| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| ACCOUNTING, TAX & AUDIT FEES | 666,388 | 245,868 | 420,468 | 245,920 |
| Category | Amount |
|---|---|
| NONE | 0 |
| Description of Property | Date Acquired | Cost or Other Basis | Prior Years' Depreciation | Computation Method | Rate / Life (# of years) |
Current Year's Depreciation Expense | Net Investment Income | Adjusted Net Income | Cost of Goods Sold Not Included |
|---|---|---|---|---|---|---|---|---|---|
| DEPRECIATION | 23,935 |
| Grantee's Name | Grantee's Address | Grant Date | Grant Amount | Grant Purpose | Amount Expended By Grantee | Any Diversion By Grantee? | Dates of Reports By Grantee | Date of Verification | Results of Verification |
|---|---|---|---|---|---|---|---|---|---|
|
ASSOCIATION INTERNATIONALE DES CRITIQUES |
32 RUE YVES TOUDIC PARIS, 75010 FR |
2012-04-18 | 43,600 | FOR PARTICIPANTS FROM DEVELOPING COUNTRIES TO ATTEND THE 2012 CONGRESS IN ZURICH, SWITZERLAND. | 0 | NO | N/A | 2012-09-04 | N/A |
|
THE BRITISH SCHOOL AT ROME |
VIA GRAMSCI 61 ROME, 00197 IT |
2012-05-08 | 97,110 | FOR A WORKSHOP ON PROTECTIVE SHELTERS FOR ARCHAEOLOGICAL SITES. | 0 | NO | N/A | 2012-09-04 | N/A |
|
CHARITABLE FOUNDATION OF BOGAZICI UNIVER |
OZDEN SK GULSEN APT B BLOK NO6 ISTANBUL, TU |
2011-07-13 | 200,000 | FOR THE VISITING PROFESSORSHIPS IN THE HISTORY OF ART, ARCHITECTURE AND VISUAL CULTURE PROGRAM. | 31,995 | NO | 3/15/2012 | 2012-09-04 | PROPERLY EXPENDED |
|
CHARLES AND RAY EAMES HOUSE PRESERVATION |
PO BOX 452 BARRE,VT05641 |
2012-03-12 | 3,300 | FOR CLOSING EVENTS FOR PACIFIC STANDARD TIME AT THE EAMES HOUSE, LOS ANGELES, CALIFORNIA. | 0 | NO | N/A | 2012-09-04 | N/A |
|
CICRP BELLE DE MAI |
21 RUE GUIBAL MARSEILLE, 13003 FR |
2012-06-04 | 646,030 | FOR THE IMPLEMENTATION OF A TWO-YEAR MOSAICS TECHNICIAN TRAINING PROGRAM IN ALGERIA. | 0 | NO | N/A | 2012-09-04 | N/A |
|
COURTAULD INSTITUTE OF ART |
SOMERSET HOUSE STRAND LONDON, WC2R 0RN UK |
2012-05-09 | 231,000 | FOR TRAINING, CONDITION ASSESSMENTS, AND TREATMENT RELATED TO FOUR PAINTINGS IN THE COURTAULD | 52,371 | NO | 8/30/2012 | 2012-09-04 | PROPERLY EXPENDED |
|
ECOLE DU PATRIMOINE AFRICAIN |
01 BP 2205 PORTO-NOVO BN |
2012-05-30 | 150,000 | FOR A UNIVERSITY DIPLOMA COURSE IN PREVENTIVE CONSERVATION. | 0 | NO | N/A | 2012-09-04 | N/A |
|
INTERNATIONAL COUNCIL OF AFRICAN MUSEUMS |
MUSEUM HILL ROAD PO BOX 38706 NG 00600 NAIROBI KE |
2012-05-30 | 180,000 | FOR A MENTORING EXCHANGE PROGRAM FOR AFRICAN AND U.S. MUSEUM PROFESSIONALS. | 0 | NO | N/A | 2012-09-04 | N/A |
|
INTERNATIONAL COUNCIL OF MUSEUMS |
MAISON DE LUNESCO1 RUE MIOLLIS 7 PARIS, 15 FR |
2012-04-18 | 35,000 | FOR PARTICIPANTS FROM DEVELOPING COUNTRIES TO ATTEND THE 2012 ANNUAL CONFERENCE | 0 | NO | N/A | 2012-09-04 | N/A |
|
INTERNATIONAL COUNCIL OF MUSEUMS |
MAISON DE LUNESCO1 RUE MIOLLIS 7 PARIS, 15 FR |
2012-04-18 | 50,651 | FOR PARTICIPANTS FROM DEVELOPING COUNTRIES TO ATTEND THE 2012 ANNUAL CONFERENCE | 0 | NO | N/A | 2012-09-04 | N/A |
|
INTERNATIONAL COUNCIL OF MUSEUMS |
MAISON DE LUNESCO1 RUE MIOLLIS 7 PARIS, 15 FR |
2012-04-18 | 75,958 | FOR PARTICIPANTS FROM DEVELOPING COUNTRIES TO ATTEND THE 2012 ANNUAL CONFERENCE | 0 | NO | N/A | 2012-09-04 | N/A |
|
INTERNATIONAL NATIONAL TRUSTS ORGANISATI |
32 QUEEN ANNES GATE LONDON, SW1H 9AB UK |
2012-04-18 | 74,800 | FOR PARTICIPANTS FROM DEVELOPING COUNTRIES TO ATTEND THE 15TH INTERNATIONAL CONFERENCE | 0 | NO | N/A | 2012-09-04 | N/A |
|
JAN MATEJKO ACADEMY OF FINE ARTS IN CRAC |
13 MATEJKO SQUARE CRACOW, 31-157 PL |
2012-05-09 | 239,600 | FOR TRAINING AND TREATMENT RELATED TO SIX PAINTINGS BY HANS SUSS VON KULMBACH | 0 | NO | N/A | 2012-09-04 | N/A |
|
KUNSTHISTORISCHES MUSEUM MIT MUSEUM FUR |
BURGRING 5 VIENNA, A-1010 AU |
2012-05-09 | 237,538 | FOR TRAINING AND CONDITION ASSESSMENTS RELATED TO SIX PAINTINGS BY PIETER BRUEGHEL THE ELDER, AS PA | 0 | NO | N/A | 2012-09-04 | N/A |
|
ORGANIZACION DE ESTADOS IBEROAMERICANOS |
EDIFICIO BRASIL XXI CEP 70322-915 BRASILIA, DF BR |
2011-07-27 | 100,000 | FOR THE MUSEUM HERITAGE RISK MANAGEMENT INSTITUTE IN BRASILIA, BRAZIL. | 0 | NO | 1/30/2012 | 2012-09-04 | PROPERLY EXPENDED |
|
ORGANIZATION OF WORLD HERITAGE CITIES |
15 RUE SAINT-NICOLAS 2ND FLOOR QUEBEC, G1K 1M8 CA |
2012-05-09 | 75,000 | FOR PARTICIPANTS FROM DEVELOPING COUNTRIES TO ATTEND THE 12TH WORLD CONGRESS IN OAXACA, MEX | 0 | NO | N/A | 2012-09-04 | N/A |
|
UNIVERSIDADE DO ESTADO DO RIO DE JANEIRO |
RUA SAO FRANCISCO XAVIER 524 RIO DE JANEIRO 20550-900 BR |
2012-06-04 | 310,000 | FOR A SERIES OF RESEARCH SEMINARS AND FACULTY AND STUDENT EXCHANGES | 0 | NO | N/A | 2012-09-04 | N/A |
|
UNIVERSITE DE MONTREAL |
CP 6128 SUCCURSALE CENTRE-VILLE MONTREAL, H3C 3J7 CA |
2011-11-01 | 48,000 | FOR PARTICIPANTS FROM DEVELOPING COUNTRIES TO ATTEND TH INTERNATIONAL CONSORTIUM ON ART HISTORY SU | 24,316 | NO | 6/28/2012 | 2012-09-04 | PROPERLY EXPENDED |
|
UNIVERSITE DE MONTREAL |
CP 6128 SUCCURSALE CENTRE-VILLE MONTREAL, H3C 3J7 CA |
2012-04-17 | 16,000 | FOR GRADUATE STUDENTS TO ATTEND THE INTERNATIONAL CONSORTIUM ON ART HISTORY SUMMER RESEARCH | 14,448 | NO | 6/29/2012 | 2012-09-04 | PROPERLY EXPENDED |
|
UNIVERSITY OF SYDNEY |
UNIVERSITY OF SYDNEY SYDNEY, 2006 AS |
2012-01-19 | 100,486 | FOR A SERIES OF PLANNING MEETINGS TO ASSESS THE STATUS | 0 | NO | N/A | 2012-09-04 | N/A |
|
ACHI VEREIN |
SEEFELDSTRASSE 104 ZURICH, CH-8008 SZ |
2008-08-01 | 120,000 | FOR A PILOT CONSERVATION TRAINING PROGRAM. | 120,000 | NO | 5/9/2012 | 2012-09-06 | PROPERLY EXPENDED |
|
ARS TEOR - ETICA FOUNDATION |
400 METROS NORTE DEL KIOSCO DEL MOR SAN JOSE APDO, 4009-1000 CS |
2004-06-21 | 100,000 | FOR THE PUBLICATION OF A SERIES OF BOOKS ON CONTEMPORARY ART. | 100,000 | NO | 4/1/2010 | 2012-09-06 | PROPERLY EXPENDED |
|
ASOCIACION MUSEO DE ARTE DE LIMA |
PASEO COLON 125 LIMA, 1 PE |
2008-04-15 | 181,600 | FOR A COLLABORATIVE RESEARCH PROJECT JOSE GIL DE CASTRO. | 176,686 | NO | 6/9/2011 | 2012-09-06 | PROPERLY EXPENDED |
|
ASSOC INTERNATIONALE DES CRITIQUES D'ART |
32 RUE YVES TOUDIC PARIS, 70510 FR |
2011-05-18 | 34,000 | FOR PARTICIPANTS FROM DEVELOPING COUNTRIES TO ATTEND | 34,000 | NO | 12/19/2011 | 2012-09-06 | PROPERLY EXPENDED |
|
BIBLIOTHEQUE NATIONALE DE FRANCE |
QUAI FRANCOIS-MAURIAC PARIS, 13 75706 FR |
2008-06-06 | 204,078 | FOR PREPARATION OF THE FOURTH VOLUME OF THE CATALOG. | 204,078 | NO | 2/24/2011 | 2012-09-06 | PROPERLY EXPENDED |
|
BIBLIOTHEQUE NATIONALE DE FRANCE |
QUAI FRANCOIS-MAURIAC PARIS, CEDEX 13 75706 FR |
2006-09-06 | 82,000 | FOR THE PUBLICATION, MANUSCRITS ENLUMINES D'ORIGINE FLAMANDE. | 55,610 | NO | 3/28/2011 | 2012-09-06 | PROPERLY EXPENDED |
|
THE BRITISH MUSEUM |
GREAT RUSSELL STREET LONDON, WC1B 3DG UK |
2009-09-23 | 159,581 | FOR THE DEVELOPMENT OF TRAINING COURSES FOR MUSEUM PROFESSIONALS IN EAST AFRICA. | 159,581 | NO | 11/20/2011 | 2012-09-06 | PROPERLY EXPENDED |
|
THE BRITISH MUSEUM |
GREAT RUSSELL STREET LONDON, WC1B 3DG UK |
2011-06-08 | 885,244 | FOR A THREE-YEAR EAST AFRICA MUSEUM TRAINING PROGRAM. | 292,628 | NO | 4/30/2012 | 2012-09-06 | PROPERLY EXPENDED |
|
THE BRITISH MUSEUM |
GREAT RUSSELL STREET LONDON, WC1B 3DG UK |
2006-12-04 | 284,803 | FOR THE ARRANGEMENT AND DESCRIPTION OF THE ANTHROPOLOGY PICTORIA. | 284,803 | NO | 4/30/2012 | 2012-09-06 | PROPERLY EXPENDED |
|
CENTRO DI CONSERVAZIONE ARCHEOLOGICA |
VIA DEL GAMBERO 19 ROME, 00187 IT |
2010-01-14 | 1,117,710 | TO IMPLEMENT A TWO-YEAR TRAINING PROJECT FOR MOSAICS TECHNICIANS INITIATIVE. | 341,220 | NO | 12/28/2011 | 2012-09-06 | PROPERLY EXPENDED |
|
CHARITABLE FOUNDATION OF BOGAZICI UNIVER |
OZDEN SK GULSEN APT BLK N6D4 ISTANBUL, TU |
2010-05-27 | 175,000 | FOR THE 1ST YEAR OF THE VISITING PROFESSORSHIPS IN THE HIST. OF ART, ARCHITECTURE & VISUAL CULTURE | 163,928 | NO | 3/5/2012 | 2012-09-06 | PROPERLY EXPENDED |
|
CIRCULO AMIGOS DE LA CULTURA |
JR BOLOGNESI 300 MIRAFLORES LIMA, 18 PE |
2007-05-15 | 66,900 | FOR A CONSERVATION TRAINING PROGRAM AT THE INSTITUTO SUPERIOR. | 49,965 | NO | 1/21/2011 | 2012-09-06 | PROPERLY EXPENDED |
|
DER KUNSTVEREIN IN BREMEN |
AM WALL 207 BREMEN, 28195 GM |
2007-05-07 | 171,021 | FOR THE PREPARATION OF A CATALOGUE OF NINETEENTHCENTURY FRENCH ART | 171,021 | NO | 5/18/2011 | 2012-09-06 | PROPERLY EXPENDED |
|
ECOLE DU PATRIMOINE AFRICAIN |
01 BP 2205 PORTO-NOVO, BN |
2011-02-04 | 80,000 | FOR THE COMPLETION OF A TWO-YEAR UNIVERSITY DIPLOMA COURSE. | 80,000 | NO | 2/21/2012 | 2012-09-06 | PROPERLY EXPENDED |
|
FONDATION MAISON DES SCIENCES DE L'HOMME |
54 BOULEVARD RASPAIL PARIS, 75270 FR |
2007-05-07 | 160,000 | "TRACES, COLLECTIONS, RUINS HISTORY OF ANCIENT FRANCE" | 160,000 | NO | 10/10/2011 | 2012-09-06 | PROPERLY EXPENDED |
|
FEDERAL UNIVERSITY OF SAO PAULO SUPPORT |
RUA DR DIOGO DE FARIA 8 ANDAR-CJ8 SAO PAULO, 04037-003 BR |
2011-06-08 | 248,000 | FOR FACULTY AND STUDENT EXCHANGES AND THE RESEARCH SEMINARS. | 163,471 | NO | 2/9/2012 | 2012-09-06 | PROPERLY EXPENDED |
|
FUNDACION ART NEXUS PARA LA PROMOCION Y |
