TY 2012 Form 990PF

- TIN:

Form990-PF
Click to see list of attachments

Department of the Treasury
Internal Revenue Service

Return of Private Foundation

or Section 4947(a)(1) Nonexempt Charitable Trust
Treated as a Private Foundation

Note. The foundation may be able to use a copy of this return to satisfy state reporting requirements.

OMB No. 1545-0052

2012

Open to Public Inspection

For calendar year 2012, or tax year beginning 01-01-2012 , and ending 12-31-2012

Name of foundation
THE CALDWELL FOUNDATION

Number and street (or P.O. box number if mail is not delivered to street address)PO BOX 4280 Room/suite

City or town, state, and ZIP code
TYLER, TX75712

A Employer identification number

75-6004080

B Telephone number (see instructions)

(903) 592-8191

C If exemption application is pending, check here bullet

G Check all that apply: Initial returnInitial return of a former public charity
Final returnAmended return
Address changeName change

D 1. Foreign organizations, check here ............. bullet

2. Foreign organizations meeting the 85% test,
check here and attach computation ........... bullet

H Check type of organization: Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trustOther taxable private foundation

I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16) bullet

$104,390,500J Accounting method: Cash Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)

E If private foundation status was terminated
under section 507(b)(1)(A), check here ......... bullet

F If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here ......... bullet

	Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)		(a) Revenue and expenses per books		(b) Net investment income	(c) Adjusted net income	(d) Disbursements for charitable purposes (cash basis only)


1	Contributions, gifts, grants, etc., received (attach schedule)		2,404
2	Check
3	Interest on savings and temporary cash investments		954		954	954
4	Dividends and interest from securities......		1,990,260		1,990,260	1,990,260
5a	Gross rents..............
b	Net rental income or (loss)
6a	Net gain or (loss) from sale of assets not on line 10			3,750,170
b	Gross sales price for all assets on line 6a 35,075,033
7	Capital gain net income (from Part IV, line 2)...				3,750,170
8	Net short-term capital gain.........
9	Income modifications...........
10a	Gross sales less returns and allowances	1,144,646
b	Less: Cost of goods sold....	435,038
c	Gross profit or (loss) (attach schedule).....			709,608		709,608
11	Other income (attach schedule).......			3,345,483	1,400,121	3,345,483
12	Total. Add lines 1 through 11........		9,798,879		7,141,505	6,046,305
13	Compensation of officers, directors, trustees, etc.		503,690		180,555	180,555	323,135
14	Other employee salaries and wages......		2,744,756		88,304	88,304	2,656,452
15	Pension plans, employee benefits.......		1,086,389		46,377	46,377	1,040,012
16a	Legal fees (attach schedule).........			60,317	43,696	43,696	16,621
b	Accounting fees (attach schedule).......			27,250	18,394	18,394	8,856
c	Other professional fees (attach schedule)....			438,713	366,497	366,497	72,216
17	Interest...............
18	Taxes (attach schedule) (see instructions)			184,622	75,411	75,411
19	Depreciation (attach schedule) and depletion...			687,143	18,327	18,327
20	Occupancy..............		527,866		27,235	27,235	500,631
21	Travel, conferences, and meetings.......		32,180		8,442	8,442	23,738
22	Printing and publications..........		13,836				13,836
23	Other expenses (attach schedule).......			1,479,791	38,454	974,189	505,602
24	Total operating and administrative expenses.
	Add lines 13 through 23..........		7,786,553		911,692	1,847,427	5,161,099
25	Contributions, gifts, grants paid........		5,000				5,000
26	Total expenses and disbursements. Add lines 24 and 25		7,791,553		911,692	1,847,427	5,166,099
27	Subtract line 26 from line 12:
a	Excess of revenue over expenses and disbursements		2,007,326
b	Net investment income (if negative, enter -0-)				6,229,813
c	Adjusted net income (if negative, enter -0-)...					4,198,878

For Paperwork Reduction Act Notice, see instructions.

Cat. No. 11289X Form 990-PF (2012)

Form 990-PF (2012)

Page 2

Part II		Balance Sheets	Beginning of year	End of year
Part II		Balance Sheets	(a) Book Value	(b) Book Value	(c) Fair Market Value
	1	Cash—non-interest-bearing...............	7,575	7,625	7,625
	2	Savings and temporary cash investments..........	2,652,684	2,117,408	2,117,408
	3	Accounts receivable
		Less: allowance for doubtful accounts
	4	Pledges receivable
		Less: allowance for doubtful accounts
	5	Grants receivable.................
	6	Receivables due from officers, directors, trustees, and other
		disqualified persons (attach schedule) (see page 15 of the
		instructions)....................
	7	Other notes and loans receivable (attach schedule)
		Less: allowance for doubtful accounts
	8	Inventories for sale or use...............	185,966	164,518	164,518
	9	Prepaid expenses and deferred charges...........
	10a	Investments—U.S. and state government obligations (attach schedule)
	b	Investments—corporate stock (attach schedule)........
	c	Investments—corporate bonds (attach schedule)........
	11	Investments—land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	12	Investments—mortgage loans..............
	13	Investments—other (attach schedule)...........	79,618,514	82,679,016	91,684,689
	14	Land, buildings, and equipment: basis 22,339,287
		Less: accumulated depreciation (attach schedule) 16,092,877	6,649,450	6,246,410	6,246,410
	15	Other assets (describe )	113,653	20,064	4,169,850
	16	Total assets (to be completed by all filers—see the
		instructions. Also, see page 1, item I)	89,227,842	91,235,041	104,390,500
	17	Accounts payable and accrued expenses..........
	18	Grants payable...................
	19	Deferred revenue..................
	20	Loans from officers, directors, trustees, and other disqualified persons
	21	Mortgages and other notes payable (attach schedule)......
	22	Other liabilities (describe )	1,590	1,463
	23	Total liabilities (add lines 17 through 22)..........	1,590	1,463
		Foundations that follow SFAS 117, check here
		and complete lines 24 through 26 and lines 30 and 31.
	24	Unrestricted....................	89,226,252	91,233,578
	25	Temporarily restricted................
	26	Permanently restricted................
		Foundations that do not follow SFAS 117, check here
		and complete lines 27 through 31.
	27	Capital stock, trust principal, or current funds.........
	28	Paid-in or capital surplus, or land, bldg., and equipment fund
	29	Retained earnings, accumulated income, endowment, or other funds
	30	Total net assets or fund balances (see page 17 of the
		instructions)....................	89,226,252	91,233,578
	31	Total liabilities and net assets/fund balances (see page 17 of
		the instructions)..................	89,227,842	91,235,041

