Form990-PF

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Nonexempt Charitable Trust
Treated as a Private Foundation
Note. The foundation may be able to use a copy of this return to satisfy state reporting requirements.
OMB No. 1545-0052
2011
For calendar year 2011, or tax year beginning 11-01-2011 , and ending 10-31-2012
G
Check all that apply:
Name of foundation
ELIZABETH C POOL CHARITABLE TR UMA
 

Number and street (or P.O. box number if mail is not delivered to street address)P O BOX 3168   Room/suite
City or town, state, and ZIP code
PORTLAND, OR97208
A Employer identification number

91-6577853
B Telephone number (see page 10 of the instructions)

(503) 275-4327
C bullet
D 1. bullet
H Check type of organization:
2. bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$1,560,759J Accounting method:
 
(Part I, column (d) must be on cash basis.)
E bullet
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see page 11 of the instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities...... 40,843 40,843  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 166,045
b Gross sales price for all assets on line 6a 1,827,919
7 Capital gain net income (from Part IV, line 2)... 166,045
8 Net short-term capital gain......... 0
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 206,888 206,888  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 22,139 19,925   2,214
14 Other employee salaries and wages......   0 0 0
15 Pension plans, employee benefits.......   0 0  
16a Legal fees (attach schedule).........       0
b Accounting fees (attach schedule)....... Click to see attachment 1,500 0 0 1,500
c Other professional fees (attach schedule)....       0
17 Interest...............       0
18 Taxes (attach schedule) (see page 14 of the instructions) Click to see attachment 1,303 610   0
19 Depreciation (attach schedule) and depletion... 0 0  
20 Occupancy..............        
21 Travel, conferences, and meetings.......   0 0  
22 Printing and publications..........   0 0  
23 Other expenses (attach schedule)....... Click to see attachment 76     76
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 25,018 20,535 0 3,790
25 Contributions, gifts, grants paid........ 68,259 68,259
26 Total expenses and disbursements. Add lines 24 and 25 93,277 20,535 0 72,049
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 113,611
b Net investment income (if negative, enter -0-) 186,353
c Adjusted net income (if negative, enter -0-)... 0
For Privacy Act and Paperwork Reduction Act Notice, see page 30 of the instructions.
Cat. No. 11289X Form 990-PF (2011)
Form 990-PF (2011)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing...............      
2 Savings and temporary cash investments.......... 6,158 52,719 52,719
3 Accounts receivable bullet2,601
Less: allowance for doubtful accounts bullet     2,601 2,601
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see page 15 of the
instructions)....................      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet0      
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)........ 1,004,971 Click to see attachment1,006,752 1,022,281
c Investments—corporate bonds (attach schedule)........ 400,787 Click to see attachment469,505 483,158
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)...........     0
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 1,411,916 1,531,577 1,560,759
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable...................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)..........   0
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted....................    
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds......... 1,411,916 1,531,577
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds    
30 Total net assets or fund balances (see page 17 of the
instructions).................... 1,411,916 1,531,577
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 1,411,916 1,531,577
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 1,411,916
2 Enter amount from Part I, line 27a..................... 2 113,611
3 Other increases not included in line 2 (itemize) bulletClick to see attachment 3 6,053
4 Add lines 1, 2, and 3.......................... 4 1,531,580
5 Decreases not included in line 2 (itemize) bulletClick to see attachment 5 3
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 1,531,577
Form 990-PF (2011)
Form 990-PF (2011)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a 9641.186 AMERICAN CENT EQUITY INCOME CL INST   2009-10-23 2011-11-17
b 6081.458 AMERICAN CENTY SMALL CP GROWTH INSTL   2009-10-23 2011-11-17
c 12134.371 EATON VANCE LARGE CAP VAL I   2009-10-23 2011-11-17
d 2026.231 FIDELITY INVT TR AD INTL DISCI     2011-11-17
e 9.64 FIDELITY INVT TR AD INTL DISCI   2010-12-03 2011-11-17
1639.978 NUVEEN REAL ESTATE SECS I   2011-06-16 2011-11-17
5469.864 PRICE T ROWE GROWTH STK FD INC #40   2009-10-23 2011-11-17
530.142 ROWE T PRICE MID-CAP GROWTH FD #64   2009-10-23 2011-11-17
