Form990
Click to see attachment
Department of the Treasury
Internal Revenue Service
Return of Organization Exempt From Income Tax
Under section 501(c), 527, or 4947(a)(1) of the Internal Revenue Code (except black lung benefit trust or private foundation)

MediumBullet The organization may have to use a copy of this return to satisfy state reporting requirements.
OMB No. 1545-0047
2011
Open to Public Inspection
A For the calendar year, or tax year beginning 10-01-2011 and ending 09-30-2012
BCheck if applicable:
CName of organization
The Asia Foundation
 
Doing Business As
 
 
Number and street (or P.O. box if mail is not delivered to street address)
465 California Street 9th Fl
 
Room/suite
City or town, state or country, and ZIP + 4
San Francisco, CA94104
D Employer identification number

94-1191246
E Telephone number

G Gross receipts $ 152,443,968
F Name and address of principal officer:
David Arnold
465 California Street 9th Fl
San Francisco,CA94104
I
Tax-exempt status: (   ) LeftBullet (insert no.) or
J
Website:MediumBullet
www.asiafoundation.org
H(a)
Is this a group return for
affiliates?
H(b)
Are all affiliates included?
If "No," attach a list. (see instructions)
H(c)
Group exemption number MediumBullet  
K Form of organization:
 
L Year of formation: 1952
M State of legal domicile: CA
Part I
Summary
Activities  & Governance 1 Briefly describe the organization’s mission or most significant activities: SEE ATTACHMENT 1
2 Check this box MediumBullet
3 Number of voting members of the governing body (Part VI, line 1a)..... 3 33
4 Number of independent voting members of the governing body (Part VI, line 1b) .... 4 32
5 Total number of individuals employed in calendar year 2011 (Part V, line 2a) ... 5 238
6 Total number of volunteers (estimate if necessary) .... 6 32
7a Total unrelated business revenue from Part VIII, column (C), line 12 .. 7a 2,382
b Net unrelated business taxable income from Form 990-T, line 34 .. 7b -968
Revenues; Prior Year Current Year
8 Contributions and grants (Part VIII, line 1h) ......... 147,240,642 149,043,236
9 Program service revenue (Part VIII, line 2g) ......... 0 0
10 Investment income (Part VIII, column (A), lines 3, 4, and 7d ) .... 1,305,048 81,503
11 Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e) -19,413 -44,395
12 Total revenue—add lines 8 through 11 (must equal Part VIII, column (A), line 12)................... 148,526,277 149,080,344
Expenses; 13 Grants and similar amounts paid (Part IX, column (A), lines 1–3 )... 26,390,978 31,369,364
14 Benefits paid to or for members (Part IX, column (A), line 4)..... 0 0
15 Salaries, other compensation, employee benefits (Part IX, column (A), lines 5–10) 46,283,733 44,911,310
16a Professional fundraising fees (Part IX, column (A), line 11e)..... 0 0
b Total fundraising expenses (Part IX, column (D), line 25) MediumBullet383,932    
17 Other expenses (Part IX, column (A), lines 11a–11d, 11f–24f).... 78,615,780 85,173,304
18 Total expenses. Add lines 13–17 (must equal Part IX, column (A), line 25) 151,290,491 161,453,978
19 Revenue less expenses. Subtract line 18 from line 12....... -2,764,214 -12,373,634
Net Assets or Fund Balances; Beginning of Current Year End of Year
20 Total assets (Part X, line 16)............. 61,636,301 74,761,491
21 Total liabilities (Part X, line 26)............. 21,915,329 29,981,287
22 Net assets or fund balances. Subtract line 21 from line 20..... 39,720,972 44,780,204
Part II
Signature Block
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than officer) is based on all information of which preparer has any knowledge.
Sign Here
JumboBullet
Signature of officer Date
JumboBullet
Type or print name and title.
Paid preparer use only
Print/type preparer's name
 
Preparer's signature
Date
PTIN
Firm's name Right pointing arrowhead image

Firm's EIN Right pointing arrowhead image
Firm's address Right pointing arrowhead image



Phone no.
May the IRS discuss this return with the preparer shown above? See instructions .........bullet
For Paperwork Reduction Act Notice, see the separate instructions.
Cat. No. 11282Y
Form 990 (2011)
Form 990 (2011)
Page 2
Part III
Statement of Program Service Accomplishments
Check if Schedule O contains a response to any question in this Part III .........
1
Briefly describe the organization’s mission: The Asia Foundation is a non-profit, non-governmental organization committed to the development of a peaceful, prosperous, just, and open Asia-Pacific region. The Foundation supports Asian initiatives to improve governance, law, and civil society; women's empowerment; economic reform and development; sustainable development and the environment; and international relations. Drawing on nearly 60 years of experience in Asia, the Foundation collaborates with private and public partners to support leadership and institutional development, exchanges, and policy research. With 20 offices throughout Asia, an office in Washington, DC, and its headquarters in San Francisco, the Foundation addresses these issues on both a country and regional level.
2
Did the organization undertake any significant program services during the year which were not listed on
the prior Form 990 or 990-EZ? ....................
If “Yes,” describe these new services on Schedule O.
3
Did the organization cease conducting, or make significant changes in how it conducts, any program services? ..........................
If “Yes,” describe these changes on Schedule O.
4
Describe the organization’s program service accomplishments for each of its three largest program services, as measured by expenses. Section 501(c)(3) and 501(c)(4) organizations and section 4947(a)(1) trusts are required to report the amount of grants and allocations to others, the total expenses, and revenue, if any, for each program service reported.
4a (Code:   ) (Expenses $ 47,612,472 including grants of $   ) (Revenue $   )
Books for Asia - The Books for Asia (BFA) program has distributed nearly 49 million books over the last 57 years, and it is one of The Asia Foundation's most widely known programs. In FY12, Books for Asia distributed over 1,800,000 books and educational material valued at over $47 million to schools, universities, public libraries, research institutions, advocacy groups, and government agencies in 19 Asian countries. Working with Asia Foundation field offices and local partners, BFA identifies local needs and priorities, and then distributes donated books where they can have the greatest impact. Every year, BFA receives nearly one million donated books and matches them up to the needs of over 7,500 institutions.
4b (Code:   ) (Expenses $ 66,574,094 including grants of $ 16,233,446 ) (Revenue $   )
Governance and Law - The goal of The Asia Foundation's Governance, Law, and Civil Society (GLC) programs is to support Asian initiatives that help to build more effective and responsive governance in areas that can accelerate sustainable economic and social development, expand liberty and justice, and reduce the incidence of violent sub-national conflict. In helping our Asian partners to strengthen governance reform, our overall goal is to achieve significant impact in helping to address some of the most critical governance challenges in the countries and sub-regions of Asia where the Foundation is among the very few organizations, or the only organization, that could achieve that impact.
4c (Code:   ) (Expenses $ 12,758,787 including grants of $ 7,226,165 ) (Revenue $   )
Women's Empowerment Program - In 1994, the Foundation launched a dedicated Women's Program to develop and expand country and regional initiatives that increase the rights and roles of women in all spheres. The goal of the Women's Empowerment Program (WEP) is to empower women individually and collectively to be full, equal, and active participants in their country's social, political, and economic development. The WEP program addresses a range of gender-related issues in virtually all the countries where the Foundation operates. The Program has three strategic and mutually reinforcing programming objectives: to ensure women's rights and security; to increase women's political participation; and to advance women's economic opportunities.
(Code:   ) (Expenses $ 21,239,719 including grants of $ 7,909,753 ) (Revenue $   )
International Relations & Environment
4d Other program services (Describe in Schedule O.)
(Expenses $ 21,239,719 including grants of $ 7,909,753 ) (Revenue $   )
4e Total program service expensesMediumBullet$ 148,185,072
Form 990 (2011)
Form 990 (2011)
Page 3
Part IV
Checklist of Required Schedules
Yes
No
1
Is the organization described in section 501(c)(3) or 4947(a)(1) (other than a private foundation)? If “Yes,” complete Schedule AClick to see attachment.....................
1
Yes
 
2
Is the organization required to complete Schedule B, Schedule of Contributors? Click to see attachment........
2
Yes
 
3
Did the organization engage in direct or indirect political campaign activities on behalf of or in opposition to candidates for public office? If “Yes,” complete Schedule C, Part I..........
3
 
No
4
Section 501(c)(3) organizations. Did the organization engage in lobbying activities? If “Yes,” complete Schedule C,
Part II
.........................
4
 
No
5
Is the organization a section 501(c)(4), 501(c)(5), or 501(c)(6) organization that receives membership dues, assessments, or similar amounts as defined in Revenue Procedure 98-19? If “Yes,” complete Schedule C, Part III........................
5
 
No
6
Did the organization maintain any donor advised funds or any similar funds or accounts for which donors have the right to provide advice on the distribution or investment of amounts in such funds or accounts? If “Yes,” complete Schedule D, Part IClick to see attachment....................
6
 
No
7
Did the organization receive or hold a conservation easement, including easements to preserve open space,
the environment, historic land areas or historic structures? If “Yes,” complete Schedule D, Part IIClick to see attachment
...
7
 
No
8
Did the organization maintain collections of works of art, historical treasures, or other similar assets? If “Yes,” complete Schedule D, Part III Click to see attachment....................
8
 
No
9
Did the organization report an amount in Part X, line 21; serve as a custodian for amounts not listed in Part X; or provide credit counseling, debt management, credit repair, or debt negotiation services? If “Yes,”
complete Schedule D, Part IV
Click to see attachment
...................
9
 
No
10
Did the organization, directly or through a related organization, hold assets in temporarily restricted endowments, permanent endowments, or quasi-endowments? If “Yes,” complete Schedule D, Part VClick to see attachment
10
Yes
 
11
If the organization’s answer to any of the following questions is ‘Yes,’ then complete Schedule D, Parts VI, VII, VIII, IX, or X as applicable:
a
Did the organization report an amount for land, buildings, and equipment in Part X, line10? If “Yes,” complete Schedule D, Part VI.Click to see attachment
11a
Yes
 
b
Did the organization report an amount for investments—other securities in Part X, line 12 that is 5% or more of its total assets reported in Part X, line 16? If “Yes,” complete Schedule D, Part VII.Click to see attachment
11b
 
No
c
Did the organization report an amount for investments—program related in Part X, line 13 that is 5% or more of its total assets reported in Part X, line 16? If “Yes,” complete Schedule D, Part VIII.Click to see attachment
11c
 
No
d
Did the organization report an amount for other assets in Part X, line 15 that is 5% or more of its total assets reported in Part X, line 16? If “Yes,” complete Schedule D, Part IX.Click to see attachment
11d
 
No
e
Did the organization report an amount for other liabilities in Part X, line 25? If “Yes,” complete Schedule D, Part X.Click to see attachment
11e
Yes
 
f
Did the organization’s separate or consolidated financial statements for the tax year include a footnote that addresses the organization’s liability for uncertain tax positions under FIN 48 (ASC 740)? If “Yes,” complete Schedule D, Part X.Click to see attachment
11f
Yes
 
12a
Did the organization obtain separate, independent audited financial statements for the tax year?
If “Yes,” complete Schedule D, Parts XI, XII, and XIII Click to see attachment
12a
Yes
 
b
Was the organization included in consolidated, independent audited financial statements for the tax year? If “Yes,” and if the organization answered ‘No’ to line 12a, then completing Schedule D, Parts XI, XII, and XIII is optional Click to see attachment
12b
 
No
13
Is the organization a school described in section 170(b)(1)(A)(ii)? If “Yes,” complete Schedule E
13
 
No
14a
Did the organization maintain an office, employees, or agents outside of the United States?....
14a
Yes
 
b
Did the organization have aggregate revenues or expenses of more than $10,000 from grantmaking, fundraising, business, investment, and program service activities outside the United States or aggregate foreign investments valued at $100,000 or more? If “Yes,” complete Schedule F, Part I......... Click to see attachment
14b
Yes
 
15
Did the organization report on Part IX, column (A), line 3, more than $5,000 of grants or assistance to any organization or entity located outside the U.S.? If “Yes,” complete Schedule F, Part II.. Click to see attachment
15
Yes
 
16
Did the organization report on Part IX, column (A), line 3, more than $5,000 of aggregate grants or assistance to individuals located outside the U.S.? If “Yes,” complete Schedule F, Part III.. Click to see attachment
16
Yes
 
17
Did the organization report a total of more than $15,000, of expenses for professional fundraising services on Part IX, column (A), lines 6 and 11e? If “Yes,” complete Schedule G, Part IClick to see attachment
17
 
No
18
Did the organization report more than $15,000 total of fundraising event gross income and contributions on Part VIII, lines 1c and 8a? If “Yes,” complete Schedule G, Part II.......... Click to see attachment
18
Yes
 
19
Did the organization report more than $15,000 of gross income from gaming activities on Part VIII, line 9a? If “Yes,” complete Schedule G, Part III................... Click to see attachment
19
 
No
20a
Did the organization operate one or more hospitals? If “Yes,” complete Schedule H.....
20a
 
No
b
If “Yes” to line 20a, did the organization attach a copy of its audited financial statement to this return? Note. All Form 990 filers that operated one or more hospitals must attach audited financial statements.
20b
 
 
Form 990 (2011)
Form 990 (2011)
Page 4
Part IV
Checklist of Required Schedules (continued)
21
Did the organization report more than $5,000 of grants and other assistance to any government or organization in the United States on Part IX, column (A), line 1? If “Yes,” complete Schedule I, Parts I and II.. Click to see attachment
21
Yes
 
22
Did the organization report more than $5,000 of grants and other assistance to individuals in the United States on Part IX, column (A), line 2? If “Yes,” complete Schedule I, Parts I and III..... Click to see attachment
22
Yes
 
23
Did the organization answer “Yes” to Part VII, Section A, questions 3, 4, or 5, about compensation of the organization’s current and former officers, directors, trustees, key employees, and highest compensated employees? If “Yes,” complete Schedule J................ Click to see attachment
23
Yes
 
24a
Did the organization have a tax-exempt bond issue with an outstanding principal amount of more than $100,000 as of the last day of the year, that was issued after December 31, 2002? If “Yes,” answer questions 24b–24d and complete Schedule K. If “No,” go to line 25................
24a
 
No
b
Did the organization invest any proceeds of tax-exempt bonds beyond a temporary period exception?...
24b
 
 
c
Did the organization maintain an escrow account other than a refunding escrow at any time during the year
to defease any tax-exempt bonds?
......................
24c
 
 
d
Did the organization act as an “on behalf of” issuer for bonds outstanding at any time during the year?...
24d
 
 
25a
Section 501(c)(3) and 501(c)(4) organizations. Did the organization engage in an excess benefit transaction with a disqualified person during the year? If “Yes,” complete Schedule L, Part I......
25a
 
No
b
Is the organization aware that it engaged in an excess benefit transaction with a disqualified person in a prior year, and that the transaction has not been reported on any of the organization’s prior Forms 990 or 990-EZ? If “Yes,” complete Schedule L, Part I................
25b
 
No
26
Was a loan to or by a current or former officer, director, trustee, key employee, highly compensated employee, or disqualified person outstanding as of the end of the organization’s tax year? If “Yes,” complete Schedule L,
Part II
.........................
26
 
No
27
Did the organization provide a grant or other assistance to an officer, director, trustee, key employee, substantial contributor or employee thereof, a grant selection committee member, or to a 35% controlled entity or family member of any of these persons? If “Yes,” complete Schedule L, Part III.........
27
 
No
28
Was the organization a party to a business transaction with one of the following parties? (see Schedule L, Part IV instructions for applicable filing thresholds, conditions, and exceptions):
a
A current or former officer, director, trustee, or key employee? If “Yes,” complete Schedule L, Part IV .........................
28a
 
No
b
A family member of a current or former officer, director, trustee, or key employee? If “Yes,”
complete Schedule L, Part IV
...................
28b
 
No
c
An entity of which a current or former officer, director, trustee, or key employee (or a family member thereof) was an officer, director, trustee, or owner? If “Yes,” complete Schedule L, Part IV..
28c
 
No
29
Did the organization receive more than $25,000 in non-cash contributions? If “Yes,” complete Schedule MClick to see attachment
29
Yes
 
30
Did the organization receive contributions of art, historical treasures, or other similar assets, or qualified conservation contributions? If “Yes,” complete Schedule M............ Click to see attachment
30
 
No
31
Did the organization liquidate, terminate, or dissolve and cease operations? If “Yes,” complete Schedule N,
Part I
...........................
31
 
No
32
Did the organization sell, exchange, dispose of, or transfer more than 25% of its net assets? If “Yes,” complete Schedule N, Part II.......................
32
 
No
33
Did the organization own 100% of an entity disregarded as separate from the organization under Regulations sections 301.7701-2 and 301.7701-3? If “Yes,” complete Schedule R, Part I........
33
 
No
34
Was the organization related to any tax-exempt or taxable entity? If “Yes,” complete Schedule R, Parts II, III, IV, and V, line 1.....................
34
 
No
35a
Did the organization have a controlled entity within the meaning of section 512(b)(13)?
35a
 
No
b
If ‘Yes’ to line 35a, did the organization receive any payment from or engage in any transaction with a controlled entity within the meaning of section 512(b)(13)? If “Yes,” complete Schedule R, Part V, line 2...
35b
 
No
36
Section 501(c)(3) organizations. Did the organization make any transfers to an exempt non-charitable related organization? If “Yes,” complete Schedule R, Part V, line 2...........
36
 
No
37
Did the organization conduct more than 5% of its activities through an entity that is not a related organization and that is treated as a partnership for federal income tax purposes? If “Yes,” complete Schedule R, Part VI
37
 
No
38
Did the organization complete Schedule O and provide explanations in Schedule O for Part VI, lines 11 and 19? Note. All Form 990 filers are required to complete Schedule O. ............
38
Yes
 
Form 990 (2011)
Form 990 (2011)
Page 5
Part V
Statements Regarding Other IRS Filings and Tax Compliance
Check if Schedule O contains a response to any question in this Part V .........
Yes
No
1a
Enter the number reported in Box 3 of Form 1096. Enter -0- if not applicable. .......
1a
147
b
Enter the number of Forms W-2G included in line 1a. Enter -0- if not applicable.
1b
0
c
Did the organization comply with backup withholding rules for reportable payments to vendors and reportable gaming (gambling) winnings to prize winners? ..................
1c
Yes
 
2a
Enter the number of employees reported on Form W-3, Transmittal of Wage and Tax Statements filed for the calendar year ending with or within the year covered by this return .....................
2a
238
b
If at least one is reported on line 2a, did the organization file all required federal employment tax returns?