CRA 5 NO 67 - 19 BOGOTA, CUNDINAMARCA CO |
2011-06-01 | 127,500 | FOR THE RESEARCH SEMINARS "INTELLECTUAL NETWORKS | 42,215 | NO | 7/3/2012 | 2012-09-06 | PROPERLY EXPENDED |
|
THE INTL INST FOR CONSERV OF HIST & ART |
6 BUCKINGHAM STREET LONDON, WC2N 6BA UK |
2011-06-02 | 154,851 | FOR THE IIC WEBSITE AND FOR PARTICIPANTS FROM DEVELOPING COUNTRIES. | 41,501 | NO | 7/4/2012 | 2012-09-06 | PROPERLY EXPENDED |
|
INT'L CENTRE FOR STUDY OF PRESERVATION |
13 VIA DI SAN MICHELE ROME, 00153 IT |
2010-03-31 | 202,582 | TO IMPLEMENT A PILOT TRAINING PROGRAM FOR MUSEUM PROFESSIONALS. | 30,613 | NO | 2/14/2012 | 2012-09-06 | PROPERLY EXPENDED |
|
INT'L CENTRE FOR STUDY OF PRESERVATION |
VIA DI SAN MICHELE 13 ROME, 00153 IT |
2008-05-14 | 250,000 | FOR THE LEADERS IN CONSERVATION EDUCATION PROJECT FOR SOUTHEAST | 241,091 | NO | 2/4/2011 | 2012-09-06 | PROPERLY EXPENDED |
|
INTL CTR FOR STUDY OF PRESERV & RESTR'N |
VIA DI SAN MICHELE 13 ROME, 00153 IT |
2010-12-20 | 159,672 | FOR PARTICIPANTS IN THE TYRE, LEBANON, MOSAIKON COURSE. | 24,149 | NO | 2/2/2012 | 2012-09-06 | PROPERLY EXPENDED |
|
INTERNATIONAL COUNCIL OF MUSEUMS |
MAISON DE LUNESCO 1 RUE MIOLLIS PARIS, CEDEX 15 FR |
2011-05-04 | 73,750 | FOR PARTICIPANTS FROM DEVELOPING COUNTRIES TO ATTEND THE 2011 EVENT. | 73,750 | NO | 12/12/2011 | 2012-09-06 | PROPERLY EXPENDED OR REFUNDED |
|
INTL NATIONAL TRUSTS ORGANISATION |
32 QUEEN ANNES GATE LONDON, SW1H 9AB UK |
2010-11-24 | 75,000 | FOR PARTICIPANTS FROM DEVELOPING COUNTRIES AND CENTRAL AMERICA. | 75,000 | NO | 2/1/2012 | 2012-09-06 | PROPERLY EXPENDED |
|
JAWAHARLAL NEHRU UNIVERSITY |
NEW MEHRAULI ROAD NEW DELHI, 110067 IN |
2009-12-17 | 145,000 | FOR THE SECOND PHASE OF THE DISTINGUISHED VISITING PROF PROGRAM, SCHOOL OF ART & AESTHETICS. | 76,965 | NO | 5/1/2012 | 2012-09-06 | PROPERLY EXPENDED |
|
JAWAHARLAL NEHRU UNIVERSITY |
NEW MEHRAULI ROAD NEW DELHI, 110067 IN |
2009-03-24 | 145,000 | FOR THE DISTINGUISHED VISITING PROFESSOR PROGRAM, SCHOOL OF ART. | 145,000 | NO | 3/5/2012 | 2012-09-06 | PROPERLY EXPENDED |
|
KING'S COLLEGE LONDON |
STRAND LONDON, WC2R 2LS UK |
2010-11-30 | 98,995 | TO ORGANIZE TWO WORKSHOPS ON MOSAIC CONSERVATION IN LIBYA FOR PARTICIPANTS. | 0 | NO | 10/3/2011 | 2012-09-06 | N/A |
|
KULTURVERANSTALTUNGEN DES BUNDES IN BERL |
SCHONEBERGER STRASSE 15 BERLIN, 10963 GM |
2011-02-07 | 240,000 | FOR THE EXHIBITION "PACIFIC STANDARD TIME CROSSCURRENTS". | 240,000 | NO | 4/12/2012 | 2012-09-06 | PROPERLY EXPENDED |
|
LOUISIANA MUSEUM OF MODERN ART |
GL STRANDVEJ 13 HUMLEBAEK, 3050 DA |
2011-03-28 | 60,000 | FOR THE PRODUCTION OF AN ILLUSTRATED SCHOLARLY CATALOGUE. | 60,000 | NO | 1/31/2012 | 2012-09-06 | N/A |
|
MAX-PLANCK-GESELLSCHAFT ZUR FORDERUNG DE |
POSTFACH 10 10 62 MUNICH, 80084 GM |
2011-06-01 | 236,000 | FOR THE THIRD PHASE OF THE RESEARCH SEMINARS. | 19,112 | NO | 3/20/2012 | 2012-09-06 | PROPERLY EXPENDED |
|
MUSEO NACIONAL DEL PRADO |
CALLE RUIZ DE ALARCON 23 MADRID, 28014 SP |
2011-06-08 | 389,043 | FOR TRAINING AND TREATMENT RELATED TO A SERIES OF SIX PANEL PAINTINGS. | 56,043 | NO | 3/29/2012 | 2012-09-06 | PROPERLY EXPENDED |
|
NATIONAL COMMITTEE FOR THE HIST OF ART |
225 SOUTH STREET WILLIAMSTOWN,MA02167 |
2008-12-03 | 144,000 | FOR INTERNATIONAL SCHOLARS AND STUDENTS TO ATTEND THE 2009, 2010. | 144,000 | NO | 5/2/2011 | 2012-09-06 | PROPERLY EXPENDED AND REFUNDED |
|
NEW EUROPE FOUNDATION |
STR PLANTELOR 21 BUCHAREST, 023971 RO |
2009-12-17 | 150,000 | FOR THE SECOND PHASE OF RESEARCH SEMINARS AT EUROPE COLLEGE. | 3,953 | NO | 2/9/2012 | 2012-09-06 | PROPERLY EXPENDED |
|
NEW EUROPE FOUNDATION |
STR PLANTELOR 21 BUCHAREST, 023971 RO |
2009-03-24 | 150,000 | FOR RESEARCH SEMINARS AT THE NEW EUROPE COLLEGE. | 150,000 | NO | 2/9/2012 | 2012-09-06 | PROPERLY EXPENDED |
|
OPERA DI SANTA CROCE |
PIAZZA SANTA CROCE 16 FLORENCE, 50122 IT |
2008-09-30 | 75,000 | FOR THE PREPARATION OF A CONSERVATION PLAN FOR THE FRESCOES AND | 56,524 | NO | 7/30/2012 | 2012-09-06 | PROPERLY EXPENDED |
|
ORGANIZATION OF WORLD HERITAGE CITIES |
15 RUE SAINT-NICOLAS 2ND FLOOR QUEBEC, G1K 1M8 CA |
2010-05-27 | 92,693 | FOR PARTICIPANTS TO ATTEND THE 11TH WORLD CONGRESSIN SINTRA, PORTUGAL. | 92,693 | NO | 2/8/2012 | 2012-09-06 | PROPERLY EXPENDED |
|
PONTIFICIA UNIVERSIDAD CATOLICA DEL PERU |
AVENIDA UNIVERSITARIA 1801 SAN MIG LIMA, 32 PE |
2011-05-25 | 75,000 | FOR PARTICIPANTS FROM DEVELOPING COUNTRIES TO ATTEND THE 11TH ANNUAL MEETING. | 4,275 | NO | 1/13/2012 | 2012-09-06 | PROPERLY EXPENDED |
|
REAKTION BOOKS LIMITED |
33 GREAT SUTTON STREET LONDON, EC1V 0DX UK |
2008-06-11 | 110,000 | FOR A PUBLICATION SERIES ON ASIAN ART, ARCHITECTURE, AND VISUALS | 0 | NO | 2/8/2012 | 2012-09-06 | N/A |
|
REAL DIPUT'N SAN ANDRES DE LOS FLAMENCOS |
CALLE CLAUDIO COELLO 99 MADRID, 28006 SP |
2008-04-15 | 171,473 | "STATESMAN, ART AGENT AND CONNOISSEUR KHEVENHULLER". | 171,473 | NO | 2/21/2012 | 2012-09-06 | PROPERLY EXPENDED |
|
ROYAL MUSEUMS OF FINE ARTS OF BELGIUM |
RUE DU MUSEE 9 BRUSSELS, 1000 BE |
2011-06-08 | 404,320 | FOR TRAINING AND TREATMENT RELATED TO NINE OLD MASTER PAINTINGS | 3,648 | NO | 4/9/2012 | 2012-09-06 | PROPERLY EXPENDED |
|
STATE ART MUSEUM DENMARK |
SOLVGADE 48-50 COPENHAGEN, DK-1307 K DA |
2010-05-27 | 183,531 | FOR A SUMMER INSTITUTE ON PANEL PAINTINGS CONSERVATION AT THE ACADEMY OF FINE ARTS. | 183,531 | NO | 1/2/2012 | 2012-09-06 | PROPERLY EXPENDED |
|
STIFTUNG PREUSSISCHER KULTURBESITZ |
VON-DER-HEYDT-STR 16-18 BERLIN, 10785 GM |
2008-09-29 | 200,000 | FOR THE PREPARATION OF A CATALOGUE OF THE NORTHERN EUROPEAN MEDI. | 191,219 | NO | 2/1/2012 | 2012-09-06 | PROPERLY EXPENDED |
|
SUNA AND INAN KIRAC FOUNDATION |
ACIBADEM CAD DOGANCI SKNO ISTANBUL, TU |
2008-05-15 | 175,000 | FOR THE PREPARATION OF A CATALOGUE OF THE MANUSCRIPTS COLLECTION | 175,000 | NO | 8/16/2011 | 2012-09-06 | PROPERLY EXPENDED OR REFUNDED |
|
UNIV NACIONAL DE GENERAL SAN MARTIN |
CAMPUS MIGUELETE EDIFICIO DE GOBIE SAN MARTIN, BUENOS AIRES 1650 AR |
2010-05-27 | 214,000 | FOR A SERIES OF SEMINARS "MATERIALITY BETWEEN ART, SCIENCE, AND CULTURE IN THE VICEROYALTIES". | 55,851 | NO | 7/11/2011 | 2012-09-06 | PROPERLY EXPENDED |
|
UNIVERSITY OF CAMBRIDGE |
UNIVERSITY OF CAMBRIDGE CAMBRIDGE, CB2 1TN UK |
2011-05-09 | 224,153 | FOR TRAINING AND TREATMENT RELATED TO FIVE PANEL PAINTINGS. | 20,838 | NO | N/A | 2012-09-06 | PROPERLY EXPENDED |
|
THE UNIVERSITY OF EDINBURGH |
20 CHAMBERS STREET EDINBURGH, EH1 1JZ UK |
2006-04-17 | 440,000 | FOR THE LAUNCH, PILOT ISSUE AND FIRST FIVE YEARS OF PUBLICATION | 283,883 | NO | 8/31/2011 | 2012-09-06 | PROPERLY EXPENDED |
|
UNIVERSITY OF GLASGOW |
UNIVERSITY OF GLASGOW GLASGOW, G12 8QQ UK |
2010-06-10 | 147,528 | FOR THE ESTABLISHMENT OF AN INT'L RESEARCH NETWORK AT THE NEWLY ESTABLISHED CENTRE FOR TEXTILE CON. | 12,314 | NO | 10/4/2011 | 2012-09-06 | PROPERLY EXPENDED |
|
UNIV OF THE WITWATERSRAND FOUNDATION |
POBOX 107 WITS JOHANNESBURG, 2050 SF |
2010-05-27 | 75,000 | FOR PARTICIPANTS FROM AFRICA, SOUTHEAST ASIA, INDIA AND SOUTH AMERICA TO ATTEND THE CIHA COLLOQUIUM. | 75,000 | NO | 9/30/2011 | 2012-09-06 | PROPERLY EXPENDED OR REFUNDED |
|
VERLAG C H BECK |
WILHELMSTRASSE 9 MUNICH, 80801 GM |
2006-03-15 | 54,813 | FOR THE PUBLICATION OF JACOB BURCKHARDT'S LECTURES ON THE RENAISSANCE PERIOD. | 38,420 | NO | 4/11/2011 | 2012-09-06 | PROPERLY EXPENDED |
|
VICTORIA AND ALBERT MUSEUM |
CROMWELL ROAD SOUTH KENSINGTON LONDON, SW7 2RL UK |
2008-07-02 | 71,909 | FOR THE SYMPOSIUM "CROSSING BORDERS CONSERVATION, SCIENCE". | 71,909 | NO | 1/17/2012 | 2012-09-06 | PROPERLY EXPENDED OR REFUNDED |
|
VICTORIA AND ALBERT MUSEUM |
CROMWELL ROAD SOUTH KENSINGTON LONDON, SW7 2RL UK |
2008-09-19 | 50,000 | FOR THE PUBLICATION OF A CATALOGUE OF THE FRENCH FURNITURE COLLECTION. | 50,000 | NO | 10/24/2011 | 2012-09-06 | PROPERLY EXPENDED |
| Identifier | Return Reference | Explanation |
|---|---|---|
| Depreciation Expense | Depreciation and Depletion, Part I, Line 19 | Historical Prior Yr Accum Depreciation Cost Depreciation Expense Land and Improvements $72,145,167 $9,938,345 $1,443,943 Buildings and Leasehold Improv $1,603,958,573 $491,629,732 $40,650,505 Furniture and Equipment $67,282,469 $35,941,218 $4,475,721 Construction in Progress $20,720,163 $0 $0 _________________________________________________________________________ Total: $1,764,106,372 $537,509,295 $46,570,169 |
| Land, Building and Equipment | Part II, Line 14 | COST DEPREC. BOOK VAL. MRKT VAL. LAND AND IMPROVEMENTS $72,145,167 $11,382,288 $60,762,880 $67,336,226 BUILDINGS AND LEASE IMPRVMNTS $1,603,958,573 $532,280,237 $1,071,678,337 $1,071,678,337 FURNITURE AND EQUIPMENT $67,282,468 $40,416,940 $26,865,529 $33,931,316 CONSTRUCTION IN PROGRESS $20,720,163 $0 $20,720,163 $20,720,163 _________________________________________________________________________ TOTALS $1,764,106,372 $584,079,464 $1,180,026,908 $1,193,666,042 |
