Form990-PF
Click to see attachment

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Nonexempt Charitable Trust
Treated as a Private Foundation
Note. The foundation may be able to use a copy of this return to satisfy state reporting requirements.
OMB No. 1545-0052
2012
Open to Public Inspection
For calendar year 2012, or tax year beginning 01-01-2012 , and ending 12-31-2012
Name of foundation
MAX KADE FOUNDATIONINC
 

Number and street (or P.O. box number if mail is not delivered to street address)6 EAST 87TH STREET   Room/suite
City or town, state, and ZIP code
NEW YORK, NY10128
A Employer identification number

13-5658082
B Telephone number (see instructions)

(646) 672-4354
C bullet
G Check all that apply:

D 1. bullet
2. bullet
H Check type of organization:
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$87,533,520J Accounting method:
 
(Part I, column (d) must be on cash basis.)
E bullet
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet
3 Interest on savings and temporary cash investments 1,780,317 1,780,317 1,780,317
4 Dividends and interest from securities...... 1,080,709 1,080,709 1,080,709
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 1,324,783
b Gross sales price for all assets on line 6a 19,582,632
7 Capital gain net income (from Part IV, line 2)... 1,324,783
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 72,146 58,706 72,146
12 Total. Add lines 1 through 11........ 4,257,955 4,244,515 2,933,172
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 219,310     219,310
14 Other employee salaries and wages...... 155,033     155,033
15 Pension plans, employee benefits....... 75,753     75,753
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule)....... Click to see attachment 29,425     29,425
c Other professional fees (attach schedule).... Click to see attachment 5,388 5,388 5,388  
17 Interest............... 20,270 20,270 20,270  
18 Taxes (attach schedule) (see instructions) Click to see attachment 72,889     72,889
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings....... 10,001     10,001
22 Printing and publications.......... 223     223
23 Other expenses (attach schedule)....... Click to see list of attachments 60,790     60,790
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 649,082 25,658 25,658 623,424
25 Contributions, gifts, grants paid........ 5,146,332 5,146,332
26 Total expenses and disbursements. Add lines 24 and 25 5,795,414 25,658 25,658 5,769,756
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -1,537,459
b Net investment income (if negative, enter -0-) 4,218,857
c Adjusted net income (if negative, enter -0-)... 2,907,514
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2012)
Form 990-PF (2012)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............... 173 111 111
2 Savings and temporary cash investments.......... 7,726,596 6,162,284 6,162,284
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see page 15 of the
instructions)....................      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges........... 46,740 89,176 89,176
10a Investments—U.S. and state government obligations (attach schedule) 13,525,513 Click to see attachment10,357,750 10,407,077
b Investments—corporate stock (attach schedule)........ 18,425,869 Click to see attachment17,508,017 29,389,855
c Investments—corporate bonds (attach schedule)........ 21,444,721 Click to see attachment24,186,972 25,692,849
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)........... 12,497,714 Click to see attachment13,825,557 15,792,168
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 73,667,326 72,129,867 87,533,520
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable...................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)..........   0
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted....................    
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds......... 73,667,326 72,129,867
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds    
30 Total net assets or fund balances (see page 17 of the
instructions).................... 73,667,326 72,129,867
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 73,667,326 72,129,867
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 73,667,326
2 Enter amount from Part I, line 27a..................... 2 -1,537,459
3 Other increases not included in line 2 (itemize) bullet 3  
4 Add lines 1, 2, and 3.......................... 4 72,129,867
5 Decreases not included in line 2 (itemize) bullet 5  
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 72,129,867
Form 990-PF (2012)
Form 990-PF (2012)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a CALL SPDR GOLD TRUST P 2012-04-26 2012-02-02
b LTCGL K1 P 2009-01-01 2012-12-31
c BMW BANK NA UT US P 2009-02-17 2012-02-27
d CALL VEECO INSTRUMENTS P 2012-10-22 2012-08-21
e CALL SPDR GOLD TRUST P 2012-01-23 2011-10-28
GOLDMAN SACHS GROUP INC P 2012-03-14 2012-09-20
XYLEM INC (ITT) P 2003-09-18 2012-12-12
XYLEM INC (ITT) P 2003-09-18 2012-12-10
DuPont De Nemours NTS P 2003-07-29 2012-11-15
KINDER MORGAN MGMT LLC P 2011-12-13 2012-11-14
FRANKLIN RESOURCES INC P 2009-05-22 2012-10-19
UNTD TECHNOLOGIES CORP P 2008-12-02 2012-10-18
BELLSOUTH CORP P 2011-04-07 2012-10-16
STAPLES INC P 2001-12-06 2012-10-16
STAPLES INC P 2011-12-06 2012-10-16
PROCTOR & GAMBLE CO P 2002-05-08 2012-09-11
PITNEY BOWES INC P 2012-05-08 2012-09-05
GAP INC CALL P 2012-04-24 2012-09-04
GOLDMAN SACHS GROUP INC 5.70 P 2011-10-05 2012-09-01
VERIZON COMMUNICATIONS INC P 2010-03-03 2012-08-21
Carnival Corp New P 2012-02-28 2012-08-21
WILLIAMS PARTNERS P 2012-04-05 2012-08-16
KINDER MORGAN P 2011-12-13 2012-08-14
VERIZON COMMUNICATIONS INC P 2010-03-03 2002-07-31
NUSTAR ENERGY P 2009-04-15 2012-07-27
WELLS BANK P 2011-09-27 2012-07-31
Genl Electric Co P 2002-05-08 2012-07-19
HONDA MOTOR CO P 2012-04-04 2012-07-10
CONOCO PHILLIPS P 2004-06-01 2012-07-10
ABB LTD SPON ADR P 2009-12-24 2012-07-10
CALL BROADCOM CORP P 2012-07-03 2012-04-26
CALL 3M CO P 2012-07-03 2012-02-02
CALL NIKE INC P 2012-07-03 2012-03-30
CONS EDISON CO NY NTS P 2009-04-03 2012-07-01
NUSTAR ENERGY P 2009-04-15 2012-06-15
LORD ABBETT SHORT DURATION P 2011-12-30 2012-06-12
LORD ABBETT SHORT DURATION P 2009-01-30 2012-06-12
CONS EDISON P 2008-12-26 2012-06-08
ISHARES MSCI EAFE P 2010-11-08 2012-06-08
Hess Corp P 2009-12-07 2012-06-08
ISHARES INC MSCI AUSTRALIA P 2011-01-20 2012-05-25
Deutsche Bank P 2009-05-26 2012-05-31
IPATH S&P 500 VIX P 2010-12-28 2012-05-25
PENNSYLVANIA ELEC CO NTS P 2010-03-30 2012-05-10
KINDER MORGAN MGMT LLC P 2011-12-13 2012-05-15
MARKET VECTORS RARE EARTH P 2012-03-23 2012-05-09
PITNEY BOWES INC P 2011-05-19 2012-05-08
METLIFE INC P 2009-04-06 2012-05-08
PROCTOR & GAMBLE P 2002-05-08 2012-05-01
Hess Corp P 2011-09-30 2012-06-08
Hess Corp P 2009-08-13 2012-04-27
ROYAL BK OF CANADA P 2011-04-14 2012-04-28
CALL MCDONALDS CORP P 2012-04-26 2012-03-06
CALL BROADCOM CORP P 2012-04-26 2012-02-02
EMC CORP P 2007-04-09 2012-03-29
MORGAN STANLEY DEAN WITT P 2011-10-20 2012-04-01
CALL NIKE INC P 2012-03-30 2012-02-02
INTL PAPER CO P 2009-12-08 2012-03-08
CSX CORP P 2010-12-14 2012-03-08
CALL MCDONALDS CORP P 2012-03-06 2011-11-11
TVA P 2008-06-25 2012-02-28
KINDER MORGAN MGMT LLC P 2011-12-13 2012-02-14
MCDERMOTT INTL INC P 2011-09-08 2012-02-08
EXELIS INC (ITT) P 2003-06-27 2012-02-08
PEABODY ENERGY CORP P 2011-12-30 2012-01-26
JOHNSON CONTROLS INC P 2011-12-22 2012-01-26
WALT DISNEY CO P 2009-07-23 2012-01-20
CALL NIKE INC P 2012-01-19 2012-10-31
PEPSICO INC P 2010-11-08 2012-01-11
CALL MEAD JOHNSON NUTRIT P 2012-01-10 2011-10-31
APACHE CORP P 2011-12-01 2012-12-10
APACHE CORP P 2011-12-28 2012-12-10
CAPITAL GAIN (LOSS) P 2012-01-01 2012-12-31
CORP PROPERTY G/L P 2012-01-01 2012-12-31
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 4,002   108 3,894
b 194,104     194,104
c 95,000   95,000  
d 2,491     2,491
e 6,706     6,706
750,000   750,000  
93,895   64,031 29,864
300,603   210,682 89,921
1,000,000   1,019,215 -19,215
10   9 1
118,912   62,900 56,012
789,377   613,691 175,686
603,990   533,755 70,235
142,157   187,232 -45,075
52,665   71,558 -18,893
340,943   85,589 255,354
804,662   798,755 5,907
539,370   517,505 21,865
500,000   513,306 -13,306
160,497   103,324 57,173
258,775   225,815 32,960
254,874   272,214 -17,340
8   8  
112,321   68,883 43,438
263,362   243,752 19,610
100,000   101,255 -1,255
195,525   11,300 184,225
241,343   281,245 -39,902
535,386   377,533 157,853
236,690   276,122 -39,432
3,698   405 3,293
2,429   74 2,355
4,691   52 4,639
750,000   785,780 -35,780
251,110   243,752 7,358
67,442   67,432 10
1,499,411   1,403,990 95,421
607,494   524,995 82,499
142,817   167,297 -24,480
387,883   515,079 -127,196
153,190   191,231 -38,041
279,250   250,000 29,250
16,321   21,476 -5,155
800,627   809,068 -8,441
29   29  
100,441   119,866 -19,425
526,870   535,395 -8,525
423,162   358,715 64,447
145,360   39,371 105,989
52,664   95,647 -42,983
187,613   198,175 -10,562
500,000   500,005 -5
1,087   132 955
6,233   2,601 3,632
146,391   72,511 73,880
300,000   305,105 -5,105
3,700   5,906 -2,206
524,560   394,047 130,513
301,315   320,296 -18,981
1,543   1,227 316
1,056,495   1,083,817 -27,322
25   23 2
337,953   386,477 -48,524
148,203   118,678 29,525
31,689   47,443 -15,754
81,311   92,520 -11,209
134,351   100,050 34,301
8,647   3,541 5,106
483,774   492,063 -8,289
979   170 809
224,404   298,680 -74,276
187,003   219,941 -32,938
953     953
1,846     1,846
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       3,894
b       194,104
c        
d       2,491
e       6,706
       