1390.584 T ROWE PRICE SM CAP VAL   2009-10-23 2011-11-17
50000. TULSA CNTY OK INDPT 4.000% 12/01/11   2006-01-20 2011-12-01
3364.16 NUVEEN SANTA BARBARA DIV GROWTH FD I   2011-11-17 2012-04-02
6470.449 NUVEEN DIVIDEND VALUE FUND CLASS I   2011-11-17 2012-04-02
2673.6 PRICE T ROWE GROWTH STK FD INC #40   2009-10-23 2012-04-02
802. SPDR DJ WILSHIRE INTERNATIONAL     2012-04-02
4870.662 LAUDUS INTL MARKETMASTERS FUND SEL   2009-10-23 2012-04-02
.5 PHILLIPS 66   2012-04-02 2012-05-10
575.048 AMERICAN CENTY INTL BOND FD INSTL   2011-11-17 2012-07-05
203.933 DRIEHAUS ACTIVE INCOME FUND   2012-04-02 2012-07-05
752.324 NUVEEN SHORT TERM BOND FUND CL I   2011-11-17 2012-07-05
25000. PERALTA CA 4.250% 8/01/14   2006-01-20 2012-08-01
.125 AMERICAN CENTY SMALL CP GROWTH INSTL   2009-10-23 2012-08-07
76. AVIVA PLC A D R   2012-04-02 2012-08-07
222. BANCO SANTANDER BRASIL SA A D R   2012-04-02 2012-08-07
63. CISCO SYS INC   2012-04-02 2012-08-07
.036 FIDELITY INVT TR AD INTL DISCI   2010-12-03 2012-08-07
62. GEMALTO NV SPONSORED ADR   2012-04-02 2012-08-07
8. HUMANA INC   2012-04-02 2012-08-07
70. LEGGETT PLATT INC   2012-04-02 2012-08-07
119. NTT DOCOMO INC A D R   2012-04-02 2012-08-07
69. NYSE EURONEXT   2012-04-02 2012-08-07
.038 NUVEEN SANTA BARBARA DIV GROWTH FD I   2011-11-17 2012-08-07
.027 PRICE T ROWE GROWTH STK FD INC #40   2009-10-23 2012-08-07
28. PROCTER & GAMBLE CO   2012-04-02 2012-08-07
28. REPUBLIC SVCS INC   2012-04-02 2012-08-07
56. SAFRAN SA UNSPON A D R   2012-04-02 2012-08-07
33. SEVEN & I HLDGS UNSPN A D R   2012-04-02 2012-08-07
70. AFLAC INC COMMON STOCK   2012-04-02 2012-08-29
3948.097 ABERDEEN FDS EMRGN   2011-11-17 2012-08-29
682.051 ABERDEEN FDS EMRGN   2012-04-02 2012-08-29
4136.704 NUVEEN CORE PLUS BOND CLASS I   2011-11-17 2012-08-29
4793.854 NUVEEN SHORT TERM BOND FUND CL I   2011-11-17 2012-08-29
3998.256 P I M C O FDS TOTAL RETURN FD     2012-08-29
136. TOKYO ELECTRON LTD ADR   2012-04-02 2012-08-29
65. SEAGATE TECHNOLOGY   2012-04-02 2012-08-29
4533.995 AMERICAN CENTY INTL BOND FD INSTL     2012-10-02
110. IPATH DOW JONES UBS COMMODITY   2011-06-16 2012-10-02
60. COACH INC   2012-08-29 2012-10-02
1536.612 CREDIT SUISSE COMM RET ST CO   2011-06-16 2012-10-02
4507.247 DRIEHAUS ACTIVE INCOME FUND   2011-11-17 2012-10-02
1631.843 DRIEHAUS ACTIVE INCOME FUND   2012-04-02 2012-10-02
3498.621 DRIEHAUS ACTIVE INCOME FUND   2012-08-29 2012-10-02
40. EXPRESS SCRIPTS HLDGS C   2012-04-02 2012-10-02
4. GOLDMAN SACHS GROUP INC   2012-04-02 2012-10-02
4. GOOGLE INC CL A   2012-04-02 2012-10-02
2852.615 PYXIS LONG SHORT EQUITY Z   2011-11-17 2012-10-02
42. INTERNATIONAL BUSINESS MACHINES CAPITAL STOCK     2012-10-02
1. MASTERCARD INC   2012-04-02 2012-10-02
180.562 NUVEEN REAL ESTATE SECS I   2011-06-16 2012-10-02
2217.109 NUVEEN INFLATION PRO SEC CL I   2011-11-17 2012-10-02
10. PERRIGO CO   2012-04-02 2012-10-02
37. RIO TINTO PLC A D R   2012-04-02 2012-10-02
449.532 ROWE T PRICE MID-CAP GROWTH FD #64   2009-10-23 2012-10-02
1172.552 ROWE T PRICE MID-CAP VALUE FD INC   2009-10-23 2012-10-02
20. VISA INC CLASS A SHARES   2012-04-02 2012-10-02
1418.396 NUVEEN CORE PLUS BOND CLASS I   2012-10-02 2012-10-17
1180.391 P I M C O FDS TOTAL RETURN FD   2012-10-02 2012-10-17
50000. CONNECTICUT ST REF 4.000% 3/01/18   2009-03-18 2012-10-18
.3333 KRAFT FOODS GROUP INC   2012-04-02 2012-10-18
10000. PORT PORTLAND OR 5.500% 7/01/18   2006-01-20 2012-10-31
CAPITAL GAIN DIVIDENDS P    
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 67,585   61,800 5,785
b 47,679   36,914 10,765
c 201,067   199,246 1,821
d 56,816   61,881 -5,065
e 270   313 -43
29,651   31,717 -2,066
173,067   143,365 29,702
30,176   24,344 5,832
48,406   39,506 8,900
50,000   50,000  
90,530   79,596 10,934
95,504   83,210 12,294
102,238   70,075 32,163
29,625   28,960 665
92,153   77,200 14,953
16   18 -2
8,235   8,235  
2,115   2,162 -47
7,493   7,410 83
25,500   25,282 218
1   1  
744   808 -64
1,783   2,058 -275
1,075   1,339 -264
1   1  
2,433   2,086 347
512   734 -222
1,604   1,611 -7
2,019   1,979 40
1,717   2,082 -365
1   1  
1   1  
1,850   1,896 -46
808   859 -51
1,979   2,089 -110
2,159   1,965 194
3,244   3,220 24
55,866   52,273 3,593
9,651   10,081 -430
48,937   47,076 1,861
48,034   47,219 815
45,780   43,271 2,509
1,673   1,986 -313
2,189   1,774 415
66,967   65,764 1,203
4,873   5,321 -448
3,338   3,380 -42
13,169   14,306 -1,137
47,236   45,433 1,803
17,102   17,298 -196
36,666   36,491 175
2,532   2,241 291
470   499 -29
3,018   2,565 453
33,290   31,094 2,196
8,769   8,381 388
456   429 27
3,871   3,492 379
26,716   25,674 1,042
1,172   1,042 130
1,745   2,100 -355
26,500   20,643 5,857
29,490   23,592 5,898
2,727   2,382 345
17,021   16,964 57
13,634   13,704 -70
57,508   51,136 6,372
16   13 3
10,000   10,286 -286
      19
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       5,785
b       10,765
c       1,821
d       -5,065
e       -43
      -2,066
      29,702
      5,832
      8,900
       
