Form990-PF

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Nonexempt Charitable Trust
Treated as a Private Foundation
Note. The foundation may be able to use a copy of this return to satisfy state reporting requirements.
OMB No. 1545-0052
2012
Open to Public Inspection
For calendar year 2012, or tax year beginning 01-01-2012 , and ending 12-31-2012
Name of foundation
THE ANITA B AND HOWARD S RICHMOND
FOUNDATION INC

Number and street (or P.O. box number if mail is not delivered to street address)266 WEST 37TH STREET 17TH FLOORROOM/SUITE 17 FLRRoom/suite
City or town, state, and ZIP code
NEW YORK, NY100186609
A Employer identification number

13-6180873
B Telephone number (see instructions)

(212) 594-9518
C bullet
G Check all that apply:

D 1. bullet
2. bullet
H Check type of organization:
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$8,684,010J Accounting method:
 
(Part I, column (d) must be on cash basis.)
E bullet
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 346,114
2 Check bullet
3 Interest on savings and temporary cash investments 11 11  
4 Dividends and interest from securities...... 177,361 177,361  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 -49,832
b Gross sales price for all assets on line 6a 3,021,968
7 Capital gain net income (from Part IV, line 2)...  
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 835 835  
12 Total. Add lines 1 through 11........ 474,489 178,207  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc.        
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule)....... Click to see attachment 450 450    
c Other professional fees (attach schedule).... Click to see attachment 35,420 9,563   25,857
17 Interest...............        
18 Taxes (attach schedule) (see instructions) Click to see attachment 4,553 356    
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 4,428 4,428    
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 44,851 14,797   25,857
25 Contributions, gifts, grants paid........ 385,550 385,550
26 Total expenses and disbursements. Add lines 24 and 25 430,401 14,797   411,407
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 44,088
b Net investment income (if negative, enter -0-) 163,410
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2012)
Form 990-PF (2012)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............... 72,420 67,063 67,063
2 Savings and temporary cash investments.......... 405,331 1,624,382 1,624,382
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see page 15 of the
instructions)....................      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule) 3,553,733 Click to see attachment2,453,927 2,848,500
b Investments—corporate stock (attach schedule)........ 2,837,015 Click to see attachment2,776,640 4,013,710
c Investments—corporate bonds (attach schedule)........      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)........... 128,163 Click to see attachment130,355 130,355
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 6,996,662 7,052,367 8,684,010
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable...................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)..........   0
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted....................    
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds.........    
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds 6,996,662 7,052,367
30 Total net assets or fund balances (see page 17 of the
instructions).................... 6,996,662 7,052,367
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 6,996,662 7,052,367
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 6,996,662
2 Enter amount from Part I, line 27a..................... 2 44,088
3 Other increases not included in line 2 (itemize) bulletClick to see attachment 3 11,617
4 Add lines 1, 2, and 3.......................... 4 7,052,367
5 Decreases not included in line 2 (itemize) bullet 5  
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 7,052,367
Form 990-PF (2012)
Form 990-PF (2012)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a 3000 ALLSCRIPTS P 2010-07-16 2012-04-27
b 300 COGNIZANT TECH SOL P 2011-03-22 2012-08-20
c 275 CONCHO RESOURCES INC P 2011-04-19 2012-11-16
d 100 ANADARKO PETROLEUM CORP P 2010-05-03 2012-08-20
e 400 CONCHO RESOURCES INC P 2011-04-19 2012-08-20
675 LULULEMON ATHLETICA INC P 2011-08-05 2012-12-26
300 CARBO CERAMICS P 2011-10-13 2012-01-26
250 DANAHER CORP P 2011-04-01 2012-08-20
SHAMUS GROUP LLC P    
1400 CORNING INC P 2007-03-08 2012-01-27
800 GOLDMAN SACHS GROUP INC P 2004-09-08 2012-08-20
700 NEWMONT MINING CORP P 2011-08-23 2012-02-15
500 ORACLE CORP P 2010-11-18 2012-08-20
1100000 US TREAS BILL DUE 3/1/12 P 2011-09-01 2012-03-01
200 PROCTOR & GAMBLE CO P 1997-08-29 2012-08-20
400 BHP BILTON LTD ADR P 2009-11-27 2012-03-06
800 TIBCO SOFTWARE INC P 2011-03-30 2012-08-20
925 HERBALIFE LTD P 2011-08-10 2012-05-15
300 ANADARKO PETROLEUM CORP P 2010-05-30 2012-09-20
325 BAIDU INC ADR P 2010-12-03 2012-06-01
800 ST. JUDE MEDICAL INC P 2007-05-23 2012-09-21
200 APACHE CORP P 2007-03-29 2012-06-27
200 THERMO FISHER SCIENTIFIC INC P 2008-04-01 2012-10-11
300 APACHE CORP P 2007-03-29 2012-07-12
225 CONCHO RESOURCES INC P 2011-04-19 2012-10-12
175 BAIDU INC ADR P 2010-12-03 2012-07-10
1525 TIBCO SOFTWARE INC P 2011-03-30 2012-10-17
800 RANGE RESOURCES CORP P 2009-10-13 2012-07-10
1200 RIVERBED TECHNOLOGY INC P 2011-07-21 2012-11-02
1100000 US TREAS BILL DUE 8/30/12 P 2012-03-02 2012-08-30
400 ST. JUDE MEDICAL INC P 2007-05-23 2012-11-07
150 CITRIX SYSTEMS INC P 2011-03-24 2012-08-20
325 PIONEER NATURAL RES CO P 2012-01-26 2012-11-14
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 29,281   50,484 -21,203
b 19,218   23,078 -3,860
c 21,403   27,027 -5,624
d 6,971   6,117 854
e 38,014   39,766 -1,752
49,204   35,836 13,368
32,606   35,240 -2,634
13,454   13,184 270
    7,798 -7,798
17,617   33,628 -16,011
84,106   84,628 -522
42,171   42,666 -495
15,987   14,283 1,704
1,099,806   1,099,806  
13,341   8,509 4,832
28,651   29,971 -1,320
22,895   20,861 2,034
39,120   50,451 -11,331
21,466   18,352 3,114
36,999   35,790 1,209
25,791   26,139 -348
17,024   14,259 2,765
11,789   11,600 189
24,568   21,389 3,179
20,454   20,332 122
19,418   20,961 -1,543
40,945   39,960 985
47,763   42,194 5,569
22,943   37,574 -14,631
1,099,402   1,099,402  
14,888   17,426 -2,538
11,508   10,567 941
33,165   32,522 643
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       -21,203
b       -3,860
c       -5,624
d       854
e       -1,752
      13,368
      -2,634
      270
      -7,798
      -16,011
      -522
      -495
      1,704
       
