Form990
Click to see attachment
Department of the Treasury
Internal Revenue Service
Return of Organization Exempt From Income Tax
Under section 501(c), 527, or 4947(a)(1) of the Internal Revenue Code (except black lung benefit trust or private foundation)

MediumBullet The organization may have to use a copy of this return to satisfy state reporting requirements.
OMB No. 1545-0047
2012
Open to Public Inspection
A For the 2012 calendar year, or tax year beginning 01-01-2012 , 2012, and ending 12-31-2012
BCheck if applicable:
CName of organization
United States Tennis Association Incorporated
 
Doing Business As
 
 
Number and street (or P.O. box if mail is not delivered to street address)
70 West Red Oak Lane
Suite
Room/suite
City or town, state or country, and ZIP + 4
White Plains, NY10604
D Employer identification number

13-5459420
E Telephone number

G Gross receipts $ 229,842,360
F Name and address of principal officer:
David A Haggerty
70 W Red Oak Lane
White Plains,NY10604
I
Tax-exempt status: ( 6 ) LeftBullet (insert no.) or
J
Website:MediumBullet
www.usta.com
H(a)
Is this a group return for
affiliates?
H(b)
Are all affiliates included?
If "No," attach a list. (see instructions)
H(c)
Group exemption number MediumBullet  
K Form of organization:
 
L Year of formation: 1973
M State of legal domicile: NY
Part I
Summary
Activities & Governance 1 Briefly describe the organization’s mission or most significant activities: To Promote & Develop the Growth of Tennis.
2 Check this box MediumBullet
3 Number of voting members of the governing body (Part VI, line 1a) ........ 3 15
4 Number of independent voting members of the governing body (Part VI, line 1b) ..... 4 10
5 Total number of individuals employed in calendar year 2011 (Part V, line 2a) ...... 5 625
6 Total number of volunteers (estimate if necessary) ............. 6 500
7a Total unrelated business revenue from Part VIII, column (C), line 12 ........ 7a 561,571
b Net unrelated business taxable income from Form 990-T, line 34 ......... 7b 265,609
Revenues Prior Year Current Year
8 Contributions and grants (Part VIII, line 1h) ......... 21,087,400 21,039,563
9 Program service revenue (Part VIII, line 2g) ......... 191,529,481 183,663,718
10 Investment income (Part VIII, column (A), lines 3, 4, and 7d ) .... 7,162,413 4,736,684
11 Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e) 3,490,125 3,497,538
12 Total revenue—add lines 8 through 11 (must equal Part VIII, column (A), line 12)................... 223,269,419 212,937,503
Expenses; 13 Grants and similar amounts paid (Part IX, column (A), lines 1–3 )... 65,082,654 64,662,215
14 Benefits paid to or for members (Part IX, column (A), line 4)..... 0 0
15 Salaries, other compensation, employee benefits (Part IX, column (A), lines 5–10) 39,072,320 39,755,609
16a Professional fundraising fees (Part IX, column (A), line 11e)..... 0 0
b Total fundraising expenses (Part IX, column (D), line 25) MediumBullet0    
17 Other expenses (Part IX, column (A), lines 11a–11d, 11f–24e).... 91,064,852 95,721,186
18 Total expenses. Add lines 13–17 (must equal Part IX, column (A), line 25) 195,219,826 200,139,010
19 Revenue less expenses. Subtract line 18 from line 12....... 28,049,593 12,798,493
Net Assets or Fund Balances; Beginning of Current Year End of Year
20 Total assets (Part X, line 16)............. 223,316,514 255,281,476
21 Total liabilities (Part X, line 26)............. 56,658,793 63,758,281
22 Net assets or fund balances. Subtract line 21 from line 20..... 166,657,721 191,523,195
Part II
Signature Block
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than officer) is based on all information of which preparer has any knowledge.
Sign Here
JumboBullet
Signature of officer Date
JumboBullet
Type or print name and title
Paid Preparer Use Only
Print/Type preparer's name
 
Preparer's signature
Date
PTIN
Firm's name MediumBullet

Firm's EIN MediumBullet
Firm's address MediumBullet



Phone no.
May the IRS discuss this return with the preparer shown above? (see instructions) ............
For Paperwork Reduction Act Notice, see the separate instructions.
Cat. No. 11282Y
Form 990 (2012)
Form 990 (2012)
Page 2
Part III
Statement of Program Service Accomplishments
Check if Schedule O contains a response to any question in this Part III ...............
1
Briefly describe the organization’s mission: THE UNITED STATES TENNIS ASSOCIATION (USTA) IS THE NATIONAL GOVERNING BODY FOR THE SPORT OF TENNIS AND THE RECOGNIZED LEADER IN PROMOTING AND DEVELOPING THE SPORT'S GROWTH ON EVERY LEVEL IN THE UNITED STATES, FROM LOCAL COMMUNITIES TO THE CROWN JEWEL OF THE PROFESSIONAL GAME, THE US OPEN. THE USTA IS A PROGRESSIVE AND DIVERSE NOT-FOR-PROFIT ORGANIZATION WHOSE VOLUNTEERS, PROFESSIONAL STAFF AND FINANCIAL RESOURCES SUPPORT A SINGLE MISSION: TO PROMOTE AND DEVELOP THE GROWTH OF TENNIS. THE USTA HAS OVER 780,000 INDIVIDUAL MEMBERS AND 8,600 ORGANIZATIONAL MEMBERS, THOUSANDS OF VOLUNTEERS AND A PROFESSIONAL STAFF DEDICATED TO GROWING THE GAME.
2
Did the organization undertake any significant program services during the year which were not listed on
the prior Form 990 or 990-EZ? ......................
If “Yes,” describe these new services on Schedule O.
3
Did the organization cease conducting, or make significant changes in how it conducts, any program services? ............................
If “Yes,” describe these changes on Schedule O.
4
Describe the organization’s program service accomplishments for each of its three largest program services, as measured by expenses. Section 501(c)(3) and 501(c)(4) organizations are required to report the amount of grants and allocations to others, the total expenses, and revenue, if any, for each program service reported.
4a (Code:   ) (Expenses $   including grants of $   ) (Revenue $   )
US Open - See Schedule O
4b (Code:   ) (Expenses $   including grants of $   ) (Revenue $   )
Community Tennis Division - See Schedule O
4c (Code:   ) (Expenses $   including grants of $   ) (Revenue $   )
Professional Tennis Division - See Schedule O
4d Other program services (Describe in Schedule O.)
(Expenses $   including grants of $   ) (Revenue $   )
4e Total program service expensesMediumBullet  
Form 990 (2012)
Form 990 (2012)
Page 3
Part IV
Checklist of Required Schedules
Yes
No
1
Is the organization described in section 501(c)(3) or 4947(a)(1) (other than a private foundation)? If “Yes,” complete Schedule A........................
1
 
No
2
Is the organization required to complete Schedule B, Schedule of Contributors (see instructions)? Click to see attachment...
2
Yes
 
3
Did the organization engage in direct or indirect political campaign activities on behalf of or in opposition to candidates for public office? If “Yes,” complete Schedule C, Part IClick to see attachment..........
3
 
No
4
Section 501(c)(3) organizations. Did the organization engage in lobbying activities, or have a section 501(h) election in effect during the tax year? If “Yes,” complete Schedule C, Part II........
4
 
 
5
Is the organization a section 501(c)(4), 501(c)(5), or 501(c)(6) organization that receives membership dues, assessments, or similar amounts as defined in Revenue Procedure 98-19? If “Yes,” complete Schedule C,
Part IIIClick to see attachment............................
5
Yes
 
6
Did the organization maintain any donor advised funds or any similar funds or accounts for which donors have the right to provide advice on the distribution or investment of amounts in such funds or accounts? If “Yes,” complete Schedule D, Part IClick to see attachment........................
6
 
No
7
Did the organization receive or hold a conservation easement, including easements to preserve open space,
the environment, historic land areas, or historic structures? If “Yes,” complete Schedule D, Part IIClick to see attachment...
7
 
No
8
Did the organization maintain collections of works of art, historical treasures, or other similar assets? If “Yes,” complete Schedule D, Part III Click to see attachment....................
8
 
No
9
Did the organization report an amount in Part X, line 21 for escrow or custodial account liability; serve as a custodian for amounts not listed in Part X; or provide credit counseling, debt management, credit repair, or debt negotiation services? If “Yes,” complete Schedule D, Part IVClick to see attachment..............
9
 
No
10
Did the organization, directly or through a related organization, hold assets in temporarily restricted endowments, permanent endowments, or quasi-endowments? If “Yes,” complete Schedule D, Part VClick to see attachment......
10
 
No
11
If the organization’s answer to any of the following questions is "Yes," then complete Schedule D, Parts VI, VII, VIII, IX, or X as applicable.
a
Did the organization report an amount for land, buildings, and equipment in Part X, line 10?
If “Yes,” complete Schedule D, Part VI.Click to see attachment...................
11a
Yes
 
b
Did the organization report an amount for investments—other securities in Part X, line 12 that is 5% or more of its total assets reported in Part X, line 16? If “Yes,” complete Schedule D, Part VIIClick to see attachment.......
11b
 
No
c
Did the organization report an amount for investments—program related in Part X, line 13 that is 5% or more of its total assets reported in Part X, line 16? If “Yes,” complete Schedule D, Part VIIIClick to see attachment.......
11c
Yes
 
d
Did the organization report an amount for other assets in Part X, line 15 that is 5% or more of its total assets reported in Part X, line 16? If “Yes,” complete Schedule D, Part IXClick to see attachment............
11d
 
No
e
Did the organization report an amount for other liabilities in Part X, line 25? If “Yes,” complete Schedule D, Part XClick to see attachment
11e
Yes
 
f
Did the organization’s separate or consolidated financial statements for the tax year include a footnote that addresses the organization’s liability for uncertain tax positions under FIN 48 (ASC 740)? If “Yes,” complete Schedule D, Part XClick to see attachment.........................
11f
Yes
 
12a
Did the organization obtain separate, independent audited financial statements for the tax year?
If “Yes,” complete Schedule D, Parts XI and XII Click to see attachment.................
12a
 
No
b
Was the organization included in consolidated, independent audited financial statements for the tax year? If “Yes,” and if the organization answered "No" to line 12a, then completing Schedule D, Parts XI and XII is optional Click to see attachment
12b
Yes
 
13
Is the organization a school described in section 170(b)(1)(A)(ii)? If “Yes,” complete Schedule E....
13
 
No
14a
Did the organization maintain an office, employees, or agents outside of the United States?.....
14a
 
No
b
Did the organization have aggregate revenues or expenses of more than $10,000 from grantmaking, fundraising, business, investment, and program service activities outside the United States, or aggregate foreign investments valued at $100,000 or more? If “Yes,” complete Schedule F, Parts I and IV.........
14b
 
No
15
Did the organization report on Part IX, column (A), line 3, more than $5,000 of grants or assistance to any organization or entity located outside the United States? If “Yes,” complete Schedule F, Parts II and IV
15
 
No
16
Did the organization report on Part IX, column (A), line 3, more than $5,000 of aggregate grants or assistance to individuals located outside the United States? If “Yes,” complete Schedule F, Parts III and IV...
16
 
No
17
Did the organization report a total of more than $15,000 of expenses for professional fundraising services on Part IX, column (A), lines 6 and 11e? If “Yes,” complete Schedule G, Part I (see instructions)....
17
 
No
18
Did the organization report more than $15,000 total of fundraising event gross income and contributions on Part VIII, lines 1c and 8a? If “Yes,” complete Schedule G, Part II............
18
 
No
19
Did the organization report more than $15,000 of gross income from gaming activities on Part VIII, line 9a? If “Yes,” complete Schedule G, Part III...................
19
 
No
20a
Did the organization operate one or more hospital facilities? If “Yes,” complete Schedule H....
20a
 
No
b
If “Yes” to line 20a, did the organization attach a copy of its audited financial statements to this return?
20b
 
 
Form 990 (2012)
Form 990 (2012)
Page 4
Part IV
Checklist of Required Schedules (continued)
21
Did the organization report more than $5,000 of grants and other assistance to any government or organization in the United States on Part IX, column (A), line 1? If “Yes,” complete Schedule I, Parts I and II... Click to see attachment
21
Yes
 
22
Did the organization report more than $5,000 of grants and other assistance to individuals in the United States on Part IX, column (A), line 2? If “Yes,” complete Schedule I, Parts I and III........ Click to see attachment
22
Yes
 
23
Did the organization answer “Yes” to Part VII, Section A, line 3, 4, or 5 about compensation of the organization’s current and former officers, directors, trustees, key employees, and highest compensated employees? If “Yes,” complete Schedule J....................... Click to see attachment
23
Yes
 
24a
Did the organization have a tax-exempt bond issue with an outstanding principal amount of more than $100,000 as of the last day of the year, that was issued after December 31, 2002? If “Yes,” answer lines 24b through 24d and complete Schedule K. If “No,” go to line 25................
24a
 
No
b
Did the organization invest any proceeds of tax-exempt bonds beyond a temporary period exception?...
24b
 
 
c
Did the organization maintain an escrow account other than a refunding escrow at any time during the year
to defease any tax-exempt bonds?......................
24c
 
 
d
Did the organization act as an “on behalf of” issuer for bonds outstanding at any time during the year?...
24d
 
 
25a
Section 501(c)(3) and 501(c)(4) organizations. Did the organization engage in an excess benefit transaction with a disqualified person during the year? If “Yes,” complete Schedule L, Part I........
25a
 
 
b
Is the organization aware that it engaged in an excess benefit transaction with a disqualified person in a prior year, and that the transaction has not been reported on any of the organization’s prior Forms 990 or 990-EZ? If “Yes,” complete Schedule L, Part I...................
25b
 
 
26
Was a loan to or by a current or former officer, director, trustee, key employee, highest compensated employee, or disqualified person outstanding as of the end of the organization’s tax year? If “Yes,” complete Schedule L,
Part II.......................... Click to see attachment
26
 
No
27
Did the organization provide a grant or other assistance to an officer, director, trustee, key employee, substantial contributor or employee thereof, a grant selection committee member, or to a 35% controlled entity or family member of any of these persons? If “Yes,” complete Schedule L, Part III......... Click to see attachment
27
 
No
28
Was the organization a party to a business transaction with one of the following parties (see Schedule L, Part IV instructions for applicable filing thresholds, conditions, and exceptions):
a
A current or former officer, director, trustee, or key employee? If “Yes,” complete Schedule L, Part IV .......................... Click to see attachment
28a
 
No
b
A family member of a current or former officer, director, trustee, or key employee? If “Yes,”
complete Schedule L, Part IV..................... Click to see attachment
28b
 
No
c
An entity of which a current or former officer, director, trustee, or key employee (or a family member thereof) was an officer, director, trustee, or direct or indirect owner? If “Yes,” complete Schedule L, Part IV... Click to see attachment
28c
Yes
 
29
Did the organization receive more than $25,000 in non-cash contributions? If “Yes,” complete Schedule M..
29
 
No
30
Did the organization receive contributions of art, historical treasures, or other similar assets, or qualified conservation contributions? If “Yes,” complete Schedule M.............
30
 
