Form990-PF

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Nonexempt Charitable Trust
Treated as a Private Foundation
Note. The foundation may be able to use a copy of this return to satisfy state reporting requirements.
OMB No. 1545-0052
2012
Open to Public Inspection
For calendar year 2012, or tax year beginning 01-01-2012 , and ending 12-31-2012
Name of foundation
CHRESTON K BRIGGS TRUST
 

Number and street (or P.O. box number if mail is not delivered to street address)ONE M T PLAZA 8TH FLOOR   Room/suite
City or town, state, and ZIP code
BUFFALO, NY14203
A Employer identification number

23-2648418
B Telephone number (see instructions)

(716) 842-5506
C bullet
G Check all that apply:

D 1. bullet
2. bullet
H Check type of organization:
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$1,470,827J Accounting method:
 
(Part I, column (d) must be on cash basis.)
E bullet
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities...... 32,418 32,079  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 46,603
b Gross sales price for all assets on line 6a 566,577
7 Capital gain net income (from Part IV, line 2)... 46,603
8 Net short-term capital gain......... 0
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 289    
12 Total. Add lines 1 through 11........ 79,310 78,682  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 3,890 3,890    
14 Other employee salaries and wages......   0 0 0
15 Pension plans, employee benefits.......   0 0  
16a Legal fees (attach schedule).........       0
b Accounting fees (attach schedule).......        
c Other professional fees (attach schedule)....       0
17 Interest...............       0
18 Taxes (attach schedule) (see instructions) Click to see attachment 1,065 615   0
19 Depreciation (attach schedule) and depletion... 0 0  
20 Occupancy..............        
21 Travel, conferences, and meetings.......   0 0  
22 Printing and publications..........   0 0  
23 Other expenses (attach schedule)....... Click to see attachment 310 310    
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 5,265 4,815 0 0
25 Contributions, gifts, grants paid........ 72,776 72,776
26 Total expenses and disbursements. Add lines 24 and 25 78,041 4,815 0 72,776
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 1,269
b Net investment income (if negative, enter -0-) 73,867
c Adjusted net income (if negative, enter -0-)... 0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2012)
Form 990-PF (2012)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing...............      
2 Savings and temporary cash investments.......... 117,819 19,676 19,676
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet     0 0
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see page 15 of the
instructions)....................      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet0      
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)........      
c Investments—corporate bonds (attach schedule)........      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)........... 1,144,713 Click to see attachment1,243,328 1,451,151
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 1,262,532 1,263,004 1,470,827
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable...................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)..........   0
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted....................    
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds......... 1,262,532 1,263,004
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds    
30 Total net assets or fund balances (see page 17 of the
instructions).................... 1,262,532 1,263,004
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 1,262,532 1,263,004
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 1,262,532
2 Enter amount from Part I, line 27a..................... 2 1,269
