Department of the Treasury Internal Revenue Service
Public Charity Status and Public Support
Complete if the organization is a section 501(c)(3) organization or a section
4947(a)(1) nonexempt charitable trust.
Attach to Form 990 or Form 990-EZ. See separate instructions.
OMB No. 1545-0047
2012
Open to Public Inspection
Name of the organization
AMERICAN SOCIETY OF PHARMACOGNOSY FOUNDATION
Employer identification number
25-1581459
Part I
Reason for Public Charity Status
(All organizations must complete this part.) See instructions.
The organization is not a private foundation because it is: (For lines 1 through 11, check only one box.)
1
2
3
4
5
section 170(b)(1)(A)(iv). (Complete Part II.)
6
7
8
9
receipts from activities related to its exempt functions—subject to certain exceptions, and (2) no more than 331/3% of
its support from gross investment income and unrelated business taxable income (less section 511 tax) from businesses
acquired by the organization after June 30, 1975. See section 509(a)(2). (Complete Part III.)
10
11
e
By checking this box, I certify that the organization is not controlled directly or indirectly by one or more disqualified persons other than foundation managers and other than one or more publicly supported organizations described in section 509(a)(1) or section 509(a)(2).
f
If the organization received a written determination from the IRS that it is a Type I, Type II, or Type III supporting organization, check this box
..................................................
g
Since August 17, 2006, has the organization accepted any gift or contribution from any of the following persons?
(i) A person who directly or indirectly controls, either alone or together with persons described in (ii)
Yes
No
and (iii) below, the governing body of the supported organization?
................
11g(i)
(ii)
A family member of a person described in (i) above?
......................
11g(ii)
(iii)
A 35% controlled entity of a person described in (i) or (ii) above?
................
11g(iii)
h
Provide the following information about the supported organization(s).
(i) Name of supported organization
(ii) EIN
(iii) Type of organization (described on lines 1- 9 above or IRC section (see instructions))
(iv) Is the organization in col. (i) listed in your governing document?
(v) Did you notify the organization in col. (i) of your support?
(vi) Is the organization in col. (i) organized in the U.S.?
(vii) Amount of monetary support
Yes
No
Yes
No
Yes
No
Total
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990EZ.
Cat. No. 11285F
Schedule A (Form 990 or 990-EZ) 2012
Schedule A (Form 990 or 990-EZ) 2012
Page 2
Part II
Support Schedule for Organizations Described in Sections 170(b)(1)(A)(iv) and 170(b)(1)(A)(vi) (Complete only if you checked the box on line 5, 7, or 8 of Part I or if the
organization failed to qualify under Part III. If the organization fails to
qualify under the tests listed below, please complete Part III.)
Section A. Public Support
Calendar year (or fiscal year beginning in)
(a) 2008
(b) 2009
(c) 2010
(d) 2011
(e) 2012
(f) Total
1
Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") ....
116,613
75,454
162,786
44,435
76,300
475,588
2
Tax revenues levied for the organization's benefit and either paid to or expended on its behalf.......
3
The value of services or facilities furnished by a governmental unit to the organization without charge..
4
Total. Add lines 1 through 3
116,613
75,454
162,786
44,435
76,300
475,588
5
The portion of total contributions by each person (other than a governmental unit or publicly supported organization) included
on line 1 that exceeds 2% of the amount shown on line 11, column (f)..
6
Public support. Subtract line 5 from line 4.
475,588
Section B. Total Support
Calendar year
(or fiscal year beginning in)
(a) 2008
(b) 2009
(c) 2010
(d) 2011
(e) 2012
(f) Total
7
Amounts from line 4..
116,613
75,454
162,786
44,435
76,300
475,588
8
Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources...
23,094
28,592
29,642
33,047
28,687
143,062
9
Net income from unrelated business activities, whether or not the business is regularly carried on..
10
Other income. Do not include gain or loss from the sale of capital assets (Explain in Part IV.)..
11
Total support (Add lines 7 through 10).
618,650
12
Gross receipts from related activities, etc. (see instructions)
..................
12
6,285
13
First five years.
If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a 501(c)(3) organization,
check this box and stop here........................................
Section C. Computation of Public Support Percentage
14
Public support percentage for 2012 (line 6, column (f) divided by line 11, column (f))
.........
