Form990-PF

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Nonexempt Charitable Trust
Treated as a Private Foundation
Note. The foundation may be able to use a copy of this return to satisfy state reporting requirements.
OMB No. 1545-0052
2012
Open to Public Inspection
For calendar year 2012, or tax year beginning 01-01-2012 , and ending 12-31-2012
Name of foundation
JAMES H & MADALYNNE NORICK
FOUNDATION

Number and street (or P.O. box number if mail is not delivered to street address)5400 NW GRAND BLVDROOM/SUITE 220Room/suite
City or town, state, and ZIP code
OKLAHOMA CITY, OK73112
A Employer identification number

73-1544035
B Telephone number (see instructions)

(405) 848-1338
C bullet
G Check all that apply:

D 1. bullet
2. bullet
H Check type of organization:
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$376,698J Accounting method:
 
(Part I, column (d) must be on cash basis.)
E bullet
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet
3 Interest on savings and temporary cash investments 98 98 98
4 Dividends and interest from securities...... 7,366 7,366 7,366
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 Click to see attachment 19,854
b Gross sales price for all assets on line 6a 169,349
7 Capital gain net income (from Part IV, line 2)... 12
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 495   495
12 Total. Add lines 1 through 11........ 27,813 7,476 7,959
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc.        
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule)....... Click to see attachment 5,809 5,809    
c Other professional fees (attach schedule).... Click to see attachment 3,868 3,868    
17 Interest...............        
18 Taxes (attach schedule) (see instructions) Click to see attachment 304 304    
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 14      
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 9,995 9,981   0
25 Contributions, gifts, grants paid........ 43,500 43,500
26 Total expenses and disbursements. Add lines 24 and 25 53,495 9,981   43,500
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -25,682
b Net investment income (if negative, enter -0-) 0
c Adjusted net income (if negative, enter -0-)... 7,959
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2012)
Form 990-PF (2012)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............... 4,527 20,257 20,257
2 Savings and temporary cash investments.......... 35,056 45,428 45,062
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see page 15 of the
instructions)....................      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)........ 315,651 Click to see attachment263,867 311,379
c Investments—corporate bonds (attach schedule)........      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)...........      
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 355,234 329,552 376,698
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable...................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)..........   0
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted....................    
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds.........    
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds 355,234 329,552
30 Total net assets or fund balances (see page 17 of the
instructions).................... 355,234 329,552
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 355,234 329,552
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 355,234
2 Enter amount from Part I, line 27a..................... 2 -25,682
3 Other increases not included in line 2 (itemize) bullet 3  
4 Add lines 1, 2, and 3.......................... 4 329,552
5 Decreases not included in line 2 (itemize) bullet 5  
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 329,552
Form 990-PF (2012)
Form 990-PF (2012)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1a
b
c
d
e
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a
b
c
d
e
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a
b
c
d
e
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 12
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 . . . . . . . . . . . . . . . . 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If “Yes,” the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2011 80,450 463,168 0.173695
2010 77,900 506,567 0.153780
2009 142,434 480,968 0.296140
2008 162,866 701,778 0.232076
2007 189,252 568,259 0.333038
2 Total of line 1, column (d) ...................... 2 1.188729
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.237746
4 Enter the net value of noncharitable-use assets for 2012 from Part X, line 5..... 4 385,498
5 Multiply line 4 by line 3....................... 5 91,651
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6  
7 Add lines 5 and 6......................... 7 91,651
8 Enter qualifying distributions from Part XII, line 4.............. 8 43,500
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions.
Form 990-PF (2012)
Form 990-PF (2012)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A” on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 0
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2  
3 Add lines 1 and 2............................ 3  
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4  
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5  
6 Credits/Payments:
a 2012 estimated tax payments and 2011 overpayment credited to 2012 6a  
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c  
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7  
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10  
11 Enter the amount of line 10 to be: Credited to 2013 estimated taxBullet   Refunded Bullet 11  
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is “Yes” to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If “Yes,” attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If “Yes,” attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If “Yes,” has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If “Yes,” attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If “Yes,” complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletOK
    b
    If the answer is “Yes” to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If “No,” attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2012 or the taxable year beginning in 2012 (see instructions for Part XIV)?
    If “Yes,” complete Part XIV.............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If “Yes,” attach a schedule listing their names and addresses.
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletVICKIE L NORICK Telephone no.bullet (405) 943-7123
    Located atbullet5400 GRAND BLVD SUITE 220OKLAHOMA CITYOK ZIP+4bullet731125354
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16
    At any time during calendar year 2012, did the foundation have an interest in or a signature or other authority over
    a bank, securities, or other financial account in a foreign country? .................
    16
     
    No
    See instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the foreign country bullet  
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the “Yes” column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check “No”
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is “Yes” to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
     
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2012?.............
    1c
     
     
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2012, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2012?...............
    If “Yes,” list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer “No” and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?.........................
    b
    If “Yes,” did it have excess business holdings in 2012 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2012.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2012?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)........
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is “Yes” to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
     
    .........bullet
    c
    If the answer is “Yes” to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If “Yes,” attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?........................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If “Yes” to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    JAMES H NORICKClick to see attachment PRESIDENT
    5.00     		0 0 0
    3101 CASTLE ROCK
    OKLAHOMA CITY,OK73120
    VICKIE NORICKClick to see attachment EXECUTIVE DI
    10.00     		0 0 0
    2909 ELMHURST AVENUE
    OKLAHOMA CITY,OK73120
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE.”
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet  
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet  
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1 N/A  
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3..........................bullet  
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    343,048
    b
    Average of monthly cash balances.......................
    1b
    48,321
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    391,369
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
    391,369
    4
    Cash deemed held for charitable activities. Enter 1 1⁄2% of line 3 (for greater amount, see
    instructions) .............................
    4
    5,871
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    385,498
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    19,275
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    19,275
    2a
    Tax on investment income for 2012 from Part VI, line 5......
    2a
     
    b
    Income tax for 2012. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
     
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    19,275
    4
    Recoveries of amounts treated as qualifying distributions................
    4
     
    5
    Add lines 3 and 4............................
    5
    19,275
    6
    Deduction from distributable amount (see instructions).................
    6
     
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
    19,275
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    43,500
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    43,500
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
     
