TY 2012 Form 990PF

- TIN:

Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation

or Section 4947(a)(1) Nonexempt Charitable Trust
Treated as a Private Foundation

Note. The foundation may be able to use a copy of this return to satisfy state reporting requirements.

OMB No. 1545-0052

2012

Open to Public Inspection

For calendar year 2012, or tax year beginning 01-01-2012 , and ending 12-31-2012

Name of foundation
ELLAMAE SIEBERT FOUNDATION INC

Number and street (or P.O. box number if mail is not delivered to street address)111 EAST WISCONSIN AVEROOM/SUITE 1800Room/suite

City or town, state, and ZIP code
MILWAUKEE, WI53202

A Employer identification number

39-1708686

B Telephone number (see instructions)

(414) 276-3400

C If exemption application is pending, check here bullet

G Check all that apply: Initial returnInitial return of a former public charity
Final returnAmended return
Address changeName change

D 1. Foreign organizations, check here ............. bullet

2. Foreign organizations meeting the 85% test,
check here and attach computation ........... bullet

H Check type of organization: Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trustOther taxable private foundation

I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16) bullet

$1,333,421J Accounting method: Cash Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)

E If private foundation status was terminated
under section 507(b)(1)(A), check here ......... bullet

F If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here ......... bullet

	Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)	(a) Revenue and expenses per books		(b) Net investment income	(d) Disbursements for charitable purposes (cash basis only)


1	Contributions, gifts, grants, etc., received (attach schedule)
2	Check
3	Interest on savings and temporary cash investments
4	Dividends and interest from securities......	35,067		35,067
5a	Gross rents..............
b	Net rental income or (loss)
6a	Net gain or (loss) from sale of assets not on line 10		120,215
b	Gross sales price for all assets on line 6a 565,378
7	Capital gain net income (from Part IV, line 2)...			120,354
8	Net short-term capital gain.........
9	Income modifications...........
10a	Gross sales less returns and allowances
b	Less: Cost of goods sold....
c	Gross profit or (loss) (attach schedule).....
11	Other income (attach schedule).......
12	Total. Add lines 1 through 11........	155,282		155,421
13	Compensation of officers, directors, trustees, etc.
14	Other employee salaries and wages......
15	Pension plans, employee benefits.......
16a	Legal fees (attach schedule).........		16,911
b	Accounting fees (attach schedule).......
c	Other professional fees (attach schedule)....		20,988	20,988
17	Interest...............
18	Taxes (attach schedule) (see instructions)		3,625	625
19	Depreciation (attach schedule) and depletion...
20	Occupancy..............
21	Travel, conferences, and meetings.......
22	Printing and publications..........
23	Other expenses (attach schedule).......
24	Total operating and administrative expenses.
	Add lines 13 through 23..........	41,524		21,613	0
25	Contributions, gifts, grants paid........	56,500			56,500
26	Total expenses and disbursements. Add lines 24 and 25	98,024		21,613	56,500
27	Subtract line 26 from line 12:
a	Excess of revenue over expenses and disbursements	57,258
b	Net investment income (if negative, enter -0-)			133,808
c	Adjusted net income (if negative, enter -0-)...

For Paperwork Reduction Act Notice, see instructions.

Cat. No. 11289X Form 990-PF (2012)

Form 990-PF (2012)

Page 2

Part II		Balance Sheets	Beginning of year	End of year
Part II		Balance Sheets	(a) Book Value	(b) Book Value	(c) Fair Market Value
	1	Cash—non-interest-bearing...............
	2	Savings and temporary cash investments..........
	3	Accounts receivable
		Less: allowance for doubtful accounts
	4	Pledges receivable
		Less: allowance for doubtful accounts
	5	Grants receivable.................
	6	Receivables due from officers, directors, trustees, and other
		disqualified persons (attach schedule) (see page 15 of the
		instructions)....................
	7	Other notes and loans receivable (attach schedule)
		Less: allowance for doubtful accounts
	8	Inventories for sale or use...............
	9	Prepaid expenses and deferred charges...........
	10a	Investments—U.S. and state government obligations (attach schedule)
	b	Investments—corporate stock (attach schedule)........	1,171,273	1,228,531	1,333,421
	c	Investments—corporate bonds (attach schedule)........
	11	Investments—land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	12	Investments—mortgage loans..............
	13	Investments—other (attach schedule)...........
	14	Land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	15	Other assets (describe )
	16	Total assets (to be completed by all filers—see the
		instructions. Also, see page 1, item I)	1,171,273	1,228,531	1,333,421
	17	Accounts payable and accrued expenses..........
	18	Grants payable...................
	19	Deferred revenue..................
	20	Loans from officers, directors, trustees, and other disqualified persons
	21	Mortgages and other notes payable (attach schedule)......
	22	Other liabilities (describe )
	23	Total liabilities (add lines 17 through 22)..........		0
		Foundations that follow SFAS 117, check here
		and complete lines 24 through 26 and lines 30 and 31.
	24	Unrestricted....................	1,171,273	1,228,531
	25	Temporarily restricted................
	26	Permanently restricted................
		Foundations that do not follow SFAS 117, check here
		and complete lines 27 through 31.
	27	Capital stock, trust principal, or current funds.........
	28	Paid-in or capital surplus, or land, bldg., and equipment fund
	29	Retained earnings, accumulated income, endowment, or other funds
	30	Total net assets or fund balances (see page 17 of the
		instructions)....................	1,171,273	1,228,531
	31	Total liabilities and net assets/fund balances (see page 17 of
		the instructions)..................	1,171,273	1,228,531

Part III	Analysis of Changes in Net Assets or Fund Balances
1	Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
	with end-of-year figure reported on prior year’s return)...............	1	1,171,273
2	Enter amount from Part I, line 27a.....................	2	57,258
3	Other increases not included in line 2 (itemize)	3
4	Add lines 1, 2, and 3..........................	4	1,228,531
5	Decreases not included in line 2 (itemize)	5
6	Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30.	6	1,228,531

Form 990-PF (2012)