Note. If the sum of lines 1a and 2a is greater than 250, you may be required to e-file. (see instructions)
2b
Yes
 
3a
Did the organization have unrelated business gross income of $1,000 or more during the year?.............................
3a
Yes
 
b
If “Yes,” has it filed a Form 990-T for this year? If “No,” provide an explanation in Schedule O.....
3b
Yes
 
4a
At any time during the calendar year, did the organization have an interest in, or a signature or other authority over, a financial account in a foreign country (such as a bank account or securities account)?.......................
4a
Yes
 
b
If "Yes," enter the name of the foreign country: MediumBulletAF , BG , CB , CH , IN , ID , HK , KS , LA , MY
See instructions for filing requirements for Form TD F 90-22.1, Report of Foreign Bank and Financial Accounts.
5a
Was the organization a party to a prohibited tax shelter transaction at any time during the tax year?..
5a
 
No
b
Did any taxable party notify the organization that it was or is a party to a prohibited tax shelter transaction?
5b
 
No
c
If “Yes” to line 5a or 5b, did the organization file Form 8886-T? ........
5c
 
 
6a
Does the organization have annual gross receipts that are normally greater than $100,000, and did the organization solicit any contributions that were not tax deductible?..........
6a
 
No
b
If “Yes,” did the organization include with every solicitation an express statement that such contributions or gifts were not tax deductible?........................
6b
 
 
7
Organizations that may receive deductible contributions under section 170(c).
a
Did the organization receive a payment in excess of $75 made partly as a contribution and partly for goods and services provided to the payor?....................
7a
Yes
 
b
If “Yes,” did the organization notify the donor of the value of the goods or services provided?.....
7b
Yes
 
c
Did the organization sell, exchange, or otherwise dispose of tangible personal property for which it was required to file Form 8282?...........................
7c
 
No
d
If “Yes,” indicate the number of Forms 8282 filed during the year ....
7d
 
e
Did the organization receive any funds, directly or indirectly, to pay premiums on a personal benefit contract?..........................
7e
 
No
f
Did the organization, during the year, pay premiums, directly or indirectly, on a personal benefit contract?..
7f
 
No
g
If the organization received a contribution of qualified intellectual property, did the organization file Form 8899 as required?...................
7g
 
 
h
If the organization received a contribution of cars, boats, airplanes, or other vehicles, did the organization file a Form 1098-C?...............
7h
 
 
8
Sponsoring organizations maintaining donor advised funds and section 509(a)(3) supporting organizations. Did the supporting organization, or a donor advised fund maintained by a sponsoring organization, have excess business holdings at any time during the year?................
8
 
 
9
Sponsoring organizations maintaining donor advised funds.
a
Did the organization make any taxable distributions under section 4966?.........
9a
 
 
b
Did the organization make a distribution to a donor, donor advisor, or related person?......
9b
 
 
10
Section 501(c)(7) organizations. Enter:
a
Initiation fees and capital contributions included on Part VIII, line 12 ...
10a
 
b
Gross receipts, included on Form 990, Part VIII, line 12, for public use of club facilities
10b
 
11
Section 501(c)(12) organizations. Enter:
a
Gross income from members or shareholders .........
11a
 
b
Gross income from other sources (Do not net amounts due or paid to other sources against amounts due or received from them) ........
11b
 
12a
Section 4947(a)(1) non-exempt charitable trusts. Is the organization filing Form 990 in lieu of Form 1041?
12a
 
 
b
If “Yes,” enter the amount of tax-exempt interest received or accrued during the year.
12b
 
13
Section 501(c)(29) qualified nonprofit health insurance issuers.
a
Is the organization licensed to issue qualified health plans in more than one state?
Note.
All 501(c)(29) organizations must list in Schedule O each state in which they are licensed to issue qualified health plans, the amount of reserves required by each state, and the amount of reserves the organization allocated to each state.
13a
 
 
b
Enter the aggregate amount of reserves the organization is required to maintain by the states in which the organization is licensed to issue qualified health plans.
13b
 
c
Enter the aggregate amount of reserves on hand.
13c
 
14a
Did the organization receive any payments for indoor tanning services during the tax year?.....
14a
 
 
b
If "Yes," has it filed a Form 720 to report these payments? If “No,” provide an explanation in Schedule O..
14b
 
 
Form 990 (2011)
Form 990 (2011)
Page 6
Part VI
Governance, Management, and Disclosure For each “Yes” response to lines 2 through 7b below, and for a “No” response to lines 8a, 8b, or 10b below, describe the circumstances, processes, or changes in Schedule O. See instructions.
Check if Schedule O contains a response to any question in this Part VI .........
Section A. Governing Body and Management
Yes
No
1a
Enter the number of voting members of the governing body at the end of the tax year
If the governing body delegated broad authority to an executive committee or similar committee, explain in Schedule O.
1a
33
b
Enter the number of voting members included in line 1a, above, who are independent .................
1b
32
2
Did any officer, director, trustee, or key employee have a family relationship or a business relationship with any other officer, director, trustee, or key employee? .................
2
Yes
 
3
Did the organization delegate control over management duties customarily performed by or under the direct supervision of officers, directors or trustees, or key employees to a management company or other person? .
3
 
No
4
Did the organization make any significant changes to its governing documents since the prior Form 990 was filed?
4
 
No
5
Did the organization become aware during the year of a significant diversion of the organization’s assets? .
5
 
No
6
Did the organization have members or stockholders? ................
6
 
No
7a
Did the organization have members, stockholders, or other persons who had the power to elect or appoint one or more members of the governing body? .................
7a
 
No
b
Are any governance decisions of the organization reserved to (or subject to approval by) members, stockholders, or persons other than the governing body? ............
7b
 
No
8
Did the organization contemporaneously document the meetings held or written actions undertaken during the year by the following:
a
The governing body? .........................
8a
Yes
 
b
Each committee with authority to act on behalf of the governing body? ..........
8b
Yes
 
9
Is there any officer, director, trustee, or key employee listed in Part VII, Section A, who cannot be reached at the organization’s mailing address? If “Yes,” provide the names and addresses in Schedule O .....
9
 
No
Section B. Policies (This Section B requests information about policies not required by the Internal
Revenue Code.)
Yes
No
10a
Did the organization have local chapters, branches, or affiliates? ............
10a
 
No
b
If “Yes,” did the organization have written policies and procedures governing the activities of such chapters, affiliates, and branches to ensure their operations are consistent with the organization's exempt purposes? ....
10b
 
 
11a
Has the organization provided a complete copy of this Form 990 to all members of its governing body before filing the form?
11a
Yes
 
b
Describe in Schedule O the process, if any, used by the organization to review the Form 990. .....
12a
Did the organization have a written conflict of interest policy? If “No,” go to line 13.......
12a
Yes
 
b
Were officers, directors or trustees, and key employees required to disclose annually interests that could give rise to conflicts? ........................
12b
Yes
 
c
Did the organization regularly and consistently monitor and enforce compliance with the policy? If “Yes,” describe in Schedule O how this was done ....................
12c
Yes
 
13
Did the organization have a written whistleblower policy? ...............
13
Yes
 
14
Did the organization have a written document retention and destruction policy? .........
14
Yes
 
15
Did the process for determining compensation of the following persons include a review and approval by independent persons, comparability data, and contemporaneous substantiation of the deliberation and decision?
a
The organization’s CEO, Executive Director, or top management official ...........
15a
Yes
 
b
Other officers or key employees of the organization ................
15b
Yes
 
If "Yes," to line 15a or 15b, describe the process in Schedule O (see instructions).
16a
Did the organization invest in, contribute assets to, or participate in a joint venture or similar arrangement with a taxable entity during the year? ......................
16a
Yes
 
b
If “Yes,” did the organization follow a written policy or procedure requiring the organization to evaluate its participation in joint venture arrangements under applicable federal tax law, and take steps to safeguard the organization’s exempt status with respect to such arrangements? ............
16b
Yes
 
Section C. Disclosure
17
List the States with which a copy of this Form 990 is required to be filedMediumBullet
CA , NY
18
Section 6104 requires an organization to make its Form 1023 (or 1024 if applicable), 990, and 990-T (501(c)(3)s only) available for public inspection. Indicate how you made these available. Check all that apply.
19
Describe in Schedule O whether (and if so, how), the organization made its governing documents, conflict of interest policy, and financial statements available to the public during the tax year.
20
State the name, physical address, and telephone number of the person who possesses the books and records of the organization: MediumBullet
KENNETH KRUG CFO
465 CALIFORNIA ST 9TH FLOOR
San Francisco,CA94104
(415) 982-4640
Form 990 (2011)
Form 990 (2011)
Page 7
Part VII
Compensation of Officers, Directors,Trustees, Key Employees, Highest Compensated Employees, and Independent Contractors
Check if Schedule O contains a response to any question in this Part VII .........
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees
1a Complete this table for all persons required to be listed. Report compensation for the calendar year ending with or within the organization’s tax year.
RoundBullet List all of the organization’s current officers, directors, trustees (whether individuals or organizations), regardless of amount
of compensation, and current key employees. Enter -0- in columns (D), (E), and (F) if no compensation was paid.

RoundBullet List all of the organization’s current key employees, if any. See instructions for definition of "key employee."
RoundBullet List the organization’s five current highest compensated employees (other than an officer, director, trustee or key employee)
who received reportable compensation (Box 5 of Form W-2 and/or Box 7 of Form 1099-MISC) of more than $100,000 from the
organization and any related organizations.

RoundBullet List all of the organization’s former officers, key employees, or highest compensated employees who received more than $100,000
of reportable compensation from the organization and any related organizations.

RoundBullet List all of the organization’s former directors or trustees that received, in the capacity as a former director or trustee of the
organization, more than $10,000 of reportable compensation from the organization and any related organizations.

List persons in the following order: individual trustees or directors; institutional trustees; officers; key employees; highest
compensated employees; and former such persons.
Check this box if neither the organization nor any related organizations compensated any current or former officer, director, or trustee.
(A)
Name and Title
(B)
Average hours per week (describe hours for related organizations in Schedule O)
(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee)
(D)
Reportable compensation from the organization (W- 2/1099-MISC)
(E)
Reportable compensation from related organizations (W- 2/1099-MISC)
(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; Officer; Key Employee; Highest compensated employee; Former;
(1) TERRENCE ADAMSON
Trustee
1.0 X           0 0 0
(2) DAVID ANDREWS
Trustee
1.0 X           0 0 0
(3) MICHAEL ARMACOST
Trustee and Chairman
1.0 X   X       0 0 0
(4) WILLIAM BALL III
Trustee
1.0 X           0 0 0
(5) MARY BULLOCK
Trustee
1.0 X           0 0 0
(6) ALEXANDER CALHOUN
Trustee - CYPT
1.0 X           0 0 0
(7) WILLIAM CHANG
Trustee
1.0 X           0 0 0
(8) GINA LIN CHU
Trustee
1.0 X           0 0 0
(9) SCOTT COOK
Trustee
1.0 X           0 0 0
(10) KARL EIKENBERRY
Trustee
1.0 X           0 0 0
(11) THEODORE ELIOT
Trustee
1.0 X           0 0 0
(12) JARED FROST
Trustee
1.0 X           0 0 0
(13) GEOFFREY GARRETT
Trustee
1.0 X           0 0 0
(14) HARRY HARDING
Trustee and Vice Chair
1.0 X   X       0 0 0
(15) LEE HONG-KOO
Trustee
1.0 X           0 0 0
(16) KARL INDERFURTH
Trustee
1.0 X           0 0 0
(17) KENNETH JUSTER
Trustee
1.0 X           0 0 0
Form 990 (2011)
Form 990 (2011)
Page 8
Part VII
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees (continued)
(A)
Name and Title
(B)
Average hours per week (describe hours for related organizations in Schedule O)
(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee)
(D)
Reportable compensation from the organization (W- 2/1099-MISC)
(E)
Reportable compensation from related organizations (W- 2/1099-MISC)
(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; Officer; Key Employee; Highest compensated employee; Former;
(18) JAMES KELLY
Trustee
1.0 X           0 0 0
(19) ELLEN LAIPSON
Trustee
1.0 X           0 0 0
(20) DAVID LAMPTON
Trustee
1.0 X           0 0 0
(21) CHIEN LEE
Trustee
1.0 X           0 0 0
(22) DOUGLAS PAAL
Trustee
1.0 X           0 0 0
(23) SUSAN PHARR
Trustee and Secretary
1.0 X   X       0 0 0
(24) SURIN PITSUWAN
Trustee
1.0 X           0 0 0
(25) SUNDER RAMASWAMY
Trustee
1.0 X           0 0 0
(26) MISSIE RENNIE
Trustee and Vice Chair
1.0 X   X       0 0 0
(27) THOMAS ROHLEN
Trustee
1.0 X           0 0 0
(28) TERESITA SCHAFFER
Trustee
1.0 X           0 0 0
(29) MASAKO SHINN
Trustee
1.0 X           0 0 0
(30) PAUL SLAWSON
Trustee and Treasurer
1.0 X   X       0 0 0
(31) FRANKLIN TUGWELL
Trustee
1.0 X           0 0 0
(32) JUDITH WILBUR
Trustee
1.0 X           0 0 0
(33) ALICE YOUNG
Trustee
1.0 X           0 0 0
(34) DAVID ARNOLD
CEO AND PRESIDENT
38.0 X   X       424,688 0 44,506
(35) RICHARD FULLER
VP Field Operations
38.0     X       166,147 0 55,831
(36) GORDON HEIN
VP Programs
38.0     X       185,330 0 53,047
(37) KENNETH KRUG
CFO
38.0     X       120,126 0 21,081
(38) JANICE PETTEY
VP Resource Development
38.0     X       0 0 0
(39) SUZANNE SISKEL
EVP, COO
38.0     X       77,024 0 9,796
(40) SARAH WAN-YAU
Assistant Secretary
38.0     X       63,324 0 8,943
(41) NANCY YUAN
VP Washington DC
38.0     X       174,811 0 44,911
(42) PHILIP YUN
VP Resource Development-CYPT
38.0     X       147,040 0 40,824
(43) NICHOLAS LANGTON
Country Representative
38.0         X   272,296 0 30,365
(44) JONATHAN STROMSETH
Country Representative
38.0         X   260,146 0 28,050
(45) JAIME FAUSTINO
Project Manager
38.0         X   248,935 0 27,461
(46) ROBIN BUSH
Country Representative - CYPT
38.0         X   234,245 0 22,947
(47) JACK PAGANO
Master Trainer, Video - CYPT
38.0         X   229,452 0 21,076
(48) BARNETT BARON-SEE SCH O
FORMER Executive VP
0.0           X 202,759 0 45,675
1b Sub-Total................MediumBullet
c Total from continuation sheets to Part VII, Section A....MediumBullet
d Total (add lines 1b and 1c)............MediumBullet 2,806,323 0 454,513
2
Total number of individuals (including but not limited to those listed above) who received more than $100,000 of reportable compensation from the organizationMediumBullet45
Yes
No
3
Did the organization list any former officer, director or trustee, key employee, or highest compensated employee on line 1a? If “Yes,” complete Schedule J for such individual .............
3
Yes
 
4
For any individual listed on line 1a, is the sum of reportable compensation and other compensation from the organization and related organizations greater than $150,000? If “Yes,” complete Schedule J for such individual...........................
4
Yes
 
5
Did any person listed on line 1a receive or accrue compensation from any unrelated organization or individual for services rendered to the organization? If “Yes,” complete Schedule J for such person .....
5
 