      10,934
      12,294
      32,163
      665
      14,953
      -2
       
      -47
      83
      218
       
      -64
      -275
      -264
       
      347
      -222
      -7
      40
      -365
       
       
      -46
      -51
      -110
      194
      24
      3,593
      -430
      1,861
      815
      2,509
      -313
      415
      1,203
      -448
      -42
      -1,137
      1,803
      -196
      175
      291
      -29
      453
      2,196
      388
      27
      379
      1,042
      130
      -355
      5,857
      5,898
      345
      57
      -70
      6,372
      3
      -286
       
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 166,045
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see pages 13 and 17 of the instructions).
If (loss), enter -0- in Part I, line 8 . . . . . . . . . . . . . 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If “Yes,” the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2010 76,510 1,623,705 0.047121
2009 74,776 1,551,235 0.048204
2008 83,935 1,567,286 0.053554
2007 107,638 2,038,445 0.052804
2006      
2 Total of line 1, column (d) ...................... 2 0.201683
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.050421
4 Enter the net value of noncharitable-use assets for 2011 from Part X, line 5..... 4 1,551,539
5 Multiply line 4 by line 3....................... 5 78,230
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 1,864
7 Add lines 5 and 6......................... 7 80,094
8 Enter qualifying distributions from Part XII, line 4.............. 8 72,049
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions on page 18.
Form 990-PF (2011)
Form 990-PF (2011)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A” on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 3,727
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2............................ 3 3,727
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 3,727
6 Credits/Payments:
a 2011 estimated tax payments and 2010 overpayment credited to 2011 6a 628
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c 0
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 628
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9 3,099
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10  
11 Enter the amount of line 10 to be: Credited to 2012 estimated taxBullet   Refunded Bullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is “Yes” to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If “Yes,” attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If “Yes,” attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If “Yes,” has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If “Yes,” attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If “Yes,” complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see page 19 of the
    instructions)bulletWA
    b
    If the answer is “Yes” to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If “No,” attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2011 or the taxable year beginning in 2011 (see instructions for Part XIV on
    page 27)? If “Yes,” complete Part XIV..........................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If “Yes,” attach a schedule listing their names and addresses.
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see page 20 of the instructions) .......
    11
     
    No
    12
    Did the foundation acquire a direct or indirect interest in any applicable insurance contract before August 17, 2008?
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbullet  
    14
    The books are in care ofbulletUS BANK Telephone no.bullet (503) 275-4327
    Located atbullet555 SW OAKPORTLANDOR ZIP+4bullet97208
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16
    At any time during calendar year 2011, did the foundation have an interest in or a signature or other authority over
    a bank, securities, or other financial account in a foreign country? .................
    16
     
    No
    See page 20 of the instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the foreign country bullet  
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the “Yes” column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check “No”
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is “Yes” to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
    No
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2011?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2011, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2011?...............
    If “Yes,” list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer “No” and attach statement—see page 20 of the instructions.) .........
    2b
     
    No
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business
    enterprise at any time during the year?.....................
    b
    If “Yes,” did it have excess business holdings in 2011 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2011.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2011?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see page 22 of the instructions)...
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is “Yes” to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see page 22 of the instructions)?
    5b
     