Part III	Analysis of Changes in Net Assets or Fund Balances
1	Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
	with end-of-year figure reported on prior year’s return)...............	1	89,226,252
2	Enter amount from Part I, line 27a.....................	2	2,007,326
3	Other increases not included in line 2 (itemize)	3
4	Add lines 1, 2, and 3..........................	4	91,233,578
5	Decreases not included in line 2 (itemize)	5
6	Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30.	6	91,233,578

Form 990-PF (2012)

Page 3

Part IV

Capital Gains and Losses for Tax on Investment Income

(a) List and describe the kind(s) of property sold (e.g., real estate, 2-story brick warehouse; or common stock, 200 shs. MLC Co.)		(b) How acquired P—Purchase D—Donation	(c) Date acquired (mo., day, yr.)	(d) Date sold (mo., day, yr.)
1 a	SSGA S&P 500 EQUAL WEIGHTED INDEX CTF	P	2012-01-01	2012-12-31
b	SSGA S&P 500 EQUAL WEIGHTED INDEX CTF	P	2010-01-01	2012-12-31
c	SSGA S&P 500 EQUAL WEIGHTED INDEX CTF	P	2012-01-01	2012-12-31
d	REAL ESTATE	P	2010-01-01	2012-12-31
e	SSGA S&P 500 EQUAL WEIGHTED INDEX CTF	P	2010-01-01	2012-12-31
	LONG TERM SALES-SEE SCHEDULE	P	2010-01-01	2012-12-31
	SHORT TERM SALES - SEE SCHEDULE	P	2012-01-01	2012-12-31
	OTHER CURRENCY GAINS/LOSSES	P	2012-01-01	2012-12-31
	LT FOREIGN CURRENCY CONTRACTS-SEE SCHED	P	2010-01-01	2012-12-31
	ST FOREIGN CURRENCY CONTRACTS-SEE SCHED	P	2012-01-01	2012-12-31
	WESTWOOD-ALLOCATED LONG TERM GAINS	P	2010-01-01	2012-12-31
	WESTWOOD-ALLOCATED SHORT TERM GAINS	P	2012-01-01	2012-12-31
	VANGUARD-ALLOCATED LONG TERM GAINS	P	2010-01-01	2012-12-31
	ATLANTIC TRUST-ALLOCATED LONG TERM GAINS	P	2010-01-01	2012-12-31
	ATLANTIC TRUST-ALLOCATED SHORT TERM GAIN	P	2012-01-01	2012-12-31
	DFA-ALLOCATED SHORT TERM GAINS	P	2012-01-01	2012-12-31
	DFA-ALLOCATED LONG TERM GAINS	P	2010-01-01	2012-12-31

(e) Gross sales price		(g) Cost or other basis plus expense of sale	(h) Gain or (loss) (e) plus (f) minus (g)
a	7,942		7,942
b	11,912		11,912
c	7,716		7,716
d	10,000		10,000
e	562,595		562,595
	18,056,786	15,584,082	2,472,704
	5,276,362	5,291,183	-14,821
	31	5,309	-5,278
	4,720,000	4,489,442	230,558
	5,905,304	5,944,355	-39,051
	71,908		71,908
	5,015		5,015
	69,671		69,671
	36,401		36,401
	25,183		25,183
	7,482		7,482
	299,725		299,725

Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69			(l) Gains (Col. (h) gain minus col. (k), but not less than -0-) or Losses (from col.(h))
(i) F.M.V. as of 12/31/69	(j) Adjusted basis as of 12/31/69	(k) Excess of col. (i) over col. (j), if any
a			7,942
b			11,912
c			7,716
d			10,000
e			562,595
			2,472,704
			-14,821
			-5,278
			230,558
			-39,051
			71,908
			5,015
			69,671
			36,401
			25,183
			7,482
			299,725

2	Capital gain net income or (net capital loss)	If gain, also enter in Part I, line 7 If (loss), enter -0- in Part I, line 7	2	3,750,170
3	Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
	If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0- in Part I, line 8 . . . . . . . . . . . . . . . .		3	-5,812

Part V

Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income

(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.

Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period? Yes No

If “Yes,” the foundation does not qualify under section 4940(e). Do not complete this part.

1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a) Base period years Calendar year (or tax year beginning in)	(b) Adjusted qualifying distributions	(c) Net value of noncharitable-use assets	(d) Distribution ratio (col. (b) divided by col. (c))
2011	4,935,855	90,704,924	0.05442
2010	5,059,814	84,160,666	0.06012
2009	4,891,717	75,723,125	0.06460
2008	5,300,346	86,359,130	0.06138
2007	4,684,710	97,378,157	0.04811

2	Total of line 1, column (d) ......................	2	0.28862
3	Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by the number of years the foundation has been in existence if less than 5 years. . .	3	0.05772
4	Enter the net value of noncharitable-use assets for 2012 from Part X, line 5.....	4	91,650,063
5	Multiply line 4 by line 3.......................	5	5,290,408
6	Enter 1% of net investment income (1% of Part I, line 27b)...........	6	62,298
7	Add lines 5 and 6.........................	7	5,352,706
8	Enter qualifying distributions from Part XII, line 4..............	8	5,360,008
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.