No
Section B. Independent Contractors
1
Complete this table for your five highest compensated independent contractors that received more than $100,000 of compensation from the organization. Report compensation for the calendar year ending with or within the organization’s tax year.
(A)
Name and business address
(B)
Description of services
(C)
Compensation
Merchants Exchange Building
465 California Street 16th Floor
SAN FRANCISCO,CA94104
Landlord 803,848
Centered Networks
1527 Stockton St 2nd Floor
SAN FRANCISCO,CA94111
Desktop Hosting 426,057
Carnegie Endowment for Intl Peace
PO Box 759295
BALTIMORE,MD212759295
Landlord 210,213
Grant Thornton
PO Box 51552
LOS ANGELES,CA900515852
Audit & Tax 205,686
ULANOV PARTNERSHIP INC
27 DRAKE AVENUE
BELLPORT,NY11713
CONSULTING 135,417
2
Total number of independent contractors (including but not limited to those listed above) who received more than $100,000 of compensation from the organization MediumBullet9
Form 990 (2011)
Form 990 (2011)
Page 9
Part VIII
Statement of Revenue
(A)
Total revenue
(B)
Related or
exempt
function
revenue
(C)
Unrelated
business
revenue
(D)
Revenue
excluded from
tax under sections
512, 513, or 514
Contributions, Gifts, Grants and Other Similar Amounts 1a Federated campaigns..1a  
b Membership dues....1b  
c Fundraising events....1c 156,177
d Related organizations...1d  
e Government grants (contributions)1e 97,735,872
f All other contributions, gifts, grants, and
similar amounts not included above
1f
51,151,187
g Noncash contributions included in lines 1a-1f:$ 35,579,593
h Total. Add lines 1a-1f.......MediumBullet 149,043,236
 Program Service Revenue Business Code
2a
b
c
d
e
f All other program service revenue .        
g Total. Add lines 2a–2f........MediumBullet 0
 Other Revenue 3 Investment income (including dividends, interest
and other similar amounts).....MediumBullet 308,204   2,382 305,822
4 Income from investment of tax-exempt bond proceeds..MediumBullet 0      
5 Royalties............MediumBullet 0      
(i) Real (ii) Personal
6a Gross rents    
b Less: rental expenses    
c Rental income or (loss)    
d Net rental income or (loss).......MediumBullet        
(i) Securities (ii) Other
7a Gross amount from sales of assets other than inventory 3,052,594 22,454
b Less: cost or other basis and sales expenses 3,273,600 28,149
c Gain or (loss) -221,006 -5,695
d Net gain or (loss)..........MediumBullet -226,701     -226,701
8a Gross income from fundraising events (not including
$ 156,177
of contributions reported on line 1c). See Part IV, line 18 ...
a 17,480
b Less: direct expenses ...b 61,875
c Net income or (loss) from fundraising events..MediumBullet -44,395   -44,395
9a Gross income from gaming activities.
See Part IV, line 19 ...
a  
b Less: direct expenses ...b  
c Net income or (loss) from gaming activities...MediumBullet 0      
10a Gross sales of inventory, less
returns and allowances .
a  
b Less: cost of goods sold ..b  
c Net income or (loss) from sales of inventory..MediumBullet 0      
Miscellaneous Revenue Business Code
11a            
b            
c            
d All other revenue ....        
e Total. Add lines 11a–11d ......MediumBullet 0
12 Total revenue. See Instructions....MediumBullet 149,080,344   2,382 34,726
Form 990 (2011)
Form 990 (2011)
Page 10
Part IX
Statement of Functional Expenses
Section 501(c)(3) and 501(c)(4) organizations must complete all columns. All other organizations must complete column (A) but are not required to complete columns (B), (C), and (D).
Check if Schedule O contains a response to any question in this Part IX. .........
Do not include amounts reported on lines 6b,
7b, 8b, 9b, and 10b of Part VIII.
(A)
Total expenses
(B)
Program service expenses
(C)
Management and general expenses
(D)
Fundraising expenses
1 Grants and other assistance to governments and organizations in the United States. See Part IV, line 21 248,675 248,675
2 Grants and other assistance to individuals in the United States. See Part IV, line 22 51,811 51,811
3 Grants and other assistance to governments, organizations, and individuals outside the United States. See Part IV, lines 15 and 16 31,068,878 31,068,878
4 Benefits paid to or for members 0  
5 Compensation of current officers, directors, trustees, and key employees .... 1,389,057 176,400 1,178,580 34,077
6 Compensation not included above, to disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B) .... 0      
7 Other salaries and wages 28,458,013 24,380,394 4,046,235 31,384
8 Pension plan accruals and contributions (include section 401(k) and 403(b) employer contributions) .... 2,139,558 1,730,246 404,367 4,945
9 Other employee benefits ....... 7,915,857 5,981,824 1,912,207 21,826
10 Payroll taxes ........... 5,008,825 4,050,602 946,645 11,578
11 Fees for services (non-employees):        
a Management ...... 0      
b Legal ......... 58,607 2,757 55,850  
c Accounting ........... 320,255 114,781 205,474  
d Lobbying ........... 0      
e Professional fundraising. See Part IV, line 17.. 0  
f Investment management fees ...... 47,571   47,571  
g Other .......... 878,372 198,419 478,626 201,327
12 Advertising and promotion .... 136,781   136,781  
13 Office expenses ....... 6,745,093 6,295,219 432,654 17,220
14 Information technology ...... 340,776   340,776  
15 Royalties .. 0      
16 Occupancy ........... 7,797,510 7,088,543 699,584 9,383
17 Travel ............ 8,515,709 7,413,388 1,093,965 8,356
18 Payments of travel or entertainment expenses for any federal, state, or local public officials ...... 0      
19 Conferences, conventions, and meetings .... 5,406,356 4,734,983 627,948 43,425
20 Interest ........... 0      
21 Payments to affiliates ....... 0      
22 Depreciation, depletion, and amortization ..... 622,117 622,117    
23 Insurance .............. 267,483 181,866 85,415 202
24 Other expenses. Itemize expenses not covered above (List miscellaneous expenses in line 24f. If line 24f amount exceeds 10% of line 25, column (A) amount, list line 24f expenses on Schedule O.)
a DISTRIBUTION OF BOOKS 47,612,474 47,612,474    
b SUBCONTRACTS & ODC 5,789,881 5,789,881    
c PERSONNEL - MOVING EXPENSES 541,225 441,410 99,606 209
d PUBLIC RELATIONS 92,690   92,690  
e
f All other expenses 404 404    
25 Total functional expenses. Add lines 1 through 24f 161,453,978 148,185,072 12,884,974 383,932
26 Joint costs. Complete this line only if the organization reported in column (B) joint costs from a combined educational campaign and fundraising solicitation. Check here MediumBullet if following SOP 98-2 (ASC 958-720).        
Form 990 (2011)
Form 990 (2011)
Page 11
Part X Balance Sheet
(A)
Beginning of year
(B)
End of year
Assets 1 Cash—non-interest-bearing .......... 71,465 1 82,232
2 Savings and temporary cash investments ....... 12,530,551 2 16,803,411
3 Pledges and grants receivable, net ......... 11,713,662 3 16,208,678
4 Accounts receivable, net ......... 490,582 4 201,491
5 Receivables from current and former officers, directors, trustees, key employees, and highest compensated employees. Complete Part II of
Schedule L .......... 0 5 0
6 Receivables from other disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B). Complete Part II of
Schedule L .......... 0 6 0
7 Notes and loans receivable, net ............. 0 7 0
8 Inventories for sale or use .............. 22,201,732 8 26,539,680
9 Prepaid expenses and deferred charges ............ 3,182,976 9 2,564,021
10a Land, buildings, and equipment: cost or other basis. Complete Part VI of Schedule D 10a 4,940,986
b Less: accumulated depreciation. ..... 10b 3,591,428 1,514,612 10c 1,349,558
11 Investments—publicly traded securities .......... 9,930,721 11 11,012,420
12 Investments—other securities. See Part IV, line 11 ...... 0 12 0
13 Investments—program-related. See Part IV, line 11 .. 0 13 0
14 Intangible assets ......... 0 14 0
15 Other assets. See Part IV, line 11 ........... 0 15 0
16 Total assets. Add lines 1 through 15 (must equal line 34)... 61,636,301 16 74,761,491
Liabilities 17 Accounts payable and accrued expenses . 5,671,877 17 6,328,931
18 Grants payable .......... 0 18 0
19 Deferred revenue .......... 15,183,452 19 22,045,797
20 Tax-exempt bond liabilities .......... 0 20 0
21 Escrow or custodial account liability. Complete Part IV of Schedule D.. 0 21 0
22 Payables to current and former officers, directors, trustees, key
employees, highest compensated employees, and disqualified
persons. Complete Part II of Schedule L.......... 0 22 0
23 Secured mortgages and notes payable to unrelated third parties .. 0 23 0
24 Unsecured notes and loans payable to unrelated third parties .... 0 24 0
25 Other liabilities (including federal income tax, payables to related third parties, and other liabilities not included on lines 17-24). Complete Part X of Schedule D..... 1,060,000 25 1,606,559
26 Total liabilities. Add lines 17 through 25..... 21,915,329 26 29,981,287
Net Assets or Fund Balance Organizations that follow SFAS 117, check here MediumBullet and complete lines 27 through 29, and lines 33 and 34.
27 Unrestricted net assets ..... 15,047,416 27 15,459,147
28 Temporarily restricted net assets ..... 23,234,878 28 28,302,241
29 Permanently restricted net assets ..... 1,438,678 29 1,018,816
Organizations that do not follow SFAS 117, check here MediumBullet and complete lines 30 through 34.
30 Capital stock or trust principal, or current funds .....   30  
31 Paid-in or capital surplus, or land, building or equipment fund .....   31  
32 Retained earnings, endowment, accumulated income, or other funds   32  
33 Total net assets or fund balances ..... 39,720,972 33 44,780,204
34 Total liabilities and net assets/fund balances ..... 61,636,301 34 74,761,491
Form 990 (2011)
Form 990 (2011)
Page 12
Part XI
Reconcilliation of Net Assets
Check if Schedule O contains a response to any question in this Part XI .........
1
Total revenue (must equal Part VIII, column (A), line 12) ...
1
149,080,344
2
Total expenses (must equal Part IX, column (A), line 25) ....
2
161,453,978
3
Revenue less expenses. Subtract line 2 from line 1 ...
3
-12,373,634
4
Net assets or fund balances at beginning of year (must equal Part X, line 33, column (A)) ..
4
39,720,972
5
Other changes in net assets or fund balances (explain in Schedule O) ...
5
17,432,866
6
Net assets or fund balances at end of year. Combine lines 3, 4, and 5 (must equal Part X, line 33, column (B)) ....
6
44,780,204
Part XII
Financial Statements and Reporting
Check if Schedule O contains a response to any question in this Part XII .........
Yes
No
1
Accounting method used to prepare the Form 990:  
If the organization changed its method of accounting from a prior year or checked "Other," explain in
Schedule O.
2a
Were the organization’s financial statements compiled or reviewed by an independent accountant?....
2a
 
No
b
Were the organization’s financial statements audited by an independent accountant?........
2b
Yes
 
c
If “Yes,” to 2a or 2b, does the organization have a committee that assumes responsibility for oversight of the audit, review, or compilation of its financial statements and selection of an independent accountant? If the organization changed either its oversight process or selection process during the tax year, explain in Schedule O. ...........................
2c
Yes
 
d
If “Yes” to line 2a or 2b, check a box below to indicate whether the financial statements for the year were issued on a separate basis, consolidated basis, or both:
3a
As a result of a federal award, was the organization required to undergo an audit or audits as set forth in the Single Audit Act and OMB Circular A-133? ................
3a
Yes
 
b
If “Yes,” did the organization undergo the required audit or audits? If the organization did not undergo the required audit or audits, explain why in Schedule O and describe any steps taken to undergo such audits. ..
3b
Yes
 
Form 990 (2011)
Additional Data


Software ID:  
Software Version:  
Form 990, Special Condition Description:
Special Condition Description
SCHEDULE A
(Form 990 or 990EZ)

Department of the Treasury
Internal Revenue Service
Public Charity Status and Public Support

Complete if the organization is a section 501(c)(3) organization or a section
4947(a)(1) nonexempt charitable trust.
right arrow Attach to Form 990 or Form 990-EZ. right arrow See separate instructions.
OMB No. 1545-0047
2011
Open to Public
Inspection
Name of the organization
The Asia Foundation
 
Employer identification number

94-1191246
Part I
Reason for Public Charity Status (All organizations must complete this part.) See instructions
The organization is not a private foundation because it is: (For lines 1 through 11, check only one box.)
1
2
3
4
5
section 170(b)(1)(A)(iv). (Complete Part II.)
6
7
8
9
receipts from activities related to its exempt functions—subject to certain exceptions, and (2) no more than 331/3% of
its support from gross investment income and unrelated business taxable income (less section 511 tax) from businesses
acquired by the organization after June 30, 1975. See section 509(a)(2). (Complete Part III.)
10
11
e
f
g
(i) a person who directly or indirectly controls, either alone or together with persons described in (ii)
Yes
No
and (iii) below, the governing body of the the supported organization? ................
11g(i)
 
No
(ii) a family member of a person described in (i) above? ......................
11g(ii)
 
No
(iii) a 35% controlled entity of a person described in (i) or (ii) above? ................
11g(iii)
 
No
h
(i)
Name of supported organization
(ii)
EIN
(iii)
Type of organization (described on lines 1- 9 above or IRC section (see instructions))
(iv)
Is the organization in col. (i) listed in your governing document?
(v)
Did you notify the organization in col. (i) of your support?
(vi)
Is the organization in col. (i) organized in the U.S.?
(vii)
Amount of support?
Yes No Yes No Yes No
Total                  

For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 11285F
Schedule A (Form 990 or 990-EZ) 2011
Schedule A (Form 990 or 990-EZ) 2011
Page 2
Part II
Support Schedule for Organizations Described in IRC 170(b)(1)(A)(iv) and 170(b)(1)(A)(vi)
(Complete only if you checked the box on line 5, 7, or 8 of Part I or if the organization failed to qualify under Part III. If the organization fails to qualify under the tests listed below, please complete Part III.)
Section A. Public Support
Calendar year(or fiscal year beginning in) (a) 2007 (b) 2008 (c) 2009 (d) 2010 (e) 2011 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") .... 142,784,639 142,469,416 153,318,660 147,240,642 149,043,236 734,856,593
2 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf.......            
3 The value of services or facilities furnished by a governmental unit to the organization without charge..            
4 Total. Add lines 1 through 3.. 142,784,639 142,469,416 153,318,660 147,240,642 149,043,236 734,856,593
5 The portion of total contributions by each person (other than a governmental unit or publicly supported organization) included on line 1 that exceeds 2% of the amount shown on line 11, column (f)..           76,468,387
6 Public Support. Subtract line 5 from line 4.           658,388,206
Section B. Total Support
Calendar year(or fiscal year beginning in) (a) 2007 (b) 2008 (c) 2009 (d) 2010 (e) 2011 (f) Total
7 Amounts from line 4.. 142,784,639 142,469,416 153,318,660 147,240,642 149,043,236 734,856,593
8 Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources.. 504,088 269,603 248,897 253,603 308,204 1,584,395
9 Net income from unrelated business activities, whether or not the business is regularly carried on.. 7,178   2,983 5,044 0 15,205
10 Other income. (Explain in Part IV.) Do not include gain or loss from the sale of capital assets.. 26,722 -11,245 29,508 22,519 0 67,504
11 Total support (Add lines 7 through 10).           736,523,697
12
12
0
13
Section C. Computation of Public Support Percentage
14
14
89.391 %
15
15
85.816 %
16a
b
17a
b
18
Schedule A (Form 990 or 990-EZ) 2011
Schedule A (Form 990 or 990-EZ) 2011
Page 3
Part III
Support Schedule for Organizations Described in IRC 509(a)(2)
(Complete only if you checked the box on line 9 of Part I or if the organization failed to qualify under Part II. If the organization fails to qualify under the tests listed below, please complete Part II.)
Section A. Public Support
Calendar year(or fiscal year beginning in) (a) 2007 (b) 2008 (c) 2009 (d) 2010 (e) 2011 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") .            
2 Gross receipts from admissions, merchandise sold or services performed, or facilities furnished in any activity that is related to the organization's tax-exempt purpose......            
3 Gross receipts from activities that are not an unrelated trade or business under section 513..            
4 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf...            
5 The value of services or facilities furnished by a governmental unit to the organization without charge..            
6 Total. Add lines 1 through 5.            
7a Amounts included on lines 1, 2, and 3 received from disqualified persons...            
b Amounts included on lines 2 and 3 received from other than disqualified persons that exceed the greater of $5,000 or 1% of the amount on line 13 for the year.            
c Add lines 7a and 7b..            
8 Public Support (Subtract line 7c from line 6.)            
Section B. Total Support
Calendar year (or fiscal year beginning in) (a) 2007 (b) 2008 (c) 2009 (d) 2010 (e) 2011 (f) Total
9 Amounts from line 6...            
10a Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources..            
b Unrelated business taxable income (less section 511 taxes) from businesses acquired after June 30, 1975.            
c Add lines 10a and 10b.            
11 Net income from unrelated business activities not included in line 10b, whether or not the business is regularly carried on.            
12 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part IV.)            
13 Total support (Add lines 9, 10c, 11 and 12.).            
14
Section C. Computation of Public Support Percentage
15
15
 
16
16
 
Section D. Computation of Investment Income Percentage
17
17
 
18
18
 
19a
b
20
Schedule A (Form 990 or 990-EZ) 2011
Schedule A (Form 990 or 990-EZ) 2011
Page 4
Part IV
Supplemental Information. Supplemental Information. Complete this part to provide the explanation required by Part II, line 10; Part II, line 17a or 17b; or Part III, line 12. Also complete this part for any additional information. (See instructions).
Facts And Circumstances Test
 
Explanation
 
 
 
 
Schedule A (Form 990 or 990-EZ) 2011

Additional Data


Software ID:  
Software Version:  
Schedule B
(Form 990, 990-EZ,
or 990-PF)
Department of the Treasury
Internal Revenue Service
Schedule of Contributors
Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
OMB No. 1545-0047
2011
Name of organization
The Asia Foundation
 
Employer identification number

94-1191246
Organization type (check one):
Filers of:
Section:
Form 990 or 990-EZ





Form 990-PF




Check if your organization is covered by the General Rule or a Special Rule.  
Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
General Rule
Special Rules
......................... Arrow Bullet   $    
Caution. An Organization that is not covered by the General Rule and/or the Special Rules does not file Schedule B (Form 990,
990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its
Form 990-EZ or on Part I, line 2, of its Form 990-PF, to certify that it does not meet the filing requirements of Schedule B (Form 990,
990-EZ, or 990-PF).
For Paperwork Reduction Act Notice, see the Instructions
for Form 990, 990-EZ, or 990-PF.
Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2011)

Page 2
Schedule B (Form 990, 990-EZ, or 990-PF) (2011)
Name of organization
The Asia Foundation
 
Employer identification number

94-1191246
Part I
Contributors (see Instructions). Use duplicate copies of Part I if additional space is needed.
     
