Form990-PF

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Nonexempt Charitable Trust
Treated as a Private Foundation
Note. The foundation may be able to use a copy of this return to satisfy state reporting requirements.
OMB No. 1545-0052
2012
Open to Public Inspection
For calendar year 2012, or tax year beginning 06-01-2012 , and ending 05-31-2013
Name of foundation
ETHEL S C SMITH NO 5 CHARITABLE TW
 

Number and street (or P.O. box number if mail is not delivered to street address)1525 W WT HARRIS BLVD D1114-044   Room/suite
City or town, state, and ZIP code
CHARLOTTE, NC28288
A Employer identification number

23-6648857
B Telephone number (see instructions)

(800) 352-3705
C bullet
G Check all that apply:

D 1. bullet
2. bullet
H Check type of organization:
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$13,548,313J Accounting method:
 
(Part I, column (d) must be on cash basis.)
E bullet
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities...... 322,038 320,964  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 259,168
b Gross sales price for all assets on line 6a 2,884,406
7 Capital gain net income (from Part IV, line 2)... 259,168
8 Net short-term capital gain......... 0
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 581,206 580,132  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 112,147 84,110   28,037
14 Other employee salaries and wages......   0 0 0
15 Pension plans, employee benefits.......   0 0  
16a Legal fees (attach schedule)......... Click to see attachment 16,030 0 0 16,030
b Accounting fees (attach schedule).......        
c Other professional fees (attach schedule)....       0
17 Interest...............       0
18 Taxes (attach schedule) (see instructions) Click to see attachment 80,045 5,497   0
19 Depreciation (attach schedule) and depletion... 0 0  
20 Occupancy..............        
21 Travel, conferences, and meetings.......   0 0  
22 Printing and publications..........   0 0  
23 Other expenses (attach schedule)....... Click to see attachment 12,000     12,000
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 220,222 89,607 0 56,067
25 Contributions, gifts, grants paid........ 463,000 463,000
26 Total expenses and disbursements. Add lines 24 and 25 683,222 89,607 0 519,067
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -102,016
b Net investment income (if negative, enter -0-) 490,525
c Adjusted net income (if negative, enter -0-)... 0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2012)
Form 990-PF (2012)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing...............      
2 Savings and temporary cash investments.......... 219,266 233,552 233,552
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet     0 0
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see page 15 of the
instructions)....................      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet0      
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule) 273,600 Click to see attachment871,157 859,325
b Investments—corporate stock (attach schedule)........ 7,915,719 Click to see attachment8,257,412 9,768,494
c Investments—corporate bonds (attach schedule)........ 206,000 Click to see attachment2,557,607 2,635,807
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)........... 3,452,209   0
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)   51,219 51,135
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 12,066,794 11,970,947 13,548,313
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable...................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)..........   0
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted....................    
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds......... 12,066,794 11,970,947
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds    
30 Total net assets or fund balances (see page 17 of the
instructions).................... 12,066,794 11,970,947
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 12,066,794 11,970,947
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 12,066,794
2 Enter amount from Part I, line 27a..................... 2 -102,016
3 Other increases not included in line 2 (itemize) bulletClick to see attachment 3 18,184
4 Add lines 1, 2, and 3.......................... 4 11,982,962
5 Decreases not included in line 2 (itemize) bulletClick to see attachment 5 12,015
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 11,970,947
Form 990-PF (2012)
Form 990-PF (2012)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a 3642.071 DODGE & COX INCOME FD COM   2009-10-13 2012-07-30
b 7982.621 DODGE & COX INCOME FD COM   2009-10-13 2012-07-31
c 5050. DODGE & COX INCOME FD COM   2008-08-19 2012-08-01
d 5591.902 DODGE & COX INCOME FD COM   2008-08-21 2012-08-02
e 23652.698 DODGE & COX INCOME FD COM   2008-08-21 2012-08-20
3721.88 FHLMC POOL #J15642 3.500% 6/01/26   2012-08-07 2012-09-15
4203.8 FHLMC POOL #J15642 3.500% 6/01/26   2012-08-07 2012-10-15
1533.53 FHLMC POOL #J15642 3.500% 6/01/26   2012-08-07 2012-11-15