      4,832
      -1,320
      2,034
      -11,331
      3,114
      1,209
      -348
      2,765
      189
      3,179
      122
      -1,543
      985
      5,569
      -14,631
       
      -2,538
      941
      643
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 -49,832
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 . . . . . . . . . . . . . . . . 		Bracket 3 -21,615
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If “Yes,” the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2011 231,377 7,846,333 0.029489
2010 191,788 6,313,205 0.030379
2009 200,050 6,635,930 0.030146
2008 214,750 6,805,145 0.031557
2007 226,140 6,748,595 0.033509
2 Total of line 1, column (d) ...................... 2 0.155080
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.031016
4 Enter the net value of noncharitable-use assets for 2012 from Part X, line 5..... 4 8,388,350
5 Multiply line 4 by line 3....................... 5 260,173
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 1,634
7 Add lines 5 and 6......................... 7 261,807
8 Enter qualifying distributions from Part XII, line 4.............. 8 411,407
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions.
Form 990-PF (2012)
Form 990-PF (2012)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A” on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 1,634
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2  
3 Add lines 1 and 2............................ 3 1,634
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4  
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 1,634
6 Credits/Payments:
a 2012 estimated tax payments and 2011 overpayment credited to 2012 6a 3,520
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c  
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 3,520
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. Click to see attachment 8 9
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 1,877
11 Enter the amount of line 10 to be: Credited to 2013 estimated taxBullet1,877 Refunded Bullet 11  
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is “Yes” to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If “Yes,” attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If “Yes,” attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If “Yes,” has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If “Yes,” attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If “Yes,” complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletNY
    b
    If the answer is “Yes” to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If “No,” attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2012 or the taxable year beginning in 2012 (see instructions for Part XIV)?
    If “Yes,” complete Part XIV.............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If “Yes,” attach a schedule listing their names and addresses.
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletGARY SPIEGEL Telephone no.bullet (212) 594-9518
    Located atbullet266 W 37 ST 17TH FLNEW YORKNY ZIP+4bullet10018
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16
    At any time during calendar year 2012, did the foundation have an interest in or a signature or other authority over
    a bank, securities, or other financial account in a foreign country? .................
    16
     
    No
    See instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the foreign country bullet  
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the “Yes” column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check “No”
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is “Yes” to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
     
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2012?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2012, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2012?...............
    If “Yes,” list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer “No” and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?.........................
    b
    If “Yes,” did it have excess business holdings in 2012 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2012.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2012?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)........
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is “Yes” to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
     