(a)
No.
(b)
Name, address, and ZIP + 4
(c)
Total contributions
(d)
Type of contribution
RESTRICTED
RESTRICTED
 

     
RESTRICTED
RESTRICTED  
RESTRICTED, RESTRICTED   RESTRICTED

$RESTRICTED




(Complete Part II if there is a noncash contribution.)
(a)
No.
(b)
Name, address, and ZIP + 4
(c)
Total contributions
(d)
Type of contribution
 
 
 

     
 
   

$  




(Complete Part II if there is a noncash contribution.)
(a)
No.
(b)
Name, address, and ZIP + 4
(c)
Total contributions
(d)
Type of contribution
 
 
 

     
 
   

$  




(Complete Part II if there is a noncash contribution.)
(a)
No.
(b)
Name, address, and ZIP + 4
(c)
Total contributions
(d)
Type of contribution
 
 
 

     
 
   

$  




(Complete Part II if there is a noncash contribution.)
(a)
No.
(b)
Name, address, and ZIP + 4
(c)
Total contributions
(d)
Type of contribution
 
 
 

     
 
   

$  




(Complete Part II if there is a noncash contribution.)
(a)
No.
(b)
Name, address, and ZIP + 4
(c)
Total contributions
(d)
Type of contribution
 
 
 

     
 
   

$  




(Complete Part II if there is a noncash contribution.)
Schedule B (Form 990, 990-EZ, or 990-PF) (2011)

Page 3
Schedule B (Form 990, 990-EZ, or 990-PF) (2011)
Name of organization
The Asia Foundation
 
Employer identification number

94-1191246
Part II
Noncash Property (see Instructions). Use duplicate copies of Part II if additional space is needed.
     
(a) No.
from
Part I
(b)
Description of noncash property given
(c)
FMV (or estimate)
(see instructions).
(d)
Date received
 
$    
(a) No.
from
Part I
(b)
Description of noncash property given
(c)
FMV (or estimate)
(see instructions).
(d)
Date received
 
$    
(a) No.
from
Part I
(b)
Description of noncash property given
(c)
FMV (or estimate)
(see instructions).
(d)
Date received
 
$    
(a) No.
from
Part I
(b)
Description of noncash property given
(c)
FMV (or estimate)
(see instructions).
(d)
Date received
 
$    
(a) No.
from
Part I
(b)
Description of noncash property given
(c)
FMV (or estimate)
(see instructions).
(d)
Date received
 
$    
(a) No.
from
Part I
(b)
Description of noncash property given
(c)
FMV (or estimate)
(see instructions).
(d)
Date received
 
$    
Schedule B (Form 990, 990-EZ, or 990-PF) (2011)

Page 4
Schedule B (Form 990, 990-EZ, or 990-PF) (2011)
Name of organization
The Asia Foundation
 
Employer identification number

94-1191246
Part III
Exclusively religious, charitable, etc., individual contributions to section 501(c)(7), (8), or (10) organizations
that total more than $1,000 for the year. Complete columns (a) through (e) and the following line entry.
For organizations completing Part III, enter the total of exclusively religious, charitable, etc.,
contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet $  

Use duplicate copies of Part III if additional space is needed
(a) No.
from
Part I
(b)
Purpose of gift
(c)
Use of gift
(d)
Description of how gift is held
 
(e)
Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
       
 
(a) No.
from
Part I
(b)
Purpose of gift
(c)
Use of gift
(d)
Description of how gift is held
 
(e)
Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
       
 
(a) No.
from
Part I
(b)
Purpose of gift
(c)
Use of gift
(d)
Description of how gift is held
 
(e)
Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
       
 
(a) No.
from
Part I
(b)
Purpose of gift
(c)
Use of gift
(d)
Description of how gift is held
 
(e)
Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
       
 
Schedule B (Form 990, 990-EZ, or 990-PF) (2011)

Additional Data


Software ID:  
Software Version:  
SCHEDULE D
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Financial Statements
SchDMd Bullet Complete if the organization answered "Yes," to Form 990,
Part IV, line 6, 7, 8, 9, 10, 11a, 11b, 11c, 11d, 11e, 11f, 12a, or 12b
SchDMd Bullet Attach to Form 990. SchDMd Bullet See separate instructions.
OMB No. 1545-0047
2011
Open to Public Inspection
Name of the organization
The Asia Foundation
 
Employer identification number

94-1191246
Part I
Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts. Complete if the organization answered "Yes" to Form 990, Part IV, line 6.
(a) Donor advised funds (b) Funds and other accounts
1 Total number at end of year .......    
2 Aggregate contributions to (during year) ...    
3 Aggregate grants from (during year) ...    
4 Aggregate value at end of year .......    
5
Did the organization inform all donors and donor advisors in writing that the assets held in donor advised
funds are the organization's property, subject to the organization's exclusive legal control? ............
6
Did the organization inform all grantees, donors, and donor advisors in writing that grant funds can be
used only for charitable purposes and not for the benefit of the donor or donor advisor, or for any other purpose conferring impermissible private benefit? ...................................
Part II
Conservation Easements. Complete if the organization answered "Yes" to Form 990, Part IV, line 7.
1
Purpose(s) of conservation easements held by the organization (check all that apply).
2
Complete lines 2a through 2d if the organization held a qualified conservation contribution in the form of a conservation easement on the last day of the tax year.
Held at the End of the Year
a Total number of conservation easements ....................... 2a  
b Total acreage restricted by conservation easements .................. 2b  
c Number of conservation easements on a certified historic structure included in (a) ..... 2c  
d Number of conservation easements included in (c) acquired after 8/17/06, and not on a historic structure listed in the National Register .................... 2d  
3
Number of conservation easements modified, transferred, released, extinguished, or terminated by the organization during
the tax year SchDMd Bullet  
4
Number of states where property subject to conservation easement is located SchDMd Bullet  
5
Does the organization have a written policy regarding the periodic monitoring, inspection, handling of violations, and
enforcement of the conservation easements it holds? .............................
6
Staff and volunteer hours devoted to monitoring, inspecting and enforcing conservation easements during the year SchDMd Bullet  
7
Amount of expenses incurred in monitoring, inspecting, and enforcing conservation easements during the year
SchDMd Bullet $  
8
Does each conservation easement reported on line 2(d) above satisfy the requirements of section
170(h)(4)(B)(i) and 170(h)(4)(B)(ii)? ....................................
9
In Part XIV, describe how the organization reports conservation easements in its revenue and expense statement, and
balance sheet, and include, if applicable, the text of the footnote to the organization’s financial statements that describes
the organization’s accounting for conservation easements.
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets.
Complete if the organization answered "Yes" to Form 990, Part IV, line 8.
1a
If the organization elected, as permitted under SFAS 116 (ASC 958), not to report in its revenue statement and balance sheet works of
art, historical treasures, or other similar assets held for public exhibition, education or research in furtherance of public service,
provide, in Part XIV, the text of the footnote to its financial statements that describes these items.
b
If the organization elected, as permitted under SFAS 116 (ASC 958), to report in its revenue statement and balance sheet works of art,
historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service,
provide the following amounts relating to these items:
(i)
Revenues included in Form 990, Part VIII, line 1 ........................SchDMd Bullet $  
(ii)
Assets included in Form 990, Part X ..............................SchDMd Bullet $  
2
If the organization received or held works of art, historical treasures, or other similar assets for financial gain, provide the
following amounts required to be reported under SFAS 116 (ASC 958), relating to these items:
a
Revenues included in Form 990, Part VIII, line 1 ..........................SchDMd Bullet $  
b
Assets included in Form 990, Part X ...............................SchDMd Bullet $  
For Privacy Act and Paperwork Reduction Act Notice, see the Intructions for Form 990
Cat. No. 52283D
Schedule D (Form 990) 2011

Schedule D (Form 990) 2011
Page 2
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets (continued)
3
Using the organization’s accession and other records, check any of the following that are a significant use of its collection
items (check all that apply):
a
d
b
e
 
c
4
Provide a description of the organization’s collections and explain how they further the organization’s exempt purpose in
Part XIV.
5
During the year, did the organization solicit or receive donations of art, historical treasures or other similar
assets to be sold to raise funds rather than to be maintained as part of the organization’s collection?........
Part IV
Escrow and Custodial Arrangements. Complete if the organization answered "Yes" to Form 990,
Part IV, line 9, or reported an amount on Form 990, Part X, line 21.
1a
Is the organization an agent, trustee, custodian or other intermediary for contributions or other assets not
included on Form 990, Part X? ....................................
b
If "Yes," explain the arrangement in Part XIV and complete the following table:
Amount
c Beginning balance ................................. 1c  
d Additions during the year .............................. 1d  
e Distributions during the year ............................. 1e  
f Ending balance ................................... 1f  
2a
Did the organization include an amount on Form 990, Part X, line 21? .....................
b
If “Yes,” explain the arrangement in Part XIV.
Part V
Endowment Funds. Complete if the organization answered "Yes" to Form 990, Part IV, line 10.
(a)Current Year (b)Prior Year (c)Two Years Back (d)Three Years Back (e)Four Years Back
1a Beginning of year balance .... 1,741,000 1,861,000 1,755,000 1,790,000
b Contributions ........   9,000    
c Net investment earnings, gains, and losses ... 237,000 -34,000 203,000 62,000
d Grants or scholarships .....     97,000 97,000
e Other expenditures for facilities
and programs ........
142,000 95,000    
f Administrative expenses ....        
g End of year balance ...... 1,836,000 1,741,000 1,861,000 1,755,000
2
Provide the estimated percentage of the year end balance (line 1g) held as:
a
Board designated or quasi-endowment SchDMd Bullet  
b
Permanent endowment SchDMd Bullet55.501 %
c
Temporarily restricted endowment SchDMd Bullet44.499 %
The percentages in lines 2a, 2b, and 2c should equal 100%.
3a
Are there endowment funds not in the possession of the organization that are held and administered for the
organization by:

Yes
No
(i) unrelated organizations ........................
3a(i)
 
No
(ii) related organizations ........................
3a(ii)
 
No
b
If "Yes" to 3a(ii), are the related organizations listed as required on Schedule R? .........
3b
 
 
4
Describe in Part XIV the intended uses of the organization's endowment funds.
Part VI
Land, Buildings, and Equipment. See Form 990, Part X, line 10.
Description of property (a) Cost or other basis (investment) (b)Cost or other basis (other) (c) Accumulated depreciation (d) Book value
1a Land .................      
b Buildings ................        
c Leasehold improvements ............   1,353,780 1,006,909 346,871
d Equipment ................   2,184,555 1,663,290 521,265
e Other .................   1,402,651 921,229 481,422
Total. Add lines 1a through 1e. (Column (d) must equal Form 990, Part X, column (B), line 10(c).).......SchDMdBullet 1,349,558
Schedule D (Form 990) 2011

Schedule D (Form 990) 2011
Page 3
Part VII
Investments—Other Securities. See Form 990, Part X, line 12.
(a) Description of security or category
(including name of security)
(b)Book value (c) Method of valuation:
Cost or end-of-year market value
(1)Financial derivatives    
(2)Closely-held equity interests    
Other








Total. (Column (b) must equal Form 990, Part X, col. (B) line 12.)Small Bullet  
Part VIII
Investments—Program Related. See Form 990, Part X, line 13.
(a) Description of investment type (b) Book value (c) Method of valuation:
Cost or end-of-year market value








Total. (Column (b) must equal Form 990, Part X, col.(B) line 13.)Small Bullet  
Part IX
Other Assets. See Form 990, Part X, line 15.
(a) Description (b) Book value








Total. (Column (b) must equal Form 990, Part X, col.(B) line 15.)...........Small Bullet  
Part X
Other Liabilities. See Form 990, Part X, line 25.
1.(a) Description of Liability (b) Book value
Federal Income Taxes 0
ACCRD POST-RETIREMENT BENEFITS 1,606,559








Total. (Column (b) must equal Form 990, Part X, col.(B) line 25.)Small Bullet 1,606,559
2. Fin 48 (ASC 740) Footnote. In Part XIV, provide the text of the footnote to the organization's financial statements that reports the organization's liability for uncertain tax positions under FIN 48 (ASC740).
Schedule D (Form 990) 2011

Schedule D (Form 990) 2011
Page 4
Part XI Reconciliation of Change in Net Assets from Form 990 to Financial Statements
1 Total revenue (Form 990, Part VIII, column (A), line 12) .................... 1 149,080,344
2 Total expenses (Form 990, Part IX, column (A), line 25) ..................... 2 161,453,978
3 Excess or (deficit) for the year. Subtract line 2 from line 1 ............. 3 -12,373,634
4 Net unrealized gains (losses) on investments .......................... 4 1,386,122
5 Donated services and use of facilities ............................. 5  
6 Investment expenses ................................... 6  
7 Prior period adjustments .................................. 7  
8 Other (Describe in Part XIV.) ................................. 8 -350,086
9 Total adjustments (net). Add lines 4 through 8 ......................... 9 1,036,036
10 Excess or (deficit) for the year per financial statements. Combine lines 3 and 9 ......... 10 -11,337,598
Part XII Reconciliation of Revenue per Audited Financial Statements With Revenue per Return
1 Total revenue, gains, and other support per audited financial statements ....... 1 150,062,073
2 Amounts included on line 1 but not on Form 990, Part VIII, line 12:
a Net unrealized gains on investments .......... 2a 1,386,122
b Donated services and use of facilities ......... 2b 141,634
c Recoveries of prior year grants ........... 2c  
d Other (Describe in Part XIV.) ............ 2d  
e Add lines 2a through 2d ..................... 2e 1,527,756
3 Subtract line 2e from line 1..................... 3 148,534,317
4 Amounts included on Form 990, Part VIII, line 12, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b . 4a  
b Other (Describe in Part XIV.) ........... 4b 546,027
c Add lines 4a and 4b....................... 4c 546,027
5 Total Revenue. Add lines 3 and 4c. (This must equal Form 990, Part I, line 12.) ...... 5 149,080,344
Part XIII Reconciliation of Expenses per Audited Financial Statements With Expenses per Return
1 Total expenses and losses per audited financial statements ............. 1 161,399,671
2 Amounts included on line 1 but not on Form 990, Part IX, line 25:
a Donated services and use of facilities .......... 2a 141,634
b Prior year adjustments .............. 2b  
c Other losses ................ 2c  
d Other (Describe in Part XIV.) ............ 2d -220,941
e Add lines 2a through 2d...................... 2e -79,307
3 Subtract line 2e from line 1..................... 3 161,478,978
4 Amounts included on Form 990, Part IX, line 25, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b .. 4a  
b Other (Describe in Part XIV.) ............ 4b -25,000
c Add lines 4a and 4b....................... 4c -25,000
5 Total expenses. Add lines 3 and 4c. (This must equal Form 990, Part I, line 18.) ...... 5 161,453,978
Part XIV
Supplemental Information
Complete this part to provide the descriptions required for Part II, lines 3, 5, and 9; Part III, lines 1a and 4; Part lV, lines 1b and 2b;
Part V, line 4; Part X; Part XI, line 8; Part XII, lines 2d and 4b; and Part XIII, lines 2d and 4b. Also complete this part to provide any additional information.
Identifier Return Reference Explanation
Endowment Funds Schedule D, Part V, Line 4 The intended use of the organization's endowment funds is to provide grants and scholarships.
FIN 48 (ASC 740) FOOTNOTE Schedule D, Part X, Line 2 Income tax benefits are recognized for income tax positions taken or expected to be taken in a tax return, only when it is determined that the income tax position will more-likely-than-not be sustained upon examination by taxing authorities. The Foundation has analyzed tax positions taken for filing with the Internal Revenue Service and all state and foreign jurisdictions where it operates. The Foundation believes that ITS income tax filing positions will be sustained upon examination and does not anticipate any adjustments that would result in a material adverse effect on the Foundation's financial condition, results of operations or cash flows. Accordingly, the Foundation has not recorded any reserves, or related accruals for uncertain tax positions or for interest and penalties for uncertain income tax positions on adoption or as of September 30, 2012. The Foundation files income tax returns in the U.S. federal jurisdiction and various state and foreign jurisdictions. Pursuant to the statute of limitations in the Foundation's material tax jurisdictions, which is generally three years for federal income tax purposes and four years for California income and franchise tax purposes, the Foundation's open tax years are the tax years September 30, 2009 through September 30, 2012 for federal income tax purposes and tax years September 30, 2008 through September 30, 2012 for California income and franchise tax purposes. The Foundation currently does not have any examinations in progress. The Foundation does not anticipate that there will be any material changes in its unrecognized tax positions over the 12 months following September 30, 2012. The Foundation may from time to time be assessed interest or penalties by major tax jurisdictions, although any such assessments historically have been minimal and immaterial to its financial results. In the event the Foundation has such an assessment from a taxing authority, it is its accounting policy to recognize any interest and penalties as a component of income tax expense.
Net Asset Reconciliation Schedule D, Part XI Line 8: Grants Refunded 361,877 Line 8: Contributions Refunded (546,027) Line 8: Unrealized Foreign Currency Translation Loss (140,936) Line 8: Change in Post-Retirement Benefit Obligation (25,000) Revenue Reconciliation Schedule D, Part XII Line 4b: Contributions Refunded 546,027 Expense Reconciliation Schedule D, Part XIII Line 2d: Grants Refunded (361,877) Line 2d: Unrealized Foreign Currency Translation Loss 140,936 Line 4b: Change in Post-Retirement Benefit Obligation (25,000)
Schedule D (Form 990) 2011