4985.68 FHLMC POOL #J15642 3.500% 6/01/26   2012-08-07 2012-12-15
722.74 FHLMC POOL #J15642 3.500% 6/01/26   2012-08-07 2013-01-15
1116.78 FHLMC POOL #J15642 3.500% 6/01/26   2012-08-07 2013-02-15
1106.31 FHLMC POOL #J15642 3.500% 6/01/26   2012-08-07 2013-03-15
2976.22 FHLMC POOL #J15642 3.500% 6/01/26   2012-08-07 2013-04-15
675.7 FHLMC POOL #J15642 3.500% 6/01/26   2012-08-07 2013-05-15
20000. FED NATL MTG ASSN 0.500% 8/09/13   2012-08-24 2012-12-27
19493.177 FEDERATED STRAT VAL DIV FD IS #662   2011-11-09 2012-08-01
7707.129 FEDERATED STRAT VAL DIV FD IS #662   2011-11-09 2012-10-04
146.57 GOVERNMENT NATL MTG ASSN GTD PASS THRU CTF POOL #434539 DTD   1999-08-16 2012-06-15
378.82 GOVERNMENT NATL MTG ASSN GTD PASS THRU CTF POOL #434539 DTD   1999-08-16 2012-07-15
137.29 GOVERNMENT NATL MTG ASSN GTD PASS THRU CTF POOL #434539 DTD   1999-08-16 2012-08-15
138.15 GOVERNMENT NATL MTG ASSN GTD PASS THRU CTF POOL #434539 DTD   1999-08-16 2012-09-15
139.01 GOVERNMENT NATL MTG ASSN GTD PASS THRU CTF POOL #434539 DTD   1999-08-16 2012-10-15
139.88 GOVERNMENT NATL MTG ASSN GTD PASS THRU CTF POOL #434539 DTD   1999-08-16 2012-11-15
140.76 GOVERNMENT NATL MTG ASSN GTD PASS THRU CTF POOL #434539 DTD   1999-08-16 2012-12-15
141.95 GOVERNMENT NATL MTG ASSN GTD PASS THRU CTF POOL #434539 DTD   1999-08-16 2013-01-15
305.93 GOVERNMENT NATL MTG ASSN GTD PASS THRU CTF POOL #434539 DTD   1999-08-16 2013-02-15
134.61 GOVERNMENT NATL MTG ASSN GTD PASS THRU CTF POOL #434539 DTD   1999-08-16 2013-03-15
135.25 GOVERNMENT NATL MTG ASSN GTD PASS THRU CTF POOL #434539 DTD   1999-08-16 2013-04-15
133.31 GOVERNMENT NATL MTG ASSN GTD PASS THRU CTF POOL #434539 DTD   1999-08-16 2013-05-15
7.05 GOVERNMENT NATL MTG ASSN PL 063754X 11.5% 04/15/2013   1983-03-04 2012-06-15
7.12 GOVERNMENT NATL MTG ASSN PL 063754X 11.5% 04/15/2013   1983-03-04 2012-07-15
7.19 GOVERNMENT NATL MTG ASSN PL 063754X 11.5% 04/15/2013   1983-03-04 2012-08-15
7.27 GOVERNMENT NATL MTG ASSN PL 063754X 11.5% 04/15/2013   1983-03-04 2012-09-15
7.34 GOVERNMENT NATL MTG ASSN PL 063754X 11.5% 04/15/2013   1983-03-04 2012-10-15
7.41 GOVERNMENT NATL MTG ASSN PL 063754X 11.5% 04/15/2013   1983-03-04 2012-11-15
7.49 GOVERNMENT NATL MTG ASSN PL 063754X 11.5% 04/15/2013   1983-03-04 2012-12-15
7.56 GOVERNMENT NATL MTG ASSN PL 063754X 11.5% 04/15/2013   1983-03-04 2013-01-15
12.76 GOVERNMENT NATL MTG ASSN PL 063754X 11.5% 04/15/2013   1983-03-04 2013-02-15
478. ISHARES RUSSELL 2000   2009-03-20 2012-10-04
39269.406 PIMCO FDS PAC INVT MGMT SER TOTAL RETURN FD II INSTL CL   2009-03-25 2012-07-06
25000. PIMCO FDS PAC INVT MGMT SER TOTAL RETURN FD II INSTL CL   2009-03-25 2012-08-09
4995.463 PIMCO FDS PAC INVT MGMT SER TOTAL RETURN FD II INSTL CL   2009-03-25 2012-08-10
15013.624 PIMCO FDS PAC INVT MGMT SER TOTAL RETURN FD II INSTL CL   2009-03-25 2012-08-13
15549.185 PIMCO FDS PAC INVT MGMT SER TOTAL RETURN FD II INSTL CL   2009-03-25 2012-08-20
5563.282 PIMCO COMMODITY REAL RET STRAT-I#45   2008-04-29 2012-10-04
30000. US TREASURY NOTE 2.000% 11/30/13   2012-07-31 2012-10-31
15000. US TREASURY NOTE 2.000% 11/30/13   2012-08-24 2013-01-29
20000. US TREASURY NOTE 2.000% 11/30/13   2012-08-24 2013-03-07
20000. US TREASURY NOTE 2.000% 11/30/13   2012-08-24 2013-03-28
2448.315 VANGUARD INFLAT-PROT SECS-ADM #5119   2008-08-19 2012-07-19
7000. VANGUARD INFLAT-PROT SECS-ADM #5119   2008-08-19 2012-07-24
2502.574 VANGUARD INFLAT-PROT SECS-ADM #5119   2008-04-29 2012-07-25
4005.495 VANGUARD INFLAT-PROT SECS-ADM #5119   2008-08-08 2012-08-07
1157.942 VANGUARD INFLAT-PROT SECS-ADM #5119   2008-08-08 2012-08-20
3000. WF ADV SHORT DUR GOVT BOND-I #3145   2011-07-26 2012-08-16
23112.186 WF ADV SHORT DUR GOVT BOND-I #3145   2011-07-26 2012-08-22
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 50,297   47,019 3,278
b 110,240   101,216 9,024
c 69,741   61,610 8,131
d 77,336   68,221 9,115
e 325,225   288,563 36,662
3,722   3,932 -210
4,204   4,441 -237
1,534   1,620 -86
4,986   5,267 -281
723   764 -41
1,117   1,180 -63
1,106   1,169 -63
2,976   3,144 -168
676   714 -38
20,040   20,054 -14
100,000   90,643 9,357
40,000   35,838 4,162
147   146 1
379   378 1
137   137  
138   138  
139   139  
140   139 1
141   140 1
142   141 1
306   305 1
135   134 1
135   135  
133   133  
7   7  
7   7  
7   7  
7   7  
7   7  
7   7  
7   7  
8   7 1
13   13  
40,113   19,275 20,838
430,000   397,135 32,865
275,250   241,750 33,500
55,050   48,306 6,744
165,300   145,182 20,118
170,419   150,361 20,058
40,000   103,755 -63,755
30,568   30,716 -148
15,229   15,335 -106
20,270   20,447 -177
20,245   20,447 -202
71,197   60,921 10,276
204,190   173,978 30,212
72,925   62,123 10,802
116,640   99,279 17,361
33,071   28,699 4,372
31,020   31,020  
239,211   238,980 231
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       3,278
b       9,024
c       8,131
d       9,115
e       36,662
      -210
      -237
      -86
      -281
      -41
      -63
      -63
      -168
      -38
      -14
      9,357
      4,162
      1
      1
       