Form 990-PF (2012)

Page 4

Part VI

Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)

1a	Exempt operating foundations described in section 4940(d)(2), check hereand enter “N/A” on line 1.
	Date of ruling or determination letter: (attach copy of letter if necessary–see instructions)
b	Domestic foundations that meet the section 4940(e) requirements in Part V, check	1	62,298
	hereand enter 1% of Part I, line 27b...................
c	All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2	Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	2
3	Add lines 1 and 2............................	3	62,298
4	Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-).	4
5	Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- .....	5	62,298
6	Credits/Payments:

a	2012 estimated tax payments and 2011 overpayment credited to 2012	6a	100,000
b	Exempt foreign organizations—tax withheld at source.......	6b
c	Tax paid with application for extension of time to file (Form 8868)	6c
d	Backup withholding erroneously withheld ...........	6d

7	Total credits and payments. Add lines 6a through 6d..............		7	100,000
8	Enter any penalty for underpayment of estimated tax. Check hereif Form 2220 is attached.		8
9	Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......		9
10	Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...		10	37,702
11	Enter the amount of line 10 to be: Credited to 2013 estimated tax37,702	Refunded	11

Part VII-A

Statements Regarding Activities

During the tax year, did the foundation attempt to influence any national, state, or local legislation or did

Yes

it participate or intervene in any political campaign? ....................

Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of

the instructions for definition)?............................

If the answer is “Yes” to 1a or 1b, attach a detailed description of the activities and copies of any materials

published or distributed by the foundation in connection with the activities.

Did the foundation file Form 1120-POL for this year?.....................

Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:

(1) On the foundation. bullet

$ (2) On foundation managers. bullet

Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed

on foundation managers. bullet

Has the foundation engaged in any activities that have not previously been reported to the IRS?.......

If “Yes,” attach a detailed description of the activities.

Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles

of incorporation, or bylaws, or other similar instruments? If “Yes,” attach a conformed copy of the changes....

Did the foundation have unrelated business gross income of $1,000 or more during the year?........

If “Yes,” has it filed a tax return on Form 990-T for this year?...................

Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........

If “Yes,” attach the statement required by General Instruction T.

Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:

By language in the governing instrument, or

By state legislation that effectively amends the governing instrument so that no mandatory directions

that conflict with the state law remain in the governing instrument?................

Yes

Did the foundation have at least $5,000 in assets at any time during the year? If “Yes,” complete Part II, col. (c), and Part XV.

Yes

Enter the states to which the foundation reports or with which it is registered (see instructions)

If the answer is “Yes” to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney

General (or designate) of each state as required by General Instruction G? If “No,” attach explanation .

Yes

Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)

or 4942(j)(5) for calendar year 2012 or the taxable year beginning in 2012 (see instructions for Part XIV)?

If “Yes,” complete Part XIV.............................

Yes

Did any persons become substantial contributors during the tax year? If “Yes,” attach a schedule listing their names and addresses.

At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the

meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............

Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had

advisory privileges? If "Yes," attach statement (see instructions).................

Did the foundation comply with the public inspection requirements for its annual returns and exemption application?

Yes

Website address bullet

www.caldwellzoo.org

The books are in care of bullet

OUIJAN VINSON Telephone no. bullet

(903) 592-8191

Located at bullet

PO BOX 4280TYLERTX ZIP+4 bullet

75712

Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —Check here......... bullet

and enter the amount of tax-exempt interest received or accrued during the year ...... bullet

At any time during calendar year 2012, did the foundation have an interest in or a signature or other authority over

a bank, securities, or other financial account in a foreign country? .................

See instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the foreign country bullet

Form 990-PF (2012)

Page 5

Part VII-B

Statements Regarding Activities for Which Form 4720 May Be Required

File Form 4720 if any item is checked in the “Yes” column, unless an exception applies.

Yes

During the year did the foundation (either directly or indirectly):

(1) Engage in the sale or exchange, or leasing of property with a disqualified person? YesNo

(2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)

a disqualified person?.........................YesNo

(3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? YesNo

(4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? YesNo

(5) Transfer any income or assets to a disqualified person (or make any of either available

for the benefit or use of a disqualified person)?.................YesNo

(6) Agree to pay money or property to a government official? (Exception. Check “No”

if the foundation agreed to make a grant to or to employ the official for a period

after termination of government service, if terminating within 90 days.).........YesNo

If any answer is “Yes” to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations

section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...

Organizations relying on a current notice regarding disaster assistance check here......... bullet

Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,

that were not corrected before the first day of the tax year beginning in 2012?.............

Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private

operating foundation defined in section 4942(j)(3) or 4942(j)(5)):

At the end of tax year 2012, did the foundation have any undistributed income (lines 6d

and 6e, Part XIII) for tax year(s) beginning before 2012?...............YesNo

If “Yes,” list the years bullet

20, 20, 20, 20

Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)

(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)

to all years listed, answer “No” and attach statement—see instructions.) ..............

If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.

20, 20, 20, 20

Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at

any time during the year?.........................YesNo

If “Yes,” did it have excess business holdings in 2012 as a result of (1) any purchase by the foundation

or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved

by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)

the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine

if the foundation had excess business holdings in 2012.)....................

Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?

Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its

charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2012?

During the year did the foundation pay or incur any amount to:

(1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? YesNo

(2) Influence the outcome of any specific public election (see section 4955); or to carry

on, directly or indirectly, any voter registration drive?...............YesNo

(3) Provide a grant to an individual for travel, study, or other similar purposes? YesNo

(4) Provide a grant to an organization other than a charitable, etc., organization described

in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)........YesNo

(5) Provide for any purpose other than religious, charitable, scientific, literary, or

educational purposes, or for the prevention of cruelty to children or animals?........YesNo

If any answer is “Yes” to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in

Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......

Organizations relying on a current notice regarding disaster assistance check here......... bullet

If the answer is “Yes” to question 5a(4), does the foundation claim exemption from the

tax because it maintained expenditure responsibility for the grant?............YesNo

If “Yes,” attach the statement required by Regulations section 53.4945–5(d).

Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on

a personal benefit contract?........................YesNo

Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....

If “Yes” to 6b, file Form 8870.

At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction? YesNo

If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....