     
    .........bullet
    c
    If the answer is “Yes” to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If “Yes,” attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay
    premiums on a personal benefit contract?....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If “Yes” to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see page 22 of the instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    US BANK TRUSTEE
    1     		23,639    
    PO BOX 3168
    PORTLAND,OR97208
    2 Compensation of five highest-paid employees (other than those included on line 1—see page 23 of the instructions).
    If none, enter “NONE.”
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    3 Five highest-paid independent contractors for professional services (see page 23 of the instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see page 23 of the instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3..........................bullet  
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see page 24 of the instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    1,540,214
    b
    Average of monthly cash balances.......................
    1b
    34,952
    c
    Fair market value of all other assets (see page 24 of the instructions)............
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    1,575,166
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    1,575,166
    4
    Cash deemed held for charitable activities. Enter 1 1⁄2% of line 3 (for greater amount, see page 25
    of the instructions) ...........................
    4
    23,627
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    1,551,539
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    77,577
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    77,577
    2a
    Tax on investment income for 2011 from Part VI, line 5......
    2a
    3,727
    b
    Income tax for 2011. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    3,727
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    73,850
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    6,053
    5
    Add lines 3 and 4............................
    5
    79,903
    6
    Deduction from distributable amount (see page 25 of the instructions)...........
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
    79,903
    Part XII
    Qualifying Distributions (see page 25 of the instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    72,049
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
    0
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
    0
    b
    Cash distribution test (attach the required schedule) .................
    3b
    0
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    72,049
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see page 26 of the instructions)............
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    72,049
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 8
    Part XIII
    Undistributed Income (see page 26 of the instructions)
    (a)
    Corpus     		(b)
    Years prior to 2010     		(c)
    2010     		(d)
    2011
    1 Distributable amount for 2011 from Part XI, line 7 79,903
    2 Undistributed income, if any, as of the end of 2011:
    a Enter amount for 2010 only....... 0
    b Total for prior years:2009, 20, 20 0
    3 Excess distributions carryover, if any, to 2011:
    a From 2006....... 0
    b From 2007....... 484
    c From 2008....... 5,953
    d From 2009....... 0
    e From 2010....... 0
    fTotal of lines 3a through e......... 6,437
    4Qualifying distributions for 2011 from Part
    XII, line 4: bullet$ 72,049
    a Applied to 2010, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see page 26 of the instructions)    		 0
    c Treated as distributions out of corpus (Election
    required—see page 26 of the instructions)...     		0
    d Applied to 2011 distributable amount..... 72,049
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2011. 6,437 6,437
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 0
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable
    amount—see page 27 of the instructions ...     		0
    e Undistributed income for 2010. Subtract line
    4a from line 2a. Taxable amount—see page 27
    of the instructions ...........     		0
    f Undistributed income for 2011. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2011 ..........     		1,417
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see page 27
    of the instructions) ...........     		0
    8Excess distributions carryover from 2006 not
    applied on line 5 or line 7 (see page 27 of the
