TY 2012 Form 990PF

Part III	Analysis of Changes in Net Assets or Fund Balances
1	Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
	with end-of-year figure reported on prior year’s return)...............	1	8,022,909
2	Enter amount from Part I, line 27a.....................	2	-489,737
3	Other increases not included in line 2 (itemize)	3
4	Add lines 1, 2, and 3..........................	4	7,533,172
5	Decreases not included in line 2 (itemize)	5	29
6	Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30.	6	7,533,143

(a) List and describe the kind(s) of property sold (e.g., real estate, 2-story brick warehouse; or common stock, 200 shs. MLC Co.)	(b) How acquired P—Purchase D—Donation	(c) Date acquired (mo., day, yr.)
1 a	INFORMATION AVAILABLE UPON REQUEST	P
b	INFORMATION AVAILABLE UPON REQUEST	P
c	SEC1231 GAIN THRU GOODHUE RESIDENTIAL CO	P
d	SEC988 LOSS FROM PASS-THROUGH ENTITIES	P
e

2	Capital gain net income or (net capital loss)	If gain, also enter in Part I, line 7 If (loss), enter -0- in Part I, line 7	2	153,906
3	Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
	If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0- in Part I, line 8 . . . . . . . . . . . . . . . .	3

1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
2011	5,175,595	2,382,326	2.172497
2010	5,829,690	2,999,262	1.943708
2009	2,614,503	3,790,247	0.689798
2008	5,291,522	4,684,035	1.129693
2007	5,332,003	32,600,216	0.163557

2	Total of line 1, column (d) ......................	2	6.099253
3	Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by the number of years the foundation has been in existence if less than 5 years. . .	3	1.219851
4	Enter the net value of noncharitable-use assets for 2012 from Part X, line 5.....	4	3,680,128
5	Multiply line 4 by line 3.......................	5	4,489,208
6	Enter 1% of net investment income (1% of Part I, line 27b)...........	6	2,137
7	Add lines 5 and 6.........................	7	4,491,345
8	Enter qualifying distributions from Part XII, line 4..............	8	5,953,479
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.

1a	Exempt operating foundations described in section 4940(d)(2), check hereand enter “N/A” on line 1.
	Date of ruling or determination letter: (attach copy of letter if necessary–see instructions)
b	Domestic foundations that meet the section 4940(e) requirements in Part V, check	1	2,137
	hereand enter 1% of Part I, line 27b...................
c	All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2	Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	2
3	Add lines 1 and 2............................	3	2,137
4	Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-).	4
5	Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- .....	5	2,137
6	Credits/Payments:

a	2012 estimated tax payments and 2011 overpayment credited to 2012	6a	8,407
b	Exempt foreign organizations—tax withheld at source.......	6b
c	Tax paid with application for extension of time to file (Form 8868)	6c
d	Backup withholding erroneously withheld ...........	6d

7	Total credits and payments. Add lines 6a through 6d..............	7	8,407
8	Enter any penalty for underpayment of estimated tax. Check hereif Form 2220 is attached.	8
9	Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......	9
10	Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...	10	6,270
11	Enter the amount of line 10 to be: Credited to 2013 estimated tax6,270	Refunded	11

1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
ELIHU ROSE	PRESIDENT/SECRETARY/DIRECTOR 0	0	0	0
2 EAST 88TH STREET NEW YORK,NY10128
SUSAN W ROSE	DIRECTOR 0	0	0	0
2 EAST 88TH STREET NEW YORK,NY10128

