TY 2012 Form 990PF

- TIN:

Form990-PF
Click to see list of attachments

Department of the Treasury
Internal Revenue Service

Return of Private Foundation

or Section 4947(a)(1) Nonexempt Charitable Trust
Treated as a Private Foundation

Note. The foundation may be able to use a copy of this return to satisfy state reporting requirements.

OMB No. 1545-0052

2012

Open to Public Inspection

For calendar year 2012, or tax year beginning 07-01-2012 , and ending 06-30-2013

Name of foundation
Musgrave Foundation

Number and street (or P.O. box number if mail is not delivered to street address)1615 S Glenstone Room/suite

City or town, state, and ZIP code
Springfield, MO65804

A Employer identification number

43-1304514

B Telephone number (see instructions)

(417) 841-4600

C If exemption application is pending, check here bullet

G Check all that apply: Initial returnInitial return of a former public charity
Final returnAmended return
Address changeName change

D 1. Foreign organizations, check here ............. bullet

2. Foreign organizations meeting the 85% test,
check here and attach computation ........... bullet

H Check type of organization: Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trustOther taxable private foundation

I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16) bullet

$15,029,153J Accounting method: Cash Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)

E If private foundation status was terminated
under section 507(b)(1)(A), check here ......... bullet

F If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here ......... bullet

	Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)	(a) Revenue and expenses per books		(b) Net investment income	(c) Adjusted net income	(d) Disbursements for charitable purposes (cash basis only)


1	Contributions, gifts, grants, etc., received (attach schedule)
2	Check
3	Interest on savings and temporary cash investments	9		9	9
4	Dividends and interest from securities......	251,295		251,295	251,295
5a	Gross rents..............	83,488		83,488	83,488
b	Net rental income or (loss) 83,488
6a	Net gain or (loss) from sale of assets not on line 10		644,900
b	Gross sales price for all assets on line 6a 6,037,869
7	Capital gain net income (from Part IV, line 2)...			644,900
8	Net short-term capital gain.........				178,081
9	Income modifications...........
10a	Gross sales less returns and allowances
b	Less: Cost of goods sold....
c	Gross profit or (loss) (attach schedule).....
11	Other income (attach schedule).......		583,857	583,677
12	Total. Add lines 1 through 11........	1,563,549		1,563,369	512,873
13	Compensation of officers, directors, trustees, etc.	261,142		146,114		115,028
14	Other employee salaries and wages......
15	Pension plans, employee benefits.......
16a	Legal fees (attach schedule).........
b	Accounting fees (attach schedule).......		5,960			2,980
c	Other professional fees (attach schedule)....		35,410			35,410
17	Interest...............
18	Taxes (attach schedule) (see instructions)		14,188
19	Depreciation (attach schedule) and depletion...
20	Occupancy..............	8,400
21	Travel, conferences, and meetings.......
22	Printing and publications..........
23	Other expenses (attach schedule).......		60,602	54,670		3,801
24	Total operating and administrative expenses.
	Add lines 13 through 23..........	385,702		200,784		157,219
25	Contributions, gifts, grants paid........	677,017				677,017
26	Total expenses and disbursements. Add lines 24 and 25	1,062,719		200,784		834,236
27	Subtract line 26 from line 12:
a	Excess of revenue over expenses and disbursements	500,830
b	Net investment income (if negative, enter -0-)			1,362,585
c	Adjusted net income (if negative, enter -0-)...				512,873

For Paperwork Reduction Act Notice, see instructions.

Cat. No. 11289X Form 990-PF (2012)

Form 990-PF (2012)

Page 2

Part II		Balance Sheets	Beginning of year	End of year
Part II		Balance Sheets	(a) Book Value	(b) Book Value	(c) Fair Market Value
	1	Cash—non-interest-bearing...............
	2	Savings and temporary cash investments..........	85,693	394,921	394,921
	3	Accounts receivable
		Less: allowance for doubtful accounts
	4	Pledges receivable
		Less: allowance for doubtful accounts
	5	Grants receivable.................
	6	Receivables due from officers, directors, trustees, and other
		disqualified persons (attach schedule) (see page 15 of the
		instructions)....................
	7	Other notes and loans receivable (attach schedule)
		Less: allowance for doubtful accounts
	8	Inventories for sale or use...............
	9	Prepaid expenses and deferred charges...........
	10a	Investments—U.S. and state government obligations (attach schedule)
	b	Investments—corporate stock (attach schedule)........	3,820,834	3,775,538	4,543,950
	c	Investments—corporate bonds (attach schedule)........	300,000
	11	Investments—land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	12	Investments—mortgage loans..............
	13	Investments—other (attach schedule)...........	6,767,641	7,297,004	10,090,282
	14	Land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	15	Other assets (describe )
	16	Total assets (to be completed by all filers—see the
		instructions. Also, see page 1, item I)	10,974,168	11,467,463	15,029,153
	17	Accounts payable and accrued expenses..........
	18	Grants payable...................
	19	Deferred revenue..................
	20	Loans from officers, directors, trustees, and other disqualified persons
	21	Mortgages and other notes payable (attach schedule)......
	22	Other liabilities (describe )
	23	Total liabilities (add lines 17 through 22)..........		0
		Foundations that follow SFAS 117, check here
		and complete lines 24 through 26 and lines 30 and 31.
	24	Unrestricted....................	10,974,168	11,467,463
	25	Temporarily restricted................
	26	Permanently restricted................
		Foundations that do not follow SFAS 117, check here
		and complete lines 27 through 31.
	27	Capital stock, trust principal, or current funds.........
	28	Paid-in or capital surplus, or land, bldg., and equipment fund
	29	Retained earnings, accumulated income, endowment, or other funds
	30	Total net assets or fund balances (see page 17 of the
		instructions)....................	10,974,168	11,467,463
	31	Total liabilities and net assets/fund balances (see page 17 of
		the instructions)..................	10,974,168	11,467,463

Part III	Analysis of Changes in Net Assets or Fund Balances
1	Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
	with end-of-year figure reported on prior year’s return)...............	1	10,974,168
2	Enter amount from Part I, line 27a.....................	2	500,830
3	Other increases not included in line 2 (itemize)	3	4,629
4	Add lines 1, 2, and 3..........................	4	11,479,627
5	Decreases not included in line 2 (itemize)	5	12,164
6	Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30.	6	11,467,463

Form 990-PF (2012)