Page 3

Part IV

Capital Gains and Losses for Tax on Investment Income

(a) List and describe the kind(s) of property sold (e.g., real estate, 2-story brick warehouse; or common stock, 200 shs. MLC Co.)		(b) How acquired P—Purchase D—Donation	(c) Date acquired (mo., day, yr.)	(d) Date sold (mo., day, yr.)
1 a	200 SHRS EATON VANCE GLOBAL MACRO AB	P	2010-05-20	2012-02-09
b	2702.703 SHRS PIMCO FDS UNCONSTRAINE	P	2010-05-20	2012-03-01
c	511.55 SHRS NUVEEN INVT TR II TRADEW	P	2010-05-20	2012-05-21
d	25 SHRS CORE LABORATORIES NV	P	2000-09-11	2012-08-29
e	125 SHRS SCHLUMBERGER LTD	P	2000-09-11	2012-08-29
	285 SHRS CONSTELLATION BRANDS INC	P	2011-11-01	2012-04-17
	15 SHRS ALASKA AIR GROUP INC	P	2012-07-09	2012-08-29
	14 SHRS JOHNSON & JOHNSON	P	2012-07-09	2012-08-29
	36 SHRS TIBCO SOFTWARE INC	P	2010-07-07	2012-08-29
	379 SHRS CADENCE DESIGN SYSTEMS INC	P	2012-03-06	2012-09-13
	203 SHRS NUANCE COMMUNICATIONS INC	P	2011-10-05	2012-09-13
	4 SHRS GOOGLE INC CL A	P	2012-09-13	2012-10-17
	3.85 SHRS PIMCO FDS UNCONSTRAINED BD	P	2011-03-02	2012-03-01
	1.995 SHRS PIMCO FDS UNCONSTRAINED B	P	2010-06-02	2012-03-01
	23.414 SHRS NUVEEN INVT TR II TRADEW	P	2010-12-15	2012-05-21
	85 SHRS CANADIAN NATIONAL RAILWAY CO	P	2001-03-30	2012-08-29
	240 SHRS TENARIS SA SPONS ADR	P	2000-09-11	2012-08-29
	125 SHRS GLOBAL PAYMENTS INC	P	2011-10-11	2012-04-17
	30 SHRS AMERICAN EXPRESS COMPANY	P	2009-10-27	2012-08-29
	10 SHRS KIMBERLY CLARK CORP	P	2012-08-06	2012-08-29
	19 SHRS THE TRAVELERS COMPANIES INC	P	2012-05-09	2012-08-29
	299 SHRS DEAN FOODS CO NEW	P	2012-06-06	2012-09-13
	56 SHRS OCCIDENTAL PETE CORP	P	2011-05-17	2012-09-13
	10 SHRS VISA INC CL A COMMON STOCK	P	2012-09-13	2012-10-22
	4.829 SHRS PIMCO FDS UNCONSTRAINED B	P	2011-04-04	2012-03-01
	4.679 SHRS PIMCO FDS UNCONSTRAINED B	P	2010-07-02	2012-03-01
	6.067 SHRS NUVEEN INVT TR II TRADEWI	P	2010-12-15	2012-05-21
	115 SHRS CAMERON INTERNATIONAL CORPO	P	2002-10-08	2012-08-29
	25 SHRS TRANSOCEAN LTD US LISTED	P	2000-09-11	2012-08-29
	141 SHRS AETNA INC	P	2011-07-01	2012-05-09
	5 SHRS APPLE INC	P	2009-04-17	2012-08-29
	30 SHRS KROGER CO	P	2012-03-06	2012-08-29
	57 SHRS US BANCORP DEL COM	P	2012-01-25	2012-08-29
	226 SHRS EAST WEST BANCORP INC	P	2011-03-02	2012-09-13
	8 SHRS PRICELINE COM INC COM NEW	P	2010-09-28	2012-09-13
	0 SHRS FNMA REMIC 07-32-KT 04/25/37	P	2007-05-01	2012-09-25
	4.66 SHRS PIMCO FDS UNCONSTRAINED BD	P	2011-05-03	2012-03-01
	4.608 SHRS PIMCO FDS UNCONSTRAINED B	P	2010-08-03	2012-03-01
	5.087 SHRS NUVEEN INVT TR II TRADEWI	P	2011-01-03	2012-05-21
	135 SHRS COOPER INDUSTRIES PLC NEW I	P	2005-10-28	2012-08-29
	55 SHRS UNILEVER NV NEW YORK SHS NEW	P	2007-12-24	2012-08-29
	9 SHRS COOPER COMPANIES INC	P	2011-03-24	2012-05-09
	55 SHRS BB&T CORP	P	2012-03-06	2012-08-29
	15 SHRS MCKESSON CORP	P	2009-08-06	2012-08-29
	15 SHRS WABTEC CORP	P	2012-04-17	2012-08-29
	55 SHRS EXXON MOBIL CORP	P	2007-04-30	2012-09-13
	152 SHRS OMNICARE INC	P	2012-05-09	2012-09-13
	0 SHRS FNMA REMIC 07-32-KT 04/25/37	P	2007-05-01	2012-10-25
	5.388 SHRS PIMCO FDS UNCONSTRAINED B	P	2011-06-01	2012-03-01
	5.237 SHRS PIMCO FDS UNCONSTRAINED B	P	2010-09-02	2012-03-01
	29.354 SHRS NUVEEN INVT TR II TRADEW	P	2011-12-19	2012-05-21
	75 SHRS CANADIAN PACIFIC RAILWAY LTD	P	2005-11-17	2012-08-29
	125 SHRS COOPER INDUSTRIES PLC NEW I	P	2005-10-28	2012-12-03
	83 SHRS CELGENE CORP	P	2011-10-05	2012-05-09
	20 SHRS BED BATH & BEYOND INC	P	2010-01-14	2012-08-29
	25 SHRS MOTOROLA SOLUTIONS INC	P	2011-08-10	2012-08-29
	31 SHRS WATSON PHARMACEUTICALS INC	P	2010-07-13	2012-08-29
	91 SHRS INGREDION INC	P	2011-03-02	2012-09-13
	154 SHRS ORACLE CORP	P	2012-08-06	2012-09-13
	0 SHRS FNMA REMIC 07-32-KT 04/25/37	P	2007-05-01	2012-11-26
	4.777 SHRS PIMCO FDS UNCONSTRAINED B	P	2011-07-01	2012-03-01
	5.193 SHRS PIMCO FDS UNCONSTRAINED B	P	2010-10-04	2012-03-01
	47.708 SHRS NUVEEN INVT TR II TRADEW	P	2011-12-19	2012-05-21
	130 SHRS CANADIAN NATURAL RESOURCES	P	2010-02-23	2012-08-29
	0.848 SHRS EATON CORPORATION PLC	P	2012-11-30	2012-12-07
	101 SHRS PRUDENTIAL FINANCIAL INC	P	2012-04-17	2012-05-09
	15 SHRS COOPER COMPANIES INC	P	2011-03-24	2012-08-29
	62 SHRS MATTEL INC	P	2010-02-22	2012-08-29
	33 SHRS WHOLE FOODS MARKET INC	P	2009-08-26	2012-08-29
	96 SHRS HELMERICH & PAYNE INC	P	2010-02-22	2012-09-13
	130 SHRS RESMED INC	P	2012-06-06	2012-09-13
	0 SHRS FNMA REMIC 07-32-KT 04/25/37	P	2007-05-01	2012-12-26
	3.7 SHRS PIMCO FDS UNCONSTRAINED BD	P	2011-08-01	2012-03-01
	5.394 SHRS PIMCO FDS UNCONSTRAINED B	P	2010-11-02	2012-03-01
	18.242 SHRS NUVEEN INVT TR II TRADEW	P	2012-01-03	2012-05-21
	95 SHRS DIAGEO PLC SPONS ADR NEW	P	2006-12-26	2012-08-29
	67 SHRS PPG INDUSTRIES INC	P	2011-04-05	2012-01-11
	1 SHRS PRICELINE COM INC COM NEW	P	2010-09-28	2012-05-09
	2 SHRS CHECK POINT SOFTWARE TECHNOLO	P	2010-11-22	2012-08-29
	6 SHRS NOBLE ENERGY INC	P	2011-04-04	2012-08-29
	146 SHRS AMETEK INC	P	2011-12-02	2012-09-13
	89 SHRS HOME DEPOT INC	P	2011-09-16	2012-09-13