No
31
Did the organization liquidate, terminate, or dissolve and cease operations? If “Yes,” complete Schedule N,
Part I...........................
31
 
No
32
Did the organization sell, exchange, dispose of, or transfer more than 25% of its net assets? If “Yes,” complete Schedule N, Part II......................
32
 
No
33
Did the organization own 100% of an entity disregarded as separate from the organization under Regulations sections 301.7701-2 and 301.7701-3? If “Yes,” complete Schedule R, Part I........ Click to see attachment
33
Yes
 
34
Was the organization related to any tax-exempt or taxable entity? If “Yes,” complete Schedule R, Part II, III, or IV, and Part V, line 1........................ Click to see attachment
34
Yes
 
35a
Did the organization have a controlled entity within the meaning of section 512(b)(13)?
35a
 
No
b
If ‘Yes’ to line 35a, did the organization receive any payment from or engage in any transaction with a controlled entity within the meaning of section 512(b)(13)? If “Yes,” complete Schedule R, Part V, line 2...
35b
 
 
36
Section 501(c)(3) organizations. Did the organization make any transfers to an exempt non-charitable related organization? If “Yes,” complete Schedule R, Part V, line 2.............
36
 
 
37
Did the organization conduct more than 5% of its activities through an entity that is not a related organization and that is treated as a partnership for federal income tax purposes? If “Yes,” complete Schedule R, Part VIClick to see attachment
37
 
No
38
Did the organization complete Schedule O and provide explanations in Schedule O for Part VI, lines 11b and 19? Note. All Form 990 filers are required to complete Schedule O. ............
38
Yes
 
Form 990 (2012)
Form 990 (2012)
Page 5
Part V
Statements Regarding Other IRS Filings and Tax Compliance
Check if Schedule O contains a response to any question in this Part V ...............
Yes
No
1a
Enter the number reported in Box 3 of Form 1096 Enter -0- if not applicable ..
1a
975
b
Enter the number of Forms W-2G included in line 1a. Enter -0- if not applicable .
1b
0
c
Did the organization comply with backup withholding rules for reportable payments to vendors and reportable gaming (gambling) winnings to prize winners? ..................
1c
Yes
 
2a
Enter the number of employees reported on Form W-3, Transmittal of Wage and
Tax Statements, filed for the calendar year ending with or within the year covered by this return ..................
2a
625
b
If at least one is reported on line 2a, did the organization file all required federal employment tax returns?
Note. If the sum of lines 1a and 2a is greater than 250, you may be required to e-file (see instructions)
2b
Yes
 
3a
Did the organization have unrelated business gross income of $1,000 or more during the year?...
3a
Yes
 
b
If “Yes,” has it filed a Form 990-T for this year? If “No,” provide an explanation in Schedule O.....
3b
Yes
 
4a
At any time during the calendar year, did the organization have an interest in, or a signature or other authority over, a financial account in a foreign country (such as a bank account, securities account, or other financial account)?..........................
4a
Yes
 
b
If "Yes," enter the name of the foreign country: MediumBulletEI
See instructions for filing requirements for Form TD F 90-22.1, Report of Foreign Bank and Financial Accounts.
5a
Was the organization a party to a prohibited tax shelter transaction at any time during the tax year?..
5a
 
No
b
Did any taxable party notify the organization that it was or is a party to a prohibited tax shelter transaction?
5b
 
No
c
If “Yes,” to line 5a or 5b, did the organization file Form 8886-T? ............
5c
 
 
6a
Does the organization have annual gross receipts that are normally greater than $100,000, and did the organization solicit any contributions that were not tax deductible as charitable contributions?...
6a
 
No
b
If “Yes,” did the organization include with every solicitation an express statement that such contributions or gifts were not tax deductible?........................
6b
 
 
7
Organizations that may receive deductible contributions under section 170(c).
a
Did the organization receive a payment in excess of $75 made partly as a contribution and partly for goods and services provided to the payor?....................
7a
 
 
b
If “Yes,” did the organization notify the donor of the value of the goods or services provided?.....
7b
 
 
c
Did the organization sell, exchange, or otherwise dispose of tangible personal property for which it was required to file Form 8282?...........................
7c
 
 
d
If “Yes,” indicate the number of Forms 8282 filed during the year ....
7d
 
e
Did the organization receive any funds, directly or indirectly, to pay premiums on a personal benefit contract?............................
7e
 
 
f
Did the organization, during the year, pay premiums, directly or indirectly, on a personal benefit contract?..
7f
 
 
g
If the organization received a contribution of qualified intellectual property, did the organization file Form 8899 as required?............................
7g
 
 
h
If the organization received a contribution of cars, boats, airplanes, or other vehicles, did the organization file a Form 1098-C?..........................
7h
 
 
8
Sponsoring organizations maintaining donor advised funds and section 509(a)(3) supporting organizations. Did the supporting organization, or a donor advised fund maintained by a sponsoring organization, have excess business holdings at any time during the year?............
8
 
 
9
Sponsoring organizations maintaining donor advised funds.
a
Did the organization make any taxable distributions under section 4966?..........
9a
 
 
b
Did the organization make a distribution to a donor, donor advisor, or related person?.......
9b
 
 
10
Section 501(c)(7) organizations. Enter:
a
Initiation fees and capital contributions included on Part VIII, line 12 ...
10a
 
b
Gross receipts, included on Form 990, Part VIII, line 12, for public use of club facilities
10b
 
11
Section 501(c)(12) organizations. Enter:
a
Gross income from members or shareholders .........
11a
 
b
Gross income from other sources (Do not net amounts due or paid to other sources against amounts due or received from them.) ..........
11b
 
12a
Section 4947(a)(1) non-exempt charitable trusts. Is the organization filing Form 990 in lieu of Form 1041?
12a
 
 
b
If “Yes,” enter the amount of tax-exempt interest received or accrued during the year. ....................
12b
 
13
Section 501(c)(29) qualified nonprofit health insurance issuers.
a
Is the organization licensed to issue qualified health plans in more than one state?
Note. See the instructions for additional information the organization must report on Schedule O.
13a
 
 
b
Enter the amount of reserves the organization is required to maintain by the states in which the organization is licensed to issue qualified health plans ....
13b
 
c
Enter the amount of reserves on hand ............
13c
 
14a
Did the organization receive any payments for indoor tanning services during the tax year?.....
14a
 
No
b
If "Yes," has it filed a Form 720 to report these payments? If “No,” provide an explanation in Schedule O..
14b
 
 
Form 990 (2012)
Form 990 (2012)
Page 6
Part VI
Governance, Management, and Disclosure For each “Yes” response to lines 2 through 7b below, and for a “No” response to lines 8a, 8b, or 10b below, describe the circumstances, processes, or changes in Schedule O. See instructions.
Check if Schedule O contains a response to any question in this Part VI ...............
Section A. Governing Body and Management
Yes
No
1a
Enter the number of voting members of the governing body at the end of the tax year .....................
1a
15
If there are material differences in voting rights among members of the governing body, or if the governing body delegated broad authority to an executive committee or similar committee, explain in Schedule O.
b
Enter the number of voting members included in line 1a, above, who are independent ...................
1b
10
2
Did any officer, director, trustee, or key employee have a family relationship or a business relationship with any other officer, director, trustee, or key employee? .................
2
 
No
3
Did the organization delegate control over management duties customarily performed by or under the direct supervision of officers, directors or trustees, or key employees to a management company or other person? .
3
 
No
4
Did the organization make any significant changes to its governing documents since the prior Form 990 was filed? ...........................
4
 
No
5
Did the organization become aware during the year of a significant diversion of the organization’s assets? .
5
 
No
6
Did the organization have members or stockholders? ................
6
Yes
 
7a
Did the organization have members, stockholders, or other persons who had the power to elect or appoint one or more members of the governing body? ....................
7a
Yes
 
b
Are any governance decisions of the organization reserved to (or subject to approval by) members, stockholders, or persons other than the governing body? ...................
7b
Yes
 
8
Did the organization contemporaneously document the meetings held or written actions undertaken during the year by the following:
a
The governing body? .........................
8a
Yes
 
b
Each committee with authority to act on behalf of the governing body? ............
8b
Yes
 
9
Is there any officer, director, trustee, or key employee listed in Part VII, Section A, who cannot be reached at the organization’s mailing address? If “Yes,” provide the names and addresses in Schedule O.......
9
 
No
Section B. Policies (This Section B requests information about policies not required by the Internal Revenue Code.)
Yes
No
10a
Did the organization have local chapters, branches, or affiliates? ............
10a
 
No
b
If “Yes,” did the organization have written policies and procedures governing the activities of such chapters, affiliates, and branches to ensure their operations are consistent with the organization's exempt purposes?
10b
 
 
11a
Has the organization provided a complete copy of this Form 990 to all members of its governing body before filing the form? ............................
11a
Yes
 
b
Describe in Schedule O the process, if any, used by the organization to review this Form 990. .....
12a
Did the organization have a written conflict of interest policy? If “No,” go to line 13.......
12a
Yes
 
b
Were officers, directors, or trustees, and key employees required to disclose annually interests that could give rise to conflicts? ..........................
12b
Yes
 
c
Did the organization regularly and consistently monitor and enforce compliance with the policy? If “Yes,” describe in Schedule O how this was done.......................
12c
Yes
 
13
Did the organization have a written whistleblower policy? ...............
13
Yes
 
14
Did the organization have a written document retention and destruction policy? .........
14
Yes
 
15
Did the process for determining compensation of the following persons include a review and approval by independent persons, comparability data, and contemporaneous substantiation of the deliberation and decision?
a
The organization’s CEO, Executive Director, or top management official ...........
15a
Yes
 
b
Other officers or key employees of the organization ................
15b
Yes
 
If "Yes" to line 15a or 15b, describe the process in Schedule O (see instructions).
16a
Did the organization invest in, contribute assets to, or participate in a joint venture or similar arrangement with a taxable entity during the year? ......................
16a
Yes
 
b
If “Yes,” did the organization follow a written policy or procedure requiring the organization to evaluate its participation in joint venture arrangements under applicable federal tax law, and take steps to safeguard the organization’s exempt status with respect to such arrangements? ............
16b
Yes
 
Section C. Disclosure
17
List the States with which a copy of this Form 990 is required to be filedMediumBullet
NY
18
Section 6104 requires an organization to make its Form 1023 (or 1024 if applicable), 990, and 990-T (501(c)(3)s only) available for public inspection. Indicate how you made these available. Check all that apply.
19
Describe in Schedule O whether (and if so, how), the organization made its governing documents, conflict of interest policy, and financial statements available to the public during the tax year.
20
State the name, physical address, and telephone number of the person who possesses the books and records of the organization:
MediumBulletUSTA ACCOUNTING DEPT70 WEST RED OAK LANEWhite PlainsNY10604 (914) 696-7000
Form 990 (2012)
Form 990 (2012)
Page 7
Part VII
Compensation of Officers, Directors,Trustees, Key Employees, Highest Compensated Employees, and Independent Contractors
Check if Schedule O contains a response to any question in this Part VII ...............
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees
1a Complete this table for all persons required to be listed. Report compensation for the calendar year ending with or within the organization’s tax year.
RoundBullet List all of the organization’s current officers, directors, trustees (whether individuals or organizations), regardless of amount
of compensation. Enter -0- in columns (D), (E), and (F) if no compensation was paid.

RoundBullet List all of the organization’s current key employees, if any. See instructions for definition of "key employee."
RoundBullet List the organization’s five current highest compensated employees (other than an officer, director, trustee or key employee)
who received reportable compensation (Box 5 of Form W-2 and/or Box 7 of Form 1099-MISC) of more than $100,000 from the
organization and any related organizations.

RoundBullet List all of the organization’s former officers, key employees, or highest compensated employees who received more than $100,000
of reportable compensation from the organization and any related organizations.

RoundBullet List all of the organization’s former directors or trustees that received, in the capacity as a former director or trustee of the
organization, more than $10,000 of reportable compensation from the organization and any related organizations.

List persons in the following order: individual trustees or directors; institutional trustees; officers; key employees; highest
compensated employees; and former such persons.
Check this box if neither the organization nor any related organization compensated any current officer, director, or trustee.
(A)
Name and Title 		(B)
Average hours per week (list any hours for related organizations below dotted line) 		(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee) 		(D)
Reportable compensation from the organization (W- 2/1099-MISC) 		(E)
Reportable compensation from related organizations (W- 2/1099-MISC) 		(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; Officer; Key Employee; Highest compensated employee; Former;
(1) Jon Vegosen........................................................................
Director, President, CEO
 25.0
.......................5.0 		X   X       26,000 0 0
(2) David Haggerty........................................................................
Director, 1st VP
 19.0
.......................4.0 		X   X       18,200 0 0
(3) Katrina Adams........................................................................
Director, VP
 7.0
.......................4.0 		X   X       15,000 0 0
(4) Carol Welder........................................................................
Director, VP
 7.0
.......................4.0 		X   X       15,000 0 0
(5) Donald Tisdel........................................................................
Director, Sec/Treas
 7.0
.......................4.0 		X   X       15,000 0 0
(6) Seth Abraham........................................................................
Director
 5.0
.......................3.0 		X           6,000 0 0
(7) Dale Caldwell........................................................................
Director
 5.0
.......................3.0 		X           6,000 0 0
(8) William Kellogg........................................................................
Director
 5.0
.......................3.0 		X           6,000 0 0
(9) Patrick Galbraith........................................................................
Director
 5.0
.......................3.0 		X           6,000 0 0
(10) John Korff........................................................................
Director
 5.0
.......................3.0 		X           6,000 0 0
(11) Delaine Mast........................................................................
Director
 5.0
.......................3.0 		X           6,000 0 0
(12) Chanda Rubin........................................................................
Director
 5.0
.......................3.0 		X           6,000 0 0
(13) Todd Martin........................................................................
Director
 5.0
.......................3.0 		X           6,000 0 0
(14) Andrew Valdez........................................................................
Director
 5.0
.......................3.0 		X           6,000 0 0
(15) Lucy Garvin........................................................................
Director (Past President)
 5.0
.......................3.0 		X           6,000 0 0
(16) Gordon Smith........................................................................
Executive Director, COO
 35.0
.......................20.0 		    X       1,136,772 0 140,773
(17) Andrea Hirsch........................................................................
Chief Legal Officer
 40.0
.......................0.0 		    X       579,618 0 28,137
Form 990 (2012)
Form 990 (2012)
Page 8
Part VII
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees (continued)
(A)
Name and Title 		(B)
Average hours per week (list any hours for related organizations below dotted line) 		(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee) 		(D)
Reportable compensation from the organization (W- 2/1099-MISC) 		(E)
Reportable compensation from related organizations (W- 2/1099-MISC) 		(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; Officer; Key Employee; Highest compensated employee; Former;
(18) Ed Neppl........................................................................
Chief Financial Officer
 40.0
.......................0.0 		    X       316,910 0 17,567
(19) Lew Sherr........................................................................
Chief Marketing Officer
 40.0
.......................0.0 		      X     651,459 0 42,298
(20) Kurt Kamperman........................................................................
CEO, Community Tennis
 40.0
.......................0.0 		      X     681,017 0 47,179
(21) David Brewer........................................................................
Chief Prof Tennis Officer
 40.0
.......................0.0 		      X     461,423 0 41,707
(22) Mary S Hunt........................................................................
Managing Dir. Marketing
 40.0
.......................0.0 		        X   374,182 0 43,125
(23) Lawrence Bonfante........................................................................
Chief Information Office
 40.0
.......................0.0 		        X   389,255 0 41,678
(24) Scott Schultz........................................................................
Managing Dir. Rec. Tennis
 40.0
.......................0.0 		        X   365,542 0 43,920
(25) Christian Widmaier........................................................................
Man Dir Corp Communications
 40.0
.......................0.0 		        X   349,823 0 44,677
(26) Staciellen Mischel........................................................................
Assoc. General Council
 40.0
.......................0.0 		        X   330,066 0 38,068
(27) Harry Beeth........................................................................
Former Officer
  