3 Other increases not included in line 2 (itemize) bullet 3 0
4 Add lines 1, 2, and 3.......................... 4 1,263,801
5 Decreases not included in line 2 (itemize) bulletClick to see attachment 5 797
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 1,263,004
Form 990-PF (2012)
Form 990-PF (2012)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a 58. ACME PACKET INC   2011-11-23 2012-01-09
b 8. LULULEMON ATHLETICA INC-W/I   2011-10-20 2012-01-12
c 2343.873 LSV VALUE EQUITY FUND STRATEGY   2010-02-11 2012-01-19
d 2. ALLERGAN INC COMMON   2010-06-16 2012-01-19
e 520. ALPINE GLBL PREMIER PROPERTIES FUND   2011-10-20 2012-01-19
260. ALPINE GLBL PREMIER PROPERTIES FUND   2009-04-23 2012-01-19
2. AMAZON.COM INCORPORATED   2011-09-27 2012-01-19
2. ARM HOLDINGS PLC   2010-01-29 2012-01-19
2. BIOGEN IDEC INC   2011-12-30 2012-01-19
612. CBRE CLARION GLBL REAL ESTATE INCOME   2009-04-23 2012-01-19
4. CAMERON INTERNATIONAL CORP   2011-10-20 2012-01-19
2. CITRIX SYSTEMS INCORPORATED   2010-08-31 2012-01-19
2. COGNIZANT TECHNOLOGY SOLUTIONS CORP   2010-01-29 2012-01-19
1548.257 DWS FLOATING RATE CL I   2011-02-10 2012-01-19
88.441 DREYFUS INTERNATIONAL BOND CL I   2011-12-28 2012-01-19
767.647 DREYFUS INTERNATIONAL BOND CL I   2009-09-24 2012-01-19
6. EMC CORPORATION COMMON   2011-05-13 2012-01-19
4. EXPEDITORS INTL WASH INC   2010-07-29 2012-01-19
2. EXPRESS SCRIPTS INC   2010-04-20 2012-01-19
67.482 GUINNESS ATKINSON CHINA HONG KONG FD   2011-07-07 2012-01-19
2.176 GUINNESS ATKINSON CHINA HONG KONG FD   2011-10-20 2012-01-19
14.396 GUINNESS ATKINSON CHINA HONG KONG FD   2009-12-30 2012-01-19
4.969 GUINNESS ATKINSON GLOBAL ENERGY FUND   2011-07-07 2012-01-19
39.704 HARBOR INTERNATIONAL FUND #11   2009-04-13 2012-01-19
17.032 LAZARD EMRG MARKETS EQUITY FD CL-I   2008-02-14 2012-01-19
73.327 LITMAN GREGORY MSTRS INTL FD CL-INST   2008-10-16 2012-01-19
67.039 MTB SM CAP GRWTH-INST I-FD #555   2008-01-31 2012-01-19
1440.094 MTB SH DURATN GOVT BD-INST I-FD #120   2011-11-18 2012-01-19
2768.95 MTB LGE CAP VAL-INST I #327   2008-01-31 2012-01-19
3649.306 MTB LGE CAP GRWTH-INST I #299   2008-05-28 2012-01-19
2. MONSANTO COMPANY NEW   2011-07-27 2012-01-19
2. OCCIDENTAL PETROLEUM CORP   2011-02-08 2012-01-19
2. PERRIGO COMPANY   2011-11-23 2012-01-19
4. POLYPORE INTERNATIONAL INC   2011-08-05 2012-01-19
2. PRICELINE.COM INCORPORATED   2010-09-24 2012-01-19
2. QUALCOMM INCORPORATED   2011-11-23 2012-01-19
20. SPDR S&P DIVIDEND ETF   2011-11-18 2012-01-19
4. SCHLUMBERGER LTD COMMON ~   2011-10-20 2012-01-19
4. STARWOOD HOTELS & RESORTS WORLDWIDE   2010-07-30 2012-01-19
2. VISA INC   2011-12-20 2012-01-19
171.571 MTB INTL EQ-INST I-FD #270   2011-10-20 2012-01-20
2446.662 MTB INTL EQ-INST I-FD #270   2010-05-11 2012-01-20
15.342 MTB INCOME FUND-INST I-FD #143   2011-11-18 2012-01-20
8. ALEXION PHARMACEUTICALS INC   2011-01-24 2012-01-25
2. GOOGLE INC CL A   2011-10-19 2012-01-30
2. QUALCOMM INCORPORATED   2011-09-27 2012-01-30
6. QUALCOMM INCORPORATED   2009-09-24 2012-01-30
28. POLYPORE INTERNATIONAL INC   2011-06-10 2012-02-03
12. POLYPORE INTERNATIONAL INC   2011-11-23 2012-02-03
6. BIOGEN IDEC INC   2011-12-30 2012-02-09
10. PERRIGO COMPANY   2010-06-10 2012-02-09
12. COGNIZANT TECHNOLOGY SOLUTIONS CORP   2009-04-13 2012-02-16
6. UNION PACIFIC CORP COMMON ~   2011-12-20 2012-02-16
4. AFFILIATED MANAGERS GROUP   2012-02-09 2012-03-16
2. ALEXION PHARMACEUTICALS INC   2011-01-24 2012-03-16
4. ALLERGAN INC COMMON   2010-06-16 2012-03-16
922. ALPINE GLBL PREMIER PROPERTIES FUND   2009-04-23 2012-03-16
2. APPLE COMPUTER INC COMMON   2009-04-23 2012-03-16
2. ARM HOLDINGS PLC   2010-01-29 2012-03-16
4. BROADCOM CORPORATION CLASS A   2012-02-06 2012-03-16
2. CATERPILLAR INC COMMON   2011-03-29 2012-03-16
2. CITRIX SYSTEMS INCORPORATED   2010-08-31 2012-03-16
2. COGNIZANT TECHNOLOGY SOLUTIONS CORP   2009-04-13 2012-03-16