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    43,500
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 8
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2011     		(c)
    2011     		(d)
    2012
    1 Distributable amount for 2012 from Part XI, line 7 19,275
    2 Undistributed income, if any, as of the end of 2012:
    a Enter amount for 2011 only.......  
    b Total for prior years:20, 20, 20  
    3 Excess distributions carryover, if any, to 2012:
    a From 2007....... 160,955
    b From 2008....... 127,791
    c From 2009....... 118,386
    d From 2010....... 52,572
    e From 2011....... 57,292
    fTotal of lines 3a through e......... 516,996
    4Qualifying distributions for 2012 from Part
    XII, line 4: bullet$ 43,500
    a Applied to 2011, but not more than line 2a  
    b Applied to undistributed income of prior years
    (Election required—see instructions)......     		 
    c Treated as distributions out of corpus (Election
    required—see instructions).........     		 
    d Applied to 2012 distributable amount..... 19,275
    e Remaining amount distributed out of corpus 24,225
    5 Excess distributions carryover applied to 2012.    
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 541,221
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		 
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		 
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		 
    e Undistributed income for 2011. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		 
    f Undistributed income for 2012. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2013 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see
    instructions) .............     		 
    8Excess distributions carryover from 2007 not
    applied on line 5 or line 7 (see instructions) ...     		160,955
    9Excess distributions carryover to 2013.
    Subtract lines 7 and 8 from line 6a ......     		380,266
    10 Analysis of line 9:
    a Excess from 2008.... 127,791
    b Excess from 2009.... 118,386
    c Excess from 2010.... 52,572
    d Excess from 2011.... 57,292
    e Excess from 2012.... 24,225
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 9
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2012, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2012 (b) 2011 (c) 2010 (d) 2009
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ....     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets” alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment” alternative test— enter 2⁄3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support” alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail of the person to whom applications should be addressed:
    VICKIE L NORICK
    5400 N GRAND BLVD STE 220
    5400 N GRAND BLVD STE 220
    OKLAHOMA CITY,OK731125354
    (405) 943-7123
    bThe form in which applications should be submitted and information and materials they should include:
    WRITTEN WITH SUPPORTING DOCUMENTS
    cAny submission deadlines:
    WITHIN ONE YEAR OF PUBLICATION IN THE JOURNAL RECORD
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    OKLAHOMA
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    ALLIED ARTS
    ALLIED ARTS
    1 N HUDSON STE 140
    1 N HUDSON STE 140
    OKLAHOMA CITY,OK73102     		N/A PUBLIC GENERAL OPERATING 1,000
    AMERICAN RED CROSS
    AMERICAN RED CROSS
    601 NE 6TH STREET
    601 NE 6TH STREET
    OKLAHOMA CITY,OK73104     		N/A PUBLIC GENERAL OPERATING 1,000
    ARTS COUNCIL OF OKLA
    ARTS COUNCIL OF OKLA
    400 WEST CALIFORNIA
    400 WEST CALIFORNIA
    OKLAHOMA CITY,OK73102     		N/A PUBLIC GENERAL OPERATING 500
    BACONE COLLEGE
    BACONE COLLEGE
    2299 OLD BACONE RD
    2299 OLD BACONE RD
    MUSKOGEE,OK74403     		N/A PUBLIC GENERAL OPERATING 1,000
    CHEROKEE HERITAGE
    CHEROKEE HERITAGE
    PO BOX 515
    PO BOX 515
    TAHLEQUAH,OK74465     		N/A PUBLIC GENERAL OPERATING 500
    CITY RESCUE MISSION
    CITY RESCUE MISSION
    PO BOX 960021
    PO BOX 960021
    OKLAHOMA CITY,OK73196     		N/A PUBLIC GENERAL OPERATING 500
    FREE TO LIVE
    FREE TO LIVE
    PO BOX 5884
    PO BOX 5884
    EDMOND,OK73083     		N/A PUBLIC GENERAL OPERATING 250
    GIRL SCOUTS COUNCIL
    GIRL SCOUTS COUNCIL
    121 NE 50TH STREET
    121 NE 50TH STREET
    OKLAHOMA CITY,OK73105     		N/A PUBLIC GENERAL OPERATING 100
    HABITAT FOR HUMANITY INTL
    HABITAT FOR HUMANITY INTL
    121 HABITAT STREET
    121 HABITAT STREET
    AMERICUS,GA31709     		N/A PUBLIC GENERAL OPERATING 250
    MAKE A WISH FOUNDATION
    MAKE A WISH FOUNDATION
    PO BOX 97104
    PO BOX 97104
    WASHINGTON,DC20090     		N/A PUBLIC GENERAL OPERATING 500
    OAKERHATER EPISCOPAL CENT
    OAKERHATER EPISCOPAL CENTER
    1000 E RUSSWORM DRIVE
    1000 E RUSSWORM DRIVE
    WATONGA,OK73744     		N/A PUBLIC GENERAL OPERATING 1,000
    OKLA HISTORICAL SOCIETY
    OKLA HISTORICAL SOCIETY
    2401 N LAIRD AVENUE
    2401 N LAIRD AVENUE
    OKLAHOMA CITY,OK73189     		N/A PUBLIC GENERAL OPERATING 500
    OKLA ZOOLOGICAL SOCIETY
    OKLA ZOOLOGICAL SOCIETY
    PO BOX 18424
    PO BOX 18424
    OKLAHOMA CITY,OK73112     		N/A PUBLIC GENERAL OPERATING 250
    OKC ART MUSEUM
    OKC ART MUSEUM
    415 COUCH DR
    415 COUCH DR
    OKLAHOMA CITY,OK73102     		N/A PUBLIC GENERAL OPERATING 1,000
    OKC BEAUTIFUL
    OKC BEAUTIFUL
    PO BOX 2296
    PO BOX 2296
    OKLAHOMA CITY,OK73118     		N/A PUBLIC GENERAL OPERATING 500
    OKC NATL MEMORIAL
    OKC NATL MEMORIAL
    PO BOX 323
    PO BOX 323
    OKLAHOMA CITY,OK73101     		N/A PUBLIC GENERAL OPERATING 500
    OSSM FOUNDATION
    OSSM FOUNDATION
    1141 N LINCOLN BLVD
    1141 N LINCOLN BLVD
    OKLAHOMA CITY,OK73104     		N/A PUBLIC GENERAL OPERATING 100
    RED EARTH INDIAN
    RED EARTH INDIAN
    2100 NE 52ND ST
    2100 NE 52ND ST
    OKLAHOMA CITY,OK73111     		N/A PUBLIC GENERAL OPERATING 10,000
    SKYLINE URBAN MISSION
    SKYLINE URBAN MISSION
    500 SE 15TH STREET
    500 SE 15TH STREET
    OKLAHOMA CITY,OK73129     		N/A PUBLIC GENERAL OPERATING 500
    ST PAUL'S EPISCOPAL
    ST PAUL'S EPISCOPAL
    127 NW 7TH
    127 NW 7TH
    OKLAHOMA CITY,OK73102     		N/A PUBLIC GENERAL OPERATING 10,000
    TEEM
    TEEM
    14 NE 13TH STREET
    14 NE 13TH STREET
    OKLAHOMA CITY,OK73104     		N/A PUBLIC GENERAL OPERATING 500
    THE OKLAHOMA CARING FOUNDA
    THE OKLAHOMA CARING FOUNDATION
    PO BOX 3283
    PO BOX 3283
    TULSA,OK74102     		N/A PUBLIC GENERAL OPERATING 100
    THE TOBY KEITH FOUNDATION
    THE TOBY KEITH FOUNDATION
    PO BOX 721856
    PO BOX 721856
    NORMAN,OK73070     		N/A PUBLIC GENERAL OPERATING 500
    THE TREE BANK FOUNDATION
    THE TREE BANK FOUNDATION
    16301 N ROCKWELL AVE
    16301 N ROCKWELL AVE
    EDMOND,OK73013     		N/A PUBLIC GENERAL OPERATING 100
    UNITED WAY
    UNITED WAY
    PO BOX 837
    PO BOX 837
    OKLAHOMA CITY,OK73101     		N/A PUBLIC GENERAL OPERATING 10,000
    UPWARD TRANSITIONS
    UPWARD TRANSITIONS
    1033 N WALKER
    1033 N WALKER
    OKLAHOMA CIT,OK73102     		N/A PUBLIC GENERAL OPERATING 250
    YMCA OF OKC
    YMCA OF OKC
    500 N BROADWAY
    500 N BRAODWAY
    OKLAHOMA CITY,OK73102     		N/A PUBLIC GENERAL OPERATING 1,000
    YOUTH SERVICES FOR OKLA C
    YOUTH SERVICES FOR OKLA COUNTY
    201 NE 50TH
    201 NE 50TH
    OKLAHOMA CITY,OK73105     		N/A PUBLIC GENERAL OPERATING 100
    YWCA OF OKC
    YWCA OF OKC
    2460 W I-44 SERVICE ROAD
    2460 W I-44 SERVICE RAOD
    OKLAHOMA CITY,OK73112     		N/A PUBLIC GENERAL OPERATING 1,000
    Total .................................bullet 3a 43,500
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3Interest on savings and temporary cash investments     14 98  
    4 Dividends and interest from securities....     14 7,366  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8Gain or (loss) from sales of assets other than inventory     14 12 19,842
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: aOTHER MISCELLANEOUS INCOME     1 495  
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   7,971 19,842
    13Total. Add line 12, columns (b), (d), and (e)..................
    1327,813
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section
    Yes
    No
    501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is “Yes,” complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If “Yes,” complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2012)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2012 AccountingFeesSchedule
    Name:
    JAMES H & MADALYNNE NORICK
    FOUNDATION
    EIN: 73-1544035
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    TAX PREPARATION 1,434 1,434    
    BOOKKEEPING FEES 4,375 4,375    

    TY 2012 CompensationExplanation
    Name:
    JAMES H & MADALYNNE NORICK
    FOUNDATION
    EIN: 73-1544035
    Person Name Explanation
    JAMES H NORICK  
    VICKIE NORICK  

    Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

    TY 2012 GainLossSaleOtherAssetsSch
    Name:
    JAMES H & MADALYNNE NORICK
    FOUNDATION
    EIN: 73-1544035
    Name Date Acquired How Acquired Date Sold Purchaser Name Gross Sales Price Basis Basis Method Sales Expenses Total (net) Accumulated Depreciation
    6-AAR CORPORATION 2007-03 PURCHASE 2012-01   123 180     -57  
    4-AAR CORPORATION 2007-03 PURCHASE 2012-10   67 120     -53  
    4-AON PLC 2007-08 PURCHASE 2012-08   206 196     10  
    5-AON CORP 2007-08 PURCHASE 2012-01   234 207     27  
    13-AON CORP 2007-08 PURCHASE 2012-04   638 539     99  
    19-AON CORP 2009-12 PURCHASE 2012-04   933 730     203  
    8-AARONS INC 2006-07 PURCHASE 2012-01   199 139     60  
    6-AARONS INC 2006-07 PURCHASE 2012-10   166 104     62  
    5-ABB LTD -SPONS ADR F 2011-10 PURCHASE 2012-01   103 85     18  
    5-ABB LTD -SPONS ADR F 2011-10 PURCHASE 2012-10   95 85     10  
    5-ABBOTT LABORATORIES 2002-08 PURCHASE 2012-01   279 188     91  
    6-ABBOTT LABORATORIES 2002-08 PURCHASE 2012-07   383 226     157  
    2-ABBOTT LABORATORIES 2002-08 PURCHASE 2012-10   137 75     62  
    1-ABBOTT LABORATORIES 2002-08 PURCHASE 2012-10   69 38     31  
    9-ABBOTT LABORATORIES 2002-08 PURCHASE 2012-12   593 338     255  
    3-ACCENTURE PLC IRELAND 2011-05 PURCHASE 2012-01   162 168     -6  
    3-ACCENTURE PLC IRELAND 2011-05 PURCHASE 2012-10   210 168     42  
    1-ADVANCE AUTO PARTS 2012-01 PURCHASE 2012-01   72 72        
    9-ADVANCE AUTO PARTS 2012-01 PURCHASE 2012-05   604 645     -41  
    0.7-AGEAS SPONSORED ADR NEW 2012-08 PURCHASE 2012-08   15       15  
    18-AGEAS SPONSORED ADR NEW 2012-04 PURCHASE 2012-10   439 335     104  
    1-AGRIUM INC 2009-06 PURCHASE 2012-01   78 48     30  
    2-AGRIUM INC 2009-06 PURCHASE 2012-10   210 95     115  
    3-AGRIUM INC 2009-06 PURCHASE 2012-11   289 143     146  
    4-AGRIUM INC 2011-03 PURCHASE 2012-11   385 367     18  
    1-AIR PRODUCTS & CHEMICALS 2010-10 PURCHASE 2012-10   82 85     -3  
    2-ALIGN TECH INC 2012-07 PURCHASE 2012-10   76 72     4  
    17-ALIGN TECH INC 2012-07 PURCHASE 2012-10   454 609     -155  
    9-ALTRIA GROUP INC 2002-12 PURCHASE 2012-01   261 86     175  
    20-ALTRIA GROUP INC 2002-12 PURCHASE 2012-07   711 190     521  
    3-ALUMINA LTD SPONSORED 2010-05 PURCHASE 2012-01   16 17     -1  
    1-AMAZON COM INC 2007-05 PURCHASE 2012-01   184 69     115  
    1-AMAZON COM INC 2008-02 PURCHASE 2012-01   184 74     110  
    4-AMAZON COM INC 2008-02 PURCHASE 2012-02   741 298     443  
    1-AMAZON COM INC 2008-02 PURCHASE 2012-10   251 74     177  
    6-AMCOL INTL CORP 2011-05 PURCHASE 2012-01   172 207     -35  
    4-AMCOL INTL CORP 2011-05 PURCHASE 2012-10   136 138     -2  
    6-AMEDISYS INC 2007-08 PURCHASE 2012-01   60 227     -167  
    2-AMEDISYS INC 2007-08 PURCHASE 2012-02   24 76     -52  
    6-AMERICAN EQUITY INV LIFE 2012-09 PURCHASE 2012-10   70 71     -1  
    2-AMERICAN EXPRESS CO 2001-02 PURCHASE 2012-01   101 79     22  
    5-AMERICAN EXPRESS CO 2001-02 PURCHASE 2012-07   277 197     80  
    1-AMERICAN EXPRESS CO 2004-01 PURCHASE 2012-07   55 44     11  
    1-AMERICAN EXPRESS CO 2004-01 PURCHASE 2012-10   57 44     13  
    1-AMERICAN EXPRESS CO 2004-01 PURCHASE 2012-10   57 44     13  
    4-AMERIGROUP CORP 2005-06 PURCHASE 2012-01   282 160     122  
    12-AMERIGROUP CORP 2005-06 PURCHASE 2012-09   1,093 481     612  
    2-AMERIGROUP CORP 2005-06 PURCHASE 2012-12   184 80     104  
    10-AMERIGROUP CORP 2005-09 PURCHASE 2012-12   920 343     577  
    5-AMERIGROUP CORP 2006-02 PURCHASE 2012-12   460 106     354  
    2-AMGEN INC 2012-03 PURCHASE 2012-10   173 134     39  
    37-ING GROEP N V SPON ADR 2012-05 PURCHASE 2012-09   322 244     78  
    1-ANGLOGOLD ASHANTI LTD 2008-07 PURCHASE 2012-01   44 25     19  
    1-ANHEUSER BUSCH INBEV ADR 2012-07 PURCHASE 2012-10   88 81     7  
    13-ANSYS INC 2011-11 PURCHASE 2012-05   807 762     45  
    3-ANSYS INC 2011-11 PURCHASE 2012-05   186 174     12  
    2-APACHE CORP COMMON 2006-12 PURCHASE 2012-01   190 132     58  
    8-APACHE CORP COMMON 2006-12 PURCHASE 2012-07   666 530     136  
    5-APACHE CORP COMMON 2007-04 PURCHASE 2012-07   416 373     43  
    1-APACHE CORP COMMON 2007-11 PURCHASE 2012-07   83 107     -24  
    1-APPLE INC 2007-07 PURCHASE 2012-01   427 140     287  
    1-APPLE INC 2007-07 PURCHASE 2012-02   543 140     403  
    1-APPLE INC 2007-07 PURCHASE 2012-03   609 140     469  
    2-APPLE INC 2007-07 PURCHASE 2012-07   1,206 279     927  
    1-APPLE INC 2007-07 PURCHASE 2012-10   659 140     519  
    1-APPLE INC 2007-07 PURCHASE 2012-10   654 140     514  
    1-EXPEDIA INC 2012-06 PURCHASE 2012-10   56 48     8  
    5-ARCOS DORADOS HOLDINGS A 2011-06 PURCHASE 2012-01   96 109     -13  
    3-ARCOS DORADOS HOLDINGS A 2011-06 PURCHASE 2012-10   46 66     -20  
    16-ARRIS GROUP INC 2007-10 PURCHASE 2012-01   174 197     -23  
    1-ARRIS GROUP INC 2007-10 PURCHASE 2012-08   14 12     2  
    40-ARRIS GROUP INC 2007-12 PURCHASE 2012-08   546 409     137  
    50-ARRIS GROUP INC 2009-01 PURCHASE 2012-08   683 350     333  
    28-ARRIS GROUP INC 2012-01 PURCHASE 2012-08   383 305     78  
    10-ASTORIA FINCL CORP 2005-06 PURCHASE 2012-01   90 282     -192  
    9-ASTORIA FINCL CORP 2005-06 PURCHASE 2012-10   91 254     -163  
    1-ASTORIA FINCL CORP 2009-03 PURCHASE 2012-10   10 6     4  
    6-ASTRAZENECA PLC SPON ADR 2010-02 PURCHASE 2012-01   286 263     23  
    10-ASTRAZENECA PLC SPON ADR 2010-02 PURCHASE 2012-09   468 438     30  
    32-ASTRAZENECA PLC SPON ADR 2010-02 PURCHASE 2012-09   1,487 1,401     86  
    3-ASML HOLDING NV-NY 2011-10 PURCHASE 2012-01   128 119     9  
    7-ASML HOLDING NV-NY 2011-10 PURCHASE 2012-09   389 277     112  
    9-ASML HOLDING NV-NY 2011-10 PURCHASE 2012-09   489 356     133  
    6-AUTODESK INC 2011-01 PURCHASE 2012-01   196 239     -43  
    11-AUTODESK INC 2011-01 PURCHASE 2012-08   329 439     -110  
    31-AUTODESK INC 2011-08 PURCHASE 2012-08   929 767     162  
    5-AUTOMATIC DATA PROCESSIN 2005-10 PURCHASE 2012-01   277 194     83  
    2-AUTOMATIC DATA PROCESSIN 2005-10 PURCHASE 2012-10   117 78     39  
    2-BAKER HUGHES INC 2011-05 PURCHASE 2012-01   95 142     -47  
    8-BAKER HUGHES INC 2011-05 PURCHASE 2012-03   350 568     -218  
    14-BAKER HUGHES INC 2011-08 PURCHASE 2012-03   613 898     -285  
    6-BARRICK GOLD CORP 2009-03 PURCHASE 2012-01   285 178     107  
    4-BARRICK GOLD CORP 2009-03 PURCHASE 2012-01   191 119     72  
    1-BARRICK GOLD CORP 2009-07 PURCHASE 2012-01   48 33     15  
    20-BARRICK GOLD CORP 2009-07 PURCHASE 2012-07   656 668     -12  
    1-BARRICK GOLD CORP 2009-07 PURCHASE 2012-09   42 33     9  
    6-BARRICK GOLD CORP 2009-12 PURCHASE 2012-09   252 231     21  
    6-BARRICK GOLD CORP 2009-12 PURCHASE 2012-10   249 231     18  
    2-BARRICK GOLD CORP 2010-10 PURCHASE 2012-10   83 97     -14  
    10-BARRICK GOLD CORP 2010-10 PURCHASE 2012-11   353 485     -132  
    9-BARRICK GOLD CORP 2011-01 PURCHASE 2012-11   317 425     -108  
    7-BECTON DICKINSON & CO 2009-06 PURCHASE 2012-09   547 471     76  
    2-BECTON DICKINSON & CO 2012-07 PURCHASE 2012-09   156 146     10  
    10-BED BATH & BEYOND INC 2012-04 PURCHASE 2012-06   598 702     -104  
    5-BEST BUY CO INC 2012-04 PURCHASE 2012-08   102 108     -6  
    10-BEST BUY CO INC 2012-04 PURCHASE 2012-10   169 216     -47  
    4-BEST BUY CO INC 2012-04 PURCHASE 2012-10   68 88     -20  
    4-BRISTOW GROUP INC 2010-07 PURCHASE 2012-01   180 131     49  
    4-CUBIST PHARMACEUTICALS 2011-10 PURCHASE 2012-01   165 158     7  
    3-CUBIST PHARMACEUTICALS 2011-10 PURCHASE 2012-10   146 119     27  
    9-CUBIST PHARMACEUTICALS 2011-10 PURCHASE 2012-11   358 356     2  
    4-CUBIST PHARMACEUTICALS 2011-10 PURCHASE 2012-11   158 158        
    9-CUBIST PHARMACEUTICALS 2011-12 PURCHASE 2012-11   355 358     -3  