| Sale of business property | ASSET DESCRIPTION: METHOD OF SOLD TO: ACQUISITION: 1993 FORD CAB CREW PURCHASE SANTA MONICA AUTO 11708 WEST PICO BLVD LOS ANGELES, CA 90064 CIRCLE OF J. STELLA PURCHASE SOTHEBY'S ART 76 RUE DU FAUBOURG SAINT-HONORE, 75008 PARIS, FRANCE HUMIDITY CHAMBER PURCHASE LR ENVIROMENTAL 12902 SOUTH SPRING ST. LOS ANGELES, CA 90061 MADONNA AND CHILD ART PURCHASE SOTHEBY'S 76 RUE DU FAUBOURG SAINT-HONORE, 75008 PARIS, FRANCE FURNITURE PURCHASE HOME CONSIGNMENT CENTER 28758 THE OLD ROAD VALENCIA, CA 91355 FURNITURE PURCHASE HOME CONSIGNMENT CENTER 28758 THE OLD ROAD VALENCIA, CA 91355 WAREHOUSE PURCHASE MR. SCOTT BADER LARGENT GROUP 14093 BALBOA BOULEVARD SYLMAR, CA 91342 ALARM SYSTEM PURCHASE MR. SCOTT BADER LARGENT GROUP 14093 BALBOA BOULEVARD SYLMAR, CA 91342 OFFICE ART - CHIHULY PURCHASE SOTHEBY'S 1334 YORK AVENUE NEW YORK, NY 10021 ART PURCHASE SOTHEBY'S 1334 YORK AVENUE NEW YORK, NY 10021 COMPUTERS PURCHASE EMPLOYEES (NON-DISQUALIFIED PERSONS) 1200 GETTY CENTER DRIVE, SUITE 401 LOS ANGELES, CA 90049 WAREHOUSE PURCHASE MR. SCOTT BADER LARGENT GROUP 14093 BALBOA BOULEVARD SYLMAR, CA 91342 | |
| EXPENDITURE RESPONSIBILITY GRANTS | PART VII-B, QUESTION 5(C) | IN ACCORDANCE WITH IRS REGULATION 53.4945-5(D)(2), THE FOLLOWING INFORMATION IS PROVIDED REGARDING GRANTS MADE OR OUTSTANDING DURING THE YEAR TO ORGANIZATIONS NOT QUALIFYING UNDER IRC 509(A)(1), 509(A)(2), 509(A)(3) OR 4940(D)(2). FOR EACH EXPENDITURE RESPONSIBILITY GRANT, THE (1) NAME AND ADDRESS OF THE GRANTEE, (2) DATE AND AMOUNT OF THE GRANT, (3) PURPOSE OF THE GRANT, (4) AMOUNTS EXPENDED BY THE GRANTEE (BASED ON THE MOST RECENT REPORT RECEIVED FROM THE GRANTEE), (5) DATES OF ANY REPORTS RECEIVED FROM THE GRANTEE, (6) DATE AND RESULTS OF ANY VERIFICATION OF THE GRANTEE'S REPORTS UNDERTAKEN BY OR AT THE DIRECTION OF THE J. PAUL GETTY TRUST AND (7) WHETHER, TO THE KNOWLEDGE OF THE J. PAUL GETTY TRUST, IF THE GRANTEE HAS DIVERTED ANY FUNDS FROM THE PURPOSE OF THE GRANT. NOTE, TO THE BEST OF OUR KNOWLEDGE AND BELIEF, THERE WERE NO DIVERSIONS OF GRANT FUNDS BY ANY GRANTEE for ANY USE NOT IN FURTHERANCE OF A PURPOSE SPECIFIED IN THE GRANT. ALSO NOTE THAT FOR GRANTS APPROVED OR PAID IN THE CURRENT TAX YEAR, INFORMATION REGARDING THE AMOUNTS EXPENDED BY THE GRANTEE AND THE DATES OF ANY REPORTS RECEIVED FROM THE GRANTEE IS NOT AVAILABLE AT THE TIME OF THE FILING OF THIS RETURN. SEE ATTACHMENT 19 FOR FURTHER DETAILS. |
| Name of Bond | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| ALLSTATE LF GLB FN TRST | 208,082 | 208,082 |
| ALLY FINANCIAL INC | 198,548 | 198,548 |
| ALLY FINANCIAL INC | 112,375 | 112,375 |
| ALLY FINANCIAL INC | 109,000 | 109,000 |
| ALLY FINANCIAL INC | 105,493 | 105,493 |
| ALLY FINANCIAL INC | 100,597 | 100,597 |
| ALTRIA GROUP INC | 138,377 | 138,377 |
| AMER EXPRESS CREDIT CO | 208,338 | 208,338 |
| AMERICAN EXPRESS BK FSB | 311,196 | 311,196 |
| AMTRUST FINANCIAL SERVIC | 349,500 | 349,500 |
| AMYLIN PHARMACEUTICALS | 356,562 | 356,562 |
| ANZ NATIONAL INTL NZ | 314,301 | 314,301 |
| ARCHER DANIELS | 402,000 | 402,000 |
| BANCO SANTANDER BRASIL | 98,750 | 98,750 |
| BANK OF AMERICA CORP | 323,757 | 323,757 |
| BANK OF CHINA HONG KONG | 108,008 | 108,008 |
| BANK OF MONTREAL | 105,824 | 105,824 |
| BANK OF SCOTLAND PLC | 1,023,467 | 1,023,467 |
| BARCLAYS BANK PLC | 715,213 | 715,213 |
| BIOMARIN PHARMACEUTICAL | 204,000 | 204,000 |
| BIOMED REALTY LP | 756,437 | 756,437 |
| BOSTON PROPERTIES LP | 285,625 | 285,625 |
| BOSTON PROPERTIES LP | 54,250 | 54,250 |
| BROADSOFT INC | 195,972 | 195,972 |
| CADENCE DESIGN SYS INC | 1,481,444 | 1,481,444 |
| CHESAPEAKE ENERGY CORP | 182,750 | 182,750 |
| CIENA CORP | 333,750 | 333,750 |
| CITIGROUP CAPITAL XXI | 200,500 | 200,500 |
| CITIGROUP INC | 822,623 | 822,623 |
| CITIGROUP INC | 647,254 | 647,254 |
| CNO FINANCIAL GROUP INC | 312,250 | 312,250 |
| COCA COLA ENTERPRISES | 301,245 | 301,245 |
| CONTINENTAL AIRLINES INC | 205,500 | 205,500 |
| CONVERGYS CORP | 979,875 | 979,875 |
| CSG GUERNSEY I LTD | 907,630 | 907,630 |
| CSG SYSTEMS INTL INC | 309,686 | 309,686 |
| CSN RESOURCES SA | 216,660 | 216,660 |
| CUBIST PHARMACEUTICALS | 1,151,000 | 1,151,000 |
| DEALERTRACK HOLDINGS INC | 422,000 | 422,000 |
| DELL INC | 515,340 | 515,340 |
| DENDREON CORP | 486,500 | 486,500 |
| DFC GLOBAL CORP | 161,438 | 161,438 |
| DFC GLOBAL CORP | 287,500 | 287,500 |
| DIGITAL RIVER INC | 93,375 | 93,375 |
| DISH DBS CORP | 526,250 | 526,250 |
| DISH DBS CORP | 321,750 | 321,750 |
| E.I. DU PONT DE NEMOURS | 68,536 | 68,536 |
| EL PASO CORPORATION | 112,238 | 112,238 |
| ELECTRONIC ARTS INC | 437,500 | 437,500 |
| ENTERGY CORP | 308,394 | 308,394 |
| FIDELITY NATL FINANCIAL | 388,938 | 388,938 |
| FORD MOTOR CREDIT CO LLC | 550,445 | 550,445 |
| FORD MOTOR CREDIT CO LLC | 222,502 | 222,502 |
| GAZPROM (GAZ CAPITAL SA) | 108,495 | 108,495 |
| GAZPROM (GAZ CAPITAL SA) | 103,718 | 103,718 |
| GENERAL CABLE CORP | 1,119,813 | 1,119,813 |
| GILEAD SCIENCES INC | 905,625 | 905,625 |
| GOLDMAN SACHS GROUP INC | 978,412 | 978,412 |
| GOLDMAN SACHS GROUP INC | 196,010 | 196,010 |
| GREENBRIER COS INC | 132,188 | 132,188 |
| HANDY + HARMAN | 1,142,326 | 1,142,326 |
| HEALTH CARE REIT INC | 710,250 | 710,250 |
| HUMAN GENOME SCIENCES | 298,437 | 298,437 |
| ILLUMINA INC | 736,313 | 736,313 |
| INTEGRA LIFESCIENCES HLD | 623,188 | 623,188 |
| INTERDIGITAL INC | 679,875 | 679,875 |
| INTEROIL CORP | 234,688 | 234,688 |
| JAGUAR MINING INC | 122,500 | 122,500 |
| JPMORGAN CHASE + CO | 311,453 | 311,453 |
| KAMAN CORP | 226,750 | 226,750 |
| KELLOGG CO | 203,738 | 203,738 |
| KINROSS GOLD CORP | 197,750 | 197,750 |
| LAM RESEARCH CORP | 143,625 | 143,625 |
| LEHMAN BROTHERS HOLDINGS | 187,000 | 187,000 |
| LIBERTY INTERACTIVE LLC | 624,250 | 624,250 |
| LIBERTY INTERACTIVE LLC | 384,125 | 384,125 |
| LINEAR TECHNOLOGY CORP | 619,500 | 619,500 |
| LLOYDS TSB BANK PLC | 104,984 | 104,984 |
| MAJAPAHIT HOLDING BV | 114,250 | 114,250 |
| MERRILL LYNCH + CO | 326,325 | 326,325 |
| MGIC INVESTMENT CORP | 85,000 | 85,000 |
| MGM RESORTS INTL | 1,140,000 | 1,140,000 |
| MICRON TECHNOLOGY INC | 690,938 | 690,938 |
| MOLINA HEALTHCARE INC | 55,125 | 55,125 |
| MONUMENTAL GLOBAL FUNDNG | 207,024 | 207,024 |
| NATIONAL AUSTRALIA BANK | 312,579 | 312,579 |
| NATIONAL FINANCIAL PARTN | 122,625 | 122,625 |
| NEWMONT MINING CORP | 530,500 | 530,500 |
| NOBLE GROUP LTD | 96,500 | 96,500 |
| NORTHGATE MINERALS CORP | 704,438 | 704,438 |
| NOVELLUS SYSTEMS INC | 798,688 | 798,688 |
| NUANCE COMMUNICATIONS | 110,375 | 110,375 |
| ONYX PHARMACEUTICALS INC | 181,875 | 181,875 |
| OWENS BROCKWAY | 334,250 | 334,250 |
| PEABODY ENERGY CORP | 102,250 | 102,250 |
| PETROBRAS INTL FIN CO | 431,108 | 431,108 |
| PETROBRAS INTL FIN CO | 332,538 | 332,538 |
| PHOTRONICS INC | 194,500 | 194,500 |
| PRICELINE.COM INC | 316,125 | 316,125 |
| PRINCIPAL LIFE INC FDG | 331,095 | 331,095 |
| PRINCIPAL LIFE INC FDG | 207,468 | 207,468 |
| PSS WORLD MEDICAL INC | 234,250 | 234,250 |
| RAMBUS INC | 395,500 | 395,500 |
| RAS LAFFAN LNG II | 229,895 | 229,895 |
| REGENERON PHARMACEUTICAL | 226,875 | 226,875 |
| REGIS CORP | 774,750 | 774,750 |
| ROYAL BK OF SCOTLAND PLC | 101,857 | 101,857 |
| ROYAL GOLD INC | 419,000 | 419,000 |
| RUSSIAN RR(RZD CAP) | 213,820 | 213,820 |
| SALIX PHARMACEUTICALS LT | 224,700 | 224,700 |
| SANDISK CORP | 977,312 | 977,312 |
| SANTANDER ISSUANCES | 646,986 | 646,986 |
| SLH OPEN POSITION NET ASSET | 10,742 | 10,742 |
| SOCIETE GENERALE | 1,451,655 | 1,451,655 |
| TAKE TWO INTERACTIVE SOF | 218,750 | 218,750 |
| TELECOMMUNICATION SYSTEM | 288,750 | 288,750 |
| TELEFLEX INC | 699,750 | 699,750 |
| TIBCO SOFTWARE INC | 728,438 | 728,438 |
| TIVO INC | 641,250 | 641,250 |
| UBS AG STAMFORD CT | 110,776 | 110,776 |
| UNITED TECHNOLOGIES CORP | 1,003,550 | 1,003,550 |
| UNITED THERAPEUTICS CORP | 657,938 | 657,938 |
| VERIZON COMMUNICATIONS | 207,222 | 207,222 |
| VIRGIN MEDIA INC | 598,000 | 598,000 |
| VOLCANO CORP | 241,500 | 241,500 |
| WACHOVIA CAP TRUST III | 1,910,000 | 1,910,000 |
| WELLS FARGO + COMPANY | 760,994 | 760,994 |
| XILINX INC | 513,000 | 513,000 |
| Name of Stock | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| ABIOMED INC | 490,630 | 490,630 |
| ACHILLION PHARMACEUTICALS | 332,320 | 332,320 |
| ACQUITY GROUP LTD SP ADR | 76,830 | 76,830 |
| ADA ES INC | 441,438 | 441,438 |
| ADANI ENTERPRISES LTD | 222,021 | 222,021 |
| ADV INFO SRVC RG/AFFILIATED MN | 256,016 | 256,016 |
| AIA GROUP LTD | 2,790,462 | 2,790,462 |
| AJINOMOTO CO INC | 1,165,409 | 1,165,409 |
| ALLIANCE DATA SYSTEMS CORP | 2,072,250 | 2,072,250 |
| ALLOT COMMUNICATIONS LTD | 417,900 | 417,900 |
| AMERICA S CAR MART INC | 248,640 | 248,640 |
| AMERICAN EAGLE OUTFITTERS | 1,480,539 | 1,480,539 |
| AMERICAN SAFETY INS HOLDINGS | 468,750 | 468,750 |
| AMERICAN VANGUARD CORP | 478,620 | 478,620 |
| AMERIGON INC | 304,485 | 304,485 |
| AMG CAPITAL TRUST II | 195,292 | 195,292 |
| ANDRITZ AG/AMTRUST/AMYLIN | 2,397,014 | 2,397,014 |
| ANGLO AMERICAN PLC | 284,987 | 284,987 |
