Form990-PF

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Nonexempt Charitable Trust
Treated as a Private Foundation
Note. The foundation may be able to use a copy of this return to satisfy state reporting requirements.
OMB No. 1545-0052
2012
Open to Public Inspection
For calendar year 2012, or tax year beginning 01-01-2012 , and ending 12-31-2012
Name of foundation
THE PEIRCE FAMILY FOUNDATION INC
 

Number and street (or P.O. box number if mail is not delivered to street address)707 GRANT STREETROOM/SUITE 2500Room/suite
City or town, state, and ZIP code
PITTSBURGH, PA152191919
A Employer identification number

23-2903074
B Telephone number (see instructions)

(412) 281-7229
C bullet
G Check all that apply:

D 1. bullet
2. bullet
H Check type of organization:
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$12,430,195J Accounting method:
 
(Part I, column (d) must be on cash basis.)
E bullet
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet
3 Interest on savings and temporary cash investments 65,412 65,412 65,412
4 Dividends and interest from securities...... 286,145 286,145 286,145
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 342,278
b Gross sales price for all assets on line 6a 5,885,929
7 Capital gain net income (from Part IV, line 2)... 342,278
8 Net short-term capital gain......... 80,088
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 829 829 829
12 Total. Add lines 1 through 11........ 694,664 694,664 432,474
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc.        
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule)....... Click to see attachment 6,095 6,095 6,095  
c Other professional fees (attach schedule)....        
17 Interest............... 915 915 915  
18 Taxes (attach schedule) (see instructions) Click to see attachment 5,210 5,210 5,210  
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 169,100 169,100 48,570  
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 181,320 181,320 60,790 0
25 Contributions, gifts, grants paid........ 1,125,845 1,125,845
26 Total expenses and disbursements. Add lines 24 and 25 1,307,165 181,320 60,790 1,125,845
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -612,501
b Net investment income (if negative, enter -0-) 513,344
c Adjusted net income (if negative, enter -0-)... 371,684
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2012)
Form 990-PF (2012)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............... 680,698 463,437 463,437
2 Savings and temporary cash investments.......... 490,643 599,412 599,412
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable................. 723,765 860,675 860,675
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see page 15 of the
instructions)....................      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule) 1,886,112 Click to see attachment1,889,996 1,912,356
b Investments—corporate stock (attach schedule)........ 8,580,312 Click to see attachment7,944,983 8,275,780
c Investments—corporate bonds (attach schedule)........      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)........... 329,693 Click to see attachment317,719 315,918
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet) Click to see attachment6,525 Click to see attachment2,617 Click to see attachment2,617
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 12,697,748 12,078,839 12,430,195
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable...................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet) Click to see attachment1,305 Click to see attachment1,305
23 Total liabilities (add lines 17 through 22).......... 1,305 1,305
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted.................... 12,696,443 12,077,534
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds.........    
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds    
30 Total net assets or fund balances (see page 17 of the
instructions).................... 12,696,443 12,077,534
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 12,697,748 12,078,839
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 12,696,443
2 Enter amount from Part I, line 27a..................... 2 -612,501
3 Other increases not included in line 2 (itemize) bullet 3  
4 Add lines 1, 2, and 3.......................... 4 12,083,942
5 Decreases not included in line 2 (itemize) bulletClick to see attachment 5 6,408
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 12,077,534
Form 990-PF (2012)
Form 990-PF (2012)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a 55 SHS ABAXIS INC P 2007-03-12 2012-05-09
b 6 SHS ACCENTURE PLC IRELAND CL A P 2011-09-28 2012-11-15
c 545 SHS ALLIANZ FIXED INCOME SHARES: P 2001-09-26 2012-05-04
d 19.67 SHS AMERICAN CENTURY DIVERSIFI P 2009-06-30 2012-12-14
e 16.31 SHS AMERICAN CENTURY DIVERSIFI P 2010-08-31 2012-12-14
19.08 SHS AMERICAN CENTURY DIVERSIFI P 2011-09-30 2012-12-14
12.22 SHS AMERICAN CENTURY DIVERSIFI P 2012-10-31 2012-12-14
46 SHS ANNALY CAPITAL MGMT INC REIT P 2010-04-19 2012-11-21
2 SHS APPLE INC P 2011-12-22 2012-11-16
9 SHS BAIDU INC ADS REPSNTG CL A P 2009-11-06 2012-10-26
52 SHS BP PLC SPON ADR P 2011-04-28 2012-01-30
8 SHS CHECK POINT SOFTWARE TECH LTD P 2011-08-12 2012-07-12
1247 SHS CISCO SYSTEMS INC P 2011-03-07 2012-02-02
2 SHS COACH INC P 2011-07-01 2012-07-31
454 SHS CONS ENERGY INC P 2011-10-26 2012-04-30
319 SHS CSX CORPORATION P 2009-11-27 2012-08-20
2 SHS DANAHER CORP P 2010-04-22 2012-05-15
8 SHS DANAHER CORP P 2012-09-25 2012-11-06
2 SHS DOLLAR GEN CORP NEW P 2012-06-26 2012-10-16
307 SHS DOW CHEMICAL P 2012-01-09 2012-08-20
15 SHS EMC CORP MASS P 2012-07-06 2012-10-18
11 SHS EXPRESS SCRIPTS HLDG CO P 2012-04-10 2012-12-20
37 SHS FINANCIAL SECTOR SPDR TRUST E P 2010-04-01 2012-09-06
40000 SHS FNMA PL AB1389 04.5000 P 2011-02-02 2012-05-10
37000 SHS FNMA PL 727098 05.0000 P 2012-02-08 2012-11-26
2112 SHS FORD MOTOR CO COM NEW P 2011-05-04 2012-01-30
14.64 SHS FRANKLIN/TEMPLETON GLOBAL P 2009-12-17 2012-12-26
16.34 SHS FRANKLIN/TEMPLETON GLOBAL P 2011-03-17 2012-12-26
18.68 SHS FRANKLIN/TEMPLETON GLOBAL P 2012-05-15 2012-12-26
32 SHS GENL DYNAMICS CORP P 2011-04-28 2012-01-09
9 SHS GOOGLE INC CL A P 2008-02-05 2012-01-09
7 SHS HALLIBURTON CO P 2011-02-03 2012-06-07
15 SHS HALLIBURTON CO P 2012-09-07 2012-11-13
1703 SHS IMMUNOGEN INC P 2012-01-09 2012-02-02
283 SHS ISHARES SILVER TRUST P 2011-03-18 2012-01-09
26 SHS JPMORGAN CHASE & CO P 2009-09-17 2012-04-23
5 SHS LAUDER ESTEE COS CL A P 2010-08-12 2012-01-05
21 SHS LILLY ELI & CO P 2011-03-09 2012-01-31
3 SHS LULULEMON ATHLETICA INC P 2012-03-22 2012-08-01
33 SHS MARKET VECTORS AGRI BUSINESS P 2012-04-30 2012-08-20
3 SHS MEAD JOHNSON NUTRITION P 2011-08-17 2012-10-25
95 SHS MERCK & CO INC NEW COM P 2011-02-02 2012-01-09
8 SHS MONSANTO CO NEW P 2010-06-11 2012-04-19
68 SHS NESTLE S A SPONSORED ADR P 2012-01-09 2012-06-19
1 SHS O REILLY AUTOMOTIVE INC P 2011-07-28 2012-12-17
5 SHS OCCIDENTAL PETROLEUM CRP P 2011-05-31 2012-09-14
81.9 SHS OPPENHEIMER INTL BOND FD CL P 2006-09-29 2012-09-17
181.19 SHS OPPENHEIMER INTL BOND FD P 2007-10-31 2012-12-20
254.25 SHS OPPENHEIMER INTL BOND FD P 2008-12-30 2012-12-20
187.41 SHS OPPENHEIMER INTL BOND FD P 2009-12-30 2012-12-26
174.36 SHS OPPENHEIMER INTL BOND FD P 2010-12-30 2012-12-26
169.55 SHS OPPENHEIMER INTL BOND FD P 2012-03-30 2012-12-26
33 SHS PEABODY ENERGY CORP P 2011-03-01 2012-06-18
15.93 SHS PIMCO FOREIGN BOND FUND CL P 2007-09-28 2012-12-26
27.61 SHS PIMCO FOREIGN BOND FUND CL P 2008-11-28 2012-12-26
12.37 SHS PIMCO FOREIGN BOND FUND CL P 2010-01-29 2012-12-26
12.67 SHS PIMCO FOREIGN BOND FUND CL P 2011-04-30 2012-12-26
18.33 SHS PIMCO FOREIGN BOND FUND CL P 2012-06-29 2012-12-26
461 SHS POWERSHARES DYN OIL & GAS SV P 2009-09-10 2012-04-30
11 SHS PRAXAIR INC P 2009-09-17 2012-05-14
1 SHS PRICELINE.COM INC NEW P 2010-04-13 2012-02-28
10 SHS ROYAL DUTCH SHELL PLC CL A P 2006-02-09 2012-04-26
30 SHS SK TELECOM CO LTD ADR P 2005-10-05 2012-12-20
25 SHS SPDR S&P 500 ETF TR P 2011-08-04 2012-01-09
50 SHS STARWOOD HOTELS & RESORTS WOR P 2011-05-04 2012-04-30
24 SHS TELSTRA CORP LTD P 2006-02-09 2012-03-15
7 SHS THERMO FISHER SCIENTIFIC P 2011-06-14 2012-08-20
19 SHS TIME WARNER INC NEW P 2011-06-28 2012-03-14
21 SHS TJX COS INC NEW P 2010-12-02 2012-12-20
7 SHS US BANCORP DEL (NEW) P 2010-04-21 2012-12-13
8000 SHS US TSY INFL PROT NOTE P 2009-08-19 2012-07-15
7000 SHS US TSY NOTE 01.375 % P 2010-08-23 2012-03-01
2000 SHS US TSY NOTE 02.500 % P 2010-09-09 2012-01-27
199 SHS UTILITIES SECTOR SPDR P 2012-01-09 2012-09-06
188 SHS VANGUARD ENERGY ETF P 2011-10-26 2012-03-13
284 SHS VANGUARD SECTOR INDEX FD P 2009-09-10 2012-09-06
3 SHS VANGUARD SECTOR INDEX FD P 2011-06-14 2012-08-20
5 SHS WISDOMTREE EMERGING MARKETS EQ P 2012-09-06 2012-09-28
1 SHS YUM BRANDS INC P 2010-09-03 2012-05-17
2 SHS YUM BRANDS INC P 2012-06-13 2012-11-12
15 SHS ABBOTT LABS P 2010-08-27 2012-08-01
90 SHS ALCATEL-LUCENT SPON ADR P 2003-01-06 2012-03-14
2 SHS AMAZON.COM INC P 2012-02-01 2012-09-13
20.03 SHS AMERICAN CENTURY DIVERSIFI P 2009-07-31 2012-12-14
15.8 SHS AMERICAN CENTURY DIVERSIFIE P 2010-09-30 2012-12-14
17.09 SHS AMERICAN CENTURY DIVERSIFI P 2011-10-31 2012-12-14
13.04 SHS AMERICAN CENTURY DIVERSIFI P 2012-11-30 2012-12-14
45 SHS ANSYS INC P 2003-01-13 2012-05-09
2 SHS APPLE INC P 2011-12-22 2012-12-14
2 SHS BAIDU INC ADS REPSNTG CL A P 2010-10-08 2012-10-26
5 SHS BP PLC SPON ADR P 2011-06-14 2012-01-30
12 SHS CHECK POINT SOFTWARE TECH LTD P 2011-08-15 2012-07-25
139 SHS CISCO SYSTEMS INC P 2011-04-28 2012-02-02
13 SHS COACH INC P 2012-03-20 2012-07-31
229 SHS CONS ENERGY INC P 2011-10-26 2012-11-05
3 SHS CSX CORPORATION P 2009-11-27 2012-01-09
14 SHS DANAHER CORP P 2010-05-03 2012-05-15
7 SHS DECKERS OUTDOOR CORP P 2011-12-28 2012-06-20
9 SHS DOLLAR GEN CORP NEW P 2012-06-26 2012-12-03
14 SHS EATON CORP MERGER EFF: 12/12 P 2011-04-20 2012-01-05
21 SHS EMC CORP MASS P 2012-07-19 2012-10-18
1 SHS EXPRESS SCRIPTS HLDG CO P 2012-04-10 2012-12-20
173 SHS FINANCIAL SECTOR SPDR TRUST P 2010-04-01 2012-01-09
133000 SHS FNMA PL AE0115 05.5000 P 2011-04-19 2012-11-28
254000 SHS FNMA PL 735580 05.0000 P 2008-05-16 2012-11-26
211 SHS FORD MOTOR CO COM NEW P 2011-06-14 2012-01-30
14.28 SHS FRANKLIN/TEMPLETON GLOBAL P 2010-01-20 2012-12-26
15.82 SHS FRANKLIN/TEMPLETON GLOBAL P 2011-04-19 2012-12-26
19 SHS FRANKLIN/TEMPLETON GLOBAL BON P 2012-06-15 2012-12-26
42 SHS GENL DYNAMICS CORP P 2011-07-06 2012-01-09
4 SHS GOOGLE INC CL A P 2008-12-23 2012-01-09
32 SHS HALLIBURTON CO P 2011-03-14 2012-06-07
21 SHS HALLIBURTON CO P 2012-09-10 2012-11-13
97 SHS ING GROEP N V NL SPON P 2006-02-09 2012-08-06
104 SHS ISHARES SILVER TRUST P 2011-03-18 2012-01-09
108 SHS JPMORGAN CHASE & CO P 2012-08-20 2012-09-28
4 SHS LAUDER ESTEE COS CL A P 2010-08-12 2012-01-09
1 SHS LILLY ELI & CO P 2011-05-05 2012-01-31
9 SHS LULULEMON ATHLETICA INC P 2012-06-07 2012-08-01
30 SHS MCDONALDS CORP P 2009-09-17 2012-06-19
5 SHS MEAD JOHNSON NUTRITION P 2011-08-30 2012-10-25
25 SHS MERCK & CO INC NEW COM P 2011-06-14 2012-01-09
8 SHS MONSANTO CO NEW P 2010-06-11 2012-05-17
3 SHS NESTLE S A SPONSORED ADR P 2012-04-30 2012-06-19
5 SHS O REILLY AUTOMOTIVE INC P 2011-08-09 2012-12-17
2 SHS OCCIDENTAL PETROLEUM CRP P 2011-06-29 2012-09-14
135 SHS OPPENHEIMER INTL BOND FD CL P 2006-10-31 2012-09-17
187.7 SHS OPPENHEIMER INTL BOND FD C P 2007-11-30 2012-12-20
560.72 SHS OPPENHEIMER INTL BOND FD P 2008-12-30 2012-12-20
503.48 SHS OPPENHEIMER INTL BOND FD P 2009-12-30 2012-12-26
145.83 SHS OPPENHEIMER INTL BOND FD P 2011-01-31 2012-12-26
137.02 SHS OPPENHEIMER INTL BOND FD P 2012-04-30 2012-12-26
60 SHS PFIZER INC P 2009-09-17 2012-11-29
20.32 SHS PIMCO FOREIGN BOND FUND CL P 2007-10-31 2012-12-26
1175.98 SHS PIMCO FOREIGN BOND FUND P 2008-12-10 2012-12-26
11.34 SHS PIMCO FOREIGN BOND FUND CL P 2010-02-26 2012-12-26
13.6 SHS PIMCO FOREIGN BOND FUND CLA P 2011-05-31 2012-12-26
15.49 SHS PIMCO FOREIGN BOND FUND CL P 2012-07-31 2012-12-26
213 SHS POWERSHARES DYN OIL & GAS SV P 2009-09-10 2012-09-06
5 SHS PRAXAIR INC P 2009-09-17 2012-07-13
1 SHS PRICELINE.COM INC NEW P 2010-04-13 2012-04-23
331 SHS ROYAL DUTCH SHELL PLC CL A P 2011-01-06 2012-01-09
375 SHS SK TELECOM CO LTD ADR P 2006-08-04 2012-12-20
284 SHS SPDR S&P 500 ETF TR P 2011-08-04 2012-01-09
507 SHS STARWOOD HOTELS & RESORTS WO P 2011-05-04 2012-08-20
10 SHS TELSTRA CORP LTD P 2006-02-09 2012-04-03
89 SHS THERMO FISHER SCIENTIFIC P 2012-01-09 2012-08-20
20 SHS TIME WARNER INC NEW P 2011-06-29 2012-03-14
673 SHS TRANSOCEAN LTD CHF P 2012-01-30 2012-04-10
20 SHS US BANCORP DEL (NEW) P 2010-04-22 2012-12-13
3000 SHS US TSY INFL PROT NOTE P 2009-09-10 2012-07-15
1000 SHS US TSY NOTE 01.375 % P 2011-05-10 2012-03-01
2000 SHS US TSY NOTE 02.500 % P 2011-03-29 2012-01-27
21 SHS UTILITIES SECTOR SPDR P 2012-01-09 2012-08-20
412 SHS VANGUARD ENERGY ETF P 2011-10-26 2012-04-30
480 SHS VANGUARD SECTOR INDEX FD P 2011-10-11 2012-08-20
12 SHS VANGUARD SECTOR INDEX FD P 2012-01-09 2012-08-20
580 SHS WISDOMTREE TRUST LARGECAP G P 2009-12-30 2012-12-10
11 SHS YUM BRANDS INC P 2010-09-03 2012-07-31
24 SHS 3M CO P 2006-08-17 2012-08-20
18 SHS ABBOTT LABS P 2012-06-29 2012-10-02
1000 SHS ALCATEL-LUCENT SPON ADR P 2004-09-01 2012-03-14
1 SHS AMAZON.COM INC P 2012-02-01 2012-10-03
17.77 SHS AMERICAN CENTURY DIVERSIFI P 2009-08-31 2012-12-14
15.57 SHS AMERICAN CENTURY DIVERSIFI P 2010-10-29 2012-12-14
17.97 SHS AMERICAN CENTURY DIVERSIFI P 2011-11-30 2012-12-14
32.26 SHS AMERICAN CENTURY DIVERSIFI P 2012-12-07 2012-12-14
18 SHS APACHE CORP P 2009-09-17 2012-12-10
2 SHS APPLE INC P 2012-02-27 2012-12-14
2 SHS BAIDU INC ADS REPSNTG CL A P 2011-04-20 2012-10-26
71 SHS BP PLC SPON ADR P 2011-07-06 2012-01-30
4 SHS CHECK POINT SOFTWARE TECH LTD P 2011-08-17 2012-07-25
473 SHS CISCO SYSTEMS INC P 2011-06-14 2012-02-02
6 SHS COACH INC P 2012-06-08 2012-07-31
140 SHS CONS ENERGY INC P 2012-01-09 2012-11-05
102 SHS CSX CORPORATION P 2011-07-06 2012-08-20
8 SHS DANAHER CORP P 2010-05-03 2012-05-24
3 SHS DECKERS OUTDOOR CORP P 2011-12-29 2012-06-20
12 SHS DOLLAR GEN CORP NEW P 2012-07-03 2012-12-03
9 SHS EATON CORP MERGER EFF: 12/12 P 2011-04-20 2012-03-13
1 SHS EMC CORP MASS P 2012-07-27 2012-10-18
9 SHS EXPRESS SCRIPTS HLDG CO P 2012-04-11 2012-12-20
190 SHS FINANCIAL SECTOR SPDR TRUST P 2010-04-01 2012-08-20
10000 SHS FNMA PL AE0484 05.5000 P 2011-08-10 2012-04-16
180000 SHS FNMA PL 735676 05.0000 P 2012-07-10 2012-11-26
675 SHS FORD MOTOR CO COM NEW P 2012-01-09 2012-01-30
14.6 SHS FRANKLIN/TEMPLETON GLOBAL B P 2010-02-18 2012-12-26
15.95 SHS FRANKLIN/TEMPLETON GLOBAL P 2011-05-16 2012-12-26
18.38 SHS FRANKLIN/TEMPLETON GLOBAL P 2012-07-16 2012-12-26
187 SHS GENL ELECTRIC CO P 2009-10-21 2012-01-09
13 SHS GOOGLE INC CL A P 2008-12-23 2012-08-20
7 SHS HALLIBURTON CO P 2011-05-05 2012-06-07
13 SHS HALLIBURTON CO P 2012-09-10 2012-11-14
59 SHS ING GROEP N V NL SPON P 2006-02-09 2012-08-17
3 SHS ISHARES SILVER TRUST P 2011-06-14 2012-01-09
26 SHS KAO CORP REPSTG 10 SHS P 2006-02-09 2012-01-30
6 SHS LAUDER ESTEE COS CL A P 2010-09-23 2012-01-09
10 SHS LIMITED BRANDS INC CL A P 2012-03-20 2012-08-09
3 SHS LULULEMON ATHLETICA INC P 2012-06-12 2012-08-01
21 SHS MCDONALDS CORP P 2009-09-17 2012-03-09
3 SHS MEAD JOHNSON NUTRITION P 2011-08-31 2012-10-25
785 SHS METLIFE INC P 2011-03-04 2012-08-20
1 SHS MONSANTO CO NEW P 2010-06-11 2012-08-08
9 SHS NIKE INC CL B P 2009-09-17 2012-05-10
4 SHS O REILLY AUTOMOTIVE INC P 2011-08-09 2012-12-18
13 SHS OCCIDENTAL PETROLEUM CRP P 2011-06-29 2012-09-19
180.08 SHS OPPENHEIMER INTL BOND FD P 2006-11-30 2012-09-17
2153.53 SHS OPPENHEIMER INTL BOND FD P 2007-12-28 2012-12-20
721.31 SHS OPPENHEIMER INTL BOND FD P 2008-12-30 2012-12-26
1.57 SHS OPPENHEIMER INTL BOND FD CL P 2009-12-30 2012-12-26
129.7 SHS OPPENHEIMER INTL BOND FD C P 2011-02-28 2012-12-26
155.75 SHS OPPENHEIMER INTL BOND FD P 2012-05-31 2012-12-26
301 SHS PFIZER INC P 2009-10-16 2012-01-09
21.68 SHS PIMCO FOREIGN BOND FUND CL P 2007-11-30 2012-12-26
26.63 SHS PIMCO FOREIGN BOND FUND CL P 2008-12-31 2012-12-26
12.04 SHS PIMCO FOREIGN BOND FUND CL P 2010-03-31 2012-12-26
12.76 SHS PIMCO FOREIGN BOND FUND CL P 2011-06-30 2012-12-26
15.48 SHS PIMCO FOREIGN BOND FUND CL P 2012-08-31 2012-12-26
153 SHS POWERSHARES DYN OIL & GAS SV P 2012-03-01 2012-08-20
3 SHS PRAXAIR INC P 2009-09-17 2012-09-11
1 SHS PRICELINE.COM INC NEW P 2010-04-13 2012-06-06
61 SHS ROYAL DUTCH SHELL PLC CL A P 2011-02-02 2012-01-09
23 SHS SPDR GOLD TRUST P 2010-02-09 2012-04-30
145 SHS SPDR S&P 500 ETF TR P 2011-08-10 2012-01-09
7 SHS STARWOOD HOTELS & RESORTS WORL P 2011-06-14 2012-08-20
32 SHS TELSTRA CORP LTD P 2009-04-20 2012-04-03
13 SHS THERMO FISHER SCIENTIFIC P 2012-04-30 2012-08-20
29 SHS TIME WARNER INC NEW P 2011-12-22 2012-03-14
40 SHS TRAVELERS COS INC/THE P 2009-09-17 2012-09-04
10 SHS US BANCORP DEL (NEW) P 2010-04-22 2012-12-14
45000 SHS US TSY INFL PROT NOTE P 2010-05-27 2012-07-15
75000 SHS US TSY NOTE 01.500 % P 2011-08-08 2012-03-01
14000 SHS US TSY NOTE 02.500 % P 2011-07-15 2012-01-27
105 SHS VALERO ENERGY CORP NEW P 2009-09-17 2012-06-18
81 SHS VANGUARD ENERGY ETF P 2011-10-26 2012-08-20
38 SHS VANGUARD SECTOR INDEX FD P 2012-01-09 2012-09-28
10 SHS VISA INC CL A P 2011-06-30 2012-05-15
1600 SHS WISDOMTREE TRUST LARGECAP P 2010-01-15 2012-12-10
10 SHS YUM BRANDS INC P 2010-09-03 2012-08-20
36 SHS 3M CO P 2008-02-05 2012-08-20