    .........bullet
    c
    If the answer is “Yes” to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If “Yes,” attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?........................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If “Yes” to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    HOWARD D RICHMOND DOD 52012Click to see attachment DIRECTOR
    0.00     		0 0 0
    27-115 CAROLYN CT
    RANCHO MIRAGE,CA92270
    ELIZABETH SCHULMANClick to see attachment DIR/PRES
    0.00     		0 0 0
    4651 TOPEKA DRIVE
    TARZANA,CA91356
    FRANK RICHMONDClick to see attachment DIR/VP/TREAS
    0.00     		0 0 0
    1332 OCEAN AVENUE 4
    SEA BRIGHT,NJ07760
    LAWRENCE S RICHMONDClick to see attachment DIRECTOR/VP
    0.00     		0 0 0
    28 TIBBITS LANE
    SANDS POINT,NY11050
    PHILLIP RICHMONDClick to see attachment DIRECTOR/VP
    0.00     		0 0 0
    2791 ULUWEHI STREET
    KOLOA KAUAI,HI96756
    ROBERT M RICHMONDClick to see attachment DIRECTOR/VP
    0.00     		0 0 0
    6365 ENGH PLACE
    TIMNATH,CO80547
    BERNARD GARTLIRClick to see attachment DIRECTOR/SEC
    0.00     		0 0 0
    13825 SAND CRANE DRIVE
    PALM BEACH GARDENS,FL33418
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE.”
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet  
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet  
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1 N/A  
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3..........................bullet  
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    7,634,201
    b
    Average of monthly cash balances.......................
    1b
    752,631
    c
    Fair market value of all other assets (see instructions)................
    1c
    129,259
    d
    Total (add lines 1a, b, and c).........................
    1d
    8,516,091
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
    8,516,091
    4
    Cash deemed held for charitable activities. Enter 1 1⁄2% of line 3 (for greater amount, see
    instructions) .............................
    4
    127,741
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    8,388,350
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    419,418
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    419,418
    2a
    Tax on investment income for 2012 from Part VI, line 5......
    2a
    1,634
    b
    Income tax for 2012. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    1,634
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    417,784
    4
    Recoveries of amounts treated as qualifying distributions................
    4
     
    5
    Add lines 3 and 4............................
    5
    417,784
    6
    Deduction from distributable amount (see instructions).................
    6
     