| ANHANGUERA EDUCACIONAL PARTI | 105,269 | 105,269 |
| ARCTIC CAT INC/AOL/ARCHER | 325,986 | 325,986 |
| ARQULE INC | 109,705 | 109,705 |
| ASML HOLDING NV | 2,372,200 | 2,372,200 |
| ASML HOLDING NV NY REG SHS | 341,737 | 341,737 |
| ASOS PLC | 158,688 | 158,688 |
| ASPEN INSURANCE HLDS LTD | 404,570 | 404,570 |
| ASSA ABLOY AB B | 2,117,751 | 2,117,751 |
| ASSISTED LIVING CONCEPTS I A | 880,019 | 880,019 |
| ASUSTEK COMPUTER INC | 454,241 | 454,241 |
| AZRIELI GROUP/AURICO GOLD INC | 451,695 | 451,695 |
| B/E AEROSPACE INC | 1,209,818 | 1,209,818 |
| BAJAJ AUTO LTD | 530,631 | 530,631 |
| BANCO BRADESCO ADR | 1,308,263 | 1,308,263 |
| BANCO BTG PACTUAL SA | 199,549 | 199,549 |
| BANK MANDIRI TBK PT | 428,765 | 428,765 |
| BANK OF CHINA LTD H | 1,086,905 | 1,086,905 |
| BANK RAKYAT INDONESIA PERSER | 122,031 | 122,031 |
| BARCLAYS PLC | 1,975,902 | 1,975,902 |
| BARRICK GOLD CORP | 341,887 | 341,887 |
| BASIC ENERGY SERVICES INC | 249,744 | 249,744 |
| BAYER AG REG | 1,419,444 | 1,419,444 |
| BAYERISCHE MOTOREN WERKE AG | 1,118,095 | 1,118,095 |
| BAZAARVOICE INC | 70,980 | 70,980 |
| BBCN BANCORP INC | 894,722 | 894,722 |
| BCD SEMICONDUCTOR MANUFA ADR | 99,561 | 99,561 |
| BEBE STORES INC | 224,821 | 224,821 |
| BEIJING ENTERPRISES HLDGS | 848,250 | 848,250 |
| BEXIL CORP | 903,000 | 903,000 |
| BG GROUP PLC | 1,170,378 | 1,170,378 |
| BHARTI AIRTEL LTD | 300,821 | 300,821 |
| BILFINGER/BIOMARIN/BIOMED | 33,192 | 33,192 |
| BLACK DIAMOND INC | 237,195 | 237,195 |
| BNP PARIBAS | 766,699 | 766,699 |
| BOINGO WIRELESS/BOSTON PROP. | 110,161 | 110,161 |
| BRAVO BRIO RESTAURANT GROUP | 222,875 | 222,875 |
| BRIGHTCOVE | 300,425 | 300,425 |
| BUNGE LTD/BROADSOFT INC | 328,460 | 328,460 |
| CAE INC | 448,200 | 448,200 |
| CALLAWAY GOLF CO | 420,619 | 420,619 |
| CALLIDUS SOFTWARE INC | 409,854 | 409,854 |
| CALLON PETROLEUM CO | 319,074 | 319,074 |
| CAMECO CORP/CADENCE DESIGN | 556,451 | 556,451 |
| CANON INC | 479,966 | 479,966 |
| CARIBOU COFFEE CO INC | 274,983 | 274,983 |
| CARRIZO OIL + GAS INC | 924,624 | 924,624 |
| CELADON GROUP INC | 556,920 | 556,920 |
| CELANESE CORP SERIES A | 612,774 | 612,774 |
| CENOVUS ENERGY INC | 149,236 | 149,236 |
| CENTERPOINT ENERGY INC | 1,249,487 | 1,249,487 |
| CHEFS WAREHOUSE INC/THE | 306,850 | 306,850 |
| CHEVIOT FINANCIAL/CHESAPEAKE | 414,474 | 414,474 |
| CHICAGO RIVET + MACHINE CO | 648,656 | 648,656 |
| CHINA CONSTRUCTION BANK H | 647,571 | 647,571 |
| CHINA MENGNIU DAIRY CO | 306,948 | 306,948 |
| CHINA PETROLEUM + CHEMICAL H | 852,367 | 852,367 |
| CHINA SHENHUA ENERGY CO H | 650,022 | 650,022 |
| CIE FINANCIERE RICHEMON BR A | 865,646 | 865,646 |
| CIMB GROUP HOLDINGS BHD/CIENA | 484,063 | 484,063 |
| CITIGROUP CAPITAL XIII | 2,456,100 | 2,456,100 |
| CITIGROUP INC | 316,135 | 316,135 |
| CLAIRVEST GROUP INC | 1,181,886 | 1,181,886 |
| CLOVIS ONCOLOGY INC | 481,296 | 481,296 |
| COMERICA INC/CNO FINANCIAL | 1,101,559 | 1,101,559 |
| COMMERCIAL VEHICLE GROUP INC | 183,606 | 183,606 |
| COMMUNICATIONS SYSTEMS INC | 660,024 | 660,024 |
| COMPAGNIE DE SAINT GOBAIN | 626,950 | 626,950 |
| COVENTRY HEALTH CARE/CONVERGYS | 1,024,597 | 1,024,597 |
| CRANE CO | 1,008,817 | 1,008,817 |
| CROWN HOLDINGS/CSG/CUBIST | 276,360 | 276,360 |
| CVD EQUIPMENT CORP | 252,056 | 252,056 |
| DAIMLER AG REGISTERED SHARES | 1,430,502 | 1,430,502 |
| DANONE | 1,165,861 | 1,165,861 |
| DATALINK CORP | 174,765 | 174,765 |
| DAUM COMMUNICATIONS CORP | 241,515 | 241,515 |
| DBS GROUP HOLDINGS/DEALERTRACK | 153,553 | 153,553 |
| DELTA ELECTRONICS INC | 228,124 | 228,124 |
| DELTIC TIMBER CORP | 1,156,669 | 1,156,669 |
| DENBURY RESOURCES INC | 1,125,091 | 1,125,091 |
| DENSO CORP/DENDREON CORP | 854,326 | 854,326 |
| DENTSPLY INTERNATIONAL INC | 1,788,035 | 1,788,035 |
| DEUTSCHE BANK AG REGISTERED | 166,155 | 166,155 |
| DEUTSCHE WOHNEN AG BR | 475,311 | 475,311 |
| DIAGEO PLC/DFC GLOBAL/DIGITAL | 567,925 | 567,925 |
| DLF LTD | 278,852 | 278,852 |
| DONGFENG MOTOR GRP CO LTD H | 362,054 | 362,054 |
| DXP ENTERPRISES INC | 838,098 | 838,098 |
| EADS NV | 1,149,595 | 1,149,595 |
| EAST WEST BANCORP INC | 209,461 | 209,461 |
| EASTERN INSURANCE HOLDINGS | 1,964,996 | 1,964,996 |
| ELAN CORP PLC SPONS ADR | 1,389,114 | 1,389,114 |
| ELLIE MAE INC/ELECTRONIC ARTS | 65,340 | 65,340 |
| ENCANA CORP | 463,740 | 463,740 |
| ENSCO PLC CL A | 785,338 | 785,338 |
| ENVESTNET INC | 303,600 | 303,600 |
| EPSILON ENERGY LTD | 1,453,576 | 1,453,576 |
| ESPEY MFG + ELECTRONICS CORP | 524,880 | 524,880 |
| EVEREST RE GROUP LTD | 1,508,884 | 1,508,884 |
| EVOLUTION PETROLEUM CORP | 941,586 | 941,586 |
| EVRAZ PLC | 41,707 | 41,707 |
| EXA CORP | 162,333 | 162,333 |
| EXCEL TRUST INC | 39,438 | 39,438 |
| FABRINET | 178,210 | 178,210 |
| FANUC CORP | 827,735 | 827,735 |
| FARO TECHNOLOGIES INC | 458,672 | 458,672 |
| FAST RETAILING CO LTD | 398,045 | 398,045 |
| FIFTH THIRD BANCORP/FIDELITY | 373,488 | 373,488 |
| FIRST OF LONG ISLAND CORP | 1,296,321 | 1,296,321 |
| FIRST REPUBLIC BANK/SAN FRAN | 912,240 | 912,240 |
| FIRSTCITY FINANCIAL CORP | 252,087 | 252,087 |
| FIRSTGROUP PLC | 492,525 | 492,525 |
| FLEETCOR TECHNOLOGIES INC | 1,069,421 | 1,069,421 |
| FOOT LOCKER INC | 1,989,535 | 1,989,535 |
| FORMICA BERMUDA HOLDINGS LTD | 5,603 | 5,603 |
| FORTINET INC | 875,626 | 875,626 |
| FRANCESCAS HOLDINGS CORP | 391,645 | 391,645 |
| FUCHS PETROLUB AG PFD | 812,592 | 812,592 |
| FUGRO NV CVA | 926,021 | 926,021 |
| GARDNER DENVER INC | 1,047,089 | 1,047,089 |
| GAZPROM OAO SPON ADR | 1,402,181 | 1,402,181 |
| GDF SUEZ | 114,245 | 114,245 |
| GEMALTO/GENERAL CABLE CORP | 362,649 | 362,649 |
| GENESIS LAND DEVELOPMENT CO | 1,267,694 | 1,267,694 |
| GENPACT LTD | 1,117,536 | 1,117,536 |
| GENTING BHD | 222,127 | 222,127 |
| GEORGIA GULF CORP | 428,689 | 428,689 |
| GKN PLC/GILEAD SCIENCES INC | 1,060,174 | 1,060,174 |
| GLAXOSMITHKLINE PLC | 680,864 | 680,864 |
| GLENCORE INTERNATIONAL PLC | 118,670 | 118,670 |
| GOLDCORP INC | 15,032 | 15,032 |
| GOOGLE INC CL A | 2,756,493 | 2,756,493 |
| GORDMANS STORES/GREENBRIER | 347,640 | 347,640 |
| GREENE COUNTY BANCORP INC | 203,325 | 203,325 |
| GREENWAY MEDICAL TECHNOLOGIE | 192,458 | 192,458 |
| GRUPO FINANCIERO INBURSA O | 418,700 | 418,700 |
| HALLWOOD GROUP INC | 94,892 | 94,892 |
| HARMONY GOLD MINING CO LTD | 59,864 | 59,864 |
| HARMONY GOLD MNG SPON ADR | 59,220 | 59,220 |
| HDFC BANK LIMITED | 102,950 | 102,950 |
| HDFC BANK LTD ADR | 345,560 | 345,560 |
| HEALTHSTREAM/ HEALTH CARE REIT | 119,230 | 119,230 |
| HEIDELBERGCEMENT AG | 884,229 | 884,229 |
| HENNES + MAURITZ AB B SHS | 1,633,670 | 1,633,670 |
| HERITAGE FINANCIAL GROUP INC | 1,001,286 | 1,001,286 |
| HERTZ GLOBAL HOLDINGS INC | 1,230,208 | 1,230,208 |
| HITACHI LTD | 1,342,775 | 1,342,775 |
| HKT TRUST AND HKT LTD | 230,065 | 230,065 |
| HOLCIM LTD REG | 532,792 | 532,792 |
| HOLOGIC INC | 965,862 | 965,862 |
| HOME FEDERAL BANCORP INC/MD | 1,170,330 | 1,170,330 |
| HON HAI PRECISION INDUSTRY | 161,539 | 161,539 |
| HOUSING DEVELOPMENT FINANCE | 166,298 | 166,298 |
| HSBC HOLDINGS PLC | 1,707,109 | 1,707,109 |
| HSBC HOLDINGS PLC | 1,275,557 | 1,275,557 |
| HUBBELL INC CL B | 1,921,221 | 1,921,221 |
| HUNTINGTON BANC/HUMAN GENOME | 126,159 | 126,159 |
| HYPERMARCAS SA | 498,100 | 498,100 |
| HYUNDAI MOBIS | 1,518,276 | 1,518,276 |
| ICG GROUP INC | 239,575 | 239,575 |
| ICICI BANK LTD SPON ADR | 1,319,087 | 1,319,087 |
| IDEX CORP | 1,128,471 | 1,128,471 |
| IDEXX LABORATORIES INC | 1,429,453 | 1,429,453 |
| IHS INC CLASS A | 1,354,705 | 1,354,705 |
| ILUKA RESOURCES LTD/ILLUMINA | 110,058 | 110,058 |
| IMPERIAL TOBACCO GROUP PLC | 1,676,489 | 1,676,489 |
| IMPERVA INC | 312,380 | 312,380 |
| IMPERVA INC | 213,268 | 213,268 |
| IND + COMM BK OF CHINA H | 1,600,740 | 1,600,740 |
| INDUSIND BANK LTD | 623,693 | 623,693 |
| INFOBLOX INC | 272,867 | 272,867 |
| INFORMATICA CORP | 1,571,132 | 1,571,132 |
| INMET MINING CORPORATION | 425,712 | 425,712 |
| INNERWORKINGS/INTEGRA/INTERDIG | 259,931 | 259,931 |
| INTACT FINANCIAL CORP | 186,542 | 186,542 |
| INTERXION HOLDING NV/INTEROIL | 67,054 | 67,054 |
| ITAU UNIBANCO HLDNG PREF ADR | 161,472 | 161,472 |
| ITAUSA INVESTIMENTOS ITAU PR | 278,370 | 278,370 |
| IXIA/JAGUAR MINING INC | 251,638 | 251,638 |
| JARDINE MATHESON HLDGS LTD | 193,600 | 193,600 |
| JDS UNIPHASE CORP | 734,800 | 734,800 |
| JONES LANG LASALLE INC | 1,291,993 | 1,291,993 |
| KAKAKU.COM INC | 409,601 | 409,601 |
| KENEXA CORP/KAMAN CORP | 300,842 | 300,842 |
| KEYCORP | 782,092 | 782,092 |
| KEYENCE CORP | 767,194 | 767,194 |
| KIRKLAND S INC | 249,750 | 249,750 |
| KONINKLIJKE DSM NV | 1,173,172 | 1,173,172 |
| KOTAK MAHINDRA BANK LTD | 240,951 | 240,951 |
| KURITA WATER INDUSTRIES LTD | 195,695 | 195,695 |
| LABRADOR IRON ORE ROYALTY CO | 540,291 | 540,291 |
| LANDSTAR SYSTEM/LAM RESEARCH | 684,187 | 684,187 |
| LAZARD LTD CL A | 1,170,330 | 1,170,330 |
| LEE + MAN PAPER MANUFACTURIN | 445,762 | 445,762 |
| LI + FUNG LTD | 257,774 | 257,774 |