2. EXPRESS SCRIPTS INC   2010-03-10 2012-03-16
4.936 GUINNESS ATKINSON GLOBAL ENERGY FUND   2011-07-07 2012-03-16
208.553 GUINNESS ATKINSON GLOBAL ENERGY FUND   2011-02-10 2012-03-16
122. ISHARES HIGH DIVIDEND EQUITY ETF   2012-01-19 2012-03-16
128.841 LITMAN GREGORY MSTRS INTL FD CL-INST   2009-04-23 2012-03-16
4. LULULEMON ATHLETICA INC-W/I   2012-01-19 2012-03-16
524.12 MAINSTAY EPOCH GLBL EQTY YD FD CL-I   2012-01-20 2012-03-16
396.786 MAINSTAY EPOCH GLBL EQTY YD FD CL-I   2011-04-08 2012-03-16
2. MEAD JOHNSON NUTRITION CO   2012-02-09 2012-03-16
2. QUALCOMM INCORPORATED   2010-09-22 2012-03-16
5.676 RS GLOBAL NATURAL RESOURCES FUND   2012-01-19 2012-03-16
49.352 RS GLOBAL NATURAL RESOURCES FUND   2011-12-15 2012-03-16
321.507 RS GLOBAL NATURAL RESOURCES FUND   2011-02-10 2012-03-16
234. SPDR S&P DIVIDEND ETF   2011-11-18 2012-03-16
310. SPDR S&P DIVIDEND ETF   2010-05-11 2012-03-16
2. STARWOOD HOTELS & RESORTS WORLDWIDE   2010-07-30 2012-03-16
2. UNION PACIFIC CORP COMMON ~   2011-11-23 2012-03-16
66.022 WILMINGTON SMALL CAP GROWTH FUND -I   2008-01-31 2012-03-16
1916.097 WILMINGTON LARGE CAP GROWTH FUND -I   2008-01-31 2012-03-16
328.275 WILMINGTON MULTI-MGR INTERNATIONAL-I   2008-10-13 2012-03-16
56. EXPEDITORS INTL WASH INC   2010-04-20 2012-03-19
2. CHIPOTLE MEXICAN GRILL-CL A   2011-04-08 2012-04-04
4. LULULEMON ATHLETICA INC-W/I   2011-06-09 2012-04-04
6. ALEXION PHARMACEUTICALS INC   2010-12-20 2012-04-19
6. ALLERGAN INC COMMON   2009-09-17 2012-04-19
2. APPLE COMPUTER INC COMMON   2009-04-23 2012-04-19
2. GOOGLE INC CL A   2009-04-23 2012-04-19
82. ARM HOLDINGS PLC   2010-01-29 2012-05-10
1279. ALPINE GLBL PREMIER PROPERTIES FUND   2009-04-23 2012-06-15
3. GOOGLE INC CL A   2009-04-23 2012-06-21
22. STARWOOD HOTELS & RESORTS WORLDWIDE   2010-07-30 2012-06-21
4. AMAZON.COM INCORPORATED   2012-02-06 2012-06-28
12. COGNIZANT TECHNOLOGY SOLUTIONS CORP   2009-04-13 2012-07-09
52. BROADCOM CORPORATION CLASS A   2012-02-06 2012-07-18
4. ALEXION PHARMACEUTICALS INC   2010-12-20 2012-07-26
2. ALLERGAN INC COMMON   2009-09-17 2012-07-26
306. ALPINE GLBL PREMIER PROPERTIES FUND   2009-04-23 2012-07-26
311.525 ARTIO GLOBAL HIGH INCOME FD CLASS I   2011-04-08 2012-07-26
2. BIOGEN IDEC INC   2012-04-19 2012-07-26
2. CAMERON INTERNATIONAL CORP   2010-10-15 2012-07-26
2. CAMERON INTERNATIONAL CORP   2012-03-16 2012-07-26
4. DOLLAR TREE INC   2012-01-19 2012-07-26
58.36 DREYFUS INTERNATIONAL BOND CL I   2009-09-24 2012-07-26
85.284 DREYFUS INTERNATIONAL BOND CL I   2012-03-16 2012-07-26
6. EMC CORPORATION COMMON   2011-05-13 2012-07-26
279.509 FEDERATED ULTRA SHORT BOND CL I   2011-02-10 2012-07-26
48. ISHARES HIGH DIVIDEND EQUITY ETF   2012-01-19 2012-07-26
380.02 MFS EMERGING MARKETS DEBT FUND - I   2012-01-19 2012-07-26
2.107 MFS EMERGING MARKETS DEBT FUND - I   2012-03-16 2012-07-26
59.851 MAINSTAY EPOCH GLBL EQTY YD FD CL-I   2012-01-20 2012-07-26
2. MONSANTO COMPANY NEW   2011-07-27 2012-07-26
2. PERRIGO COMPANY   2010-06-10 2012-07-26
2. PERRIGO COMPANY   2012-03-16 2012-07-26
2. QUALCOMM INCORPORATED   2010-09-22 2012-07-26
9.094 RS GLOBAL NATURAL RESOURCES FUND   2010-02-11 2012-07-26
316.717 RIDGEWORTH SEIX FLTNG RT HI INC FD I   2008-05-28 2012-07-26
15.053 TIAA-CREF MID-CAP VALUE FD RETAIL CL   2012-03-16 2012-07-26
2. TRACTOR SUPPLY COMPANY COMMON   2012-04-10 2012-07-26
2. VISA INC   2012-02-06 2012-07-26
868.488 WILMINGTON SHORT-TERM CORP BOND -I   2010-10-20 2012-07-26
421.259 WILMINGTON BROAD MARKET BOND FUND -I   2011-02-10 2012-07-26
539.17 WILMINGTON BROAD MARKET BOND FUND -I   2011-12-02 2012-07-26
1008.747 WILMINGTON BROAD MARKET BOND FUND -I   2012-03-16 2012-07-26
8. OCCIDENTAL PETROLEUM CORP   2011-02-08 2012-08-02
2. PRICELINE.COM INCORPORATED   2012-01-25 2012-08-02
22. OCCIDENTAL PETROLEUM CORP   2011-01-13 2012-09-04
148.183 LSV VALUE EQUITY FUND STRATEGY   2012-03-16 2012-09-06