14
76.880 %
15
Public support percentage for 2011 Schedule A, Part II, line 14
...............
15
74.370 %
16a
33 1/3% support test—2012.
If the organization did not check the box on line 13, and line 14 is 33 1/3% or more, check this box
and stop here. The organization qualifies as a publicly supported organization
.......................
b
33 1/3% support test—2011.
If the organization did not check a box on line 13 or 16a, and line 15 is 33 1/3% or more, check this
box and stop here. The organization qualifies as a publicly supported organization
.....................
17a
10%-facts-and-circumstances test—2012.
If the organization did not check a box on line 13, 16a, or 16b, and line 14
is 10% or more, and if the organization meets the "facts-and-circumstances" test, check this box and stop here. Explain
in Part IV how the organization meets the "facts-and-circumstances" test. The organization qualifies as a publicly supported
organization
.....................................................
b
10%-facts-and-circumstances test—2011.
If the organization did not check a box on line 13, 16a, 16b, or 17a, and line
15 is 10% or more, and if the organization meets the "facts-and-circumstances" test, check this box and stop here.
Explain in Part IV how the organization meets the "facts-and-circumstances" test. The organization qualifies as a publicly supported organization
................................................
18
Private foundation.
If the organization did not check a box on line 13, 16a, 16b, 17a, or 17b, check this box and see
instructions
.....................................................
Schedule A (Form 990 or 990-EZ) 2012
Schedule A (Form 990 or 990-EZ) 2012
Page 3
Part III
Support Schedule for Organizations Described in Section 509(a)(2) (Complete only if you checked the box on line 9 of Part I or if the organization
failed to qualify under Part II. If the organization fails to qualify under
the tests listed below, please complete Part II.)
Section A. Public Support
Calendar year (or fiscal year beginning in)
(a) 2008
(b) 2009
(c) 2010
(d) 2011
(e) 2012
(f) Total
1
Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") .
2
Gross receipts from admissions, merchandise sold or services performed, or facilities furnished in any activity that is related to the organization's tax-exempt purpose......
3
Gross receipts from activities that are not an unrelated trade or business under section 513..
4
Tax revenues levied for the organization's benefit and either paid to or expended on its behalf...
5
The value of services or facilities furnished by a governmental unit to the organization without charge..
6
Total. Add lines 1 through 5.
7a
Amounts included on lines 1, 2, and 3 received from disqualified persons...
b
Amounts included on lines 2 and 3 received from other than disqualified persons that exceed the greater of $5,000 or 1% of the amount on line 13 for the year.
c
Add lines 7a and 7b..
8
Public support (Subtract line 7c from line 6.)
Section B. Total Support
Calendar year (or fiscal year beginning in)
(a) 2008
(b) 2009
(c) 2010
(d) 2011
(e) 2012
(f) Total
9
Amounts from line 6...
10a
Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources..
b
Unrelated business taxable income (less section 511 taxes) from businesses acquired after June 30, 1975.
c
Add lines 10a and 10b.
11
Net income from unrelated business activities not included in line 10b, whether or not the business is regularly carried on.
12
Other income. Do not include gain or loss from the sale of capital assets (Explain in Part IV.)
..
13
Total support. (Add lines 9, 10c, 11, and 12.)..
14
First five years.
If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a 501(c)(3) organization,
check this box and stop here.............................................
Section C. Computation of Public Support Percentage
15
Public support percentage for 2012 (line 8, column (f) divided by line 13, column (f))
.........
15
16
Public support percentage from 2011 Schedule A, Part III, line 15
...............
16
Section D. Computation of Investment Income Percentage
17
Investment income percentage for 2012 (line 10c, column (f) divided by line 13, column (f))
......
17
18
Investment income percentage from 2011 Schedule A, Part III, line 17
.............
18
19a
33 1/3% support tests—2012.
If the organization did not check the box on line 14, and line 15 is more than 33 1/3%, and line 17 is not more than 33 1/3%, check this box and stop here. The organization qualifies as a publicly supported organization
........
b
33 1/3% support tests—2011.
If the organization did not check a box on line 14 or line 19a, and line 16 is more than 33 1/3% and line 18 is not more than 33 1/3%, check this box and stop here. The organization qualifies as a publicly supported organization
.....