.......................   		          X 233,381 0 3,942
(28) Jim Curley........................................................................
Former Key Employee
  
.......................   		          X 601,493 0 11,741
(29) Harlan Stone........................................................................
Former Key Employee
  
.......................   		          X 167,213 0 0


1b Sub-Total................MediumBullet
c Total from continuation sheets to Part VII, Section A....MediumBullet
d Total (add lines 1b and 1c)............MediumBullet 6,787,354 0 544,812
2
Total number of individuals (including but not limited to those listed above) who received more than $100,000 of reportable compensation from the organizationMediumBullet111
Yes
No
3
Did the organization list any former officer, director or trustee, key employee, or highest compensated employee on line 1a? If “Yes,” complete Schedule J for such individual ..............
3
Yes
 
4
For any individual listed on line 1a, is the sum of reportable compensation and other compensation from the organization and related organizations greater than $150,000? If “Yes,” complete Schedule J for such individual...........................
4
Yes
 
5
Did any person listed on line 1a receive or accrue compensation from any unrelated organization or individual for services rendered to the organization? If “Yes,” complete Schedule J for such person ........
5
 
No
Section B. Independent Contractors
1
Complete this table for your five highest compensated independent contractors that received more than $100,000 of compensation from the organization. Report compensation for the calendar year ending with or within the organization’s tax year.
(A)
Name and business address 		(B)
Description of services 		(C)
Compensation
The Tennis Media Company, 814 S Westgate AveLOS ANGELESCA90049 Publishing 2,782,700
Viacom Media Networks, 1515 BroadwayNEW YORKNY10036 Media 1,623,907
Alorica Inc, 8151 Peters RoadPLANTATIONFL33324 Member Call Center 1,572,753
All Mobile Video, 221 W 26th StreetNEW YORKNY10001 Broadcast Operations 1,340,479
Team Epic LLC, 5080 Highlands ParkwaySMYRNAGA30082 Marketing Agency 1,228,328
2
Total number of independent contractors (including but not limited to those listed above) who received more than $100,000 of compensation from the organization MediumBullet89
Form 990 (2012)
Form 990 (2012)
Page 9
Part VIII
Statement of Revenue
Check if Schedule O contains a response to any question in this Part VIII ..............
(A)
Total revenue 		(B)
Related or
exempt
function
revenue 		(C)
Unrelated
business
revenue 		(D)
Revenue
excluded from
tax under sections
512, 513, or 514
Contributions, Gifts, Grants and Other Similar Amounts 1a Federated campaigns..1a  
b Membership dues....1b 20,954,563
c Fundraising events....1c  
d Related organizations...1d  
e Government grants (contributions)1e  
f All other contributions, gifts, grants, and
similar amounts not included above1f 		85,000
g Noncash contributions included in lines
1a-1f:$ 		 
h Total. Add lines 1a-1f.......MediumBullet 21,039,563
Program Service Revenue Business Code
2a TOURNAMENT RELATED   182,104,567 182,104,567    
b TENNIS PROGRAM FEES   1,406,949 1,406,949    
c BALL TEST FEES   152,202 152,202    
d
e
f All other program service revenue .        
g Total. Add lines 2a–2f........MediumBullet 183,663,718
Other Revenue 3 Investment income (including dividends, interest, and other similar amounts).......MediumBullet 2,445,948     2,445,948
4 Income from investment of tax-exempt bond proceeds..MediumBullet 0      
5 Royalties...........MediumBullet 2,935,967     2,935,967
(i) Real (ii) Personal
6a Gross rents    
b Less: rental expenses    
c Rental income or (loss) 0 0
d Net rental income or (loss).......MediumBullet 0      
(i) Securities (ii) Other
7a Gross amount from sales of assets other than inventory 19,195,593  
b Less: cost or other basis and sales expenses 16,904,857  
c Gain or (loss) 2,290,736  
d Net gain or (loss)..........MediumBullet 2,290,736      
8a Gross income from fundraising events (not including
$  
of contributions reported on line 1c). See Part IV, line 18 ..
a  
b Less: direct expenses ...b  
c Net income or (loss) from fundraising events..MediumBullet 0    
9a Gross income from gaming activities.
See Part IV, line 19 ...
a  
b Less: direct expenses ...b  
c Net income or (loss) from gaming activities...MediumBullet 0      
10a Gross sales of inventory, less
returns and allowances .
a  
b Less: cost of goods sold ..b  
c Net income or (loss) from sales of inventory..MediumBullet 0      
Miscellaneous Revenue Business Code
11a ADVERTISING 541800 561,571   561,571  
b            
c            
d All other revenue ....        
e Total. Add lines 11a–11d ...... MediumBullet 561,571
12 Total revenue. See Instructions......MediumBullet 212,937,503 183,663,718 561,571 5,381,915
Form 990 (2012)
Form 990 (2012)
Page 10
Part IX
Statement of Functional Expenses
Section 501(c)(3) and 501(c)(4) organizations must complete all columns. All other organizations must complete column (A).Check if Schedule O contains a response to any question in this Part IX ...............
Do not include amounts reported on lines 6b,
7b, 8b, 9b, and 10b of Part VIII. 		(A)
Total expenses 		(B)
Program service expenses 		(C)
Management and general expenses 		(D)
Fundraising expenses
1 Grants and other assistance to governments and organizations in the United States. See Part IV, line 21 64,056,517  
2 Grants and other assistance to individuals in the United States. See Part IV, line 22 605,698  
3 Grants and other assistance to governments, organizations, and individuals outside the United States. See Part IV, lines 15 and 16 0  
4 Benefits paid to or for members 0  
5 Compensation of current officers, directors, trustees, and key employees .... 4,351,621      
6 Compensation not included above, to disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B) .... 0      
7 Other salaries and wages 29,239,253      
8 Pension plan accruals and contributions (include section 401(k) and 403(b) employer contributions) .... 1,120,139      
9 Other employee benefits ....... 3,058,614      
10 Payroll taxes ........... 1,985,982      
11 Fees for services (non-employees):        
a Management ...... 0      
b Legal ......... 1,260,167      
c Accounting ........... 223,000      
d Lobbying ........... 0      
e Professional fundraising services. See Part IV, line 17 0  
f Investment management fees ...... 0      
g Other (If line 11g amount exceeds 10% of line 25, column (A) amount, list line 11g expenses on Schedule O) ........ 10,863,261      
12 Advertising and promotion .... 5,238,216      
13 Office expenses ....... 2,442,678      
14 Information technology ...... 1,561,454      
15 Royalties .. 0      
16 Occupancy ........... 2,865,647      
17 Travel ............ 9,806,234      
18 Payments of travel or entertainment expenses for any federal, state, or local public officials ...... 0      
19 Conferences, conventions, and meetings .... 2,379,525      
20 Interest ........... 0      
21 Payments to affiliates ....... 0      
22 Depreciation, depletion, and amortization ..... 2,737,641      
23 Insurance .............. 2,589,672      
24 Other expenses. Itemize expenses not covered above (List miscellaneous expenses in line 24e. If line 24e amount exceeds 10% of line 25, column (A) amount, list line 24e expenses on Schedule O.)
a EVENT PRIZE MONEY/OTHER 27,616,174      
b PRINTING & PUBLICATIONS 4,650,432      
c TENNIS EVENT PRODUCTIONS 4,496,309      
d MEMBERSHIP OUTSOURCED SERVICES 3,213,448      
e All other expenses 13,777,328      
25 Total functional expenses. Add lines 1 through 24e 200,139,010      
26 Joint costs. Complete this line only if the organization reported in column (B) joint costs from a combined educational campaign and fundraising solicitation. Check here MediumBullet if following SOP 98-2 (ASC 958-720).        
Form 990 (2012)
Form 990 (2012)
Page 11
Part X Balance Sheet Check if Schedule O contains a response to any question in this Part X ...............
(A)
Beginning of year 		(B)
End of year
Assets 1 Cash—non-interest-bearing ............. 4,508,790 1 10,967,852
2 Savings and temporary cash investments ......... 46,513,198 2 46,645,030
3 Pledges and grants receivable, net ........... 0 3 0
4 Accounts receivable, net ............. 16,437,038 4 23,856,146
5 Loans and other receivables from current and former officers, directors, trustees, key employees, and highest compensated employees. Complete Part II of
Schedule L ..................
0 5 0
6 Loans and other receivables from other disqualified persons (as defined under section 4958(f)(1)), persons described in section 4958(c)(3)(B), and contributing employers and sponsoring organizations of section 501(c)(9) voluntary employees' beneficiary organizations (see instructions) Complete Part II of Schedule L
0 6 0
7 Notes and loans receivable, net ............. 9,353,833 7 8,887,900
8 Inventories for sale or use .............. 273,052 8 170,918
9 Prepaid expenses and deferred charges .......... 2,675,478 9 2,327,744
10a Land, buildings, and equipment: cost or other basis. Complete Part VI of Schedule D 10a 38,752,693
b Less: accumulated depreciation ..... 10b 28,880,083 10,289,645 10c 9,872,610
11 Investments—publicly traded securities .......... 118,884,491 11 135,526,894
12 Investments—other securities. See Part IV, line 11 ..... 0 12 0
13 Investments—program-related. See Part IV, line 11 ..... 11,586,548 13 13,891,183
14 Intangible assets ............... 0 14 0
15 Other assets. See Part IV, line 11 ........... 2,794,441 15 3,135,199
16 Total assets. Add lines 1 through 15 (must equal line 34)...... 223,316,514 16 255,281,476
Liabilities 17 Accounts payable and accrued expenses ......... 28,189,372 17 27,802,064
18 Grants payable ................. 0 18 0
19 Deferred revenue ................ 27,206,623 19 34,706,491
20 Tax-exempt bond liabilities ............. 0 20 0
21 Escrow or custodial account liability. Complete Part IV of Schedule D.. 0 21 0
22 Loans and other payables to current and former officers, directors, trustees, key employees, highest compensated employees, and disqualified
persons. Complete Part II of Schedule L.......... 0 22 0
23 Secured mortgages and notes payable to unrelated third parties .. 0 23 0
24 Unsecured notes and loans payable to unrelated third parties .... 0 24 0
25 Other liabilities (including federal income tax, payables to related third parties, and other liabilities not included on lines 17-24). Complete Part X of Schedule D.................... 1,262,798 25 1,249,726
26 Total liabilities. Add lines 17 through 25......... 56,658,793 26 63,758,281
Net Assets or Fund Balance Organizations that follow SFAS 117 (ASC 958), check here MediumBullet and complete lines 27 through 29, and lines 33 and 34.
27 Unrestricted net assets .............. 166,657,721 27 191,523,195
28 Temporarily restricted net assets ........... 0 28 0
29 Permanently restricted net assets ........... 0 29 0
Organizations that do not follow SFAS 117 (ASC 958), check here MediumBullet and complete lines 30 through 34.
30 Capital stock or trust principal, or current funds ........   30  
31 Paid-in or capital surplus, or land, building or equipment fund .....   31  
32 Retained earnings, endowment, accumulated income, or other funds   32  
33 Total net assets or fund balances ........... 166,657,721 33 191,523,195
34 Total liabilities and net assets/fund balances ........ 223,316,514 34 255,281,476
Form 990 (2012)
Form 990 (2012)
Page 12
Part XI
Reconcilliation of Net Assets
Check if Schedule O contains a response to any question in this Part XI ...............
1
Total revenue (must equal Part VIII, column (A), line 12) ............
1
212,937,503
2
Total expenses (must equal Part IX, column (A), line 25) ............
2
200,139,010
3
Revenue less expenses. Subtract line 2 from line 1 ..............
3
12,798,493
4
Net assets or fund balances at beginning of year (must equal Part X, line 33, column (A)) ..
4
166,657,721
5
Net unrealized gains (losses) on investments ...............
5
12,066,981
6
Donated services and use of facilities .................
6
 
7
Investment expenses .....................
7
 
8
Prior period adjustments .....................
8
 
9
Other changes in net assets or fund balances (explain in Schedule O) ........
9
 
10
Net assets or fund balances at end of year. Combine lines 3 through 9 (must equal Part X, line 33, column (B))
10
191,523,195
Part XII
Financial Statements and Reporting
Check if Schedule O contains a response to any question in this Part XII ..............
Yes
No
1
Accounting method used to prepare the Form 990:  
If the organization changed its method of accounting from a prior year or checked "Other," explain in
Schedule O.
2a
Were the organization’s financial statements compiled or reviewed by an independent accountant?
2a
 
No
If ‘Yes,’ check a box below to indicate whether the financial statements for the year were compiled or reviewed on a separate basis, consolidated basis, or both:
b
Were the organization’s financial statements audited by an independent accountant?
2b
Yes
 
If ‘Yes,’ check a box below to indicate whether the financial statements for the year were audited on a separate basis, consolidated basis, or both:
c
If “Yes,” to line 2a or 2b, does the organization have a committee that assumes responsibility for oversight of the audit, review, or compilation of its financial statements and selection of an independent accountant?
2c
Yes
 
If the organization changed either its oversight process or selection process during the tax year, explain in Schedule O.
3a
As a result of a federal award, was the organization required to undergo an audit or audits as set forth in the Single Audit Act and OMB Circular A-133?
3a
 
No
b
If “Yes,” did the organization undergo the required audit or audits? If the organization did not undergo the required audit or audits, explain why in Schedule O and describe any steps taken to undergo such audits
3b
 
 
Form 990 (2012)
Form 990, Special Condition Description:
Special Condition Description
Additional Data


Software ID:  
Software Version:  
Schedule B
(Form 990, 990-EZ,
or 990-PF)
Department of the Treasury
Internal Revenue Service
Schedule of Contributors
Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
OMB No. 1545-0047
2012
Name of the organization
United States Tennis Association Incorporated
 
