Form990-PF

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Nonexempt Charitable Trust
Treated as a Private Foundation
Note. The foundation may be able to use a copy of this return to satisfy state reporting requirements.
OMB No. 1545-0052
2012
Open to Public Inspection
For calendar year 2012, or tax year beginning 01-01-2012 , and ending 12-31-2012
Name of foundation
THE HUMPHREYS FOUNDATION
 
% KAMI POMERANTZ/HOLLAND & HAR
Number and street (or P.O. box number if mail is not delivered to street address)555 17TH STREETSuite 3200Room/suite
City or town, state, and ZIP code
DENVER, CO80202
A Employer identification number

84-6021274
B Telephone number (see instructions)

(303) 295-8095
C bullet
G Check all that apply:

D 1. bullet
2. bullet
H Check type of organization:
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$1,633,308J Accounting method:
 
(Part I, column (d) must be on cash basis.)
E bullet
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 0
2 Check bullet
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities...... 43,358 43,358  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 19,252
b Gross sales price for all assets on line 6a 714,030
7 Capital gain net income (from Part IV, line 2)... 19,252
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 2,183 773  
12 Total. Add lines 1 through 11........ 64,793 63,383  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 0      
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule)....... Click to see attachment 1,575 1,339 0 236
c Other professional fees (attach schedule).... Click to see attachment 21,024 17,870   3,154
17 Interest...............        
18 Taxes (attach schedule) (see instructions) Click to see attachment 121 121    
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 490 490    
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 23,210 19,820 0 3,390
25 Contributions, gifts, grants paid........ 73,000 73,000
26 Total expenses and disbursements. Add lines 24 and 25 96,210 19,820 0 76,390
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -31,417
b Net investment income (if negative, enter -0-) 43,563
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2012)
Form 990-PF (2012)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing...............      
2 Savings and temporary cash investments.......... 40,938 49,643 49,643
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see page 15 of the
instructions)....................      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)........ 926,605 Click to see attachment841,193 949,941
c Investments—corporate bonds (attach schedule)........ 571,086 Click to see attachment616,376 633,723
11 Investments—land, buildings, and equipment: basis bullet1
Less: accumulated depreciation (attach schedule) bullet   1 1 1
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)...........      
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 1,538,630 1,507,213 1,633,308
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable...................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)..........   0
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted.................... 1,538,630 1,507,213
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds.........    
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds    
30 Total net assets or fund balances (see page 17 of the