1 SHS ABBOTT LABS P 2012-06-29 2012-10-03
450 SHS ALCATEL-LUCENT SPON ADR P 2005-06-29 2012-03-14
4 SHS AMAZON.COM INC P 2012-02-01 2012-08-24
19.42 SHS AMERICAN CENTURY DIVERSIFI P 2009-09-30 2012-12-14
16.19 SHS AMERICAN CENTURY DIVERSIFI P 2010-11-30 2012-12-14
84.79 SHS AMERICAN CENTURY DIVERSIFI P 2011-12-09 2012-12-14
34.72 SHS AMERICAN CENTURY DIVERSIFI P 2012-12-07 2012-12-14
17 SHS APACHE CORP P 2009-09-17 2012-12-20
11 SHS APPLE INC P 2012-05-17 2012-08-20
10 SHS BAIDU INC ADS REPSNTG CL A P 2011-04-20 2012-11-02
5 SHS BP PLC SPON ADR P 2012-01-09 2012-01-30
14 SHS CHECK POINT SOFTWARE TECH LTD P 2011-08-17 2012-09-07
287 SHS CISCO SYSTEMS INC P 2011-07-06 2012-02-02
333 SHS COCA COLA CO COM P 2011-04-14 2012-02-02
494 SHS CONS ENERGY INC P 2012-03-13 2012-11-05
854 SHS CSX CORPORATION P 2012-04-10 2012-08-20
4 SHS DANAHER CORP P 2010-05-11 2012-05-24
4 SHS DECKERS OUTDOOR CORP P 2012-01-24 2012-06-20
6 SHS DOLLAR GEN CORP NEW P 2012-07-19 2012-12-03
4 SHS EATON CORP MERGER EFF: 12/12 P 2011-10-12 2012-03-13
18 SHS EMC CORP MASS P 2012-07-27 2012-11-14
4 SHS EXPRESS SCRIPTS HLDG CO P 2012-04-13 2012-12-20
206 SHS FINANCIAL SECTOR SPDR TRUST P 2010-05-07 2012-08-20
42000 SHS FNMA PL AE0609 05.5000 P 2012-03-07 2012-04-05
32000 SHS FNMA PL 745275 . B/E 5.000 P 2009-08-11 2012-04-16
4385.96 SHS FRANKLIN/TEMPLETON GLOBA P 2009-01-07 2012-12-26
14.07 SHS FRANKLIN/TEMPLETON GLOBAL P 2010-03-17 2012-12-26
16 SHS FRANKLIN/TEMPLETON GLOBAL BON P 2011-06-15 2012-12-26
18.02 SHS FRANKLIN/TEMPLETON GLOBAL P 2012-08-15 2012-12-26
887 SHS GENL ELECTRIC CO P 2009-10-21 2012-05-15
6 SHS GOOGLE INC CL A P 2008-12-23 2012-09-28
2 SHS HALLIBURTON CO P 2011-05-05 2012-07-02
27 SHS HALLIBURTON CO P 2012-09-11 2012-11-14
25 SHS ING GROEP N V NL SPON P 2008-02-29 2012-08-17
37 SHS ISHARES SILVER TRUST P 2011-07-06 2012-01-09
14 SHS KINDER MORGAN INC P 2012-03-20 2012-11-08
10 SHS LAUDER ESTEE COS CL A P 2010-09-23 2012-04-19
10 SHS LIMITED BRANDS INC CL A P 2012-03-21 2012-08-09
1 SHS LULULEMON ATHLETICA INC P 2012-06-12 2012-12-20
9 SHS MCDONALDS CORP P 2009-09-17 2012-10-26
2 SHS MEAD JOHNSON NUTRITION P 2011-12-22 2012-10-25
21 SHS METLIFE INC P 2011-07-06 2012-08-20
6 SHS MONSANTO CO NEW P 2010-07-01 2012-08-08
5 SHS NIKE INC CL B P 2009-09-17 2012-07-31
1 SHS O REILLY AUTOMOTIVE INC P 2011-10-07 2012-12-18
9 SHS OCCIDENTAL PETROLEUM CRP P 2011-09-27 2012-09-21
117.8 SHS OPPENHEIMER INTL BOND FD C P 2006-12-28 2012-09-17
267.82 SHS OPPENHEIMER INTL BOND FD P 2007-12-28 2012-12-20
243.65 SHS OPPENHEIMER INTL BOND FD P 2008-12-30 2012-12-26
186.64 SHS OPPENHEIMER INTL BOND FD P 2010-01-29 2012-12-26
137.24 SHS OPPENHEIMER INTL BOND FD P 2011-03-31 2012-12-26
152.45 SHS OPPENHEIMER INTL BOND FD P 2012-06-29 2012-12-26
181 SHS PFIZER INC P 2009-12-22 2012-01-09
275.05 SHS PIMCO FOREIGN BOND FUND C P 2007-12-12 2012-12-26
22.28 SHS PIMCO FOREIGN BOND FUND CL P 2009-01-30 2012-12-26
13.84 SHS PIMCO FOREIGN BOND FUND CL P 2010-04-30 2012-12-26
13.32 SHS PIMCO FOREIGN BOND FUND CL P 2011-07-31 2012-12-26
11.34 SHS PIMCO FOREIGN BOND FUND CL P 2012-09-28 2012-12-26
3 SHS PPG INDUSTRIES INC P 2010-03-26 2012-03-13
7 SHS PRAXAIR INC P 2009-09-17 2012-09-12
1 SHS PRICELINE.COM INC NEW P 2010-04-13 2012-06-20
2 SHS ROYAL DUTCH SHELL PLC CL A P 2011-06-14 2012-01-09
4 SHS SPDR GOLD TRUST P 2010-02-09 2012-08-20
52 SHS SPDR S&P 500 ETF TR P 2011-08-10 2012-01-09
126 SHS STARWOOD HOTELS & RESORTS WO P 2012-01-09 2012-08-20
23 SHS TELSTRA CORP LTD P 2009-04-20 2012-04-13
9 SHS TIFFANY & CO NEW P 2010-07-27 2012-03-19
6 SHS TJX COS INC NEW P 2010-05-25 2012-06-14
54 SHS TREASURY WINE ESTATES P 2006-02-09 2012-11-13
13 SHS US BANCORP DEL (NEW) P 2010-07-09 2012-12-14
1000 SHS US TSY INFL PROT NOTE P 2010-11-29 2012-07-15
36000 SHS US TSY NOTE 02.000 % P 2012-02-28 2012-09-14
14000 SHS US TSY NOTE 02.500 % P 2011-07-15 2012-01-31
335.69 SHS VAN ECK GLOBAL HARD ASSET P 2011-07-21 2012-01-09
26 SHS VANGUARD ENERGY ETF P 2012-01-09 2012-08-20
215 SHS VANGUARD SECTOR INDEX FD P 2012-01-09 2012-08-20
2 SHS VISA INC CL A P 2011-07-01 2012-05-15
5 SHS WISDOMTREE TRUST INTL LARGECAP P 2012-09-06 2012-09-28
8 SHS YUM BRANDS INC P 2010-09-14 2012-08-20
25 SHS 3M CO P 2008-05-16 2012-08-20
10 SHS ABBOTT LABS P 2012-07-09 2012-10-03
785 SHS ALCATEL-LUCENT SPON ADR P 2011-08-04 2012-03-14
2 SHS AMAZON.COM INC P 2012-02-02 2012-10-03
20.37 SHS AMERICAN CENTURY DIVERSIFI P 2009-10-30 2012-12-14
24.07 SHS AMERICAN CENTURY DIVERSIFI P 2010-12-10 2012-12-14
41.22 SHS AMERICAN CENTURY DIVERSIFI P 2011-12-09 2012-12-14
675 SHS AMERICAN TOWER CORP REIT P 2012-01-09 2012-07-12
5 SHS APACHE CORP P 2010-05-21 2012-12-20
1 SHS APTARGROUP INC P 2003-01-06 2012-05-09
1 SHS BAIDU INC ADS REPSNTG CL A P 2011-04-20 2012-11-02
29 SHS BRISTOL MYERS SQUIBB CO P 2011-11-29 2012-09-19
1 SHS CHECK POINT SOFTWARE TECH LTD P 2011-08-17 2012-09-12
369 SHS CITIGROUP INC P 2011-01-06 2012-01-09
19 SHS COCA COLA CO COM P 2011-04-28 2012-02-02
88 SHS CONS ENERGY INC P 2012-08-20 2012-11-05
6 SHS CUMMINS INC P 2010-07-14 2012-04-30
6 SHS DANAHER CORP P 2010-05-11 2012-05-29
5 SHS DECKERS OUTDOOR CORP P 2012-02-24 2012-06-20
14 SHS DOLLAR TREE INC P 2011-12-23 2012-08-10
25 SHS EATON CORP MERGER EFF: 12/12 P 2011-10-12 2012-03-15
25 SHS EMC CORP MASS P 2012-09-14 2012-11-14
14 SHS FACTSET RESH SYSTEMS INC P 2006-01-18 2012-05-09
1200 SHS FINANCIAL SECTOR SPDR TRUST P 2010-06-21 2012-08-20
7000 SHS FNMA PL AE0609 05.5000 P 2012-03-07 2012-04-16
12000 SHS FNMA PL 745343 05.5000 P 2011-10-07 2012-04-16
16.03 SHS FRANKLIN/TEMPLETON GLOBAL P 2009-01-20 2012-12-26
13.79 SHS FRANKLIN/TEMPLETON GLOBAL P 2010-04-19 2012-12-26
15.96 SHS FRANKLIN/TEMPLETON GLOBAL P 2011-07-15 2012-12-26
13.97 SHS FRANKLIN/TEMPLETON GLOBAL P 2012-09-17 2012-12-26
98 SHS GENL ELECTRIC CO P 2010-09-07 2012-05-15
2 SHS GOOGLE INC CL A P 2011-07-15 2012-02-03
18 SHS HALLIBURTON CO P 2011-07-21 2012-07-02
8 SHS HALLIBURTON CO P 2012-09-11 2012-11-15
80 SHS ING GROEP N V NL SPON P 2010-06-07 2012-08-17
19 SHS ISHARES SILVER TRUST P 2011-07-06 2012-01-09
9 SHS KINDER MORGAN INC P 2012-03-20 2012-11-09
16 SHS LAUDER ESTEE COS CL A P 2010-09-23 2012-07-31
12 SHS LIMITED BRANDS INC CL A P 2012-03-21 2012-11-15
6 SHS LULULEMON ATHLETICA INC P 2012-06-20 2012-12-20
12 SHS MCDONALDS CORP P 2009-09-17 2012-11-05
8 SHS MEAD JOHNSON NUTRITION P 2011-12-22 2012-10-26
208 SHS METLIFE INC P 2012-01-09 2012-08-20
15 SHS NATL-OILWELLVARCO INC P 2011-07-21 2012-04-23
3 SHS NIKE INC CL B P 2009-09-17 2012-08-31
2 SHS O REILLY AUTOMOTIVE INC P 2012-07-12 2012-12-18
6 SHS OCCIDENTAL PETROLEUM CRP P 2012-06-07 2012-09-21
170.01 SHS OPPENHEIMER INTL BOND FD P 2006-12-28 2012-12-20
182.36 SHS OPPENHEIMER INTL BOND FD P 2008-01-31 2012-12-20
101.47 SHS OPPENHEIMER INTL BOND FD P 2009-01-30 2012-12-26
178.55 SHS OPPENHEIMER INTL BOND FD P 2010-02-26 2012-12-26
135.75 SHS OPPENHEIMER INTL BOND FD P 2011-04-30 2012-12-26
139.7 SHS OPPENHEIMER INTL BOND FD C P 2012-07-31 2012-12-26
159 SHS PFIZER INC P 2010-05-07 2012-01-09
18.48 SHS PIMCO FOREIGN BOND FUND CL P 2007-12-31 2012-12-26
35.55 SHS PIMCO FOREIGN BOND FUND CL P 2009-02-27 2012-12-26
9.7 SHS PIMCO FOREIGN BOND FUND CLAS P 2010-05-28 2012-12-26
13.5 SHS PIMCO FOREIGN BOND FUND CLA P 2011-08-31 2012-12-26
7.57 SHS PIMCO FOREIGN BOND FUND CLA P 2012-10-31 2012-12-26
3 SHS PPG INDUSTRIES INC P 2010-03-26 2012-03-14
1 SHS PRAXAIR INC P 2009-09-17 2012-09-24
1 SHS PRICELINE.COM INC NEW P 2010-05-11 2012-06-28
33 SHS ROYAL DUTCH SHELL PLC CL A P 2011-07-06 2012-01-09
23 SHS SPDR GOLD TRUST P 2010-02-09 2012-04-30
69 SHS SPDR S&P 500 ETF TR P 2012-06-05 2012-09-06
54 SHS STEINER LEISURE LTD P 2007-08-09 2012-05-09
35 SHS TELSTRA CORP LTD P 2010-03-12 2012-04-13
7 SHS TIFFANY & CO NEW P 2011-01-11 2012-03-19
20 SHS TJX COS INC NEW P 2010-05-27 2012-06-14
53 SHS TREASURY WINE ESTATES P 2006-02-09 2012-11-13
14 SHS US BANCORP DEL (NEW) P 2010-07-09 2012-12-20
20000 SHS US TSY INFL PROT NOTE P 2011-03-29 2012-07-15
32000 SHS US TSY NOTE 02.000 % P 2012-02-29 2012-09-14
8000 SHS US TSY NOTE 02.500 % P 2011-08-03 2012-01-31
123.92 SHS VAN ECK GLOBAL HARD ASSET P 2011-07-21 2012-01-09
331 SHS VANGUARD ENERGY ETF P 2012-02-07 2012-08-20
229 SHS VANGUARD SECTOR INDEX FD P 2009-09-10 2012-09-06
6 SHS VISA INC CL A P 2011-07-01 2012-05-17
6 SHS WYNN RESORTS LTD P 2010-07-14 2012-04-23
3 SHS YUM BRANDS INC P 2010-09-14 2012-08-27
SHORT TERM FROM PARTNERSHIPS P 2012-12-31 2012-12-31
8 SHS ABBOTT LABS P 2012-07-11 2012-10-03
5 SHS ALLERGAN INC P 2011-08-24 2012-07-31
1 SHS AMAZON.COM INC P 2012-02-02 2012-12-10
18.11 SHS AMERICAN CENTURY DIVERSIFI P 2009-11-30 2012-12-14
56.99 SHS AMERICAN CENTURY DIVERSIFI P 2010-12-10 2012-12-14
54.09 SHS AMERICAN CENTURY DIVERSIFI P 2011-12-30 2012-12-14
49 SHS AMERICAN TOWER CORP REIT P 2012-04-30 2012-07-12
9 SHS APACHE CORP P 2012-04-23 2012-12-20
19 SHS APTARGROUP INC P 2006-01-18 2012-05-09
3 SHS BAIDU INC ADS REPSNTG CL A P 2011-06-30 2012-11-02
6 SHS BRISTOL MYERS SQUIBB CO P 2011-11-29 2012-09-20
7 SHS CHECK POINT SOFTWARE TECH LTD P 2012-02-03 2012-09-13
14 SHS CITIGROUP INC P 2011-02-02 2012-01-09
8 SHS COCA COLA CO COM P 2011-06-14 2012-02-02
118 SHS CONS ENERGY INC P 2012-09-28 2012-11-05
3 SHS CUMMINS INC P 2010-07-15 2012-04-30
6 SHS DANAHER CORP P 2010-05-12 2012-05-29
60 SHS DEUTSCHE BANK AG REG SHS P 2010-03-24 2012-10-19
2 SHS DOLLAR TREE INC P 2011-12-28 2012-08-10
2 SHS EATON CORP MERGER EFF: 12/12 P 2011-10-12 2012-03-19
7 SHS EMC CORP MASS P 2012-10-01 2012-11-14
20 SHS FEDEX CORP P 2009-09-17 2012-10-10
1200 SHS FINANCIAL SECTOR SPDR TRUST P 2010-06-21 2012-09-06
73000 SHS FNMA PL AE0984 04.5000 P 2011-03-02 2012-04-05
23000 SHS FNMA PL 745418 05.5000 P 2011-09-09 2012-04-05
16.9 SHS FRANKLIN/TEMPLETON GLOBAL B P 2009-02-19 2012-12-26
15.85 SHS FRANKLIN/TEMPLETON GLOBAL P 2010-05-19 2012-12-26
16.23 SHS FRANKLIN/TEMPLETON GLOBAL P 2011-08-15 2012-12-26
13.89 SHS FRANKLIN/TEMPLETON GLOBAL P 2012-10-15 2012-12-26
20 SHS GENL ELECTRIC CO P 2010-12-09 2012-08-01
1 SHS GOOGLE INC CL A P 2011-08-30 2012-04-23
17 SHS HALLIBURTON CO P 2011-07-21 2012-07-03
32 SHS HALLIBURTON CO P 2012-09-12 2012-11-15
100 SHS INTEL CORP P 2010-09-21 2012-12-07
255 SHS ISHARES TRUST DOW JONES TECH P 2012-02-02 2012-05-17
8 SHS KINDER MORGAN INC P 2012-03-21 2012-11-09
7 SHS LAUDER ESTEE COS CL A P 2011-08-15 2012-08-13
23 SHS LINCOLN ELEC HOLDINGS P 2005-06-24 2012-05-09
9407.34 SHS MAINSTAY INTERNATIONAL E P 2009-08-18 2012-06-01
3 SHS MCDONALDS CORP P 2010-07-09 2012-11-05
11 SHS MEAD JOHNSON NUTRITION P 2011-12-22 2012-11-02
41 SHS METLIFE INC P 2012-04-30 2012-08-20
8 SHS NATL-OILWELLVARCO INC P 2011-07-28 2012-04-23
10 SHS NIKE INC CL B P 2009-09-17 2012-09-13
12 SHS OCCIDENTAL PETROLEUM CRP P 2011-03-14 2012-06-20
0.47 SHS OI S A SPON ADR P 2007-07-11 2012-04-12
18.83 SHS OPPENHEIMER INTL BOND FD C P 2006-12-28 2012-12-20
179.5 SHS OPPENHEIMER INTL BOND FD C P 2008-02-29 2012-12-20
117.74 SHS OPPENHEIMER INTL BOND FD P 2009-02-27 2012-12-26
210.28 SHS OPPENHEIMER INTL BOND FD P 2010-03-31 2012-12-26
131.19 SHS OPPENHEIMER INTL BOND FD P 2011-05-31 2012-12-26
156.3 SHS OPPENHEIMER INTL BOND FD C P 2012-08-31 2012-12-26
424 SHS PFIZER INC P 2010-06-03 2012-01-09
18.81 SHS PIMCO FOREIGN BOND FUND CL P 2008-01-31 2012-12-26
18.98 SHS PIMCO FOREIGN BOND FUND CL P 2009-03-31 2012-12-26
11.2 SHS PIMCO FOREIGN BOND FUND CLA P 2010-06-30 2012-12-26
13.57 SHS PIMCO FOREIGN BOND FUND CL P 2011-09-30 2012-12-26
9.14 SHS PIMCO FOREIGN BOND FUND CLA P 2012-11-30 2012-12-26
2 SHS PPG INDUSTRIES INC P 2010-03-26 2012-03-19
4 SHS PRAXAIR INC P 2010-07-09 2012-09-25
1 SHS PRICELINE.COM INC NEW P 2010-05-11 2012-07-12
75 SHS SAFEWAY INC P 2009-09-17 2012-06-19
54 SHS SPDR GOLD TRUST P 2011-01-06 2012-08-20
135 SHS SPDR S&P 500 ETF TR P 2012-06-05 2012-08-20
67 SHS STEINER LEISURE LTD P 2007-08-09 2012-07-02
69 SHS TEMPUR-PEDIC INTL INC P 2006-05-04 2012-01-12
7 SHS TIFFANY & CO NEW P 2011-01-11 2012-03-19
2 SHS TJX COS INC NEW P 2010-05-27 2012-08-03
75 SHS UNILEVER NV N Y SHS NEW P 2004-12-07 2012-01-10
26 SHS US BANCORP DEL (NEW) P 2010-10-20 2012-12-20
56000 SHS US TSY NOTE 00.875 % P 2010-03-03 2012-02-29
10000 SHS US TSY NOTE 02.000 % P 2012-03-01 2012-09-14
21000 SHS US TSY NOTE 02.500 % P 2011-08-03 2012-02-28
0.7 SHS VAN ECK GLOBAL HARD ASSETS F P 2011-12-21 2012-01-09
63 SHS VANGUARD ENERGY ETF P 2012-03-01 2012-08-20
14 SHS VANGUARD SECTOR INDEX FD P 2010-05-07 2012-09-28
4 SHS VMWARE INC CL A P 2012-02-16 2012-10-19
4 SHS WYNN RESORTS LTD P 2010-07-14 2012-07-02
3 SHS YUM BRANDS INC P 2010-10-01 2012-08-27
LONG TERM FROM PARTNERSHIPS P 2011-12-31 2012-12-31
19 SHS ABBOTT LABS P 2012-07-12 2012-10-03
6 SHS ALLERGAN INC P 2011-08-24 2012-08-20
2 SHS AMAZON.COM INC P 2012-02-16 2012-12-10
22.64 SHS AMERICAN CENTURY DIVERSIFI P 2009-12-08 2012-12-14
18.98 SHS AMERICAN CENTURY DIVERSIFI P 2010-12-31 2012-12-14
15.68 SHS AMERICAN CENTURY DIVERSIFI P 2012-01-31 2012-12-14
6 SHS ANHEUSER BUSCH INBEV P 2012-05-16 2012-11-02
3 SHS APPLE INC P 2009-10-01 2012-05-10
5 SHS ASTELLAS PHARMA INC ADR P 2010-01-13 2012-07-19
8 SHS BAIDU INC ADS REPSNTG CL A P 2011-08-30 2012-11-02
34 SHS BRISTOL MYERS SQUIBB CO P 2011-12-05 2012-09-20
5 SHS CHECK POINT SOFTWARE TECH LTD P 2012-02-03 2012-09-12
34 SHS CITIGROUP INC P 2011-04-28 2012-01-09
24 SHS COCA COLA CO COM P 2012-01-09 2012-02-02
239 SHS CONSUMERS STAPLES SECTOR SPD P 2009-09-10 2012-04-30
4 SHS CUMMINS INC P 2010-07-15 2012-06-21
4 SHS DANAHER CORP P 2010-05-12 2012-11-05
15 SHS DEUTSCHE BANK AG REG SHS P 2010-03-24 2012-10-22
12 SHS DOLLAR TREE INC P 2011-12-28 2012-08-15
11 SHS EATON CORP MERGER EFF: 12/12 P 2011-10-14 2012-03-19
18 SHS EMC CORP MASS P 2012-10-01 2012-11-15
18000 SHS FHLMC NTS 00.625 % DUE 122 P 2012-02-16 2012-08-03
312 SHS FINANCIAL SECTOR SPDR TRUST P 2010-12-14 2012-09-06
20000 SHS FNMA PL AH3645 04.0000 P 2012-04-09 2012-05-17
63000 SHS FNMA PL 888283 05.0000 P 2012-03-07 2012-04-16
16.88 SHS FRANKLIN/TEMPLETON GLOBAL P 2009-03-18 2012-12-26
16.3 SHS FRANKLIN/TEMPLETON GLOBAL B P 2010-06-17 2012-12-26
16.82 SHS FRANKLIN/TEMPLETON GLOBAL P 2011-09-15 2012-12-26
13.98 SHS FRANKLIN/TEMPLETON GLOBAL P 2012-11-15 2012-12-26
20 SHS GENL ELECTRIC CO P 2010-12-09 2012-10-16
1 SHS GOOGLE INC CL A P 2011-08-30 2012-04-30
4 SHS HALLIBURTON CO P 2011-08-24 2012-07-03
76 SHS HENRY JACK & ASSOC INC P 2002-01-23 2012-05-09
241 SHS INTEL CORP P 2011-05-05 2012-01-09
15 SHS ISHARES TRUST DOW JONES U.S T P 2012-01-09 2012-04-30
36 SHS KINDER MORGAN INC P 2012-03-21 2012-11-15
3 SHS LAUDER ESTEE COS CL A P 2011-08-15 2012-07-31
95 SHS LINCOLN ELEC HOLDINGS P 2005-06-24 2012-03-26
195.3 SHS MAINSTAY INTERNATIONAL EQU P 2009-12-14 2012-06-01
15 SHS MCDONALDS CORP P 2012-08-20 2012-09-28
6 SHS MEAD JOHNSON NUTRITION P 2011-12-29 2012-11-02
56 SHS MICROSOFT CORP P 2006-07-20 2012-08-20
5 SHS NATL-OILWELLVARCO INC P 2011-08-24 2012-04-23
7 SHS NIKE INC CL B P 2009-09-17 2012-11-14
4 SHS OCCIDENTAL PETROLEUM CRP P 2011-03-21 2012-06-20
249 SHS OI S A SPON ADR P 2007-07-11 2012-12-31
172.66 SHS OPPENHEIMER INTL BOND FD P 2007-01-31 2012-12-20
179.15 SHS OPPENHEIMER INTL BOND FD P 2008-03-31 2012-12-20
195.96 SHS OPPENHEIMER INTL BOND FD P 2009-03-31 2012-12-26
220.88 SHS OPPENHEIMER INTL BOND FD P 2010-04-30 2012-12-26
133.37 SHS OPPENHEIMER INTL BOND FD P 2011-06-30 2012-12-26
82.14 SHS OPPENHEIMER INTL BOND FD C P 2012-09-28 2012-12-26
10 SHS PFIZER INC P 2011-06-14 2012-01-09
21.18 SHS PIMCO FOREIGN BOND FUND CL P 2008-02-29 2012-12-26
28.38 SHS PIMCO FOREIGN BOND FUND CL P 2009-04-30 2012-12-26
11.29 SHS PIMCO FOREIGN BOND FUND CL P 2010-07-30 2012-12-26
15.68 SHS PIMCO FOREIGN BOND FUND CL P 2011-10-31 2012-12-26
284.43 SHS PIMCO FOREIGN BOND FUND C P 2012-12-12 2012-12-26
3 SHS PPG INDUSTRIES INC P 2010-07-09 2012-03-19
5 SHS PRAXAIR INC P 2010-07-09 2012-09-24
2 SHS PRICELINE.COM INC NEW P 2010-05-11 2012-07-16
35 SHS SAFEWAY INC P 2011-02-02 2012-06-19
8 SHS SPDR GOLD TRUST P 2011-02-02 2012-08-20
23 SHS STARBUCKS CORP P 2010-12-07 2012-02-03
102 SHS STEINER LEISURE LTD P 2007-09-06 2012-07-02
85 SHS TEMPUR-PEDIC INTL INC P 2008-03-04 2012-01-12
12 SHS TIFFANY & CO NEW P 2011-01-12 2012-03-19
10 SHS TJX COS INC NEW P 2010-06-10 2012-08-03
60 SHS UNILEVER NV N Y SHS NEW P 2004-12-07 2012-06-18
12 SHS US BANCORP DEL (NEW) P 2010-10-20 2012-12-21
83000 SHS US TSY NOTE 00.875 % P 2010-03-25 2012-02-29
12000 SHS US TSY NOTE 02.000 % P 2012-03-20 2012-09-14
19000 SHS US TSY NOTE 02.500 % P 2011-08-03 2012-02-29
0.13 SHS VAN ECK GLOBAL HARD ASSETS P 2011-12-21 2012-01-09
2 SHS VANGUARD ENERGY ETF P 2012-03-01 2012-09-28
100 SHS VANGUARD SECTOR INDEX FD P 2010-05-07 2012-09-06
115 SHS VODAFONE GROUP PLC NEW P 2011-06-06 2012-06-29
1 SHS WYNN RESORTS LTD P 2010-07-14 2012-07-12
8 SHS YUM BRANDS INC P 2010-10-01 2012-08-31
13 SHS ACCENTURE PLC IRELAND CL A P 2011-09-15 2012-06-26
3 SHS ALLERGAN INC P 2011-08-24 2012-08-22
1 SHS AMAZON.COM INC P 2012-06-21 2012-12-10
21.68 SHS AMERICAN CENTURY DIVERSIFI P 2009-12-31 2012-12-14
16.86 SHS AMERICAN CENTURY DIVERSIFI P 2011-01-31 2012-12-14
16.96 SHS AMERICAN CENTURY DIVERSIFI P 2012-02-29 2012-12-14
3 SHS ANHEUSER BUSCH INBEV P 2012-05-16 2012-11-16
2 SHS APPLE INC P 2009-10-01 2012-09-11
10 SHS ASTELLAS PHARMA INC ADR P 2010-01-14 2012-07-19
71 SHS BARRICK GOLD CORP CAD P 2012-01-30 2012-09-28