| LINDE AG/LINEAR TECHNOLOGY | 428,077 | 428,077 |
| LINKEDIN CORP A | 1,766,845 | 1,766,845 |
| LIQUIDITY SERVICES INC | 394,163 | 394,163 |
| LUKOIL OAO SPON ADR | 65,501 | 65,501 |
| LVMH MOET HENNESSY LOUIS VUI | 950,902 | 950,902 |
| M/I HOMES INC | 413,948 | 413,948 |
| MAGELLAN PETROLEUM CORP | 89,946 | 89,946 |
| MAGNACHIP SEMICONDUCT | 148,668 | 148,668 |
| MAGNIT OJSC SPON GDR REGS | 221,329 | 221,329 |
| MARTEN TRANSPORT LTD | 431,578 | 431,578 |
| MCRAE INDUSTRIES CL A | 290,141 | 290,141 |
| MERIDIAN INTERSTATE BANCORP | 1,357,200 | 1,357,200 |
| METLIFE INC | 495,921 | 495,921 |
| METTLER TOLEDO INTERNATIONAL | 1,009,129 | 1,009,129 |
| MICHAEL KORS/MGIC INVESTMENTS | 402,499 | 402,499 |
| MICHELIN (CGDE) | 218,466 | 218,466 |
| MILLS ESTRUTURAS E SERVICOS | 84,778 | 84,778 |
| MISTRAS GROUP INC/MICRON TECH | 158,379 | 158,379 |
| MITSUBISHI CORP | 520,065 | 520,065 |
| MOLINA HEALTHCARE INC | 258,060 | 258,060 |
| MONDI PLC | 111,142 | 111,142 |
| MOVADO GROUP INC | 457,866 | 457,866 |
| MULTIMEDIA GAMES HOLDING CO | 448,000 | 448,000 |
| MURATA MANUFACTURING CO LTD | 2,030,894 | 2,030,894 |
| NANOMETRICS/NATIONAL FINANCIAL | 193,400 | 193,400 |
| NATIONAL GRID PLC | 876,197 | 876,197 |
| NESTLE SA REG | 2,112,813 | 2,112,813 |
| NETSPEND HOLDINGS INC | 292,242 | 292,242 |
| NEW ULM TELECOM INC | 186,336 | 186,336 |
| NEWCREST MINING LTD | 166,012 | 166,012 |
| NEWLINK GENETICS CORP | 272,636 | 272,636 |
| NEXTERA ENERGY/NEWMONT MINING | 123,621 | 123,621 |
| NINE DRAGONS PAPER HOLDINGS | 171,136 | 171,136 |
| NINTENDO CO LTD | 857,877 | 857,877 |
| NOVARTIS AG REG | 499,602 | 499,602 |
| NOVO NORDISK A/S B | 2,491,243 | 2,491,243 |
| NQ MOBILE INC ADR | 149,058 | 149,058 |
| NU SKIN ENTERPRISES INC A | 745,710 | 745,710 |
| NUANCE COMMUNICATIONS INC | 1,161,487 | 1,161,487 |
| NUPATHE INC | 97,929 | 97,929 |
| NXP SEMICONDUCTORS NV | 683,783 | 683,783 |
| O REILLY AUTOMOTIVE INC | 1,390,582 | 1,390,582 |
| OBAGI MEDICAL PRODUCTS INC | 561,936 | 561,936 |
| OCI CO LTD | 206,727 | 206,727 |
| OCZ TECHNOLOGY GROUP INC | 334,960 | 334,960 |
| OI SA | 107,728 | 107,728 |
| OI SA ADR | 681,711 | 681,711 |
| OI SA ADR | 69,462 | 69,462 |
| OI SA PREFERENCE | 607,223 | 607,223 |
| OIL SEARCH LTD | 1,169,958 | 1,169,958 |
| OLAM INTERNATIONAL LTD | 260,041 | 260,041 |
| OMEROS CORP | 353,000 | 353,000 |
| ON ASSIGNMENT INC | 571,368 | 571,368 |
| ON SEMICONDUCTOR CORPORATION | 560,829 | 560,829 |
| ORACLE CORP JAPAN/ONYX PHARMAC | 111,576 | 111,576 |
| ORITANI FINANCIAL CORP | 1,798,750 | 1,798,750 |
| OWENS CORNING/OWENS IL INC | 697,184 | 697,184 |
| PACER INTERNATIONAL INC | 311,108 | 311,108 |
| PACIRA PHARMACEUTICALS INC | 611,124 | 611,124 |
| PACKAGING CORP OF AMERICA | 1,312,313 | 1,312,313 |
| PERNOD RICARD SA/PHOTRONICS | 2,232,676 | 2,232,676 |
| PIONEER ENERGY SERVICES CORP | 330,755 | 330,755 |
| PPL CORPORATION | 34,981 | 34,981 |
| PPL CORPORATION | 358,249 | 358,249 |
| PREMIER OIL PLC | 170,704 | 170,704 |
| PROCERA NETWORKS/PRICELINE.COM | 738,529 | 738,529 |
| PROGRESSIVE WASTE SOLUTIONS | 686,796 | 686,796 |
| PROOFPOINT INC | 159,330 | 159,330 |
| PRUDENTIAL PLC/PSS WORLD MED. | 3,139,923 | 3,139,923 |
| QBE INSURANCE GROUP LTD | 332,648 | 332,648 |
| QIHOO 360 TECHNOLOGIES CO LT | 481,423 | 481,423 |
| QUIDEL CORP | 605,248 | 605,248 |
| RAILAMERICA INC | 670,340 | 670,340 |
| RALCORP HOLDINGS INC/RAMBUS | 1,784,334 | 1,784,334 |
| RAYMOND JAMES FINANCIAL INC | 1,170,666 | 1,170,666 |
| RDA MICROELECTRON SPON ADR | 214,856 | 214,856 |
| RED ROBIN GOURMET BURGERS | 292,896 | 292,896 |
| REGENERON PHARMACEUTICALS | ||
| REGIONAL MANAGEMENT/REGENERON | 108,320 | 108,320 |
| RELIANCE INDS SPONS GDR 144A | 354,093 | 354,093 |
| RELIANCE INDUSTRIES LTD | 18,501 | 18,501 |
| RENTRAK CORP/REGIS CORP | 6,455 | 6,455 |
| REPSOL RTS | 20,382 | 20,382 |
| REPSOL SA | 465,023 | 465,023 |
| RESOLUTE ENERGY CORP | 717,750 | 717,750 |
| RESPONSYS INC | 226,644 | 226,644 |
| RICHARDSON ELEC LTD | 1,541,250 | 1,541,250 |
| RIGNET INC | 359,973 | 359,973 |
| RIO TINTO PLC | 350,401 | 350,401 |
| ROADRUNNER TRANSPORTATION SY | 332,733 | 332,733 |
| ROCHE HOLDING AG GENUSSCHEIN | 2,963,468 | 2,963,468 |
| ROCKWELL MEDICAL INC | 288,610 | 288,610 |
| ROWAN COMPANIES PLC/ROYAL GOLD | 1,064,466 | 1,064,466 |
| RPX CORP | 168,053 | 168,053 |
| RYDER SYSTEM/SALIX PHARM. | 400,945 | 400,945 |
| SAMPO OYJ A SHS | 1,382,331 | 1,382,331 |
| SAMSONITE INTERNATIONAL SA | 377,430 | 377,430 |
| SAMSUNG C+T CORP | 138,640 | 138,640 |
| SAMSUNG ELECTR GDR REG S | 654,808 | 654,808 |
| SAMSUNG ELECTRONICS CO/SANDISK | 883,108 | 883,108 |
| SANDRIDGE ENERGY INC | 96,462 | 96,462 |
| SANDS CHINA LTD | 348,698 | 348,698 |
| SAP AG | 113,233 | 113,233 |
| SASOL LTD | 926,282 | 926,282 |
| SBERBANK SPONSORED ADR | 2,117,106 | 2,117,106 |
| SCHNEIDER ELECTRIC SA | 1,943,787 | 1,943,787 |
| SCHNITZER STEEL INDS INC A | 347,448 | 347,448 |
| SCICLONE PHARMACEUTICALS INC | 411,487 | 411,487 |
| SCIQUEST INC | 350,220 | 350,220 |
| SEADRILL LTD | 527,568 | 527,568 |
| SENECA FOODS CORP CL A | 1,008,750 | 1,008,750 |
| SES | 1,393,569 | 1,393,569 |
| SHANDONG WEIGAO GP MEDICAL H | 343,500 | 343,500 |
| SHANGHAI INDUSTRIAL HLDG LTD | 604,885 | 604,885 |
| SHENANDOAH TELECOMMUNICATION | 1,363,994 | 1,363,994 |
| SHIRE PLC | 1,198,208 | 1,198,208 |
| SHIRE PLC ADR | 518,340 | 518,340 |
| SHOE CARNIVAL INC | 914,915 | 914,915 |
| SIEMENS AG REG | 1,059,259 | 1,059,259 |
| SIGNET JEWELERS LTD | 1,374,432 | 1,374,432 |
| SINGAPORE TELECOM LTD | 284,812 | 284,812 |
| SJM HOLDINGS LTD | 1,122,982 | 1,122,982 |
| SK HYNIX INC GDS 144A/REG | 158,047 | 158,047 |
| SKULLCANDY INC | 274,510 | 274,510 |
| SKY MOBI LTD SP ADR | 18,263 | 18,263 |
| SKYWORKS SOLUTIONS INC | 1,226,997 | 1,226,997 |
| SMC CORP | 841,948 | 841,948 |
| SOFTBANK CORP | 3,974,836 | 3,974,836 |
| SOHU.COM INC | 174,096 | 174,096 |
| SONOVA HOLDING AG REG | 254,785 | 254,785 |
| SPECTRANETICS CORP | 834,802 | 834,802 |
| SPIRAX SARCO ENGINEERING PLC | 348,874 | 348,874 |
| SPS COMMERCE INC | 759,500 | 759,500 |
| STAAR SURGICAL CO | 259,518 | 259,518 |
| STANDARD CHARTERED PLC | 384,359 | 384,359 |
| STANLEY BLACK + DECKER INC | 16,065 | 16,065 |
| START TODAY CO LTD | 123,924 | 123,924 |
| STEEL PARTNERS HLDGS L P | 524,032 | 524,032 |
| SUMITOMO CORP | 730,427 | 730,427 |
| SUMITOMO ELECTRIC INDUSTRIES | 486,634 | 486,634 |
| SUMITOMO MITSUI FINANCIAL GR | 230,494 | 230,494 |
| SUPERIOR UNIFORM GROUP INC | 899,309 | 899,309 |
| SVENSKA HANDELSBANKEN A SHS | 837,415 | 837,415 |
| SWISSCOM AG REG | 367,708 | 367,708 |
| SYNERGETICS USA INC | 212,742 | 212,742 |
| SYNERGY PHARMACEUTICALS INC | 290,225 | 290,225 |
| SYNGENTA AG REG | 2,295,037 | 2,295,037 |
| SYNOVUS FINANCIAL CORP | 2,706 | 2,706 |
| SYNTEL INC | 479,530 | 479,530 |
| SYSMEX CORP | 806,743 | 806,743 |
| TAIWAN SEMICONDUCTOR/TAKE TWO | 511,216 | 511,216 |
| TANDY BRANDS ACCESSORIES INC | 45,775 | 45,775 |
| TANGOE INC/CT | 407,021 | 407,021 |
| TDK CORP | 136,358 | 136,358 |
| TELSTRA/TELEFLEX/TELECOMMUNICA | 295,482 | 295,482 |
| TELUS CORPORATION NON VOTE | 502,528 | 502,528 |
| TEMENOS GROUP AG REG | 65,692 | 65,692 |
| TERADYNE INC | 783,001 | 783,001 |
| TERRITORIAL BANCORP INC | 569,250 | 569,250 |
| TERUMO CORP | 167,515 | 167,515 |
| TESCO PLC | 105,493 | 105,493 |
| TESORO CORP | 1,997,050 | 1,997,050 |
| TESSCO TECHNOLOGIES/TIBCO | 330,873 | 330,873 |
| TILLY S INC CLASS A SHRS | 38,520 | 38,520 |
| TIMKEN CO/TIME WARNER INC | 641,808 | 641,808 |
| TINGYI (CAYMAN ISLN) HLDG CO | 132,868 | 132,868 |
| TOWN SPORTS INTERNATIONAL/TIVO | 28,892 | 28,892 |
| TRANSDIGM GROUP INC | 1,595,484 | 1,595,484 |
| TREND MICRO INC | 334,185 | 334,185 |
| TRIANGLE PETROLEUM CORP | 176,328 | 176,328 |
| TULLOW OIL PLC | 930,780 | 930,780 |
| UNITED FINANCIAL BANCORP INC | 459,973 | 459,973 |
| UNITED RENTALS INC | 1,227,482 | 1,227,482 |
| UNITED SPIRITS LTD | 98,340 | 98,340 |
| UNITED TECH./UNITED THERAPEUTI | 164,809 | 164,809 |
| UNIVERSAL SECURITY INSTRUMNT | 28,239 | 28,239 |
| UNIVERSAL STAINLESS + ALLOY | 304,140 | 304,140 |
| URBI DESARROLLOS URBANOS SAB | 52,900 | 52,900 |
| VALE SA PREF | 21,555 | 21,555 |
| VALE SA SP PREF ADR | 115,382 | 115,382 |
| VIENNA INSURANCE GROUP AG | 271,550 | 271,550 |
| VIEWPOINT FIN./VIRGIN MEDIA | 946,553 | 946,553 |
| VIRTUSA CORP | 196,245 | 196,245 |
| VITRAN CORP INC | 153,000 | 153,000 |
| VOCERA COMMUNICATIONS INC | 286,653 | 286,653 |
| VOCUS INC/VOLCANO CORP | 160,230 | 160,230 |
| VULCAN INTERNATIONAL CORP | 78,629 | 78,629 |
| WABASH NATIONAL CORP | 319,084 | 319,084 |
| WAGEWORKS INC | 275,598 | 275,598 |
| WARWICK VALLEY TELEPHONE CO | 667,659 | 667,659 |
| WASTE CONNECTIONS INC | 1,195,454 | 1,195,454 |
| WEB.COM GROUP INC | 399,376 | 399,376 |
| WEBSTER FINANCIAL CORP | 256,686 | 256,686 |
| WELLS FARGO + COMPANY | 982,404 | 982,404 |
| WESCO INTERNATIONAL INC | 1,477,309 | 1,477,309 |
| WESTFIELD FINANCIAL INC | 488,684 | 488,684 |