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
    417,784
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    411,407
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    411,407
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
    1,634
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    409,773
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 8
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2011     		(c)
    2011     		(d)
    2012
    1 Distributable amount for 2012 from Part XI, line 7 417,784
    2 Undistributed income, if any, as of the end of 2012:
    a Enter amount for 2011 only....... 120,494
    b Total for prior years:20, 20, 20  
    3 Excess distributions carryover, if any, to 2012:
    a From 2007.......  
    b From 2008.......  
    c From 2009.......  
    d From 2010.......  
    e From 2011.......  
    fTotal of lines 3a through e.........  
    4Qualifying distributions for 2012 from Part
    XII, line 4: bullet$ 411,407
    a Applied to 2011, but not more than line 2a 120,494
    b Applied to undistributed income of prior years
    (Election required—see instructions)......     		 
    c Treated as distributions out of corpus (Election
    required—see instructions).........     		 
    d Applied to 2012 distributable amount..... 290,913
    e Remaining amount distributed out of corpus  
    5 Excess distributions carryover applied to 2012.    
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5  
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		 
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		 
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		 
    e Undistributed income for 2011. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		 
    f Undistributed income for 2012. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2013 ..........     		126,871
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see
    instructions) .............     		 
    8Excess distributions carryover from 2007 not
    applied on line 5 or line 7 (see instructions) ...     		 
    9Excess distributions carryover to 2013.
    Subtract lines 7 and 8 from line 6a ......     		 
    10 Analysis of line 9:
    a Excess from 2008....  
    b Excess from 2009....  
    c Excess from 2010....  
    d Excess from 2011....  
    e Excess from 2012....  
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 9
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2012, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2012 (b) 2011 (c) 2010 (d) 2009
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ....     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets” alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment” alternative test— enter 2⁄3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support” alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    SEE SCHEDULE B ATTACHED
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail of the person to whom applications should be addressed:
    LAWRENCE RICHMOND
    266 WEST 37TH STREET
    17TH FLOOR
    NEW YORK,NY10018
    (212) 594-9518
    bThe form in which applications should be submitted and information and materials they should include:
    NO FORMAL APPLICATIONS / INDIVIDUAL LETTERS OF SOLICITATION
    cAny submission deadlines:
    NONE - UNANSWERED LETTERS ARE DISCARDED
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    NONE
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    ALZHEIMERS ASSOCIATION
    225 NO MICHIGAN AVENUE
    CHICAGO,IL60601     		  EXEMPT GENERAL CHARITABLE 1,000
    AMERICAN CANCER SOCIETY
    271 W 125TH STREET
    NEW YORK,NY100274424     		  EXEMPT GENERAL CHARITABLE 1,000
    AMERICAN DIABETES ASSOCIATION
    1701 NORTH BEAUREGARD STR
    ALEXANDRIA,VA22311     		  EXEMPT GENERAL CHARITABLE 1,000
    AMERICAN HEART ASSOCIATION
    7272 GREENVILLE AVENUE
    DALLAS,TX75231     		  EXEMPT GENERAL CHARITABLE 1,000
    AMERICAN LUNG ASSOCIATION
    14 WALL STREET
    NEW YORK,NY10005     		  EXEMPT GENERAL CHARITABLE 2,000
    AMERICAN RED CROSS
    520 W 49TH STREET
    NEW YORK,NY10019     		  EXEMPT GENERAL CHARITABLE 1,000
    AMERICAN RED CROSS
    520 W 49TH STREET
    NEW YORK,NY10019     		  EXEMPT GENERAL CHARITABLE 5,000
    AMERICAN SOCIETY FOR TECHNION