	184 SHRS ROBERT HALF INTERNATIONAL I	P	2012-05-09	2012-09-13
	2.984 SHRS PIMCO FDS UNCONSTRAINED B	P	2011-09-01	2012-03-01
	5.55 SHRS PIMCO FDS UNCONSTRAINED BD	P	2010-12-02	2012-03-01
	372.439 SHRS MATTHEWS CHINA FUND	P	2009-05-05	2012-08-28
	405 SHRS ENSIGN ENERGY SERVICES INC	P	2001-01-22	2012-08-29
	124 SHRS CAPITAL ONE FINANCIAL CORP	P	2009-11-23	2012-01-25
	216 SHRS COCA COLA ENTERPRISES INC	P	2011-04-19	2012-06-06
	10 SHRS CHEVRON CORPORATION	P	2011-03-02	2012-08-29
	24 SHRS NUANCE COMMUNICATIONS INC	P	2011-10-05	2012-08-29
	146 SHRS ALASKA AIR GROUP INC	P	2012-07-09	2012-09-13
	25 SHRS INTERNATIONAL BUSINESS MACHI	P	2009-02-03	2012-09-13
	70 SHRS ROSS STORES INC	P	2009-03-20	2012-09-13
	3.263 SHRS PIMCO FDS UNCONSTRAINED B	P	2011-10-03	2012-03-01
	0.784 SHRS PIMCO FDS UNCONSTRAINED B	P	2010-12-10	2012-03-01
	200 SHRS TEMPLETON DRAGON FUND INC N	P	2007-04-26	2012-08-28
	30 SHRS NOVARTIS AG SPONS ADR	P	2000-09-11	2012-08-29
	16 SHRS HOME DEPOT INC	P	2011-09-16	2012-01-25
	176 SHRS ENDO HEALTH SOLUTIONS INC	P	2010-08-17	2012-06-06
	10 SHRS CF INDUSTRIES HOLDINGS	P	2011-03-15	2012-08-29
	3 SHRS OCCIDENTAL PETE CORP	P	2011-05-17	2012-08-29
	114 SHRS AGCO CORP	P	2012-01-11	2012-09-13
	73 SHRS JOHNSON & JOHNSON	P	2012-07-09	2012-09-13
	164 SHRS TIBCO SOFTWARE INC	P	2010-07-07	2012-09-13
	3.066 SHRS PIMCO FDS UNCONSTRAINED B	P	2011-11-01	2012-03-01
	5.118 SHRS PIMCO FDS UNCONSTRAINED B	P	2010-12-10	2012-03-01
	40 SHRS AGRIUM INC	P	2011-11-11	2012-08-29
	100 SHRS NOBLE CORPORATION US LISTED	P	2002-05-06	2012-08-29
	46 SHRS INTERCONTINENTALEXCHANGE INC	P	2011-07-13	2012-02-06
	77 SHRS ROCKWELL AUTOMATION INC	P	2011-11-28	2012-07-09
	150 SHRS CADENCE DESIGN SYSTEMS INC	P	2012-03-06	2012-08-29
	1 SHRS PRICELINE COM INC COM NEW	P	2010-09-28	2012-08-29
	156 SHRS BB&T CORP	P	2012-03-06	2012-09-13
	59 SHRS KIMBERLY CLARK CORP	P	2012-08-06	2012-09-13
	75 SHRS THE TRAVELERS COMPANIES INC	P	2012-05-09	2012-09-13
	3.676 SHRS PIMCO FDS UNCONSTRAINED B	P	2011-12-02	2012-03-01
	5.176 SHRS PIMCO FDS UNCONSTRAINED B	P	2011-01-04	2012-03-01
	85 SHRS BRITISH AMERICAN TOBACCO PLC	P	2005-01-31	2012-08-29
	112.5 SHRS NESTLE SA SPONS ADR	P	2005-03-15	2012-08-29
	3 SHRS APPLE INC	P	2009-04-17	2012-03-06
	45 SHRS ROSS STORES INC	P	2009-03-20	2012-07-09
	64 SHRS DEAN FOODS CO NEW	P	2012-06-06	2012-08-29
	25 SHRS OMNICARE INC	P	2012-05-09	2012-08-29
	76 SHRS BED BATH & BEYOND INC	P	2010-01-14	2012-09-13
	221 SHRS KROGER CO	P	2012-03-06	2012-09-13
	146 SHRS US BANCORP DEL COM	P	2012-01-25	2012-09-13
	20.906 SHRS PIMCO FDS UNCONSTRAINED	P	2011-12-29	2012-03-01
	4.609 SHRS PIMCO FDS UNCONSTRAINED B	P	2011-02-02	2012-03-01
	15 SHRS BRITISH AMERICAN TOBACCO PLC	P	2007-12-24	2012-08-29
	22.5 SHRS NESTLE SA SPONS ADR	P	2005-11-21	2012-08-29
	158 SHRS DENTSPLY INTERNATIONAL INC	P	2011-09-16	2012-03-06
	112 SHRS RYDER SYSTEM INC	P	2011-07-01	2012-07-09
	45 SHRS EAST WEST BANCORP INC	P	2011-03-02	2012-08-29
	37 SHRS ORACLE CORP	P	2012-08-06	2012-08-29
	63 SHRS COOPER COMPANIES INC	P	2011-03-24	2012-09-13
	58 SHRS MCKESSON CORP	P	2009-08-06	2012-09-13
	62 SHRS WABTEC CORP	P	2012-04-17	2012-09-13
	2.52 SHRS PIMCO FDS UNCONSTRAINED BD	P	2012-01-03	2012-03-01
	85.106 SHRS MATTHEWS CHINA FUND	P	2009-05-05	2012-04-25
	10 SHRS BRITISH AMERICAN TOBACCO PLC	P	2008-06-03	2012-08-29
	600 SHRS PRECISION DRILLING CORP	P	2000-09-11	2012-08-29
	129 SHRS EXELON CORP	P	2011-08-10	2012-03-06
	102 SHRS ANSYS INC	P	2010-11-09	2012-08-06
	24 SHRS INGREDION INC	P	2011-03-02	2012-08-29
	50 SHRS RESMED INC	P	2012-06-06	2012-08-29
	102 SHRS CHECK POINT SOFTWARE TECHNO	P	2010-11-22	2012-09-13
	102 SHRS MOTOROLA SOLUTIONS INC	P	2011-08-10	2012-09-13
	59 SHRS WATSON PHARMACEUTICALS INC	P	2010-07-13	2012-09-13
	1.6 SHRS PIMCO FDS UNCONSTRAINED BD	P	2012-02-01	2012-03-01
	96.805 SHRS NUVEEN INVT TR II TRADEW	P	2010-05-20	2012-05-04
	75 SHRS BASF SE ADR	P	2008-06-03	2012-08-29
	105 SHRS POTASH CORP OF SASKATCHEWAN	P	2007-12-17	2012-08-29
	1 SHRS PRICELINE COM INC COM NEW	P	2010-09-28	2012-03-06
	247 SHRS INVESCO LTD	P	2012-02-06	2012-08-06
	50 SHRS HOME DEPOT INC	P	2011-09-16	2012-08-29
	24 SHRS ROBERT HALF INTERNATIONAL IN	P	2012-05-09	2012-08-29
	45 SHRS CHEVRON CORPORATION	P	2011-03-02	2012-09-13
	141 SHRS MATTEL INC	P	2010-02-22	2012-09-13
	50 SHRS WHOLE FOODS MARKET INC	P	2009-08-26	2012-09-13
	3.613 SHRS PIMCO FDS UNCONSTRAINED B	P	2012-03-01	2012-03-01
	250.752 SHRS NUVEEN INVT TR II TRADE	P	2010-05-20	2012-05-16
	75 SHRS BHP BILLITON LTD SPONS ADR	P	2003-02-12	2012-08-29
	15 SHRS RIO TINTO PLC SPONS ADR	P	2003-02-12	2012-08-29
	42 SHRS V F CORP	P	2011-10-05	2012-03-06
	40 SHRS AMETEK INC	P	2011-12-02	2012-08-29
	5 SHRS INTERNATIONAL BUSINESS MACHIN	P	2009-02-03	2012-08-29
	21 SHRS ROSS STORES INC	P	2009-03-20	2012-08-29
	25 SHRS CF INDUSTRIES HOLDINGS	P	2011-03-15	2012-09-13
	56 SHRS NOBLE ENERGY INC	P	2011-04-04	2012-09-13
	45 SHRS GILEAD SCIENCES INC	P	2012-09-13	2012-09-19