2. AFFILIATED MANAGERS GROUP   2012-04-19 2012-09-06
2. CHIPOTLE MEXICAN GRILL-CL A   2012-07-26 2012-09-06
4. CITRIX SYSTEMS INCORPORATED   2012-07-26 2012-09-06
2. DOLLAR TREE INC   2011-09-16 2012-09-06
2. EBAY INCORPORATED   2012-09-04 2012-09-06
2. FASTENAL CO COMMON   2012-07-31 2012-09-06
63.562 GUINNESS ATKINSON GLOBAL ENERGY FUND   2011-02-10 2012-09-06
18.401 HARBOR INTERNATIONAL FUND #11   2012-03-16 2012-09-06
47.239 T ROWE PRICE LRG CAP GROWTH FD INST   2012-03-16 2012-09-06
26.92 LAZARD EMRG MARKETS EQUITY FD CL-I   2008-02-14 2012-09-06
113.842 LITMAN GREGORY MSTRS INTL FD CL-INST   2012-07-26 2012-09-06
2. LULULEMON ATHLETICA INC-W/I   2012-08-02 2012-09-06
1016.877 MAINSTAY EPOCH GLBL EQTY YD FD CL-I   2010-10-20 2012-09-06
776.08 MAINSTAY EPOCH GLBL EQTY YD FD CL-I   2012-01-20 2012-09-06
17.639 MAINSTAY EPOCH GLBL EQTY YD FD CL-I   2011-11-18 2012-09-06
2. MONSANTO COMPANY NEW   2011-01-26 2012-09-06
469.767 RS GLOBAL NATURAL RESOURCES FUND   2010-02-11 2012-09-06
2. SCHLUMBERGER LTD COMMON ~   2010-07-29 2012-09-06
2. STARBUCKS CORPORATION   2012-04-20 2012-09-06
2. STARWOOD HOTELS & RESORTS WORLDWIDE   2012-07-26 2012-09-06
18.662 TIAA-CREF MID-CAP VALUE FD RETAIL CL   2012-03-16 2012-09-06
2. TERADATA CORP   2012-05-29 2012-09-06
2. TRACTOR SUPPLY COMPANY COMMON   2012-04-10 2012-09-06
2. UNION PACIFIC CORP COMMON ~   2012-07-26 2012-09-06
2. VERTEX PHARMACEUTICALS INC   2012-05-08 2012-09-06
66.502 WILMINGTON SMALL CAP GROWTH FUND -I   2008-01-31 2012-09-06
194.577 WILMINGTON MID CAP GROWTH FUND -I   2012-03-16 2012-09-06
133.104 WILMINGTON LARGE CAP GROWTH FUND -I   2008-01-31 2012-09-06
167.186 WILMINGTON LARGE CAP VALUE FUND -I   2008-01-31 2012-09-06
10. DOLLAR TREE INC   2011-09-16 2012-09-18
6. LULULEMON ATHLETICA INC-W/I   2012-08-02 2012-09-20
2. LULULEMON ATHLETICA INC-W/I   2011-06-09 2012-09-20
2. UNION PACIFIC CORP COMMON ~   2011-10-20 2012-09-21
2. UNION PACIFIC CORP COMMON ~   2010-09-15 2012-09-21
4. BIOGEN IDEC INC   2012-04-19 2012-09-27
16. BAIDU INC-SPON ADR   2012-03-16 2012-10-03
52. DOLLAR TREE INC   2011-09-16 2012-10-23
125.016 FEDERATED ULTRA SHORT BOND CL I   2012-09-06 2012-11-05
611.345 FEDERATED ULTRA SHORT BOND CL I   2011-02-10 2012-11-05
78.245 GUINNESS ATKINSON CHINA HONG KONG FD   2012-03-16 2012-11-05
.944 GUINNESS ATKINSON GLOBAL ENERGY FUND   2011-02-10 2012-11-05
36.362 HARBOR INTERNATIONAL FUND #11   2012-03-16 2012-11-05
600.453 T ROWE PRICE LRG CAP GROWTH FD INST   2012-03-16 2012-11-05
66.86 LAZARD EMRG MARKETS EQUITY FD CL-I   2008-02-14 2012-11-05
126.949 LITMAN GREGORY MSTRS INTL FD CL-INST   2012-07-26 2012-11-05
4. LULULEMON ATHLETICA INC-W/I   2011-06-09 2012-11-05
20. MEAD JOHNSON NUTRITION CO   2012-02-09 2012-11-05
4. MEAD JOHNSON NUTRITION CO   2012-07-05 2012-11-05
2. STARWOOD HOTELS & RESORTS WORLDWIDE   2011-11-23 2012-11-05
2. STARWOOD HOTELS & RESORTS WORLDWIDE   2012-07-26 2012-11-05
12. STARWOOD HOTELS & RESORTS WORLDWIDE   2011-08-05 2012-11-05
24. STARWOOD HOTELS & RESORTS WORLDWIDE   2010-08-31 2012-11-05
407.392 WILMINGTON SHORT-TERM CORP BOND -I   2012-09-06 2012-11-05
1218.113 WILMINGTON SHORT-TERM CORP BOND -I   2010-10-20 2012-11-05
417.447 WILMINGTON SMALL CAP GROWTH FUND -I   2008-03-25 2012-11-05
283.944 WILMINGTON MID CAP GROWTH FUND -I   2012-03-16 2012-11-05
1320.841 WILMINGTON LARGE CAP GROWTH FUND -I   2008-01-31 2012-11-05
79.116 WILMINGTON LARGE CAP GROWTH FUND -I   2012-07-26 2012-11-05
326.814 WILMINGTON MULTI-MGR INTERNATIONAL-I   2012-09-06 2012-11-05
768.489 WILMINGTON BROAD MARKET BOND FUND -I   2012-09-06 2012-11-05
758.227 WILMINGTON BROAD MARKET BOND FUND -I   2009-09-24 2012-11-05
27.104 GUINNESS ATKINSON CHINA HONG KONG FD   2011-12-29 2012-12-14
205.157 GUINNESS ATKINSON CHINA HONG KONG FD   2011-10-20 2012-12-14
68.714 GUINNESS ATKINSON CHINA HONG KONG FD   2012-03-16 2012-12-14