Employer identification number

13-5459420
Organization type (check one):
Filers of:
Section:
Form 990 or 990-EZ





Form 990-PF




Check if your organization is covered by the General Rule or a Special Rule.  
Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
General Rule
Special Rules
......................... Arrow Bullet   $    
Caution. An organization that is not covered by the General Rule and/or the Special Rules does not file Schedule B (Form 990,
990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2 of its Form 990; or check the box on line H of its
Form 990-EZ or on Part I, line 2 of its Form 990-PF, to certify that it does not meet the filing requirements of Schedule B (Form 990,
990-EZ, or 990-PF).
For Paperwork Reduction Act Notice, see the Instructions
for Form 990, 990-EZ, or 990-PF.
Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2012)

Schedule B (Form 990, 990-EZ, or 990-PF) (2012)
Page 2
Name of organization
United States Tennis Association Incorporated
  		Employer identification number

13-5459420
Part I
Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
     
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
RESTRICTED
RESTRICTED
 

     
RESTRICTED
RESTRICTED  
RESTRICTED, RESTRICTED   RESTRICTED

$RESTRICTED


(Complete Part II if there is a noncash contribution.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 

     
 
   

$  


(Complete Part II if there is a noncash contribution.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 

     
 
   

$  


(Complete Part II if there is a noncash contribution.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 

     
 
   

$  


(Complete Part II if there is a noncash contribution.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 

     
 
   

$  


(Complete Part II if there is a noncash contribution.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 

     
 
   

$  


(Complete Part II if there is a noncash contribution.)
Schedule B (Form 990, 990-EZ, or 990-PF) (2012)

Schedule B (Form 990, 990-EZ, or 990-PF) (2012)
Page 3
Name of organization
United States Tennis Association Incorporated
  		Employer identification number

13-5459420
Part II
Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
     
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
Schedule B (Form 990, 990-EZ, or 990-PF) (2012)

Schedule B (Form 990, 990-EZ, or 990-PF) (2012)
Page 4
Name of organization
United States Tennis Association Incorporated
  		Employer identification number

13-5459420
Part III
Exclusively religious, charitable, etc., individual contributions to section 501(c)(7), (8), or (10) organizations
that total more than $1,000 for the year. Complete columns (a) through (e) and the following line entry.
For organizations completing Part III, enter the total of exclusively religious, charitable, etc.,
contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
Use duplicate copies of Part III if additional space is needed.
(a) No.
from
Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
       
 
(a) No.
from
Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
       
 
(a) No.
from
Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
       
 
(a) No.
from
Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
       
 
Schedule B (Form 990, 990-EZ, or 990-PF) (2012)

Additional Data


Software ID:  
Software Version:  
SCHEDULE C
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Political Campaign and Lobbying Activities

For Organizations Exempt From Income Tax Under section 501(c) and section 527
SchCMd Bullet Complete if the organization is described below.SchCMd Bullet Attach to Form 990 or Form 990-EZ.
SchCMd Bullet See separate instructions.
OMB No. 1545-0047
2012
Open to Public
Inspection
If the organization answered “Yes” to Form 990, Part IV, Line 3, or Form 990-EZ, Part V, line 46 (Political Campaign Activities), then
Round Bullet Section 501(c)(3) organizations: Complete Parts I-A and B. Do not complete Part I-C.
Round Bullet Section 501(c) (other than section 501(c)(3)) organizations: Complete Parts I-A and C below. Do not complete Part I-B.
Round Bullet Section 527 organizations: Complete Part I-A only.
If the organization answered “Yes” to Form 990, Part IV, Line 4, or Form 990-EZ, Part VI, line 47 (Lobbying Activities), then
Round Bullet Section 501(c)(3) organizations that have filed Form 5768 (election under section 501(h)): Complete Part II-A. Do not complete Part II-B.
Round Bullet Section 501(c)(3) organizations that have NOT filed Form 5768 (election under section 501(h)): Complete Part II-B. Do not complete Part II-A.
If the organization answered “Yes” to Form 990, Part IV, Line 5 (Proxy Tax) or Form 990-EZ, Part V, line 35c (Proxy Tax), then
Round Bullet Section 501(c)(4), (5), or (6) organizations: Complete Part III.
Name of the organization
United States Tennis Association Incorporated
 
Employer identification number

13-5459420
Part I-A
Complete if the organization is exempt under section 501(c) or is a section 527 organization.

1
Provide a description of the organization’s direct and indirect political campaign activities in Part IV.
2
Political expenditures ....................................SchCMd Bullet
$  
3
Volunteer hours ........................................
 

Part I-B
Complete if the organization is exempt under section 501(c)(3).
1
Enter the amount of any excise tax incurred by the organization under section 4955 .........SchCMd Bullet
$  
2
Enter the amount of any excise tax incurred by organization managers under section 4955 ......SchCMd Bullet
$  
3
If the organization incurred a section 4955 tax, did it file Form 4720 for this year? ..............
4a
Was a correction made? .........................................
b
If "Yes," describe in Part IV.
Part I-C
Complete if the organization is exempt under section 501(c), except section 501(c)(3).
1
Enter the amount directly expended by the filing organization for section 527 exempt function activities SchCMd Bullet
$  
2
Enter the amount of the filing organization's funds contributed to other organizations for section 527 exempt function activities ...................................SchCMd Bullet

$  
3
Total exempt function expenditures. Add lines 1 and 2. Enter here and on Form 1120-POL, line 17b..SchCMd Bullet

$  
4
Did the filing organization file Form 1120-POL for this year? ..........................
5
Enter the names, addresses and employer identification number (EIN) of all section 527 political organizations to which the filing
organization made payments. For each organization listed, enter the amount paid from the filing organization’s funds. Also enter the amount of political contributions received that were promptly and directly delivered to a separate political organization, such as a separate segregated fund or a political action committee (PAC). If additional space is needed, provide information in Part IV.
(a) Name (b) Address (c) EIN (d) Amount paid from filing organization's funds. If none, enter -0-. (e) Amount of political contributions received and promptly and directly delivered to a separate political organization. If none, enter -0-.










For Paperwork Reduction Act Notice, see the instructions for Form 990 or 990-EZ.
Cat. No. 50084S
Schedule C (Form 990 or 990-EZ) 2012

Schedule C (Form 990 or 990-EZ) 2012
Page 2
Part II-A
Complete if the organization is exempt under section 501(c)(3) and filed Form 5768 (election under section 501(h)).
A Check SchCMd Bulletexpenses, and share of excess lobbying expenditures).
B Check SchCMd Bullet
Limits on Lobbying Expenditures
(The term "expenditures" means amounts paid or incurred.) 		(a) Filing
organization's
totals 		(b) Affiliated group
totals
1a Total lobbying expenditures to influence public opinion (grass roots lobbying) ......    
b Total lobbying expenditures to influence a legislative body (direct lobbying) .......    
c Total lobbying expenditures (add lines 1a and 1b) ...................    
d Other exempt purpose expenditures ........................    
e Total exempt purpose expenditures (add lines 1c and 1d) ...............    
f Lobbying nontaxable amount. Enter the amount from the following table in both
columns.		    
  If the amount on line 1e, column (a) or (b) is:The lobbying nontaxable amount is:    
  Not over $500,00020% of the amount on line 1e.    
  Over $500,000 but not over $1,000,000$100,000 plus 15% of the excess over $500,000.    
  Over $1,000,000 but not over $1,500,000$175,000 plus 10% of the excess over $1,000,000.    
  Over $1,500,000 but not over $17,000,000$225,000 plus 5% of the excess over $1,500,000.    
  Over $17,000,000$1,000,000.    
       
g Grassroots nontaxable amount (enter 25% of line 1f) .................    
h Subtract line 1g from line 1a. If zero or less, enter -0-. ................    
i Subtract line 1f from line 1c. If zero or less, enter -0-. ................    
j If there is an amount other than zero on either line 1h or line 1i, did the organization file Form 4720 reporting
section 4911 tax for this year? ......................................

4-Year Averaging Period Under Section 501(h)
(Some organizations that made a section 501(h) election do not have to complete all of the five
columns below. See the instructions for lines 2a through 2f on page 4.)
Lobbying Expenditures During 4-Year Averaging Period
  Calendar year (or fiscal year
beginning in) 		(a) 2009 (b) 2010 (c) 2011 (d) 2012 (e) Total
             
2a Lobbying nontaxable amount          
             
b Lobbying ceiling amount
(150% of line 2a, column(e)) 		         
             
c Total lobbying expenditures          
             
d Grassroots nontaxable amount          
             
e Grassroots ceiling amount
(150% of line 2d, column (e))		          
             
f Grassroots lobbying expenditures          
Schedule C (Form 990 or 990-EZ) 2012


Schedule C (Form 990 or 990-EZ) 2012
Page 3
Part II-B
Complete if the organization is exempt under section 501(c)(3) and has NOT filed Form 5768 (election under section 501(h)).
For each “Yes” response to lines 1a through 1i below, provide in Part IV a detailed description of the lobbying activity.
(a)
No
Yes
(b)
Amount
1
During the year, did the filing organization attempt to influence foreign, national, state or local legislation, including any attempt to influence public opinion on a legislative matter or referendum, through the use of:
a
Volunteers? .........................................
 
 
b
Paid staff or management (include compensation in expenses reported on lines 1c through 1i)? ....
 
 
c
Media advertisements? ....................................
 
 
 
d
Mailings to members, legislators, or the public? .........................
 
 
 
e
Publications, or published or broadcast statements? .......................
 
 
 
f
Grants to other organizations for lobbying purposes? .......................
 
 
 
g
Direct contact with legislators, their staffs, government officials, or a legislative body? ........
 
 
 
h
Rallies, demonstrations, seminars, conventions, speeches, lectures, or any similar means? ......
 
 
 
i
Other activities? ..........................
 
 
 
j
Total. Add lines 1c through 1i ...............................
 
2a
Did the activities in line 1 cause the organization to be not described in section 501(c)(3)? .....
 
 
b
If "Yes," enter the amount of any tax incurred under section 4912 .................
 
c
If "Yes," enter the amount of any tax incurred by organization managers under section 4912 .....
 
d
If the filing organization incurred a section 4912 tax, did it file Form 4720 for this year? .......
 
 
Part III-A
Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6).
Yes
No
1
Were substantially all (90% or more) dues received nondeductible by members? ................
1
Yes
 
2
Did the organization make only in-house lobbying expenditures of $2,000 or less? ................
2
 
No
3
Did the organization agree to carry over lobbying and political expenditures from the prior year? ..........
3
 
No
Part III-B
Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6) and if either (a) BOTH Part III-A, lines 1 and 2, are answered “No” OR (b) Part III-A, line 3, is answered “Yes."
1
Dues, assessments and similar amounts from members .....................
1
 
2
Section 162(e) nondeductible lobbying and political expenditures (do not include amounts of political
expenses for which the section 527(f) tax was paid).
a
Current year .........................................
2a
 
b
Carryover from last year ....................................
2b
 
c
Total ............................................
2c
 
3
Aggregate amount reported in section 6033(e)(1)(A) notices of nondeductible section 162(e) dues .
3
 
4
If notices were sent and the amount on line 2c exceeds the amount on line 3, what portion of the excess does the organization agree to carryover to the reasonable estimate of nondeductible lobbying and political expenditure next year? ................................
4
 
5
Taxable amount of lobbying and political expenditures (see instructions) ..............
5
 
Part IV
Supplemental Information
Complete this part to provide the descriptions required for Part l-A, line 1; Part l-B, line 4; Part l-C, line 5; Part II-A (affiliated group list); Part II-A, line 2; and Part ll-B, line 1. Also, complete this part for any additional information.
Identifier Return Reference Explanation
Schedule C (Form 990 or 990EZ) 2012

Additional Data


Software ID:  
Software Version:  

SCHEDULE D
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Financial Statements
SchDMd Bullet Complete if the organization answered "Yes," to Form 990,
Part IV, line 6, 7, 8, 9, 10, 11a, 11b, 11c, 11d, 11e, 11f, 12a, or 12b
SchDMd Bullet Attach to Form 990. SchDMd Bullet See separate instructions.
OMB No. 1545-0047
2012
Open to Public Inspection
Name of the organization
United States Tennis Association Incorporated
 
Employer identification number

13-5459420
Part I
Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts. Complete if the organization answered "Yes" to Form 990, Part IV, line 6.
(a) Donor advised funds (b) Funds and other accounts
1 Total number at end of year .........    
2 Aggregate contributions to (during year) ...    
3 Aggregate grants from (during year) .....    
4 Aggregate value at end of year ........    
5
Did the organization inform all donors and donor advisors in writing that the assets held in donor advised
funds are the organization's property, subject to the organization's exclusive legal control? ............
6
Did the organization inform all grantees, donors, and donor advisors in writing that grant funds can be
used only for charitable purposes and not for the benefit of the donor or donor advisor, or for any other purpose conferring impermissible private benefit? ...................................
Part II
Conservation Easements. Complete if the organization answered "Yes" to Form 990, Part IV, line 7.
1
Purpose(s) of conservation easements held by the organization (check all that apply).
2
Complete lines 2a through 2d if the organization held a qualified conservation contribution in the form of a conservation easement on the last day of the tax year.
Held at the End of the Year
a Total number of conservation easements ....................... 2a  
b Total acreage restricted by conservation easements .................. 2b  
c Number of conservation easements on a certified historic structure included in (a) ..... 2c  
d Number of conservation easements included in (c) acquired after 8/17/06, and not on a historic structure listed in the National Register .................... 2d  
3
Number of conservation easements modified, transferred, released, extinguished, or terminated by the organization during
the tax year SchDMd Bullet  
4
Number of states where property subject to conservation easement is located SchDMd Bullet  
5
Does the organization have a written policy regarding the periodic monitoring, inspection, handling of violations, and
enforcement of the conservation easements it holds? .............................
6
Staff and volunteer hours devoted to monitoring, inspecting, and enforcing conservation easements during the year
SchDMd Bullet  
7
Amount of expenses incurred in monitoring, inspecting, and enforcing conservation easements during the year
SchDMd Bullet $  
8
Does each conservation easement reported on line 2(d) above satisfy the requirements of section 170(h)(4)(B)(i) and section 170(h)(4)(B)(ii)? .......................................
9
In Part XIII, describe how the organization reports conservation easements in its revenue and expense statement, and
balance sheet, and include, if applicable, the text of the footnote to the organization’s financial statements that describes
the organization’s accounting for conservation easements.
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets.
Complete if the organization answered "Yes" to Form 990, Part IV, line 8.
1a
If the organization elected, as permitted under SFAS 116 (ASC 958), not to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide, in Part XIII, the text of the footnote to its financial statements that describes these items.
b
If the organization elected, as permitted under SFAS 116 (ASC 958), to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide the following amounts relating to these items:
(i)
Revenues included in Form 990, Part VIII, line 1 ........................SchDMd Bullet $  
(ii)
Assets included in Form 990, Part X ..............................SchDMd Bullet $  
2
If the organization received or held works of art, historical treasures, or other similar assets for financial gain, provide the
following amounts required to be reported under SFAS 116 (ASC 958) relating to these items:
a
Revenues included in Form 990, Part VIII, line 1 ..........................SchDMd Bullet $  
b
Assets included in Form 990, Part X ...............................SchDMd Bullet $  
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 52283D
Schedule D (Form 990) 2012