(e) Gross sales price		(g) Cost or other basis plus expense of sale	(h) Gain or (loss) (e) plus (f) minus (g)
a	2,000	2,066	-66
b	29,784	30,000	-216
c	10,200	14,886	-4,686
d	3,051	277	2,774
e	9,134	5,332	3,802
	6,153	5,573	580
	497	539	-42
	946	948	-2
	1,077	450	627
	5,174	4,340	834
	5,248	4,061	1,187
	3,018	2,832	186
	42	43	-1
	22	22
	467	793	-326
	7,801	1,043	6,758
	9,949	1,469	8,480
	5,670	5,412	258
	1,718	1,073	645
	835	838	-3
	1,227	1,216	11
	4,937	4,667	270
	5,062	5,637	-575
	1,381	1,357	24
	53	54	-1
	52	52
	121	206	-85
	6,241	1,173	5,068
	1,209	1,586	-377
	5,948	6,260	-312
	3,367	610	2,757
	667	725	-58
	1,903	1,625	278
	5,108	5,114	-6
	5,033	2,786	2,247
	149	149
	51	52	-1
	51	51
	101	175	-74
	9,917	4,676	5,241
	1,911	2,025	-114
	783	612	171
	1,739	1,577	162
	1,318	787	531
	1,169	1,193	-24
	5,030	4,436	594
	5,316	5,225	91
	125	125
	59	60	-1
	58	59	-1
	585	776	-191
	6,224	3,082	3,142
	9,921	4,330	5,591
	5,845	5,300	545
	1,334	828	506
	1,189	999	190
	2,550	1,333	1,217
	5,104	4,297	807
	5,047	4,765	282
	334	334
	53	53
	57	59	-2
	951	1,262	-311
	3,991	4,392	-401
	44	44
	5,184	6,187	-1,003
	1,253	1,021	232
	2,167	1,342	825
	3,195	975	2,220
	4,758	4,009	749
	5,197	4,126	1,071
	544	544
	41	41
	59	61	-2
	364	468	-104
	10,353	7,498	2,855
	5,783	6,499	-716
	719	348	371
	95	87	8
	523	583	-60
	5,215	4,204	1,011
	5,188	3,095	2,093
	4,955	5,303	-348
	33	33
	61	62	-1
	8,000	6,637	1,363
	6,171	2,185	3,986
	5,606	4,711	895
	5,753	6,023	-270
	1,116	1,039	77
	578	480	98
	5,106	5,242	-136
	5,165	2,294	2,871
	4,757	1,206	3,551
	36	36
	9	9
	5,094	4,848	246
	1,772	1,103	669
	718	556	162
	5,457	4,567	890
	2,053	1,253	800
	260	302	-42
	5,239	5,690	-451
	5,046	4,944	102
	5,102	2,052	3,050
	34	34
	56	57	-1
	3,970	3,138	832
	3,804	1,964	1,840
	5,639	5,838	-199
	4,992	5,469	-477
	1,940	1,718	222
	593	348	245
	5,240	4,473	767
	4,914	4,942	-28
	5,143	4,801	342
	41	40	1
	57	57
	8,863	2,937	5,926
	7,051	3,187	3,864
	1,565	366	1,199
	3,010	775	2,235
	1,041	999	42
	810	859	-49
	5,378	3,145	2,233
	5,302	5,339	-37
	5,101	4,162	939
	230	227	3
	51	51
	1,564	1,193	371
	1,410	683	727
	6,051	5,443	608
	3,831	6,540	-2,709
	987	1,018	-31
	1,165	1,145	20
	5,992	4,287	1,705
	5,099	3,044	2,055
	5,107	4,931	176
	28	27	1
	2,000	1,517	483
	1,043	747	296
	4,657	7,917	-3,260
	4,993	5,279	-286
	6,896	4,946	1,950
	1,293	1,133	160
	1,880	1,587	293
	4,963	4,462	501
	5,129	4,076	1,053
	4,909	2,537	2,372
	18	18
	2,000	2,817	-817
	5,864	5,592	272
	4,298	4,481	-183
	632	348	284
	5,607	5,906	-299
	2,831	1,739	1,092
	640	692	-52
	5,261	4,677	584
	5,034	3,051	1,983
	4,892	1,478	3,414
	40	40
	5,000	7,297	-2,297
	5,060	821	4,239
	659	292	367
	6,131	5,287	844
	1,377	1,152	225
	976	459	517
	1,466	362	1,104
	5,541	3,132	2,409
	5,399	5,438	-39
	3,014	2,723	291

Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69			(l) Gains (Col. (h) gain minus col. (k), but not less than -0-) or Losses (from col.(h))
(i) F.M.V. as of 12/31/69	(j) Adjusted basis as of 12/31/69	(k) Excess of col. (i) over col. (j), if any
a			-66
b			-216
c			-4,686
d			2,774
e			3,802
			580
			-42
			-2
			627
			834
			1,187
			186
			-1

			-326
			6,758
			8,480
			258
			645
			-3
			11
			270
			-575
			24
			-1

			-85
			5,068
			-377
			-312
			2,757
			-58
			278
			-6
			2,247

			-1

			-74
			5,241
			-114
			171
			162
			531
			-24
			594
			91

			-1
			-1
			-191
			3,142
			5,591
			545
			506
			190
			1,217
			807
			282


			-2
			-311
			-401

			-1,003
			232
			825
			2,220
			749
			1,071


			-2
			-104
			2,855
			-716
			371
			8
			-60
			1,011
			2,093
			-348

			-1
			1,363
			3,986
			895
			-270
			77
			98
			-136
			2,871
			3,551


			246
			669
			162
			890
			800
			-42
			-451
			102
			3,050

			-1
			832
			1,840
			-199
			-477
			222
			245
			767
			-28
			342
			1

			5,926
			3,864
			1,199
			2,235
			42
			-49
			2,233
			-37
			939
			3

			371
			727
			608
			-2,709
			-31
			20
			1,705
			2,055
			176
			1
			483
			296
			-3,260
			-286
			1,950
			160
			293
			501
			1,053
			2,372

			-817
			272
			-183
			284
			-299
			1,092
			-52
			584
			1,983
			3,414

			-2,297
			4,239
			367
			844
			225
			517
			1,104
			2,409
			-39
			291

2	Capital gain net income or (net capital loss)	If gain, also enter in Part I, line 7 If (loss), enter -0- in Part I, line 7	2	120,354
3	Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
	If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0- in Part I, line 8 . . . . . . . . . . . . . . . .		3	10,811

Part V

Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income

(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.

Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period? Yes No

If “Yes,” the foundation does not qualify under section 4940(e). Do not complete this part.

1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a) Base period years Calendar year (or tax year beginning in)	(b) Adjusted qualifying distributions	(c) Net value of noncharitable-use assets	(d) Distribution ratio (col. (b) divided by col. (c))
2011	65,585	1,149,336	0.057063
2010	61,500	1,353,288	0.045445
2009	76,803	1,233,709	0.062254
2008	87,390	1,601,140	0.054580
2007	79,367	1,754,671	0.045232

2	Total of line 1, column (d) ......................	2	0.264574
3	Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by the number of years the foundation has been in existence if less than 5 years. . .	3	0.052915
4	Enter the net value of noncharitable-use assets for 2012 from Part X, line 5.....	4	1,325,677
5	Multiply line 4 by line 3.......................	5	70,148
6	Enter 1% of net investment income (1% of Part I, line 27b)...........	6	1,338
7	Add lines 5 and 6.........................	7	71,486
8	Enter qualifying distributions from Part XII, line 4..............	8	56,500
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.

Form 990-PF (2012)

Page 4

Part VI

Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)

1a	Exempt operating foundations described in section 4940(d)(2), check hereand enter “N/A” on line 1.
	Date of ruling or determination letter: (attach copy of letter if necessary–see instructions)
b	Domestic foundations that meet the section 4940(e) requirements in Part V, check	1	2,676
	hereand enter 1% of Part I, line 27b...................
c	All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2	Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	2
3	Add lines 1 and 2............................	3	2,676
4	Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-).	4
5	Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- .....	5	2,676
6	Credits/Payments:

a	2012 estimated tax payments and 2011 overpayment credited to 2012	6a	2,897
b	Exempt foreign organizations—tax withheld at source.......	6b
c	Tax paid with application for extension of time to file (Form 8868)	6c
d	Backup withholding erroneously withheld ...........	6d

7	Total credits and payments. Add lines 6a through 6d..............		7	2,897
8	Enter any penalty for underpayment of estimated tax. Check hereif Form 2220 is attached.		8
9	Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......		9
10	Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...		10	221
11	Enter the amount of line 10 to be: Credited to 2013 estimated tax221	Refunded	11

Part VII-A

Statements Regarding Activities

During the tax year, did the foundation attempt to influence any national, state, or local legislation or did

Yes

it participate or intervene in any political campaign? ....................

Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of

the instructions for definition)?............................

If the answer is “Yes” to 1a or 1b, attach a detailed description of the activities and copies of any materials

published or distributed by the foundation in connection with the activities.

Did the foundation file Form 1120-POL for this year?.....................

Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:

(1) On the foundation. bullet

$ (2) On foundation managers. bullet

Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed

on foundation managers. bullet

Has the foundation engaged in any activities that have not previously been reported to the IRS?.......

If “Yes,” attach a detailed description of the activities.

Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles

of incorporation, or bylaws, or other similar instruments? If “Yes,” attach a conformed copy of the changes....

Did the foundation have unrelated business gross income of $1,000 or more during the year?........

If “Yes,” has it filed a tax return on Form 990-T for this year?...................

Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........

If “Yes,” attach the statement required by General Instruction T.

Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:

By language in the governing instrument, or

By state legislation that effectively amends the governing instrument so that no mandatory directions

that conflict with the state law remain in the governing instrument?................

Yes

Did the foundation have at least $5,000 in assets at any time during the year? If “Yes,” complete Part II, col. (c), and Part XV.

Yes

Enter the states to which the foundation reports or with which it is registered (see instructions)

If the answer is “Yes” to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney

General (or designate) of each state as required by General Instruction G? If “No,” attach explanation .

Yes

Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)

or 4942(j)(5) for calendar year 2012 or the taxable year beginning in 2012 (see instructions for Part XIV)?

If “Yes,” complete Part XIV.............................

Did any persons become substantial contributors during the tax year? If “Yes,” attach a schedule listing their names and addresses.

At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the

meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............

Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had

advisory privileges? If "Yes," attach statement (see instructions).................

Did the foundation comply with the public inspection requirements for its annual returns and exemption application?

Yes

Website address bullet

NONE

The books are in care of bullet

JANET M HOEHNEN Telephone no. bullet

(414) 276-3400

Located at bullet

111 EAST WISCONSIN AVE SUITE 1800MILWAUKEEWI ZIP+4 bullet

53202

Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —Check here......... bullet

and enter the amount of tax-exempt interest received or accrued during the year ...... bullet

At any time during calendar year 2012, did the foundation have an interest in or a signature or other authority over

a bank, securities, or other financial account in a foreign country? .................

See instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the foreign country bullet

Form 990-PF (2012)

Page 5

Part VII-B

Statements Regarding Activities for Which Form 4720 May Be Required

File Form 4720 if any item is checked in the “Yes” column, unless an exception applies.

Yes

During the year did the foundation (either directly or indirectly):

(1) Engage in the sale or exchange, or leasing of property with a disqualified person? YesNo

(2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)

a disqualified person?.........................YesNo

(3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? YesNo

(4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? YesNo

(5) Transfer any income or assets to a disqualified person (or make any of either available

for the benefit or use of a disqualified person)?.................YesNo

(6) Agree to pay money or property to a government official? (Exception. Check “No”

if the foundation agreed to make a grant to or to employ the official for a period

after termination of government service, if terminating within 90 days.).........YesNo

If any answer is “Yes” to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations

section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...

Organizations relying on a current notice regarding disaster assistance check here......... bullet

Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,

that were not corrected before the first day of the tax year beginning in 2012?.............

Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private

operating foundation defined in section 4942(j)(3) or 4942(j)(5)):

At the end of tax year 2012, did the foundation have any undistributed income (lines 6d

and 6e, Part XIII) for tax year(s) beginning before 2012?...............YesNo

If “Yes,” list the years bullet

20, 20, 20, 20

Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)

(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)

to all years listed, answer “No” and attach statement—see instructions.) ..............

If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.

20, 20, 20, 20

Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at

any time during the year?.........................YesNo

If “Yes,” did it have excess business holdings in 2012 as a result of (1) any purchase by the foundation

or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved

by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)

the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine

if the foundation had excess business holdings in 2012.)....................

Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?

Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its

charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2012?

During the year did the foundation pay or incur any amount to:

(1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? YesNo

(2) Influence the outcome of any specific public election (see section 4955); or to carry

on, directly or indirectly, any voter registration drive?...............YesNo

(3) Provide a grant to an individual for travel, study, or other similar purposes? YesNo

(4) Provide a grant to an organization other than a charitable, etc., organization described

in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)........YesNo

(5) Provide for any purpose other than religious, charitable, scientific, literary, or

educational purposes, or for the prevention of cruelty to children or animals?........YesNo

If any answer is “Yes” to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in

Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......

Organizations relying on a current notice regarding disaster assistance check here......... bullet

If the answer is “Yes” to question 5a(4), does the foundation claim exemption from the

tax because it maintained expenditure responsibility for the grant?............YesNo

If “Yes,” attach the statement required by Regulations section 53.4945–5(d).

Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on

a personal benefit contract?........................YesNo

Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....

If “Yes” to 6b, file Form 8870.

At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction? YesNo

If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....

Form 990-PF (2012)

Page 6

Part VIII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors

1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
(a) Name and address	(b) Title, and average hours per week devoted to position	(c) Compensation (If not paid, enter -0-)	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
FRANK W BASTIAN	DIRECTOR 5.00	0	0	0
111 EAST WISCONSIN AVE SUITE 1800 MILWAUKEE,WI53202	DIRECTOR 5.00	0	0	0
JANET M HOEHNEN	DIRECTOR 5.00	0	0	0
111 EAST WISCONSIN AVE SUITE 1800 MILWAUKEE,WI53202	DIRECTOR 5.00	0	0	0

2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE.”
(a) Name and address of each employee paid more than $50,000	(b) Title, and average hours per week devoted to position	(c) Compensation	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
NONE









Total number of other employees paid over $50,000...................

3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a) Name and address of each person paid more than $50,000	(b) Type of service	(c) Compensation
NONE

Total number of others receiving over $50,000 for professional services............. bullet

Part IX-A

Summary of Direct Charitable Activities

List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.		Expenses
1


2


3


4

Form 990-PF (2012)

Page 7

Part IX-B

Summary of Program-Related Investments (see instructions)

Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.		Amount
1	N/A
2


All other program-related investments. See page 24 of the instructions.
3

Total. Add lines 1 through 3.......................... bullet

Part X

Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
see instructions.)

Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,

purposes:

Average monthly fair market value of securities...................

1,295,269

Average of monthly cash balances.......................

50,596

Fair market value of all other assets (see instructions)................

Total (add lines 1a, b, and c).........................

1,345,865

Reduction claimed for blockage or other factors reported on lines 1a and

1c (attach detailed explanation) .............

Acquisition indebtedness applicable to line 1 assets..................

Subtract line 2 from line 1d.........................

1,345,865

Cash deemed held for charitable activities. Enter 1 1⁄2% of line 3 (for greater amount, see

instructions) .............................

20,188

Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4

1,325,677

Minimum investment return. Enter 5% of line 5..................

66,284

Part XI

Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here bullet

and do not complete this part.)

Minimum investment return from Part X, line 6....................

66,284

Tax on investment income for 2012 from Part VI, line 5......

2,676

Income tax for 2012. (This does not include the tax from Part VI.)...

Add lines 2a and 2b............................

2,676

Distributable amount before adjustments. Subtract line 2c from line 1............

63,608

Recoveries of amounts treated as qualifying distributions................

Add lines 3 and 4............................

63,608

Deduction from distributable amount (see instructions).................

Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,

line 1................................

63,608

Part XII

Qualifying Distributions (see instructions)

Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:

Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........

56,500

Program-related investments—total from Part IX-B..................

Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,

purposes...............................

Amounts set aside for specific charitable projects that satisfy the:

Suitability test (prior IRS approval required)....................

Cash distribution test (attach the required schedule) .................

Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4

56,500

Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment

income. Enter 1% of Part I, line 27b (see instructions).................

Adjusted qualifying distributions. Subtract line 5 from line 4..............

56,500

Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.

Form 990-PF (2012)

Page 8

Part XIII

Undistributed Income (see instructions)

	(c) 2011	(d) 2012
1 Distributable amount for 2012 from Part XI, line 7		63,608
2 Undistributed income, if any, as of the end of 2012:
a Enter amount for 2011 only.......	56,430
b Total for prior years:20, 20, 20
3 Excess distributions carryover, if any, to 2012:
a From 2007.......
b From 2008.......
c From 2009.......
d From 2010.......
e From 2011.......
fTotal of lines 3a through e.........
4Qualifying distributions for 2012 from Part
XII, line 4: $ 56,500
a Applied to 2011, but not more than line 2a	56,430
b Applied to undistributed income of prior years (Election required—see instructions)......
c Treated as distributions out of corpus (Election required—see instructions).........
d Applied to 2012 distributable amount.....		70
e Remaining amount distributed out of corpus
5 Excess distributions carryover applied to 2012.
(If an amount appears in column (d), the same amount must be shown in column (a).)
6Enter the net total of each column as indicated below:
a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5
b Prior years’ undistributed income. Subtract line 4b from line 2b ...........
c Enter the amount of prior years’ undistributed income for which a notice of deficiency has been issued, or on which the section 4942(a) tax has been previously assessed......
d Subtract line 6c from line 6b. Taxable amount —see instructions ...........
e Undistributed income for 2011. Subtract line 4a from line 2a. Taxable amount—see instructions .............
f Undistributed income for 2012. Subtract lines 4d and 5 from line 1. This amount must be distributed in 2013 ..........		63,538
7 Amounts treated as distributions out of corpus to satisfy requirements imposed by section 170(b)(1)(F) or 4942(g)(3) (see instructions) .............
8Excess distributions carryover from 2007 not applied on line 5 or line 7 (see instructions) ...
9Excess distributions carryover to 2013. Subtract lines 7 and 8 from line 6a ......
10 Analysis of line 9:
a Excess from 2008....
b Excess from 2009....
c Excess from 2010....
d Excess from 2011....
e Excess from 2012....

Form 990-PF (2012)

Page 9

Part XIV

Private Operating Foundations (see instructions and Part VII-A, question 9)

1a If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2012, enter the date of the ruling....... bullet

b Check box to indicate whether the organization is a private operating foundation described in section4942(j)(3) or4942(j)(5)

2a Enter the lesser of the adjusted net income from Part I or the minimum investment return from Part X for each year listed ..........	Tax year	Prior 3 years			(e) Total
	(a) 2012	(b) 2011	(c) 2010	(d) 2009	(e) Total

b 85% of line 2a .........
c Qualifying distributions from Part XII, line 4 for each year listed .....
d Amounts included in line 2c not used directly for active conduct of exempt activities ....
e Qualifying distributions made directly for active conduct of exempt activities. Subtract line 2d from line 2c ....
3 Complete 3a, b, or c for the alternative test relied upon:
a “Assets” alternative test—enter:
(1) Value of all assets ......
(2) Value of assets qualifying under section 4942(j)(3)(B)(i)
b “Endowment” alternative test— enter 2⁄3 of minimum investment return shown in Part X, line 6 for each year listed...
c “Support” alternative test—enter:
(1) Total support other than gross investment income (interest, dividends, rents, payments on securities loans (section 512(a)(5)), or royalties) ....
(2) Support from general public and 5 or more exempt organizations as provided in section 4942(j)(3)(B)(iii)....
(3) Largest amount of support from an exempt organization
(4) Gross investment income

Part XV

Supplementary Information (Complete this part only if the organization had $5,000 or more in
assets at any time during the year—see instructions.)

1Information Regarding Foundation Managers:

aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)

bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.