100.845 GUINNESS ATKINSON CHINA HONG KONG FD   2012-09-06 2012-12-14
29.845 GUINNESS ATKINSON GLOBAL ENERGY FUND   2012-07-26 2012-12-14
249.436 GUINNESS ATKINSON GLOBAL ENERGY FUND   2011-10-20 2012-12-14
2. ALLERGAN INC COMMON   2012-11-05 2012-12-24
10. ALLERGAN INC COMMON   2009-09-17 2012-12-24
4. PERRIGO COMPANY   2010-06-10 2012-12-24
2. PERRIGO COMPANY   2012-11-05 2012-12-24
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 1,540   2,570 -1,030
b 485   430 55
c 32,299   27,892 4,407
d 174   123 51
e 2,960   2,962 -2
1,480   890 590
389   449 -60
54   18 36
234   221 13
4,389   2,402 1,987
217   194 23
138   116 22
140   88 52
14,244   14,770 -526
1,460   1,457 3
12,674   12,382 292
139   167 -28
177   163 14
102   104 -2
1,973   2,535 -562
64   59 5
421   502 -81
134   164 -30
2,233   1,468 765
311   384 -73
978   821 157
1,097   1,107 -10
14,142   14,142  
28,714   31,887 -3,173
30,837   32,201 -1,364
160   149 11
200   195 5
199   182 17
215   245 -30
1,050   689 361
116   105 11
1,104   1,052 52
291   270 21
213   194 19
205   199 6
1,405   1,378 27
20,038   18,895 1,143
152   155 -3
597   344 253
1,150   1,177 -27
115   104 11
346   267 79
1,247   1,651 -404
534   650 -116
712   628 84
938   591 347
854   279 575
652   603 49
450   428 22
178   86 92
372   239 133
6,017   3,120 2,897
1,171   250 921
55   18 37
152   149 3
226   220 6
156   116 40
153   46 107
109   98 11
143   163 -20
6,061   6,661 -600
6,978   6,751 227
1,886   1,292 594
291   219 72
8,407   8,024 383
6,364   6,285 79
160   150 10
131   87 44
213   203 10
1,854   1,725 129
12,079   12,123 -44
13,231   12,308 923
17,528   15,233 2,295
112   97 15
226   192 34
1,157   1,091 66
17,647   16,344 1,303
2,278   1,966 312
2,569   1,915 654
824   550 274
299   169 130
547   245 302
569   347 222
1,186   250 936
1,217   769 448
2,004   740 1,264
8,275   4,254 4,021
1,694   1,145 549
1,139   1,069 70
887   736 151
690   279 411
1,594   1,932 -338
428   163 265
171   116 55
1,928   1,006 922
2,997   3,177 -180
293   253 40
95   84 11
95   106 -11
203   172 31
988   941 47
1,444   1,411 33
155   167 -12
2,571   2,569 2
2,895   2,656 239
5,913   5,541 372
33   32 1
946   916 30
171   149 22
229   118 111
229   204 25
116   87 29
323   267 56
2,790   2,907 -117
262   274 -12
185   182 3
255   216 39
8,945   8,945  
4,314   4,131 183
5,521   5,316 205
10,330   10,037 293
689   776 -87
1,302   1,042 260
1,846   1,905 -59
2,218   2,193 25
239   224 15
590   591 -1
321   306 15
96   76 20
98   94 4
84   87 -3
1,691   2,030 -339
1,071   1,126 -55
897   896 1
509   607 -98
1,554   1,444 110
136   108 28
16,626   14,130 2,496
12,689   11,882 807
288   262 26
177   146 31
17,381   13,788 3,593
146   121 25
102   119 -17
111   102 9
342   339 3
160   144 16
199   182 17
240   240  
113   119 -6
1,115   1,099 16
2,917   3,096 -179
1,187   1,135 52
1,765   1,921 -156
468   380 88
453   323 130
151   85 66
241   189 52
241   159 82
610   507 103
1,788   2,124 -336
2,024   1,976 48
1,155   1,154 1
5,649   5,618 31
2,275   2,386 -111
25   30 -5
2,163   2,226 -63
11,090   11,385 -295
1,296   1,508 -212
1,789   1,610 179
280   169 111
1,310   1,501 -191
262   327 -65
105   89 16
105   102 3
630   558 72
1,261   1,139 122
4,217   4,200 17
12,607   12,547 60
6,967   6,789 178
4,251   4,446 -195
11,412   11,267 145
684   657 27
2,157   2,111 46
7,877   7,831 46
7,772   7,332 440
805   720 85
6,095   5,037 1,058
2,041   2,095 -54
2,996   2,600 396
778   749 29
6,503   7,591 -1,088
183   182 1
917   579 338
410   236 174
205   233 -28
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       -1,030
b       55
c       4,407
d       51
e       -2
      590
      -60
      36
      13
      1,987
      23
      22
      52
      -526
      3
      292
      -28
      14
      -2
      -562
      5
      -81
      -30
      765
      -73
      157
      -10
       