3 Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient	If recipient is an individual, show any relationship to any foundation manager or substantial contributor	Foundation status of recipient	Purpose of grant or contribution	Amount
Name and address (home or business)		Foundation status of recipient	Purpose of grant or contribution	Amount
aPaid during the year
International Center of Photography 1114 Avenue of Americas New York,NY10036	NONE	PUBLIC	CHARITABLE	40,000
Susan W Rose Fund for Music 200 Madison Avenue New York,NY10016	NONE	PUBLIC	CHARITABLE	15,000
The Knights 344 Degraw St 4-C Brooklyn,NY11231	NONE	PUBLIC	CHARITABLE	10,000
Lincoln Center Theatre 150 W 65th Street New York,NY10023	NONE	PUBLIC	CHARITABLE	50,000
Orchestra of St Luke's 450 W 37TH STREET SUITE 502 New York,NY10018	NONE	PUBLIC	CHARITABLE	2,500
New York Festival of Song 307 Seventh Avenue Suite 1206 New York,NY10001	NONE	PUBLIC	CHARITABLE	850
Carnegie Hall Society 881 Seventh Avenue New York,NY10019	NONE	PUBLIC	CHARITABLE	50,000
Young Concert Artists Inc 250 W 57th Street Suite 1222 New York,NY10107	NONE	PUBLIC	CHARITABLE	5,000
The Juilliard School 60 Lincoln Center Plaza New York,NY10023	NONE	PUBLIC	CHARITABLE	20,000
The Juilliard School 60 Lincoln Center Plaza New York,NY10023	NONE	PUBLIC	CHARITABLE	100,000
Hospital for Special Surgery 535 E 70th Street New York,NY10021	NONE	PUBLIC	CHARITABLE	1,000
Hospital for Special Surgery 535 E 70th Street New York,NY10021	NONE	PUBLIC	CHARITABLE	100,000
Hospital for Special Surgery 535 E 70th Street New York,NY10021	NONE	PUBLIC	CHARITABLE	100,185
Central Synagogue 123 E 55th Street New York,NY10022	NONE	PUBLIC	CHARITABLE	15,840
Gilder Lehrman Institute of American History 19 W 44th Street Suite 500 New York,NY10036	NONE	PUBLIC	CHARITABLE	5,000
Park Avenue Armory 643 Park Avenue New York,NY10065	NONE	PUBLIC	CHARITABLE	2,625,000
The Jewish Museum 1109 5th Avenue New York,NY10128	NONE	PUBLIC	CHARITABLE	10,000
The Mabel Mercer Foundation 301 E 79th Street 30N New York,NY10021	NONE	PUBLIC	CHARITABLE	10,000
American Museum of Natural History CPW 79th Street New York,NY10024	NONE	PUBLIC	CHARITABLE	1,750
The Morgan Library & Museum 225 Madison Avenue New York,NY10016	NONE	PUBLIC	CHARITABLE	1,000
Alzheimer's Drug Discovery Foundation 1414 Ave of Americas Suite 1502 New York,NY10102	NONE	PUBLIC	CHARITABLE	5,000
Close Encounters With Music PO Box 34 Great Barrington,MA01230	NONE	PUBLIC	CHARITABLE	2,200
Young Concert Artists Inc 250 W 57th Street Suite 1222 New York,NY10107	NONE	PUBLIC	CHARITABLE	7,500
The New York Public Library 5th Avenue 42nd Street Room 105 New York,NY10018	NONE	PUBLIC	CHARITABLE	2,000
National Museum of American History 14th Street Constitution Avenue Washington,DC20560	NONE	PUBLIC	CHARITABLE	200,000
WNET 450 W 33rd Street New York,NY10001	NONE	PUBLIC	CHARITABLE	10,000
New York Historical Society 170 CPW New York,NY10024	NONE	PUBLIC	CHARITABLE	5,000
Council on Foreign Relations 58 E 68th Street New York,NY10131	NONE	PUBLIC	CHARITABLE	10,000
The Doe Fund 232 E 84th Street New York,NY10028	NONE	PUBLIC	CHARITABLE	2,500
Caramoor Center for Music & the Arts PO Box 816 Katonah,NY10536	NONE	PUBLIC	CHARITABLE	3,000
New York Historical Society 170 CPW New York,NY10024	NONE	PUBLIC	CHARITABLE	5,000
The Carnegie Hall Society 881 Seventh Avenue New York,NY10019	NONE	PUBLIC	CHARITABLE	200,000
Horace Mann School 234 W 246th Street Riverdale,NY10471	NONE	PUBLIC	CHARITABLE	2,000
Hospital for Special Surgery Fund Inc 535 E 70th Street New York,NY10021	NONE	PUBLIC	CHARITABLE	58,333
F-E-G-S 315 Hudson St New York,NY10013	NONE	PUBLIC	CHARITABLE	1,000
Montclair Kimberley Academy 201 Valley Rd Montclair,NJ07042	NONE	PUBLIC	CHARITABLE	1,000
Jumpstart 505 8th Avenue Suite 602 New York,NY10018	NONE	PUBLIC	CHARITABLE	2,500
Carnegie Hall Society Inc 881 Seventh Avenue New York,NY10019	NONE	PUBLIC	CHARITABLE	4,600
Park Avenue Armory 643 Park Avenue New York,NY10065	NONE	PUBLIC	CHARITABLE	50,000
Roundabout Theatre 111 W 46th Street 3rd Floor New York,NY10036	NONE	PUBLIC	CHARITABLE	2,000
The Library of America 14 E 60th Street New York,NY10022	NONE	PUBLIC	CHARITABLE	12,500
New York City Opera 20 Lincoln Center New York,NY10023	NONE	PUBLIC	CHARITABLE	5,000
Carnegie Hall 881 Seventh Avenue New York,NY10019	NONE	PUBLIC	CHARITABLE	200,000
Carnegie Hall 881 Seventh Avenue New York,NY10019	NONE	PUBLIC	CHARITABLE	9,722
92nd Street Y 1395 Lexington Avenue New York,NY10128	NONE	PUBLIC	CHARITABLE	10,000
Park Avenue Armory 643 Park Avenue New York,NY10065	NONE	PUBLIC	CHARITABLE	50,000
New York Philharmonic 10 Lincoln Center Plaza New York,NY10023	NONE	PUBLIC	CHARITABLE	2,500
Municipal Art Society of NY 111 W 57th Street New York,NY10019	NONE	PUBLIC	CHARITABLE	5,000
Norman Rockwell Museum 9 Route 183 Stockbridge,MA01262	NONE	PUBLIC	CHARITABLE	2,500
Central Synagogue 123 E 55th Street New York,NY10022	NONE	PUBLIC	CHARITABLE	5,000
The Rockefeller University 1230 York Avenue New York,NY10065	NONE	PUBLIC	CHARITABLE	1,000
Metropolitan Opera Lincoln Center New York,NY10023	NONE	PUBLIC	CHARITABLE	5,000
New York Philharmonic 10 Lincoln Center Plaza New York,NY10023	NONE	PUBLIC	CHARITABLE	100,000
American Friends of the Israel Philharmonic Orches 122 E 42nd Street Suite 4507 New York,NY10168	NONE	PUBLIC	CHARITABLE	12,000
Smith College PO Box 340029 Boston,MA02241	NONE	PUBLIC	CHARITABLE	3,000
Juilliard School 60 Lincoln Center Plaza New York,NY10023	NONE	PUBLIC	CHARITABLE	60,000
Juilliard School 60 Lincoln Center Plaza New York,NY10023	NONE	PUBLIC	CHARITABLE	50,000
Harlem Educational Activities Fund 200 Madison Avneue New York,NY10016	NONE	PUBLIC	CHARITABLE	25,000
New York City Center 130 W 56th Street New York,NY10102	NONE	PUBLIC	CHARITABLE	5,000
The Carnegie Hall Society 881 Seventh Avenue New York,NY10019	NONE	PUBLIC	CHARITABLE	6,500