Form 990-PF (2012)

Page 6

Part VIII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors

1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
(a) Name and address	(b) Title, and average hours per week devoted to position	(c) Compensation (If not paid, enter -0-)	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
DEE DEE BUFE	BOARD MEMBER 3.00	15,000
3513 FRY AVE TYLER,TX75701	BOARD MEMBER 3.00	15,000
PEYTON M LAKE	BOARD MEMBER 3.00	15,000
PO BOX 179 TYLER,TX75710	BOARD MEMBER 3.00	15,000
HS MCARTHUR	EXEC V-PRES 40.00	110,000	10,580
PO BOX 4280 TYLER,TX75712	EXEC V-PRES 40.00	110,000	10,580
EH CALDWELL	Exec DIRECTOR 40.00	155,265	16,073
PO BOX 4785 TYLER,TX75712	Exec DIRECTOR 40.00	155,265	16,073
MS MCARTHUR	Chairman 40.00	208,425	13,526
PO BOX 4280 TYLER,TX75712	Chairman 40.00	208,425	13,526

2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE.”
(a) Name and address of each employee paid more than $50,000	(b) Title, and average hours per week devoted to position	(c) Compensation	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
M BOYD	CONTROLLER 40.00	62,970	12,839
PO BOX 4785 TYLER,TX75712	CONTROLLER 40.00	62,970	12,839
O R VINSON	ACCOUNTING MGR 32.00	64,619	10,532
PO BOX 4785 TYLER,TX75712	ACCOUNTING MGR 32.00	64,619	10,532
T G CARTER	BLDG MAINT SUPV 40.00	67,575	12,977
PO BOX 4785 TYLER,TX75712	BLDG MAINT SUPV 40.00	67,575	12,977
MD TUCKER	DIR VISITOR SVC 40.00	69,053	10,258
PO BOX 4785 TYLER,TX75712	DIR VISITOR SVC 40.00	69,053	10,258
LS MADDOX	ASST DIRECTOR 40.00	97,812	14,227
PO BOX 4785 TYLER,TX75712	ASST DIRECTOR 40.00	97,812	14,227
Total number of other employees paid over $50,000...................				6

3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a) Name and address of each person paid more than $50,000	(b) Type of service	(c) Compensation
TWEEDY BROWNE CO LLC	INVESTMENT MGMT	120,807
350 PARK AVE 9TH FLOOR NEW YORK,NY10022	INVESTMENT MGMT	120,807
THOMPSON & KNIGHT LLP	LEGAL	51,893
PO BOX 660684 DALLAS,TX75266	LEGAL	51,893
RAYCOM TV BROADCASTING INC	ADVERTISING	54,645
105 WEST FERGUSON ST TYLER,TX75702	ADVERTISING	54,645
MILLIMAN	INVESTMENT CONSULTNG	86,419
10000 N CENTRAL EXPRESSWAYSTE 1500 DALLAS,TX75231	INVESTMENT CONSULTNG	86,419
GLENWOOD ANIMAL HOSPITAL	VETERINARY	134,670
221 N GLENWOOD TYLER,TX75702	VETERINARY	134,670

Total number of others receiving over $50,000 for professional services............. bullet

Part IX-A

Summary of Direct Charitable Activities

List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.		Expenses
1	THE CALDWELL FOUNDATION WAS FORMED TO SUPPORT CHARITABLE AND EDUCATIONAL PROGRAMS THROUGH MAINTAINING AND OPERATING THE CALDWELL ZOO AND OTHER EDUCATIONAL EXHIBITS. APPROXIMATELY 297,000 PEOPLE VISITED THE ZOO IN 2012.	5,355,008
2


3


4

Form 990-PF (2012)

Page 7

Part IX-B

Summary of Program-Related Investments (see instructions)

Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.		Amount
1


2


All other program-related investments. See page 24 of the instructions.
3

Total. Add lines 1 through 3.......................... bullet

Part X

Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
see instructions.)

Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,

purposes:

Average monthly fair market value of securities...................

86,812,884

Average of monthly cash balances.......................

2,046,071

Fair market value of all other assets (see instructions)................

4,186,794

Total (add lines 1a, b, and c).........................

93,045,749

Reduction claimed for blockage or other factors reported on lines 1a and

1c (attach detailed explanation) .............

Acquisition indebtedness applicable to line 1 assets..................

Subtract line 2 from line 1d.........................

93,045,749

Cash deemed held for charitable activities. Enter 1 1⁄2% of line 3 (for greater amount, see

instructions) .............................

1,395,686

Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4

91,650,063

Minimum investment return. Enter 5% of line 5..................

4,582,503

Part XI

Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here bullet

and do not complete this part.)

Minimum investment return from Part X, line 6....................

Tax on investment income for 2012 from Part VI, line 5......

Income tax for 2012. (This does not include the tax from Part VI.)...

Add lines 2a and 2b............................

Distributable amount before adjustments. Subtract line 2c from line 1............

Recoveries of amounts treated as qualifying distributions................

Add lines 3 and 4............................

Deduction from distributable amount (see instructions).................

Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,

line 1................................

Part XII

Qualifying Distributions (see instructions)

Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:

Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........

5,166,099

Program-related investments—total from Part IX-B..................

Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,

purposes...............................

193,909

Amounts set aside for specific charitable projects that satisfy the:

Suitability test (prior IRS approval required)....................

Cash distribution test (attach the required schedule) .................

Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4

5,360,008

Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment

income. Enter 1% of Part I, line 27b (see instructions).................

62,298

Adjusted qualifying distributions. Subtract line 5 from line 4..............

5,297,710

Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.