      -3,173
      -1,364
      11
      5
      17
      -30
      361
      11
      52
      21
      19
      6
      27
      1,143
      -3
      253
      -27
      11
      79
      -404
      -116
      84
      347
      575
      49
      22
      92
      133
      2,897
      921
      37
      3
      6
      40
      107
      11
      -20
      -600
      227
      594
      72
      383
      79
      10
      44
      10
      129
      -44
      923
      2,295
      15
      34
      66
      1,303
      312
      654
      274
      130
      302
      222
      936
      448
      1,264
      4,021
      549
      70
      151
      411
      -338
      265
      55
      922
      -180
      40
      11
      -11
      31
      47
      33
      -12
      2
      239
      372
      1
      30
      22
      111
      25
      29
      56
      -117
      -12
      3
      39
       
      183
      205
      293
      -87
      260
      -59
      25
      15
      -1
      15
      20
      4
      -3
      -339
      -55
      1
      -98
      110
      28
      2,496
      807
      26
      31
      3,593
      25
      -17
      9
      3
      16
      17
       
      -6
      16
      -179
      52
      -156
      88
      130
      66
      52
      82
      103
      -336
      48
      1
      31
      -111
      -5
      -63
      -295
      -212
      179
      111
      -191
      -65
      16
      3
      72
      122
      17
      60
      178
      -195
      145
      27
      46
      46
      440
      85
      1,058
      -54
      396
      29
      -1,088
      1
      338
      174
      -28
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 46,603
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 . . . . . . . . . . . . . . . . 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If “Yes,” the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2011 74,680 1,478,472 0.050512
2010 71,912 1,398,832 0.051409
2009 66,742 1,223,851 0.054534
2008 68,928 1,440,769 0.047841
2007 88,944 1,719,491 0.051727
2 Total of line 1, column (d) ...................... 2 0.256023
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.051205
4 Enter the net value of noncharitable-use assets for 2012 from Part X, line 5..... 4 1,437,926
5 Multiply line 4 by line 3....................... 5 73,629
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 739
7 Add lines 5 and 6......................... 7 74,368
8 Enter qualifying distributions from Part XII, line 4.............. 8 72,776
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions.
Form 990-PF (2012)
Form 990-PF (2012)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A” on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 1,477
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2............................ 3 1,477
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 1,477
6 Credits/Payments:
a 2012 estimated tax payments and 2011 overpayment credited to 2012 6a 900
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c 0
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 900
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9 577
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10  
11 Enter the amount of line 10 to be: Credited to 2013 estimated taxBullet   Refunded Bullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is “Yes” to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If “Yes,” attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If “Yes,” attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If “Yes,” has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If “Yes,” attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If “Yes,” complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletPA
    b
    If the answer is “Yes” to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If “No,” attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2012 or the taxable year beginning in 2012 (see instructions for Part XIV)?
    If “Yes,” complete Part XIV.............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If “Yes,” attach a schedule listing their names and addresses.
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbullet  
    14
    The books are in care ofbulletMANUFACTURERS AND TRADERS TRUST Telephone no.bullet (716) 842-5506
    Located atbulletONE M T PLAZA 8TH FLOORBUFFALONY ZIP+4bullet14203
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16
    At any time during calendar year 2012, did the foundation have an interest in or a signature or other authority over
    a bank, securities, or other financial account in a foreign country? .................
    16
     