Museum of the City of New York 1220 Fifth Avenue New York,NY10029	NONE	PUBLIC	CHARITABLE	1,500
WNET New York Public Media 450 W 33rd Street New York,NY10001	NONE	PUBLIC	CHARITABLE	10,000
New York Hall of Science 47-01 111th Street Queens,NY11368	NONE	PUBLIC	CHARITABLE	2,500
Lincoln Center for Performing Art 150 W 65th Street New York,NY10023	NONE	PUBLIC	CHARITABLE	25,000
Samuel Waxman Cancer Research Foundation 30 Oakley Avenue Mt Vernon,NY10550	NONE	PUBLIC	CHARITABLE	10,000
Library of America 14 E 60th Street New York,NY10022	NONE	PUBLIC	CHARITABLE	12,500
Library of America 14 E 60th Street New York,NY10022	NONE	PUBLIC	CHARITABLE	15,000
WQXR Radio 160 Varick Street New York,NY10013	NONE	PUBLIC	CHARITABLE	25,000
Marlboro School of Music 1616 Walnut Street Suite 1600 Phila,PA19103	NONE	PUBLIC	CHARITABLE	25,000
New York Center for Living 130 W 56th Street New York,NY10019	NONE	PUBLIC	CHARITABLE	825
Intrepid Sea Air & Space Museum West 46th Street 12th Avenue New York,NY10036	NONE	PUBLIC	CHARITABLE	5,000
The Sapling Foundation PO Box 620952 Woodside,CA94062	NONE	PUBLIC	CHARITABLE	12,500
The Jewish Agency for Israel-North American Counci 633 Third Avenue 2100 New York,NY10017	NONE	PUBLIC	CHARITABLE	2,500
New York Historical Society 170 Central Park West New York,NY10024	NONE	PUBLIC	CHARITABLE	2,500
New York Historical Society 170 CPW New York,NY10024	NONE	PUBLIC	CHARITABLE	5,000
Army War College Foundation 122 Forbes Avenue Carlisle,PA17013	NONE	PUBLIC	CHARITABLE	5,000
The Skyscraper Museum 39 Battery Place New York,NY10280	NONE	PUBLIC	CHARITABLE	2,500
The Breast Cancer Research Foundation 60 East 56th Street 8th Floor New York,NY10022	NONE	PUBLIC	CHARITABLE	5,000
Yes Atlanta PO Box 54692 Atlanta,GA30308	NONE	PUBLIC	CHARITABLE	2,500
Yale University PO Box 803 New Haven,CT06503	NONE	PUBLIC	CHARITABLE	25,000
Hospital for Special Surgery 535 E 70th Street New York,NY10021	NONE	PUBLIC	CHARITABLE	25,000
New York City Opera 20 Lincoln Center New York,NY10023	NONE	PUBLIC	CHARITABLE	1,000
Brain Trauma Foundation 415 Madison Avenue 14th Floor New York,NY10017	NONE	PUBLIC	CHARITABLE	10,000
The Classical Recording Foundation 128 Manor Lane Pelham,NY10803	NONE	PUBLIC	CHARITABLE	5,000
French Heritage Society 14 E 60th Street Suite 605 New York,NY10022	NONE	PUBLIC	CHARITABLE	2,500
The Museum of Modern Art 11 W 53rd Street New York,NY10019	NONE	PUBLIC	CHARITABLE	1,405
Hospital for Special Surgery 535 E 70th Street New York,NY10021	NONE	PUBLIC	CHARITABLE	15,000
Martina Arroyo Foundation Inc PO Box 2015 Radio City Station,NY10101	NONE	PUBLIC	CHARITABLE	1,000
Smith College Museum of Art PO Box 340029 Boston,MA02241	NONE	PUBLIC	CHARITABLE	1,000
International Friends of the London Library 515 Madison Avenue New York,NY10022	NONE	PUBLIC	CHARITABLE	2,500
American Friends of the Israel Museum 500 Fifth Avenue Suite 2540 New York,NY10110	NONE	PUBLIC	CHARITABLE	1,000
Central Synagogue 123 E 55th Street New York,NY10022	NONE	PUBLIC	CHARITABLE	25,000
Army Heritage Center Foundation 950 Solders Drive Carlisle,PA17013	NONE	PUBLIC	CHARITABLE	5,000
Council on Foreign Relations 58 East 68th Street New York,NY10131	NONE	PUBLIC	CHARITABLE	30,000
Council on Foreign Relations 58 E 68th Street New York,NY10131	NONE	PUBLIC	CHARITABLE	5,000
Susan W Rose Fund for Music 200 Madison Avenue New York,NY10016	NONE	PUBLIC	CHARITABLE	15,000
The New York Society Library 53 East 79th Street New York,NY10075	NONE	PUBLIC	CHARITABLE	15,000
The Gilder Lehrman Institute of American History 19 W 44th Street Suite 500 New York,NY10036	NONE	PUBLIC	CHARITABLE	5,000
UJA - Federation of New York 130 E 59th Street New York,NY10022	NONE	PUBLIC	CHARITABLE	81,666
American Academy of Arts & Sciences 136 Irving St Cambridge,MA02138	NONE	PUBLIC	CHARITABLE	15,000
Playwrights Realm 48 W 25th Street 10th Floor New York,NY10010	NONE	PUBLIC	CHARITABLE	500
Bowdoin International Music Festival 6300 College Station Brunswick,ME040118463	NONE	PUBLIC	CHARITABLE	2,500
The Century Association Archives Foundation 7 W 43rd Avenue New York,NY10036	NONE	PUBLIC	CHARITABLE	2,000
National Museum of American History 14th Street Constitution Avenue Washington,DC20560	NONE	PUBLIC	CHARITABLE	10,000
Business Executives for National Security 1030 15th Street NW Suite 200 East Washington,DC20005	NONE	PUBLIC	CHARITABLE	25,000
Lincoln Center Theater 150 W 65th Street New York,NY10023	NONE	PUBLIC	CHARITABLE	5,000
Lincoln Center Theater 150 W 65th Street New York,NY10023	NONE	PUBLIC	CHARITABLE	100,000
American Academy in Rome 7 E 60th Street New York,NY10022	NONE	PUBLIC	CHARITABLE	5,000
Bachman-Strauss Dystonia & Parkinson Foundation 551 Fifth Avenue Suite 520 New York,NY10176	NONE	PUBLIC	CHARITABLE	500
Jonas Center for Nursing Excellence 107 East 70th Sreet New York,NY10021	NONE	PUBLIC	CHARITABLE	10,000
Lincoln Center Theater 150 W 65th Street New York,NY10023	NONE	PUBLIC	CHARITABLE	10,000
United Way of New York 2 Park Avenue Suite 2 New York,NY10016	NONE	PUBLIC	CHARITABLE	1,000
The Churchill Centre 200 W Madison Street Suite 1700 Chicago,IL60606	NONE	PUBLIC	CHARITABLE	10,000
Special Olympics New York PO Box 13329 Albany,NY12212	NONE	PUBLIC	CHARITABLE	300
Institute for Sports Medicine Research 2660 10th Avenue South Suite 505 Birmingham,AL35205	NONE	PUBLIC	CHARITABLE	10,000
The New Jersey City University Foundation 2039 Kennedy Boulevard Jersey City,NJ07305	NONE	PUBLIC	CHARITABLE	2,012
Cold Spring Harbor Laboratory 1 Bungtown Rd Laurel Hollow,NY11791	NONE	PUBLIC	CHARITABLE	1,000
American Ladder of the National Theater 401 North Michigan Avenue Chicago,IL60611	NONE	PUBLIC	CHARITABLE	2,500
Street Symphony 1154 S Barrington Ave 211 Los Angeles,CA900496150	NONE	PUBLIC	CHARITABLE	1,000
New York City Opera 20 Lincoln Center New York,NY10023	NONE	PUBLIC	CHARITABLE	10,000