Form 990-PF (2012)

Page 8

Part XIII

Undistributed Income (see instructions)

		(a) Corpus	(b) Years prior to 2011	(c) 2011	(d) 2012
1 Distributable amount for 2012 from Part XI, line 7
2 Undistributed income, if any, as of the end of 2012:
a Enter amount for 2011 only.......
b Total for prior years:20, 20, 20
3 Excess distributions carryover, if any, to 2012:
a From 2007.......
b From 2008.......
c From 2009.......
d From 2010.......
e From 2011.......
fTotal of lines 3a through e.........
4Qualifying distributions for 2012 from Part
XII, line 4: $
a Applied to 2011, but not more than line 2a
b Applied to undistributed income of prior years (Election required—see instructions)......
c Treated as distributions out of corpus (Election required—see instructions).........
d Applied to 2012 distributable amount.....
e Remaining amount distributed out of corpus
5 Excess distributions carryover applied to 2012.
(If an amount appears in column (d), the same amount must be shown in column (a).)
6Enter the net total of each column as indicated below:
a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5
b Prior years’ undistributed income. Subtract line 4b from line 2b ...........
c Enter the amount of prior years’ undistributed income for which a notice of deficiency has been issued, or on which the section 4942(a) tax has been previously assessed......
d Subtract line 6c from line 6b. Taxable amount —see instructions ...........
e Undistributed income for 2011. Subtract line 4a from line 2a. Taxable amount—see instructions .............
f Undistributed income for 2012. Subtract lines 4d and 5 from line 1. This amount must be distributed in 2013 ..........
7 Amounts treated as distributions out of corpus to satisfy requirements imposed by section 170(b)(1)(F) or 4942(g)(3) (see instructions) .............
8Excess distributions carryover from 2007 not applied on line 5 or line 7 (see instructions) ...
9Excess distributions carryover to 2013. Subtract lines 7 and 8 from line 6a ......
10 Analysis of line 9:
a Excess from 2008....
b Excess from 2009....
c Excess from 2010....
d Excess from 2011....
e Excess from 2012....

Form 990-PF (2012)

Page 9

Part XIV

Private Operating Foundations (see instructions and Part VII-A, question 9)

1a If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2012, enter the date of the ruling....... bullet

1998-07-01

b Check box to indicate whether the organization is a private operating foundation described in section4942(j)(3) or4942(j)(5)

2a Enter the lesser of the adjusted net income from Part I or the minimum investment return from Part X for each year listed ..........	Tax year	Prior 3 years			(e) Total
	(a) 2012	(b) 2011	(c) 2010	(d) 2009	(e) Total
	4,198,878	4,535,246	3,611,615	3,095,824	15,441,563
b 85% of line 2a .........	3,569,046	3,854,959	3,069,873	2,631,450	13,125,328
c Qualifying distributions from Part XII, line 4 for each year listed .....	5,360,008	4,935,855	5,059,814	4,907,374	20,263,051
d Amounts included in line 2c not used directly for active conduct of exempt activities ....	5,000	2,800	66,718	5,000	79,518
e Qualifying distributions made directly for active conduct of exempt activities. Subtract line 2d from line 2c ....	5,355,008	4,933,055	4,993,096	4,902,374	20,183,533
3 Complete 3a, b, or c for the alternative test relied upon:
a “Assets” alternative test—enter:
(1) Value of all assets ......
(2) Value of assets qualifying under section 4942(j)(3)(B)(i)
b “Endowment” alternative test— enter 2⁄3 of minimum investment return shown in Part X, line 6 for each year listed...	3,055,002	3,023,497	2,805,355	2,524,104	11,407,958
c “Support” alternative test—enter:
(1) Total support other than gross investment income (interest, dividends, rents, payments on securities loans (section 512(a)(5)), or royalties) ....
(2) Support from general public and 5 or more exempt organizations as provided in section 4942(j)(3)(B)(iii)....
(3) Largest amount of support from an exempt organization
(4) Gross investment income

Part XV

Supplementary Information (Complete this part only if the organization had $5,000 or more in
assets at any time during the year—see instructions.)

1Information Regarding Foundation Managers:

aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)

bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.

2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:

Check here bullet

if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. (see instructions) to individuals or organizations under
other conditions, complete items 2a, b, c, and d.

aThe name, address, and telephone number of the person to whom applications should be addressed:

bThe form in which applications should be submitted and information and materials they should include:

cAny submission deadlines:

dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:

Form 990-PF (2012)

Page 10

Part XV

Supplementary Information (continued)

3 Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient	If recipient is an individual, show any relationship to any foundation manager or substantial contributor	Foundation status of recipient	Purpose of grant or contribution	Amount
Name and address (home or business)		Foundation status of recipient	Purpose of grant or contribution	Amount
aPaid during the year
EAST TEXAS COMMUNITIES FOUNDATION PO BOX 1432 TYLER,TX75710	.	PUBLIC	SCHOLARSHIP SUPPORT	5,000
Total ................................. 3a				5,000

bApproved for future payment

Total ................................. 3b

Form 990-PF (2012)

Page 11

Part XVI-A

Analysis of Income-Producing Activities

Enter gross amounts unless otherwise indicated.	Unrelated business income		Excluded by section 512, 513, or 514		(e) Related or exempt function income (See instructions.)
1Program service revenue:	(a) Business code	(b) Amount	(c) Exclusion code	(d) Amount	(e) Related or exempt function income (See instructions.)
aADMISSION INCOME					1,778,708
b
c
d
e
f
gFees and contracts from government agencies
2 Membership dues and assessments....
3Interest on savings and temporary cash investments			14	954
4 Dividends and interest from securities....			14	1,990,260
5 Net rental income or (loss) from real estate:
aDebt-financed property......
bNot debt-financed property.....
6Net rental income or (loss) from personal property
7 Other investment income.....			15	1,400,121
8Gain or (loss) from sales of assets other than inventory			18	3,759,662	-9,492
9 Net income or (loss) from special events:
10 Gross profit or (loss) from sales of inventory..			3	390,569	319,039
11 Other revenue: aOTHER MISC. INCOME					68,097
bFISH FEEDER INCOME					27,461
cAVIARY SEED STICK INCOME					70,496
dANIMAL SALES					600
e
12 Subtotal. Add columns (b), (d), and (e)..				7,541,566	2,254,909

13Total. Add line 12, columns (b), (d), and (e)..................

139,796,475

(See worksheet in line 13 instructions to verify calculations.)