       
       
      1
      1
      1
      1
      1
       
       
       
       
       
       
       
       
       
      1
       
      20,838
      32,865
      33,500
      6,744
      20,118
      20,058
      -63,755
      -148
      -106
      -177
      -202
      10,276
      30,212
      10,802
      17,361
      4,372
       
      231
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 259,168
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 . . . . . . . . . . . . . . . . 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If “Yes,” the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2011 655,808 12,595,482 0.052067
2010 659,104 12,739,346 0.051738
2009 722,688 12,063,779 0.059906
2008 807,477 11,596,530 0.069631
2007 800,146 16,134,251 0.049593
2 Total of line 1, column (d) ...................... 2 0.282935
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.056587
4 Enter the net value of noncharitable-use assets for 2012 from Part X, line 5..... 4 12,929,423
5 Multiply line 4 by line 3....................... 5 731,637
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 4,905
7 Add lines 5 and 6......................... 7 736,542
8 Enter qualifying distributions from Part XII, line 4.............. 8 519,067
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions.
Form 990-PF (2012)
Form 990-PF (2012)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A” on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 9,811
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2............................ 3 9,811
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 9,811
6 Credits/Payments:
a 2012 estimated tax payments and 2011 overpayment credited to 2012 6a 29,056
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c 0
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 29,056
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. Click to see attachment 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 19,245
11 Enter the amount of line 10 to be: Credited to 2013 estimated taxBullet0 Refunded Bullet 11 19,245
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is “Yes” to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If “Yes,” attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If “Yes,” attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If “Yes,” has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If “Yes,” attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If “Yes,” complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletPA
    b
    If the answer is “Yes” to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If “No,” attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2012 or the taxable year beginning in 2012 (see instructions for Part XIV)?
    If “Yes,” complete Part XIV.............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If “Yes,” attach a schedule listing their names and addresses.
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
     