The Graduate Center CUNY 365 Fifth Avenue New York,NY10016	NONE	PUBLIC	CHARITABLE	10,000
American Patrons of Tate 520 W 27th Street 404 New York,NY10001	NONE	PUBLIC	CHARITABLE	1,752
Youth America Grand Prix 115 W 29th Street Suite 803 New York,NY10001	NONE	PUBLIC	CHARITABLE	1,500
FJCLiddy Shriver Sarcoma Initiative 17 Bethea Drive Ossining,NY10562	NONE	PUBLIC	CHARITABLE	1,000
Artis - Contemporary Israeli Art Fund Inc Church Street Station PO Box 986 New York,NY10008	NONE	PUBLIC	CHARITABLE	10,000
UJA - Federation of New York 130 E 59th Street New York,NY10022	NONE	PUBLIC	CHARITABLE	10,000
Manhattan School of Music 120 Clarimont Avenue New York,NY10027	NONE	PUBLIC	CHARITABLE	2,500
Solomon R Guffenheim Foundation 1071 Fifth Avenue New York,NY10128	NONE	PUBLIC	CHARITABLE	1,074
Melmark Inc 2600 Maryland Rd Brewyn,PA19312	NONE	PUBLIC	CHARITABLE	1,000
Marine Corps University Foundation PO Box 122 Quantico,VA22134	NONE	PUBLIC	CHARITABLE	10,000
The Trust for Governors Island 10 South Street Slip 7 New York,NY10004	NONE	PUBLIC	CHARITABLE	10,000
Museum At Eldridge Street 12 Eldridge Street New York,NY10002	NONE	PUBLIC	CHARITABLE	5,000
The Frick Collection 1 E 70th Street New York,NY10021	NONE	PUBLIC	CHARITABLE	1,000
Manhattan Theatre Club 311 W 43rd Street New York,NY10036	NONE	PUBLIC	CHARITABLE	2,000
Society of Illustrators 128 E 63rd Street New York,NY10021	NONE	PUBLIC	CHARITABLE	5,000
Garrison Institute PO Box 532 Garrison,NY10524	NONE	PUBLIC	CHARITABLE	5,000
Lincoln Center for the Performing Arts Inc 150 W 65th Street New York,NY10023	NONE	PUBLIC	CHARITABLE	4,500
Caramoor Center for Music and the Arts Inc 149 Girdle Ridge Road Katonah,NY10539	NONE	PUBLIC	CHARITABLE	2,000
American Lyric Theatre Center Inc 410 West 42nd Street New York,NY10036	NONE	PUBLIC	CHARITABLE	1,000
The VAD Foundation 849 Valencia St San Francisco,CA94110	NONE	PUBLIC	CHARITABLE	10,000
New York Philharmonic 10 Lincoln Center Plaza New York,NY10023	NONE	PUBLIC	CHARITABLE	25,000
The Mabel Mercer Foundation 301 E 79th Street 30N New York,NY10021	NONE	PUBLIC	CHARITABLE	660
The Knights 1 Columbus Plaza New Haven,CT06510	NONE	PUBLIC	CHARITABLE	10,000
CIVITAS 1457 Lexington Avenue New York,NY10128	NONE	PUBLIC	CHARITABLE	1,000
Foundation for the National Archives 700 Pennsylvania Avenue NW Room G Washington,DC20408	NONE	PUBLIC	CHARITABLE	2,500
New Jersey City University Foundation 2039 Kennedy Boulevard Jersey City,NJ07305	NONE	PUBLIC	CHARITABLE	2,000
NYU Urology Research Program 150 E 32nd Street 2nd Floor New York,NY10016	NONE	PUBLIC	CHARITABLE	2,500
Cambridge in America 292 Madison Avenue 8th Floor New York,NY10017	NONE	PUBLIC	CHARITABLE	25,000
New York City Center 130 W 56th Street New York,NY10019	NONE	PUBLIC	CHARITABLE	9,020
The National Opera Center America 330 Seventh Avenue New York,NY10001	NONE	PUBLIC	CHARITABLE	1,000
Original Music Workshop 80 North 6th Street Brooklyn,NY11211	NONE	PUBLIC	CHARITABLE	10,000
Chess in the Schools 520 Eight Avenue 2nd Floor New York,NY10018	NONE	PUBLIC	CHARITABLE	10,000
Susan W Rose Fund for Music Inc 200 Madison Avenue New York,NY10016	NONE	PUBLIC	CHARITABLE	15,000
American Friends of Israel Philharmonic 122 E 42nd Street Suite 4507 New York,NY10168	NONE	PUBLIC	CHARITABLE	10,000
Human Rights First 333 Seventh Avenue New York,NY10001	NONE	PUBLIC	CHARITABLE	1,000
Juilliard School 60 Lincoln Center Plaza New York,NY10023	NONE	PUBLIC	CHARITABLE	5,000
Hospital for Special Surgery 535 E 70th Street New York,NY10021	NONE	PUBLIC	CHARITABLE	1,335
The Whitney Museum of American Art 945 Madison Avenue New York,NY10131	NONE	PUBLIC	CHARITABLE	5,000
New York Philharmonic 10 Lincoln Center Plaza New York,NY10023	NONE	PUBLIC	CHARITABLE	2,300
Children at Heart 1301 N Mays Street Round Rock,TX78664	NONE	PUBLIC	CHARITABLE	2,000
The Film Society of Lincoln Center 4 Lincoln Center Plaza 70 New York,NY10023	NONE	PUBLIC	CHARITABLE	1,000
New York University 76 Broadway 2nd Floor New York,NY10003	NONE	PUBLIC	CHARITABLE	500,000
Art Beyond Sight 589 Broadway New York,NY10012	NONE	PUBLIC	CHARITABLE	5,000
7 West 43rd Street Foundation 7 West 43rd Street New York,NY10036	NONE	PUBLIC	CHARITABLE	2,500
The Horace Mann School 231 W 246th Street Riverdale,NY10471	NONE	PUBLIC	CHARITABLE	2,000
Hospital for Special Surgery 535 E 70th Street New York,NY10021	NONE	PUBLIC	CHARITABLE	1,000
Hospital for Special Surgery 535 E 70th Street New York,NY10021	NONE	PUBLIC	CHARITABLE	10,000
Carnegie Hall Corp 881 7th Avenue New York,NY10019	NONE	PUBLIC	CHARITABLE	1,000
The Classical Recording Foundation 128 Manor Lane Pelham,NY10803	NONE	PUBLIC	CHARITABLE	500
Classical Action 165 W 46th Street Suite 1310 New York,NY10036	NONE	PUBLIC	CHARITABLE	500
New York City Center 130 W 56th Street New York,NY10019	NONE	PUBLIC	CHARITABLE	5,000
Lincoln Center for the Performing Arts Inc 150 W 65th Street New York,NY10023	NONE	PUBLIC	CHARITABLE	22,000
New School Concerts 55 W 13th Street Rm 929 New York,NY10011	NONE	PUBLIC	CHARITABLE	1,500
National Museum of American Illustration 492 Bellevue Avenue Newport,RI02840	NONE	PUBLIC	CHARITABLE	1,500
The Ohio State University Allen R Miller Scholarship Fund 281 W Lane Avenue Columbus,OH43210	NONE	PUBLIC	CHARITABLE	5,000
Yale University PO Box 803 New Haven,CT06503	NONE	PUBLIC	CHARITABLE	2,000
New York Philharmonic 10 Lincoln Center Plaza New York,NY10023	NONE	PUBLIC	CHARITABLE	10,000
Carnegie Hall 881 Seventh Avenue New York,NY10019	NONE	PUBLIC	CHARITABLE	150,000
Four Freedoms Park Conservancy 1 FDR Four Freedoms Park Roosevelt Island,NY10044	NONE	PUBLIC	CHARITABLE	1,000
The Hasty Pudding Institute PO Box 381940 Cambridge,MA02238	NONE	PUBLIC	CHARITABLE	25,000
Juilliard School 60 Lincoln Center Plaza New York,NY10023	NONE	PUBLIC	CHARITABLE	650
Total ................................. 3a				5,953,479

	Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)	(a) Revenue and expenses per books		(b) Net investment income	(d) Disbursements for charitable purposes (cash basis only)


1	Contributions, gifts, grants, etc., received (attach schedule)	5,250,000
2	Check
3	Interest on savings and temporary cash investments	69,899		69,899
4	Dividends and interest from securities......	51,757		51,757
5a	Gross rents..............	34,937		34,937
b	Net rental income or (loss) 34,937
6a	Net gain or (loss) from sale of assets not on line 10		153,906
b	Gross sales price for all assets on line 6a
7	Capital gain net income (from Part IV, line 2)...			153,906
8	Net short-term capital gain.........
9	Income modifications...........
10a	Gross sales less returns and allowances
b	Less: Cost of goods sold....
c	Gross profit or (loss) (attach schedule).....
11	Other income (attach schedule).......		1,493	1,493
12	Total. Add lines 1 through 11........	5,561,992		311,992
13	Compensation of officers, directors, trustees, etc.	0
14	Other employee salaries and wages......
15	Pension plans, employee benefits.......
16a	Legal fees (attach schedule).........
b	Accounting fees (attach schedule).......
c	Other professional fees (attach schedule)....
17	Interest...............
18	Taxes (attach schedule) (see instructions)		1,432	1,432
19	Depreciation (attach schedule) and depletion...
20	Occupancy..............
21	Travel, conferences, and meetings.......
22	Printing and publications..........
23	Other expenses (attach schedule).......		96,818	96,816
24	Total operating and administrative expenses.
	Add lines 13 through 23..........	98,250		98,248	0
25	Contributions, gifts, grants paid........	5,953,479			5,953,479
26	Total expenses and disbursements. Add lines 24 and 25	6,051,729		98,248	5,953,479
27	Subtract line 26 from line 12:
a	Excess of revenue over expenses and disbursements	-489,737
b	Net investment income (if negative, enter -0-)			213,744
c	Adjusted net income (if negative, enter -0-)...