    instructions) .............     		0
    9Excess distributions carryover to 2012.
    Subtract lines 7 and 8 from line 6a ......     		0
    10 Analysis of line 9:
    a Excess from 2007.... 0
    b Excess from 2008.... 0
    c Excess from 2009.... 0
    d Excess from 2010.... 0
    e Excess from 2011.... 0
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 9
    Part XIV
    Private Operating Foundations (see page 27 of the instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2011, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2011 (b) 2010 (c) 2009 (d) 2008
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ....     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets” alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment” alternative test— enter 2⁄3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support” alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see page 27 of the instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number of the person to whom applications should be addressed:
    US BANK CO JEAN EDWARDS
    428 W RIVERSIDE STE 700
    SPOKANE,WA99201
    (509) 353-7085
    bThe form in which applications should be submitted and information and materials they should include:
    CONTACT JEAN EDWARDS
    cAny submission deadlines:
    CONTACT JEAN EDWARDS
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    GRANTS FOR HUMAN HEALTH, HUMAN HOUSING AND SHELTER FOR WOMEN AND CHILDREN SUFFERING UNDER THE THREAT OF PHYSICAL HARM, YOUTH DEVELOPMENT FOR UNDERPRIVILEGED - EASTERN WASHINGTON OR NORTHERN ID
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    SPOKANE GUILD SCHOOL
    ATTN KENNETH DANIEL
    2118 WEST GARLAND AVE
    SPOKANE,WA99205     		NONE PUBLIC GENERAL SUPPORT 9,500
    ANNA OGDEN HALL
    ATTN DEBI PAULETTO
    2828 W MALLON
    SPOKANE,WA99201     		NONE PUBLIC GENERAL SUPPORT 7,000
    WOMEN & CHILDREN'S SHELTER
    ATTN RICH SHAUS
    1234 E SPRAGUE
    SPOKANE,WA99202     		NONE PUBLIC GENERAL SUPPORT 7,000
    WOMENS AND CHILDRENS
    FREE RESTAURANT
    1620 N MONROE STREET
    SPOKANE,WA99205     		NONE PUBLIC GENERAL SUPPORT 3,284
    YWCA OF SPOKANE
    930 NORTH MONROE ST
    SPOKANE,WA99201     		NONE PUBLIC GENERAL SUPPORT 6,900
    FOWLER UNITED METHODIST CHURCH
    3928 N HOWARD
    SPOKANE,WA99205     		NONE PUBLIC GENERAL SUPPORT 500
    MORNING STAR FOUNDATION
    ATTN WILLIAM R HAWLEY
    4511 S GLENROSE RD
    SPOKANE,WA99223     		NONE PUBLIC CAPITAL OR PROGRAM IMPROVEMENTS 6,815
    LILAC BLIND FOUNDATION
    1212 N HOWARD STREET
    SPOKANE,WA99201     		NONE PUBLIC CAPITAL OR PROGRAM IMPROVEMENTS 6,815
    MARY QUEEN OF HEAVEN CATHOLIC CHURCH
    PO BOX 125
    MEDICAL LAKE,WA99022     		NONE PUBLIC CAPITAL OR PROGRAM IMPROVEMENTS 6,815
    VANESSA BEHAN CRISIS NURSERY
    1004 EAST 8TH AVENUE
    SPOKANE,WA992022431     		NONE PUBLIC CAPITAL OR PROGRAM IMPROVEMENTS 6,815
    SACRED HEART MEDICAL CENTER
    ATTN JOYCE CAMERON
    PO BOX 2555
    SPOKANE,WA99220     		NONE PUBLIC CAPITAL OR PROGRAM IMPROVEMENTS 6,815
    Total .................................bullet 3a 68,259
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See page 28 of
    the instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3Interest on savings and temporary cash investments          
    4 Dividends and interest from securities....     14 40,843  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8Gain or (loss) from sales of assets other than inventory     18 166,045  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   206,888  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13206,888
    (See worksheet in line 13 instructions on page 28 to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the organization’s exempt purposes (other than by providing funds for such purposes). (See
    page 28 of the instructions.)
    Form 990-PF (2011)
    Form 990-PF (2011)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section
    Yes
    No
    501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is “Yes,” complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If “Yes,” complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    SignHere
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    Signature of officer or trustee Date Title
    PaidPreparersUseOnly Preparer's SignatureBullet Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2011)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2011 AccountingFeesSchedule
    Name:
    ELIZABETH C POOL CHARITABLE TR UMA
    EIN: 91-6577853
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    TAX PREPARATION FEE (NON-ALLOC 1,500     1,500