    7-CUBIST PHARMACEUTICALS 2011-12 PURCHASE 2012-11   273 279     -6  
    4-CVS CAREMARK CORP 2009-11 PURCHASE 2012-10   193 115     78  
    1-CVS CAREMARK CORP 2009-11 PURCHASE 2012-10   48 29     19  
    4-CABOT MICROELECTRONICS 2011-03 PURCHASE 2012-01   198 193     5  
    42-CABOT OIL & GAS 2005-06 PURCHASE 2012-01   3,315 745     2,570  
    8-CAMECO CORP 2011-03 PURCHASE 2012-01   172 251     -79  
    4-CANTEL MEDICAL CORP 2010-06 PURCHASE 2012-01   123 66     57  
    10-CANTEL MEDICAL CORP 2010-06 PURCHASE 2012-10   277 111     166  
    3-CARREFOUR SA SPONS ADR 2009-10 PURCHASE 2012-01   13 27     -14  
    60-CARREFOUR SA SPONS ADR 2009-10 PURCHASE 2012-01   261 547     -286  
    27-CARREFOUR SA SPONS ADR 2009-10 PURCHASE 2012-08   113 246     -133  
    81-CARREFOUR SA SPONS ADR 2009-10 PURCHASE 2012-08   338 713     -375  
    37-CARREFOUR SA SPONS ADR 2010-12 PURCHASE 2012-08   155 328     -173  
    4-CASH AMER INTERNATIONAL 2007-02 PURCHASE 2012-10   155 163     -8  
    1-CATERPILLAR INC 2006-07 PURCHASE 2012-10   85 73     12  
    1-CATERPILLAR INC 2006-07 PURCHASE 2012-10   85 73     12  
    2-CELGENE CORP 2011-09 PURCHASE 2012-01   146 120     26  
    9-CELGENE CORP 2011-09 PURCHASE 2012-06   571 542     29  
    11-CELGENE CORP 2011-10 PURCHASE 2012-06   698 724     -26  
    1-CENTRA ELEC BR CL B PNB 2007-02 PURCHASE 2012-01   15 12     3  
    34-CENTRA ELEC BR CL B PNB 2007-02 PURCHASE 2012-12   154 392     -238  
    30-CENTRA ELEC BR CL B PNB 2007-06 PURCHASE 2012-12   136 385     -249  
    46-CENTRA ELEC BR CL B PNB 2012-09 PURCHASE 2012-12   208 427     -219  
    6-CHECK POINT SOFTWARE F 2010-11 PURCHASE 2012-01   329 257     72  
    13-CHECK POINT SOFTWARE F 2010-11 PURCHASE 2012-05   749 556     193  
    14-CHECK POINT SOFTWARE F 2010-11 PURCHASE 2012-09   632 599     33  
    11-CHECK POINT SOFTWARE F 2011-11 PURCHASE 2012-09   497 641     -144  
    6-CHECKPOINT SYSTEMS INC 2005-06 PURCHASE 2012-01   64 106     -42  
    16-CHECKPOINT SYSTEMS INC 2005-06 PURCHASE 2012-03   179 283     -104  
    4-CHECKPOINT SYSTEMS INC 2006-08 PURCHASE 2012-03   45 69     -24  
    6-CHECKPOINT SYSTEMS INC 2006-08 PURCHASE 2012-10   51 104     -53  
    4-CHESAPEAKE ENERGY CORP 2011-05 PURCHASE 2012-01   83 123     -40  
    24-CHESAPEAKE ENERGY CORP 2011-05 PURCHASE 2012-04   430 740     -310  
    5-CHEVRON CORPORATION 2002-08 PURCHASE 2012-01   532 188     344  
    4-CHEVRON CORPORATION 2002-08 PURCHASE 2012-10   470 150     320  
    3-CHICOS FAS INC 2012-09 PURCHASE 2012-10   54 57     -3  
    1-CISCO SYS INC 2011-05 PURCHASE 2012-01   19 17     2  
    1-CITIGROUP INC NEW 2009-12 PURCHASE 2012-01   28 32     -4  
    8-CITIGROUP INC NEW 2009-12 PURCHASE 2012-10   265 259     6  
    1-CITRIX SYSTEMS INC 2011-12 PURCHASE 2012-01   67 65     2  
    1-CITRIX SYSTEMS INC 2011-12 PURCHASE 2012-10   76 65     11  
    1-CLIFFS NATURAL RESOURCES 2010-08 PURCHASE 2012-01   71 61     10  
    9-CLIFFS NATURAL RESOURCES 2010-08 PURCHASE 2012-07   349 548     -199  
    2-COACH INC 2008-10 PURCHASE 2012-01   127 40     87  
    15-COACH INC 2008-10 PURCHASE 2012-08   737 296     441  
    4-COCA COLA COMPANY 2002-08 PURCHASE 2012-01   269 202     67  
    3-COCA COLA COMPANY 2006-04 PURCHASE 2012-01   202 125     77  
    3-COCA COLA COMPANY 2006-04 PURCHASE 2012-07   229 125     104  
    2-COCA COLA COMPANY 2006-11 PURCHASE 2012-07   153 94     59  
    3-COCA COLA COMPANY 2006-11 PURCHASE 2012-10   115 71     44  
    1-COCA COLA COMPANY 2006-11 PURCHASE 2012-10   38 24     14  
    3-COGNIZANT TECHNOLOGY 2011-10 PURCHASE 2012-01   206 214     -8  
    3-COGNIZANT TECHNOLOGY 2011-10 PURCHASE 2012-10   213 214     -1  
    2-COMMUVAULT SYSTEMS INC 2011-11 PURCHASE 2012-10   113 97     16  
    3-COMPLETE PRODUCTION SVCS 2011-07 PURCHASE 2012-01   95 120     -25  
    19-COMPLETE PRODUCTION SVCS 2011-07 PURCHASE 2012-02   133 133        
    15-CA INC 2005-06 PURCHASE 2012-01   324 420     -96  
    12-CA INC 2005-06 PURCHASE 2012-06   319 336     -17  
    6-CA INC 2006-01 PURCHASE 2012-06   160 166     -6  
    9-CA INC 2006-01 PURCHASE 2012-10   229 249     -20  
    5-CA INC 2006-01 PURCHASE 2012-10   128 138     -10  
    2-CA INC 2006-01 PURCHASE 2012-10   51 55     -4  
    13-CA INC 2006-04 PURCHASE 2012-10   331 325     6  
    9-CA INC 2006-04 PURCHASE 2012-10   229 225     4  
    1-CONOCOPHILLIPS 2009-05 PURCHASE 2012-01   71 44     27  
    4-CONOCOPHILLIPS 2009-11 PURCHASE 2012-01   282 205     77  
    3-CONOCOPHILLIPS 2009-11 PURCHASE 2012-10   172 119     53  
    3-CNOOC LTD-ADR 2012-02 PURCHASE 2012-09   551 661     -110  
    4-COMPANHIA DE BEBIDAS F 2011-01 PURCHASE 2012-01   146 113     33  
    3-COMPANHIA DE BEBIDAS F 2011-01 PURCHASE 2012-10   118 85     33  
    1-CONTINENTAL RESOURCES IN 2012-09 PURCHASE 2012-10   77 73     4  
    4-CORE LABORATORIES INC 2009-02 PURCHASE 2012-01   441 134     307  
    2-COVANCE INC 2005-06 PURCHASE 2012-01   90 93     -3  
    3-DAI NIPPON PRINT-UNSPON 2005-06 PURCHASE 2012-01   30 49     -19  
    10-DELPHI FINL GRP INC CL A 2005-06 PURCHASE 2012-05   439 295     144  
    30-DELPHI FINL GRP INC CL A 2009-01 PURCHASE 2012-05   1,316 465     851  
    2-DELPHI FINL GRP INC CL A 2011-10 PURCHASE 2012-05   88 45     43  
    2-DIGITAL RIVER INC 2008-07 PURCHASE 2012-01   28 80     -52  
    6-DIGITAL RIVER INC 2008-07 PURCHASE 2012-10   100 240     -140  
    2-DIRECTV CLASS A COM 2011-07 PURCHASE 2012-01   86 106     -20  
    1-DIRECTV 2011-07 PURCHASE 2012-10   52 53     -1  
    2-DISNEY WALT COMPANY 2010-03 PURCHASE 2012-10   103 67     36  
    3-DOVER CORP COMMON 2010-05 PURCHASE 2012-01   182 156     26  
    6-DOVER CORP COMMON 2010-05 PURCHASE 2012-03   380 313     67  
    6-DOVER CORP COMMON 2011-03 PURCHASE 2012-03   380 399     -19  
    2-DOVER CORP COMMON 2011-03 PURCHASE 2012-10   117 133     -16  
    10-EMC CORP 2010-07 PURCHASE 2012-01   224 181     43  
    27-EMC CORP 2010-07 PURCHASE 2012-07   620 488     132  
    1-EMC CORP 2010-07 PURCHASE 2012-10   27 18     9  
    4-EMC CORP 2011-07 PURCHASE 2012-10   109 110     -1  
    41-EMC CORP 2011-07 PURCHASE 2012-12   1,007 1,126     -119  
    1-EAST JAPAN RAILWAY ADR 2011-03 PURCHASE 2012-01   10 12     -2  
    19-EAST JAPAN RAILWAY ADR 2011-03 PURCHASE 2012-10   208 222     -14  
    6-EATON CORP 2010-11 PURCHASE 2012-01   294 272     22  
    11-EATON CORP 2010-11 PURCHASE 2012-03   535 499     36  
    9-EATON CORP 2011-08 PURCHASE 2012-03   438 342     96  
    4-EATON CORP 2011-08 PURCHASE 2012-10   186 152     34  
    15-EATON CORP 2011-08 PURCHASE 2012-12   779 570     209  
    21-EATON CORP 2011-10 PURCHASE 2012-12   1,090 824     266  
    4-EATON VANCE CORP NON VTG 2005-06 PURCHASE 2012-01   98 95     3  
    4-EATON VANCE CORP NON VTG 2005-06 PURCHASE 2012-10   114 95     19  
    4-EBAY INC 2012-04 PURCHASE 2012-10   193 166     27  
    10-ENTEGRIS INC 2012-08 PURCHASE 2012-10   83 83        
    8-EXXON MOBIL CORP 2002-08 PURCHASE 2012-01   684 286     398  
    6-EXXON MOBIL CORP 2002-08 PURCHASE 2012-10   549 215     334  
    1-F5 NETWORKS INC 2011-11 PURCHASE 2012-01   107 108     -1  
    6-F5 NETWORKS INC 2011-11 PURCHASE 2012-03   725 646     79  
    6-F5 NETWORKS INC 2011-12 PURCHASE 2012-08   557 680     -123  
    2-FACEBOOK INC CLASS A 2012-05 PURCHASE 2012-10   44 82     -38  
    6-ENERSYS INC 2011-08 PURCHASE 2012-01   165 132     33  
    2-ENERSYS INC 2011-08 PURCHASE 2012-02   64 44     20  
    4-ENERSYS INC 2011-08 PURCHASE 2012-10   144 88     56  
    7-FINMECCANICA SPA-UNS ADR 2010-08 PURCHASE 2012-01   13 40     -27  
    180-FINMECCANICA SPA-UNS ADR 2010-08 PURCHASE 2012-10   452 1,020     -568  
    70-FINMECCANICA SPA-UNS ADR 2010-11 PURCHASE 2012-10   176 410     -234  
    6-FLIR SYSTEMS INC 2005-06 PURCHASE 2012-01   154 89     65  
    6-FLIR SYSTEMS INC 2005-06 PURCHASE 2012-10   122 89     33  