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbullet  
    14
    The books are in care ofbulletWELLS FARGO BANK NA Telephone no.bullet (800) 352-3705
    Located atbullet1 W 4TH ST 6TH FLWINSTON SALEMNC ZIP+4bullet271013818
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16
    At any time during calendar year 2012, did the foundation have an interest in or a signature or other authority over
    a bank, securities, or other financial account in a foreign country? .................
    16
     
    No
    See instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the foreign country bullet  
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the “Yes” column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check “No”
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is “Yes” to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
    No
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2012?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2012, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2012?...............
    If “Yes,” list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer “No” and attach statement—see instructions.) ..............
    2b
     
    No
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?.........................
    b
    If “Yes,” did it have excess business holdings in 2012 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2012.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2012?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)........
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is “Yes” to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
     
    .........bullet
    c
    If the answer is “Yes” to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If “Yes,” attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?........................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If “Yes” to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    WELLS FARGO BANK NA TRUSTEE
    40     		112,147    
    1525 W WT Harris Blvd D1114-044
    Charlotte,NC282881161
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE.”
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3..........................bullet  
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    11,858,432
    b
    Average of monthly cash balances.......................
    1b
    1,267,886
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    13,126,318
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    13,126,318
    4
    Cash deemed held for charitable activities. Enter 1 1⁄2% of line 3 (for greater amount, see
    instructions) .............................
    4
    196,895
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    12,929,423
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    646,471
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    646,471
    2a
    Tax on investment income for 2012 from Part VI, line 5......
    2a
    9,811
    b
    Income tax for 2012. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    9,811
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    636,660
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    636,660
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
    636,660
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    519,067
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
    0
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
    0
    b
    Cash distribution test (attach the required schedule) .................
    3b
    0
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    519,067
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    519,067
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 8
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2011     		(c)
    2011     		(d)
    2012
    1 Distributable amount for 2012 from Part XI, line 7 636,660
    2 Undistributed income, if any, as of the end of 2012:
    a Enter amount for 2011 only....... 0
    b Total for prior years:2010, 20, 20 0
    3 Excess distributions carryover, if any, to 2012:
    a From 2007....... 0
    b From 2008....... 0
    c From 2009....... 28,212
    d From 2010....... 34,961
    e From 2011....... 74,144
    fTotal of lines 3a through e......... 137,317
    4Qualifying distributions for 2012 from Part
    XII, line 4: bullet$ 519,067
    a Applied to 2011, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions)......     		0
    c Treated as distributions out of corpus (Election
    required—see instructions).........     		0
    d Applied to 2012 distributable amount..... 519,067
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2012. 117,593 117,593
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 19,724