Part II		Balance Sheets	Beginning of year	End of year
Part II		Balance Sheets	(a) Book Value	(b) Book Value	(c) Fair Market Value
	1	Cash—non-interest-bearing...............	-29,667	-31,009	-31,009
	2	Savings and temporary cash investments..........	134,291	208,208	208,208
	3	Accounts receivable
		Less: allowance for doubtful accounts
	4	Pledges receivable
		Less: allowance for doubtful accounts
	5	Grants receivable.................
	6	Receivables due from officers, directors, trustees, and other
		disqualified persons (attach schedule) (see page 15 of the
		instructions)....................
	7	Other notes and loans receivable (attach schedule)
		Less: allowance for doubtful accounts
	8	Inventories for sale or use...............
	9	Prepaid expenses and deferred charges...........
	10a	Investments—U.S. and state government obligations (attach schedule)
	b	Investments—corporate stock (attach schedule)........	1,873,954	1,872,727	2,486,796
	c	Investments—corporate bonds (attach schedule)........
	11	Investments—land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	12	Investments—mortgage loans..............	0
	13	Investments—other (attach schedule)...........	8,249,586	7,691,663	12,751,768
	14	Land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	15	Other assets (describe )
	16	Total assets (to be completed by all filers—see the
		instructions. Also, see page 1, item I)	10,228,164	9,741,589	15,415,763
	17	Accounts payable and accrued expenses..........
	18	Grants payable...................
	19	Deferred revenue..................
	20	Loans from officers, directors, trustees, and other disqualified persons
	21	Mortgages and other notes payable (attach schedule)......
	22	Other liabilities (describe )	2,205,255	2,208,446
	23	Total liabilities (add lines 17 through 22)..........	2,205,255	2,208,446
		Foundations that follow SFAS 117, check here
		and complete lines 24 through 26 and lines 30 and 31.
	24	Unrestricted....................
	25	Temporarily restricted................
	26	Permanently restricted................
		Foundations that do not follow SFAS 117, check here
		and complete lines 27 through 31.
	27	Capital stock, trust principal, or current funds.........
	28	Paid-in or capital surplus, or land, bldg., and equipment fund	8,022,909	7,533,143
	29	Retained earnings, accumulated income, endowment, or other funds
	30	Total net assets or fund balances (see page 17 of the
		instructions)....................	8,022,909	7,533,143
	31	Total liabilities and net assets/fund balances (see page 17 of
		the instructions)..................	10,228,164	9,741,589