1085 SHS BROADCOM CORP CL A P 2011-06-14 2012-01-09
13 SHS CHECK POINT SOFTWARE TECH LTD P 2012-04-23 2012-09-14
3 SHS CITIGROUP INC P 2011-06-14 2012-01-09
17 SHS COGNIZANT TECH SOLUTIONS P 2011-09-28 2012-02-03
900 SHS CONSUMERS STAPLES SECTOR SPD P 2009-09-10 2012-09-06
2 SHS CUMMINS INC P 2010-08-12 2012-06-21
7 SHS DANAHER CORP P 2010-07-14 2012-11-05
70 SHS DEUTSCHE BANK AG REG SHS P 2010-10-01 2012-10-22
45 SHS DOMINION RESOURCES INC P 2009-09-17 2012-02-01
13 SHS EATON CORP MERGER EFF: 12/12 P 2011-10-14 2012-03-20
33 SHS EMC CORP MASS P 2012-10-05 2012-11-15
30000 SHS FHLMC NTS 00.625 % DUE 12 P 2012-03-14 2012-08-03
8 SHS FINANCIAL SECTOR SPDR TRUST ET P 2010-12-14 2012-09-28
5000 SHS FNMA PL AI1888 04.5000 P 2011-10-07 2012-04-16
158000 SHS FNMA PL 903812 05.5000 P 2011-05-10 2012-11-28
15.82 SHS FRANKLIN/TEMPLETON GLOBAL P 2009-04-17 2012-12-26
16.25 SHS FRANKLIN/TEMPLETON GLOBAL P 2010-07-19 2012-12-26
17.36 SHS FRANKLIN/TEMPLETON GLOBAL P 2011-10-19 2012-12-26
99.63 SHS FRANKLIN/TEMPLETON GLOBAL P 2012-12-17 2012-12-26
50 SHS GENL ELECTRIC CO P 2011-04-28 2012-05-15
2 SHS GOOGLE INC CL A P 2011-10-14 2012-04-30
8 SHS HALLIBURTON CO P 2011-08-24 2012-11-02
832 SHS HOME DEPOT INC P 2011-10-11 2012-01-09
5 SHS INTEL CORP P 2011-05-05 2012-08-20
70 SHS ISHARES TRUST DOW JONES U.S T P 2012-01-09 2012-08-20
250 SHS KINGFISHER PLC NEW SPON P 2007-10-05 2012-05-11
9 SHS LAUDER ESTEE COS CL A P 2011-08-24 2012-08-13
29 SHS LINCOLN ELEC HOLDINGS P 2005-08-02 2012-05-09
217.32 SHS MAINSTAY INTERNATIONAL EQ P 2010-12-13 2012-06-01
6 SHS MEAD JOHNSON NUTRITION P 2010-08-02 2012-05-01
11 SHS MEAD JOHNSON NUTRITION P 2012-07-18 2012-11-02
126 SHS MICROSOFT CORP P 2006-07-20 2012-01-09
6 SHS NATL-OILWELLVARCO INC P 2011-08-24 2012-06-28
295 SHS NISSAN MTR LTD SPONS ADR P 2008-04-18 2012-03-19
2 SHS OCCIDENTAL PETROLEUM CRP P 2011-03-21 2012-06-26
0.43 SHS OI S A SPON ADR P 2007-07-11 2012-04-12
151.31 SHS OPPENHEIMER INTL BOND FD P 2007-02-28 2012-12-20
188.65 SHS OPPENHEIMER INTL BOND FD P 2008-04-30 2012-12-20
200.3 SHS OPPENHEIMER INTL BOND FD C P 2009-04-30 2012-12-26
200.02 SHS OPPENHEIMER INTL BOND FD P 2010-05-28 2012-12-26
136.87 SHS OPPENHEIMER INTL BOND FD P 2011-07-31 2012-12-26
46.65 SHS OPPENHEIMER INTL BOND FD C P 2012-10-31 2012-12-26
331 SHS PHILIP MORRIS INTL INC P 2011-10-25 2012-01-09
15.98 SHS PIMCO FOREIGN BOND FUND CL P 2008-03-31 2012-12-26
29.62 SHS PIMCO FOREIGN BOND FUND CL P 2009-05-29 2012-12-26
11.07 SHS PIMCO FOREIGN BOND FUND CL P 2010-08-31 2012-12-26
15.88 SHS PIMCO FOREIGN BOND FUND CL P 2011-11-30 2012-12-26
32.51 SHS PIMCO FOREIGN BOND FUND CL P 2012-12-12 2012-12-26
6 SHS PPG INDUSTRIES INC P 2010-07-21 2012-03-19
1 SHS PRAXAIR INC P 2010-12-03 2012-09-25
2 SHS PRICELINE.COM INC NEW P 2010-07-21 2012-10-18
55 SHS SANOFI SPON ADR P 2007-02-07 2012-07-26
2 SHS SPDR GOLD TRUST P 2011-02-02 2012-09-28
12 SHS STARBUCKS CORP P 2010-12-07 2012-03-09
545 SHS STMICROELECTRONICS N.V P 2005-06-29 2012-11-29
166 SHS TEMPUR-PEDIC INTL INC P 2008-03-04 2012-06-06
15 SHS TIME WARNER INC NEW P 2009-09-17 2012-11-28
21 SHS TJX COS INC NEW P 2010-06-10 2012-08-08
21 SHS UNILEVER PLC AMER SHS P 2006-02-09 2012-04-26
27 SHS US BANCORP DEL (NEW) P 2010-12-10 2012-12-21
8000 SHS US TSY NOTE 00.875 % P 2010-04-06 2012-02-29
17000 SHS US TSY NOTE 02.000 % P 2012-01-26 2012-05-17
14000 SHS US TSY NOTE 02.500 % P 2011-08-03 2012-03-01
1.88 SHS VAN ECK GLOBAL HARD ASSETS P 2011-12-21 2012-01-09
52 SHS VANGUARD INDUSTRIALS ETF P 2009-09-10 2012-04-30
20 SHS VANGUARD SECTOR INDEX FD P 2012-01-09 2012-04-30
7 SHS WAL MART STORES INC P 2012-06-25 2012-09-14
13 SHS YOUKU TUDOU INC SPON ADR P 2011-05-20 2012-06-14
1 SHS YUM BRANDS INC P 2010-10-01 2012-09-06
6 SHS ACCENTURE PLC IRELAND CL A P 2011-09-15 2012-09-14
11 SHS ALLERGAN INC P 2011-08-30 2012-08-22
2214.81 SHS AMERICAN CENTURY DIVERSI P 2009-01-07 2012-12-03
17.99 SHS AMERICAN CENTURY DIVERSIFI P 2010-01-29 2012-12-14
18.19 SHS AMERICAN CENTURY DIVERSIFI P 2011-02-28 2012-12-14
16.46 SHS AMERICAN CENTURY DIVERSIFI P 2012-03-30 2012-12-14
7 SHS ANHEUSER BUSCH INBEV P 2012-05-17 2012-11-16
1 SHS APPLE INC P 2010-04-29 2012-09-11
2 SHS ASTELLAS PHARMA INC ADR P 2010-01-15 2012-07-19
3 SHS BIOGEN IDEC INC P 2011-06-22 2012-11-09
144 SHS BROADCOM CORP CL A P 2011-07-06 2012-01-09
67 SHS CHESAPEAKE ENERGY CORP P 2009-12-08 2012-04-25
27 SHS CITIGROUP INC P 2011-07-06 2012-01-09
141 SHS COHEN & STEERS INC P 2007-10-18 2012-05-09
161 SHS CONSUMERS STAPLES SECTOR SPD P 2009-09-10 2012-11-13
4 SHS CUMMINS INC P 2010-08-12 2012-06-22
14 SHS DANAHER CORP P 2010-09-07 2012-01-09
55 SHS DEUTSCHE POST AG SPON P 2011-09-07 2012-05-24
44 SHS DOW CHEMICAL P 2009-12-28 2012-04-05
65 SHS EDISON INTL P 2009-09-17 2012-02-01
45 SHS ENI SPA IT SPON ADR P 2009-08-06 2012-12-03
83000 SHS FHLMC PL A79234 05.0000 P 2012-01-10 2012-11-26
1477 SHS FINANCIAL SECTOR SPDR TRUST P 2010-12-14 2012-08-20
29000 SHS FNMA PL AI1969 04.5000 P 2011-05-10 2012-04-16
11000 SHS FNMA PL 903812 05.5000 P 2011-05-10 2012-04-16
15.35 SHS FRANKLIN/TEMPLETON GLOBAL P 2009-05-19 2012-12-26
15.87 SHS FRANKLIN/TEMPLETON GLOBAL P 2010-08-20 2012-12-26
17.62 SHS FRANKLIN/TEMPLETON GLOBAL P 2011-11-17 2012-12-26
0.68 SHS FRANKLIN/TEMPLETON GLOBAL B P 2012-12-17 2012-12-26
34 SHS GENL ELECTRIC CO P 2011-06-14 2012-05-15
2 SHS GOOGLE INC CL A P 2011-11-11 2012-06-21
8 SHS HALLIBURTON CO P 2011-08-30 2012-11-02
14 SHS HOME DEPOT INC P 2011-12-02 2012-07-31
18 SHS INTEL CORP P 2011-09-21 2012-12-07
46 SHS ISHARES TRUST DOW JONES U.S T P 2012-01-09 2012-09-28
75 SHS KINGFISHER PLC NEW SPON P 2007-11-06 2012-05-11
7 SHS LIBERTY GLOBAL INC CL A P 2012-08-10 2012-11-15
2 SHS LINKEDIN CORP CL A P 2012-03-14 2012-11-15
192.27 SHS MAINSTAY INTERNATIONAL EQ P 2011-12-07 2012-06-01
5 SHS MEAD JOHNSON NUTRITION P 2010-08-02 2012-09-10
2 SHS MEAD JOHNSON NUTRITION P 2012-07-18 2012-11-02
6 SHS MICROSOFT CORP P 2008-12-23 2012-08-20
3 SHS NATL-OILWELLVARCO INC P 2011-09-27 2012-06-28
344 SHS NOVARTIS AG SPON ADR P 2011-04-07 2012-01-09
6 SHS OCCIDENTAL PETROLEUM CRP P 2011-04-28 2012-06-26
24 SHS OI S A SPON ADR P 2007-07-11 2012-07-24
194.26 SHS OPPENHEIMER INTL BOND FD P 2007-03-30 2012-12-20
208.9 SHS OPPENHEIMER INTL BOND FD C P 2008-05-30 2012-12-20
184.01 SHS OPPENHEIMER INTL BOND FD P 2009-05-29 2012-12-26
158.67 SHS OPPENHEIMER INTL BOND FD P 2010-06-30 2012-12-26
126.03 SHS OPPENHEIMER INTL BOND FD P 2011-08-31 2012-12-26
46.22 SHS OPPENHEIMER INTL BOND FD C P 2012-11-30 2012-12-26
0.5 SHS PHILLIPS 66 P 2009-09-17 2012-05-01
19.19 SHS PIMCO FOREIGN BOND FUND CL P 2008-04-30 2012-12-26
29.08 SHS PIMCO FOREIGN BOND FUND CL P 2009-06-30 2012-12-26
9.09 SHS PIMCO FOREIGN BOND FUND CLA P 2010-09-30 2012-12-26
273.43 SHS PIMCO FOREIGN BOND FUND C P 2011-12-28 2012-12-26
72 SHS POOL CORP P 2003-07-11 2012-05-09
180 SHS PPG INDUSTRIES INC P 2010-09-07 2012-01-30
6 SHS PRAXAIR INC P 2010-12-03 2012-09-26
60 SHS PRUDENTIAL FINANCIAL INC P 2009-09-17 2012-06-20
40 SHS SANOFI SPON ADR P 2007-02-07 2012-07-30
4 SHS SPDR GOLD TRUST P 2011-02-02 2012-04-30
11 SHS STARBUCKS CORP P 2011-02-01 2012-10-25
75 SHS SWISSCOM AG SPON ADR P 2007-03-28 2012-06-08
131 SHS TEMPUR-PEDIC INTL INC P 2008-03-07 2012-06-06
11 SHS TIME WARNER INC NEW P 2011-02-28 2012-03-09
9 SHS TJX COS INC NEW P 2010-06-10 2012-08-13
7 SHS UNION PACIFIC CORP P 2009-09-17 2012-06-20
30000 SHS US TSY INFL PROT BOND P 2010-09-09 2012-02-14
26000 SHS US TSY NOTE 00.875 % P 2010-08-23 2012-02-29
50000 SHS US TSY NOTE 02.000 % P 2012-01-26 2012-12-07
13 SHS UTILITIES SECTOR SPDR P 2009-09-16 2012-04-30
0.36 SHS VAN ECK GLOBAL HARD ASSETS P 2011-12-21 2012-01-09
443 SHS VANGUARD INDUSTRIALS ETF P 2009-09-10 2012-09-06
84 SHS VANGUARD SECTOR INDEX FD P 2012-01-09 2012-08-20
11 SHS WAL MART STORES INC P 2012-06-25 2012-11-02
2 SHS YOUKU TUDOU INC SPON ADR P 2011-05-23 2012-06-14
483 SHS YUM BRANDS INC P 2011-01-25 2012-01-09
2 SHS ACCENTURE PLC IRELAND CL A P 2011-09-15 2012-10-05
3 SHS ALLERGAN INC P 2011-08-30 2012-08-28
6557.12 SHS AMERICAN CENTURY DIVERSI P 2009-01-07 2012-12-14
18.34 SHS AMERICAN CENTURY DIVERSIFI P 2010-02-26 2012-12-14
18.76 SHS AMERICAN CENTURY DIVERSIFI P 2011-03-31 2012-12-14
14.24 SHS AMERICAN CENTURY DIVERSIFI P 2012-04-30 2012-12-14
2 SHS ANHEUSER BUSCH INBEV P 2012-05-17 2012-12-03
5 SHS APPLE INC P 2010-04-29 2012-10-02
20 SHS AT&T INC P 2009-09-17 2012-06-18
9 SHS BIOGEN IDEC INC P 2011-06-22 2012-11-08
290 SHS BROWN & BROWN INC P 2009-07-01 2012-01-13
9 SHS CHEVRON CORP P 2011-01-25 2012-01-09
4 SHS COACH INC P 2011-06-03 2012-04-23
82 SHS COHEN & STEERS INC P 2007-10-18 2012-08-24
524 SHS CONSUMERS STAPLES SECTOR SPD P 2011-10-11 2012-04-30
2 SHS CUMMINS INC P 2010-08-13 2012-06-22
120 SHS DANAHER CORP P 2010-09-07 2012-08-20
33 SHS DEVON ENERGY CORP NEW P 2012-04-25 2012-10-09
26 SHS DOW CHEMICAL P 2009-12-28 2012-04-09
26 SHS EDISON INTL P 2009-09-17 2012-10-09
16 SHS ENI SPA IT SPON ADR P 2010-08-25 2012-03-01
21000 SHS FHLMC PL A97618 04.5000 P 2011-11-10 2012-04-05
152 SHS FINANCIAL SECTOR SPDR TRUST P 2010-12-14 2012-09-28
47000 SHS FNMA PL AI4815 04.5000 P 2012-03-08 2012-04-16
101000 SHS FNMA PL 903812 05.5000 P 2011-05-10 2012-05-15
15.6 SHS FRANKLIN/TEMPLETON GLOBAL B P 2009-06-17 2012-12-26
15.71 SHS FRANKLIN/TEMPLETON GLOBAL P 2010-09-17 2012-12-26
31.95 SHS FRANKLIN/TEMPLETON GLOBAL P 2011-12-19 2012-12-26
67.82 SHS FRANKLIN/TEMPLETON GLOBAL P 2012-12-17 2012-12-26
208 SHS GENL ELECTRIC CO P 2011-07-06 2012-05-15
2 SHS GOOGLE INC CL A P 2011-11-11 2012-06-21
11 SHS HALLIBURTON CO P 2011-09-27 2012-11-02
15 SHS HOME DEPOT INC P 2011-12-05 2012-10-26
11 SHS INTL BUSINESS MACH P 2009-09-17 2012-03-28
1 SHS ISHARES TRUST DOW JONES U.S TE P 2012-01-09 2012-04-30
39 SHS KOHLS CORP P 2011-09-28 2012-06-20
1 SHS LIBERTY GLOBAL INC CL A P 2012-08-14 2012-11-15
3 SHS LINKEDIN CORP CL A P 2012-03-14 2012-12-12
250 SHS MARKET VECTORS AGRI BUSINESS P 2011-06-15 2012-09-06
6 SHS MEAD JOHNSON NUTRITION P 2010-09-30 2012-09-10
9 SHS MEAD JOHNSON NUTRITION P 2012-07-24 2012-11-02
10 SHS MICROSOFT CORP P 2009-09-17 2012-03-01
1 SHS NATL-OILWELLVARCO INC P 2011-09-27 2012-12-12
2 SHS NOVARTIS AG SPON ADR P 2011-06-14 2012-01-09
1 SHS OCCIDENTAL PETROLEUM CRP P 2011-05-02 2012-06-26
5 SHS OI S A SPON ADR P 2009-11-24 2012-07-24
169.9 SHS OPPENHEIMER INTL BOND FD C P 2007-04-30 2012-12-20
193.36 SHS OPPENHEIMER INTL BOND FD P 2008-06-30 2012-12-20
192.12 SHS OPPENHEIMER INTL BOND FD P 2009-06-30 2012-12-26
136.78 SHS OPPENHEIMER INTL BOND FD P 2010-07-30 2012-12-26
152.54 SHS OPPENHEIMER INTL BOND FD P 2011-09-30 2012-12-26
607 SHS ORACLE CORP P 2010-09-07 2012-06-19
6941.28 SHS PIMCO FOREIGN BOND FUND P 2007-05-02 2012-12-26
20.42 SHS PIMCO FOREIGN BOND FUND CL P 2008-05-30 2012-12-26
24.79 SHS PIMCO FOREIGN BOND FUND CL P 2009-07-31 2012-12-26
10.17 SHS PIMCO FOREIGN BOND FUND CL P 2010-10-29 2012-12-26
12.21 SHS PIMCO FOREIGN BOND FUND CL P 2011-12-30 2012-12-26
64 SHS POOL CORP P 2006-01-18 2012-05-09
6 SHS PPG INDUSTRIES INC P 2011-06-28 2012-03-19
1 SHS PRAXAIR INC P 2010-12-06 2012-09-26
15 SHS PRUDENTIAL FINANCIAL INC P 2010-11-08 2012-06-20
65 SHS SANOFI SPON ADR P 2007-02-07 2012-12-10
6 SHS SPDR GOLD TRUST P 2011-07-06 2012-08-20
18 SHS STARBUCKS CORP P 2011-02-01 2012-03-09
195 SHS SWISSCOM AG SPON ADR P 2007-03-28 2012-06-29
2 SHS TEVA PHARMACEUTICALS IND P 2011-03-18 2012-01-09
10 SHS TIME WARNER INC NEW P 2011-02-28 2012-03-13
17 SHS TJX COS INC NEW P 2010-06-18 2012-08-13
5 SHS UNION PACIFIC CORP P 2009-09-17 2012-06-22
6000 SHS US TSY INFL PROT BOND P 2010-09-09 2012-02-16
2000 SHS US TSY NOTE 00.875 % P 2010-11-29 2012-02-29
14000 SHS US TSY NOTE 02.000 % P 2012-01-27 2012-12-07
154 SHS UTILITIES SECTOR SPDR P 2009-09-16 2012-08-20
306 SHS VANGUARD DIVID APPRECIATION P 2012-08-20 2012-09-28
2 SHS VANGUARD INDUSTRIALS ETF P 2009-09-10 2012-09-28
47 SHS VANGUARD SECTOR INDEX FD P 2012-01-09 2012-09-28
7 SHS WAL MART STORES INC P 2012-07-19 2012-11-02
11 SHS YOUKU TUDOU INC SPON ADR P 2011-05-23 2012-06-15
93 SHS YUM BRANDS INC P 2011-02-02 2012-01-09
15 SHS ACCENTURE PLC IRELAND CL A P 2011-09-16 2012-10-05
12 SHS ALLERGAN INC P 2011-09-28 2012-08-28
9.38 SHS AMERICAN CENTURY DIVERSIFIE P 2009-01-30 2012-12-14
19.85 SHS AMERICAN CENTURY DIVERSIFI P 2010-03-31 2012-12-14
18.58 SHS AMERICAN CENTURY DIVERSIFI P 2011-04-29 2012-12-14
13.72 SHS AMERICAN CENTURY DIVERSIFI P 2012-05-31 2012-12-14
4 SHS ANHEUSER BUSCH INBEV P 2012-05-22 2012-12-03
2 SHS APPLE INC P 2010-07-14 2012-10-03
8 SHS BAIDU INC ADS REPSNTG CL A P 2009-11-06 2012-07-09
116 SHS BLACKBAUD INC P 2006-03-21 2012-02-01
89 SHS BROWN & BROWN INC P 2009-07-01 2012-05-09
158 SHS CHEVRON CORP P 2011-01-25 2012-03-01
11 SHS COACH INC P 2011-06-09 2012-04-23
4 SHS COHEN & STEERS INC P 2007-10-19 2012-08-24
1737 SHS CONSUMERS STAPLES SECTOR SP P 2011-10-11 2012-08-20
4 SHS CUMMINS INC P 2010-08-13 2012-07-12
2 SHS DANAHER CORP P 2010-09-07 2012-09-28
12 SHS DICK'S SPORTING GOODS INC P 2012-08-10 2012-12-19
148 SHS DOW CHEMICAL P 2010-03-16 2012-04-30
25 SHS EDISON INTL P 2011-04-11 2012-10-09
42 SHS EXPONENT INC P 2009-07-23 2012-05-09
265000 SHS FHLMC PL G03432 05.5000 P 2008-01-15 2012-11-28
92000 SHS FNMA NTS 00.750 % DUE 1218 P 2011-01-11 2012-08-03
3000 SHS FNMA PL AI9748 04.5000 P 2011-09-09 2012-05-10
14000 SHS FNMA PL 972295 05.5000 P 2011-06-10 2012-04-16
15.46 SHS FRANKLIN/TEMPLETON GLOBAL P 2009-07-17 2012-12-26
15.41 SHS FRANKLIN/TEMPLETON GLOBAL P 2010-10-19 2012-12-26
98.24 SHS FRANKLIN/TEMPLETON GLOBAL P 2011-12-19 2012-12-26
8 SHS GENL DYNAMICS CORP P 2008-02-05 2012-01-09
172 SHS GENL ELECTRIC CO P 2012-04-30 2012-05-15
20 SHS HAEMONETICS CORP MASS P 2007-01-22 2012-05-09
3 SHS HALLIBURTON CO P 2011-09-27 2012-11-07
7 SHS HOME DEPOT INC P 2011-12-06 2012-10-26
11 SHS INTL BUSINESS MACH P 2009-09-17 2012-08-31
37 SHS ISHARES TRUST DOW JONES U.S T P 2012-01-09 2012-09-06
300 SHS KOREA ELECTRIC POWER CRP P 2000-05-22 2012-11-20
1 SHS LIBERTY GLOBAL INC CL A P 2012-08-14 2012-12-03
5 SHS LINKEDIN CORP CL A P 2012-03-14 2012-12-13
701 SHS MARKET VECTORS AGRI BUSINESS P 2011-06-15 2012-08-20
3 SHS MEAD JOHNSON NUTRITION P 2010-09-30 2012-09-11
20 SHS MERCK & CO INC NEW COM P 2009-09-17 2012-08-01
760 SHS MIZUHO FINANCIAL GROUP P 2007-05-07 2012-02-17
14 SHS NATL-OILWELLVARCO INC P 2011-10-06 2012-12-12
8 SHS O REILLY AUTOMOTIVE INC P 2011-06-20 2012-10-18
8 SHS OCCIDENTAL PETROLEUM CRP P 2011-05-02 2012-07-12
14 SHS OI S A SPON ADR P 2009-11-24 2012-07-24
182.9 SHS OPPENHEIMER INTL BOND FD C P 2007-05-31 2012-12-20
206.9 SHS OPPENHEIMER INTL BOND FD C P 2008-07-31 2012-12-20
196.24 SHS OPPENHEIMER INTL BOND FD P 2009-07-31 2012-12-26
148.69 SHS OPPENHEIMER INTL BOND FD P 2010-08-31 2012-12-26
135.72 SHS OPPENHEIMER INTL BOND FD P 2011-10-31 2012-12-26
516 SHS ORACLE CORP P 2011-01-06 2012-06-19
1720.14 SHS PIMCO FOREIGN BOND FUND P 2007-05-02 2012-10-01
26.26 SHS PIMCO FOREIGN BOND FUND CL P 2008-06-30 2012-12-26
26.11 SHS PIMCO FOREIGN BOND FUND CL P 2009-08-31 2012-12-26
10.29 SHS PIMCO FOREIGN BOND FUND CL P 2010-11-30 2012-12-26
10.02 SHS PIMCO FOREIGN BOND FUND CL P 2012-01-31 2012-12-26
57 SHS POOL CORP P 2008-08-21 2012-05-09
4 SHS PPG INDUSTRIES INC P 2011-06-29 2012-03-19
5 SHS PRAXAIR INC P 2010-12-06 2012-10-02
48 SHS QUALCOMM INC P 2008-04-15 2012-08-20
97 SHS SCHLUMBERGER LTD P 2012-04-10 2012-04-30
75 SHS SPDR GOLD TRUST P 2012-01-09 2012-08-20
11 SHS STARBUCKS CORP P 2011-02-01 2012-10-19
38 SHS TAIWAN SEMICONDUCTOR MFG P 2007-12-14 2012-05-02
9 SHS TEVA PHARMACEUTICALS IND P 2011-03-18 2012-09-28
14 SHS TIME WARNER INC NEW P 2011-03-03 2012-03-13
19 SHS TJX COS INC NEW P 2010-06-18 2012-10-16
11 SHS UNION PACIFIC CORP P 2009-09-17 2012-06-25
1000 SHS US TSY INFL PROT BOND P 2011-03-29 2012-02-16
4000 SHS US TSY NOTE 00.875 % P 2011-05-10 2012-02-29
12000 SHS US TSY NOTE 02.000 % P 2012-01-31 2012-12-07
9 SHS UTILITIES SECTOR SPDR P 2009-10-27 2012-04-30
163 SHS VANGUARD DIVID APPRECIATION P 2012-09-06 2012-09-28
75 SHS VANGUARD INDUSTRIALS ETF P 2012-01-09 2012-08-20
20 SHS VANGUARD SECTOR INDEX FD P 2009-09-10 2012-04-30
10 SHS WASTE MGMT INC NEW P 2009-07-14 2012-01-09
8 SHS YOUKU TUDOU INC SPON ADR P 2011-06-07 2012-06-15
2 SHS YUM BRANDS INC P 2011-07-07 2012-09-06
6 SHS ACCENTURE PLC IRELAND CL A P 2011-09-16 2012-10-19
450 SHS ALLIANZ FIXED INCOME SHARES: P 2001-09-26 2012-05-04
16.9 SHS AMERICAN CENTURY DIVERSIFIE P 2009-02-27 2012-12-14
22.24 SHS AMERICAN CENTURY DIVERSIFI P 2010-04-30 2012-12-14
17.06 SHS AMERICAN CENTURY DIVERSIFI P 2011-05-31 2012-12-14
14.44 SHS AMERICAN CENTURY DIVERSIFI P 2012-06-29 2012-12-14
5 SHS ANHEUSER BUSCH INBEV P 2012-05-22 2012-12-12
2 SHS APPLE INC P 2010-07-21 2012-10-03
4 SHS BAIDU INC ADS REPSNTG CL A P 2009-11-06 2012-07-10
141 SHS BLACKBAUD INC P 2006-06-23 2012-02-01
51 SHS CARBO CERAMICS INC P 2009-06-24 2012-12-10
97 SHS CHEVRON CORP P 2011-02-02 2012-03-01
9 SHS COACH INC P 2011-06-10 2012-06-21
115 SHS COHEN & STEERS INC P 2007-11-05 2012-08-24
271 SHS CONSUMERS STAPLES SECTOR SPD P 2011-10-11 2012-11-13
8 SHS CUMMINS INC P 2010-09-23 2012-07-12
8 SHS DANAHER CORP P 2011-06-28 2012-11-05
13 SHS DICK'S SPORTING GOODS INC P 2012-08-16 2012-12-19
152 SHS DOW CHEMICAL P 2010-03-16 2012-08-20
527 SHS EISAI LTD SPON ADR P 2011-07-21 2012-01-09
13 SHS EXPRESS SCRIPTS HLDG CO P 2012-04-04 2012-11-12
24000 SHS FHLMC PL G03432 05.5000 P 2008-01-23 2012-11-28
