Form990
Click to see attachment
Department of the Treasury
Internal Revenue Service
Return of Organization Exempt From Income Tax
Under section 501(c), 527, or 4947(a)(1) of the Internal Revenue Code (except black lung benefit trust or private foundation)

MediumBullet The organization may have to use a copy of this return to satisfy state reporting requirements.
OMB No. 1545-0047
2011
Open to Public Inspection
A For the calendar year, or tax year beginning 07-01-2011 and ending 06-30-2012
BCheck if applicable:
CName of organization
YALE UNIVERSITY
 
Doing Business As
 
 
Number and street (or P.O. box if mail is not delivered to street address)
PO BOX 208239
 
Room/suite
City or town, state or country, and ZIP + 4
NEW HAVEN, CT065208239
D Employer identification number

06-0646973
E Telephone number

G Gross receipts $ 7,434,338,871
F Name and address of principal officer:
RICHARD C LEVIN
PO BOX 208229
NEW HAVEN,CT065208229
I
Tax-exempt status: (   ) LeftBullet (insert no.) or
J
Website:MediumBullet
WWW.YALE.EDU
H(a)
Is this a group return for
affiliates?
H(b)
Are all affiliates included?
If "No," attach a list. (see instructions)
H(c)
Group exemption number MediumBullet  
K Form of organization:
 
L Year of formation: 1701
M State of legal domicile: CT
Part I
Summary
Activities & Governance 1 Briefly describe the organization’s mission or most significant activities: TO CREATE, PRESERVE, AND DISSEMINATE KNOWLEDGE
2 Check this box MediumBullet
3 Number of voting members of the governing body (Part VI, line 1a)..... 3 19
4 Number of independent voting members of the governing body (Part VI, line 1b) .... 4 15
5 Total number of individuals employed in calendar year 2011 (Part V, line 2a) ... 5 27,432
6 Total number of volunteers (estimate if necessary) .... 6 7,000
7a Total unrelated business revenue from Part VIII, column (C), line 12 .. 7a -86,928,240
b Net unrelated business taxable income from Form 990-T, line 34 .. 7b -91,124,356
Revenues; Prior Year Current Year
8 Contributions and grants (Part VIII, line 1h) ......... 1,239,645,403 863,987,731
9 Program service revenue (Part VIII, line 2g) ......... 1,143,599,732 1,249,450,501
10 Investment income (Part VIII, column (A), lines 3, 4, and 7d ) .... 1,018,069,842 1,435,830,296
11 Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e) 87,390,717 77,755,209
12 Total revenue—add lines 8 through 11 (must equal Part VIII, column (A), line 12)................... 3,488,705,694 3,627,023,737
Expenses; 13 Grants and similar amounts paid (Part IX, column (A), lines 1–3 )... 359,156,038 395,914,925
14 Benefits paid to or for members (Part IX, column (A), line 4)..... 0 0
15 Salaries, other compensation, employee benefits (Part IX, column (A), lines 5–10) 1,668,607,142 1,752,054,113
16a Professional fundraising fees (Part IX, column (A), line 11e)..... 0 0
b Total fundraising expenses (Part IX, column (D), line 25) MediumBullet37,557,169    
17 Other expenses (Part IX, column (A), lines 11a–11d, 11f–24f).... 938,894,415 962,509,661
18 Total expenses. Add lines 13–17 (must equal Part IX, column (A), line 25) 2,966,657,595 3,110,478,699
19 Revenue less expenses. Subtract line 18 from line 12....... 522,048,099 516,545,038
Net Assets or Fund Balances; Beginning of Current Year End of Year
20 Total assets (Part X, line 16)............. 27,801,734,697 28,321,347,357
21 Total liabilities (Part X, line 26)............. 7,198,628,984 8,255,409,586
22 Net assets or fund balances. Subtract line 21 from line 20..... 20,603,105,713 20,065,937,771
Part II
Signature Block
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than officer) is based on all information of which preparer has any knowledge.
Sign Here
JumboBullet
Signature of officer Date
JumboBullet
Type or print name and title.
Paid preparer use only
Print/type preparer's name
 
Preparer's signature
Date
PTIN
Firm's name Right pointing arrowhead image

Firm's EIN Right pointing arrowhead image
Firm's address Right pointing arrowhead image



Phone no.
May the IRS discuss this return with the preparer shown above? See instructions .........bullet
For Paperwork Reduction Act Notice, see the separate instructions.
Cat. No. 11282Y
Form 990 (2011)
Form 990 (2011)
Page 2
Part III
Statement of Program Service Accomplishments
Check if Schedule O contains a response to any question in this Part III .........
1
Briefly describe the organization’s mission: SEE SCHEDULE O
2
Did the organization undertake any significant program services during the year which were not listed on
the prior Form 990 or 990-EZ? ....................
If “Yes,” describe these new services on Schedule O.
3
Did the organization cease conducting, or make significant changes in how it conducts, any program services? ..........................
If “Yes,” describe these changes on Schedule O.
4
Describe the organization’s program service accomplishments for each of its three largest program services, as measured by expenses. Section 501(c)(3) and 501(c)(4) organizations and section 4947(a)(1) trusts are required to report the amount of grants and allocations to others, the total expenses, and revenue, if any, for each program service reported.
4a (Code:   ) (Expenses $ 1,254,780,887 including grants of $ 1,292,817 ) (Revenue $ 1,032,297,933 )
INSTRUCTION: INCLUDES SALARIES, FRINGE BENEFITS AND SUPPLIES OF TEACHING OVER 11,000 STUDENTS INCLUDING 5,322 UNDERGRADUATES, 2,788 GRADUATE STUDENTS AND 3,738 PROFESSIONAL SCHOOL STUDENTS. A FACULTY OF MORE THAN 3,900 TEACH AND ADMINISTER PROGRAMS ACROSS A RANGE OF DISCIPLINES IN THE SCIENCES AND ENGINEERING, THE SOCIAL SCIENCES, THE HUMANITIES, AND THE VARIOUS LEARNED PROFESSIONS. MORE THAN 80 MAJORS ARE AVAILABLE IN THE UNDERGRADUATE COLLEGE AND 38 DIFFERENT DEGREE PROGRAMS ARE OFFERED BY THE UNIVERSITY. IN ADDITION TO THE GRADUATE SCHOOL OF ARTS AND SCIENCES, THE UNIVERSITY HAS PROFESSIONAL SCHOOLS INCLUDING ARCHITECTURE, ART, DIVINITY, DRAMA, ENGINEERING AND APPLIED SCIENCE, FORESTRY AND ENVIRONMENTAL STUDIES, LAW, MANAGEMENT, MEDICINE, MUSIC, NURSING AND PUBLIC HEALTH.
4b (Code:   ) (Expenses $ 508,920,000 including grants of $ 53,679,519 ) (Revenue $ 56,503,739 )
RESEARCH: THE UNIVERSITY ENGAGES IN EXTENSIVE RESEARCH IN MEDICINE, THE PHYSICAL SCIENCES, THE SOCIAL SCIENCES AND HUMANITIES. THE UNIVERSITY'S RESEARCH ACTIVITIES ARE AIMED AT THE ADVANCEMENT OF KNOWLEDGE AS WELL AS TRAINING STUDENTS IN THE RESEARCH PROCESS. INCLUDED AMONG THE UNIVERSITY'S OUTSTANDING RESEARCH FACILITIES ARE LABORATORIES AND OTHER FACILITIES DEVOTED TO RESEARCH IN GEOLOGY, CHEMISTRY, BIOLOGY, ENGINEERING AND APPLIED SCIENCE, ANTHROPOLOGY, PALEONTOLOGY, MOLECULAR AND STRUCTURAL BIOLOGY, NUCLEAR STRUCTURE, CHILD DEVELOPMENT, SOCIAL POLICY, BIOSPHERIC STUDIES AND NUMEROUS BIOMEDICAL SCIENCES, TO NAME BUT A FEW.
4c (Code:   ) (Expenses $ 605,242,470 including grants of $ 331,175,425 ) (Revenue $ 67,973,441 )
STUDENT AID AND SERVICES: YALE COLLEGE ADMITS STUDENTS FOR THEIR ACADEMIC AND PERSONAL PROMISE WITHOUT REGARD TO THEIR ABILITY TO PAY. YALE IS COMMITTED TO A NEED-BLIND ADMISSIONS POLICY AND MEETS 100% OF DEMONSTRATED NEED FOR ALL STUDENTS REGARDLESS OF CITIZENSHIP. BY COMMITTING TO AN ADMISSIONS POLICY THAT DOES NOT CONSIDER A STUDENT'S ABILITY TO PAY, AND BY MEETING THE FULL FINANCIAL NEED OF ALL ADMITTED STUDENTS, YALE ENSURES THAT IT IS ACCESSIBLE TO THE MOST TALENTED STUDENTS FROM AROUND THE WORLD, REGARDLESS OF THEIR FAMILY'S INCOME. WITH THIS POLICY, YALE STRIVES TO CREATE A LEARNING ENVIRONMENT THAT INCORPORATES THE WIDEST POSSIBLE RANGE OF STUDENT BACKGROUNDS. -- CONTINUED ON SCHEDULE OIN FY2012, 3,053, OR 57%, OF UNDERGRADUATES RECEIVED NEED-BASED SCHOLARSHIPS OR GRANTS FROM YALE SOURCES OF $38,170 ON AVERAGE. THIS CATEGORY OF EXPENDITURES ALSO INCLUDES: THE OPERATION OF DINING HALLS THAT PROVIDED 2,798,173 MEALS TO STUDENTS, FACULTY AND STAFF; MAINTENANCE OF DORMITORIES HOUSING 4,689 UNDERGRADUATES AND 1,095 GRADUATE AND PROFESSIONAL SCHOOL STUDENTS; OPERATION AND MAINTENANCE OF ATHLETIC FACILITIES FOR THE 35 INTERCOLLEGIATE SPORTS, OVER 35 INTRAMURAL SPORTS, AND 50 CLUB SPORT TEAMS OFFERED AT YALE AS WELL AS MORE THAN 75 SECTIONS OF PHYSICAL EDUCATION INSTRUCTION, PARKING FACILITIES, LAUNDRY FACILITIES, STUDENT CENTERS, AND OTHER FACILITIES AND PROGRAMS (INCLUDING EXTRACURRICULAR ACTIVITIES AND STUDENT HEALTH SERVICES) THAT PROVIDE SUPPORT, SERVICES AND ACADEMIC/CULTURAL ENRICHMENT TO THE UNIVERSITY'S STUDENTS.FORM 990, PART III, LINE 4DOTHER PROGRAM SERVICES INCLUDE ACADEMIC SUPPORT, PUBLIC SERVICE AND OTHER INSTITUTIONAL SUPPORT.
(Code:   ) (Expenses $ 405,961,973 including grants of $ 9,767,164 ) (Revenue $ 119,028,899 )
4d Other program services (Describe in Schedule O.)
(Expenses $ 405,961,973 including grants of $ 9,767,164 ) (Revenue $ 119,028,899 )
4e Total program service expensesMediumBullet$ 2,774,905,330
Form 990 (2011)
Form 990 (2011)
Page 3
Part IV
Checklist of Required Schedules
Yes
No
1
Is the organization described in section 501(c)(3) or 4947(a)(1) (other than a private foundation)? If “Yes,” complete Schedule AClick to see attachment.....................
1
Yes
 
2
Is the organization required to complete Schedule B, Schedule of Contributors? Click to see attachment........
2
Yes
 
3
Did the organization engage in direct or indirect political campaign activities on behalf of or in opposition to candidates for public office? If “Yes,” complete Schedule C, Part IClick to see attachment..........
3
 
No
4
Section 501(c)(3) organizations. Did the organization engage in lobbying activities? If “Yes,” complete Schedule C,
Part IIClick to see attachment.........................
4
Yes
 
5
Is the organization a section 501(c)(4), 501(c)(5), or 501(c)(6) organization that receives membership dues, assessments, or similar amounts as defined in Revenue Procedure 98-19? If “Yes,” complete Schedule C, Part IIIClick to see attachment........................
5
 
No
6
Did the organization maintain any donor advised funds or any similar funds or accounts for which donors have the right to provide advice on the distribution or investment of amounts in such funds or accounts? If “Yes,” complete Schedule D, Part IClick to see attachment....................
6
Yes
 
7
Did the organization receive or hold a conservation easement, including easements to preserve open space,
the environment, historic land areas or historic structures? If “Yes,” complete Schedule D, Part IIClick to see attachment...
7
 
No
8
Did the organization maintain collections of works of art, historical treasures, or other similar assets? If “Yes,” complete Schedule D, Part III Click to see attachment....................
8
Yes
 
9
Did the organization report an amount in Part X, line 21; serve as a custodian for amounts not listed in Part X; or provide credit counseling, debt management, credit repair, or debt negotiation services? If “Yes,”
complete Schedule D, Part IVClick to see attachment...................
9
Yes
 
10
Did the organization, directly or through a related organization, hold assets in temporarily restricted endowments, permanent endowments, or quasi-endowments? If “Yes,” complete Schedule D, Part VClick to see attachment
10
Yes
 
11
If the organization’s answer to any of the following questions is ‘Yes,’ then complete Schedule D, Parts VI, VII, VIII, IX, or X as applicable:
a
Did the organization report an amount for land, buildings, and equipment in Part X, line10? If “Yes,” complete Schedule D, Part VI.Click to see attachment
11a
Yes
 
b
Did the organization report an amount for investments—other securities in Part X, line 12 that is 5% or more of its total assets reported in Part X, line 16? If “Yes,” complete Schedule D, Part VII.Click to see attachment
11b
Yes
 
c
Did the organization report an amount for investments—program related in Part X, line 13 that is 5% or more of its total assets reported in Part X, line 16? If “Yes,” complete Schedule D, Part VIII.Click to see attachment
11c
 
No
d
Did the organization report an amount for other assets in Part X, line 15 that is 5% or more of its total assets reported in Part X, line 16? If “Yes,” complete Schedule D, Part IX.Click to see attachment
11d
 
No
e
Did the organization report an amount for other liabilities in Part X, line 25? If “Yes,” complete Schedule D, Part X.Click to see attachment
11e
Yes
 
f
Did the organization’s separate or consolidated financial statements for the tax year include a footnote that addresses the organization’s liability for uncertain tax positions under FIN 48 (ASC 740)? If “Yes,” complete Schedule D, Part X.Click to see attachment
11f
 
No
12a
Did the organization obtain separate, independent audited financial statements for the tax year?
If “Yes,” complete Schedule D, Parts XI, XII, and XIII Click to see attachment
12a
 
No
b
Was the organization included in consolidated, independent audited financial statements for the tax year? If “Yes,” and if the organization answered ‘No’ to line 12a, then completing Schedule D, Parts XI, XII, and XIII is optional Click to see attachment
12b
Yes
 
13
Is the organization a school described in section 170(b)(1)(A)(ii)? If “Yes,” complete Schedule EClick to see attachment
13
Yes
 
14a
Did the organization maintain an office, employees, or agents outside of the United States?....
14a
Yes
 
b
Did the organization have aggregate revenues or expenses of more than $10,000 from grantmaking, fundraising, business, investment, and program service activities outside the United States or aggregate foreign investments valued at $100,000 or more? If “Yes,” complete Schedule F, Part I......... Click to see attachment
14b
Yes
 
15
Did the organization report on Part IX, column (A), line 3, more than $5,000 of grants or assistance to any organization or entity located outside the U.S.? If “Yes,” complete Schedule F, Part II.. Click to see attachment
15
Yes
 
16
Did the organization report on Part IX, column (A), line 3, more than $5,000 of aggregate grants or assistance to individuals located outside the U.S.? If “Yes,” complete Schedule F, Part III.. Click to see attachment
16
Yes
 
17
Did the organization report a total of more than $15,000, of expenses for professional fundraising services on Part IX, column (A), lines 6 and 11e? If “Yes,” complete Schedule G, Part I
17
 
No
18
Did the organization report more than $15,000 total of fundraising event gross income and contributions on Part VIII, lines 1c and 8a? If “Yes,” complete Schedule G, Part II..........
18
Yes
 
19
Did the organization report more than $15,000 of gross income from gaming activities on Part VIII, line 9a? If “Yes,” complete Schedule G, Part III...................
19
Yes
 
20a
Did the organization operate one or more hospitals? If “Yes,” complete Schedule H.....
20a
 
No
b
If “Yes” to line 20a, did the organization attach a copy of its audited financial statement to this return? Note. All Form 990 filers that operated one or more hospitals must attach audited financial statements.
20b
 
 
Form 990 (2011)
Form 990 (2011)
Page 4
Part IV
Checklist of Required Schedules (continued)
21
Did the organization report more than $5,000 of grants and other assistance to any government or organization in the United States on Part IX, column (A), line 1? If “Yes,” complete Schedule I, Parts I and II.. Click to see attachment
21
Yes
 
22
Did the organization report more than $5,000 of grants and other assistance to individuals in the United States on Part IX, column (A), line 2? If “Yes,” complete Schedule I, Parts I and III..... Click to see attachment
22
Yes
 
23
Did the organization answer “Yes” to Part VII, Section A, questions 3, 4, or 5, about compensation of the organization’s current and former officers, directors, trustees, key employees, and highest compensated employees? If “Yes,” complete Schedule J................ Click to see attachment
23
Yes
 
24a
Did the organization have a tax-exempt bond issue with an outstanding principal amount of more than $100,000 as of the last day of the year, that was issued after December 31, 2002? If “Yes,” answer questions 24b–24d and complete Schedule K. If “No,” go to line 25................ Click to see list of attachments
24a
Yes
 
b
Did the organization invest any proceeds of tax-exempt bonds beyond a temporary period exception?...
24b
 
No
c
Did the organization maintain an escrow account other than a refunding escrow at any time during the year
to defease any tax-exempt bonds?......................
24c
 
No
d
Did the organization act as an “on behalf of” issuer for bonds outstanding at any time during the year?...
24d
 
No
25a
Section 501(c)(3) and 501(c)(4) organizations. Did the organization engage in an excess benefit transaction with a disqualified person during the year? If “Yes,” complete Schedule L, Part I...... Click to see attachment
25a
 
No
b
Is the organization aware that it engaged in an excess benefit transaction with a disqualified person in a prior year, and that the transaction has not been reported on any of the organization’s prior Forms 990 or 990-EZ? If “Yes,” complete Schedule L, Part I................ Click to see attachment
25b
 
No
26
Was a loan to or by a current or former officer, director, trustee, key employee, highly compensated employee, or disqualified person outstanding as of the end of the organization’s tax year? If “Yes,” complete Schedule L,
Part II......................... Click to see attachment
26
Yes
 
27
Did the organization provide a grant or other assistance to an officer, director, trustee, key employee, substantial contributor or employee thereof, a grant selection committee member, or to a 35% controlled entity or family member of any of these persons? If “Yes,” complete Schedule L, Part III......... Click to see attachment
27
Yes
 
28
Was the organization a party to a business transaction with one of the following parties? (see Schedule L, Part IV instructions for applicable filing thresholds, conditions, and exceptions):
a
A current or former officer, director, trustee, or key employee? If “Yes,” complete Schedule L, Part IV ......................... Click to see attachment
28a
 
No
b
A family member of a current or former officer, director, trustee, or key employee? If “Yes,”
complete Schedule L, Part IV................... Click to see attachment
28b
Yes
 
c
An entity of which a current or former officer, director, trustee, or key employee (or a family member thereof) was an officer, director, trustee, or owner? If “Yes,” complete Schedule L, Part IV.. Click to see attachment
28c
Yes
 
29
Did the organization receive more than $25,000 in non-cash contributions? If “Yes,” complete Schedule MClick to see attachment
29
Yes
 
30
Did the organization receive contributions of art, historical treasures, or other similar assets, or qualified conservation contributions? If “Yes,” complete Schedule M............ Click to see attachment
30
Yes
 
31
Did the organization liquidate, terminate, or dissolve and cease operations? If “Yes,” complete Schedule N,
Part I...........................
31
 
No
32
Did the organization sell, exchange, dispose of, or transfer more than 25% of its net assets? If “Yes,” complete Schedule N, Part II.......................
32
 
No
33
Did the organization own 100% of an entity disregarded as separate from the organization under Regulations sections 301.7701-2 and 301.7701-3? If “Yes,” complete Schedule R, Part I........ Click to see attachment
33
Yes
 
34
Was the organization related to any tax-exempt or taxable entity? If “Yes,” complete Schedule R, Parts II, III, IV, and V, line 1..................... Click to see attachment
34
Yes
 
35a
Did the organization have a controlled entity within the meaning of section 512(b)(13)?
35a
Yes
 
b
If ‘Yes’ to line 35a, did the organization receive any payment from or engage in any transaction with a controlled entity within the meaning of section 512(b)(13)? If “Yes,” complete Schedule R, Part V, line 2... Click to see attachment
35b
Yes
 
36
Section 501(c)(3) organizations. Did the organization make any transfers to an exempt non-charitable related organization? If “Yes,” complete Schedule R, Part V, line 2........... Click to see attachment
36
 
No
37
Did the organization conduct more than 5% of its activities through an entity that is not a related organization and that is treated as a partnership for federal income tax purposes? If “Yes,” complete Schedule R, Part VIClick to see attachment
37
 
No
38
Did the organization complete Schedule O and provide explanations in Schedule O for Part VI, lines 11 and 19? Note. All Form 990 filers are required to complete Schedule O. ............
38
Yes
 
Form 990 (2011)
Form 990 (2011)
Page 5
Part V
Statements Regarding Other IRS Filings and Tax Compliance
Check if Schedule O contains a response to any question in this Part V .........
Yes
No
1a
Enter the number reported in Box 3 of Form 1096. Enter -0- if not applicable. .......
1a
10,884
b
Enter the number of Forms W-2G included in line 1a. Enter -0- if not applicable.
1b
0
c
Did the organization comply with backup withholding rules for reportable payments to vendors and reportable gaming (gambling) winnings to prize winners? ..................
1c
Yes
 
2a
Enter the number of employees reported on Form W-3, Transmittal of Wage and Tax Statements filed for the calendar year ending with or within the year covered by this return .....................
2a
27,432
b
If at least one is reported on line 2a, did the organization file all required federal employment tax returns?

Note. If the sum of lines 1a and 2a is greater than 250, you may be required to e-file. (see instructions)
2b
Yes
 
3a
Did the organization have unrelated business gross income of $1,000 or more during the year?.............................
3a
Yes
 
b
If “Yes,” has it filed a Form 990-T for this year? If “No,” provide an explanation in Schedule O.....
3b
Yes
 
4a
At any time during the calendar year, did the organization have an interest in, or a signature or other authority over, a financial account in a foreign country (such as a bank account or securities account)?.......................
4a
Yes
 
b
If "Yes," enter the name of the foreign country: MediumBulletAS , BK , BR , CA , CJ , CH , CO , DA , EG , FR , GR , GK , HK , HU , IN , EI , IS , JA , LU , MY , MP , MX , NL , NZ , NO , PK , PL , SN , SF , KS , SW , SZ , TW , TH , TU , AE , UK
See instructions for filing requirements for Form TD F 90-22.1, Report of Foreign Bank and Financial Accounts.
5a
Was the organization a party to a prohibited tax shelter transaction at any time during the tax year?..
5a
 
No
b
Did any taxable party notify the organization that it was or is a party to a prohibited tax shelter transaction?
5b
 
No
c
If “Yes” to line 5a or 5b, did the organization file Form 8886-T? ........
5c
 
 
6a
Does the organization have annual gross receipts that are normally greater than $100,000, and did the organization solicit any contributions that were not tax deductible?..........
6a
 
No
b
If “Yes,” did the organization include with every solicitation an express statement that such contributions or gifts were not tax deductible?........................
6b
 
 
7
Organizations that may receive deductible contributions under section 170(c).
a
Did the organization receive a payment in excess of $75 made partly as a contribution and partly for goods and services provided to the payor?....................
7a
Yes
 
b
If “Yes,” did the organization notify the donor of the value of the goods or services provided?.....
7b
Yes
 
c
Did the organization sell, exchange, or otherwise dispose of tangible personal property for which it was required to file Form 8282?...........................
7c
Yes
 
d
If “Yes,” indicate the number of Forms 8282 filed during the year ....
7d
2
e
Did the organization receive any funds, directly or indirectly, to pay premiums on a personal benefit contract?..........................
7e
 
No
f
Did the organization, during the year, pay premiums, directly or indirectly, on a personal benefit contract?..
7f
 
No
g
If the organization received a contribution of qualified intellectual property, did the organization file Form 8899 as required?...................
7g
 
 
h
If the organization received a contribution of cars, boats, airplanes, or other vehicles, did the organization file a Form 1098-C?...............
7h
 
 
8
Sponsoring organizations maintaining donor advised funds and section 509(a)(3) supporting organizations. Did the supporting organization, or a donor advised fund maintained by a sponsoring organization, have excess business holdings at any time during the year?................
8
 
No
9
Sponsoring organizations maintaining donor advised funds.
a
Did the organization make any taxable distributions under section 4966?.........
9a
 
No
b
Did the organization make a distribution to a donor, donor advisor, or related person?......
9b
 
No
10
Section 501(c)(7) organizations. Enter:
a
Initiation fees and capital contributions included on Part VIII, line 12 ...
10a
 
b
Gross receipts, included on Form 990, Part VIII, line 12, for public use of club facilities
10b
 
11
Section 501(c)(12) organizations. Enter:
a
Gross income from members or shareholders .........
11a
 
b
Gross income from other sources (Do not net amounts due or paid to other sources against amounts due or received from them) ........
11b
 
12a
Section 4947(a)(1) non-exempt charitable trusts. Is the organization filing Form 990 in lieu of Form 1041?
12a
 
 
b
If “Yes,” enter the amount of tax-exempt interest received or accrued during the year.
12b
 
13
Section 501(c)(29) qualified nonprofit health insurance issuers.
a
Is the organization licensed to issue qualified health plans in more than one state?
Note. All 501(c)(29) organizations must list in Schedule O each state in which they are licensed to issue qualified health plans, the amount of reserves required by each state, and the amount of reserves the organization allocated to each state.
13a
 
 
b
Enter the aggregate amount of reserves the organization is required to maintain by the states in which the organization is licensed to issue qualified health plans.
13b
 
c
Enter the aggregate amount of reserves on hand.
13c
 
14a
Did the organization receive any payments for indoor tanning services during the tax year?.....
14a
 
No
b
If "Yes," has it filed a Form 720 to report these payments? If “No,” provide an explanation in Schedule O..
14b
 
No
Form 990 (2011)
Form 990 (2011)
Page 6
Part VI
Governance, Management, and Disclosure For each “Yes” response to lines 2 through 7b below, and for a “No” response to lines 8a, 8b, or 10b below, describe the circumstances, processes, or changes in Schedule O. See instructions.
Check if Schedule O contains a response to any question in this Part VI .........
Section A. Governing Body and Management
Yes
No
1a
Enter the number of voting members of the governing body at the end of the tax year
If the governing body delegated broad authority to an executive committee or similar committee, explain in Schedule O.
1a
19
b
Enter the number of voting members included in line 1a, above, who are independent .................
1b
15
2
Did any officer, director, trustee, or key employee have a family relationship or a business relationship with any other officer, director, trustee, or key employee? .................
2
Yes
 
3
Did the organization delegate control over management duties customarily performed by or under the direct supervision of officers, directors or trustees, or key employees to a management company or other person? .
3
 
No
4
Did the organization make any significant changes to its governing documents since the prior Form 990 was filed?
4
Yes
 
5
Did the organization become aware during the year of a significant diversion of the organization’s assets? .
5
 
No
6
Did the organization have members or stockholders? ................
6
 
No
7a
Did the organization have members, stockholders, or other persons who had the power to elect or appoint one or more members of the governing body? .................
7a
Yes
 
b
Are any governance decisions of the organization reserved to (or subject to approval by) members, stockholders, or persons other than the governing body? ............
7b
 
No
8
Did the organization contemporaneously document the meetings held or written actions undertaken during the year by the following:
a
The governing body? .........................
8a
Yes
 
b
Each committee with authority to act on behalf of the governing body? ..........
8b
Yes
 
9
Is there any officer, director, trustee, or key employee listed in Part VII, Section A, who cannot be reached at the organization’s mailing address? If “Yes,” provide the names and addresses in Schedule O .....
9
 
No
Section B. Policies (This Section B requests information about policies not required by the Internal
Revenue Code.)
Yes
No
10a
Did the organization have local chapters, branches, or affiliates? ............
10a
 
No
b
If “Yes,” did the organization have written policies and procedures governing the activities of such chapters, affiliates, and branches to ensure their operations are consistent with the organization's exempt purposes? ....
10b
 
 
11a
Has the organization provided a complete copy of this Form 990 to all members of its governing body before filing the form?
11a
Yes
 
b
Describe in Schedule O the process, if any, used by the organization to review the Form 990. .....
12a
Did the organization have a written conflict of interest policy? If “No,” go to line 13.......
12a
Yes
 
b
Were officers, directors or trustees, and key employees required to disclose annually interests that could give rise to conflicts? ........................
12b
Yes
 
c
Did the organization regularly and consistently monitor and enforce compliance with the policy? If “Yes,” describe in Schedule O how this was done ....................
12c
Yes
 
13
Did the organization have a written whistleblower policy? ...............
13
Yes
 
14
Did the organization have a written document retention and destruction policy? .........
14
Yes
 
15
Did the process for determining compensation of the following persons include a review and approval by independent persons, comparability data, and contemporaneous substantiation of the deliberation and decision?
a
The organization’s CEO, Executive Director, or top management official ...........
15a
Yes
 
b
Other officers or key employees of the organization ................
15b
Yes
 
If "Yes," to line 15a or 15b, describe the process in Schedule O (see instructions).
16a
Did the organization invest in, contribute assets to, or participate in a joint venture or similar arrangement with a taxable entity during the year? ......................
16a
Yes
 
b
If “Yes,” did the organization follow a written policy or procedure requiring the organization to evaluate its participation in joint venture arrangements under applicable federal tax law, and take steps to safeguard the organization’s exempt status with respect to such arrangements? ............
16b
Yes
 
Section C. Disclosure
17
List the States with which a copy of this Form 990 is required to be filedMediumBullet
18
Section 6104 requires an organization to make its Form 1023 (or 1024 if applicable), 990, and 990-T (501(c)(3)s only) available for public inspection. Indicate how you made these available. Check all that apply.
19
Describe in Schedule O whether (and if so, how), the organization made its governing documents, conflict of interest policy, and financial statements available to the public during the tax year.
20
State the name, physical address, and telephone number of the person who possesses the books and records of the organization: MediumBullet
SHAUNA R KING VP FINANCE BUS O
25 SCIENCE PARK 150 MUNSON STREET
NEW HAVEN,CT06511
(203) 432-1096
Form 990 (2011)
Form 990 (2011)
Page 7
Part VII
Compensation of Officers, Directors,Trustees, Key Employees, Highest Compensated Employees, and Independent Contractors
Check if Schedule O contains a response to any question in this Part VII .........
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees
1a Complete this table for all persons required to be listed. Report compensation for the calendar year ending with or within the organization’s tax year.
RoundBullet List all of the organization’s current officers, directors, trustees (whether individuals or organizations), regardless of amount
of compensation, and current key employees. Enter -0- in columns (D), (E), and (F) if no compensation was paid.

RoundBullet List all of the organization’s current key employees, if any. See instructions for definition of "key employee."
RoundBullet List the organization’s five current highest compensated employees (other than an officer, director, trustee or key employee)
who received reportable compensation (Box 5 of Form W-2 and/or Box 7 of Form 1099-MISC) of more than $100,000 from the
organization and any related organizations.

RoundBullet List all of the organization’s former officers, key employees, or highest compensated employees who received more than $100,000
of reportable compensation from the organization and any related organizations.

RoundBullet List all of the organization’s former directors or trustees that received, in the capacity as a former director or trustee of the
organization, more than $10,000 of reportable compensation from the organization and any related organizations.

List persons in the following order: individual trustees or directors; institutional trustees; officers; key employees; highest
compensated employees; and former such persons.
Check this box if neither the organization nor any related organizations compensated any current or former officer, director, or trustee.
(A)
Name and Title 		(B)
Average hours per week (describe hours for related organizations in Schedule O) 		(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee) 		(D)
Reportable compensation from the organization (W- 2/1099-MISC) 		(E)
Reportable compensation from related organizations (W- 2/1099-MISC) 		(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; Officer; Key Employee; Highest compensated employee; Former;
(1) RICHARD C LEVIN
TRUSTEE AND PRESIDENT
 50.00 X   X       1,211,339 0 441,204
(2) BYRON G AUGUSTE
TRUSTEE
 5.00 X           0 0 0
(3) G LEONARD BAKER JR
TRUSTEE
 5.00 X           0 0 0
(4) EDWARD P BASS
TRUSTEE
 5.00 X           0 0 0
(5) JEFFREY L BEWKES
TRUSTEE
 5.00 X           0 0 0
(6) FRANCISCO G CIGARROA
TRUSTEE
 5.00 X           0 0 0
(7) PETER B DERVAN
TRUSTEE
 5.00 X           0 0 0
(8) DONNA L DUBINSKY
TRUSTEE
 5.00 X           0 0 0
(9) MIMI GARDNER GATES
TRUSTEE
 5.00 X           0 0 0
(10) CHARLES W GOODYEAR IV
TRUSTEE
 5.00 X           0 0 0
(11) PAUL L JOSKOW
TRUSTEE
 5.00 X           0 0 0
(12) NEAL L KENY-GUYER
TRUSTEE
 5.00 X           0 0 0
(13) DANNEL P MALLOY
TRUSTEE (EX-OFFICIO)
 0.00 X           0 0 0
(14) INDRA NOOYI
TRUSTEE
 5.00 X           0 0 0
(15) E JOHN RICE JR
TRUSTEE
 5.00 X           0 0 0
(16) DOUGLAS A WARNER III
TRUSTEE
 5.00 X           0 0 0
(17) MARGARET G WARNER
TRUSTEE
 5.00 X           0 0 0
Form 990 (2011)
Form 990 (2011)
Page 8
Part VII
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees (continued)
(A)
Name and Title 		(B)
Average hours per week (describe hours for related organizations in Schedule O) 		(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee) 		(D)
Reportable compensation from the organization (W- 2/1099-MISC) 		(E)
Reportable compensation from related organizations (W- 2/1099-MISC) 		(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; Officer; Key Employee; Highest compensated employee; Former;
(18) NANCY WYMAN
TRUSTEE (EX-OFFICIO)
 0.00 X           0 0 0
(19) FAREED ZAKARIA
TRUSTEE
 5.00 X           0 0 0
(20) BRUCE D ALEXANDER
VP FOR NEW HAVEN & STATE AFFAIRS
 50.00     X       487,644 0 45,635
(21) SHAUNA R KING
VP FOR FINANCE & BUSINESS OPERATIONS
 50.00     X       519,937 0 35,065
(22) LINDA K LORIMER
VP & SECRETARY
 50.00     X       543,825 0 150,831
(23) MICHAEL A PEEL
VP FOR HR & ADMINISTRATION
 50.00     X       502,630 0 46,469
(24) INGEBORG T REICHENBACH
VP FOR DEVELOPMENT
 50.00     X       599,268 0 42,008
(25) DOROTHY K ROBINSON
VP & GENERAL COUNSEL
 50.00     X       506,122 0 109,164
(26) PETER SALOVEY
PROVOST
 50.00     X       530,129 0 42,033
(27) ROBERT J ALPERN
DEAN SCHOOL OF MEDICINE
 50.00       X     762,802 0 45,956
(28) JOHN H BOLLIER
AVP FOR FACILITIES
 50.00       X     331,004 0 47,602
(29) SCOTT A STROBEL
VP WEST CAMPUS PLAN. & PROG. DEVEL.
 50.00       X     354,441 0 61,807
(30) DAVID F SWENSEN
CHIEF INVESTMENT OFFICER
 50.00       X     2,515,498 0 456,282
(31) DEAN J TAKAHASHI
SR DIRECTOR INVESTMENTS
 50.00       X     1,889,741 0 218,145
(32) KHALID M ABBED
CHIEF, YALE SPINE INSTITUTE
 50.00         X   1,215,763 0 54,478
(33) JOHN A ELEFTERIADES
DIRECTOR OF AORTIC INSTITUTE
 50.00         X   1,035,263 0 53,897
(34) SUKRU H EMRE
PROFESSOR OF SURGERY (TRANSPLANT)
 50.00         X   1,009,709 0 58,112
(35) DAVID J LEFFELL
DEPUTY DEAN FOR CLINICAL AFFAIRS
 50.00         X   1,427,176 0 52,619
(36) THOMAS J RUTHERFORD
PROFESSOR, OB/GYN
 50.00         X   1,230,714 0 40,004
(37) SUSAN L CARNEY
FORMER ACTING GENERAL COUNSEL
 50.00           X 114,518 0 40,762
(38) MICHAEL J DONOGHUE
FORMER VP W. CAMPUS PLAN. & PROG.
 50.00           X 291,685 0 49,971
1b Sub-Total................MediumBullet
c Total from continuation sheets to Part VII, Section A....MediumBullet
d Total (add lines 1b and 1c)............MediumBullet 17,079,208 0 2,092,044
2
Total number of individuals (including but not limited to those listed above) who received more than $100,000 of reportable compensation from the organizationMediumBullet2,752
Yes
No
3
Did the organization list any former officer, director or trustee, key employee, or highest compensated employee on line 1a? If “Yes,” complete Schedule J for such individual .............
3
Yes
 
4
For any individual listed on line 1a, is the sum of reportable compensation and other compensation from the organization and related organizations greater than $150,000? If “Yes,” complete Schedule J for such individual...........................
4
Yes
 
5
Did any person listed on line 1a receive or accrue compensation from any unrelated organization or individual for services rendered to the organization? If “Yes,” complete Schedule J for such person .....
5
 
No
Section B. Independent Contractors
1
Complete this table for your five highest compensated independent contractors that received more than $100,000 of compensation from the organization. Report compensation for the calendar year ending with or within the organization’s tax year.
(A)
Name and business address 		(B)
Description of services 		(C)
Compensation
DIMEO CONSTRUCTION CO
75 CHAPMAN STREET
PROVIDENCE,RI02905 		CONSTRUCTION & RELATED SERVICES 57,133,527
TURNER CONSTRUCTION CO
375 HUDSON STREET
NEW YORK,NY10014 		CONSTRUCTION & RELATED SERVICES 36,795,941
WHITING TURNER CONTRACTING COMPANY INC
234 CHURCH STREET
NEW HAVEN,CT06510 		CONSTRUCTION & RELATED SERVICES 36,604,083
SHAWMUT WOODWORKING & SUPPLY INC
560 HARRISON AVENUE
BOSTON,MA02118 		CONSTRUCTION & RELATED SERVICES 18,607,810
STANDARD BUILDERS INC
52 HOLMES ROAD
NEWINGTON,CT06111 		CONSTRUCTION & RELATED SERVICES 15,661,582
2
Total number of independent contractors (including but not limited to those listed above) who received more than $100,000 of compensation from the organization MediumBullet365
Form 990 (2011)
Form 990 (2011)
Page 9
Part VIII
Statement of Revenue
(A)
Total revenue 		(B)
Related or
exempt
function
revenue 		(C)
Unrelated
business
revenue 		(D)
Revenue
excluded from
tax under sections
512, 513, or 514
Contributions, Gifts, Grants and Other Similar Amounts 1a Federated campaigns..1a 209,610
b Membership dues....1b  
c Fundraising events....1c 273,105
d Related organizations...1d  
e Government grants (contributions)1e 505,965,258
f All other contributions, gifts, grants, and
similar amounts not included above1f 		357,539,758
g Noncash contributions included in lines 1a-1f:$ 67,782,000
h Total. Add lines 1a-1f.......MediumBullet 863,987,731
Program Service Revenue Business Code
2a MEDICAL SERVICE INCOME 541,900 541,416,081 540,354,355 1,061,726  
b STUDENT INCOME 611,310 496,415,575 496,415,575    
c CONTRACT INCOME-GOV'T 541,700 84,246,060 84,246,060    
d CONTRACT INC-NON-GOV'T 541,700 35,759,123 35,759,123    
e PUBLICATIONS INCOME 511,130 35,175,628 35,175,628    
f All other program service revenue . 56,438,034 54,391,428 2,046,606  
g Total. Add lines 2a–2f........MediumBullet 1,249,450,501
Other Revenue 3 Investment income (including dividends, interest
and other similar amounts).....MediumBullet 384,275,984   -91,764,381 476,040,365
4 Income from investment of tax-exempt bond proceeds..MediumBullet 9,916     9,916
5 Royalties............MediumBullet 21,228,637     21,228,637
(i) Real (ii) Personal
6a Gross rents 14,299,089  
b Less: rental expenses 10,720,161  
c Rental income or (loss) 3,578,928  
d Net rental income or (loss).......MediumBullet 3,578,928     3,578,928
(i) Securities (ii) Other
7a Gross amount from sales of assets other than inventory 2,122,141,281 2,725,704,595
b Less: cost or other basis and sales expenses 1,942,704,950 1,853,596,530
c Gain or (loss) 179,436,331 872,108,065
d Net gain or (loss)..........MediumBullet 1,051,544,396   1,681,072 1,049,863,324
8a Gross income from fundraising events (not including
$ 273,105
of contributions reported on line 1c). See Part IV, line 18 ...
a 276,221
b Less: direct expenses ...b 286,923
c Net income or (loss) from fundraising events..MediumBullet -10,702   -10,702
9a Gross income from gaming activities.
See Part IV, line 19 ...
a 16,625
b Less: direct expenses ...b 6,570
c Net income or (loss) from gaming activities...MediumBullet 10,055     10,055
10a Gross sales of inventory, less
returns and allowances .
a  
b Less: cost of goods sold ..b  
c Net income or (loss) from sales of inventory..MediumBullet        
Miscellaneous Revenue Business Code
11a EDUCATIONAL SUPPORT 611,710 29,461,843 29,461,843    
b UTILITIES 221,000 10,996,118     10,996,118
c PARKING 812,930 9,484,458     9,484,458
d All other revenue .... 3,005,872   46,737 2,959,135
e Total. Add lines 11a–11d ......MediumBullet 52,948,291
12 Total revenue. See Instructions....MediumBullet 3,627,023,737 1,275,804,012 -86,928,240 1,574,160,234
Form 990 (2011)
Form 990 (2011)
Page 10
Part IX
Statement of Functional Expenses
Section 501(c)(3) and 501(c)(4) organizations must complete all columns. All other organizations must complete column (A) but are not required to complete columns (B), (C), and (D).
Check if Schedule O contains a response to any question in this Part IX. .........
Do not include amounts reported on lines 6b,
7b, 8b, 9b, and 10b of Part VIII. 		(A)
Total expenses 		(B)
Program service expenses 		(C)
Management and general expenses 		(D)
Fundraising expenses
1 Grants and other assistance to governments and organizations in the United States. See Part IV, line 21 56,774,232 56,774,232
2 Grants and other assistance to individuals in the United States. See Part IV, line 22 319,746,239 319,746,239
3 Grants and other assistance to governments, organizations, and individuals outside the United States. See Part IV, lines 15 and 16 19,394,454 19,394,454
4 Benefits paid to or for members    
5 Compensation of current officers, directors, trustees, and key employees .... 16,464,256 923,540 14,813,002 727,714
6 Compensation not included above, to disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B) .... 12,883,994 10,083,470 2,623,707 176,817
7 Other salaries and wages 1,294,099,549 1,182,274,933 93,725,988 18,098,628
8 Pension plan accruals and contributions (include section 401(k) and 403(b) employer contributions) .... 98,335,477 88,346,383 8,482,148 1,506,946
9 Other employee benefits ....... 248,977,016 224,047,187 21,202,754 3,727,075
10 Payroll taxes ........... 81,293,821 72,667,538 7,361,604 1,264,679
11 Fees for services (non-employees):        
a Management ......        
b Legal ......... 4,859,016 235,755 4,623,261  
c Accounting ........... 1,489,017 36,309 1,452,708  
d Lobbying ........... 48,953   48,953  
e Professional fundraising. See Part IV, line 17..    
f Investment management fees ...... 71,691,838   71,691,838  
g Other .......... 60,009,568 44,837,552 14,350,957 821,059
12 Advertising and promotion .... 2,613,720 2,343,219 110,044 160,457
13 Office expenses ....... 20,310,424 10,763,427 7,153,647 2,393,350
14 Information technology ...... 36,151,814 23,115,902 12,710,275 325,637
15 Royalties .. 4,063,047 3,637,372 425,675  
16 Occupancy ........... 68,019,930 64,565,539 1,973,581 1,480,810
17 Travel ............ 46,691,272 42,838,844 2,855,818 996,610
18 Payments of travel or entertainment expenses for any federal, state, or local public officials ...... 10,382 10,382    
19 Conferences, conventions, and meetings .... 5,131,025 4,893,770 213,560 23,695
20 Interest ........... 89,444,008 84,487,366 4,273,827 682,815
21 Payments to affiliates ....... 4,027,183 3,415,580 585,569 26,034
22 Depreciation, depletion, and amortization ..... 229,211,704 212,955,164 14,018,272 2,238,268
23 Insurance .............. 18,988,150 17,628,448 1,359,702  
24 Other expenses. Itemize expenses not covered above (List miscellaneous expenses in line 24f. If line 24f amount exceeds 10% of line 25, column (A) amount, list line 24f expenses on Schedule O.)
a SUPPLIES-MED & RESEARCH 74,085,726 74,085,726    
b BOOKS, PERIODICALS, ETC 42,682,925 42,089,309 550,288 43,328
c SUPPLIES-OTHER 37,954,999 35,031,441 2,800,333 123,225
d SUBSIDIES AND COMMUNITY 13,029,848 9,014,436 4,015,059 353
e
f All other expenses 131,995,112 124,661,813 4,593,630 2,739,669
25 Total functional expenses. Add lines 1 through 24f 3,110,478,699 2,774,905,330 298,016,200 37,557,169
26 Joint costs. Complete this line only if the organization reported in column (B) joint costs from a combined educational campaign and fundraising solicitation. Check here MediumBullet if following SOP 98-2 (ASC 958-720).        
Form 990 (2011)
Form 990 (2011)
Page 11
Part X Balance Sheet
(A)
Beginning of year 		(B)
End of year
Assets 1 Cash—non-interest-bearing .......... 16,685,302 1 8,687,540
2 Savings and temporary cash investments ....... 399,788,337 2 524,314,065
3 Pledges and grants receivable, net ......... 696,290,093 3 513,632,221
4 Accounts receivable, net ......... 99,695,846 4 105,515,925
5 Receivables from current and former officers, directors, trustees, key employees, and highest compensated employees. Complete Part II of
Schedule L .......... 50,015 5 0
6 Receivables from other disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B). Complete Part II of
Schedule L .......... 368,579 6 720,569
7 Notes and loans receivable, net ............. 87,052,968 7 145,008,101
8 Inventories for sale or use .............. 16,569,770 8 16,518,402
9 Prepaid expenses and deferred charges ............ 13,035,362 9 41,230,004
10a Land, buildings, and equipment: cost or other basis. Complete Part VI of Schedule D 10a 6,166,968,739
b Less: accumulated depreciation. ..... 10b 2,003,819,421 4,109,839,223 10c 4,163,149,318
11 Investments—publicly traded securities .......... 4,028,160,811 11 4,426,630,424
12 Investments—other securities. See Part IV, line 11 ...... 17,859,032,037 12 17,999,374,610
13 Investments—program-related. See Part IV, line 11 .. 22,231,917 13 23,498,738
14 Intangible assets .........   14  
15 Other assets. See Part IV, line 11 ........... 452,934,437 15 353,067,440
16 Total assets. Add lines 1 through 15 (must equal line 34)... 27,801,734,697 16 28,321,347,357
Liabilities 17 Accounts payable and accrued expenses . 293,014,367 17 314,503,535
18 Grants payable .......... 2,895,190 18 3,733,782
19 Deferred revenue .......... 88,678,762 19 83,300,576
20 Tax-exempt bond liabilities .......... 2,675,323,126 20 2,665,369,875
21 Escrow or custodial account liability. Complete Part IV of Schedule D.. 2,048,238 21 1,960,994
22 Payables to current and former officers, directors, trustees, key
employees, highest compensated employees, and disqualified
persons. Complete Part II of Schedule L..........   22  
23 Secured mortgages and notes payable to unrelated third parties ..   23  
24 Unsecured notes and loans payable to unrelated third parties .... 1,307,761,763 24 1,308,004,207
25 Other liabilities (including federal income tax, payables to related third parties, and other liabilities not included on lines 17-24). Complete Part X of Schedule D..... 2,828,907,538 25 3,878,536,617
26 Total liabilities. Add lines 17 through 25..... 7,198,628,984 26 8,255,409,586
Net Assets or Fund Balance Organizations that follow SFAS 117, check here MediumBullet and complete lines 27 through 29, and lines 33 and 34.
27 Unrestricted net assets ..... 3,414,886,079 27 2,961,469,627
28 Temporarily restricted net assets ..... 14,269,424,859 28 14,057,703,557
29 Permanently restricted net assets ..... 2,918,794,775 29 3,046,764,587
Organizations that do not follow SFAS 117, check here MediumBullet and complete lines 30 through 34.
30 Capital stock or trust principal, or current funds .....   30  
31 Paid-in or capital surplus, or land, building or equipment fund .....   31  
32 Retained earnings, endowment, accumulated income, or other funds   32  
33 Total net assets or fund balances ..... 20,603,105,713 33 20,065,937,771
34 Total liabilities and net assets/fund balances ..... 27,801,734,697 34 28,321,347,357
Form 990 (2011)
Form 990 (2011)
Page 12
Part XI
Reconcilliation of Net Assets
Check if Schedule O contains a response to any question in this Part XI .........
1
Total revenue (must equal Part VIII, column (A), line 12) ...
1
3,627,023,737
2
Total expenses (must equal Part IX, column (A), line 25) ....
2
3,110,478,699
3
Revenue less expenses. Subtract line 2 from line 1 ...
3
516,545,038
4
Net assets or fund balances at beginning of year (must equal Part X, line 33, column (A)) ..
4
20,603,105,713
5
Other changes in net assets or fund balances (explain in Schedule O) ...
5
-1,053,712,980
6
Net assets or fund balances at end of year. Combine lines 3, 4, and 5 (must equal Part X, line 33, column (B)) ....
6
20,065,937,771
Part XII
Financial Statements and Reporting
Check if Schedule O contains a response to any question in this Part XII .........
Yes
No
1
Accounting method used to prepare the Form 990:  
If the organization changed its method of accounting from a prior year or checked "Other," explain in
Schedule O.
2a
Were the organization’s financial statements compiled or reviewed by an independent accountant?....
2a
 
No
b
Were the organization’s financial statements audited by an independent accountant?........
2b
Yes
 
c
If “Yes,” to 2a or 2b, does the organization have a committee that assumes responsibility for oversight of the audit, review, or compilation of its financial statements and selection of an independent accountant? If the organization changed either its oversight process or selection process during the tax year, explain in Schedule O. ...........................
2c
Yes
 
d
If “Yes” to line 2a or 2b, check a box below to indicate whether the financial statements for the year were issued on a separate basis, consolidated basis, or both:
3a
As a result of a federal award, was the organization required to undergo an audit or audits as set forth in the Single Audit Act and OMB Circular A-133? ................
3a
Yes
 
b
If “Yes,” did the organization undergo the required audit or audits? If the organization did not undergo the required audit or audits, explain why in Schedule O and describe any steps taken to undergo such audits. ..
3b
Yes
 
Form 990 (2011)
Additional Data


Software ID:  
Software Version:  
Form 990, Special Condition Description:
Special Condition Description
SCHEDULE A
(Form 990 or 990EZ)

Department of the Treasury
Internal Revenue Service
Public Charity Status and Public Support

Complete if the organization is a section 501(c)(3) organization or a section
4947(a)(1) nonexempt charitable trust.
right arrow Attach to Form 990 or Form 990-EZ. right arrow See separate instructions.
OMB No. 1545-0047
2011
Open to Public
Inspection
Name of the organization
YALE UNIVERSITY
 
Employer identification number

06-0646973
Part I
Reason for Public Charity Status (All organizations must complete this part.) See instructions
The organization is not a private foundation because it is: (For lines 1 through 11, check only one box.)
1
2
3
4
5
section 170(b)(1)(A)(iv). (Complete Part II.)
6
7
8
9
receipts from activities related to its exempt functions—subject to certain exceptions, and (2) no more than 331/3% of
its support from gross investment income and unrelated business taxable income (less section 511 tax) from businesses
acquired by the organization after June 30, 1975. See section 509(a)(2). (Complete Part III.)
10
11
e
f
g
(i) a person who directly or indirectly controls, either alone or together with persons described in (ii)
Yes
No
and (iii) below, the governing body of the the supported organization? ................
11g(i)
 
 
(ii) a family member of a person described in (i) above? ......................
11g(ii)
 
 
(iii) a 35% controlled entity of a person described in (i) or (ii) above? ................
11g(iii)
 
 
h
(i)
Name of supported organization 		(ii)
EIN 		(iii)
Type of organization (described on lines 1- 9 above or IRC section (see instructions)) 		(iv)
Is the organization in col. (i) listed in your governing document? 		(v)
Did you notify the organization in col. (i) of your support? 		(vi)
Is the organization in col. (i) organized in the U.S.? 		(vii)
Amount of support?
Yes No Yes No Yes No
Total                  

For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 11285F
Schedule A (Form 990 or 990-EZ) 2011
Schedule A (Form 990 or 990-EZ) 2011
Page 2
Part II
Support Schedule for Organizations Described in IRC 170(b)(1)(A)(iv) and 170(b)(1)(A)(vi)
(Complete only if you checked the box on line 5, 7, or 8 of Part I or if the organization failed to qualify under Part III. If the organization fails to qualify under the tests listed below, please complete Part III.)
Section A. Public Support
Calendar year(or fiscal year beginning in) (a) 2007 (b) 2008 (c) 2009 (d) 2010 (e) 2011 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") ....            
2 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf.......            
3 The value of services or facilities furnished by a governmental unit to the organization without charge..            
4 Total. Add lines 1 through 3..            
5 The portion of total contributions by each person (other than a governmental unit or publicly supported organization) included on line 1 that exceeds 2% of the amount shown on line 11, column (f)..            
6 Public Support. Subtract line 5 from line 4.            
Section B. Total Support
Calendar year(or fiscal year beginning in) (a) 2007 (b) 2008 (c) 2009 (d) 2010 (e) 2011 (f) Total
7 Amounts from line 4..            
8 Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources..            
9 Net income from unrelated business activities, whether or not the business is regularly carried on..            
10 Other income. (Explain in Part IV.) Do not include gain or loss from the sale of capital assets..            
11 Total support (Add lines 7 through 10).            
12
12
 
13
Section C. Computation of Public Support Percentage
14
14
 
15
15
 
16a
b
17a
b
18
Schedule A (Form 990 or 990-EZ) 2011
Schedule A (Form 990 or 990-EZ) 2011
Page 3
Part III
Support Schedule for Organizations Described in IRC 509(a)(2)
(Complete only if you checked the box on line 9 of Part I or if the organization failed to qualify under Part II. If the organization fails to qualify under the tests listed below, please complete Part II.)
Section A. Public Support
Calendar year(or fiscal year beginning in) (a) 2007 (b) 2008 (c) 2009 (d) 2010 (e) 2011 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") .            
2 Gross receipts from admissions, merchandise sold or services performed, or facilities furnished in any activity that is related to the organization's tax-exempt purpose......            
3 Gross receipts from activities that are not an unrelated trade or business under section 513..            
4 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf...            
5 The value of services or facilities furnished by a governmental unit to the organization without charge..            
6 Total. Add lines 1 through 5.            
7a Amounts included on lines 1, 2, and 3 received from disqualified persons...            
b Amounts included on lines 2 and 3 received from other than disqualified persons that exceed the greater of $5,000 or 1% of the amount on line 13 for the year.            
c Add lines 7a and 7b..            
8 Public Support (Subtract line 7c from line 6.)            
Section B. Total Support
Calendar year (or fiscal year beginning in) (a) 2007 (b) 2008 (c) 2009 (d) 2010 (e) 2011 (f) Total
9 Amounts from line 6...            
10a Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources..            
b Unrelated business taxable income (less section 511 taxes) from businesses acquired after June 30, 1975.            
c Add lines 10a and 10b.            
11 Net income from unrelated business activities not included in line 10b, whether or not the business is regularly carried on.            
12 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part IV.)            
13 Total support (Add lines 9, 10c, 11 and 12.).            
14
Section C. Computation of Public Support Percentage
15
15
 
16
16
 
Section D. Computation of Investment Income Percentage
17
17
 
18
18
 
19a
b
20
Schedule A (Form 990 or 990-EZ) 2011
Schedule A (Form 990 or 990-EZ) 2011
Page 4
Part IV
Supplemental Information. Supplemental Information. Complete this part to provide the explanation required by Part II, line 10; Part II, line 17a or 17b; or Part III, line 12. Also complete this part for any additional information. (See instructions).
Facts And Circumstances Test
 
Explanation
 
 
 
 
Schedule A (Form 990 or 990-EZ) 2011

Additional Data


Software ID:  
Software Version:  
Schedule B
(Form 990, 990-EZ,
or 990-PF)
Department of the Treasury
Internal Revenue Service
Schedule of Contributors
Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
OMB No. 1545-0047
2011
Name of organization
YALE UNIVERSITY
 
Employer identification number

06-0646973
Organization type (check one):
Filers of:
Section:
Form 990 or 990-EZ





Form 990-PF




Check if your organization is covered by the General Rule or a Special Rule.  
Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
General Rule
Special Rules
......................... Arrow Bullet   $    
Caution. An Organization that is not covered by the General Rule and/or the Special Rules does not file Schedule B (Form 990,
990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its
Form 990-EZ or on Part I, line 2, of its Form 990-PF, to certify that it does not meet the filing requirements of Schedule B (Form 990,
990-EZ, or 990-PF).
For Paperwork Reduction Act Notice, see the Instructions
for Form 990, 990-EZ, or 990-PF.
Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2011)

Page 2
Schedule B (Form 990, 990-EZ, or 990-PF) (2011)
Name of organization
YALE UNIVERSITY
  		Employer identification number

06-0646973
Part I
Contributors (see Instructions). Use duplicate copies of Part I if additional space is needed.
     
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
RESTRICTED
RESTRICTED
 

     
RESTRICTED
RESTRICTED  
RESTRICTED, RESTRICTED   RESTRICTED

$RESTRICTED




(Complete Part II if there is a noncash contribution.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 

     
 
   

$  




(Complete Part II if there is a noncash contribution.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 

     
 
   

$  




(Complete Part II if there is a noncash contribution.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 

     
 
   

$  




(Complete Part II if there is a noncash contribution.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 

     
 
   

$  




(Complete Part II if there is a noncash contribution.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 

     
 
   

$  




(Complete Part II if there is a noncash contribution.)
Schedule B (Form 990, 990-EZ, or 990-PF) (2011)

Page 3
Schedule B (Form 990, 990-EZ, or 990-PF) (2011)
Name of organization
YALE UNIVERSITY
  		Employer identification number

06-0646973
Part II
Noncash Property (see Instructions). Use duplicate copies of Part II if additional space is needed.
     
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions). 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions). 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions). 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions). 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions). 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions). 		(d)
Date received
 
$    
Schedule B (Form 990, 990-EZ, or 990-PF) (2011)

Page 4
Schedule B (Form 990, 990-EZ, or 990-PF) (2011)
Name of organization
YALE UNIVERSITY
  		Employer identification number

06-0646973
Part III
Exclusively religious, charitable, etc., individual contributions to section 501(c)(7), (8), or (10) organizations
that total more than $1,000 for the year. Complete columns (a) through (e) and the following line entry.
For organizations completing Part III, enter the total of exclusively religious, charitable, etc.,
contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet $  
Use duplicate copies of Part III if additional space is needed
(a) No.
from
Part I		 (b)
Purpose of gift		 (c)
Use of gift		 (d)
Description of how gift is held
 
(e)
Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
       
 
(a) No.
from
Part I		 (b)
Purpose of gift		 (c)
Use of gift		 (d)
Description of how gift is held
 
(e)
Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
       
 
(a) No.
from
Part I		 (b)
Purpose of gift		 (c)
Use of gift		 (d)
Description of how gift is held
 
(e)
Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
       
 
(a) No.
from
Part I		 (b)
Purpose of gift		 (c)
Use of gift		 (d)
Description of how gift is held
 
(e)
Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
       
 
Schedule B (Form 990, 990-EZ, or 990-PF) (2011)

Additional Data


Software ID:  
Software Version:  
SCHEDULE C
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Political Campaign and Lobbying Activities

For Organizations Exempt From Income Tax Under section 501(c) and section 527
SchCMd Bullet Complete if the organization is described below.
SchCMd Bullet Attach to Form 990 or Form 990-EZ. SchCMd Bullet See separate instructions.
OMB No. 1545-0047
2011
Open to Public
Inspection
If the organization answered “Yes” to Form 990, Part IV, Line 3, or Form 990-EZ, Part V, line 46 (Political Campaign Activities), then
Round Bullet Section 501(c)(3) organizations: Complete Parts I-A and B. Do not complete Part I-C.
Round Bullet Section 501(c) (other than section 501(c)(3)) organizations: Complete Parts I-A and C below. Do not complete Part I-B.
Round Bullet Section 527 organizations: Complete Part I-A only.
If the organization answered “Yes” to Form 990, Part IV, Line 4, or Form 990-EZ, Part VI, line 47 (Lobbying Activities), then
Round Bullet Section 501(c)(3) organizations that have filed Form 5768 (election under section 501(h)) Complete Part II-A. Do not complete Part II-B.
Round Bullet Section 501(c)(3) organizations that have NOT filed Form 5768 (election under section 501(h)): Complete Part II-B. Do not complete Part II-A.
If the organization answered “Yes” to Form 990, Part IV, Line 5 (Proxy Tax) or Form 990-EZ, line 35c (Proxy Tax), then
Round Bullet Section 501(c)(4), (5), or (6) organizations: Complete Part III.
Name of the organization
YALE UNIVERSITY
 
Employer identification number

06-0646973
Part I-A
Complete if the organization is exempt under section 501(c) or is a section 527 organization.

1
Provide a description of the organization’s direct and indirect political campaign activities in Part IV.
2
Political expenditures ....................................SchCMd Bullet
$  
3
Volunteer hours ........................................
 

Part I-B
Complete if the organization is exempt under section 501(c)(3).
1
Enter the amount of any excise tax incurred by the organization under section 4955 .........SchCMd Bullet
$  
2
Enter the amount of any excise tax incurred by organization managers under section 4955 ......SchCMd Bullet
$  
3
If the organization incurred a section 4955 tax, did it file Form 4720 for this year? ..............
4a
Was a correction made? .........................................
b
If "Yes," describe in Part IV.
Part I-C
Complete if the organization is exempt under section 501(c) except section 501(c)(3).
1
Enter the amount directly expended by the filing organization for section 527 exempt function activities SchCMd Bullet
$  
2
Enter the amount of the filing organization's funds contributed to other organizations for section 527 exempt function activities ...................................SchCMd Bullet

$  
3
Total exempt function expenditures. Add lines 1 and 2. Enter here and on Form 1120-POL, line 17b..SchCMd Bullet

$  
4
Did the filing organization file Form 1120-POL for this year? ..........................
5
Enter the names, addresses and employer identification number (EIN) of all section 527 political organizations to which the filing
organization made payments. For each organization listed, enter the amount paid from the filing organization’s funds. Also enter the amount of political contributions received that were promptly and directly delivered to a separate political organization, such as a separate segregated fund or a political action committee (PAC). If additional space is needed, provide information in Part IV.
(a) Name (b) Address (c) EIN (d) Amount paid from filing organization's funds. If none, enter -0-. (e) Amount of political contributions received and promptly and directly delivered to a separate political organization. If none, enter -0-.










For Privacy Act and Paperwork Reduction Act Notice, see the instructions for Form 990.
Cat. No. 50084S
Schedule C (Form 990 or 990-EZ) 2011

Schedule C (Form 990 or 990-EZ) 2011
Page 2
Part II-A
Complete if the organization is exempt under section 501(c)(3) and filed Form 5768 (election under section 501(h)).
A Check expenses, and share of excess lobbying expenditures).Click to see attachment
B Check
Limits on Lobbying Expenditures
(The term "expenditures" means amounts paid or incurred.) 		(a) Filing
organization's
totals 		(b) Affiliated group
totals
1a Total lobbying expenditures to influence public opinion (grass roots lobbying) ...... 21,232 21,232
b Total lobbying expenditures to influence a legislative body (direct lobbying) ....... 500,440 500,440
c Total lobbying expenditures (add lines 1a and 1b) ................... 521,672 521,672
d Other exempt purpose expenditures ........................ 2,996,681,734 3,052,248,951
e Total exempt purpose expenditures (add lines 1c and 1d) ............... 2,997,203,406 3,052,770,623
f Lobbying nontaxable amount. Enter the amount from the following table in both
columns.		 1,000,000 1,000,000
  If the amount on line 1e, column (a) or (b) is:The lobbying nontaxable amount is:    
  Not over $500,00020% of the amount on line 1e.    
  Over $500,000 but not over $1,000,000$100,000 plus 15% of the excess over $500,000.    
  Over $1,000,000 but not over $1,500,000$175,000 plus 10% of the excess over $1,000,000.    
  Over $1,500,000 but not over $17,000,000$225,000 plus 5% of the excess over $1,500,000.    
  Over $17,000,000$1,000,000.    
       
g Grassroots nontaxable amount (enter 25% of line 1f) ................. 250,000 250,000
h Subtract line 1g from line 1a. If zero or less, enter -0-. ................ 0 0
i Subtract line 1f from line 1c. If zero or less, enter -0-. ................ 0 0
j If there is an amount other than zero on either line 1h or line 1i, did the organization file Form 4720 reporting
section 4911 tax for this year? ......................................

4-Year Averaging Period Under Section 501(h)
(Some organizations that made a section 501(h) election do not have to complete all of the five
columns below. See the instructions for lines 2a through 2f on page 4.)
Lobbying Expenditures During 4-Year Averaging Period
  Calendar year (or fiscal year
beginning in) 		(a) 2008 (b) 2009 (c) 2010 (d) 2011 (e) Total
             
2a Lobbying non-taxable amount 1,000,000 1,000,000 1,000,000 1,000,000 4,000,000
             
b Lobbying ceiling amount
(150% of line 2a, column(e)) 		        6,000,000
             
c Total lobbying expenditures 563,034 651,670 609,960 521,672 2,346,336
             
d Grassroots nontaxable amount 250,000 250,000 250,000 250,000 1,000,000
             
e Grassroots ceiling amount
(150% of line 2d, column (e))		         1,500,000
             
f Grassroots lobbying expenditures 16,274 22,348 15,670 21,232 75,524
Schedule C (Form 990 or 990-EZ) 2011


Schedule C (Form 990 or 990-EZ) 2011
Page 3
Part II-B
Complete if the organization is exempt under section 501(c)(3) and has NOT filed Form 5768 (election under section 501(h)).
For each “Yes” response to lines 1a through 1i below, provide in Part IV a detailed description of the lobbying activity.
(a)
Yes
No
(b)
Amount
1
During the year, did the filing organization attempt to influence foreign, national, state or local legislation, including any attempt to influence public opinion on a legislative matter or referendum, through the use of:
a
Volunteers? .........................................
 
 
b
Paid staff or management (include compensation in expenses reported on lines 1c through 1i)? ....
 
 
c
Media advertisements? ....................................
 
 
 
d
Mailings to members, legislators, or the public? .........................
 
 
 
e
Publications, or published or broadcast statements? .......................
 
 
 
f
Grants to other organizations for lobbying purposes? .......................
 
 
 
g
Direct contact with legislators, their staffs, government officials, or a legislative body? ........
 
 
 
h
Rallies, demonstrations, seminars, conventions, speeches, lectures, or any similar means? ......
 
 
 
i
Other activities? ..........................
 
 
 
j
Total. Add lines 1c through 1i ...............................
 
2a
Did the activities in line 1 cause the organization to be not described in section 501(c)(3)? .....
 
 
b
If "Yes," enter the amount of any tax incurred under section 4912 .................
 
c
If "Yes," enter the amount of any tax incurred by organization managers under section 4912 .....
 
d
If the filing organization incurred a section 4912 tax, did it file Form 4720 for this year? .......
 
 
Part III-A
Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6).
Yes
No
1
Were substantially all (90% or more) dues received nondeductible by members? ................
1
 
 
2
Did the organization make only in-house lobbying expenditures of $2,000 or less? ................
2
 
 
3
Did the organization agree to carry over lobbying and political expenditures from the prior year? ..........
3
 
 
Part III-B
Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6) and if either (a) BOTH Part III-A, lines 1 and 2 are answered “No” OR (b) Part III-A, line 3 is answered “Yes”.
1
Dues, assessments and similar amounts from members .....................
1
 
2
Section 162(e) nondeductible lobbying and political expenditures (do not include amounts of political
expenses for which the section 527(f) tax was paid).
a
Current year .........................................
2a
 
b
Carryover from last year ....................................
2b
 
c
Total ...........................................
2c
 
3
Aggregate amount reported in section 6033(e)(1)(A) notices of nondeductible section 162(e) dues .
3
 
4
If notices were sent and the amount on line 2c exceeds the amount on line 3, what portion of the excess does the organization agree to carryover to the reasonable estimate of nondeductible lobbying and political expenditure next year? ................................
4
 
5
Taxable amount of lobbying and political expenditures (see instructions) ..............
5
 
Part IV
Supplemental Information
Complete this part to provide the descriptions required for Part l-A, line 1; Part l-B, line 4; Part l-C, Part II-A; line 5; and Part ll-B, line 1.
Also, complete this part for any additional information.
Identifier Return Reference Explanation
Schedule C (Form 990 or 990EZ) 2011

Additional Data


Software ID:  
Software Version:  

SCHEDULE D
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Financial Statements
SchDMd Bullet Complete if the organization answered "Yes," to Form 990,
Part IV, line 6, 7, 8, 9, 10, 11a, 11b, 11c, 11d, 11e, 11f, 12a, or 12b
SchDMd Bullet Attach to Form 990. SchDMd Bullet See separate instructions.
OMB No. 1545-0047
2011
Open to Public Inspection
Name of the organization
YALE UNIVERSITY
 
Employer identification number

06-0646973
Part I
Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts. Complete if the organization answered "Yes" to Form 990, Part IV, line 6.
(a) Donor advised funds (b) Funds and other accounts
1 Total number at end of year ....... 9  
2 Aggregate contributions to (during year) ... 7,457,150  
3 Aggregate grants from (during year) ... 5,566,578  
4 Aggregate value at end of year ....... 33,978,366  
5
Did the organization inform all donors and donor advisors in writing that the assets held in donor advised
funds are the organization's property, subject to the organization's exclusive legal control? ............
6
Did the organization inform all grantees, donors, and donor advisors in writing that grant funds can be
used only for charitable purposes and not for the benefit of the donor or donor advisor, or for any other purpose conferring impermissible private benefit? ...................................
Part II
Conservation Easements. Complete if the organization answered "Yes" to Form 990, Part IV, line 7.
1
Purpose(s) of conservation easements held by the organization (check all that apply).
2
Complete lines 2a through 2d if the organization held a qualified conservation contribution in the form of a conservation easement on the last day of the tax year.
Held at the End of the Year
a Total number of conservation easements ....................... 2a  
b Total acreage restricted by conservation easements .................. 2b  
c Number of conservation easements on a certified historic structure included in (a) ..... 2c  
d Number of conservation easements included in (c) acquired after 8/17/06, and not on a historic structure listed in the National Register .................... 2d  
3
Number of conservation easements modified, transferred, released, extinguished, or terminated by the organization during
the tax year SchDMd Bullet  
4
Number of states where property subject to conservation easement is located SchDMd Bullet  
5
Does the organization have a written policy regarding the periodic monitoring, inspection, handling of violations, and
enforcement of the conservation easements it holds? .............................
6
Staff and volunteer hours devoted to monitoring, inspecting and enforcing conservation easements during the year SchDMd Bullet  
7
Amount of expenses incurred in monitoring, inspecting, and enforcing conservation easements during the year
SchDMd Bullet $  
8
Does each conservation easement reported on line 2(d) above satisfy the requirements of section
170(h)(4)(B)(i) and 170(h)(4)(B)(ii)? ....................................
9
In Part XIV, describe how the organization reports conservation easements in its revenue and expense statement, and
balance sheet, and include, if applicable, the text of the footnote to the organization’s financial statements that describes
the organization’s accounting for conservation easements.
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets.
Complete if the organization answered "Yes" to Form 990, Part IV, line 8.
1a
If the organization elected, as permitted under SFAS 116 (ASC 958), not to report in its revenue statement and balance sheet works of
art, historical treasures, or other similar assets held for public exhibition, education or research in furtherance of public service,
provide, in Part XIV, the text of the footnote to its financial statements that describes these items.
b
If the organization elected, as permitted under SFAS 116 (ASC 958), to report in its revenue statement and balance sheet works of art,
historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service,
provide the following amounts relating to these items:
(i)
Revenues included in Form 990, Part VIII, line 1 ........................SchDMd Bullet $  
(ii)
Assets included in Form 990, Part X ..............................SchDMd Bullet $  
2
If the organization received or held works of art, historical treasures, or other similar assets for financial gain, provide the
following amounts required to be reported under SFAS 116 (ASC 958), relating to these items:
a
Revenues included in Form 990, Part VIII, line 1 ..........................SchDMd Bullet $  
b
Assets included in Form 990, Part X ...............................SchDMd Bullet $  
For Privacy Act and Paperwork Reduction Act Notice, see the Intructions for Form 990
Cat. No. 52283D
Schedule D (Form 990) 2011

Schedule D (Form 990) 2011
Page 2
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets (continued)
3
Using the organization’s accession and other records, check any of the following that are a significant use of its collection
items (check all that apply):
a
d
b
e
 
c
4
Provide a description of the organization’s collections and explain how they further the organization’s exempt purpose in
Part XIV.
5
During the year, did the organization solicit or receive donations of art, historical treasures or other similar
assets to be sold to raise funds rather than to be maintained as part of the organization’s collection?........
Part IV
Escrow and Custodial Arrangements. Complete if the organization answered "Yes" to Form 990,
Part IV, line 9, or reported an amount on Form 990, Part X, line 21.
1a
Is the organization an agent, trustee, custodian or other intermediary for contributions or other assets not
included on Form 990, Part X? ....................................
b
If "Yes," explain the arrangement in Part XIV and complete the following table:
Amount
c Beginning balance ................................. 1c  
d Additions during the year .............................. 1d  
e Distributions during the year ............................. 1e  
f Ending balance ................................... 1f  
2a
Did the organization include an amount on Form 990, Part X, line 21? .....................
b
If “Yes,” explain the arrangement in Part XIV.
Part V
Endowment Funds. Complete if the organization answered "Yes" to Form 990, Part IV, line 10.
(a)Current Year (b)Prior Year (c)Two Years Back (d)Three Years Back (e)Four Years Back
1a Beginning of year balance .... 19,630,896,000 16,863,612,000 16,493,386,000 22,980,906,000
b Contributions ........ 137,655,000 303,444,000 84,878,000 166,058,000
c Net investment earnings, gains, and losses ... 877,883,000 3,465,103,000 1,370,842,000 -5,533,211,000
d Grants or scholarships ..... 152,900,000 146,778,000 163,872,000 174,611,000
e Other expenditures for facilities
and programs ........ 		819,118,000 788,353,000 853,772,000 886,584,000
f Administrative expenses .... 67,937,000 66,132,000 67,850,000 59,172,000
g End of year balance ...... 19,606,479,000 19,630,896,000 16,863,612,000 16,493,386,000
2
Provide the estimated percentage of the year end balance (line 1g) held as:
a
Board designated or quasi-endowment SchDMd Bullet15.870 %
b
Permanent endowment SchDMd Bullet15.400 %
c
Temporarily restricted endowment SchDMd Bullet68.730 %
The percentages in lines 2a, 2b, and 2c should equal 100%.
3a
Are there endowment funds not in the possession of the organization that are held and administered for the
organization by:

Yes
No
(i) unrelated organizations ........................
3a(i)
 
No
(ii) related organizations ........................
3a(ii)
 
No
b
If "Yes" to 3a(ii), are the related organizations listed as required on Schedule R? .........
3b
 
 
4
Describe in Part XIV the intended uses of the organization's endowment funds.
Part VI
Land, Buildings, and Equipment. See Form 990, Part X, line 10.
Description of property (a) Cost or other basis (investment) (b)Cost or other basis (other) (c) Accumulated depreciation (d) Book value
1a Land .................   113,648,409 113,648,409
b Buildings ................ 62,129,801 5,457,215,875 1,622,678,171 3,896,667,505
c Leasehold improvements ............   523,359 321,648 201,711
d Equipment ................   533,451,295 380,819,602 152,631,693
e Other .................        
Total. Add lines 1a through 1e. (Column (d) must equal Form 990, Part X, column (B), line 10(c).).......SchDMdBullet 4,163,149,318
Schedule D (Form 990) 2011

Schedule D (Form 990) 2011
Page 3
Part VII
Investments—Other Securities. See Form 990, Part X, line 12.
(a) Description of security or category
(including name of security)		 (b)Book value (c) Method of valuation:
Cost or end-of-year market value
(1)Financial derivatives    
(2)Closely-held equity interests    
(3)Other
(A) BONDS 		51,722,105 F

(B) COMMON STOCK 		149,926,551 F

(C) EQUITY INVESTMENTS 		17,685,173,268 F

(D) OTHER INVESTMENTS 		112,552,686 F





Total. (Column (b) must equal Form 990, Part X, col. (B) line 12.)Small Bullet 17,999,374,610
Part VIII
Investments—Program Related. See Form 990, Part X, line 13.
(a) Description of investment type (b) Book value (c) Method of valuation:
Cost or end-of-year market value








Total. (Column (b) must equal Form 990, Part X, col.(B) line 13.)Small Bullet  
Part IX
Other Assets. See Form 990, Part X, line 15.
(a) Description (b) Book value








Total. (Column (b) must equal Form 990, Part X, col.(B) line 15.)...........Small Bullet  
Part X
Other Liabilities. See Form 990, Part X, line 25.
1.(a) Description of Liability (b) Book value
Federal Income Taxes  
EMPLOYEE BENEFIT OBLIGATIONS 979,160,427
COMPENSATED ABSENCES 65,705,909
FINANCIAL AID GRANT OBLIGATIONS 43,213,000
ASSET RETIREMENT OBLIGATIONS 38,000,000
CAPITAL LEASE OBLIGATIONS 57,522,599
LIABILITIES UNDER SPLIT-INTEREST AGREEMENTS 87,612,104
ADVANCES FROM FEDERAL GOV'T FOR STUDENT LOANS 33,489,949
SECURITIES SOLD NOT YET PURCHASED 1,086,477,347
DUE TO INSTITUTIONS 944,070,858
OTHER LIABILITIES 543,284,424
Total. (Column (b) must equal Form 990, Part X, col.(B) line 25.)Small Bullet 3,878,536,617
2. Fin 48 (ASC 740) Footnote. In Part XIV, provide the text of the footnote to the organization's financial statements that reports the organization's liability for uncertain tax positions under FIN 48 (ASC740).
Schedule D (Form 990) 2011

Schedule D (Form 990) 2011
Page 4
Part XI Reconciliation of Change in Net Assets from Form 990 to Financial Statements
1 Total revenue (Form 990, Part VIII, column (A), line 12) .................... 1 3,627,023,737
2 Total expenses (Form 990, Part IX, column (A), line 25) ..................... 2 3,110,478,699
3 Excess or (deficit) for the year. Subtract line 2 from line 1 ............. 3 516,545,038
4 Net unrealized gains (losses) on investments .......................... 4 -897,365,849
5 Donated services and use of facilities ............................. 5  
6 Investment expenses ................................... 6  
7 Prior period adjustments .................................. 7  
8 Other (Describe in Part XIV.) ................................. 8 -156,347,131
9 Total adjustments (net). Add lines 4 through 8 ......................... 9 -1,053,712,980
10 Excess or (deficit) for the year per financial statements. Combine lines 3 and 9 ......... 10 -537,167,942
Part XII Reconciliation of Revenue per Audited Financial Statements With Revenue per Return
1 Total revenue, gains, and other support per audited financial statements ....... 1 2,309,955,000
2 Amounts included on line 1 but not on Form 990, Part VIII, line 12:
a Net unrealized gains on investments .......... 2a -897,365,849
b Donated services and use of facilities ......... 2b  
c Recoveries of prior year grants ........... 2c  
d Other (Describe in Part XIV.) ............ 2d -109,271,601
e Add lines 2a through 2d ..................... 2e -1,006,637,450
3 Subtract line 2e from line 1..................... 3 3,316,592,450
4 Amounts included on Form 990, Part VIII, line 12, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b . 4a 71,691,838
b Other (Describe in Part XIV.) ........... 4b 238,739,449
c Add lines 4a and 4b....................... 4c 310,431,287
5 Total Revenue. Add lines 3 and 4c. (This must equal Form 990, Part I, line 12.) ...... 5 3,627,023,737
Part XIII Reconciliation of Expenses per Audited Financial Statements With Expenses per Return
1 Total expenses and losses per audited financial statements ............. 1 2,816,781,146
2 Amounts included on line 1 but not on Form 990, Part IX, line 25:
a Donated services and use of facilities .......... 2a  
b Prior year adjustments .............. 2b  
c Other losses ................ 2c  
d Other (Describe in Part XIV.) ............ 2d 16,733,734
e Add lines 2a through 2d...................... 2e 16,733,734
3 Subtract line 2e from line 1..................... 3 2,800,047,412
4 Amounts included on Form 990, Part IX, line 25, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b .. 4a 71,691,838
b Other (Describe in Part XIV.) ............ 4b 238,739,449
c Add lines 4a and 4b....................... 4c 310,431,287
5 Total expenses. Add lines 3 and 4c. (This must equal Form 990, Part I, line 18.) ...... 5 3,110,478,699
Part XIV
Supplemental Information
Complete this part to provide the descriptions required for Part II, lines 3, 5, and 9; Part III, lines 1a and 4; Part lV, lines 1b and 2b;
Part V, line 4; Part X; Part XI, line 8; Part XII, lines 2d and 4b; and Part XIII, lines 2d and 4b. Also complete this part to provide any additional information.
Identifier Return Reference Explanation
  PART III, LINE 1A: PART III, LINE 1A: YALE UNIVERSITY FINANCIAL STATEMENTS - COLLECTIONS FOOTNOTE: COLLECTIONS AT YALE INCLUDE WORKS OF ART, LITERARY WORKS, HISTORICAL TREASURES AND ARTIFACTS THAT ARE MAINTAINED IN THE UNIVERSITY'S MUSEUMS AND LIBRARIES. THESE COLLECTIONS ARE PROTECTED AND PRESERVED FOR PUBLIC EXHIBITION, EDUCATION, RESEARCH AND THE FURTHERANCE OF PUBLIC SERVICE. COLLECTIONS ARE NOT CAPITALIZED; PURCHASES OF COLLECTION ITEMS ARE RECORDED AS OPERATING EXPENSES IN THE UNIVERSITY'S CONSOLIDATED FINANCIAL STATEMENTS IN THE PERIOD IN WHICH THE ITEMS ARE ACQUIRED.
  PART III, LINE 4: PART III, LINE 4: TEACHING AND RESEARCH ARE SUPPORTED BY THE UNIVERSITY'S EXTENSIVE COLLECTIONS-THE YALE UNIVERSITY ART GALLERY, THE YALE CENTER FOR BRITISH ART, THE PEABODY MUSEUM OF NATURAL HISTORY, AND THE COLLECTION OF MUSICAL INSTRUMENTS. ALL THE COLLECTIONS ARE OPEN TO THE PUBLIC. THE YALE UNIVERSITY ART GALLERY: THE YALE UNIVERSITY ART GALLERY, FOUNDED IN 1832, HOUSES A COLLECTION THAT RANKS WITH THOSE OF THE MAJOR PUBLIC ART MUSEUMS IN THE UNITED STATES. ITS BUILDINGS HOUSE ANCIENT, MEDIEVAL, AND RENAISSANCE ART, NEAR AND FAR EASTERN ART, ARCHAEOLOGICAL MATERIAL, PRE-COLUMBIAN AND AFRICAN ART, WORKS OF EUROPEAN AND AMERICAN MASTERS FROM VIRTUALLY EVERY PERIOD, AND A RICH COLLECTION OF MODERN ART. THE MISSION OF THE YALE UNIVERSITY ART GALLERY IS TO ENCOURAGE APPRECIATION AND UNDERSTANDING OF ART AND ITS ROLE IN SOCIETY THROUGH DIRECT ENGAGEMENT WITH ORIGINAL WORKS OF ART. THE GALLERY STIMULATES ACTIVE LEARNING ABOUT ART AND THE CREATIVE PROCESS THROUGH RESEARCH, TEACHING, AND DIALOGUE AMONG COMMUNITIES OF YALE STUDENTS, FACULTY, ARTISTS, SCHOLARS, ALUMNI, AND THE WIDER PUBLIC. THE GALLERY ORGANIZES EXHIBITIONS AND EDUCATIONAL PROGRAMS TO OFFER ENJOYMENT AND ENCOURAGE INQUIRY, WHILE BUILDING AND MAINTAINING ITS COLLECTIONS IN TRUST FOR FUTURE GENERATIONS. THE YALE CENTER FOR BRITISH ART: THE YALE CENTER FOR BRITISH ART IS A PUBLIC ART MUSEUM AND RESEARCH INSTITUTE FOR THE STUDY OF BRITISH ART AND CULTURE. THE YALE CENTER FOR BRITISH ART, WHICH OPENED IN 1977, HOUSES THE LARGEST COLLECTION OF BRITISH ART OUTSIDE THE UNITED KINGDOM. THE COLLECTION OF PAINTINGS, SCULPTURE, PRINTS, DRAWINGS, RARE BOOKS, AND MANUSCRIPTS REFLECTS THE DEVELOPMENT OF BRITISH ART AND LIFE FROM THE ELIZABETHAN PERIOD ONWARD. THE CENTER OFFERS A YEAR-ROUND SCHEDULE OF EXHIBITIONS AND PROGRAMS, INCLUDING FILMS, CONCERTS, LECTURES, TOURS, AND SPECIAL EVENTS. THE YALE CENTER FOR BRITISH ART OVERSEES AN ACTIVE RESEARCH PROGRAM THROUGH WHICH IT PROMOTES AND FOSTERS THE SCHOLARSHIP OF ALL ASPECTS OF BRITISH ART AND MATERIAL CULTURE. ACADEMIC RESOURCES OF THE CENTER INCLUDE THE REFERENCE LIBRARY AND ARCHIVE, CONSERVATION LABORATORIES, A STUDY ROOM FOR EXAMINING WORKS ON PAPER AS WELL AS RARE BOOKS AND MANUSCRIPTS FROM THE COLLECTION, AND AN ONLINE CATALOGUE OF THE COLLECTIONS. PEABODY MUSEUM: YALE'S PEABODY MUSEUM OF NATURAL HISTORY, FOUNDED IN 1866, CONTAINS ONE OF THE GREAT SCIENTIFIC COLLECTIONS IN NORTH AMERICA (NUMBERING OVER 12.8 MILLION SPECIMENS). AMONG ITS HOLDINGS ARE THE UNIVERSITY'S COMPREHENSIVE MINERALOGICAL AND ORNITHOLOGICAL COLLECTIONS, THE SECOND-LARGEST REPOSITORY OF DINOSAUR ARTIFACTS IN THE UNITED STATES, AND THE LARGEST INTACT APATOSAURUS (BRONTOSAURUS) IN THE WORLD. THE PEABODY IS A WORKING MUSEUM, WHERE PUBLIC EXHIBITION, RESEARCH, CONSERVATION, TEACHING, AND LEARNING INTERSECT. ITS MISSION IS TO SERVE THE UNIVERSITY BY ADVANCING OUR UNDERSTANDING OF EARTH'S HISTORY THROUGH GEOLOGICAL, BIOLOGICAL, AND ANTHROPOLOGICAL RESEARCH, AND BY COMMUNICATING THE RESULTS OF THIS RESEARCH TO THE WIDEST POSSIBLE AUDIENCE THROUGH PUBLICATION, EXHIBITION, AND EDUCATIONAL PROGRAMS. FUNDAMENTAL TO THIS MISSION IS STEWARDSHIP OF THE MUSEUM'S RICH COLLECTIONS, WHICH PROVIDE A REMARKABLE RECORD OF THE HISTORY OF THE EARTH, ITS LIFE, AND ITS CULTURES. CONSERVATION, AUGMENTATION AND USE OF THESE COLLECTIONS ARE INCREASINGLY URGENT AS MODERN THREATS TO THE DIVERSITY OF LIFE AND CULTURE CONTINUE TO INTENSIFY. ITS COLLECTIONS ARE AVAILABLE TO LEGITIMATE RESEARCHERS FOR SCHOLARLY USE. COLLECTION OF MUSICAL INSTRUMENTS: ESTABLISHED IN 1900, THE COLLECTION TODAY COMPRISES NEARLY ONE THOUSAND INSTRUMENTS, THE MAJORITY DOCUMENTING THE HISTORY OF WESTERN ART MUSIC. IT IS COMMITTED TO FOSTERING THE UNDERSTANDING AND APPRECIATION OF MUSICAL INSTRUMENTS FROM ALL CULTURES. ONE OF THE FOREMOST INSTITUTIONS OF ITS KIND, THE COLLECTION ACQUIRES, PRESERVES, AND EXHIBITS MUSICAL INSTRUMENTS FROM ANTIQUITY TO THE PRESENT, FEATURING RESTORED EXAMPLES IN DEMONSTRATION AND LIVE PERFORMANCE. IT PROVIDES ACCESS TO AND DISSEMINATES INFORMATION ABOUT ITS HOLDINGS TO YALE STUDENTS, FACULTY, AND STAFF; TO SCHOLARS, MUSICIANS, AND INSTRUMENT MAKERS; AND TO THE BROADER PUBLIC. AN IMPORTANT RESOURCE FOR THE MUSIC CURRICULA OF THE UNIVERSITY, THE COLLECTION SERVES AS A LABORATORY FOR COURSES IN THE HISTORY OF MUSICAL INSTRUMENTS AND AS A SUPPLEMENTAL ARCHIVE FOR COURSES TAUGHT IN THE ARTS AND SCIENCES. THE COLLECTION MAINTAINS REGULAR PUBLIC VISITING HOURS AND PRESENTS AN ANNUAL SERIES OF CONCERTS AS WELL AS LECTURES, DEMONSTRATIONS, GALLERY TALKS, AND OTHER SPECIAL EVENTS. EXHIBITIONS ARE ALSO FREQUENTLY MOUNTED AT THE FOLLOWING VENUES ON CAMPUS: ART & ARCHITECTURE GALLERY (SCHOOL OF ARCHITECTURE), BEINECKE RARE BOOK AND MANUSCRIPT LIBRARY, GREEN HALL GALLERY (SCHOOL OF ART), AND STERLING MEMORIAL LIBRARY, AS WELL AS AT OTHER NON-YALE LOCATIONS AND INSTITUTIONS THROUGH UNIVERSITY LOAN OR EXCHANGE PROGRAMS. YALE UNIVERSITY LIBRARY: THE YALE UNIVERSITY LIBRARY, AS ONE OF THE WORLD'S LEADING RESEARCH LIBRARIES, COLLECTS, ORGANIZES, PRESERVES, AND PROVIDES ACCESS TO AND SERVICES FOR A RICH AND UNIQUE RECORD OF HUMAN THOUGHT AND CREATIVITY. IT FOSTERS INTELLECTUAL GROWTH AND SUPPORTS THE TEACHING AND RESEARCH MISSIONS OF YALE UNIVERSITY AND SCHOLARLY COMMUNITIES WORLDWIDE. A DISTINCTIVE STRENGTH IS ITS RICH SPECTRUM OF RESOURCES, INCLUDING APPROXIMATELY THIRTEEN MILLION VOLUMES AND INFORMATION IN ALL MEDIA, RANGING FROM ANCIENT PAPYRI TO EARLY PRINTED BOOKS TO ELECTRONIC DATABASES. THE LIBRARY IS ENGAGING IN NUMEROUS PROJECTS TO EXPAND ACCESS TO ITS PHYSICAL AND DIGITAL COLLECTIONS. IT IS HOUSED IN EIGHTEEN BUILDINGS INCLUDING THE STERLING MEMORIAL LIBRARY, THE BEINECKE RARE BOOK AND MANUSCRIPT LIBRARY, AND THE BASS LIBRARY.
  PART IV, LINE 2B: PART IV, LINE 2B: THE AMOUNT REPORTED ON FORM 990, PART X, LINE 21, ESCROW ACCOUNT LIABILITY, REPRESENTS SECURITY DEPOSITS RELATED TO LEASE AGREEMENTS. PART V, LINE 1: ENDOWMENT FUNDS INCLUDE THE VALUE OF THE ENDOWMENT AND UNEXPENDED ENDOWMENT INCOME AT JUNE 30, 2012.
DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: PART V, LINE 4: THE ENDOWMENT PROVIDES THE LARGEST SOURCE OF OPERATING REVENUE FOR THE UNIVERSITY. ENDOWMENT DISTRIBUTIONS TO THE OPERATING BUDGET GREW DURING THE LAST DECADE FROM $409 MILLION TO $994 MILLION, AN ANNUAL GROWTH RATE OF APPROXIMATELY 9%. YALE'S SPENDING AND INVESTMENT POLICIES PROVIDED SUBSTANTIAL LEVELS OF CASH FLOW TO THE OPERATING BUDGET FOR CURRENT SCHOLARS WHILE PRESERVING ENDOWMENT PURCHASING POWER FOR FUTURE GENERATIONS. THE YALE ENDOWMENT CONTAINS THOUSANDS OF FUNDS WITH A VARIETY OF DESIGNATED PURPOSES AND RESTRICTIONS. APPROXIMATELY THREE-QUARTERS OF FUNDS CONSTITUTE TRUE ENDOWMENT, GIFTS RESTRICTED BY DONORS TO PROVIDE LONG-TERM FUNDING FOR DESIGNATED PURPOSES. THE REMAINING ONE-QUARTER REPRESENT QUASI-ENDOWMENT, MONIES THAT THE YALE CORPORATION CHOOSES TO INVEST AND TREAT AS ENDOWMENT. DONORS FREQUENTLY SPECIFY A PARTICULAR PURPOSE FOR GIFTS, CREATING ENDOWMENTS TO FUND PROFESSORSHIPS, TEACHING, AND LECTURESHIPS (24%), SCHOLARSHIPS, FELLOWSHIPS, AND PRIZES (17%), MAINTENANCE (4%), BOOKS (3%), AND MISCELLANEOUS SPECIFIC PURPOSES (27%). TWENTY-FIVE PERCENT OF FUNDS ARE UNRESTRICTED. TWENTY-FIVE PERCENT OF THE ENDOWMENT BENEFITS THE OVERALL UNIVERSITY, WITH REMAINING FUNDS FOCUSED ON SPECIFIC UNITS, INCLUDING THE FACULTY OF ARTS AND SCIENCES (35%), THE PROFESSIONAL SCHOOLS (26%), THE LIBRARY (7%), AND OTHER ENTITIES (7%). PART X, LINE 2: THE UNIVERSITY WAS NOT REQUIRED TO INCLUDE A FIN 48 (ASC 740), ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES, FOOTNOTE IN ITS FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED JUNE 30, 2012.
PART XI, LINE 8 - OTHER ADJUSTMENTS:   CHANGE IN FUNDING STATUS OF DEFINED BENEFIT PLANS -160,162,074. ACTUARIAL ADJUSTMENTS FOR SPLIT INTEREST LIABILITY 3,815,322. ROUNDING -379. TOTAL TO SCHEDULE D, PART XI, LINE 8: -156,347,131.
    PART XI, LINE 10: THE CHANGE IN NET ASSETS IS BEING RECONCILED TO THE FORM 990, PART X AND NOT TO THE AUDITED FINANCIAL STATEMENTS BECAUSE YALE IS INCLUDED IN CONSOLIDATED, INDEPENDENT AUDITED FINANCIAL STATEMENTS AND DID NOT RECEIVE SEPARATE, INDEPENDENT AUDITED FINANCIAL STATEMENTS FOR THE TAX YEAR. PART XII, LINE 2D - OTHER ADJUSTMENTS: AFFILIATED ORGANIZATION INCOME(LOSS)*: 15,088,151 CHANGE IN FUNDING STATUS OF DEFINED BENEFIT PLANS: (160,162,074) ACTUARIAL ADJUSTMENT FOR SPLIT INTEREST LIABILITY: 3,815,322 NON-CONTROLLING INTEREST: 31,987,000 TOTAL: (109,271,601) PART XII, LINE 4B - OTHER ADJUSTMENTS: EXPENSES NOT INCLUDED IN INCOME ON THE AUDITED FINANCIAL STATEMENTS, BUT REPORTED ON LINES 6B, 8B AND 9B, PART VIII OF FORM 990 PURSUANT TO FORM INSTRUCTIONS: (11,013,653) TUITION DISCOUNTS WHICH WERE NETTED WITH STUDENT INCOME ON THE AUDITED FINANCIAL STATEMENTS: 243,020,470 EXPENSES WHICH WERE NETTED WITH REVENUE ON THE AUDITED FINANCIAL STATEMENTS: 6,732,632 TOTAL: 238,739,449 PART XIII, LINE 2D: AFFILIATED ORGANIZATION EXPENSE*: 16,733,734 * THIS AMOUNT IS REPORTED (IF REQUIRED) ON THE FORMS 990 OF THE AFFILIATED ORGANIZATIONS. PART XIII, LINE 4B - OTHER ADJUSTMENTS: EXPENSES WHICH WERE NETTED WITH REVENUE ON THE AUDITED FINANCIAL STATEMENTS BUT REPORTED ON LINES 6B, 8B AND 9B, PART VIII OF FORM 990 PURSUANT TO THE FORM INSTRUCTIONS: (11,013,653) TUITION DISCOUNTS WHICH WERE NETTED WITH STUDENT INCOME ON THE AUDITED FINANCIAL STATEMENTS: 243,020,470 ROYALTY EXPENSES WHICH WERE NETTED WITH REVENUE ON THE AUDITED FINANCIAL STATEMENTS: 6,732,632 TOTAL: 238,739,449
Schedule D (Form 990) 2011

Additional Data


Software ID:  
Software Version:  




SCHEDULE E(Form 990 or 990-EZ)
Department of the TreasuryInternal Revenue Service
Schools
Right pointing arrow large imageComplete if the organization answered "Yes" to Form 990, Part IV, line 13,or Form 990-EZ, Part VI, line 48.Right pointing arrow large image Attach to Form 990 or Form 990-EZ.
OMB No. 1545-0047
2011
Open to Public Inspection
Name of the organization
YALE UNIVERSITY
 
Employer identification number

06-0646973
Part I
YES
NO
1
Does the organization have a racially nondiscriminatory policy toward students by statement in its charter, bylaws,
other governing instrument, or in a resolution of its governing body? ......................
1
Yes
 
2
Does the organization include a statement of its racially nondiscriminatory policy toward students in all its
brochures, catalogues, and other written communications with the public dealing with student admissions,
programs, and scholarships? ......................................
2
Yes
 
3
Has the organization publicized its racially nondiscriminatory policy through newspaper or broadcast media during
the period of solicitation for students, or during the registration period if it has no solicitation program, in a way
that makes the policy known to all parts of the general community it serves? If "Yes," please describe. If "No,"
please explain. If you need more space use Part II. .............................
3
Yes
 
 
4
Does the organization maintain the following?
a
Records indicating the racial composition of the student body, faculty, and administrative staff? ..........
4a
Yes
 
b
Records documenting that scholarships and other financial assistance are awarded on a racially nondiscriminatory
basis? ...............................................
4b
Yes
 
c
Copies of all catalogues, brochures, announcements, and other written communications to the public dealing
with student admissions, programs, and scholarships? ...........................
4c
Yes
 
d
Copies of all material used by the organization or on its behalf to solicit contributions? ..............
4d
Yes
 
If you answered "No" to any of the above, please explain. If you need more space, use Part II.
 
5
Does the organization discriminate by race in any way with respect to:
a
Students' rights or privileges? .....................................
5a
 
No
b
Admissions policies? .........................................
5b
 
No
c
Employment of faculty or administrative staff? ..............................
5c
 
No
d
Scholarships or other financial assistance? ................................
5d
 
No
e
Educational policies? .........................................
5e
 
No
f
Use of facilities? ...........................................
5f
 
No
g
Athletic programs? ..........................................
5g
 
No
h
Other extracurricular activities? .....................................
5h
 
No
If you answered "Yes" to any of the above, please explain. If you need more space, use Part II.
 
6a
Does the organization receive any financial aid or assistance from a governmental agency? ...........
6a
Yes
 
b
Has the organization's right to such aid ever been revoked or suspended? ...................
6b
 
No
If you answered "Yes" to either line 6a or line 6b, explain on Part II.
7
Does the organization certify that it has complied with the applicable requirements of sections 4.01 through 4.05
of Rev. Proc. 75-50, 1975-2 C.B. 587, covering racial nondiscrimination? If "No," explain on Part II.
7
Yes
 
Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50085D
Schedule E (Form 990 or 990-EZ) 2011
Schedule E (Form 990 or 990EZ) 2011
Page 2
Part II
Supplemental Information
Complete this part to provide the explanations required by Part I, lines 3, 4d, 5h, 6b, and 7, as applicable. Also complete this part to provide any other additional information (see instructions).
Identifier Return Reference Explanation
EXPLANATION OF NONDISCRIMINATORY POLICY PUBLICATION SCHEDULE E, PART I, LINE 3 SEE SCHEDULE E PAGE 2
EXPLANATION OF GOVERNMENT FINANCIAL ASSISTANCE SCHEDULE E, PART I, LINE 6 THE UNIVERSITY HAS RECEIVED AND CONTINUES TO RECEIVE STUDENT FINANCIAL AID AND GRANTS FROM GOVERNMENTAL AGENCIES.
  SCHEDULE E, LINE 3 YALE UNIVERSITY'S EQUAL OPPORTUNITY STATEMENT: THE UNIVERSITY IS COMMITTED TO BASING JUDGMENTS CONCERNING THE ADMISSION, EDUCATION, AND EMPLOYMENT OF INDIVIDUALS UPON THEIR QUALIFICATIONS AND ABILITIES AND AFFIRMATIVELY SEEKS TO ATTRACT TO ITS FACULTY, STAFF, AND STUDENT BODY QUALIFIED PERSONS OF DIVERSE BACKGROUNDS. IN ACCORDANCE WITH THIS POLICY AND AS DELINEATED BY FEDERAL AND CONNECTICUT LAW, YALE DOES NOT DISCRIMINATE IN ADMISSIONS, EDUCATIONAL PROGRAMS, OR EMPLOYMENT AGAINST ANY INDIVIDUAL ON ACCOUNT OF THAT INDIVIDUAL'S SEX, RACE, COLOR, RELIGION, AGE, DISABILITY, STATUS AS A SPECIAL DISABLED VETERAN, VETERAN OF THE VIETNAM ERA OR OTHER COVERED VETERAN, OR NATIONAL OR ETHNIC ORIGIN; NOR DOES YALE DISCRIMINATE ON THE BASIS OF SEXUAL ORIENTATION OR GENDER IDENTITY OR EXPRESSION. UNIVERSITY POLICY IS COMMITTED TO AFFIRMATIVE ACTION UNDER LAW IN EMPLOYMENT OF WOMEN, MINORITY GROUP MEMBERS, INDIVIDUALS WITH DISABILITIES, AND SPECIAL DISABLED VETERANS, VETERANS OF THE VIETNAM ERA OR OTHER COVERED VETERANS. THE UNIVERSITY'S EQUAL OPPORTUNITY STATEMENT IS MADE KNOWN TO ALL SEGMENTS OF THE GENERAL COMMUNITY SERVICED BY THE UNIVERSITY. IT IS INCLUDED IN CATALOGUES AND BROCHURES DEALING WITH STUDENT ADMISSIONS, PROGRAMS AND SCHOLARSHIPS OF THE UNIVERSITY AS WELL AS ON ITS WEBSITE WHICH ARE ALL AVAILABLE TO THE GENERAL PUBLIC.
Schedule E (Form 990 or 990-EZ) 2011
Additional Data


Software ID:  
Software Version:  
SCHEDULE F(Form 990)
Department of the Treasury
Internal Revenue Service
Statement of Activities Outside the United States
Right pointing arrow large image Complete if the organization answered "Yes" to Form 990,Part IV, line 14b, 15, or 16.Right pointing arrow large image Attach to Form 990. Right pointing arrow large image See separate instructions.
OMB No. 1545-0047
2011
Open to Public Inspection
Name of the organization
YALE UNIVERSITY
 
Employer identification number

06-0646973
Part I
General Information on Activities Outside the United States. Complete if the organization answered
“Yes” to Form 990, Part IV, line 14b.
1
For grantmakers. Does the organization maintain records to substantiate the amount of its grants
and other assistance, the grantees' eligibility for the grants or assistance, and the selection criteria used
to award the grants or assistance? ..............................
2
For grantmakers. Describe in Part V the organization’s procedures for monitoring the use of its grants and other
assistance outside the United States.
3
Activites per Region. (Use Part V if additional space is needed.)
(a) Region (b) Number of offices in the region (c) Number of employees or agents in region or independent contractors (d) Activities conducted in region (by type) (e.g., fundraising, program services, investments, grants to recipients located in the region) (e) If activity listed in (d) is a program service, describe specific type of
service(s) in region		 (f) Total
expenditures for region/investments
in region
CENTRAL AMERICA AND THE CARIBBEAN     PROGRAM SERVICES ACADEMIC COLLABORATIONS 5,889
CENTRAL AMERICA AND THE CARIBBEAN   1 PROGRAM SERVICES ALUMNI RELATIONS 84,558
CENTRAL AMERICA AND THE CARIBBEAN   1 PROGRAM SERVICES ATTENDING CONFERENCES & SEMINARS 92,818
CENTRAL AMERICA AND THE CARIBBEAN     PROGRAM SERVICES CULTURAL EXCHANGE 8,050
CENTRAL AMERICA AND THE CARIBBEAN   1 PROGRAM SERVICES INSTRUCTION/ TEACHING 67,746
CENTRAL AMERICA AND THE CARIBBEAN     PROGRAM SERVICES OTHER MISSION RELATED ACTIVITIES 22,660
CENTRAL AMERICA AND THE CARIBBEAN     PROGRAM SERVICES RESEARCH 168,778
CENTRAL AMERICA AND THE CARIBBEAN     PROGRAM SERVICES SPEAKING AT SEMINARS & CONFERENCES 51,152
CENTRAL AMERICA AND THE CARIBBEAN     PROGRAM SERVICES STUDENT RECRUITMENT 3,399
CENTRAL AMERICA AND THE CARIBBEAN     PROGRAM SERVICES STUDY ABROAD & OTHER EDUCATIONAL PROGRAMS 907
CENTRAL AMERICA AND THE CARIBBEAN     PROGRAM SERVICES TRAINING & CLINICAL PRACTICE 45,887
CENTRAL AMERICA AND THE CARIBBEAN     FUNDRAISING   3,023
CENTRAL AMERICA AND THE CARIBBEAN     GRANTMAKING   218,999
CENTRAL AMERICA AND THE CARIBBEAN     INVESTMENTS   1,633,868,665
EAST ASIA AND THE PACIFIC 1 6 PROGRAM SERVICES ACADEMIC COLLABORATIONS 1,557,324
EAST ASIA AND THE PACIFIC   1 PROGRAM SERVICES ALUMNI RELATIONS 66,196
EAST ASIA AND THE PACIFIC     PROGRAM SERVICES ATTENDING CONFERENCES & SEMINARS 316,651
EAST ASIA AND THE PACIFIC     PROGRAM SERVICES CULTURAL EXCHANGE 15,971
EAST ASIA AND THE PACIFIC   1 PROGRAM SERVICES INSTRUCTION/ TEACHING 318,955
EAST ASIA AND THE PACIFIC 1 8 PROGRAM SERVICES OTHER MISSION RELATED ACTIVITIES 791,619
EAST ASIA AND THE PACIFIC   23 PROGRAM SERVICES RESEARCH 984,189
EAST ASIA AND THE PACIFIC   2 PROGRAM SERVICES SPEAKING AT SEMINARS & CONFERENCES 948,515
EAST ASIA AND THE PACIFIC     PROGRAM SERVICES STUDENT RECRUITMENT 79,598
EAST ASIA AND THE PACIFIC 1 3 PROGRAM SERVICES STUDY ABROAD & OTHER EDUCATIONAL PROGRAMS 654,651
EAST ASIA AND THE PACIFIC     PROGRAM SERVICES TRAINING & CLINICAL PRACTICE 53,989
EAST ASIA AND THE PACIFIC     FUNDRAISING   207,531
EAST ASIA AND THE PACIFIC     GRANTMAKING   6,081,494
EAST ASIA AND THE PACIFIC     INVESTMENTS   140,808
EUROPE (INCLUDING ICELAND & GREENLAND)   15 PROGRAM SERVICES ACADEMIC COLLABORATIONS 615,725
EUROPE (INCLUDING ICELAND & GREENLAND)   1 PROGRAM SERVICES ALUMNI RELATIONS 204,508
EUROPE (INCLUDING ICELAND & GREENLAND)     PROGRAM SERVICES ATTENDING CONFERENCES & SEMINARS 1,041,932
EUROPE (INCLUDING ICELAND & GREENLAND)     PROGRAM SERVICES CULTURAL EXCHANGE 116,973
EUROPE (INCLUDING ICELAND & GREENLAND)   1 PROGRAM SERVICES INSTRUCTION/ TEACHING 149,814
EUROPE (INCLUDING ICELAND & GREENLAND)   32 PROGRAM SERVICES OTHER MISSION RELATED ACTIVITIES 7,150,967
EUROPE (INCLUDING ICELAND & GREENLAND)   36 PROGRAM SERVICES RESEARCH 2,938,888
EUROPE (INCLUDING ICELAND & GREENLAND)     PROGRAM SERVICES SPEAKING AT SEMINARS & CONFERENCES 1,872,108
EUROPE (INCLUDING ICELAND & GREENLAND)     PROGRAM SERVICES STUDENT RECRUITMENT 47,016
EUROPE (INCLUDING ICELAND & GREENLAND)   6 PROGRAM SERVICES STUDY ABROAD & OTHER EDUCATIONAL PROGRAMS 1,482,712
EUROPE (INCLUDING ICELAND & GREENLAND)   1 PROGRAM SERVICES TRAINING & CLINICAL PRACTICE 37,417
EUROPE (INCLUDING ICELAND & GREENLAND)   1 FUNDRAISING   123,788
EUROPE (INCLUDING ICELAND & GREENLAND)     GRANTMAKING   7,247,592
EUROPE (INCLUDING ICELAND & GREENLAND)     INVESTMENTS   267,777,342
MIDDLE EAST AND NORTH AFRICA   5 PROGRAM SERVICES ACADEMIC COLLABORATIONS 65,688
MIDDLE EAST AND NORTH AFRICA     PROGRAM SERVICES ALUMNI RELATIONS 12,611
MIDDLE EAST AND NORTH AFRICA     PROGRAM SERVICES ATTENDING CONFERENCES & SEMINARS 15,528
MIDDLE EAST AND NORTH AFRICA     PROGRAM SERVICES CULTURAL EXCHANGE 11,041
MIDDLE EAST AND NORTH AFRICA     PROGRAM SERVICES INSTRUCTION/ TEACHING 2,281
MIDDLE EAST AND NORTH AFRICA   1 PROGRAM SERVICES OTHER MISSION RELATED ACTIVITIES 84,420
MIDDLE EAST AND NORTH AFRICA 1 8 PROGRAM SERVICES RESEARCH 823,078
MIDDLE EAST AND NORTH AFRICA     PROGRAM SERVICES SPEAKING AT SEMINARS & CONFERENCES 87,845
MIDDLE EAST AND NORTH AFRICA     PROGRAM SERVICES STUDENT RECRUITMENT 7,549
MIDDLE EAST AND NORTH AFRICA     PROGRAM SERVICES STUDY ABROAD & OTHER EDUCATIONAL PROGRAMS 24,429
MIDDLE EAST AND NORTH AFRICA     PROGRAM SERVICES TRAINING & CLINICAL PRACTICE 11,926
MIDDLE EAST AND NORTH AFRICA     FUNDRAISING   24,478
MIDDLE EAST AND NORTH AFRICA     GRANTMAKING   441,937
NORTH AMERICA   2 PROGRAM SERVICES ACADEMIC COLLABORATIONS 32,884
NORTH AMERICA   1 PROGRAM SERVICES ALUMNI RELATIONS 102,796
NORTH AMERICA     PROGRAM SERVICES ATTENDING CONFERENCES & SEMINARS 376,873
NORTH AMERICA   1 PROGRAM SERVICES CULTURAL EXCHANGE 7,223
NORTH AMERICA     PROGRAM SERVICES INSTRUCTION/ TEACHING 13,487
NORTH AMERICA   9 PROGRAM SERVICES OTHER MISSION RELATED ACTIVITIES 101,411
NORTH AMERICA   5 PROGRAM SERVICES RESEARCH 124,226
NORTH AMERICA     PROGRAM SERVICES SPEAKING AT SEMINARS & CONFERENCES 495,663
NORTH AMERICA     PROGRAM SERVICES STUDENT RECRUITMENT 53,761
NORTH AMERICA     PROGRAM SERVICES STUDY ABROAD & OTHER EDUCATIONAL PROGRAMS 7,181
NORTH AMERICA     PROGRAM SERVICES TRAINING & CLINICAL PRACTICE 4,680
NORTH AMERICA     FUNDRAISING   2,961
NORTH AMERICA     GRANTMAKING   1,480,763
NORTH AMERICA     INVESTMENTS   35,274,444
RUSSIA AND THE NEWLY INDEPENDENT STATES     PROGRAM SERVICES ACADEMIC COLLABORATIONS 18,591
RUSSIA AND THE NEWLY INDEPENDENT STATES     PROGRAM SERVICES ALUMNI RELATIONS 1,566
RUSSIA AND THE NEWLY INDEPENDENT STATES     PROGRAM SERVICES ATTENDING CONFERENCES & SEMINARS 12,172
RUSSIA AND THE NEWLY INDEPENDENT STATES     PROGRAM SERVICES CULTURAL EXCHANGE 764
RUSSIA AND THE NEWLY INDEPENDENT STATES     PROGRAM SERVICES INSTRUCTION/ TEACHING 17,040
RUSSIA AND THE NEWLY INDEPENDENT STATES     PROGRAM SERVICES OTHER MISSION RELATED ACTIVITIES 10,534
RUSSIA AND THE NEWLY INDEPENDENT STATES   1 PROGRAM SERVICES RESEARCH 199,733
RUSSIA AND THE NEWLY INDEPENDENT STATES     PROGRAM SERVICES SPEAKING AT SEMINARS & CONFERENCES 12,584
RUSSIA AND THE NEWLY INDEPENDENT STATES     PROGRAM SERVICES STUDY ABROAD & OTHER EDUCATIONAL PROGRAMS 88,898
RUSSIA AND THE NEWLY INDEPENDENT STATES     PROGRAM SERVICES TRAINING & CLINICAL PRACTICE 444
RUSSIA AND THE NEWLY INDEPENDENT STATES     FUNDRAISING   15,422
RUSSIA AND THE NEWLY INDEPENDENT STATES     GRANTMAKING   575,900
SOUTH AMERICA   1 PROGRAM SERVICES ACADEMIC COLLABORATIONS 47,740
SOUTH AMERICA     PROGRAM SERVICES ALUMNI RELATIONS 9,301
SOUTH AMERICA     PROGRAM SERVICES ATTENDING CONFERENCES & SEMINARS 45,119
SOUTH AMERICA     PROGRAM SERVICES CULTURAL EXCHANGE 19,102
SOUTH AMERICA   1 PROGRAM SERVICES INSTRUCTION/ TEACHING 71,744
SOUTH AMERICA     PROGRAM SERVICES OTHER MISSION RELATED ACTIVITIES 88,600
SOUTH AMERICA   3 PROGRAM SERVICES RESEARCH 492,391
SOUTH AMERICA     PROGRAM SERVICES SPEAKING AT SEMINARS & CONFERENCES 94,804
SOUTH AMERICA     PROGRAM SERVICES STUDENT RECRUITMENT 13,142
SOUTH AMERICA     PROGRAM SERVICES STUDY ABROAD & OTHER EDUCATIONAL PROGRAMS 258,573
SOUTH AMERICA     PROGRAM SERVICES TRAINING & CLINICAL PRACTICE 7,768
SOUTH AMERICA     FUNDRAISING   8,328
SOUTH AMERICA     GRANTMAKING   1,672,613
SOUTH AMERICA     INVESTMENTS   368,006
SOUTH ASIA   1 PROGRAM SERVICES ACADEMIC COLLABORATIONS 214,188
SOUTH ASIA     PROGRAM SERVICES ALUMNI RELATIONS 14,023
SOUTH ASIA     PROGRAM SERVICES ATTENDING CONFERENCES & SEMINARS 54,800
SOUTH ASIA     PROGRAM SERVICES CULTURAL EXCHANGE 17,770
SOUTH ASIA     PROGRAM SERVICES INSTRUCTION/ TEACHING 19,016
SOUTH ASIA     PROGRAM SERVICES OTHER MISSION RELATED ACTIVITIES 54,299
SOUTH ASIA   7 PROGRAM SERVICES RESEARCH 467,359
SOUTH ASIA   1 PROGRAM SERVICES SPEAKING AT SEMINARS & CONFERENCES 138,386
SOUTH ASIA     PROGRAM SERVICES STUDENT RECRUITMENT 18,346
SOUTH ASIA     PROGRAM SERVICES STUDY ABROAD & OTHER EDUCATIONAL PROGRAMS 74,491
SOUTH ASIA     FUNDRAISING   30,598
SOUTH ASIA     GRANTMAKING   419,314
SOUTH ASIA     INVESTMENTS   58,105
SUB-SAHARAN AFRICA   5 PROGRAM SERVICES ACADEMIC COLLABORATIONS 172,298
SUB-SAHARAN AFRICA     PROGRAM SERVICES ALUMNI RELATIONS 18,784
SUB-SAHARAN AFRICA     PROGRAM SERVICES ATTENDING CONFERENCES & SEMINARS 90,856
SUB-SAHARAN AFRICA     PROGRAM SERVICES CULTURAL EXCHANGE 29,843
SUB-SAHARAN AFRICA     PROGRAM SERVICES INSTRUCTION/ TEACHING 30,334
SUB-SAHARAN AFRICA     PROGRAM SERVICES OTHER MISSION RELATED ACTIVITIES 12,296
SUB-SAHARAN AFRICA   5 PROGRAM SERVICES RESEARCH 743,040
SUB-SAHARAN AFRICA   1 PROGRAM SERVICES SPEAKING AT SEMINARS & CONFERENCES 106,033
SUB-SAHARAN AFRICA     PROGRAM SERVICES STUDENT RECRUITMENT 4,867
SUB-SAHARAN AFRICA   2 PROGRAM SERVICES STUDY ABROAD & OTHER EDUCATIONAL PROGRAMS 180,625
SUB-SAHARAN AFRICA   4 PROGRAM SERVICES TRAINING & CLINICAL PRACTICE 180,174
SUB-SAHARAN AFRICA     GRANTMAKING   1,236,618
SUB-SAHARAN AFRICA     INVESTMENTS   88,834,569
3a Sub-total ..... 0 3 501,651
b Total from continuation sheets to Part I ... 4 201 2,074,228,228
c Totals (add lines 3a and 3b) 4 204 2,074,729,879
For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990.Cat. No. 50082W Schedule F (Form 990) 2011
Schedule F (Form 990) 2011
Page 2
Part II
Grants and Other Assistance to Organizations or Entities Outside the United States. Complete if the organization answered "Yes" to Form 990,
Part IV, line 15, for any recipient who received more than $5,000. Check this box if no one recipient received more than $5,000 ........ MediumBullet
Use Part V if additional space is needed.
1 (a) Name of organization (b) IRS code section
and EIN (if applicable)		 (c) Region (d) Purpose of
grant 		(e) Amount of
cash grant 		(f) Manner of
cash
disbursement 		(g) Amount of
of non-cash
assistance 		(h) Description
of non-cash
assistance 		(i) Method of
valuation
(book, FMV,
appraisal, other)
CENTRAL AMERICA AND THE CARIBBEAN SUBAWARD - SPONSORED RESEARCH 71,089 CHECK      
CENTRAL AMERICA AND THE CARIBBEAN SUBAWARD - SPONSORED RESEARCH 44,727 CHECK      
EAST ASIA AND THE PACIFIC SUBAWARD - SPONSORED RESEARCH 16,554 CHECK      
EAST ASIA AND THE PACIFIC SUBAWARD - SPONSORED RESEARCH 80,000 ELECTRONIC FUND OR WIRE TRANSFER      
EAST ASIA AND THE PACIFIC SUBAWARD - SPONSORED RESEARCH 25,152 ELECTRONIC FUND OR WIRE TRANSFER      
EAST ASIA AND THE PACIFIC SUBAWARD - SPONSORED RESEARCH 41,857 CHECK      
EAST ASIA AND THE PACIFIC SUBAWARD - SPONSORED RESEARCH 645,700 CHECK      
EAST ASIA AND THE PACIFIC SUBAWARD - SPONSORED RESEARCH 19,118 ELECTRONIC FUND OR WIRE TRANSFER      
EAST ASIA AND THE PACIFIC SUBAWARD - SPONSORED RESEARCH 40,300 ELECTRONIC FUND OR WIRE TRANSFER      
EAST ASIA AND THE PACIFIC SUBAWARD - SPONSORED RESEARCH 37,433 ELECTRONIC FUND OR WIRE TRANSFER      
EAST ASIA AND THE PACIFIC SUBAWARD - SPONSORED RESEARCH 18,753 ELECTRONIC FUND OR WIRE TRANSFER      
EAST ASIA AND THE PACIFIC SUBAWARD - SPONSORED RESEARCH 6,282 ELECTRONIC FUND OR WIRE TRANSFER      
EAST ASIA AND THE PACIFIC SUBAWARD - SPONSORED RESEARCH 44,964 ELECTRONIC FUND OR WIRE TRANSFER      
EAST ASIA AND THE PACIFIC SUBAWARD - SPONSORED RESEARCH 33,835 CHECK, ELECTRONIC FUND OR WIRE TRANSFER      
EAST ASIA AND THE PACIFIC SUBAWARD - SPONSORED RESEARCH 321,702 ELECTRONIC FUND OR WIRE TRANSFER      
EAST ASIA AND THE PACIFIC SUBAWARD - SPONSORED RESEARCH 93,597 CHECK      
EAST ASIA AND THE PACIFIC SUBAWARD - SPONSORED RESEARCH 50,996 CHECK      
EAST ASIA AND THE PACIFIC SUBAWARD - SPONSORED RESEARCH 57,563 ELECTRONIC FUND OR WIRE TRANSFER      
EUROPE (INCLUDING ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 78,567 CHECK      
EUROPE (INCLUDING ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 21,973 ELECTRONIC FUND OR WIRE TRANSFER      
EUROPE (INCLUDING ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 19,310 ELECTRONIC FUND OR WIRE TRANSFER      
EUROPE (INCLUDING ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 5,229 ELECTRONIC FUND OR WIRE TRANSFER      
EUROPE (INCLUDING ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 15,738 CHECK      
EUROPE (INCLUDING ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 29,766 ELECTRONIC FUND OR WIRE TRANSFER      
EUROPE (INCLUDING ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 11,797 ELECTRONIC FUND OR WIRE TRANSFER      
EUROPE (INCLUDING ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 15,000 ELECTRONIC FUND OR WIRE TRANSFER      
EUROPE (INCLUDING ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 11,940 CHECK      
EUROPE (INCLUDING ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 17,230 ELECTRONIC FUND OR WIRE TRANSFER      
EUROPE (INCLUDING ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 14,408 CHECK      
EUROPE (INCLUDING ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 14,879 ELECTRONIC FUND OR WIRE TRANSFER      
EUROPE (INCLUDING ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 27,747 ELECTRONIC FUND OR WIRE TRANSFER      
EUROPE (INCLUDING ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 17,187 ELECTRONIC FUND OR WIRE TRANSFER      
EUROPE (INCLUDING ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 19,444 ELECTRONIC FUND OR WIRE TRANSFER      
EUROPE (INCLUDING ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 6,676 ELECTRONIC FUND OR WIRE TRANSFER      
EUROPE (INCLUDING ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 71,981 ELECTRONIC FUND OR WIRE TRANSFER      
EUROPE (INCLUDING ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 19,305 ELECTRONIC FUND OR WIRE TRANSFER      
EUROPE (INCLUDING ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 122,379 CHECK, ELECTRONIC FUND OR WIRE TRANSFER      
EUROPE (INCLUDING ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 15,484 ELECTRONIC FUND OR WIRE TRANSFER      
EUROPE (INCLUDING ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 11,398 CHECK      
EUROPE (INCLUDING ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 24,099 ELECTRONIC FUND OR WIRE TRANSFER      
EUROPE (INCLUDING ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 20,629 ELECTRONIC FUND OR WIRE TRANSFER      
EUROPE (INCLUDING ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 11,687 CHECK, ELECTRONIC FUND OR WIRE TRANSFER      
EUROPE (INCLUDING ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 44,296 CHECK      
EUROPE (INCLUDING ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 144,694 ELECTRONIC FUND OR WIRE TRANSFER      
EUROPE (INCLUDING ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 8,944 ELECTRONIC FUND OR WIRE TRANSFER      
EUROPE (INCLUDING ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 17,136 ELECTRONIC FUND OR WIRE TRANSFER      
EUROPE (INCLUDING ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 33,423 ELECTRONIC FUND OR WIRE TRANSFER      
EUROPE (INCLUDING ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 50,177 ELECTRONIC FUND OR WIRE TRANSFER      
EUROPE (INCLUDING ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 15,187 ELECTRONIC FUND OR WIRE TRANSFER      
EUROPE (INCLUDING ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 5,158 ELECTRONIC FUND OR WIRE TRANSFER      
EUROPE (INCLUDING ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 14,614 ELECTRONIC FUND OR WIRE TRANSFER      
EUROPE (INCLUDING ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 13,195 ELECTRONIC FUND OR WIRE TRANSFER      
EUROPE (INCLUDING ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 47,968 ELECTRONIC FUND OR WIRE TRANSFER      
EUROPE (INCLUDING ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 5,523 ELECTRONIC FUND OR WIRE TRANSFER      
EUROPE (INCLUDING ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 24,527 ELECTRONIC FUND OR WIRE TRANSFER      
EUROPE (INCLUDING ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 24,628 ELECTRONIC FUND OR WIRE TRANSFER      
EUROPE (INCLUDING ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 48,319 ELECTRONIC FUND OR WIRE TRANSFER      
EUROPE (INCLUDING ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 13,933 ELECTRONIC FUND OR WIRE TRANSFER      
EUROPE (INCLUDING ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 65,285 ELECTRONIC FUND OR WIRE TRANSFER      
EUROPE (INCLUDING ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 35,128 ELECTRONIC FUND OR WIRE TRANSFER      
EUROPE (INCLUDING ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 10,628 ELECTRONIC FUND OR WIRE TRANSFER      
EUROPE (INCLUDING ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 10,221 ELECTRONIC FUND OR WIRE TRANSFER      
EUROPE (INCLUDING ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 6,821 ELECTRONIC FUND OR WIRE TRANSFER      
EUROPE (INCLUDING ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 9,581 ELECTRONIC FUND OR WIRE TRANSFER      
EUROPE (INCLUDING ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 23,564 ELECTRONIC FUND OR WIRE TRANSFER      
EUROPE (INCLUDING ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 161,098 CHECK      
EUROPE (INCLUDING ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 12,170 ELECTRONIC FUND OR WIRE TRANSFER      
EUROPE (INCLUDING ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 28,441 ELECTRONIC FUND OR WIRE TRANSFER      
EUROPE (INCLUDING ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 9,461 ELECTRONIC FUND OR WIRE TRANSFER      
EUROPE (INCLUDING ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 57,367 ELECTRONIC FUND OR WIRE TRANSFER      
EUROPE (INCLUDING ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 481,583 CHECK      
EUROPE (INCLUDING ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 18,307 ELECTRONIC FUND OR WIRE TRANSFER      
EUROPE (INCLUDING ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 34,003 ELECTRONIC FUND OR WIRE TRANSFER      
EUROPE (INCLUDING ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 117,124 ELECTRONIC FUND OR WIRE TRANSFER      
EUROPE (INCLUDING ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 109,277 CHECK      
EUROPE (INCLUDING ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 30,103 ELECTRONIC FUND OR WIRE TRANSFER      
EUROPE (INCLUDING ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 18,920 ELECTRONIC FUND OR WIRE TRANSFER      
EUROPE (INCLUDING ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 14,042 ELECTRONIC FUND OR WIRE TRANSFER      
EUROPE (INCLUDING ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 156,439 CHECK, ELECTRONIC FUND OR WIRE TRANSFER      
EUROPE (INCLUDING ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 5,103 ELECTRONIC FUND OR WIRE TRANSFER      
MIDDLE EAST AND NORTH AFRICA SUBAWARD - SPONSORED RESEARCH 5,910 CHECK      
MIDDLE EAST AND NORTH AFRICA SUBAWARD - SPONSORED RESEARCH 5,766 ELECTRONIC FUND OR WIRE TRANSFER      
MIDDLE EAST AND NORTH AFRICA SUBAWARD - SPONSORED RESEARCH 22,172 ELECTRONIC FUND OR WIRE TRANSFER      
MIDDLE EAST AND NORTH AFRICA SUBAWARD - SPONSORED RESEARCH 10,142 CHECK      
MIDDLE EAST AND NORTH AFRICA SUBAWARD - SPONSORED RESEARCH 20,135 CHECK      
MIDDLE EAST AND NORTH AFRICA SUBAWARD - SPONSORED RESEARCH 60,802 CHECK      
MIDDLE EAST AND NORTH AFRICA SUBAWARD - SPONSORED RESEARCH 46,989 CHECK      
MIDDLE EAST AND NORTH AFRICA SUBAWARD - SPONSORED RESEARCH 32,333 CHECK      
NORTH AMERICA SUBAWARD - SPONSORED RESEARCH 119,476 CHECK      
NORTH AMERICA SUBAWARD - SPONSORED RESEARCH 55,308 CHECK      
NORTH AMERICA SUBAWARD - SPONSORED RESEARCH 69,251 CHECK      
NORTH AMERICA SUBAWARD - SPONSORED RESEARCH 96,653 CHECK      
NORTH AMERICA SUBAWARD - SPONSORED RESEARCH 91,938 CHECK      
NORTH AMERICA SUBAWARD - SPONSORED RESEARCH 17,707 CHECK      
NORTH AMERICA SUBAWARD - SPONSORED RESEARCH 427,163 CHECK      
NORTH AMERICA SUBAWARD - SPONSORED RESEARCH 186,442 CHECK      
NORTH AMERICA SUBAWARD - SPONSORED RESEARCH 61,868 CHECK      
NORTH AMERICA SUBAWARD - SPONSORED RESEARCH 6,206 CHECK      
NORTH AMERICA SUBAWARD - SPONSORED RESEARCH 61,210 CHECK      
NORTH AMERICA SUBAWARD - SPONSORED RESEARCH 6,634 CHECK      
NORTH AMERICA SUBAWARD - SPONSORED RESEARCH 29,078 CHECK      
NORTH AMERICA SUBAWARD - SPONSORED RESEARCH 74,398 CHECK      
NORTH AMERICA SUBAWARD - SPONSORED RESEARCH 57,301 CHECK      
RUSSIA AND THE NEWLY INDEPENDENT STATES SUBAWARD - SPONSORED RESEARCH 53,806 ELECTRONIC FUND OR WIRE TRANSFER      
RUSSIA AND THE NEWLY INDEPENDENT STATES SUBAWARD - SPONSORED RESEARCH 141,261 CHECK, ELECTRONIC FUND OR WIRE TRANSFER      
RUSSIA AND THE NEWLY INDEPENDENT STATES SUBAWARD - SPONSORED RESEARCH 16,438 ELECTRONIC FUND OR WIRE TRANSFER      
RUSSIA AND THE NEWLY INDEPENDENT STATES SUBAWARD - SPONSORED RESEARCH 97,883 CHECK, ELECTRONIC FUND OR WIRE TRANSFER      
RUSSIA AND THE NEWLY INDEPENDENT STATES SUBAWARD - SPONSORED RESEARCH 84,451 ELECTRONIC FUND OR WIRE TRANSFER      
SOUTH AMERICA SUBAWARD - SPONSORED RESEARCH 339,838 CHECK, ELECTRONIC FUND OR WIRE TRANSFER      
SOUTH AMERICA SUBAWARD - SPONSORED RESEARCH 40,817 CHECK, ELECTRONIC FUND OR WIRE TRANSFER      
SOUTH AMERICA SUBAWARD - SPONSORED RESEARCH 302,549 ELECTRONIC FUND OR WIRE TRANSFER      
SOUTH ASIA SUBAWARD - SPONSORED RESEARCH 82,364 CHECK, ELECTRONIC FUND OR WIRE TRANSFER      
SUB-SAHARAN AFRICA SUBAWARD - SPONSORED RESEARCH 15,910 ELECTRONIC FUND OR WIRE TRANSFER      
SUB-SAHARAN AFRICA SUBAWARD - SPONSORED RESEARCH 56,825 CHECK, ELECTRONIC FUND OR WIRE TRANSFER      
SUB-SAHARAN AFRICA SUBAWARD - SPONSORED RESEARCH 119,413 ELECTRONIC FUND OR WIRE TRANSFER      
SUB-SAHARAN AFRICA SUBAWARD - SPONSORED RESEARCH 16,578 ELECTRONIC FUND OR WIRE TRANSFER      
SUB-SAHARAN AFRICA SUBAWARD - SPONSORED RESEARCH 20,281 ELECTRONIC FUND OR WIRE TRANSFER      
SUB-SAHARAN AFRICA SUBAWARD - SPONSORED RESEARCH 415,157 ELECTRONIC FUND OR WIRE TRANSFER      
SUB-SAHARAN AFRICA SUBAWARD - SPONSORED RESEARCH 70,671 CHECK, ELECTRONIC FUND OR WIRE TRANSFER      
2
Enter total number of recipient organizations listed above that are recognized as charities by the foreign country, recognized as tax-exempt by the IRS, or for which the grantee or counsel has provided a section 501(c)(3) equivalency letter .....MediumBullet
99
3
Enter total number of other organizations or entities ........................MediumBullet
20
Schedule F (Form 990) 2011
Schedule F (Form 990) 2011Page 3
Part III
Grants and Other Assistance to Individuals Outside the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 16.
Use Part V if additional space is needed.
(a) Type of grant or assistance (b) Region (c) Number of recipients (d) Amount of
cash grant 		(e) Manner of cash
disbursement 		(f) Amount of
non-cash
assistance 		(g) Description
of non-cash
assistance 		(h) Method of
valuation
(book, FMV,
appraisal, other)
FELLOWSHIPS CENTRAL AMERICA AND THE CARIBBEAN 12 56,943 CHECK, ELECTRONIC FUND OR WIRE TRANSFER      
FELLOWSHIPS EAST ASIA AND THE PACIFIC 359 3,842,988 CHECK, ELECTRONIC FUND OR WIRE TRANSFER      
FELLOWSHIPS EUROPE (INCLUDING ICELAND AND GREENLAND) 112 423,283 CHECK, ELECTRONIC FUND OR WIRE TRANSFER      
FELLOWSHIPS MIDDLE EAST AND NORTH AFRICA 25 96,066 CHECK, ELECTRONIC FUND OR WIRE TRANSFER      
FELLOWSHIPS NORTH AMERICA 14 38,139 CHECK, ELECTRONIC FUND OR WIRE TRANSFER      
FELLOWSHIPS RUSSIA AND THE NEWLY INDEPENDENT STATES 3 15,000 CHECK      
FELLOWSHIPS SOUTH AMERICA 58 254,880 CHECK, ELECTRONIC FUND OR WIRE TRANSFER      
FELLOWSHIPS SOUTH ASIA 45 174,422 CHECK, ELECTRONIC FUND OR WIRE TRANSFER      
FELLOWSHIPS SUB-SAHARAN AFRICA 50 293,302 CHECK, ELECTRONIC FUND OR WIRE TRANSFER      
STUDENT STIPENDS CENTRAL AMERICA AND THE CARIBBEAN 3 3,686 ELECTRONIC FUND OR WIRE TRANSFER      
STUDENT STIPENDS EAST ASIA AND THE PACIFIC 33 260,266 ELECTRONIC FUND OR WIRE TRANSFER      
STUDENT STIPENDS EUROPE (INCLUDING ICELAND AND GREENLAND) 61 643,151 ELECTRONIC FUND OR WIRE TRANSFER      
STUDENT STIPENDS MIDDLE EAST AND NORTH AFRICA 6 57,053 ELECTRONIC FUND OR WIRE TRANSFER      
STUDENT STIPENDS NORTH AMERICA 3 57,438 ELECTRONIC FUND OR WIRE TRANSFER      
STUDENT STIPENDS RUSSIA AND THE NEWLY INDEPENDENT STATES 5 57,491 ELECTRONIC FUND OR WIRE TRANSFER      
STUDENT STIPENDS SOUTH AMERICA 29 183,738 ELECTRONIC FUND OR WIRE TRANSFER      
STUDENT STIPENDS SOUTH ASIA 10 76,802 ELECTRONIC FUND OR WIRE TRANSFER      
STUDENT STIPENDS SUB-SAHARAN AFRICA 23 126,972 ELECTRONIC FUND OR WIRE TRANSFER      
SCHOLARSHIPS CENTRAL AMERICA AND THE CARIBBEAN 6 42,554 CHECK      
SCHOLARSHIPS EAST ASIA AND THE PACIFIC 48 383,836 CHECK      
SCHOLARSHIPS EUROPE (INCLUDING ICELAND AND GREENLAND) 376 3,539,661 CHECK      
SCHOLARSHIPS MIDDLE EAST AND NORTH AFRICA 12 78,402 CHECK      
SCHOLARSHIPS NORTH AMERICA 3 23,790 CHECK      
SCHOLARSHIPS RUSSIA AND THE NEWLY INDEPENDENT STATES 12 105,004 CHECK      
SCHOLARSHIPS SOUTH AMERICA 58 535,572 CHECK      
SCHOLARSHIPS SOUTH ASIA 8 75,072 CHECK      
SCHOLARSHIPS SUB-SAHARAN AFRICA 19 83,643 CHECK      
GRANTS - OTHER BENEFITS EAST ASIA AND THE PACIFIC 56 60,599 CHECK      
GRANTS - OTHER BENEFITS EUROPE (INCLUDING ICELAND AND GREENLAND) 52 91,256 CHECK      
GRANTS - OTHER BENEFITS MIDDLE EAST AND NORTH AFRICA 3 6,166 CHECK      
GRANTS - OTHER BENEFITS NORTH AMERICA 1 761 CHECK      
GRANTS - OTHER BENEFITS RUSSIA AND THE NEWLY INDEPENDENT STATES 3 4,566 CHECK      
GRANTS - OTHER BENEFITS SOUTH AMERICA 10 15,220 CHECK      
GRANTS - OTHER BENEFITS SOUTH ASIA 7 10,654 CHECK      
GRANTS - OTHER BENEFITS SUB-SAHARAN AFRICA 12 17,865 CHECK      
Schedule F (Form 990) 2011
Schedule F (Form 990) 2011
Page 4
Part IV
Foreign Forms
1 Was the organization a U.S. transferor of property to a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 926 (see instructions for Form 926).................
2 Did the organization have an interest in a foreign trust during the tax year? If " Yes," the organization may be required to file Form 3520 and/or Form 3520-A. (see instructions for Forms 3520 and 3520-A)..........
3 Did the organization have an ownership interest in a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 5471, Information Return of U.S. Persons with respect to Certain Foreign Corporations. (see instructions for Form 5471)..............................
4 Was the organization a direct or indirect shareholder of a passive foreign investment company or a qualified electing fund during the tax year? If "Yes," the organization may be required to file Form 8621, Return by a Shareholder of a Passive Foreign Investment Company or Qualified Electing Fund. (see instructions for Form 8621)
5 Did the organization have an ownership interest in a foreign partnership during the tax year? If "Yes," the organization may be required to file Form 8865, Return of U.S. Persons with respect to Certain Foreign Partnerships. (see instructions for Form 8865)....................................
6 Did the organization have any operations in or related to any boycotting countries during the tax year? If "Yes," the organization may be required to file Form 5713, International Boycott Report (see instructions for Form 5713)................................................
Schedule F (Form 990) 2011
Schedule F (Form 990) 2011
Page 5
Part V
Supplemental Information
Complete this part to provide the information required by Part I, line 2 (monitoring of funds); Part I, line 3, column (f) (accounting method; amounts of investments vs. expenditures per region); Part II, line 1 (accounting method); Part III (accounting method); and Part III, column (c) (estimated number of recipients), as applicable. Also complete this part to provide any additional information (see instructions).
Identifier ReturnReference Explanation
PROCEDURE FOR MONITORING GRANTS OUTSIDE THE U.S.:   SCHEDULE F, PART I, LINE 2: WITH RESPECT TO SPONSORED PROJECT ACTIVITY SUBCONTRACTED TO OTHER ENTITIES, THE UNIVERSITY'S POLICIES AND PROCEDURES FOR MONITORING GRANTS ARE INTENDED TO ESTABLISH APPROPRIATE AND EFFECTIVE MECHANISMS TO PROMOTE COMPLIANCE WITH FEDERAL AND NON-FEDERAL REQUIREMENTS AND ENSURE THAT THE UNIVERSITY AND ITS SPONSORS RECEIVE VALUE FOR FUNDS EXPENDED. THE PROCEDURES INCLUDE A FORMAL APPROVAL PROCESS FOR SUBAWARDS, PRE-AWARD AND POST-AWARD MONITORING OF SUB RECIPIENTS TO REVIEW THE FINANCIAL STATUS AND MANAGEMENT CONTROLS, COMPLIANCE CERTIFICATIONS RELATIVE TO THE USE OF HUMAN SUBJECTS AND ANIMALS, AND REQUIRED DISCLOSURE OF ANY CONFLICT OF INTEREST WITH A SUB RECIPIENT ENTITY AND A REVIEW OF PERTINENT OTHER ORGANIZATION INFORMATION. IN ACCORDANCE WITH THESE PROCEDURES, THE UNIVERSITY REVIEWS THE SUB RECIPIENT'S ADMINISTRATION, BILLINGS AND SCIENTIFIC PROGRESS OF AN ACTIVE SUBAWARD AND CONDUCTS ON-GOING RISK ASSESSMENTS AS WELL AS QUARTERLY QUALITY ASSURANCE REVIEWS ON RANDOMLY SELECTED SUBAWARDS. THESE PROCEDURES SERVE TO ENSURE THAT THE SUBAWARDS ARE USED FOR PROPER PURPOSES AND NOT DIVERTED FROM THEIR INTENDED USE. THE UNIVERSITY PROVIDES STUDENTS WITH MANY FELLOWSHIP OPPORTUNITIES TO FUND RESEARCH, INDEPENDENT PROJECTS, INTERNSHIPS, VOLUNTEER WORK, COMMUNITY SERVICE, AND STUDY ABROAD. RECIPIENTS ARE SELECTED BASED ON AN APPLICATION, INCLUDING A PROPOSAL, ESSAYS, BUDGET, ACADEMIC RECORD, AND INTERVIEW, AS APPLICABLE. IN MOST CASES, THE TERMS OF THE AWARD REQUIRE THAT THE RECIPIENT PREPARE AND PRESENT A REPORT OF THE FELLOWSHIP ACTIVITY. FURTHER, CERTAIN FELLOWSHIP RECIPIENTS ARE REQUIRED TO DOCUMENT EXPENSES TO VERIFY THAT THE FELLOWSHIP WAS USED FOR THE PURPOSE INTENDED. SUCH DOCUMENTATION MAY INCLUDE COPIES OF PLANE TICKETS AND BOARDING PASSES, COPIES OF VISAS, RECEIPTS FOR TUITION, LETTERS FROM ORGANIZATIONS VERIFYING THE INTERNSHIP AND DATES, ETC., AS APPROPRIATE. SCHEDULE F, PART I, LINE 3: PURSUANT TO THE FORM INSTRUCTIONS, THE FOLLOWING IS A BREAKOUT OF AMOUNTS PROVIDED AS INVESTMENTS: INVESTMENTS EXPENDITURES CENTRAL AMERICA AND THE CARIBBEAN 1,630,745,105 3,123,560 EAST ASIA AND THE PACIFIC 0 140,808 EUROPE (INCLUDING ICELAND & GREENLAND) 264,791,067 2,986,275 NORTH AMERICA 35,245,679 28,765 SOUTH AMERICA 0 368,006 SOUTH ASIA 0 58,105 SUB-SAHARAN AFRICA 88,834,569 0 SCHEDULE F, PART II, LINE 2: THE TOTAL NUMBER REPORTED ON LINE 2 INCLUDES THE NUMBER OF TAX EXEMPT ORGANIZATIONS AND PUBLIC INSTITUTIONS. SCHEDULE F, PART II A SUBAWARD IS AN AWARD FROM THE UNIVERSITY TO A QUALIFIED THIRD PARTY PRIMARILY TO PERFORM RESEARCH AND OTHER RELATED PROGRAMMATIC EFFORTS UNDER A SPONSORED RESEARCH PROJECT.
EXPLANATION FOR ESTIMATED NUMBER OF RECIPIENTS:   SCHEDULE F, PART III, COL (C): (D): THE AMOUNTS REPORTED IN COLUMNS (C) AND (D) REPRESENT AN ESTIMATE OF TOTAL AWARDS FOR THE FISCAL YEAR ENDED JUNE 30, 2012 BASED ON INFORMATION PROVIDED BY THE UNIVERSITY'S UNDERGRADUATE, GRADUATE AND PROFESSIONAL SCHOOLS. SOME STUDENTS RECEIVED MORE THAN ONE AWARD DURING THE FISCAL YEAR ENDED JUNE 30, 2012.
    SCHEDULE F, PART IV, LINE 6: THE UNIVERSITY DOES NOT BELIEVE THAT IT HAS "OPERATIONS" IN OR RELATED TO BOYCOTTING COUNTRIES, HOWEVER, AS A PROTECTIVE MEASURE, THE UNIVERSITY DOES FILE FORM 5713.
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
Schedule F (Form 990) 2011
Additional Data


Software ID:  
Software Version:  



SCHEDULE G (Form 990 or 990-EZ)
Department of the Treasury
Internal Revenue Service
Supplemental Information Regarding
Fundraising or Gaming Activities
Complete if the organization answered "Yes" to Form 990, Part IV, lines 17, 18, or 19,or if the organization entered more than $15,000 on Form 990-EZ, line 6a.right arrowAttach to Form 990 or Form 990-EZ. right arrowSee separate instructions.
OMB No. 1545-0047
2011
Open to Public Inspection
Name of the organization
YALE UNIVERSITY
 
Employer identification number

06-0646973
Part I
Fundraising Activities. Complete if the organization answered "Yes" to Form 990, Part IV, line 17.
1
Indicate whether the organization raised funds through any of the following activities. Check all that apply.
a e
b f
c g
d
2a
Did the organization have a written or oral agreement with any individual (including officers, directors, trustees
or key employees listed in Form 990, Part VII) or entity in connection with professional fundraising services?
b
If “Yes,” list the ten highest paid individuals or entities (fundraisers) pursuant to agreements under which the fundraiser is
to be compensated at least $5,000 by the organization. Form 990-EZ filers are not required to complete this table.
(i) Name and address of individual
or entity (fundraiser) 		(ii) Activity (iii) Did fundraiser have custody or control of contributions? (iv) Gross receipts
from activity 		(v) Amount paid to
(or retained by)
fundraiser listed in
col. (i) 		(vi) Amount paid to
(or retained by)
organization
Yes No
Total .................right arrow      
3
List all states in which the organization is registered or licensed to solicit funds or has been notified it is exempt from registration or licensing.
For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50083H
Schedule G (Form 990 or 990-EZ) 2011
Schedule G (Form 990 or 990-EZ) 2011
Page 2
Part II
Fundraising Events. Complete if the organization answered "Yes" to Form 990, Part IV, line 18, or reported more than $15,000 on Form 990-EZ, line 6a. List events with gross receipts greater than $5,000.
(a) Event #1

GOLF OUTING
(event type) 		(b) Event #2

GOLF OUTING
(event type) 		(c) Other Events

17
(total number) 		(d) Total Events
(Add col. (a) through col. (c))
VerticalRevenue 1 Gross receipts . . . 105,987 55,919 387,420 549,326
2 Less: Charitable
contributions . . . 		70,666 38,195 164,244 273,105
3 Gross income (line 1
minus line 2) . . . 		35,321 17,724 223,176 276,221
VerticalDirectExpenses 4 Cash prizes . . .        
5 Non-cash prizes . .     26,343 26,343
6 Rent/facility costs . . 4,785 6,700 14,395 25,880
7 Food and beverages . .        
8 Entertainment . . .        
9 Other direct expenses . 22,330 16,005 196,365 234,700
10 Direct expense summary. Add lines 4 through 9 in column (d) ........... right arrow 286,923
11 Net income summary. Combine lines 3 and 10 in column (d)............ right arrow -10,702
Part III
Gaming. Complete if the organization answered "Yes" to Form 990, Part IV, line 19, or reported more than $15,000 on Form 990-EZ, line 6a.
VerticalRevenue (a) Bingo (b) Pull tabs/Instant
bingo/progressive bingo 		(c) Other gaming (d) Total gaming (Add col. (a) through col. (c))
1 Gross revenue . . . .     16,625 16,625
VerticalDirectExpenses 2 Cash prizes . . . .        
3 Non-cash prizes . . .     6,300 6,300
4 Rent/facility costs . . .        
5 Other direct expenses . .     270 270
6 Volunteer labor . . .
 
 
 
7 Direct expense summary. Add lines 2 through 5 in column (d) ........... right arrow 6,570
8 Net gaming income summary. Combine lines 1 and 7 in column (d) .......... right arrow 10,055
9
Enter the state(s) in which the organization operates gaming activities: CT
a
Is the organization licensed to operate gaming activities in each of these states? ............
b
If "No," Explain:
THE UNIVERSITY CONDUCTED OCCASIONAL RAFFLES FOR WHICH A CONNECTICUT LICENSE WAS NOT REQUIRED.
10a
Were any of the organization's gaming licenses revoked, suspended or terminated during the tax year? .....
b
If "Yes," Explain:
 
11
Does the organization operate gaming activities with nonmembers? .................
12
Is the organization a grantor, beneficiary or trustee of a trust or a member of a partnership or other entity
formed to administer charitable gaming? ..........................
Schedule G (Form 990 or 990-EZ) 2011
Schedule G (Form 990 or 990-EZ) 2011
Page 3
13
Indicate the percentage of gaming activity operated in:
a
The organization's facility ......................
13a
100.000 %
b
An outside facility ........................
13b
 
14
Provide the name and address of the person who prepares the organization's gaming/special events books and records:
Name right arrow
SENIOR ASSOCIATE ATHLETICS DIRECTOR
Address right arrow
PO BOX 208216
NEW HAVEN,CT065208216
15a
Does the organization have a contract with a third party from whom the organization receives gaming
revenue? ......................................
b
If "Yes," enter the amount of gaming revenue received by the organization right arrow $   and the
amount of gaming revenue retained by the third party right arrow $   .
c
If "Yes," enter name and address:
Name right arrow
Address right arrow
 
 
16
Gaming manager information:
Name right arrow
NA
Gaming manager compensation right arrow $  
Description of services provided right arrow
 
17
Mandatory distributions:
a
Is the organization required under state law to make charitable distributions from the gaming proceeds to
retain the state gaming license? ............................
b
Enter the amount of distributions required under state law distributed to other exempt organizations or spent
in the organization's own exempt activities during the tax year right arrow$  
Part IV
Complete this part to provide additional information for responses to quuestion on Schedule G (see instructions.)
Identifier ReturnReference Explanation
Schedule G (Form 990 or 990-EZ) 2011
Additional Data


Software ID:  
Software Version:  
Schedule I
(Form 990)
Department of the Treasury
Internal Revenue Service
Grants and Other Assistance to Organizations,
Governments and Individuals in the United States
Complete if the organization answered "Yes," to Form 990, Part IV, line 21 or 22.
lBullet Attach to Form 990
OMB No. 1545-0047
2011
Open to Public
Inspection
Name of the organization
YALE UNIVERSITY
 
Employer identification number
06-0646973
Part I
General Information on Grants and Assistance
1
Does the organization maintain records to substantiate the amount of the grants or assistance, the grantees' eligibility for the grants or assistance, and
the selection criteria used to award the grants or assistance? ....................................
2
Describe in Part IV the organization's procedures for monitoring the use of grant funds in the United States.
Part II
Grants and Other Assistance to Governments and Organizations in the United States. Complete if the organization answered "Yes" to
Form 990, Part IV, line 21 for any recipient that received more than $5,000. Check this box if no one recipient received more than $5,000. Use
Part IV and Schedule I-1 (Form 990) if additional space is needed ......................... lBullet
(a) Name and address of organization
or government		 (b) EIN (c) IRC Code section
if applicable		 (d) Amount of cash grant (e) Amount of non-cash
assistance		 (f) Method of valuation
(book, FMV, appraisal,
other)		 (g) Description of
non-cash assistance		 (h) Purpose of grant
or assistance
(1) ADVANCED BEHAVIORAL HEALTH INC213 COURT ST 10TH FL
MIDDLETOWN,CT06457 		06-1422326   28,790       SUBAWARD - SPONSORED RESEARCH
(2) ADVANCED NEUROLOGY SPECIALISTS400 15TH AVE SOUTH STE 206
GREAT FALLS,MT59405 		20-1821484   25,135       SUBAWARD - SPONSORED RESEARCH
(3) AIDS PROJECT NEW HAVEN INC1302 CHAPEL ST
NEW HAVEN,CT06511 		22-2506184 501(C )(3) 334,609       SUBAWARD - SPONSORED RESEARCH
(4) ALLEGHENY SINGER RESEARCH INSTITUTE2 ALLEGHENY CENTER 11TH FLR
PITTSBURGH,PA152124746 		25-1320493 501(C )(3) 47,949       SUBAWARD - SPONSORED RESEARCH
(5) ALLIANCE OF CHICAGO COMMUNITY HEALTH SERVICES L3C215 W OHIO 4TH FLR
CHICAGO,IL60654 		36-4444309   13,765       SUBAWARD - SPONSORED RESEARCH
(6) ALTRU HEALTH SYSTEM860 SOUTH COLUMBIA RD
GRAND FORKS,ND58201 		45-0310462 501(C )(3) 20,228       SUBAWARD - SPONSORED RESEARCH
(7) AMERICAN ACADEMY OF OTOLARYNGOLOGY HEAD & NECK SURGERY FOUNDATION1650 DIAGONAL RD
ALEXANDRIA,VA223142857 		52-1219434 501(C )(3) 11,014       SUBAWARD - SPONSORED RESEARCH
(8) AMERICAN ACADEMY OF PEDIATRICS36957 EAGLE WAY
CHICAGO,IL606781369 		36-2275597 501(C )(3) 72,139       SUBAWARD - SPONSORED RESEARCH
(9) AMERICAN COLLEGE OF CARDIOLOGY FOUNDATIONPO BOX 79231
BALTIMORE,MD212790231 		13-5641985 501(C )(3) 63,639       SUBAWARD - SPONSORED RESEARCH
(10) AMERICAN RED CROSSPO BOX 33093
NEWARK,NJ071880093 		53-0196605 501(C )(3) 179,685       SUBAWARD - SPONSORED RESEARCH
(11) APT FOUNDATION INCONE LONG WHARF DRIVE STE 321
NEW HAVEN,CT06511 		23-7061218 501(C )(3) 890,907       SUBAWARD - SPONSORED RESEARCH
(12) ARIZONA STATE UNIVERSITYPO BOX 876011
TEMPE,AZ852876011 		86-0196696 170(B)(1)(A)(V) 69,446       SUBAWARD - SPONSORED RESEARCH
(13) ARKANSAS CHILDREN'S HOSPITAL RESEARCH INSTITUTE663 800 MARSHALL ST
LITTLE ROCK,AR722023591 		71-0236857 501(C )(3) 154,400       SUBAWARD - SPONSORED RESEARCH
(14) ASSOCIATES IN NEUROLOGY PC2000 ROOSEVELT RD STE 201
VALPARAISO,IN46383 		30-0165213   13,843       SUBAWARD - SPONSORED RESEARCH
(15) ATLANTA RESEARCH & EDUCATION FOUNDATION1670 CLAIRMONT RD 151F
DECATUR,GA30033 		58-1857346 501(C )(3) 39,337       SUBAWARD - SPONSORED RESEARCH
(16) BALTIMORE RESEARCH & EDUCATION FOUNDATIONMAIL STOP 151 10 NORTH GREENE ST
BALTIMORE,MD21201 		52-1705976 501(C )(3) 86,325       SUBAWARD - SPONSORED RESEARCH
(17) BAYLOR COLLEGE OF MEDICINEPO BOX 201361
HOUSTON,TX772161361 		74-1613878 501(C )(3) 138,424       SUBAWARD - SPONSORED RESEARCH
(18) BAYSTATE MEDICAL CENTER INCPO BOX 1369
SPRINGFIELD,MA01101 		04-2790311 501(C )(3) 163,876       SUBAWARD - SPONSORED RESEARCH
(19) BEDFORD VA RESEARCH CORP INC200 SPRINGS RD
BEDFORD,MA01730 		04-3512440 501(C )(3) 213,375       SUBAWARD - SPONSORED RESEARCH
(20) BETH ISRAEL DEACONESS MEDICAL CTR330 BROOKLINE AVENUE
BOSTON,MA02215 		04-2103881 501(C )(3) 70,144       SUBAWARD - SPONSORED RESEARCH
(21) BOARD OF REGENTS OF THE UNIVERSITY OF OKLAHOMAPO BOX 26901 SCB 228
OKLAHOMA CITY,OK731260901 		73-1477155 170(B)(1)(A)(V) 282,675       SUBAWARD - SPONSORED RESEARCH
(22) BOSTON MEDICAL CENTER660 HARRISON AVE GAMBRO BLDG
BOSTON,MA02118 		04-3314093 501(C )(3) 60,366       SUBAWARD - SPONSORED RESEARCH
(23) BOSTON UNIVERSITY25 BUICK ST 2ND FLR
BOSTON,MA022151301 		04-2103547 501(C )(3) 411,611       SUBAWARD - SPONSORED RESEARCH
(24) BOYCE THOMPSON INSTITUTETOWER RD
ITHACA,NY14853 		13-1739923 501(C )(3) 202,994       SUBAWARD - SPONSORED RESEARCH
(25) BRENTWOOD BIOMEDICAL RESEARCH INSTITUTE INCPO BOX 25027
LOS ANGELES,CA90025 		95-4183712 501(C )(3) 61,093       SUBAWARD - SPONSORED RESEARCH
(26) BRIDGEPORT BOARD OF EDUCATION45 LYON TERRACE ROOM 302
BRIDGEPORT,CT06604 		06-6001865 170(B)(1)(A)(V) 289,112       SUBAWARD - SPONSORED RESEARCH
(27) BRIGHAM & WOMEN'S HOSPITAL INC THEPO BOX 3887
BOSTON,MA022413887 		04-2312909 501(C )(3) 1,119,448       SUBAWARD - SPONSORED RESEARCH
(28) BROAD INSTITUTE INC THE7 CAMBRIDGE CENTER NE30-7031
CAMBRIDGE,MA02142 		26-3428781 501(C )(3) 394,871       SUBAWARD - SPONSORED RESEARCH
(29) BRONX VETERAN MEDICAL RESEARCH FOUNDATION INC THE130 W KINGSBRIDGE RD
BRONX,NY10468 		13-3699250 501(C )(3) 144,140       SUBAWARD - SPONSORED RESEARCH
(30) BROOKHAVEN NATIONAL LABORATORYPO BOX 5000 BLDG 400 D
UPTON,NY11973 		11-3403915   149,075       SUBAWARD - SPONSORED RESEARCH
(31) BROWN UNIVERSITYPO BOX 1911
PROVIDENCE,RI02908 		05-0258809 501(C )(3) 90,724       SUBAWARD - SPONSORED RESEARCH
(32) CALLEN-LORDE COMMUNITY HEALTH SERVICES INC356 WEST 18TH ST
NEW YORK,NY10011 		13-3409680 501(C )(3) 17,070       SUBAWARD - SPONSORED RESEARCH
(33) CASE WESTERN RESERVE UNIVERSITY11100 EUCLID AVE
CLEVELAND,OH44106 		34-1018992 501(C )(3) 13,716       SUBAWARD - SPONSORED RESEARCH
(34) CENTRAL CONNECTICUT STATE UNIVERSITY1615 STANLEY ST
NEW BRITAIN,CT060532439 		06-1303381 170(B)(1)(A)(V) 105,082       SUBAWARD - SPONSORED RESEARCH
(35) CHILDREN'S COMMUNITY PROGRAMS OF CONNECTICUT INC THE446-A BLAKE ST
NEW HAVEN,CT06515 		06-1579606 501(C )(3) 49,038       SUBAWARD - SPONSORED RESEARCH
(36) CHILDREN'S HOSPITAL BOSTONPO BOX 414413
BOSTON,MA022414413 		04-2774441 501(C )(3) 30,451       SUBAWARD - SPONSORED RESEARCH
(37) CHILDREN'S HOSPITAL LOS ANGELES4650 SUNSET BLVD MAIL STOP 1197
LOS ANGELES,CA90027 		95-1690977 501(C )(3) 35,123       SUBAWARD - SPONSORED RESEARCH
(38) CHILDREN'S HOSPITAL MEDICAL CENTER3333 BURNET AVE
CINCINATTI,OH452293039 		31-0833936 501(C )(3) 159,602       SUBAWARD - SPONSORED RESEARCH
(39) CHILDREN'S HOSPITAL OF PHILADELPHIA (CHOP)PO BOX 8500
PHILADELPHIA,PA191781457 		23-1352166 501(C )(3) 257,820       SUBAWARD - SPONSORED RESEARCH
(40) CHILDREN'S RESEARCH INSTITUTE111 MICHIGAN AVE NW
WASHINGTON,DC200102970 		52-1654453 501(C )(3) 109,135       SUBAWARD - SPONSORED RESEARCH
(41) CIENCIA PR LLC133 LAWRENCE ST
NEW HAVEN,CT06511 		66-0746250   43,700       SUBAWARD - SPONSORED RESEARCH
(42) CITY OF NEW HAVEN54 MEADOW ST
NEW HAVEN,CT06519 		06-6001876 170(B)(1)(A)(V) 17,343       SUBAWARD - SPONSORED RESEARCH
(43) CLEVELAND CLINIC FOUNDATION THEPO BOX 931562
CLEVELAND,OH441935012 		34-0714585 501(C )(3) 15,514       SUBAWARD - SPONSORED RESEARCH
(44) CLIFFORD W BEERS GUIDANCE CLINIC INC93 EDWARDS ST
NEW HAVEN,CT06511 		06-0646757 501(C )(3) 16,660       SUBAWARD - SPONSORED RESEARCH
(45) COLORADO STATE UNIVERSITY202 JOHNSON HALL
FORT COLLINS,CO805232002 		84-6000545 170(B)(1)(A)(V) 57,948       SUBAWARD - SPONSORED RESEARCH
(46) COLUMBIA UNIVERSITYPO BOX 29789
NEW YORK,NY100879789 		13-5598093 501(C )(3) 432,427       SUBAWARD - SPONSORED RESEARCH
(47) CONNECTICUT AGRICULTURAL EXPERIMENT STATION123 HUNTINGTON ST BOX 1106
NEW HAVEN,CT06504 		06-6032987 170(B)(1)(A)(V) 44,441       SUBAWARD - SPONSORED RESEARCH
(48) CONNECTICUT CHILDREN'S MEDICAL CENTER282 WASHINGTON ST
HARTFORD,CT06106 		06-0646755 501(C )(3) 20,998       SUBAWARD - SPONSORED RESEARCH
(49) COOPER HEALTH SYSTEMONE COOPER PLAZA 4TH FLR
CAMDEN,NJ08103 		21-0634462 501(C )(3) 16,045       SUBAWARD - SPONSORED RESEARCH
(50) CORNELL SCOTT-HILL HEALTH CORPORATION400 COLUMBUS AVENUE
NEW HAVEN,CT06519 		06-0870990 501(C )(3) 303,119       SUBAWARD - SPONSORED RESEARCH
(51) CORNELL UNIVERSITYPO BOX 22
ITHACA,NY148510022 		15-0532082 501(C )(3) 238,329       SUBAWARD - SPONSORED RESEARCH
(52) DANA-FARBER CANCER INSTITUTE44 BINNEY STREET
BOSTON,MA02115 		04-2263040 501(C )(3) 89,527       SUBAWARD - SPONSORED RESEARCH
(53) DARTMOUTH COLLEGE11 ROPE FERRY RD 6210
HANOVER,NH037551404 		02-0222111 501(C )(3) 145,620       SUBAWARD - SPONSORED RESEARCH
(54) DECISION RESEARCH1201 OAK ST STE 200
EUGENE,OR97401 		93-0927305 501(C )(3) 35,390       SUBAWARD - SPONSORED RESEARCH
(55) DUKE UNIVERSITY2200 WEST MAIN ST STE 300 ERWIN
SQAURE
DURHAM,NC27705 		56-0532129 501(C )(3) 188,064       SUBAWARD - SPONSORED RESEARCH
(56) EAST CAROLINA UNIVERSITYGREENVILLE CENTRE STE 2900 2200 S
CHARLES BLVD
GREENVILLE,NC278584353 		56-6000403 170(B)(1)(A)(V) 5,320       SUBAWARD - SPONSORED RESEARCH
(57) ECRI INSTITUTE5200 BUTLER PIKE
PLYMOUTH MEETING,PA19462 		23-1662091 501(C )(3) 178,250       SUBAWARD - SPONSORED RESEARCH
(58) EMORY UNIVERSITY4TH FLOOR 1599 CLIFTON RD NE
ATLANTA,GA30322 		58-0566256 501(C )(3) 100,114       SUBAWARD - SPONSORED RESEARCH
(59) ENERGETICS INCORPORATED7067 COLUMBIA GATEWAY DR STE 200
COLUMBIA,MD21046 		52-1165598   19,000       SUBAWARD - SPONSORED RESEARCH
(60) FAIR HAVEN COMMUNITY HEALTH CENTER374 GRAND AVE
NEW HAVEN,CT06513 		06-0883545 501(C )(3) 465,708       SUBAWARD - SPONSORED RESEARCH
(61) FAMILY LIFE EDUCATION INC30 ARBOR ST FIRST FLR SOUTH BLDG
HARTFORD,CT06106 		06-1262848 501(C )(3) 12,500       SUBAWARD - SPONSORED RESEARCH
(62) FEINSTEIN INSTITUTE FOR MEDICAL RESEARCH350 COMMUNITY DR
MANHASSET,NY11030 		11-2673595 501(C )(3) 872,204       SUBAWARD - SPONSORED RESEARCH
(63) FISHER BIOSERVICES INCPO BOX 630669
BALTIMORE,MD212630669 		54-1348241   200,599       SUBAWARD - SPONSORED RESEARCH
(64) FLORIDA NEUROVASCULAR INSTITUTE5 TAMPA GENERAL CIRCLE STE 200
TAMPA,FL33606 		59-3458987   7,775       SUBAWARD - SPONSORED RESEARCH
(65) FRED HUTCHINSON CANCER RESEARCH CENTER1100 FAIRVIEW AVE N
SEATTLE,WA981091024 		23-7156071 501(C )(3) 118,040       SUBAWARD - SPONSORED RESEARCH
(66) GEISINGER CLINIC100 N ACADEMY AVE
DANVILLE,PA178222602 		23-6291113 501(C )(3) 86,955       SUBAWARD - SPONSORED RESEARCH
(67) GENERAL HOSPITAL CORPORATION55 FRUIT STREET
BOSTON,MA02114 		04-2697983 501(C )(3) 607,137       SUBAWARD - SPONSORED RESEARCH
(68) GEORGE MASON UNIVERSITY4400 UNIVERSITY DRIVE
FAIRFAX,VA22030 		54-0836354 170(B)(1)(A)(V) 309,558       SUBAWARD - SPONSORED RESEARCH
(69) GEORGIA TECH RESEARCH CORPORATIONPO BOX 100117
ATLANTA,GA30384 		58-0603146 501(C )(3) 19,866       SUBAWARD - SPONSORED RESEARCH
(70) GRIFFIN HOSPITAL130 DIVISION ST
DERBY,CT06418 		06-0647014 501(C )(3) 541,079       SUBAWARD - SPONSORED RESEARCH
(71) GUILFORD NEUROLOGIC ASSOCIATES INC912 THIRD ST STE 101
GREENTOWN,NC27405 		56-0963466   190,200       SUBAWARD - SPONSORED RESEARCH
(72) HAMILL ASSOCIATES INC700 CANAL ST HARBOUR SQUARE
STAMFORD,CT06902 		13-3804354   43,500       SUBAWARD - SPONSORED RESEARCH
(73) HARTFORD HOSPITAL80 SEYMOUR ST PO BOX 5037
HARTFORD,CT061025037 		06-0646668 501(C )(3) 981,596       SUBAWARD - SPONSORED RESEARCH
(74) HARVARD UNIVERSITYPO BOX 415649
BOSTON,MA021415649 		04-2103580 501(C )(3) 2,143,894       SUBAWARD - SPONSORED RESEARCH
(75) HASKINS LABORATORIES INC300 GEORGE ST SUITE 900
NEW HAVEN,CT06511 		13-1628174 501(C )(3) 46,434       SUBAWARD - SPONSORED RESEARCH
(76) HEALTH RESEARCH INCRIVERVIEW CENTER 150 BROADWAY
MENANDS,NY122042719 		14-1402155 501(C )(3) 266,503       SUBAWARD - SPONSORED RESEARCH
(77) HEKTOEN INSTITUTE FOR MEDICAL RESEARCH LLC2240 WEST OGDEN AVE 2ND FLOOR
CHICAGO,IL60612 		36-2244897 501(C )(3) 99,625       SUBAWARD - SPONSORED RESEARCH
(78) HISPANIC HEALTH COUNCIL INC175 MAIN ST
HARTFORD,CT06106 		06-1018979 501(C )(3) 70,045       SUBAWARD - SPONSORED RESEARCH
(79) HISPANOS UNIDOS INC116 SHERMAN AVE
NEW HAVEN,CT06511 		06-1222584 501(C )(3) 154,785       SUBAWARD - SPONSORED RESEARCH
(80) HOSPITAL OF ST RAPHAEL1450 CHAPEL ST
NEW HAVEN,CT06511 		06-0653171 501(C )(3) 37,959       SUBAWARD - SPONSORED RESEARCH
(81) HOWARD UNIVERSITY525 BRYANT ST NW STE 100
WASHINGTON,DC20059 		53-0204707 501(C )(3) 97,408       SUBAWARD - SPONSORED RESEARCH
(82) INDIANA MEDICAL RESEARCH LLC303 SOUTH NAPPANEE ST
ELKHART,IN46514 		26-0303059   25,200       SUBAWARD - SPONSORED RESEARCH
(83) INDIANA UNIVERSITYPO BOX 66057
INDIANAPOLIS,IN462666057 		35-6001673 501(C )(3) 317,443       SUBAWARD - SPONSORED RESEARCH
(84) INGALLS MEMORIAL HOSPITALONE INGALLS DR ROOM 740
HARVEY,IL60426 		36-2170866 501(C )(3) 27,842       SUBAWARD - SPONSORED RESEARCH
(85) INNOVATIONS FOR POVERTY ACTION101 WHITNEY AVE 2ND FLR
NEW HAVEN,CT06510 		06-1660068 501(C )(3) 1,213,776       SUBAWARD - SPONSORED RESEARCH
(86) INSTITUTE FOR CLINICAL RESEARCH INCPO BOX 29545
WASHINGTON,DC200170745 		52-1336656 501(C )(3) 104,942       SUBAWARD - SPONSORED RESEARCH
(87) INSTITUTE FOR COMMUNITY RESEARCH2 HARTFORD SQ W STE 100
HARTFORD,CT061065128 		06-0653116 501(C )(3) 52,605       SUBAWARD - SPONSORED RESEARCH
(88) INTERNATIONAL FOOD POLICY RESEARCH INSTITUTE (IFPRI)2033 K ST NW
WASHINGTON,DC200061002 		52-1041632 501(C )(3) 25,353       SUBAWARD - SPONSORED RESEARCH
(89) IOWA NEUROLOGY RESEARCH INCPO BOX 65433
WEST DES MOINES,IA50265 		92-0179923   39,596       SUBAWARD - SPONSORED RESEARCH
(90) IOWA STATE UNIVERSITY3609 ADMINISTRATIVE SVCS BLDG
AMES,IA500113609 		42-6004224 501(C )(3) 73,716       SUBAWARD - SPONSORED RESEARCH
(91) JOHN B PIERCE LABORATORY INC THE290 CONGRESS AVE
NEW HAVEN,CT065191403 		06-0646780 501(C )(3) 560,461       SUBAWARD - SPONSORED RESEARCH
(92) JOHNS HOPKINS UNIVERSITY1101 EAST 33RD STREET
BALTIMORE,MD21218 		52-0595110 501(C )(3) 569,862       SUBAWARD - SPONSORED RESEARCH
(93) JUNTA FOR PROGRESSIVE ACTION INC169 GRAND AVE
NEW HAVEN,CT06513 		23-7066862 501(C )(3) 90,441       SUBAWARD - SPONSORED RESEARCH
(94) KAISER FOUNDATION RESEARCH INSTITUTE1800 HARRISON ST 16TH FL
OAKLAND,CA945123433 		94-1105628 501(C )(3) 61,849       SUBAWARD - SPONSORED RESEARCH
(95) KESSLER FOUNDATION300 EXECUTIVE DRIVE SUITE 70
WEST ORANGE NJ,NJ070521424 		31-1562134 501(C )(3) 106,318       SUBAWARD - SPONSORED RESEARCH
(96) L2 DIAGNOSTICS LLCPO BOX 8175
NEW HAVEN,CT065300175 		06-1509946   65,825       SUBAWARD - SPONSORED RESEARCH
(97) LA JOLLA INSTITUTE FOR ALLERGY & IMMUNOLOGY9420 ATHENA CIRCLE
LA JOLLA,CA92037 		33-0328688 501(C )(3) 42,825       SUBAWARD - SPONSORED RESEARCH
(98) LANKENAU INSTITUTE FOR MEDICAL RESEARCH100 LANCASTER AVE
WYNNEWOOD,PA19096 		23-2175659 501(C )(3) 35,389       SUBAWARD - SPONSORED RESEARCH
(99) LEARNINGTIMES LLC450 7TH AVENUE SUITE 1106
NEW YORK,NY10123 		61-1431195   20,750       SUBAWARD - SPONSORED RESEARCH
(100) LIBERTY COMMUNITY SERVICES INC254 COLLEGE ST 2ND FLR
NEW HAVEN,CT06510 		22-2849124 501(C )(3) 111,450       SUBAWARD - SPONSORED RESEARCH
(101) LOUISIANA STATE UNIVERSITYPO BOX 33932
SHREVEPORT,LA711603932 		72-6000848 501(C )(3) 21,910       SUBAWARD - SPONSORED RESEARCH
(102) LOYOLA UNIVERSITY OF CHICAGO2160 FIRST AVE
MAYWOOD,IL60153 		36-1408475 501(C )(3) 18,895       SUBAWARD - SPONSORED RESEARCH
(103) MACROCYCLICS INC1309 RECORD CROSSING RD
DALLAS,TX75235 		75-2628442   75,279       SUBAWARD - SPONSORED RESEARCH
(104) MAINE MEDICAL CENTER22 BRAMHALL ST
PORTLAND,ME041023175 		01-0238552 501(C )(3) 14,564       SUBAWARD - SPONSORED RESEARCH
(105) MARQUETTE UNIVERSITYPO BOX 1881
MILWAUKEE,WI532011881 		39-0806251 501(C )(3) 17,465       SUBAWARD - SPONSORED RESEARCH
(106) MASSACHUSETTS INSTITUTE OF TECHNOLOGY77 MASSACHUSETTS AVE
CAMBRIDGE,MA021394307 		04-2103594 501(C )(3) 521,187       SUBAWARD - SPONSORED RESEARCH
(107) MEDICAL UNIVERSITY OF SOUTH CAROLINA19 HAGOOD AVE STE 303 MSC 804
CHARLESTON,SC294258040 		57-6000722 170(B)(1)(A)(V) 5,453       SUBAWARD - SPONSORED RESEARCH
(108) MELBOURNE INTERNAL MEDICINE ASSOCIATES (MIMA)MIMA 1223 GATEWAY DR
MELBOURNE,FL32901 		59-1224281   10,734       SUBAWARD - SPONSORED RESEARCH
(109) MEMORIAL SLOAN KETTERING CANCER CENTERPO BOX 26338
NEW YORK,NY10087 		13-1924236 501(C )(3) 47,689       SUBAWARD - SPONSORED RESEARCH
(110) METHODIST HOSPITAL RESEARCH INSTITUTE6565 FANNIN STE 802
HOUSTON,TX77030 		87-0721923 501(C )(3) 38,365       SUBAWARD - SPONSORED RESEARCH
(111) METROHEALTH SYSTEMPO BOX 73308
CLEVELAND,OH44193 		34-6004382 170(B)(1)(A)(V) 10,548       SUBAWARD - SPONSORED RESEARCH
(112) MIDWESTERN CT COUNCIL ON ALCOHOLISM38 OLD RIDGEBURY RD
DANBURY,CT06810 		06-0890278 501(C )(3) 218,874       SUBAWARD - SPONSORED RESEARCH
(113) MIND RESEARCH NETWORK1101 YALE BLVD NE
ALBUQUERQUE,NM87106 		85-0457562 501(C )(3) 19,452       SUBAWARD - SPONSORED RESEARCH
(114) MINNEAPOLIS CLINIC OF NEUROLOGY3366 OAKDALE AVE NORTH STE 309
ROBBINSDALE,MN55422 		41-0999094   15,213       SUBAWARD - SPONSORED RESEARCH
(115) MIRIAM HOSPITAL593 EDDY ST ALDRICH 3
PROVIDENCE,RI02903 		05-0258905 501(C )(3) 7,075       SUBAWARD - SPONSORED RESEARCH
(116) MONTANA STATE UNIVERSITYPO BOX 172470
BOZEMAN,MO597172470 		81-6010045 170(B)(1)(A)(V) 217,775       SUBAWARD - SPONSORED RESEARCH
(117) MOUNT SINAI SCHOOL OF MEDICINEBOX 3500 1 GUSTAVE L LEVY PL
NEW YORK,NY100296574 		13-6171197 501(C )(3) 56,290       SUBAWARD - SPONSORED RESEARCH
(118) MRIGLOBAL425 VOLKER BLVD
KANSAS CITY,MO64110 		44-0545878 501(C )(3) 33,914       SUBAWARD - SPONSORED RESEARCH
(119) NARROWS INSTITUTE FOR BIOMEDICAL RESEARCH800 POLY PL
BROOKLYN,NY11209 		11-3059470 501(C )(3) 180,370       SUBAWARD - SPONSORED RESEARCH
(120) NEMOURS FOUNDATION10140 CENTURION PARKWAY NORTH
JACKSONVILLE,FL32256 		59-0634433 501(C )(3) 123,184       SUBAWARD - SPONSORED RESEARCH
(121) NEUROLOGIX INCONE BRIDGE PLAZA
FORT LEE,NJ07024 		06-1582875   84,458       SUBAWARD - SPONSORED RESEARCH
(122) NEUROPACE INC1375 SHOREBIRD WAY
MOUNTAIN VIEW,CA94043 		22-3550230   56,936       SUBAWARD - SPONSORED RESEARCH
(123) NEW ENGLAND BIOLABS INC240 COUNTY RD
IPSWICH,MA019382723 		04-2631963   61,800       SUBAWARD - SPONSORED RESEARCH
(124) NEW HAVEN FAMILY ALLIANCE INC370 JAMES ST STE 201
NEW HAVEN,CT06513 		06-1324343 501(C )(3) 214,373       SUBAWARD - SPONSORED RESEARCH
(125) NEW HAVEN HOME RECOVERY INC153 EAST ST
NEW HAVEN,CT06511 		22-3037451 501(C )(3) 175,174       SUBAWARD - SPONSORED RESEARCH
(126) NEW YORK METHODIST HOSPITAL263 7TH AVENUE
BROOKLYN,NY11215 		11-1631796 501(C )(3) 5,952       SUBAWARD - SPONSORED RESEARCH
(127) NEW YORK UNIVERSITYPO BOX 5166
NEW YORK,NY10087 		13-5562308 501(C )(3) 168,737       SUBAWARD - SPONSORED RESEARCH
(128) NORTHEAST IOWA MEDICAL EDUCATION FOUNDATION INC2055 KIMBALL AVE STE 101
WATERLOO,IA50702 		42-1058745 501(C )(3) 18,185       SUBAWARD - SPONSORED RESEARCH
(129) NORTHERN CALIFORNIA INSTITUTE FOR RESEARCH AND EDUCATION INC4150 CLEMENT ST
SAN FRANCISCO,CA94121 		94-3084159 501(C )(3) 144,239       SUBAWARD - SPONSORED RESEARCH
(130) NORTHWESTERN UNIVERSITY633 CLARK ST
EVANSTON,IL602081112 		36-2167817 501(C )(3) 70,251       SUBAWARD - SPONSORED RESEARCH
(131) OAKLAND UNIVERSITY501 WILSON HALL
ROCHESTER,MI483094401 		38-1714400 170(B)(1)(A)(V) 67,226       SUBAWARD - SPONSORED RESEARCH
(132) OCEAN STATE RESEARCH INSTITUTE830 CHALKSTONE AVE 35
PROVIDENCE,RI029084734 		05-0440574 501(C )(3) 36,200       SUBAWARD - SPONSORED RESEARCH
(133) OHIO STATE UNIVERSITY RESEARCH FOUNDATION1960 KENNY RD
COLUMBUS,OH432101063 		31-6401599 501(C )(3) 98,134       SUBAWARD - SPONSORED RESEARCH
(134) OKLAHOMA MEDICAL RESEARCH FOUNDATION825 NORTHEAST 13TH ST
OKLAHOMA CITY,OK73104 		73-0580274 501(C )(3) 32,536       SUBAWARD - SPONSORED RESEARCH
(135) OREGON HEALTH & SCIENCE UNIVERSITYSW BANCROFT L106SPA
PORTLAND,OR97239 		93-1176109 170(B)(1)(A)(V) 467,469       SUBAWARD - SPONSORED RESEARCH
(136) PENNSYLVANIA STATE UNIVERSITYPO BOX 850 MC G230
HERSHEY,PA17033 		24-6000376 501(C )(3) 697,878       SUBAWARD - SPONSORED RESEARCH
(137) PENOBSCOT BAY NEUROLOGY4 GLEN COVE DR STE 102
ROCKPORT,ME04856 		01-0451723   10,990       SUBAWARD - SPONSORED RESEARCH
(138) PHILIPS MEDICAL SYSTEMS NORTH AMERICAPO BOX 100355
ATLANTA,GA303840355 		13-3429115   95,920       SUBAWARD - SPONSORED RESEARCH
(139) PLANNED PARENTHOOD OF SOUTHERN NEW ENGLAND INC345 WHITNEY AVE
NEW HAVEN,CT06511 		06-0263565 501(C )(3) 12,456       SUBAWARD - SPONSORED RESEARCH
(140) PONCE SCHOOL OF MEDICINEPO BOX 7004
PONCE,PR00732 		66-0379122 501(C )(3) 18,685       SUBAWARD - SPONSORED RESEARCH
(141) PPG COATINGS & RESINS R&D4325 ROSANNA DR
ALLISON PARK,PA15101 		25-0730780   19,056       SUBAWARD - SPONSORED RESEARCH
(142) PROVIDENCE MEDICAL RESEARCH CENTER101 WEST 8TH AVE
SPOKANE,WA992202555 		91-1211963 501(C )(3) 33,370       SUBAWARD - SPONSORED RESEARCH
(143) PUBLIC HEALTH INSTITUTE555 12TH ST 10TH FL
OAKLAND,CA94607 		94-1646278 501(C )(3) 228,929       SUBAWARD - SPONSORED RESEARCH
(144) RAND CORPORATION1776 MAIN STREET PO BOX 2138
SANTA MONICA,CA904072138 		95-1958142 501(C )(3) 25,896       SUBAWARD - SPONSORED RESEARCH
(145) RAYTHEON BBN TECHNOLOGIES CORPPO BOX 4340
BOSTON,MA022114340 		41-2126829   83,720       SUBAWARD - SPONSORED RESEARCH
(146) RECOVERY NETWORK OF PROGRAMS INC2 TRAP FALLS RD STE 405
SHELTON,CT06484 		06-0910080 501(C )(3) 263,275       SUBAWARD - SPONSORED RESEARCH
(147) REGENTS UNIVERSITY OF CALIFORNIA LOS ANGELES2195 HEARST AVE RM 130
BERKELEY,CA947201103 		95-6006143 501(C )(3) 1,173,355       SUBAWARD - SPONSORED RESEARCH
(148) REGENTS OF THE UNIV OF MINNESOTANW 5957 PO BOX 1450
MINNEAPOLIS,MN554855957 		41-6007513 501(C )(3) 388,993       SUBAWARD - SPONSORED RESEARCH
(149) REGENTS OF THE UNIVERSITY OF CALIFORNIA AT BERKELEY2195 HEARST AVE RM 130 MC 1103
BERKELEY,CA947201103 		94-6002123 501(C )(3) 330,995       SUBAWARD - SPONSORED RESEARCH
(150) REGENTS OF THE UNIVERSITY OF CALIFORNIAPO BOX 989062
WEST SACRAMENTO,CA95798 		94-6036494 501(C )(3) 175,562       SUBAWARD - SPONSORED RESEARCH
(151) REGENTS OF UNIVERSITY OF MICHIGAN5000 WOLVERINE TOWER 3003 S STATE
ST
ANN ARBOR,MI481091287 		38-6006309 501(C )(3) 523,292       SUBAWARD - SPONSORED RESEARCH
(152) RESEARCH FOUNDATION OF CUNY230 WEST 41ST ST 7TH FLR
NEW YORK,NY10036 		13-1988190 501(C )(3) 25,144       SUBAWARD - SPONSORED RESEARCH
(153) RESEARCH FOUNDATION OF STATE UNIVERSITY OF NY35 STATE ST
ALBANY,NY12207 		14-1368361 501(C )(3) 77,185       SUBAWARD - SPONSORED RESEARCH
(154) RESONANCE RESEARCH INC5 FORTUNE DR
BILLERICA,MA01821 		04-3202210   28,491       SUBAWARD - SPONSORED RESEARCH
(155) RHODE ISLAND HOSPITAL593 EDDY ST
PROVIDENCE,RI02903 		05-0258954 501(C )(3) 95,933       SUBAWARD - SPONSORED RESEARCH
(156) ROCKEFELLER UNIVERSITY1230 YORK AVE BOX 259
NEW YORK,NY100216399 		13-1624158 501(C )(3) 653,222       SUBAWARD - SPONSORED RESEARCH
(157) RTI INTERNATIONALPO BOX 900002
RALEIGH,NC276759000 		56-0686338 501(C )(3) 14,033       SUBAWARD - SPONSORED RESEARCH
(158) RUSH UNIVERSITY1725 WEST HARRISON ST STE 1106
CHICAGO,IL60612 		36-2174823 501(C )(3) 18,056       SUBAWARD - SPONSORED RESEARCH
(159) RUTGERS STATE UNIVERSITY OF NJ3 RUTGERS PLAZA ASB III
NEW BRUNSWICK,NJ08901 		22-6001086 501(C )(3) 178,198       SUBAWARD - SPONSORED RESEARCH
(160) SAINT FRANCIS MEDICAL CENTER530 NE GLEN OAK AVE
PEORIA,IL61637 		37-0662569 501(C )(3) 79,206       SUBAWARD - SPONSORED RESEARCH
(161) SAINT LUKES HOSPITAL4401 WORNALL RD
KANSAS CITY,MO64111 		44-0545297 501(C )(3) 34,275       SUBAWARD - SPONSORED RESEARCH
(162) SANFORD BURNHAM MEDICAL RESEARCH INSTITUTE10901 NORTH TORREY PINES RD
LA JOLLA,CA92037 		51-0197108 501(C )(3) 919,798       SUBAWARD - SPONSORED RESEARCH
(163) SCRIPPS HEALTH11025 N TORREY PINES RD STE 200
LA JOLLA,CA92037 		95-1684089 501(C )(3) 5,833       SUBAWARD - SPONSORED RESEARCH
(164) SEATTLE BIOMEDICAL RESEARCH INSTITUTE307 WESTLAKE AVE STE 500
SEATTLE,WA981095219 		91-0961784   35,173       SUBAWARD - SPONSORED RESEARCH
(165) SENTARA MEDICAL GROUP835 GLENROCK RD
NORFOLK,VA23502 		54-1217184 501(C )(3) 19,819       SUBAWARD - SPONSORED RESEARCH
(166) SINAI HOSPITAL OF BALTIMORE INC5051 GREENSPRING AVE STE 300
BATIMORE,MD21215 		52-0486540 501(C )(3) 11,532       SUBAWARD - SPONSORED RESEARCH
(167) SMITH COLLEGECOLLEGE HALL 204 10 ELM STREET
NORTHAMPTON,MA01063 		04-1843040 501(C )(3) 30,000       SUBAWARD - SPONSORED RESEARCH
(168) SMITHSONIAN INSTITUTION1000 JEFFERSON DRIVE S W
WASHINGTON,DC20560 		53-0206027 501(C )(3) 347,496       SUBAWARD - SPONSORED RESEARCH
(169) SOUTHERN CONNECTICUT STATE UNIVERSITY501 CRESCENT ST
NEW HAVEN,CT06515 		06-1363115 170(B)(1)(A)(V) 273,077       SUBAWARD - SPONSORED RESEARCH
(170) SOUTHTOWN NEUROLOGY OF WNY PC3775 SENECA ST
WEST SENECA,NY14224 		16-1556670   13,634       SUBAWARD - SPONSORED RESEARCH
(171) SRI INTERNATIONALPO BOX 2767
MENLO PARK,CA940252767 		94-1160950 501(C )(3) 181,822       SUBAWARD - SPONSORED RESEARCH
(172) ST LOUIS UNIVERSITY1438 S GRAND BOULEVARD ROOM 324
ST LOUIS,MO63104 		43-0654872 501(C )(3) 6,626       SUBAWARD - SPONSORED RESEARCH
(173) STANFORD UNIVERSITYPO BOX 44253
SAN FRANCISCO,CA941444253 		94-1156365 501(C )(3) 853,537       SUBAWARD - SPONSORED RESEARCH
(174) STATE OF CONNECTICUT24 WOLCOTT HILL RD
WETHERSFIELD,CT06109 		06-1397810 170(B)(1)(A)(V) 106,809       SUBAWARD - SPONSORED RESEARCH
(175) STOWERS INSTITUTE FOR MEDICAL RESEARCHPO BOX 412411
KANSAS CITY,MO641412411 		43-1684454 501(C )(3) 285,650       SUBAWARD - SPONSORED RESEARCH
(176) SUBSTANCE ABUSE RESEARCH CENTER1 LONG WHARF DR
NEW HAVEN,CT06511 		06-6000798 170(B)(1)(A)(V) 196,819       SUBAWARD - SPONSORED RESEARCH
(177) SUNDANCE RESEARCH INSTITUTE4416 EAST WEST HIGHWAY
BETHESDA,MD20814 		26-2919036 501(C )(3) 52,560       SUBAWARD - SPONSORED RESEARCH
(178) TANNER RESEARCH INC825 S MYRTLE AVE
MONROVIA,CA91016 		95-4163780   64,265       SUBAWARD - SPONSORED RESEARCH
(179) TEMPLE UNIVERSITY3401 N BROAD ST 1007 JONES HALL
PHILADELPHIA,PA19140 		23-1365971 501(C )(3) 20,135       SUBAWARD - SPONSORED RESEARCH
(180) TEXAS BIOMEDICAL RESEARCH INSTITUTEPO BOX 760549
SAN ANTONIO,TX78245 		74-1109630 501(C )(3) 328,952       SUBAWARD - SPONSORED RESEARCH
(181) TEXAS ENGINEERING EXPERIMENT STATION1470 WILLIAM D FITCH PARKWAY
COLLEGE STATION,TX778454645 		74-1974733 170(B)(1)(A)(V) 20,760       SUBAWARD - SPONSORED RESEARCH
(182) THE ASYMMETRIC COMBAT INSTITUTE2801 WADE HAMPTON BLVD STE 115-136
TAYLORS,SC29687 		90-0430719   1,175,504       SUBAWARD - SPONSORED RESEARCH
(183) THE CHARLOTTE-MECKLENBURG HOSPITAL AUTHORITYCAROLINAS MEDICAL CENTER PO BOX
601979
CHARLOTTE,NC282601979 		56-0529945 170(B)(1)(A)(V) 75,900       SUBAWARD - SPONSORED RESEARCH
(184) THE CONSULTATION CENTER INC389 WHITNEY AVE
NEW HAVEN,CT06511 		06-0923986 501(C )(3) 552,441       SUBAWARD - SPONSORED RESEARCH
(185) THE IMMUNE TOLERANCE INSTITUTE INC3333 CALIFORNIA STREET SUITE 325
SAN FRANCISCO,CA94118 		68-0638647 501(C )(3) 75,166       SUBAWARD - SPONSORED RESEARCH
(186) THE RHODE ISLAND PUBLIC HEALTH INSTITUTEBROWN MEDICAL SCHOOL BOX G-S121
ROOM 204
PROVIDENCE,RI02912 		05-0474726 501(C )(3) 34,434       SUBAWARD - SPONSORED RESEARCH
(187) THE UNIVERSITY OF TEXAS HEALTH SCIENCE CENTER AT HOUSTONPO BOX 203382
HOUSTON,TX772163382 		74-1761309 501(C )(3) 86,473       SUBAWARD - SPONSORED RESEARCH
(188) THE UNIVERSITY OF TEXAS HEALTH SCIENCE CENTER AT SAN ANTONIO7703 FLOYD CURL DR
SAN ANTONIO,TX78229 		74-1586031 170(B)(1)(A)(V) 493,481       SUBAWARD - SPONSORED RESEARCH
(189) TRINITY COLLEGE300 SUMMIT ST
HARTFORD,CT061063100 		06-0646927 501(C )(3) 114,838       SUBAWARD - SPONSORED RESEARCH
(190) TRUSTEES OF THE UNIVERSITY OF PENNSYLVANIA3451 WALNUT ST P221 FRANKLIN BLDG
PHILADELPHIA,PA191046205 		23-1352685 501(C )(3) 1,485,699       SUBAWARD - SPONSORED RESEARCH
(191) TUFTS MEDICAL CENTER800 WASHINGTON ST BOX 453
BOSTON,MA02111 		04-2810022 501(C )(3) 37,978       SUBAWARD - SPONSORED RESEARCH
(192) TUFTS UNIVERSITY169 HOLLAND ST
SOMERVILLE,MA02144 		04-2103634 501(C )(3) 79,850       SUBAWARD - SPONSORED RESEARCH
(193) TULANE UNIVERSITY800 EAST COMMERCE RD STE 203
HARAHAN,LA70123 		72-0423889 501(C )(3) 281,782       SUBAWARD - SPONSORED RESEARCH
(194) UNITED STATES DEPARTMENT OF AGRICULTUREPO BOX 979099
ST LOUIS,MO63179 		93-0386945 170(B)(1)(A)(V) 17,458       SUBAWARD - SPONSORED RESEARCH
(195) UNIVERSITY OF ALABAMA619 19TH ST SOUTH 176F RM 1030J
BIRMINGHAM,AL352497333 		63-6001138 501(C )(3) 56,030       SUBAWARD - SPONSORED RESEARCH
(196) UNIVERSITY OF ALABAMA AT BIRMINGHAM1530 3RD AVE SOUTH
BIRMINGHAM,AL352940109 		63-6005396 501(C )(3) 93,411       SUBAWARD - SPONSORED RESEARCH
(197) UNIVERSITY OF ARIZONAPO BOX 3520
TUCSON,AZ857223520 		86-6004791 170(B)(1)(A)(V) 217,206       SUBAWARD - SPONSORED RESEARCH
(198) UNIVERSITY OF ARKANSAS FOR MED SCIENCES4301 W MARKHAM ST
LITTLE ROCK,AK72205 		71-6046242 170(B)(1)(A)(V) 24,238       SUBAWARD - SPONSORED RESEARCH
(199) UNIVERSITY OF CA - SAN FRANCISCO (UCSF)1855 FOLSOM ST MCB 425 PO BOX 0897
SAN FRANCISCO,CA941430897 		94-6036493 501(C )(3) 81,664       SUBAWARD - SPONSORED RESEARCH
(200) UNIVERSITY OF CALIFORNIA AT IRVINEBIOLOGICAL SCIENCES III STE 1400
IRVINE,CA926971050 		95-2226406 501(C )(3) 379,725       SUBAWARD - SPONSORED RESEARCH
(201) UNIVERSITY OF CALIFORNIA LAWRENCE BERKELEY NATIONAL LABORATORYDEPT 34240 PO BOX 39000
SAN FRANCISCO,CA94139 		94-2951741 501(C )(3) 42,506       SUBAWARD - SPONSORED RESEARCH
(202) UNIVERSITY OF CALIFORNIA AT SAN DIEGOCENTRAL CASHIER 9500 GILMAN DR
LA JOLLA,CA92093 		95-6006144 501(C )(3) 104,624       SUBAWARD - SPONSORED RESEARCH
(203) UNIVERSITY OF CHICAGO6054 SOUTH DREXEL AVENUE
CHICAGO,IL60637 		36-2177139 501(C )(3) 171,020       SUBAWARD - SPONSORED RESEARCH
(204) UNIVERSITY OF CINCINNATIPO BOX 691031
CINCINNATI,OH452691031 		31-6000989 501(C )(3) 206,953       SUBAWARD - SPONSORED RESEARCH
(205) UNIVERSITY OF COLORADO AT COLORADO SPRINGSPO BOX 238
DENVER,CO802910238 		84-6000555 501(C )(3) 330,977       SUBAWARD - SPONSORED RESEARCH
(206) UNIVERSITY OF CONNECTICUT343 MANSFIELD RD
STORRS,CT062692151 		06-0772160 170(B)(1)(A)(V) 404,564       SUBAWARD - SPONSORED RESEARCH
(207) UNIVERSITY OF CONNECTICUT HEALTH CENTER263 FARMINGTON AVE
FARMINGTON,CT060305335 		52-1725543 170(B)(1)(A)(V) 1,078,811       SUBAWARD - SPONSORED RESEARCH
(208) UNIVERSITY OF DENVER2199 S UNIVERSITY BLVD
DENVER,CO802080001 		84-0404231 501(C )(3) 66,244       SUBAWARD - SPONSORED RESEARCH
(209) UNIVERSITY OF FLORIDAPO BOX 113001
GAINESVILLE,FL326113001 		59-6002052 170(B)(1)(A)(V) 77,005       SUBAWARD - SPONSORED RESEARCH
(210) UNIVERSITY OF HAWAII2530 DOLE STREET SAKAMAKI D200
HONOLULU,HI968222303 		99-6000354 170(B)(1)(A)(V) 63,672       SUBAWARD - SPONSORED RESEARCH
(211) UNIVERSITY OF ILLINOIS912 S WOOD ST MC 796 ROOM 855
CHICAGO,IL60612 		37-6000511 501(C )(3) 270,988       SUBAWARD - SPONSORED RESEARCH
(212) UNIVERSITY OF IOWAB5 JESSUP HALL
IOWA CITY,IA52242 		42-6004813 170(B)(1)(A)(V) 329,280       SUBAWARD - SPONSORED RESEARCH
(213) UNIVERSITY OF KENTUCKY RESEARCH FOUNDATION301 PETERSON SERVICE BUILDING
LEXINGTON,KY405060005 		61-6033693 501(C )(3) 38,377       SUBAWARD - SPONSORED RESEARCH
(214) UNIVERSITY OF MAINE5717 CORBETT HALL
ORONO,ME044695717 		01-6000769 501(C )(3) 15,519       SUBAWARD - SPONSORED RESEARCH
(215) UNIVERSITY OF MARYLAND COLLEGE PARKRM 4101 CHESAPEAKE BLDG
COLLEGE PARK,MD207423141 		52-6002033 170(B)(1)(A)(V) 273,316       SUBAWARD - SPONSORED RESEARCH
(216) UNIVERSITY OF MARYLAND MEDICAL SYSTEM CORPPO BOX 41428
BALTIMORE,MD212036428 		52-1362793 501(C )(3) 10,081       SUBAWARD - SPONSORED RESEARCH
(217) UNIVERSITY OF MASSACHUSETTS140 HICKS WAY
AMHERST,MA010039272 		04-3167352 170(B)(1)(A)(V) 792,965       SUBAWARD - SPONSORED RESEARCH
(218) UNIVERSITY OF MEDICINE & DENTISTRY OF NJPO BOX 2685
NEW BRUNSWICK,NJ089032685 		22-1775306 170(B)(1)(A)(V) 84,807       SUBAWARD - SPONSORED RESEARCH
(219) UNIVERSITY OF MIAMIPO BOX 025405
MIAMI,FL331025405 		59-0624458 501(C )(3) 59,979       SUBAWARD - SPONSORED RESEARCH
(220) UNIVERSITY OF NEBRASKA MEDICAL CENTER985100 NEBRASKA MEDICAL CENTER
OMAHA,NE681985100 		91-1858433 501(C )(3) 67,472       SUBAWARD - SPONSORED RESEARCH
(221) UNIVERSITY OF NEW MEXICO1 UNIVERSITY OF NEW MEXICO
ALBUQUERQUE,NM871315041 		85-6000642 501(C )(3) 46,208       SUBAWARD - SPONSORED RESEARCH
(222) UNIVERSITY OF NORTH CAROLINA AT CHAPEL HILLPO BOX 402420
ATLANTA,GA303842420 		56-6001393 501(C )(3) 74,780       SUBAWARD - SPONSORED RESEARCH
(223) UNIVERSITY OF OKLAHOMAPO BOX 26901
OKLAHOMA CITY,OK731260901 		73-6017987 170(B)(1)(A)(V) 447,598       SUBAWARD - SPONSORED RESEARCH
(224) UNIVERSITY OF PITTSBURGHPO BOX 371220
PITTSBURGH,PA152517220 		25-0965591 501(C )(3) 298,776       SUBAWARD - SPONSORED RESEARCH
(225) UNIVERSITY OF PUERTO RICOPO BOX 365067 ROOM B622
SAN JUAN,PR009365067 		66-0433776 170(B)(1)(A)(V) 17,277       SUBAWARD - SPONSORED RESEARCH
(226) UNIVERSITY OF RHODE ISLAND70 LOWER COLLEGE RD - THIRD FLOOR
KINGSTON,RI028810811 		05-6000522 170(B)(1)(A)(V) 138,044       SUBAWARD - SPONSORED RESEARCH
(227) UNIVERSITY OF ROCHESTER601 ELMWOOD AVE BOX 681
ROCHESTER,NY146428670 		16-0743209 501(C )(3) 205,011       SUBAWARD - SPONSORED RESEARCH
(228) UNIVERSITY OF SOUTH ALABAMASTROKE CENTER 2451 FILLINGIM ST
MOBILE,AL36617 		63-0477348 501(C )(3) 23,012       SUBAWARD - SPONSORED RESEARCH
(229) UNIVERSITY OF SOUTH CAROLINA RESEARCH FOUNDATION901 SUMTER ST 5TH FL
COLUMBIA,SC29208 		57-0967350 501(C )(3) 86,340       SUBAWARD - SPONSORED RESEARCH
(230) UNIVERSITY OF SOUTH FLORIDAPO BOX 864568
ORLANDO,FL328864568 		59-3102112 170(B)(1)(A)(V) 34,341       SUBAWARD - SPONSORED RESEARCH
(231) UNIVERSITY OF SOUTHERN CALIFORNIAUNIVERSITY GARDENS
LOS ANGELES,CA900742095 		95-1642394 501(C )(3) 149,090       SUBAWARD - SPONSORED RESEARCH
(232) UNIVERSITY OF TENNESSEE62 SOUTH DUNLAP ST RM 300
MEMPHIS,TN38163 		62-6001636 501(C )(3) 15,042       SUBAWARD - SPONSORED RESEARCH
(233) UNIVERSITY OF TEXASPO BOX 4390
HOUSTON,TX772104390 		74-6000203 501(C )(3) 401,386       SUBAWARD - SPONSORED RESEARCH
(234) UNIVERSITY OF TEXAS SOUTHWESTERN MEDICAL CENTER5323 HARRY HINES BLVD
DALLAS,TX753908897 		75-6002868 170(B)(1)(A)(V) 41,925       SUBAWARD - SPONSORED RESEARCH
(235) UNIVERSITY OF TOLEDO3000 ARLINGTON AVENUE
TOLEDO,OH436142998 		34-6401483 170(B)(1)(A)(V) 12,376       SUBAWARD - SPONSORED RESEARCH
(236) UNIVERSITY OF UTAH201 S PRESIDENTS CIR RM 406
SALT LAKE CITY,UT841129020 		87-6000525 501(C )(3) 52,507       SUBAWARD - SPONSORED RESEARCH
(237) UNIVERSITY OF VERMONT223 WATERMAN BLDG
BURLINGTON,VT054050160 		03-0179440 501(C )(3) 354,469       SUBAWARD - SPONSORED RESEARCH
(238) UNIVERSITY OF VIRGINIAPO BOX 400195
CHARLOTTESVILLE,VA229044195 		54-6001796 501(C )(3) 464,366       SUBAWARD - SPONSORED RESEARCH
(239) UNIVERSITY OF WASHINGTON1100 NE 45TH ST STE 300
SEATTLE,WA98105 		91-6001537 501(C )(3) 327,455       SUBAWARD - SPONSORED RESEARCH
(240) UNIVERSITY OF WISCONSIN750 HIGHLAND AVE
MADISON,WI53705 		39-1805963 170(B)(1)(A)(V) 65,124       SUBAWARD - SPONSORED RESEARCH
(241) UNIVERSITY REPRODUCTIVE ASSOCIATES214 TERRACE AVE
HASBROUCK HEIGHTS,NJ07604 		82-0584930   105,994       SUBAWARD - SPONSORED RESEARCH
(242) URBAN INSTITUTE2100 M STREET NW
WASHINGTON,DC20037 		52-0880375 501(C )(3) 41,475       SUBAWARD - SPONSORED RESEARCH
(243) US CIVILIAN RESEARCH AND DEVELOPMENT FOUNDATION1530 WILSON BOULEVARD 3RD FLOOR
ARLINGTON,VA22209 		54-1773406 501(C )(3) 286,629       SUBAWARD - SPONSORED RESEARCH
(244) VANDERBILT UNIVERSITY2301 VANDERILT PLACE
NASHVILLE,TN37240 		62-0476822 501(C )(3) 286,598       SUBAWARD - SPONSORED RESEARCH
(245) VETERANS BIO-MEDICAL RESEARCH INSTITUTE INC385 TREMONT AVE
EAST ORANGE,NJ070181095 		22-2995785 501(C )(3) 68,433       SUBAWARD - SPONSORED RESEARCH
(246) VIA CHRISTI HOSPITALS WICHITA INC1100 N ST FRANCIS 300
WICHITA,KS67214 		48-1172106 501(C )(3) 35,444       SUBAWARD - SPONSORED RESEARCH
(247) VIA CHRISTI RESEARCH INC1100 N ST FRANCIS 300
WICHITA,KS67214 		48-1091481 501(C )(3) 52,112       SUBAWARD - SPONSORED RESEARCH
(248) VIRGINIA COMMONWEALTH UNIVERSITYBOX 843039
RICHMOND,VA232843039 		54-6001758 501(C )(3) 86,547       SUBAWARD - SPONSORED RESEARCH
(249) WAKE FOREST UNIVERSITY HEALTH SCIENCESMEDICAL CENTER BOULEVARD
WINSTONSALEM,NC27157 		22-3849199 501(C )(3) 6,018       SUBAWARD - SPONSORED RESEARCH
(250) WASHINGTON STATE UNIVERSITYPO BOX 641039
PULLMAN,WA991641039 		91-6001108 170(B)(1)(A)(V) 20,482       SUBAWARD - SPONSORED RESEARCH
(251) WASHINGTON UNIVERSITY IN ST LOUIS660 S EUCLID AVE
ST LOUIS,MO63110 		43-0653611 501(C )(3) 79,484       SUBAWARD - SPONSORED RESEARCH
(252) WATERBURY HOSPITAL HEALTH CENTER64 ROBINS ST
WATERBURY,CT06721 		06-0665979 501(C )(3) 53,258       SUBAWARD - SPONSORED RESEARCH
(253) WAYNE STATE UNIVERSITY60 W HANCOCK
DETROIT,MI48201 		38-6028429 501(C )(3) 663,812       SUBAWARD - SPONSORED RESEARCH
(254) WEILL MEDICAL COLLEGE OF CORNELL UNIVERSITY575 LEXINGTON AVE 9TH FLR
NEW YORK,NY10022 		13-1623978 501(C )(3) 53,922       SUBAWARD - SPONSORED RESEARCH
(255) WESLEYAN UNIVERSITY237 HIGH ST
MIDDLETOWN,CT06459 		06-0646959 501(C )(3) 73,576       SUBAWARD - SPONSORED RESEARCH
(256) WESTAT CORPORATIONPO BOX 1004
ROCKVILLE,MD20850 		84-0529566   132,177       SUBAWARD - SPONSORED RESEARCH
(257) WILLIAMS COLLEGE880 MAIN STREET
WILLIAMSTOWN,MA01267 		04-2104847 501(C )(3) 56,730       SUBAWARD - SPONSORED RESEARCH
(258) WINIFRED MAST BURKE REHAB HOSP INC785 MAMARONECK AVE ROOM G-31A
WHITE PLAINS,NY10605 		13-1739937 501(C )(3) 15,358       SUBAWARD - SPONSORED RESEARCH
(259) WOMEN AND INFANTS HOSPITAL OF RHODE ISLAND300 RICHMOND ST
PROVIDENCE,RI02905 		05-0258937 501(C )(3) 34,089       SUBAWARD - SPONSORED RESEARCH
(260) NEW HAVEN COMMUNITY MEDICAL GROUP INC1224 MAIN STREET LOCKWORKS SQUARE
BRANFORD,CT06405 		06-1201412   19,788       SUBAWARD - SPONSORED RESEARCH
(261) YALE NEW HAVEN HEALTH SYSTEMONE CHURCH STREET 5TH FLOOR
NEW HAVEN,CT06510 		22-2529464 501(C )(3) 26,040       SUBAWARD - SPONSORED RESEARCH
(262) CITY OF NEW HAVEN - VOLUNTARY PAYMENT200 ORANGE STREET
NEW HAVEN,CT06510 		06-6001876 170(B)(1)(A)(V) 8,119,165       CONTRIBUTION
(263) CITY OF WEST HAVEN - VOLUNTARY PAYMENT355 MAIN STREET
WEST HAVEN,CT06516 		06-6002126 170(B)(1)(A)(V) 501,827       CONTRIBUTION
(264) DWIGHT HALL67 HIGH STREET
NEW HAVEN,CT06510 		06-0653140 501(C)(3) 40,531       CONTRIBUTION
(265) INTERNATIONAL FESTIVAL OF ARTS AND IDEAS195 CHURCH STREET
NEW HAVEN,CT06510 		06-1444222 501(C)(3) 100,000       CONTRIBUTION
(266) TOWN GREEN SPECIAL SERVICES DISTRICT171 ORANGE STREET
NEW HAVEN,CT06510 		06-1467274 170(B)(1)(A)(V) 49,856       CONTRIBUTION
(267) TOWN OF ORANGE - VOLUNTARY PAYMENT617 ORANGE CENTER ROAD
ORANGE,CT06477 		06-6002060 170(B)(1)(A)(V) 125,457       CONTRIBUTION
(268) UNITED WAY OF GREATER NEW HAVEN INC370 JAMES STREET
NEW HAVEN,CT06513 		06-0646761 501(C)(3) 100,000       CONTRIBUTION
(269) UNITED JEWISH APPEAL FEDERATION OF NEW YORK INC130 EAST 59TH STREET
NEW YORK,NY100221302 		51-0172429 501(C )(3) 50,000       DAF DISTRIBUTION
(270) JCC NURSERY SCHOOL OF MID WESTCHESTER INC999 WILMOT ROAD
SCARSDALE,NY10583 		13-3666347 501(C )(3) 50,000       DAF DISTRIBUTION
(271) DOROT INC171 WEST 85TH STREET
NEW YORK,NY10024 		13-3264005 501(C )(3) 50,000       DAF DISTRIBUTION
(272) ABILIS COMMUNITY FOUNDATION INC50 GLENVILLE STREET
GREENWICH,CT06831 		06-1331293 501(C )(3) 50,000       DAF DISTRIBUTION
(273) DONORS TRUST INC109 NORTH HENRY STREET
ALEXANDRIA,VA22314 		52-2166327 501(C )(3) 200,000       DAF DISTRIBUTION
(274) DOCTORS WITHOUT BORDERS USA INC333 SEVENTH AVENUE NO 2ND FL
NEW YORK,NY100015004 		13-3433452 501(C )(3) 6,000       DAF DISTRIBUTION
2
Enter total number of section 501(c)(3) and government organizations listed in the line 1 table ................. Bullet Image
240
3
Enter total number of other organizations listed in the line 1 table ......................... . Bullet Image
33
For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50055P
Schedule I (Form 990) 2011

Schedule I (Form 990) 2011
Page 2
Part III
Grants and Other Assistance to Individuals in the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 22.
Use Schedule I-1 (Form 990) if additional space is needed.
(a)Type of grant or assistance (b)Number of
recipients		 (c)Amount of
cash grant		 (d)Amount of
non-cash assistance		 (e)Method of valuation (book,
FMV, appraisal, other)		 (f)Description of non-cash assistance
(1) STIPENDS 3859 64,102,254      
(2) SCHOLARSHIPS 7714 0 240,255,094 COST TUITION REDUCTION
(3) HEALTH PREMIUM AWARDS 2355 0 8,363,613 COST HEALTHCARE
(4) FELLOWSHIPS 743 4,784,784 0    
(5) PRIZES AND AWARDS 1250 2,240,494      





Part IV
Supplemental Information. Complete this part to provide the information required in Part I, line 2, and any other additional information.
Identifier Return Reference Explanation
PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: WITH RESPECT TO SPONSORED PROJECT ACTIVITY SUBCONTRACTED TO OTHER ENTITIES, THE UNIVERSITY'S POLICY AND PROCEDURES FOR MONITORING GRANTS ARE INTENDED TO ESTABLISH APPROPRIATE AND EFFECTIVE MECHANISMS TO PROMOTE COMPLIANCE WITH FEDERAL AND NON-FEDERAL REQUIREMENTS AND ENSURE THAT THE UNIVERSITY AND ITS SPONSORS RECEIVE VALUE FOR FUNDS EXPENDED. THESE PROCEDURES INCLUDE A FORMAL APPROVAL PROCESS FOR SUBAWARDS, PRE-AWARD AND POST-AWARD MONITORING OF SUB RECIPIENTS TO REVIEW THE FINANCIAL STATUS AND MANAGEMENT CONTROLS, COMPLIANCE CERTIFICATIONS RELATIVE TO THE USE OF HUMAN SUBJECTS AND ANIMALS, AND REQUIRED DISCLOSURE OF ANY CONFLICT OF INTEREST WITH A SUB RECIPIENT ENTITY AND A REVIEW OF PERTINENT OTHER ORGANIZATION INFORMATION. IN ACCORDANCE WITH THESE PROCEDURES, THE UNIVERSITY REVIEWS THE SUB RECIPIENT'S ADMINISTRATION, BILLINGS AND SCIENTIFIC PROGRESS OF AN ACTIVE SUBAWARD AND CONDUCTS ON-GOING RISK ASSESSMENTS AS WELL AS QUARTERLY QUALITY ASSURANCE REVIEWS ON RANDOMLY SELECTED SUBAWARDS. THE PROCEDURES SERVE TO ENSURE THAT THE SUBAWARDS ARE USED FOR PROPER PURPOSES AND NOT DIVERTED FROM THEIR INTENDED USE. THE UNIVERSITY PROVIDES STUDENTS WITH MANY FELLOWSHIP OPPORTUNITIES TO FUND RESEARCH, INDEPENDENT PROJECTS, INTERNSHIPS, VOLUNTEER WORK, COMMUNITY SERVICE, AND STUDY ABROAD. AWARD RECIPIENTS ARE SELECTED BASED ON AN APPLICATION, INCLUDING A PROPOSAL, ESSAYS, BUDGET, ACADEMIC RECORD, AND INTERVIEW, AS APPLICABLE. IN MOST CASES, THE TERMS OF THE AWARD REQUIRE THAT THE RECIPIENT PREPARE AND PRESENT A REPORT OF THE FELLOWSHIP ACTIVITY. FURTHER, CERTAIN FELLOWSHIP RECIPIENTS ARE REQUIRED TO DOCUMENT EXPENSES TO VERIFY THAT THE FELLOWSHIP WAS USED FOR THE PURPOSE INTENDED. SUCH DOCUMENTATION MAY INCLUDE COPIES OF PLANE TICKETS AND BOARDING PASSES, COPIES OF VISAS, RECEIPTS FOR TUITION, LETTERS FROM ORGANIZATIONS VERIFYING THE INTERNSHIP AND DATES, ETC., AS APPROPRIATE.
    SCHEDULE I, PART II A SUBAWARD IS AN AWARD FROM THE UNIVERSITY TO A QUALIFIED THIRD PARTY PRIMARILY TO PERFORM RESEARCH AND OTHER RELATED PROGRAMMATIC EFFORTS UNDER A SPONSORED RESEARCH PROJECT. SCHEDULE I, PART III THE AMOUNTS REPORTED IN PART III REPRESENT AN ESTIMATE OF TOTAL AWARDS FOR THE FISCAL YEAR ENDED JUNE 30, 2012 BASED ON INFORMATION PROVIDED BY THE UNIVERSITY'S UNDERGRADUATE, GRADUATE AND PROFESSIONAL SCHOOLS. SOME STUDENTS RECEIVED MORE THAN ONE AWARD DURING THE FISCAL YEAR ENDED JUNE 30, 2012.
Schedule I (Form 990) 2011


Additional Data


Software ID:  
Software Version:  


Schedule J
(Form 990)
Department of the Treasury
Internal Revenue Service
Compensation Information
For certain Officers, Directors, Trustees, Key Employees, and Highest
Compensated Employees
SchJMediumBullet Complete if the organization answered "Yes" to Form 990,
Part IV, question 23.
SchJMediumBullet Attach to Form 990. SchJMediumBullet See separate instructions.
OMB No. 1545-0047
2011
Open to Public Inspection
Name of the organization
YALE UNIVERSITY
 
Employer identification number

06-0646973
Part I
Questions Regarding Compensation
Yes
No
1a
Check the appropiate box(es) if the organization provided any of the following to or for a person listed in Form
990, Part VII, Section A, line 1a. Complete Part III to provide any relevant information regarding these items.
b
If any of the boxes in line 1a are checked, did the organization follow a written policy regarding payment or reimbursement or provision of all the expenses described above? If "No," complete Part III to explain....
1b
Yes
 
2
Did the organization require substantiation prior to reimbursing or allowing expenses incurred by all
officers, directors, trustees, and the CEO/Executive Director, regarding the items checked in line 1a? ....
2
Yes
 
3
Indicate which, if any, of the following the organization uses to establish the compensation of the
organization's CEO/Executive Director. Check all that apply. Do not check any boxes for methods
used by a related organization to establish compensation of the CEO/Executive Director, but explain in Part III.
4
During the year, did any person listed in Form 990, Part VII, Section A, line 1a with respect to the filing organization or a related organization:
a
Receive a severance payment or change-of-control payment? ...............
4a
 
No
b
Participate in, or receive payment from, a supplemental nonqualified retirement plan? ........
4b
Yes
 
c
Participate in, or receive payment from, an equity-based compensation arrangement? ........
4c
 
No
If "Yes" to any of lines 4a-c, list the persons and provide the applicable amounts for each item in Part III.
Only 501(c)(3) and 501(c)(4) organizations only must complete lines 5-9.
5
For persons listed in form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the revenues of:
a
The organization? ...........................
5a
 
No
b
Any related organization? .........................
5b
 
No
If "Yes," to line 5a or 5b, describe in Part III.
6
For persons listed in form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the net earnings of:
a
The organization? ...........................
6a
 
No
b
Any related organization? .........................
6b
 
No
If "Yes," to line 6a or 6b, describe in Part III.
7
For persons listed in Form 990, Part VII, Section A, line 1a, did the organization provide any non-fixed
payments not described in lines 5 and 6? If "Yes," describe in Part III ............
7
Yes
 
8
Were any amounts reported in Form 990, Part VII, paid or accured pursuant to a contract that was
subject to the initial contract exception described in Regulations section 53.4958-4(a)(3)? If "Yes," describe
in Part III .............................
8
Yes
 
9
If "Yes" to line 8, did the organization also follow the rebuttable presumption procedure described in Regulations section 53.4958-6(c)? .........................
9
Yes
 
For Privacy Act and Paperwork Reduction Act Notice, see the Intructions for Form 990
Cat. No. 50053T
Schedule J (Form 990) 2011

Schedule J (Form 990) 2011
Page 2
Part II
Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees. Use duplicate copies if additional space is needed.
For each individual whose compensation must be reported in Schedule J, report compensation from the organization on row (i) and from related organizations, described in the
instructions on row (ii). Do not list any individuals that are not listed on Form 990, Part VII.

Note. The sum of columns (B)(i)-(iii) for each listed individual must equal the total amount of Form 990, Part VII, Section A, line 1a, applicable column (D) and column (E) for that individual.
(A) Name (B) Breakdown of W-2 and/or 1099-MISC compensation (C) Retirement and other deferred compensation (D) Nontaxable
benefits		 (E) Total of columns
(B)(i)-(D) 		(F) Compensation
reported as deferred
in prior Form 990
(i) Base compensation (ii) Bonus & incentive compensation (iii) Other reportable compensation
(1) RICHARD C LEVIN (i)
(ii)		 1,051,008
0 		0
0 		160,331
0 		424,505
0 		16,699
0 		1,652,543
0 		0
0
(2) BRUCE D ALEXANDER (i)
(ii)		 439,208
0 		0
0 		48,436
0 		28,892
0 		16,743
0 		533,279
0 		0
0
(3) SHAUNA R KING (i)
(ii)		 492,652
0 		0
0 		27,285
0 		27,955
0 		7,110
0 		555,002
0 		0
0
(4) LINDA K LORIMER (i)
(ii)		 502,325
0 		25,000
0 		16,500
0 		125,449
0 		25,382
0 		694,656
0 		0
0
(5) MICHAEL A PEEL (i)
(ii)		 441,602
0 		0
0 		61,028
0 		28,892
0 		17,577
0 		549,099
0 		0
0
(6) INGEBORG T REICHENBACH (i)
(ii)		 432,772
0 		50,000
0 		116,496
0 		28,893
0 		13,115
0 		641,276
0 		0
0
(7) DOROTHY K ROBINSON (i)
(ii)		 489,622
0 		0
0 		16,500
0 		100,321
0 		8,843
0 		615,286
0 		0
0
(8) PETER SALOVEY (i)
(ii)		 513,629
0 		0
0 		16,500
0 		27,955
0 		14,078
0 		572,162
0 		0
0
(9) ROBERT J ALPERN (i)
(ii)		 746,302
0 		0
0 		16,500
0 		27,955
0 		18,001
0 		808,758
0 		0
0
(10) JOHN H BOLLIER (i)
(ii)		 331,004
0 		0
0 		0
0 		28,372
0 		19,230
0 		378,606
0 		0
0
(11) SCOTT A STROBEL (i)
(ii)		 337,941
0 		0
0 		16,500
0 		35,042
0 		26,765
0 		416,248
0 		0
0
(12) DAVID F SWENSEN (i)
(ii)		 764,177
0 		1,508,096
0 		243,225
0 		425,072
0 		31,210
0 		2,971,780
0 		0
0
(13) DEAN J TAKAHASHI (i)
(ii)		 581,969
0 		1,131,072
0 		176,700
0 		200,811
0 		17,334
0 		2,107,886
0 		0
0
(14) KHALID M ABBED (i)
(ii)		 233,390
0 		982,373
0 		0
0 		27,955
0 		26,523
0 		1,270,241
0 		0
0
(15) JOHN A ELEFTERIADES (i)
(ii)		 490,917
0 		544,346
0 		0
0 		27,955
0 		25,942
0 		1,089,160
0 		0
0
(16) SUKRU H EMRE (i)
(ii)		 629,501
0 		363,708
0 		16,500
0 		27,955
0 		30,157
0 		1,067,821
0 		0
0
(17) DAVID J LEFFELL (i)
(ii)		 724,824
0 		685,852
0 		16,500
0 		27,955
0 		24,664
0 		1,479,795
0 		0
0
(18) THOMAS J RUTHERFORD (i)
(ii)		 254,914
0 		975,800
0 		0
0 		29,381
0 		10,623
0 		1,270,718
0 		0
0
(19) SUSAN L CARNEY (i)
(ii)		 106,268
0 		0
0 		8,250
0 		15,000
0 		25,762
0 		155,280
0 		0
0
(20) MICHAEL J DONOGHUE (i)
(ii)		 275,185
0 		0
0 		16,500
0 		27,955
0 		22,016
0 		341,656
0 		0
0
Schedule J (Form 990) 2011

Schedule J (Form 990) 2011
Page 3
Part III
Supplemental Information
Complete this part to provide the information, explanation, or descriptions required for Part I, lines 1a, 1b, 3, 4c, 5a, 5b, 6a, 6b, 7, and 8. Also complete this part for any additional information.
Identifier Return Reference Explanation
  PART I, LINE 1A PART I, LINE 1A: EACH ONE OF THE BENEFITS THAT WAS CHECKED WAS PROVIDED PURSUANT TO A WRITTEN POLICY. FIRST-CLASS OR CHARTER TRAVEL: ON OCCASION DURING THE CALENDAR YEAR 2011, THE UNIVERSITY CHARTERED PRIVATE AIRCRAFT WHEN DEEMED NECESSARY FOR THE CONDUCT OF UNIVERSITY BUSINESS, PURSUANT TO A CORPORATION POLICY. CERTAIN OFFICERS AND ONE SPOUSE TRAVELLED ON SUCH FLIGHTS IN 2011 IN ACCORDANCE WITH THE POLICY. IN ADDITION, ONE HIGHLY COMPENSATED EMPLOYEE TRAVELLED ON TWO FIRST CLASS FLIGHTS DURING 2011 DUE TO SPECIAL CIRCUMSTANCES AND AS PERMITTED PURSUANT TO UNIVERSITY POLICY. UNDER APPLICABLE RULES, AMOUNTS FOR SUCH TRAVEL WERE NOT REPORTED AS TAXABLE COMPENSATION TO THE LISTED INDIVIDUALS. TRAVEL FOR COMPANIONS: THE SPOUSE OF ONE OFFICER ON ONE OCCASION ACCOMPANIED THE OFFICER ON UNIVERSITY BUSINESS. THE PRIMARY PURPOSE OF THE TRAVEL WAS TO CONDUCT UNIVERSITY BUSINESS BY REPRESENTING THE UNIVERSITY AT OFFICIAL FUNCTIONS. UNDER APPLICABLE RULES, THE COST OF TRAVEL WAS NOT REQUIRED TO BE REPORTED AS TAXABLE COMPENSATION TO THE LISTED INDIVIDUAL. TAX INDEMNIFICATION AND GROSS-UP PAYMENTS: THREE OFFICERS RECEIVED TAX GROSS-UP PAYMENTS DURING THE CALENDAR YEAR 2011 FOR CERTAIN LIMITED TAXABLE BENEFITS BASED ON THEIR ESTIMATED RELATED TAX OBLIGATIONS. THESE PAYMENTS WERE TREATED AS TAXABLE COMPENSATION TO THE LISTED INDIVIDUALS. HOUSING ALLOWANCE OR RESIDENCE FOR PERSONAL USE: TWO OFFICERS WERE PROVIDED UNIVERSITY RESIDENCES FOR PERSONAL USE DURING THE CALENDAR YEAR 2011. THE VALUES OF THE RESIDENCES WERE DETERMINED PURSUANT TO IRC SECTION 119(D), AS REQUIRED, AND TREATED AS TAXABLE COMPENSATION. HEALTH OR SOCIAL CLUB DUES OR INITIATION FEES: THE UNIVERSITY PAID ANNUAL CLUB DUES FOR ONE OFFICER. THE AMOUNT WAS TREATED AS TAXABLE COMPENSATION.
  PART I, LINE 4B PART I, LINE 4B: CERTAIN LISTED PERSONS PARTICIPATED IN SUPPLEMENTAL NONQUALIFIED RETIREMENT PLANS DURING THE CALENDAR YEAR 2011 AS DESCRIBED BELOW: THE UNIVERSITY HAS AGREED TO SUPPLEMENT THE PRESIDENT'S RETIREMENT INCOME BY PROVIDING AN ADDITIONAL RETIREMENT BENEFIT EQUAL IN VALUE TO 75% OF HIS FINAL SALARY AS PRESIDENT FOR A POST-RETIREMENT TERM OF 20 YEARS MINUS THE ANNUITY VALUE OF OTHER EMPLOYER-PROVIDED RETIREMENT BENEFITS, SUBJECT TO VESTING CONDITIONS BASED ON CONTINUING SERVICE TO THE UNIVERSITY. THE UNIVERSITY HAS ALSO AGREED TO SUPPLEMENT THE RETIREMENT INCOME FOR TWO KEY EMPLOYEES IN THE INVESTMENTS OFFICE AND TWO SENIOR OFFICERS BY PROVIDING AN ADDITIONAL RETIREMENT BENEFIT EQUAL IN VALUE TO UP TO 30% OF SALARY IN THE CASE OF THE TWO KEY EMPLOYEES IN THE INVESTMENTS OFFICE, AND UP TO 25% IN THE CASE OF THE TWO SENIOR OFFICERS, AT VESTING FOR A TERM OF 20 YEARS, SUBJECT TO VESTING CONDITIONS BASED ON CONTINUING SERVICE TO THE UNIVERSITY. AN ANNUAL ACCRUAL FOR THESE BENEFITS, PREVIOUSLY APPROVED BY THE UNIVERSITY BASED UPON SERVICE OF THE INDIVIDUALS, IS INCLUDED IN SCHEDULE J, PART II, COLUMN (C). IN ADDITION, THE UNIVERSITY AWARDED BONUSES TO TWO KEY EMPLOYEES TAXED IN 2011, SUBJECT TO DEFERRED PAYMENT WITH ADJUSTMENTS UPWARD OR DOWNWARD DEPENDING ON PERFORMANCE OF THE ENDOWMENT. THE BONUSES FOR 2011 ARE INCLUDED IN SCHEDULE J, PART II, COLUMN (B)(III). SCHEDULE J, PART I, LINE 7: THE UNIVERSITY PAID TWO KEY EMPLOYEES IN THE INVESTMENTS OFFICE BONUSES AWARDED UNDER A LONG TERM INCENTIVE COMPENSATION PLAN WHICH PROVIDES FOR PAYMENTS WHICH ARE BASED ON QUALITATIVE AND QUANTITATIVE PERFORMANCE FACTORS. THE PAYMENTS ARE REPORTED ON SCHEDULE J, PART II, COLUMN (B)(II). THE UNIVERSITY ALSO PAID FIVE HIGHLY COMPENSATED EMPLOYEES ADDITIONAL COMPENSATION PURSUANT TO CLINICAL INCENTIVE PLANS. THE PAYMENTS ARE REPORTED ON SCHEDULE J, PART II, COLUMN (B)(II). IN ADDITION, TWO OFFICERS OF THE UNIVERSITY RECEIVED DISCRETIONARY PERFORMANCE BONUSES APPROVED IN ACCORDANCE WITH THE PROCEDURE DESCRIBED IN SCHEDULE O, PART VI, SECTION B, LINE 15. THESE PAYMENTS ARE REPORTED ON SCHEDULE J, PART II, COLUMN (B)(II). SCHEDULE J, PART I, LINE 8: THERE WERE THREE OFFICERS AND TWO CURRENT OR FORMER KEY EMPLOYEES WITH RESPECT TO WHOM AMOUNTS WERE REPORTED IN PART VII WHERE THOSE AMOUNTS WERE PAID OR ACCRUED PURSUANT TO A CONTRACT THAT WAS SUBJECT TO THE INITIAL CONTRACT EXCEPTION DESCRIBED IN REGS. SECTION 53.4958-4(A)(3). IN EACH INSTANCE, THE COMPENSATION WAS ALSO APPROVED PURSUANT TO PROCESSES CONSISTENT WITH THE REBUTTABLE PRESUMPTION PROCEDURE DESCRIBED IN REGS. SECTION 53.4958-6(C).
SUPPLEMENTAL INFORMATION PART III SCHEDULE J, PART II (GENERAL NOTES): COLUMN (D): IN ADDITION TO THE EMPLOYER COST OF HEALTH, DENTAL AND OTHER NONTAXABLE BENEFITS AVAILABLE ON A NONDISCRIMINATORY BASIS, COLUMN (D) INCLUDES AMOUNTS AWARDED AS SCHOLARSHIP GRANTS TO CHILDREN OF EMPLOYEES UNDER THE UNIVERSITY'S NONDISCRIMINATORY QUALIFIED TUITION REDUCTION PLAN COVERING ALL ELIGIBLE FACULTY AND STAFF WITH SIX OR MORE YEARS OF SERVICE.
Schedule J (Form 990) 2011

Additional Data


Software ID:  
Software Version:  
Schedule K
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Information on Tax Exempt Bonds
SchKMediumBullet Complete if the organization answered "Yes" to Form 990, Part IV, line 24a. Provide descriptions,
explanations, and any additional information in Part VI.
SchKMediumBullet Attach to Form 990. SchKMediumBullet See separate instructions.
OMB No. 1545-0047
2011
Open to Public
Inspection
Name of the organization
YALE UNIVERSITY
 
Employer identification number
06-0646973
Part I
Bond Issues
(a) Issuer Name (b) Issuer EIN (c) CUSIP # (d) Date Issued (e) Issue Price (f) Description of Purpose (g) Defeased (h) On
Behalf of
Issuer 		(i) Pool
financing
Yes No Yes No Yes No
A STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
  		06-0806186 20774LYY5 01-08-2003 100,000,000 TO FINANCE FACILITIES, ADDITIONS, IMPROVEMENTS, AND RENOVATIONS   X   X   X
B STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
  		06-0806186 20774LZC2 01-08-2003 250,000,000 TO FINANCE FACILITIES, ADDITIONS, IMPROVEMENTS, AND RENOVATIONS   X   X   X
C STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
  		06-0806186 20774L6B6 10-05-2005 211,030,000 TO FINANCE FACILITIES, ADDITIONS, IMPROVEMENTS, AND RENOVATIONS   X   X   X
D STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
  		06-0806186 20774L6C4 10-05-2005 100,000,000 TO FINANCE FACILITIES, ADDITIONS, IMPROVEMENTS, AND RENOVATIONS   X   X   X
STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
  		06-0806186 20774UPP4 10-04-2007 414,292,000 TO FINANCE FACILITIES, ADDITIONS, IMPROVEMENTS, AND RENOVATIONS   X   X   X
STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
  		06-0806186 20774UPQ2 10-04-2007 200,000,000 TO FINANCE FACILITIES, ADDITIONS, IMPROVEMENTS, AND RENOVATIONS   X   X   X
STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
  		06-0806186 20774UU60 02-24-2010 579,984,034 TO FINANCE FACILITIES, ADDITIONS, IMPROVEMENTS, AND RENOVATIONS   X   X   X
Part II
Proceeds
A B C D
1 Amount of bonds retired . . . . . . . . . . . . .        
2 Amount of bonds legally defeased . . . . . . . . . .        
3 Total proceeds of issue . . . . . . . . . . . . . 101,210,745 252,221,323 219,949,777 104,887,356
4 Gross proceeds in reserve funds . . . . . . . .        
5 Capitalized interest from proceeds . . . . . . . . . .        
6 Proceeds in refunding escrows . . . . . . . . . . . 89,516,817   89,516,817  
7 Issuance costs from proceeds . . . . . . . . . . .        
8 Credit enhancement from proceeds . . . . . . . . . .        
9 Working capital expenditures from proceeds . . . . . . .        
10 Capital expenditures from proceeds . . . . . . . . . . 101,210,745 252,221,323 219,949,777 104,887,356
11 Other spent proceeds . . . . . . . . . . .        
12 Other unspent proceeds . . . . . . . . . . . 24,609,194   24,609,194  
13 Year of substantial completion . . . . . . . . . . . 2007 2009 2012 2012
Yes No Yes No Yes No Yes No
14 Were the bonds issued as part of a current refunding issue? . . . .   X   X   X   X
15 Were the bonds issued as part of an advance refunding issue? . . . .   X   X   X   X
16 Has the final allocation of proceeds been made? . . . . . . X   X   X   X  
17 Does the organization maintain adequate books and records to support the final allocation of proceeds? . . . . . . . . . . . . . X   X   X   X  
Part III
Private Business Use
A B C D
Yes No Yes No Yes No Yes No
1 Was the organization a partner in a partnership, or a member of an LLC, which owned property financed by tax-exempt bonds? . . . . . . .   X   X   X   X
2 Are there any lease arrangements that may result in private business use of bond-financed property? . . . . . . . . . X   X   X   X  
For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50193E
Schedule K (Form 990) 2011
Schedule K (Form 990) 2011
Page 2
Part III
Private Business Use (Continued)
A B C D
Yes No Yes No Yes No Yes No
3a Are there any management or service contracts that may result in private business use of bond-financed property? . . . . . . . . . X   X   X   X  
b If ‘Yes’ to line 3a, does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts relating to the financed property? . . . . . X   X   X   X  
c Are there any research agreements that may result in private business use of bond-financed property? . . . . . . . X   X   X   X  
d If ‘Yes’ to line 3c, does the organization routinely engage bond counsel or other outside counsel to review any research agreements relating to the financed property? .   X   X   X   X
4 Enter the percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government . . SchKMediumBullet 0.00000% 0% 0% 0.00000%
5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business activity carried on by your organization, another section 501(c)(3) organization, or a state or local government . . . . . . . SchKMediumBullet 0.00000% 0.00000% 0.00000% 0%
6 Total of lines 4 and 5 . . .. . . . . . . . . 0.00000% 0% 0% 0%
7 Does the bond issue meet the private security or payment test? . . . X   X   X   X  
8 Has the organization established written procedures to ensure that all nonqualified bonds of the issue are remediated in accordance with the requirements under
Regulations sections 1.141-12 and 1.145-2?
X   X   X   X  
Part IV
Arbitrage
A B C D
Yes No Yes No Yes No Yes No
1 Has a Form 8038-T, Arbitrage Rebate, Yield Reduction and Penalty in Lieu of Arbitrage Rebate, been filed with respect to the bond issue? . . .   X   X   X   X
2 Is the bond issue a variable rate issue?   X X     X X  
3a Has the organization or the governmental issuer entered into a qualified hedge with respect to the bond issue?   X   X   X   X
b Name of provider . . . . . . . .  
  		 
  		 
  		 
 
c Term of hedge . . . . . . . .        
d Was the hedge superintegrated? . . . .                
e Was a hedge terminated? . . . . .                
4a Were gross proceeds invested in a guaranteed investment contract (GIC)? . . . . . .   X   X   X   X
b Name of provider . . . . . .  
  		 
  		 
  		 
 
c Term of GIC . . . . . . .        
d Was the regulatory safe harbor for establishing the fair market value of the GIC satisfied? . . . . . .                
5 Were any gross proceeds invested beyond an available temporary period? . . . . . .   X   X   X   X
6 Did the bond issue qualify for an exception to rebate? .   X X   X   X  
7 Has the organization established written procedures to monitor the requirements of section 148? . . .   X X   X   X  
Schedule K (Form 990) 2011

Schedule K (Form 990) 2011
Page 3
Part V
Procedures To Undertake Corrective Action
Has the organization established written procedures to ensure that violations of federal tax requirements are timely identified and corrected through the voluntary closing agreement program if self-remediation is not available under applicable regulations? . . . . . . . . . . . . . .
Part VI
Supplemental Information
Complete this part to provide additional information for responses to questions on Schedule K (see instructions).
Identifier Return Reference Explanation
SCHEDULE K, PART I, BOND ISSUE:   CHEFA BONDS ISSUED 2/24/2010 (CUSIP# 20774UU60) - AND TO DEFEASE CHEFA SERIES W BONDS ISSUED 4/2002. SCHEDULE K, PART II, LINE 3: TOTAL PROCEEDS OF ISSUE REPRESENT THE ISSUE PRICE (PART I, COLUMN (E)) PLUS ANY INVESTMENT EARNINGS. SCHEDULE K, PART III, PRIVATE BUSINESS USE, QUESTIONS 3D: DURING THE 12-MONTH PERIOD USED TO REPORT ON THE BOND ISSUES, THE ORGANIZATION ROUTINELY REVIEWED RESEARCH AGREEMENTS RELATING TO THE FINANCED PROPERTY FOR PRIVATE BUSINESS USE, USING EITHER IN-HOUSE COUNSEL, OUTSIDE COUNSEL, OR PROFESSIONAL CONTRACT REVIEWERS TRAINED BY COUNSEL. SCHEDULE K, PART III, PRIVATE BUSINESS USE, QUESTIONS 4-5: IN CERTAIN CASES, A BOND ISSUE WITH AN ENTRY OF .00% MAY HAVE FINANCED PROPERTY WITH SOME PRIVATE BUSINESS USE. IN EACH OF THESE CASES, THE PRIVATE BUSINESS USE PERCENTAGE OF THE BOND ISSUE WAS LESS THAN 0.05% AS THE AMOUNTS ARE ROUNDED TO THE NEAREST TENTH OF A PERCENTAGE POINT, PURSUANT TO THE INSTRUCTIONS. SCHEDULE K, PART III, PRIVATE BUSINESS USE, QUESTIONS 4-6, BOND C, SECOND PAGE - CHEFA BONDS ISSUED 02/24/10 (CUSIP# 20774UU60): A PORTION OF THE BOND ISSUE WAS A CURRENT REFUNDING OF A PRE-2003 ISSUE, ONLY THE PRIVATE BUSINESS USE PERTAINING TO THE NEW MONEY PORTION OF THE 02/24/10 ISSUE IS REPORTED. SCHEDULE K, PART IV, ARBITRAGE, QUESITON 2, BOND B, SECOND PAGE - CHEFA BOND ISSUDED 10/04/07 (CUSIP# 20774UPQ2): PURSUANT TO THE INSTRUCTIONS FOR PART IV, QUESTION 2, A VARIABLE RATE ISSUE IS AN ISSUE CONTAINING A BOND WITH A YIELD NOT FIXED AND DETERMINABLE ON THE ISSUE DATE. THE BOND ISSUE WAS CONVERTED TO A FIXED RATE IN 2008. SCHEDULE K, PART IV, ARBITRAGE, QUESTION 6, BOND A, FIRST PAGE - CHEFA BONDS ISSUED 01/08/03 (CUSIP# 20774LYY5): A PORTION OF THE BOND ISSUE RELATING TO THE CONSTRUCTION FUND IS SUBJECT TO REBATE. THE REBATE LIABILITY COMPUTED AT THE FIRST COMPUTATION DATE OF JANUARY 7, 2008 WAS NEGATIVE. IT IS NOT ANTICIPATED THAT THERE WILL BE POSITIVE LIABILITIES IN THE FUTURE. SCHEDULE K, PART IV, ARBITRAGE, QUESTION 6, BOND C, SECOND PAGE - CHEFA BONDS ISSUED 02/24/10(CUSIP# 20774UU60): A PORTION OF THE BOND ISSUE RELATING TO THE CONSTRUCTION FUND IS SUBJECT TO REBATE. THE REBATE LIABILITY COMPUTED THROUGH JUNE 30, 2012 WAS NEGATIVE.
Schedule K (Form 990) 2011

Additional Data


Software ID:  
Software Version:  

Schedule K
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Information on Tax Exempt Bonds
SchKMediumBullet Complete if the organization answered "Yes" to Form 990, Part IV, line 24a. Provide descriptions,
explanations, and any additional information in Part VI.
SchKMediumBullet Attach to Form 990. SchKMediumBullet See separate instructions.
OMB No. 1545-0047
2011
Open to Public
Inspection
Name of the organization
YALE UNIVERSITY
 
Employer identification number
06-0646973
Part I
Bond Issues
(a) Issuer Name (b) Issuer EIN (c) CUSIP # (d) Date Issued (e) Issue Price (f) Description of Purpose (g) Defeased (h) On
Behalf of
Issuer 		(i) Pool
financing
Yes No Yes No Yes No
A STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
  		06-0806186 20774LYY5 01-08-2003 100,000,000 TO FINANCE FACILITIES, ADDITIONS, IMPROVEMENTS, AND RENOVATIONS   X   X   X
B STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
  		06-0806186 20774LZC2 01-08-2003 250,000,000 TO FINANCE FACILITIES, ADDITIONS, IMPROVEMENTS, AND RENOVATIONS   X   X   X
C STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
  		06-0806186 20774L6B6 10-05-2005 211,030,000 TO FINANCE FACILITIES, ADDITIONS, IMPROVEMENTS, AND RENOVATIONS   X   X   X
D STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
  		06-0806186 20774L6C4 10-05-2005 100,000,000 TO FINANCE FACILITIES, ADDITIONS, IMPROVEMENTS, AND RENOVATIONS   X   X   X
STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
  		06-0806186 20774UPP4 10-04-2007 414,292,000 TO FINANCE FACILITIES, ADDITIONS, IMPROVEMENTS, AND RENOVATIONS   X   X   X
STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
  		06-0806186 20774UPQ2 10-04-2007 200,000,000 TO FINANCE FACILITIES, ADDITIONS, IMPROVEMENTS, AND RENOVATIONS   X   X   X
STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
  		06-0806186 20774UU60 02-24-2010 579,984,034 TO FINANCE FACILITIES, ADDITIONS, IMPROVEMENTS, AND RENOVATIONS   X   X   X
Part II
Proceeds
A B C D
1 Amount of bonds retired . . . . . . . . . . . . .        
2 Amount of bonds legally defeased . . . . . . . . . .        
3 Total proceeds of issue . . . . . . . . . . . . . 101,210,745 252,221,323 219,949,777 104,887,356
4 Gross proceeds in reserve funds . . . . . . . .        
5 Capitalized interest from proceeds . . . . . . . . . .        
6 Proceeds in refunding escrows . . . . . . . . . . . 89,516,817   89,516,817  
7 Issuance costs from proceeds . . . . . . . . . . .        
8 Credit enhancement from proceeds . . . . . . . . . .        
9 Working capital expenditures from proceeds . . . . . . .        
10 Capital expenditures from proceeds . . . . . . . . . . 101,210,745 252,221,323 219,949,777 104,887,356
11 Other spent proceeds . . . . . . . . . . .        
12 Other unspent proceeds . . . . . . . . . . . 24,609,194   24,609,194  
13 Year of substantial completion . . . . . . . . . . . 2007 2009 2012 2012
Yes No Yes No Yes No Yes No
14 Were the bonds issued as part of a current refunding issue? . . . .   X   X   X   X
15 Were the bonds issued as part of an advance refunding issue? . . . .   X   X   X   X
16 Has the final allocation of proceeds been made? . . . . . . X   X   X   X  
17 Does the organization maintain adequate books and records to support the final allocation of proceeds? . . . . . . . . . . . . . X   X   X   X  
Part III
Private Business Use
A B C D
Yes No Yes No Yes No Yes No
1 Was the organization a partner in a partnership, or a member of an LLC, which owned property financed by tax-exempt bonds? . . . . . . .   X   X   X   X
2 Are there any lease arrangements that may result in private business use of bond-financed property? . . . . . . . . . X   X   X   X  
For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50193E
Schedule K (Form 990) 2011
Schedule K (Form 990) 2011
Page 2
Part III
Private Business Use (Continued)
A B C D
Yes No Yes No Yes No Yes No
3a Are there any management or service contracts that may result in private business use of bond-financed property? . . . . . . . . . X   X   X   X  
b If ‘Yes’ to line 3a, does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts relating to the financed property? . . . . . X   X   X   X  
c Are there any research agreements that may result in private business use of bond-financed property? . . . . . . . X   X   X   X  
d If ‘Yes’ to line 3c, does the organization routinely engage bond counsel or other outside counsel to review any research agreements relating to the financed property? .   X   X   X   X
4 Enter the percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government . . SchKMediumBullet 0.00000% 0% 0% 0.00000%
5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business activity carried on by your organization, another section 501(c)(3) organization, or a state or local government . . . . . . . SchKMediumBullet 0.00000% 0.00000% 0.00000% 0%
6 Total of lines 4 and 5 . . .. . . . . . . . . 0.00000% 0% 0% 0%
7 Does the bond issue meet the private security or payment test? . . . X   X   X   X  
8 Has the organization established written procedures to ensure that all nonqualified bonds of the issue are remediated in accordance with the requirements under
Regulations sections 1.141-12 and 1.145-2?
X   X   X   X  
Part IV
Arbitrage
A B C D
Yes No Yes No Yes No Yes No
1 Has a Form 8038-T, Arbitrage Rebate, Yield Reduction and Penalty in Lieu of Arbitrage Rebate, been filed with respect to the bond issue? . . .   X   X   X   X
2 Is the bond issue a variable rate issue?   X X     X X  
3a Has the organization or the governmental issuer entered into a qualified hedge with respect to the bond issue?   X   X   X   X
b Name of provider . . . . . . . .  
  		 
  		 
  		 
 
c Term of hedge . . . . . . . .        
d Was the hedge superintegrated? . . . .                
e Was a hedge terminated? . . . . .                
4a Were gross proceeds invested in a guaranteed investment contract (GIC)? . . . . . .   X   X   X   X
b Name of provider . . . . . .  
  		 
  		 
  		 
 
c Term of GIC . . . . . . .        
d Was the regulatory safe harbor for establishing the fair market value of the GIC satisfied? . . . . . .                
5 Were any gross proceeds invested beyond an available temporary period? . . . . . .   X   X   X   X
6 Did the bond issue qualify for an exception to rebate? .   X X   X   X  
7 Has the organization established written procedures to monitor the requirements of section 148? . . .   X X   X   X  
Schedule K (Form 990) 2011

Schedule K (Form 990) 2011
Page 3
Part V
Procedures To Undertake Corrective Action
Has the organization established written procedures to ensure that violations of federal tax requirements are timely identified and corrected through the voluntary closing agreement program if self-remediation is not available under applicable regulations? . . . . . . . . . . . . . .
Part VI
Supplemental Information
Complete this part to provide additional information for responses to questions on Schedule K (see instructions).
Identifier Return Reference Explanation
SCHEDULE K, PART I, BOND ISSUE:   CHEFA BONDS ISSUED 2/24/2010 (CUSIP# 20774UU60) - AND TO DEFEASE CHEFA SERIES W BONDS ISSUED 4/2002. SCHEDULE K, PART II, LINE 3: TOTAL PROCEEDS OF ISSUE REPRESENT THE ISSUE PRICE (PART I, COLUMN (E)) PLUS ANY INVESTMENT EARNINGS. SCHEDULE K, PART III, PRIVATE BUSINESS USE, QUESTIONS 3D: DURING THE 12-MONTH PERIOD USED TO REPORT ON THE BOND ISSUES, THE ORGANIZATION ROUTINELY REVIEWED RESEARCH AGREEMENTS RELATING TO THE FINANCED PROPERTY FOR PRIVATE BUSINESS USE, USING EITHER IN-HOUSE COUNSEL, OUTSIDE COUNSEL, OR PROFESSIONAL CONTRACT REVIEWERS TRAINED BY COUNSEL. SCHEDULE K, PART III, PRIVATE BUSINESS USE, QUESTIONS 4-5: IN CERTAIN CASES, A BOND ISSUE WITH AN ENTRY OF .00% MAY HAVE FINANCED PROPERTY WITH SOME PRIVATE BUSINESS USE. IN EACH OF THESE CASES, THE PRIVATE BUSINESS USE PERCENTAGE OF THE BOND ISSUE WAS LESS THAN 0.05% AS THE AMOUNTS ARE ROUNDED TO THE NEAREST TENTH OF A PERCENTAGE POINT, PURSUANT TO THE INSTRUCTIONS. SCHEDULE K, PART III, PRIVATE BUSINESS USE, QUESTIONS 4-6, BOND C, SECOND PAGE - CHEFA BONDS ISSUED 02/24/10 (CUSIP# 20774UU60): A PORTION OF THE BOND ISSUE WAS A CURRENT REFUNDING OF A PRE-2003 ISSUE, ONLY THE PRIVATE BUSINESS USE PERTAINING TO THE NEW MONEY PORTION OF THE 02/24/10 ISSUE IS REPORTED. SCHEDULE K, PART IV, ARBITRAGE, QUESITON 2, BOND B, SECOND PAGE - CHEFA BOND ISSUDED 10/04/07 (CUSIP# 20774UPQ2): PURSUANT TO THE INSTRUCTIONS FOR PART IV, QUESTION 2, A VARIABLE RATE ISSUE IS AN ISSUE CONTAINING A BOND WITH A YIELD NOT FIXED AND DETERMINABLE ON THE ISSUE DATE. THE BOND ISSUE WAS CONVERTED TO A FIXED RATE IN 2008. SCHEDULE K, PART IV, ARBITRAGE, QUESTION 6, BOND A, FIRST PAGE - CHEFA BONDS ISSUED 01/08/03 (CUSIP# 20774LYY5): A PORTION OF THE BOND ISSUE RELATING TO THE CONSTRUCTION FUND IS SUBJECT TO REBATE. THE REBATE LIABILITY COMPUTED AT THE FIRST COMPUTATION DATE OF JANUARY 7, 2008 WAS NEGATIVE. IT IS NOT ANTICIPATED THAT THERE WILL BE POSITIVE LIABILITIES IN THE FUTURE. SCHEDULE K, PART IV, ARBITRAGE, QUESTION 6, BOND C, SECOND PAGE - CHEFA BONDS ISSUED 02/24/10(CUSIP# 20774UU60): A PORTION OF THE BOND ISSUE RELATING TO THE CONSTRUCTION FUND IS SUBJECT TO REBATE. THE REBATE LIABILITY COMPUTED THROUGH JUNE 30, 2012 WAS NEGATIVE.
Schedule K (Form 990) 2011

Additional Data


Software ID:  
Software Version:  

Schedule L
(Form 990 or 990-EZ)
Department of the Treasury
Internal Revenue Service
Transactions with Interested Persons
MediumBullet Complete if the organization answered
"Yes" on Form 990, Part IV, lines 25a, 25b, 26, 27, 28a, 28b, or 28c,
or Form 990-EZ, Part V lines 38a or 40b.
MediumBullet Attach to Form 990 or Form 990-EZ. MediumBulletSee separate instructions.
OMB No. 1545-0047
2011
Open to Public Inspection
Name of the organization
YALE UNIVERSITY
 
Employer identification number

06-0646973
Part I
Excess Benefit Transactions (section 501(c)(3) and section 501 (c)(4) organizations only).
Complete if the organization answered "Yes" on Form 990, Part IV, line 25a or 25b, or Form 990-EZ, Part V, line 40b.
1(a) Name of disqualified person (b) Description of transaction (c) Corrected?
Yes No





2
Enter the amount of tax imposed on the organization managers or disqualified persons during the year under section 4958. ......................... Bullet Image$
 
3
Enter the amount of tax, if any, on line 2, above, reimbursed by the organization ....... Bullet Image$
 

Part II
Loans to and/or From Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 26, or Form 990-EZ, Part V, line 38a.
(a) Name of interested person and purpose (b) Loan to or from the organization? (c)Original principal amount (d)Balance due (e) In default? (f) Approved by board or committee? (g)Written agreement?
To From Yes No Yes No Yes No
(1) ROBERT BLOCKER
HOUSING 		  X 200,000 58,334   No   No Yes  
(2) MARK LAFONTAINE
HOUSING 		  X 150,000 85,515   No   No Yes  
(3) T KYLE VANDERLICK
HOUSING 		  X 100,000 100,000   No   No Yes  
(4) T KYLE VANDERLICK
HOUSING 		  X 300,000 30,000   No   No Yes  
(5) ROBERT POST
HOUSING 		  X 250,000 196,720   No   No Yes  
(6) ROBERT POST
HOUSING 		  X 250,000 250,000   No   No Yes  
Total ...............Small Bullet $ 720,569
Part III
Grants or Assistance Benefitting Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 27.
(a) Name of interested person (b)Relationship between interested person and the organization (c)Amount of grant or type of assistance
(1) SCHOLARSHIP GRANTS
  		  37,205
For Privacy Act and Paperwork Reduction Act Notice, see the
Instructions for Form 990 or 990-EZ.
Cat. No. 50056A
Schedule L (Form 990 or 990-EZ) 2011
Schedule L (Form 990 or 990-EZ) 2011
Page 2
Part IV
Business Transactions Involving Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 28a, 28b, or 28c.
(a) Name of interested person (b) Relationship between interested person and the organization (c) Amount of transaction (d) Description of transaction (e) Sharing of organization's revenues?
Yes No
(1) ABBOTT LABORATORIES
  		(SEE PART V) ROBERT ALPERN, A KEY EMPLOYEE, IS A DIRECTOR 271,543 (SEE PART V) PURCHASE OF LABORATORY SUPPLIES IN THE ORDINARY COURSE OF BUSINESS SHOWN. IN ADDITION, THE UNIVERSITY RECEIVED SPONSORED RESEARCH REVENUE, CLINICAL TRIAL INCOME, AND ROYALTY INCOME OF $1,306,525.   No
(2) AMERICAN EXPRESS
  		(SEE PART V) PRESIDENT LEVIN IS A DIRECTOR 1,870,468 (SEE PART V) PURCHASE OF TRAVELERS CHECKS AND TRAVEL SERVICE FEES PAID IN THE ORDINARY COURSE OF BUSINESS.   No
(3) ASSET VALUE INVESTORS
  		(SEE PART V) DAVID SWENSEN, A KEY EMPLOYEE, IS A DIRECTOR 2,734,352 (SEE PART V) MANAGEMENT AND INCENTIVE FEES PAID IN THE ORDINARY COURSE OF BUSINESS.   No
(4) GENERAL ELECTRIC COMPANY
  		(SEE PART V) DOUGLAS WARNER III, A TRUSTEE, IS A DIRECTOR 495,502 (SEE PART V) SPONSORED RESEARCH REVENUE RECEIVED BY THE UNIVERSITY SHOWN. IN ADDITION, THE UNIVERSITY PAID $3,691,151 FOR SYSTEM MAINTENANCE AND SUPPORT FEES AND OTHER GOODS AND SERVICES IN THE ORDINARY COURSE OF BUSINESS.   No
(5) PEPSICO
  		(SEE PART V) INDRA NOOYI, A TRUSTEE, IS CHAIRMAN AND CEO 396,318 (SEE PART V) FOOD AND BEVERAGE PURCHASES FROM PEPSICO AND ITS DIVISIONS IN THE ORDINARY COURSE OF BUSINESS.   No
(6) SUTTER HILL VENTURES LP
  		(SEE PART V) G. LEONARD BAKER, JR., A TRUSTEE, IS A PARTNER 5,957,724 (SEE PART V) CAPITAL CONTRIBUTIONS SHOWN. IN ADDITION, THE UNIVERSITY PAID $25,865 IN MANAGEMENT FEES AND RECEIVED DISTRIBUTIONS OF $36,583,379.   No
(7) THE MCGRAW-HILL COMPANIES
  		(SEE PART V) LINDA LORIMER, AN OFFICER, IS A DIRECTOR 271,247 (SEE PART V) S&P RATINGS AND PUBLICATION PURCHASES IN THE ORDINARY COURSE OF BUSINESS.   No
(8) RACHELLE ALPERN (SEE PART V) FAMILY MEMBER OF ROBERT ALPERN, A KEY EMPLOYEE 54,270 (SEE PART V) COMPENSATION AND BENEFITS, COORDINATOR, SCHOOL OF PUBLIC HEALTH.   No
(9) JANE LEVIN (SEE PART V) SPOUSE OF PRESIDENT LEVIN 141,215 (SEE PART V) COMPENSATION AND BENEFITS, INCLUDING FACULTY SERVICES AS SENIOR LECTURER.   No
(10) PATRICIA PREISIG (SEE PART V) SPOUSE OF ROBERT ALPERN, A KEY EMPLOYEE 179,015 (SEE PART V) COMPENSATION AND BENEFITS, PROFESSOR, MEDICINE (NEPHROLOGY) AND CELLULAR AND MOLECULAR PHYSIOLOGY.   No
(11) WENDY SHARP (SEE PART V) SPOUSE OF DEAN TAKAHASHI, A KEY EMPLOYEE 89,452 (SEE PART V) COMPENSATION AND BENEFITS, DIRECTOR OF CHAMBER MUSIC, LECTURER SCHOOL OF MUSIC.   No
(12) ALEX SWENSEN (SEE PART V) FAMILY MEMBER OF DAVID SWENSEN, A KEY EMPLOYEE 8,000 (SEE PART V) PAYMENT FOR PROFESSIONAL SERVICES.   No
Part V
Supplemental Information
Complete this part to provide additional information for responses to questions on Schedule L (see instructions).
Identifier Return Reference Explanation
SCHEDULE L, PART II LOANS TO AND/OR FROM INTERESTED PERSONS: ALL LOANS REPORTED ON SCHEDULE L, PART II WERE MADE AND APPROVED PURSUANT TO UNIVERSITY COMPENSATION POLICIES.
SCHEDULE L, PART III GRANTS OR ASSISTANCE BENEFITING INTERESTED PERSONS: THE SCHOLARSHIP GRANTS REPRESENT AMOUNTS AWARDED TO CHILDREN OF INTERESTED PERSONS UNDER THE UNIVERSITY'S NONDISCRIMINATORY QUALIFIED TUITION REDUCTION PLAN COVERING ALL ELIGIBLE FACULTY AND STAFF WITH SIX OR MORE YEARS OF SERVICE.
SCHEDULE L, PART IV BUSINESS TRANSACTIONS INVOLVING INTERESTED PERSONS: TRANSACTIONS WITH ENTITIES WHOLLY OWNED, DIRECTLY OR INDIRECTLY, AND LISTED ON SCHEDULE R ARE NOT REPORTED ALTHOUGH YALE OFFICERS OR KEY EMPLOYEES MAY SERVE (WITHOUT COMPENSATION) AS OFFICERS OR DIRECTORS OF SUCH ENTITIES.
Schedule L (Form 990 or 990-EZ) 2011

Additional Data


Software ID:  
Software Version:  




SCHEDULE M
(Form 990)

Department of the Treasury
Internal Revenue Service
NonCash Contributions
Right pointing arrow large imageComplete if the organization answered "Yes" on Form 990, Part IV, lines 29 or 30.
Right pointing arrow large image Attach to Form 990.
OMB No. 1545-0047
2011
Open to Public Inspection
Name of the organization
YALE UNIVERSITY
 
Employer identification number

06-0646973
Part I
Types of Property
(a)
Check if applicable 		(b)
Number of Contributions or items contributed 		(c)
Noncash contribution amounts reported on
Form 990, Part VIII, line 1g 		(d)
Method of determining
noncash contribution amounts
1 Art—Works of art .... X 111 0  
2 Art—Historical treasures .        
3 Art—Fractional interests ..        
4 Books and publications ..      
5 Clothing and household
goods ....... 		     
6 Cars and other vehicles ..        
7 Boats and planes ....        
8 Intellectual property ...        
9 Securities—Publicly traded . X 829 63,795,709 FAIR VALUE
10 Securities—Closely held stock .        
11 Securities—Partnership, LLC,
or trust interests .... 		X 3 3,986,291 SALE OF COMP. PROPERTY
12 Securities—Miscellaneous .. X 1 0  
13 Qualified conservation
contribution—Historic
structures ..... 		       
14 Qualified conservation
contribution—Other ... 		       
15 Real estate—Residential .        
16 Real estate—Commercial ..        
17 Real estate—Other ... X 2 0  
18 Collectibles ..... X 20 0  
19 Food inventory ...        
20 Drugs and medical supplies .        
21 Taxidermy ......        
22 Historical artifacts ....        
23 Scientific specimens ..        
24 Archeological artifacts ...        
25 Other Right pointing arrow large image ( EQUIPMENT ) X 4 0  
26 Other Right pointing arrow large image ( MUSICAL INSTRUMENTS AND EQUIPMENT ) X 4 0  
27 Other Right pointing arrow large image( )
28 Other Right pointing arrow large image ( )
29
Number of Forms 8283 received by the organization during the tax year for contributions
for which the organization completed Form 8283, Part IV, Donee Acknowledgement ...
29
110
Yes
No
30a
During the year, did the organization receive by contribution any property reported in Part I, lines 1-28 that it
must hold for at least three years from the date of the initial contribution, and which is not required to be used
for exempt purposes for the entire holding period? ..................
30a
 
No
b
If "Yes," describe the arrangement in Part II.
31
Does the organization have a gift acceptance policy that requires the review of any non-standard contributions?
31
Yes
 
32a
Does the organization hire or use third parties or related organizations to solicit, process, or sell noncash
contributions? ............................
32a
Yes
 
b
If "Yes," describe in Part II.
33
If the organization did not report revenues in column (c) for a type of property for which column (a) is checked,
describe in Part II.
For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 51227J
Schedule M (Form 990) 2011
Schedule M (Form 990) 2011
Page 2
Part II
Supplemental Information. Complete this part to provide the information required by Part I, lines 30b,
32b, and 33 and whether the organization is reporting in Part I, column (b) the number of contributions, the number of items received, or a combination of both. Also complete this part for any additional information.
Identifier Return Reference Explanation
METHOD FOR DETERMINING NUMBER OF CONTRIBUTORS: PART I, COLUMN (B): AMOUNTS REPRESENT THE NUMBER OF NON-CASH CONTRIBUTIONS RECEIVED AND RECORDED IN THE CENTRAL CONTRIBUTION DATABASE OF THE UNIVERSITY.
THIRD PARTY USE: PART I, LINE 32B: OCCASIONALLY, THE UNIVERSITY ENGAGES THIRD PARTIES (E.G., REAL ESTATE BROKERS, AUCTION HOUSES, ETC.) TO SELL CERTAIN NON-CASH CONTRIBUTIONS. RELATED ORGANIZATIONS IN THE UNITED KINGDOM AND HONG KONG SOLICIT CONTRIBUTIONS FOR THE BENEFIT OF THE UNIVERSITY AND ITS PROGRAMS.
NON REPORTING OF REVENUE: PART I, LINE 33: PURSUANT TO ACCOUNTING STANDARDS CODIFICATION 958 (ASC 958), THE UNIVERSITY DOES NOT CAPITALIZE ITS COLLECTIONS, INCLUDING WORKS OF ART, LITERARY WORKS, HISTORICAL TREASURES AND ARTIFACTS THAT ARE MAINTAINED IN ITS MUSEUMS AND LIBRARIES. NON-CASH CONTRIBUTIONS OF THIS NATURE ARE, THEREFORE, NOT RECOGNIZED AS REVENUE FOR FINANCIAL STATEMENT PURPOSES. THESE COLLECTIONS ARE PROTECTED AND PRESERVED FOR PUBLIC EXHIBITION, EDUCATION, RESEARCH AND THE FURTHERANCE OF PUBLIC SERVICE. OTHER NON-CASH CONTRIBUTIONS WITH NO READILY ASCERTAINABLE FAIR VALUE OR WHICH ARE DEEMED IMMATERIAL ARE NOT RECOGNIZED AS REVENUE FOR FINANCIAL STATEMENT PURPOSES.
Schedule M (Form 990) 2011
Additional Data


Software ID:  
Software Version:  
SCHEDULE O
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Supplemental Information to Form 990 or 990-EZ

Complete to provide information for responses to specific questions on
Form 990 or to provide any additional information.
MediumBullet Attach to Form 990 or 990-EZ.
OMB No. 1545-0047
2011
Open to Public
Inspection
Name of the organization
YALE UNIVERSITY
 
Employer identification number

06-0646973
Identifier Return Reference Explanation
DESCRIPTION OF ORGANIZATION MISSION: FORM 990, PART III, LINE 1 YALE HAS A TRIPARTITE MISSION: TO CREATE, PRESERVE, AND DISSEMINATE KNOWLEDGE. YALE AIMS TO CARRY OUT EACH PART OF ITS MISSION AT THE HIGHEST LEVEL OF EXCELLENCE, ON PAR WITH THE BEST INSTITUTIONS IN THE WORLD. YALE SEEKS TO ATTRACT A DIVERSE GROUP OF EXCEPTIONALLY TALENTED MEN AND WOMEN FROM ACROSS THE NATION AND AROUND THE WORLD AND TO EDUCATE THEM FOR LEADERSHIP IN SCHOLARSHIP, THE PROFESSIONS, AND SOCIETY.
  FORM 990, PART VI, SECTION A, LINE 1 THERE ARE TWO EX-OFFICIO TRUSTEES, THE GOVERNOR OF CONNECTICUT AND THE LIEUTENANT GOVERNOR OF CONNECTICUT. HISTORICALLY, THESE INDIVIDUALS DO NOT PARTICIPATE IN GOVERNANCE ACTIVITIES AT THE UNIVERSITY, AND THEY ARE REPORTED AS INDEPENDENT.
  FORM 990, PART VI, SECTION A, LINE 2 DOROTHY K. ROBINSON AND DAVID F. SWENSEN WERE TRUSTEES OF TIAA, WHICH IS A VENDOR TO SEVERAL YALE UNIVERSITY EMPLOYEE BENEFIT PLANS.
  FORM 990, PART VI, SECTION A, LINE 4 DURING THE FISCAL YEAR ENDED 6/30/12, THE CORPORATION BY-LAWS WERE AMENDED TO ESTABLISH THE POSITION OF VICE PRESIDENT OF THE UNIVERSITY, AND TO REALIGN CERTAIN RESPONSIBILITIES AMONG THE OFFICERS.
  FORM 990, PART VI, SECTION A, LINE 7A THE GOVERNING BODY INCLUDES SIX ALUMNI TRUSTEES WHO ARE ELECTED BY THE ALUMNI.
  FORM 990, PART VI, SECTION B, LINE 11 THE FORM 990 WAS REVIEWED BY SENIOR MANAGEMENT. IN ADDITION, THE CORPORATION AUDIT COMMITTEE, COMPRISED OF FOUR MEMBERS OF THE UNIVERSITY'S GOVERNING BODY, MET WITH MEMBERS OF SENIOR MANAGEMENT AND THE SENIOR DIRECTOR TAX AND INTERNATIONAL COMPLIANCE TO REVIEW THE FORM 990 PRIOR TO FILING.
  FORM 990, PART VI, SECTION B, LINE 12C THE YALE UNIVERSITY CONFLICT OF INTEREST POLICY OBLIGATES EACH OFFICER, TRUSTEE, AND KEY EMPLOYEE TO PROMPTLY DISCLOSE ANY ACTUAL OR POTENTIAL CONFLICT OF INTEREST AS DEFINED IN THE POLICY. EACH SUCH PERSON MUST SIGN A STATEMENT ANNUALLY AFFIRMING THAT HE OR SHE HAS RECEIVED A COPY OF THE CONFLICT OF INTEREST POLICY, HAS READ AND UNDERSTANDS THE POLICY, AGREES TO COMPLY WITH THE POLICY, AND UNDERSTANDS THAT THE CORPORATION IS CHARITABLE AND IN ORDER TO MAINTAIN ITS EXEMPTION IT MUST ENGAGE PRIMARILY IN ACTIVITIES WHICH ACCOMPLISH ONE OR MORE OF ITS TAX-EXEMPT PURPOSES. IN CONNECTION WITH ANY ACTUAL OR POSSIBLE CONFLICT OF INTEREST, AN INTERESTED PERSON MUST DISCLOSE THE EXISTENCE OF HIS OR HER FINANCIAL INTEREST AND BE GIVEN THE OPPORTUNITY TO DISCLOSE ALL MATERIAL FACTS TO THE DIRECTOR AND MEMBERS OF THE COMMITTEE WITH GOVERNING BOARD DELEGATED POWERS CONSIDERING THE PROPOSED TRANSACTION OR ARRANGEMENT. AFTER DISCLOSURE OF A POTENTIAL CONFLICT OF INTEREST, THE INTERESTED PERSON IS EXCUSED FROM THE GOVERNING BOARD OR COMMITTEE MEETING WHILE THE DETERMINATION OF A CONFLICT OF INTEREST IS MADE, AND IS RECUSED FROM PARTICIPATING IN ANY VOTE ON THE MATTER.
  FORM 990, PART VI, SECTION B, LINE 15 THE PROCESS FOR DETERMINING THE COMPENSATION OF THE PRESIDENT INCLUDED INITIAL REVIEW BY THE COMMITTEE ON COMPENSATION (THE COMPENSATION COMMITTEE) OF THE YALE CORPORATION (YALE UNIVERSITY'S GOVERNING BOARD), A RECOMMENDATION VOTED BY THE COMMITTEE TO THE YALE CORPORATION, AND FULL REVIEW AND VOTE BY THE YALE CORPORATION. BOTH REVIEWS INCLUDED REVIEW OF THE COMPENSATION OF SIMILARLY QUALIFIED INDIVIDUALS IN COMPARABLE POSITIONS AT OTHER UNIVERSITIES, AS COMPILED BY A PROFESSIONAL COMPENSATION CONSULTANT RETAINED BY THE COMPENSATION COMMITTEE FOR THE PURPOSE, AND REVIEW OF INFORMATION ON SUCH COMPARABLE POSITIONS FROM IRS FORMS 990 FOR SIMILAR ORGANIZATIONS; BOTH REVIEWS CONSIDERED SUCH DATA IN LIGHT OF THE PERFORMANCE OF THE PRESIDENT, WHICH WAS REVIEWED BY THE COMPENSATION COMMITTEE AND BY THE YALE CORPORATION. THE PROCEEDINGS OF THE COMPENSATION COMMITTEE, AND THE PROCEEDINGS OF THE YALE CORPORATION, EACH WERE DOCUMENTED IN MINUTES OF THE RESPECTIVE BODY, CONTEMPORANEOUSLY ADOPTED AND RETAINED IN THE RECORDS OF THE RESPECTIVE BODY, ALONG WITH THE DATA ON COMPARABLE COMPENSATION THAT WAS RELIED UPON. THE PROCESS FOR DETERMINING COMPENSATION OF THE OFFICERS CONSISTED OF REVIEW BY THE COMPENSATION COMMITTEE OF THE RECOMMENDATIONS MADE BY THE PRESIDENT, CONSIDERING THE PERFORMANCE OF EACH OFFICER, AND REVIEW OF DATA ON COMPENSATION OF SIMILARLY QUALIFIED INDIVIDUALS IN COMPARABLE POSITIONS AT SIMILAR ORGANIZATIONS, AS COLLECTED BY A PROFESSIONAL COMPENSATION CONSULTANT THROUGH SURVEYS; THE COMPENSATION COMMITTEE VOTED RECOMMENDATIONS ON COMPENSATION OF SUCH INDIVIDUALS TO THE YALE CORPORATION. THE YALE CORPORATION RECEIVED THE RECOMMENDATIONS OF THE COMPENSATION COMMITTEE, AND DISCUSSED THESE WITH THE PRESIDENT, WHO REVIEWED THE PERFORMANCE OF EACH OFFICER WITH THE YALE CORPORATION, AND ALSO THE COMPARABLE COMPENSATION INFORMATION. THE YALE CORPORATION THEN VOTED ON THE COMPENSATION OF EACH OFFICER. THE PROCEEDINGS OF THE COMPENSATION COMMITTEE AND OF THE CORPORATION EACH WERE DOCUMENTED IN MINUTES CONTEMPORANEOUSLY ADOPTED AND RETAINED IN THE RECORDS OF THE RESPECTIVE BODY, ALONG WITH THE DATA ON COMPARABLE COMPENSATION THAT WAS RELIED UPON. OF THE KEY EMPLOYEES, THE COMPENSATION OF THE DEAN, SCHOOL OF MEDICINE WAS RECOMMENDED BY THE PRESIDENT TO THE COMPENSATION COMMITTEE, AND REVIEWED BY THAT COMMITTEE IN CONJUNCTION WITH ITS REVIEW OF THE PERFORMANCE OF THE DEAN AND CONSIDERATION OF DATA ON THE COMPENSATION OF SIMILARLY QUALIFIED INDIVIDUALS IN COMPARABLE POSITIONS AT OTHER INSTITUTIONS COMPILED BY AN INDEPENDENT COMPENSATION CONSULTANT. THE COMPENSATION COMMITTEE VOTED TO APPROVE THE COMPENSATION, AND CONTEMPORANEOUSLY DOCUMENTED ITS PROCEEDINGS IN MINUTES RETAINED IN ITS RECORDS ALONG WITH THE COMPENSATION DATA RELIED UPON. WITH RESPECT TO THE CHIEF INVESTMENTS OFFICER AND SENIOR DIRECTOR OF INVESTMENTS, THE COMPENSATION COMMITTEE VOTED TO APPROVE THE COMPENSATION AFTER CONSIDERATION OF THE RECOMMENDATIONS OF THE PRESIDENT AND OF THE FOLLOWING: REVIEW OF THE PERFORMANCE OF EACH, INVESTMENT PERFORMANCE OF THE YALE ENDOWMENT OVER DESIGNATED PERIODS, OTHER PERFORMANCE-RELATED INFORMATION, AND AN ANALYSIS OF THE COMPENSATION OF SIMILARLY QUALIFIED INDIVIDUALS IN COMPARABLE POSITIONS AT TAXABLE AND TAX-EXEMPT ORGANIZATIONS PREPARED BY AN INDEPENDENT COMPENSATION CONSULTANT RETAINED FOR THE PURPOSE. THE COMPENSATION COMMITTEE CONTEMPORANEOUSLY DOCUMENTED ITS PROCEEDINGS IN MINUTES RETAINED IN ITS RECORDS ALONG WITH THE COMPENSATION DATA RELIED UPON. IN THE CASE OF OTHER KEY EMPLOYEES, COMPENSATION DECISIONS WERE MADE BY THE EMPLOYEE'S SUPERVISOR IN ACCORDANCE WITH UNIVERSITY POLICIES AND PROCEDURES. NO MEMBER OF THE YALE CORPORATION WHO HAD A CONFLICT OF INTEREST WITH RESPECT TO A COMPENSATION ARRANGEMENT DESCRIBED ABOVE (I.E., BY VIRTUE OF A FAMILY OR BUSINESS RELATIONSHIP) PARTICIPATED IN THE COMPENSATION COMMITTEE REVIEW OR THE VOTE OF THE YALE CORPORATION WITH RESPECT TO SUCH COMPENSATION ARRANGEMENT.
  FORM 990, PART VI, SECTION C, LINE 19 FORM 990, PART VI, SECTION C, LINE 19: THE UNIVERSITY'S GOVERNING DOCUMENTS, INCLUDING ANY AMENDMENTS, FINANCIAL STATEMENTS AND STANDARDS OF BUSINESS CONDUCT ARE AVAILABLE ON THE UNIVERSITY'S WEBSITE OR UPON REQUEST.
  FORM 990, PART VII, SECTION A: COMPENSATION AND HOURS FOR FORMER OFFICER AND KEY EMPLOYEE RELATE TO CONTINUING SERVICE IN NON-OFFICER AND NON-KEY EMPLOYEE POSITIONS. FORM 990, PART VII, SECTION A, COLUMN (A): CONTINUATION OF TITLES FOR EACH LISTED PERSON: BRUCE D. ALEXANDER: VP FOR CAMPUS DEVELOPMENT LINDA K. LORIMER: VP OF THE UNIVERSITY (TITLE CHANGE EFFECTIVE DECEMBER 10, 2011) PETER SALOVEY: CHRIS ARGYRIS PROFESSOR OF PSYCHOLOGY AND SCHOOL OF MANAGEMENT AND INST. SOC. POL. STUDIES, PROF. EPID/PUBLIC HEALTH ROBERT J. ALPERN: ENSIGN PROFESSOR OF MEDICINE SCOTT A. STROBEL: PROFESSOR OF CHEMISTRY, HENRY FORD II PROFESSOR MOLECULAR BIOPHYSICS AND BIOCHEMISTRY KHALID M. ABBED: ASSISTANT PROFESSOR NEUROSURGERY; DIRECTOR, MINIMALLY INVASIVE SPINE SURGERY & SPINE TUMOR SURGERY JOHN A. ELEFTERIADES: WILLIAM W.L. GLENN PROFESSOR OF CARDIOTHORACIC SURGERY SUKRU H. EMRE: PROFESSOR OF PEDIATRICS; SECTION CHIEF, TRANSPLANTATION SURGERY DAVID J. LEFFELL: DAVID P. SMITH PROFESSOR OF DERMATOLOGY AND PROFESSOR OF SURGERY; SECTION CHIEF, DERMATOLOGIC SURGERY AND CUTANEOUS ONCOLOGY THOMAS J. RUTHERFORD: SECTION CHIEF GYNECOLOGIC ONCOLOGY SUSAN L. CARNEY: DEPUTY GENERAL COUNSEL MICHAEL J. DONOGHUE: STERLING PROFESSOR OF ECOLOGY AND EVOLUTIONARY BIOLOGY, PROFESSOR SCHOOL OF FORESTRY AND ENVIRONMENTAL STUDIES AND GEOLOGY AND GEOPHYSICS
  FORM 990, PART VII, SECTION A, COLUMN (B): THE NUMBER OF HOURS REPORTED FOR EACH LISTED PERSON IS AN ESTIMATE. THE ESTIMATE FOR TRUSTEES INCLUDES MEETING TIME AND PREPARATION, AS WELL AS ATTENDANCE AT CERTAIN OFFICIAL UNIVERSITY FUNCTIONS DURING THE YEAR, BUT DOES NOT INCLUDE TRAVEL TIME OR ATTENDANCE AT OTHER EVENTS AS TRUSTEES. THE LIST BELOW PROVIDES THE ESTIMATED AVERAGE HOURS PER WEEK THAT INDIVIDUALS LISTED ON PART VII, LINE 1A DEVOTED TO RELATED ORGANIZATIONS. THESE INDIVIDUALS WERE NOT COMPENSATED BY THE RELATED ORGANIZATIONS. RICHARD C. LEVIN 2.2 HOURS SHAUNA R. KING 1.2 HOURS LINDA K. LORIMER 3.0 HOURS INGEBORG T. REICHENBACH 0.4 HOURS DOROTHY K. ROBINSON 0.4 HOURS PETER SALOVEY 0.2 HOURS DAVID F. SWENSEN 3.4 HOURS DEAN J. TAKAHASHI 2.0 HOURS FORM 990, PART VII, SECTION B, COLUMN (C): THE AMOUNT REPORTED REPRESENTS DIRECT CASH PAYMENTS MADE DURING THE CALENDAR YEAR 2011 TO INDEPENDENT CONTRACTORS FOR SERVICES. FOR CONSTRUCTION SERVICES, THE FEES REPRESENT THE ENTIRE CONTRACT COST. FORM 990, PART IX, LINE 24: MISCELLANEOUS EXPENSES INCLUDE $665,707 OF STATE UNRELATED BUSINESS INCOME TAX.
CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED LOSSES ON INVESTMENTS: -897,365,849. CHANGE IN FUNDING STATUS OF DEFINED BENEFIT PLANS -160,162,074. ACTUARIAL ADJUSTMENTS FOR SPLIT INTEREST LIABILITY 3,815,322. ROUNDING -379. TOTAL TO FORM 990, PART XI, LINE 5: -1,053,712,980.
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 51056K
Schedule O (Form 990 or 990-EZ) 2011

Additional Data


Software ID:  
Software Version:  
SCHEDULE R
(Form 990)
Department of the Treasury
Internal Revenue Service
Related Organizations and Unrelated Partnerships
MediumBulletComplete if the organization answered "Yes" to Form 990, Part IV, line 33, 34, 35, 36, or 37.
MediumBulletAttach to Form 990. MediumBullet See separate instructions.

OMB No. 1545-0047
2011
Open to Public Inspection
Name of the organization
YALE UNIVERSITY
 
Employer identification number

06-0646973
Part I
Identification of Disregarded Entities (Complete if the organization answered "Yes" on Form 990, Part IV, line 33.)
(a)
Name, address, and EIN of disregarded entity


(b)
Primary activity


 		(c)
Legal domicile (state
or foreign country)

 		(d)
Total income
(e)
End-of-year assets


 		(f)
Direct controlling
entity







(1) SARDOUS LLC
C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
02-0580383 		INVESTMENT DE 15,265,199 482,080,749 YALE UNIVERSITY
 
(2) FENIX I LLC
C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
26-2863129 		INVESTMENT DE 0 40,077,974 YALE UNIVERSITY
 
(3) ENDURANCE LLC
C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
06-1606540 		INVESTMENT DE -2,291,849 13,853,634 YALE UNIVERSITY
 
(4) HARBOR HILLS INVESTMENTS LLC
C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-0099423 		INVESTMENT DE 0 13,096,662 YALE UNIVERSITY
 
(5) WE 2 CHURCH STREET SOUTH LLC
C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
80-0066065 		INVESTMENT CT 314,382 9,109,404 YALE UNIVERSITY
 
(6) RENAISSANCE I LLC
C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
26-2863298 		INVESTMENT DE 0 4,478,849 YALE UNIVERSITY
 
(7) 4 MEETING HOUSE ROAD LLC
C/O YALE UNIVERSITY PO BOX 208240
NEW HAVEN,CT065208239
06-0646973 		INVESTMENT MA 0 3,911,918 YALE UNIVERSITY
 
(8) ALPHA 9 LLC
C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
27-0982227 		INVESTMENT CT 0 3,451,348 YALE UNIVERSITY
 
(9) ESV HOLDINGS LLC
C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-3980473 		INVESTMENT DE 0 2,903,830 YALE UNIVERSITY
 
(10) S PROPERTY HOLDING LLC
C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
27-3717440 		INVESTMENT CT 85,317 1,219,245 YALE UNIVERSITY
 
(11) PASSIVE HOLDING LLC
C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
22-3783661 		INVESTMENT NJ 86,546 1,022,541 YALE UNIVERSITY
 
(12) 4610 SOUTH 133RD STREET LLC
C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
06-0646973 		INVESTMENT NE 0 923,641 YALE UNIVERSITY
 
(13) 55 WHITNEY LLC
C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
06-0646973 		INVESTMENT CT -5,870 900,000 YALE UNIVERSITY
 
(14) TEMPLE COMPANY LLC
C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
06-1579127 		INVESTMENT CT 0 896,205 YALE UNIVERSITY
 
(15) GSWM INVESTMENTS LLC
C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
27-3717358 		INVESTMENTS CT 60,003 857,283 YALE UNIVERSITY
 
(16) AMISTAD PARTNERS LLC
C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
73-1683601 		INVESTMENT CT 0 599,975 YALE UNIVERSITY
 
(17) YALE GLOBAL ENTERPRISES LLC
C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
27-0859961 		SUPPORTS HIGHER EDUCATION CT 0 150,000 YALE UNIVERSITY
 
(18) 41 NORTH LLC
C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
06-1594874 		INVESTMENT DE 475,000 17,684 YALE UNIVERSITY
 
(19) BLUEFIELD TIMBER LLC
C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
02-0520556 		INVESTMENT DE 0 0 41 NORTH LLC
 
(20) BETA 14 LLC
C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
27-0982129 		INACTIVE CT 0 0 YALE UNIVERSITY
 
(21) MEDICAL PRACTICE MANAGEMENT LLC
C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
27-1545102 		ADMINISTRATIVE SERVICES CT 0 0 YALE UNIVERSITY
 
(22) THE UK FRIENDS OF YALE UNIVERSITY LIMITED
C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
98-0552738 		ACCEPTS CHARITABLE CONTRIBUTIONS UK 3,789,901 0 YALE UNIVERSITY
 
(23) YALE EDUCATIONAL CONSULTING (BEIJING) LLC
C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
98-1006940 		SUPPORTS HIGHER EDUCATION CH 0 0 YALE GLOBAL ENTERPRISES LLC
 
Part II
Identification of Related Tax-Exempt Organizations (Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related tax-exempt organizations during the tax year.)
(a)
Name, address, and EIN of related organization


(b)
Primary activity


 		(c)
Legal domicile (state
or foreign country)

 		(d)
Exempt Code section
(e)
Public charity status
(if section 501(c)(3))

 		(f)
Direct controlling
entity

 		(g)
Section 512(b)(13) controlled organization
Yes No
(1) 1970 (DEC02) YALE WILLIAM S BEINEKE LIFE-PINGRY

C/O YALE UNIV PO BOX 208239

NEW HAVEN,CT06520
13-6331695 		INVESTMENT IL 501(C)(3) 11, TYPE III-O N/A
 
No
(2) 3C CORPORATION

C/O YALE UNIVERSITY PO BOX 208239

NEW HAVEN,CT065208239
41-2046529 		INVESTMENT DC 501(C)(3) 11, TYPE I YALE UNIVERSITY
 
Yes
 
(3) 5C CORPORATION

C/O YALE UNIVERSITY PO BOX 208239

NEW HAVEN,CT065208239
20-0763050 		INVESTMENT DC 501(C)(3) 11, TYPE I YALE UNIVERSITY
 
Yes
 
(4) ALLIANCE FOR LIFELONG LEARNING INC

C/O YALE UNIVERSITY PO BOX 208239

NEW HAVEN,CT065208239
13-4138834 		INACTIVE NY 501(C)(3) 11, TYPE II N/A
 
No
(5) ALUMNI FUND ASSOCIATION OF YALE UNIVERSITY

C/O YALE UNIVERSITY PO BOX 208239

NEW HAVEN,CT065208239
06-6078326 		ENCOURAGES AND SOLICITS CONTRIBUTIONS TO OR FOR YALE UNIVERSITY CT 501(C)(3) 11, TYPE I YALE UNIVERSITY
 
Yes
 
(6) CHAPEL COMPANY

C/O YALE UNIVERSITY PO BOX 208239

NEW HAVEN,CT065208239
06-1532073 		INACTIVE CT 501(C)(2) N/A YALE UNIVERSITY
 
Yes
 
(7) CHARLES A COFFIN MEMORIAL FUND

C/O YALE UNIVERSITY PO BOX 208239

NEW HAVEN,CT065208239
06-6034841 		SUPPORTS HIGHER EDUCATION CT 501(C)(3) 11, TYPE III- OTHER YALE UNIVERSITY
 
Yes
 
(8) CHIEF EXECUTIVE LEADERSHIP INSTITUTE OF YALE SCHOOL OF MGMT

C/O YALE UNIVERSITY PO BOX 208239

NEW HAVEN,CT065208239
58-2617787 		PROVIDES RESEARCH AND PEER-DRIVEN EDU. PROGRAMS TO BUSINESSES DE 501(C)(3) 11, TYPE I YALE UNIVERSITY
 
Yes
 
(9) ELEANOR P STEVENS ELEEMOSYNARY TRUST

C/O YALE UNIVERSITY PO BOX 208239

NEW HAVEN,CT065208239
72-6204020 		INVESTMENT LA 501(C)(3) 11, TYPE II YALE UNIVERSITY
 
 
No
(10) ELIZABETH N ROBB CHARITABLE FOUNDATION

C/O YALE UNIVERSITY PO BOX 208239

NEW HAVEN,CT065208239
77-6238653 		INVESTMENT WV 501(C)(3) 11, TYPE III-O N/A
 
No
(11) FW & ELSIE HEYL SCIENCE SCHOLARSHIP FUND

C/O YALE UNIVERSITY PO BOX 208239

NEW HAVEN,CT065208239
38-6194019 		SUPPORTS HIGHER EDUCATION MI 501(C)(3) 11, TYPE III-O N/A
 
No
(12) FOUNDING FATHERS PAPERS INC

C/O YALE UNIVERSITY PO BOX 208239

NEW HAVEN,CT065208239
22-2365602 		SUPPORTS AND FACILITATES PUBLICATIONS NJ 501(C)(3) 11, TYPE I N/A
 
No
(13) GRUBER FOUNDATION THE

C/O YALE UNIVERSITY PO BOX 208239

NEW HAVEN,CT065208239
45-1540594 		SUPPORTS HIGHER EDUCATION CT 501(C)(3) 11, TYPE I YALE UNIVERSITY
 
Yes
 
(14) HEALTH BENEFITS HOLDINGS INC

C/O YALE UNIVERSITY PO BOX 208239

NEW HAVEN,CT065208239
06-1559155 		INVESTMENT CT 501(C)(2) N/A YALE UNIVERSITY
 
Yes
 
(15) HR PROPERTIES INC

C/O YALE UNIVERSITY PO BOX 208239

NEW HAVEN,CT065208239
06-1341463 		INVESTMENT CT 501(C)(2) N/A YALE UNIVERSITY
 
Yes
 
(16) JANE COFFIN CHILDS MEMORIAL FUND FOR MEDICAL RESEARCH

C/O YALE UNIVERSITY PO BOX 208239

NEW HAVEN,CT065208239
06-6034840 		SUPPORTS MEDICAL AND SCIENTIFIC RESEARCH CT 501(C)(3) PF YALE UNIVERSITY
 
 
No
(17) JONATHAN EDWARDS TRUST

C/O YALE UNIVERSITY PO BOX 208239

NEW HAVEN,CT065208239
06-6084676 		SUPPORTS HIGHER EDUCATION CT 501(C)(3) 11, TYPE III-FI YALE UNIVERSITY
 
Yes
 
(18) PAUL MELLON CENTRE FOR STUDIES IN BRITISH ART

C/O YALE UNIVERSITY PO BOX 208239

NEW HAVEN,CT065208239
22-3783661 		PROMOTES AND SUPPORTS STUDY OF BRITISH ART AND ARCHITECTURE UK 501(C)(3) 9 YALE UNIVERSITY
 
Yes
 
(19) PROSPECT STREET HOLDINGS INC

C/O YALE UNIVERSITY PO BOX 208239

NEW HAVEN,CT065208239
06-1424260 		TITLE HOLDING COMPANY CT 501(C)(2) N/A YALE UNIVERSITY
 
Yes
 
(20) RICHARD U LIGHT FOUNDATION

C/O YALE UNIVERSITY PO BOX 208239

NEW HAVEN,CT065208239
38-2456949 		SUPPORTS EDUCATION MI 501(C)(3) 11, TYPE I N/A
 
No
(21) SCRIPPS LEAGUE NEWSPAPERS EDUCATION & RESEARCH FUND

C/O YALE UNIV PO BOX 208239

NEW HAVEN,CT06520
06-0983815 		GRANTMAKING DE 501(C)(3) PF YALE UNIVERSITY
 
 
No
(22) STAFF RETIREMENT HOLDINGS INC

C/O YALE UNIVERSITY PO BOX 208239

NEW HAVEN,CT065208239
06-1559156 		INVESTMENT CT 501(C)(2) N/A YALE UNIVERSITY
 
Yes
 
(23) STOECKEL E B RESIDUE TRUST

C/O YALE UNIVERSITY PO BOX 208239

NEW HAVEN,CT065208239
06-0653108 		INVESTMENT CT 501(C)(3) 11, TYPE III-O YALE UNIVERSITY
 
Yes
 
(24) THE BOARD OF TRUSTEES OF THE SHEFFIELD SCIENTIFIC SCHOOL

C/O YALE UNIVERSITY PO BOX 208239

NEW HAVEN,CT065208239
06-6032565 		PROMOTES THE STUDY OF THE PHYSICAL, NATURAL AND MATHEMATICAL SCIENCES CT 501(C)(3) 11, TYPE II YALE UNIVERSITY
 
Yes
 
(25) YALE ALUMNI PUBLICATIONS INC

C/O YALE UNIVERSITY PO BOX 208239

NEW HAVEN,CT065208239
06-0646970 		DISTRIBUTES ALUMNI MAGAZINE CT 501(C)(3) 11, TYPE III-FI N/A
 
No
(26) YALE SOUTHERN OBSERVATORY INC

C/O YALE UNIVERSITY PO BOX 208239

NEW HAVEN,CT065208239
06-6068906 		RESEARCH AND EDUCATION CT 501(C)(3) 7 YALE UNIVERSITY
 
Yes
 
(27) YALE UNIVERSITY ELIZABETHAN CLUB CORP

C/O YALE UNIVERSITY PO BOX 208239

NEW HAVEN,CT065208239
06-0332975 		PROMOTES APPRECIATION OF LITERATURE AMONG MEMBERSHIP AND COMMUNITY CT 501(C)(3) 11, TYPE III - FI YALE UNIVERSITY
 
Yes
 
(28) YALE UNIVERSITY PRESS LONDON

C/O YALE UNIVERSITY PO BOX 208239

NEW HAVEN,CT065208239
 PUBLISH SERIOUS WORKS UK 501(C)(3) 9 YALE UNIVERSITY
 
Yes
 
(29) YALE UNIVERSITY RETIREE HEALTH BENEFITS COVERAGE TRUST

C/O YALE UNIV PO BOX 208239

NEW HAVEN,CT06520
06-6414276 		501(A) TRUST THAT SUPPORTS YALE UNIVERSITY CT 501(C)(3) 11, TYPE II YALE UNIVERSITY
 
Yes
 
(30) YALE-NEW HAVEN MEDICAL CENTER INC

C/O YALE UNIVERSITY PO BOX 208239

NEW HAVEN,CT065208239
23-7440891 		SUPPORTS JOINT PROGRAMS OF YALE-NEW HAVEN HOSPITAL AND YALE UNIVERSITY CT 501(C)(3) 11, TYPE III - FI N/A
 
No
For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50135Y
Schedule R (Form 990) 2011
Schedule R (Form 990) 2011
Page 2
Part III
Identification of Related Organizations Taxable as a Partnership (Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related organizations treated as a partnership during the tax year.)
(a)
Name, address, and EIN of
related organization



 		(b)
Primary activity




 		(c)
Legal
domicile
(state or foreign
country)


 		(d)
Direct controlling
entity



 		(e)
Predominant income(related, unrelated, excluded from tax under sections 512-514)

(f)
Share of total income




 		(g)
Share of end-of-year
assets



 		(h)
Disproprtionate allocations?




 		(i)
Code V—UBI
amount in box 20 of
Schedule K-1
(Form 1065)
 		(j)
General or
managing
partner?



 		(k)
Percentage
ownership
Yes No Yes No
(1) FOURTH CENTURY LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
41-2046537 		INVESTMENT DE YALE UNIVERSITY
  		EXCLUDED FROM TAX 217,312,012 6,482,717,771 Yes   -56,209,260   No 99.800 %
(2) FIFTH CENTURY LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-0763076 		INVESTMENT NV YALE UNIVERSITY
  		EXCLUDED FROM TAX 337,503,318 4,535,325,544 Yes   -14,230,200   No 99.800 %
(3) LAUREL 2008 LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
26-1649501 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 92,025,304 898,667,494 Yes   1,220,149   No 99.600 %
(4) YB INSTITUTIONAL LIMITED PARTNERSHIP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
04-3431530 		INVESTMENT DE YALE UNIVERSITY
  		EXCLUDED FROM TAX 34,308,395 712,731,327 Yes   -414,874   No 98.620 %
(5) 667 LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
06-1609184 		INVESTMENT DE BBF I HOLDINGS LP
  		EXCLUDED FROM TAX 18,084,237 407,717,335   No     No 89.690 %
(6) SP II HOLDINGS LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
26-0697863 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 18,528,833 393,748,251 Yes   -4,168,506   No 99.600 %
(7) CYR HOLDINGS LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
26-0788802 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 56,740,365 342,552,966   No     No 99.600 %
(8) BBF I HOLDINGS LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-8497574 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 48,881,023 342,098,288   No     No 99.600 %
(9) EASTON 2007 LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
26-0627974 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 18,387,615 312,824,382 Yes   -111,772   No 99.600 %
(10) FARALLON CAPITAL INSTITUTIONAL PARTNERS II LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
94-3106692 		INVESTMENT CA YALE UNIVERSITY
  		EXCLUDED FROM TAX 23,331,464 310,551,873 Yes   40,816   No 87.040 %
(11) LONG TERM VALUE FUND LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
98-0623624 		INVESTMENT CJ LAUREL 2008 LP
  		EXCLUDED FROM TAX 34,694,961 287,818,059 Yes   1,220,149   No 99.190 %
(12) STRATEGIC RESIDENTIAL FUND II LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
04-3584406 		INVESTMENT DE YALE UNIVERSITY
  		EXCLUDED FROM TAX -866,144 280,121,220   No     No 95.000 %
(13) YHG INVESTMENT LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
 INVESTMENT CJ FOURTH CENTURY LLC
  		EXCLUDED FROM TAX 42,292,347 255,278,182   No     No 99.790 %
(14) YELLOW WARBLER LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
26-0342603 		INVESTMENT TX FOURTH CENTURY LLC
  		EXCLUDED FROM TAX 61,396,772 221,796,005   No     No 96.900 %
(15) LONE SEQUOIA LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
58-2359627 		INVESTMENT DE YALE UNIVERSITY
  		EXCLUDED FROM TAX 21,607,303 218,027,665   No 16,467   No 69.460 %
(16) KHP FUND I LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
65-1232049 		INVESTMENT CA FOURTH CENTURY LLC
  		UNRELATED 7,626,249 182,861,150 Yes   6,880,357   No 63.500 %
(17) PROSPECT STREET PARTNERS LTD

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
59-3041479 		INVESTMENT FL YALE UNIVERSITY
  		EXCLUDED FROM TAX 27,386,266 159,314,355   No     No 71.250 %
(18) JBG INVESTMENT FUND III LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
52-2384738 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX 28,637,472 137,859,310   No     No 57.030 %
(19) JBG INVESTMENT FUND IV LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
01-0815265 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX 1,222,407 134,156,236 Yes       No 59.880 %
(20) IVP VI HOLDINGS LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-8699381 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 14,815,029 130,728,962 Yes   -95,887   No 99.600 %
(21) LUXIVER NAWAB LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
45-3117734 		INVESTMENT DE YALE UNIVERSITY
  		EXCLUDED FROM TAX 93,669 123,425,034   No     No 100.000 %
(22) JPF V HOLDINGS LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-2008388 		INVESTMENT NV FIFTH CENTURY LP
  		UNRELATED -2,422,977 121,299,436 Yes   -2,467,526   No 99.600 %
(23) KHP FUND II LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-5882068 		INVESTMENT CA FOURTH CENTURY LLC
  		UNRELATED -2,030,681 115,496,377 Yes   -5,827,997   No 60.180 %
(24) NOGA PARTNERS LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-1192059 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX -2,375,014 110,901,563 Yes   -1,167   No 82.320 %
(25) OM HOLDINGS LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-5073267 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX -2,964,711 103,747,062   No     No 99.600 %
(26) STRATEGIC RESIDENTIAL FUND I LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
04-3398268 		INVESTMENT DE YALE UNIVERSITY
  		EXCLUDED FROM TAX -6,071,542 91,722,332 Yes       No 92.500 %
(27) YXY PARTNERS LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-2078133 		INVESTMENT DE FIFTH CENTURY LP
  		EXCLUDED FROM TAX 10,797,219 89,321,543 Yes       No 92.340 %
(28) MEP IX LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
75-2537935 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX -5,779,174 86,477,598 Yes       No 100.000 %
(29) OMAHA LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
 INVESTMENT CA OM HOLDINGS LP
  		EXCLUDED FROM TAX -2,990,027 83,724,388   No     No 98.600 %
(30) AEF 5 US HOLDINGS LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-4076676 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX -322,620 82,070,057   No     No 99.600 %
(31) PEPF IV HOLDINGS LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
26-0290250 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX -8,623,812 79,629,796 Yes   -243,754   No 99.600 %
(32) CYR FUND LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
26-0270646 		INVESTMENT DE CYR HOLDINGS LP
  		EXCLUDED FROM TAX 6,956,787 78,754,516   No     No 96.400 %
(33) Y2K PARTNERS LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
71-1007459 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX -4,137,728 76,380,481   No     No 95.040 %
(34) BAYROOT LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-0390410 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX 2,792,785 75,212,596 Yes       No 98.800 %
(35) CAUTHEN VI LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-8202030 		INVESTMENT DE FOURTH CENTURY LLC
  		UNRELATED 340,156 70,982,763   No -432,210   No 79.840 %
(36) NIFL HOLDINGS LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-8973999 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 971,369 69,642,675   No     No 99.600 %
(37) TDRC II-A LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-5025534 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX   66,546,903   No     No 99.600 %
(38) CAUTHEN VII LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
26-3653027 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX 1,171,479 65,646,588   No 78,838   No 79.840 %
(39) LCPF V HOLDINGS LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-2776532 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 5,849,676 63,095,568   No     No 99.600 %
(40) GHEP III HOLDINGS LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-3853985 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 3,952,355 60,005,120   No     No 99.600 %
(41) YADKIN LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-2707395 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX -2,886,283 59,787,103   No     No 79.840 %
(42) M&H REALTY PARTNERS VI LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
57-1182074 		INVESTMENT CA FOURTH CENTURY LLC
  		EXCLUDED FROM TAX -1,284,126 59,217,810 Yes       No 52.330 %
(43) OSCEOLA LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-2008431 		INVESTMENT NV FIFTH CENTURY LP
  		UNRELATED -1,140,182 57,196,476   No -1,161,188   No 79.840 %
(44) BCAF HOLDINGS LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-8453177 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 5,582,621 56,298,029   No     No 99.600 %
(45) MP-MF HOLDINGS LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
26-2099979 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 29,981,649 53,023,702   No     No 99.600 %
(46) MANASLU FUND LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
98-0615593 		INVESTMENT CJ MP-MF HOLDINGS LP
  		EXCLUDED FROM TAX 29,981,649 53,022,788 Yes       No 95.290 %
(47) LUXIVER LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
45-1504333 		INVESTMENT DE YALE UNIVERSITY
  		EXCLUDED FROM TAX -3,251,274 52,084,732   No 14,149   No 100.000 %
(48) RIDGEFIELD LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-2022850 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 3,981,626 50,461,074   No     No 79.840 %
(49) KTOWN LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
27-4278453 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX -313,568 46,397,849   No     No 99.790 %
(50) RCP II HOLDINGS LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
26-0444200 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 1,220,734 46,214,248   No     No 99.600 %
(51) ALAMANCE LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-2575524 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX 3,120 44,674,293   No     No 79.840 %
(52) WOODWAY LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
26-1206761 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 1,822,985 44,321,744   No     No 79.840 %
(53) MERRIWEATHER LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
04-3664410 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX -469,518 43,447,102 Yes       No 98.800 %
(54) ANACONDA LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
 INVESTMENT CA FIFTH CENTURY LP
  		EXCLUDED FROM TAX 2,103,802 43,298,919   No     No 98.800 %
(55) GARFIELD LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-4592367 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 3,700,243 42,679,127   No 60,946   No 79.840 %
(56) GEF II HOLDINGS LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
26-0348232 		INVESTMENT NV FIFTH CENTURY LP
  		UNRELATED -335,797 40,811,887 Yes   -603,553   No 99.600 %
(57) FIF IV (CFA) HOLDINGS LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-4764198 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 340,834 39,768,613   No     No 99.600 %
(58) FULTON LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
26-0165041 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX 4,028,185 38,354,770   No     No 79.840 %
(59) AEF 6 US HOLDINGS LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
26-2867531 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 4,011,968 37,371,522   No     No 99.600 %
(60) RAMSGATE VIII LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-5259910 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX   37,132,858   No     No 79.840 %
(61) RAMSGATE LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-0419757 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX 21,941,414 37,112,394   No     No 79.840 %
(62) SEDGWICK LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
26-0483594 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 978,523 37,045,490   No     No 79.840 %
(63) BCVF 2007 HOLDINGS LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-5965183 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 7,220,973 33,428,186   No     No 99.600 %
(64) WYNNWOOD VIII LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
26-3294405 		INVESTMENT NV FIFTH CENTURY LP
  		UNRELATED 1,017,098 33,023,533   No -901,776   No 79.840 %
(65) NLVF II HOLDINGS LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
26-1545222 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX -859,716 32,601,641   No     No 99.600 %
(66) FRC II HOLDINGS LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
26-1670120 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 1,050,643 32,396,428   No     No 99.600 %
(67) CALVERT LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-3960036 		INVESTMENT NV FIFTH CENTURY LP
  		UNRELATED -3,247,114 31,410,184   No -2,271,436   No 79.840 %
(68) RCP HOLDINGS LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-2008465 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 9,235,270 30,013,105   No     No 99.600 %
(69) GOLDSBORO LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-1996058 		INVESTMENT NV FIFTH CENTURY LP
  		UNRELATED -2,674,744 29,973,119   No -3,557,922   No 79.840 %
(70) GLOSTER LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-1263980 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX 341,080 29,972,753   No     No 79.840 %
(71) CALVERT VI LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
26-1603346 		INVESTMENT NV FIFTH CENTURY LP
  		UNRELATED 373,742 29,699,327   No -487,450   No 79.840 %
(72) ALDERBROOK LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-2939768 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 1,605,517 29,516,192   No -489,781   No 79.840 %
(73) VOLTA LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-3738749 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 2,851,090 29,326,532   No 875,763   No 79.840 %
(74) UPTON LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-5778792 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX   28,423,968   No     No 79.840 %
(75) YADKIN III LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
26-2477930 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX -142,552 27,594,923   No     No 79.840 %
(76) ALAMANCE A LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-3484520 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX 1,920 27,491,477   No     No 79.840 %
(77) JPS HOLDINGS LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-8909921 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX   27,442,590   No     No 99.600 %
(78) GREENFIELD LAND PARALLEL PARTNERS I LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-4411467 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX 2,398,153 26,588,979   No     No 98.800 %
(79) RIDGEFIELD VIII LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
26-1603389 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 4,088,587 26,550,802   No     No 79.840 %
(80) ALAMANCE VI LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-8558864 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX 2 26,400,610   No     No 79.840 %
(81) HEVP HOLDINGS LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-4982016 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 7,879,976 25,368,190   No     No 99.600 %
(82) MACOMB IX LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-5025458 		INVESTMENT NV FIFTH CENTURY LP
  		UNRELATED 132,818 25,265,520   No 81,242   No 79.840 %
(83) TYPHOON LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
01-0685132 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX 8,793,118 25,115,153 Yes       No 91.270 %
(84) SP 8 HOLDINGS LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
26-0558478 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX -13,394 24,491,875   No     No 99.600 %
(85) OGDEN LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-1212114 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 6,792,767 24,331,207   No     No 79.840 %
(86) IRIS 2009 LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
26-4100777 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX -788,072 22,687,035   No     No 99.600 %
(87) IVA II HOLDINGS LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-2652041 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX -3,497,131 22,554,596   No     No 99.600 %
(88) GLOSTER III LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-8833953 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX   22,373,804   No     No 79.840 %
(89) EDMUNDS LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-4257832 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 1,398,256 21,502,367   No 60,336   No 79.840 %
(90) DENT LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-4202230 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX -82,099 20,880,552   No     No 79.840 %
(91) HEVP II HOLDINGS LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
26-1828824 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 452 20,642,006   No     No 99.600 %
(92) WYNNWOOD II LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-5548320 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 1,327,400 20,598,619   No -310,397   No 79.840 %
(93) BOF HOLDINGS LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-5923569 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 799,787 20,401,578 Yes   68,275   No 99.600 %
(94) CHICAGO LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
 INVESTMENT CA FIFTH CENTURY LP
  		EXCLUDED FROM TAX -693,481 20,037,423   No     No 98.800 %
(95) SPOP II CP HOLDINGS LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-8685452 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 10 19,055,254   No     No 99.600 %
(96) DUMBARTON LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-3919432 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 12,415 18,519,999   No     No 79.840 %
(97) HAWTHORNE III LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
26-0854590 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX   18,468,583   No     No 79.840 %
(98) SANGAMORE II LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-2672293 		INVESTMENT DE FOURTH CENTURY LLC
  		UNRELATED -89,634 17,756,163   No -50,070   No 79.840 %
(99) KCF HOLDINGS LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-8861865 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX -119,721 17,569,812   No     No 99.600 %
(100) RAMSGATE IX LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-8833887 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX   17,227,790   No     No 79.840 %
(101) SANGAMORE III LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
26-0753284 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX 1,174,110 16,907,557   No -2,721   No 79.840 %
(102) FARALLON CAPITAL INSTITUTIONAL PARTNERS 25 LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
94-3388317 		INVESTMENT DE YALE UNIVERSITY
  		EXCLUDED FROM TAX -2,777,497 16,804,196 Yes   54,907   No 87.280 %
(103) YUMA LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
26-1584783 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX -1,501,051 16,791,122   No -42,343   No 79.840 %
(104) VOLTA IV LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
27-0914710 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX 1,468,152 16,374,998   No 197,618   No 79.840 %
(105) UHLE LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
27-3981909 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX   15,719,835   No     No 79.840 %
(106) WESTPATH LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-2297672 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX 2,798,641 15,658,541   No -3,673   No 79.840 %
(107) FARALLON DEPOT INVESTORS LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
94-3309848 		INVESTMENT DE YALE UNIVERSITY
  		EXCLUDED FROM TAX -364,971 15,312,776   No 303,327   No 70.000 %
(108) HUIDIKOPER LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
26-4196504 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX -526,434 15,157,747   No     No 79.840 %
(109) DENT VI LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
26-2867610 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 1,626,070 15,146,864   No     No 79.840 %
(110) CORBIN LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-1263962 		INVESTMENT DE FOURTH CENTURY LLC
  		UNRELATED 33,728 14,999,146   No 19,722   No 79.840 %
(111) CAUTHEN LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-2776143 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX -582,990 14,658,564   No -74,517   No 79.840 %
(112) IVP V COINVESTMENT HOLDINGS LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-2707519 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 275,979 14,651,319   No     No 99.600 %
(113) YANKEE FOREST LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
04-3384575 		INVESTMENT NH YALE UNIVERSITY
  		EXCLUDED FROM TAX -489,856 13,853,634 Yes       No 99.000 %
(114) ORDWAY LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-5189347 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 177,711 13,743,084   No -7,553   No 79.840 %
(115) SALINA FORESTRY LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
 INVESTMENT CA OM HOLDINGS LP
  		EXCLUDED FROM TAX 19,673 13,571,596   No     No 98.600 %
(116) QUINN LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
26-3879664 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX -477,714 13,104,562   No     No 79.840 %
(117) ECP II HOLDINGS LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
26-0151337 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 2,699 12,967,049   No     No 99.600 %
(118) POE LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
26-2765485 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 95,137 12,771,806   No     No 79.840 %
(119) CAUTHEN VIII LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
45-2750613 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX -38,126 12,160,793   No -5,323   No 79.840 %
(120) BE III HOLDINGS LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-5495967 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX -1,769 12,020,420   No     No 99.600 %
(121) MEP IV HOLDINGS LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
26-0646713 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 124,936 11,564,344   No     No 99.600 %
(122) ALAMANCE VII LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
45-2046522 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX 8,064 11,412,027   No     No 79.840 %
(123) WYNNWOOD LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-1363230 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 2,464,418 10,708,812   No 146,100   No 79.840 %
(124) TILDEN LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-8558781 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX 520,021 10,294,639   No     No 79.840 %
(125) MACOMB VIII LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-5681131 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 438,190 9,692,010   No 215,614   No 79.840 %
(126) CRANBROOK LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-3115503 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX 309,944 9,131,010   No     No 79.840 %
(127) ODE LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
37-1567347 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX   9,079,697   No     No 79.840 %
(128) SCOTT LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
27-3616316 		INVESTMENT DE FOURTH CENTURY LLC
  		UNRELATED 4,702 8,550,585   No -18,251   No 79.840 %
(129) CORBIN VI LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
27-0773197 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX 40,229 8,479,239   No     No 79.840 %
(130) WHITEHAVEN LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
26-3915778 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX 285,737 8,370,980   No     No 79.840 %
(131) NEWBURN LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-0365032 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX 4,178,816 8,369,202   No     No 79.840 %
(132) WINDOM LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
26-1768804 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 1,312,877 8,225,941   No     No 79.840 %
(133) HARBOR HILLS HOLDINGS LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
02-0729602 		INVESTMENT DE YALE UNIVERSITY
  		UNRELATED -828,966 7,994,137 Yes   -834,118   No 55.000 %
(134) WILSON LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-2232279 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX -62 7,693,976   No     No 79.840 %
(135) NEWINGTON LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-0763113 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX -256,337 7,569,147   No     No 79.840 %
(136) KLINGLE LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-4592461 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 442,195 7,429,104   No 8,148   No 79.840 %
(137) HARBOR HILLS DEVELOPMENT LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
16-1453802 		INVESTMENT DE HARBOR HILLS HOLDINGS LP
  		UNRELATED -458,808 7,018,431 Yes   -464,188   No 55.000 %
(138) FESSENDEN LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
26-2270383 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 6 6,540,187   No     No 79.840 %
(139) RAMSGATE IX A LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
26-1797786 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX   6,264,637   No     No 79.840 %
(140) FRESHET WIND ENERGY LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
33-1200160 		INVESTMENT DE FWEB LLC
  		UNRELATED -663,720 6,016,630   No     No 79.840 %
(141) DENT A LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-8725065 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX -21,346 5,428,958   No     No 79.840 %
(142) AVON LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-4056103 		INVESTMENT NV FIFTH CENTURY LP
  		UNRELATED 65,417 5,227,293   No -45,933   No 79.840 %
(143) WHITEHAVEN X LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
27-5205346 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX   4,224,048   No     No 79.840 %
(144) ARC ENERGY FUND USLIMITED PARTNERSHIP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
98-0188406 		INVESTMENT CA YALE UNIVERSITY
  		EXCLUDED FROM TAX 790,447 3,634,063   No     No 55.770 %
(145) TILDEN II LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
27-4210952 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX 202 3,547,130   No     No 79.840 %
(146) WELBORN LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-1212127 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 741,589 3,330,825   No     No 79.840 %
(147) SF-NEW PARTNERS LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
92-0179258 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX 260,174 2,267,572   No     No 95.260 %
(148) VEITCH LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
45-0999084 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX 6 2,213,965   No     No 79.840 %
(149) CLEVELAND LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
90-0743297 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX 1,057 2,083,121   No     No 79.840 %
(150) SANGAMORE LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-0357077 		INVESTMENT DE FOURTH CENTURY LLC
  		UNRELATED 51,787 1,982,643   No -53,058   No 79.840 %
(151) LORTON LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
45-4238865 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX   1,976,040   No     No 79.840 %
(152) RAMSGATE X LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
27-3616177 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX   1,346,537   No     No 79.840 %
(153) LORTON-A LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
45-4239136 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX   718,560   No     No 79.840 %
(154) LUNXUS WIND ENERGY LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
33-1200159 		INVESTMENT DE FOURTH CENTURY LLC
  		UNRELATED -60,680 649,616 Yes   -61,728   No 79.840 %
(155) HIGHLAND WIND HOLDINGS LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
33-1200162 		INVESTMENT DE LUNXUS WIND ENERGY LLC
  		UNRELATED -28,876 617,020 Yes   -29,800   No 71.860 %
(156) 100 HOWE STREET ASSOCIATES LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
06-1386762 		INVESTMENT CT YALE UNIVERSITY
  		EXCLUDED FROM TAX 180,236 401,560 Yes       No 97.080 %
(157) YD VALUE FUND LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
76-0803115 		INVESTMENT DE YVF HOLDINGS LP
  		EXCLUDED FROM TAX -16,981,569 376,380 Yes       No 99.330 %
(158) HARBOR HILLS UTILITIES LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
16-1453800 		INVESTMENT DE HARBOR HILLS HOLDINGS LP
  		UNRELATED -260,593 295,604 Yes   -260,593   No 55.000 %
(159) DANVILLE LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
45-3531407 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX   231,697   No     No 79.840 %
(160) 4620 ASSOCIATES LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
13-4036667 		INVESTMENT DE PASSIVE HOLDING LLC
  		EXCLUDED FROM TAX 110,030 178,512   No     No 83.990 %
(161) 94 HOWE STREET ASSOCIATES LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
06-1428914 		INVESTMENT CT YALE UNIVERSITY
  		EXCLUDED FROM TAX 40,456 156,088 Yes       No 91.930 %
(162) STARFAR I PARTNERS LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
94-3205101 		INVESTMENT DE YALE UNIVERSITY
  		UNRELATED -11,089 80,624   No -11,089   No 60.830 %
(163) YVF HOLDINGS LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-3708621 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX -16,950,996 22,012   No     No 99.600 %
(164) EPP HOLDINGS LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-8209090 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 5,949,991     No     No 99.600 %
(165) ALCHEMY PLAN (BULLDOG) LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
98-0186258 		INVESTMENT GK YALE UNIVERSITY
  		EXCLUDED FROM TAX -6,977,325     No     No 99.010 %
(166) BY PARTNERS LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
13-3738930 		INVESTMENT DE YALE UNIVERSITY
  		EXCLUDED FROM TAX 115,971     No     No 91.940 %
(167) JVL GLOBAL ENERGY (QP) LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
03-0504098 		INVESTMENT TX YALE UNIVERSITY
  		UNRELATED 820,275     No 123,634   No 95.000 %
(168) HARBOR HILLS COUNTRY CLUB LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
16-1453797 		INVESTMENT DE HARBOR HILLS HOLDINGS LP
  		UNRELATED -109,565 -2,961,217 Yes   -109,337   No 55.000 %
Part IV
Identification of Related Organizations Taxable as a Corporation or Trust (Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related organizations treated as a corporation or trust during the tax year.)
(a)
Name, address, and EIN of related organization



 		(b)
Primary activity



 		(c)
Legal domicile
(state or
foreign
country)
 		(d)
Direct controlling
entity


 		(e)
Type of entity
(C corp, S corp,
or trust)

 		(f)
Share of total income



 		(g)
Share of
end-of-year
assets

 		(h)
Percentage
ownership
(1) CRS FUND LTD
C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
 INVESTMENT CJ CYR HOLDINGS LP
  		C -26,270,807 308,873,484 99.600 %
(2) THE CAERULEUS FUND
C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
 INVESTMENT CJ FOURTH CENTURY LLC
  		C -1,802,312 258,876,518 99.720 %
(3) FOURTH CENTURY TRUST
C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-6699631 		INVESTMENT CT YALE UNIVERSITY
  		T 53,659,218 167,538,684 100.000 %
(4) GAOLING YALI FEEDER LTD
C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
 INVESTMENT CJ FOURTH CENTURY LLC
  		C 50,189,261 164,549,481 99.800 %
(5) PWEB LLC
C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
26-1392408 		INVESTMENT DE FOURTH CENTURY LLC
  		C -12,772,464 128,119,340 99.800 %
(6) NEW FYI LTD
C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
 INVESTMENT CJ YALE UNIVERSITY
  		C 127,913,755 128,119,340 100.000 %
(7) YB CAYMAN LTD
C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
 INVESTMENT CJ YB INSTITUTIONAL LP
  		C 2,877,707 73,941,200 98.620 %
(8) ARMINIUS REAL ESTATE OPPORTUNITY FEEDER FUND II LP
C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
 INVESTMENT UK FOURTH CENTURY LLC
  		C 6,905,673 70,728,300 90.730 %
(9) LP VALUE LTD
C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
 INVESTMENT VQ YALE UNIVERSITY
  		C -32,964,991 60,812,816 91.670 %
(10) 3148591 NOVA SCOTIA LIMITED
C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
 INVESTMENT CA OM HOLDINGS LP
  		C 910,501 20,054,065 98.600 %
(11) NCH INVESTORS FUND (YU) CORP
C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
 INVESTMENT CJ FOURTH CENTURY LLC
  		C -860,362 14,370,066 99.800 %
(12) CONNECTICUT BOOLA INC
C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
06-0798544 		INVESTMENT CT YALE UNIVERSITY
  		C 985,102 12,919,556 100.000 %
(13) FWEB LLC
C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
27-3304506 		INVESTMENT DE FOURTH CENTURY LLC
  		C 19,483 6,016,630 99.800 %
(14) LAKE PLACE TRUST
C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
06-6484239 		INVESTMENT CT YALE UNIVERSITY
  		T -15,293 1,726,601 100.000 %
(15) 3215186 NOVA SCOTIA LIMITED
C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
 INVESTMENT CA OM HOLDINGS LP
  		C 806,367 1,650,203 98.600 %
(16) MANASLU PARTNERS LTD
C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
 INVESTMENT CJ MP-MF HOLDINGS LP
  		C 2,823,547 1,223,896 99.600 %
(17) 2089841 ONTARIO LIMITED
C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
 INVESTMENT CA FIFTH CENTURY LP
  		C 188 934,148 98.800 %
(18) HARBOR HILLS COUNTRY CLUB INC
C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
16-1452585 		INVESTMENT DE HARBOR HILLS HOLDINGS LP
  		C -38 35,179 55.000 %
(19) HIP INVESTORS INC
C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
75-2546639 		INVESTMENT TX YALE UNIVERSITY
  		C   12,116 88.890 %
(20) HARBOR HILLS SALES INC
C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
59-3343340 		INVESTMENT FL HARBOR HILLS HOLDINGS LP
  		C   550 55.000 %
(21) DRAMA PRODUCTIONS INC
C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
06-0851103 		PERFORMING ARTS CT YALE UNIVERSITY
  		C 709,116 304 100.000 %
(22) JOHN E POLLARD TRUST
C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
06-0646973 		INVESTMENT CT YALE UNIVERSITY
  		T     100.000 %
(23) YALE UNIVERSITY HONG KONG TRUST
C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
 ACCEPTS CHARITABLE CONTRIBUTIONS HK YALE UNIVERSITY
  		T 102,480   100.000 %
(24) YORK STREET ASSOCIATES INC
C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
06-1174464 		INACTIVE CT YALE UNIVERSITY
  		C     100.000 %
(25) CHARITABLE POOLED INCOME FUNDS (3)
C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
 INVESTMENT CT VARIOUS
  		T      
(26) CHARITABLE REMAINDER TRUSTS (54)
C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
 INVESTMENT CT YALE UNIVERSITY
  		T      
Schedule R (Form 990) 2011
Schedule R (Form 990) 2011
Page 3
Part V
Transactions With Related Organizations (Complete if the organization answered "Yes" on Form 990, Part IV, line 34, 35, 35A, or 36.)
Note. Complete line 1 if any entity is listed in Parts II, III or IV.
Yes
No
1 During the tax year, did the orgranization engage in any of the following transactions with one or more related organizations listed in Parts II-IV?
a Receipt of (i) interest (ii) annuities (iii) royalties (iv) rent from a controlled entity . . . . . . . . . . . . . . . . . . . . . . .
1a
 
No
b Gift, grant, or capital contribution to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1b
Yes
 
c Gift, grant, or capital contribution from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1c
Yes
 
d Loans or loan guarantees to or for related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1d
Yes
 
e Loans or loan guarantees by related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1e
 
No
f Sale of assets to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1f
 
No
g Purchase of assets from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1g
 
No
h Exchange of assets with related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1h
 
No
i Lease of facilities, equipment, or other assets to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1i
 
No
j Lease of facilities, equipment, or other assets from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . .
1j
 
No
k Performance of services or membership or fundraising solicitations for related organization(s) . . . . . . . . . . . . . . . . . . . .
1k
Yes
 
l Performance of services or membership or fundraising solicitations by related organization(s) . . . . . . . . . . . . . . . . . . . .
1l
Yes
 
m Sharing of facilities, equipment, mailing lists, or other assets with related organization(s) . . . . . . . . . . . . . . . . . . . . .
1m
Yes
 
n Sharing of paid employees with related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1n
 
No
o Reimbursement paid to related organization(s) for expenses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1o
 
No
p Reimbursement paid by related organization(s) for expenses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1p
Yes
 
q Other transfer of cash or property to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1q
Yes
 
r Other transfer of cash or property from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1r
Yes
 
2
If the answer to any of the above is "Yes," see the instructions for information on who must complete this line, including covered relationships and transaction thresholds.
(a)
Name of other organization 		(b)
Transaction
type(a-r) 		(c)
Amount involved 		(d)
Method of determining amount involved
(1) 100 HOWE STREET ASSOCIATES LLC

 R 194,310 CASH VALUE
(2) 3C CORPORATION

 B 2,230,368 CASH VALUE
(3) 3C CORPORATION

 C 7,134,980 CASH VALUE
(4) 5C CORPORATION

 B 2,553,594 CASH VALUE
(5) 5C CORPORATION

 C 3,026,868 CASH VALUE
(6) ALCHEMY PLAN (BULLDOG) LP

 R 527,593 CASH VALUE
(7) ARC ENERGY FUND US LIMITED PARTNERSHIP

 R 799,651 CASH VALUE
(8) BY PARTNERS LP

 R 192,388 CASH VALUE
(9) CHARITABLE POOLED INCOME FUNDS (17)

 C 1,549,888 CASH VALUE
(10) CHARITABLE REMAINDER TRUSTS (8)

 C 580,733 CASH VALUE
(11) CHARLES A COFFIN MEMORIAL FUND

 P 269,000 CASH VALUE
(12) CHIEF EXECUTIVE LEADERSHIP INSTITUTE OF THE YALE SCHOOL MANAGEMENT

 C 400,000 CASH VALUE
(13) CONNECTICUT BOOLA INC

 B 112,628 CASH VALUE
(14) FARALLON CAPITAL INSTITUTIONAL PARTNERS 25 LP

 R 872,556 CASH VALUE
(15) FARALLON CAPITAL INSTITUTIONAL PARTNERS 25 LP

 B 387,596 CASH VALUE
(16) FARALLON CAPITAL INSTITUTIONAL PARTNERS II LP

 R 44,587,962 CASH VALUE
(17) FARALLON CAPITAL INSTITUTIONAL PARTNERS II LP

 B 14,222,556 CASH VALUE
(18) FARALLON DEPOT INVESTORS LLC

 B 301,893 CASH VALUE
(19) FIFTH CENTURY LP

 B 678,491,605 CASH VALUE
(20) FIFTH CENTURY LP

 R 814,172,028 CASH VALUE
(21) FOURTH CENTURY TRUST

 C 27,326,923 CASH VALUE
(22) FOURTH CENTURY LLC

 B 1,112,953,545 CASH VALUE
(23) FOURTH CENTURY LLC

 R 836,266,355 CASH VALUE
(24) GRUBER FOUNDATION THE

 C 2,775,000 CASH VALUE
(25) HARBOR HILLS HOLDINGS LP

 B 1,000,000 CASH VALUE
(26) JVL GLOBAL ENERGY (QP) LP

 R 6,980,010 CASH VALUE
(27) LONE SEQUOIA LP

 R 71,230,811 CASH VALUE
(28) LP VALUE LIMITED

 R 55,426,748 CASH VALUE
(29) LUXIVER LP

 R 3,300,000 CASH VALUE
(30) LUXIVER LP

 B 20,128,017 CASH VALUE
(31) LUXIVER NAWAB LP

 B 141,369,940 CASH VALUE
(32) NEW FYI LTD

 R 122,700,000 CASH VALUE
(33) PAUL MELLON CENTRE FOR STUDIES IN BRITISH ART

 B 4,401,299 CASH VALUE
(34) PROSPECT STREET PARTNERS LTD

 R 25,000,000 CASH VALUE
(35) PWEB LLC

 D 77,104,319 CASH VALUE
(36) STOECKEL E B RESIDUE TRUST

 C 300,000 CASH VALUE
(37) STRATEGIC RESIDENTIAL FUND I LLC

 B 4,976,500 CASH VALUE
(38) STRATEGIC RESIDENTIAL FUND II LLC

 R 8,550,000 CASH VALUE
(39) STRATEGIC RESIDENTIAL FUND II LLC

 L 1,555,625 CASH VALUE
(40) THE BOARD OF TRUSTEES OF THE SHEFFIELD SCIENTIFIC SCHOOL

 C 15,429,534 CASH VALUE
(41) THE BOARD OF TRUSTEES OF THE SHEFFIELD SCIENTIFIC SCHOOL

 P 1,215,551 CASH VALUE
(42) YALE UNIVERSITY ELIZABETHAN CLUB CORP

 B 478,733 CASH VALUE
(43) YALE UNIVERSITY ELIZABETHAN CLUB CORP

 P 164,043 CASH VALUE
(44) YALE UNIVERSITY HONG KONG TRUST

 C 102,480 CASH VALUE
(45) YALE UNIVERSITY RETIREE HEALTH BENEFITS COVERAGE TRUST

 B 22,265,949 CASH VALUE
(46) YALE UNIVERSITY RETIREE HEALTH BENEFITS COVERAGE TRUST

 P 22,689,490 CASH VALUE
(47) YANKEE FOREST LLC

 B 297,000 CASH VALUE
(48) YB INSTITUTIONAL LIMITED PARTNERSHIP

 R 100,000,000 CASH VALUE
Schedule R (Form 990) 2011
Schedule R (Form 990) 2011
Page 4
Part VI
Unrelated Organizations Taxable as a Partnership (Complete if the organization answered "Yes" on Form 990, Part IV, line 37.)
Provide the following information for each entity taxed as a partnership through which the organization conducted more than five percent of its activities (measured by total assets or gross revenue) that was not a related organization. See instructions regarding exclusion for certain investment partnerships.
(a)
Name, address, and EIN of entity 		(b)
Primary activity 		(c)
Legal domicile
(state or foreign
country) 		(d)
Predominant income(related, unrelated, excluded from tax under sections 512-514)

(e)
Are all
partners
section
501(c)(3)
organizations? 		(f)
Share of total income




 		(g)
Share of
end-of-year
assets 		(h)
Disproprtionate allocations? 		(i)
Code V—UBI
amount in box
20 of Schedule K-1
(Form 1065) 		(j)
General or
managing
partner? 		(k)
Percentage
ownership
Yes No Yes No Yes No






























Schedule R (Form 990) 2011
Schedule R (Form 990) 2011
Page 5
Part VII
Supplemental Information
Complete this part to provide additional information for responses to questions on Schedule R (see instructions).
Identifier Return Reference Explanation
  SCHEDULE R, PART I-V: NAME, ADDRESS AND EIN: THE FORM 990, SCHEDULE R, LISTS THE NAME OF EACH ENTITY AS OF THE DATE OF THE FORM 990 FILING. SCHEDULE R, PART II: GENERAL NOTE: THERE IS NO REQUIREMENT THAT A SUPPORTING ORGANIZATION OTHER THAN A TYPE III SUPPORTING ORGANIZATION NOTIFY THE ORGANIZATION IT SUPPORTS OF THE SUPPORTING ORGANIZATION'S EXISTENCE. PART II INCLUDES THOSE IRC SECTION 509(A)(3) SUPPORTING ORGANIZATIONS OF YALE UNIVERSITY OF WHICH THE UNIVERSITY IS AWARE. SCHEDULE R, PART III: GENERAL NOTE: DISPROPORTIONATE ALLOCATIONS INDICATED IN COLUMN (H) OF PART III GENERALLY RELATE TO I.) A GENERAL PARTNER'S TYPICAL CARRIED INTEREST WITH RESPECT TO PRIVATE FUND INVESTMENTS OR II.) ALLOCATIONS AMONG 501(C)(3) ORGANIZATIONS THAT ARE PARTNERS OR MEMBERS IN AN INVESTMENT ENTITY. SCHEDULE R, PART IV: AS OF JUNE 30, 2012, YALE UNIVERSITY HELD MORE THAN 50% OF THE BENEFICIAL INTERESTS IN 54 CHARITABLE REMAINDER TRUSTS OF WHICH 50 WERE DOMICILED IN CONNECTICUT AND THE REMAINDER WERE DOMICILED IN TENNESSEE, PENNSYLVANIA, MASSACHUSETTS, AND NEW JERSEY. SCHEDULE R, PART V: GENERAL NOTE: THIS SCHEDULE REFLECTS ALL TRANSFERS BY YALE UNIVERSITY TO CORPORATIONS, PARTNERSHIPS, OR OTHER ENTITIES CONTROLLED BY YALE AS DEFINED IN IRC SECTION 512(B)(13) AND RELATED TAX EXEMPT ORGANIZATIONS NOT DESCRIBED IN IRC SECTION 501(C)(3). IN SOME INSTANCES, THESE ENTITIES MADE FURTHER TRANSFERS TO OTHER ENTITIES CONTROLLED BY THEM OR YALE UNIVERSITY. IN ADDITION, THIS SCHEDULE REFLECTS ALL TRANSFERS TO YALE UNIVERSITY BY CORPORATIONS, PARTNERSHIPS, OR OTHER ENTITIES CONTROLLED BY YALE AS DEFINED IN IRC SECTION 512(B)(13) AND RELATED TAX EXEMPT ORGANIZATIONS NOT DESCRIBED IN IRC SECTION 501(C)(3). IN SOME INSTANCES, THESE ENTITIES RECEIVED TRANSFERS FROM OTHER ENTITIES CONTROLLED BY THEM OR YALE UNIVERSITY. PWEB, LLC LOAN GUARANTEE: THE BORROWER IN WHOSE FAVOR YALE UNIVERSITY ENTERED INTO A LOAN GUARANTEE AGREEMENT DURING THE CURRENT TAX YEAR IS A DISREGARDED ENTITY. THE TRANSACTION IS REPORTED WITH RESPECT TO PWEB, LLC WHICH IS THE SOLE MEMBER OF THE BORROWER.
Additional Data


Software ID:  
Software Version:  






TY 2011 AffiliatedGroupSchedule
Name:
YALE UNIVERSITY
EIN: 06-0646973
Affiliated Group Business Name:
YALE UNIVERSITY
 
Address. Either US or Foreign Type:
PO BOX 208239
NEW HAVEN, CT06520    
EIN:
06-0646973
Electing Organization Checkbox:
Total Grassroots Lobbying:
21,232
Total Direct Lobbying:
500,440
Total Lobbying Expenditures:
521,672
Other Exempt Purpose Expenditures:
2,996,681,734
Total Exempt Purpose Expenditures:
2,997,203,406
Lobbying Nontaxable Amount:
1,000,000
Grassroots Nontaxable Amount:
250,000
Tot Lobbying Grassroot Minus Non Tx:
0
Tot Lobby Expend Mns Lobbying Non Tx:
0
Share Of Excess Lobbying:
0
Affiliated Group Business Name:
3C CORPORATION
 
Address. Either US or Foreign Type:
PO BOX 208239
NEW HAVEN, CT06520    
EIN:
41-2046529
Electing Organization Checkbox:
Total Grassroots Lobbying:
0
Total Direct Lobbying:
0
Total Lobbying Expenditures:
0
Other Exempt Purpose Expenditures:
0
Total Exempt Purpose Expenditures:
0
Lobbying Nontaxable Amount:
0
Grassroots Nontaxable Amount:
0
Tot Lobbying Grassroot Minus Non Tx:
0
Tot Lobby Expend Mns Lobbying Non Tx:
0
Share Of Excess Lobbying:
0
Affiliated Group Business Name:
5C CORPORATION
 
Address. Either US or Foreign Type:
PO BOX 208239
NEW HAVEN, CT06520    
EIN:
20-0763050
Electing Organization Checkbox:
Total Grassroots Lobbying:
0
Total Direct Lobbying:
0
Total Lobbying Expenditures:
0
Other Exempt Purpose Expenditures:
0
Total Exempt Purpose Expenditures:
0
Lobbying Nontaxable Amount:
0
Grassroots Nontaxable Amount:
0
Tot Lobbying Grassroot Minus Non Tx:
0
Tot Lobby Expend Mns Lobbying Non Tx:
0
Share Of Excess Lobbying:
0
Affiliated Group Business Name:
ALUMNI FUND ASSOC OF YALE
 
Address. Either US or Foreign Type:
157 CHURCH STREET
NEW HAVEN, CT06520    
EIN:
06-6078326
Electing Organization Checkbox:
Total Grassroots Lobbying:
0
Total Direct Lobbying:
0
Total Lobbying Expenditures:
0
Other Exempt Purpose Expenditures:
0
Total Exempt Purpose Expenditures:
0
Lobbying Nontaxable Amount:
0
Grassroots Nontaxable Amount:
0
Tot Lobbying Grassroot Minus Non Tx:
0
Tot Lobby Expend Mns Lobbying Non Tx:
0
Share Of Excess Lobbying:
0
Affiliated Group Business Name:
BOARD OF TRUSTEES OF THE SHEFFIELD SCIENTIFIC SCHOOL
 
Address. Either US or Foreign Type:
PO BOX 208239
NEW HAVEN, CT06520    
EIN:
06-6032565
Electing Organization Checkbox:
Total Grassroots Lobbying:
0
Total Direct Lobbying:
0
Total Lobbying Expenditures:
0
Other Exempt Purpose Expenditures:
16,645,085
Total Exempt Purpose Expenditures:
16,645,085
Lobbying Nontaxable Amount:
982,254
Grassroots Nontaxable Amount:
245,564
Tot Lobbying Grassroot Minus Non Tx:
0
Tot Lobby Expend Mns Lobbying Non Tx:
0
Share Of Excess Lobbying:
0
Affiliated Group Business Name:
THE CHIEF EXECUTIVE LEADERSHIP INSTITUTE OF THE YALE SCHOOL MANAGEMENT INC
 
Address. Either US or Foreign Type:
EIGHT PIEDMONT CENTER SUITE 100
ATLANTA, GA30305    
EIN:
58-2617787
Electing Organization Checkbox:
Total Grassroots Lobbying:
0
Total Direct Lobbying:
0
Total Lobbying Expenditures:
0
Other Exempt Purpose Expenditures:
1,819,556
Total Exempt Purpose Expenditures:
1,819,556
Lobbying Nontaxable Amount:
240,978
Grassroots Nontaxable Amount:
60,245
Tot Lobbying Grassroot Minus Non Tx:
0
Tot Lobby Expend Mns Lobbying Non Tx:
0
Share Of Excess Lobbying:
0
Affiliated Group Business Name:
THE NEW CLINICAL PROGRAM DEVELOPMENT CORP
 
Address. Either US or Foreign Type:
789 HOWARD AVENUE
NEW HAVEN, CT06519    
EIN:
06-1565494
Electing Organization Checkbox:
Total Grassroots Lobbying:
0
Total Direct Lobbying:
0
Total Lobbying Expenditures:
0
Other Exempt Purpose Expenditures:
9,984,689
Total Exempt Purpose Expenditures:
9,984,689
Lobbying Nontaxable Amount:
649,234
Grassroots Nontaxable Amount:
162,309
Tot Lobbying Grassroot Minus Non Tx:
0
Tot Lobby Expend Mns Lobbying Non Tx:
0
Share Of Excess Lobbying:
0
Affiliated Group Business Name:
YALE SOUTHERN OBSERVATORY INC
 
Address. Either US or Foreign Type:
PO BOX 208239
NEW HAVEN, CT06520    
EIN:
06-6068906
Electing Organization Checkbox:
Total Grassroots Lobbying:
0
Total Direct Lobbying:
0
Total Lobbying Expenditures:
0
Other Exempt Purpose Expenditures:
88,649
Total Exempt Purpose Expenditures:
88,649
Lobbying Nontaxable Amount:
17,730
Grassroots Nontaxable Amount:
4,433
Tot Lobbying Grassroot Minus Non Tx:
0
Tot Lobby Expend Mns Lobbying Non Tx:
0
Share Of Excess Lobbying:
0
Affiliated Group Business Name:
YALE UNIVERSITY RETIREE HEALTH BENEFITS COVERAGE TRUST
 
Address. Either US or Foreign Type:
PO BOX 208239
NEW HAVEN, CT06520    
EIN:
06-6414276
Electing Organization Checkbox:
Total Grassroots Lobbying:
0
Total Direct Lobbying:
0
Total Lobbying Expenditures:
0
Other Exempt Purpose Expenditures:
25,900,062
Total Exempt Purpose Expenditures:
25,900,062
Lobbying Nontaxable Amount:
1,000,000
Grassroots Nontaxable Amount:
250,000
Tot Lobbying Grassroot Minus Non Tx:
0
Tot Lobby Expend Mns Lobbying Non Tx:
0
Share Of Excess Lobbying:
0
Affiliated Group Business Name:
YALE NEW HAVEN MEDICAL CENTER INC
 
Address. Either US or Foreign Type:
20 YORK STREET
NEW HAVEN, CT06519    
EIN:
23-7440891
Electing Organization Checkbox:
Total Grassroots Lobbying:
0
Total Direct Lobbying:
0
Total Lobbying Expenditures:
0
Other Exempt Purpose Expenditures:
1,129,176
Total Exempt Purpose Expenditures:
1,129,176
Lobbying Nontaxable Amount:
187,918
Grassroots Nontaxable Amount:
46,980
Tot Lobbying Grassroot Minus Non Tx:
0
Tot Lobby Expend Mns Lobbying Non Tx:
0
Share Of Excess Lobbying:
0