Schedule D (Form 990) 2012
Page 2
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets (continued)
3
Using the organization’s acquisition, accession, and other records, check any of the following that are a significant use of its collection items (check all that apply):
a
d
b
e
 
c
4
Provide a description of the organization’s collections and explain how they further the organization’s exempt purpose in
Part XIII.
5
During the year, did the organization solicit or receive donations of art, historical treasures or other similar
assets to be sold to raise funds rather than to be maintained as part of the organization’s collection?........
Part IV
Escrow and Custodial Arrangements. Complete if the organization answered "Yes" to Form 990,
Part IV, line 9, or reported an amount on Form 990, Part X, line 21.
1a
Is the organization an agent, trustee, custodian or other intermediary for contributions or other assets not
included on Form 990, Part X? ....................................
b
If "Yes," explain the arrangement in Part XIII and complete the following table:
Amount
c Beginning balance ................................. 1c  
d Additions during the year .............................. 1d  
e Distributions during the year ............................. 1e  
f Ending balance ................................... 1f  
2a
Did the organization include an amount on Form 990, Part X, line 21? .....................
b
If “Yes,” explain the arrangement in Part XIII. Check here if the explanation has been provided in Part XIII ........
Part V
Endowment Funds. Complete if the organization answered "Yes" to Form 990, Part IV, line 10.
(a)Current year (b)Prior year b (c)Two years back (d)Three years back (e)Four years back
1a Beginning of year balance ....          
b Contributions ........          
c Net investment earnings, gains, and losses          
d Grants or scholarships .....          
e Other expenditures for facilities
and programs ........ 		         
f Administrative expenses ....          
g End of year balance ......          
2
Provide the estimated percentage of the current year end balance (line 1g, column (a)) held as:
a
Board designated or quasi-endowment SchDMd Bullet  
b
Permanent endowment SchDMd Bullet  
c
Temporarily restricted endowment SchDMd Bullet  
The percentages in lines 2a, 2b, and 2c should equal 100%.
3a
Are there endowment funds not in the possession of the organization that are held and administered for the
organization by:

Yes
No
(i) unrelated organizations ........................
3a(i)
 
 
(ii) related organizations ........................
3a(ii)
 
 
b
If "Yes" to 3a(ii), are the related organizations listed as required on Schedule R? .........
3b
 
 
4
Describe in Part XIII the intended uses of the organization's endowment funds.
Part VI
Land, Buildings, and Equipment. See Form 990, Part X, line 10.
Description of property (a) Cost or other basis (investment) (b)Cost or other basis (other) (c) Accumulated depreciation (d) Book value
1a Land .................      
b Buildings ................        
c Leasehold improvements ............   3,000,557 833,598 2,166,959
d Equipment ................   20,905,622 14,491,230 6,414,392
e Other .................   14,846,514 13,555,255 1,291,259
Total. Add lines 1a through 1e. (Column (d) must equal Form 990, Part X, column (B), line 10(c).).......SchDMdBullet 9,872,610
Schedule D (Form 990) 2012

Schedule D (Form 990) 2012
Page 3
Part VII
Investments—Other Securities. See Form 990, Part X, line 12.
(a) Description of security or category
(including name of security)		 (b)Book value (c) Method of valuation:
Cost or end-of-year market value
(1)Financial derivatives    
(2)Closely-held equity interests    
Other








Total. (Column (b) must equal Form 990, Part X, col. (B) line 12.)Small Bullet  
Part VIII
Investments—Program Related. See Form 990, Part X, line 13.
(a) Description of investment type (b) Book value (c) Method of valuation:
Cost or end-of-year market value
(1) CINCINNATI TENNIS 13,648,169 C
(2) ATLANTA TENNIS TOURNAMENT 243,014 C







Total. (Column (b) must equal Form 990, Part X, col.(B) line 13.)Small Bullet 13,891,183
Part IX
Other Assets. See Form 990, Part X, line 15.
(a) Description (b) Book value








Total. (Column (b) must equal Form 990, Part X, col.(B) line 15.)...........Small Bullet  
Part X
Other Liabilities. See Form 990, Part X, line 25.
1.(a) Description of liability (b) Book value
Federal income taxes 0
POST RETIREMENT BENEFITS 1,132,000
DEFERRED INTEREST ON NOTE RECE 43,726
LONG TERM SCHOLARSHIPS PAYABLE 74,000






Total. (Column (b) must equal Form 990, Part X, col.(B) line 25.)Small Bullet 1,249,726
2. Fin 48 (ASC 740) Footnote. In Part XIII, provide the text of the footnote to the organization's financial statements that reports the organization's liability for uncertain tax positions under FIN 48 (ASC 740). Check here if the text of the footnote has been provided in Part XIII .....................................................
Schedule D (Form 990) 2012

Schedule D (Form 990) 2012
Page 4
Part XI Reconciliation of Revenue per Audited Financial Statements With Revenue per Return
1 Total revenue, gains, and other support per audited financial statements ....... 1 225,004,484
2 Amounts included on line 1 but not on Form 990, Part VIII, line 12:
a Net unrealized gains on investments .......... 2a 12,066,981
b Donated services and use of facilities ......... 2b  
c Recoveries of prior year grants ........... 2c  
d Other (Describe in Part XIII.) ............ 2d  
e Add lines 2a through 2d ..................... 2e 12,066,981
3 Subtract line 2e from line 1..................... 3 212,937,503
4 Amounts included on Form 990, Part VIII, line 12, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b . 4a  
b Other (Describe in Part XIII.) ........... 4b  
c Add lines 4a and 4b....................... 4c  
5 Total revenue. Add lines 3 and 4c. (This must equal Form 990, Part I, line 12.) ...... 5 212,937,503
Part XII Reconciliation of Expenses per Audited Financial Statements With Expenses per Return
1 Total expenses and losses per audited financial statements ........... 1 200,139,010
2 Amounts included on line 1 but not on Form 990, Part IX, line 25:
a Donated services and use of facilities .......... 2a  
b Prior year adjustments .............. 2b  
c Other losses ................ 2c  
d Other (Describe in Part XIII.) ............ 2d  
e Add lines 2a through 2d...................... 2e  
3 Subtract line 2e from line 1..................... 3 200,139,010
4 Amounts included on Form 990, Part IX, line 25, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b .. 4a  
b Other (Describe in Part XIII.) ............ 4b  
c Add lines 4a and 4b....................... 4c  
5 Total expenses. Add lines 3 and 4c. (This must equal Form 990, Part I, line 18.) ...... 5 200,139,010
Part XIII
Supplemental Information
Complete this part to provide the descriptions required for Part II, lines 3, 5, and 9; Part III, lines 1a and 4; Part lV, lines 1b and 2b;
Part V, line 4; Part X, line 2; Part XI, lines 2d and 4b; and Part XII, lines 2d and 4b. Also complete this part to provide any additional information.
Identifier Return Reference Explanation
FIN 48 Disclosure Schedule D, Part X The Organization has not taken an unsubstantiated tax position that would require provision of a liability under ASC 740, "Income Taxes."
Schedule D (Form 990) 2012

Additional Data


Software ID:  
Software Version:  




Schedule I
(Form 990)
Department of the Treasury
Internal Revenue Service
Grants and Other Assistance to Organizations,
Governments and Individuals in the United States
Complete if the organization answered "Yes," to Form 990, Part IV, line 21 or 22.
lBullet Attach to Form 990
OMB No. 1545-0047
2012
Open to Public
Inspection
Name of the organization
United States Tennis Association Incorporated
 