Page 3

Part IV

Capital Gains and Losses for Tax on Investment Income

(a) List and describe the kind(s) of property sold (e.g., real estate, 2-story brick warehouse; or common stock, 200 shs. MLC Co.)		(b) How acquired P—Purchase D—Donation	(c) Date acquired (mo., day, yr.)	(d) Date sold (mo., day, yr.)
1 a	Cendant Corp Settlement	P	2001-01-01	2013-01-31
b	Dell Inc Settlement	P	2001-01-01	2013-01-31
c	Qwuest Comm Settlement	P	2001-01-01	2013-01-31
d	Value Click Settlement	P	2001-01-01	2012-11-30
e	Micron Technology Settlement	P	2001-01-01	2012-10-31
	Colburn Fair Fund Settlement	P	2001-01-01	2012-10-31
	Veritas Software Settlement	P	2001-01-01	2012-10-31
	IDR Core Equity K-1	P	2001-01-01	2012-12-31
	IDR Core Equity K-1	P	2001-01-01	2012-12-31
	COMPANHIA BRASILEIRA dE dIST adR	P	2001-01-01	2013-05-30
	Lonza Group AG Unspon ADR	P	2001-01-01	2013-05-01
	424 Teva Pharmaceutical	P	2001-01-01	2013-05-31
	333 SONY FINANCIAL HOLD ADR	P	2011-11-10	2013-05-31
	441 Eaton Corp	P	2011-11-10	2012-12-03
	234 SIFCO INDS INC	P	2012-01-01	2013-05-07
	1297384.50 First Amer Prime Oblig Fund Cl Y	P	2013-01-01	2013-06-30
	1063 STATOIL ASA ADR	P	2013-01-16	2013-05-31
	.9545 Repsol SA	P	2012-05-08	2012-07-30
	.4 Air Liquide S A A D R	P	2011-11-10	2012-07-03
	0.0000 PIMCO TOTAL RETURN FUND INST	P	2009-01-01	2012-12-14
	300,000.0000 RBC 4YR GSCI COMMODITY 6/28/13	P	2009-06-25	2013-06-28
	0.3000 ITAU UNIBANCO HOLDINGS SA A D R	P	2011-11-10	2013-06-12
	140.0000 SEADRILL LIMITED	P	2012-05-08	2013-05-31
	33.0000 YUM BRANDS INC	P	2012-05-08	2013-05-31
	212.0000 VODAFONE GROUP PLC A D R	P	2012-05-08	2013-05-31
	181.0000 UNIT CORP	P	2012-05-08	2013-05-31
	72.0000 TWIN DISC INC	P	2012-05-08	2013-05-31
	673.0000 SCHWAB CHARLES CORP	P	2012-05-08	2013-05-31
	54.0000 SASOL LTD SPONSORED A D R	P	2012-05-08	2013-05-31
	144.0000 MERCK AND CO INC	P	2012-05-08	2013-05-31
	183.0000 MARCUS CORP	P	2012-05-08	2013-05-31
	41.2500 H E I C O CORPORATION CL A	P	2012-05-08	2013-05-31
	97.0000 HARRIS TEETER SUPERMARKETS I	P	2012-05-08	2013-05-31
	113.0000 FIRST LONG ISLAND CORP	P	2012-05-08	2013-05-31
	160.0000 EATON VANCE CORP	P	2012-05-08	2013-05-31
	99.0000 DONALDSON CO INC	P	2012-05-08	2013-05-31
	70.0000 COLUMBUS MCKINNON CORPORATION	P	2012-05-08	2013-05-31
	68.0000 BAR HBR BANKSHARES	P	2012-05-08	2013-05-31
	170.0000 ARM HLDGS PLC A D R	P	2012-05-08	2013-05-31
	40.0000 GILEAD SCIENCES INC	P	2011-12-09	2013-05-31
	315.0000 GILEAD SCIENCES INC	P	2011-11-16	2013-05-31
	0.7500 H E I C O CORPORATION CL A	P	2011-11-15	2013-05-31
	306.0000 YUM BRANDS INC	P	2011-11-10	2013-05-31
	170.0000 VODAFONE GROUP PLC A D R	P	2011-11-10	2013-05-31
	217.0000 V F CORP	P	2011-11-10	2013-05-31
	730.0000 TAIWAN SEMICONDUCTOR A D R	P	2011-11-10	2013-05-31
	55.0000 SWISS RE LTD SPN A D R	P	2011-11-10	2013-05-31
	556.0000 SWATCH GROUP AG A D R	P	2011-11-10	2013-05-31
	3,299.0000 SILICONWARE PRECISION IND CO A D R	P	2011-11-10	2013-05-31
	523.0000 PFIZER INC	P	2011-11-10	2013-05-31
	144.0000 MATTEL INC	P	2011-11-10	2013-05-31
	1,639.0000 MARKS & SPENCER PLC A D R	P	2011-11-10	2013-05-31
	273.0000 KOMATSU LTD A D R REPSTG 4 ORD SHS	P	2011-11-10	2013-05-31
	78.0000 H E I C O CORPORATION CL A	P	2011-11-10	2013-05-31
	90.0000 GILEAD SCIENCES INC	P	2011-11-10	2013-05-31
	256.0000 DONALDSON CO INC	P	2011-11-10	2013-05-31
	113.0000 COHEN & STEERS INC	P	2011-11-10	2013-05-31
	45.0000 BLACKROCK INC	P	2011-11-10	2013-05-31
	113.0000 ARM HLDGS PLC A D R	P	2011-11-10	2013-05-31
	325.0000 ALLIANZ SE A D R	P	2011-11-10	2013-05-31
	443.0000 ONEOK INC	P	2011-02-16	2013-05-31
	11,261.8400 HIGHLAND LONG SHORT EQUITY FD CL Z	P	2011-12-23	2013-05-07
	62.0000 EXPEDITORS INTL WASH INC	P	2011-12-09	2013-05-07
	99.0000 EXPEDITORS INTL WASH INC	P	2011-11-16	2013-05-07
	170.0000 VERIZON COMMUNICATIONS INC	P	2011-11-10	2013-05-07
	224.0000 UNILEVER N V A D R	P	2011-11-10	2013-05-07
	276.0000 TESCO PLC A D R	P	2011-11-10	2013-05-07
	237.0000 SYNGENTA A G A D R	P	2011-11-10	2013-05-07
	217.0000 SKYWORKS SOLUTIONS INC	P	2011-11-10	2013-05-07
	191.0000 SIRONA DENTAL SYSTEMS INC	P	2011-11-10	2013-05-07
	798.0000 SINGAPORE TELECOMMUNICATNS A D R	P	2011-11-10	2013-05-07
	268.0000 ROCHE HLDG LTD A D R	P	2011-11-10	2013-05-07
	227.0000 PHILIP MORRIS INTL	P	2011-11-10	2013-05-07
	20.0000 PANERA BREAD COMPANY CL A	P	2011-11-10	2013-05-07
	385.0000 PACCAR INC	P	2011-11-10	2013-05-07
	433.0000 ORIX CORP SPONS A D R	P	2011-11-10	2013-05-07
	200.0000 OMEGA FLEX INC	P	2011-11-10	2013-05-07
	1,386.0000 NEW YORK COMMUNITY BANCORP INC	P	2011-11-10	2013-05-07
	161.0000 MONDELEZ INTERNATIONAL W I	P	2011-11-10	2013-05-07
	262.0000 MOLEX INC CL A	P	2011-11-10	2013-05-07
	895.0000 MICROCHIP TECHNOLOGY INC	P	2011-11-10	2013-05-07
	158.0000 MAXIM INTEGRATED PRODS INC	P	2011-11-10	2013-05-07
	53.0000 LUFKIN INDS INC	P	2011-11-10	2013-05-07
	6,762.0000 LI FUNG LTD A D R	P	2011-11-10	2013-05-07
	362.0000 HAEMONETICS CORP	P	2011-11-10	2013-05-07
	117.0000 HMS HLDGS CORP	P	2011-11-10	2013-05-07
	177.0000 GRANITE CONSTRUCTION INC	P	2011-11-10	2013-05-07
	138.0000 FOSTER L B CO CL A	P	2011-11-10	2013-05-07
	1,089.0000 FINANCIAL ENGINES INC	P	2011-11-10	2013-05-07
	204.0000 FLIR SYSTEMS INC	P	2011-11-10	2013-05-07
	207.0000 EXPEDITORS INTL WASH INC	P	2011-11-10	2013-05-07
	174.0000 EUROPEAN AERO DEFENSE SPACE CO A D R	P	2011-11-10	2013-05-07
	519.0000 EMERSON ELEC CO	P	2011-11-10	2013-05-07
	479.0000 EQUITABLE CORP	P	2011-11-10	2013-05-07
	8,886.5350 DRIEHAUS ACTIVE INCOME FUND	P	2011-11-10	2013-05-07
	106.0000 DIAGEO PLC SPONSORED A D R	P	2011-11-10	2013-05-07
	260.0000 COPART INC	P	2011-11-10	2013-05-07
	104.0000 COCA COLA ENTERPRISES INC	P	2011-11-10	2013-05-07
	115.0000 CINEMARK HLDGS INC	P	2011-11-10	2013-05-07
	576.0000 CENTERPOINT ENERGY INC	P	2011-11-10	2013-05-07
	104.0000 BOEING CO	P	2011-11-10	2013-05-07
	16.0000 BIO RAD LABS INC CL A	P	2011-11-10	2013-05-07
	315.0000 BERKSHIRE HATHAWAY INC CL B	P	2011-11-10	2013-05-07
	34.0000 AGRIUM INC	P	2011-11-10	2013-05-07
	135.0000 ATT INC	P	2011-11-10	2013-05-07
	328.0000 AFLAC INC	P	2011-11-10	2013-05-07
	148.0000 AAON INC	P	2011-11-10	2013-05-07
	489.0000 SPDR DJ WILSHIRE INTERNATIONAL	P	2011-02-16	2013-05-07
	108.0000 SPDR DJ WILSHIRE INTERNATIONAL	P	2011-02-16	2013-05-07
	129.0000 SEAGATE TECHNOLOGY	P	2010-11-04	2013-05-07
	41.0000 T ROWE PRICE GROUP INC	P	2008-07-10	2013-05-07
	22.0000 T ROWE PRICE GROUP INC	P	2008-06-24	2013-05-07
	519.0000 MICROSOFT CORP	P	1996-04-29	2013-05-07
	1,348.0000 SPDR DJ WILSHIRE INTERNATIONAL	P	2011-12-23	2013-01-16
	303.0000 TEVA PHARMACEUTICAL INDS LTD A D R	P	2011-12-09	2013-01-16
	47.0000 ABBOTT LABORATORIES	P	2011-12-09	2013-01-16
	616.0000 QIAGEN NV	P	2011-11-10	2013-01-16
	154.0000 DAIMLER AG	P	2011-11-10	2013-01-16
	111.0000 VISA INC CLASS A SHARES	P	2011-11-10	2013-01-16
	351.0000 VERISK ANALYTICS INC CL A	P	2011-11-10	2013-01-16
	293.0000 UNITED NAT FOODS INC	P	2011-11-10	2013-01-16
	353.0000 UNILEVER N V A D R	P	2011-11-10	2013-01-16
	165.0000 ULTA SALON COSMETICS & FRAGRANCE	P	2011-11-10	2013-01-16