| WESTLAKE CHEMICAL CORP | 745,228 | 745,228 |
| WHITBREAD PLC | 912,895 | 912,895 |
| WHITE RIVER CAPITAL INC | 681,537 | 681,537 |
| WILLIAMS SONOMA INC | 1,425,377 | 1,425,377 |
| WOLSELEY PLC | 428,744 | 428,744 |
| WOLTERS KLUWER | 109,432 | 109,432 |
| WOOD GROUP (JOHN) PLC | 575,379 | 575,379 |
| WORLEYPARSONS LTD | 131,217 | 131,217 |
| WYNN MACAU LTD | 208,150 | 208,150 |
| YAHOO JAPAN CORP | 295,269 | 295,269 |
| YANDEX NV A/XILINX INC | 252,225 | 252,225 |
| YINGDE GASES GROUP COMPANY | 136,524 | 136,524 |
| ZHONGSHENG GROUP HOLDINGS | 238,666 | 238,666 |
| ZIGGO NV | 298,260 | 298,260 |
| ZILLOW INC | 436,519 | 436,519 |
| Category/ Item | Listed at Cost or FMV | Book Value | End of Year Fair Market Value |
|---|---|---|---|
| AFFINITY ASIA PACIFIC FUND III | 6,887,646 | 6,887,646 | |
| AMERICAN SECURITIES PARTNERS V | 18,647,544 | 18,647,544 | |
| AMERICAN SECURITIES PRTNRS IV | 8,418,680 | 8,418,680 | |
| ASIA ALT CAPITAL PART II | 4,823,364 | 4,823,364 | |
| ASIA OPPORTUNITY FUND II LP | 4,198,633 | 4,198,633 | |
| ASIA OPPORTUNITY FUND III | 2,076,329 | 2,076,329 | |
| AXIOM ASIA PRIVATE CAPITAL 1 | 15,898,066 | 15,898,066 | |
| AXIOM ASIA PRIVATE CAPITAL II | 5,833,372 | 5,833,372 | |
| BAIN CAPITAL ASIA FUND | 2,413,013 | 2,413,013 | |
| BAIN CAPITAL EUROPE FUND III | 2,973,988 | 2,973,988 | |
| BAIN CAPITAL FUND IX LP | 18,577,534 | 18,577,534 | |
| BAIN CAPITAL FUND VIII LP | 3,722,334 | 3,722,334 | |
| BAIN CAPITAL FUND X | 13,542,092 | 13,542,092 | |
| BAIN CAPITAL IX COINV FUND | 9,886,296 | 9,886,296 | |
| BERKSHIRE FUND VII LP | 10,346,552 | 10,346,552 | |
| BERKSHIRE FUND VIII A L P | 538,401 | 538,401 | |
| BRAZOS EQUITY FUND II LP | 7,822,073 | 7,822,073 | |
| BRAZOS EQUITY FUND III | 9,965,716 | 9,965,716 | |
| CARLYLE PARTNERS IV, L.P. | 14,222,114 | 14,222,114 | |
| CARLYLE PARTNERS V L.P. | 9,820,373 | 9,820,373 | |
| CASTANEA PARTNERS FUND III LP | 18,478,531 | 18,478,531 | |
| CENTRE CAPITAL INVESTORS | 748,213 | 748,213 | |
| CHINAAMC CHINA REN A SHARE F | 3,685,505 | 3,685,505 | |
| CJP II INTERNATIONAL LP | 4,405,509 | 4,405,509 | |
| CLAYTON DUBILIER + RICE FD VII | 17,016,162 | 17,016,162 | |
| CLAYTON DUBILIER +RICE FD VIII | 6,346,463 | 6,346,463 | |
| CRESTVIEW PARTNERS II LP | 7,398,910 | 7,398,910 | |
| CROWN EURO BO 2 | 4,327,049 | 4,327,049 | |
| ENDEAVOUR CAPITAL FUND IV LP | 11,855,280 | 11,855,280 | |
| ENDEAVOUR CAPITAL FUND V LP | 10,137,245 | 10,137,245 | |
| EURO CHOICE IV (SCOTLAND) | 2,989,682 | 2,989,682 | |
| FORTRESS INV FD IV CO INV | 8,668,800 | 8,668,800 | |
| FORTRESS INV FUND III | 8,947,816 | 8,947,816 | |
| FORTRESS INV IV (FUND A) | 12,993,316 | 12,993,316 | |
| FORTRESS INVESTMENT FD V LP | 15,088,408 | 15,088,408 | |
| FORTRESS INVESTMENT FUND III | 4,519,718 | 4,519,718 | |
| FORTRESS INVESTMENT FUND V | 5,794,264 | 5,794,264 | |
| GGC OPPORTUNITY FUND | 13,324,997 | 13,324,997 | |
| GILBERT GLOBAL EQ PARTNERS LP | 17,095,836 | 17,095,836 | |
| GOLDEN GATE CAPITAL MGMT II | 3,641,569 | 3,641,569 | |
| GREEN EQUITY INVESTORS V LP | 16,845,839 | 16,845,839 | |
| GSAMI CHINA FFUNS PLC | 4,285,035 | 4,285,035 | |
| HELLMAN + FRIEDMAN CAP PAR IV | 43,440 | 43,440 | |
| HELLMAN + FRIEDMAN CAP PART V | 21,133,678 | 21,133,678 | |
| HELLMAN+FRIEDMAN CAP PART VII | 2,016,146 | 2,016,146 | |
| HFCP VI LP VCOC ESCROW | 27,236,058 | 27,236,058 | |
| HIG CAPITAL PARTNERS III | 2,671,299 | 2,671,299 | |
| HIG CAPITAL PARTNERS IV | 11,311,648 | 11,311,648 | |
| HONY CAPITAL FUND 2008 | 8,852,630 | 8,852,630 | |
| INDUSTRIAL GROWTH PARTNERS III | 1,724,847 | 1,724,847 | |
| INDUSTRIAL GROWTH PARTNERS IV | 2,628,102 | 2,628,102 | |
| JLL PARTNERS FUND V LP | 15,099,562 | 15,099,562 | |
| JLL PARTNERS FUND VI | 6,325,452 | 6,325,452 | |
| KOHLBERG INVESTORS IV LP | 8,814,516 | 8,814,516 | |
| LODH PRIVATE EQTY EURO | 6,981,513 | 6,981,513 | |
| LOVELL MINNICK EQU PTNS | 7,796,785 | 7,796,785 | |
| MORGAN CREEK PARTNERS III, LP | 173,257 | 173,257 | |
| NEWBRIDGE ASIA IV | 12,504,077 | 12,504,077 | |
| PRIVATE ADVISORS COINVESTMENT | 4,549,333 | 4,549,333 | |
| RIVERSIDE CAPITAL APPREC FUND | 7,769,160 | 7,769,160 | |
| RIVERSIDE MICRO CAP FUND | 3,294,052 | 3,294,052 | |
| SEI GLOBAL PRIV EQU 2005 LP | 4,490,281 | 4,490,281 | |
| SHANSBY GROUP IV LIMITED | 11,201,379 | 11,201,379 | |
| STEPSTONE CAP PART II ONSHORE | 2,026,599 | 2,026,599 | |
| STEPSTONE CAP PRT II OFF SER A | 424,399 | 424,399 | |
| STEPSTONE PRIV EQ PART II | 1,896,483 | 1,896,483 | |
| STEPSTONE PRIV EQ PART II | 953,536 | 953,536 | |
| SYCAMORE PARTNERS LP | 1,475,648 | 1,475,648 | |
| THIRD CINVEN FUND NO5 | 3,024,132 | 3,024,132 | |
| THOMAS H LEE EQUITY FD V | 7,711,943 | 7,711,943 | |
| TPG ASIA V | 6,883,371 | 6,883,371 | |
| TRIDENT III LP | 9,160,901 | 9,160,901 | |
| TRIDENT IV | 9,959,737 | 9,959,737 | |
| TRIDENT V | 3,383,630 | 3,383,630 | |
| TSG5 MANAGEMENT LLC | 19,758,538 | 19,758,538 | |
| VS + A COMMUNICATIONS PARTNERS | 1,157,764 | 1,157,764 | |
| WICKS COMMUNICATIONS + MEDIA | 6,771,832 | 6,771,832 | |
| ADAGE | 246,290,660 | 246,290,660 | |
| CAPITAL SOUTHWEST CORP | 1,009,272 | 1,009,272 | |
| CONVEXITY CAPITAL OFFSHORE LP | 86,604,493 | 86,604,493 | |
| DFA EMERG MARKETS VALUE FD 95 | 102,940,993 | 102,940,993 | |
| DFA SMALL CAP VALUE SUBTRUST | 28,162,644 | 28,162,644 | |
| ECM FEEDER FUND 1 | 9,986,955 | 9,986,955 | |
| EMERGING DOMESTIC OPP FUND III | 19,840,000 | 19,840,000 | |
| EMERGING MARKET FUND III | 91,210,752 | 91,210,752 | |
| EMERGING MKTS GROWTH FD INC | 45,610,581 | 45,610,581 | |
| HARRIS ASSOCIATES INTERNATIONA | 159,265,950 | 159,265,950 | |
| HILLHOUSE CHINA | 20,079,160 | 20,079,160 | |
| JPM US | 135,548,255 | 135,548,255 | |
| LONE CASCADE | 102,556,065 | 102,556,065 | |
| LONE DRAGON PINE | 20,983,625 | 20,983,625 | |
| PIMCO GOVERNMENT MONEY MARKET | 50,007,314 | 50,007,314 | |
| RED MOUNTAIN PARTNERS LP | 42,129,560 | 42,129,560 | |
| THIRD AVENUE EMERGING MARKETS | 23,316,375 | 23,316,375 | |
| US TOTAL MARKET INDX NL QP CTF | 49,530,424 | 49,530,424 | |
| VENROCK HEALTHCARE CAP PARTNER | 3,905,884 | 3,905,884 | |
| AG CAPITAL RECOVERY PTNRS V | 3,470,558 | 3,470,558 | |
| AG CAPITAL RECOVERY PTNRS VI | 30,203,053 | 30,203,053 | |
| ASHMORE GLOBAL SPECIAL SIT FD4 | 15,310,475 | 15,310,475 | |
| AVENUE ASIA SPL SIT FD III LP | 6,772,462 | 6,772,462 | |
| BENNETT RESTRUCTURING FUND | 19,817,486 | 19,817,486 | |
| BLACKSTONE DISTRESSED DEBT | 30,238 | 30,238 | |
| CENTERBRIDGE CRT PRTN TE LP | 20,429,080 | 20,429,080 | |
| CERBERUS INSTITUTIONAL PRTNS | 49,002,910 | 49,002,910 | |
| CERBERUS PARTNERS LP | 30,017,614 | 30,017,614 | |
| CVI GVF HOLDING 2 LTD | 41,322,214 | 41,322,214 | |
| HIG BAYSIDE ADVISORS | 9,339,202 | 9,339,202 | |
| LAZARD EMERGING INCOME LTD | 48,996,702 | 48,996,702 | |
| LONE STAR FUND VI L.P. | 17,061,717 | 17,061,717 | |
| MERCED PARTNERS III L P | 20,394,506 | 20,394,506 | |
| OAKTREE EUROPEAN PRINCL FD III | 4,537,170 | 4,537,170 | |
| OCM ASIA PRINCIPAL OPPORTUNITY | 3,444,454 | 3,444,454 | |
| OCM EUROPEAN PRINCIPAL OPPORTU | 9,611,279 | 9,611,279 | |
| OCM MEZZANINE FUND II | 9,442,725 | 9,442,725 | |
| OCM MEZZANINE FUND III, LP | 2,965,156 | 2,965,156 | |
| OCM OPPORTUNITES FUND V | 1,503,192 | 1,503,192 | |
| OCM OPPORTUNITIES FUND VI LP | 9,908,459 | 9,908,459 | |
| OCM OPPORTUNITIES VIIB | 15,246,921 | 15,246,921 | |
| OCM OPRTNITS FND VII LP | 8,859,323 | 8,859,323 | |
| OCM PRINCIPAL OPPORTUNITY IV | 16,884,925 | 16,884,925 | |
| REDWOOD OFFSHORE FUND LTD | 26,100,616 | 26,100,616 | |
| REGIMENT CAPITAL LTD | 15,532,675 | 15,532,675 | |
| REGIMENT CAPITAL SSF III | 2,645,517 | 2,645,517 | |
| REGIMENT CAPITAL SSF IV | 2,551,478 | 2,551,478 | |
| SILVER POINT CAPITAL LP | 49,453,073 | 49,453,073 | |
| SUN CAPITAL SECURITIES FUND | 2,529,771 | 2,529,771 | |
| TCW CRESCENT MEZZ PRTNRS III | 1,044,791 | 1,044,791 | |
| TCW CRESCENT MEZZANINE | 24,473,667 | 24,473,667 | |
| TCW CRESCENT MEZZANINE PARTNER | 17,091,124 | 17,091,124 | |
| THE PRIVATVARDE FUND LP | 7,540,696 | 7,540,696 | |
| THE VARDE FUND IX L P | 15,253,280 | 15,253,280 | |
| THE VARDE FUND VIII | 17,940,069 | 17,940,069 | |
| THE VARDE FUND X | 9,120,424 | 9,120,424 | |
| WHIPPOORWILL DIST OPP FUND LP | 335,492 | 335,492 | |
| ABRAMS CAPITAL PARTNERS II LP | 39,147,640 | 39,147,640 | |
| ARCHVIEW CREDIT OPP OFF FD LTD | 14,793,215 | 14,793,215 | |
| ARROWGRASS INTL FUND LTD | 14,820,015 | 14,820,015 | |
| ARROWGRASS INTL SER FEB 2011 | 10,005,580 | 10,005,580 | |
| BAUPOST VALUE PRTNS IV | 39,522,232 | 39,522,232 | |
| BROOKSIDE CAYMAN LTD CLASS 2A | 6,475,343 | 6,475,343 | |
| BROOKSIDE II CAYMAN LIMITED | 10,166,716 | 10,166,716 | |
| CANYON STRUCTRED AST FD CANB | 25,766,159 | 25,766,159 | |
| CF HIGH FIELDS CAP LTD | 68,426,700 | 68,426,700 | |
| CHAPELGATE CREDIT OPPORTUNITY | 21,581,201 | 21,581,201 | |
| CHILDRENS INVESTMENT FUND | 18,998,000 | 18,998,000 | |
| CQS DIRECTIONAL OPP FEEDER | 16,034,350 | 16,034,350 | |