      29,864
      89,921
      -19,215
      1
      56,012
      175,686
      70,235
      -45,075
      -18,893
      255,354
      5,907
      21,865
      -13,306
      57,173
      32,960
      -17,340
       
      43,438
      19,610
      -1,255
      184,225
      -39,902
      157,853
      -39,432
      3,293
      2,355
      4,639
      -35,780
      7,358
      10
      95,421
      82,499
      -24,480
      -127,196
      -38,041
      29,250
      -5,155
      -8,441
       
      -19,425
      -8,525
      64,447
      105,989
      -42,983
      -10,562
      -5
      955
      3,632
      73,880
      -5,105
      -2,206
      130,513
      -18,981
      316
      -27,322
      2
      -48,524
      29,525
      -15,754
      -11,209
      34,301
      5,106
      -8,289
      809
      -74,276
      -32,938
      953
      1,846
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 1,324,783
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 . . . . . . . . . . . . . . . . 		Bracket 3 -136,187
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If “Yes,” the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2011 4,619,139 86,437,837 0.05344
2010 4,215,618 86,090,718 0.04897
2009 3,844,480 81,632,695 0.04710
2008 4,791,658 88,819,533 0.05395
2007 5,472,730 94,782,412 0.05774
2 Total of line 1, column (d) ...................... 2 0.26119
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.05224
4 Enter the net value of noncharitable-use assets for 2012 from Part X, line 5..... 4 84,963,330
5 Multiply line 4 by line 3....................... 5 4,438,314
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 42,189
7 Add lines 5 and 6......................... 7 4,480,503
8 Enter qualifying distributions from Part XII, line 4.............. 8 5,769,756
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions.
Form 990-PF (2012)
Form 990-PF (2012)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A” on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 42,189
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2  
3 Add lines 1 and 2............................ 3 42,189
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4  
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 42,189
6 Credits/Payments:
a 2012 estimated tax payments and 2011 overpayment credited to 2012 6a 121,679
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c  
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 121,679
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. Click to see attachment 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 79,490
11 Enter the amount of line 10 to be: Credited to 2013 estimated taxBullet79,490 Refunded Bullet 11  
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is “Yes” to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If “Yes,” attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If “Yes,” attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If “Yes,” has it filed a tax return on Form 990-T for this year?...................
4b
 
No
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If “Yes,” attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If “Yes,” complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletNY
    b
    If the answer is “Yes” to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If “No,” attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2012 or the taxable year beginning in 2012 (see instructions for Part XIV)?
    If “Yes,” complete Part XIV.............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If “Yes,” attach a schedule listing their names and addresses.
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletMAX KADE FOUNDATIONINC Telephone no.bullet (646) 672-4354
    Located atbullet6 EAST 87TH STREETNEW YORK CITYNY ZIP+4bullet101280505
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16
    At any time during calendar year 2012, did the foundation have an interest in or a signature or other authority over
    a bank, securities, or other financial account in a foreign country? .................
    16
     
    No
    See instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the foreign country bullet  
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the “Yes” column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check “No”
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is “Yes” to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
    No
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2012?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2012, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2012?...............
    If “Yes,” list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer “No” and attach statement—see instructions.) ..............
    2b
     
    No
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?.........................
    b
    If “Yes,” did it have excess business holdings in 2012 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2012.)....................
    3b
     
    No
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2012?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)........
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is “Yes” to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
    No
    .........bullet
    c
    If the answer is “Yes” to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If “Yes,” attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?........................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If “Yes” to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
    No
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    REINHARD AUGUSTIN Director
    0.00     		0    
    6 EAST 87TH STREET
    NEW YORK,NY10128
    LYA F PFEIFER Pres. & Treas.
    40.00     		219,310 44,324  
    6 EAST 87TH STREET
    NEW YORK,NY10128
    FRITZ KADE JR MD Director
    0.00     		0    
    6 EAST 87TH STREET
    NEW YORK,NY10128
    BERTELINE BAIER DALE Secretary
    0.00     		0    
    6 EAST 87TH STREET
    NEW YORK,NY10128
    GUENTER BLOBEL Director
    0.00     		0    
    6 EAST 87TH STREET
    NEW YORK,NY10128
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE.”
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    KATHLEEN L PENDLETON BOOKKEEPER
    40.00     		65,290 13,236  
    6 EAST 87TH STREET
    NEW YORK,NY10128
    KARIN A GERBAVSITS ADMINISTRATOR
    40.00     		89,743 18,193  
    6 EAST 87TH STREET
    NEW YORK,NY10128
    Total number of other employees paid over $50,000...................bullet  
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet  
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3..........................bullet  
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    80,250,717
    b
    Average of monthly cash balances.......................
    1b
    6,006,471
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    86,257,188
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
    86,257,188
    4
    Cash deemed held for charitable activities. Enter 1 1⁄2% of line 3 (for greater amount, see
    instructions) .............................
    4
    1,293,858
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    84,963,330
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    4,248,167
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    4,248,167
    2a
    Tax on investment income for 2012 from Part VI, line 5......
    2a
    42,189
    b
    Income tax for 2012. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    42,189
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    4,205,978
    4
    Recoveries of amounts treated as qualifying distributions................
    4
     
    5
    Add lines 3 and 4............................
    5
    4,205,978
    6
    Deduction from distributable amount (see instructions).................
    6
     