Employer identification number
13-5459420
Part I
General Information on Grants and Assistance
1
Does the organization maintain records to substantiate the amount of the grants or assistance, the grantees' eligibility for the grants or assistance, and
the selection criteria used to award the grants or assistance? ....................................
2
Describe in Part IV the organization's procedures for monitoring the use of grant funds in the United States.
Part II
Grants and Other Assistance to Governments and Organizations in the United States. Complete if the organization answered "Yes" to
Form 990, Part IV, line 21, for any recipient that received more than $5,000. Part II can be duplicated if additional space is needed.
(a) Name and address of organization
or government		 (b) EIN (c) IRC Code section
if applicable		 (d) Amount of cash grant (e) Amount of non-cash
assistance		 (f) Method of valuation
(book, FMV, appraisal,
other)		 (g) Description of
non-cash assistance		 (h) Purpose of grant
or assistance
(1) Daimond Head Country Club
5300 Diamondhead Circle
Diamondhead,MS39525 		64-0655991   6,667       10 and Under Grant
(2) Usta Idaho
1076 N Cole Rd
Boise,ID83704 		82-0410266 501 c 4 10,718       10 and Under Grant
(3) Club Green Meadows
7703 Ne 72Nd Ave
Vancouver,WA98661 		91-0871324   5,800       Adult Senior Championship Grant
(4) Germantown Cricket Club
411 West Mainheim Street
Philadelphia,PA19144 		23-0620930 501 c 7 5,400       Adult Senior Championship Grant
(5) La Jolla Beach & Tennis Club
2000 Spindrift Dr
La Jolla,CA92037 		33-0265921   5,300       Adult Senior Championship Grant
(6) Longwood Cricket Club
564 Hammond Street
Chestnut Hill,MA02167 		04-1554270 501 c 7 7,000       Adult Senior Championship Grant
(7) Park City Municipal Corp
Po Box 1480
Park City,UT84060 		87-6000260 Municipal Gover 6,400       Adult Senior Championship Grant
(8) The West Side Tennis Club Foundation
One Tennis Place
Forest Hills,NY11375 		11-1467240 501 c 7 6,300       Adult Senior Championship Grant
(9) Usta National Tennis Center
Flushing Meadows Corona Park
Flushing,NY11368 		13-2946690 501 c 3 6,700       Adult Senior Championship Grant
(10) American Alliance For Health Physical Ed Recreat
1900 Association Drive
Reston,VA20191 		52-0886491 501 c 3 26,711       Afterschool Alliance Grant
(11) Nccap
3739 National Drive Suite 100
Raleigh,NC27612 		58-1654064 501 c 3 30,000       Afterschool Alliance Grant
(12) South Carolina Afterschool Alliance
1611 Devonshire Drive Ste 101
Columbia,SC29204 		45-0506772 501 c 3 45,000       Afterschool Alliance Grant
(13) City Of Florence Sc
180 N Irby Street
Florence,SC29501 		57-6000232 Municipal Gover 22,500       Community Involvement Grant
(14) United States Professional Tennis Association Inc
3535 Briarpark Drive
Houston,TX77042 		74-1818176 501 c 6 56,250       Community Tennis & Education Grant
(15) Bucks County Tennis Assoc
11 Bellwood Drive
Langhorne,PA19053 		01-0586704 501 c 3 5,155       Court Line Grant-Youth
(16) City Of Champlin
11955 Champlin Dr
Champlin,MN55316 		41-6007831 Municipal Gover 19,000       Court Line Grant-Youth
(17) City Of Lago Vista
PO Box 4727
Lago Vista,TX78645 		74-2337006 Municipal Gover 6,000       Court Line Grant-Youth
(18) Dominion Meadows Athletic Assc
Po Box 189
Colville,WA99114 		91-2103763 501 c 3 12,530       Court Line Grant-Youth
(19) Greater Columbus Tennis Association
41 Haddam Place
Westerville,OH43081 		23-7157990 501 c 3 6,625       Court Line Grant-Youth
(20) Hope College Men'S Tennis
141 E 12Th Street
Holland,MI49423 		38-1381271 501 c 3 15,375       Court Line Grant-Youth
(21) Lexington County Recreation & Aging Commission
563 South Lake Drive
Lexington,SC29072 		57-0522656 Governmental En 35,000       Court Line Grant-Youth
(22) Lower Bros Co Inc
Po Box 43026
Birmingham,AL35243 		63-0720045   7,867       Court Line Grant-Youth
(23) Luverne Public School
709 N Kniss Avenue
Luverne,MN56156 		41-1784004 School District 12,500       Court Line Grant-Youth
(24) Mecklenburg County Parks & Rec
PO Box 34486
Charlotte,NC28234 		56-6000319 Municipal Gover 5,625       Court Line Grant-Youth
(25) Mobile Area Tennis Association
851 Gaillard Drive
Mobile,AL36608 		20-0116253 501 c 4 10,500       Court Line Grant-Youth
(26) Montgomery Tennisplex
10810 Cnetral Park Circle
Boyds,MD20841 		26-2916947   12,000       Court Line Grant-Youth
(27) Signature Tennis Courts
1025 Rose Creek Dr
Woodstock,GA30189 		65-1213951   7,228       Court Line Grant-Youth
(28) Sport Court West Llc
939 S 700 W
Salt Lake City,UT84104 		20-3142542   9,057       Court Line Grant-Youth
(29) Tennis Leadership Camps
10 Port Au Prince
Hilton Head Island,SC29928 		41-2091291   35,737       Court Line Grant-Youth
(30) Van Wert County Foundation
138 East Main Street
Van Wert,OH45891 		34-0907558 501 c 3 35,000       Court Line Grant-Youth
(31) City And County Of Denver
8500 Winfield Ave
Kansas City,MO64153 		84-6000580 Governmental En 10,000       Events Grants
(32) Berkshire Community College Foundation Inc
1350 West Street
Pittsfield,MA01201 		04-2736585 501 c 3 38,000       Facility Assistance Program Grant
(33) Brownsville Tennis Association
3 Event Center Blvd
Brownsville,TX78521 		74-2795848   15,000       Facility Assistance Program Grant
(34) Capital Region Youth Tennis Fd
785 Washington Ave
Albary,NY12206 		14-1733312 501 c 3 40,000       Facility Assistance Program Grant
(35) City Of Crowley
Po Box 1463
Crowley,LA70526 		72-6000327 Municipal Gover 35,800       Facility Assistance Program Grant
(36) City Of Durham
101 City Hall Plaza
Durham,NC27701 		56-6000225 Municipal Gover 22,500       Facility Assistance Program Grant
(37) City Of North Augusta
Po Box 6400
North Augusta,SC29861 		57-6001089 Municipal Gover 23,214       Facility Assistance Program Grant
(38) City Of Ottawa
301 W Madison Street
Ottawa,IL61350 		36-6006037 Municipal Gover 17,000       Facility Assistance Program Grant
(39) City Of Port Huron
100 Mcmorran Blvd
Port Huron,MI48060 		38-6004727 Municipal Gover 5,445       Facility Assistance Program Grant
(40) City Of Rocky Mount
Po Box 1180
Rocky Mount,NC27802 		56-6001323 Municipal Gover 35,000       Facility Assistance Program Grant
(41) Comal County Texas
150 North Seguin Suite 201
New Braunfels,TX78130 		74-6001775 Municipal Gover 25,000       Facility Assistance Program Grant
(42) Fairmont Park Conservancy
1617 John F Kennedy Blvd
Philadelphia,PA19103 		23-2977645 501 c 3 30,000       Facility Assistance Program Grant
(43) Friends Of Ellington Tennis
10 Ridge Drive
Ellington,CT06029 		45-0969021 501 c 3 30,000       Facility Assistance Program Grant
(44) Greater Midland Community Center Inc
2205 Jefferson Ave
Midland,MI48640 		38-1534400 501 c 3 10,000       Facility Assistance Program Grant
(45) Mehville R-Ix School Disctict
3120 Lemay Ferry Road
St Louis,MO63125 		43-1517971 501 c 3 18,750       Facility Assistance Program Grant
(46) Montgomery Tennisplex
10810 Cnetral Park Circle
Boyds,MD20841 		26-2916947   19,500       Facility Assistance Program Grant
(47) Oelwein Community School District
307 8Th Ave Se
Oelwein,IA50662 		42-6003001 School District 30,000       Facility Assistance Program Grant
(48) Park Pride Atlanta Street
233 Peachtree Street
Atlanta,GA30303 		58-1883895 501 c 3 10,000       Facility Assistance Program Grant
(49) Pennyrile Area Tennis Assoc
2813 Victory Drive
Hopkinsville,KY42240 		05-0598944 501 c 3 12,500       Facility Assistance Program Grant
(50) Ranch Penasquitos Tennis Asscn
12350 Black Mountain Road
San Diego,CA92129 		33-0185512 501 c 4 25,000       Facility Assistance Program Grant
(51) Reston Association
12001 Sunrise Valley Drive
Reston,VA20191 		54-6060435 501 c 4 17,000       Facility Assistance Program Grant
(52) Scottsbluff Public School
2601 Broadway
Scottsbluff,NE69361 		47-6005320 School District 48,000       Facility Assistance Program Grant
(53) Sylacauga Parks & Rec Dept
PO Box 1245
Sylacauga,AL35150 		63-6001369 Municipal Gover 7,490       Facility Assistance Program Grant
(54) Town of Avon
60 West Main Street
Avon,CT06001 		06-6001957 Municipal Gover 30,702       Facility Assistance Program Grant
(55) Town Of Bethlehem
445 Delaware Ave
Delmar,NY12054 		14-6002085 Municipal Gover 7,000       Facility Assistance Program Grant
(56) Town Of Fuquay-Varina
401 Old Honeycutt Road
FuquayVarina,NC27526 		56-6001231 Municipal Gover 5,265       Facility Assistance Program Grant
(57) Town Of Hunterville
PO Box 664
Hunterville,NC28070 		56-6001252 Municipal Gover 5,500       Facility Assistance Program Grant
(58) Town Of Jamestown
118 Main Street
Jamestown,CO80455 		84-1104632 Municipal Gover 12,000       Facility Assistance Program Grant
(59) Weber County School Distr Foun
5320 S Adams Ave Pkwy
Ogden,UT84405 		87-6164318 501 c 3 8,750       Facility Assistance Program Grant
(60) Interntl Tennis Hall Of Fame
194 Bellevue Ave
Newport,RI02840 		13-6144356 501 c 3 56,416       Hall of Fame Grant
(61) Cincinnati Recreation Foundation
805 Central Ave
Cincinnati,OH45202 		31-1574475 501 c 3 65,405       Host Site Reimbursements
(62) St George Youth Sports League
153 Davis Terrace
Saint George,SC29477 		45-2978042 501 c 3 35,620       Host Site Reimbursements
(63) USTA New England Inc
110 Turnpike Road
Westborough,MA01581 		04-6006570 501 c 4 1,986,100       Section Grant
(64) Caribbean Tennis Association Inc
Po Box 40439
San Juan,PR00940 		66-0413224   658,937       Section Grant
(65) USTA Eastern Inc
70 West Red Oak Lane
White Plains,NY10604 		13-5042070 501 c 4 3,061,091       Section Grant
(66) USTA Florida Section Inc
1 Deuce Court Suite 100
Daytona Beach,FL32124 		23-7161642 501 c 4 2,770,611       Section Grant
(67) UstaHawaii Pacific Section
932 Ward Avenue
Honolulu,HI96814 		23-7297012 501 c 4 779,408       Secton Grant
(68) Intermountain Tennis Association
1201 South Parker Road 200
Denver,CO80231 		84-0726651 501 c 4 2,461,427       Section Grant
(69) USTA Mid-Atlantic Section Inc
11410 Isaac Newton Square N
Reston,VA20190 		23-7434416 501 c 4 2,204,473       Section Grant
(70) USTA Middle States Section
Po Box 987
Valley Forge,PA19482 		23-1688212 501 c 4 2,064,753       Section Grant
(71) USTA Midwest Section
1310 East 96Th Street
Indianapolis,IN46240 		23-7417933 501 c 4 4,745,072       Section Grant
(72) USTA Missouri Valley Section
6400 W 95Th St
Overland Park,KS66212 		23-7416298 501 c 4 1,797,451       Section Grant
(73) USTA Northern California
1920 North Loop Road
Alameda,CA94502 		94-1057590 501 c 3 2,833,609       Section Grant
(74) USTA Northern
1001 W 98Th St
Bloomington,MN55431 		41-1675510 501 c 4 1,170,019       Section Grant
(75) USTAPacific Northwest Section
4840 SW Western Ave Ste 300
Beaverton,OR97005 		93-0853818 501 c 3 1,645,013       Section Grant
(76) Southern California Tennis Association
Po Box 240015
Los Angeles,CA90024 		95-1243600 501 c 4 2,651,029       Section Grant
(77) Southern Tennis Association Inc
5685 Spalding Dr
Norcross,GA30092 		41-7741924 501 c 4 9,589,560       Section Grant
(78) USTA Southwest Section Inc
7010 E Acoma Drive 201
Scottsdale,AZ85254 		85-0254477 501 c 4 1,076,501       Section Grant
(79) USTA Texas Section
8105 Exchange Dr
Austin,TX78754 		74-2182392 501 c 4 3,130,282       Section Grant
(80) Usta Serves
70 West Red Oak Lane
White Plains,NY10604 		13-3782331 501 c 3 199,653       Education Grants
(81) National Recreation And Park Association
22377 Belmont Ridge Rd
Ashburn,VA20148 		13-5563001 501 c 3 25,000       Parks Program Grant
(82) City Park Racquet Club Inc
Po Box 18562
Denver,CO80218 		74-2334935 Municipal Gover 7,000       Program Excellence Grant
(83) Gay And Lesbian Tennis AllianceInc
2859 Contessa Court
Lake Mary,FL32746 		20-8652887 501 c 3 10,000       Program Excellence Grant
(84) Historic Hampton House Community Trust Inc
5400 NW 22Nd Ave
Miami,FL33142 		30-0120658 501 c 3 11,000       Program Excellence Grant
(85) Intercollegiate Tennis Assoc
174 Tamarack Circle
Skillman,NJ08558 		74-2021178 501 c 3 6,760       Program Excellence Grant
(86) Mach Academy
4360 Quial Creek Rd
Martinez,GA30907 		58-2013645 501 c 3 10,000       Program Excellence Grant
(87) Mountain View SportsRacquet Club
PO Box 152738
San Diego,CA92110 		75-2971369 501 c 3 10,000       Program Excellence Grant
(88) Neighborhood Junior Tennis Pro
13083 Hubbard Street 3
Sylmar,CA91342 		95-4440785 501 c 3 10,000       Program Excellence Grant
(89) Peterson School Of Tennis
2975 Valley Bend Rd
College Park,GA30349 		58-2230310 501 c 3 10,000       Program Excellence Grant
(90) Southeast Tennis & Learning Center
701 Mississippi Avenue Sw
Washington,DC20032 		52-1939752 501 c 3 10,000       Program Excellence Grant
(91) The Brock Foundation Inc
23412 Pacific Park Dr
Aliso Viejo,CA92656 		31-1440501 501 c 3 10,000       Program Excellence Grant
(92) Tier One Tennis
100 Edgewater Drive
Coral Gables,FL33133 		11-3701088   10,000       Program Excellence Grant
(93) Ptr-Professional Tennis Regist
Po Box 4739
Hilton Head,SC29938 		57-0795565 501 c 6 56,250       PTR Grant
(94) Recreational Team Tennis
1776 Broadway Ste 600
New York,NY10019 		36-3764354   275,000       Recreational Tennis Grant
(95) Charleston County School District
3999 Bridge View Drive
North Charleston,SC29405 		57-6000322 School District 50,000       School Scholarship Grant
(96) San Diego Sports Commision Inc
2131 Pan American Plaza
San Diego,CA92101 		95-2134802 501 c 6 13,000       Senior International Play Grant
(97) Tennis Industry Association
117 Excutive Center
Hilton Head Island,SC29928 		54-0162283 501 c 6 450,000       Tennis Industry Assoc Grant
(98) Nirsa Services Corporation
4185 Sw Research Way
Corvallis,OR97333 		93-1090612 501 c 3 99,350       Tennis on Campus Grant
(99) Atlanta Open Tennis Championships Inc
1650 Bluegrass Lakes Pkwy
Alpharetta,GA30004 		35-2322082 501 c 3 12,500       Wheelchair Grant
(100) Baton Rouge Wheelchair Ta
19037 Epernay Court
Baton Rouge,LA70817 		58-1934935 501 c 3 12,500       Wheelchair Grant
(101) Grey Rock Tennis Club Llc
7401 Highway 45
Austin,TX78739 		20-3560211   5,800       Wheelchair Grant
(102) Idaho Wheelchair Tennis Assoc
Po Box 50513
Boise,ID83705 		14-1920633 501 c 3 5,400       Wheelchair Grant
(103) Madonna Rehabilitation Hospital
5401 South Street
Lincoln,NE68506 		47-0439599 501 c 3 5,300       Wheelchair Grant
(104) National Wheelchair Sports Fund-Florida Open
123 N Congress Ave 340
Boyton Beach,FL33426 		58-1727596 501 c 3 37,500       Wheelchair Grant
(105) New England Wheelchair Sports Inc
20 Haven St
Dover,MA02030 		20-1065525 501 c 3 7,800       Wheelchair Grant
(106) Plantation Tennis Tournament
9101 Nw 2Nd Street
Plantation,FL33324 		27-0009318 501 c 3 5,200       Wheelchair Grant
(107) Ptr-Professional Tennis Regist
Po Box 4739
Hilton Head,SC29938 		57-0795565 501 c 6 8,250       Wheelchair Grant
(108) The Gateway Confluence Wheelchair Sports Foundatio
1806 East D Street
Belleville,IL62221 		37-1380800 501 c 3 37,500       Wheelchair Grant
(109) Utah Tennis Association
2469 East Fort Union Blvd
Salt Lake City,UT84121 		87-0335459 501 c 4 10,000       Wheelchair Grant
(110) West Coast Wheelchair Tennis Association
7825 Ethel Ave
North Hollywood,CA91605 		27-1100973 501 c 3 6,606       Wheelchair Grant
(111) USTA Player Development Incorporated
70 W Red Oak Lane
White Plains,NY10604 		27-1368195 501 c 3 16,270,205       Operations Support Grant
2
Enter total number of section 501(c)(3) and government organizations listed in the line 1 table ................ Bullet Image
70
3
Enter total number of other organizations listed in the line 1 table ........................ . Bullet Image
41
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50055P
Schedule I (Form 990) 2012

Schedule I (Form 990) 2012
Page 2
Part III
Grants and Other Assistance to Individuals in the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 22.
Part III can be duplicated if additional space is needed.
(a)Type of grant or assistance (b)Number of
recipients		 (c)Amount of
cash grant		 (d)Amount of
non-cash assistance		 (e)Method of valuation (book,
FMV, appraisal, other)		 (f)Description of non-cash assistance
(1) Adult Senior Championship Grant 22 62,450      
(2) Afterschool Alliance Grant 1 15,000      
(3) College Competition Grant 1 750      
(4) Court Line Grant-Youth 8 5,343      
(5) CTDW Scholarships 22 12,375      
(6) Flex League Grant 9 3,020      
(7) High Performance Grants 4 9,000      
(8) Host Site Reimbursements 25 7,410      
(9) Multicultural Grant 72 49,150      
(10) NSAC Scholarships 4 750      
(11) NJTL Grant 6 3,000      
(12) Program Excellence Grant 129 181,750      
(13) School Scholarship Grant 17 8,100      
(14) Senior International Play Grant 62 142,100      
(15) Tennis on Campus Grant 1 4,500      
(16) Wheelchair Grant 14 101,000      
Part IV
Supplemental Information.
Complete this part to provide the information required in Part I, line 2, Part III, column (b), and any other additional information.
Identifier Return Reference Explanation
Grant Monitoring Process Schedule I, Part I, Line 2. The Association monitors the use of grant funds paid to the Sections by requirYng the Sections to submit their annual audited financial statements and Form 990. The Sections also must file a Section Funding Accountability report annually. Organizations receiving Public Facility Funding grants must complete an extensive application for funding and must receive permission in writing to deviate from the proposed spending plan. Each Organization is also required to submit a written report semi-annually on their project and receives a site visit by an Association representative twice per year. Other grantees are also required to submit grant applications and if awarded, prior to receiving their funds, a budget and detailed spending plan. They are required to submit fiscal and narrative end-of-project reports detailing the results of their projects. Recipients of Tournament/Championship grants are required to submit reports following the completion of their events detailing the results of the events and all expenditures.
Schedule I (Form 990) 2012


Additional Data


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Schedule J
(Form 990)
Department of the Treasury
Internal Revenue Service
Compensation Information
For certain Officers, Directors, Trustees, Key Employees, and Highest
Compensated Employees
SchJMediumBullet Complete if the organization answered "Yes" to Form 990,
Part IV, question 23.
SchJMediumBullet Attach to Form 990. SchJMediumBullet See separate instructions.
OMB No. 1545-0047
2012
Open to Public Inspection
Name of the organization
United States Tennis Association Incorporated
 
Employer identification number

13-5459420
Part I
Questions Regarding Compensation
Yes
No
1a
Check the appropiate box(es) if the organization provided any of the following to or for a person listed in Form
990, Part VII, Section A, line 1a. Complete Part III to provide any relevant information regarding these items.
b
If any of the boxes in line 1a are checked, did the organization follow a written policy regarding payment or reimbursement or provision of all of the expenses described above? If "No," complete Part III to explain....
1b
Yes
 
2
Did the organization require substantiation prior to reimbursing or allowing expenses incurred by all officers,
directors, trustees, and the CEO/Executive Director, regarding the items checked in line 1a? .......
2
Yes
 
3
Indicate which, if any, of the following the filing organization used to establish the compensation of the
organization's CEO/Executive Director. Check all that apply. Do not check any boxes for methods
used by a related organization to establish compensation of the CEO/Executive Director, but explain in Part III.
4
During the year, did any person listed in Form 990, Part VII, Section A, line 1a with respect to the filing organization or a related organization:
a
Receive a severance payment or change-of-control payment? ................
4a
 
No
b
Participate in, or receive payment from, a supplemental nonqualified retirement plan? .........
4b
 
No
c
Participate in, or receive payment from, an equity-based compensation arrangement? .........
4c
 