    TY 2011 InvestmentsCorpBondsSchedule
    Name:
    ELIZABETH C POOL CHARITABLE TR UMA
    EIN: 91-6577853
    Name of Bond End of Year Book Value End of Year Fair Market Value
    TULSA CNTY OK INDPT SCH DIST    
    BROWNSBURG IN BLDG CORP 50,881 51,335
    PERALTA CA CMNTY COLLEGE DIST    
    SPRING FORD AREA SCH DIST PA 51,248 53,414
    CLARK CNTY NV SCH DIST 54,019 52,614
    PORT PORTLAND OR ARPT REV    
    OREM UT 4.000 51,875 55,719
    DENTON TX INDPT SCH DIST 4.500 53,189 58,371
    CONNECTICUT ST REF 4.000    
    DRIEHAUS ACTIVE INCOME FUND 30,539 31,007
    NUVEEN CORE PLUS BOND 61,576 61,730
    NUVEEN HIGH INCOME BOND FD 58,852 61,585
    NUVEEN SHORT TERM BOND FD 57,326 57,383

    TY 2011 InvestmentsCorpStockSchedule
    Name:
    ELIZABETH C POOL CHARITABLE TR UMA
    EIN: 91-6577853
    Name of Stock End of Year Book Value End of Year Fair Market Value
    AMER CENT NEW OPPORTU II CL    
    AMERICAN CENTY EQUITY INCOME    
    EATON VANCE LARGE CAP VALUE    
    FIDELITY AD INTL DISCOVERY    
    LAUDUS INTL MRKTMASTERS INV    
    T ROWE PRICE GROWTH STK CL ADV    
    T ROWE PRICE MID CAP GROWTH 29,444 29,955
    T ROWE PRICE MID CAP VALUE 24,652 30,434
    T ROWE PRICE SM CAP VAL    
    AMERICAN CENTURY SMALL CAP VAL 18,181 19,189
    NUVEEN REAL ESTATE SEC 53,425 59,901
    SPDR WILSHIRE INTL 39,966 41,066
    CREDIT SUISSE COMM 27,645 24,454
    IPATH DOWN JONES COMMODITY 37,172 32,694
    NUVEEN INFLATION PRO SEC 46,335 47,061
    PIMCO TOTAL RETURN FUND INST 62,047 61,940
    ABBOTT LABORATORIES 8,825 9,039
    ALTRIA GROUP 934 954
    AMERICAN EXPRESS 4,744 4,589
    AMERISOURCEBERGEN 2,201 2,209
    ANADARKO PETROLEUM 1,028 894
    ANNALY CAP MGMT 733 742
    APPLE INC 7,317 7,144
    ATT 2,546 2,802
    AUTOMATIC DATA PROCESSING 1,052 1,098
    BANKUNITED 301 284
    BERKSHIRE HATHAWAY 7,187 7,599
    BLACKROCK INC 2,049 1,897
    BOEING CO 748 704
    BRISTOL MYERS SQUIBB 1,015 997
    CAPITAL ONE FINANCIAL CORP 1,242 1,324
    CATERPILLAR 1,595 1,272
    CENTERPOINT ENERGY INC 1,149 1,257
    CENTURYLINK INC 1,199 1,190
    CHEVRON CORPORATION 11,008 11,024
    CINEMARK HLDGS 1,260 1,407
    CITIGROUP INC 1,655 1,681
    COACH 1,690 1,682
    COCA COLA CO 3,035 3,049
    COCA COLA ENTERPRISES 2,178 2,389
    COGNIZANT TECH SOLUTIONS 8,871 8,531
    COMMUNITY BK SYS 5,510 5,297
    CONAGRA FOODS 838 891
    CONOCOPHILLIPS 769 752
    CULLEN FROST BANKERS 2,049 1,935
    CUMMINS INC 9,915 8,797
    DOW CHEM 1,072 908