    55 E 59TH STREET
    NEW YORK,NY10022     		  EXEMPT GENERAL CHARITABLE 1,000
    ANGEL VIEW CRIPPLED CHILDREN'S FOUN
    454 N INDIAN CANYON DR
    PALM SPRINGS,CA92262     		  EXEMPT GENERAL CHARITABLE 3,500
    ANIMAL SAMARITANS
    72307 RAMON ROAD
    THOUSAND PALMS,CA92276     		  ESEMPT GENERAL CHARITABLE 750
    ASPCA
    424 E 92ND STREET
    NEW YORK,NY10128     		  EXEMPT GENERAL CHARITABLE 500
    BARBARA SINATRA CHILDRENS CTR
    39000 BOB HOPE DRIVE
    RANCHO MIRAGE,CA92270     		  EXEMPT GENERAL CHARITABLE 1,000
    BETTY FORD CENTER
    39000 BOB HOPE DRIVE
    RANCHO MIRAGE,CA92270     		  EXEMPT GENERAL CHARITABLE 1,000
    BRAILLE INSTITUTE ASSOCIATES
    741 N VERMONT AVENUE
    LOS ANGELES,CA90029     		  EXEMPT GENERAL CHARITABLE 1,000
    CALIFORNIA INSTITUTE OF THE ARTS
    24700 MCBEAN PKWY
    VALENCIA,CA91355     		  EXEMPT GENERAL CHARITABLE 23,000
    CARE INC
    9731 S M-37
    BALDWIN,MI49304     		  EXEMPT GENERAL CHARITABLE 1,000
    CENTER FOR BIOLOGICAL DIVERSITY
    P O BOX 710
    TUCSON,AZ85702     		  EXEMPT GENERAL CHARITABLE 1,000
    CHILDREN'S DISCOVERY MUSEUM
    180 WOZ WAY
    SAN JOSE,CA95110     		  EXEMPT GENERAL CHARITABLE 25,000
    COLLEGE OF THE DESERT FOUNDATION
    43 500 MONTEREY AVENUE
    PALM DESERT,CA92260     		  EXEMPT GENERAL CHARITABLE 1,000
    COMPASSION & CHOICE
    244 5TH AVENUE
    NEW YORK,NY10001     		  EXEMPT GENERAL CHARITABLE 1,000
    DESERT AIDS PROJECT
    1695 N SUNRISE WAY
    PALM SPRINGS,CA92260     		  EXEMPT GENERAL CHARITABLE 1,000
    DESERT CANCER FOUNDATION
    74091 LARREA STREET
    PALM DESERT,CA92260     		  EXEMPT GENERAL CHARITABLE 1,000
    DESERT SAMARITANS FOR SENIORS
    P O BOX 10967
    PALM DESERT,CA92255     		  EXEMPT GENERAL CHARITABLE 500
    DESERT SPECIAL OLYMPICS
    30601 DESERT MOON DRIVE
    THOUSAND PALMS,CA92276     		  EXEMPT GENERAL CHARITABLE 1,000
    EARTH JUSTICE LEGAL DEFENSE FUND
    426 17TH STREET
    OAKLAND,CA94612     		  EXEMPT GENERAL CHARITABLE 1,000
    EASTER SEALS
    233 SOUTH WACKER DRIVE
    CHICAGO,IL60606     		  EXEMPT GENERAL CHARITABLE 1,000
    EASTMAN SCHOOL OF MUSIC
    24 GIBBS ST
    ROCHESTER,NY14604     		  EXEMPT GENERAL CHARITABLE 1,000
    EISENHOWER MEDICAL CENTER
    39000 BOB HOPE DRIVE
    RANCHO MIRAGE,CA92270     		  EXEMPT GENERAL CHARITABLE 2,750
    EPILEPSY FOUNDATION OF AMERICA
    8301 PROFESSIONAL PLACE
    LANDOVER,MD20785     		  EXEMPT GENERAL CHARITABLE 1,000
    FAMILY YMCA OF THE DESERT
    43-930 SAN PABLO AVENUE
    PALM DESERT,CA92255     		  EXEMPT GENERAL CHARITABLE 5,000
    FRIENDS OF THE PALM SPRINGS
    P O BOX 4808
    PALM SPRINGS,CA92263     		  EXEMPT GENERAL CHARITABLE 1,000
    GILDA'S CLUB DESERT CITIES
    67625 E PALM CANYON DR
    CATHEDRAL CITY,CA92234     		  EXEMPT GENERAL CHARITABLE 5,000
    GREENPEACE
    702 N STREET NW
    WASHINGTON,DC20001     		  EXEMPT GENERAL CHARITABLE 1,000
    HABITAT FOR HUMANITY
    111 JOHN STREET
    NEW YORK,NY10038     		  EXEMPT GENERAL CHARITABLE 1,000
    HUMANE SOCIATY OF THE US
    306 E 59TH STREET
    NEW YORK,NY10022     		  EXEMPT GENERAL CHARITABLE 1,000
    HURRICAN SANDY NEW JERSEY
    P O BOX 95
    MENDHAM,NJ079450095     		  EXEMPT GENERAL CHARITABLE 20,000
    INSTITUTE OF CRITICAL CARE
    35100 BOB HOPE DRIVE
    RANCHO MIRAGE,CA92270     		  EXEMPT GENERAL CHARITABLE 1,000
    INTERNATIONAL RESCUE COMMITTEE
    122 E 42ND STREET
    NEW YORK,NY10168     		  EXEMPT GENERAL CHARITABLE 1,000
    JEWISH FAMILY SERVICE
    8804 BALBOA AVENUE
    SAN DIEGO,CA92123     		  EXEMPT GENERAL CHARITABLE 500
    JEWISH FEDERATION OF PALM SPRINGS
    255 N EL CIELO ROAD
    PALM SPRINGS,CA92262     		  EXEMPT GENERAL CHARITABLE 10,000
    KATZ INSTITUTE FOR WOMEN'S HEALTH
    125 COMMUNITY DRIVE
    GREAT NECK,NY11021     		  EXEMPT GENERAL CHARITABLE 2,000
    LANDMARK COLLEGE
    RIVER ROAD S POBOX 820
    PUTNEY,VT05346     		  EXEMPT GENERAL CHARITABLE 750
    MA CENTER
    P O BOX 613
    SAN RAMON,CA945830613     		  EXEMPT GENERAL CHARITABLE 50,000
    MAYO CLINIC
    110 SUMMIT AVENUE
    MONTVALE,NJ076451775     		  EXEMPT GENERAL CHARITABLE 1,000
    MAYORS FUND TO ADVANCE NEW YORK
    253 BROADWAY 8TH FL
    NEW YORK,NY10007     		  EXEMPT GENERAL CHARITABLE 30,000