| DAVIDSON KEMPNER INST PRTNR | 17,749,381 | 17,749,381 | |
| DE SHAW COMPOSITE INTL FUND | 29,487,975 | 29,487,975 | |
| DORCHESTER CAPT SEC OFFS II LP | 11,305,136 | 11,305,136 | |
| ELLIOT INTERNATIONAL LTD | 83,514,315 | 83,514,315 | |
| ENDEAVOUR CAPITAL | 18,652,536 | 18,652,536 | |
| FARALLON CAPITAL INST PARTNERS | 31,503,415 | 31,503,415 | |
| FIR TREE INTERNATIONAL VALUES | 226,396 | 226,396 | |
| FIR TREE INTL VALUE FD LTD | 15,528,078 | 15,528,078 | |
| FIR TREE INTL VALUE FD LTD | 40,344,243 | 40,344,243 | |
| FIR TREE MORTGAGE OPPORTUNITY | 1,277,612 | 1,277,612 | |
| FIR TREE MORTGAGE OPPORTUNITY | 899,166 | 899,166 | |
| FIR TREE MORTGAGE OPPORTUNITY | 427,583 | 427,583 | |
| FIR TREE MORTGAGE OPPORTUNITY | 342,368 | 342,368 | |
| FIR TREE MORTGAGE OPPORTUNITY | 225,406 | 225,406 | |
| FIR TREE MORTGAGE OPPORTUNITY | 191,045 | 191,045 | |
| FIR TREE REAL ESTATE OPP FD II | 25,540,956 | 25,540,956 | |
| GLG EUROPEAN LONG SHORT FUND | 22,532,837 | 22,532,837 | |
| GLG EUROPEAN LONG SHORT FUND | 92,709 | 92,709 | |
| GREENLIGHT CAP OFF PARTNERS | 4,803,599 | 4,803,599 | |
| GREENLIGHT CAPITAL OFFSHORE LT | 26,562,752 | 26,562,752 | |
| GREENLIGNT CAPITAL OFFSHORE LT | 5,623,596 | 5,623,596 | |
| H.I.G. BRIGHTPOINT CAPITAL | 478,551 | 478,551 | |
| LONE PINON | 13,645,202 | 13,645,202 | |
| MEDITOR EUR HEDGE FUND(B)LTD | 27,231,916 | 27,231,916 | |
| OZ EUROPE OVERSEAS FUND LTD | 31,607,099 | 31,607,099 | |
| OZ OVERSEAS FUNDS LTD | 3,556,408 | 3,556,408 | |
| PALOMA PARTNERS L P | 19,925,970 | 19,925,970 | |
| PERSHING SQUARE LP | 35,786,602 | 35,786,602 | |
| PROTEGE PARTNERS FUND LTD | 34,890,716 | 34,890,716 | |
| PROTEGE TACTICAL INTL FD | 2,841,547 | 2,841,547 | |
| RIVA CAPITAL PARTNERS LP | 5,819,006 | 5,819,006 | |
| SAB OVERSEAS FD LTD ARIEL 118 | 115,335 | 115,335 | |
| SENATOR SIDECAR OFFSHORE | 4,925,516 | 4,925,516 | |
| SHEPHERD INV INT LTD | 956,496 | 956,496 | |
| SHEPHERD SELECT ASSET FUND LTD | 1,530,356 | 1,530,356 | |
| SHEPHERD SPECIAL INV INTL LTD | 5,993,370 | 5,993,370 | |
| SILVER POINT CAP C+I MGMT II | 10,945,202 | 10,945,202 | |
| SOWOOD ALPHA FUND LTD | 1,190,263 | 1,190,263 | |
| STARK ABS OPPORTUNITIES LTD | 6,725,293 | 6,725,293 | |
| THE RAPTOR PRIVATE HLDG CO | 4,186,554 | 4,186,554 | |
| VISION OPT CAP PTNR/DERIVATIVE | 4,952,859 | 4,952,859 | |
| ACTIVUM SG FUND II L.P | 6,064,585 | 6,064,585 | |
| ADVISORY RESEARCH ENERGY FUND | 45,818,790 | 45,818,790 | |
| APOLLO EUROPEAN RE FD III | 19,025,995 | 19,025,995 | |
| ARC ENERGY FUND 7 | 74,875 | 74,875 | |
| ARCLIGHT ENERGY PART FD IV LP | 9,855,047 | 9,855,047 | |
| ARCLIGHT ENERGY PARTNERS FD 3 | 16,273,708 | 16,273,708 | |
| ARCLIGHT ENERGY PARTNERS FD II | 3,685,968 | 3,685,968 | |
| ARCLIGHT ENERGY PARTNERS FD V | 938,342 | 938,342 | |
| BLACKROCK ENERGY OPP OFFSHORE | 17,405,840 | 17,405,840 | |
| BLACKSTONE RE PARTNER V | 27,663,901 | 27,663,901 | |
| BLACKSTONE REAL EST PARTNER VI | 28,764,559 | 28,764,559 | |
| BLACKSTONE REAL ESTATE | 10,314,665 | 10,314,665 | |
| BR GLO ENGY DYNA CL S SER 3 | 3,757,927 | 3,757,927 | |
| BREP INTL II (ALBERTA) | 11,649,974 | 11,649,974 | |
| CADENT ENERGY PARTNERS II LP | 3,742,712 | 3,742,712 | |
| CAMCOR OIL SANDS OPP FUND IA | 6,164,408 | 6,164,408 | |
| CAPMARK COMMERCIAL REALTY | 8,176,175 | 8,176,175 | |
| CAPMARK INVESTMENT | 15,646,903 | 15,646,903 | |
| CARLYLE EUROPE R.E.P. III, L.P | 16,926,648 | 16,926,648 | |
| CARLYLE REALTY PARTNERS V | 17,440,261 | 17,440,261 | |
| CELERO ENERGY COMPANY | 7,774,013 | 7,774,013 | |
| CEREP II LP | 5,741,639 | 5,741,639 | |
| CIM FUND III LP | 25,372,243 | 25,372,243 | |
| CITIGROUP RE PART II CLASS B | 1,080,342 | 1,080,342 | |
| COLONY INVESTORS VIII | 7,191,215 | 7,191,215 | |
| CPI CCP EU T SCOTS | 8,113,214 | 8,113,214 | |
| DENHAM COMMODITY PTNS VI | 419,174 | 419,174 | |
| EMG FUND II | 721,940 | 721,940 | |
| ENCAP ENERGY CAPITAL FD VIII | 3,586,033 | 3,586,033 | |
| ENERGY RECAPT RESTRUCT FD LP | 1,413,043 | 1,413,043 | |
| FIA TIMBER PARTNERS | 23,184,607 | 23,184,607 | |
| FIVE MILE CAPITAL PTNRS II | 18,381,034 | 18,381,034 | |
| GUGGENHEIM STRUCT REAL ESTATE | 8,847,337 | 8,847,337 | |
| HAMPSHIRE PARTNERS FUND VIII | 1,580,656 | 1,580,656 | |
| HANCOCK TIMBERLAND VII | 19,887,505 | 19,887,505 | |
| HEMISFERIO SUL INVESTI FD IV | 815,689 | 815,689 | |
| INTERVALE CAPITAL FUND II LP | 2,216,630 | 2,216,630 | |
| INTERVALE CAPITAL FUND, L.P. | 26,964,391 | 26,964,391 | |
| KAYNE ANDERSON ENERGY FD IV QP | 22,990,782 | 22,990,782 | |
| KAYNE ANDERSON ENERGY FUND III | 13,027,352 | 13,027,352 | |
| KAYNE ANDERSON REAL ESTATE PAR | 5,979,978 | 5,979,978 | |
| KSL CAPITAL PARTNERS III | 2,720,294 | 2,720,294 | |
| KSL CAPITAL SUPPLEMENTAL II | 4,762,670 | 4,762,670 | |
| LASALLE JAPAN LOGISTICS II | 12,986,826 | 12,986,826 | |
| LIME ROCK PARTNERS IV | 3,695,905 | 3,695,905 | |
| LIME ROCK PARTNERS V L P | 13,044,085 | 13,044,085 | |
| LONE STAR REAL ESTATE FUND US | 14,904,403 | 14,904,403 | |
| LS POWER EQUITY | 13,114,833 | 13,114,833 | |
| LS POWER EQUITY PARTNERS PIE I | 16,321,039 | 16,321,039 | |
| M + R SPV LIBERTY LP | 7,961,651 | 7,961,651 | |
| MAP 2004 LP | 32,318,100 | 32,318,100 | |
| MERIT ENERGY PARTNERS | 470,682 | 470,682 | |
| MERIT ENERGY PARTNERS F I LP | 1,257,381 | 1,257,381 | |
| MERIT ENERGY PARTNERS G LP | 9,888,801 | 9,888,801 | |
| NATURAL GAS PARTNERS IX | 24,426,354 | 24,426,354 | |
| NATURAL GAS PARTNERS VIII LP | 25,859,625 | 25,859,625 | |
| NGP ENERGY TECH PARTNERS II | 11,125,194 | 11,125,194 | |
| NGP ENERGY TECHNOLOGY PARTNERS | 10,287,322 | 10,287,322 | |
| NGP MIDSTREAM + RESOURCES | 23,609,965 | 23,609,965 | |
| NGP NATURAL RESOURCES X LP | 1,375,968 | 1,375,968 | |
| OAKTREE POWER OPP III | 4,501,993 | 4,501,993 | |
| OCH ZIFF RE PARALLEL II A | 3,597,569 | 3,597,569 | |
| OCH ZIFF REAL ESTATE | 14,044,050 | 14,044,050 | |
| OCM/GFI POWER OPP FD II | 2,102,490 | 2,102,490 | |
| PLA RETAIL FUND I | 26,419,475 | 26,419,475 | |
| REDWOOD GROVE INTERNATIONAL | 4,533,731 | 4,533,731 | |
| RIVERSTONE CARLYE GLOBAL | 22,493,226 | 22,493,226 | |
| ROCKLAND POWER PARTNERS | 7,686,557 | 7,686,557 | |
| RREP RECOVERY PARTNERS LP | 11,199,990 | 11,199,990 | |
| STARWOOD HOSPITALITY FD II | 9,975,782 | 9,975,782 | |
| SUN APOLLO IND REAL EST FUND | 12,595,142 | 12,595,142 | |
| TROPHY PROPERTY DEVELOPMENT LP | 24,916,879 | 24,916,879 | |
| WELLINGTON MGMT S10CCCN | 367,308 | 367,308 | |
| WELLINGTON MGMT S10CN | 675,061 | 675,061 | |
| WELLINGTON MGMT S11CN | 43,325 | 43,325 | |
| WELLINGTON MGMT S12CN | 77,040 | 77,040 | |
| WELLINGTON MGMT S13CN | 29,931 | 29,931 | |
| WELLINGTON MGMT S2CN | 50,595 | 50,595 | |
| WELLINGTON MGMT S3CN | 346,232 | 346,232 | |
| WELLINGTON MGMT S4CN | 92,862 | 92,862 | |
| WELLINGTON MGMT S5CN | 606,041 | 606,041 | |
| WELLINGTON MGMT S6CN | 321,170 | 321,170 | |
| WELLINGTON MGMT S7CN | 551,798 | 551,798 | |
| WELLINGTON MGMT S8CCCN | 82,880 | 82,880 | |
| WELLINGTON MGMT S9CCCN | 118,595 | 118,595 | |
| WESTBROOK REAL EST FD VII LP | 16,092,436 | 16,092,436 | |
| WESTBROOK REAL ESTATE FD VIII | 15,932,440 | 15,932,440 | |
| WHITE DEER ENERGY | 9,001,565 | 9,001,565 | |
| ADVANCED TECH VENTURES VIII | 5,290,341 | 5,290,341 | |
| ADVANCED TECHNOLOGY VEN VII LP | 9,965,236 | 9,965,236 | |
| ALPHA RUSSIA + CIS SECOND LP | 4,159,695 | 4,159,695 | |
| ANDREESSEN HOROWITZ FUND III | 1,128,918 | 1,128,918 | |
| CHARLES RIVER PARTNERS XIII LP | 13,801,412 | 13,801,412 | |
| CHARLES RIVER PARTNERSHIP XI | 76,180 | 76,180 | |
| CHARLES RIVER PARTNERSHIP XII | 4,323,799 | 4,323,799 | |
| CICC GROWTH CAPITAL FUND I LP | 5,764,273 | 5,764,273 | |
| CID GREATER CHINA VENT CAP FD | 11,533,311 | 11,533,311 | |
| CID GREATHER CHINA FUND III | 7,101,362 | 7,101,362 | |
| CPECHINA FUND LP | 8,928,734 | 8,928,734 | |
| DA VINCI CIS PRIVATE SECTOR FD | 1,656,421 | 1,656,421 | |
| FORMATIVE VENTURES EMERGING | 2,529,051 | 2,529,051 | |
| FRAZIER HEALTHCARE IV LP | 3,759,462 | 3,759,462 | |
| FRAZIER HEALTHCARE V L.P | 4,646,234 | 4,646,234 | |
| FRAZIER HEALTHCARE VI L.P. | 4,821,987 | 4,821,987 | |
| HIGHLAND CAPITAL PARTNERS VI | 9,372,369 | 9,372,369 | |
| IGNITION VENTURE PARTNERS II | 3,067,305 | 3,067,305 | |
| IGNITION VENTURE PARTNERS III | 9,850,447 | 9,850,447 | |
| IGNITION VENTURE PARTNERS IV | 8,227,508 | 8,227,508 | |
| INSIGHT VENTURE PARTNERS V | 8,159,751 | 8,159,751 | |
| INSIGHT VENTURE PARTNERS V | 7,366,261 | 7,366,261 | |
| INSIGHT VENTURE PARTNERS VI | 23,191,815 | 23,191,815 | |
| KAE CAPITAL FUND (MAURITIUS) | 750,000 | 750,000 | |
| MAVERON EQUITY PARTNERS III LP | 4,704,870 | 4,704,870 | |
| MAVERON EQUITY PARTNERS IV LP | 9,116,976 | 9,116,976 | |
| MENLO VENTURES X | 11,188,034 | 11,188,034 | |
| NORTHERN LIGHT VENTURE FD II | 6,824,057 | 6,824,057 | |
| NORTHERN LIGHT VENTURE FD III | 974,995 | 974,995 | |
| SANDERLING VENTURE PARTNERS VI | 6,303,208 | 6,303,208 | |
| SANDERLING VENTURE PARTNERS VI | 4,799,082 | 4,799,082 | |