	92.0000 TEVA PHARMACEUTICAL INDS LTD A D R	P	2011-11-10	2013-01-16
	127.0000 SONY FINANCIAL HOLD A D R	P	2011-11-10	2013-01-16
	186.0000 SCHNEIDER ELECT SA UNSP A D R	P	2011-11-10	2013-01-16
	353.0000 RIO TINTO PLC A D R	P	2011-11-10	2013-01-16
	91.0000 QUALITY SYSTEMS INC	P	2011-11-10	2013-01-16
	62.0000 PRICE SMART INC	P	2011-11-10	2013-01-16
	255.0000 POOL CORPORATION	P	2011-11-10	2013-01-16
	60.0000 P P G INDS INC	P	2011-11-10	2013-01-16
	1,044.0000 NISSAN MTR LTD SPONSORED ADR	P	2011-11-10	2013-01-16
	735.0000 NATIONAL GRID PLC SP A D R	P	2011-11-10	2013-01-16
	73.0000 MORNINGSTAR INC	P	2011-11-10	2013-01-16
	12,857.0000 MITSUBISHI UFJ FINL GRP A D R	P	2011-11-10	2013-01-16
	13.0000 MASTERCARD INC	P	2011-11-10	2013-01-16
	77.0000 KRAFT FOODS GROUP INC	P	2011-11-10	2013-01-16
	623.0000 J P MORGAN CHASE CO	P	2011-11-10	2013-01-16
	576.0000 HOYA CORP A D R	P	2011-11-10	2013-01-16
	324.0000 HEINEKEN NV SPN A D R	P	2011-11-10	2013-01-16
	484.0000 GILEAD SCIENCES INC	P	2011-11-10	2013-01-16
	509.0000 GEA GROUP AG SPON A D R	P	2011-11-10	2013-01-16
	1,659.0000 FLY LEASING LTD A D R	P	2011-11-10	2013-01-16
	381.0000 ERSTE GROUP BANK AG A D R	P	2011-11-10	2013-01-16
	51.0000 EAGLE MATERIALS INC	P	2011-11-10	2013-01-16
	244.0000 DU PONT E I DE NEMOURS & CO	P	2011-11-10	2013-01-16
	81.0000 DIAGEO PLC SPONSORED A D R	P	2011-11-10	2013-01-16
	966.0000 DEUTSCHE POST AG A D R	P	2011-11-10	2013-01-16
	258.0000 COPART INC	P	2011-11-10	2013-01-16
	43.0000 CIA SANEAMENTO BASICO DE A D R	P	2011-11-10	2013-01-16
	153.0000 COHEN & STEERS INC	P	2011-11-10	2013-01-16
	248.0000 CINEMARK HLDGS INC	P	2011-11-10	2013-01-16
	112.0000 BLACKBAUD INC	P	2011-11-10	2013-01-16
	191.0000 B G GROUP P L C A D R	P	2011-11-10	2013-01-16
	310.0000 APTAR GROUP INC	P	2011-11-10	2013-01-16
	743.0000 AMERISOURCEBERGEN CORP	P	2011-11-10	2013-01-16
	423.0000 AMERICAN EXPRESS CO	P	2011-11-10	2013-01-16
	536.0000 ALLIANZ SE A D R	P	2011-11-10	2013-01-16
	612.0000 ABBOTT LABORATORIES	P	2011-11-10	2013-01-16
	148.0000 ABAXIS INC	P	2011-11-10	2013-01-16
	325.0000 AFLAC INC	P	2011-11-10	2013-01-16
	22,306.7410 PIMCO TOTAL RETURN FUND INST	P	2011-04-05	2013-01-16
	25.0000 SPDR DJ WILSHIRE INTERNATIONAL	P	2011-02-16	2013-01-16
	36.0000 GOOGLE INC CL A	P	2010-12-09	2013-01-16
	175.0000 CARNIVAL CORP	P	2010-11-19	2013-01-16
	3.0000 CARNIVAL CORP	P	2010-11-13	2013-01-16
	61.0000 3M CO	P	2009-11-17	2013-01-16
	1.0000 VISA INC CLASS A SHARES	P	2009-05-05	2013-01-16
	299.0000 BRISTOL MYERS SQUIBB CO	P	2008-10-01	2013-01-16
	43.0000 LINCOLN NATL CORP IND	P	2011-03-23	2012-09-06
	29.0000 CARNIVAL CORP	P	2010-11-13	2012-09-06
	123.0000 SEAGATE TECHNOLOGY	P	2010-11-04	2012-09-06
	427.0000 SEAGATE TECHNOLOGY	P	2010-10-01	2012-09-06
	15.0000 ROSS STORES INC	P	2008-10-01	2012-09-06
	252.0000 ACCENTURE PLC CL A	P	2008-07-21	2012-09-06
	300.0000 PROCTER & GAMBLE CO	P	2003-09-16	2012-09-06
	0.0000 KBW INC	P	2013-01-01	2013-02-19
	0.0000 HIGHLAND LONG SHORT EQUITY FD CL Z	P	2012-01-01	2012-12-17
	0.0000 PIMCO TOTAL RETURN FUND INST	P	2012-01-01	2012-12-14
	75.0000 XINYI GLASS HOLDINGS LTS A D R	P	2013-05-07	2013-05-31
	200.0000 VODAFONE GROUP PLC A D R	P	2013-05-07	2013-05-31
	510.0000 TEVA PHARMACEUTICAL INDS LTD A D R	P	2013-05-07	2013-05-31
	846.0000 STATOIL ASA A D R	P	2013-05-07	2013-05-31
	67.0000 SIEMENS AG A D R	P	2013-05-07	2013-05-31
	113.0000 SASOL LTD SPONSORED A D R	P	2013-05-07	2013-05-31
	126.0000 OLD DOMINION FGHT LINE INC	P	2013-05-07	2013-05-31
	13.0000 MONRO MUFFLER BRAKE INC	P	2013-05-07	2013-05-31
	382.0000 MARCUS CORP	P	2013-05-07	2013-05-31
	142.0000 H E I C O CORPORATION CL A	P	2013-05-07	2013-05-31
	10.0000 HARRIS TEETER SUPERMARKETS I	P	2013-05-07	2013-05-31
	794.0000 FIBRIA CELULOSE SA SPON A D R	P	2013-05-07	2013-05-31
	4.0000 DONALDSON CO INC	P	2013-05-07	2013-05-31
	382.0000 COMPANHIA BRASILEIRA DE DIST A D R	P	2013-05-07	2013-05-31
	125.0000 COHEN & STEERS INC	P	2013-05-07	2013-05-31
	295.0000 XINYI GLASS HOLDINGS LTS A D R	P	2013-01-16	2013-05-31
	152.0000 VODAFONE GROUP PLC A D R	P	2013-01-16	2013-05-31
	5.0000 TAIWAN SEMICONDUCTOR A D R	P	2013-01-16	2013-05-31
	14.0000 SWISS RE LTD SPN A D R	P	2013-01-16	2013-05-31
	192.0000 SILICONWARE PRECISION IND CO A D R	P	2013-01-16	2013-05-31
	54.0000 SASOL LTD SPONSORED A D R	P	2013-01-16	2013-05-31
	309.0000 MONRO MUFFLER BRAKE INC	P	2013-01-16	2013-05-31
	602.0000 INFINEON TECHNOLOGIES A G A D R	P	2013-01-16	2013-05-31
	31.0000 H E I C O CORPORATION CL A	P	2013-01-16	2013-05-31
	27.0000 HARRIS TEETER SUPERMARKETS I	P	2013-01-16	2013-05-31
	252.0000 AXA A D R	P	2013-01-16	2013-05-31
	154.0000 WINTRUST FINL CORP	P	2013-01-16	2013-05-07
	96.0000 WILLIAMS PARTNERS LP	P	2013-01-16	2013-05-07
	45.0000 WERNER ENTERPRISES INC	P	2013-01-16	2013-05-07
	417.0000 TOYOTA MTR CORP A D R	P	2013-01-16	2013-05-07
	168.0000 SUNTRUST BKS INC	P	2013-01-16	2013-05-07
	457.0000 SAIPEM SPA UNSPON A D R	P	2013-01-16	2013-05-07
	144.0000 ST JUDE MED INC	P	2013-01-16	2013-05-07
	23.0000 PIONEER NAT RES CO	P	2013-01-16	2013-05-07
	22.0000 PACCAR INC	P	2013-01-16	2013-05-07
	77.0000 OMEGA FLEX INC	P	2013-01-16	2013-05-07
	2,054.0000 MELCO CROWN ENTERTAINMENT LMTD A D R	P	2013-01-16	2013-05-07
	53.0000 MARTEN TRANSPORTATION LTD	P	2013-01-16	2013-05-07
	18.0000 LUFKIN INDS INC	P	2013-01-16	2013-05-07
	1,813.0000 KT CORP SP A D R	P	2013-01-16	2013-05-07
	105.0000 HMS HLDGS CORP	P	2013-01-16	2013-05-07
	790.0000 GRUPO FIN SANTANDER A D R B	P	2013-01-16	2013-05-07
	34.0000 FREEPORT MCMORAN COPPER GOLD	P	2013-01-16	2013-05-07
	23.0000 FOSTER L B CO CL A	P	2013-01-16	2013-05-07
	196.0000 ENBRIDGE ENERGY PARTNERS L P	P	2013-01-16	2013-05-07
	335.8050 DRIEHAUS ACTIVE INCOME FUND	P	2013-01-16	2013-05-07
	42.0000 CLIFFS NATURAL RESOURCES INC	P	2013-01-16	2013-05-07
	22.0000 CABELAS INC CL A	P	2013-01-16	2013-05-07
	1,594.0000 ATLANTIA SPA A D R	P	2013-01-16	2013-05-07
	126.0000 AGRIUM INC	P	2013-01-16	2013-05-07
	657.0000 ADECCO SA A D R	P	2013-01-16	2013-05-07
	88.0000 TOYOTA MTR CORP A D R	P	2012-09-06	2013-05-07
	15.0000 SYNGENTA A G A D R	P	2012-09-06	2013-05-07
	461.0000 SANOFI A D R	P	2012-09-06	2013-05-07
	1,014.0000 ROYAL DUTCH SHELL PLC A D R	P	2012-09-06	2013-05-07
	56.0000 FOSSIL INC	P	2012-09-06	2013-05-07
	11,362.9390 DRIEHAUS ACTIVE INCOME FUND	P	2012-09-06	2013-05-07
	344.0000 TOTO LTD	P	2012-05-14	2013-05-07
	460.0000 MELCO CROWN ENTERTAINMENT LMTD A D R	P	2012-05-14	2013-05-07
	136.0000 EXPEDITORS INTL WASH INC	P	2012-05-14	2013-05-07
	43.0000 WERNER ENTERPRISES INC	P	2012-05-08	2013-05-07
	53.0000 VERIZON COMMUNICATIONS INC	P	2012-05-08	2013-05-07
	302.0000 TRINITY BIOTECH PLC SPON A D R	P	2012-05-08	2013-05-07
	386.0000 TESCO PLC A D R	P	2012-05-08	2013-05-07
	506.0000 SUNCOR ENERGY INC	P	2012-05-08	2013-05-07
	831.0000 SCHWAB CHARLES CORP	P	2012-05-08	2013-05-07
	757.0000 SAIPEM SPA UNSPON A D R	P	2012-05-08	2013-05-07
	185.0000 T ROWE PRICE GROUP INC	P	2012-05-08	2013-05-07
	71.0000 PANERA BREAD COMPANY CL A	P	2012-05-08	2013-05-07
	174.0000 OIL STATES INTERNATIONAL INC	P	2012-05-08	2013-05-07
	369.0000 NEW YORK COMMUNITY BANCORP INC	P	2012-05-08	2013-05-07
	357.0000 NETGEAR INC	P	2012-05-08	2013-05-07
	78.0000 MARTEN TRANSPORTATION LTD	P	2012-05-08	2013-05-07
	289.0000 LINCOLN ELEC HLDGS INC	P	2012-05-08	2013-05-07
	326.0000 LEUCADIA NATL CORP	P	2012-05-08	2013-05-07
	2,375.0000 HIMAX TECHNOLOGIES INC A D R	P	2012-05-08	2013-05-07
	68.0000 HAEMONETICS CORP	P	2012-05-08	2013-05-07
	200.0000 HMS HLDGS CORP	P	2012-05-08	2013-05-07
	2,425.0000 GRUPO SIMEC A D R	P	2012-05-08	2013-05-07
	103.0000 FOSTER L B CO CL A	P	2012-05-08	2013-05-07
	101.0000 FOSSIL INC	P	2012-05-08	2013-05-07
	289.0000 FIFTH THIRD BANCORP	P	2012-05-08	2013-05-07
	162.0000 EXXON MOBIL CORP	P	2012-05-08	2013-05-07
	167.0000 EXTERRAN PARTNERS L P	P	2012-05-08	2013-05-07
	586.0000 EXPEDITORS INTL WASH INC	P	2012-05-08	2013-05-07
	81.0000 ENBRIDGE ENERGY PARTNERS L P	P	2012-05-08	2013-05-07
	31.0000 COCA COLA ENTERPRISES INC	P	2012-05-08	2013-05-07
	48.0000 CINEMARK HLDGS INC	P	2012-05-08	2013-05-07
	146.0000 CARNIVAL CORP	P	2012-05-08	2013-05-07
	50.0000 CABELAS INC CL A	P	2012-05-08	2013-05-07
	29.0000 AAON INC	P	2012-05-08	2013-05-07
	0.1400 TOOTSIE ROLL INDS INC	P	2013-01-16	2013-04-22
	0.5000 JARDEN CORP	P	2013-01-16	2013-03-26
	0.4300 LEUCADIA NATL CORP	P	2012-05-08	2013-03-20
	0.9295 STIFEL FINL CORP	P	2013-01-16	2013-02-26
	2,200.0000 XINYUAN REAL ESTATE CO LTD A D R	P	2012-09-06	2013-01-16
	997.0000 WNS HOLDINGS LTD ADR	P	2012-09-06	2013-01-16
	1,130.0000 SANOFI A D R	P	2012-09-06	2013-01-16
	120.0000 SLM CORP	P	2012-09-06	2013-01-16
	313.0000 RPC ENERGY SVCS INC	P	2012-09-06	2013-01-16
	228.0000 KIMBERLY CLARK CORP	P	2012-09-06	2013-01-16
	165.0000 ICAP PLC A D R	P	2012-09-06	2013-01-16
	473.0000 HUANENG PWR INTL INC SPON ADR SER N	P	2012-09-06	2013-01-16
	2,847.0000 CITY TELECOM H K LTD ADR	P	2012-09-06	2013-01-16
	571.0000 CHINA TELECOM CORP LTD A D R	P	2012-09-06	2013-01-16
	293.0000 CVS CAREMARK CORP	P	2012-09-06	2013-01-16
	628.0000 BRITISH AMERN TOB PLC ADR	P	2012-09-06	2013-01-16
	376.0000 TOTO LTD	P	2012-05-14	2013-01-16
	81.0000 ABBOTT LABORATORIES	P	2012-05-14	2013-01-16
	212.0000 INGERSOLL RAND PLC	P	2012-05-08	2013-01-16
	55.0000 WHITING PETROLEUM CORP	P	2012-05-08	2013-01-16
	109.0000 WACOAL HOLDINGS CORP A D R	P	2012-05-08	2013-01-16
	120.0000 UNITED PARCEL SERVICE INC CL B	P	2012-05-08	2013-01-16
	50.0000 3M CO	P	2012-05-08	2013-01-16
	237.0000 SCHWAB CHARLES CORP	P	2012-05-08	2013-01-16
	446.0460 REPSOL S.A.	P	2012-05-08	2013-01-16
	97.0000 RPC ENERGY SVCS INC	P	2012-05-08	2013-01-16
	30.0000 QUALITY SYSTEMS INC	P	2012-05-08	2013-01-16
	1,087.0000 PULTE GROUP INC	P	2012-05-08	2013-01-16
	9.0000 POOL CORPORATION	P	2012-05-08	2013-01-16
	78.0000 PHILLIPS 66	P	2012-05-08	2013-01-16
	574.0000 PETROLEO BRASILEIRO SPON A D R	P	2012-05-08	2013-01-16
	323.0000 ORACLE CORPORATION	P	2012-05-08	2013-01-16
	65.0000 KRAFT FOODS GROUP INC	P	2012-05-08	2013-01-16
	111.0000 KEYCORP NEW	P	2012-05-08	2013-01-16
	257.0000 INFORMATICA CORP	P	2012-05-08	2013-01-16
	130.0000 IMPERIAL OIL LTD	P	2012-05-08	2013-01-16
	229.0000 HOME DEPOT INC	P	2012-05-08	2013-01-16
	1,789.0000 GRUPO SIMEC A D R	P	2012-05-08	2013-01-16
	168.0000 EXXON MOBIL CORP	P	2012-05-08	2013-01-16
	175.0000 EXTERRAN PARTNERS L P	P	2012-05-08	2013-01-16
	237.0000 DRESSER RAND GROUP INC	P	2012-05-08	2013-01-16
	67.0000 DARDEN RESTAURANTS INC	P	2012-05-08	2013-01-16
	109.0000 CONOCOPHILLIPS	P	2012-05-08	2013-01-16
	14.0000 CARNIVAL CORP	P	2012-05-08	2013-01-16
	250.0000 CSX CORP	P	2012-05-08	2013-01-16
	0.9540 REPSOL S.A.	P	2012-04-28	2013-01-16
	0.3333 KRAFT FOODS GROUP INC	P	2012-05-08	2012-10-18
	5,226.0000 MELCO CROWN ENTERTAINMENT LMTD A D R	P	2012-05-14	2012-09-06
	15.0000 CUBIC CORP	P	2012-05-14	2012-09-06
	133.0000 WATERS CORP	P	2012-05-08	2012-09-06
	466.0000 WACOAL HOLDINGS CORP A D R	P	2012-05-08	2012-09-06
	93.0000 UNIT CORP	P	2012-05-08	2012-09-06
	487.0000 TOTAL S A A D R	P	2012-05-08	2012-09-06
	440.0000 TOKYO ELECTRON LTD ADR	P	2012-05-08	2012-09-06
	182.0000 TEXAS INSTRUMENTS INC	P	2012-05-08	2012-09-06
	858.0000 TATA MOTORS LTD A D R	P	2012-05-08	2012-09-06
	181.0000 SASOL LTD SPONSORED A D R	P	2012-05-08	2012-09-06
	464.0000 SAFRAN SA UNSPON A D R	P	2012-05-08	2012-09-06
	2,237.0000 SK TELECOM CO LTD A D R	P	2012-05-08	2012-09-06
	111.0000 OLD REP INTL CORP	P	2012-05-08	2012-09-06
	365.0000 NEWFIELD EXPL CO	P	2012-05-08	2012-09-06
	215.0000 NTT DOCOMO INC A D R	P	2012-05-08	2012-09-06
	415.0000 N I I HOLDINGS INC	P	2012-05-08	2012-09-06
	78.0000 KNIGHT CAPITAL GROUP INC CL A	P	2012-05-08	2012-09-06
	122.0000 KIRBY CORP	P	2012-05-08	2012-09-06
	120.0000 KEYCORP NEW	P	2012-05-08	2012-09-06
	146.0000 JUPITER TELECOM A D R	P	2012-05-08	2012-09-06
	43.0000 HUMANA INC	P	2012-05-08	2012-09-06
	47.0000 HITTITE MICROWAVE CORP	P	2012-05-08	2012-09-06
	46.0000 GOLDMAN SACHS GROUP INC	P	2012-05-08	2012-09-06
	16.0000 ERIE INDEMNITY CO	P	2012-05-08	2012-09-06
	363.0000 ENBRIDGE ENERGY PARTNERS L P	P	2012-05-08	2012-09-06
	22.0000 CONOCOPHILLIPS	P	2012-05-08	2012-09-06
	596.0000 CHESAPEAKE ENERGY CORP	P	2012-05-08	2012-09-06
	99.0000 AUTOMATIC DATA PROCESSING	P	2012-05-08	2012-09-06
	48.0000 HITTITE MICROWAVE CORP	P	2011-12-09	2012-09-06
	364.0000 YUM BRANDS INC	P	2011-11-10	2012-09-06
	17.0000 UNITED NAT FOODS INC	P	2011-11-10	2012-09-06
	912.0000 TOKYO ELECTRON LTD ADR	P	2011-11-10	2012-09-06
	263.0000 SEVEN & I HLDGS UNSPN A D R	P	2011-11-10	2012-09-06
	347.0000 REPUBLIC SVCS INC	P	2011-11-10	2012-09-06
	40.0000 PROCTER & GAMBLE CO	P	2011-11-10	2012-09-06
	26.0000 POOL CORPORATION	P	2011-11-10	2012-09-06
	188.0000 PERRIGO CO	P	2011-11-10	2012-09-06
	110.0000 NOVO NORDISK AS A D R	P	2011-11-10	2012-09-06
	743.0000 NTT DOCOMO INC A D R	P	2011-11-10	2012-09-06
	9,361.0000 MITSUBISHI UFJ FINL GRP A D R	P	2011-11-10	2012-09-06
	232.0000 MICROCHIP TECHNOLOGY INC	P	2011-11-10	2012-09-06
	89.0000 MEDNAX INC	P	2011-11-10	2012-09-06
	46.0000 KIRBY CORP	P	2011-11-10	2012-09-06
	111.0000 KEY TECHNOLOGY INC	P	2011-11-10	2012-09-06
	794.0000 JUPITER TELECOM A D R	P	2011-11-10	2012-09-06
	27.0000 J P MORGAN CHASE CO	P	2011-11-10	2012-09-06
	51.0000 HUMANA INC	P	2011-11-10	2012-09-06
	110.0000 HITTITE MICROWAVE CORP	P	2011-11-10	2012-09-06
	55.0000 HIBBETT SPORTS INC	P	2011-11-10	2012-09-06
	202.0000 HMS HLDGS CORP	P	2011-11-10	2012-09-06
	1,539.0000 ERSTE GROUP BANK AG A D R	P	2011-11-10	2012-09-06
	284.0000 ENERGEN CORP	P	2011-11-10	2012-09-06
	60.0000 CUBIC CORP	P	2011-11-10	2012-09-06
	779.0000 CIA SANEAMENTO BASICO DE A D R	P	2011-11-10	2012-09-06
	395.0000 CANON INC SPONS A D R	P	2011-11-10	2012-09-06
	190.0000 B H P BILLITON LIMITED A D R	P	2011-11-10	2012-09-06
	260.0000 AVIVA PLC A D R	P	2011-11-10	2012-09-06
	238.0000 ANSYS INC	P	2011-11-10	2012-09-06
	248.0000 AGRIUM INC	P	2011-11-10	2012-09-06
	4,735.0000 AU OPTRONICS CORPA D R	P	2011-11-10	2012-09-06
	131.0000 AFLAC INC	P	2011-11-10	2012-09-06
	193.0000 LACROSSE FOOTWEAR INC	P	2011-11-10	2012-08-27
	87.0000 GOODRICH CORP.	P	2012-05-08	2012-07-26

(e) Gross sales price		(g) Cost or other basis plus expense of sale	(h) Gain or (loss) (e) plus (f) minus (g)
a	47		47
b	55		55
c	12		12
d	17		17
e	224		224
	15		15
	75		75
	233		233
	2,700		2,700
	4	4
	403	403
	16,438	16,438
	4,975	4,975
	22,908	19,702	3,206
	4,001	4,001
	1,297,385	1,297,385
	24,187	24,187
	16	16
	9	9
	6,349		6,349
	322,202	300,000	22,202
	4	5	-1
	5,741	5,022	719
	2,256	2,359	-103
	6,184	5,911	273
	8,241	6,941	1,300
	1,788	1,459	329
	13,473	8,944	4,529
	2,405	2,392	13
	6,777	5,531	1,246
	2,406	2,346	60
	1,528	1,313	215
	4,574	3,702	872
	3,491	3,106	385
	6,753	4,036	2,717
	3,695	3,386	309
	1,454	1,007	447
	2,428	2,449	-21
	7,640	3,938	3,702
	2,206	784	1,422
	17,369	6,349	11,020
	28	24	4
	20,921	16,828	4,093
	4,959	4,852	107
	40,016	28,887	11,129
	13,687	9,322	4,365
	4,062	2,911	1,151
	16,046	11,210	4,836
	18,767	15,670	3,097
	14,701	10,455	4,246
	6,477	4,110	2,367
	23,257	16,947	6,310
	6,975	6,716	259
	2,889	2,529	360
	4,963	1,813	3,150
	9,554	8,449	1,105
	4,348	2,916	1,432
	12,770	7,132	5,638
	5,078	3,388	1,690
	5,050	3,252	1,798
	20,102	13,720	6,382
	131,876	124,105	7,771
	2,396	2,595	-199
	3,826	4,442	-616
	8,969	6,385	2,584
	9,486	7,450	2,036
	4,755	5,360	-605
	19,782	14,173	5,609
	4,878	4,212	666
	14,146	8,503	5,643
	24,737	20,029	4,708
	16,626	10,313	6,313
	21,179	16,141	5,038
	3,658	2,682	976
	20,147	16,266	3,881
	32,872	18,631	14,241
	2,492	2,558	-66
	18,630	17,103	1,527
	5,046	3,684	1,362
	6,294	5,287	1,007
	33,112	30,956	2,156
	4,971	4,129	842
	4,676	3,470	1,206
	16,702	25,358	-8,656
	14,161	10,594	3,567
	2,894	3,470	-576
	5,027	4,365	662
	6,139	3,857	2,282
	41,140	23,914	17,226
	5,030	5,277	-247
	8,000	9,257	-1,257
	9,232	5,003	4,229
	29,245	26,412	2,833
	36,210	30,325	5,885
	96,330	90,643	5,687
	13,013	8,841	4,172
	9,215	5,594	3,621
	3,887	2,744	1,143
	3,567	2,294	1,273
	13,992	11,272	2,720
	9,840	6,800	3,040
	1,900	1,588	312
	34,612	23,981	10,631
	3,105	2,644	461
	5,049	3,960	1,089
	18,218	14,386	3,832
	4,188	3,236	952
	22,627	19,061	3,566
	4,997	4,200	797
	5,402	1,932	3,470
	3,024	2,176	848
	1,623	1,300	323
	17,272	3,657	13,615
	55,676	43,271	12,405
	11,487	12,277	-790
	1,537	1,233	304
	11,747	8,772	2,975
	8,936	7,050	1,886
	17,740	10,411	7,329
	18,977	13,212	5,765
	15,175	10,322	4,853
	13,675	11,740	1,935
	15,690	11,954	3,736
	3,488	3,731	-243
	2,181	2,063	118
	2,671	1,988	683
	19,298	19,315	-17
	1,641	3,584	-1,943
	4,827	4,362	465
	11,292	7,184	4,108
	8,294	5,186	3,108
	20,639	19,022	1,617
	40,874	36,043	4,831
	4,731	4,306	425
	67,883	54,771	13,112
	6,745	4,692	2,053
	3,612	2,857	755
	28,969	20,497	8,472
	11,508	12,275	-767
	10,838	7,462	3,376
	37,282	19,500	17,782
	17,636	14,211	3,425
	21,651	18,563	3,088
	6,420	3,642	2,778
	3,196	1,041	2,155
	11,178	11,683	-505
	9,383	6,756	2,627
	21,879	14,828	7,051
	8,104	5,551	2,553
	3,693	2,387	1,306
	4,763	3,948	815
	6,770	4,948	1,822
	2,640	3,187	-547
	3,304	4,246	-942
	15,948	14,810	1,138
	33,531	28,880	4,651
	25,638	20,892	4,746
	7,300	5,363	1,937
	20,012	15,846	4,166
	5,770	3,975	1,795
	16,776	14,255	2,521
	250,951	242,920	8,031
	1,033	972	61
	25,706	21,236	4,470
	6,618	7,327	-709
	113	127	-14
	5,944	4,797	1,147
	160	67	93
	10,247	6,248	3,999
	1,033	1,260	-227
	1,029	1,223	-194
	3,877	1,843	2,034
	13,459	4,996	8,463
	1,034	273	761
	15,893	10,040	5,853
	20,346	13,875	6,471
	52		52
	10,592		10,592
	8,651		8,651
	1,280	1,065	215
	5,834	6,076	-242
	19,772	19,786	-14
	19,250	20,200	-950
	7,143	7,058	85
	5,032	5,040	-8
	5,413	5,052	361
	608	556	52
	5,022	5,111	-89
	5,260	5,066	194
	472	451	21
	8,909	8,775	134
	149	147	2
	19,168	21,515	-2,347
	4,810	5,067	-257
	5,036	4,003	1,033
	4,434	3,894	540
	94	89	5
	1,034	1,047	-13
	1,092	1,006	86
	2,405	2,257	148
	14,457	10,941	3,516
	5,075	5,083	-8
	1,148	1,031	117
	1,273	996	277
	5,070	4,520	550
	5,647	5,896	-249
	4,971	4,756	215
	1,065	1,033	32
	48,575	39,585	8,990
	5,077	4,904	173
	6,581	9,538	-2,957
	5,964	5,542	422
	3,157	2,576	581
	1,151	1,004	147
	960	1,016	-56
	50,013	40,319	9,694
	1,162	1,015	147
	1,588	1,022	566
	31,947	31,563	384
	2,597	2,974	-377
	13,409	13,777	-368
	1,075	1,169	-94
	1,023	1,016	7
	5,644	5,880	-236
	3,640	3,610	30
	898	1,501	-603
	1,476	1,094	382
	14,138	14,314	-176
	11,507	13,436	-1,929
	18,074	17,621	453
	10,251	7,067	3,184
	1,252	1,044	208
	24,640	19,414	5,226
	69,734	71,256	-1,522
	6,076	4,809	1,267
	123,174	118,402	4,772
	7,355	4,785	2,570
	11,201	6,196	5,005
	5,256	5,274	-18
	1,018	1,026	-8
	2,796	2,142	654
	4,881	3,427	1,454
	6,651	6,130	521
	15,774	14,861	913
	14,484	11,044	3,440
	10,901	16,631	-5,730
	13,645	10,987	2,658
	12,986	10,809	2,177
	16,291	12,961	3,330
	4,960	4,793	167
	10,868	12,713	-1,845
	1,710	1,633	77
	15,731	13,956	1,775
	10,401	6,049	4,352
	14,417	4,845	9,572
	2,660	2,411	249
	4,946	4,710	236
	33,977	23,428	10,549
	4,582	2,780	1,802
	10,958	8,017	2,941
	5,038	4,092	946
	14,688	13,490	1,198
	5,062	3,456	1,606
	22,648	23,006	-358
	2,332	2,382	-50
	1,159	904	255
	1,489	1,139	350
	5,157	4,630	527
	3,355	1,785	1,570
	821	560	261
	4	4
	22	18	4
	12	8	4
	32	36	-4
	8,140	6,263	1,877
	11,545	10,658	887
	54,273	47,588	6,685
	2,074	1,888	186
	4,269	3,927	342
	19,475	19,047	428
	1,706	1,718	-12
	16,669	13,783	2,886
	16,551	15,239	1,312
	32,107	32,673	-566
	15,180	13,604	1,576
	63,653	65,030	-1,377
	5,723	5,230	493
	2,649	2,409	240
	10,454	8,785	1,669
	2,619	2,673	-54
	5,676	6,121	-445
	9,540	9,308	232
	4,872	4,342	530
	3,548	3,150	398
	9,813	8,007	1,806
	1,323	1,033	290
	541	950	-409
	20,979	10,435	10,544
	399	325	74
	4,207	2,293	1,914
	11,044	11,928	-884
	11,182	8,983	2,199
	3,049	2,680	369
	1,003	879	124
	8,338	11,855	-3,517
	5,767	5,704	63
	14,617	11,599	3,018
	26,074	17,284	8,790
	14,975	13,989	986
	3,964	3,621	343
	13,784	11,307	2,477
	3,028	3,339	-311
	6,419	5,842	577
	529	444	85
	5,195	5,465	-270
	21	16	5
	16	14	2
	61,377	70,394	-9,017
	765	645	120
	10,805	11,100	-295
	25,448	26,167	-719
	3,852	3,567	285
	24,833	22,134	2,699
	4,862	5,506	-644
	5,311	5,515	-204
	18,379	23,655	-5,276
	7,998	8,016	-18
	16,495	16,472	23
	33,107	30,065	3,042
	1,004	1,062	-58
	12,111	11,948	163
	3,565	3,545	20
	2,714	5,287	-2,573
	210	1,003	-793
	6,952	7,743	-791
	1,016	950	66
	1,406	1,565	-159
	3,068	3,466	-398
	2,509	2,404	105
	5,155	4,970	185
	1,013	1,111	-98
	10,360	10,673	-313
	1,231	1,179	52
	11,526	9,929	1,597
	5,867	5,299	568
	2,562	2,513	49
	23,617	20,017	3,600
	1,019	599	420
	10,077	11,663	-1,586
	15,506	14,531	975
	9,695	9,445	250
	2,713	2,538	175
	1,054	732	322
	21,071	16,964	4,107
	17,595	12,133	5,462
	12,320	13,263	-943
	42,219	39,878	2,341
	8,038	8,106	-68
	6,382	6,126	256
	2,621	2,913	-292
	1,027	1,511	-484
	7,646	8,230	-584
	1,046	888	158
	3,639	4,417	-778
	5,872	5,697	175
	3,230	2,319	911
	7,044	5,991	1,053
	16,298	14,713	1,585
	14,981	14,271	710
	3,058	2,717	341
	68,266	43,234	25,032
	12,680	17,233	-4,553
	12,429	14,550	-2,121
	2,857	2,594	263
	17,117	13,754	3,363
	25,059	19,287	5,772
	14,867	21,876	-7,009
	6,153	5,747	406
	3,860	2,603	1,257
	11,092	10,873	219

Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69			(l) Gains (Col. (h) gain minus col. (k), but not less than -0-) or Losses (from col.(h))
(i) F.M.V. as of 12/31/69	(j) Adjusted basis as of 12/31/69	(k) Excess of col. (i) over col. (j), if any
a			47
b			55
c			12
d			17
e			224
			15
			75
			233
			2,700




			3,206





			6,349
			22,202
			-1
			719
			-103
			273
			1,300
			329
			4,529
			13
			1,246
			60
			215
			872
			385
			2,717
			309
			447
			-21
			3,702
			1,422
			11,020
			4
			4,093
			107
			11,129
			4,365
			1,151
			4,836
			3,097
			4,246
			2,367
			6,310
			259
			360
			3,150
			1,105
			1,432
			5,638
			1,690
			1,798
			6,382
			7,771
			-199
			-616
			2,584
			2,036
			-605
			5,609
			666
			5,643
			4,708
			6,313
			5,038
			976
			3,881
			14,241
			-66
			1,527
			1,362
			1,007
			2,156
			842
			1,206
			-8,656
			3,567
			-576
			662
			2,282
			17,226
			-247
			-1,257
			4,229
			2,833
			5,885
			5,687
			4,172
			3,621
			1,143
			1,273
			2,720
			3,040
			312
			10,631
			461
			1,089
			3,832
			952
			3,566
			797
			3,470
			848
			323
			13,615
			12,405
			-790
			304
			2,975
			1,886
			7,329
			5,765
			4,853
			1,935
			3,736
			-243
			118
			683
			-17
			-1,943
			465
			4,108
			3,108
			1,617
			4,831
			425
			13,112
			2,053
			755
			8,472
			-767
			3,376
			17,782
			3,425
			3,088
			2,778
			2,155
			-505
			2,627
			7,051
			2,553
			1,306
			815
			1,822
			-547
			-942
			1,138
			4,651
			4,746
			1,937
			4,166
			1,795
			2,521
			8,031
			61
			4,470
			-709
			-14
			1,147
			93
			3,999
			-227
			-194
			2,034
			8,463
			761
			5,853
			6,471
			52
			10,592
			8,651
			215
			-242
			-14
			-950
			85
			-8
			361
			52
			-89
			194
			21
			134
			2
			-2,347
			-257
			1,033
			540
			5
			-13
			86
			148
			3,516
			-8
			117
			277
			550
			-249
			215
			32
			8,990
			173
			-2,957
			422
			581
			147
			-56
			9,694
			147
			566
			384
			-377
			-368
			-94
			7
			-236
			30
			-603
			382
			-176
			-1,929
			453
			3,184
			208
			5,226
			-1,522
			1,267
			4,772
			2,570
			5,005
			-18
			-8
			654
			1,454
			521
			913
			3,440
			-5,730
			2,658
			2,177
			3,330
			167
			-1,845
			77
			1,775
			4,352
			9,572
			249
			236
			10,549
			1,802
			2,941
			946
			1,198
			1,606
			-358
			-50
			255
			350
			527
			1,570
			261

			4
			4
			-4
			1,877
			887
			6,685
			186
			342
			428
			-12
			2,886
			1,312
			-566
			1,576
			-1,377
			493
			240
			1,669
			-54
			-445
			232
			530
			398
			1,806
			290
			-409
			10,544
			74
			1,914
			-884
			2,199
			369
			124
			-3,517
			63
			3,018
			8,790
			986
			343
			2,477
			-311
			577
			85
			-270
			5
			2
			-9,017
			120
			-295
			-719
			285
			2,699
			-644
			-204
			-5,276
			-18
			23
			3,042
			-58
			163
			20
			-2,573
			-793
			-791
			66
			-159
			-398
			105
			185
			-98
			-313
			52
			1,597
			568
			49
			3,600
			420
			-1,586
			975
			250
			175
			322
			4,107
			5,462
			-943
			2,341
			-68
			256
			-292
			-484
			-584
			158
			-778
			175
			911
			1,053
			1,585
			710
			341
			25,032
			-4,553
			-2,121
			263
			3,363
			5,772
			-7,009
			406
			1,257
			219

2	Capital gain net income or (net capital loss)	If gain, also enter in Part I, line 7 If (loss), enter -0- in Part I, line 7	2	644,900
3	Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
	If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0- in Part I, line 8 . . . . . . . . . . . . . . . .		3	178,081

Part V

Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income

(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.

Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period? Yes No

If “Yes,” the foundation does not qualify under section 4940(e). Do not complete this part.

1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a) Base period years Calendar year (or tax year beginning in)	(b) Adjusted qualifying distributions	(c) Net value of noncharitable-use assets	(d) Distribution ratio (col. (b) divided by col. (c))
2011	850,434	11,469,392	0.07415
2010	783,671	13,300,306	0.05892
2009	791,747	12,601,842	0.06283
2008	760,740	11,806,801	0.06443
2007	865,790	14,523,913	0.05961

2	Total of line 1, column (d) ......................	2	0.31994
3	Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by the number of years the foundation has been in existence if less than 5 years. . .	3	0.06399
4	Enter the net value of noncharitable-use assets for 2012 from Part X, line 5.....	4	11,945,406
5	Multiply line 4 by line 3.......................	5	764,363
6	Enter 1% of net investment income (1% of Part I, line 27b)...........	6	13,626
7	Add lines 5 and 6.........................	7	777,989
8	Enter qualifying distributions from Part XII, line 4..............	8	834,236
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.

Form 990-PF (2012)

Page 4

Part VI

Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)

1a	Exempt operating foundations described in section 4940(d)(2), check hereand enter “N/A” on line 1.
	Date of ruling or determination letter: (attach copy of letter if necessary–see instructions)
b	Domestic foundations that meet the section 4940(e) requirements in Part V, check	1	13,626
	hereand enter 1% of Part I, line 27b...................
c	All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2	Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	2
3	Add lines 1 and 2............................	3	13,626
4	Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-).	4
5	Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- .....	5	13,626
6	Credits/Payments:

a	2012 estimated tax payments and 2011 overpayment credited to 2012	6a	11,000
b	Exempt foreign organizations—tax withheld at source.......	6b
c	Tax paid with application for extension of time to file (Form 8868)	6c
d	Backup withholding erroneously withheld ...........	6d

7	Total credits and payments. Add lines 6a through 6d..............		7	11,000
8	Enter any penalty for underpayment of estimated tax. Check hereif Form 2220 is attached.		8	57
9	Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......		9	2,683
10	Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...		10
11	Enter the amount of line 10 to be: Credited to 2013 estimated tax	Refunded	11

Part VII-A

Statements Regarding Activities

During the tax year, did the foundation attempt to influence any national, state, or local legislation or did

Yes

it participate or intervene in any political campaign? ....................

Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of

the instructions for definition)?............................

If the answer is “Yes” to 1a or 1b, attach a detailed description of the activities and copies of any materials

published or distributed by the foundation in connection with the activities.

Did the foundation file Form 1120-POL for this year?.....................

Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:

(1) On the foundation. bullet

$ (2) On foundation managers. bullet

Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed

on foundation managers. bullet

Has the foundation engaged in any activities that have not previously been reported to the IRS?.......

If “Yes,” attach a detailed description of the activities.

Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles

of incorporation, or bylaws, or other similar instruments? If “Yes,” attach a conformed copy of the changes....

Did the foundation have unrelated business gross income of $1,000 or more during the year?........

If “Yes,” has it filed a tax return on Form 990-T for this year?...................

Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........

If “Yes,” attach the statement required by General Instruction T.

Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:

By language in the governing instrument, or

By state legislation that effectively amends the governing instrument so that no mandatory directions

that conflict with the state law remain in the governing instrument?................

Yes

Did the foundation have at least $5,000 in assets at any time during the year? If “Yes,” complete Part II, col. (c), and Part XV.

Yes

Enter the states to which the foundation reports or with which it is registered (see instructions)

If the answer is “Yes” to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney

General (or designate) of each state as required by General Instruction G? If “No,” attach explanation .

Yes

Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)

or 4942(j)(5) for calendar year 2012 or the taxable year beginning in 2012 (see instructions for Part XIV)?

If “Yes,” complete Part XIV.............................

Did any persons become substantial contributors during the tax year? If “Yes,” attach a schedule listing their names and addresses.

At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the

meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............

Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had

advisory privileges? If "Yes," attach statement (see instructions).................

Did the foundation comply with the public inspection requirements for its annual returns and exemption application?

Yes

Website address bullet

N/A

The books are in care of bullet

US Bank Private Client Group Telephone no. bullet

(417) 888-2202

Located at bullet

1615 S GlenstoneSpringfieldMO ZIP+4 bullet

65804

Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —Check here......... bullet

and enter the amount of tax-exempt interest received or accrued during the year ...... bullet

At any time during calendar year 2012, did the foundation have an interest in or a signature or other authority over

a bank, securities, or other financial account in a foreign country? .................

See instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the foreign country bullet

Form 990-PF (2012)

Page 5

Part VII-B

Statements Regarding Activities for Which Form 4720 May Be Required

File Form 4720 if any item is checked in the “Yes” column, unless an exception applies.

Yes

During the year did the foundation (either directly or indirectly):

(1) Engage in the sale or exchange, or leasing of property with a disqualified person? YesNo

(2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)

a disqualified person?.........................YesNo

(3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? YesNo

(4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? YesNo

(5) Transfer any income or assets to a disqualified person (or make any of either available

for the benefit or use of a disqualified person)?.................YesNo

(6) Agree to pay money or property to a government official? (Exception. Check “No”

if the foundation agreed to make a grant to or to employ the official for a period

after termination of government service, if terminating within 90 days.).........YesNo

If any answer is “Yes” to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations

section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...

Organizations relying on a current notice regarding disaster assistance check here......... bullet

Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,

that were not corrected before the first day of the tax year beginning in 2012?.............

Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private

operating foundation defined in section 4942(j)(3) or 4942(j)(5)):

At the end of tax year 2012, did the foundation have any undistributed income (lines 6d

and 6e, Part XIII) for tax year(s) beginning before 2012?...............YesNo

If “Yes,” list the years bullet

20, 20, 20, 20

Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)

(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)

to all years listed, answer “No” and attach statement—see instructions.) ..............

If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.

20, 20, 20, 20

Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at

any time during the year?.........................YesNo

If “Yes,” did it have excess business holdings in 2012 as a result of (1) any purchase by the foundation

or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved

by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)

the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine

if the foundation had excess business holdings in 2012.)....................

Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?

Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its

charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2012?

During the year did the foundation pay or incur any amount to:

(1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? YesNo

(2) Influence the outcome of any specific public election (see section 4955); or to carry

on, directly or indirectly, any voter registration drive?...............YesNo

(3) Provide a grant to an individual for travel, study, or other similar purposes? YesNo

(4) Provide a grant to an organization other than a charitable, etc., organization described

in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)........YesNo

(5) Provide for any purpose other than religious, charitable, scientific, literary, or

educational purposes, or for the prevention of cruelty to children or animals?........YesNo

If any answer is “Yes” to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in

Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......

Organizations relying on a current notice regarding disaster assistance check here......... bullet

If the answer is “Yes” to question 5a(4), does the foundation claim exemption from the

tax because it maintained expenditure responsibility for the grant?............YesNo

If “Yes,” attach the statement required by Regulations section 53.4945–5(d).

Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on

a personal benefit contract?........................YesNo

Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....

If “Yes” to 6b, file Form 8870.

At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction? YesNo

If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....

Form 990-PF (2012)

Page 6

Part VIII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors

1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
(a) Name and address	(b) Title, and average hours per week devoted to position	(c) Compensation (If not paid, enter -0-)	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
Rob Baird	Director 0.00	0
2928 S Natural Bridge Dr Springfield,MO65809	Director 0.00	0
Thomas L Slaight	Director 0.00	0
4361 E Berkeley St Springfield,MO65809	Director 0.00	0
Junior Cline	Director 0.00	0
4260 N State Highway H Springfield,MO65803	Director 0.00	0
Peggy Riggs	Director 0.00	0
940 N Jefferson Ave Springfield,MO658023718	Director 0.00	0
Charles Fuller	Chairman 1.00	0
2914 W Trevor Trail Ozark,MO65721	Chairman 1.00	0
US Bank as trustee	Trustee 5.00	182,642
1615 S Glenstone Springfield,MO65804	Trustee 5.00	182,642
Jerry L Redfern	Foundation Mgr. 10.00	78,500
4130 White Oak Drive Springfield,MO65809	Foundation Mgr. 10.00	78,500

2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE.”
(a) Name and address of each employee paid more than $50,000	(b) Title, and average hours per week devoted to position	(c) Compensation	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
NONE









Total number of other employees paid over $50,000...................

3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a) Name and address of each person paid more than $50,000	(b) Type of service	(c) Compensation
NONE

Total number of others receiving over $50,000 for professional services............. bullet

Part IX-A

Summary of Direct Charitable Activities

List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.		Expenses
1	Provision of grants to eligible 501 (c) (3) organizations.	677,017
2


3


4

Form 990-PF (2012)

Page 7

Part IX-B

Summary of Program-Related Investments (see instructions)

Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.		Amount
1


2


All other program-related investments. See page 24 of the instructions.
3

Total. Add lines 1 through 3.......................... bullet

Part X

Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
see instructions.)

Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,

purposes:

Average monthly fair market value of securities...................

11,887,901

Average of monthly cash balances.......................

239,415

Fair market value of all other assets (see instructions)................

Total (add lines 1a, b, and c).........................

12,127,316

Reduction claimed for blockage or other factors reported on lines 1a and

1c (attach detailed explanation) .............

Acquisition indebtedness applicable to line 1 assets..................

Subtract line 2 from line 1d.........................

12,127,316

Cash deemed held for charitable activities. Enter 1 1⁄2% of line 3 (for greater amount, see

instructions) .............................

181,910

Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4

11,945,406

Minimum investment return. Enter 5% of line 5..................

597,270

Part XI

Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here bullet

and do not complete this part.)

Minimum investment return from Part X, line 6....................

597,270

Tax on investment income for 2012 from Part VI, line 5......

13,626

Income tax for 2012. (This does not include the tax from Part VI.)...

Add lines 2a and 2b............................

13,626

Distributable amount before adjustments. Subtract line 2c from line 1............

583,644

Recoveries of amounts treated as qualifying distributions................

Add lines 3 and 4............................

583,644

Deduction from distributable amount (see instructions).................

Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,

line 1................................

583,644

Part XII

Qualifying Distributions (see instructions)

Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:

Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........

834,236

Program-related investments—total from Part IX-B..................

Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,

purposes...............................

Amounts set aside for specific charitable projects that satisfy the:

Suitability test (prior IRS approval required)....................

Cash distribution test (attach the required schedule) .................

Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4

834,236

Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment

income. Enter 1% of Part I, line 27b (see instructions).................

13,626

Adjusted qualifying distributions. Subtract line 5 from line 4..............

820,610

Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.

Form 990-PF (2012)

Page 8

Part XIII

Undistributed Income (see instructions)

		(a) Corpus	(d) 2012
1 Distributable amount for 2012 from Part XI, line 7			583,644
2 Undistributed income, if any, as of the end of 2012:
a Enter amount for 2011 only.......
b Total for prior years:20, 20, 20
3 Excess distributions carryover, if any, to 2012:
a From 2007.......
b From 2008.......	70,415
c From 2009.......	171,453
d From 2010.......	146,042
e From 2011.......	293,364
fTotal of lines 3a through e.........		681,274
4Qualifying distributions for 2012 from Part
XII, line 4: $ 834,236
a Applied to 2011, but not more than line 2a
b Applied to undistributed income of prior years (Election required—see instructions)......
c Treated as distributions out of corpus (Election required—see instructions).........		0
d Applied to 2012 distributable amount.....			583,644
e Remaining amount distributed out of corpus		250,592
5 Excess distributions carryover applied to 2012.
(If an amount appears in column (d), the same amount must be shown in column (a).)
6Enter the net total of each column as indicated below:
a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5		931,866
b Prior years’ undistributed income. Subtract line 4b from line 2b ...........
c Enter the amount of prior years’ undistributed income for which a notice of deficiency has been issued, or on which the section 4942(a) tax has been previously assessed......
d Subtract line 6c from line 6b. Taxable amount —see instructions ...........
e Undistributed income for 2011. Subtract line 4a from line 2a. Taxable amount—see instructions .............
f Undistributed income for 2012. Subtract lines 4d and 5 from line 1. This amount must be distributed in 2013 ..........			0
7 Amounts treated as distributions out of corpus to satisfy requirements imposed by section 170(b)(1)(F) or 4942(g)(3) (see instructions) .............
8Excess distributions carryover from 2007 not applied on line 5 or line 7 (see instructions) ...
9Excess distributions carryover to 2013. Subtract lines 7 and 8 from line 6a ......		931,866
10 Analysis of line 9:
a Excess from 2008....	70,415
b Excess from 2009....	171,453
c Excess from 2010....	146,042
d Excess from 2011....	293,364
e Excess from 2012....	250,592

Form 990-PF (2012)

Page 9

Part XIV

Private Operating Foundations (see instructions and Part VII-A, question 9)

1a If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2012, enter the date of the ruling....... bullet

b Check box to indicate whether the organization is a private operating foundation described in section4942(j)(3) or4942(j)(5)

2a Enter the lesser of the adjusted net income from Part I or the minimum investment return from Part X for each year listed ..........	Tax year	Prior 3 years			(e) Total
	(a) 2012	(b) 2011	(c) 2010	(d) 2009	(e) Total

b 85% of line 2a .........
c Qualifying distributions from Part XII, line 4 for each year listed .....
d Amounts included in line 2c not used directly for active conduct of exempt activities ....
e Qualifying distributions made directly for active conduct of exempt activities. Subtract line 2d from line 2c ....
3 Complete 3a, b, or c for the alternative test relied upon:
a “Assets” alternative test—enter:
(1) Value of all assets ......
(2) Value of assets qualifying under section 4942(j)(3)(B)(i)
b “Endowment” alternative test— enter 2⁄3 of minimum investment return shown in Part X, line 6 for each year listed...
c “Support” alternative test—enter:
(1) Total support other than gross investment income (interest, dividends, rents, payments on securities loans (section 512(a)(5)), or royalties) ....
(2) Support from general public and 5 or more exempt organizations as provided in section 4942(j)(3)(B)(iii)....
(3) Largest amount of support from an exempt organization
(4) Gross investment income

Part XV

Supplementary Information (Complete this part only if the organization had $5,000 or more in
assets at any time during the year—see instructions.)

1Information Regarding Foundation Managers:

aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)

bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.

2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:

Check here bullet

if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. (see instructions) to individuals or organizations under
other conditions, complete items 2a, b, c, and d.

aThe name, address, and telephone number or e-mail of the person to whom applications should be addressed:

Musgrave Foundation
One Corporate Centre Suite 1-130
Springfield,MO65804
(417) 841-4698

bThe form in which applications should be submitted and information and materials they should include:

Applicants need to request submission form by contacting the Foundation offices.

cAny submission deadlines:

dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:

Foundation activities are limited to the Southwest Missouri area, primarily Greene and surrounding counties.

Form 990-PF (2012)

Page 10

Part XV

Supplementary Information (continued)

3 Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient	If recipient is an individual, show any relationship to any foundation manager or substantial contributor	Foundation status of recipient	Purpose of grant or contribution	Amount
Name and address (home or business)		Foundation status of recipient	Purpose of grant or contribution	Amount
aPaid during the year
Springfield Victory Mission 1715 N Boonville Springfield,MO65803	None	501(c)(3)	General obligations	17,000
Sigma House of Springfield 1116 W Battlefield Springfield,MO65807	None	501(c)(3)	general obligations	500
Project Linus 2612 E Linwood Springfield,MO65804	None	501(c)(3)	General obligations	500
Ozarks Regional YMCA 1901 E Republic Rd Springfield,MO65804	None	501(c)(3)	General obligations	1,000
Ozarks Literacy Council 300 S Jefferson Ave Springfield,MO65806	None	501(c)(3)	General obligations	4,000
North Springfield Betterment Assoc 900 N Benton Springfield,MO65802	None	501(c)(3)	General obligations	2,500
Lutheran Family and Children's Serv 2130 N Glenstone Ave Springfield,MO65803	None	501(c)(3)	General obligations	2,000
Lost and Found Grief Center 1006 N Cedarbrook Ave Springfield,MO65802	None	501(c)(3)	General Obligations	2,000
Cents of Pride Fund 1461 N Douglas Ave Springfield,MO65802	None	501(c)(3)	Cents of Pride Fund	50,000
The Society of St Vincent dePaul 2200 W Republic Rd Springfield,MO65807	None	501(c)(3)	General obligations	2,500
Railroad Historical Museum 1300 North Grant St Springfield,MO65802	None	501(c)(3)	General obligations	1,750
Mt Carmel United Methodist Church 1001 N National Ave Springfield,MO65802	None	501(c)(3)	General obligations	2,000
Heart of the Ozarks 2157 N Prospect Ave Springfield,MO65803	None	501(c)(3)	General obligations	9,000
Doula Foundation of Mid America 2130 N Glenstone Springfield,MO65803	None	501(c)(3)	General obligations	4,000
Ash Grove Assembly of God Church 411 N Crestview Ave Ash Grove,MO65604	None	501(c)(3)	General obligations	3,000
Ash Grove Food Pantry PO Box 124 Ash Grove,MO65604	None	501(c)(3)	General obligations	6,000
Children's Foundation of Mid-Americ 2740 E Pythian Springfield,MO65802	None	501(c)(3)	General obligations	2,000
Boys Choir of Springfield Inc 2733 E Battlefield 216 Springfield,MO65804	None	501(c)(3)	Cents of Pride Fund	1,000
Boys and Girls Town of Missouri 1212 W Lombard St Springfield,MO65802	None	501(c)(3)	General obligations	9,500
North Pointe Church 3401 W Norton Road Springfield,MO65803	None	501(c)(3)	General obligations	2,500
Champion Athletes of the Ozarks 3433 S Campbell Ave Springfield,MO65807	None	501(c)(3)	General obligations	1,000
Isabel's House 2750 West Bennett Springfield,MO65802	None	501(c)(3)	Cents of Pride Fund	7,000
The Victim Center 819 N Boonville Ave Springfield,MO65802	None	501(c)(3)	General obligations	2,000
Springfield Regional Arts Council 411 N Sherman Pkwy Springfield,MO65802	None	501(c)(3)	General obligations	28,500
Arc of the Ozarks 1501 East Pythian Springfield,MO65802	None	501(c)(3)	General obligations	2,500
Ozarks Public Television 901 S National Springfield,MO65897	None	501(c)(3)	General obligations	3,000
Lease of These 149 E State Hwy CC Nixa,MO65714	None	501(c)(3)	General obligations	4,000
Harmony House 519 E Cherry Springfield,MO65806	None	501(c)(3)	General obligations	7,500
Big Brothers Big Sisters 3372 W Battlefield Rd Springfield,MO65807	None	501(c)(3)	General obligations	1,500
Discovery Center of the Ozarks 438 E St Louis Street Springfield,MO65806	None	501(c)(3)	General Obligations	1,500
Alzheimer's Association 1500 South Glenstone Springfield,MO65804	None	501(c)(3)	General Obligations	3,000
Newborns in Need 112 W Main St / PO Box 385 Houston,MO65483	None	501(c)(3)	General operations	9,000
American Red Cross 1835 E Chestnut Expwy Springfield,MO65802	None	501(c)(3)	General Operations	9,000
SW Missouri Office on Aging 1737 S Fort Springfield,MO65807	None	501(c)(3)	General operations	25,602
Ozarks Technical Comm College PO Box 5958 Springfield,MO65801	None	501(c)(3)	General operations	40,000
Ozarks Counseling Center 309 N Jefferson 110 Springfield,MO65806	None	501(c)(3)	General operations	2,000
Women in Need of the Ozarks PO Box 4626 Springfield,MO65808	None	501(c)(3)	General operations	12,000
Convoy of Hope 330 S Patterson Springfield,MO65802	None	501(c)(3)	General operations	6,550
Ozark Food Harvest 615 N Glenstone Ave Springfield,MO65802	None	501(c)(3)	General operations	15,000
MO Colleges Fund Inc 3702 W Truman Blvd Ste 319 Jefferson City,MO65109	None	501(c)(3)	General operations	15,000
Fellowship Christian Athletes 2101 W Chesterfield Blvd Springfield,MO65807	None	501(c)(3)	General operations	7,500
The Kitchen 420 E Commercial Springfield,MO65803	None	501(c)(3)	General operations	5,000
Lighthouse Child Development Center 2548 N Fremont Springfield,MO65803	None	501(c)(3)	Capital improvements	138,500
Developmental Center of the Ozarks 1545 E Pythian Springfield,MO65802	None	501(c)(3)	General operations	1,000
Cox Health Foundation 1423 N Jefferson Springfield,MO65802	None	501(c)(3)	General operations	30,000
SW Baptist University 1600 University Ave Bolivar,MO65613	None	501(c)(3)	General operations	30,000
Drury University 900 N Benton Springfield,MO65802	None	501(c)(3)	General operations	28,000
The Salvation Army PO Box 9685 Springfield,MO65801	None	501(c)(3)	General operations	14,000
Help Give Hope 2733 E Battlefield Suite 332 Springfield,MO65804	None	501(c)(3)	General operations	3,500
Boy Scouts of America 1616 S Eastgate Springfield,MO65809	None	501(c)(3)	General operations	14,000
Springfield Community Center 411 N Sherman Parkway Springfield,MO65802	None	501(c)(3)	General operations	16,900
Dallas County Health Dept 1001 W Main St Buffalo,MO65622	None	501(c)(3)	General operations	2,215
Council of Churches of Ozarks 1116 W Battlefield Springfield,MO65807	None	501(c)(3)	General operations	47,000
Boys and Girls Club 1300 Boonville Springfield,MO65802	None	501(c)(3)	General operations	21,000
Total ................................. 3a				677,017

bApproved for future payment

Total ................................. 3b

Form 990-PF (2012)

Page 11

Part XVI-A

Analysis of Income-Producing Activities

Enter gross amounts unless otherwise indicated.	Unrelated business income		Excluded by section 512, 513, or 514		(e) Related or exempt function income (See instructions.)
1Program service revenue:	(a) Business code	(b) Amount	(c) Exclusion code	(d) Amount	(e) Related or exempt function income (See instructions.)
a
b
c
d
e
f
gFees and contracts from government agencies
2 Membership dues and assessments....
3Interest on savings and temporary cash investments			14	9
4 Dividends and interest from securities....			14	251,295
5 Net rental income or (loss) from real estate:
aDebt-financed property......
bNot debt-financed property.....					83,488
6Net rental income or (loss) from personal property
7 Other investment income.....			15	583,857
8Gain or (loss) from sales of assets other than inventory					644,900
9 Net income or (loss) from special events:
10 Gross profit or (loss) from sales of inventory..
11 Other revenue: a
b
c
d
e
12 Subtotal. Add columns (b), (d), and (e)..				835,161	728,388

13Total. Add line 12, columns (b), (d), and (e)..................

131,563,549

(See worksheet in line 13 instructions to verify calculations.)

Part XVI-B

Relationship of Activities to the Accomplishment of Exempt Purposes

Line No.	Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See instructions.)

Form 990-PF (2012)

Page 12

Part XVII

Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations

Did the organization directly or indirectly engage in any of the following with any other organization described in section

Yes

501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?

Transfers from the reporting foundation to a noncharitable exempt organization of:

(1) Cash...................................

1a(1)

(2) Other assets.................................

1a(2)

Other transactions:

(1) Sales of assets to a noncharitable exempt organization....................

1b(1)

(2) Purchases of assets from a noncharitable exempt organization..................

1b(2)

(3) Rental of facilities, equipment, or other assets.......................

1b(3)

(4) Reimbursement arrangements...........................

1b(4)

(5) Loans or loan guarantees.............................

1b(5)

(6) Performance of services or membership or fundraising solicitations................

1b(6)

Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............

If the answer to any of the above is “Yes,” complete the following schedule. Column (b) should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

(a) Line No.	(b) Amount involved	(c) Name of noncharitable exempt organization	(d) Description of transfers, transactions, and sharing arrangements

Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........YesNo

If “Yes,” complete the following schedule.

(a) Name of organization	(b) Type of organization	(c) Description of relationship

Sign Here

Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
				May the IRS discuss this return with the preparer shown below (see instr.)? Yes No
	Signature of officer or trustee	Date	Title

Paid Preparer Use Only	Print/Type preparer's name	Preparer's Signature	Date	Check if self- employed	PTIN
	Firm's name Firm's address			Firm's EIN
				Phone no.

Form 990-PF (2012)

Additional Data

Software ID:	12000229
Software Version:	2012v2.0

Form 990PF - Special Condition Description:

Special Condition Description

Category/ Item	Listed at Cost or FMV	Book Value	End of Year Fair Market Value
Foreign Stocks	AT COST	2,802,050	3,039,206
Foreign Issues	AT COST	900,000	1,186,450
Equity Funds	AT COST	2,166,452	2,280,649
Fixed Income Funds	AT COST	951,827	924,766
Partnership Capital	AT COST	476,371	594,930
Mineral and Royalty Interests	AT COST	304	2,064,281

Description	Amount
Change to cost basis due to wash sales	2,663
Book-tax variance in PFIC stock basis	9,501

Description	Revenue and Expenses per Books	Net Investment Income	Disbursements for Charitable Purposes
Printing	2,365		1,183
Partnership K-1 deductions	4,463	4,463
Oil production expenses	47,788	47,788
Miscellaneous	318
Marketing - audio visual fees	1,338		1,338
Insurance	235
Foundation Banquet	1,280		1,280
Chamber of Commerce Dues	396
ADR agent fees	2,419	2,419

Category	Amount	Net Investment Income	Adjusted Net Income	Disbursements for Charitable Purposes
Communications	7,414	0	0	7,414
Administrative support	27,996	0	0	27,996

Category	Amount	Net Investment Income	Adjusted Net Income	Disbursements for Charitable Purposes
Foreign taxes w/h at source	8,708
Excise tax estimated payments	5,480