No
If "Yes" to any of lines 4a-c, list the persons and provide the applicable amounts for each item in Part III.
Only 501(c)(3) and 501(c)(4) organizations only must complete lines 5-9.
5
For persons listed in Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the revenues of:
a
The organization? ...........................
5a
 
 
b
Any related organization? .........................
5b
 
 
If "Yes," to line 5a or 5b, describe in Part III.
6
For persons listed in Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the net earnings of:
a
The organization? ...........................
6a
 
 
b
Any related organization? .........................
6b
 
 
If "Yes," to line 6a or 6b, describe in Part III.
7
For persons listed in Form 990, Part VII, Section A, line 1a, did the organization provide any non-fixed
payments not described in lines 5 and 6? If "Yes," describe in Part III ............
7
 
 
8
Were any amounts reported in Form 990, Part VII, paid or accured pursuant to a contract that was
subject to the initial contract exception described in Regulations section 53.4958-4(a)(3)? If "Yes," describe
in Part III .............................
8
 
 
9
If "Yes" to line 8, did the organization also follow the rebuttable presumption procedure described in Regulations section 53.4958-6(c)? .........................
9
 
 
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50053T
Schedule J (Form 990) 2012

Schedule J (Form 990) 2012
Page 2
Part II
Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees. Use duplicate copies if additional space is needed.
For each individual whose compensation must be reported in Schedule J, report compensation from the organization on row (i) and from related organizations, described in the
instructions, on row (ii). Do not list any individuals that are not listed on Form 990, Part VII.
Note. The sum of columns (B)(i)-(iii) for each listed individual must equal the total amount of Form 990, Part VII, Section A, line 1a, applicable column (D) and (E) amounts for that individual.
(A) Name and Title (B) Breakdown of W-2 and/or 1099-MISC compensation (C) Retirement and other deferred compensation (D) Nontaxable
benefits		 (E) Total of columns
(B)(i)-(D) 		(F) Compensation
reported as deferred
in prior Form 990
(i) Base compensation (ii) Bonus & incentive compensation (iii) Other reportable compensation
(1)Gordon SmithExecutive Director, COO (i)
(ii)		 721,497
0 		387,254
0 		28,021
0 		118,449
0 		22,324
0 		1,277,545
0 		387,254
0
(2)Andrea HirschChief Legal Officer (i)
(ii)		 398,654
0 		150,582
0 		30,382
0 		17,498
0 		10,639
0 		607,755
0 		146,225
0
(3)Ed NepplChief Financial Officer (i)
(ii)		 306,582
0 		0
0 		10,328
0 		0
0 		17,567
0 		334,477
0 		0
0
(4)Lew SherrChief Marketing Officer (i)
(ii)		 352,921
0 		271,185
0 		27,353
0 		17,498
0 		24,800
0 		693,757
0 		271,185
0
(5)Kurt KampermanCEO, Community Tennis (i)
(ii)		 479,259
0 		174,677
0 		27,081
0 		17,498
0 		29,681
0 		728,196
0 		174,677
0
(6)David BrewerChief Prof Tennis Officer (i)
(ii)		 330,136
0 		79,560
0 		51,727
0 		17,498
0 		24,209
0 		503,130
0 		79,560
0
(7)Mary S HuntManaging Dir. Marketing (i)
(ii)		 277,093
0 		79,819
0 		17,270
0 		17,498
0 		25,627
0 		417,307
0 		79,819
0
(8)Lawrence BonfanteChief Information Office (i)
(ii)		 230,559
0 		135,766
0 		22,930
0 		17,498
0 		24,180
0 		430,933
0 		85,766
0
(9)Scott SchultzManaging Dir. Rec. Tennis (i)
(ii)		 212,818
0 		71,420
0 		81,304
0 		17,087
0 		26,833
0 		409,462
0 		71,420
0
(10)Christian WidmaierMan Dir Corp Communications (i)
(ii)		 243,509
0 		83,814
0 		22,500
0 		17,498
0 		27,179
0 		394,500
0 		78,814
0
(11)Staciellen MischelAssoc. General Council (i)
(ii)		 226,698
0 		86,088
0 		17,280
0 		17,460
0 		20,608
0 		368,134
0 		0
0
(12)Harry BeethFormer Officer (i)
(ii)		 64,592
0 		160,640
0 		8,149
0 		3,942
0 		0
0 		237,323
0 		160,640
0
(13)Jim CurleyFormer Key Employee (i)
(ii)		 381,099
0 		197,830
0 		22,564
0 		7,500
0 		4,240
0 		613,233
0 		197,830
0
(14)Harlan StoneFormer Key Employee (i)
(ii)		 0
0 		167,213
0 		0
0 		0
0 		0
0 		167,213
0 		167,213
0
Schedule J (Form 990) 2012

Schedule J (Form 990) 2012
Page 3
Part III
Supplemental Information
Complete this part to provide the information, explanation, or descriptions required for Part I, lines 1a, 1b, 3, 4a, 4b, 4c, 5a, 5b, 6a, 6b, 7, and 8, and for Part II.
Also complete this part for any additional information.
Identifier Return Reference Explanation
Employee Expenses Part I, Line 1a. First Class Travel: In accordance with the travel policy, Board Members and employees above Director level are entitled to business class airfares for flights greater than five hours. The President and First VP are entitled to business class airfares for all flights. In the event business class airfare is not available, the above individuals are entitled to first class under the Association's accountable expense reimbursement plan. Travel for Companions: Under the Association's accountable expense reimbursement policy, travel for companions is allowed in very limited circumstances and must be approved in advance by the chairman of the Audit Committee and the Chief Financial Officer. Discretionary Spending Accounts: Discretionary spending accounts are made available to certain listed employees on Schedule J. Any non-bonafide business expense is treated as taxable income.
Schedule J (Form 990) 2012

Additional Data


Software ID:  
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Schedule L
(Form 990 or 990-EZ)
Department of the Treasury
Internal Revenue Service
Transactions with Interested Persons
MediumBullet Complete if the organization answered
"Yes" on Form 990, Part IV, lines 25a, 25b, 26, 27, 28a, 28b, or 28c,
or Form 990-EZ, Part V, line 38a or 40b.
MediumBullet Attach to Form 990 or Form 990-EZ. MediumBullet See separate instructions.
OMB No. 1545-0047
2012
Open to Public Inspection
Name of the organization
United States Tennis Association Incorporated
 
Employer identification number

13-5459420
Part I
Excess Benefit Transactions (section 501(c)(3) and section 501(c)(4) organizations only).
Complete if the organization answered "Yes" on Form 990, Part IV, line 25a or 25b, or Form 990-EZ, Part V, line 40b.
1(a) Name of disqualified person (b) Relationship between disqualified person and organization (c) Description of transaction (d) Corrected?
Yes No





2
Enter the amount of tax incurred by organization managers or disqualified persons during the year under section 4958. ........................... Bullet Image$
 
3
Enter the amount of tax, if any, on line 2, above, reimbursed by the organization ....... Bullet Image$
 

Part II
Loans to and/or From Interested Persons.
Complete if the organization answered "Yes" on Form 990-EZ, Part V, line 38a, or Form 990, Part IV, line 26; or if the organization reported an amount on Form 990, Part X, line 5, 6, or 22
(a) Name of interested person (b) Relationship with organization (c) Purpose of loan (d) Loan to or from the organization? (e)Original principal amount (f)Balance due (g) In default? (h) Approved by board or committee? (i)Written agreement?
To From Yes No Yes No Yes No
Total ......Small Bullet $ 0
Part III
Grants or Assistance Benefitting Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 27.
(a) Name of interested person (b) Relationship between interested person and the organization (c) Amount of assistance (d) Type of assistance (e) Purpose of assistance
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 50056A
Schedule L (Form 990 or 990-EZ) 2012
Schedule L (Form 990 or 990-EZ) 2012
Page 2
Part IV
Business Transactions Involving Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 28a, 28b, or 28c.
(a) Name of interested person (b) Relationship between interested person and the organization (c) Amount of transaction (d) Description of transaction (e) Sharing of organization's revenues?
Yes No
(1) Harlan Stone Ptr SJX Partners LL Former Key Employee 806,914 Spons & Brdcast Sales   No
Part V
Supplemental Information
Complete this part to provide additional information for responses to questions on Schedule L (see instructions).
Identifier Return Reference Explanation
Schedule L (Form 990 or 990-EZ) 2012

Additional Data


Software ID:  
Software Version:  




SCHEDULE O
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Supplemental Information to Form 990 or 990-EZ

Complete to provide information for responses to specific questions on
Form 990 or to provide any additional information.
MediumBullet Attach to Form 990 or 990-EZ.
OMB No. 1545-0047
2012
Open to Public
Inspection
Name of the organization
United States Tennis Association Incorporated
 