1000 SHS FNMA NTS 00.750 % DUE 12181 P 2011-03-29 2012-08-03
18000 SHS FNMA PL 190360 05.0000 P 2012-01-18 2012-04-16
25000 SHS FNMA PL 995069 06.0000 P 2008-11-05 2012-12-07
15.18 SHS FRANKLIN/TEMPLETON GLOBAL P 2009-08-19 2012-12-26
15.78 SHS FRANKLIN/TEMPLETON GLOBAL P 2010-11-17 2012-12-26
18.46 SHS FRANKLIN/TEMPLETON GLOBAL P 2012-01-17 2012-12-26
15 SHS GENL DYNAMICS CORP P 2008-05-16 2012-01-09
14 SHS GLAXO SMITHKLINE PLC ADR P 2006-02-09 2012-06-13
2 SHS HALLIBURTON CO P 2010-11-23 2012-06-07
7 SHS HALLIBURTON CO P 2011-12-28 2012-11-07
22 SHS HOME DEPOT INC P 2011-12-06 2012-12-20
290 SHS ISHARES DJ SELECT DIVID INDE P 2012-08-20 2012-09-28
19 SHS ISHARES TRUST DOW JONES U.S T P 2012-01-09 2012-09-28
365 SHS KOREA ELECTRIC POWER CRP P 2002-01-09 2012-11-20
2 SHS LIBERTY GLOBAL INC CL A P 2012-08-14 2012-12-04
428 SHS LUKOIL OIL CO SPON ADR P 2011-05-19 2012-03-01
65 SHS MARKET VECTORS AGRI BUSINESS P 2011-07-06 2012-08-20
7 SHS MEAD JOHNSON NUTRITION P 2010-09-30 2012-09-28
10 SHS MERCK & CO INC NEW COM P 2009-11-11 2012-08-01
1000 SHS MIZUHO FINANCIAL GROUP P 2007-05-07 2012-03-15
6 SHS NATL-OILWELLVARCO INC P 2011-10-06 2012-12-13
1 SHS O REILLY AUTOMOTIVE INC P 2011-06-20 2012-11-09
1 SHS OCCIDENTAL PETROLEUM CRP P 2011-05-05 2012-07-12
27 SHS OI S A SPON ADR P 2009-11-24 2012-12-31
184.76 SHS OPPENHEIMER INTL BOND FD P 2007-06-29 2012-12-20
211.57 SHS OPPENHEIMER INTL BOND FD P 2008-08-29 2012-12-20
176.73 SHS OPPENHEIMER INTL BOND FD P 2009-08-31 2012-12-26
135.29 SHS OPPENHEIMER INTL BOND FD P 2010-09-30 2012-12-26
141.03 SHS OPPENHEIMER INTL BOND FD P 2011-11-30 2012-12-26
135 SHS ORACLE CORP P 2011-07-06 2012-06-19
16.6 SHS PIMCO FOREIGN BOND FUND CLA P 2007-05-31 2012-12-26
22.25 SHS PIMCO FOREIGN BOND FUND CL P 2008-07-31 2012-12-26
23.27 SHS PIMCO FOREIGN BOND FUND CL P 2009-09-30 2012-12-26
468.74 SHS PIMCO FOREIGN BOND FUND C P 2010-12-31 2012-12-26
12.64 SHS PIMCO FOREIGN BOND FUND CL P 2012-02-29 2012-12-26
156 SHS POOL CORP P 2008-08-21 2012-07-02
22 SHS PPG INDUSTRIES INC P 2011-07-06 2012-01-30
3 SHS PRAXAIR INC P 2010-12-07 2012-10-02
21 SHS QUALCOMM INC P 2011-11-03 2012-12-14
38 SHS SEAGATE TECHNOLOGY PLC P 2012-08-10 2012-09-07
1 SHS SPDR GOLD TRUST P 2012-01-09 2012-09-28
3 SHS STARBUCKS CORP P 2011-02-28 2012-10-25
2 SHS TAIWAN SEMICONDUCTOR MFG P 2007-12-14 2012-12-17
141 SHS THERMO FISHER SCIENTIFIC P 2008-12-23 2012-08-20
1 SHS TIME WARNER INC NEW P 2011-03-03 2012-03-14
12 SHS TJX COS INC NEW P 2010-06-18 2012-10-26
11 SHS UNION PACIFIC CORP P 2009-09-17 2012-07-23
20000 SHS US TSY INFL PROT NOTE P 2006-01-13 2012-04-09
1000 SHS US TSY NOTE 00.875 % P 2011-06-14 2012-02-29
74000 SHS US TSY NOTE 02.000 % P 2012-02-16 2012-12-07
445 SHS UTILITIES SECTOR SPDR P 2009-10-27 2012-09-06
5 SHS VANGUARD ENERGY ETF P 2009-09-10 2012-09-28
175 SHS VANGUARD SECTOR INDEX FD P 2009-09-10 2012-03-26
175 SHS VANGUARD SECTOR INDEX FD P 2009-09-10 2012-09-06
626 SHS WASTE MGMT INC NEW P 2009-07-14 2012-02-16
19 SHS YOUKU TUDOU INC SPON ADR P 2011-06-28 2012-06-15
6 SHS YUM BRANDS INC P 2011-07-07 2012-09-11
9 SHS ACCENTURE PLC IRELAND CL A P 2011-09-20 2012-10-19
8125 SHS ALLIANZ FIXED INCOME SHARES P 2001-09-26 2012-05-09
19.44 SHS AMERICAN CENTURY DIVERSIFI P 2009-03-31 2012-12-14
18.66 SHS AMERICAN CENTURY DIVERSIFI P 2010-05-28 2012-12-14
16.86 SHS AMERICAN CENTURY DIVERSIFI P 2011-06-30 2012-12-14
12.2 SHS AMERICAN CENTURY DIVERSIFIE P 2012-07-31 2012-12-14
5 SHS ANHEUSER BUSCH INBEV P 2012-06-07 2012-12-12
2 SHS APPLE INC P 2011-09-27 2012-10-03
4 SHS BAIDU INC ADS REPSNTG CL A P 2009-11-06 2012-07-12
72 SHS BLACKBAUD INC P 2008-05-14 2012-02-01
15 SHS CBS CORP NEW CL B P 2009-09-17 2012-09-07
6 SHS CHEVRON CORP P 2011-06-14 2012-03-01
9 SHS COACH INC P 2011-06-29 2012-06-21
146 SHS COHEN & STEERS INC P 2007-11-05 2012-09-17
307 SHS COPART INC P 2010-12-15 2012-05-09
2 SHS CUMMINS INC P 2010-09-23 2012-07-16
10 SHS DANAHER CORP P 2011-08-30 2012-11-05
17 SHS DICK'S SPORTING GOODS INC P 2012-09-21 2012-12-19
218 SHS DOW CHEMICAL P 2010-05-07 2012-08-20
24 SHS EMC CORP MASS P 2012-06-19 2012-10-18
10 SHS EXPRESS SCRIPTS HLDG CO P 2012-04-04 2012-11-14
40000 SHS FHLMC PL G04688 05.5000 P 2011-11-10 2012-05-10
1000 SHS FNMA NTS 00.750 % DUE 12181 P 2011-05-10 2012-08-03
73000 SHS FNMA PL 687984 05.5000 P 2011-07-11 2012-04-16
7000 SHS FNMA PL 995676 04.5000 P 2011-07-11 2012-04-16
14.98 SHS FRANKLIN/TEMPLETON GLOBAL P 2009-09-17 2012-12-26
62.52 SHS FRANKLIN/TEMPLETON GLOBAL P 2010-12-17 2012-12-26
17.83 SHS FRANKLIN/TEMPLETON GLOBAL P 2012-02-15 2012-12-26
165 SHS GENL DYNAMICS CORP P 2008-12-23 2012-01-09
247 SHS GOLDMAN SACHS GROUP INC P 2011-05-11 2012-03-13
33 SHS HALLIBURTON CO P 2011-02-02 2012-06-07
14 SHS HALLIBURTON CO P 2012-03-20 2012-11-07
19 SHS HOME DEPOT INC P 2011-12-20 2012-12-20
159 SHS ISHARES DJ SELECT DIVID INDE P 2012-09-06 2012-09-28
365 SHS J. SAINSBURY PLC SPON P 2008-01-17 2012-09-21
2 SHS KRAFT FOODS INC P 2012-02-02 2012-04-30
10 SHS LIBERTY GLOBAL INC CL A P 2012-09-21 2012-12-04
49 SHS LUKOIL OIL CO SPON ADR P 2011-07-06 2012-03-01
109 SHS MARKET VECTORS AGRI BUSINESS P 2012-01-09 2012-08-20
1 SHS MEAD JOHNSON NUTRITION P 2010-09-30 2012-10-03
349 SHS MERCK & CO INC NEW COM P 2010-04-06 2012-01-09
880 SHS MIZUHO FINANCIAL GROUP P 2008-01-18 2012-03-15
9 SHS NATL-OILWELLVARCO INC P 2011-12-28 2012-12-13
5 SHS O REILLY AUTOMOTIVE INC P 2011-06-21 2012-11-09
3 SHS OCCIDENTAL PETROLEUM CRP P 2011-05-05 2012-09-13
75 SHS OI S A SPON ADR P 2009-11-24 2012-12-31
177.12 SHS OPPENHEIMER INTL BOND FD P 2007-07-31 2012-12-20
198.98 SHS OPPENHEIMER INTL BOND FD P 2008-09-30 2012-12-20
171.45 SHS OPPENHEIMER INTL BOND FD P 2009-09-30 2012-12-26
149.2 SHS OPPENHEIMER INTL BOND FD C P 2010-10-29 2012-12-26
913.07 SHS OPPENHEIMER INTL BOND FD P 2011-12-29 2012-12-26
248 SHS ORACLE CORP P 2012-01-09 2012-06-19
21.62 SHS PIMCO FOREIGN BOND FUND CL P 2007-06-29 2012-12-26
30.58 SHS PIMCO FOREIGN BOND FUND CL P 2008-08-29 2012-12-26
21.25 SHS PIMCO FOREIGN BOND FUND CL P 2009-10-30 2012-12-26
11.46 SHS PIMCO FOREIGN BOND FUND CL P 2011-01-31 2012-12-26
15.26 SHS PIMCO FOREIGN BOND FUND CL P 2012-03-30 2012-12-26
132 SHS POWERSHARES EXCHANGE-TRADED P 2011-05-25 2012-09-06
103 SHS PPG INDUSTRIES INC P 2012-01-09 2012-01-30
4 SHS PRAXAIR INC P 2011-06-28 2012-10-02
2 SHS QUALCOMM INC P 2011-11-04 2012-12-14
9 SHS SEVEN & I HLDGS CO LTD P 2009-03-11 2012-04-26
145 SHS SPDR S&P BIOTECH ETF P 2009-09-10 2012-09-06
15 SHS STARBUCKS CORP P 2011-02-28 2012-10-26
40 SHS TAIWAN SEMICONDUCTOR MFG P 2007-12-17 2012-12-17
69 SHS THERMO FISHER SCIENTIFIC P 2010-06-03 2012-08-20
20 SHS TIME WARNER INC NEW P 2011-03-04 2012-03-14
17 SHS TJX COS INC NEW P 2010-06-18 2012-11-02
6 SHS UNION PACIFIC CORP P 2009-09-17 2012-10-18
5000 SHS US TSY INFL PROT NOTE P 2006-01-13 2012-07-15
1000 SHS US TSY NOTE 00.875 % P 2011-07-26 2012-02-29
38000 SHS US TSY NOTE 02.000 % P 2012-03-06 2012-12-07
5 SHS UTILITIES SECTOR SPDR P 2010-05-07 2012-08-20
104 SHS VANGUARD ENERGY ETF P 2009-09-10 2012-04-30
268 SHS VANGUARD SECTOR INDEX FD P 2009-09-10 2012-09-06
155 SHS VANGUARD SECTOR INDEX FD P 2012-01-09 2012-09-06
104 SHS WASTE MGMT INC NEW P 2011-07-06 2012-02-16
7 SHS YUM BRANDS INC P 2010-09-02 2012-02-14
5 SHS YUM BRANDS INC P 2011-08-24 2012-09-11
10 SHS ACCENTURE PLC IRELAND CL A P 2011-09-20 2012-10-23
675 SHS ALLIANZ FIXED INCOME SHARES: P 2002-01-10 2012-05-09
19.02 SHS AMERICAN CENTURY DIVERSIFI P 2009-04-30 2012-12-14
18.92 SHS AMERICAN CENTURY DIVERSIFI P 2010-06-30 2012-12-14
16.53 SHS AMERICAN CENTURY DIVERSIFI P 2011-07-31 2012-12-14
13.63 SHS AMERICAN CENTURY DIVERSIFI P 2012-08-31 2012-12-14
4 SHS ANHEUSER BUSCH INBEV P 2012-06-07 2012-12-13
1 SHS APPLE INC P 2011-09-27 2012-10-15
6 SHS BAIDU INC ADS REPSNTG CL A P 2009-11-06 2012-09-06
111 SHS BP PLC SPON ADR P 2010-09-07 2012-01-30
0.24 SHS CEMEX S.A.B. DE C.V. P 2009-09-23 2012-04-03
23 SHS CHEVRON CORP P 2011-07-06 2012-03-01
3 SHS COACH INC P 2011-06-29 2012-07-31
32 SHS COHEN & STEERS INC P 2009-08-19 2012-09-17
168 SHS COPART INC P 2010-12-15 2012-11-05
13 SHS CUMMINS INC P 2011-09-28 2012-07-16
3 SHS DANAHER CORP P 2011-08-30 2012-11-06
7 SHS DICK'S SPORTING GOODS INC P 2012-09-21 2012-12-20
13 SHS DOW CHEMICAL P 2010-10-13 2012-04-09
25 SHS EMC CORP MASS P 2012-06-20 2012-10-18
23 SHS EXPRESS SCRIPTS HLDG CO P 2012-04-05 2012-11-14
431 SHS FINANCIAL SECTOR SPDR TRUST P 2009-09-10 2012-01-09
1000 SHS FNMA NTS 00.750 % DUE 12181 P 2011-07-26 2012-08-03
29000 SHS FNMA PL 727098 05.0000 P 2012-02-08 2012-04-16
150000 SHS FNMA PL 995876 06.0000 P 2009-08-11 2012-04-05
14.5 SHS FRANKLIN/TEMPLETON GLOBAL B P 2009-10-19 2012-12-26
16.07 SHS FRANKLIN/TEMPLETON GLOBAL P 2011-01-20 2012-12-26
17.7 SHS FRANKLIN/TEMPLETON GLOBAL B P 2012-03-15 2012-12-26
38 SHS GENL DYNAMICS CORP P 2009-05-22 2012-01-09
20 SHS GOLDMAN SACHS GROUP INC P 2011-07-06 2012-03-13
14 SHS HALLIBURTON CO P 2011-02-03 2012-06-07
35 SHS HALLIBURTON CO P 2012-03-20 2012-11-08
217 SHS HUMANA INC P 2012-01-09 2012-08-20
266 SHS ISHARES DOW JONES US PHARMAC P 2012-02-02 2012-08-20
15 SHS JOHNSON & JOHNSON COM P 2009-05-22 2012-01-09
5 SHS KRAFT FOODS INC P 2012-02-02 2012-09-28
52 SHS LILLY ELI & CO P 2009-09-17 2012-01-30
86 SHS LUKOIL OIL CO SPON ADR P 2012-01-09 2012-03-01
118 SHS MARKET VECTORS AGRI BUSINESS P 2012-01-09 2012-09-06
7 SHS MEAD JOHNSON NUTRITION P 2011-06-29 2012-10-03
45 SHS MERCK & CO INC NEW COM P 2010-05-07 2012-01-09
708 SHS MONDELEZ INTL INC P 2012-02-02 2012-11-05
1 SHS NATL-OILWELLVARCO INC P 2012-03-20 2012-12-13
5 SHS O REILLY AUTOMOTIVE INC P 2011-06-21 2012-12-12
1 SHS OCCIDENTAL PETROLEUM CRP P 2011-05-26 2012-09-13
20751.19 SHS OPPENHEIMER INTL BOND F P 2006-09-22 2012-09-14
221.45 SHS OPPENHEIMER INTL BOND FD P 2007-08-31 2012-12-20
236.9 SHS OPPENHEIMER INTL BOND FD C P 2008-10-31 2012-12-20
187.04 SHS OPPENHEIMER INTL BOND FD P 2009-10-30 2012-12-26
144.37 SHS OPPENHEIMER INTL BOND FD P 2010-11-30 2012-12-26
151.68 SHS OPPENHEIMER INTL BOND FD P 2012-01-31 2012-12-26
112 SHS ORACLE CORP P 2012-04-30 2012-06-19
20.62 SHS PIMCO FOREIGN BOND FUND CL P 2007-07-31 2012-12-26
29.93 SHS PIMCO FOREIGN BOND FUND CL P 2008-09-30 2012-12-26
14.66 SHS PIMCO FOREIGN BOND FUND CL P 2009-11-30 2012-12-26
12.11 SHS PIMCO FOREIGN BOND FUND CL P 2011-02-28 2012-12-26
14.06 SHS PIMCO FOREIGN BOND FUND CL P 2012-04-30 2012-12-26
296 SHS POWERSHARES EXCHANGE-TRADED P 2011-05-26 2012-04-16
6 SHS PRAXAIR INC P 2009-09-17 2012-01-09
4 SHS PRECISION CASTPARTS CORP P 2010-07-22 2012-06-27
39 SHS RLI CORP P 2011-03-23 2012-05-09
2 SHS SEVEN & I HLDGS CO LTD P 2009-04-27 2012-04-26
3 SHS SPDR S&P BIOTECH ETF P 2010-05-07 2012-09-28
1 SHS STARBUCKS CORP P 2011-02-28 2012-11-05
34 SHS TELSTRA CORP LTD P 2006-02-08 2012-01-12
107 SHS THERMO FISHER SCIENTIFIC P 2010-09-07 2012-08-20
40 SHS TIME WARNER INC NEW P 2011-04-13 2012-03-14
13 SHS TJX COS INC NEW P 2010-06-18 2012-11-21
46 SHS UNITED PARCEL SERVICE P 2011-01-25 2012-01-09
5000 SHS US TSY INFL PROT NOTE P 2006-10-30 2012-07-15
17000 SHS US TSY NOTE 01.375 % P 2012-03-01 2012-06-01
112000 SHS US TSY NOTE 02.125 % P 2011-09-13 2012-09-17
457 SHS UTILITIES SECTOR SPDR P 2011-01-06 2012-08-20
49 SHS VANGUARD ENERGY ETF P 2009-09-10 2012-09-06
7 SHS VANGUARD SECTOR INDEX FD P 2009-09-10 2012-09-28
5 SHS VANGUARD SECTOR INDEX FD P 2011-01-06 2012-04-30
20 SHS WELLS FARGO & CO NEW P 2010-07-16 2012-04-23
11 SHS YUM BRANDS INC P 2010-09-02 2012-02-17
11 SHS YUM BRANDS INC P 2011-08-25 2012-09-27
2 SHS ACCENTURE PLC IRELAND CL A P 2011-09-20 2012-11-15
8317 SHS ALLIANZ FIXED INCOME SHARES P 2001-09-26 2012-05-09
19.35 SHS AMERICAN CENTURY DIVERSIFI P 2009-05-29 2012-12-14
18.55 SHS AMERICAN CENTURY DIVERSIFI P 2010-07-30 2012-12-14
16.21 SHS AMERICAN CENTURY DIVERSIFI P 2011-08-31 2012-12-14
10.38 SHS AMERICAN CENTURY DIVERSIFI P 2012-09-28 2012-12-14
210 SHS ANNALY CAPITAL MGMT INC REIT P 2009-09-17 2012-11-21
1 SHS APPLE INC P 2011-12-22 2012-10-15
4 SHS BAIDU INC ADS REPSNTG CL A P 2009-11-06 2012-09-10
461 SHS BP PLC SPON ADR P 2010-11-29 2012-01-30
305 SHS CEMEX S.A.B. DE C.V. P 2009-09-23 2012-10-15
546 SHS CISCO SYSTEMS INC P 2011-03-07 2012-01-09
16 SHS COACH INC P 2011-07-01 2012-07-31
27 SHS COMPUTER PROGRAMS & SYSTEMS I P 2006-07-21 2012-05-09
623 SHS CSX CORPORATION P 2009-11-27 2012-04-30
105 SHS CVS CAREMARK CORP P 2009-09-17 2012-12-05
14 SHS DANAHER CORP P 2011-10-07 2012-11-06
12 SHS DOLLAR GEN CORP NEW P 2012-06-25 2012-10-16
23 SHS DOW CHEMICAL P 2011-07-06 2012-08-20
13 SHS EMC CORP MASS P 2012-06-29 2012-10-18
1 SHS EXPRESS SCRIPTS HLDG CO P 2012-04-10 2012-11-14
387 SHS FINANCIAL SECTOR SPDR TRUST P 2009-09-22 2012-01-09
40000 SHS FNMA PL AB1389 04.5000 P 2011-02-02 2012-04-16
78000 SHS FNMA PL 727098 05.0000 P 2012-02-08 2012-05-17
19000 SHS FNMA PL 995876 06.0000 P 2009-08-11 2012-12-07
14.52 SHS FRANKLIN/TEMPLETON GLOBAL P 2009-11-18 2012-12-26
16.27 SHS FRANKLIN/TEMPLETON GLOBAL P 2011-02-17 2012-12-26
18.16 SHS FRANKLIN/TEMPLETON GLOBAL P 2012-04-16 2012-12-26
74 SHS GENL DYNAMICS CORP P 2010-09-07 2012-01-09
88 SHS GOLDMAN SACHS GROUP INC P 2012-01-09 2012-03-13
5 SHS HALLIBURTON CO P 2011-02-03 2012-06-07
16 SHS HALLIBURTON CO P 2012-09-07 2012-11-08
85 SHS HUMANA INC P 2012-04-30 2012-08-20
23 SHS ISHARES DOW JONES US PHARMACE P 2012-04-30 2012-08-20
2 SHS JOHNSON & JOHNSON COM P 2009-05-22 2012-09-28
15 SHS LAUDER ESTEE COS CL A P 2010-07-15 2012-01-05
35 SHS LILLY ELI & CO P 2009-09-17 2012-01-31
11 SHS LULULEMON ATHLETICA INC P 2011-10-05 2012-08-01
4 SHS MARKET VECTORS AGRI BUSINESS E P 2012-04-30 2012-09-06
2 SHS MEAD JOHNSON NUTRITION P 2011-06-29 2012-10-25
86 SHS MERCK & CO INC NEW COM P 2010-06-03 2012-01-09
145 SHS MONDELEZ INTL INC P 2012-08-20 2012-11-05
393 SHS NESTLE S A SPONSORED ADR P 2010-11-29 2012-06-19
9 SHS O REILLY AUTOMOTIVE INC P 2011-07-28 2012-12-12
2 SHS OCCIDENTAL PETROLEUM CRP P 2011-05-26 2012-09-14
17535.19 SHS OPPENHEIMER INTL BOND F P 2006-09-22 2012-09-17
166.87 SHS OPPENHEIMER INTL BOND FD P 2007-09-28 2012-12-20
175.02 SHS OPPENHEIMER INTL BOND FD P 2008-11-28 2012-12-20
161.46 SHS OPPENHEIMER INTL BOND FD P 2009-11-30 2012-12-26
497.65 SHS OPPENHEIMER INTL BOND FD P 2010-12-30 2012-12-26
147.26 SHS OPPENHEIMER INTL BOND FD P 2012-02-29 2012-12-26
65 SHS OWENS & MINOR INC NEW P 2011-03-22 2012-05-09
18.86 SHS PIMCO FOREIGN BOND FUND CL P 2007-08-31 2012-12-26
31.97 SHS PIMCO FOREIGN BOND FUND CL P 2008-10-31 2012-12-26
17.61 SHS PIMCO FOREIGN BOND FUND CL P 2009-12-31 2012-12-26
12.5 SHS PIMCO FOREIGN BOND FUND CLA P 2011-03-31 2012-12-26
18.92 SHS PIMCO FOREIGN BOND FUND CL P 2012-05-31 2012-12-26
892 SHS POWERSHARES EXCHANGE-TRADED P 2011-05-26 2012-06-04
9 SHS PRAXAIR INC P 2009-09-17 2012-02-03
1 SHS PRICELINE.COM INC NEW P 2010-01-12 2012-02-28
9 SHS ROYAL DUTCH SHELL PLC CL A P 2006-02-09 2012-02-01
180 SHS SK TELECOM CO LTD ADR P 2005-10-05 2012-08-03
40 SHS SPDR S&P BIOTECH ETF P 2010-05-07 2012-09-06
7 SHS STARBUCKS CORP P 2011-03-01 2012-11-05
10 SHS TELSTRA CORP LTD P 2006-02-08 2012-03-15
11 SHS THERMO FISHER SCIENTIFIC P 2011-02-02 2012-08-20
28 SHS TIME WARNER INC NEW P 2011-04-21 2012-03-14
12 SHS TJX COS INC NEW P 2010-06-18 2012-12-20
76 SHS UNITED PARCEL SERVICE P 2011-01-25 2012-08-20
13000 SHS US TSY INFL PROT NOTE P 2009-06-18 2012-07-15
29000 SHS US TSY NOTE 01.375 % P 2010-03-26 2012-03-01
36000 SHS US TSY NOTE 02.500 % P 2010-09-09 2012-01-26
9 SHS UTILITIES SECTOR SPDR P 2011-04-28 2012-09-06
153 SHS VANGUARD ENERGY ETF P 2011-10-26 2012-01-30
7 SHS VANGUARD SECTOR INDEX FD P 2009-09-10 2012-04-30
284 SHS VANGUARD SECTOR INDEX FD P 2011-01-06 2012-08-20
5 SHS WELLS FARGO & CO NEW P 2010-07-16 2012-08-01
5 SHS YUM BRANDS INC P 2010-09-02 2012-05-17
2 SHS YUM BRANDS INC P 2011-08-25 2012-11-12
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 1,912   1,249 663
b 389   326 63
c 5,913   6,137 -224
d 220   204 16
e 182   181 1
213   212 1
136   138 -2
671   773 -102
1,047   797 250
1,012   363 649
2,233   2,398 -165
355   440 -85
24,690   22,574 2,116
101   132 -31
15,091   18,683 -3,592
7,448   4,950 2,498
106   83 23
423   423  
100   108 -8
9,225   9,299 -74
380   359 21
597   613 -16
574   595 -21
26,678   25,560 1,118
5,392   5,368 24
25,512   32,060 -6,548
195   185 10
217   219 -2
248   236 12
2,185   2,293 -108
5,609   4,538 1,071
199   324 -125
461   507 -46
24,311   20,267 4,044
7,961   9,659 -1,698
1,108   1,167 -59
564   288 276
831   734 97
167   167  
1,665   1,723 -58
195   213 -18
3,642   3,209 433
615   408 207
4,015   3,906 109
90   60 30
463   540 -77
533   473 60
1,196   1,185 11
1,678   1,500 178
1,235   1,194 41
1,149   1,133 16
1,117   1,068 49
768   2,163 -1,395
176   167 9
305   245 60
136   126 10
140   141 -1
202   200 2
9,437   7,366 2,071
1,223   880 343
636   257 379
708   633 75
490   647 -157
3,200   3,057 143
2,961   2,892 69
405   366 39
395   443 -48
683   677 6
888   468 420
223   197 26
10,232   10,786 -554
7,084   7,129 -45
2,850   2,451 399
7,298   6,985 313
20,387   19,040 1,347
21,111   12,076 9,035
238   214 24
268   266 2
69   44 25
144   125 19
996   747 249
215   465 -250
521   357 164
223   210 13
176   176  
191   191  
145   147 -2
2,769   249 2,520
1,020   797 223
225   198 27
215   216 -1
574   674 -100
2,752   2,406 346
655   1,016 -361
8,111   9,424 -1,313
69   47 22
744   599 145
332   590 -258
446   484 -38
638   747 -109