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
    4,205,978
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    5,769,756
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    5,769,756
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
    42,189
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    5,727,567
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 8
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2011     		(c)
    2011     		(d)
    2012
    1 Distributable amount for 2012 from Part XI, line 7 4,205,978
    2 Undistributed income, if any, as of the end of 2012:
    a Enter amount for 2011 only.......  
    b Total for prior years:20, 20, 20  
    3 Excess distributions carryover, if any, to 2012:
    a From 2007....... 912,333
    b From 2008....... 410,519
    c From 2009.......  
    d From 2010.......  
    e From 2011....... 367,935
    fTotal of lines 3a through e......... 1,690,787
    4Qualifying distributions for 2012 from Part
    XII, line 4: bullet$ 5,769,756
    a Applied to 2011, but not more than line 2a  
    b Applied to undistributed income of prior years
    (Election required—see instructions)......     		 
    c Treated as distributions out of corpus (Election
    required—see instructions).........     		0
    d Applied to 2012 distributable amount..... 4,205,978
    e Remaining amount distributed out of corpus 1,563,778
    5 Excess distributions carryover applied to 2012.    
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 3,254,565
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		 
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		 
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		 
    e Undistributed income for 2011. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		 
    f Undistributed income for 2012. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2013 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see
    instructions) .............     		 
    8Excess distributions carryover from 2007 not
    applied on line 5 or line 7 (see instructions) ...     		912,333
    9Excess distributions carryover to 2013.
    Subtract lines 7 and 8 from line 6a ......     		2,342,232
    10 Analysis of line 9:
    a Excess from 2008.... 410,519
    b Excess from 2009....  
    c Excess from 2010....  
    d Excess from 2011.... 367,935
    e Excess from 2012.... 1,563,778
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 9
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2012, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2012 (b) 2011 (c) 2010 (d) 2009
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ....     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets” alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment” alternative test— enter 2⁄3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support” alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail of the person to whom applications should be addressed:
    MAX KADE FOUNDATION
    6 EAST 87TH STREET
    NEW YORK,NY101280505
    (646) 672-4354
    bThe form in which applications should be submitted and information and materials they should include:
    WRITTEN APPLICATIONS SHOULD SET FORTH OBJECTIVES AND METHODS FOR IMPLEMENTATION,QUALIFICATIONS OF THE INSTITUTION,ACADEMIC QUALIFICATIONS OF PERSONS INVOLVED AND THE ESTIMATED COST
    cAny submission deadlines:
    WRITTEN APPLICATIONS ARE ACCEPTED AT ANY REASONABLE TIME
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    PROPOSALS ARE ONLY ACCEPTED FROM PUBLICLY SUPPORTED CHARITABLE ORGANIZATIONS AND NO GRANTS ARE MADE TO INDIVIDUALS.
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    EV LUTHERAN CHURCH OF ST PAUL
    PO BOX 1971
    NEW YORK,NY10013     		NONE PUBLIC RELIGIOUS 2,000
    AMERICAN MUSEUM OF NATURAL HISTORY
    CENTRAL PARK AT 79TH STREET
    NEW YORK,NY10024     		NONE PUBLIC EDUCATION 2,000
    UNIVERSITY OF WISCONSIN FOUNDATION
    901 UNIVERSITY BAY DRIVE
    MADISON,WI53705     		NONE PUBLIC EDUCATION 6,000
    UNIVERSITY OF VIRGINIA
    108 COCKE HALL
    CHARLOTTESVILLE,VA22904     		NONE PUBLIC EDUCATION 6,000
    VANDERBILT UNIVERSITY
    205 KIRKLAND HALL
    NASHVILLE,TN37240     		NONE PUBLIC EDUCATION 6,000
    VALPARAISO UNIVERSITY
    KRETZMANN HALL
    VALPARAISO,IN46383     		NONE PUBLIC EDUCATION 6,000
    TECHNICAL UNIVERSITY OF DARMSTADT
    KAROLINENPLATZ 5
    DARMSTADT,DARMSTADT64289
    GM     		NONE PUBLIC EDUCATION 200,000
    TECHNICAL UNIVERSITY OF DARMSTADT
    KAROLINENPLATZ 5
    DARMSTADT,DARMSTADT64289
    GM     		NONE PUBLIC EDUCATION 220,000
    UNIVERSITY OF SOUTHERN CALIFORNIA
    2714 SOUTH HOOVER STREET
    LOS ANGELES,CA90007     		NONE PUBLIC EDUCATION 6,000
    THE UNIVERSITY OF RHODE ISLAND FOUNDATIO
    67 UPPER COLLEGE ROAD
    KINGSTON,RI02881     		NONE PUBLIC EDUCATION 5,000
    THE PENNSYLVANIA STATE UNIVERSITY
    231 BURROWES BUILDING
    UNIVERSITY PARK,PA16802     		NONE PUBLIC EDUCATION 6,000
    UNIVERSITY OF PENNSYLVANIA
    255 SOUTH 36TH STREET
    PHILADELPHIA,PA19104     		NONE PUBLIC EDUCATION 6,000
    THE OHIO STATE UNIVERSITY
    1775 COLLEGE ROAD
    COLUMBUS,OH43210     		NONE PUBLIC EDUCATION 6,000
    OBERLIN COLLEGE
    50 NORTH PROFESSOR STREET
    OBERLIN,OH44074     		NONE PUBLIC EDUCATION 6,000
    NEW YORK UNIVERSITY
    42 WASHINGTON MEWS
    NEW YORK,NY10003     		NONE PUBLIC EDUCATION 30,000
    MONTEREY INSTITUTE OF INTERNATIONAL STUD
    460 PIERCE STREET
    MONTEREY,CA93940     		NONE PUBLIC EDUCATION 6,000
    MILLERSVILLE UNIVERSITY
    PO BOX 1002
    MILLERSVILLE,PA17551     		NONE PUBLIC EDUCATION 5,000
    MIDDLEBURY COLLEGE
    131 S MAIN STREET
    MIDDLEBURY,VT05753     		NONE PUBLIC EDUCATION 6,000
    THE UNIVERSITY OF MICHIGAN
    812 E WASHINGTON STREET
    ANN ARBOR,MI48109     		NONE PUBLIC EDUCATION 6,000
    UNIVERSITY OF MASSACHUSETTS
    BOX 33925
    AMHERST,MA01003     		NONE PUBLIC EDUCATION 6,000
    LIEDERKRANZ FOUNDATION INC
    6 EAST 87TH STREET
    NEW YORK,NY10128     		NONE PUBLIC EDUCATION 25,000
    LIEDERKRANZ FOUNDATION INC
    6 EAST 87TH STREET
    NEW YORK,NY10128     		NONE PUBLIC EDUCATION 25,000
    LIEDERKRANZ FOUNDATION INC
    6 EAST 87TH STREET
    NEW YORK,NY10128     		NONE PUBLIC EDUCATION 25,000
    LAFAYETTE COLLEGE
    730 HIGH STREET
    EASTON,PA18042     		NONE PUBLIC EDUCATION 5,000
    UNIVERSITY OF KASSEL
    MONCHEBERGSTRABE 19
    KASSEL,KASSEL34109
    GM     		NONE PUBLIC EDUCATION 300,000
    UNIVERSITY OF KENTUCKY
    101 MAIN BUILDING
    LEXINGTON,KY40506     		NONE PUBLIC EDUCATION 6,000
    KANSAS UNIVERSITY ENDOWMENT ASSOCIATION
    1445 JAYHAWK BLVD ROOM 2080
    LAWRENCE,KS66045     		NONE PUBLIC EDUCATION 6,000
    JOHNS HOPKINS UNIVERSITY
    3400 N CHARLES STREET
    BALTIMORE,MD21218     		NONE PUBLIC EDUCATION 5,000
    INDIANA UNIVERSITY
    425 UNIVERSITY BOULEVARD
    INDIANAPOLIS,IN46202     		NONE PUBLIC EDUCATION 6,000
    UNIVERSITY OF ILLINOIS
    601 SOUTH MORGAN STREET
    CHICAGO,IL60607     		NONE PUBLIC EDUCATION 1,000
    GERMAN-AMERICAN SCHOOL ASSOCIATION
    6 EAST 87TH STREET
    NEW YORK,NY10128     		NONE PUBLIC EDUCATION 30,000
    THE GERMAN SOCIETY OF PENNSYLVANIA
    611 SPRING GARDEN STREET
    PHILADELPHIA,PA19123     		NONE PUBLIC EDUCATION 20,000
    FRIENDS OF DRESDEN INC
    1230 YORK AVENUE
    NEW YORK,NY10065     		NONE PUBLIC EDUCATION 25,000
    DEUTSCHES STUDENTENWERK EV
    MONBIJOUPLATZ 11
    BERLIN,BERLIN10178
    GM     		NONE PUBLIC EDUCATION 100,000
    DEUTSCHES STUDENTENWERK EV
    MONBIJOUPLATZ 11
    BERLIN,BERLIN10178
    GM     		NONE PUBLIC EDUCATION 250,000
    DEUTSCHES STUDENTENWERK EV
    MONBIJOUPLATZ 11
    BERLIN,BERLIN10178
    GM     		NONE PUBLIC EDUCATION 250,000
    DICKINSON COLLEGE
    PO BOX 1773
    CARLISLE,PA17013     		NONE PUBLIC EDUCATION 6,000
    DARTMOUTH COLLEGE
    6084 DARTMOUTH HALL
    HANOVER,NH03755     		NONE PUBLIC EDUCATION 6,000
    CORNELL UNIVERSITY
    183 GOLDWIN SMITH HALL
    ITHACA,NY14853     		NONE PUBLIC EDUCATION 5,000
    CON RUHR
    871 UN PLAZA
    NEW YORK,NY10017     		NONE PUBLIC EDUCATION 100,000
    CON RUHR
    871 UN PLAZA
    NEW YORK,NY10017     		NONE PUBLIC EDUCATION 100,000
    CONCORDIA COLLEGE
    901 8TH STREET
    MOORHEAD,MN56562     		NONE PUBLIC EDUCATION 6,000
    COLUMBIA UNIVERSITY
    535 WEST 116TH STREET
    NEW YORK,NY10027     		NONE PUBLIC EDUCATION 5,000