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2011. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2012. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2013 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see
    instructions) .............     		0
    8Excess distributions carryover from 2007 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9Excess distributions carryover to 2013.
    Subtract lines 7 and 8 from line 6a ......     		19,724
    10 Analysis of line 9:
    a Excess from 2008.... 0
    b Excess from 2009.... 0
    c Excess from 2010.... 0
    d Excess from 2011.... 19,724
    e Excess from 2012....  
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 9
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2012, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2012 (b) 2011 (c) 2010 (d) 2009
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ....     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets” alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment” alternative test— enter 2⁄3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support” alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail of the person to whom applications should be addressed:
    WELLS FARGO
    One West 4th Street
    Winston Salem,NC27101
    (888) 234-1999
    bThe form in which applications should be submitted and information and materials they should include:
    www.wellsfargo.com/privatefoundationgrants/smith
    cAny submission deadlines:
    March 1 and Sept 1
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Grants are for SE Pennsylvania charities with an emphasis on those serving community needs in Delaware County for capital projects, operating expenses, & special programs.
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    LEARNING ALLY INC
    20 ROSZEL ROAD
    PRINCETON,NJ08540     		NONE PUBLIC CHARITY GENERAL PURPOSE 3,000
    LEUKEMIA & LYMPHOMA SOCIETY
    555 E NORTH LANE
    CONSHOHOCKEN,PA19428     		NONE PUBLIC CHARITY GENERAL PURPOSE 3,000
    DELAWARE COUNTY SYMPHONY
    PO BOX 421
    NEWTON SQUARE,PA19073     		NONE PUBLIC CHARITY GENERAL PURPOSE 5,000
    MAKE A WISH FOUNDATION OF
    PHILADELPHIA
    512 TOWNSHIP LINE ROAD
    BLUE BELL,PA19422     		NONE PUBLIC CHARITY GENERAL PURPOSE 2,000
    YMCA OF PHILADELPHIA & VICINITY
    2000 MARKET STREET SUITE 750
    PHILADELPHIA,PA19103     		NONE PUBLIC CHARITY GENERAL PURPOSE 12,500
    CRADLE OF LIBERTY COUNCIL BOY
    SCOUNTS OF AMERCA
    1485 VALLEY FORGE
    WAYNE,PA19087     		NONE PUBLIC CHARITY GENERAL PURPOSE 5,000
    ELWYN INC
    111 ELWYN ROAD
    ELWYN,PA19063     		NONE PUBLIC CHARITY GENERAL PURPOSE 20,000
    THE PHILADELPHIA ORCHESTRA
    260 S BROAD STREET 16 FLOOR
    PHILADELPHIA,PA19102     		NONE PUBLIC CHARITY GENERAL PURPOSE 8,000
    SAINT JOSEPH'S UNIVERSITY
    5600 CITY AVENUE
    PHILADELPHIA,PA19131     		NONE PUBLIC CHARITY GENERAL PURPOSE 6,000
    PHILADELPHIA MUSEUM OF ART
    PO BOX 7646
    PHILADELPHIA,PA191017646     		NONE PUBLIC CHARITY GENERAL PURPOSE 20,000
    EASTERN UNIVERISTY
    1300 EAGLE ROAD
    SAINT DAVIDS,PA19087     		NONE PUBLIC CHARITY GENERAL PURPOSE 10,000
    TYLER ARBORETUM
    515 PAINTER ROAD
    MEDIA,PA19063     		NONE PUBLIC CHARITY GENERAL PURPOSE 25,000
    MENTAL HEALTH ASSOCIATION OF SE
    PENNSYLVANIA
    1211 CHESTNUT STREET
    PHILADELPHIA,PA19107     		NONE PUBLIC CHARITY GENERAL PURPOSE 10,000
    WIDENER UNIVERSITY
    ONE UNIVERSITY PLACE
    CHESTER,PA19013     		NONE PUBLIC CHARITY GENERAL PURPOSE 120,000
    TIMOTHY SCHOOL CORP
    973 OLD LANCASTER ROAD
    BERWYN,PA19312     		NONE PUBLIC CHARITY GENERAL PURPOSE 7,500
    COUNTRY DAY SCHOOL OF SACRED HEART
    480 BRYN MAWR AVENUE
    BRYN MAWR,PA19010     		NONE PUBLIC CHARITY GENERAL PURPOSE 3,000
    DOMESTIC ABUSE PROJECT OF DELWARE
    COUNTY
    14 WEST SECOND STREET
    MEDIA,PA19063     		NONE PUBLIC CHARITY GENERAL PURPOSE 10,000
    ASTON PUBLIC LIBRARY
    3270 CONCORD BLVD
    ASTON,PA19014     		NONE PUBLIC CHARITY GENERAL PURPOSE 2,000
    MATERNITY CARE COALITION
    2000 HAMILTON STREET SUITE 205
    PHILADELPHIA,PA19107     		NONE PUBLIC CHARITY GENERAL PURPOSE 10,000
    DON GUANELLA VILLAGE OF THE
    ARCHDIOCESE OF PHILADELPHIA
    1797 S SPROUL RD
    SPRINGFIELD,PA19064     		NONE PUBLIC CHARITY GENERAL PURPOSE 5,000
    MANNA
    2323 RANSTEAD STREET
    PHILADELPHIA,PA19103     		NONE PUBLIC CHARITY GENERAL PURPOSE 5,000
    DELCO TENNIS ASSOCIATION INC
    122 MARLE CIRCLE
    ASTON,PA19063     		NONE PUBLIC CHARITY GENERAL PURPOSE 25,000
    MEDIA THEATRE FOR THE PERFORMING
    ART
    104 E STATE STREET
    MEDIA,PA19063     		NONE PUBLIC CHARITY GENERAL PURPOSE 20,000
    DELAWARE COUNTY COOPERATIVE
    EXTENSION ASSOC INC
    SMEDLEY PARK 20 PAPER MILL ROAD
    SPRINGFIELD,PA19064     		NONE PUBLIC CHARITY GENERAL PURPOSE 5,000