532   532  
54   56 -2
2,327   2,783 -456
67,393   66,125 1,268
60,806   55,243 5,563
2,549   3,108 -559
190   186 4
210   220 -10
253   239 14
2,868   3,134 -266
2,493   1,196 1,297
908   1,425 -517
645   726 -81
668   2,966 -2,298
2,930   3,550 -620
4,343   4,044 299
443   231 212
40   38 2
501   559 -58
2,701   1,696 1,005
324   354 -30
959   889 70
567   408 159
177   184 -7
451   292 159
185   206 -21
879   796 83
1,239   1,239  
3,700   3,308 392
3,318   3,207 111
961   939 22
903   870 33
1,486   979 507
224   216 8
12,971   9,314 3,657
125   116 9
150   149 1
171   172 -1
4,311   3,404 907
536   400 136
694   257 437
24,421   21,743 2,678
6,124   7,939 -1,815
36,355   34,724 1,631
27,608   29,325 -1,717
172   152 20
5,030   4,243 787
719   721 -2
33,466   31,159 2,307
637   545 92
3,837   4,072 -235
1,012   1,015 -3
2,850   2,373 477
779   736 43
42,874   41,725 1,149
34,538   28,884 5,654
950   899 51
22,943   19,697 3,246
718   487 231
2,249   1,717 532
1,237   1,156 81
2,393   11,772 -9,379
250   179 71
198   188 10
174   173 1
201   199 2
360   361 -1
1,361   1,700 -339
1,020   1,052 -32
225   301 -76
3,049   3,110 -61
191   226 -35
9,365   7,090 2,275
302   388 -86
4,959   5,282 -323
2,382   2,721 -339
421   342 79
142   239 -97
595   645 -50
448   480 -32
25   25  
488   507 -19
2,875   3,057 -182
6,769   6,833 -64
43,104   43,446 -342
8,154   7,965 189
194   188 6
212   220 -8
244   238 6
3,525   2,940 585
8,798   3,888 4,910
199   330 -131
390   449 -59
427   1,804 -1,377
84   103 -19
719   699 20
665   361 304
493   473 20
167   189 -22
2,034   1,183 851
195   213 -18
27,396   35,710 -8,314
88   51 37
968   521 447
366   234 132
1,142   1,340 -198
1,172   1,088 84
14,212   13,675 537
4,753   4,256 497
10   10  
855   838 17
1,026   961 65
6,559   5,316 1,243
239   235 4
294   229 65
133   120 13
141   140 1
171   175 -4
3,123   3,415 -292
320   240 80
635   257 378
4,500   4,476 24
3,718   2,416 1,302
18,561   16,688 1,873
381   388 -7
552   362 190
735   724 11
1,043   1,026 17
2,579   1,919 660
315   273 42
57,555   61,094 -3,539
77,338   76,553 785
19,953   17,647 2,306
2,287   2,178 109
8,481   8,203 278
2,839   2,410 429
1,174   848 326
63,290   57,264 6,026
652   443 209
3,374   2,863 511
70   64 6
1,077   5,031 -3,954
985   714 271
217   207 10
181   178 3
946   925 21
387   388 -1
1,352   1,605 -253
7,275   5,866 1,409
1,061   1,505 -444
215   220 -5
673   790 -117
5,682   4,451 1,231
22,610   22,707 -97
17,498   16,065 1,433
19,940   18,009 1,931
211   168 43
190   325 -135
297   318 -21
199   167 32
429   475 -46
217   227 -10
3,117   3,139 -22
30,032   29,934 98
11,119   10,448 671
58,329   50,005 8,324
187   186 1
213   222 -9
240   238 2
16,356   13,944 2,412
4,521   1,795 2,726
57   94 -37
810   949 -139
181   714 -533
1,041   1,297 -256
464   515 -51
632   301 331
493   481 12
76   63 13
781   507 274
130   140 -10
733   988 -255
530   275 255
472   290 182
92   68 24
786   705 81
767   706 61
1,767   1,701 66
1,606   1,438 168
1,230   1,180 50
904   895 9
1,005   956 49
3,944   3,370 574
3,034   2,874 160
246   187 59
153   139 14
147   152 -5
125   132 -7
283   198 85
744   560 184
674   257 417
148   141 7
629   420 209
6,655   5,985 670
6,861   6,466 395
399   260 139
614   377 237
252   133 119
275   122 153
410   308 102
1,279   1,355 -76
36,725   36,340 385
20,201   17,645 2,556
15,160   18,924 -3,764
2,722   2,683 39
15,470   13,635 1,835
234   174 60
211   212 -1
522   368 154
2,343   1,968 375
698   651 47
1,878   2,790 -912
500   356 144
227   217 10
269   258 11
460   450 10
48,058   40,695 7,363
398   441 -43
54   16 38
106   150 -44
954   914 40
48   56 -8
10,704   18,305 -7,601
1,290   1,279 11
3,117   2,906 211
698   447 251
321   253 68
237   400 -163
712   578 134
1,263   1,154 109
595   698 -103
1,464   556 908
18,156   17,924 232
5,004   4,989 15
3,484   3,451 33
213   181 32
183   187 -4
212   222 -10
186   187 -1
1,807   1,516 291
1,186   1,186  
515   1,019 -504
245   281 -36
579   587 -8
535   666 -131
293   331 -38
839   482 357
548   577 -29
455   386 69
1,050   676 374
496   558 -62
7,259   6,895 364
1,159   1,222 -63
293   174 119
183   180 3
524   611 -87
1,122   1,018 104
1,203   1,193 10
669   576 93
1,177   1,134 43
895   919 -24
921   897 24
3,465   2,647 818
204   194 10
392   283 109
107   96 11
149   155 -6
83   87 -4
282   198 84
107   80 27
648   220 428
2,435   2,377 58
3,718   2,416 1,302
9,912   8,824 1,088
2,527   2,236 291
608   495 113
478   425 53
838   456 382
270   119 151
449   331 118
25,580   27,416 -1,836
32,645   32,010 635
11,543   10,617 926
5,596   6,986 -1,390
34,657   35,512 -855
16,451   11,643 4,808
705   523 182
752   495 257
192   138 54
6,151     6,151
558   523 35
419   385 34
248   178 70
202   195 7
636   611 25
604   594 10
3,489   3,211 278
716   819 -103
1,018   510 508
319   420 -101
198   189 9
336   414 -78
406   700 -294
543   524 19
4,180   3,501 679
349   221 128
321   260 61
2,764   4,433 -1,669
102   84 18
102   98 4
167   194 -27
1,796   1,529 267
18,612   17,924 688
65,635   62,601 3,034
7,020   7,018 2
225   182 43
211   211  
216   223 -7
185   187 -2
415   342 73
595   629 -34
497   962 -465
978   1,143 -165
2,009   1,908 101
17,822   17,876 -54
261   297 -36
385   327 58
1,124   359 765
88,048   100,005 -11,957
262   207 55
708   768 -60
1,431   1,475 -44
618   655 -37
986   579 407
1,012   1,099 -87
7   14 -7
124   113 11
1,185   1,195 -10
776   640 136
1,386   1,346 40
864   879 -15
1,030   1,007 23
9,239   6,421 2,818
207   207  
209   152 57
123   113 10
150   150  
101   105 -4
189   132 57
426   324 102
638   220 418
1,334   1,445 -111
8,488   7,229 1,259
19,156   17,264 1,892
3,100   2,774 326
4,107   1,049 3,058
478   424 54
91   46 45
2,549   1,609 940
834   594 240
56,000   56,074 -74
10,201   9,963 238
30,151   27,805 2,346
31   38 -7
6,596   6,946 -350
1,022   739 283
340   340  
408   330 78
192   139 53
5,555     5,555
1,326   1,235 91
513   462 51
495   354 141
253   242 11
212   204 8
175   174 1
501   422 79
1,721   550 1,171
241   192 49
850   1,186 -336
1,120   1,124 -4
240   296 -56
986   1,496 -510
1,630   1,653 -23
8,167   6,013 2,154
367   295 72
208   174 34
679   1,108 -429
604   503 101
560   464 96
426   499 -73
18,121   18,040 81
4,839   4,917 -78
18,160   18,064 96
23,536   23,391 145
224   183 41
217   213 4
224   224  
186   188 -2
453   342 111
610   629 -19
117   160 -43
2,518   1,667 851
6,154   5,683 471
329   314 15
1,165   1,338 -173
157   140 17
4,324   1,483 2,841
1,828   2,222 -394
1,371   1,322 49
386   406 -20
1,718   1,292 426
386   316 70
633   405 228
337   404 -67
994   2,470 -1,476
1,139   1,020 119
1,182   1,206 -24
1,291   1,095 196
1,456   1,418 38
879   896 -17
541   535 6
218   206 12
234   240 -6
313   233 80
125   119 6
173   177 -4
3,137   3,169 -32
284   194 90
536   405 131
1,276   440 836
622   722 -100
1,257   1,042 215
1,111   758 353
4,720   4,348 372
5,060   1,444 3,616
819   733 86
453   230 223
1,926   1,287 639
387   274 113
83,000   82,718 282
12,242   11,601 641
27,073   25,155 1,918
6   7 -1
213   221 -8
7,184   5,276 1,908
3,250   3,077 173
97   83 14
509   371 138
734   692 42
257   231 26
248   222 26
242   229 13
188   181 7
189   188 1
248   211 37
1,322   367 955
483   382 101
2,948   2,948  
33,591   35,910 -2,319
627   779 -152
87   118 -31
1,251   1,107 144
32,354   22,641 9,713
184   156 28
364   266 98
3,169   3,205 -36
2,270   1,531 739
651   548 103
781   908 -127
30,201   29,959 242
124   126 -2
4,149   4,087 62
25,681   25,610 71
210   183 27
216   213 3
231   226 5
1,325   1,323 2
922   1,028 -106
1,220   1,184 36
260   319 -59
35,976   28,835 7,141
131   118 13
1,702   1,466 236
2,306   1,990 316
495   416 79
1,417   561 856
2,034   2,488 -454
515   325 190
713   802 -89
3,502   2,908 594
374   374  
6,317   5,088 1,229
155   202 -47
2   5 -3
999   912 87
1,245   1,247 -2
1,320   1,144 176
1,318   1,224 94
902   928 -26
307   305 2
25,431   22,755 2,676
176   184 -8
327   264 63
122   120 2
175   174 1
359   362 -3
567   391 176
107   94 13
1,186   444 742
2,139   2,439 -300
344   260 84
621   396 225
3,358   8,842 -5,484
3,831   2,820 1,011
694   410 284
946   484 462
727   499 228
871   712 159
8,000   7,966 34
17,502   17,066 436
19,818   18,534 1,284
85   103 -18
3,583   2,504 1,079
1,346   1,243 103
521   477 44
312   628 -316
64   46 18
395   319 76
943   884 59
25,000   22,725 2,275
201   192 9
203   196 7
184   181 3
578   489 89
661   269 392
97   76 21
412   300 112
4,458   4,863 -405
1,183   1,519 -336
783   1,132 -349
4,939   5,119 -180
5,574   4,050 1,524
364   313 51
680   549 131
909   777 132
1,493   1,246 247
2,676   2,259 417
2,139   2,089 50
39,198   39,400 -202
22,347   23,277 -930
29,175   27,885 1,290
2,842   2,803 39
204   183 21
211   213 -2
234   227 7
9   9  
627   635 -8
1,129   1,211 -82
260   344 -84
733   562 171
362   362  
1,173   963 210
692   573 119
386   386  
198   184 14
1,800   1,832 -32
380   271 109
129   146 -17
184   116 68
187   171 16
19,619   19,116 503
466   624 -158
127   304 -177
1,282   1,185 97
1,379   1,364 15
1,213   1,111 102
1,046   982 64
830   851 -21
305   303 2
17   11 6
212   215 -3
321   262 59
100   102 -2
3,016   2,950 66
2,589   1,109 1,480
15,833   12,302 3,531
634   563 71
2,884   3,245 -361
1,602   1,774 -172
647   521 126
508   353 155
2,745   2,688 57
3,023   2,094 929
404   421 -17
399   208 191
821   436 385
63,785   55,558 8,227
26,000   26,183 -183
52,382   50,195 2,187
463   390 73
16   20 -4
30,447   21,334 9,113
5,856   5,219 637
804   750 54
48   92 -44
28,791   23,102 5,689
142   107 35
254   241 13
73,173   67,280 5,893
205   196 9
209   201 8
159   158 1
177   140 37
3,259   1,347 1,912
715   528 187
1,223   899 324
6,579   5,760 819
985   842 143
299   244 55
2,730   2,977 -247
17,905   15,982 1,923
182   156 26
6,463   4,704 1,759
1,996   2,216 -220
840   736 104
1,220   903 317
747   621 126
18,118   17,972 146
2,363   2,396 -33
39,382   39,151 231
24,574   24,339 235
207   184 23
209   213 -4
425   394 31
902   901 1
3,835   3,964 -129
1,151   1,211 -60
358   381 -23
901   605 296
2,279   1,341 938
22   21 1
1,735   1,880 -145
55   55  
342   276 66
12,636   12,912 -276
456   342 114
584   657 -73
319   253 66
67   57 10
114   123 -9
78   116 -38
27   81 -54
1,121   1,058 63
1,276   1,247 29
1,266   1,158 108
901   885 16
1,005   956 49
16,987   14,800 2,187
76,559   70,523 6,036
225   224 1
273   235 38
112   116 -4
135   133 2
2,301   2,343 -42
567   530 37
106   94 12
721   824 -103
2,994   2,883 111
943   893 50
932   578 354
7,825   6,989 836
89   96 -7
364   382 -18
753   394 359
569   311 258
12,655   11,110 1,545
2,000   2,013 -13
14,667   14,094 573
5,711   4,623 1,088
18,192   18,112 80
138   96 42
3,432   2,920 512
512   496 16
264   503 -239
5,543   4,419 1,124
1,063   819 244
1,018   1,010 8
105   96 9
222   211 11
207   201 6
153   153  
353   276 77
1,330   506 824
909   322 587
3,588   2,283 1,305
2,373   1,768 605
17,330   14,781 2,549
824   661 163
133   141 -8
62,270   52,979 9,291
331   312 19
110   78 32
555   603 -48
5,006   4,500 506
1,173   919 254
1,950   1,076 874
52,899   49,812 3,087
92,609   90,939 1,670
2,651   2,631 20
2,778   2,753 25
206   184 22
205   213 -8
1,306   1,210 96
546   664 -118
3,172   3,364 -192
1,425   922 503
96   104 -8
421   282 139
2,141   1,341 800
914   774 140
3,735   4,391 -656
58   56 2
563   459 104
35,365   36,204 -839
225   171 54
893   640 253
2,449   9,496 -7,047
940   800 140
642   502 140
669   930 -261
74   234 -160
1,207   1,141 66
1,365   1,337 28
1,293   1,215 78
980   969 11
894   873 21
14,440   16,087 -1,647
20,000   17,477 2,523
290   284 6
288   255 33
113   111 2
110   112 -2
2,049   1,301 748
378   353 25
517   469 48
2,996   1,955 1,041
7,193   6,527 666
11,788   11,722 66
506   353 153
601   361 240
375   434 -59
510   531 -21
820   441 379
1,250   685 565
2,109   1,792 317
4,000   4,023 -23
12,572   12,199 373
321   262 59
9,691   9,725 -34
5,172   4,802 370
1,629   1,232 397
329   272 57
192   271 -79
130   111 19
410   328 82
5,999   4,950 1,049
189   172 17
248   239 9
190   186 4
161   161  
439   345 94
1,330   518 812
448   161 287
4,362   2,870 1,492
4,038   1,676 2,362
10,639   9,382 1,257
540   536 4
3,829   3,792 37
9,382   8,266 1,116
663   715 -52
416   416  
601   662 -61
4,568   4,622 -54
21,480   21,628 -148
682   742 -60
4,791   4,534 257
1,007   985 22
6,167   6,124 43
7,039   6,492 547
202   184 18
210   215 -5
245   234 11
1,024   1,394 -370
632   732 -100
56   73 -17
224   234 -10
1,353   887 466
16,660   16,762 -102
485   397 88
4,544   3,581 963
115   112 3
27,392   26,766 626
3,279   3,525 -246
512   399 113
446   332 114
3,271   12,495 -9,224
394   343 51
90   63 27
84   106 -22
108   282 -174
1,219   1,138 81
1,396   1,331 65
1,165   1,112 53
892   917 -25
929   883 46
3,778   4,484 -706
183   165 18
245   239 6
257   236 21
5,170   4,945 225
139   138 1
6,276   3,561 2,715
1,935   2,040 -105
310   281 29
1,272   1,179 93
1,184   1,280 -96
172   157 15
139   99 40
34   19 15
7,969   4,591 3,378
36   38 -2
494   278 216
1,291   685 606
25,769   26,915 -1,146
1,000   1,005 -5
77,526   74,312 3,214
16,320   12,945 3,375
532   388 144
13,055   8,537 4,518
14,210   10,784 3,426
21,547   17,047 4,500
456   642 -186
403   332 71
616   496 120
108,388   89,375 19,013
217   200 17
208   201 7
188   183 5
136   138 -2
439   338 101
1,330   805 525
429   161 268
2,227   1,799 428
552   188 364
658   605 53
540   545 -5
4,646   4,814 -168
8,039   5,698 2,341
174   179 -5
521   448 73
786   906 -120
6,551   5,755 796
608   608  
503   571 -68
11,880   11,795 85
1,007   994 13
6,967   6,920 47
5,013   4,822 191
199   185 14
831   841 -10
237   235 2
11,267   9,068 2,199
30,672   36,555 -5,883
929   1,530 -601
448   485 -37
1,169   788 381
9,134   9,232 -98
8,201   11,303 -3,102
80   77 3
574   593 -19
3,136   3,158 -22
5,499   5,330 169
73   57 16
13,381   13,017 364
2,878   7,870 -4,992
590   604 -14
448   316 132
271   319 -48
299   783 -484
1,169   1,105 64
1,313   1,182 131
1,130   1,118 12
983   1,028 -45
6,017   5,634 383
6,940   6,711 229
238   213 25
337   316 21
234   218 16
126   121 5
168   166 2
4,095   4,079 16
9,060   8,683 377
414   423 -9
121   112 9
536   366 170
13,367   7,944 5,423
685   493 192
675   382 293
3,900   3,589 311
719   748 -29
709   394 315
754   374 380
6,395   6,819 -424
1,000   1,004 -4
39,811   38,331 1,480
185   145 40
10,823   8,067 2,756
19,889   13,073 6,816
12,586   11,768 818
3,580   3,921 -341
447   303 144
336   262 74
669   551 118
9,005   7,466 1,539
212   196 16
211   206 5
184   182 2
152   154 -2
350   270 80
630   402 228
660   242 418
4,767   4,132 635
2   3 -1
2,523   2,415 108
148   185 -37
1,018   520 498
4,816   3,118 1,698
1,131   1,172 -41
159   134 25
320   373 -53
420   388 32
633   632 1
1,157   1,314 -157
5,797   6,214 -417
1,007   1,001 6
6,812   6,771 41
61,643   58,630 3,013
193   185 8
214   218 -4
235   234 1
2,595   2,129 466
2,484   2,761 -277
394   648 -254
1,082   1,213 -131
14,786   20,211 -5,425
22,931   20,963 1,968
973   828 145
206   193 13
2,041   1,705 336
5,504   4,744 760
5,964   5,769 195
510   469 41
1,725   1,519 206
18,464   17,791 673
66   81 -15
465   316 149
90   105 -15
135,500   120,564 14,936
1,461   1,366 95
1,563   1,310 253
1,233   1,220 13
951   931 20
999   963 36
3,134   3,291 -157
227   210 17
330   288 42
162   156 6
134   129 5
155   156 -1
8,963   9,100 -137
642   480 162
651   465 186
2,662   2,177 485
119   89 30
279   162 117
51   33 18
574   507 67
6,047   4,786 1,261
1,438   1,427 11
565   302 263
3,378   3,341 37
6,395   6,577 -182
17,554   16,920 634
116,563   113,400 3,163
16,946   14,380 2,566
5,148   3,801 1,347
523   298 225
381   337 44
651   545 106
717   477 240
743   571 172
130   110 20
90,323   93,649 -3,326
216   200 16
207   204 3
181   180 1
116   117 -1
3,062   3,916 -854
630   398 232
433   161 272
19,800   18,721 1,079
2,717   3,663 -946
10,358   9,884 474
790   1,053 -263
1,521   911 610
13,876   9,667 4,209
4,849   3,826 1,023
741   593 148
598   605 -7
691   839 -148
329   327 2
50   56 -6
5,205   5,897 -692
27,606   26,465 1,141
17,357   17,307 50
5,616   5,382 234
193   186 7
216   221 -5
242   236 6
5,053   4,338 715
10,928   8,338 2,590
141   231 -90
494   541 -47
5,792   6,857 -1,065
1,983   1,931 52
138   110 28
1,691   969 722
1,386   1,148 238
612   545 67
202   209 -7
130   134 -4
3,297   2,938 359
3,782   3,836 -54
23,203   22,028 1,175
837   538 299
185   211 -26
114,149   101,879 12,270
1,101   1,066 35
1,155   991 164
1,064   1,077 -13
3,279   3,235 44
970   938 32
1,867   2,032 -165
208   192 16
353   288 65
194   176 18
138   133 5
209   206 3
24,329   27,422 -3,093
971   720 251
636   214 422
650   569 81
2,536   3,881 -1,345
3,687   2,160 1,527
357   227 130
169   149 20
622   616 6
1,007   1,019 -12
507   278 229
5,805   5,519 286
16,627   17,631 -1,004
29,350   28,787 563
51,324   44,123 7,201
330   297 33
15,637   15,495 142
509   298 211
22,487   19,153 3,334
170   136 34
347   217 130
144   104 40
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       663
b       63
c       -224
d       16
e       1
      1
      -2
      -102
      250
      649
      -165
      -85
      2,116
      -31
      -3,592
      2,498
      23
       