    DU PONT DE NEMOURS & CO 901 757
    EMC CORPORATION 8,268 7,253
    EATON CORP 1,839 1,747
    EMERSON ELEC CO 2,937 2,712
    ENBRIDGE ENERGY PARTNERS LP 5,898 5,880
    EQUITABLE CORP 2,364 2,910
    EXPEDITORS INTL WASH 7,464 6,919
    EXPRESS SCRIPTS 2,857 3,139
    EXTERRAN PARTNERS LP 647 674
    EXXON MOBIL CORP 7,924 8,023
    FIDELITY NATL INFORMATION SVCS 6,981 7,133
    FIFTH THIRD BANK 555 566
    GENERAL DYNAMICS CORP 810 749
    GENERAL ELECTRIC CORP 1,900 2,001
    GILEAD SCIENCES 3,977 5,576
    GOOGLE INC 3,848 4,082
    HASBRO INC 560 540
    HOME DEPOT 6,193 6,445
    INTEL CORP 1,690 1,298
    ITC HLDGS CORP 1,613 1,672
    JP MORGAN CHASE 6,286 5,710
    JOHNSON AND JOHNSON 1,586 1,700
    KIMBERLY CLARK CORP 1,192 1,335
    KINDER MORGAN INC 7,325 7,011
    KRAFT FOODS GROUP 443 500
    LIBERTY PPTY TR 785 773
    LORILLARD INC 7,459 6,729
    MAXIM INTERGRATED PRODS INC 1,130 1,101
    MCCORMICK CO 1,969 2,218
    MCDONALDS CORP 1,370 1,215
    MERK AND CO INC NEW 1,457 1,734
    MICROCHIP TECHNOLOGY 2,616 2,225
    MICROSOFT CORP 4,643 4,110
    MID-AMER APT CMNTYS 805 777
    MOLEX INC 962 879
    MONDELEZ INTERNATIONAL 845 903
    MOTOROLA SOLUTIONS 2,329 2,377
    NATIONAL OILWELL VARCO 2,317 2,137
    NEW YORK COMMUNITY BANK 7,238 7,471
    NEXTERA ENERGY 2,716 3,083
    OCCIDENTAL PETROLEUM CORP 770 632
    OLD REP INTL CORP 430 395
    ONEOK INC 1,880 2,176
    ORACLE CORPORATION 855 901
    PPG INDS 1,062 1,288
    PPL CORPORATION 1,241 1,301
    PACCAR INC 1,873 1,735
    PERRIGO CO 2,604 2,873
    PFIZER INC 10,213 10,893
    PHILLIP MORIS INTL 4,740 4,694
    PHILLIPS 66 211 283
    PRAXAIR INC 1,032 956
    PRUDENTIAL FINANCIAL INC 1,540 1,369
    QUALCOMM INC 8,799 7,561
    REDWOOD TR 620 826
    SCHWAB CHARLES CORP 9,299 9,112
    SOUTHERN COPPER CORP DEL 7,629 8,649
    STARBUCKS CORP 1,355 1,102
    STATE STR CORP 1,552 1,515
    STERICYCLE INC 2,690 3,032
    TEXAS INSTRUMENTS INC 797 674
    TIME WARNER CABLE 7,653 8,725
    UNION PACIFIC CORP 1,850 2,092
    UNITED HEALTH GROUP INC 1,184 1,120
    UNITED PARCEL SERVICE INC 965 879
    UNITED TECHNOLOGIES CORP 6,637 6,565
    V F CORP 8,604 8,606
    VARIAN MED SYS 8,985 9,480
    VERISK ANALYTICS 4,024 4,396
    VERIZON COMMUNICATIONS 2,572 2,991
    VISA INC CLASS A 2,143 2,498
    WESTAR ENERGY INC 812 861
    WHIRLPOOL CORP 76 98
    WINDSTREAM CORP 1,288 1,047
    YUM BRANDS 4,706 4,697
    3M CO 800 788
    ACCENTURE PLC 2,735 2,831
    ADIDAS AG ADR 2,182 2,319
    AGRIUM INC 2,106 2,533