    MCCALLUM THEATRE
    73000 FRED WARING DRIVE
    PALM DESERT,CA92260     		  EXEMPT GENERAL CHARITABLE 1,000
    NATIONAL CENTER FOR MISSING
    699 PRINCE STREET
    ALEXANDRIA,VA22314     		  EXEMPT GENERAL CHARITABLE 1,000
    NRDC
    40 W 20TH STREET
    NEW YORK,NY10011     		  EXEMPT GENERAL CHARITABLE 1,000
    OFFSETTERS CULTURAL CLUB
    963 E 40TH STREET
    MEW YORK,NY11210     		  EXEMPT GENERAL CHARITABLE 1,600
    OPERATION RESPECT
    2 PENN PLAZA 20TH FL
    NEW YORK,NY10121     		  EXEMPT GENERAL CHARITABLE 500
    PEGASUS RIDING ACADEMY
    8297 BUSTLETON AVENUE
    PHILADELPHIA,PA19152     		  EXEMPT GENERAL CHARITABLE 750
    PHP-PEOPLE HELPING PEOPLE
    21700 OXNARD STREET
    WOODLAND HILLS,CA91367     		  EXEMPT GENERAL CHARITABLE 2,000
    PROVINCETOWN ART ASSOCIATION
    450 COMMERCIAL STREET
    PROVINCETOWN,MA02657     		  EXEMPT GENERAL CHARITABLE 1,000
    RANCHO MIRAGE PUBLIC LIBRARY
    42 520 BOB HOPE DR
    RANCHO MIRAGE,CA92270     		  EXEMPT GENERAL CHARITABLE 1,000
    SALVATION ARMY OF RIVERSIDE
    3695 1ST STREET
    RIVERSIDE,CA92501     		  EXEMPT GENERAL CHARITABLE 1,000
    SANDS POINT GOLF CLUB SCHOLARSHIP
    SANDS POINT
    SANDS POINT,NY11050     		  EXEMPT GENERAL CHARITABLE 1,000
    SHELTER FROM THE STORM
    73-555 ALESSANDRO DRIVE
    PALM DESERT,CA92260     		  EXEMPT GENERAL CHARITABLE 1,000
    SONGWRITERS HALL OF FAME
    17-19 MARBLE AVENUE
    PLEASANTVILLE,NY10570     		  EXEMPT GENERAL CHARITABLE 18,200
    STROLE RECOVERY CENTER
    2800 E ALEJO ROAD
    PALM SPRINGS,CA92262     		  EXEMPT GENERAL CHARITABLE 500
    THE ARTHRITIS FOUNDATION
    P O BOX 7669
    ATLANTA,GA30357     		  EXEMPT GENERAL CHARITABLE 3,000
    THE BIGHORN INSTITUTE
    P O BOX 262
    PALM DESERT,CA92262     		  EXEMPT GENERAL CHARITABLE 5,000
    THE LIVING DESERT
    47900 PORTOLA AVENUE
    PALM DESERT,CA92262     		  EXEMPT GENERAL CHARITABLE 1,250
    THE LOOMIS CHAFEE SCHOOL
    4 BATCHELDER ROAD
    WINDSOR,CT06095     		  EXEMPT GENERAL CHARITABLE 110,000
    THE NATURE CONSERVANCY
    4245 N FAIRFAX DRIVE
    ARLINGTON,VA22203     		  EXEMPT GENERAL CHARITABLE 1,000
    THE SIERRA CLUB
    85 SECOND STREET
    SAN FRANSISCO,CA94105     		  EXEMPT GENERAL CHARITABLE 1,000
    THE WILLISTON-NORTHHAMPTONJ SCHOOL
    19 PAYSON AVENUE
    EASTHAMPTON,MA01027     		  EXEMPT GENERAL CHARITABLE 10,000
    UNITED CEREBRAL PALSY
    122 E 23RD STREET
    NEW YORK,NY10038     		  EXEMPT GENERAL CHARITABLE 500
    UNITED NEGRO COLLEGE FUND
    4260 WILLOW OAKS CORP DR
    FAIRFAX,VA22031     		  EXEMPT GENERAL CHARITABLE 1,000
    US FUND FOR UNICEF
    125 MAIDEN LANE
    NEW YORK,NY10038     		  EXEMPT GENERAL CHARITABLE 6,000
    VIRGINAL WARING INTL PIANO COMP
    73-710 FRED WARING DRIVE
    PALM DESERT,CA92260     		  EXEMPT GENERAL CHARITABLE 1,000
    VISITING NURSE ASSOCIATION
    900 19TH STREET NW
    WASHINGTON,DC20006     		  EXEMPT GENERAL CHARITABLE 1,000
    Total .................................bullet 3a 385,550
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3Interest on savings and temporary cash investments     14 11  
    4 Dividends and interest from securities....     14 177,361  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6Net rental income or (loss) from personal property          
    7 Other investment income.....     14 835  
    8Gain or (loss) from sales of assets other than inventory     18 -42,034 -7,798
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   136,173 -7,798
    13Total. Add line 12, columns (b), (d), and (e)..................
    13128,375
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section
    Yes
    No
    501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is “Yes,” complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If “Yes,” complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2012)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description
    Schedule B
    (Form 990, 990-EZ,
    or 990-PF)
    Department of the Treasury
    Internal Revenue Service
    Schedule of Contributors
    Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
    OMB No. 1545-0047
    2012
    Name of the organization
    THE ANITA B AND HOWARD S RICHMOND
    FOUNDATION INC
    Employer identification number