    THE COLORADO COLLEGE
    14 EAST CACHE LA POUDRE
    COLORADO SPRINGS,CO80903     		NONE PUBLIC EDUCATION 6,000
    UNIVERSITY OF COLORADO FOUNDATION INC
    MCKENNA 129
    BOULDER,CO80309     		NONE PUBLIC EDUCATION 5,000
    COLGATE UNIVERSITY
    13 OAK DRIVE
    HAMILTON,NY13346     		NONE PUBLIC EDUCATION 6,000
    UNIVERSITY OF CINCINNATI
    PO BOX 210372
    CINCINNATI,OH45221     		NONE PUBLIC EDUCATION 6,000
    THE UNIVERSITY OF CHICAGO
    1050 E 59TH STREET
    CHICAGO,IL60637     		NONE PUBLIC EDUCATION 5,000
    CASE WESTERN RESERVE UNIVERSITY
    10900 EUCLID AVENUE
    CLEVELAND,OH44106     		NONE PUBLIC EDUCATION 6,000
    BELMONT UNIVERSITY
    1900 BELMONT BOULEVARD
    NASHVILLE,TN37212     		NONE PUBLIC EDUCATION 6,000
    BELMONT UNIVERSITY
    1900 BELMONT BOULEVARD
    NASHVILLE,TN37212     		NONE PUBLIC EDUCATION 6,000
    ALLEGHENY COLLEGE
    520 NORTH MAIN STREET
    MEADVILLE,PA16335     		NONE PUBLIC EDUCATION 6,000
    YALE UNIVERSITY
    PO BOX 208210
    NEW HAVEN,CT06520     		NONE PUBLIC EDUCATION 20,000
    WYCKOFF FAMILY YMCA
    691 WYCKOFF AVENUE
    WYCKOFF,NJ07481     		NONE PUBLIC EDUCATION 25,000
    REGENTS OF THE UNIVERSITY OF WISCONSIN F
    716 LANGDON STREET
    MADISON,WI53706     		NONE PUBLIC EDUCATION 25,000
    UNIVERSITY OF WISCONSIN FOUNDATION
    1220 LINDEN DRIVE
    MADISON,WI53706     		NONE PUBLIC EDUCATION 6,000
    WAYNE STATE UNIVERSITY
    401 MANOOGIAN HALL
    DETROIT,MI48202     		NONE PUBLIC EDUCATION 25,000
    WASHINGTON AND LEE UNIVERSITY
    DEVELOPMENT BUILDING
    LEXINGTON,VA24450     		NONE PUBLIC EDUCATION 12,000
    WASHINGTON UNIVERSITY
    ONE BROOKINGS DRIVE
    ST LOUIS,MO63130     		NONE PUBLIC EDUCATION 18,500
    WASHINGTON UNIVERSITY
    ONE BROOKINGS DRIVE
    ST LOUIS,MO63130     		NONE PUBLIC EDUCATION 3,500
    WASHINGTON UNIVERSITY
    ONE BROOKINGS DRIVE
    ST LOUIS,MO63130     		NONE PUBLIC EDUCATION 5,000
    UNIVERSITY OF WASHINGTON
    340-C DENNY
    SEATTLE,WA98195     		NONE PUBLIC EDUCATION 3,000
    UNIVERSITY OF WASHINGTON
    340-C DENNY
    SEATTLE,WA98195     		NONE PUBLIC EDUCATION 40,000
    UNITED GERMAN-AMERICAN COMMITTEE INC
    719 SIXTH STREET NW
    WASHINGTON,DC20001     		NONE PUBLIC EDUCATION 10,000
    VANDERBILT UNIVERSITY
    301 KIRKLAND HALL
    NASHVILLE,TN37240     		NONE PUBLIC EDUCATION 50,000
    VANDERBILT UNIVERSITY
    301 KIRKLAND HALL
    NASHVILLE,TN37240     		NONE PUBLIC EDUCATION 60,000
    VALPARAISO UNIVERSITY
    1700 CHAPEL DRIVE
    VALPARAISO,IN46383     		NONE PUBLIC EDUCATION 24,000
    INDIANA UNIVERSITY
    1020 E KIRKWOOD AVENUE
    BLOOMINGTON,IN47405     		NONE PUBLIC EDUCATION 4,000
    THE UNIVERSITY OF TEXAS AT AUSTIN
    1 UNIVERSITY STATION/C3300
    AUSTIN,TX78712     		NONE PUBLIC EDUCATION 14,000
    UNIVERSITY OF SOUTH FLORIDA FOUNDATION
    4202 E FOWLER AVENUE SVC 1088
    TAMPA,FL33620     		NONE PUBLIC EDUCATION 22,000
    RUTGERS UNIVERSITY FOUNDATION
    172 COLLEGE AVENUE
    NEW BRUNSWICK,NJ08901     		NONE PUBLIC EDUCATION 36,000
    RUTGERS UNIVERSITY FOUNDATION
    172 COLLEGE AVENUE
    NEW BRUNSWICK,NJ08901     		NONE PUBLIC EDUCATION 20,400
    RIPON COLLEGE
    300 SEWARD STREET
    RIPON,WI54971     		NONE PUBLIC EDUCATION 5,000
    THE UNIVERSITY OF RHODE ISLAND FOUNDATIO
    67 UPPER COLLEGE ROAD
    KINGSTON,RI02881     		NONE PUBLIC EDUCATION 36,000
    THE RESEARCH FOUNDATION OF SUNY
    E3320 MELVILLE LIBRARY
    STONY BROOK,NY11794     		NONE PUBLIC EDUCATION 27,000
    PRINCETON UNIVERSITY
    209 EAST PYNE BUILDING
    PRINCETON,NJ08544     		NONE PUBLIC EDUCATION 13,000
    PRINCETON UNIVERSITY
    209 EAST PYNE BUILDING
    PRINCETON,NJ08544     		NONE PUBLIC EDUCATION 18,000
    PRINCETON UNIVERSITY
    209 EAST PYNE BUILDING
    PRINCETON,NJ08544     		NONE PUBLIC EDUCATION 64,750
    THE PENNSYLVANIA STATE UNIVERSITY
    311 BURROWES BUILDING
    UNIVERSITY PARK,PA16802     		NONE PUBLIC EDUCATION 18,000
    UNIVERSITY OF PENNSYLVANIA
    255 SOUTH 36TH STREET
    PHILADELPHIA,PA19104     		NONE PUBLIC EDUCATION 45,000
    PATERSON DIOCESE
    777 VALLEY ROAD
    CLIFTON,NJ07013     		NONE PUBLIC EDUCATION 4,000
    THE OHIO STATE UNIVERSITY
    1775 COLLEGE ROAD
    COLUMBUS,OH43210     		NONE PUBLIC EDUCATION 16,000
    THE OHIO STATE UNIVERSITY
    1775 COLLEGE ROAD
    COLUMBUS,OH43210     		NONE PUBLIC EDUCATION 6,600
    THE OHIO STATE UNIVERSITY
    1775 COLLEGE ROAD
    COLUMBUS,OH43210     		NONE PUBLIC EDUCATION 17,000
    UNIVERSITY OF NORTH DAKOTA
    276 CENTENNIAL DRIVE STOP 8198
    GRAND FORKS,ND58202     		NONE PUBLIC EDUCATION 6,000
    NEW YORK UNIVERSITY
    70 WASHINGTON SQUARE SOUTH 11TH FL
    NEW YORK,NY10012     		NONE PUBLIC EDUCATION 40,000
    MONTEREY INSTITUTE OF INTERNATIONAL STUD
    460 PIERCE STREET
    MONTEREY,CA93940     		NONE PUBLIC EDUCATION 14,000
    UNIVERSITY OF MINNESOTA
    9 PLEASANT STREET SE
    MINNEAPOLIS,MN55455     		NONE PUBLIC EDUCATION 18,000
    UNIVERSITY OF MINNESOTA
    9 PLEASANT STREET SE
    MINNEAPOLIS,MN55455     		NONE PUBLIC EDUCATION 4,000
    MIDDLEBURY COLLEGE
    131 S MAIN STREET
    MIDDLEBURY,VT05753     		NONE PUBLIC EDUCATION 8,000
    MIDDLEBURY COLLEGE
    131 S MAIN STREET
    MIDDLEBURY,VT05753     		NONE PUBLIC EDUCATION 21,000
    MICHIGAN STATE UNIVERSITY
    320 LINTON HALL
    EAST LANSING,MI48824     		NONE PUBLIC EDUCATION 28,000
    MIAMI UNIVERSITY
    400 EAST SPRING STREET
    OXFORD,OH45056     		NONE PUBLIC EDUCATION 11,250
    THE METROPOLITAN OPERA ASSOCIATION INC
    LINCOLN CENTER
    NEW YORK,NY10023     		NONE PUBLIC EDUCATION 150,000
    MASSACHUSETTS INSTITUTE OF TECHNOLOGY
    1 AMHERST STREET E40-429
    CAMBRIDGE,MA02139     		NONE PUBLIC EDUCATION 15,000
    LIEDERKRANZ FOUNDATION INC
    6 EAST 87TH STREET
    NEW YORK,NY10128     		NONE PUBLIC EDUCATION 3,000
    LIEDERKRANZ FOUNDATION INC
    6 EAST 87TH STREET
    NEW YORK,NY10128     		NONE PUBLIC EDUCATION 8,000
    UNIVERSITY OF KENTUCKY
    1055 PATTERSON OFFICE TOWER
    LEXINGTON,KY40506     		NONE PUBLIC EDUCATION 15,000
    KANSAS UNIVERSITY ENDOWMENT ASSOC
    1445 JAYHAWK BLVD ROOM 2080
    LAWRENCE,KS66045     		NONE PUBLIC EDUCATION 5,000
    KANSAS UNIVERSITY ENDOWMENT ASSOC
    1445 JAYHAWK BLVD ROOM 2080
    LAWRENCE,KS66045     		NONE PUBLIC EDUCATION 45,000
    KANSAS UNIVERSITY ENDOWMENT ASSOC
    1445 JAYHAWK BLVD ROOM 2080
    LAWRENCE,KS66045     		NONE PUBLIC EDUCATION 1,000
    THE UNIVERSITY OF IOWA
    1111 UNIVERSITY CAPITOL CENTRE
    IOWA CITY,IA52242     		NONE PUBLIC EDUCATION 2,000
    INDIANA UNIVERSITY
    1020 E KIRKWOOD AVENUE
    BLOOMINGTON,IN47405     		NONE PUBLIC EDUCATION 5,000
    INDIANA UNIVERSITY
    1020 E KIRKWOOD AVENUE
    BLOOMINGTON,IN47405     		NONE PUBLIC EDUCATION 5,000
    INDIANA UNIVERSITY
    425 NORTH UNIVERSITY BLVD
    INDIANAPOLIS,IN46202     		NONE PUBLIC EDUCATION 20,000
    INDIANA UNIVERSITY
    1020 E KIRKWOOD AVENUE
    BLOOMINGTON,IN47405     		NONE PUBLIC EDUCATION 40,000
    INDIANA UNIVERSITY
    1020 E KIRKWOOD AVENUE
    BLOOMINGTON,IN47405     		NONE PUBLIC EDUCATION 40,000
    UNIVERSITY OF ILLINOIS AT URBANA-CHAMPAI
    707 SOUTH MATHEWS AVENUE
    URBANA,IL61821     		NONE PUBLIC EDUCATION 13,000
    UNIVERSITY OF ILLINOIS
    601 SOUTH MORGAN STREET
    CHICAGO,IL60607     		NONE PUBLIC EDUCATION 8,000
    UNIVERSITY OF ILLINOIS
    601 SOUTH MORGAN STREET
    CHICAGO,IL60607     		NONE PUBLIC EDUCATION 54,000
    THE HUNTER COLLEGE FOUNDATION INC
    695 PARK AVENUE W1405
    NEW YORK,NY10065     		NONE PUBLIC EDUCATION 20,000
    JOHNS HOPKINS UNIVERSITY
    3400 N CHARLES STREET
    BALTIMORE,MD21218     		NONE PUBLIC EDUCATION 5,000
    JOHNS HOPKINS UNIVERSITY
    3400 N CHARLES STREET
    BALTIMORE,MD21218     		NONE PUBLIC EDUCATION 6,000
    JOHNS HOPKINS UNIVERSITY
    3400 N CHARLES STREET
    BALTIMORE,MD21218     		NONE PUBLIC EDUCATION 10,800
    JOHNS HOPKINS UNIVERSITY
    3400 N CHARLES STREET
    BALTIMORE,MD21218     		NONE PUBLIC EDUCATION 16,000
    GERMANISTIC SOCIETY OF AMERICA INC QUA
    6 EAST 87TH STREET
    NEW YORK,NY10128     		NONE PUBLIC EDUCATION 12,000
    GERMAN-AMERICAN PARTNERSHIP PROGRAM INC
    72 SPRING STREET 11TH FLOOR
    NEW YORK,NY10012     		NONE PUBLIC EDUCATION 25,000
    GERMAN-AMERICAN COMMITTEE OF GREATER NY
    CHURCH STREET STATION
    NEW YORK,NY10008     		NONE PUBLIC EDUCATION 25,000