20
Private foundation.
If the organization did not check a box on line 14, 19a, or 19b, check this box and see instructions
.....
Schedule A (Form 990 or 990-EZ) 2012
Schedule A (Form 990 or 990-EZ) 2012
Page 4
Part IV
Supplemental Information.
Complete this part to provide the explanations required by Part II, line 10; Part II, line 17a or 17b; and Part III, line 12. Also complete this part for any additional information. (See instructions).
Facts And Circumstances Test
Explanation
Schedule A (Form 990 or 990-EZ) 2012
Additional Data
Software ID:
Software Version:
-
TIN:
SCHEDULE O (Form 990 or 990-EZ)
Department of the Treasury Internal Revenue Service
Supplemental Information to Form 990 or 990-EZ
Complete to provide information for responses to specific questions on
Form 990 or to provide any additional information.
Attach to Form 990 or 990-EZ.
OMB No. 1545-0047
2012
Open to Public Inspection
Name of the organization
AMERICAN SOCIETY OF PHARMACOGNOSY FOUNDATION
Employer identification number
25-1581459
Identifier
Return Reference
Explanation
ORGANIZATION'S MISSION
FORM 990 - ORGANIZATION'S MISSION
AS EMBODIED IN ITS BY-LAWS, THE AMERICAN SOCIETY OF PHARMACOGNOSY FOUND- ATION IS ORGANIZED TO PROMOTE, SUPPORT AND FURTHER THE INTERESTS AND PURPOSES OF THE AMERICAN SOCIETY OF PHARMACOGNOSY IN THE AREAS OF CHARITY, SCIENCE & EDUCATION, AS DEFINED AND LIMITED BY SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE OF 1986.
ALL OTHER ACCOMPLISHMENT DESCRIPTION
FORM 990, PAGE 2, PART III, LINE 4D
MATT SUFFNESS AWARD: AN AWARD GIVEN TO A NEW SCIENTIST FOR RESEARCH IN THE NATURAL PRODUCTS FIELD. 1. PHIL WILLIAMS, UNIVERSITY OF HAWAII, 1000 TRAVEL GRANTS FOR STUDENTS: AWARDED ON A COMPETITIVE BASIS TO A GRADUATE STUDENT TO ASSIST IN THE APPLICANT'S ATTENDANCE AT THE ANNUAL MEETING FOR PRESENTATION OF RESEARCH RESULTS. 1. NEAL GOEBEL, OREGON STATE UNIVERSITY, 600 2. OLIVER VINING, OREGON STATE UNIVERSITY, 600 3. STEPHEN PARRISH, UNIVERSITY OF HAWAII-MANOA, 600 4. SHANGWEN LUO, UNIVERSITY OF ILLINOIS AT CHICAGO, 600 5. ANDREW G. NEWSOME, UNIVERSITY OF ILLINOIS AT CHICAGO, 600 6. JESSICA PONDER, UNIVERSITY OF COLORADO, 600 7. KEVIN LEWELLYN, UNIVERSITY OF MISSISSIPPI, 600 8. JASON WOODHOUSE, UNIVERSITY OF NEW SOUTH WALES, 600 9. JOHN KIM, SAN JOSE STATE UNIVERSITY, 600 10. PATRICK STILL, OHIO STATE UNIVERSITY, 600 TRAVEL GRANTS FOR ACTIVE MEMBERS: AWARDED ON A COMPETITIVE BASIS TO ACTIVE MEMBERS IN THE FIRST 5 YEARS AFTER EARNING THEIR DOCTORAL DEGREE WHO REQUIRE ASSISTANCE TO ATTEND TH SOCIETY'S ANNUAL MEETING FOR PRESENTATION OF RESEARCH RESULTS. 