      -8
      -74
      21
      -16
      -21
      1,118
      24
      -6,548
      10
      -2
      12
      -108
      1,071
      -125
      -46
      4,044
      -1,698
      -59
      276
      97
       
      -58
      -18
      433
      207
      109
      30
      -77
      60
      11
      178
      41
      16
      49
      -1,395
      9
      60
      10
      -1
      2
      2,071
      343
      379
      75
      -157
      143
      69
      39
      -48
      6
      420
      26
      -554
      -45
      399
      313
      1,347
      9,035
      24
      2
      25
      19
      249
      -250
      164
      13
       
       
      -2
      2,520
      223
      27
      -1
      -100
      346
      -361
      -1,313
      22
      145
      -258
      -38
      -109
       
      -2
      -456
      1,268
      5,563
      -559
      4
      -10
      14
      -266
      1,297
      -517
      -81
      -2,298
      -620
      299
      212
      2
      -58
      1,005
      -30
      70
      159
      -7
      159
      -21
      83
       
      392
      111
      22
      33
      507
      8
      3,657
      9
      1
      -1
      907
      136
      437
      2,678
      -1,815
      1,631
      -1,717
      20
      787
      -2
      2,307
      92
      -235
      -3
      477
      43
      1,149
      5,654
      51
      3,246
      231
      532
      81
      -9,379
      71
      10
      1
      2
      -1
      -339
      -32
      -76
      -61
      -35
      2,275
      -86
      -323
      -339
      79
      -97
      -50
      -32
       
      -19
      -182
      -64
      -342
      189
      6
      -8
      6
      585
      4,910
      -131
      -59
      -1,377
      -19
      20
      304
      20
      -22
      851
      -18
      -8,314
      37
      447
      132
      -198
      84
      537
      497
       
      17
      65
      1,243
      4
      65
      13
      1
      -4
      -292
      80
      378
      24
      1,302
      1,873
      -7
      190
      11
      17
      660
      42
      -3,539
      785
      2,306
      109
      278
      429
      326
      6,026
      209
      511
      6
      -3,954
      271
      10
      3
      21
      -1
      -253
      1,409
      -444
      -5
      -117
      1,231
      -97
      1,433
      1,931
      43
      -135
      -21
      32
      -46
      -10
      -22
      98
      671
      8,324
      1
      -9
      2
      2,412
      2,726
      -37
      -139
      -533
      -256
      -51
      331
      12
      13
      274
      -10
      -255
      255
      182
      24
      81
      61
      66
      168
      50
      9
      49
      574
      160
      59
      14
      -5
      -7
      85
      184
      417
      7
      209
      670
      395
      139
      237
      119
      153
      102
      -76
      385
      2,556
      -3,764
      39
      1,835
      60
      -1
      154
      375
      47
      -912
      144
      10
      11
      10
      7,363
      -43
      38
      -44
      40
      -8
      -7,601
      11
      211
      251
      68
      -163
      134
      109
      -103
      908
      232
      15
      33
      32
      -4
      -10
      -1
      291
       
      -504
      -36
      -8
      -131
      -38
      357
      -29
      69
      374
      -62
      364
      -63
      119
      3
      -87
      104
      10
      93
      43
      -24
      24
      818
      10
      109
      11
      -6
      -4
      84
      27
      428
      58
      1,302
      1,088
      291
      113
      53
      382
      151
      118
      -1,836
      635
      926
      -1,390
      -855
      4,808
      182
      257
      54
      6,151
      35
      34
      70
      7
      25
      10
      278
      -103
      508
      -101
      9
      -78
      -294
      19
      679
      128
      61
      -1,669
      18
      4
      -27
      267
      688
      3,034
      2
      43
       
      -7
      -2
      73
      -34
      -465
      -165
      101
      -54
      -36
      58
      765
      -11,957
      55
      -60
      -44
      -37
      407
      -87
      -7
      11
      -10
      136
      40
      -15
      23
      2,818
       
      57
      10
       
      -4
      57
      102
      418
      -111
      1,259
      1,892
      326
      3,058
      54
      45
      940
      240
      -74
      238
      2,346
      -7
      -350
      283
       
      78
      53
      5,555
      91
      51
      141
      11
      8
      1
      79
      1,171
      49
      -336
      -4
      -56
      -510
      -23
      2,154
      72
      34
      -429
      101
      96
      -73
      81
      -78
      96
      145
      41
      4
       
      -2
      111
      -19
      -43
      851
      471
      15
      -173
      17
      2,841
      -394
      49
      -20
      426
      70
      228
      -67
      -1,476
      119
      -24
      196
      38
      -17
      6
      12
      -6
      80
      6
      -4
      -32
      90
      131
      836
      -100
      215
      353
      372
      3,616
      86
      223
      639
      113
      282
      641
      1,918
      -1
      -8
      1,908
      173
      14
      138
      42
      26
      26
      13
      7
      1
      37
      955
      101
       
      -2,319
      -152
      -31
      144
      9,713
      28
      98
      -36
      739
      103
      -127
      242
      -2
      62
      71
      27
      3
      5
      2
      -106
      36
      -59
      7,141
      13
      236
      316
      79
      856
      -454
      190
      -89
      594
       
      1,229
      -47
      -3
      87
      -2
      176
      94
      -26
      2
      2,676
      -8
      63
      2
      1
      -3
      176
      13
      742
      -300
      84
      225
      -5,484
      1,011
      284
      462
      228
      159
      34
      436
      1,284
      -18
      1,079
      103
      44
      -316
      18
      76
      59
      2,275
      9
      7
      3
      89
      392
      21
      112
      -405
      -336
      -349
      -180
      1,524
      51
      131
      132
      247
      417
      50
      -202
      -930
      1,290
      39
      21
      -2
      7
       
      -8
      -82
      -84
      171
       
      210
      119
       
      14
      -32
      109
      -17
      68
      16
      503
      -158
      -177
      97
      15
      102
      64
      -21
      2
      6
      -3
      59
      -2
      66
      1,480
      3,531
      71
      -361
      -172
      126
      155
      57
      929
      -17
      191
      385
      8,227
      -183
      2,187
      73
      -4
      9,113
      637
      54
      -44
      5,689
      35
      13
      5,893
      9
      8
      1
      37
      1,912
      187
      324
      819
      143
      55
      -247
      1,923
      26
      1,759
      -220
      104
      317
      126
      146
      -33
      231
      235
      23
      -4
      31
      1
      -129
      -60
      -23
      296
      938
      1
      -145
       
      66
      -276
      114
      -73
      66
      10
      -9
      -38
      -54
      63
      29
      108
      16
      49
      2,187
      6,036
      1
      38
      -4
      2
      -42
      37
      12
      -103
      111
      50
      354
      836
      -7
      -18
      359
      258
      1,545
      -13
      573
      1,088
      80
      42
      512
      16
      -239
      1,124
      244
      8
      9
      11
      6
       
      77
      824
      587
      1,305
      605
      2,549
      163
      -8
      9,291
      19
      32
      -48
      506
      254
      874
      3,087
      1,670
      20
      25
      22
      -8
      96
      -118
      -192
      503
      -8
      139
      800
      140
      -656
      2
      104
      -839
      54
      253
      -7,047
      140
      140
      -261
      -160
      66
      28
      78
      11
      21
      -1,647
      2,523
      6
      33
      2
      -2
      748
      25
      48
      1,041
      666
      66
      153
      240
      -59
      -21
      379
      565
      317
      -23
      373
      59
      -34
      370
      397
      57
      -79
      19
      82
      1,049
      17
      9
      4
       
      94
      812
      287
      1,492
      2,362
      1,257
      4
      37
      1,116
      -52
       
      -61
      -54
      -148
      -60
      257
      22
      43
      547
      18
      -5
      11
      -370
      -100
      -17
      -10
      466
      -102
      88
      963
      3
      626
      -246
      113
      114
      -9,224
      51
      27
      -22
      -174
      81
      65
      53
      -25
      46
      -706
      18
      6
      21
      225
      1
      2,715
      -105
      29
      93
      -96
      15
      40
      15
      3,378
      -2
      216
      606
      -1,146
      -5
      3,214
      3,375
      144
      4,518
      3,426
      4,500
      -186
      71
      120
      19,013
      17
      7
      5
      -2
      101
      525
      268
      428
      364
      53
      -5
      -168
      2,341
      -5
      73
      -120
      796
       
      -68
      85
      13
      47
      191
      14
      -10
      2
      2,199
      -5,883
      -601
      -37
      381
      -98
      -3,102
      3
      -19
      -22
      169
      16
      364
      -4,992
      -14
      132
      -48
      -484
      64
      131
      12
      -45
      383
      229
      25
      21
      16
      5
      2
      16
      377
      -9
      9
      170
      5,423
      192
      293
      311
      -29
      315
      380
      -424
      -4
      1,480
      40
      2,756
      6,816
      818
      -341
      144
      74
      118
      1,539
      16
      5
      2
      -2
      80
      228
      418
      635
      -1
      108
      -37
      498
      1,698
      -41
      25
      -53
      32
      1
      -157
      -417
      6
      41
      3,013
      8
      -4
      1
      466
      -277
      -254
      -131
      -5,425
      1,968
      145
      13
      336
      760
      195
      41
      206
      673
      -15
      149
      -15
      14,936
      95
      253
      13
      20
      36
      -157
      17
      42
      6
      5
      -1
      -137
      162
      186
      485
      30
      117
      18
      67
      1,261
      11
      263
      37
      -182
      634
      3,163
      2,566
      1,347
      225
      44
      106
      240
      172
      20
      -3,326
      16
      3
      1
      -1
      -854
      232
      272
      1,079
      -946
      474
      -263
      610
      4,209
      1,023
      148
      -7
      -148
      2
      -6
      -692
      1,141
      50
      234
      7
      -5
      6
      715
      2,590
      -90
      -47
      -1,065
      52
      28
      722
      238
      67
      -7
      -4
      359
      -54
      1,175
      299
      -26
      12,270
      35
      164
      -13
      44
      32
      -165
      16
      65
      18
      5
      3
      -3,093
      251
      422
      81
      -1,345
      1,527
      130
      20
      6
      -12
      229
      286
      -1,004
      563
      7,201
      33
      142
      211
      3,334
      34
      130
      40
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 342,278
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 . . . . . . . . . . . . . . . . 		Bracket 3 80,088
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If “Yes,” the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2011 816,574 12,322,931 0.066265
2010 725,049 11,824,991 0.061315
2009 678,816 9,894,465 0.068606
2008 500,362 9,420,570 0.053114
2007 738,784 11,559,413 0.063912
2 Total of line 1, column (d) ...................... 2 0.313212
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.062642
4 Enter the net value of noncharitable-use assets for 2012 from Part X, line 5..... 4 12,693,795
5 Multiply line 4 by line 3....................... 5 795,165
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 5,133
7 Add lines 5 and 6......................... 7 800,298
8 Enter qualifying distributions from Part XII, line 4.............. 8 1,125,845
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions.
Form 990-PF (2012)
Form 990-PF (2012)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A” on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 5,133
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2  
3 Add lines 1 and 2............................ 3 5,133
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4  
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 5,133
6 Credits/Payments:
a 2012 estimated tax payments and 2011 overpayment credited to 2012 6a 2,617
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c  
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 2,617
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. Click to see attachment 8 18
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9 2,534
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10  
11 Enter the amount of line 10 to be: Credited to 2013 estimated taxBullet   Refunded Bullet 11  
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is “Yes” to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If “Yes,” attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If “Yes,” attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If “Yes,” has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If “Yes,” attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If “Yes,” complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletPA
    b
    If the answer is “Yes” to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If “No,” attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2012 or the taxable year beginning in 2012 (see instructions for Part XIV)?
    If “Yes,” complete Part XIV.............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If “Yes,” attach a schedule listing their names and addresses.
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletROBERT N PEIRCE JR Telephone no.bullet (412) 281-7229
    Located atbullet2500 GULF TOWER 707 GRANT STREETPITTSBURGHPA ZIP+4bullet152191919
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16
    At any time during calendar year 2012, did the foundation have an interest in or a signature or other authority over
    a bank, securities, or other financial account in a foreign country? .................
    16
     