instructions).................... 1,538,630 1,507,213
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 1,538,630 1,507,213
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 1,538,630
2 Enter amount from Part I, line 27a..................... 2 -31,417
3 Other increases not included in line 2 (itemize) bullet 3  
4 Add lines 1, 2, and 3.......................... 4 1,507,213
5 Decreases not included in line 2 (itemize) bullet 5  
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 1,507,213
Form 990-PF (2012)
Form 990-PF (2012)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a 87 SH ABB LTD COM P   2012-07-06
b 39 SH AFLAC INC P   2012-07-06
c 39 SH AFLAC INC P 2011-10-11 2012-09-26
d 10 SH ABBOTT LABS P 2012-01-23 2012-03-05
e 1 SH ABBOTT LABS P 2012-01-23 2012-03-26
287.99 SH ABERDEEN FDS EMRGN P 2011-10-11 2012-07-06
238.054 SH ABERDEEN FDS EMRGN P 2012-03-05 2012-07-06
516.427 SH ABERDEEN FDS EMRGN P   2012-07-06
18 SH ACME PACKET INC P 2011-11-23 2012-01-23
25 SH ACME PACKET INC P 2011-11-23 2012-03-05
9 SH AFFILIATED MANAGERS GROUP P 2012-01-23 2012-03-26
14 SH AGILENT TECHNOLOGIES INC P 2012-03-05 2012-03-26
7 SH ALEXION PHARMACEUTICALS P 2011-11-23 2012-01-23
9 SH ALEXION PHARMACEUTICALS P 2011-11-23 2012-03-26
12 SH ALLEGHENY TECHNOLOGIES I P 2012-01-23 2012-03-05
41 SH ALTERA CORP P 2011-11-14 2012-03-26
146.575 SH AMERICAN CENTURY RE P   2012-07-06
69.469 SH AMERICAN CENTY INTL P   2012-09-26
20 SH AMERISOURCEBERGEN CORP P 2011-10-11 2012-03-26
14 SH AMERISOURCEBERGEN CORP P 2012-03-05 2012-03-26
11 SH AMETEC INC P 2011-11-23 2012-03-05
.5 SH AMETEC INC P 2011-11-23 2012-07-27
3 SH APPLE COMPUTER P 2012-01-23 2012-03-05
49 SH ARM HLDGS PLC P 2011-11-14 2012-03-05
23 SH ARUBA NETWORKS INC P 2012-01-23 2012-03-26
20 SH BEAM INC P 2011-11-14 2012-01-23
10 SH BEAM INC P 2011-11-14 2012-03-26
13 SH BED BATH & BEYOND P 2012-01-23 2012-03-26
6 SH BLACKROCK INC P   2012-03-26
24 SH BOEING CO P 2011-11-23 2012-03-26
55 SH CBRE GROUP INC P   2012-03-26
7 SH CNOOC LTD P 2012-03-26 2012-09-26
534.757 SH INV BALANCE RISK P 2012-01-23 2012-09-26
34 SH CABOT OIL GAS CORP P 2012-01-23 2012-03-26
10 SH CAMERON INTL CORP P 2011-10-18 2012-03-05
5 SH CATERPILLAR INC P 2012-01-23 2012-03-26
18 SH CERNER CORP P   2012-09-26
2 SH CHIPOLTE P 2011-10-11 2012-01-23
3 SH CHIPOLTE P 2011-10-11 2012-03-26
14 SH COACH P 2011-10-14 2012-03-05
11 SH COACH P 2011-10-14 2012-03-26
13 SH COCA COLA P 2011-10-11 2012-03-26
51 SH COCA COLA P   2012-03-28
34 SH COMERICA INC P   2012-03-26
44 SH COMPANHIA P   2012-09-26
5 SH CONCHO P 2011-11-11 2012-03-05
14 SH CONCHO P 2011-10-11 2012-03-26
59 SH CORNING INC P 2011-11-23 2012-03-05
1139.118 SH CREDIT SUISSE COMM P 2012-01-23 2012-07-06
9 SH CULLEN FROST BANKERS P 2012-01-23 2012-03-26
9 SH CULLEN FROST BANKERS P   2012-09-26
82 SH CORNING INC P 2011-11-23 2012-03-05
20 SH EMC CORP MASS P 2012-03-26 2012-09-26
17 SH EMC CORP MASS P 2012-03-28 2012-09-26
25 SH EQUITABLE CORP P 2011-10-14 2012-01-23
9 SH EQUITABLE CORP P 2011-10-11 2012-09-26
61 SH EATON CORP P   2012-12-03
14 SH E BAY INC P 2012-01-23 2012-03-05
22 SH E BAY INC P 2012-03-07 2012-09-26
10 SH EMERSON ELEC P 2012-01-23 2012-03-26
7 SH F5 NETWORKS P 2012-01-23 2012-03-26
28 SH FINISAR CORP P 2012-03-07 2012-03-28
25 SH FINISAR CORP P 2012-01-23 2012-07-06
80 SH FORD MOTOR P   2012-07-06
11 SH COCA COLA P 2012-01-23 2012-03-26