    4-FLUOR CORP (NEW) 2010-06 PURCHASE 2012-01   221 173     48  
    2-FLUOR CORP (NEW) 2010-06 PURCHASE 2012-10   114 86     28  
    5-FLUOR CORP (NEW) 2010-06 PURCHASE 2012-11   260 216     44  
    7-FLUOR CORP (NEW) 2010-07 PURCHASE 2012-11   364 339     25  
    2-FORTINET INC 2012-02 PURCHASE 2012-10   47 50     -3  
    26-FORTINET INC 2012-02 PURCHASE 2012-10   502 655     -153  
    4-FRANKLIN ELECTRIC CO INC 2011-05 PURCHASE 2012-10   240 170     70  
    1-FRANKLIN RESOURCES 2008-05 PURCHASE 2012-01   97 99     -2  
    2-FRANKLIN RESOURCES 2008-05 PURCHASE 2012-07   215 198     17  
    1-FRANKLIN RESOURCES 2008-05 PURCHASE 2012-10   126 99     27  
    1-FRANKLIN RESOURCES 2008-05 PURCHASE 2012-10   125 99     26  
    5-FRPRT-MCMRN CPPR & GLD B 2009-11 PURCHASE 2012-01   214 212     2  
    3-FRPRT-MCMRN CPPR & GLD B 2009-11 PURCHASE 2012-01   130 127     3  
    1-FRPRT-MCMRN CPPR & GLD B 2009-11 PURCHASE 2012-03   39 42     -3  
    20-FRPRT-MCMRN CPPR & GLD B 2010-10 PURCHASE 2012-03   773 926     -153  
    8-FRPRT-MCMRN CPPR & GLD B 2011-03 PURCHASE 2012-03   309 418     -109  
    6-FRPRT-MCMRN CPPR & GLD B 2011-05 PURCHASE 2012-03   232 303     -71  
    2-FRPRT-MCMRN CPPR & GLD B 2011-05 PURCHASE 2012-10   79 101     -22  
    8-FRPRT-MCMRN CPPR & GLD B 2011-08 PURCHASE 2012-10   315 356     -41  
    5-FUJIFILM HLDGS CORP ADR 2005-06 PURCHASE 2012-01   120 165     -45  
    2-FUSION-IO INC 2012-08 PURCHASE 2012-10   61 58     3  
    3-GAZPROM O A O 2010-10 PURCHASE 2012-01   34 32     2  
    2-GAP INC 2012-08 PURCHASE 2012-10   72 72        
    5-GENL DYNAMICS CORP COM 2008-11 PURCHASE 2012-01   357 308     49  
    6-GENL DYNAMICS CORP COM 2008-11 PURCHASE 2012-02   418 369     49  
    6-GENL DYNAMICS CORP COM 2009-05 PURCHASE 2012-02   418 323     95  
    8-GENERAL ELECTRIC COMPANY 2002-08 PURCHASE 2012-01   150 256     -106  
    10-GENERAL ELECTRIC COMPANY 2002-08 PURCHASE 2012-10   227 320     -93  
    13-GENERAL MOTORS CO 2010-11 PURCHASE 2012-01   316 437     -121  
    8-FIRST POTOMAC REALTY TR 2009-09 PURCHASE 2012-01   112 91     21  
    8-FIRST POTOMAC REALTY TR 2009-09 PURCHASE 2012-10   105 91     14  
    5-GENWORTH FINANCIAL INC 2006-05 PURCHASE 2012-01   37 166     -129  
    38-GENWORTH FINANCIAL INC 2008-01 PURCHASE 2012-01   285 904     -619  
    8-GENWORTH FINANCIAL INC 2010-10 PURCHASE 2012-01   60 89     -29  
    31-GENWORTH FINANCIAL INC 2010-10 PURCHASE 2012-04   191 345     -154  
    31-GENWORTH FINANCIAL INC 2010-10 PURCHASE 2012-04   187 345     -158  
    5-GENWORTH FINANCIAL INC 2010-11 PURCHASE 2012-04   30 56     -26  
    5-GENWORTH FINANCIAL INC 2010-11 PURCHASE 2012-04   30 56     -26  
    4-GENWORTH FINANCIAL INC 2010-11 PURCHASE 2012-04   24 47     -23  
    5-GENWORTH FINANCIAL INC 2010-11 PURCHASE 2012-04   30 58     -28  
    5-GENWORTH FINANCIAL INC 2010-11 PURCHASE 2012-04   30 58     -28  
    19-GENWORTH FINANCIAL INC 2010-11 PURCHASE 2012-04   111 221     -110  
    2-GILEAD SCIENCES INC 2012-09 PURCHASE 2012-10   138 132     6  
    4-GLOBAL PAYMENTS INC 2005-06 PURCHASE 2012-01   190 140     50  
    4-GLOBAL PAYMENTS INC 2005-06 PURCHASE 2012-10   171 140     31  
    1-GOLD FIELDS LTD NEW ADR 2008-02 PURCHASE 2012-01   16 14     2  
    2-GOLDCORP INC 2011-07 PURCHASE 2012-01   90 109     -19  
    2-GOLDCORP INC 2011-07 PURCHASE 2012-10   91 109     -18  
    17-GOLDCORP INC 2011-07 PURCHASE 2012-12   631 929     -298  
    3-GOLDMAN SACHS GROUP INC 2010-08 PURCHASE 2012-01   294 434     -140  
    2-GOLDMAN SACHS GROUP INC 2010-08 PURCHASE 2012-10   234 289     -55  
    1-GOOGLE INC CL A 2005-06 PURCHASE 2012-01   625 288     337  
    1-GOOGLE INC CL A 2005-10 PURCHASE 2012-10   756 372     384  
    7-GREEN MOUNTAIN COFFEE 2011-11 PURCHASE 2012-03   357 481     -124  
    6-HSBC HOLDINGS PLC-SPONS 2004-09 PURCHASE 2012-10   281 479     -198  
    5-HALLIBURTON COMPANY 2010-08 PURCHASE 2012-01   169 144     25  
    2-HARMAN INTL INDS INC NEW 2012-02 PURCHASE 2012-10   92 102     -10  
    4-HARSCO CORPORATION 2005-06 PURCHASE 2012-01   80 110     -30  
    6-HARSCO CORPORATION 2005-06 PURCHASE 2012-10   124 164     -40  
    11-HARTFORD FINL SVCS GROUP 2007-07 PURCHASE 2012-01   195 1,060     -865  
    4-HARTFORD FINL SVCS GROUP 2009-12 PURCHASE 2012-01   71 93     -22  
    12-HARTFORD FINL SVCS GROUP 2009-12 PURCHASE 2012-10   235 280     -45  
    2-HEALTHWAYS INC 2005-06 PURCHASE 2012-01   15 79     -64  
    4-HEALTHWAYS INC 2005-06 PURCHASE 2012-10   46 158     -112  
    8-HELEN OF TROY LIMITED 2011-08 PURCHASE 2012-10   256 231     25  
    3-HELMRICH & PAYNE INC 2011-02 PURCHASE 2012-01   175 184     -9  
    12-HELMRICH & PAYNE INC 2011-02 PURCHASE 2012-07   520 737     -217  
    2-HELMRICH & PAYNE INC 2011-02 PURCHASE 2012-09   91 123     -32  
    12-HELMRICH & PAYNE INC 2011-08 PURCHASE 2012-09   548 714     -166  
    1-HERBALIFE LTD 2010-09 PURCHASE 2012-03   70 30     40  
    9-HERBALIFE LTD 2011-06 PURCHASE 2012-03   632 492     140  
    2-HERBALIFE LTD 2011-06 PURCHASE 2012-10   104 109     -5  
    8-HERBALIFE LTD 2011-06 PURCHASE 2012-12   335 437     -102  
    15-HESS CORPORATION 2007-08 PURCHASE 2012-01   870 868     2  
    5-HESS CORPORATION 2007-08 PURCHASE 2012-01   285 289     -4  
    28-HEWLETT-PACKARD COMPANY 2012-02 PURCHASE 2012-11   332 770     -438  
    14-HEWLETT-PACKARD COMPANY 2012-03 PURCHASE 2012-11   166 356     -190  
    14-HEWLETT-PACKARD COMPANY 2012-03 PURCHASE 2012-11   166 330     -164  
    10-HEWLETT-PACKARD COMPANY 2012-08 PURCHASE 2012-11   119 180     -61  
    8-HEXCEL CORP NEW 2006-05 PURCHASE 2012-01   201 164     37  
    10-HEXCEL CORP NEW 2006-05 PURCHASE 2012-10   242 205     37  
    5-ROCHE HOLDINGS LTD ADR 2010-01 PURCHASE 2012-01   215 221     -6  
    5-ROCHE HOLDINGS LTD ADR 2010-01 PURCHASE 2012-10   240 221     19  
    3-HM RETL GRP PLC SPON ADR 2011-03 PURCHASE 2012-01   17 38     -21  
    37-HM RETL GRP PLC SPON ADR 2011-03 PURCHASE 2012-01   235 471     -236  
    2-HM RETL GRP PLC SPON ADR 2011-03 PURCHASE 2012-01   13 25     -12  
    15-HM RETL GRP PLC SPON ADR 2011-03 PURCHASE 2012-10   86 191     -105  
    20-HM RETL GRP PLC SPON ADR 2011-06 PURCHASE 2012-10   114 237     -123  
    25-HM RETL GRP PLC SPON ADR 2011-06 PURCHASE 2012-10   172 296     -124  
    3-HM RETL GRP PLC SPON ADR 2011-09 PURCHASE 2012-10   21 23     -2  
    22-HM RETL GRP PLC SPON ADR 2011-09 PURCHASE 2012-12   182 166     16  
    2-INFORMATICA CORP 2011-05 PURCHASE 2012-01   72 110     -38  
    14-INFORMATICA CORP 2011-05 PURCHASE 2012-07   432 769     -337  
    5-INGERSOLL-RAND PLC 2006-11 PURCHASE 2012-01   170 190     -20  
    4-INTEL CORP 2001-01 PURCHASE 2012-01   100 124     -24  
    5-INTEL CORP 2004-01 PURCHASE 2012-01   125 162     -37  
    5-INTEL CORP 2006-04 PURCHASE 2012-01   125 97     28  
    37-INTEL CORP 2006-04 PURCHASE 2012-08   902 716     186  
    1-INTERCONTINENTALEXCHANGE 2009-02 PURCHASE 2012-10   130 58     72  
    4-INTL BUSINESS MACH CORP 2010-01 PURCHASE 2012-07   758 526     232  
    1-INTL BUSINESS MACH CORP 2010-01 PURCHASE 2012-10   209 131     78  
    2-INTUIT INC 2010-11 PURCHASE 2012-01   111 96     15  
    13-INTUIT INC 2010-11 PURCHASE 2012-03   748 626     122  
    1-INTUIT INC 2011-12 PURCHASE 2012-10   60 52     8  
    1-INTUITIVE SURGICAL INC 2008-05 PURCHASE 2012-01   468 287     181  
    1-INTUITIVE SURGICAL INC 2009-04 PURCHASE 2012-10   497 97     400  
    1-INTUITIVE SURGICAL INC 2009-04 PURCHASE 2012-10   496 97     399  
    1-INTUITIVE SURGICAL INC 2011-01 PURCHASE 2012-10   496 328     168  
    2-INTUITIVE SURGICAL INC 2011-01 PURCHASE 2012-12   986 656     330  
    1-IPG PHOTONICS CORP 2012-08 PURCHASE 2012-10   57 61     -4  
    2-JEFFERIES GROUP 2005-06 PURCHASE 2012-01   30 39     -9  
    2-JEFFERIES GROUP 2005-06 PURCHASE 2012-02   32 39     -7  
    14-JEFFERIES GROUP 2005-06 PURCHASE 2012-10   194 270     -76  