    FRIENDS OF DRESDEN INC
    1230 YORK AVENUE
    NEW YORK,NY10065     		NONE PUBLIC EDUCATION 25,000
    FRIENDS OF THE ATLANTIK-EV FOUNDATION
    90 PARK AVENUE
    NEW YORK,NY10016     		NONE PUBLIC EDUCATION 20,000
    FORDHAM UNIVERSITY
    441 EAST FORDHAM ROAD
    BRONX,NY10458     		NONE PUBLIC EDUCATION 5,000
    FLORIDA STATE UNIVERSITY FOUNDATION
    110 SOUTH WOODWARD AVENUE
    TALLAHASSEE,FL32306     		NONE PUBLIC EDUCATION 10,000
    EMORY UNIVERSITY
    532 KILGO CIRCLE
    ATLANTA,GA30322     		NONE PUBLIC EDUCATION 16,000
    ELYSIUM-BETWEEN TWO CONTINENTS INC
    303 EAST 83RD STREET 17E
    NEW YORK,NY10028     		NONE PUBLIC EDUCATION 30,000
    DUKE UNIVERSITY
    226 CARR BUILDING
    DURHAM,NC27708     		NONE PUBLIC EDUCATION 8,000
    DUKE UNIVERSITY
    226 CARR BUILDING
    DURHAM,NC27708     		NONE PUBLIC EDUCATION 1,500
    CONCORDIA COLLEGE
    901 8TH STREET SOUTH
    MOORHEAD,MN56562     		NONE PUBLIC EDUCATION 24,000
    COLUMBIA UNIVERSITY
    1130 AMSTERDAM AVENUE
    NEW YORK,NY10027     		NONE PUBLIC EDUCATION 10,000
    THE COLORADO COLLEGE
    14 EAST CACHE LA POUDRE
    COLORADO SPRINGS,CO80903     		NONE PUBLIC EDUCATION 3,000
    THE COLORADO COLLEGE
    14 EAST CACHE LA POUDRE
    COLORADO SPRINGS,CO80903     		NONE PUBLIC EDUCATION 3,000
    UNIVERSITY OF COLORADO FOUNDATION INC
    MCKENNA 129
    BOULDER,CO80309     		NONE PUBLIC EDUCATION 26,000
    UNIVERSITY OF COLORADO FOUNDATION INC
    MCKENNA 129
    BOULDER,CO80309     		NONE PUBLIC EDUCATION 15,600
    UNIVERSITY OF CINNCINATI
    PO BOX 210372
    CINCINNATI,OH45221     		NONE PUBLIC EDUCATION 28,000
    CHATHAM COLLEGE
    WOODLAND ROAD
    PITTSBURGH,PA15232     		NONE PUBLIC EDUCATION 20,000
    CARNEGIE MELLON UNIVERSITY
    BAKER HALL 160
    PITTSBURGH,PA15213     		NONE PUBLIC EDUCATION 12,000
    UNIVERSITY OF CALIFORNIA REGENTS
    6206 PHELPS HALL
    SANTA BARBARA,CA93106     		NONE PUBLIC EDUCATION 14,000
    UNIVERSITY OF CALIFORNIA REGENTS
    5319 DWINELLE HALL
    BERKELEY,CA94720     		NONE PUBLIC EDUCATION 32,000
    UNIVERSITY OF CALIFORNIA REGENTS
    5319 DWINELLE HALL
    BERKELEY,CA94720     		NONE PUBLIC EDUCATION 15,000
    UNIVERSITY OF CALIFORNIA BERKELEY
    5319 DWINELLE HALL
    BERKELEY,CA94720     		NONE PUBLIC EDUCATION 3,000
    REGENTS OF THE UNIVERSITY OF CALIFORNIA
    ONE SHIELDS AVENUE
    DAVIS,CA95616     		NONE PUBLIC EDUCATION 14,000
    BROWN UNIVERSITY
    190 HOPE STREET
    PROVIDENCE,RI02912     		NONE PUBLIC EDUCATION 13,200
    BRANDEIS UNIVERSITY
    PO BOX 549110
    WALTHAM,MA02454     		NONE PUBLIC EDUCATION 10,000
    BRANDEIS UNIVERSITY
    PO BOX 549110
    WALTHAM,MA02454     		NONE PUBLIC EDUCATION 8,500
    BOWLING GREEN STATE UNIVERSITY FOUNDATIO
    SHATZEL HALL 103
    BOWLING GREEN,OH43403     		NONE PUBLIC EDUCATION 1,000
    BARNARD COLLEGE
    3009 BROADWAY
    NEW YORK,NY10027     		NONE PUBLIC EDUCATION 5,000
    BARD COLLEGE
    PO BOX 5000
    ANNANDALEONHUDSON,NY12504     		NONE PUBLIC EDUCATION 3,600
    MARTINA ARROYO FOUNDATION INC
    PO BOX 2015 RADIO CITY STATION
    NEW YORK,NY10101     		NONE PUBLIC EDUCATION 18,100
    MARTINA ARROYO FOUNDATION INC
    PO BOX 2015 RADIO CITY STATION
    NEW YORK,NY10101     		NONE PUBLIC EDUCATION 20,000
    THE UNIVERSITY OF ARIZONA
    PO BOX 210105
    TUCSON,AZ85721     		NONE PUBLIC EDUCATION 28,000
    THE AMERICAN AUSTRIAN FOUNDATION INC
    201 WEST 72ND STREET 3K
    NEW YORK,NY10023     		NONE PUBLIC EDUCATION 26,000
    AMERICAN CENTER FOR MUSICAL ARTS INC
    201 WEST 72ND STREET 3K
    NEW YORK,NY10023     		NONE PUBLIC EDUCATION 20,000
    THE AMERICAN AUSTRIAN FOUNDATION INC
    150 EAST 42ND STREET 29TH FLOOR
    NEW YORK,NY10017     		NONE PUBLIC EDUCATION 44,800
    ALLEGHENY COLLEGE
    520 NORTH MAIN STREET
    MEADVILLE,PA16335     		NONE PUBLIC EDUCATION 8,800
    WASHINGTON UNIVERSITY
    ONE BROOKINGS DRIVE
    ST LOUIS,MO63130     		NONE PUBLIC EDUCATION 21,000
    UNIVERSITY OF WASHINGTON
    340-C DENNY BOX 353130
    SEATTLE,WA98195     		NONE PUBLIC EDUCATION 8,000
    UNIVERSITY OF VIRGINIA
    108 COCKE HALL PO BOX 400125
    CHARLOTTESVILLE,VA22904     		NONE PUBLIC EDUCATION 10,000
    VANDERBILT UNIVERSITY
    2301 VANDERBILT PLACE
    NASHVILLE,TN37235     		NONE PUBLIC EDUCATION 14,000
    RUTGERS UNIVERSITY FOUNDATION
    172 COLLEGE AVENUE
    NEW BRUNSWICK,NJ08901     		NONE PUBLIC EDUCATION 15,000
    UNIVERSITY OF RHODE ISLAND
    60 UPPER COLLEGE ROAD
    PROVIDENCE,RI02881     		NONE PUBLIC EDUCATION 4,800
    UNIVERSITY OF RHODE ISLAND
    60 UPPER COLLEGE ROAD
    PROVIDENCE,RI02881     		NONE PUBLIC EDUCATION 15,000
    THE UNIVERSITY OF RHODE ISLAND FOUNDATIO
    60 UPPER COLLEGE ROAD
    PROVIDENCE,RI02881     		NONE PUBLIC EDUCATION 15,000
    PORTLAND STATE UNIVERSITY SUMMERSCHOOL
    POST OFFICE BOX 751
    PORTLAND,OR97207     		NONE PUBLIC EDUCATION 70,000
    OBERLIN COLLEGE
    50 NORTH PROFESSOR STREET
    OBERLIN,OH44074     		NONE PUBLIC EDUCATION 17,000
    UNIVERSITY OF NOTRE DAME
    318 OSHAUGHNESSY HALL
    NOTRE DAME,IN46556     		NONE PUBLIC EDUCATION 14,000
    NEW YORK UNIVERSITY
    42 WASHINGTON MEWS
    NEW YORK,NY10003     		NONE PUBLIC EDUCATION 6,350
    THE UNIVERSITY OF NEW MEXICO
    1 UNIVERSITY OF NEW MEXICO
    ALBUQUERQUE,NM87131     		NONE PUBLIC EDUCATION 30,000
    MIDDLEBURY COLLEGE
    131 S MAIN STREET
    MIDDLEBURY,VT05753     		NONE PUBLIC EDUCATION 60,000
    LAFAYETTE COLLEGE
    730 HIGH STREET
    EASTON,PA18042     		NONE PUBLIC EDUCATION 12,000
    KANSAS UNIVERSITY ENDOWMENT ASSOCIATION
    1445 JAYHAWK BLVD
    LAWRENCE,KS66045     		NONE PUBLIC EDUCATION 12,000
    THE UNIVERSITY OF IOWA
    1111 UNIVERSITY CAPITOL CENTRE
    IOWA CITY,IA52242     		NONE PUBLIC EDUCATION 9,500
    INDIANA UNIVERSITY
    1020 E KIRKWOOD AVENUE
    BLOOMINGTON,IN47405     		NONE PUBLIC EDUCATION 8,000
    UNIVERSITY OF ILLINOIS AT URBANA-CHAMPAI
    707 SOUTH MATTHEWS AVENUE
    URBANA,IL61801     		NONE PUBLIC EDUCATION 14,000
    UNIVERSITY OF ILLINOIS
    601 SOUTH MORGAN STREET
    CHICAGO,IL60607     		NONE PUBLIC EDUCATION 14,000
    GEORGETOWN UNIVERSITY
    BOX 571048
    WASHINGTON,DC20057     		NONE PUBLIC EDUCATION 18,000
    DARTMOUTH COLLEGE
    6084 DARTMOUTH HALL
    HANOVER,NH03755     		NONE PUBLIC EDUCATION 12,000
    DICKENSON COLLEGE
    PO BOX 1773
    CARLISLE,PA17013     		NONE PUBLIC EDUCATION 12,000
    COLGATE UNIVERSITY
    13 OAK DRIVE
    HAMILTON,NY13346     		NONE PUBLIC EDUCATION 14,600
    UNIVERSITY OF CINCINNATI
    PO BOX 210372
    CINCINNATI,OH45221     		NONE PUBLIC EDUCATION 15,000
    UNIVERSITY OF CALIFORNIA REGENTS
    6206 PHELPS HALL
    SANTA BARBARA,CA93106     		NONE PUBLIC EDUCATION 16,000
    UNIVERSITY OF CALIFORNIA REGENTS
    ONE SHIELDS AVENUE
    DAVIS,CA95616     		NONE PUBLIC EDUCATION 12,000
    UNIVERSITY OF CALIFORNIA REGENTS
    5319 DWINELLE HALL
    BERKELEY,CA94720     		NONE PUBLIC EDUCATION 12,000
    BROWN UNIVERSITY
    190 HOPE STREET
    PROVIDENCE,RI02912     		NONE PUBLIC EDUCATION 14,000
    BOWLING GREEN STATE UNIVERSITY
    SHATZEL HALL 103
    BOWLING GREEN,OH43403     		NONE PUBLIC EDUCATION 12,000
    AMERICAN FRIENDS OF BUCERIUS LAW SCHOOL
    10 ROCKEFELLER PLAZA 16TH FLOOR
    NEW YORK,NY10020     		NONE PUBLIC EDUCATION 13,500
    ALLEGHENY COLLEGE
    520 NORTH MAIN STREET
    MEADVILLE,PA16335     		NONE PUBLIC EDUCATION 14,000
    YALE UNIVERSITY
    47 COLLEGE STREET
    NEW HAVEN,CT06510     		NONE PUBLIC RESEARCH 55,200
    WASHINGTON UNIVERSITY
    660 S EUCLID AVENUE
    ST LOUIS,MO63110     		NONE PUBLIC RESEARCH 64,200
    UNIVERSITY OF PITTSBURGH
    3434 FIFTH AVENUE
    PITTSBURGH,PA15260     		NONE PUBLIC RESEARCH 55,200
    UNIVERSITY OF PENNSLYVANIA
    422 CURIE BOULEVARD
    PHILADELPHIA,PA19104     		NONE PUBLIC RESEARCH 70,800
    UNIVERSITY OF CALIFORNIA
    2340 SUTTER STREET
    SAN FRANCISCO,CA94115     		NONE PUBLIC RESEARCH 55,200
    UNIVERSITY OF CALIFORNIA
    9500 GILMAN DRIVE
    LA JOLLA,CA92093     		NONE PUBLIC RESEARCH 55,200
    STANFORD UNIVERSITY
    300 PASTEUR DRIVE
    STANFORD,CA94305     		NONE PUBLIC RESEARCH 55,200
    NEW YORK UNIVERSITY
    540 FIRST AVENUE
    NEW YORK,NY10016     		NONE PUBLIC RESEARCH 44,000
    NATIONAL INSTITUTES OF HEALTH
    10 CENTER DRIVE
    BETHESDA,MD20892     		NONE PUBLIC RESEARCH 70,800
