAVE ASSOCIATED WITH THIS TYPE OF ABUSE, AND WHAT IS NEEDED FOR OUR PROFESSIONAL COMMUNITY TO ADDRESS THEIR NEEDS. (C)CERTIFIED TRAINING WORKSHOPS FOR LAW ENFORCEMENT OFFICERS AND COMMUNITY PROFESSIONALS; THAT INCLUDE THE AWARENESS AND PROFESSIONAL TRAINING PROGRAMS AS WELL AS SPECIFIC CASE BUILDING TRAINING FOR LAW ENFORCEMENT AND LEGAL POLICY COMPONENTS FOR PROSECUTORS IN DEALING WITH THE CRIME OF HUMAN TRAFFICKING. (D)ANNUAL HUMAN TRAFFICKING CONFERENCE IS OPEN TO ALL PROFESSIONAL, CIVIC AND COMMUNITY INDIVIDUALS WITH GENERAL SESSIONS AND STAKEHOLDER SPECIFIC WORKSHOPS TO PROVIDE ONGOING TRAINING FROM LOCAL AND NATIONAL EXPERTS IN THIS FIELD. THIS YEAR WE JOINED WITH THE PARTNERS CONFERENCE TO REACH OVER 550 PROFESSIONAL ATTENDEES. (E)SPEAKERS BUREAU IS COMPRISED OF INDIVIDUALS THAT BECOME CERTIFIED THROUGH OUR "TRAIN THE TRAINER" WORKSHOPS TO PRESENT THE CURRENT DATA ON HUMAN TRAFFICKING TO VARIOUS COMMUNITIES. THESE WORKSHOPS ARE HELD THREE TIMES PER YEAR IN TULSA AND OKLAHOMA CITY. (F)PRINTED MATERIALS THAT INCLUDE HANDOUTS, BOOKLETS, TRAINING MANUALS, BROCHURES, POSTERS, FLYERS, CARDS, AND CRISIS STICKERS THAT ARE PROVIDED FREE OF CHARGE AT ALL OF OUR AWARENESS AND TRAINING EVENTS. MOST ARE PROVIDED IN ENGLISH AND SPANISH AND OTHERS IN MANDARIN, RUSSIAN, AND VIETNAMESE. COMMUNITY ACTION TEAMS - IT IS NOT ENOUGH TO BE CONCERNED ABOUT THE PROBLEM OF MODERN SLAVERY, AND WISHING IT WOULD GO AWAY WILL NOT END IT. WE MUST JOIN TOGETHER IN COMMUNITIES WITH AN ORGANIZED PRO-ACTIVE APPROACH TO SEE REAL IMPACT LOCALLY. INDIVIDUALS FROM ALL SECTORS OF OUR COMMUNITY COMING TOGETHER TO TAKE ACTION IN UNIFIED TEAMS WITH GOALS AND AN ORGANIZED PLAN WILL ACCOMPLISH THE BEST RESULTS. A.MONTHLY VOLUNTEER MEETING - THIS IS FOR THE COMMUNITY ACTION TEAMS TO MEET WITH VOLUNTEERS AND NEW COMERS TO COMMUNICATE THE LOCAL ISSUES AND PROVIDE OPPORTUNITIES FOR VOLUNTEERS TO GET INVOLVED IN LOCAL PROGRAMS AND UPCOMING EVENTS. B.AWARENESS & EDUCATION - MUCH OF WHAT CONTINUES TO BE AN OBSTACLE TO ENDING HUMAN TRAFFICKING IS IGNORANCE AND LACK OF UNDERSTANDING. HELPING OTHERS TO UNDERSTAND IS KEY TO REAL AND LASTING CHANGE. INDIVIDUALS THAT COMPLETE THE "TRAIN THE TRAINER" WORKSHOP PRESENT LOCALLY TO GROUPS, SCHOOLS AND CHURCHES. C.MULTI-DISCIPLINED TASK FORCE OR GROUP - SOME COMMUNITIES ALREADY HAVE A MULTI-DISCIPLINE GROUP THAT CAN INCORPORATE THE ISSUES OF HUMAN TRAFFICKING INTO THEIR REGULAR ACTIVITIES. OATH REPRESENTATIVES HELP TO EDUCATE THESE TEAMS ABOUT THE TYPES OF LOCAL HUMAN TRAFFICKING ISSUES AND ASSIST THEM WITH CASES. IF NO SUCH GROUP IS IN PLACE, OATH WORKS TO TRY AND ESTABLISH SUCH A GROUP LOCALLY TO HELP IDENTIFY POSSIBLE VICTIMS AND ASSIST THEM IN GETTING THE SERVICES THAT THEY NEED. D.RESEARCH AND DEVELOPMENT - VOLUNTEERS HELP TO GATHER DATA THAT CAN BE HELPFUL FOR EDUCATING OTHERS, CREATING PUBLIC POLICY, FUNDING AND PROGRAM DEVELOPMENT. E.FUNDRAISING AWARENESS EVENTS - PROMOTING AWARENESS IN FUN COMMUNITY EVENTS SUCH AS 5K WALKS, POETRY SLAMS, ART EXHIBITS, MOVIE NIGHTS AND AUCTIONS IS A POSITIVE WAY TO RAISE FUNDS WHILE EDUCATING THOSE THAT ATTEND. F.OUTREACH TO VULNERABLE POPULATIONS - VOLUNTEERS DISTRIBUTE MATERIALS TO "AT RISK" POPULATIONS INCLUDING MIGRANT WORKERS, TROUBLED YOUTH, DETENTION CENTERS, INCARCERATED POPULATION AND CATEGORIES OF BUSINESS THAT ARE KNOWN FOR POSSIBLE EXPLOITED WORKERS.