Part XVI-B

Relationship of Activities to the Accomplishment of Exempt Purposes

Line No.	Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See instructions.)
10	THE ZOO OPERATES A GIFT SHOP IN ORDER TO MAKE AVAILABLE FOR PURCHASE ITEMS WHICH WILL ENHANCE ZOO VISITORS' KNOWLEDGE AND ENJOYMENT OF ANIMALS AND NATURE.
8	LOSS ON DISPOSALS OF NON-INVENTORY ASSETS USED IN ZOO OPERATIONS
11D	MISC. INCOME FROM STROLLER RENTAL, EDUCATIONAL CLASSES AND OTHER INCOME RELATED TO ZOO
11C	SALES OF FEED FOR FISH AND ANIMALS TO ZOO VISITORS/NORMAL IN COURSE OF ZOO OPERATIONS
11B	SALES OF FEED FOR BIRDS AND ANIMALS TO ZOO VISITORS/NORMAL IN COURSE OF ZOO OPERATIONS
11A	SALES OF ANIMALS TO OTHER ZOOS/NORMAL IN COURSE OF ZOO OPERATIONS
1A	FEE FOR CALDWELL ZOO ADMISSION

Form 990-PF (2012)

Page 12

Part XVII

Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations

Did the organization directly or indirectly engage in any of the following with any other organization described in section

Yes

501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?

Transfers from the reporting foundation to a noncharitable exempt organization of:

(1) Cash...................................

1a(1)

(2) Other assets.................................

1a(2)

Other transactions:

(1) Sales of assets to a noncharitable exempt organization....................

1b(1)

(2) Purchases of assets from a noncharitable exempt organization..................

1b(2)

(3) Rental of facilities, equipment, or other assets.......................

1b(3)

(4) Reimbursement arrangements...........................

1b(4)

(5) Loans or loan guarantees.............................

1b(5)

(6) Performance of services or membership or fundraising solicitations................

1b(6)

Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............

If the answer to any of the above is “Yes,” complete the following schedule. Column (b) should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

(a) Line No.	(b) Amount involved	(c) Name of noncharitable exempt organization	(d) Description of transfers, transactions, and sharing arrangements

Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........YesNo

If “Yes,” complete the following schedule.

(a) Name of organization	(b) Type of organization	(c) Description of relationship

Sign Here

Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
				May the IRS discuss this return with the preparer shown below (see instr.)? Yes No
	Signature of officer or trustee	Date	Title

Paid Preparer Use Only	Print/Type preparer's name	Preparer's Signature	Date	Check if self- employed	PTIN
	Firm's name Firm's address			Firm's EIN
				Phone no.

Form 990-PF (2012)

Additional Data

Software ID:	12000229
Software Version:	2012v2.0

Form 990PF - Special Condition Description:

Special Condition Description

- TIN:

TY 2012 AccountingFeesSchedule

Name:

THE CALDWELL FOUNDATION

EIN: 75-6004080

Software ID:12000229

Software Version:2012v2.0

Category	Amount	Net Investment Income	Adjusted Net Income	Disbursements for Charitable Purposes
ACCOUNTING/AUDITING FEES	27,250	18,394	18,394	8,856

- TIN:

TY 2012 ContractorCompensationExpln

Name:

THE CALDWELL FOUNDATION

EIN: 75-6004080

Software ID:12000229

Software Version:2012v2.0

Contractor	Explanation
TWEEDY BROWNE CO LLC
THOMPSON & KNIGHT LLP
RAYCOM TV BROADCASTING INC
MILLIMAN
GLENWOOD ANIMAL HOSPITAL

- TIN:

Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

TY 2012 DepreciationSchedule

Name:

THE CALDWELL FOUNDATION

EIN: 75-6004080

Software ID:12000229

Software Version:2012v2.0

Description of Property	Date Acquired	Cost or Other Basis	Prior Years' Depreciation	Computation Method	Rate / Life (# of years)	Current Year's Depreciation Expense
EDUC HUTS ROOF - THATCH	2012-07-26	3,354		91	10.0000	373
CULVERT UNDER SVC RD REPA	2012-05-31	7,485		91	10.0000	437
OVERLOOK TRELLIS	2012-05-03	20,339		91	10.0000	1,186
SO AMERICA BEAUTIFICATION	2012-04-26	52,731		91	10.0000	3,515
TX RESTROOM MODIFICATIONS	2012-04-19	6,915		91	10.0000	461
TIGER EXHIBIT RENO	2012-03-15	40,478		91	10.0000	3,036
CAT HOLDING ROOF	2012-02-08	20,812		91	10.0000	1,734
ZOO ADMIN A/C CONTROLS	2012-10-04	24,070		91	7.0000	1,146
GRAPHICS (ANIMAL SIGN)	2012-09-20	4,942		91	5.0000	329
CONC #3 A/C UNIT (12 TON)	2012-09-06	16,952		91	7.0000	807
ZOO ADMIN A/C	2012-07-26	11,750		91	5.0000	979
KUBOTO MOWER	2012-07-12	10,845		91	5.0000	904
ENTRY RESTROOM A/C	2012-03-22	12,295		91	7.0000	1,317
TX HOOFSTOCK WELL PUMP	2012-03-08	2,000		91	7.0000	214
PHOTOPASS PRINTER	2012-02-08	2,223		91	5.0000	370
VIS SVCX COPIER	2012-02-08	3,995		91	5.0000	665
CAT HOLDING - HEAT & A/C	2012-02-08	22,930		91	7.0000	2,730
TORO WORKMAN - GROUNDS	2012-01-19	21,171		91	5.0000	3,881
MAS90 UPGRADE	2012-07-01	3,383		91	3.0000	470
SERVER	2012-06-01	5,925		91	4.0000	741
TORTOISE HOLDING	2011-07-01	6,051	252	91	10.0000	605
BEAR EXHIBIT	2011-06-01	165,600	8,280	91	10.0000	16,560
SOUTH AMERICA SEWER LINE	2011-06-01	1,852	93	91	10.0000	185
ALLIGATOR POND REPAIR	2011-05-01	38,283	2,233	91	10.0000	3,828
RHINO HOUSE WATER HEATER	2011-08-11	4,139	276	91	5.0000	828
ADP - TIMECOCK	2011-07-15	4,463	376	91	5.0000	892
OPTICON WITH SOFTWARE	2011-07-28	2,067	215	91	4.0000	517
TEXAS TANK - FILTER SYSTE	2011-06-02	4,135	295	91	7.0000	591
GS-A/C UNIT REPLACEMENT	2011-05-30	10,560	1,232	91	5.0000	2,112
VS-A/C UNIT REPLACEMENT	2011-05-26	10,150	1,184	91	5.0000	2,030
GYNA'S COMPUTER	2011-05-19	1,983	289	91	4.0000	496
TX HOOFSTOCK BARN-OUTDR	2010-05-06	6,344	1,004	91	10.0000	634
2009 GMC VAN	2010-02-18	19,999	7,333	91	5.0000	4,000
COPIER-ANIMAL SERVIES	2010-11-18	5,260	1,140	91	5.0000	1,052
C&K SYSTEMS-GS INV SOFTWA	2010-07-15	2,425	859	91	4.0000	606
REPEATER-RADIO COMMUNICAT	2010-05-27	2,951	934	91	5.0000	590
AFRICAN HS BARN - HEATER	2010-05-01	8,985	2,140	91	7.0000	1,283
POS EQUIPMENT REPLACEMENT	2010-04-01	19,389	8,482	91	4.0000	4,847
C&K SYSTEMS-GS INV SOFTWR	2010-02-01	14,812	7,097	91	4.0000	3,703
AIR CONDITIONER	2010-08-25	11,850	2,257	91	7.0000	1,693
RHINO HOUSE BOILER	2009-12-31	13,840	3,954	91	7.0000	1,977
PRAIRIE CHICKEN EXHIBIT	2009-04-16	2,540	677	91	10.0000	254
TEXAS REPTILE ROOF	2009-03-06	21,725	5,975	91	10.0000	2,173
SQL UPGRADE	2009-09-03	6,917	5,188	91	3.0000	1,729
CONC #3 A/C REPLACEMENT	2009-04-09	9,415	5,021	91	5.0000	1,883
CONC #3 POS	2009-03-19	4,405	4,037	91	3.0000	368
ANIMAL HOLDING/QUARANTINE	2008-12-31	187,821	18,783	91	31.5000	6,261
WATERFOWL BREEDING LINE	2008-05-01	11,232	4,024	91	10.0000	1,123
HI TEMP DISHWASHER (COMM)	2008-07-31	6,228	3,041	91	7.0000	890
LARGE ANIMAL SCALES	2008-05-08	4,130	2,960	91	5.0000	826
EGG INCUBATOR	2008-05-22	2,655	1,903	91	5.0000	531
GATE OPENERS-SVC ENTRANCE	2008-03-27	9,200	4,928	91	7.0000	1,314
JD GATOR - GROUNDS	2008-03-27	8,350	6,263	91	5.0000	1,670
FORD TRK-PURCH VIN 7639	2007-07-31	16,391	14,478	91	5.0000	1,913
FORD TRK-SECURITY VIN5642	2007-07-31	16,134	14,253	91	5.0000	1,881
CONC FREEZER	2007-12-01	5,105	2,916	91	7.0000	729
JD 4X2 GATOR - MAMMALS	2007-06-28	8,320	7,488	91	5.0000	832
X-RAY FILM PROCESSOR	2007-06-21	5,251	4,725	91	5.0000	526
N AMER REPTILE A/C	2007-04-26	3,447	3,216	91	5.0000	231
GREENHOUSE	2006-08-01	49,827	26,576	91	10.0000	4,983
MAIN ENTRY/PLAZA UPGRADE	2006-06-01	370,617	203,841	91	10.0000	37,062
EDUCATION HUTS PROJECT	2006-05-01	33,032	18,157	91	10.0000	3,517
CONCESSION MENU BOARD	2006-12-07	2,971	2,970	91	7.0000	1
OZONE SYSTEM-PENGUIN EXHB	2006-04-01	14,795	11,960	91	7.0000	2,113
WATER LEVEL CONTROL SYSTM	2005-11-30	8,009	6,959	91	7.0000	1,050
REPTILE HEATER	2005-03-01	3,341	3,220	91	7.0000	119
UPPER BOX CULVERT	2005-08-01	298,442	191,499	91	10.0000	29,844
AVIARY-WILDBIRD WALKABOUT	2005-07-31	15,179	9,740	91	10.0000	1,518
HEATER	2006-01-01	7,925	6,792	91	7.0000	1,133
CHILDREN'S ZOO	2003-10-31	15,097	12,331	91	10.0000	1,510
BUS PARKING TICKET BOOTH	2003-10-31	17,778	14,520	91	10.0000	1,778
GIFT SHOP #2	2003-10-31	171,220	46,610	91	30.0000	5,707
LEMUR EXHBT-FLAMINGO BLD	2003-10-31	46,000	37,567	91	10.0000	4,600
LEMUR EXHBT-LEMUR BLDG	2003-10-31	51,000	41,650	91	10.0000	5,100
LEMUR EXHIBIT - PUMPHOUSE	2003-10-31	45,000	36,750	91	10.0000	4,500
MAIN ENTRY-DESGN/ARCH/ENG	2003-10-31	224,162	183,057	91	10.0000	22,416
MAIN ENTRY - SITE WORK	2003-10-31	1,516,515	1,238,490	91	10.0000	151,652
MAIN ENTRY - GATE/PANELS	2003-10-31	15,835	12,933	91	10.0000	1,584
MAIN ENTRY - VISITOR SVCS	2003-10-31	207,561	56,502	91	30.0000	6,919
MAIN ENTRY - RESTROOM	2003-10-31	110,000	29,946	91	30.0000	3,667
WASH STATION - TRASH	2003-09-01	4,927	4,107	91	10.0000	493
BUS PARKING HANDICAP	2003-08-15	3,500	2,946	91	10.0000	350
BUS PARKING FENCING	2003-06-15	4,818	2,755	91	15.0000	321
BUS PARKING SIDEWALKS	2003-04-24	5,281	4,576	91	10.0000	528
BOX CULVERT	2003-03-01	255,030	225,276	91	10.0000	25,503
GREENHOUSE	2002-08-01	39,860	37,204	91	10.0000	2,657
ZONE A - ANIMAL HEALTH	2002-06-01	664,832	210,528	91	30.0000	22,161
ZONE D - FENCING	2002-06-01	21,284	13,480	91	15.0000	1,419
ZONE D - LOWER PARKING	2002-06-01	686,628	652,298	91	10.0000	34,330
HORTICULTURE BLDG	2002-04-01	325,356	104,836	91	30.0000	10,845
MAMMAL HOLDING	2002-04-01	201,184	64,825	91	30.0000	6,706
FLAMINGO HOLDING	2002-04-01	322,837	104,024	91	30.0000	10,761
PRAIRIE CHICKEN EXHIBIT	2002-03-01	15,341	14,957	91	10.0000	383
RESTROOM - ZONE C	2001-10-01	321,865	109,971	91	30.0000	10,729
FENCING - ZONE C	2001-10-01	20,193	13,797	91	15.0000	1,346
PERIMETER FENCE	2000-10-31	2,822	2,147	91	15.0000	188
GENERAL BLDG & IMPROVEMEN	1997-07-01	11,500	5,293	91	31.5000	365
3025 W GENTRY	1994-07-01	19,138	12,151	85	3.64 %	696
3043 W GENTRY	1993-07-31	58,479	41,369	85	3.64 %	2,126
3037 W GENTRY	1993-07-31	59,309	41,948	85	3.64 %	2,156
PURCHASING BLDG	1990-02-01	653,633	519,885	85	3.64 %	23,766
ADM OFFICE BLDG	1989-05-01	644,430	447,849	87	3.18 %	22,254
MAINTENANCE GARAGE	1994-07-01	369,334	165,344	91	39.0000	9,470
PERIMETER FENCE	1993-04-30	33,796	19,208	91	31.5000	1,073
MAINTENANCE BLDG	1992-10-31	225,480	130,612	91	31.5000	7,833
AFRICAN THEME PHASE II	1992-07-01	3,132,302	1,820,416	91	31.5000	98,453