    NATIONAL LIBERTY MUSEUM
    321 CHESTNUT STREET
    PHILADELPHIA,PA19106     		NONE PUBLIC CHARITY GENERAL PURPOSE 8,000
    CENTER FOUNDATION
    220 NORTH JACKSON STREET
    MEDIA,PA191452902     		NONE PUBLIC CHARITY GENERAL PURPOSE 10,000
    DELAWARE COUNTY INTERMEDIATE UNIT
    200 YALE AVENUE
    MORTON,PA19070     		NONE PUBLIC CHARITY GENERAL PURPOSE 5,000
    PHILADELPHIA SINFONIA ASSOCIATION
    INC
    PO BOX 996
    PHILADELPHIA,PA19105     		NONE PUBLIC CHARITY GENERAL PURPOSE 1,000
    TRI COUNTY CONCERTS ASSOC
    PO BOX 222
    WAYBE,PA19087     		NONE PUBLIC CHARITY GENERAL PURPOSE 3,000
    WAYNE ART CENTER
    413 MAPLEWOOD AVENUE
    WAYNE,PA19087     		NONE PUBLIC CHARITY GENERAL PURPOSE 20,000
    DELAWARE COUNTY YOUTH ORCHESTRA
    PO BOX 143
    MEDIA,PA19063     		NONE PUBLIC CHARITY GENERAL PURPOSE 5,000
    CHESTER HIGHER EDUCATION COUNCIL
    ONE UNIVERSITY PLACE
    CHESTER,PA19013     		NONE PUBLIC CHARITY GENERAL PURPOSE 15,000
    VETERAN'S NATIONAL EDUCATION
    PROGRAM
    PO BOX 354
    NEWTON SQUARE,PA190730354     		NONE PUBLIC CHARITY GENERAL PURPOSE 20,000
    CHESTER PANTHERS BASKETBALL
    13 WEST THIRD STREET
    MEDIA,PA19063     		NONE PUBLIC CHARITY GENERAL PURPOSE 5,000
    AMERICAN RED CROSS SE PA CHAPTER
    2221 CHESTNUT STREET
    PHILADELPHIA,PA19103     		NONE PUBLIC CHARITY GENERAL PURPOSE 10,000
    TIKVAH RESIDENCE INC
    PO BOX 551
    NEWTOWN SQUARE,PA19073     		NONE PUBLIC CHARITY GENERAL PURPOSE 9,000
    ATLANTIC COAST OPERA FESTIVAL
    2028 S 17TH STREET
    PHILADELPHIA,PA19145     		NONE PUBLIC CHARITY GENERAL PURPOSE 5,000
    INTERNATIONAL BALLET CLASSIQUE
    300 PENNELL ROAD
    MEDIA,PA19063     		NONE PUBLIC CHARITY GENERAL PUPOSE 5,000
    Total .................................bullet 3a 463,000
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3Interest on savings and temporary cash investments          
    4 Dividends and interest from securities....     14 322,038  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8Gain or (loss) from sales of assets other than inventory     18 259,168  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   581,206  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13581,206
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    11 0
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section
    Yes
    No
    501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is “Yes,” complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If “Yes,” complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2012)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2012 InvestmentsCorpBondsSchedule
    Name:
    ETHEL S C SMITH NO 5 CHARITABLE TW
    EIN: 23-6648857
    Name of Bond End of Year Book Value End of Year Fair Market Value
    94985D582 WELLS FARGO ADV INTL 206,000 208,583
    0258M0DE6 AMERICAN EXPRESS CRE 30,648 30,576
    055451AP3 BHP BILLITON FIN USA 20,279 20,202
    05565QBY3 BP CAPITAL MARKETS 30,831 30,386
    06051GEK1 BANK OF AMERICA CORP 25,939 26,537
    06366QW86 BANK OF MONTREAL 31,492 31,105
    06739FFZ9 BARCLAYS BANK PLC 26,519 26,222
    071813BF5 BAXTER INTERNATIONAL 29,902 28,609
    084664BE0 BERKSHIRE HATHAWAY 30,328 29,400
    14912L4X6 CATERPILLAR FINANCIA 31,296 31,026
    25179MAM5 DEVON ENERGY CORPORA 20,389 20,051
    25468PCM6 WALT DISNEY COMPANY/ 30,658 30,465
    25470DAF6 DISCOVERY COMMUNICAT 25,543 24,942
    260543CA9 DOW CHEMICAL CO/THE 22,385 21,706
    278865AN0 ECOLAB INC 30,062 30,084
    30219GAF5 EXPRESS SCRIPTS HOLD 15,936 15,849
    31428XAS5 FEDEX CORP 24,937 24,040
    35671DAU9 FREEPORT-MCMORAN C 20,024 19,470
    36962G3U6 GENERAL ELEC CAP COR 29,464 29,270
    38141GGS7 GOLDMAN SACHS GROUP 26,948 28,619
    428236BW2 HEWLETT-PACKARD CO 24,781 25,420
    437076AR3 HOME DEPOT INC 26,647 25,645
    459200GX3 IBM CORP 41,777 41,297
    46625HHU7 JPMORGAN CHASE & CO 26,948 27,136
    4812C0803 JPMORGAN HIGH YIELD 321,018 339,079
    50540RAK8 LAB CORP OF AMER HLD 19,959 20,075
    539473AQ1 LLOYDS TSB BANK PLC 26,317 27,263
    585055AP1 MEDTRONIC INC 31,839 30,906
    59156RAU2 METLIFE INC 30,133 29,112
    61747YDD4 MORGAN STANLEY 20,030 21,104
    66989HAC2 NOVARTIS CAPITAL COR 26,574 26,101
    681919AZ9 OMNICOM GROUP INC 26,365 25,123
    68389XAK1 ORACLE CORP 34,731 32,876
    693390882 PIMCO FOREIGN BD FD 210,000 221,740
    693391559 PIMCO EMERG MKTS BD- 490,000 510,391
    713448BT4 PEPSICO INC 37,023 36,650
    72369B406 PIONEER HIGH YIELD F 296,827 334,772
    76720AAF3 RIO TINTO FIN USA PL 24,672 23,835
    822582AJ1 SHELL INTERNATIONAL 23,705 22,841
    883556BB7 THERMO FISHER SCIENT 24,996 24,720
    88732JAH1 TIME WARNER CABLE IN 29,589 28,785
    904764AJ6 UNILEVER CAPITAL COR 31,410 30,677
    961214BK8 WESTPAC BANKING CORP 22,686 23,117