    No
    See instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the foreign country bullet  
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the “Yes” column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check “No”
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is “Yes” to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
     
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2012?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2012, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2012?...............
    If “Yes,” list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer “No” and attach statement—see instructions.) ..............
    2b
     
    No
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?.........................
    b
    If “Yes,” did it have excess business holdings in 2012 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2012.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2012?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)........
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is “Yes” to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
     
    .........bullet
    c
    If the answer is “Yes” to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If “Yes,” attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?........................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If “Yes” to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    M AND T BANK CORP TTEE
    1     		3,890    
    ONE M T PLAZA 8TH FLOOR
    BUFFALO,NY14203
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE.”
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3..........................bullet  
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    1,414,393
    b
    Average of monthly cash balances.......................
    1b
    45,430
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    1,459,823
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    1,459,823
    4
    Cash deemed held for charitable activities. Enter 1 1⁄2% of line 3 (for greater amount, see
    instructions) .............................
    4
    21,897
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    1,437,926
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    71,896
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    71,896
    2a
    Tax on investment income for 2012 from Part VI, line 5......
    2a
    1,477
    b
    Income tax for 2012. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    1,477
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    70,419
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    70,419
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
    70,419
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    72,776
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
    0
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
    0
    b
    Cash distribution test (attach the required schedule) .................
    3b
    0
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    72,776
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    72,776
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 8
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2011     		(c)
    2011     		(d)
    2012
    1 Distributable amount for 2012 from Part XI, line 7 70,419
    2 Undistributed income, if any, as of the end of 2012:
    a Enter amount for 2011 only....... 24,279
    b Total for prior years:2010, 20, 20 0
    3 Excess distributions carryover, if any, to 2012:
    a From 2007....... 0
    b From 2008....... 0
    c From 2009....... 0
    d From 2010....... 0
    e From 2011....... 0
    fTotal of lines 3a through e......... 0
    4Qualifying distributions for 2012 from Part
    XII, line 4: bullet$ 72,776
    a Applied to 2011, but not more than line 2a 24,279
    b Applied to undistributed income of prior years
    (Election required—see instructions)......     		0
    c Treated as distributions out of corpus (Election
    required—see instructions).........     		0
    d Applied to 2012 distributable amount..... 48,497
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2012. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 0
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2011. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2012. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2013 ..........     		21,922
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see
    instructions) .............     		0
    8Excess distributions carryover from 2007 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9Excess distributions carryover to 2013.
    Subtract lines 7 and 8 from line 6a ......     		0
    10 Analysis of line 9:
    a Excess from 2008.... 0
    b Excess from 2009.... 0
    c Excess from 2010.... 0
    d Excess from 2011.... 0
    e Excess from 2012.... 0
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 9
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2012, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2012 (b) 2011 (c) 2010 (d) 2009
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ....     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets” alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment” alternative test— enter 2⁄3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support” alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    MEMORIAL HOSPITAL
    C/O SALLY DIXON
    325 S BELMONT ST
    YORK,PA17403     		NONE MEDICAL ADDL INCOME FOR EXEMPT 9,097
    YOUNG MENS CHRISTIAN ASSN
    ATTN JOHN CAMPBELL
    YORK,PA174011008     		NONE PUBLIC CHARITY ADDL INCOME FOR EXEMPT 9,097
    YORK COLLEGE OF PENNA