SECOND ACCOMPLISHMENT DESCRIPTION
FORM 990, PAGE 2, PART III, LINE 4B
WE PARTNER WITH THE NATIONAL CENTER OF MISSING AND EXPLOITED CHILDREN TO PRESENT THEIR "NETSMARTS" MATERIAL TO EDUCATORS, STUDENTS AND PARENTS. THIS PROGRAM IS FUN, INNOVATIVE, AND AGE APPROPRIATE FOR ALL KIDS FROM KINDERGARTEN THROUGH HIGH SCHOOL. OFTEN COLLEGE STUDENTS, INTERNS AND LOCAL CELEBRITIES ASSIST US IN PRESENTING THE MATERIALS TO THE STUDENTS. B.CARINA EDUCATION PROGRAM - AFTER THE TRAGIC MURDER OF A YOUNG OKLAHOMA TEENAGER (CARINA SAUNDERS) WE STARTED A PROGRAM FOR JR. AND SR. HIGH STUDENTS IN AN EFFORT TO EDUCATE STUDENTS AND HOPEFULLY PREVENT THEM FROM BECOMING VICTIMS OF VIOLENT ABUSE BY STRANGERS. C.BROKEN GIRL - EXPERTS REPORT THAT BETWEEN 75% AND 92% OF GIRLS THAT ARE FORCED AND COERCED INTO SEX-TRAFFICKING HAVE A HISTORY OF EARLY CHILDHOOD SEXUAL ABUSE. THIS IS THE TOP CONTRIBUTING FACTOR THAT IS COMMON AMONG PERSONS THAT HAVE BEEN TRAFFICKED FOR SEX. WE TAKE THIS PROGRAM INTO CHURCHES, COMMUNITY GROUPS AND STUDENT ORGANIZATIONS TO HELP ELIMINATE THE SHAME ASSOCIATED WITH THIS TYPE OF VICTIMIZATION AND ASSIST YOUNG GIRLS AND BOYS FIND THE HELP THEY NEED IF THEY HAVE SUFFERED SEXUAL ABUSE IN AN EFFORT TO LESSEN THEIR RISK OF BEING RECRUITED BY TRAFFICKERS.
ORGANIZATION'S PROCESS USED TO REVIEW FORM 990
FORM 990, PAGE 6, PART VI, LINE 11B
THE TAX RETURN WAS MADE AVAILABLE TO THE EXECUTIVE DIRECOTR, WHO IN TURN FORWARDED IT TO ALL MEMBERS OF THE BOARD FOR THEIR REVIEW BEFORE THE RETURN WAS FILED WITH THE IRS.
ENFORCEMENT OF CONFLICTS POLICY
FORM 990, PAGE 6, PART VI, LINE 12C
AN INTERESTED PARTY IS UNDER A CONTINUING OBLIGATION TO DISCLOSE ANY ACTUAL OR POTENTIAL CONFLICT OF INTEREST AS SOON AS IT IS KNOWN, OR REASONABLY SHOULD BE KNOWN. FOR BOARD MEMBERS, THE DISCLOSURE STATEMENTS SHALL BE PROVIDED TO THE PRESIDENT OF THE BOARD, OR IN THE CASE OF THE PRESIDENT'S DISCLOSURE STATEMENT, IT SHALL BE PROVIDED TO THE SECRETARY OF THE BOARD. COPIES SHALL ALSO BE PROVIDED TO THE EXECUTIVE DIRECTOR OF THE ORGANIZATION. IN THE CASE OF STAFF OR VOLUNTEERS WITH SIGNIFICANT DECISION-MAKING AUTHORITY, THE DISCLOSURE STATEMENTS SHALL BE PROVIDED TO THE EXECUTIVE DIRECTOR OF THE ORGANIZATION, OR IN THE CASE OF THE EXECUTIVE DIRECTOR'S DISCLOSURE STATEMENT, IT SHALL BE PROVIDED TO THE PRESIDENT OF THE BOARD.
GOVERNING DOCUMENTS DISCLOSURE EXPLANATION
FORM 990, PAGE 6, PART VI, LINE 19
THE CORPORATION'S ORGANIZING DOCUMENTS ARE MADE AVAILABLE TO THE PUBLIC WITHIN A REASONABLE AMOUNT OF TIME UPON REQUEST.
OTHER CHANGES IN NET ASSETS EXPLANATION
FORM 990, PART XI, LINE 9
PRIOR YEAR PAYPAL ACCOUNT ADJUSTMENT 3,907
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.