    MASSACHUSETTS INSTITUTE OF TECHNOLOGY
    77 MASSACHUSETTS AVE
    CAMBRIDGE,MA02139     		NONE PUBLIC RESEARCH 37,982
    MASSACHUSETTS GENERAL HOSPITAL
    185 CAMBRIDGE STREET
    BOSTON,MA02114     		NONE PUBLIC RESEARCH 29,100
    JOHNS HOPKINS UNIVERSITY
    720 RUTLAND AVENUE
    BALTIMORE,MD21205     		NONE PUBLIC RESEARCH 25,600
    HARVARD UNIVERSITY
    SOILDER FIELD ROAD
    BOSTON,MA02163     		NONE PUBLIC RESEARCH 25,600
    HARVARD UNIVERSITY
    BOYLSTON HALL
    CAMBRIDGE,MA02138     		NONE PUBLIC RESEARCH 58,500
    COLUMBIA UNIVERSITY
    500 WEST 120TH STREET
    NEW YORK,NY10027     		NONE PUBLIC RESEARCH 44,000
    BOSTON UNIVERSITY
    110 CUMMINGTON
    BOSTON,MA02215     		NONE PUBLIC RESEARCH 29,100
    Total .................................bullet 3a 5,146,332
    bApproved for future payment
    BROWN UNIVERSITY
    190 HOPE ST
    PROVIDENCE,RI02912     		NONE PUBLIC EDUCATION 14,000
    UNIVERSITY OF WISCONSIN FOUNDATION
    901 UNIVERSITY BAY DR
    MADISON,WI53705     		NONE PUBLIC EDUCATION 500,000
    TECHNICAL UNIVERSITY OF DARMSTADT
    KAROLINENPLATZ 5
    DARMSTADT,DARMSTADT64289
    GM     		NONE PUBLIC EDUCATION 100,000
    UNIVERSITY OF SIEGEN
    HERRENGARTEN 3
    SIEGEN,SIEGEN57068
    GM     		NONE PUBLIC EDUCATION 600,000
    PHILIPPS-UNIVERSITY MARBURG
    BIEGENSTRABE 10 / 12
    MARBURG,MARBURG35032
    GM     		NONE PUBLIC EDUCATION 450,000
    LIEDERKRANZ FOUNDATION INC
    6 EAST 87 ST
    NEW YORK,NY10128     		NONE PUBLIC EDUCATION 50,000
    UNIVERSITY OF KASSEL
    MONCHEBERGSTR 19
    KASSEL,KASSEL34109
    GM     		NONE PUBLIC EDUCATION 300,000
    GERMAN AMEICAN SOCIETY
    4330 NE 37TH AVE
    PORTLAND,OR97211     		NONE PUBLIC EDUCATION 300,000
    UNIVERSITY OF ERFURT
    POSTFACH 90 02 21
    ERFURT,ERFURT99105
    GM     		NONE PUBLIC EDUCATION 500,000
    DEUTSCHES STUDENTENWERK EV
    MONBIJOUPLATZ 11
    BERLIN,BERLIN10178
    GM     		NONE PUBLIC EDUCATION 500,000
    YALE UNIVERSITY
    PO BOX 208210
    NEW HAVEN,CT06520     		NONE PUBLIC EDUCATION 20,000
    UNIVERSITY OF WASHINGTON
    340-C DENNY
    SEATTLE,WA98195     		NONE PUBLIC EDUCATION 45,000
    VANDERBILT UNIVERSITY
    301 KIRKLAND HALL
    NASHVILLE,TN37240     		NONE PUBLIC EDUCATION 60,000
    VANDERBILT UNIVERSITY
    301 KIRKLAND HALL
    NASHVILLE,TN37240     		NONE PUBLIC EDUCATION 50,000
    RUTGERS UNIVERSITY FOUNDATION
    172 COLLEGE AVE
    NEW BRUNSWICK,NJ08901     		NONE PUBLIC EDUCATION 20,400
    RUTGERS UNIVERSITY FOUNDATION
    172 COLLEGE AVE
    NEW BRUNSWICK,NJ08901     		NONE PUBLIC EDUCATION 10,000
    OREGON STATE UNIVERSITY
    300E GILKEY HALL
    CORVALLIS,OR97331     		NONE PUBLIC EDUCATION 10,000
    NEW YORK UNIVERSITY
    70 WASHINGTON SQ PARK
    NEW YORK,NY10012     		NONE PUBLIC EDUCATION 40,000
    LIEDERKRANZ FOUNDATION INC
    6 EAST 87 ST
    NEW YORK,NY10128     		NONE PUBLIC EDUCATION 8,000
    LAFAYETTE COLLEGE
    730 HIGH ST
    EASTON,PA18042     		NONE PUBLIC EDUCATION 2,000
    UNIVERSITY OF ILLINOIS
    601 SOUTH MORGAN ST
    CHICAGO,IL60607     		NONE PUBLIC EDUCATION 8,000
    UNIVERSITY OF ILLINOIS
    601 SOUTH MORGAN ST
    CHICAGO,IL60607     		NONE PUBLIC EDUCATION 54,000
    HUNTER COLLEGE FOUNDATION INC
    695 PARK AVE
    NEW YORK,NY10065     		NONE PUBLIC EDUCATION 500
    HUNTER COLLEGE FOUNDATION INC
    695 PARK AVENUE
    NEW YORK,NY10065     		NONE PUBLIC EDUCATION 20,000
    JOHNS HOPKINS UNIVERSITY
    3400 N CHARLES ST
    BALTIMORE,MD21218     		NONE PUBLIC EDUCATION 1,000
    JOHNS HOPKINS UNIVERSITY
    3400 N CHARLES ST
    BALTIMORE,MD21218     		NONE PUBLIC EDUCATION 4,800
    JOHNS HOPKINS UNIVERSITY
    3400 N CHARLES ST
    BALTIMORE,MD21218     		NONE PUBLIC EDUCATION 12,000
    JOHNS HOPKINS UNIVERSITY
    3400 N CHARLES ST
    BALTIMORE,MD21218     		NONE PUBLIC EDUCATION 16,000
    GERMAN AMERICAN PARTNERSHIP PROGRAM INC
    72 SPRING ST
    NEW YORK,NY10012     		NONE PUBLIC EDUCATION 25,000
    FRIENDS OF THE ATLANTIK-BRUECKE EV FOU
    90 PARK AVENUE
    NEW YORK,NY10016     		NONE PUBLIC EDUCATION 20,000
    EMORY UNIVERSITY
    532 KILGO CIRCLE
    ATLANTA,GA30322     		NONE PUBLIC EDUCATION 16,000
    EMORY UNIVERSITY
    532 KILGO CIRCLE
    ATLANTA,GA30322     		NONE PUBLIC EDUCATION 4,800
    EMERY UNIVERSITY
    532 KILGO CIRCLE
    ATLANTA,GA30322     		NONE PUBLIC EDUCATION 8,000
    CASE WESTERN RESERVE UNIVERSITY
    10900 EUCLID AVENUE
    CLEVELAND,OH44106     		NONE PUBLIC EDUCATION 12,000
    CARNEGIE MELLON UNIVERSITY
    BAKER HALL 160
    PITTSBURGH,PA15213     		NONE PUBLIC EDUCATION 9,600
    UNIVERSITY OF CALIFORNIA REGENTS
    5319 DWINELLE HALL
    BERKELEY,CA94720     		NONE PUBLIC EDUCATION 7,000
    UNIVERSITY OF CALIFORNIA REGENTS
    5319 DWINELLE HALL
    BERKELEY,CA94720     		NONE PUBLIC EDUCATION 12,000
    UNIVERSITY OF CALIFORNIA REGENTS
    5319 DWINELLE HALL
    BERKELEY,CA94720     		NONE PUBLIC EDUCATION 48,000
    THE UNIVERSITY OF BUFFALO FOUNDATION INC
    609 BALDY HALL
    BUFFALO,NY14260     		NONE PUBLIC EDUCATION 4,000
    BROWN UNIVERSITY
    190 HOPE STREET
    PROVEDENCE,RI02912     		NONE PUBLIC EDUCATION 9,600
    BRANDEIS UNIVERSITY
    PO BOX 549110
    WALTHAM,MA02454     		NONE PUBLIC EDUCATION 5,000
    BARD COLLEGE
    PO BOX 5000
    ANNANDALEON HUDSON,NY12504     		NONE PUBLIC EDUCATION 6,700
    THE UNIVERSITY OF ARIZONA
    PO BOX 210105
    TUCSON,AZ85721     		NONE PUBLIC EDUCATION 28,000
    AMERICAN FRIENDS OF DLA MARBACH INC
    ONE BROOKINGS DRIVE
    ST LOUIS,MO63130     		NONE PUBLIC EDUCATION 4,000
    THE AMERICAN AUSTRIAN FOUNDATION INC
    201 WEST 72ND STREET
    NEW YORK,NY10023     		NONE PUBLIC EDUCATION 38,400
    UNIVERSITY OF WISCONSIN FOUNDATION
    220 LINDEN DR
    MADISON,WI53706     		NONE PUBLIC EDUCATION 10,000
    WASHINGTON UNIVERSITY
    ONE BROOKINGS DRIVE
    ST LOUIS,MO63130     		NONE PUBLIC EDUCATION 21,000
    UNIVERSITY OF WASHINGTON
    340-C DENNY BOX 353130
    SEATTLE,WA98195     		NONE PUBLIC EDUCATION 8,000
    RUTGERS UNIVERSITY FOUNDATION
    172 COLLEGE AVENUE
    NEW BRUNSWICK,NJ08901     		NONE PUBLIC EDUCATION 15,000
    UNIVERSITY OF NOTRE DAME
    318 OSHAUGHNESSY HALL
    NOTRE DAME,IN46556     		NONE PUBLIC EDUCATION 14,000
    MICHIGAN STATE UNIVERSITY
    320 LINTON HALL
    EAST LANSING,MI48824     		NONE PUBLIC EDUCATION 11,000
    KANSAS UNIVERSITY ENDOWMENT ASSOCIATION
    1445 JAYHAWK BLVD
    LAWRENCE,KS66045     		NONE PUBLIC EDUCATION 12,000
    UNIVERSITY OF ILLINOIS
    601 SOUTH MORGAN STREET
    CHICAGO,IL60607     		NONE PUBLIC EDUCATION 14,000
    DARTMOUTH COLLEGE
    6084 DARTMOUTH HALL
    HANOVER,NH03755     		NONE PUBLIC EDUCATION 12,000
    UNIVERSITY OF CALIFORNIA REGENTS
    5319 DWINELLE HALL
    BERKELEY,CA94720     		NONE PUBLIC EDUCATION 12,000
    BROWN UNIVERSITY
    190 HOPE STREET
    PROVIDENCE,RI02912     		NONE PUBLIC EDUCATION 14,000
    MAYO CLINIC ROCHESTER
    200 FIRST STREET SW
    ROCHESTER,MN55905     		NONE PUBLIC RESEARCH 70,800
    MASSACHUSETTS GENERAL HOSPITAL
    100 BLOSSOM STREET
    BOSTON,MA02114     		NONE PUBLIC RESEARCH 55,200
    UNIVERSITY OF CALIFORNIA SAN DIEGO
    9500 GILMAN DRIVE
    LA JOLLA,CA92093     		NONE PUBLIC RESEARCH 55,200
    UNIVERSITY OF CALIFORNIA LOS ANGELES
    BOX 951606
    LOS ANGELES,CA90095     		NONE PUBLIC RESEARCH 55,200
    Total .................................bullet 3b 4,333,200
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3Interest on savings and temporary cash investments     14 1,780,317  
    4 Dividends and interest from securities....     14 1,080,709  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8Gain or (loss) from sales of assets other than inventory     18 1,324,783  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: aSHORT OPTION INCOME     14 -1,610  
    bREFUND-PRIOR YEAR GRANTS     14 14,935  
    cOTHER INVESTMENT INCOME 525990 115 14    
    dK-1 INVESTMENT INCOME     14 58,706  
    e
    12 Subtotal. Add columns (b), (d), and (e).. 115 4,257,840  
    13Total. Add line 12, columns (b), (d), and (e)..................
    134,257,955
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section
    Yes
    No
    501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is “Yes,” complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If “Yes,” complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2012)
    Additional Data