    No
    See instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the foreign country bullet  
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the “Yes” column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check “No”
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is “Yes” to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
     
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2012?.............
    1c
     
     
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2012, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2012?...............
    If “Yes,” list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer “No” and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?.........................
    b
    If “Yes,” did it have excess business holdings in 2012 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2012.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2012?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)........
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is “Yes” to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
     
    .........bullet
    c
    If the answer is “Yes” to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If “Yes,” attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?........................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If “Yes” to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    ROBERT N PEIRCE JRClick to see attachment PRESIDENT
    5.00     		0 0 0
    104 FAIRACRES DRIVE
    SEWICKLEY,PA15143
    JOAN PEIRCEClick to see attachment SECRETARY
    5.00     		0 0 0
    104 FAIRACRES DRIVE
    SEWICKLEY,PA15143
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE.”
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet  
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet  
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1 N/A  
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3..........................bullet  
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    11,027,947
    b
    Average of monthly cash balances.......................
    1b
    995,863
    c
    Fair market value of all other assets (see instructions)................
    1c
    863,292
    d
    Total (add lines 1a, b, and c).........................
    1d
    12,887,102
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
    12,887,102
    4
    Cash deemed held for charitable activities. Enter 1 1⁄2% of line 3 (for greater amount, see
    instructions) .............................
    4
    193,307
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    12,693,795
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    634,690
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    634,690
    2a
    Tax on investment income for 2012 from Part VI, line 5......
    2a
    5,133
    b
    Income tax for 2012. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    5,133
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    629,557
    4
    Recoveries of amounts treated as qualifying distributions................
    4
     
    5
    Add lines 3 and 4............................
    5
    629,557
    6
    Deduction from distributable amount (see instructions).................
    6
     
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
    629,557
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    1,125,845
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    1,125,845
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
    5,133
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    1,120,712
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 8
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2011     		(c)
    2011     		(d)
    2012
    1 Distributable amount for 2012 from Part XI, line 7 629,557
    2 Undistributed income, if any, as of the end of 2012:
    a Enter amount for 2011 only.......  
    b Total for prior years:20, 20, 20  
    3 Excess distributions carryover, if any, to 2012:
    a From 2007....... 177,275
    b From 2008....... 35,927
    c From 2009....... 190,531
    d From 2010....... 142,281
    e From 2011....... 208,243
    fTotal of lines 3a through e......... 754,257
    4Qualifying distributions for 2012 from Part
    XII, line 4: bullet$ 1,125,845
    a Applied to 2011, but not more than line 2a  
    b Applied to undistributed income of prior years
    (Election required—see instructions)......     		 
    c Treated as distributions out of corpus (Election
    required—see instructions).........     		 
    d Applied to 2012 distributable amount..... 629,557
    e Remaining amount distributed out of corpus 496,288
    5 Excess distributions carryover applied to 2012.    
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 1,250,545
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		 
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		 
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		 
    e Undistributed income for 2011. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		 
    f Undistributed income for 2012. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2013 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see
    instructions) .............     		 
    8Excess distributions carryover from 2007 not
    applied on line 5 or line 7 (see instructions) ...     		177,275
    9Excess distributions carryover to 2013.
    Subtract lines 7 and 8 from line 6a ......     		1,073,270
    10 Analysis of line 9:
    a Excess from 2008.... 35,927
    b Excess from 2009.... 190,531
    c Excess from 2010.... 142,281
    d Excess from 2011.... 208,243
    e Excess from 2012.... 496,288
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 9
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2012, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2012 (b) 2011 (c) 2010 (d) 2009
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ....     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets” alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment” alternative test— enter 2⁄3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support” alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    ROBERT JOAN PEIRCE JR
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail of the person to whom applications should be addressed:
    ROBERT N PEIRCE JR
    2500 GULF TOWER 707 GRANT STREET
    PITTSBURGH,PA152191919
    (412) 281-7229
    bThe form in which applications should be submitted and information and materials they should include:
    ALL APPLICATIONS MUST BE IN WRITING AND INCLUDE THE FOLLOWING INFORMATION AND ATTACHMENTS: 1. NAME AND ADDRESS OF PROPOSED RECIPIENT 2. PURPOSE AND NATURE OF REQUEST 3. AMOUNT REQUESTED 4. EXEMPTION LETTER 5. BACKGROUND INFORMATION REGARDING ORGANIZATION REQUESTING A CONTRIBUTION
    cAny submission deadlines:
    NONE
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    NONE
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    BOY SCOUTS OF AMERICA
    1275 BEDFORD AVENUE
    PITTSBURGH,PA15219     		    CHARITABLE CONTRIBUTION 100
    NATIONAL AVIARY
    RIDGE AVE ARCH ST
    PITTSBURGH,PA15233     		    CHARITABLE CONTRIBUTION 100
    HABITAT FOR HUMANITY
    305 11TH ST
    CONWAY,PA15027     		    CHARITABLE CONTRIBUTION 250
    VERO BEACH MUSEUM OF ART
    3001 RIVERSIDE PARK DR
    VERO BEACH,FL32963     		    CHARITABLE CONTRIBUTION 1,500
    PITTSBURGH SYMPHONY ORCHESTRA
    600 PENN AVENUE
    PITTSBURGH,PA15222     		    CHARITABLE CONTRIBUTION 1,500
    PITTSBURGH BOTANIC GARDEN
    ONE SCHENLEY DRIVE
    PITTSBURGH,PA15213     		    CHARITABLE CONTRIBUTION 1,000
    PITTSBURGH PUBLIC THEATER
    621 PENN AVENUE
    PITTSBURGH,PA15222     		    CHARITABLE CONTRIBUTION 5,000
    CARNEGIE MUSEUMS OF PITTSBURGH
    4400 FORBES AVENUE
    PITTSBURGH,PA15213     		    CHARITABLE CONTRIBUTION 500
    ALEPPO TWP VFC INC
    PO BOX 108
    SEWICKLEY,PA15143     		    CHARITABLE CONTRIBUTION 100
    VNA & HOSPICE FDN
    1110 35TH LANE
    VERO BEACH,FL32960     		    CHARITABLE CONTRIBUTION 100
    CHILDRENS MUSEUM OF PGH
    10 CHILDRENS WAY
    PITTSBURGH,PA15212     		    CHARITABLE CONTRIBUTION 1,000
    CROSSROADS FDN
    2915 WEBSTER AVENUE
    PITTSBURGH,PA15219     		    CHARITABLE CONTRIBUTION 150,000
    PITTSBURGH SYMPHONY ORCHEST
    600 PENN AVENUE
    PITTSBURGH,PA15222     		    CHARITABLE CONTRIBUTION 1,500
    GILDA'S CLUB W PA
    2816 SMALLMAN STREET
    PITTSBURGH,PA15222     		    CHARITABLE CONTRIBUTION 100
    CARNEGIE LIBRARY OF PITTSBURGH
    4400 FORBES AVENUE
    PITTSBURGH,PA15213     		    CHARITABLE CONTRIBUTION 1,000
    THE PITTSBURGH SYMPHONY
    600 PENN AVENUE
    PITTSBURGH,PA15222     		    CHARITABLE CONTRIBUTION 1,000
    PITTSBURGH BALLET
    2900 LIBERTY AVENUE
    PITTSBURGH,PA15201     		    CHARITABLE CONTRIBUTION 1,000
    LITTLE SEWICKLEY CREEK WATER
    BOX 183
    LEETSDALE,PA15056     		    CHARITABLE CONTRIBUTION 125
    JAMESTOWN VOLUNTER FIRE DEPARTMENT
    50 NARRAGANSETT AVENUE
    JAMESTOWN,RI02835     		    CHARITABLE CONTRIBUTION 50
    CARNEGIE INSTITUTE
    4400 FORBES AVENUE
    PITTSBURGH,PA15213     		    CHARITABLE CONTRIBUTION 360,000
    UNIVERSITY OF PITTSBURGH
    4200 FIFTH AVENUE
    PITTSBURGH,PA15260     		    CHARITABLE CONTRIBUTION 500
    ALLEGHENY COUNTY BAR FOUNDATION
    436 SEVENTH AVENUE
    PITTSBURGH,PA15219     		    CHARITABLE CONTRIBUTION 1,200
    SEWICKLEY VALLEY YMCA
    625 BLACKBURN RD
    SEWICKLEY,PA15143     		    CHARITABLE CONTRIBUTION 1,000
    HEINZ HISTORY CENTER
    1212 SMALLMAN STREET
    PITTSBURGH,PA15222     		    CHARITABLE CONTRIBUTION 100,000
    HEINZ HISTORY CENTER
    1212 SMALLMAN STREET
    PITTSBURGH,PA15222     		    CHARITABLE CONTRIBUTION 4,000
    EXTRA MILE FOUNDATION
    111 BOULEVARD OF THE ALLI
    PITTSBURGH,PA15222     		    CHARITABLE CONTRIBUTION 900
    RALLY FOR THE CURE
    20 WESTPORT ROAD
    WILTON,CT06897     		    CHARITABLE CONTRIBUTION 100
    THE PITTSBURGH CULTURAL TRUST
    SUITE 500 125 7TH STREET
    PITTSBURGH,PA15222     		    CHARITABLE CONTRIBUTION 500
    WQED
    4802 5TH AVENUE
    PITTSBURGH,PA15213     		    CHARITABLE CONTRIBUTION 1,500
    CARNEGIE MUSEUMS OF PITTSBURGH
    4400 FORBES AVENUE
    PITTSBURGH,PA15213     		    CHARITABLE CONTRIBUTION 2,500
    PHIPPS CONSERVATORY & BOTANICAL GAR
    ONE SCHENLEY DRIVE
    PITTSBURGH,PA15213     		    CHARITABLE CONTRIBUTION 450
    SAMARITAN COUNSELING CTR
    414 GRANT STREET
    SEWICKLEY,PA15143     		    CHARITABLE CONTRIBUTION 200
    PITTSBURGH CULTURAL TRUST
    SUITE 500 125 7TH STREET
    PITTSBURGH,PA15222     		    CHARITABLE CONTRIBUTION 1,000
    DUQUESNE UNIVERSITY
    411 ADMINISTRATION BLVD
    PITTSBURGH,PA15282     		    EDUCATION SCHOLARSHIP 68,000
    GENEVA COLLEGE
    3200 COLLEGE AVENUE
    BEAVER FALLS,PA15010     		    EDUCATION SCHOLARSHIP 58,750
    CENTER FOR HEARINGS & DEAF SERVICES
    1945 5TH AVENUE
    PITTSBURGH,PA15219     		    CHARITABLE CONTRIBUTION 500
    VALLEY AMBULACNE AUTHORITY
    3550 UNIVERSITY BLVD
    MOON TOWNSHIP,PA15108     		    CHARITABLE CONTRIBUTION 100
    FRIENDS OF SEWICKLEY PUBLIC LIBRARY
    500 THORN STREET
    SEWICKLEY,PA15143     		    CHARITABLE CONTRIBUTION 120
    CARNEGIE MUSEUMS OF PITTSBURGH
    4400 FORBES AVENUE
    PITTSBURGH,PA15213     		    CHARITABLE CONTRIBUTION 1,250
    PITTSBURGH CULTURAL TRUST
    SUITE 500 125 7TH STREET
    PITTSBURGH,PA152223411     		    CHARITABLE CONTRIBUTION 10,000
    PITTSBURGH BOTANIC GARDEN
    ONE SCHENLEY DRIVE
    PITTSBURGH,PA15213     		    CHARITABLE CONTRIBUTION 1,000
    UNION AID SOC
    601 THORN STREET
    SEWICKLEY,PA15143     		    CHARITABLE CONTRIBUTION 500
    JAMESTOWN VOLUNTER FIRE DEPARTMENT
    50 NARRAGANSETT AVENUE
    JAMESTOWN,RI02835     		    CHARITABLE CONTRIBUTION 25
    CHILDRENS MUSEUM OF PGH
    10 CHILDRENS WAY
    PITTSBURGH,PA15212     		    CHARITABLE CONTRIBUTION 1,000
    PHIPPS CONSERVATORY & BOTANICAL GAR
    ONE SCHENLEY DRIVE
    PITTSBURGH,PA15213     		    CHARITABLE CONTRIBUTION 1,000
    SEWICKLEY VALLEY YMCA
    625 BLACKBURN RD
    SEWICKLEY,PA15143     		    CHARITABLE CONTRIBUTION 1,000
    OPERATION CHRISTMAS CHILD - LINDA B
    PO BOX 3000
    BOONE,NC28607     		    CHARITABLE CONTRIBUTION 100
    LAUKALIN CHILDREN'S CENTERS
    424 FREDERICK AVENUE
    SEWICKLEY,PA15143     		    CHARITABLE CONTRIBUTION 100
    VALLEY CARE ASSOCIATION
    MERRIMAN ROAD
    SEWICKLEY,PA15143     		    CHARITABLE CONTRIBUTION 100
    F MILES
    MARGARET STREET
    JACKSONVILE,FL32204     		    CHARITABLE CONTRIBUTION 250
    HOMELESS CHILDRENS EDUCATION FUND
    2020 SMALLMAN STREET
    PITTSBURGH,PA15222     		    CHARITABLE CONTRIBUTION 100
    SWEETWATER CTR FOR ARTS
    200 BROAD STREET
    SEWICKLEY,PA15143     		    CHARITABLE CONTRIBUTION 100
    VERLAND FOUNDATION
    212 IRIS ROAD
    SEWICKLEY,PA15143     		    CHARITABLE CONTRIBUTION 100
    FRICK ART & HISTORICAL CENTER
    7227 REYNOLDS STEET
    PITTSBURGH,PA15233     		    CHARITABLE CONTRIBUTION 125
    OLD SEWICKLEY POST OFFICE
    200 BROAD STREET
    SEWICKLEY,PA15143     		    CHARITABLE CONTRIBUTION 100
    SEWICKLEY ACADEMY
    315 ACADENY AVENYE
    SEWICKLEY,PA15143     		    CHARITABLE CONTRIBUTION 1,000
    THE NEIGHBORHOOD FOUNDATION
    5231 PENN AVENUE
    PITTSBURGH,PA15224     		    CHARITABLE CONTRIBUTION 1,000
    MARINE TOYS FOR TOTS FOUNDATION
    18251 QUANTICO GATEWAY DR
    TRANGLE,VA22172     		    CHARITABLE CONTRIBUTION 100
    THE PITTSBURGH FOUNDATION
    FIVE PPG PLACE
    PITTSBURGH,PA15222     		    CHARITABLE CONTRIBUTION 500
    GIRLS HOPE OF PITTSBURGH
    1020 STATE STREET
    BADEN,PA15005     		    CHARITABLE CONTRIBUTION 2,500
    INDIAN RIVER HABITAT FOR HUMANITY
    4568 US HIGHWAY 1
    VERO BEACH,FL32967     		    CHARITABLE CONTRIBUTION 200
    PITTSBURGH OPERA
    2455 LIBERTY AVENUE
    PITTSBURGH,PA15222     		    CHARITABLE CONTRIBUTION 1,000
    CHILDRENS FESTIVAL CHORUS
    401 WOOD STREET
    PITTSBURGH,PA15222     		    CHARITABLE CONTRIBUTION 100
    CATHOLIC CHARITIES
    212 NINTH STREET
    PITTSBURGH,PA15222     		    CHARITABLE CONTRIBUTION 5,000
    EXTRA MILE FOUNDATION
    111 BOULEVARD OF THE ALLI
    PITTSBURGH,PA152229461     		    CHARITABLE CONTRIBUTION 100,000
    MANCHESTER BIDWELL
    1815 METROPOLITAN STREET
    PITTSBURGH,PA15233     		    CHARITABLE CONTRIBUTION 25,000
    DUQUESNE SCHOOL OF LAW
    411 ADMINISTRATION BLVD
    PITTSBURGH,PA15282     		    CHARITABLE CONTRIBUTION 10,000
    SAMARITAN COUNSELING CTR
    414 GRANT STREET
    SEWICKLEY,PA15143     		    CHARITABLE CONTRIBUTION 100
    FRIENDS OF SEWICKLEY PUBLIC LIBRARY
    500 THORN STREET
    SEWICKLEY,PA15143     		    CHARITABLE CONTRIBUTION 100
    HERITAGE VALLEY SEWICKLEY FOUNDATIO
    402 ROUSER ROAD
    MOON TOWNSHIP,PA15108     		    CHARITABLE CONTRIBUTION 1,000
    PITTSBURGH SYMPHONY ORCHEST
    600 PENN AVENUE
    PITTSBURGH,PA15222     		    CHARITABLE CONTRIBUTION 15,000
    FERN HOLLOW NATURE CTR
    246 GLEN MITCHELL ROAD
    SEWICKLEY,PA15143     		    CHARITABLE CONTRIBUTION 100
    DUQUESNE UNIV
    411 ADMINISTRATION BLVD
    PITTSBURGH,PA15282     		    EDUCATION SCHOLARSHIPS 50,000
    GENEVA COLLEGE
    3200 COLLEGE AVENUE
    BEAVER FALLS,PA15010     		    EDUCATION SCHOLARSHIPS 50,000
    SEWICKLEY CEMETARY FDN
    BROAD STREET
    SEWICKLEY,PA15143     		    CHARITABLE CONTRIBUTION 100
    ST JAMES SCHOOL
    201 BROAD STREET
    SEWICKLEY,PA15143     		    CHARITABLE CONTRIBUTION 1,000
    ST JAMES SCHOOL
    201 BROAD STREET
    SEWICKLEY,PA15143     		    CHARITABLE CONTRIBUTION 1,000
    BOROUGH OF SEWICKLEY HEIGHTS
    BORO HALL COUNTRY CLUB R
    SEWICKLEY,PA15143     		    CHARITABLE CONTRIBUTION 250
    THE SALVATION ARMY
    424 3RD AVENUE
    PITTSBURGH,PA15219     		    CHARITABLE CONTRIBUTION 500
    PITTSBURGH PARKS CONSERVANCY
    2000 TECHNOLOGY DRIVE
    PITTSBURGH,PA15219     		    CHARITABLE CONTRIBUTION 200
    WESTERN PA CONSERVANCY
    209 FOURTH AVENUE
    PITTSBURGH,PA152229843     		    CHARITABLE CONTRIBUTION 1,000
    BROTHERS BROTHER
    1200 GALVESTON AVENUE
    PITTSBURGH,PA15233     		    CHARITABLE CONTRIBUTION 75,000
    Total .................................bullet 3a 1,125,845
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3Interest on savings and temporary cash investments         65,412
    4 Dividends and interest from securities....         286,145
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6Net rental income or (loss) from personal property          
    7 Other investment income.....         829
    8Gain or (loss) from sales of assets other than inventory         342,278
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..     694,664
    13Total. Add line 12, columns (b), (d), and (e)..................
    13694,664
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    3 INCIDENTAL INVESTMENT INCOME
    4 INCIDENTAL INVESTMENT INCOME
    7 INCIDENTAL INVESTMENT INCOME (LOSS)
    8 SALE OF ASSETS HELD FOR INVESTMENTS
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section
    Yes
    No
    501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is “Yes,” complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If “Yes,” complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2012)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2012 AccountingFeesSchedule
    Name:
    THE PEIRCE FAMILY FOUNDATION INC
    EIN: 23-2903074
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INDIRECT ACCOUNTING FEES 6,095 6,095 6,095  

    TY 2012 CompensationExplanation
    Name:
    THE PEIRCE FAMILY FOUNDATION INC
    EIN: 23-2903074
    Person Name Explanation
    ROBERT N PEIRCE JR  
    JOAN PEIRCE  