Additional Data


Software ID:  
Software Version:  




SCHEDULE F(Form 990)
Department of the Treasury
Internal Revenue Service
Statement of Activities Outside the United States
Right pointing arrow large image Complete if the organization answered "Yes" to Form 990,Part IV, line 14b, 15, or 16.Right pointing arrow large image Attach to Form 990. Right pointing arrow large image See separate instructions.
OMB No. 1545-0047
2011
Open to Public Inspection
Name of the organization
The Asia Foundation
 
Employer identification number

94-1191246
Part I
General Information on Activities Outside the United States. Complete if the organization answered
“Yes” to Form 990, Part IV, line 14b.
1
For grantmakers. Does the organization maintain records to substantiate the amount of its grants
and other assistance, the grantees' eligibility for the grants or assistance, and the selection criteria used
to award the grants or assistance? ..............................
2
For grantmakers. Describe in Part V the organization’s procedures for monitoring the use of its grants and other
assistance outside the United States.
3
Activites per Region. (Use Part V if additional space is needed.)
(a) Region (b) Number of offices in the region (c) Number of employees or agents in region or independent contractors (d) Activities conducted in region (by type) (e.g., fundraising, program services, investments, grants to recipients located in the region) (e) If activity listed in (d) is a program service, describe specific type of
service(s) in region
(f) Total
expenditures for region/investments
in region
East Asia and the Pacific 14 315 Program Services GOVERNANCE, DEV, LAW 52,557,662
South Asia 6 456 Program Services GOVERNANCE, DEV, LAW 88,350,657
Europe (Including Iceland and Greenland)   0 Program Services GOVERNANCE, DEV, LAW 4,858
Central America and the Caribbean 0 0 Investments   1,296,577
           
           
           
           
           
           
           
           
           
           
           
           
           