    Software ID: 12000229
    Software Version: 2012v2.0


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2012 AccountingFeesSchedule
    Name:
    MAX KADE FOUNDATIONINC
    EIN: 13-5658082
    Software ID:12000229
    Software Version:2012v2.0
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    PROFESSIONAL FEES 29,425 0 0 29,425

    TY 2012 InvestmentsCorpBondsSchedule
    Name:
    MAX KADE FOUNDATIONINC
    EIN: 13-5658082
    Software ID:12000229
    Software Version:2012v2.0
    Name of Bond End of Year Book Value End of Year Fair Market Value
    PITNEY BOWES INC NTS 767,555 765,090
    LILLY ELI & CO 307,550 315,322
    CENTURYLINK INC B/E 506,851 528,565
    ENTERPRISE PRODUCTS OPER 583,005 607,948
    BERKSHIRE HATHAWAY INC 516,815 538,605
    TOYOTA MOTOR CREDIT CORP 308,856 323,661
    GENL ELEC CAP CORP 1,162,735 1,150,100
    ARCELORMITTAL SA 1,166,261 1,199,370
    AVON PRODUCTS INC NTS 804,223 809,123
    WASHINGTON POST CO 580,860 599,535
    SLM CORP NTS 525,005 585,000
    LABORATORY CORP OF AMER 510,405 513,220
    ICAHN ENTERPRISES LP 528,755 518,125
    PACIFIC BELL NOTES 533,605 523,980
    GENL ELECT CAP CORP SUB 1,045,421 1,160,780
    METLIFE INC B/E 513,506 580,560
    VALE OVERSEAS LTD NTS 500,005 540,250
    PRUDENTIAL FINANCIAL INC NTS 590,275 634,935
    VERIZON COMMUNICATIONS 1,177,506 1,200,870
    WELLS FARGO & CO STEP UP 795,006 810,825
    CHURCH & DWIGHT CO INC 406,006 420,668
    WELLS FARGO BANK 539,855 537,010
    DELL INC NTS 856,843 864,848
    CHUBB CORP NTS 553,985 614,500
    MARATHON OIL CORP 419,107 427,894
    ANHEUSER BUSCH COS NTS 820,918 883,005
    FPL GROUP 843,545 885,105
    PETRO CANADA NTS 1,099,395 1,216,120
    CVS CAREMARK 543,755 597,785
    MORGAN STANLEY 238,342 277,142
    VODAFONE GROUP PLC MW 499,300 554,680
    INTL BUS MACH 780,770 1,001,768
    WYETH CALL 1,012,505 1,142,180
    CON EDISON NTS 257,858 250,875
    INTERNATIONAL BUSINESS MACH NTS 1,890,588 2,113,405