    TY 2012 InvestmentsCorpStockSchedule
    Name:
    ETHEL S C SMITH NO 5 CHARITABLE TW
    EIN: 23-6648857
    Name of Stock End of Year Book Value End of Year Fair Market Value
    437076102 HOME DEPOT INC    
    580135101 MCDONALDS CORP    
    654106103 NIKE INC CL B    
    194162103 COLGATE PALMOLIVE    
    713448108 PEPSICO INC    
    742718109 PROCTER & GAMBLE    
    166764100 CHEVRON CORP    
    20825C104 CONCOPHILLIPS    
    30231G102 EXXON MOBIL CORP    
    025816109 AMERICAN EXPRESS CO    
    171232101 CHUBB CORP    
    38141G104 GOLDMAN SACHS GROUP    
    46625H100 JP MORGAN CHASE    
    693475105 PNC FINANCIAL SER.    
    110122108 BRISTOL MYERS SQUIBB    
    478160104 JOHNSON & JOHNSON    
    717081103 PFIZER INC    
    369604103 GENERAL ELECTRIC    
    452308109 ILLINOIS TOOL WORKS    
    913017109 UNITED TECHNOLOGIES    
    88579Y101 3M CO    
    42836103 HEWLETT PACKARD CO    
    17275R102 CISCO SYSTEMS    
    459200101 INTERNATIONAL BUS.    
    594918104 MICROSOFT CORP    
    68389X105 ORACLE CORP    
    92826C839 VISA INC-CLASS    
    74005P104 PRAXAIR INC COM    
    35906A108 FRONTIER COMM.    
    92343V104 VERIZON COMM    
    65339F101 NEXTERA ENERGY INC    
    14149Y108 CARDINAL HEALTH INC    
    58405U102 MEDCO HEALTH SOLUTIO    
    25264S833 DIAMOND HILL LONG-SH 286,000 354,002
    277923728 EATON VANCE GLOBAL M 339,770 330,143
    314172560 FEDERATED STRAT VAL 1,433,519 1,695,560
    411511504 HARBOR CAPITAL APRCT 1,550,000 1,928,224
    448108100 HUSSMAN STRATEGIC GR 386,000 316,522
    44980Q518 ING INTERNATIONAL RE 300,018 263,180
    44981V706 ING REAL ESTATE FUND 113,084 130,855
    464287234 ISHARES TR MSCI EMER 997,459 935,127
    464287465 ISHARES MSCI EAFE 785,601 1,281,533
    464287655 ISHARES RUSSELL 2000 328,234 796,092
    47103C241 PERKINS MID CAP VALU 302,862 340,646
    722005667 PIMCO COMMODITY REAL 696,245 429,555
    78464A607 SPDR DOW JONES REIT 52,280 162,994
    949915367 WELLS FARGO ADV ENTE 315,698 419,067
    870297801 MLN ELEMENTS ROGERS 130,642 130,321
    94985D418 WELLS FARGO ADV AST 240,000 254,673