3a Sub-total ..... 20 771 142,209,754
b Total from continuation sheets to Part I ...      
c Totals (add lines 3a and 3b) 20 771 142,209,754
For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990.Cat. No. 50082W Schedule F (Form 990) 2011
Schedule F (Form 990) 2011
Page 2
Part II
Grants and Other Assistance to Organizations or Entities Outside the United States. Complete if the organization answered "Yes" to Form 990,
Part IV, line 15, for any recipient who received more than $5,000. Check this box if no one recipient received more than $5,000 ........ MediumBullet
Use Part V if additional space is needed.
1 (a) Name of organization (b) IRS code section
and EIN (if applicable)
(c) Region (d) Purpose of
grant
(e) Amount of
cash grant
(f) Manner of
cash
disbursement
(g) Amount of
of non-cash
assistance
(h) Description
of non-cash
assistance
(i) Method of
valuation
(book, FMV,
appraisal, other)
EAST ASIA/PACIFIC GOVERNANCE 5,060        
EAST ASIA/PACIFIC GOVERNANCE 5,064        
SOUTH ASIA GOVERNANCE 5,102        
EAST ASIA/PACIFIC GOVERNANCE 5,147        
EAST ASIA/PACIFIC GOVERNANCE 5,157        
EAST ASIA/PACIFIC WOMEN'S PGM 5,168        
EAST ASIA/PACIFIC GOVERNANCE 5,193        
SOUTH ASIA GOVERNANCE 5,579        
EAST ASIA/PACIFIC GOVERNANCE 5,609        
EAST ASIA/PACIFIC GOVERNANCE 5,613        
EAST ASIA/PACIFIC GOVERNANCE 5,656        
SOUTH ASIA ECON DEV'T 5,699        
SOUTH ASIA GOVERNANCE 5,706        
SOUTH ASIA GOVERNANCE 5,710        
EAST ASIA/PACIFIC ECON DEV'T 5,793        
EAST ASIA/PACIFIC ECON DEV'T 5,862        
SOUTH ASIA WOMEN'S PGM 5,927        
EAST ASIA/PACIFIC GOVERNANCE 6,067        
EAST ASIA/PACIFIC GOVERNANCE 6,120        
EAST ASIA/PACIFIC ECON DEV'T 6,141        
SOUTH ASIA WOMEN'S PGM 6,259        
EAST ASIA/PACIFIC GOVERNANCE 6,263        
SOUTH ASIA WOMEN'S PGM 6,281        
SOUTH ASIA GOVERNANCE 6,401        
SOUTH ASIA WOMEN'S PGM 6,414        
EAST ASIA/PACIFIC GOVERNANCE 6,421        
EAST ASIA/PACIFIC ECON DEV'T 6,430        
SOUTH ASIA ECON DEV'T 6,438        
SOUTH ASIA WOMEN'S PGM 6,529        
EAST ASIA/PACIFIC GOVERNANCE 6,628        
SOUTH ASIA WOMEN'S PGM 6,662        
EAST ASIA/PACIFIC ECON DEV'T 6,718        
SOUTH ASIA WOMEN'S PGM 6,741        
EAST ASIA/PACIFIC GOVERNANCE 6,799        
SOUTH ASIA WOMEN'S PGM 6,841        
SOUTH ASIA ECON DEV'T 6,867        
EAST ASIA/PACIFIC ECON DEV'T 6,874        
EAST ASIA/PACIFIC WOMEN'S PGM 6,952        
EAST ASIA/PACIFIC ECON DEV'T 6,994        
EAST ASIA/PACIFIC GOVERNANCE 7,046        
SOUTH ASIA ECON DEV'T 7,068        
EAST ASIA/PACIFIC GOVERNANCE 7,113        
SOUTH ASIA WOMEN'S PGM 7,114        
EAST ASIA/PACIFIC ECON DEV'T,GOVERNANCE 7,140        
EAST ASIA/PACIFIC ECON DEV'T 7,251        
SOUTH ASIA ECON DEV'T 7,256        
EAST ASIA/PACIFIC GOVERNANCE 7,345        
EAST ASIA/PACIFIC GOVERNANCE 7,439        
SOUTH ASIA GOVERNANCE 7,492        
SOUTH ASIA GOVERNANCE 7,518        
SOUTH ASIA ECON DEV'T 7,534        
EAST ASIA/PACIFIC GOVERNANCE 7,617        
EAST ASIA/PACIFIC GOVERNANCE 7,641        
EAST ASIA/PACIFIC ECON DEV'T 7,649        
EAST ASIA/PACIFIC GOVERNANCE 7,679        
EAST ASIA/PACIFIC GOVERNANCE 7,721        
EAST ASIA/PACIFIC GOVERNANCE 7,787        
SOUTH ASIA WOMEN'S PGM 7,830        
SOUTH ASIA GOVERNANCE 7,854        
SOUTH ASIA GOVERNANCE 7,878        
EAST ASIA/PACIFIC GOVERNANCE 7,895        
EAST ASIA/PACIFIC GOVERNANCE 8,000        
SOUTH ASIA GOVERNANCE 8,051        
SOUTH ASIA WOMEN'S PGM 8,111        
EAST ASIA/PACIFIC ECON DEV'T 8,117        
EAST ASIA/PACIFIC GOVERNANCE 8,123        
EAST ASIA/PACIFIC ECON DEV'T 8,134        
EAST ASIA/PACIFIC GOVERNANCE 8,196        
SOUTH ASIA GOVERNANCE 8,233        
EAST ASIA/PACIFIC GOVERNANCE 8,249        
SOUTH ASIA ECON DEV'T 8,288        
EAST ASIA/PACIFIC ECON DEV'T 8,298        
SOUTH ASIA ECON DEV'T 8,397        
EAST ASIA/PACIFIC GOVERNANCE 8,399        
EAST ASIA/PACIFIC GOVERNANCE 8,407        
SOUTH ASIA WOMEN'S PGM 8,416        
EAST ASIA/PACIFIC WOMEN'S PGM 8,428        
SOUTH ASIA ECON DEV'T 8,429        
SOUTH ASIA ECON DEV'T 8,469        
EAST ASIA/PACIFIC GOVERNANCE 8,609        
EAST ASIA/PACIFIC GOVERNANCE 8,664        
EAST ASIA/PACIFIC GOVERNANCE 8,726        
SOUTH ASIA GOVERNANCE 8,734        
SOUTH ASIA ECON DEV'T 8,787        
EAST ASIA/PACIFIC GOVERNANCE 8,802        
EAST ASIA/PACIFIC ECON DEV'T 8,900        
EAST ASIA/PACIFIC GOVERNANCE 9,022        
SOUTH ASIA WOMEN'S PGM 9,058        
SOUTH ASIA WOMEN'S PGM 9,109        
SOUTH ASIA ECON DEV'T 9,194        
EAST ASIA/PACIFIC GOVERNANCE 9,195        
EAST ASIA/PACIFIC GOVERNANCE 9,221        
SOUTH ASIA WOMEN'S PGM 9,226        
SOUTH ASIA WOMEN'S PGM 9,424        
SOUTH ASIA ECON DEV'T 9,430        
SOUTH ASIA GOVERNANCE 9,453        
SOUTH ASIA ECON DEV'T 9,510        
EAST ASIA/PACIFIC GOVERNANCE 9,534        
SOUTH ASIA GOVERNANCE 9,561        
EAST ASIA/PACIFIC GOVERNANCE 9,598        
EAST ASIA/PACIFIC GOVERNANCE 9,657        
SOUTH ASIA GOVERNANCE 9,712        
EAST ASIA/PACIFIC GOVERNANCE 9,733        
EAST ASIA/PACIFIC GOVERNANCE 9,737        
EAST ASIA/PACIFIC ECON DEV'T 9,782        
SOUTH ASIA ECON DEV'T 9,817        
EAST ASIA/PACIFIC GOVERNANCE 10,000        
EAST ASIA/PACIFIC ECON DEV'T 10,000        
EAST ASIA/PACIFIC GOVERNANCE 10,041        
EAST ASIA/PACIFIC GOVERNANCE 10,043        
EAST ASIA/PACIFIC GOVERNANCE 10,055        
SOUTH ASIA WOMEN'S PGM 10,072        
EAST ASIA/PACIFIC GOVERNANCE 10,160        
SOUTH ASIA GOVERNANCE 10,264        
SOUTH ASIA GOVERNANCE 10,328        
EAST ASIA/PACIFIC GOVERNANCE 10,373        
EAST ASIA/PACIFIC GOVERNANCE 10,388        
EAST ASIA/PACIFIC ECON DEV'T 10,422        
EAST ASIA/PACIFIC GOVERNANCE 10,433        
EAST ASIA/PACIFIC WOMEN'S PGM 10,440        
EAST ASIA/PACIFIC GOVERNANCE 10,442        
EAST ASIA/PACIFIC WOMEN'S PGM 10,500        
EAST ASIA/PACIFIC GOVERNANCE 10,521        
SOUTH ASIA GOVERNANCE 10,536        
SOUTH ASIA GOVERNANCE 10,577        
EAST ASIA/PACIFIC GOVERNANCE 10,763        
SOUTH ASIA ECON DEV'T 10,781        
EAST ASIA/PACIFIC GOVERNANCE 10,796        
EAST ASIA/PACIFIC GOVERNANCE 10,860        
SOUTH ASIA GOVERNANCE 10,905        
SOUTH ASIA GOVERNANCE 10,987        
SOUTH ASIA GOVERNANCE 11,012        
EAST ASIA/PACIFIC GOVERNANCE 11,040        
EAST ASIA/PACIFIC GOVERNANCE 11,100        
SOUTH ASIA ECON DEV'T 11,137        
EAST ASIA/PACIFIC GOVERNANCE 11,153        
SOUTH ASIA WOMEN'S PGM 11,225        
SOUTH ASIA GOVERNANCE 11,258        
SOUTH ASIA GOVERNANCE 11,269        
EAST ASIA/PACIFIC GOVERNANCE 11,298        
SOUTH ASIA WOMEN'S PGM 11,433        
SOUTH ASIA GOVERNANCE 11,514        
EAST ASIA/PACIFIC GOVERNANCE 11,566        
EAST ASIA/PACIFIC GOVERNANCE 11,626        
SOUTH ASIA GOVERNANCE 11,824        
SOUTH ASIA ECON DEV'T 11,915        
SOUTH ASIA GOVERNANCE 11,919        
SOUTH ASIA GOVERNANCE 11,924        
EAST ASIA/PACIFIC GOVERNANCE 11,945        
EAST ASIA/PACIFIC ECON DEV'T 11,991        
EAST ASIA/PACIFIC GOVERNANCE 12,000        
SOUTH ASIA GOVERNANCE,WOMEN'S PGM 12,173        
EAST ASIA/PACIFIC GOVERNANCE 12,354        
SOUTH ASIA GOVERNANCE 12,439        
EAST ASIA/PACIFIC GOVERNANCE 12,440        
EAST ASIA/PACIFIC ECON DEV'T,GOVERNANCE 12,535        
EAST ASIA/PACIFIC ECON DEV'T 12,536        
SOUTH ASIA GOVERNANCE 12,608        
EAST ASIA/PACIFIC ECON DEV'T 12,622        
EAST ASIA/PACIFIC GOVERNANCE 12,630        
EAST ASIA/PACIFIC GOVERNANCE 12,700        
EAST ASIA/PACIFIC GOVERNANCE 12,821        
EAST ASIA/PACIFIC ECON DEV'T 12,897        
SOUTH ASIA GOVERNANCE 12,994        
EAST ASIA/PACIFIC GOVERNANCE 13,144        
EAST ASIA/PACIFIC GOVERNANCE 13,202        
EAST ASIA/PACIFIC GOVERNANCE 13,300        
EAST ASIA/PACIFIC GOVERNANCE 13,335        
EAST ASIA/PACIFIC WOMEN'S PGM 13,477        
EAST ASIA/PACIFIC GOVERNANCE 13,518        
SOUTH ASIA WOMEN'S PGM 13,538        
SOUTH ASIA ECON DEV'T,WOMEN'S PGM 13,588        
EAST ASIA/PACIFIC GOVERNANCE 13,663        
SOUTH ASIA GOVERNANCE 13,811        
EAST ASIA/PACIFIC WOMEN'S PGM 13,882        
SOUTH ASIA GOVERNANCE 14,411        
EAST ASIA/PACIFIC ECON DEV'T,WOMEN'S PGM 14,572        
SOUTH ASIA WOMEN'S PGM 14,574        
EAST ASIA/PACIFIC WOMEN'S PGM 14,647        
EAST ASIA/PACIFIC GOVERNANCE 15,000        
SOUTH ASIA ECON DEV'T 15,000        
EAST ASIA/PACIFIC GOVERNANCE 15,092        
SOUTH ASIA GOVERNANCE 15,287        
SOUTH ASIA ECON DEV'T 15,290        
SOUTH ASIA GOVERNANCE 15,317        
EAST ASIA/PACIFIC GOVERNANCE 15,349        
SOUTH ASIA GOVERNANCE 15,628        
EAST ASIA/PACIFIC GOVERNANCE 15,670        
SOUTH ASIA ECON DEV'T 15,767        
EAST ASIA/PACIFIC ECON DEV'T,WOMEN'S PGM 15,790        
EAST ASIA/PACIFIC GOVERNANCE 15,863        
SOUTH ASIA ECON DEV'T 15,957        
EAST ASIA/PACIFIC GOVERNANCE 16,036        
SOUTH ASIA GOVERNANCE 16,101        
EAST ASIA/PACIFIC GOVERNANCE 16,129        
SOUTH ASIA GOVERNANCE 16,664        
SOUTH ASIA WOMEN'S PGM 16,714        
SOUTH ASIA WOMEN'S PGM 16,762        
EAST ASIA/PACIFIC GOVERNANCE 16,838        
SOUTH ASIA WOMEN'S PGM 17,216        
SOUTH ASIA GOVERNANCE 17,396        
EAST ASIA/PACIFIC GOVERNANCE 17,484        
EAST ASIA/PACIFIC WOMEN'S PGM 17,522        
EAST ASIA/PACIFIC GOVERNANCE 17,564        
SOUTH ASIA GOVERNANCE 17,624        
SOUTH ASIA ECON DEV'T 17,784        
EAST ASIA/PACIFIC GOVERNANCE 17,820        
EAST ASIA/PACIFIC GOVERNANCE 17,834        
EAST ASIA/PACIFIC GOVERNANCE 17,864        
SOUTH ASIA WOMEN'S PGM 18,334        
EAST ASIA/PACIFIC GOVERNANCE 18,379        
SOUTH ASIA ECON DEV'T 18,397        
SOUTH ASIA WOMEN'S PGM 18,447        
SOUTH ASIA GOVERNANCE 18,642        
SOUTH ASIA WOMEN'S PGM 18,702        
SOUTH ASIA WOMEN'S PGM 18,832        
EAST ASIA/PACIFIC GOVERNANCE 18,948        
EAST ASIA/PACIFIC ECON DEV'T 19,100        
SOUTH ASIA GOVERNANCE 19,112        
SOUTH ASIA GOVERNANCE 19,114        
SOUTH ASIA ECON DEV'T 19,151        
SOUTH ASIA GOVERNANCE 19,152        
SOUTH ASIA GOVERNANCE 19,240        
SOUTH ASIA GOVERNANCE 19,311        
SOUTH ASIA ECON DEV'T 19,473        
EAST ASIA/PACIFIC GOVERNANCE 19,548        
EAST ASIA/PACIFIC WOMEN'S PGM 19,574        
EAST ASIA/PACIFIC GOVERNANCE 19,583        
SOUTH ASIA WOMEN'S PGM 19,592        
SOUTH ASIA ECON DEV'T 19,772        
SOUTH ASIA ECON DEV'T 19,785        
EAST ASIA/PACIFIC GOVERNANCE 20,014        
EAST ASIA/PACIFIC ECON DEV'T 20,105        
EAST ASIA/PACIFIC GOVERNANCE 20,141        
SOUTH ASIA GOVERNANCE 20,171        
SOUTH ASIA WOMEN'S PGM 20,220        
EAST ASIA/PACIFIC GOVERNANCE 20,226        
SOUTH ASIA GOVERNANCE 20,298        
SOUTH ASIA GOVERNANCE 20,637        
SOUTH ASIA WOMEN'S PGM 21,020        
EAST ASIA/PACIFIC GOVERNANCE 21,110        
EAST ASIA/PACIFIC GOVERNANCE 21,191        
EAST ASIA/PACIFIC GOVERNANCE 21,257        
SOUTH ASIA GOVERNANCE 21,412        
EAST ASIA/PACIFIC GOVERNANCE 21,801        
EAST ASIA/PACIFIC WOMEN'S PGM 22,400        
SOUTH ASIA GOVERNANCE 22,509        
EAST ASIA/PACIFIC GOVERNANCE 22,608        
SOUTH ASIA WOMEN'S PGM 22,755        
EAST ASIA/PACIFIC GOVERNANCE 22,911        
SOUTH ASIA ECON DEV'T 22,936        
EAST ASIA/PACIFIC GOVERNANCE 23,289        
SOUTH ASIA GOVERNANCE 23,400        
EAST ASIA/PACIFIC GOVERNANCE 23,445        
EAST ASIA/PACIFIC GOVERNANCE 23,468        
EAST ASIA/PACIFIC GOVERNANCE 23,815        
SOUTH ASIA ECON DEV'T 24,053        
EAST ASIA/PACIFIC GOVERNANCE 24,127        
EAST ASIA/PACIFIC WOMEN'S PGM 24,132        
SOUTH ASIA ECON DEV'T 24,271        
SOUTH ASIA ECON DEV'T 24,324        
EAST ASIA/PACIFIC GOVERNANCE 24,486        
SOUTH ASIA WOMEN'S PGM 24,647        
SOUTH ASIA GOVERNANCE 24,772        
SOUTH ASIA ECON DEV'T 24,837        
EAST ASIA/PACIFIC WOMEN'S PGM 24,943        
EAST ASIA/PACIFIC ECON DEV'T 24,960        
EAST ASIA/PACIFIC GOVERNANCE 24,966        
EAST ASIA/PACIFIC GOVERNANCE 25,004        
SOUTH ASIA WOMEN'S PGM 25,187        
SOUTH ASIA GOVERNANCE 25,411        
EAST ASIA/PACIFIC GOVERNANCE 25,483        
EAST ASIA/PACIFIC ECON DEV'T 25,635        
EAST ASIA/PACIFIC GOVERNANCE 25,649        
EAST ASIA/PACIFIC GOVERNANCE 25,700        
EAST ASIA/PACIFIC GOVERNANCE 25,769        
SOUTH ASIA ECON DEV'T 25,854        
SOUTH ASIA GOVERNANCE 25,859        
SOUTH ASIA GOVERNANCE,WOMEN'S PGM 25,945        
EAST ASIA/PACIFIC GOVERNANCE 25,995        
EAST ASIA/PACIFIC ECON DEV'T 26,022        
SOUTH ASIA GOVERNANCE 26,092        
EAST ASIA/PACIFIC WOMEN'S PGM 26,129        
EAST ASIA/PACIFIC GOVERNANCE 26,335        
EAST ASIA/PACIFIC GOVERNANCE 26,362        
SOUTH ASIA GOVERNANCE 26,446        
SOUTH ASIA WOMEN'S PGM 26,573        
SOUTH ASIA ECON DEV'T 26,686        
EAST ASIA/PACIFIC GOVERNANCE 26,907        
EAST ASIA/PACIFIC GOVERNANCE 27,240        
SOUTH ASIA WOMEN'S PGM 27,319        
EAST ASIA/PACIFIC GOVERNANCE 27,378        
SOUTH ASIA WOMEN'S PGM 27,385        
SOUTH ASIA GOVERNANCE 27,503        
EAST ASIA/PACIFIC GOVERNANCE 27,644        
EAST ASIA/PACIFIC GOVERNANCE 27,791        
EAST ASIA/PACIFIC WOMEN'S PGM 28,127        
EAST ASIA/PACIFIC GOVERNANCE 28,159        
EAST ASIA/PACIFIC GOVERNANCE 28,183        
SOUTH ASIA GOVERNANCE,WOMEN'S PGM 28,197        
EAST ASIA/PACIFIC GOVERNANCE 28,249        
SOUTH ASIA WOMEN'S PGM 28,257        
EAST ASIA/PACIFIC GOVERNANCE 28,289        
EAST ASIA/PACIFIC GOVERNANCE 28,377        
EAST ASIA/PACIFIC GOVERNANCE 28,415        
EAST ASIA/PACIFIC GOVERNANCE 28,495        
EAST ASIA/PACIFIC GOVERNANCE 28,511        
EAST ASIA/PACIFIC GOVERNANCE 28,527        
EAST ASIA/PACIFIC GOVERNANCE 28,541        
EAST ASIA/PACIFIC GOVERNANCE 28,648        
EAST ASIA/PACIFIC GOVERNANCE 28,660        
EAST ASIA/PACIFIC GOVERNANCE 28,721        
EAST ASIA/PACIFIC GOVERNANCE 28,729        
SOUTH ASIA ECON DEV'T 28,773        
SOUTH ASIA GOVERNANCE 28,780        
EAST ASIA/PACIFIC GOVERNANCE 29,000        
EAST ASIA/PACIFIC GOVERNANCE 29,012        
SOUTH ASIA WOMEN'S PGM 29,251        
EAST ASIA/PACIFIC GOVERNANCE 29,411        
SOUTH ASIA GOVERNANCE,WOMEN'S PGM 29,492        
SOUTH ASIA WOMEN'S PGM 29,574        
EAST ASIA/PACIFIC GOVERNANCE 29,627        
SOUTH ASIA WOMEN'S PGM 29,880        
SOUTH ASIA GOVERNANCE 29,989        
SOUTH ASIA ECON DEV'T 30,218        
EAST ASIA/PACIFIC GOVERNANCE 31,240        
SOUTH ASIA GOVERNANCE 31,451        
SOUTH ASIA GOVERNANCE 31,477        
SOUTH ASIA GOVERNANCE,WOMEN'S PGM 31,555        
SOUTH ASIA WOMEN'S PGM 31,659        
SOUTH ASIA WOMEN'S PGM 31,686        
SOUTH ASIA WOMEN'S PGM 31,964        
SOUTH ASIA WOMEN'S PGM 32,231        
EAST ASIA/PACIFIC GOVERNANCE 32,487        
SOUTH ASIA GOVERNANCE 32,592        
EAST ASIA/PACIFIC WOMEN'S PGM 32,723        
SOUTH ASIA WOMEN'S PGM 33,041        
EAST ASIA/PACIFIC ECON DEV'T 33,176        
EAST ASIA/PACIFIC GOVERNANCE 33,226        
SOUTH ASIA WOMEN'S PGM 33,332        
SOUTH ASIA WOMEN'S PGM 33,643        
EAST ASIA/PACIFIC GOVERNANCE 33,782        
SOUTH ASIA ECON DEV'T 34,018        
EAST ASIA/PACIFIC WOMEN'S PGM 34,032        
SOUTH ASIA ECON DEV'T 34,208        
SOUTH ASIA GOVERNANCE 34,241        
SOUTH ASIA WOMEN'S PGM 34,289        
SOUTH ASIA GOVERNANCE,WOMEN'S PGM 34,998        
SOUTH ASIA GOVERNANCE,WOMEN'S PGM 35,139        
SOUTH ASIA WOMEN'S PGM 35,314        
EAST ASIA/PACIFIC GOVERNANCE 35,365        
SOUTH ASIA GOVERNANCE 35,770        
EAST ASIA/PACIFIC GOVERNANCE 35,836        
EAST ASIA/PACIFIC GOVERNANCE 36,666        
SOUTH ASIA GOVERNANCE 37,141        
SOUTH ASIA WOMEN'S PGM 37,275        
SOUTH ASIA GOVERNANCE 37,575        
SOUTH ASIA GOVERNANCE,WOMEN'S PGM 37,633        
EAST ASIA/PACIFIC GOVERNANCE 37,707        
SOUTH ASIA WOMEN'S PGM 38,049        
EAST ASIA/PACIFIC GOVERNANCE 38,225        
SOUTH ASIA WOMEN'S PGM 38,244        
SOUTH ASIA ECON DEV'T 38,247        
EAST ASIA/PACIFIC GOVERNANCE 38,324        
SOUTH ASIA GOVERNANCE,WOMEN'S PGM 38,553        
SOUTH ASIA WOMEN'S PGM 38,577        
EAST ASIA/PACIFIC GOVERNANCE 38,828        
SOUTH ASIA GOVERNANCE 38,889        
SOUTH ASIA WOMEN'S PGM 39,112        
EAST ASIA/PACIFIC GOVERNANCE 39,125        
SOUTH ASIA ECON DEV'T 39,180        
SOUTH ASIA GOVERNANCE 39,351        
SOUTH ASIA GOVERNANCE 39,657        
SOUTH ASIA WOMEN'S PGM 40,252        
SOUTH ASIA WOMEN'S PGM 40,697        
SOUTH ASIA GOVERNANCE 40,971        
SOUTH ASIA GOVERNANCE 41,591        
SOUTH ASIA GOVERNANCE 41,774        
SOUTH ASIA GOVERNANCE 42,119        
EAST ASIA/PACIFIC GOVERNANCE 43,105        
SOUTH ASIA GOVERNANCE 43,393        
EAST ASIA/PACIFIC ECON DEV'T 43,485        
SOUTH ASIA GOVERNANCE 43,591        
SOUTH ASIA GOVERNANCE 43,597        
EAST ASIA/PACIFIC GOVERNANCE 45,000        
EAST ASIA/PACIFIC GOVERNANCE 45,480        
EAST ASIA/PACIFIC GOVERNANCE 45,759        
EAST ASIA/PACIFIC GOVERNANCE 45,790        
SOUTH ASIA ECON DEV'T 45,836        
EAST ASIA/PACIFIC WOMEN'S PGM 46,019        
SOUTH ASIA GOVERNANCE 46,088        
EAST ASIA/PACIFIC GOVERNANCE 46,277        
SOUTH ASIA GOVERNANCE 46,587        
EAST ASIA/PACIFIC GOVERNANCE 46,693        
SOUTH ASIA WOMEN'S PGM 46,749        
EAST ASIA/PACIFIC GOVERNANCE,WOMEN'S PGM 46,795        
EAST ASIA/PACIFIC ECON DEV'T 46,825        
SOUTH ASIA GOVERNANCE 46,832        
EAST ASIA/PACIFIC ECON DEV'T 47,074        
EAST ASIA/PACIFIC GOVERNANCE 47,386        
SOUTH ASIA GOVERNANCE 47,534        
SOUTH ASIA GOVERNANCE 47,722        
SOUTH ASIA GOVERNANCE 48,284        
SOUTH ASIA WOMEN'S PGM 48,639        
SOUTH ASIA GOVERNANCE 48,942        
EAST ASIA/PACIFIC GOVERNANCE 49,232        
SOUTH ASIA WOMEN'S PGM 49,481        
EAST ASIA/PACIFIC GOVERNANCE 49,601        
SOUTH ASIA GOVERNANCE 49,659        
EAST ASIA/PACIFIC GOVERNANCE 50,000        
EAST ASIA/PACIFIC GOVERNANCE 50,086        
EAST ASIA/PACIFIC GOVERNANCE 50,468        
SOUTH ASIA WOMEN'S PGM 50,624        
EAST ASIA/PACIFIC GOVERNANCE 50,878        
EAST ASIA/PACIFIC ECON DEV'T 51,625        
EAST ASIA/PACIFIC GOVERNANCE 51,902        
SOUTH ASIA GOVERNANCE 52,391        
SOUTH ASIA WOMEN'S PGM 53,170        
EAST ASIA/PACIFIC GOVERNANCE,WOMEN'S PGM 53,320        
EAST ASIA/PACIFIC GOVERNANCE 53,660        
SOUTH ASIA GOVERNANCE 53,778        
EAST ASIA/PACIFIC GOVERNANCE 53,862        
EAST ASIA/PACIFIC GOVERNANCE 54,496        
SOUTH ASIA GOVERNANCE 55,054        
EAST ASIA/PACIFIC GOVERNANCE 55,395        
EAST ASIA/PACIFIC GOVERNANCE 56,040        
EAST ASIA/PACIFIC GOVERNANCE 56,286        
EAST ASIA/PACIFIC ECON DEV'T 56,576        
EAST ASIA/PACIFIC GOVERNANCE 57,116        
SOUTH ASIA GOVERNANCE,WOMEN'S PGM 57,468        
SOUTH ASIA WOMEN'S PGM 57,484        
EAST ASIA/PACIFIC ECON DEV'T 57,524        
SOUTH ASIA GOVERNANCE,WOMEN'S PGM 57,773        
EAST ASIA/PACIFIC GOVERNANCE 57,887        
SOUTH ASIA GOVERNANCE 57,961        
EAST ASIA/PACIFIC GOVERNANCE 58,175        
SOUTH ASIA GOVERNANCE 58,210        
EAST ASIA/PACIFIC ECON DEV'T,GOVERNANCE,WOMEN'S PGM 58,215        
SOUTH ASIA GOVERNANCE 58,429        
EAST ASIA/PACIFIC ECON DEV'T 58,830        
SOUTH ASIA WOMEN'S PGM 58,920        
SOUTH ASIA WOMEN'S PGM 59,060        
EAST ASIA/PACIFIC ECON DEV'T 59,121        
EAST ASIA/PACIFIC GOVERNANCE 60,000        
SOUTH ASIA GOVERNANCE 60,316        
EAST ASIA/PACIFIC WOMEN'S PGM 61,379        
EAST ASIA/PACIFIC WOMEN'S PGM 61,512        
SOUTH ASIA GOVERNANCE 62,199        
EAST ASIA/PACIFIC GOVERNANCE 62,384        
SOUTH ASIA GOVERNANCE 62,823        
EAST ASIA/PACIFIC ECON DEV'T 62,989        
EAST ASIA/PACIFIC ECON DEV'T 63,299        
EAST ASIA/PACIFIC ECON DEV'T,GOVERNANCE 63,389        
EAST ASIA/PACIFIC GOVERNANCE 64,389        
EAST ASIA/PACIFIC WOMEN'S PGM 64,403        
SOUTH ASIA WOMEN'S PGM 65,607        
SOUTH ASIA GOVERNANCE 65,773        
EAST ASIA/PACIFIC GOVERNANCE 68,453        
SOUTH ASIA WOMEN'S PGM 69,905        
EAST ASIA/PACIFIC GOVERNANCE 70,000        
EAST ASIA/PACIFIC GOVERNANCE 70,400        
SOUTH ASIA WOMEN'S PGM 71,436        
EAST ASIA/PACIFIC WOMEN'S PGM,GOVERNANCE,ECON DEV'T 72,064        
SOUTH ASIA WOMEN'S PGM 72,155        
EAST ASIA/PACIFIC WOMEN'S PGM 72,263        
SOUTH ASIA GOVERNANCE 72,994        
EAST ASIA/PACIFIC WOMEN'S PGM 73,301        
SOUTH ASIA GOVERNANCE 75,373        
SOUTH ASIA GOVERNANCE 75,381        
EAST ASIA/PACIFIC GOVERNANCE 76,697        
EAST ASIA/PACIFIC ECON DEV'T,GOVERNANCE 77,500        
EAST ASIA/PACIFIC GOVERNANCE 78,610        
SOUTH ASIA GOVERNANCE 78,889        
EAST ASIA/PACIFIC GOVERNANCE 80,134        
EAST ASIA/PACIFIC GOVERNANCE 80,214        
EAST ASIA/PACIFIC GOVERNANCE 80,550        
EAST ASIA/PACIFIC GOVERNANCE 80,989        
SOUTH ASIA GOVERNANCE 81,552        
SOUTH ASIA GOVERNANCE 82,586        
SOUTH ASIA GOVERNANCE 82,929        
SOUTH ASIA GOVERNANCE 84,034        
SOUTH ASIA GOVERNANCE 85,459        
SOUTH ASIA GOVERNANCE 86,542        
EAST ASIA/PACIFIC GOVERNANCE 86,670        
SOUTH ASIA GOVERNANCE 87,267        
EAST ASIA/PACIFIC GOVERNANCE 89,733        
EAST ASIA/PACIFIC ECON DEV'T 89,742        
EAST ASIA/PACIFIC GOVERNANCE 89,920        
SOUTH ASIA GOVERNANCE 90,856        
SOUTH ASIA GOVERNANCE,WOMEN'S PGM 91,342        
SOUTH ASIA GOVERNANCE 91,813        
EAST ASIA/PACIFIC GOVERNANCE 92,303        
EAST ASIA/PACIFIC GOVERNANCE 93,000        
EAST ASIA/PACIFIC ECON DEV'T 93,448        
EAST ASIA/PACIFIC WOMEN'S PGM 94,411        
EAST ASIA/PACIFIC GOVERNANCE 95,075        
SOUTH ASIA GOVERNANCE 96,240        
SOUTH ASIA GOVERNANCE 96,471        
SOUTH ASIA ECON DEV'T 96,574        
EAST ASIA/PACIFIC ECON DEV'T,WOMEN'S PGM 97,355        
SOUTH ASIA GOVERNANCE 97,758        
EAST ASIA/PACIFIC GOVERNANCE 97,873        
EAST ASIA/PACIFIC GOVERNANCE 99,145        
SOUTH ASIA GOVERNANCE 99,399        
EAST ASIA/PACIFIC GOVERNANCE 99,808        
SOUTH ASIA GOVERNANCE,WOMEN'S PGM 100,098        
EAST ASIA/PACIFIC GOVERNANCE 101,104        
SOUTH ASIA GOVERNANCE 102,860        
SOUTH ASIA GOVERNANCE,WOMEN'S PGM 103,542        
EAST ASIA/PACIFIC GOVERNANCE 104,185        
EAST ASIA/PACIFIC GOVERNANCE 105,779        
EAST ASIA/PACIFIC GOVERNANCE 106,485        
EAST ASIA/PACIFIC GOVERNANCE 106,775        
EAST ASIA/PACIFIC WOMEN'S PGM 111,235        
EAST ASIA/PACIFIC WOMEN'S PGM 114,235        
EAST ASIA/PACIFIC ECON DEV'T,WOMEN'S PGM 117,025        
EAST ASIA/PACIFIC ECON DEV'T 117,034        
SOUTH ASIA WOMEN'S PGM 117,863        
EAST ASIA/PACIFIC GOVERNANCE 118,080        
SOUTH ASIA GOVERNANCE,WOMEN'S PGM 118,820        
SOUTH ASIA GOVERNANCE,WOMEN'S PGM 120,446        
EAST ASIA/PACIFIC ECON DEV'T 122,515        
SOUTH ASIA GOVERNANCE 123,024        
EAST ASIA/PACIFIC GOVERNANCE,WOMEN'S PGM 123,119        
SOUTH ASIA ECON DEV'T 126,627        
SOUTH ASIA GOVERNANCE 128,522        
EAST ASIA/PACIFIC ECON DEV'T 131,707        
EAST ASIA/PACIFIC WOMEN'S PGM 131,839        
EAST ASIA/PACIFIC WOMEN'S PGM,GOVERNANCE,ECON DEV'T 132,525        
EAST ASIA/PACIFIC GOVERNANCE 135,935        
EAST ASIA/PACIFIC GOVERNANCE 136,117        
SOUTH ASIA ECON DEV'T,GOVERNANCE 137,560        
EAST ASIA/PACIFIC GOVERNANCE 141,000        
SOUTH ASIA WOMEN'S PGM 142,584        
SOUTH ASIA GOVERNANCE,WOMEN'S PGM 142,722        
EAST ASIA/PACIFIC GOVERNANCE 144,987        
EAST ASIA/PACIFIC GOVERNANCE 146,167        
SOUTH ASIA GOVERNANCE 149,104        
EAST ASIA/PACIFIC WOMEN'S PGM 149,181        
EAST ASIA/PACIFIC GOVERNANCE 149,255        
EAST ASIA/PACIFIC GOVERNANCE 150,277        
SOUTH ASIA GOVERNANCE 152,899        
EAST ASIA/PACIFIC WOMEN'S PGM 156,490        
SOUTH ASIA GOVERNANCE,WOMEN'S PGM 156,845        
SOUTH ASIA ECON DEV'T 159,068        
SOUTH ASIA WOMEN'S PGM 160,822        
SOUTH ASIA WOMEN'S PGM 162,219        
EAST ASIA/PACIFIC ECON DEV'T,GOVERNANCE 164,025        
SOUTH ASIA GOVERNANCE 167,931        
EAST ASIA/PACIFIC GOVERNANCE 170,000        
EAST ASIA/PACIFIC   172,912        
SOUTH ASIA GOVERNANCE 176,919        
EAST ASIA/PACIFIC WOMEN'S PGM 178,677        
EAST ASIA/PACIFIC GOVERNANCE,WOMEN'S PGM 179,055        
SOUTH ASIA GOVERNANCE 185,222        
EAST ASIA/PACIFIC GOVERNANCE 199,847        
SOUTH ASIA WOMEN'S PGM 205,458        
SOUTH ASIA WOMEN'S PGM 208,089        
EAST ASIA/PACIFIC GOVERNANCE 210,046        
EAST ASIA/PACIFIC WOMEN'S PGM 217,046        
EAST ASIA/PACIFIC GOVERNANCE 241,485        
EAST ASIA/PACIFIC GOVERNANCE,WOMEN'S PGM 241,974        
EAST ASIA/PACIFIC GOVERNANCE 259,546        
SOUTH ASIA GOVERNANCE 303,385        
EAST ASIA/PACIFIC ECON DEV'T,GOVERNANCE 353,256        
EAST ASIA/PACIFIC GOVERNANCE 355,008        
SOUTH ASIA GOVERNANCE 400,112        
EAST ASIA/PACIFIC WOMEN'S PGM 454,894        
EAST ASIA/PACIFIC GOVERNANCE,WOMEN'S PGM,ECON DEV'T 515,874        
EAST ASIA/PACIFIC ECON DEV'T 706,000        
SOUTH ASIA ECON DEV'T 732,652        
SOUTH ASIA GOVERNANCE 850,255        
SOUTH ASIA ECON DEV'T 1,186,171        
2
Enter total number of recipient organizations listed above that are recognized as charities by the foreign country, recognized as tax-exempt by the IRS, or for which the grantee or counsel has provided a section 501(c)(3) equivalency letter .....MediumBullet
0
3
Enter total number of other organizations or entities ........................MediumBullet
573
Schedule F (Form 990) 2011
Schedule F (Form 990) 2011Page 3
Part III
Grants and Other Assistance to Individuals Outside the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 16.
Use Part V if additional space is needed.
(a) Type of grant or assistance (b) Region (c) Number of recipients (d) Amount of
cash grant
(e) Manner of cash
disbursement
(f) Amount of
non-cash
assistance
(g) Description
of non-cash
assistance
(h) Method of
valuation
(book, FMV,
appraisal, other)
INT'L RELATIONS South Asia 6 76,925 EFT OR WIRE      
WOMEN'S PGM South Asia 1 9,709 EFT OR WIRE      
GOVERNANCE East Asia/Pacific 5 47,623 EFT OR WIRE      
INT'L RELATIONS East Asia/Pacific 14 303,263 EFT OR WIRE      
GOVERNANCE South Asia 1 11,610 EFT OR WIRE      
               