| SC CHINA CO INVESTMENT 2011 A | 1,070,428 | 1,070,428 | |
| SEQUOIA CAP CHINA GROWTH 2010 | 2,024,840 | 2,024,840 | |
| SEQUOIA CAP CHINA VENT 2010 LP | 1,566,427 | 1,566,427 | |
| SEQUOIA CAP GROWTH FD III LP | 14,690,965 | 14,690,965 | |
| SEQUOIA CAP INDIA GTH FD II LP | 4,161,092 | 4,161,092 | |
| SEQUOIA CAP US VEN 2010 LP | 3,733,118 | 3,733,118 | |
| SEQUOIA CAPITAL CHINA GROWTH 1 | 4,882,936 | 4,882,936 | |
| SEQUOIA CAPITAL CHINA I | 4,405,275 | 4,405,275 | |
| SEQUOIA CAPITAL CHINA II L.P. | 4,673,090 | 4,673,090 | |
| SEQUOIA CAPITAL GLOB GROWTH FD | 10,000 | 10,000 | |
| SEQUOIA CAPITAL GROWTH FD IV | 9,044,090 | 9,044,090 | |
| SEQUOIA CAPITAL GROWTH FD V | 1,548,233 | 1,548,233 | |
| SEQUOIA CAPITAL INDIA | 1,521,564 | 1,521,564 | |
| SEQUOIA CAPITAL INDIA III LP | 1,921,761 | 1,921,761 | |
| SEQUOIA CAPITAL ISRAEL III | 1,422,507 | 1,422,507 | |
| SEQUOIA CAPITAL ISRAEL IV | 800,046 | 800,046 | |
| SEQUOIA CAPITAL XI LP | 1,584,611 | 1,584,611 | |
| SEQUOIA CAPITAL XII LP | 5,273,083 | 5,273,083 | |
| SIGMA PARTNERS VII LP | 8,418,888 | 8,418,888 | |
| SIGMA PARTNERS VIII LP | 9,083,755 | 9,083,755 | |
| VENROCK ASSOC IV LP | 12,830,726 | 12,830,726 | |
| VENROCK ASSOCIATES III LP | 8,028,244 | 8,028,244 | |
| VENROCK ASSOCIATES V LP | 14,712,705 | 14,712,705 | |
| VENROCK ASSOCIATES VI | 1,144,601 | 1,144,601 | |
| ACE SECURITIES CORP. | 2,424,528 | 2,424,528 | |
| ACE SECURITIES CORP. | 2,266,299 | 2,266,299 | |
| AMERICAN HOME MORTGAGE INVESTM | 105,518 | 105,518 | |
| AMERIQUEST MORTGAGE SECURITIES | 2,385,965 | 2,385,965 | |
| AMERIQUEST MORTGAGE SECURITIES | 502,837 | 502,837 | |
| BANC OF AMERICA COMMERCIAL MOR | 2,458,083 | 2,458,083 | |
| BANC OF AMERICA FUNDING CORPOR | 230,175 | 230,175 | |
| BEAR STEARNS ADJUSTABLE RATE M | 41,267 | 41,267 | |
| BEAR STEARNS ALT A TRUST | 332,490 | 332,490 | |
| BEAR STEARNS COMMERCIAL MORTGA | 998,345 | 998,345 | |
| BEAR STEARNS MORTGAGE FUNDING | 2,284,169 | 2,284,169 | |
| CARRINGTON MORTGAGE LOAN TRUST | 2,919,654 | 2,919,654 | |
| CHESTER ASSET RECEIVABLES DEAL | 3,104,904 | 3,104,904 | |
| CITIBANK, N.A. | 30,474 | 30,474 | |
| CITIGROUP MORTGAGE LOAN TRUST | 2,137,486 | 2,137,486 | |
| CITIGROUP MORTGAGE LOAN TRUST | 71,086 | 71,086 | |
| COMMERCIAL MORTGAGE PASS THROU | 112,344 | 112,344 | |
| COUNTRYWIDE ASSET BACKED CERTI | 2,289,005 | 2,289,005 | |
| COUNTRYWIDE HOME LOANS | 1,455,175 | 1,455,175 | |
| COUNTRYWIDE HOME LOANS | 72,908 | 72,908 | |
| COUNTRYWIDE HOME LOANS | 1,271,029 | 1,271,029 | |
| EXTENDED STAY AMERICA TRUST | 488,855 | 488,855 | |
| FANNIE MAE | 725,961 | 725,961 | |
| FANNIE MAE | 64,068 | 64,068 | |
| FANNIE MAE | 35,735 | 35,735 | |
| FHA 41 | 759,181 | 759,181 | |
| FREDDIE MAC | 509,897 | 509,897 | |
| FREDDIE MAC | 320,855 | 320,855 | |
| FREDDIE MAC | 125,907 | 125,907 | |
| FREDDIE MAC | 20,625 | 20,625 | |
| GSR MORTGAGE LOAN TRUST | 144,070 | 144,070 | |
| GSR MORTGAGE LOAN TRUST | 89,008 | 89,008 | |
| HOUSEHOLD HOME EQUITY LOAN TRU | 291,238 | 291,238 | |
| JP MORGAN CHASE COMMERCIAL MOR | 338,563 | 338,563 | |
| JP MORGAN MORTGAGE TRUST | 88,662 | 88,662 | |
| KATONAH LTD | 984,839 | 984,839 | |
| LONG BEACH MORTGAGE LOAN TRUST | 8,894 | 8,894 | |
| MERRILL LYNCH/COUNTRYWIDE COMM | 221,589 | 221,589 | |
| MORGAN STANLEY HOME EQUITY LOA | 4,528,802 | 4,528,802 | |
| MORGAN STANLEY MORTGAGE LOAN T | 149,875 | 149,875 | |
| OPTION ONE MORTGAGE LOAN TRUST | 696,014 | 696,014 | |
| PARK PLACE SECURITIES INC | 3,035,451 | 3,035,451 | |
| PRIME MORTGAGE TRUST | 42,427 | 42,427 | |
| PRIME MORTGAGE TRUST | 3,639 | 3,639 | |
| RAAC SERIES | 2,444,863 | 2,444,863 | |
| RESIDENTIAL FUNDING MTG SEC I | 1,082,934 | 1,082,934 | |
| SAXON ASSET SECURITIES TRUST | 1,829,077 | 1,829,077 | |
| SLM STUDENT LOAN TRUST | 1,999,983 | 1,999,983 | |
| SMALL BUSINESS ADMINISTRATION | 1,303,741 | 1,303,741 | |
| SMALL BUSINESS ADMINISTRATION | 493,964 | 493,964 | |
| SMALL BUSINESS ADMINISTRATION | 454,655 | 454,655 | |
| SMALL BUSINESS ADMINISTRATION | 255,275 | 255,275 | |
| SMALL BUSINESS ADMINISTRATION | 87,986 | 87,986 | |
| SOUNDVIEW HOME EQUITY LOAN TRU | 238,463 | 238,463 | |
| SOUNDVIEW HOME EQUITY LOAN TRU | 4,164,644 | 4,164,644 | |
| SOUNDVIEW HOME EQUITY LOAN TRU | 3,567,073 | 3,567,073 | |
| SOUNDVIEW HOME EQUITY LOAN TRU | 3,015,835 | 3,015,835 | |
| SOUNDVIEW HOME EQUITY LOAN TRU | 2,065,186 | 2,065,186 | |
| SPECIALTY UNDERWRITING + RESID | 1,740,435 | 1,740,435 | |
| STRUCTURED ASSET INVESTMENT LO | 4,779,888 | 4,779,888 | |
| STRUCTURED ASSET SECURITIES CO | 11,119 | 11,119 | |
| TITAN EUROPE PLC | 1,601,565 | 1,601,565 | |
| WACHOVIA BANK COMMERCIAL MORTG | 173,996 | 173,996 | |
| WAMU MORTGAGE PASS THROUGH CER | 589,773 | 589,773 | |
| WAMU MORTGAGE PASS THROUGH CER | 444,889 | 444,889 | |
| WELLS FARGO MORTGAGE BACKED SE | 260,269 | 260,269 | |
| WELLS FARGO MORTGAGE LOAN TRUS | 611,873 | 611,873 | |
| WMC MORTGAGE LOAN PASS THROUGH | 431,774 | 431,774 | |
| BANCO NAC DE DESEN ECONO | 131,363 | 131,363 | |
| CANADA HOUSING TRUST | 644,418 | 644,418 | |
| CANADA HOUSING TRUST | 222,306 | 222,306 | |
| MEX BONOS DESARR FIX RT | 169,588 | 169,588 | |
| ONTARIO (PROVINCE OF) | 2,270,192 | 2,270,192 | |
| ONTARIO (PROVINCE OF) | 1,419,130 | 1,419,130 | |
| ONTARIO (PROVINCE OF) | 703,115 | 703,115 | |
| ONTARIO (PROVINCE OF) | 117,435 | 117,435 | |
| ONTARIO (PROVINCE OF) | 108,819 | 108,819 | |
| ONTARIO (PROVINCE OF) | 108,164 | 108,164 | |
| PROVINCE OF QUEBEC | 446,001 | 446,001 | |
| PROVINCE OF QUEBEC | 220,000 | 220,000 | |
| PROVINCE OF QUEBEC | 219,191 | 219,191 | |
| PROVINCE OF QUEBEC | 102,986 | 102,986 | |
| REPUBLIC OF PANAMA | 183,120 | 183,120 |
| Category / Item | Cost / Other Basis | Accumulated Depreciation | Book Value | End of Year Fair Market Value |
|---|
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| LEGAL SERVICES | 899,253 | 349,166 | 349,166 | 550,087 |
| Description | Beginning of Year - Book Value | End of Year - Book Value | End of Year - Fair Market Value |
|---|---|---|---|
| INTEREST & DIVIDENDS RECEIV. | 3,657,851 | 53,297,623 | 53,297,623 |
| RECEIVABLE ON INVESTMENT SALES | 106,058,226 | 121,726,299 | 121,726,299 |
| TRADE RECEIVABLES | 728,205 | 769,837 | 769,837 |
| EMPLOYEE RECEIVABLES | 84,922 | 44,019 | 44,019 |
| DEPOSITS ON FIXED ASSETS | 11,454 | 209,348 | 209,348 |
| PRE-PUBLICATION COSTS | 882,058 | 0 | 0 |
| FINE ART COLLECTION | 1,792,241,974 | 1,836,705,422 | 3,361,348,952 |
| RESEARCH LIBRARY | 197,787,238 | 222,250,894 | 415,212,233 |
| MISCELLANEOUS RECEIVABLES | 5,508,819 | 0 | 0 |
| Description | Amount |
|---|---|
| UNREALIZED GAIN/LOSS ON INVESTMENTS | 194,036,235 |
| PENSION FUND ADJUSTMENT | 60,830,947 |
| UNREALIZED GAIN/LOSS INTEREST RATE SWAP | 104,212,616 |
| Description | Revenue and Expenses per Books | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| CONTRACT SERVICES | 15,043,201 | 464,125 | 2,396,002 | 12,647,199 |
| OPERATING SUPPLIES | 14,472,554 | 6,424 | 6,077,377 | 8,395,174 |
| INSURANCE | 7,092,850 | 4,401 | 7,088,449 | |
| REPAIRS AND MAINTENANCE | 7,006,739 | 12,508 | 173,004 | 6,833,735 |
| FURNITURE AND EQUIPMENT | 3,313,435 | 21,890 | 50,487 | 3,262,948 |
| RENTAL EXPENSE | 2,306,747 | 250,778 | 2,055,969 | |
| FREIGHT AND POSTAGE | 1,854,989 | 1,660 | 62,819 | 1,792,170 |
| EMPLOYEE BUSINESS EXPENSE | 749,278 | 4,254 | 18,755 | 730,523 |
| BAD DEBT,BANK CHGS,SALES ADJ. | 279,088 | 93,621 | 185,467 | |
| LIMITED PARTNERSHIP EXPENSES | 0 | 52,535,362 | 69,056,026 | |
| FROM K-1 ANALYSIS | ||||
| ACCRUAL-TO CASH ADJUSTMENT | -1,804,587 | |||
| LOSS ON SALE OF FIXED ASSETS | 204,293 | 204,293 |
| Description | Revenue And Expenses Per Books | Net Investment Income | Adjusted Net Income |
|---|---|---|---|
| Ticketed Performances | 305,289 | 305,289 | |
| Museum education classes | 99,127 | 99,127 | |
| Royalties | 106,791 | 106,791 | |
| Audioguide rental | 142,670 | 142,670 | |
| Educational Events | 202,285 | 202,285 | |
| Photo Sales | 136,793 | 136,793 | |
| Shared Exibition Costs | 110,295 | 110,295 | |
| Other Program Service Revenue | 50,302 | 50,302 | |
| Parking Fees | 6,701,113 | 6,701,113 | |
| Limited Partnership Income | 32,447,395 | 101,001,789 | 117,346,014 |
| Description | Beginning of Year - Book Value | End of Year - Book Value |
|---|---|---|
| BOND PREMIUM | 0 | 12,332,696 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| INVESTMENT MANAGEMENT EXPENSE | 7,900,940 | 7,900,940 | 7,900,940 | |
| EMPLOYEE MEDICAL CONTRACT SRVS | 16,078 | 16,078 |
| Category | Gross Sales | Cost of Goods Sold | Net (Gross Sales Minus Cost of Goods Sold) |
|---|---|---|---|
| PUBLICATIONS OPERATIONS | 7,933,633 | 7,933,633 | |
| CAFE OPERATIONS | 9,827,857 | 9,827,857 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| PARKING AND OTHER MISC. TAXES | 819,475 | 365 | 522,215 | 241,539 |
| SALES AND USE TAX | 146,657 | 146,657 | ||
| UNRELATED BUSINESS INCOME TAX | 55,721 |