    MATT SMITH/CHIEF FINANCIAL OFFICER
    YORK,PA174033426     		NONE EDUCATIONAL ADDL INCOME FOR EXEMPT 9,097
    YOUNG WOMEN'S CHRISTIAN
    ASSN
    ATTN NAN BUNNER FIN DIR
    YORK,PA17403     		NONE PUBLIC CHARITY ADDL INCOME FOR EXEMPT 9,097
    FOURTH UNITED METHODIST CHURCH
    20 N LEHMAN ST
    YORK,PA17403     		NONE RELIGIOUS GENERAL OPERATING 4,649
    TRINITY UNITED METHODIST CHURCH
    241 E KING ST
    YORK,PA17403     		NONE RELIGIOUS ADDL INCOME FOR EXEMPT 4,448
    FIRST BAPTIST CHURCH
    3375 DRUCK VALLEY RD
    YORK,PA174028959     		NONE RELIGIOUS ADDL INCOME FOR EXEMPT 9,097
    VNA OF YORK COUNTY
    ATTN JOE MCCOY
    YORK,PA17402     		NONE MEDICAL ADDL INCOME FOR EXEMPT 9,097
    YORK HEALTH FOUNDATION
    C/O THERESA LAW
    912 S GEORGE ST
    YORK,PA17403     		NONE PUBLIC GENERAL OPERATING 9,097
    Total .................................bullet 3a 72,776
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3Interest on savings and temporary cash investments          
    4 Dividends and interest from securities....     14 32,418  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8Gain or (loss) from sales of assets other than inventory     18 46,603  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   79,310  
    13Total. Add line 12, columns (b), (d), and (e)..................
    1379,310
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section
    Yes
    No
    501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is “Yes,” complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If “Yes,” complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2012)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2012 InvestmentsOtherSchedule2
    Name:
    CHRESTON K BRIGGS TRUST
    EIN: 23-2648418
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    MTB SHT TERM CORPORATE BD#518      
    MTB INCOME-INST I FD #143      
    MTB MID CAP GROWTH #401      
    MTB INTERNATIONAL EQUITY #270      
    MTB LARGE CAP VALUE INST #327      
    HARBOR INTERNATIONAL #11 AT COST 53,698 80,112
    LAZARD EMERGING MKTS PORT AT COST 52,745 60,488
    RIDGEWORTH SEIX AT COST 41,426 44,326
    MTB LARGE CAP GROWTH INST #299      
    MTB SMALL CAP GROWTH INST #555      
    GUINNESS ATKINSON CHINA & HK AT COST 5,632 7,699
    AFFILIATED MANAGERS AT COST 2,625 3,124
    DREYFUS INTL BOND FUND - I AT COST 27,631 29,702
    MFS EMERGING MKTS DEBT FD CL I AT COST 65,871 74,983
    MONSANTO COMPANY AT COST 3,621 4,543
    J B HUNT TRANSPORT AT COST 2,000 2,030
    EXPEDITORS INTL WASH INC      
    UNION PACIFIC CORP AT COST 1,911 3,897
    AMAZON.COM INC AT COST 1,360 4,265
    VERTEX PHARMACEUTICALS AT COST 1,611 1,592
    WILMINGTON SHORT-TERM AT COST 106,767 110,193
    SCHLUMBERGER LTD AT COST 2,315 3,534
    WILMINGTON BROAD MARKET AT COST 174,819 190,685
    ALLERGAN INC AT COST 1,568 3,027
    T ROWE PRICE LARGE CAP AT COST 22,757 22,708
    WILMINGTON LARGE CAP GROWTH AT COST 21,821 23,939
    APPLE INC AT COST 2,633 7,450
    COGNIZANT TECHNOLOGY AT COST 1,295 3,916
    TIAA-CREF AT COST 42,002 43,360
    CERNER AT COST 2,967 3,100
    GOOGLE INC      
    WILMINGTON MID CAP GROWTH AT COST 53,689 73,551
    TRACTOR SUPPLY AT COST 2,843 2,828
    LSV VALUE EQUITY FUND AT COST 68,724 89,247
    ALPINE GLOBAL PREM PROPERTIES      
    CBRE CLARION GLOBAL RE INC FD      
    QUALCOMM INC AT COST 2,801 4,083
    ARTIO GLOBAL HIGH INCOME FUND AT COST 57,286 59,381
    FASTENAL AT COST 2,752 2,986
    DOLLAR TREE INC      
    WILMINGTON LARGE CAP VALUE AT COST 49,922 60,668
    STARBUCKS AT COST 3,787 3,754
    PRICELINE.COM INC AT COST 919 2,482
    STARWOOD HOTELS & RESORTS      
    CAMERON INTERNATIONAL AT COST 2,802 3,726
    OCCIDENTAL PETE CORP      
    ALEXION PHARMACEUTICALS INC AT COST 2,329 4,312
    EXPRESS SCRIPTS INC AT COST 2,070 2,484
    PERRIGO COMPANY AT COST 1,491 2,705
    ARM HOLDINGS PLC      
    CITRIX SYSTEMS INC AT COST 3,464 4,068
    MAINSTAY EPOCH GLOBAL EQ YLD      
    RS GLOBAL NATURAL RESOUCES AT COST 18,547 21,312
    SPDR S&P DIVIDEND ETF      
    ACME PACKET INC      
    BIOGEN IDEC INC AT COST 2,208 3,220
    CATERPILLAR INC AT COST 3,250 2,867
    CHIPOTLE MEXICAN GRILL AT COST 2,009 2,380
    EMC CORP MASS COM AT COST 3,464 3,238
    GUINNESS ATKINSON GLOBAL ENER      
    LITMAN GREGORY MSTER SELCT AT COST 24,500 38,955
    LULULEMON ATHLETICA AT COST 1,270 2,287
    POLYPORE INTL      
    VISA INC AT COST 3,422 4,851
    DWS FLOATING RATE PLUS      
    FEDERATED ULTRA SHORT BD AT COST 29,210 29,427
    MTB SHT DURATION GOVT BD      
    EBAY AT COST 4,174 4,794
    LINKEDIN AT COST 1,559 1,607
    TERADATA CORP AT COST 3,103 2,847
    WILMINGTON MULTI-MGR REAL AT COST 71,103 76,383
    WILMINGTON SMALL CAP GROWTH AT COST 29,163 33,402
    VANGUARD MSCI EAFE AT COST 27,930 29,593
    WILMINGTON MULTI-MGR INTL AT COST 85,296 108,848
    ISHARES HIGH DIV AT COST 39,166 40,192

    TY 2012 OtherDecreasesSchedule
    Name:
    CHRESTON K BRIGGS TRUST
    EIN: 23-2648418
    Description Amount
    ROUNDING 11
    BASIS ADJ OF ALPINE GLOBAL FOR ROC 786


    TY 2012 OtherExpensesSchedule
    Name:
    CHRESTON K BRIGGS TRUST
    EIN: 23-2648418
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    OTHER ALLOCABLE EXPENSES - 2% 310 310   0


    TY 2012 OtherIncomeSchedule2
    Name:
    CHRESTON K BRIGGS TRUST
    EIN: 23-2648418
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income


    TY 2012 TaxesSchedule
    Name:
    CHRESTON K BRIGGS TRUST
    EIN: 23-2648418
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FEDERAL ESTIMATED TAX DEPOSITS 450 0   0
    FOREIGN TAXES ON QUALIFIED FOR 463 463   0
    FOREIGN TAXES ON NONQUALIFIED 152 152   0