- TIN:

TY 2012 LandEtcSchedule2

Name:

THE CALDWELL FOUNDATION

EIN: 75-6004080

Software ID:12000229

Software Version:2012v2.0

Category / Item	Cost / Other Basis	Accumulated Depreciation	Book Value	End of Year Fair Market Value
Land	1,749,949		1,749,949	1,749,949
Buildings	19,512,373	15,226,497	4,285,876	4,285,876
Furniture and Fixtures	969,024	767,104	201,920	201,920
Auto./Transportation Equip.	107,941	99,276	8,665	8,665

- TIN:

TY 2012 LegalFeesSchedule

Name:

THE CALDWELL FOUNDATION

EIN: 75-6004080

Software ID:12000229

Software Version:2012v2.0

Category	Amount	Net Investment Income	Adjusted Net Income	Disbursements for Charitable Purposes
	60,317	43,696	43,696	16,621

- TIN:

TY 2012 OtherAssetsSchedule

Name:

THE CALDWELL FOUNDATION

EIN: 75-6004080

Software ID:12000229

Software Version:2012v2.0

Description	Beginning of Year - Book Value	End of Year - Book Value	End of Year - Fair Market Value
Net Intangible Assets	20,000	20,000	4,169,786
DEPOSIT ON SERVER	1,000	64	64

- TIN:

TY 2012 OtherExpensesSchedule

Name:

THE CALDWELL FOUNDATION

EIN: 75-6004080

Software ID:12000229

Software Version:2012v2.0

Description	Revenue and Expenses per Books	Net Investment Income	Adjusted Net Income	Disbursements for Charitable Purposes
X-EXPENSES ALLOC TO CHARITABLE INCOME			935,735	-935,735
VEHICLE EXPENSE	54,940			54,940
SUPPLIES	124,430	7,061	7,061	117,369
PUBLIC RELATIONS	93			93
OTHER EXPENSES	190,274	8,009	8,009	182,265
OTHER EMPLOYEE EXPENSES	58,778	10,448	10,448	48,330
MAINTENANCE & REPAIR	247,298	5,708	5,708	241,590
CONTRACT LABOR	255,253			255,253
COMMUNICATIONS	45,519	7,228	7,228	38,291
ANIMAL EXPENSE	503,206			503,206

- TIN:

TY 2012 OtherIncomeSchedule2

Name:

THE CALDWELL FOUNDATION

EIN: 75-6004080

Software ID:12000229

Software Version:2012v2.0

Description	Revenue And Expenses Per Books	Net Investment Income	Adjusted Net Income
OTHER MISC. INCOME	68,097		68,097
Other Investment Income	1,400,121	1,400,121	1,400,121
FISH FEEDER INCOME	27,461		27,461
AVIARY SEED STICK INCOME	70,496		70,496
ANIMAL SALES	600		600
ADMISSION INCOME	1,778,708		1,778,708

- TIN:

TY 2012 OtherLiabilitiesSchedule

Name:

THE CALDWELL FOUNDATION

EIN: 75-6004080

Software ID:12000229

Software Version:2012v2.0

Description	Beginning of Year - Book Value	End of Year - Book Value
SALES TAX PAYABLE	1,590	1,463

- TIN:

TY 2012 OtherProfessionalFeesSchedule

Name:

THE CALDWELL FOUNDATION

EIN: 75-6004080

Software ID:12000229

Software Version:2012v2.0

Category	Amount	Net Investment Income	Adjusted Net Income	Disbursements for Charitable Purposes
INVESTMENT MGMT FEES	236,355	236,355	236,355	0
CONSULTING FEES	202,358	130,142	130,142	72,216

- TIN:

TY 2012 SalesOfInventoryList

Name:

THE CALDWELL FOUNDATION

EIN: 75-6004080

Software ID:12000229

Software Version:2012v2.0

Category	Gross Sales	Cost of Goods Sold	Net (Gross Sales Minus Cost of Goods Sold)
CONCESSION SALES	511,991	121,422	390,569
GIFT SHOP SALES	632,655	313,616	319,039

- TIN:

TY 2012 TaxesSchedule

Name:

THE CALDWELL FOUNDATION

EIN: 75-6004080

Software ID:12000229

Software Version:2012v2.0

Category	Amount	Net Investment Income	Adjusted Net Income	Disbursements for Charitable Purposes
EXCISE TAX	109,211
AD VALOREM TAXES	75,411	75,411	75,411