    13-6180873
    Organization type (check one):
    Filers of:
    Section:
    Form 990 or 990-EZ





    Form 990-PF




    Check if your organization is covered by the General Rule or a Special Rule.  
    Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
    General Rule
    Special Rules
    ......................... Arrow Bullet   $    
    Caution. An organization that is not covered by the General Rule and/or the Special Rules does not file Schedule B (Form 990,
    990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2 of its Form 990; or check the box on line H of its
    Form 990-EZ or on Part I, line 2 of its Form 990-PF, to certify that it does not meet the filing requirements of Schedule B (Form 990,
    990-EZ, or 990-PF).
    For Paperwork Reduction Act Notice, see the Instructions
    for Form 990, 990-EZ, or 990-PF.
    Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2012)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2012)
    Page 2
    Name of organization
    THE ANITA B AND HOWARD S RICHMOND
    FOUNDATION INC         		Employer identification number

    13-6180873
    Part I
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    		     
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    1
     
     

    ELIZABETH R SCHULMAN    
    4651 TOPEKA DRIVE
       
    TARZANA, CA   91356

    		$10,000


    (Complete Part II if there is a noncash contribution.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    2
     
     

    THE RICHMOND ORGANIZATION INC    
    266 WEST 37TH STREET 17TH FLOOR
       
    NEW YORK, NY   100186609

    		$6,000


    (Complete Part II if there is a noncash contribution.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    3
     
     

    IRA FBO CHARITY OF A H RICH FNDN    
    266 WEST 37TH STREET 17TH FLOOR
       
    NEW YORK, NY   100186609

    		$316,014


    (Complete Part II if there is a noncash contribution.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

         
     
       

    		$  


    (Complete Part II if there is a noncash contribution.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

         
     
       

    		$  


    (Complete Part II if there is a noncash contribution.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

         
     
       

    		$  


    (Complete Part II if there is a noncash contribution.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2012)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2012)
    Page 3
    Name of organization
    THE ANITA B AND HOWARD S RICHMOND
    FOUNDATION INC         		Employer identification number

    13-6180873
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    		     
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    Schedule B (Form 990, 990-EZ, or 990-PF) (2012)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2012)
    Page 4
    Name of organization
    THE ANITA B AND HOWARD S RICHMOND
    FOUNDATION INC         		Employer identification number

    13-6180873
    Part III
    Exclusively religious, charitable, etc., individual contributions to section 501(c)(7), (8), or (10) organizations
    that total more than $1,000 for the year. Complete columns (a) through (e) and the following line entry.
    For organizations completing Part III, enter the total of exclusively religious, charitable, etc.,
    contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
    Use duplicate copies of Part III if additional space is needed.
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
           
     
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
           
     
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
           
     
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
           
     
    Schedule B (Form 990, 990-EZ, or 990-PF) (2012)

    Additional Data


    Software ID:  
    Software Version:  

    TY 2012 AccountingFeesSchedule
    Name:
    THE ANITA B AND HOWARD S RICHMOND
    FOUNDATION INC
    EIN: 13-6180873
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INDIRECT ACCOUNTING FEES 450 450    

    TY 2012 CompensationExplanation
    Name:
    THE ANITA B AND HOWARD S RICHMOND
    FOUNDATION INC
    EIN: 13-6180873
    Person Name Explanation
    HOWARD D RICHMOND DOD 52012  
    ELIZABETH SCHULMAN  
    FRANK RICHMOND  
    LAWRENCE S RICHMOND  
    PHILLIP RICHMOND  
    ROBERT M RICHMOND  
    BERNARD GARTLIR  