    5-JOHNSON & JOHNSON 2004-03 PURCHASE 2012-01   325 265     60  
    2-JOHNSON & JOHNSON 2004-03 PURCHASE 2012-10   137 106     31  
    1-JOHNSON & JOHNSON 2006-04 PURCHASE 2012-10   69 59     10  
    2-KINROSS GOLD CORP 2010-02 PURCHASE 2012-01   21 35     -14  
    49-KINROSS GOLD CORP 2010-02 PURCHASE 2012-10   513 852     -339  
    7-KOMATSU LTD F 2010-11 PURCHASE 2012-01   186 197     -11  
    5-KOMATSU LTD F 2010-11 PURCHASE 2012-03   145 140     5  
    4-KOMATSU LTD F 2010-11 PURCHASE 2012-03   115 112     3  
    15-KOMATSU LTD F 2011-03 PURCHASE 2012-03   432 477     -45  
    14-KOMATSU LTD F 2011-03 PURCHASE 2012-04   402 445     -43  
    11-KOMATSU LTD F 2011-10 PURCHASE 2012-04   316 250     66  
    26-KOMATSU LTD F 2011-10 PURCHASE 2012-08   554 592     -38  
    29-KOREA ELEC PWR CORP ADR 2005-06 PURCHASE 2012-01   329 478     -149  
    13-KOREA ELEC PWR CORP ADR 2005-06 PURCHASE 2012-02   147 214     -67  
    48-KOREA ELEC PWR CORP ADR 2009-08 PURCHASE 2012-02   544 622     -78  
    15-KOREA ELEC PWR CORP ADR 2009-08 PURCHASE 2012-10   188 194     -6  
    19-KOREA ELEC PWR CORP ADR 2009-08 PURCHASE 2012-12   261 246     15  
    23-KOREA ELEC PWR CORP ADR 2009-08 PURCHASE 2012-12   306 298     8  
    5-KOREA ELEC PWR CORP ADR 2010-11 PURCHASE 2012-12   67 62     5  
    27-KOREA ELEC PWR CORP ADR 2010-11 PURCHASE 2012-12   360 342     18  
    5-KRAFT FOODS INC CL A 2010-10 PURCHASE 2012-01   190 159     31  
    21-LAM RESEARCH CORPORATION 2012-01 PURCHASE 2012-07   737 912     -175  
    6-LAUDER ESTEE COS INC CLA 2002-08 PURCHASE 2012-10   375 83     292  
    6-LIFE TIME FITNESS INC 2008-04 PURCHASE 2012-01   272 187     85  
    4-LIFE TIME FITNESS INC 2008-04 PURCHASE 2012-10   181 125     56  
    1-LINCOLN NATL CORP IND 2011-02 PURCHASE 2012-01   21 30     -9  
    5-LINCOLN NATL CORP IND 2011-02 PURCHASE 2012-03   135 148     -13  
    20-LINCOLN NATL CORP IND 2011-02 PURCHASE 2012-03   541 593     -52  
    7-LINCOLN NATL CORP IND 2011-02 PURCHASE 2012-03   188 208     -20  
    4-LOEWS CORPORATION 2008-10 PURCHASE 2012-01   153 138     15  
    1-LOEWS CORPORATION 2008-10 PURCHASE 2012-07   41 34     7  
    8-LOEWS CORPORATION 2008-10 PURCHASE 2012-07   333 276     57  
    2-LUFKIN INDS INC 2010-06 PURCHASE 2012-01   145 84     61  
    2-MS&AD INS GROUP HLDGS 2007-10 PURCHASE 2012-01   19 37     -18  
    1-MASTERCARD INC CL A 2011-08 PURCHASE 2012-01   351 325     26  
    5-MCDONALDS CORP 2002-08 PURCHASE 2012-01   502 112     390  
    3-MCDONALDS CORP 2002-08 PURCHASE 2012-07   265 67     198  
    1-MCDONALDS CORP 2002-08 PURCHASE 2012-10   91 22     69  
    5-MCGRAW HILL CO INC 2002-12 PURCHASE 2012-01   228 152     76  
    4-MCGRAW HILL CO INC 2002-12 PURCHASE 2012-10   219 122     97  
    8-MCGRAW HILL CO INC 2002-12 PURCHASE 2012-11   407 243     164  
    7-MCGRAW HILL CO INC 2012-07 PURCHASE 2012-11   356 319     37  
    1-MEAD JOHNSON NUTRITN 2011-06 PURCHASE 2012-01   73 67     6  
    7-MEAD JOHNSON NUTRITN 2011-06 PURCHASE 2012-08   510 468     42  
    1-MEAD JOHNSON NUTRITN 2011-06 PURCHASE 2012-10   72 67     5  
    3-MEAD JOHNSON NUTRITN 2011-06 PURCHASE 2012-11   191 200     -9  
    9-MEAD JOHNSON NUTRITN 2012-02 PURCHASE 2012-11   574 677     -103  
    14-MEDICAL PROPERTIES TRUST 2009-08 PURCHASE 2012-01   141 106     35  
    10-MEDICAL PROPERTIES TRUST 2009-08 PURCHASE 2012-10   106 75     31  
    5-MEDTRONIC INC 2010-02 PURCHASE 2012-01   195 211     -16  
    2-MEDTRONIC INC 2010-02 PURCHASE 2012-10   87 84     3  
    10-MEDTRONIC INC 2010-02 PURCHASE 2012-11   412 422     -10  
    5-MERCK & CO INC NEW 2009-02 PURCHASE 2012-01   194 125     69  
    1-MERCK & CO INC NEW 2009-02 PURCHASE 2012-01   39 25     14  
    5-MERCK & CO INC NEW 2009-02 PURCHASE 2012-05   191 125     66  
    4-MERCK & CO INC NEW 2009-02 PURCHASE 2012-07   172 100     72  
    8-MERCK & CO INC NEW 2009-06 PURCHASE 2012-07   344 210     134  
    5-MERCK & CO INC NEW 2009-07 PURCHASE 2012-07   215 140     75  
    3-MERCK & CO INC NEW 2009-10 PURCHASE 2012-07   127 94     33  
    1-MERCK & CO INC NEW 2009-10 PURCHASE 2012-10   45 31     14  
    2-MERITAGE HOMES CORP 2005-06 PURCHASE 2012-01   51 165     -114  
    2-MERITAGE HOMES CORP 2005-06 PURCHASE 2012-02   55 165     -110  
    4-MERITAGE HOMES CORP 2005-06 PURCHASE 2012-10   153 329     -176  
    9-METLIFE INC 2008-10 PURCHASE 2012-01   314 255     59  
    2-MICHAEL KORS HLDGS LTD 2012-06 PURCHASE 2012-10   106 82     24  
    9-MICROSOFT CORP 2006-11 PURCHASE 2012-01   255 263     -8  
    2-MOOG INC CL A 2005-06 PURCHASE 2012-01   85 63     22  
    2-MOOG INC CL A 2005-06 PURCHASE 2012-10   77 63     14  
    9-JPMORGAN CHASE & CO 2001-01 PURCHASE 2012-01   315 397     -82  
    6-JPMORGAN CHASE & CO 2001-01 PURCHASE 2012-01   209 264     -55  
    11-JPMORGAN CHASE & CO 2001-01 PURCHASE 2012-10   448 485     -37  
    7-JPMORGAN CHASE & CO 2001-01 PURCHASE 2012-10   285 308     -23  
    1-MONSTER BEVERAGE CORP 2010-09 PURCHASE 2012-01   101 47     54  
    13-MONSTER BEVERAGE CORP 2010-09 PURCHASE 2012-04   853 308     545  
    11-MONSTER BEVERAGE CORP 2010-09 PURCHASE 2012-08   594 261     333  
    6-MOTOROLA SOLUTIONS INC 2009-02 PURCHASE 2012-02   280 93     187  
    6-MOTOROLA SOLUTIONS INC 2009-02 PURCHASE 2012-03   303 93     210  
    11-MOTOROLA SOLUTIONS INC 2009-02 PURCHASE 2012-04   562 171     391  
    2-MEDNAX INC 2008-09 PURCHASE 2012-01   138 112     26  
    2-MEDNAX INC 2008-09 PURCHASE 2012-10   147 112     35  
    1-NRG ENERGY INC 2008-03 PURCHASE 2012-01   18 42     -24  
    2-NATIONAL OILWELL VARCO 2008-11 PURCHASE 2012-01   151 60     91  
    1-NATIONAL OILWELL VARCO 2009-02 PURCHASE 2012-01   76 26     50  
    2-NATIONAL OILWELL VARCO 2009-02 PURCHASE 2012-10   161 53     108  
    6-NESTLE S A REG ADR 2002-08 PURCHASE 2012-01   336 133     203  
    3-NESTLE S A REG ADR 2002-08 PURCHASE 2012-10   192 66     126  
    6-NEWS CORP INC-CL A 2002-08 PURCHASE 2012-01   114 51     63  
    6-NEWS CORP INC-CL A 2002-08 PURCHASE 2012-07   130 51     79  
    6-NEWS CORP INC-CL A 2002-08 PURCHASE 2012-10   147 51     96  
    3-NEWMONT MINING CORP NEW 2007-04 PURCHASE 2012-01   182 131     51  
    1-NINTENDO LTD ADR 2009-08 PURCHASE 2012-01   17 33     -16  
    13-NIPPON TELE & TELE CORP 2007-06 PURCHASE 2012-01   329 291     38  
    6-NOBLE ENERGY INC 2008-10 PURCHASE 2012-10   561 194     367  
    4-NOKIA CORP SPONSORED ADR 2009-07 PURCHASE 2012-01   22 52     -30  
    47-NOKIA CORP SPONSORED ADR 2009-07 PURCHASE 2012-09   133 617     -484  
    68-NOKIA CORP SPONSORED ADR 2009-11 PURCHASE 2012-09   192 949     -757  
    5-NOKIA CORP SPONSORED ADR 2010-05 PURCHASE 2012-09   14 50     -36  
    25-NOKIA CORP SPONSORED ADR 2010-05 PURCHASE 2012-09   70 252     -182  
    52-NOKIA CORP SPONSORED ADR 2011-02 PURCHASE 2012-09   146 490     -344  
    57-NOKIA CORP SPONSORED ADR 2011-05 PURCHASE 2012-09   160 401     -241  
    2-NOVO NORDISK A S ADR 2008-05 PURCHASE 2012-01   239 134     105  
    6-NOVO NORDISK A S ADR 2008-05 PURCHASE 2012-07   864 403     461  
    1-NOVO NORDISK A S ADR 2008-05 PURCHASE 2012-10   161 67     94  
    1-NOVO NORDISK A S ADR 2008-05 PURCHASE 2012-10   160 67     93  
    3-NUANCE COMMUNICATIONS 2011-10 PURCHASE 2012-01   86 78     8  
    3-NUANCE COMMUNICATIONS 2011-10 PURCHASE 2012-10   75 78     -3  
    23-NUANCE COMMUNICATIONS 2011-10 PURCHASE 2012-12   502 597     -95  
    5-OCCIDENTAL PETE CORP 2010-03 PURCHASE 2012-01   496 408     88  
    2-OCCIDENTAL PETE CORP 2010-03 PURCHASE 2012-01   199 168     31  
    1-OCCIDENTAL PETE CORP 2010-03 PURCHASE 2012-10   85 84     1  
    1-OCCIDENTAL PETE CORP 2010-03 PURCHASE 2012-10   85 84     1  
    8-OCCIDENTAL PETE CORP 2010-03 PURCHASE 2012-11   621 672     -51  
    1-OCCIDENTAL PETE CORP 2010-05 PURCHASE 2012-11   78 79     -1  
    2-ONEOK INC NEW 2005-06 PURCHASE 2012-01   176 64     112  
    6-ONEOK INC NEW 2005-06 PURCHASE 2012-10   288 95     193  
    2-OPEN TEXT CORP 2011-03 PURCHASE 2012-01   98 124     -26  
    12-OPEN TEXT CORP 2011-03 PURCHASE 2012-05   608 744     -136  
    13-ORACLE CORP 2009-02 PURCHASE 2012-01   361 232     129  
    2-ORACLE CORP 2009-02 PURCHASE 2012-07   59 36     23  
    9-ORACLE CORP 2009-02 PURCHASE 2012-10   284 161     123  
    2-ORACLE CORP 2009-02 PURCHASE 2012-10   63 36     27  
    9-NEWCREST MINING LTD F 2008-08 PURCHASE 2012-01   301 190     111  
    11-NEWCREST MINING LTD F 2008-08 PURCHASE 2012-09   331 232     99  
    5-NEWCREST MINING LTD F 2009-12 PURCHASE 2012-09   150 153     -3  
    9-NEWCREST MINING LTD F 2009-12 PURCHASE 2012-10   268 275     -7  
    2-PVH CORP 2005-06 PURCHASE 2012-01   150 65     85  
    2-PVH CORP 2005-06 PURCHASE 2012-02   163 65     98  
    2-PVH CORP 2005-06 PURCHASE 2012-10   186 65     121  
    23-PVH CORP 2005-06 PURCHASE 2012-10   2,477 753     1,724  
    1-PERUSAHAAN PERSEROAN 2011-02 PURCHASE 2012-01   31 33     -2  
    11-PERUSAHAAN PERSEROAN 2011-02 PURCHASE 2012-04   379 368     11  
    8-PERUSAHAAN PERSEROAN 2011-02 PURCHASE 2012-04   276 272     4  
    14-PERUSAHAAN PERSEROAN 2011-02 PURCHASE 2012-07   493 476     17  
    5-PACCAR INC 2011-09 PURCHASE 2012-01   217 180     37  
    1-PACCAR INC 2011-09 PURCHASE 2012-01   43 36     7  
    3-PAN AMERICAN SILVER CRP 2010-10 PURCHASE 2012-01   74 91     -17  
    21-PAN AMERICAN SILVER CRP 2010-10 PURCHASE 2012-01   460 636     -176  
    2-PANASONIC CORP - ADR 2005-06 PURCHASE 2012-01   16 31     -15  
    1-PANERA BREAD COMPANY 2012-06 PURCHASE 2012-10   172 148     24  
    1-PARKER HANNIFIN CORP 2010-04 PURCHASE 2012-01   84 69     15  
    1-PARKER HANNIFIN CORP 2010-04 PURCHASE 2012-10   83 69     14  
    8-PARKER HANNIFIN CORP 2010-04 PURCHASE 2012-11   646 556     90  
    8-PATTERSON-UTI ENERGY INC 2011-02 PURCHASE 2012-01   148 204     -56  
    22-PATTERSON-UTI ENERGY INC 2011-02 PURCHASE 2012-02   405 562     -157  
    34-PATTERSON-UTI ENERGY INC 2011-08 PURCHASE 2012-02   626 926     -300  
    5-PEPSICO INCORPORATED 2002-08 PURCHASE 2012-01   324 216     108  
    2-PFIZER INCORPORATED 2010-04 PURCHASE 2012-01   44 34     10  
    35-PFIZER INCORPORATED 2010-04 PURCHASE 2012-06   796 595     201  
    4-PFIZER INCORPORATED 2010-04 PURCHASE 2012-07   95 68     27  
    24-PFIZER INCORPORATED 2010-04 PURCHASE 2012-07   567 406     161  
    6-PFIZER INCORPORATED 2010-12 PURCHASE 2012-07   142 103     39  
    9-PFIZER INCORPORATED 2010-12 PURCHASE 2012-12   231 154     77  
    5-PFIZER INCORPORATED 2010-12 PURCHASE 2012-12   128 86     42  
    3-PFIZER INCORPORATED 2010-12 PURCHASE 2012-12   77 52     25  
    4-PHILIP MORRIS INTL INC 2002-08 PURCHASE 2012-01   304 105     199  
    5-PHILIP MORRIS INTL INC 2002-12 PURCHASE 2012-01   379 108     271  
    20-PHILIP MORRIS INTL INC 2002-12 PURCHASE 2012-07   1,748 433     1,315  
    3-PHILIP MORRIS INTL INC 2002-12 PURCHASE 2012-10   274 65     209  
    3-PHILIP MORRIS INTL INC 2002-12 PURCHASE 2012-10   274 65     209  
    5.5-PHILLIPS 66 2009-11 PURCHASE 2012-07   192 129     63  
    1.5-PHILLIPS 66 2009-11 PURCHASE 2012-07   52 36     16  
    3-PHILLIPS 66 2009-11 PURCHASE 2012-10   139 71     68  
    1-PITNEY BOWES INC 2007-11 PURCHASE 2012-01   19 38     -19  
    5-PITNEY BOWES INC 2007-11 PURCHASE 2012-05   86 190     -104  
    5-PITNEY BOWES INC 2008-01 PURCHASE 2012-07   65 189     -124  
    5-PITNEY BOWES INC 2008-01 PURCHASE 2012-07   65 184     -119  
    7-PITNEY BOWES INC 2008-01 PURCHASE 2012-07   93 257     -164  
    8-PITNEY BOWES INC 2008-01 PURCHASE 2012-08   106 294     -188  
    10-PITNEY BOWES INC 2012-01 PURCHASE 2012-08   133 194     -61  
    18-PITNEY BOWES INC 2012-01 PURCHASE 2012-08   250 350     -100  
    63-POLYUS GOLD INTL LTD 2011-10 PURCHASE 2012-01   202 200     2  
    148-POLYUS GOLD INTL LTD 2011-10 PURCHASE 2012-12   485 471     14  
    4-PRAXAIR INC 2006-05 PURCHASE 2012-07   419 225     194  
    2-PRICELINE COM INC NEW 2010-03 PURCHASE 2012-02   1,068 479     589  
    1-PRICELINE COM INC NEW 2010-03 PURCHASE 2012-08   563 239     324  
    1-PRICELINE COM INC NEW 2010-03 PURCHASE 2012-08   563 244     319  
    5-PROCTER & GAMBLE CO 2004-01 PURCHASE 2012-01   331 249     82  
    3-PROCTER & GAMBLE CO 2004-01 PURCHASE 2012-10   206 149     57  
    1-PROTECTIVE LIFE CORP 2006-08 PURCHASE 2012-01   24 44     -20  
    5-PROTECTIVE LIFE CORP 2007-04 PURCHASE 2012-01   122 222     -100  
    6-PROTECTIVE LIFE CORP 2009-04 PURCHASE 2012-10   157 32     125  
    6-QUALCOMM INC 2010-04 PURCHASE 2012-01   346 256     90  
    5-QUALCOMM INC 2010-04 PURCHASE 2012-10   309 213     96  
    2-QUALCOMM INC 2010-04 PURCHASE 2012-10   123 85     38  
    4-RAYTHEON COMPANY 2005-06 PURCHASE 2012-04   212 158     54  
    1-RAYTHEON COMPANY 2009-03 PURCHASE 2012-04   53 36     17  
    7-RAYTHEON COMPANY 2009-03 PURCHASE 2012-04   372 249     123  
    4-RAYMOND JAMES FINANCIAL 2005-06 PURCHASE 2012-01   130 75     55  
    6-RAYMOND JAMES FINANCIAL 2005-06 PURCHASE 2012-10   221 113     108  
    4-REINSURANCE GROUP OF AMR 2009-02 PURCHASE 2012-01   216 108     108  
    2-REINSURANCE GROUP OF AMR 2009-02 PURCHASE 2012-10   115 54     61  
    1-RESMED INC 2012-09 PURCHASE 2012-10   41 40     1  
    5-RIO TINTO PLC 2010-10 PURCHASE 2012-01   280 320     -40  
    3-RIO TINTO PLC 2010-10 PURCHASE 2012-10   141 192     -51  
    2-RIO TINTO PLC 2010-10 PURCHASE 2012-10   94 128     -34  
    2-RIO TINTO PLC 2010-10 PURCHASE 2012-11   98 128     -30  
    5-RIO TINTO PLC 2011-03 PURCHASE 2012-11   245 348     -103  
    9-RIO TINTO PLC 2012-03 PURCHASE 2012-11   440 484     -44  
    1-ROSS STORES INC 2012-07 PURCHASE 2012-10   66 70     -4  
    9-ROSS STORES INC 2012-07 PURCHASE 2012-12   484 629     -145  
    1-ROWAN COMPANIES PLC 2012-09 PURCHASE 2012-10   33 38     -5  
    1-T ROWE PRICE GROUP INC 2007-11 PURCHASE 2012-01   59 61     -2  
    2-T ROWE PRICE GROUP INC 2008-05 PURCHASE 2012-01   117 123     -6  
    1-T ROWE PRICE GROUP INC 2008-05 PURCHASE 2012-10   63 61     2  
    1-SABMILLER PLC ADR 2012-03 PURCHASE 2012-10   44 41     3  
    1-SALESFORCE.COM 2011-09 PURCHASE 2012-01   104 129     -25  
    2-SALESFORCE.COM 2011-09 PURCHASE 2012-10   305 259     46  
    9-SANOFI ADR 2008-01 PURCHASE 2012-01   323 402     -79  
    5-SANOFI ADR 2008-01 PURCHASE 2012-07   183 223     -40  
    4-SANOFI ADR 2008-04 PURCHASE 2012-08   165 154     11  
    5-SANOFI ADR 2008-04 PURCHASE 2012-10   220 192     28  
    2-SAP AG SPONSORED ADR 2012-01 PURCHASE 2012-10   141 116     25  
    2-SBA COMMUNICATIONS CORP 2009-03 PURCHASE 2012-01   89 45     44  
    2-SBA COMMUNICATIONS CORP 2009-03 PURCHASE 2012-10   125 45     80  
    1-SCHLUMBERGER LTD 2010-11 PURCHASE 2012-01   68 74     -6  
    1-SCHLUMBERGER LTD 2010-11 PURCHASE 2012-10   72 74     -2  
    2-ROYAL DUTCH SHL ADR CL A 2002-09 PURCHASE 2012-01   139 85     54  
    1-ROYAL DUTCH SHL ADR CL A 2002-12 PURCHASE 2012-01   69 43     26  
    2-ROYAL DUTCH SHL ADR CL A 2005-06 PURCHASE 2012-01   139 129     10  
    2-ROYAL DUTCH SHL ADR CL A 2005-06 PURCHASE 2012-10   140 129     11  
    2-SCOTTS MIRACLE-GRO CO 2005-06 PURCHASE 2012-01   94 71     23  
    4-SCOTTS MIRACLE-GRO CO 2005-06 PURCHASE 2012-10   174 143     31  
    2-SCRIPPS NETWORKS INT 2012-08 PURCHASE 2012-10   125 120     5  
    37-SEKISUI HOUSE F 2005-06 PURCHASE 2012-01   338 379     -41  
    32-SEKISUI HOUSE F 2005-06 PURCHASE 2012-04   296 328     -32  
    13-SEKISUI HOUSE F 2005-06 PURCHASE 2012-10   126 133     -7  
    6-SEKISUI HOUSE F 2007-09 PURCHASE 2012-10   58 72     -14  
    6-SEVEN & I HOLDINGS ADR 2009-03 PURCHASE 2012-05   361 263     98  
    6-SHIESEIDO CO LTD 2005-06 PURCHASE 2012-01   108 78     30  
    2-TELECOM ITALIA SPA 2005-06 PURCHASE 2012-01   19 50     -31  
    2-SK TELECOMMUNICATIONS 2008-02 PURCHASE 2012-01   26 45     -19  
    23-SK TELECOMMUNICATIONS 2008-02 PURCHASE 2012-10   333 521     -188  
    4-SNAP-ON INC 2005-06 PURCHASE 2012-01   212 139     73  
    2-SNAP-ON INC 2005-06 PURCHASE 2012-10   143 69     74  
    2-SOCIETE GEN FR SPON ADR 2009-02 PURCHASE 2012-01   9 16     -7  
    53-SOCIETE GEN FR SPON ADR 2009-02 PURCHASE 2012-02   339 414     -75  
    65-SOCIETE GEN FR SPON ADR 2010-05 PURCHASE 2012-02   415 574     -159  
    4-SOLARWINDS INC 2011-05 PURCHASE 2012-01   113 93     20  
    4-SOLARWINDS INC 2011-05 PURCHASE 2012-10   222 93     129  
    4-SO JERSEY IND INC 2010-02 PURCHASE 2012-01   222 152     70  
    2-SO JERSEY IND INC 2010-02 PURCHASE 2012-10   106 76     30  
    3-STARBUCKS CORP 2010-11 PURCHASE 2012-01   144 91     53  
    1-STARBUCKS CORP 2010-11 PURCHASE 2012-10   49 30     19  
    4-STATE AUTO FINANCIAL 2006-12 PURCHASE 2012-01   49 136     -87  
    4-STATE AUTO FINANCIAL 2006-12 PURCHASE 2012-10   65 136     -71  
    0.955-SUPERIOR ENERGY SVCS INC 2011-07 PURCHASE 2012-02   29 33     -4  
    17-SUPERIOR ENERGY SVCS INC 2011-07 PURCHASE 2012-07   343 592     -249  
    2-SWIFT ENERGY CO 2008-11 PURCHASE 2012-01   63 44     19  
    1-SWISSCOM AG F 2005-06 PURCHASE 2012-01   38 33     5  
    6-SWISSCOM AG F 2005-06 PURCHASE 2012-10   244 196     48  
    1-TJX COS INC NEW 2011-12 PURCHASE 2012-01   66 65     1  
    2-TJX COS INC NEW 2011-12 PURCHASE 2012-10   90 65     25  
    3-TNT EXPRESS NV ADR 2011-09 PURCHASE 2012-01   24 25     -1  
    116-TNT EXPRESS NV ADR 2011-09 PURCHASE 2012-02   1,524 981     543  
    47-TNT EXPRESS NV ADR 2011-09 PURCHASE 2012-02   600 397     203  
    41-TNT EXPRESS NV ADR 2011-09 PURCHASE 2012-02   508 347     161  
    5-TARGET CORP 2002-08 PURCHASE 2012-01   249 162     87  
    2-TARGET CORP 2002-08 PURCHASE 2012-10   126 65     61  
    2-TELEDYNE TECHNOLOGIES IN 2007-04 PURCHASE 2012-01   112 89     23  
    4-TELEDYNE TECHNOLOGIES IN 2007-04 PURCHASE 2012-10   256 178     78  
    3-TERADATA CORP 2011-06 PURCHASE 2012-10   227 170     57  
    5-TEVA PHARMACEUTICAL ADR 2012-09 PURCHASE 2012-10   205 204     1  
    3-TEX INSTRUMENTS INC 2006-11 PURCHASE 2012-01   93 91     2  
    2-TEX INSTRUMENTS INC 2007-08 PURCHASE 2012-01   62 68     -6  
    3-TEX INSTRUMENTS INC 2007-08 PURCHASE 2012-10   83 102     -19  
    3-TIBCO SOFTWARE INC 2012-04 PURCHASE 2012-10   90 97     -7  
    19-TIBCO SOFTWARE INC 2012-04 PURCHASE 2012-12   384 617     -233  
    1-TIME WARNER INC NEW 2010-10 PURCHASE 2012-01   37 32     5  
    8-TIME WARNER INC NEW 2010-10 PURCHASE 2012-10   362 250     112  
    3-TIME WARNER CABLE 2011-09 PURCHASE 2012-07   249 198     51  
    1-TIME WARNER CABLE 2011-09 PURCHASE 2012-10   98 66     32  
    6-TIMKEN COMPANY 2005-08 PURCHASE 2012-01   271 167     104  
    2-TIMKEN COMPANY 2005-08 PURCHASE 2012-10   75 56     19  
    3-TIM PARTICIPACOES S A 2011-06 PURCHASE 2012-01   82 85     -3  
    10.66666-TIM PARTICIPACOES S A 2011-06 PURCHASE 2012-07   219 301     -82  
    13.33334-TIM PARTICIPACOES S A 2011-06 PURCHASE 2012-07   273 374     -101  
    5-TOTAL S.A. SPONS ADR 2006-03 PURCHASE 2012-01   255 321     -66  
    7-TOTAL S.A. SPONS ADR 2006-03 PURCHASE 2012-10   354 450     -96  
    2-TOTAL S.A. SPONS ADR 2008-10 PURCHASE 2012-10   101 91     10  
    2-TOYOTA MTR CORP ADR F 2010-09 PURCHASE 2012-01   136 140     -4  
    3-TOYOTA MTR CORP ADR F 2010-09 PURCHASE 2012-02   247 210     37  
    1-TRIPADVISOR INC 2012-05 PURCHASE 2012-10   32 43     -11  
    8-TRUSTMARK CORP 2008-12 PURCHASE 2012-10   193 148     45  
    2-URS CORP NEW 2006-04 PURCHASE 2012-01   78 81     -3  
    4-URS CORP NEW 2006-04 PURCHASE 2012-10   144 163     -19  
    20-UBS AG-REG 2012-02 PURCHASE 2012-10   251 289     -38  
    17-UBS AG-REG 2012-02 PURCHASE 2012-11   258 245     13  
    1-UNION PACIFIC CORP 2005-06 PURCHASE 2012-01   109 33     76  
    1-UNION PACIFIC CORP 2005-06 PURCHASE 2012-02   115 33     82  
    3-UNION PACIFIC CORP 2005-09 PURCHASE 2012-02   344 102     242  
    2-UNITED BANKSHARES INC 2008-12 PURCHASE 2012-01   57 63     -6  
    4-UNITED BANKSHARES INC 2008-12 PURCHASE 2012-10   102 126     -24  
    2-UNITED FIRE & CASUALTY C 2005-09 PURCHASE 2012-01   39 81     -42  
    2-UNITED FIRE GRP INC 2005-09 PURCHASE 2012-02   40 81     -41  
    4-UNITED FIRE GRP INC 2005-09 PURCHASE 2012-10   101 162     -61  
    2-UNITED TECHNOLOGIES CORP 2008-01 PURCHASE 2012-01   154 147     7  
    3-UNITED TECHNOLOGIES CORP 2011-05 PURCHASE 2012-01   231 261     -30  
    2-UNITED TECHNOLOGIES CORP 2011-05 PURCHASE 2012-10   156 174     -18  
    6-UNUM GROUP 2010-05 PURCHASE 2012-01   134 135     -1  
    2-VMWARE INC CLASS A 2011-09 PURCHASE 2012-01   167 185     -18  
    3-VMWARE INC CLASS A 2011-09 PURCHASE 2012-10   285 277     8  
    4-VALSPAR CORPORATION 2005-06 PURCHASE 2012-01   167 96     71  
    4-VALSPAR CORPORATION 2005-06 PURCHASE 2012-10   225 96     129  
    2-VERISIGN INC 2012-07 PURCHASE 2012-10   97 86     11  
    13-VERISIGN INC 2012-07 PURCHASE 2012-11   487 559     -72  
    3-VIACOM INC CL B 2009-02 PURCHASE 2012-01   138 47     91  
    4-VIACOM INC CL B 2009-02 PURCHASE 2012-01   191 62     129  
    4-VIACOM INC CL B 2009-02 PURCHASE 2012-02   191 62     129  
    8-VIACOM INC CL B 2009-02 PURCHASE 2012-09   407 124     283  
    4-VIACOM INC CL B 2009-02 PURCHASE 2012-10   215 62     153  
    1-VODAFONE GROUP SPONS ADR 2006-05 PURCHASE 2012-01   27 26     1  
    2-VODAFONE GROUP SPONS ADR 2006-05 PURCHASE 2012-08   60 52     8  
    5-VODAFONE GROUP SPONS ADR 2006-08 PURCHASE 2012-08   149 109     40  
    2-WACOAL HOLDINGS CORP-SP 2005-06 PURCHASE 2012-01   124 128     -4  
    5-WAL-MART STORES INC 2001-01 PURCHASE 2012-01   299 272     27  
    1-WAL-MART STORES INC 2001-01 PURCHASE 2012-10   74 54     20  
    5-WALGREEN COMPANY 2002-08 PURCHASE 2012-01   166 179     -13  
    10-WALGREEN COMPANY 2002-08 PURCHASE 2012-02   332 358     -26  
    2-WALGREEN COMPANY 2004-03 PURCHASE 2012-02   66 69     -3  
    2-WALGREEN COMPANY 2004-03 PURCHASE 2012-10   73 69     4  
    12-WATSON PHARMACEUTICALS 2011-07 PURCHASE 2012-01   711 835     -124  
    16-WELLS FARGO COMPANY 2005-06 PURCHASE 2012-01   479 496     -17  
    6-WELLS FARGO COMPANY 2005-06 PURCHASE 2012-09   213 186     27  
    4-WGL HOLDINGS INC 2008-10 PURCHASE 2012-01   175 113     62  
    4-WGL HOLDINGS INC 2008-10 PURCHASE 2012-10   159 113     46  
    1-WYNN RESORTS LTD 2011-09 PURCHASE 2012-01   114 147     -33  
    4-WYNN RESORTS LTD 2011-09 PURCHASE 2012-02   451 590     -139  
    4-YAMANA GOLD INC 2011-12 PURCHASE 2012-10   76 60     16  
    28-YAMANA GOLD INC 2011-12 PURCHASE 2012-12   472 420     52  
    8-YAMANA GOLD INC 2012-05 PURCHASE 2012-12   131 69     62  
    24-COMPANHIA DE BEBIDAS RTS 2012-06 PURCHASE 2012-06              

    TY 2012 InvestmentsCorpStockSchedule
    Name:
    JAMES H & MADALYNNE NORICK
    FOUNDATION
    EIN: 73-1544035
    Name of Stock End of Year Book Value End of Year Fair Market Value
    VARIOUS 263,867 311,379

    TY 2012 OtherExpensesSchedule
    Name:
    JAMES H & MADALYNNE NORICK
    FOUNDATION
    EIN: 73-1544035
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    EXPENSES        
    ADVERTISING 14      
    MISCELLANOUS EXPENSES        


    TY 2012 OtherIncomeSchedule2
    Name:
    JAMES H & MADALYNNE NORICK
    FOUNDATION
    EIN: 73-1544035
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    OTHER MISCELLANEOUS INCOME 495   495


    TY 2012 OtherProfessionalFeesSchedule
    Name:
    JAMES H & MADALYNNE NORICK
    FOUNDATION
    EIN: 73-1544035
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMENT FEES 3,868 3,868    


    TY 2012 TaxesSchedule
    Name:
    JAMES H & MADALYNNE NORICK
    FOUNDATION
    EIN: 73-1544035
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    US TREASURY-2009 FORM 990PF        
    FOREIGN TAX ON INVESTMENT 304 304