    TY 2012 InvestmentsGovtObligationsSch
    Name:
    ETHEL S C SMITH NO 5 CHARITABLE TW
    EIN: 23-6648857
    US Government Securities - End of Year Book Value:

    871,157
    US Government Securities - End of Year Fair Market Value:

    859,325
    State & Local Government Securities - End of Year Book Value:


     
    State & Local Government Securities - End of Year Fair Market Value:


     


    TY 2012 InvestmentsOtherSchedule2
    Name:
    ETHEL S C SMITH NO 5 CHARITABLE TW
    EIN: 23-6648857
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    44980Q518 ING INTERNATION RE      
    44981V706 ING REAL ESTATE      
    722005667 PIMCO COMMODITY REAL      
    78464A607 SPDR DOW JONES REIT      
    256210105 DODGE & COX INCOME F      
    4812C0803 JPMORGAN HIGH YIELD      
    693390551 PIMCO TOTAL RETN FD      
    72369B406 PIONEER HIGH YIELD F      
    922031737 VANGUARD INFLAT-PROT      
    94985D582 WELLS FARGO ADV. INT      
    693390882 PIMCO FOREIGN BD FD      
    464287655 ISHARES RUSSELL 2000      
    47103C241 PERKINS MID CAP VALU      
    949915367 WELLS FARGO ADV. EN      
    464287465 ISHARES MSCI EAFE      
    G1151C101 ACCENTURE PLC      
    H0023R105 ACE LIMITED      
    693391559 PIMCO EMERG MKTS BD-      
    94985D418 WELLS FARGO ADV AST      

    TY 2012 LegalFeesSchedule
    Name:
    ETHEL S C SMITH NO 5 CHARITABLE TW
    EIN: 23-6648857
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    LEGAL FEES - PRINCIPAL (ALLOCA 16,030     16,030


    TY 2012 OtherDecreasesSchedule
    Name:
    ETHEL S C SMITH NO 5 CHARITABLE TW
    EIN: 23-6648857
    Description Amount
    MUTUAL FUND POSTING DATE AFTER TYE 11,826
    ROC BASIS ADJUSTMENT 176
    ROUNDING 13


    TY 2012 OtherExpensesSchedule
    Name:
    ETHEL S C SMITH NO 5 CHARITABLE TW
    EIN: 23-6648857
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ADVISORY FEES 12,000 0   12,000


    TY 2012 OtherIncreasesSchedule
    Name:
    ETHEL S C SMITH NO 5 CHARITABLE TW
    EIN: 23-6648857
    Description Amount
    MUTUAL FUND TAX EFFECTIVE DATE BEFORE TYE 18,184


    TY 2012 TaxesSchedule
    Name:
    ETHEL S C SMITH NO 5 CHARITABLE TW
    EIN: 23-6648857
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FEDERAL TAX PAYMENT - PRIOR YE 45,492 0   0
    FEDERAL ESTIMATES - PRINCIPAL 29,056 0   0
    FOREIGN TAXES ON QUALIFIED FOR 4,729 4,729   0
    FOREIGN TAXES ON NONQUALIFIED 768 768   0