    TY 2012 InvestmentsCorpStockSchedule
    Name:
    THE ANITA B AND HOWARD S RICHMOND
    FOUNDATION INC
    EIN: 13-6180873
    Name of Stock End of Year Book Value End of Year Fair Market Value
    ABBOTT LABS 24,401 29,475
    ALLSCRIPTS MISYS HEALTH    
    ALEXION PHARMA 38,004 37,496
    AMAZON.COM 28,794 75,261
    AMERICAN EXPRESS 81,291 103,464
    ANADARKO PETROLEUM    
    APACHE CORP    
    APPLE INC 72,488 478,956
    BAIDU ADR    
    BERKSHIRE HATHAWAY B 126,380 179,400
    BHP BILLITON    
    BORG WARNER 24,396 28,648
    CARBO CERAMICS    
    CATERPILLAR INC 41,108 44,804
    CELGENE CORP 19,351 19,618
    CHEVRON CORP 45,060 43,256
    CHIPOTLE MEXICAN GRILL 22,225 22,310
    CITRIX SYSTEMS INC 22,101 19,686
    COACH INC 31,819 36,082
    COCA COLA 31,808 50,750
    COGNIZANT TECHNOLOGIES 44,269 43,221
    COLGATE PALMOLIVE CO 67,988 125,448
    CONCHO RESOURCES    
    CORE LABORATORIES 36,420 87,448
    CORNING    
    CUMMINS INC 37,557 40,631
    DANAHER CORP 37,183 39,130
    DUNKIN BRANDS 33,544 36,498
    WALT DISNEY CO 17,288 59,748
    EMC CORP 5,517 5,060
    EOG RESOURCES INC 42,355 45,296
    ECOLAB INC 26,245 35,950
    EMERSON ELECTRIC 32,812 37,072
    EXXON MOBIL CORP 61,829 112,515
    FREEPORT MCMORAN COPPER 24,923 20,520
    FRESH MARKET INC 40,303 48,090
    FUSION-IO INC 50,521 42,421
    GENERAL ELECTRIC CO 43,657 62,970
    BENERAL MILLS INC 19,423 20,210
    GILEAD SCIENCES INC 31,638 40,398
    GOLDMAN SACHS GROUP    
    GOOGLE INC 105,066 145,013
    HAIN CELESTIAL GROUP INC 22,896 21,688
    HERBALIFE LTD    
    HONEYWELL INT 28,426 31,735
    INTEL CORP 50,993 51,550
    IBM 67,872 105,353
    JOHNSON & JOHNSON 27,488 92,883
    JP MORGAN CHASE 47,492 52,763
    LULULEMON ATHLETICA INC 11,756 17,152
    MCDONALDS 27,736 44,105
    MEAD JOHNSON NUTRITION 32,023 28,003
    MERCK & CO 44,414 40,940
    MICROSOFT CORP 141,367 66,774
    NESTLE SA 26,798 45,619
    NEWMONT MINING CORP    
    NEXTERA ENERGY INC 21,953 25,946
    OCCIDENTAL PETROLEUM 19,488 26,814
    ORACLE CORPORATION 28,566 33,320
    PEPSICO INC 38,529 75,273
    PRAXAIR INC 20,817 32,835
    PRICELINE.COM INC 80,359 124,078
    PROCTOR & GAMBLE 25,526 40,734
    QUALCOMM INC 63,986 86,603
    RANGE RESOURCES CORP    
    RALPH SAUREN CORP 15,516 14,992
    RIVERBED TECHNOLOGIES    
    ROWE T. PRICE GROUP INC 26,745 27,675
    SALESFORCE.COM 61,044 75,645
    SCHLUMBERGER LTD 37,582 55,439
    STARBUCKS CORP 36,941 37,541
    ST. JUDE MEDICAL INC    
    STARWOOD HOTELS AND RESORTS 27,293 28,680
    THE CHARLES SCHWAB CORP 23,463 26,925
    THERMO FISHER SCIENTIFIC 17,400 19,134
    TIBCO SOFTWARE 11,381 10,441
    TIFFANY & CO 26,670 22,936
    TRACTOR SUPPLY CO 37,331 35,344
    UNION PACIFIC 21,354 50,288
    UNITED TECHN CORP 68,536 82,010
    VISA INC 32,950 83,369
    VMWARE INC 25,722 28,242
    WELLS FARGO & CO 62,832 71,778
    WYNN RESORTS LTD 17,676 22,498
    YUM BRANDS 29,955 59,760

    TY 2012 InvestmentsGovtObligationsSch
    Name:
    THE ANITA B AND HOWARD S RICHMOND
    FOUNDATION INC
    EIN: 13-6180873
    US Government Securities - End of Year Book Value:

    2,453,927
    US Government Securities - End of Year Fair Market Value:

    2,848,500
    State & Local Government Securities - End of Year Book Value:


     
    State & Local Government Securities - End of Year Fair Market Value:


     


    TY 2012 InvestmentsOtherSchedule2
    Name:
    THE ANITA B AND HOWARD S RICHMOND
    FOUNDATION INC
    EIN: 13-6180873
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    INVESTMENT IN PARTNERSHIP AT COST 130,355 130,355

    TY 2012 OtherExpensesSchedule
    Name:
    THE ANITA B AND HOWARD S RICHMOND
    FOUNDATION INC
    EIN: 13-6180873
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    EXPENSES        
    FILING FEES 250 250    
    BANK CHARGES 145 145    
    DEDUCTIONS FELATED TO PORTFOL 4,033 4,033    


    TY 2012 OtherIncomeSchedule2
    Name:
    THE ANITA B AND HOWARD S RICHMOND
    FOUNDATION INC
    EIN: 13-6180873
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    SHAMUS GROUP LLC 835 835  


    TY 2012 OtherIncreasesSchedule
    Name:
    THE ANITA B AND HOWARD S RICHMOND
    FOUNDATION INC
    EIN: 13-6180873
    Description Amount
    BOOK/TAX ADJUSTMENTS 11,617


    TY 2012 OtherProfessionalFeesSchedule
    Name:
    THE ANITA B AND HOWARD S RICHMOND
    FOUNDATION INC
    EIN: 13-6180873
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    MANAGEMENT & ADVISORY 35,420 9,563   25,857


    TY 2012 TaxesSchedule
    Name:
    THE ANITA B AND HOWARD S RICHMOND
    FOUNDATION INC
    EIN: 13-6180873
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FEDERAL EXCISE TAXES 4,197      
    FOREIGN TAXES WITHHELD 356 356