               
               
               
               
               
               
               
               
               
               
               
               
Schedule F (Form 990) 2011
Schedule F (Form 990) 2011
Page 4
Part IV
Foreign Forms
1 Was the organization a U.S. transferor of property to a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 926 (see instructions for Form 926).................
2 Did the organization have an interest in a foreign trust during the tax year? If " Yes," the organization may be required to file Form 3520 and/or Form 3520-A. (see instructions for Forms 3520 and 3520-A)..........
3 Did the organization have an ownership interest in a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 5471, Information Return of U.S. Persons with respect to Certain Foreign Corporations. (see instructions for Form 5471)..............................
4 Was the organization a direct or indirect shareholder of a passive foreign investment company or a qualified electing fund during the tax year? If "Yes," the organization may be required to file Form 8621, Return by a Shareholder of a Passive Foreign Investment Company or Qualified Electing Fund. (see instructions for Form 8621)
5 Did the organization have an ownership interest in a foreign partnership during the tax year? If "Yes," the organization may be required to file Form 8865, Return of U.S. Persons with respect to Certain Foreign Partnerships. (see instructions for Form 8865)....................................
6 Did the organization have any operations in or related to any boycotting countries during the tax year? If "Yes," the organization may be required to file Form 5713, International Boycott Report (see instructions for Form 5713)................................................
Schedule F (Form 990) 2011
Schedule F (Form 990) 2011
Page 5
Part V
Supplemental Information
Complete this part to provide the information required by Part I, line 2 (monitoring of funds); Part I, line 3, column (f) (accounting method; amounts of investments vs. expenditures per region); Part II, line 1 (accounting method); Part III (accounting method); and Part III, column (c) (estimated number of recipients), as applicable. Also complete this part to provide any additional information (see instructions).
Identifier ReturnReference Explanation
Monitoring the Use of Grant Funds Outside of the United States Schedule F, Part I, Line 2 The Foundation has extensive policies governing the selection of its grant recipients including verification against anti-terrorism and money laundering lists, the types and forms of funding agreements made with them, their financial reporting requirements, and the Foundation's review and monitoring process. The monitoring process involves the Foundation monitoring recipients' implementations, reviews recipients' periodic financial reports, and performs audits of recipients' claims for reimbursement. Most of the Foundation's grants are made to organizations outside of the U.S., however Foundation policies apply to all grant recipients regardless of location.
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
Schedule F (Form 990) 2011
Additional Data


Software ID:  
Software Version:  



SCHEDULE G (Form 990 or 990-EZ)
Department of the Treasury
Internal Revenue Service
Supplemental Information Regarding
Fundraising or Gaming Activities
Complete if the organization answered "Yes" to Form 990, Part IV, lines 17, 18, or 19,or if the organization entered more than $15,000 on Form 990-EZ, line 6a.right arrowAttach to Form 990 or Form 990-EZ. right arrowSee separate instructions.
OMB No. 1545-0047
2011
Open to Public Inspection
Name of the organization
The Asia Foundation
 
Employer identification number

94-1191246
Part I
Fundraising Activities. Complete if the organization answered "Yes" to Form 990, Part IV, line 17.
1
Indicate whether the organization raised funds through any of the following activities. Check all that apply.
a e
b f
c g
d
2a
Did the organization have a written or oral agreement with any individual (including officers, directors, trustees
or key employees listed in Form 990, Part VII) or entity in connection with professional fundraising services?
b
If “Yes,” list the ten highest paid individuals or entities (fundraisers) pursuant to agreements under which the fundraiser is
to be compensated at least $5,000 by the organization. Form 990-EZ filers are not required to complete this table.
(i) Name and address of individual
or entity (fundraiser)
(ii) Activity (iii) Did fundraiser have custody or control of contributions? (iv) Gross receipts
from activity
(v) Amount paid to
(or retained by)
fundraiser listed in
col. (i)
(vi) Amount paid to
(or retained by)
organization
Yes No
Total .................right arrow      
3
List all states in which the organization is registered or licensed to solicit funds or has been notified it is exempt from registration or licensing.
For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50083H
Schedule G (Form 990 or 990-EZ) 2011
Schedule G (Form 990 or 990-EZ) 2011
Page 2
Part II
Fundraising Events. Complete if the organization answered "Yes" to Form 990, Part IV, line 18, or reported more than $15,000 on Form 990-EZ, line 6a. List events with gross receipts greater than $5,000.
(a) Event #1

Lotus Circle
(event type)
(b) Event #2

 
(event type)
(c) Other Events

0
(total number)
(d) Total Events
(Add col. (a) through col. (c))
VerticalRevenue 1 Gross receipts . . . 173,657     173,657
2 Less: Charitable
contributions . . .
156,177     156,177
3 Gross income (line 1
minus line 2) . . .
17,480     17,480
VerticalDirectExpenses 4 Cash prizes . . . 0     0
5 Non-cash prizes . . 4,926     4,926
6 Rent/facility costs . . 0     0
7 Food and beverages . . 21,836     21,836
8 Entertainment . . . 0     0
9 Other direct expenses . 35,113     35,113
10 Direct expense summary. Add lines 4 through 9 in column (d) ........... right arrow 61,875
11 Net income summary. Combine lines 3 and 10 in column (d)............ right arrow -44,395
Part III
Gaming. Complete if the organization answered "Yes" to Form 990, Part IV, line 19, or reported more than $15,000 on Form 990-EZ, line 6a.
VerticalRevenue (a) Bingo (b) Pull tabs/Instant
bingo/progressive bingo
(c) Other gaming (d) Total gaming (Add col. (a) through col. (c))
1 Gross revenue . . . .        
VerticalDirectExpenses 2 Cash prizes . . . .        
3 Non-cash prizes . . .        
4 Rent/facility costs . . .        
5 Other direct expenses . .        
6 Volunteer labor . . .
 
 
 
7 Direct expense summary. Add lines 2 through 5 in column (d) ........... right arrow  
8 Net gaming income summary. Combine lines 1 and 7 in column (d) .......... right arrow  
9
Enter the state(s) in which the organization operates gaming activities:
a
Is the organization licensed to operate gaming activities in each of these states? ............
b
If "No," Explain:
 
10a
Were any of the organization's gaming licenses revoked, suspended or terminated during the tax year? .....
b
If "Yes," Explain:
 
11
Does the organization operate gaming activities with nonmembers? .................
12
Is the organization a grantor, beneficiary or trustee of a trust or a member of a partnership or other entity
formed to administer charitable gaming? ..........................
Schedule G (Form 990 or 990-EZ) 2011
Schedule G (Form 990 or 990-EZ) 2011
Page 3
13
Indicate the percentage of gaming activity operated in:
a
The organization's facility ......................
13a
 
b
An outside facility ........................
13b
 
14
Provide the name and address of the person who prepares the organization's gaming/special events books and records:
Name right arrow
Address right arrow
15a
Does the organization have a contract with a third party from whom the organization receives gaming
revenue? ......................................
b
If "Yes," enter the amount of gaming revenue received by the organization right arrow $   and the
amount of gaming revenue retained by the third party right arrow $   .
c
If "Yes," enter name and address:
Name right arrow
Address right arrow
 
 
16
Gaming manager information:
Name right arrow
Gaming manager compensation right arrow $  
Description of services provided right arrow
 
17
Mandatory distributions:
a
Is the organization required under state law to make charitable distributions from the gaming proceeds to
retain the state gaming license? ............................
b
Enter the amount of distributions required under state law distributed to other exempt organizations or spent
in the organization's own exempt activities during the tax year right arrow$  
Part IV
Complete this part to provide additional information for responses to quuestion on Schedule G (see instructions.)
Identifier ReturnReference Explanation
Schedule G (Form 990 or 990-EZ) 2011
Additional Data


Software ID:  
Software Version:  
Schedule I
(Form 990)
Department of the Treasury
Internal Revenue Service
Grants and Other Assistance to Organizations,
Governments and Individuals in the United States
Complete if the organization answered "Yes," to Form 990, Part IV, line 21 or 22.
lBullet Attach to Form 990
OMB No. 1545-0047
2011
Open to Public
Inspection
Name of the organization
The Asia Foundation
 
Employer identification number
94-1191246
Part I
General Information on Grants and Assistance
1
Does the organization maintain records to substantiate the amount of the grants or assistance, the grantees' eligibility for the grants or assistance, and
the selection criteria used to award the grants or assistance? ....................................
2
Describe in Part IV the organization's procedures for monitoring the use of grant funds in the United States.
Part II
Grants and Other Assistance to Governments and Organizations in the United States. Complete if the organization answered "Yes" to
Form 990, Part IV, line 21 for any recipient that received more than $5,000. Check this box if no one recipient received more than $5,000. Use
Part IV and Schedule I-1 (Form 990) if additional space is needed
......................... lBullet
(a) Name and address of organization
or government
(b) EIN (c) IRC Code section
if applicable
(d) Amount of cash grant (e) Amount of non-cash
assistance
(f) Method of valuation
(book, FMV, appraisal,
other)
(g) Description of
non-cash assistance
(h) Purpose of grant
or assistance
(1) Give2Asia340 PINE ST STE 501
sf,CA94104
94-3373670 501(C)(3) 100,000       Econ Reform & Dev
(2) University of Washington4001 1ST AVE NE
SEATTLE,WA98105
91-6001537 115(1) 77,474       Governance
(3) World Wide Fund for Nature1250 24TH ST NW
WASHINGTON,DC20037
52-1693387 501(C)(3) 19,931       GOVERNANCE
(4) Northern Illinois University520 COLLEGE VIEW CT
DEKALB,IL60693
36-6008480 115(1) 10,000       INT'L RELATIONS
(5) Wildlife Conservation Society2300 SOUTHERN BLVD
BRONX,NY10460
13-1740011 501(C)(3) 9,555       Governance
(6) PACIFIC FORUM1003 BISHOP ST STE 1150
HONOLULU,HI96813
52-1501082 501(c)(3) 21,125       INT'L RELATIONS