    AMADEUS IT HOLDING UNSP ADR 2,209 2,885
    ASAHI KASEI CORP ADR 7,084 7,141
    AU OPTRONICS CORP ADR 2,110 1,690
    BOMBARDIER INC 1,948 1,739
    CARNIVAL CORP 926 1,098
    DBS GROUP HLDGS LTD 2,080 2,141
    DEUTSCHE POST AG ADR 7,286 7,357
    DEUTSCHE TELEKOM AG ADR 5,187 4,695
    DIAGO PLC SPONSORED ADR 2,160 2,513
    EUROPEAN AERO DEFENSE SPACE 7,402 6,812
    GEA GROUP AG SPON ADR 1,917 1,757
    GLAXO SMITHKLINE ADR 1,004 988
    HEINEKEN NV ADR 2,177 2,434
    INGERSOLL RAND PLC 709 800
    JULIUS BAER GROUP LTD ADR 2,049 1,751
    KAO CORP ADR 1,968 2,124
    KOMATSU LTD ADR 2,113 1,542
    MARKS & SPENCER PLC ADR 2,154 2,250
    NISSAN MTR LTD 2,046 1,572
    NOVO NORDISK AS ADR 2,032 2,244
    PORSCHE AUTOMOBIL HLDG ADR 1,800 1,997
    POTASH CORP OF SASKATCHEWAN 929 807
    REPSOL S.A. ADR 2,123 1,709
    ROCHE HLDG LTD ADR 3,145 3,409
    ROYAL DUTCH SHELL ADR RDSB 3,205 3,178
    ROYAL DUTCH SHELL ADR RDSA 4,386 4,246
    SAIPEM SPA UNSPON ADR 1,977 1,712
    SCHLUMBERGER LTD 6,083 6,049
    SEADRILL LIMITED 7,607 7,665
    SILICONWARE PRECISION IND ADR 7,056 5,918
    SINGAPORE TELECOMMUNICATIONS 2,105 2,233
    SONY FINANCIAL HOLD ADR 2,031 2,025
    SUNCOR ENERGY 3,085 3,127
    SWISS RE LTD SPN ADR 832 892
    SYNGENTA AG ADR 2,108 2,339
    TECHNIP-COFLEXIP ADR 2,172 2,074
    TESCO PLC ADR 7,415 7,060
    TEVA PHARMACEUTICAL 7,738 6,831
    UNILEVER NV ADR 3,307 3,522
    VODAFONE GROUP ADR 3,179 3,077
    ABERDEEN FDS EMRGN MKT INSTL 51,026 50,867
    NUVEEN SMALL CAP GWTH OPP 18,933 19,594
    PYXIS LONG SHORT EQUITY Z 28,594 30,089
    SCOUT INTERNATIONAL FUND 99,560 106,739

    TY 2011 OtherDecreasesSchedule
    Name:
    ELIZABETH C POOL CHARITABLE TR UMA
    EIN: 91-6577853
    Description Amount
    ADJUSTMENT FOR ROUNDING 3


    TY 2011 OtherExpensesSchedule
    Name:
    ELIZABETH C POOL CHARITABLE TR UMA
    EIN: 91-6577853
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    STATE FILING FEES 25 0   25
    ADR FEES 51 0   51


    TY 2011 OtherIncreasesSchedule
    Name:
    ELIZABETH C POOL CHARITABLE TR UMA
    EIN: 91-6577853
    Description Amount
    RECOVERIES PY 6,053


    TY 2011 TaxesSchedule
    Name:
    ELIZABETH C POOL CHARITABLE TR UMA
    EIN: 91-6577853
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAXES 146 146   0
    FEDERAL TAX PAYMENT - PRIOR YE 65 0   0
    FEDERAL ESTIMATES - PRINCIPAL 628 0   0
    FOREIGN TAXES ON QUALIFIED FOR 389 389   0
    FOREIGN TAXES ON NONQUALIFIED 75 75   0