| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| ACCOUNTING FEES | 10,500 | 10,500 |
| Description of Property | Date Acquired | Cost or Other Basis | Prior Years' Depreciation | Computation Method | Rate / Life (# of years) |
Current Year's Depreciation Expense | Net Investment Income | Adjusted Net Income | Cost of Goods Sold Not Included |
|---|
| Name of Bond | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| BONDS & NOTES HELD IN UBS | ||
| ACCOUNT NE06746GH - NOMINEE | 2,048,593 | 1,989,755 |
| JPM SHT DUR BOND FD | 4,000,000 | 3,996,364 |
| Name of Stock | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| JP MORGAN STRATEGIC INC OPPOR | 4,812,916 | 5,009,931 |
| JP MORGAN CHASE & CO | ||
| LIMITED BRANDS INC CL A | 120 | 94,120,000 |
| Category/ Item | Listed at Cost or FMV | Book Value | End of Year Fair Market Value |
|---|---|---|---|
| HYPERION PARTNERS II LP | FMV | 240,505 | 240,505 |
| KFW -BRL 5/15/2012 | AT COST | ||
| JPM MARKET PLUS BRL NOTE | AT COST | ||
| BEAR STEARNS ABS TRUST | AT COST | 71,853 | 71,853 |
| SECOND CITY CAPITAL PARTNERS | FMV | ||
| UBS MILLENNIUM FUND | AT COST | 4,000,000 | 4,216,551 |
| IROQUOIS CAPITAL LP | FMV | 17,826,920 | 17,826,920 |
| JPM MTG BACK SEC FUND | FMV | 4,000,000 | 3,993,127 |
| Category / Item | Cost / Other Basis | Accumulated Depreciation | Book Value | End of Year Fair Market Value |
|---|
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| LEGAL FEES | 694 | 694 |
| Description | Amount |
|---|---|
| ALLOWANCE FOR EXCESS OF FMV OVER COST OF | 0 |
| CONTRIBUTED STOCK | 46,899,940 |
| TO ADJUST FOR UNREALIZED DECREASE IN FMV | 0 |
| OF INVESTMENTS | 1,615,824 |
| Description | Revenue and Expenses per Books | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| MISCELLANEOUS EXPENSES | 62 | 62 | ||
| FILING FEE | 377 | 377 | ||
| PORTFOLIO DED - IROQUOIS CAP | 742,836 | 742,836 | ||
| BANK CHARGES | 131 | 131 | ||
| PORTFOLIO DED - HYPERION II | 222 | 222 | ||
| PORTFOLIO DED - SECOND CITY | 98,896 | 98,896 |
| Description | Revenue And Expenses Per Books | Net Investment Income | Adjusted Net Income |
|---|---|---|---|
| FOREIGN EXCHANGE INCOME | 61,815 | 61,815 | |
| OTHER INCOME - K-1 | 3,462 | 3,462 | |
| SETTLEMENT INCOME | 1,181 | 1,181 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| FEDERAL EXCISE TAX | 130,000 |