1. YIT-HENG CHOOI, UNIVERSITY OF CALIFORNIA-LOS ANGELES, 600 2. ULYANA MUNOZ-ACUNA, OHIO STATE UNIVERSITY, 600 3. CHARLOTTE SIMMLER, UNIVERSITY OF ILLINOIS AT CHICAGO, 600 4. XINYU LIU, UNIVERSITY OF PITTSBURGH, 600 VARRO TYLER PRIZE FOR RESEARCH ON BOTANICALS: AN AWARD TO RECOGNIZE AN INDIVIDUAL WHO HAS MADE OUTSTANDING SCIENTIFIC CONTRIBUTIONS TO THE BOARD FIELD OF DIETARY SUPPLEMENTS, WITH SPECIAL EMPHASIS ON BOTANICALS. 1. ROY UPTON, AMERICAN HERBAL PHARMACOPOEIA, 5000 LYNN BRADY TRAVEL AWARDS: AN AWARD GIVEN TO GRADUATE STUDENTS TO HELP DEFRAY THE COST OF TRAVEL TO THE ANNUAL ASP MEETING. 1. RACHEL M. HARTLEY, UNIVERSITY OF TEXAS, 600 2. TOM WYCHE, UNIVERSITY OF WISCONSIN-MADISON, 600 3. JEFFREY NORO, UNIVERSITY OF NEW SOUTH WALES, 600 ARTHUR E. SCHWARTING AWARD: AN AWARD GIVEN FOR THE BEST PAPER PUBLISHED IN THE JOURNAL OF NATUAL PRODUCTS. 1. TADEUSZ MOLINSKI, UNIVERSITY OF SAN DIEGO, 1000 JACK L. BEAL AWARD: AN AWARD GIVEN FOR THE BEST PAPER PUBLISHED IN THE JOURNAL OF NATUAL PRODUCTS BY A YOUNG INVESTIGATOR. 1. NADJA CECH, UNIVERSITY OF NORTH CAROLINA-GREENSBORO, 1000 KILMER PRIZE: A NATIONAL UNDERGRADUATE RESEARCH PRIZE JOINTLY FUNDED WITH THE AMERICAN PHARMACEUTICAL ASSOC. 1. LILIBETH A. SALVADOR, UNIVERSITY OF FLORIDA, 1000 ASP STUDENT RESEARCH AWARD: AWARDED ON A COMPETITIVE BASIS TO A STUDENT TO RECOGNIZE THAT INDIVIDUAL'S OUTSTANDING RESEARCH IN HTE GENERAL AREA OF NATURAL PRODUCTS THROUGH A BLINDED REVIEW OF THE APPLICANTS RESEARCH PAPERS, BY THE SOCIETY'S AWARDS AND FUNDS COMMITTEE. 1. DEBORAH ESPOSITO, AESOP, RUTGERS UNIVERSITY, 1500 JOHN FAULKNER AWARD: AN AWARD GIVEN ON A COMPETITIVE BASIS TO ASSIST IN THE APPLICANT'S ATTENDANCE AT THE ANNUAL MEETING FOR PRESENTING A LECTURE ON THE AREA OF NATURAL PRODUCTS. 1. MARCY BALUNAS, UNIVERSITY OF CONNECTICUT, 1000 DAVID CAREW STUDENT TRAVEL AWARD: AN AWARD GIVEN ON A COMPETITIVE BASIS TO ASSIST IN THE APPLICANT'S ATTENDENCE AT THE ANNUAL MEETING FOR PRESENTING A PAPER. 1. EMILY MEYERS, SIO UNIVERSITY OF CALIFORNIA-SAN DIEGO, 600 WAGAR BHATTI STUDENT TRAVEL AWARD: AN AWARD GIVEN ON A COMPETITIVE BASIS TO ASSIST IN THE APPLICANT'S ATTENDENCE AT THE ANNUAL MEETING FOR PRESENTING A PAPER. 1. RANA MONTASER, UNIVERSITY OF FLORIDA, 600 ASP POSTER AWARD: AN AWARD GIVEN FOR THE BEST POSTER PRESENTATION SUBMITTED FOR THE ANNUAL MEETING. 1. KIMBERLY AUKER, 150 2. ENITOME E. BAFOR, 150 3. DALIA GOLDHABER, 150 4. DOUGLAS MARCHBANK, 150 5. KAREN VAN DERMOLEN, 150
ORGANIZATION'S PROCESS USED TO REVIEW FORM 990
FORM 990, PAGE 6, PART VI, LINE 11B
NO REVIEW WAS OR WILL BE CONDUCTED.
GOVERNING DOCUMENTS DISCLOSURE EXPLANATION
FORM 990, PAGE 6, PART VI, LINE 19
NO DOCUMENTS AVAILABLE TO THE PUBLIC
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.