(e) Gross sales price		(f) Depreciation allowed (or allowable)	(g) Cost or other basis plus expense of sale	(h) Gain or (loss) (e) plus (f) minus (g)
a				385
b				143,793
c				13,436
d				-3,708
e

Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69
(i) F.M.V. as of 12/31/69	(j) Adjusted basis as of 12/31/69	(k) Excess of col. (i) over col. (j), if any
a
b
c
d
e

2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE.”
(a) Name and address of each employee paid more than $50,000	(b) Title, and average hours per week devoted to position	(c) Compensation	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances










Total number of other employees paid over $50,000...................

1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a) Base period years Calendar year (or tax year beginning in)	(b) Adjusted qualifying distributions	(c) Net value of noncharitable-use assets	(d) Distribution ratio (col. (b) divided by col. (c))
2011	5,175,595	2,382,326	2.172497
2010	5,829,690	2,999,262	1.943708
2009	2,614,503	3,790,247	0.689798
2008	5,291,522	4,684,035	1.129693
2007	5,332,003	32,600,216	0.163557

1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
(a) Name and address	(b) Title, and average hours per week devoted to position	(c) Compensation (If not paid, enter -0-)	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
ELIHU ROSE	PRESIDENT/SECRETARY/DIRECTOR 0	0	0	0
2 EAST 88TH STREET NEW YORK,NY10128	PRESIDENT/SECRETARY/DIRECTOR 0	0	0	0
SUSAN W ROSE	DIRECTOR 0	0	0	0
2 EAST 88TH STREET NEW YORK,NY10128	DIRECTOR 0	0	0	0

3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a) Name and address of each person paid more than $50,000	(b) Type of service	(c) Compensation

Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.		Amount
1	N/A
2


All other program-related investments. See page 24 of the instructions.
3

		(a) Corpus	(b) Years prior to 2011	(c) 2011	(d) 2012
1 Distributable amount for 2012 from Part XI, line 7					181,869
2 Undistributed income, if any, as of the end of 2012:
a Enter amount for 2011 only.......				0
b Total for prior years:2010, 2009, 2008			0
3 Excess distributions carryover, if any, to 2012:
a From 2007.......	3,745,232
b From 2008.......	5,077,456
c From 2009.......	2,426,945
d From 2010.......	5,685,677
e From 2011.......	5,061,689
fTotal of lines 3a through e.........		21,996,999
4Qualifying distributions for 2012 from Part
XII, line 4: $ 5,953,479
a Applied to 2011, but not more than line 2a				0
b Applied to undistributed income of prior years (Election required—see instructions)......
c Treated as distributions out of corpus (Election required—see instructions).........
d Applied to 2012 distributable amount.....					181,869
e Remaining amount distributed out of corpus		5,771,610
5 Excess distributions carryover applied to 2012.
(If an amount appears in column (d), the same amount must be shown in column (a).)
6Enter the net total of each column as indicated below:
a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5		27,768,609
b Prior years’ undistributed income. Subtract line 4b from line 2b ...........			0
c Enter the amount of prior years’ undistributed income for which a notice of deficiency has been issued, or on which the section 4942(a) tax has been previously assessed......
d Subtract line 6c from line 6b. Taxable amount —see instructions ...........			0
e Undistributed income for 2011. Subtract line 4a from line 2a. Taxable amount—see instructions .............				0
f Undistributed income for 2012. Subtract lines 4d and 5 from line 1. This amount must be distributed in 2013 ..........					0
7 Amounts treated as distributions out of corpus to satisfy requirements imposed by section 170(b)(1)(F) or 4942(g)(3) (see instructions) .............
8Excess distributions carryover from 2007 not applied on line 5 or line 7 (see instructions) ...		3,745,232
9Excess distributions carryover to 2013. Subtract lines 7 and 8 from line 6a ......		24,023,377
10 Analysis of line 9:
a Excess from 2008....	5,077,456
b Excess from 2009....	2,426,945
c Excess from 2010....	5,685,677
d Excess from 2011....	5,061,689
e Excess from 2012....	5,771,610