Employer identification number

13-5459420
Identifier Return Reference Explanation
Program Accomplishments Part III, Lines 4a, 4b and 4c Line (4a) US Open The USTA organizes and conducts the United States Open Tennis Championships-the US Open-which is the world's largest-attended annual sporting event and one of its premier sporting attractions. The US Open is held each year at the USTA Billie Jean King National Tennis Center in Flushing, New York, pursuant to an agreement with the USTA National Tennis Center Incorporated. Staging the US Open requires the dedication and talents of numerous USTA volunteers, USTA staff, and seasonal help to run this tennis tournament efficiently and effectively. The US Open helps fulfill several of the USTA's major purposes: to organize tennis tournaments and competitions for all tennis athletes without regard to race, creed, color, or national origin; and to promote the game of tennis to the general public. It is a major expectation of the US Open that the fans' enthusiasm and excitement for the event will encourage their interest in tennis and drive participation in the sport, which is a means of healthful recreation and physical fitness. As the premier showcase for tennis in the United States, the US Open uses its grand stage to help grow the game. The US Open is traditionally kicked off by Arthur Ashe Kids' Day, a special day of family-friendly activities which brings together the worlds of sports and entertainment. The event is held in honor of Arthur Ashe and continues his mission of using tennis as a means to instill in kids the values of humanitarianism, leadership and excellence. In 2012, Arthur Ashe Kid's Day attracted more than 30,000 kids and parents for a tennis-themed day of fun and entertainment. In 2012, the US Open topped 700,000 fans in attendance for the fifth time. Driven by two of the most compelling singles finals in the tournament's 131 years, television viewership of the women's final topped 17.7 million, with Serena Williams defeating Victoria Azarenka, and television viewership of the men's final topped 16.2 million, with Andy Murray capturing his first Grand Slam men's singles championship by defeating Novak Djokovic. The US Open was broadcast in 180 countries, while USOpen.org, the tournament's official website, had more than 46 million visits to the site. The 2012 US Open featured several major enhancements and initiatives. They included the US Open National Playoffs, which help make the US Open truly "open": anyone 14-and-over had a chance to compete, with one man and one woman earning a wild card entry into the 2012 US Open Qualifying Tournament-and with it, an opportunity to play in the main draw of the 2012 US Open. The playoffs were expanded in 2012 to include qualification for a direct entry into the main draw of the mixed doubles event. The US Open also expanded on its comprehensive "green" initiatives and continued to make the US Open one of the easiest places to be eco-friendly and environmentally sensitive, from recycling to energy management to transportation to merchandise. Line (4b) Community Tennis Development Community Tennis strives to grow tennis at every level with a goal of making the game accessible to everyone. It supports a broad range of programs designed to help people learn the game, play the game and take advantage of its many health/fitness and social benefits. USTA Membership, the USTA's second-largest revenue source, is housed in Community Tennis. USTA Leagues, USTA Jr. Team Tennis, National Junior Tennis & Learning (NJTL), Tournaments, and Parks and Schools programs are also managed within this business unit. Community Tennis works hand-in-hand through the joint efforts of Sectional Associations with approximately 500 committed volunteers and dozens of industry partners on a wide range of grass-roots efforts to grow the game. This includes the largest initiative ever to strengthen the tennis infrastructure in public parks, schools and after-school organizations. For example the USTA Facility Assistance Program has worked with nearly 3,500 tennis facilities of all types and sizes, providing them with technical assistance, grants, etc. to help build and renovate tennis courts. In 2012 alone this program helped build or renovate more than 6,133 courts, including 4,647 36' and 60' courts for the 10 and Under initiative. The 10 and Under Tennis Initiative has scaled the size of tennis courts and equipment for young children and has resulted in changing the rules of the game for players under 10. Community Tennis also aggressively promotes the sport through a substantial marketing campaign with the goal of keeping TENNIS top of mind as the lifetime sport for everyone. These efforts are paying dividends, as tennis has been the fastest-growing traditional sport in the United States for more than the past decade. While participation in many other sports are declining, tennis participation has grown to over 28 million players. Many Community Tennis initiatives are accomplished through the joint efforts of local and national volunteers and staff who work together to grow the game. The USTA has dozens of national committees (made up of volunteers and staff), each focused on different areas of the sport. Most of these committees work in Community Tennis. Below is a general description of just a few Community Tennis committees and their goal/purpose: The Schools Committee is focused on promoting and expanding School Tennis programs throughout the country. This effort includes providing resources, assistance and training to schools and other organizations for both in-school and after-school activities, such as a PE tennis curriculum, and intramural and interscholastic programs for the elementary, middle school and high school levels. The Tennis in the Public Parks Committee seeks to develop and promote a unified effort to enhance tennis play, programs and facilities in public park systems throughout the country. Working in partnership with the National Recreation and Park Association, this effort includes infrastructure, advocacy, and expansion of the Tennis in the Parks Initiative. The NJTL Committee serves as a resource to the network of over 600 NJTL chapters and programs by supporting both national and local programming efforts aimed at growing the number of tennis and education opportunities available to America's underserved youth. The Wheelchair Tennis Committee provides advice on ways to increase participation of individuals in wheelchairs in the game of tennis as players and volunteers, creating future champions at the World Team Cup, Para-Pan American Games and the Paralympics. The USTA League Committee provides recommendations and support to the USTA's League program. The Committee also focuses on promoting recreational and competitive league/team opportunities that motivate and encourage adult and senior players to become frequent tennis players. The Jr. Team Tennis Committee recommends, supports and promotes junior leagues and team opportunities that motivate and encourage junior players to play on tennis teams. The Adult/Senior Competition Committee works to promote all activities associated with adult/senior competition, including rankings, sanctions and schedules in an effort to increase participation in all national adult/senior competition events. The Membership Services Committee supports the efforts of the Membership Department to grow USTA membership, especially at the grass-roots level and with youth 10 and under. The Technical Committee monitors, evaluates, and, where appropriate, influences technical developments and makes recommendations for related rules in order to preserve the essential character of the game of tennis and promote its enjoyment. In addition, the USTA has created the 10 and Under Tennis Task Force to advise and support staff and volunteers in promoting and expanding the USTA's 10 and Under Tennis initiative and developing a pathway for juniors. This initiative includes (a) getting more school districts to adopt the USTA's PE curriculum and provide after-school skill development programs, testing and implementing the USTA's Tennis Play Days concept and developing a logical pathway moving youth from these programs to USTA Jr. Team Tennis and USTA tournaments, and (b) identifying and sharing "best practices" from the sections, districts, and local communities.
Program Accomplishments (continued) Part III, Lines 4a, 4b and 4c Line (4c) Professional Tennis Operations Division The USTA Professional Tennis Operations Division consists of the Emirates Airline US Open Series, Pro Tournaments, and Team Events and includes the Olympics, Davis Cup and Fed Cup, Professional Competitions, the USTA Pro Circuit, and the Officials department. Together, they manage the game at the highest levels in the United States, with an eye toward providing a manageable pathway to the elite levels of tennis competition for aspiring pro tennis players and officials. The activities managed by the Professional Tennis Operations Division represent tennis competition for amateurs and all athletes at its ultimate level. The events staged by the division are leveraged to showcase the fun, excitement, and athletic excellence of the sport and to encourage participation at all levels. As the recognized National Governing Body of the sport of tennis, the USTA is a member of the U.S. Olympic Committee. The USTA coordinates the United States' tennis participation in the Olympic Games and the Paralympic Games, as well as the Pan-American Games. The United States posted a strong showing for tennis at the 2012 Summer Olympic Games in Wimbledon, taking home three of the five gold medals and four medals overall: three gold and one bronze. Serena Williams became the first player to sweep the Olympic gold medals in singles and doubles since her sister Venus Williams accomplished the same feat in Sydney 2000. Serena's gold medal in singles also made her the first person to win the "Gold Slam" in both singles and doubles (winning titles at all four majors - the Australia Open, the French Open, Wimbledon, and the US Open and an Olympic gold medal). Adding to the excitement were Bob Bryan and Mike Bryan winning a gold medal for the men's doubles. Mike Bryan and Lisa Raymond were also able to win a bronze medal in mixed doubles. The four medals bring the total of U.S. medals in tennis to 20, including 13 gold, since the sport was reinstated in the Olympics in 1988. This is the highest total of any nation. The other U.S. competitors in the Olympics were Ryan Harrison, Liezel Huber, John Isner, Varvara Lepchenko, Christina McHale, Andy Roddick and Donald Young. The United States also posted a strong showing at the fifth Paralympic Games, capturing three medals. Top Americans David Wagner won the silver in the Quad singles while Nick Taylor took the bronze. Then David and Nick successfully defended their gold medal victories in Quad doubles from the 2004 and 2008 Summer Paralympic Games. The United States has now won 15 medals (six gold) since the Paralympic Games began in 1992. The other members of the United States team were Steve Baldwin, Jon Rydberg, four-time Paralympic medalist Stephen Welch, Noah Yablong, Emmy Kaiser, Mackenzie Soldan, and Bryan Barten. Davis Cup and Fed Cup are the elite international team competitions in professional tennis for men and women, respectively. More than 130 nations compete in these events annually. The Davis Cup celebrated its 100th anniversary in 1999. The United States has won this competition on 32 occasions, more than any other nation. Over the past six years, the United States has reached the semifinal round two] times and won the Davis Cup championship in 2007. The United States Fed Cup team has won the Fed Cup title more than any other nation-a record 17 times. The Emirates Airline US Open Series ("EAUSOS") is the eight-week summer tennis season linking 10 major ATP and WTA Tour tournaments to the US Open. The EAUSOS launched in 2004 and resulted in record attendance and TV viewership for these tournaments. Despite the EAUSOS being scheduled during the same time as the Olympics in London, the 2012 EAUSOS events generated over 750,000 attendees, 30 million TV viewers, and approximately 47 million website visits, all of which help grow the game of tennis. In 2012, the USTA provided support (via prize money, grants and other means) to approximately 90 sanctioned, entry-level professional tournaments that comprise the USTA Pro Circuit. The world's largest professional tour for tennis development, the USTA Pro Circuit provides the next generation of American champions with the opportunity to play against world-class competition without having to travel abroad.
Member Rights Part VI, Lines 6, 7a & 7b. The voting members of the Association are the Sectional Associations and Direct Member Clubs & Organizations who have a weighted vote based on actual members in their geographic area. The voting members approve the slate of Officers and Board Members as submitted by the Nominating Committee. In addition, their rights include approving amendments to the By-laws and other voting rights pursuant to New York State not-for-profit corporation law.
Form 990 Review Process Part VI, Section A, Line 11 Upon completion by the staff, the Form 990 is reviewed by internal and external counsel. The Form 990 is reviewed by the Association's Audit Committee. The Form 990 is also distributed to the full Board of Directors in advance of filing.
Conflict of Interest Policy Part VI, Section B, Line 12c United States Tennis Association ("USTA") has a Conflict of Interest and Disclosure Policy that applies to all employees, volunteers and Board Members. The Conflict of Interest and Disclosure Policy requires an employee, volunteer and Board Member to report all actions, inactions or transactions that create, or appear to create, a conflict of interest. USTA obtains annual certifications from employees, volunteers and Board Members. The Ethics Officer reviews the completed disclosure statements for employees and the Chair of the Audit Committee reviews the completed disclosure statements for the volunteers and Board Members. The Ethics Officer and the Chair of the Audit Committee have the discretion to share the disclosure statements with the entire Audit Committee, Board of Directors and/or COO. The Ethics Officer and the Chair of the Audit Committee determine whether a conflict exists and so mark their decision on the disclosure statement, also indicating the required corrective action should they determine that a conflict exists (which may include, but is not limited to, prohibition in participating, deliberating and deciding issues and/or in transactions).
Determining Compensation for Senior Staff Part VI, Section B., Line 15 The Compensation Committee has responsibility for establishing a compensation strategy and setting the compensation of the Executive Director and his direct reports: Chief Financial Officer, General Counsel and Chief Legal Officer, Chief Executive Community Tennis, Chief Business and Marketing Officer, Chief Professional Tournaments Officer, Chief Diversity and Inclusion Officer. The Compensation Committee meets a minimum of four times per year and documentation of these meetings and actions taken are contemporaneously secured. Compensation and incentive plan levels are set by the Committee following review of appropriate comparability data. Appropriate comparability data includes, but is not limited to, (i) information regarding compensation paid by similar organizations for similar services, (ii) the availability of similar services in the organization's geographic area, and (iii) compensation surveys compiled by independent firms. The review described above was conducted, with respect to incentive compensation for the above-noted individuals in the first quarter of 2011.
Public Availability of Association Documents Part VI, Section C, Line 19 The Association's Bylaws are located on its website (USTA.com). Upon request the public is provided copies of the Association's tax return, Form 990, which has all of the Association's financial information. Lastly, the conflict of interest policy can be found at www.ethicspoint.com under the website designed for the Association and is also available upon request from the Association's legal department.
Other Changes in Net Assets Part XI, Line 5. The amount on this line represents the net change in unrealized gain on investments which is included in the Association's audited financial statments but not in the Form 990. See Schedule D, Part XI - Reconciliation of Change in Net Assets from Form 990 to Audited Financial Statements, Line 4.
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 51056K
Schedule O (Form 990 or 990-EZ) 2012

Additional Data


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SCHEDULE R
(Form 990)
Department of the Treasury
Internal Revenue Service
Related Organizations and Unrelated Partnerships
MediumBulletComplete if the organization answered "Yes" to Form 990, Part IV, line 33, 34, 35, 36, or 37.
MediumBulletAttach to Form 990. MediumBullet See separate instructions.

OMB No. 1545-0047
2012
Open to Public Inspection
Name of the organization
United States Tennis Association Incorporated
 
Employer identification number

13-5459420
Part I
Identification of Disregarded Entities (Complete if the organization answered "Yes" to Form 990, Part IV, line 33.)
(a)
Name, address, and EIN (if applicable) of disregarded entity


(b)
Primary activity


 		(c)
Legal domicile (state
or foreign country)

 		(d)
Total income


 		(e)
End-of-year assets


 		(f)
Direct controlling
entity
(1) US Open Series LLC
70 W Red Oak Lane
White Plains,NY10604
20-0984914 		Tennis DE 2,441,581 856,415 USTA
 










Part II
Identification of Related Tax-Exempt Organizations (Complete if the organization answered "Yes" to Form 990, Part IV, line 34 because it had one or more related tax-exempt organizations during the tax year.)
(a)
Name, address, and EIN of related organization


(b)
Primary activity


 		(c)
Legal domicile (state
or foreign country)

 		(d)
Exempt Code section


 		(e)
Public charity status
(if section 501(c)(3))

 		(f)
Direct controlling
entity

 		(g)
Section 512(b)(13) controlled entity?
Yes No
(1) USTA National Tennis Center Inc

70 W Red Oak Lane

White Plains,NY10604
13-2946690 		Tennis NY   9 USTA
 
 
No
(2) USTA Serves Inc

70 W Red Oak Lane

White Plains,NY10604
13-3782331 		Grant Giving NY   7 USTA
 
 
No
(3) USTA Player Development Incorporated

70 W Red Oak Lane

White Plains,NY10604
27-1368195 		Youth Develop NY   11a USTA
 
 
No








For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50135Y
Schedule R (Form 990) 2012
Schedule R (Form 990) 2012
Page 2
Part III
Identification of Related Organizations Taxable as a Partnership (Complete if the organization answered "Yes" to Form 990, Part IV, line 34 because it had one or more related organizations treated as a partnership during the tax year.)
(a)
Name, address, and EIN of
related organization



 		(b)
Primary activity




 		(c)
Legal
domicile
(state or foreign
country)


 		(d)
Direct controlling
entity



 		(e)
Predominant income(related, unrelated, excluded from tax under sections 512-514)

(f)
Share of total income




 		(g)
Share of end-of-year
assets



 		(h)
Disproprtionate allocations?




 		(i)
Code V—UBI
amount in box 20 of
Schedule K-1
(Form 1065)
 		(j)
General or
managing
partner?



 		(k)
Percentage
ownership
Yes No Yes No
(1) Cincinnati Tennis LLC

70 W Red Oak Lane
White Plains,NY10604
26-4273680 		Tennis Tourna DE USTA
  		Related 80 80   No 0 Yes   80.000 %












Part IV
Identification of Related Organizations Taxable as a Corporation or Trust (Complete if the organization answered "Yes" to Form 990, Part IV, line 34 because it had one or more related organizations treated as a corporation or trust during the tax year.)
(a)
Name, address, and EIN of
related organization
 		(b)
Primary activity
 		(c)
Legal
domicile
(state or foreign
country)
 		(d)
Direct controlling
entity
 		(e)
Type of entity
(C corp, S corp,
or trust) 		(f)
Share of total income
 		(g)
Share of end-of-year
assets
 		(h)
Percentage
ownership
 		(i)
Section 512(b)(13) controlled entity?
Yes No












Schedule R (Form 990) 2012
Schedule R (Form 990) 2012
Page 3
Part V
Transactions With Related Organizations (Complete if the organization answered "Yes" to Form 990, Part IV, line 34, 35b, or 36.)
Note. Complete line 1 if any entity is listed in Parts II, III, or IV of this schedule.
Yes
No
1 During the tax year, did the orgranization engage in any of the following transactions with one or more related organizations listed in Parts II-IV?
a Receipt of (i) interest (ii) annuities (iii) royalties or (iv) rent from a controlled entity . . . . . . . . . . . . . . . . . . . . . . .
1a
 
No
b Gift, grant, or capital contribution to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1b
Yes
 
c Gift, grant, or capital contribution from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1c
 
No
d Loans or loan guarantees to or for related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1d
Yes
 
e Loans or loan guarantees by related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1e
 
No
f Dividends from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1f
 
 
g Sale of assets to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1g
 
No
h Purchase of assets from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1h
 
No
i Exchange of assets with related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1i
 
No
j Lease of facilities, equipment, or other assets to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1j
 
No
k Lease of facilities, equipment, or other assets from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . .
1k
Yes
 
l Performance of services or membership or fundraising solicitations for related organization(s) . . . . . . . . . . . . . . . . . . . .
1l
 
No
m Performance of services or membership or fundraising solicitations by related organization(s) . . . . . . . . . . . . . . . . . . . .
1m
 
No
n Sharing of facilities, equipment, mailing lists, or other assets with related organization(s) . . . . . . . . . . . . . . . . . . . . .
1n
Yes
 
o Sharing of paid employees with related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1o
Yes
 
p Reimbursement paid to related organization(s) for expenses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1p
 
No
q Reimbursement paid by related organization(s) for expenses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1q
Yes
 
r Other transfer of cash or property to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1r
 
No
s Other transfer of cash or property from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1s
 
No
2
If the answer to any of the above is "Yes," see the instructions for information on who must complete this line, including covered relationships and transaction thresholds.
(a)
Name of other organization 		(b)
Transaction
type (a-s) 		(c)
Amount involved 		(d)
Method of determining amount involved
(1) USTA Player Development Incorporated (PD)

 B 16,270,205 CASH
(2) Cincinnati Tennis LLC

 D 8,887,900 CASH
(3) USTA National Tennis Center Inc (NTC)

 K 1,723,382 CASH
(4) USTA Serves Incorporated

 N 53,237 CASH
(5) USTA Serves Incorporated

 O 721,350 CASH
(6) USTA Serves Incorporated

 B 199,653 CASH
(7) USTA Serves Incorporated

 Q 59,944 CASH
(8) NTC - See Schedule R - Part VII

 N/O    
(9) PD - See Schedule R - Part VII

 O    
Schedule R (Form 990) 2012
Schedule R (Form 990) 2012
Page 4
Part VI
Unrelated Organizations Taxable as a Partnership (Complete if the organization answered "Yes" to Form 990, Part IV, line 37.)
Provide the following information for each entity taxed as a partnership through which the organization conducted more than five percent of its activities (measured by total assets or gross revenue) that was not a related organization. See instructions regarding exclusion for certain investment partnerships.
(a)
Name, address, and EIN of entity 		(b)
Primary activity 		(c)
Legal domicile
(state or foreign
country) 		(d)
Predominant income (related, unrelated, excluded from tax under section 512-514)

(e)
Are all partners
section
501(c)(3)
organizations? 		(f)
Share of total income




 		(g)
Share of
end-of-year
assets 		(h)
Disproprtionate allocations? 		(i)
Code V—UBI
amount in box 20
of Schedule K-1
(Form 1065) 		(j)
General or
managing
partner? 		(k)
Percentage
ownership
Yes No Yes No Yes No






























Schedule R (Form 990) 2012
Schedule R (Form 990) 2012
Page 5
Part VII
Supplemental Information
Complete this part to provide additional information for responses to questions on Schedule R (see instructions).
Identifier Return Reference Explanation
Transactions with Related Organizations Schedule R - Part V Line 1n - Pursuant to the NTC Certificate of Incorporation, City of New York Lease and US Open Agreement, NTC makes the Facility available to USTA for holding the US Open. Under the US Open agreement, NTC has the right to collect ticket and other US Open related revenue. Line 1o - Executive and Administrative staff of USTA provide assistance to USTA National Tennis Center Inc. at no charge. Line 1o - Executive and Administrative staff of USTA provide assistance to USTA Player Development Inc. at no charge.

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