2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:

Check here bullet

if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. (see instructions) to individuals or organizations under
other conditions, complete items 2a, b, c, and d.

aThe name, address, and telephone number or e-mail of the person to whom applications should be addressed:

FRANK W BASTIAN
111 EAST WISCONSIN
SUITE 1800
MILWAUKEE,WI53202
(414) 276-3400

bThe form in which applications should be submitted and information and materials they should include:

APPLICATION FORM & IRS DETERMINATION LETTER FOR SECTION 501(C)(3) STATUS

cAny submission deadlines:

SEPTEMBER 1 OF EACH YEAR

dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:

EMPHASIS ON MILWAUKEE METROPOLITAN AREA

Form 990-PF (2012)

Page 10

Part XV

Supplementary Information (continued)

3 Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient	If recipient is an individual, show any relationship to any foundation manager or substantial contributor	Foundation status of recipient	Purpose of grant or contribution	Amount
Name and address (home or business)		Foundation status of recipient	Purpose of grant or contribution	Amount
aPaid during the year
FRIENDS OF BOERNER BOTANICAL GARDEN 9400 BOERNER DRIVE SUITE HALES CORNERS,WI53130		PUBLIC	GENERAL	10,000
PLANNED PARENTHOOD OF WISCONSIN IN 302 NORTH JACKSON STREET MILWAUKEE,WI53202		PUBLIC	GENERAL	20,000
ROYAL FAMILY KIDS CAMP 4970 S SWIFT AVENUE CUDAHY,WI53110		PUBLIC	GENERAL	1,000
UWM RESEARCH FOUNDATION 1440 EAST NORTH AVENUE MILWAUKEE,WI53202		PUBLIC	GENERAL	18,000
WAUKESHA MEMORIAL HOSPITAL FDN 725 AMERICAN AVENUE WAUKESHA,WI53188		PUBLIC	GENERAL	1,000
WAUWATOSA WEST HIGH SCHOOL 11400 WEST CENTER STREET WAUWATOSA,WI53222		PUBLIC	GENERAL	1,000
WISCONSIN ACADEMY FOR GRADUATE SERV 1338 DEWET COURT MADISON,WI53703		PUBLIC	GENERAL	2,500
WISCONSIN HUMANE SOCIETY 4500 WEST WISCONSIN AVENU MILWAUKEE,WI53208		PUBLIC	GENERAL	3,000
Total ................................. 3a				56,500

bApproved for future payment

Total ................................. 3b

Form 990-PF (2012)

Page 11

Part XVI-A

Analysis of Income-Producing Activities

Enter gross amounts unless otherwise indicated.	Unrelated business income		Excluded by section 512, 513, or 514		(e) Related or exempt function income (See instructions.)
1Program service revenue:	(a) Business code	(b) Amount	(c) Exclusion code	(d) Amount	(e) Related or exempt function income (See instructions.)
a
b
c
d
e
f
gFees and contracts from government agencies
2 Membership dues and assessments....
3Interest on savings and temporary cash investments
4 Dividends and interest from securities....			14	35,067
5 Net rental income or (loss) from real estate:
aDebt-financed property......
bNot debt-financed property.....
6Net rental income or (loss) from personal property
7 Other investment income.....
8Gain or (loss) from sales of assets other than inventory			18	115,364	4,851
9 Net income or (loss) from special events:
10 Gross profit or (loss) from sales of inventory..
11 Other revenue: a
b
c
d
e
12 Subtotal. Add columns (b), (d), and (e)..				150,431	4,851

13Total. Add line 12, columns (b), (d), and (e)..................

13155,282

(See worksheet in line 13 instructions to verify calculations.)

Part XVI-B

Relationship of Activities to the Accomplishment of Exempt Purposes

Line No.	Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See instructions.)

Form 990-PF (2012)

Page 12

Part XVII

Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations

Did the organization directly or indirectly engage in any of the following with any other organization described in section

Yes

501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?

Transfers from the reporting foundation to a noncharitable exempt organization of:

(1) Cash...................................

1a(1)

(2) Other assets.................................

1a(2)

Other transactions:

(1) Sales of assets to a noncharitable exempt organization....................

1b(1)

(2) Purchases of assets from a noncharitable exempt organization..................

1b(2)

(3) Rental of facilities, equipment, or other assets.......................

1b(3)

(4) Reimbursement arrangements...........................

1b(4)

(5) Loans or loan guarantees.............................

1b(5)

(6) Performance of services or membership or fundraising solicitations................

1b(6)

Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............

If the answer to any of the above is “Yes,” complete the following schedule. Column (b) should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

(a) Line No.	(b) Amount involved	(c) Name of noncharitable exempt organization	(d) Description of transfers, transactions, and sharing arrangements

Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........YesNo

If “Yes,” complete the following schedule.

(a) Name of organization	(b) Type of organization	(c) Description of relationship

Sign Here

Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
				May the IRS discuss this return with the preparer shown below (see instr.)? Yes No
	Signature of officer or trustee	Date	Title

Paid Preparer Use Only	Print/Type preparer's name	Preparer's Signature	Date	Check if self- employed	PTIN
	Firm's name Firm's address			Firm's EIN
				Phone no.

Form 990-PF (2012)

Additional Data

Software ID:
Software Version:

Form 990PF - Special Condition Description:

Special Condition Description

- TIN:

TY 2012 CompensationExplanation

Name:

ELLAMAE SIEBERT FOUNDATION INC

EIN: 39-1708686

Person Name	Explanation
FRANK W BASTIAN
JANET M HOEHNEN

- TIN:

Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

TY 2012 GainLossSaleOtherAssetsSch

Name:

ELLAMAE SIEBERT FOUNDATION INC

EIN: 39-1708686

Name	Date Acquired	How Acquired	Date Sold	Purchaser Name	Gross Sales Price	Basis	Basis Method	Sales Expenses	Total (net)	Accumulated Depreciation
BASIS ADJUSTMENT		PURCHASE	2012-12			139			-139

- TIN:

TY 2012 InvestmentsCorpStockSchedule

Name:

ELLAMAE SIEBERT FOUNDATION INC

EIN: 39-1708686

Name of Stock	End of Year Book Value	End of Year Fair Market Value
INVESTED ASSETS	1,228,531	1,333,421

- TIN:

TY 2012 LegalFeesSchedule

Name:

ELLAMAE SIEBERT FOUNDATION INC

EIN: 39-1708686

Category	Amount	Net Investment Income	Adjusted Net Income	Disbursements for Charitable Purposes
LEGAL AND ADMINISTRATION	16,911

- TIN:

TY 2012 OtherProfessionalFeesSchedule

Name:

ELLAMAE SIEBERT FOUNDATION INC

EIN: 39-1708686

Category	Amount	Net Investment Income	Adjusted Net Income	Disbursements for Charitable Purposes
INVESTMENT MANAGEMENT	20,955	20,955
PROCESSING FEES	33	33

- TIN:

TY 2012 TaxesSchedule

Name:

ELLAMAE SIEBERT FOUNDATION INC

EIN: 39-1708686

Category	Amount	Net Investment Income
FOREIGN TAXES PAID ON DIVIDENDS	625	625
990PF TAX FOR 2011	103
990PF ESTIMATE FOR 2012	2,897