2a Enter the lesser of the adjusted net income from Part I or the minimum investment return from Part X for each year listed ..........	Tax year	Prior 3 years			(e) Total
	(a) 2012	(b) 2011	(c) 2010	(d) 2009	(e) Total

b 85% of line 2a .........
c Qualifying distributions from Part XII, line 4 for each year listed .....
d Amounts included in line 2c not used directly for active conduct of exempt activities ....
e Qualifying distributions made directly for active conduct of exempt activities. Subtract line 2d from line 2c ....
3 Complete 3a, b, or c for the alternative test relied upon:
a “Assets” alternative test—enter:
(1) Value of all assets ......
(2) Value of assets qualifying under section 4942(j)(3)(B)(i)
b “Endowment” alternative test— enter 2⁄3 of minimum investment return shown in Part X, line 6 for each year listed...
c “Support” alternative test—enter:
(1) Total support other than gross investment income (interest, dividends, rents, payments on securities loans (section 512(a)(5)), or royalties) ....
(2) Support from general public and 5 or more exempt organizations as provided in section 4942(j)(3)(B)(iii)....
(3) Largest amount of support from an exempt organization
(4) Gross investment income

bApproved for future payment

Total ................................. 3b

Enter gross amounts unless otherwise indicated.	Unrelated business income		Excluded by section 512, 513, or 514		(e) Related or exempt function income (See instructions.)
1Program service revenue:	(a) Business code	(b) Amount	(c) Exclusion code	(d) Amount	(e) Related or exempt function income (See instructions.)
a
b
c
d
e
f
gFees and contracts from government agencies
2 Membership dues and assessments....
3Interest on savings and temporary cash investments			14	69,899
4 Dividends and interest from securities....			14	51,757
5 Net rental income or (loss) from real estate:
aDebt-financed property......
bNot debt-financed property.....
6Net rental income or (loss) from personal property			16	34,937
7 Other investment income.....
8Gain or (loss) from sales of assets other than inventory			18	153,906
9 Net income or (loss) from special events:
10 Gross profit or (loss) from sales of inventory..
11 Other revenue: aFARALLON CAPITAL INST PTNR			01	1,493
b
c
d
e
12 Subtotal. Add columns (b), (d), and (e)..				311,992

Paid Preparer Use Only	Print/Type preparer's name	Preparer's Signature	Date	Check if self- employed	PTIN
	Firm's name Firm's address			Firm's EIN
				Phone no.

Name of organization SUSAN AND ELIHU ROSE FOUNDATION INC

Part I	Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
1	ELIHU ROSE 2 EAST 88TH STREET NEW YORK, NY 10128	$2,625,000	Person Payroll Noncash (Complete Part II if there is a noncash contribution.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
2	SUSAN W ROSE 2 EAST 88TH STREET NEW YORK, NY 10128	$2,625,000	Person Payroll Noncash (Complete Part II if there is a noncash contribution.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II if there is a noncash contribution.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II if there is a noncash contribution.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II if there is a noncash contribution.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II if there is a noncash contribution.)
Schedule B (Form 990, 990-EZ, or 990-PF) (2012)

List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.		Expenses
1


2


3


4

Software ID:
Software Version:

Name of organization SUSAN AND ELIHU ROSE FOUNDATION INC

Part II	Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (see instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (see instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (see instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (see instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (see instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (see instructions)	(d) Date received
		$
Schedule B (Form 990, 990-EZ, or 990-PF) (2012)

Name of Stock	End of Year Book Value	End of Year Fair Market Value
ANADARKO PETE CORP COM	82,815	178,344
APACHE CORP COM	136,727	157,000
ENSCO INTERNATIONAL INC	199,838	207,480
INTERNATIONAL BUS MACH COM	179,134	383,100
LOEWS COS INC	165,423	163,000
METHANEX CORP COM	65,354	223,090
PIONEER NAT RES CO COM	77,735	191,862
REINSURANCE GROUP OF AMERICA	50,573	80,280
XEROX CORP	207,909	78,430
ACE LIMITED	34,623	63,840
HEWLETT PACKARD CO	0	0
SYMANTEC CORPORATION	0	0
AMGEN CORP	0	0
DEVBURY RESOURCES INC	125,785	129,600
PFIZER INC	113,587	163,015
TRAVELERS COS INC	60,195	86,184
FEDEX CORP	123,877	146,752
DEERE & CO.	101,840	103,704
MICROSOFT CORP COM	72,940	64,103
WELLPOINT INC	74,372	67,012

Category/ Item	Book Value	End of Year Fair Market Value
FARALLON CAPITAL INST PATR, LP	2,561,765	1,640,744
GOODHUE HOUSE CO.	344,755	344,755
GOODHUE RESIDENTIAL CO.	19,401	19,401
INSTITUTIONAL INVESTMENT FUND	2,100,000	4,151,655
MILLENIUM INTL LTD.	2,500,000	6,429,472
20 EAST 35TH STREET	135,742	135,741
ISRAEL DEVELOPMENT BOND	30,000	30,000

Description	Revenue and Expenses per Books	Net Investment Income
INVESTMENT ADVISORY FEES	76,481	76,481
PROFESSIONAL FEES	5,000	5,000
DED. RELATED TO PORTFOLIO INC.	8,093	8,093
FILING FEES	1,638	1,638
OTHER DEDUCTIONS	5,604	5,604
NONDEDUCTIBLE EXPENSE	2

Description	Beginning of Year - Book Value	End of Year - Book Value
INSTITUTIONAL DIVERSIFIED	1,485,420	1,485,420
FARALLON FCIP, LTD	719,835	723,026