    TY 2012 InvestmentsCorpStockSchedule
    Name:
    THE PEIRCE FAMILY FOUNDATION INC
    EIN: 23-2903074
    Name of Stock End of Year Book Value End of Year Fair Market Value
    3M CO 17,574 22,377
    ABAXIS INC 11,077 19,403
    ABB LTD SPON ADR 2,866 3,264
    ABBOTT LABS 3,680 4,651
    ACCENTURE PLC IRELAND 1,550 1,929
    ADVISORY BOARD CO 3,051 7,299
    AEGON NV ADR N Y SHS 34,016 19,178
    AKZO NOBEL NV ADR 11,263 16,538
    ALCATEL-LUCENT SPON ADR    
    ALLERGAN INC    
    ALLIANZ FIXED INCOME SHARES 690,219 784,755
    ALLIANZ FIXED INCOME SHARES 755,714 801,725
    ALLSTATE CORP 5,940 7,431
    ALTRIA GROUP INC 1,479 2,578
    AMAZON.COM INC 1,136 1,254
    AMCOR LTD ADR NEW AU ADR 1,069 1,724
    AMER ELECTRIC POWER CO 3,644 4,481
    AMERICA MOVIL S.A.B. DE 11,668 11,801
    AMERICAN CENTURY DIVERSIFIED BOND FU    
    AMERICAN INTL GROUP INC COM NEW 1,246 1,271
    AMERICAN TOWER CORP REIT 4,738 5,023
    AMGEN INC 2,118 2,672
    ANNALY CAPITAL MANAGEMENT INC REIT 2,575 2,120
    ANSYS INC 8,260 26,195
    APACHE CORP    
    APPLE INC 6,847 6,386
    APPLE INC 36,534 35,123
    APTARGROUP INC 10,657 13,266
    ASTELLAS PHARMA INC ADR 9,798 13,007
    ASTELLAS PHARMA INC ADR 2,595 3,364
    ASTRAZENECA PLC SPON ADR 19,136 17,963
    ASTRAZENECA PLC SPON ADR 4,489 4,491
    AT&T INC 4,981 6,304
    AUTOZONE INC 4,599 4,608
    BAIDU INC ADS REPSNTG CL A ORD SHS    
    BANCO SANTANDER BRASIL ADS 5,398 5,715
    BANCO SANTANDER CENTL 2,336 1,724
    BANK OF AMER COPR    
    BARCLAYS PLC ADR 24,280 13,250
    BARRICK GOLD CORP CAD 38,274 29,899
    BG GROUP PLC SPON ADR 1,661 2,339
    BIOGEN IDEC INC 6,061 7,758
    BLACKBAUD INC 4,441 7,511
    BP PLC SPON ADR 15,038 16,448
    BP PLC SPON ADR    
    BP PLC SPON ADR 6,507 4,206
    BRASIL TELECOM S A SPON ADR    
    BRASIL TELECOM SA REPSTG PFD SHS SPO    
    BRISTOL MYERS SQUIBB CO 3,734 3,617
    BROADCOM CORP CL A    
    BROWN & BROWN INC 12,656 17,338
    CABOT MICROELECTRONICS CORP 9,726 6,889
    CANON INC ADR 5,109 5,137
    CANON INC ADR JAPAN SPON 14,470 15,488
    CARBO CERAMICS INC    
    CARREFOUR SA ADR 21,381 22,279
    CARREFOUR SA ADR 4,890 4,161
    CBS CORP NEW CL B 927 2,816
    CBS CORP NEW CL B 6,809 7,191
    CEMEX S.A.B. DE C.V. SPON ADR 10,681 10,650
    CENTRAIS ELETRICAS BRAS SA SPON ADR 9,409 3,370
    CENTURYTEL INC    
    CF INDUSTRIES HOLDINGS INC 2,031 2,438
    CHECK POINT SOFTWARE TECH LTD ILS    
    CHESAPEAKE ENERGY CORP 2,801 2,044
    CHEVRON CORP 4,334 6,488
    CHEVRON CORP    
    CHIPOTLE MEXICAN GRILL INC CL A 2,180 2,380
    CIGNA CORP 3,731 5,293
    CISCO SYSTEMS INC    
    CISCO SYSTEMS INC 4,590 4,676
    CITIGROUP INC    
    CITIGROUP INC 5,512 5,618
    COACH INC    
    COCA COLA CO COM    
    COGNIZANT TECH SOLUTIONS    
    COHEN & STEERS DIVIDEND VALUE FD CLA 208,197 246,707
    COHEN & STEERS INC 6,668 9,232
    COMCAST CORP NEW CL A 2,321 2,316
    COMPUTER PROGRAMS & SYSTEMS INC 17,533 20,941
    CONAGRA FOOD INC 3,607 4,602
    CONOCOPHILLIPS 4,899 6,901
    CONS ENERGY INC    
    CONSUMERS STAPLES SECTOR 52,371 61,773
    CONSUMERS STAPLES SECTOR 79,986 86,901
    COPART INC 13,828 21,978
    CRH PLC IRELAND SPON ADR 16,015 18,815
    CSX CORPORATION    
    CUMMINS INC 3,125 3,359
    CVS CAREMARK CORP    
    DAI NIPPON PRINTING CO SPON ADR 18,034 7,915
    DAIICHI SANKYO CO LTD 14,835 11,659
    DAIMLER AG ORD EUR 9,218 11,544
    DANAHER CORP 19,331 22,640
    DANAHER CORP 2,605 2,627
    DEUTSCHE BANK AG REG SHS ORD    
    DEUTSCHE POST AG SPON    
    DEUTSCHE TELEKOM AG DE 5,236 3,465
    DEUTSCHE TELEKOM AG DE SPON ADR 25,126 15,964
    DIAMOND OFFSHORE DRILLING INC 2,268 2,175
    DOLLAR GEN CORP NEW 2,600 2,205
    DOLLAR TREE INC    
    DOMINION RESOURCES INC    
    DOW CHEMICAL    
    DOW CHEMICAL    
    EATON CORP    
    EATON VANCE GLOBAL MACRO ABSOLUTE RE 109,950 104,269
    EBAY INC 4,807 4,896
    EDISON INTL    
    EISAI LTD SPON ADR    
    ENI SPA IT SPON ADR 23,102 24,570
    ENI SPA IT SPON ADR 2,780 3,145
    ENSCO INTL LTD SPON ADR 1,912 2,371
    EQUINIX INC NEW 3,794 4,124
    ERICSSON SEK 10 NEW 2002 ADR 13,357 10,555
    EXPONENT INC 10,961 21,885
    EXPRESS SCRIPTS HLDG CO 4,066 3,780
    FACTSET RESH SYSTEMS INC 13,696 17,524
    FEDERATED INVESTORS INC 19,677 17,438
    FEDEX CORP    
    FIFTH THIRD BANCORP 2,136 2,478
    FINANCIAL SECTOR SPDR 53,021 57,152
    FINANCIAL SECTOR SPDR TRUST ETF 139,222 148,477
    FIRST EAGLE OVERSEAS FD CLASS A 91,296 99,365
    FIRST EAGLE OVERSEAS FUND CL C 262,461 242,013
    FIRST PAC CO LTD SPONS ADR ADR 8,633 12,028
    FLEXTRONICS INTL LTD 10,329 6,831
    FORD MOTOR CO COM NEW    
    FRANCE TELECOM SA SPON 26,470 13,967
    FRANCE TELECOM SA SPON ADR 5,794 3,315
    FRANKLIN/TEMPLETON GLOBAL BOND FD CL 70,361 72,363
    FRANKLIN/TEMPLETON GLOBAL BOND FUND    
    FREEPORT-MCMORAN COPPER & GOLD INC 5,203 4,070
    FUJI FILM HOLDINGS CORP 15,567 10,015
    GAP INC    
    GDF SUEZ SPON ADR 2,215 1,368
    GDF SUEZ SPON ADR 23,388 23,986
    GENL DYNAMICS CORP    
    GENL ELECTRIC CO 5,527 6,759
    GENL ELECTRIC CO    
    GILEAD SCIENCES INC 6,388 7,345
    GLAXO SMITHKLINE PLC ADR 18,853 14,997
    GLAXO SMITHKLINE PLC ADR 5,140 4,217
    GNC HOLDINGS INC 2,091 1,830
    GOLDMAN SACHS GROUP INC 3,077 2,551
    GOLDMAN SACHS GROUP INC    
    GOOGLE INC CL A 28,398 41,028
    GOOGLE INC CL A 2,767 2,830
    GRAINGER W W INC 5,633 5,666
    H LUNBDBECK A/S SPON ADR 14,100 8,803
    HAEMONETICS CORP MASS 14,994 24,177
    HALLIBURTON CO    
    HENRY JACK & ASSOC INC 14,802 28,346
    HEWLETT PACKARD CO    
    HITTITE MICROWAVE CORP 24,654 29,230
    HOME DEPOT    
    HOME DEPOT INC 2,093 2,536
    HONDA MOTOR CO ADR JAPAN ADR 9,996 14,222
    HSBC HOLDINGS PLC NEW GB 10,280 12,206
    IBERDROLA SA SPON ADR 5,626 4,605
    ING GROEP N V NL SPON    
    INTEL CORP 5,344 4,763
    INTEL CORP 46,055 40,065
    INTESA SANPAOLO SPON ADR 29,212 11,278
    INTL BUSINESS MACH    
    INTL PAPER CO 3,761 5,458
    INTUITIVE SURGICAL INC NEW 3,526 3,433
    ISHARES BARCLAYS 1-3 YR CD BD FD 47,853 48,521
    ISHARES BARCLAYS 1-3 YR TREAS BOND F 48,718 49,386
    ISHARES DJ SELECT DIVID INDEX FUND E 127,333 126,100
    ISHARES DJ SELECT DIVID INDEX FUND E 65,903 64,967
    ISHARES DOW JONES US 59,192 57,894
    ISHARES MSCI EMERGING MARKETS INDE 24,731 26,610
    ISHARES SILVER TRUST    
    ISHARES SILVER TRUST    
    ISHARES TR S&P CITIGROUP INTL TREAS 37,023 37,055
    ISHARES TRUST DOW JONES TECHNOLOGY S 75,944 73,902
    ISHARES TRUST DOW JONES U.S TELECOMM 23,767 27,535
    ISHARES TRUST DOW JONES U.S TELECOMM 12,279 14,241
    ISHARES TRUST MSCI ACWI EX US INDEX 24,945 25,547
    ISHARES TRUST RUSSELL 1000 GROWTH IN 76,150 98,235
    ISHARES TRUST RUSSELL 1000 VALUE IND 79,336 97,579
    ISHARES TRUST RUSSELL 2000 GROWTH IN 14,104 19,062
    ISHARES TRUST RUSSELL 2000 VALUE IND 15,118 18,878
    ITALCEMENTI S.P.A 11,789 5,568
    J. SAINSBURY PLC SPON 10,524 10,437
    JOHNSON & JOHNSON COM 4,152 4,837
    JOHNSON & JOHNSON COM 27,229 31,265
    JP MORGAN STRATEGIC INCOME OPPORTUNI 55,418 56,245
    JPMORGAN CHASE & CO 6,995 8,222
    JPMORGAN CHASE & CO 64,967 76,286
    KAO CORP REPSTG 10 SHS 4,193 3,999
    KIMBERLY CLARK CORP 3,438 5,066
    KIMCO REALTY CORP 2,141 2,202
    KINDER MORGAN INC 2,751 2,614
    KINGFISHER PLC NEW SPON 7,868 9,517
    KLA -TENCOR CORP 2,131 1,958
    KOHLS CORP    
    KONINKLIJKE AHOLD NV NEW 2007 SPON A 7,453 12,090
    KONINKLUKE AHOLD NV NEW 2007 3,602 3,781
    KOREA ELECTRIC POWER CRP    
    KRAFT FOODS GROUP INC 33,613 35,330
    KROGER COMPANY 4,301 4,970
    L M ERICSSON TELEFON CO    
    LANDSTAR SYSTEMS INC 14,645 16,210
    LAUDER ESTEE COS CL A 1,507 1,856
    LB RNT OPTMZ SEC S&P 500 197,988 21,500
    LIBERTY GLOBAL INC CL A 3,183 3,274
    LILLY ELI & CO 2,024 2,614
    LIMITED BRANDS INC CL A 2,308 2,400
    LINCOLN ELEC HOLDINGS 4,811 11,927
    LINKEDIN CORP CL A 1,069 1,263
    LOEWS CORP    
    LOWES COMPANIES INC 4,950 4,937
    LUKOIL OIL CO SPON ADR    
    LUKOIL OIL CO SPON ADR (25 RUBLES) 12,457 13,500
    LULULEMON ATHLETICA INC 3,460 3,812
    LYONDELLBASELL INDUSTRIES N V SHS - 6,247 6,908
    MACY'S INC 2,114 2,224
    MAINSTAY INTERNATIONAL EQUITY FUND C    
    MAINSTAY LARGE CAP GROWTH FD CLASS A 205,344 257,169
    MARATHON OIL CORP 3,363 4,262
    MARKET VECTORS AGRIBUSINESS    
    MARKET VECTORS AGRIBUSINESS ETF    
    MARKS & SPENCER GROUP INC SPON ADR 13,071 15,961
    MARSH & MCLENNAN COS INC    
    MATTEL INC    
    MATTEL INC 1,991 2,563
    MCDONALDS CORP    
    MCDONALDS CORP 2,387 2,470
    MCDONALDS CORP 48,723 48,780
    MEAD JOHNSON NUTRITION CO COM    
    MEDTRONIC INC 2,022 2,256
    MERCK & CO INC NEW COM 3,394 4,176
    MERCK & CO, INC    
    METLIFE INC 4,665 3,953
    METLIFE INC    
    MICROSOFT CORP 6,502 6,757
    MICROSOFT CORP 35,212 39,316
    MITSUBISHI UFJ FINANCIAL GROUP INC S 29,191 13,875
    MIZUHO FINANCIAL GROUP INC SPON ADR    
    MOLSON COORS BREWING CO CL B 2,303 2,054
    MONSANTO CO NEW 3,491 6,720
    MORGAN STANLEY    
    MS&AD INS GROUP HLDGS ADR 35,180 16,929
    NATIONAL GRID PLC NEW 2,699 2,872
    NATIONAL INTERSTATE CORP 7,262 7,868
    NATL-OILWELLVARCO INC 5,954 5,195
    NEC CORP ADR 12,915 4,617
    NESTLE SA SPON ADR    
    NIKE INC CL B 2,764 4,644
    NIPPON TELEG & TEL CORP SPON ADR 20,611 19,768
    NISSAN MTR LTD SPONS ADR    
    NORFOLK STHN CORP 2,125 1,855
    NORTHROP GRUMMAN CORP 5,123 7,299
    NOVARTIS AG SPON ADR    
    NOVARTIS AG SPON ADR 5,859 6,647
    O REILLY AUTOMOTIVE INC    
    OCCIDENTAL PETROLEUM CRP    
    OI S A SPON ADR 3,536 1,408
    OPPENHEIMER DEVELOPING MARKETS FD CL 91,260 109,461
    OPPENHEIMER INTL BOND FD CL A 66,811 67,788
    OPPENHEIMER INTL BOND FD CL C    
    ORACLE CORP    
    OWENS & MINOR INC NEW 26,304 23,749
    PARKER HANNIFIN CORP 2,190 2,127
    PEABODY ENERGY CORP    
    PENTAIR LTD 3,817 4,079
    PERRIGO COMPANY 1,295 1,248
    PETROLEO BRASILEIRO SA PETROBRAS 16,647 11,972
    PFIZER INC 4,736 7,273
    PFIZER INC    
    PHILIP MORRIS INTL INC    
    PHILLIPS 66 3,539 5,576
    PIMCO FOREIGH BOND FUND    
    PNC FINANCIAL SERVICES GROUP 4,276 4,840
    POOL CORP 10,620 21,626
    PORTUGAL TELECOM SGPS 10,790 6,185
    POSCO SPON ADR 11,475 11,090
    POWERSHARES DYN OIL & GAS SV 38,190 35,514
    POWERSHARES DYN OIL & GAS SV 38,526 39,460
    POWERSHARES EXCHANGE-TRADED FD 38,000 38,177
    POWERSHARES EXCHANGE-TRADED FD TR II 25,246 25,441
    PPG INDUSTRIES    
    PPG INDUSTRIES INC 1,425 3,248
    PPG INDUSTRIES INC    
    PPL CORP 2,341 2,290
    PRAXAIR INC    
    PRECISION CASTPARTS CORP 5,113 6,630
    PRICELINE.COM INC NEW 4,741 4,963
    PRUDENTIAL FINANCIAL INC    
    PRUDENTIAL SHORT-TERM CORPORATE BOND 223,047 225,799
    QBE INS GROUP LTD SPON ADR 1,210 1,132
    QUALCOMM INC 30,628 43,611
    QUALCOMM INC 6,753 6,990
    RBC BEARINGS INC 5,362 12,668
    REED ELSERVIER NV NEW REPSTG 3,462 3,135
    RLI CORP 12,981 14,549
    ROLLINS INC 3,322 9,213
    ROYAL DUTCH SHELL PLC    
    ROYAL DUTCH SHELL PLC 2,759 2,896
    ROYAL DUTCH SHELL PLC CL A SPON ADR 4,709 4,758
    RPC INC 4,773 4,823
    RWE AG ADR 6,860 4,580
    SAFEWAY INC    
    SANOFI SPON ADR 14,889 18,241
    SANOFI SPON ADR 4,048 5,638
    SANOFI-AVENTIS SA SPON    
    SANOFI-AVENTIS SA SPON ADR    
    SCHLUMBERGER LTD NETHERLANDS ANTILLE 29,957 30,491
    SCHLUMBERGER LTD NETHERLANDS ANTILLE 7,174 7,138
    SEAGATE TECHNOLOGY PLC SHS 8,564 9,126
    SEIKO EPSON CORP ADR 24,042 7,146
    SEVEN & I HLDGS CO LTD 3,115 3,775
    SIMON PPTY GROUP INC SBI    
    SINGAPORE TELECOM LTD 2,280 2,860
    SK TELECOM CO LTD ADR    
    SLM CORP VTG 2,191 2,227
    SOCIETE GENERALE FRANCE 4,926 1,533
    SONY CORP ADR NEW JAPAN 15,086 4,872
    SPDR GOLD TRUST    
    SPDR GOLD TRUST 16,893 16,850
    SPDR S&P 500 ETF TR    
    SPDR S&P 500 ETF TR    
    SPDR S&P BIOTECH ETF 13,958 19,164
    STAPLES INC 2,148 1,881
    STARBUCKS CORP 2,480 3,915
    STARWOOD HOTELS & RESORTS 6,866 7,916
    STARWOOD HOTELS & RESORTS WORLDWIDE    
    STATE STREET CORP 1,850 2,115
    STEINER LEISURE LTD 5,960 7,151
    STMICROELECTRONICS N.V 16,474 9,665
    SUEZ ENVIRONNEMENT CO ADR 7,967 8,561
    SUMITOMO MITSUI FINANCIAL GROUP IN 29,283 13,726
    SWISS RE LTD SPON ADR 8,930 11,207
    SWISS REINS CO SPON ADR    
    SWISSCOM AG SPON ADR    
    TAIWAN SEMICONDUCTOR MFG 1,960 3,466
    TAKEDA PHARMACEUTICAL CO 14,669 11,988
    TAKEDA PHARMACEUTICAL CO 5,161 4,551
    TDK CORP ADR JAPAN ADR 12,860 7,858
    TE CONNECTIVITY LTD CHF 18,824 21,901
    TECHNE CORP MINN 16,720 23,577
    TELE LESTE CELULAR    
    TELECOM ITALIA SPA NEW REPSTG 43,365 19,358
    TELEFONICA BRASIL SA 624 1,444
    TELEFONICA S A SPON ADR 4,293 3,845
    TELEFONICA S A SPON ADR 8,351 6,853
    TELEFONICA S A SPON ADR (SPIN OFF)    
    TELSTRA CORP LTD (FINAL)    
    TEMPUR-PEDIC INTL INC    
    TESCO PLC SPONS ADR 5,578 4,825
    TEVA PHARMACEUTICALS IND 33,633 27,520
    TEVA PHARMACEUTICALS IND LTD ISRAEL 2,993 2,427
    THERMO FISHER SCIENTIFIC INC    
    TIFFANY & CO NEW    
    TIM PARTICIPACOES SA SPON ADR 10,006 12,685
    TIME WARNER INC NEW 2,901 4,926
    TIME WARNER INC NEW    
    TJX COS INC NEW 3,321 5,561
    TOKIO MARINE HOLDINGS 9,557 13,280
    TOKIO MARINE HOLDINGS INC SPON ADR 5,546 4,454
    TOKYO ELECTRON LTD ADR 2,061 1,914
    TORO CO 17,581 21,619
    TOTAL S.A. FRANCE SPON 5,813 4,629
    TOTAL S.A. FRANCE SPON ADR 21,357 22,884
    TOTAL S.A. FRANCE SPON ADR 4,719 4,785
    TOYOTA MOTOR CORP NEW 17,303 21,914
    TOYOTA MOTOR CORP NEW 4,122 3,730
    TRANSOCEAN LTD CHF 31,332 28,806
    TRAVELERS COS INC/THE 1,679 2,514
    TREASURY WINE ESTATES LTD SPON ADR    
    UBS AG REGS ORD CHF 9,459 12,828
    UNILEVER NV N Y SHS NEW NETHERLANDS 11,029 17,044
    UNILEVER PLC AMER SHS 3,142 5,150
    UNION PACIFIC CORP 2,148 3,143
    UNITED PARCEL SERVICE 22,831 22,930
    UNTD OVERSEAS BK LTD 1,468 2,562
    UNTD RENTALS INC 626 637
    US BANCORP DEL (NEW) 2,172 2,523
    US BANCORP DEL (NEW) 2,250 2,268
    UTILITIES SECTOR SPDR    
    UTILITIES SECTOR SPDR    
    VALERO ENERGY CORP NEW    
    VAN ECK GLOBAL HARD ASSETS FUND CLAS    
    VAN ECK GLOBAL HARD ASSETS FUND CLAS    
    VANGUARD BD INDEX FD INC SHORT TERM 47,789 48,594
    VANGUARD DIVID APPRECIATION ETF 125,956 126,765
    VANGUARD DIVID APPRECIATION ETF 65,393 65,289
    VANGUARD ENERGY ETF 50,972 50,823
    VANGUARD ENERGY ETF 36,233 37,529
    VANGUARD INDUSTRIALS ETF 52,737 63,840
    VANGUARD INDUSTRIALS ETF 50,005 54,720
    VANGUARD SECTOR INDEX FD INFORMATION 115,735 140,017
    VANGUARD SECTOR INDEX FD VANGUARD CO 98,357 114,412
    VANGUARD SECTOR INDEX FD VANGUARD CO 66,131 85,430
    VANGUARD SECTOR INDEX FD VANGUARD HE 99,804 112,164
    VANGUARD SECTOR INDEX FD VANGUARD HE 55,379 65,005
    VANGUARD SECTOR INDEX FD VANGUARD MA    
    VANGUARD SECTOR INDEX FD VANGUARD UT    
    VERIZON COMMUNICATIONS INC    
    VINCI S A ADR 3,418 3,432
    VIRTUS PREMIUM ALPHA SECTOR FUND A 101,340 110,846
    VISA INC CL A 4,505 7,882
    VMWARE INC CL A 4,355 4,142
    VODAFONE GROUP PLC NEW 2,773 3,199
    VODAFONE GROUP PLC NEW    
    VODAFONE GROUP PLC NEW SPON ADR 10,301 9,698
    WALGREEN CO 4,620 4,811
    WASTE MGMT INC NEW    
    WELLS FARGO & CO NEW 5,743 7,075
    WELLS FARGO & CO NEW 7,588 8,921
    WELLS FARGO & CO NEW 8.000% PREF 1,431 1,673
    WISDOMTREE EMERGING MARKETS EQUITY I 43,308 46,324
    WISDOMTREE EMERGING MARKETS EQUITY I 22,131 23,791
    WISDOMTREE TRUST LARGECAP GROWTH ET    
    WISDOMTREE TRUST INTL LARGECAP DIVID 101,192 108,506
    WISDOMTREE TRUST INTL LARGECAP DIVID 52,587 55,803
    WISDOMTREE TRUST LARGECAP DIVID FUND 79,319 100,843
    WOLTERS KLUWER NV 10,800 12,030
    WYNN RESORTS LTD 5,873 5,287
    XEROX CORP 5,372 4,249
    YOUKU INC SPON ADR    
    YUM BRANDS INC    
    YUM BRANDS INC 2,209 2,258
    ZURICH FINANCIAL SVCS    
    ZURICH INS GROUP LTD SPON ADR 2,669 3,243

    TY 2012 InvestmentsGovtObligationsSch
    Name:
    THE PEIRCE FAMILY FOUNDATION INC
    EIN: 23-2903074
    US Government Securities - End of Year Book Value:

    1,889,996
    US Government Securities - End of Year Fair Market Value:

    1,912,356
    State & Local Government Securities - End of Year Book Value:


     
    State & Local Government Securities - End of Year Fair Market Value:


     


    TY 2012 InvestmentsOtherSchedule2
    Name:
    THE PEIRCE FAMILY FOUNDATION INC
    EIN: 23-2903074
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    CAMPBELL STRATEGIC ALLOCATION FUND AT COST 222,967 220,876
    MAN-AHL DIVERSIFIED I AT COST 94,752 95,042

    TY 2012 OtherAssetsSchedule
    Name:
    THE PEIRCE FAMILY FOUNDATION INC
    EIN: 23-2903074
    Description Beginning of Year - Book Value End of Year - Book Value End of Year - Fair Market Value
    PREPAID FEDERAL INCOME TAX 6,525 2,617 2,617


    TY 2012 OtherDecreasesSchedule
    Name:
    THE PEIRCE FAMILY FOUNDATION INC
    EIN: 23-2903074
    Description Amount
    12-31-11 FEDERAL INCOME TAX 3,908
    PARTNERSHIP OFFERING COST 888
    PARTNERSHIPS UNREALIZED LOSSES 1,612


    TY 2012 OtherExpensesSchedule
    Name:
    THE PEIRCE FAMILY FOUNDATION INC
    EIN: 23-2903074
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    EXPENSES        
    INVESTMENT FEES 133,925 133,925 13,395  
    PARTNERSHIP OPERATING LOSSES 21,999 21,999 21,999  
    MISCELLANEOUS BROKER FEES & C 13,035 13,035 13,035  
    SEC 988 LOSS 97 97 97  
    BANK CHARGES 44 44 44  


    TY 2012 OtherIncomeSchedule2
    Name:
    THE PEIRCE FAMILY FOUNDATION INC
    EIN: 23-2903074
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    OTHER INCOME 829 829 829


    TY 2012 OtherLiabilitiesSchedule
    Name:
    THE PEIRCE FAMILY FOUNDATION INC
    EIN: 23-2903074
    Description Beginning of Year - Book Value End of Year - Book Value
    LOAN PAYABLE 1,305 1,305


    TY 2012 TaxesSchedule
    Name:
    THE PEIRCE FAMILY FOUNDATION INC
    EIN: 23-2903074
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAXES 5,210 5,210 5,210