    TY 2012 InvestmentsCorpStockSchedule
    Name:
    MAX KADE FOUNDATIONINC
    EIN: 13-5658082
    Software ID:12000229
    Software Version:2012v2.0
    Name of Stock End of Year Book Value End of Year Fair Market Value
    VEECO INSTRUMENTS INC 274,607 294,900
    UGI CORP NEW 344,588 408,875
    TOYOTA MOTOR CORP NEW JAPAN 391,271 466,250
    SODA STREAM INTL LTD 199,652 224,450
    SIEMENS A G SPON ADR 662,937 766,290
    PHILLIPS 66 119,043 265,500
    LILLY ELI & CO 198,045 246,600
    INGREDION INC 196,225 644,300
    HARTFORD FINCL SERVICES GROUP INC 325,149 336,600
    DEERE AND CO 129,018 146,914
    COLFAX CORP 298,754 403,500
    BROADCOM CORP CL A 339,762 332,100
    KINDER MORGAN MGMT LLC 365,093 401,447
    NIKE INC 625,868 774,000
    GLAXO SMITHKLINE PLC ADR 319,823 326,025
    CENTURYLINK INC 343,135 391,200
    VERIZON COMMUNICATIONS INC 103,324 162,263
    RIO TINTO PLC SPON ADR 293,688 348,540
    MCDONALDS CORP 439,079 555,723
    LVMH MOET HENNESSY LOUIS NEW 210,930 376,900
    CSX CORPORATION 385,726 345,275
    SUNCOR ENERGY 487,935 568,476
    SPECTRA ENERGY CORP 168,408 273,800
    SCHLUMBERGER LTD NETHERLANDS 467,998 519,735
    MEAD JOHNSON NUTRITION CO 342,405 494,175
    JP MORGAN CHASE 661,272 769,457
    INTEL CORP 458,877 463,950
    GENUINE PARTS 306,936 476,850
    FRANKLIN RESOURCES 251,599 502,800
    COHEN STEERS INC 288,300 380,875
    AMER ELECTRIC POWER CO 311,802 426,800
    GENERAL ELECTRIC CORP 385,750 524,750
    MORNING STAR, INC 473,948 628,300
    EMC CORP MASS 236,519 379,500
    ORACLE CORP 300,497 666,400
    3M CO 832,025 1,160,625
    TEVA PHARMACEUTICAL IND 303,152 373,400
    SYSCO CORP 175,250 633,200
    PROCTER & GAMBLE 190,776 339,450
    PFIZER INC. 439,121 626,975
    NESTLE SA 230,958 651,700
    MORGAN STANLEY 510,210 382,400
    MICROSOFT CORP 674,028 667,725
    MERCK & CO INC. 29,062 614,100
    JOHNSON & JOHNSON COM 684,391 876,250
    ITT CORP 91,677 175,950
    INTL BUSINESS MACHINE 177,151 1,149,300
    EXXON MOBILE CORP 152,688 1,731,000
    COLGATE PALMOLIVE CO 531,380 1,045,400
    BERKSHIRE HATHAWAY INC 1,215 1,524,900
    BP PLC SPONSORED ADR 631,299 728,700
    ANADARKO PETE CORP 18,271 743,100
    AIR PRODUCT & CHEMICALS 127,400 672,160

    TY 2012 InvestmentsGovtObligationsSch
    Name:
    MAX KADE FOUNDATIONINC
    EIN: 13-5658082
    Software ID:12000229
    Software Version:2012v2.0
    US Government Securities - End of Year Book Value:

    8,403,942
    US Government Securities - End of Year Fair Market Value:

    8,275,330
    State & Local Government Securities - End of Year Book Value:


    1,953,808
    State & Local Government Securities - End of Year Fair Market Value:


    2,131,747


    TY 2012 InvestmentsOtherSchedule2
    Name:
    MAX KADE FOUNDATIONINC
    EIN: 13-5658082
    Software ID:12000229
    Software Version:2012v2.0
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    SUNTRUST BANKS INC. AT COST 125,000 122,350
    STATE STREET CORPORATION AT COST 250,000 254,100
    COUPON CERTIFICATES OF DEPOSIT AT COST 830,000 839,110
    BARCLAYS BANK PLC AT COST 250,000 237,250
    HSBC USA INC AT COST 500,000 516,500
    UBS AG TRIGGER ROS CMCIER AT COST 200,000 197,400
    WELLS FARGO BANK CD 3/28/13 AT COST 101,423 98,354
    JP MORGAN CHASE CD BRIC AT COST 100,000 98,260
    BARCLAYS ROS-CP DJUBS COMM AT COST 250,000 282,000
    PERMANENT PORTFOLIO FUND INC AT COST 53,283 54,017
    IVY ASSET STRATEGY FUND AT COST 61,923 66,022
    FIRST EAGLE GLOBAL FUND AT COST 125,952 129,034
    BLACKROCK GLOBAL ALLOCATION FUND AT COST 87,596 91,212
    FIRST EAGLE GOLD FUND AT COST 33,437 33,026
    MAINSTAY MARKETFIELD FUND AT COST 88,127 92,083
    CBRE CLARION LONG/SHORT AT COST 63,239 63,936
    PIMCO UNCONSTRAINED BOND FUND AT COST 90,857 90,936
    PIMCO TOTAL RETURN FUND AT COST 185,550 182,941
    JP MORGAN CORE BOND FUND AT COST 226,908 226,868
    JP MORGAN STRATEGIC INCOME OPPORTUNITIES AT COST 89,812 91,261
    FRANKLIN/TEMPLETON GLOBAL BOND FUND AT COST 134,613 139,312
    DOUBLE LINE TOTAL RETURN FUND AT COST 90,487 90,889
    BLACKROCK HIGH YIELD BOND AT COST 89,008 92,485
    YACKTMAN FOCUSED FUND AT COST 79,126 81,206
    OPPENHEIMER DEVELOPING MARKETS FUND AT COST 41,972 46,317
    NEUBERGER BERMAN EQUITY UNCOME FUND AT COST 70,922 72,267
    MATTHEWS ASIA DIVIDEND (MAPIX) AT COST 43,532 46,739
    EATON VANCE ATLANTA AT COST 61,530 64,647
    BLACKROCK GLOBAL DIVIDEND AT COST 69,570 72,731
    ISHARES INC MSCI JAPAN INDEX FD AT COST 141,905 146,250
    ALPHAKEYS KKR FUND XI LLC INVESTED AT COST 25,000 25,000
    PLAINS ALL AMER PIPELINE AT COST 247,776 294,060
    DOUBLE BLACK DIAMOND, LTD AT COST 1,000,000 1,047,266
    CORSAIR CAPITAL INVESTORS AT COST 750,000 743,682
    UBS MILLENNIUM FUND LTD AT COST 1,000,000 1,033,962
    UNTS FT GREATER CHINA SERIES 26 & 27 AT COST 461,031 457,202
    VANGUARD SECTOR INDEX FD AT COST 110,389 143,340
    SPDR S&P BRIC 40 ETF AT COST 359,056 366,000
    ISHARES INC MSCI GERMANY AT COST 398,307 432,250
    ETF GUGGENHEIM BRIC (CLAYMORE) AT COST 238,137 288,160
    ISHARES TRUST S P GLOBAL AT COST 85,845 91,320
    ISHARES IBOXX INVT GRA AT COST 154,697 181,485
    ISHARES IBOXX HIGH YIELD AT COST 572,999 700,125
    ISHARES TRUST DOW JONES AT COST 428,059 495,040
    ISHARES MSCI CANADA AT COST 190,072 198,800
    ISHARES MSCI UNTIED KINGDOM AT COST 134,720 143,520
    ISHARES TRUST RUSSELL 2000 AT COST 277,857 337,268
    POWER SHARES DB MUTLI AT COST 146,448 139,750
    UTILITIES SECTOR SPDR AT COST 215,470 239,202
    VANGUARD MSCI EMERGING MARKET AT COST 437,412 445,300
    VANGUARD INTL FSTE ALL WORLD AT COST 105,183 114,375
    MARKET VECTORS GOLD MINERS ETF AT COST 258,455 231,950
    WP CAREY CORP PROPERTY ASSOCS AT COST 165,067 165,067
    SPDR Gold Trust AT COST 413,861 972,120
    VINTAGE 07 SERIES AIP ASIA FUND LLC AT COST 508,422 558,160
    UBS CARLYLE REALTY PARTNERS FUND AT COST 268,479 326,661
    ENTERPRISE PRODUCTS PARTNERS AT COST 337,043 1,001,600

    TY 2012 OtherExpensesSchedule
    Name:
    MAX KADE FOUNDATIONINC
    EIN: 13-5658082
    Software ID:12000229
    Software Version:2012v2.0
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    POSTAGE & TELEPHONE 3,665     3,665
    OFFICE SUPPLIES & EQUIPMENT 2,400     2,400
    OFFICE EXPENSE 9,758     9,758
    NY STATE FILING FEE 1,500     1,500
    INSURANCE & BLUE CROSS 43,467     43,467


    TY 2012 OtherIncomeSchedule2
    Name:
    MAX KADE FOUNDATIONINC
    EIN: 13-5658082
    Software ID:12000229
    Software Version:2012v2.0
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    SHORT OPTION INCOME -1,610   -1,610
    REFUND-PRIOR YEAR GRANTS 14,935   14,935
    OTHER INVESTMENT INCOME 115   115
    K-1 INVESTMENT INCOME 58,706 58,706 58,706


    TY 2012 OtherProfessionalFeesSchedule
    Name:
    MAX KADE FOUNDATIONINC
    EIN: 13-5658082
    Software ID:12000229
    Software Version:2012v2.0
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMENT ADVISORY FEES 5,388 5,388 5,388 0


    TY 2012 TaxesSchedule
    Name:
    MAX KADE FOUNDATIONINC
    EIN: 13-5658082
    Software ID:12000229
    Software Version:2012v2.0
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    PAYROLL TAXES 22,628     22,628
    FOREIGN TAXES 8,072     8,072
    FEDERAL EXCISE TAX 42,189     42,189