2
Enter total number of section 501(c)(3) and government organizations listed in the line 1 table ................. Bullet Image
6
3
Enter total number of other organizations listed in the line 1 table ......................... . Bullet Image
0
For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50055P
Schedule I (Form 990) 2011

Schedule I (Form 990) 2011
Page 2
Part III
Grants and Other Assistance to Individuals in the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 22.
Use Schedule I-1 (Form 990) if additional space is needed.
(a)Type of grant or assistance (b)Number of
recipients
(c)Amount of
cash grant
(d)Amount of
non-cash assistance
(e)Method of valuation (book,
FMV, appraisal, other)
(f)Description of non-cash assistance
(1) GOVERNANCE & LAW 4 12,697      
(2) WOMENS EMPOWERMENT PROGRAM 4 11,975      
(3) INTERNATIONAL RELATIONS 21 22,211      
(4) ECONOMIC RESOURCE DEVELOPMENT 5 4,928      







Part IV
Supplemental Information. Complete this part to provide the information required in Part I, line 2, and any other additional information.
Identifier Return Reference Explanation
Monitoring the Use of Grant Funds in the United States Schedule I, Part I, Line 2 The Foundation has extensive policies governing the selection of its grant recipients including verification against anti-terrorism and money laundering lists, the types and forms of funding agreements made with them, their financial reporting requirements, and the Foundation's review and monitoring process. The monitoring process involves the Foundation monitoring recipients' implementations, reviews recipients' periodic financial reports, and performs audits of recipients' claims for reimbursement. Most of the Foundation's grants are made to organizations outside of the U.S., however Foundation policies apply to all grant recipients regardless of location.
Schedule I (Form 990) 2011


Additional Data


Software ID:  
Software Version:  


Schedule J
(Form 990)
Department of the Treasury
Internal Revenue Service
Compensation Information
For certain Officers, Directors, Trustees, Key Employees, and Highest
Compensated Employees
SchJMediumBullet Complete if the organization answered "Yes" to Form 990,
Part IV, question 23.
SchJMediumBullet Attach to Form 990. SchJMediumBullet See separate instructions.
OMB No. 1545-0047
2011
Open to Public Inspection
Name of the organization
The Asia Foundation
 
Employer identification number

94-1191246
Part I
Questions Regarding Compensation
Yes
No
1a
Check the appropiate box(es) if the organization provided any of the following to or for a person listed in Form
990, Part VII, Section A, line 1a. Complete Part III to provide any relevant information regarding these items.
b
If any of the boxes in line 1a are checked, did the organization follow a written policy regarding payment or reimbursement or provision of all the expenses described above? If "No," complete Part III to explain....
1b
Yes
 
2
Did the organization require substantiation prior to reimbursing or allowing expenses incurred by all
officers, directors, trustees, and the CEO/Executive Director, regarding the items checked in line 1a? ....
2
Yes
 
3
Indicate which, if any, of the following the organization uses to establish the compensation of the
organization's CEO/Executive Director. Check all that apply. Do not check any boxes for methods
used by a related organization to establish compensation of the CEO/Executive Director, but explain in Part III.
4
During the year, did any person listed in Form 990, Part VII, Section A, line 1a with respect to the filing organization or a related organization:
a
Receive a severance payment or change-of-control payment? ...............
4a
 
No
b
Participate in, or receive payment from, a supplemental nonqualified retirement plan? ........
4b
 
No
c
Participate in, or receive payment from, an equity-based compensation arrangement? ........
4c
 
No
If "Yes" to any of lines 4a-c, list the persons and provide the applicable amounts for each item in Part III.
Only 501(c)(3) and 501(c)(4) organizations only must complete lines 5-9.
5
For persons listed in form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the revenues of:
a
The organization? ...........................
5a
 
No
b
Any related organization? .........................
5b
 
No
If "Yes," to line 5a or 5b, describe in Part III.
6
For persons listed in form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the net earnings of:
a
The organization? ...........................
6a
 
No
b
Any related organization? .........................
6b
 
No
If "Yes," to line 6a or 6b, describe in Part III.
7
For persons listed in Form 990, Part VII, Section A, line 1a, did the organization provide any non-fixed
payments not described in lines 5 and 6? If "Yes," describe in Part III ............
7
 
No
8
Were any amounts reported in Form 990, Part VII, paid or accured pursuant to a contract that was
subject to the initial contract exception described in Regulations section 53.4958-4(a)(3)? If "Yes," describe
in Part III .............................
8
 
No
9
If "Yes" to line 8, did the organization also follow the rebuttable presumption procedure described in Regulations section 53.4958-6(c)? .........................
9
 
 
For Privacy Act and Paperwork Reduction Act Notice, see the Intructions for Form 990
Cat. No. 50053T
Schedule J (Form 990) 2011

Schedule J (Form 990) 2011
Page 2
Part II
Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees. Use duplicate copies if additional space is needed.
For each individual whose compensation must be reported in Schedule J, report compensation from the organization on row (i) and from related organizations, described in the
instructions on row (ii). Do not list any individuals that are not listed on Form 990, Part VII.

Note. The sum of columns (B)(i)-(iii) for each listed individual must equal the total amount of Form 990, Part VII, Section A, line 1a, applicable column (D) and column (E) for that individual.
(A) Name (B) Breakdown of W-2 and/or 1099-MISC compensation (C) Retirement and other deferred compensation (D) Nontaxable
benefits
(E) Total of columns
(B)(i)-(D)
(F) Compensation
reported as deferred
in prior Form 990
(i) Base compensation (ii) Bonus & incentive compensation (iii) Other reportable compensation
(1) DAVID ARNOLD (i)
(ii)
339,152
0
15,000
0
70,536
0
20,865
0
23,641
0
469,194
0
0
0
(2) RICHARD FULLER (i)
(ii)
158,239
0
4,000
0
3,908
0
29,700
0
26,131
0
221,978
0
0
0
(3) GORDON HEIN (i)
(ii)
172,905
0
6,000
0
6,425
0
32,400
0
20,647
0
238,377
0
0
0
(4) NANCY YUAN (i)
(ii)
164,642
0
5,000
0
5,169
0
30,247
0
14,664
0
219,722
0
0
0
(5) PHILIP YUN (i)
(ii)
131,698
0
2,000
0
13,342
0
15,334
0
25,490
0
187,864
0
0
0
(6) NICHOLAS LANGTON (i)
(ii)
102,032
0
761
0
169,503
0
19,421
0
10,944
0
302,661
0
0
0
(7) JONATHAN STROMSETH (i)
(ii)
91,848
0
1,000
0
167,298
0
14,405
0
13,645
0
288,196
0
0
0
(8) JAIME FAUSTINO (i)
(ii)
133,150
0
0
0
115,785
0
13,783
0
13,678
0
276,396
0
0
0
(9) ROBIN BUSH (i)
(ii)
78,238
0
1,000
0
155,007
0
10,436
0
12,511
0
257,192
0
0
0
(10) JACK PAGANO (i)
(ii)
99,458
0
0
0
129,994
0
11,550
0
9,526
0
250,528
0
0
0
(11) BARNETT BARON-SEE SCH O (i)
(ii)
197,803
0
2,000
0
2,956
0
37,884
0
7,791
0
248,434
0
0
0





Schedule J (Form 990) 2011

Schedule J (Form 990) 2011
Page 3
Part III
Supplemental Information
Complete this part to provide the information, explanation, or descriptions required for Part I, lines 1a, 1b, 3, 4c, 5a, 5b, 6a, 6b, 7, and 8. Also complete this part for any additional information.
Identifier Return Reference Explanation
Questions Regarding Compensation Schedule J, Part I, Question I Tax Gross-Up Payments: Nicholas Langton (Country Representative in India), received gross up payments of personal income tax to India as part of his expatriate compensation package. The gross ups were included in compensation on the Form W-2 and included in compensation reported on Schedule J, Part II, Column B (iii). The following individuals received a gross up payment of personal income tax on incentive compensation reported on Schedule J, Part II, Column B (iii): David Arnold, Richard Fuller, Gordon Hein, SARAH WAN-YAU, Nancy Yuan, Philip Yun, Nicholas Langton, Jonathan Stromseth, Robin Bush and BARNETT BARON. The gross up amount was included in compensation on the Form W-2 and included in compensation reported on Schedule J, Part II, Column B (iii). Housing Allowance: The Foundation paid rent on behalf of the following individuals as part of their expatriate compensation package: Nicholas Langton, Jonathan Stromseth, Jaime Faustino, Robin Bush, and Jack Pagano. The rent was paid directly to landlords. All payments were reported as taxable compensation on the individual's Form W-2 and included in compensation reported on Schedule J, Part II, Column B (iii). David Arnold, CEO and President, received housing assistance as part of his employment agreement. The amount was reported as taxable compensation and included in compensation reported on Schedule J, Part II, Column B (iii). Travel for Companions: President Arnold's wife occasionally travels with him on business for The Asia Foundation. The Asia Foundation pays for her associated expenses. Board member companion travel is not paid for by The Asia Foundation.
Schedule J (Form 990) 2011

Additional Data


Software ID:  
Software Version:  
SCHEDULE M
(Form 990)


Department of the Treasury
Internal Revenue Service
NonCash Contributions
Right pointing arrow large imageComplete if the organization answered "Yes" on Form 990, Part IV, lines 29 or 30.
Right pointing arrow large image Attach to Form 990.
OMB No. 1545-0047
2011
Open to Public Inspection
Name of the organization
The Asia Foundation
 
Employer identification number

94-1191246
Part I
Types of Property
(a)
Check if applicable
(b)
Number of Contributions or items contributed
(c)
Noncash contribution amounts reported on
Form 990, Part VIII, line 1g
(d)
Method of determining
noncash contribution amounts
1 Art—Works of art ....        
2 Art—Historical treasures .        
3 Art—Fractional interests ..        
4 Books and publications .. X 35,553,155 SELLING PRICE
5 Clothing and household
goods .......
     
6 Cars and other vehicles ..        
7 Boats and planes ....        
8 Intellectual property ...        
9 Securities—Publicly traded . X 5 26,034 MARKET QUOTATION
10 Securities—Closely held stock .        
11 Securities—Partnership, LLC,
or trust interests ....
       
12 Securities—Miscellaneous ..        
13 Qualified conservation
contribution—Historic
structures .....
       
14 Qualified conservation
contribution—Other ...
       
15 Real estate—Residential .        
16 Real estate—Commercial ..        
17 Real estate—Other ...        
18 Collectibles .....        
19 Food inventory ...        
20 Drugs and medical supplies .        
21 Taxidermy ......        
22 Historical artifacts ....        
23 Scientific specimens ..        
24 Archeological artifacts ...        
25 Other Right pointing arrow large image ( DINNER EVENT-food & staff ) X 1 404 ACTUAL EXPENSES
26 Other Right pointing arrow large image( )
27 Other Right pointing arrow large image( )
28 Other Right pointing arrow large image ( )
29
Number of Forms 8283 received by the organization during the tax year for contributions
for which the organization completed Form 8283, Part IV, Donee Acknowledgement
...
29
0
Yes
No
30a
During the year, did the organization receive by contribution any property reported in Part I, lines 1-28 that it
must hold for at least three years from the date of the initial contribution, and which is not required to be used
for exempt purposes for the entire holding period? ..................
30a
 
No
b
If "Yes," describe the arrangement in Part II.
31
Does the organization have a gift acceptance policy that requires the review of any non-standard contributions?
31
Yes
 
32a
Does the organization hire or use third parties or related organizations to solicit, process, or sell noncash
contributions? ............................
32a
 
No
b
If "Yes," describe in Part II.
33
If the organization did not report revenues in column (c) for a type of property for which column (a) is checked,
describe in Part II.
For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 51227J
Schedule M (Form 990) 2011
Schedule M (Form 990) 2011
Page 2
Part II
Supplemental Information. Complete this part to provide the information required by Part I, lines 30b,
32b, and 33 and whether the organization is reporting in Part I, column (b) the number of contributions, the number of items received, or a combination of both. Also complete this part for any additional information.
Identifier Return Reference Explanation
Schedule M (Form 990) 2011
Additional Data


Software ID:  
Software Version:  
SCHEDULE O
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Supplemental Information to Form 990 or 990-EZ

Complete to provide information for responses to specific questions on
Form 990 or to provide any additional information.
MediumBullet Attach to Form 990 or 990-EZ.
OMB No. 1545-0047
2011
Open to Public
Inspection
Name of the organization
The Asia Foundation
 
Employer identification number

94-1191246
Identifier Return Reference Explanation
Governance, Management, and Disclosures Form 990, Part I, Line 5 and Part V, Line 2a The Asia Foundation had 238 employees on its US payroll (reported on the Core Form 990, Part I, Line 5). In addition, there were 771 local national employees at September 30, 2012 working in the foreign countries in which The Asia Foundation operates. Program Service Activities Form 990, Part III, Line 4 4D - Other exempt purpose achievements are related to economic reform, regional cooperation and environmental initiatives. Form 990, Part V, Line 4b The Asia Foundation is a global organization and has employees and offices around the world. In addition to the foreign countries listed in Attachment 6, The Asia Foundation also had financial accounts in the following countries: Mongolia, Nepal, Pacific Islands, Pakistan, Philippines, Singapore, Sri Lanka, Thailand, Timor-Leste, Vietnam. Form 990, Part VI, line 2 Through a service agreement, The Asia Foundation administers payroll and other services to Give2Asia, a partner organization. Five of the thirty-three voting members of the board of trustees serving during the fiscal year (David Arnold, Gina Lin Chu, Susan Pharr, Missie Rennie, Paul Slawson) were trustees of Give2Asia during fiscal year ended September 30, 2012. Form 990, Part VI, Line 11 An external public accounting firm and The Asia Foundation staff work together to gather the required tax information necessary to complete the tax return. The tax firm prepares an initial draft return and reviews the initial draft return with senior management. After items are discussed and reviewed, recommended changes are reflected in the return and a draft tax return is prepared. The draft tax return is distributed to the Board of Directors for their review and comments prior to its being filed with the IRS. Form 990, Part VI, Line 12c The Asia Foundation requires each trustee, principal officer, and member of a committee with governing board delegated powers to annually sign a statement which affirms each person has received a copy of the Conflict of Interest policy, has read and understood the policy, has agreed to comply with the policy, and understands the Foundation is a non-profit organization and in order to maintain its federal tax exemption it must engage primarily in activities which accomplish one or more of its tax exempt purposes. Additionally, the statement requires the individuals to provide information with respect to related parties and to disclose whether there are any conflicts of interest. The Asia Foundation also requires periodic review of transactions and relationships to ensure that there are no conflicts of interest. The Foundation keeps records of the statements. Form 990, Part VI, Line 15a and 15b Compensation of the CEO and CFO is reviewed annually against current compensation benchmark data, and any and all changes are approved by the Compensation Committee of the Board of Trustees. Each December, or in the case of a new appointment, prior to an offer of employment, THE Chief Human Resources Officer, using benchmark salary survey data, prepares recommendations for the Board of Trustees Compensation Committee. The committee reviews the recommendations and makes a final determination. The Chairman of the Board of Trustees then notifies the CEO and CFO of any changes in compensation and the effective date. The CEO and CFO do not participate in the process. Compensation for employees at the Vice Presidential and Senior Management level fall within the guidelines of the annual Foundation compensation program. Each December, the Chief Human Resources Officer reviews salary survey data from a variety of sources. This data is used by the senior executive team to establish an annual merit and market based salary adjustment budget. The Chief Human Resources Officer then meets with each senior executive to determine an appropriate salary increase for each staff member. Once approved by the CEO, employee salary increases, if any, are effective on an annual basis from the date of the last increase. For most regular full-time employees, this occurs in January. Form 990, Part VI, Line 19 The Asia Foundation's audited financial statements are published on its website and are provided upon request. Governing documents and conflict of interest policy are available upon request. Form 990, Part VII and Schedule J, Part II Barnett Baron is a former officer of The Asia Foundation. He ceased service as an officer of The Asia Foundation in April, 2011 when he became an officer of Give2Asia, an unrelated organization recognized by the Internal Revenue Service ("IRS") as tax exempt pursuant to Internal Revenue Code section 501(c)(3). Under a service agreement, Give2Asia reimburses The Asia Foundation for compensation paid to employees of Give2Asia. The compensation reported on the Asia Foundation Form 990 for Barnett Baron, as required by the IRS, represents the compensation for services to Give2Asia and is not compensation for services to The Asia Foundation as no services are performed by Barnett Baron for The Asia Foundation. Form 990, Part XI, Line 5 Other changes in net assets or fund balances is comprised of the following: Unrealized GAIN on Investments 1,386,122 Grants Refunded 361,877 Unrealized Foreign Currency Loss (140,936) Contributions Refunded (546,027) Post-Retirement Benefit Adjustment (25,000) Prior Period Adjustment 16,396,830
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 51056K
Schedule O (Form 990 or 990-EZ) 2011

Additional Data


Software ID:  
Software Version: