Form990-PF

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Nonexempt Charitable Trust
Treated as a Private Foundation
Note. The foundation may be able to use a copy of this return to satisfy state reporting requirements.
OMB No. 1545-0052
2012
Open to Public Inspection
For calendar year 2012, or tax year beginning 04-01-2012 , and ending 03-31-2013
Name of foundation
THE GREATER NORWICH FOUNDATION 011037
 

Number and street (or P.O. box number if mail is not delivered to street address)C/O NBT BANK NA 52 S BROAD ST   Room/suite
City or town, state, and ZIP code
NORWICH, NY13815
A Employer identification number

16-6064927
B Telephone number (see instructions)

(607) 337-6497
C bullet
G Check all that apply:

D 1. bullet
2. bullet
H Check type of organization:
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$7,244,834J Accounting method:
 
(Part I, column (d) must be on cash basis.)
E bullet
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 30,285
2 Check bullet
3 Interest on savings and temporary cash investments 9 10  
4 Dividends and interest from securities...... 233,292 233,497  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 102,119
b Gross sales price for all assets on line 6a 510,641
7 Capital gain net income (from Part IV, line 2)... 105,370
8 Net short-term capital gain......... 0
9 Income modifications........... 30,925
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 365,705 338,877 30,925
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 26,918 24,226   2,692
14 Other employee salaries and wages......   0 0 0
15 Pension plans, employee benefits.......   0 0  
16a Legal fees (attach schedule).........       0
b Accounting fees (attach schedule)....... Click to see attachment 1,415 0 0 0
c Other professional fees (attach schedule)....       0
17 Interest...............       0
18 Taxes (attach schedule) (see instructions) Click to see attachment 4,840 375   0
19 Depreciation (attach schedule) and depletion... 0 0  
20 Occupancy..............        
21 Travel, conferences, and meetings.......   0 0  
22 Printing and publications..........   0 0  
23 Other expenses (attach schedule)....... Click to see attachment 250     250
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 33,423 24,601 0 2,942
25 Contributions, gifts, grants paid........ 347,129 347,129
26 Total expenses and disbursements. Add lines 24 and 25 380,552 24,601 0 350,071
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -14,847
b Net investment income (if negative, enter -0-) 314,276
c Adjusted net income (if negative, enter -0-)... 30,925
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2012)
Form 990-PF (2012)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing...............   1,191 1,191
2 Savings and temporary cash investments.......... 179,797 266,430 266,430
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet     0 0
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see page 15 of the
instructions)....................      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet0      
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule) 199,496 Click to see attachment199,496 231,190
b Investments—corporate stock (attach schedule)........ 2,262,623 Click to see attachment2,218,334 4,893,551
c Investments—corporate bonds (attach schedule)........ 973,628 Click to see attachment914,938 1,006,482
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)........... 254,931 Click to see attachment436,164 477,486
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet) Click to see attachment500,000 Click to see attachment350,000 Click to see attachment368,504
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 4,370,475 4,386,553 7,244,834
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable...................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)..........   0
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted....................    
25 Temporarily restricted................    
26 Permanently restricted................ 4,370,475 4,386,553
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds.........    
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds    
30 Total net assets or fund balances (see page 17 of the
instructions).................... 4,370,475 4,386,553
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 4,370,475 4,386,553
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 4,370,475
2 Enter amount from Part I, line 27a..................... 2 -14,847
3 Other increases not included in line 2 (itemize) bulletClick to see attachment 3 30,925
4 Add lines 1, 2, and 3.......................... 4 4,386,553
5 Decreases not included in line 2 (itemize) bullet 5 0
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 4,386,553
Form 990-PF (2012)
Form 990-PF (2012)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a 250. PHILLIPS 66 P 2011-05-13 2012-05-29
b 50000. WACHOVIA BANK NA CD 4.350% 5/29/12 P 2008-05-23 2012-05-29
c 11.707 AMERICAN BEACON L/C VALU-IS P 2009-10-21 2012-07-19
d 2.396 DODGE & COX INTL STOCK FUND P 2009-10-21 2012-07-19
e 3.067 HARTFORD MIDCAP FUND-Y P 2011-10-11 2012-07-19
4.062 LAZARD EMERGING MKTS PORT-IN P 2011-10-11 2012-07-19
6.079 ROYCE PENNSYLVANIA MUT FUND-IN P 2009-10-21 2012-07-19
5.606 SELECTED AMERICAN SHARES-D P 2008-07-17 2012-07-19
3.923 VANGUARD MORGAN GROWTH FD-AD P 2009-10-21 2012-07-19
2.475 CRM MID CAP VALUE FD INSTL P 2009-10-21 2012-07-19
8. SELECTED AMERICAN SHARES-D P 2009-10-21 2012-07-27
21.679 SELECTED AMERICAN SHARES-D P 2008-07-17 2012-07-27
387. NBT BANCORP INC COM P 1993-10-11 2012-09-26
3. BARON PARTNERS FUND-INS P 2009-10-21 2012-11-19
1500. HEINZ H J CO COM P 2000-05-25 2013-02-26
500. UNION PAC CORP COM P 2003-05-16 2013-02-26
100000. WACHOVIA BK FSB CD 4.300% 3/07/13 P 2008-03-03 2013-03-07
100000. MORGAN STLY MTN V-Q 7.190% 9/22/25 P 2010-09-30 2013-03-22
500. TEVA PHARMACEUTICAL INDS ADR P 2011-05-13 2013-03-22
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 7,687   8,621 -934
b 50,000   50,000  
c 240   199 41
d 72   79 -7
e 68   65 3
74   73 1
68   56 12
238   233 5
236   179 57
71   58 13
342   292 50
928   903 25
8,600   3,610 4,990
65   45 20
108,617   54,645 53,972
66,767   15,000 51,767
100,000   100,000  
100,000   99,250 750
19,746   25,213 -5,467
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       -934
b        
c       41
d       -7
e       3
      1
      12
      5
      57
      13
      50
      25
      4,990
      20
      53,972
      51,767
       
      750
      -5,467
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 105,370
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 . . . . . . . . . . . . . . . . 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If “Yes,” the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2011 319,575 6,302,318 0.050708
2010 251,584 5,793,437 0.043426
2009 275,714 5,087,776 0.054191
2008 290,726 5,241,202 0.055469
2007 258,971 6,105,253 0.042418
2 Total of line 1, column (d) ...................... 2 0.246212
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.049242
4 Enter the net value of noncharitable-use assets for 2012 from Part X, line 5..... 4 6,674,918
5 Multiply line 4 by line 3....................... 5 328,686
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 3,143
7 Add lines 5 and 6......................... 7 331,829
8 Enter qualifying distributions from Part XII, line 4.............. 8 350,071
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions.
Form 990-PF (2012)
Form 990-PF (2012)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A” on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 3,143
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2............................ 3 3,143
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 3,143
6 Credits/Payments:
a 2012 estimated tax payments and 2011 overpayment credited to 2012 6a 4,260
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c 0
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 4,260
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 1,117
11 Enter the amount of line 10 to be: Credited to 2013 estimated taxBullet1,117 Refunded Bullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is “Yes” to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If “Yes,” attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If “Yes,” attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If “Yes,” has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If “Yes,” attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If “Yes,” complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletNY
    b
    If the answer is “Yes” to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If “No,” attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2012 or the taxable year beginning in 2012 (see instructions for Part XIV)?
    If “Yes,” complete Part XIV.............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If “Yes,” attach a schedule listing their names and addresses.
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbullet  
    14
    The books are in care ofbulletNBT BANK NA Telephone no.bullet (607) 337-6497
    Located atbullet52 SOUTH BROAD STNORWICHNY ZIP+4bullet13815
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16
    At any time during calendar year 2012, did the foundation have an interest in or a signature or other authority over
    a bank, securities, or other financial account in a foreign country? .................
    16
     
    No
    See instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the foreign country bullet  
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the “Yes” column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check “No”
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is “Yes” to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
    No
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2012?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2012, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2012?...............
    If “Yes,” list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer “No” and attach statement—see instructions.) ..............
    2b
     
    No
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?.........................
    b
    If “Yes,” did it have excess business holdings in 2012 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2012.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2012?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)........
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is “Yes” to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
     
    .........bullet
    c
    If the answer is “Yes” to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If “Yes,” attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?........................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If “Yes” to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    NBT BANK NA TRUSTEE
    1     		26,918    
    52 SOUTH BROAD ST
    NORWICH,NY13815
    JAMES I DUNNE COTRUSTEE
    1     		0    
    7 COOMES ST
    NORWICH,NY13815
    JAMES A HOY COTRUSTEE
    1     		0    
    911 NORTH MACEWEN DRIVE
    NORWICH,NY13815
    PETER V SMITH COTRUSTEE
    1     		0    
    CO WACHOVIA SECURITIES 43 S BROAD S
    NORWICH,NY13815
    JANE E EATON COTRUSTEE
    1     		0    
    17 NEWTON AVENUE
    NORWICH,NY13815
    ESTHER C FLANAGAN COTRUSTEE
    1     		0    
    123 NORTH BROAD ST
    NORWICH,NY13815
    THOMAS C EMERSON ESQ COTRUSTEE
    1     		0    
    LEE EMERSON FERRARESE 35 WEST MAI
    NORWICH,NY13815
    FREDERIC B MIERS COTRUSTEE
    1     		0    
    1 COOMES STREET
    NORWICH,NY13815
    H WILLIAM SMITH JR COTRUSTEE
    1     		0    
    975 COUNTY ROAD 10A
    NORWICH,NY13815
    PATRICK FLANAGAN COTRUSTEE
    1     		0    
    81 SOUTH BROAD STREET
    NORWICH,NY13815
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE.”
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3..........................bullet  
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    6,688,550
    b
    Average of monthly cash balances.......................
    1b
    88,016
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    6,776,566
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    6,776,566
    4
    Cash deemed held for charitable activities. Enter 1 1⁄2% of line 3 (for greater amount, see
    instructions) .............................
    4
    101,648
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    6,674,918
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    333,746
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    333,746
    2a
    Tax on investment income for 2012 from Part VI, line 5......
    2a
    3,143
    b
    Income tax for 2012. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    3,143
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    330,603
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    30,925
    5
    Add lines 3 and 4............................
    5
    361,528
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
    361,528
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    350,071
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
    0
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
    0
    b
    Cash distribution test (attach the required schedule) .................
    3b
    0
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    350,071
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
    3,143
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    346,928
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 8
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2011     		(c)
    2011     		(d)
    2012
    1 Distributable amount for 2012 from Part XI, line 7 361,528
    2 Undistributed income, if any, as of the end of 2012:
    a Enter amount for 2011 only....... 49,564
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2012:
    a From 2007....... 0
    b From 2008....... 0
    c From 2009....... 0
    d From 2010....... 0
    e From 2011....... 0
    fTotal of lines 3a through e......... 0
    4Qualifying distributions for 2012 from Part
    XII, line 4: bullet$ 350,071
    a Applied to 2011, but not more than line 2a 49,564
    b Applied to undistributed income of prior years
    (Election required—see instructions)......     		0
    c Treated as distributions out of corpus (Election
    required—see instructions).........     		23,085
    d Applied to 2012 distributable amount..... 277,422
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2012. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 23,085
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2011. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2012. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2013 ..........     		84,106
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see
    instructions) .............     		23,085
    8Excess distributions carryover from 2007 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9Excess distributions carryover to 2013.
    Subtract lines 7 and 8 from line 6a ......     		0
    10 Analysis of line 9:
    a Excess from 2008.... 0
    b Excess from 2009.... 0
    c Excess from 2010.... 0
    d Excess from 2011.... 0
    e Excess from 2012.... 0
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 9
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2012, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2012 (b) 2011 (c) 2010 (d) 2009
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ....     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets” alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment” alternative test— enter 2⁄3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support” alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail of the person to whom applications should be addressed:
    GREATER NORWICH FDN
    C/O OF NBT BANK NA 52 S BROAD ST
    NORWICH,NY13815
    (607) 337-6193
    bThe form in which applications should be submitted and information and materials they should include:
    GRANT APPLICATION FORM, LETTER INCLUDING TAX CLASSIFICATION, PURPOSE FOR USE OF FUNDS AND FINANCIALS
    cAny submission deadlines:
    APRIL 15TH FOR ANNUAL MEETING HELD IN MAY OCTOBER 15TH FOR NOVEMBER MEETING
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    GEOGRAPHICAL-NORWICH NEW YORK COMMUNITY LOCATED IN CHENANGO COUNTY
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    ITHACA COLLEGE FBO
    MATTHEW EATON
    953 DANBY ROAD
    ITHACA,NY14850     		NONE N/A M STEWART SCHOLARSHIP AWARD 1,000
    CHENANGO CNTY SPCA
    6160 COUNTY RD 32
    Norwich,NY13815     		N/A NONE ANNUAL OPERATING BUDGET 20,000
    SUNY AT MORRISVILLE &
    K RENFROW
    PO BOX 901
    MORRISVILLE,NY13408     		NONE N/A C. ROBBINS SCHOLARSHIP 3,000
    CHENANGO CO HISTORICAL
    SOCIETY
    45 REXFORD STREET
    NORWICH,NY138151121     		NONE EXEMPT 2012 DONATION 50,000
    CHENANGO COUNTY COUNCIL
    OF THE ARTS
    27 WEST MAIN STREET
    NORWICH,NY13815     		NONE EXEMPT DIGITAL CAMERAS/EQUIPMENT 60,000
    NORTHEAST CLASSIC CAR
    MUSEUM
    24 REXFORD STREET
    NORWICH,NY13815     		NONE EXEMPT 2012 DONATION-MULTIPURPOSE 10,000
    HOSPICE OF CHENANGO CO
    21 HAYES STREET
    NORWICH,NY13815     		NONE EXEMPT MEDICAL EQUIPMENT 10,000
    CHENANGO MEMORIAL HOSPITAL
    179 NORTH BROAD STREET
    NORWICH,NY13815     		NONE EXEMPT 2012 DONATION 10,000
    CHENANGO COUNTY
    HISTORICAL SOCIETY
    45 REXFORD STREET
    NORWICH,NY13815     		NONE EXEMPT RESTORATION OF CLOCK 10,644
    CHENANGO COUNTY COUNCIL OF
    THE ARTS
    27 WEST MAIN STREET
    NORWICH,NY138151611     		N/A NONE H & B EDWARDS FUND 500
    NORWICH YMCA
    SCHOLARSHIP CAMPAIGN
    68-70 NORTH BROAD STREET
    NORWICH,NY13815     		NONE EXEMPT ANNUAL CAMPAIGN DONATION & 10,050
    UNITED CHURCH OF CHRIST
    FIRST CONGREGATIONAL
    65 WEST MAIN STREET
    NORWICH,NY13815     		NONE EXEMPT H & B EDWARDS FUND DONATION 500
    CHENANGO MEMORIAL
    HOSPITAL
    179 N BROAD ST
    NORWICH,NY13815     		N/A EXEMPT 2012 DONATION-X-RAY 50,000
    COLORSCAPE CHENANGO ARTS
    FESTIVAL INC
    PO BOX 624
    NORWICH,NY13815     		NONE N/A 2012 MUSIC PROJECT 8,000
    CHENANGO BLUES ASSN
    HILLSIDE HOUSE B-22
    NORWICH,NY13815     		NONE EXEMPT SUMMER MUSIC SERIES 6,000
    GUERNSEY MEMORIAL LIBRARY
    3 COURT STREET
    NORWICH,NY13815     		N/A EXEMPT 2012 GRANT RABBI SHAPIRO 250
    SUNY AT CORTLAND
    FOR TYLER SLATER
    PO BOX 2000
    CORTLAND,NY13045     		NONE N/A K BROWN SCHOLARSHIP AWARD 1,500
    ITHACA COLLEGE
    FOR BROOKE IRELAND
    953 DANBY ROAD
    ITHACA,NY14850     		NONE N/A CLARA ROBBINS SCHOLARSHIP 1,500
    SYRACUSE UNIVERSITY
    FOR CARLIE THOMPSON
    900 SOUTH CROUSE AVENUE
    SYRACUSE,NY13244     		NONE N/A CLARA ROBBINS SCHOLARSHIP 3,000
    SIENA COLLEGE
    FOR LAURA ZAGADA
    515 LOUDON ROAD
    LOUDONVILLE,NY122111462     		NONE N/A M STEWARD SCHOLARSHIP AWARD 1,000
    SUNY AT MORRISVILLE
    FBO ZACHARIAH J YOUNGS
    PO BOX 901
    MORRISVILLE,NY13408     		NONE EXEMPT MARCIA STEWART SCHOLARSHIPS 1,000
    MOHAWK VALLEY CC
    FBO BEN BARNES
    1101 SHERMAN DRIVE
    UTICA,NY13501     		NONE N/A C ROBBINS SCHOLARSHIP AWARD 1,500
    SUNY AT MORRISVILLE
    FOR BRITTANY REIHL
    PO BOX 901
    MORRISVILLE,NY13408     		NONE N/A KAREN BROWN SCHOLARSHIP 1,500
    UNIVERSITY AT BUFFALO
    FOR NORENE PALMER
    CAPEN HALL
    BUFFALO,NY14260     		NONE N/A SCHOLARSHIP AWARD 2,000
    CITY OF NORWICH
    ONE CITY PLAZA
    NORWICH,NY13815     		NONE EXEMPT 2012 SUMMER CONCERTS 1,310
    HARTWICK COLLEGE
    FOR GABRIELLE BLENIS
    ONE HARTWICK DRIVE
    ONEONTA,NY138204020     		NONE N/A CLARA ROBBINS MEMORIAL 1,500
    SUNY AT ONEONTA
    FOR BRYN LOOMIS
    NETZER ADMIN BLDG
    ONEONTA,NY13820     		NONE N/A HOROVITZ SPORTS 1,000
    BOSTON COLLEGE
    FBO L FOLLETT
    140 COMMONWEALTH AVE
    CHESTNUT HILL,MA024673809     		NONE N/A SCHOLARSHIP AWARD 1,500
    NAZARETH COLLEGE
    FBO HANNAH RUNYON
    4245 EAST AVENUE
    ROCHESTER,NY14618     		NONE N/A CLARA ROBBINS SCHOLARSHIP 1,500
    SUNY AT CORTLAND
    FBO DEREK HUGHES
    PO BOX 2000
    CORTLAND,NY13045     		NONE N/A C ROBBINS SCHOLARSHIP AWARD 1,500
    OUR DAILY BREAD FOOD CLOSET
    PO BOX 203 37 WEST MAIN
    NORWICH,NY13815     		NONE N/A DISTRIBUTE FOOD TO THE 10,000
    CORNELL UNIVERSITY &
    REVA SEAGER
    410 THURSTON AVE
    ITHACA,NY148502488     		NONE N/A CLARA ROBBINS SCHOLARSHIP 1,500
    NORWICH-OXFORD LITTLE LEAGUE
    114 SHARMAN DRIVE
    NORWICH,NY13815     		NONE EXEMPT IMPROVEMENTS TO FIELDS & 250
    PENN ST UNIV
    FBO KATHERINE HAGEN
    201 OLD MAIN
    UNIVERSITY PARK,PA168021503     		NONE N/A EDWARD LEE LAW SCHOLARSHIP 1,000
    LEMOYNE COLLEGE
    FBO A JAYCOX
    1419 SALT SPRING ROAD
    SYRACUSE,NY13214     		NONE N/A SCHOLARSHIP AWARD 1,250
    HOBART & WILLIAM SMITH
    FOR H DIETRICH
    300 PULTENEY STREET
    GENEVA,NY14456     		NONE N/A SCHOLARSHIP AWARD 500
    NEW PALTZ FOR
    LINDSAY BELTZ
    1 HAWK DRIVE
    NEW PALTZ,NY12561     		NONE N/A KAREN BROWN SCHOLARSHIP 1,500
    HAMILTON COLLEGE
    FOR ANDREW AUSTIN
    3915 CAMPUS ROAD
    CLINTON,NY13323     		NONE N/A CLARA ROBBINS SCHOLARSHIP 1,500
    BINGHAMTON UNIVERSITY
    FOR CARA FRINK
    PO BOX 6000
    BINGHAMTON,NY139026000     		NONE N/A MARCIA STEWART SCHOLARSHIP 1,000
    BINGHAMTON UNIVERSITY FBO
    TIMOTHY CLARK
    PO BOX 6000
    BINGHAMTON,NY139026000     		NONE N/A MARCIA STEWART SCHOLARSHIP 1,500
    BOWDOIN COLLEGE &
    CLEO DAOUD
    85 UNION STREET
    LEWISTON,ME042439569     		NONE N/A CLARA ROBBINS SCHOLARSHIP 1,500
    ROGER WILLIAMS SCHOOL &
    LAURA PARKER
    TEN METACOM AVENUE
    BRISTOL,RI02809     		NONE N/A EDWARD J LEE LAW 2,000
    BALL STATE
    FBO KIMBERLY WALL
    LUCINDA HALL 245
    MUNCIE,IN47306     		NONE N/A C ROBBINS SCHOLARSHIP AWARD 1,500
    CHENANGO COUNTY DEPT
    BLDG & GROUNDS
    5 COURT STREET
    NORWICH,NY13815     		N/A EXEMPT RENOVATION-DOME & CUPOLA 15,000
    CHENANGO FOUNDATION
    19 EATON AVENUE
    NORWICH,NY13815     		N/A EXEMPT CEILING & LIGHTING 5,000
    CHENANGO HOUSING
    IMPROVEMENT PROGRAM INC
    27 WEST MAIN STREET
    NORWICH,NY13815     		N/A EXEMPT WINDOW & DOOR REPLACEMENT 18,875
    WELLS COLLEGE
    FBO STEPHANIE TODD
    170 MAIN STREET
    AURORA,NY13026     		NONE N/A FORSYTHE SCHOLARSHIP AWARD 1,000
    EMPIRE STATE COLLEGE
    FBO MATTHEW JACKSON
    111 WEST AVE
    SARATOGA SPRINGS,NY12866     		NONE N/A C ROBBINS SCHOLARSHIP AWARD 1,500
    SUNY ONEONTA
    FBO SETH THOMAS
    NETZER ADMIN BLDG
    ONEONTA,NY13820     		NONE N/A HOROVITZ AWARD 1,000
    NORTHEAST CLASSIC CAR MUSEUM
    24 REXFORD ST
    NORWICH,NY13815     		NONE EXEMPT H & B EDWARDS FUND 500
    SUNY AT BUFFALO
    FBO T HAGENBUCH
    232 CAPEN HALL
    BUFFALO,NY14260     		NONE N/A C ROBBINS SCHOLARSHIP AWARD 1,500
    CHENANGO GREENWAY
    CONSERVANCY INC
    PO BOX 376
    NORWICH,NY13815     		NONE EXEMPT 2012 DONATION-RIVERWALK 5,000
    UTICA COLLEGE
    FBO SARAH SPITTLER
    1600 BURRSTONE ROAD
    UTICA,NY13502     		NONE N/A SCHOLARSHIP AWARD 1,000
    SUNY MORRISVILLE COLLEGE
    FBO A MOREHEAD
    PO BOX 901
    MORRISVILLE,NY13408     		NONE N/A SCHOLARSHIP AWARD 500
    Total .................................bullet 3a 347,129
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3Interest on savings and temporary cash investments     14 9  
    4 Dividends and interest from securities....     14 233,292  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8Gain or (loss) from sales of assets other than inventory     18 102,119  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   335,420  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13335,420
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section
    Yes
    No
    501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is “Yes,” complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If “Yes,” complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2012)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description
    Schedule B
    (Form 990, 990-EZ,
    or 990-PF)
    Department of the Treasury
    Internal Revenue Service
    Schedule of Contributors
    Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
    OMB No. 1545-0047
    2012
    Name of the organization
    THE GREATER NORWICH FOUNDATION 011037
     
    Employer identification number

    16-6064927
    Organization type (check one):
    Filers of:
    Section:
    Form 990 or 990-EZ





    Form 990-PF




    Check if your organization is covered by the General Rule or a Special Rule.  
    Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
    General Rule
    Special Rules
    ......................... Arrow Bullet   $    
    Caution. An organization that is not covered by the General Rule and/or the Special Rules does not file Schedule B (Form 990,
    990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2 of its Form 990; or check the box on line H of its
    Form 990-EZ or on Part I, line 2 of its Form 990-PF, to certify that it does not meet the filing requirements of Schedule B (Form 990,
    990-EZ, or 990-PF).
    For Paperwork Reduction Act Notice, see the Instructions
    for Form 990, 990-EZ, or 990-PF.
    Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2012)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2012)
    Page 2
    Name of organization
    THE GREATER NORWICH FOUNDATION 011037
          		Employer identification number

    16-6064927
    Part I
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    		     
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    1
     
     

    CAROL TURNER    
    91 BRENTWOOD DRIVE
       
    PENFIELD, NY   14526

    		$1,000


    (Complete Part II if there is a noncash contribution.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    2
     
     

    RAYMOND ALMA WILLARD CHAR TR    
    C/O NBT BANK 52 S BROAD ST
       
    NORWICH, NY   13815

    		$2,584


    (Complete Part II if there is a noncash contribution.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    3
     
     

    VARIOUS    
    C/O NBT BANK 52 S BROAD ST
       
    NORWICH, NY   13815

    		$150


    (Complete Part II if there is a noncash contribution.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    4
     
     

    PETER SMITH    
    43 SOUTH BROAD STREET
       
    NORWICH, NY   13815

    		$1,000


    (Complete Part II if there is a noncash contribution.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    5
     
     

    PATRICK FLANAGAN    
    81 SOUTH BROAD STREET
       
    NORWICH, NY   13815

    		$1,000


    (Complete Part II if there is a noncash contribution.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    6
     
     

    FRED SALLY MIERS    
    1 COOMES STREET
       
    NORWICH, NY   13815

    		$1,000


    (Complete Part II if there is a noncash contribution.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2012)
    Name of organization
    THE GREATER NORWICH FOUNDATION 011037
          		Employer identification number

    16-6064927
    Part I
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    		     
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    7
    CHARLES BURR CHARITABLE TR
     

         
    C/O NBT BANK 52 S BROAD ST
       
    NORWICH, NY   13815

    		$12,561


    (Complete Part II if there is a noncash contribution.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    8
     
     

    JAMES SUE HOY    
    911 MACEWEN DRIVE
       
    OSPREY, FL   34229

    		$1,050


    (Complete Part II if there is a noncash contribution.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    9
     
     

    MR MRS JAMES DUNNE    
    7 COOMES STREET
       
    NORWICH, NY   13815

    		$1,000


    (Complete Part II if there is a noncash contribution.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    10
    WEINMAN FAMILY FOUNDATION
     

         
    C/O NBT BANK 52 S BROAD ST
       
    NORWICH, NY   13815

    		$1,000


    (Complete Part II if there is a noncash contribution.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    11
    PATRICIA & WILLIAM SMITH FDN
     

         
    975 COUNTY ROAD 10A
       
    NORWICH, NY   13815

    		$1,400


    (Complete Part II if there is a noncash contribution.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    12
     
     

    THOMAS BONNIE EMERSON    
    PO BOX 168
       
    OXFORD, NY   13830

    		$1,000


    (Complete Part II if there is a noncash contribution.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2012)
    Name of organization
    THE GREATER NORWICH FOUNDATION 011037
          		Employer identification number

    16-6064927
    Part I
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    		     
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    13
    CURRAN FOUNDATION
     

         
    C/O NBT BANK 52 S BROAD ST
       
    NORWICH, NY   13815

    		$2,000


    (Complete Part II if there is a noncash contribution.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    14
    W E EATON CHARITABLE TRUST
     

         
    C/O NBT BANK 52 S BROAD ST
       
    NORWICH, NY   13815

    		$2,540


    (Complete Part II if there is a noncash contribution.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    15
    PATRICK FLANAGAN CHAR FDN
     

         
    C/O NBT BANK 52 S BROAD ST
       
    NORWICH, NY   13815

    		$1,000


    (Complete Part II if there is a noncash contribution.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

         
     
       

    		$  


    (Complete Part II if there is a noncash contribution.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

         
     
       

    		$  


    (Complete Part II if there is a noncash contribution.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

         
     
       

    		$  


    (Complete Part II if there is a noncash contribution.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2012)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2012)
    Page 3
    Name of organization
    THE GREATER NORWICH FOUNDATION 011037
          		Employer identification number

    16-6064927
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    		     
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    Schedule B (Form 990, 990-EZ, or 990-PF) (2012)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2012)
    Page 4
    Name of organization
    THE GREATER NORWICH FOUNDATION 011037
          		Employer identification number

    16-6064927
    Part III
    Exclusively religious, charitable, etc., individual contributions to section 501(c)(7), (8), or (10) organizations
    that total more than $1,000 for the year. Complete columns (a) through (e) and the following line entry.
    For organizations completing Part III, enter the total of exclusively religious, charitable, etc.,
    contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
    Use duplicate copies of Part III if additional space is needed.
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
           
     
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
           
     
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
           
     
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
           
     
    Schedule B (Form 990, 990-EZ, or 990-PF) (2012)

    Additional Data


    Software ID:  
    Software Version:  

    TY 2012 AccountingFeesSchedule
    Name:
    THE GREATER NORWICH FOUNDATION 011037
    EIN: 16-6064927
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    TAX PREPARATION FEE 1,415      

    TY 2012 DistributionFromCorpusElection
    Name:
    THE GREATER NORWICH FOUNDATION 011037
    EIN: 16-6064927
    Election:
    THE FOUNDATION ELECTS TO TREAT THIS AMOUNT AS A PASS-THROUGH DISTRIBUTION FROM CORPUS TO SATISFY DISTRIBUTION REQUIREMENTS OF SECTION 170(b)(1)(F) OR 4942(g)(3).

    TY 2012 InvestmentsCorpBondsSchedule
    Name:
    THE GREATER NORWICH FOUNDATION 011037
    EIN: 16-6064927
    Name of Bond End of Year Book Value End of Year Fair Market Value
    GEN ELEC CAPL 5.625% 9/15/2017 82,250 117,198
    GEN ELEC CAP 5.65% 6/9/2014 93,550 105,987
    GEN ELEC CAP 5% 7-15-23 100,000 112,405
    GEN ELEC CAP 3.5% 10-15-18 200,000 210,898
    GEN ELEC CAP 4.5% 12-15-21 100,000 108,773
    JP MORGAN CHASE 2.6% 1/15/2016 40,560 41,546
    MORGAN STANLEY 4.2% 11-20-14 98,578 104,669
    BARCLAYS BK PLC 3.0% 10-7-17 200,000 205,006

    TY 2012 InvestmentsCorpStockSchedule
    Name:
    THE GREATER NORWICH FOUNDATION 011037
    EIN: 16-6064927
    Name of Stock End of Year Book Value End of Year Fair Market Value
    ABBVIE INC 14,832 24,468
    GOLDMAN SACHS GROUP PFD 6.125% 100,000 107,360
    CISCO SYSTEMS INC 10,034 10,447
    LOWES COS 14,969 37,920
    PNC FINL SVS GROUP INC 32,083 33,250
    UNION PACIFIC CORP 45,000 213,615
    WELLS FARGO 58,959 81,378
    QUALCOMM INC 56,602 66,940
    AT&T 50,308 146,760
    BRISTOL MYERS SQUIBB CO 64,485 123,570
    JPMORGAN CHASE & CO 44,668 94,920
    SOUTHERN CO 128,665 140,760
    ABBOTT LABS 13,678 21,192
    FRONTIER COMMUNICATIONS 7,590 4,612
    MCDONALDS CORP 77,747 124,612
    PROCTER & GAMBLE CO 33,121 154,120
    LILLY ELI & CO 44,635 113,580
    APPLE INC 27,904 110,665
    MERCK & CO 22,760 41,990
    GENERAL MILLS INC 37,770 147,930
    VERIZON COMMUNICATIONS 114,859 236,805
    INTL PAPER CO 37,330 46,580
    DEERE & CO 44,420 171,960
    NEXTERA ENERGY INC 87,303 310,720
    INTEL CORP 34,298 103,716
    PFIZER INC 41,023 49,062
    DISNEY WALT CO 32,544 119,280
    DOMINION RESOURCES INC 107,724 261,810
    MICROSOFT CORP 45,211 57,210
    CHEVRON CORP 64,524 356,460
    UNITED TECHNOLOGIES CORP 29,946 42,978
    TARGET CORP 78,605 94,119
    NBT BANCORP 25,185 59,805
    PEPSICO INC 37,582 158,220
    GENERAL ELECTRIC CO 62,293 161,840
    DOW CHEMICAL CO 63,166 63,680
    DUPONT E I DE NEMOURS 62,095 98,320
    PRUDENTIAL FINL INC 47,790 44,242
    MONSANTO CO 40,281 52,815
    EXXON MOBIL CORP 72,656 360,440
    ILLINOIS TOOL WKS INC 43,235 45,705
    CONOCOPHILLIPS 32,665 36,060
    GLAXOSMITHKLINE PLC 65,315 93,820
    HONEYWELL INTERNATIONAL INC 62,474 67,815

    TY 2012 InvestmentsGovtObligationsSch
    Name:
    THE GREATER NORWICH FOUNDATION 011037
    EIN: 16-6064927
    US Government Securities - End of Year Book Value:

    199,496
    US Government Securities - End of Year Fair Market Value:

    231,190
    State & Local Government Securities - End of Year Book Value:


     
    State & Local Government Securities - End of Year Fair Market Value:


     


    TY 2012 InvestmentsOtherSchedule2
    Name:
    THE GREATER NORWICH FOUNDATION 011037
    EIN: 16-6064927
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    AMERICAN BEACON LARGE CAP AT COST 1,039 1,476
    DODGE & COX INCOME FUND AT COST 1,293 1,383
    VANGUARD GNMA FD AT COST 808 816
    FEDERATED TOTAL RETURN BOND AT COST 1,326 1,382
    VANGUARD INTER-TERM CORP AT COST 96,510 96,107
    ROYCE PENNSYLVANIA MUTUAL FD AT COST 329 451
    VANGUARD MORGAN GROWTH FD ADM AT COST 974 1,434
    CRM MID CAP VALUE FD AT COST 368 531
    DODGE & COX INTER ST FD AT COST 505 552
    ISHARES MSCI EMERGMKT AT COST 51,030 53,463
    ISHARES MSCI EAFE IDX AT COST 45,352 47,184
    HARTFORD MID CAP VALUE FD-Y AT COST 317 368
    T ROWE PRICE DIVIDEND GROW FD AT COST 1,100 1,252
    KBW REGIONAL BANKING ETF AT COST 52,057 63,580
    SPDR S&P DIVIDEND ETF AT COST 136,797 161,676
    LAZARD EMERGING MKTS PORT-IN AT COST 287 308
    FINANCIAL SELECT SECTOR SPDR AT COST 46,072 45,523

    TY 2012 OtherAssetsSchedule
    Name:
    THE GREATER NORWICH FOUNDATION 011037
    EIN: 16-6064927
    Description Beginning of Year - Book Value End of Year - Book Value End of Year - Fair Market Value
    GE MONEY BANK CD 5.2% 10/30/15 50,000 50,000 55,304
    GE CAPITAL CD 5.35% 10/30/2018 50,000 50,000 57,240
    WACHOVIA MTG CD 4.55% 5-28-13 200,000 50,000 50,271
    EXCHANGE ST BK CD 2.35% 6-2-15 100,000 100,000 104,416
    GOLDMAN SACHS BK 1.7% 2/22/17 100,000 100,000 101,273


    TY 2012 OtherExpensesSchedule
    Name:
    THE GREATER NORWICH FOUNDATION 011037
    EIN: 16-6064927
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    NYS EPTL FILING FEE 250 0   250


    TY 2012 OtherIncreasesSchedule
    Name:
    THE GREATER NORWICH FOUNDATION 011037
    EIN: 16-6064927
    Description Amount
    RECOVERY OF PRIOR YEAR DISTRIBUTIONS 30,925


    TY 2012 TaxesSchedule
    Name:
    THE GREATER NORWICH FOUNDATION 011037
    EIN: 16-6064927
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAX W/H 102 375   0
    ESTIMATED EXCISE TAXES PAID 4,260 0   0
    EXCISE TAX BALANCE DUE 478 0   0