38 SH FORTINET INC P 2011-10-18 2012-01-23
18 SH FORTINET INC P 2011-10-18 2012-03-05
16 SH GOLDCORP P 2011-11-14 2012-01-23
23 SH GOLDCORP P   2012-07-06
1 SH GOOGLE INC P 2012-01-23 2012-09-26
15 SH GUESS P 2012-03-05 2012-03-26
772.198 SH PYXIS LONG SHORT EQ P 2011-03-04 2012-01-23
18 SH INTEL CORP P 2012-01-23 2012-03-05
9 SH INTERNATION BUSI MACH P 2011-10-18 2012-01-23
2 SH INTUITIVE SURGICAL INC P 2012-01-23 2012-03-26
12 SH ITC HLDGS P   2012-09-26
46 SH JP MORGAN CHASE P 2012-01-23 2012-03-26
47 SH JUNIPER NETWORKS P   2012-03-28
14 SH KBR INC P 2012-03-05 2012-07-06
49 SH KINDER MORGAN P 2011-11-23 2012-03-26
9 SH KINDER MORGAN P 2011-10-11 2012-09-26
4 SH KINDER MORGAN P 2011-11-23 2012-09-26
13 SH LAM RESEARCH P 2012-03-05 2012-03-26
31 SH LEGGETT & PLATT P 2011-10-11 2012-03-05
50 SH LEGGETT & PLATT P 2011-10-11 2012-03-26
88 SH LEGGETT & PLATT P   2012-07-06
10 SH LORILLARD INC P 2011-10-11 2012-03-26
17 SH LULUEMON ATHLETICA P 2011-11-23 2012-01-23
8 SH LULULEMON ATHLETICA P 2011-11-23 2012-03-26
7 SH LULULEMON ATHLETICA P 2011-11-23 2012-03-28
22 SH MSCI INC P 2012-01-23 2012-03-05
3 SH MASTERCARD P 2011-10-11 2012-01-23
2 SH MASTERCARD P 2011-10-11 2012-03-05
10 SH MCCORMICK & CO INC P 2012-01-23 2012-03-26
7 SH MEAD JOHNSON NUTRITION P 2011-03-16 2012-01-23
7 SH MEAD JOHNSON NUTRITION P 2011-03-16 2012-03-05
5 SH MICROSOFT P 2012-01-23 2012-09-26
63 SH MICROSOFT P   2012-09-26
21 SH MICROCHIP TECHNOLOGY P 2012-01-23 2012-03-26
31 SH MICROCHIP TECHNOLOGY P 2011-10-11 2012-09-26
7 SH MONSANTO CO P 2012-03-07 2012-03-26
12 SH MONSANTO CO P 2012-03-05 2012-03-28
24 SH MORGAN STANLEY P 2012-01-23 2012-03-26
10 SH MOSAIC CO P 2011-10-11 2012-01-23
10 SH MOSAIC CO P 2011-10-11 2012-03-26
9 SH MOSAIC CO P 2011-10-11 2012-03-28
2 SH MOTOROLA SOLUTIONS P 2012-01-23 2012-03-26
28 SH MOTOROLA SOULUTIONS P   2012-03-26
13 SH NETEASE INC P 2012-03-26 2012-07-06
76.04 SH NEUBERGER BERMAN P 2012-01-23 2012-09-26
35 SH NEW YORK CMNTY BANCORP P 2012-01-23 2012-09-26
8 SH NEXTERA ENERGY P 2011-11-14 2012-07-06
17 SH NIKE INC P 2012-03-26 2012-09-26
4 SH NOVO NORDISK P 2011-10-11 2012-09-26
1209.98 SH NUVEEN INFLATION PR P 2012-01-23 2012-03-05
18 SH ONEOK INC P 2012-01-23 2012-09-26
12 SH ONYX INC P 2012-01-23 2012-03-05
47 SH ORACLE CORP P 2012-03-26 2012-07-06
22 SH OWNES ILL INC P 2012-03-05 2012-03-26
27 SH PACCAR INC P   2012-07-06
16 SH PEABODY ENERGY P 2012-03-05 2012-03-26
10 SH PHILIP MORRIS INTL P   2012-03-26
6 SH PHILIP MORRIS INTL P 2011-10-11 2012-07-06
18 SH PIONEER NAT RES CO P 2012-03-26 2012-09-26
3 SH PERECISION CASTPARTS CO P 2012-01-23 2012-03-26
2 SH PRICELINE COM P 2012-03-26 2012-09-26
18 SH PROCTER & GAMBLE P 2011-10-11 2012-03-26
31 SH PROCTER & GAMBLE P   2012-09-26
78 SH QUALCOMM INC P   2012-03-26
11 SH RAYTHEON COMPANY P 2011-10-18 2012-01-23
6 SH RAYTHEON COMPANY P 2011-10-11 2012-03-26
25 SH RAYTHEON COMPANY P 2011-10-18 2012-03-26
12 SH ROCKWELL AUTOMATION P 2012-03-26 2012-09-26
2061.542 SH T ROWE PRICE INTL P 2011-11-14 2012-09-26
471.075 SH T ROWE PRICE INTL P   2012-09-26
1.272 SH T ROWE PRICE SM CAP P 2011-11-23 2012-09-26
149.189 SH T ROWE PRICE SM CAP P   2012-09-26
8 SH ROYAL DUTCH SHELL P 2012-03-22 2012-03-26
7 SH SPX CORP P 2012-03-05 2012-03-26
444 SH SPDR DJ WILSHIRE INTL P 2011-03-04 2012-01-23
7 SH SALESFORCE COM INC P 2012-01-23 2012-03-26
17 SH SANDISK CORP P 2011-11-23 2012-03-05
15 SH SANDISK CORP P 2011-11-23 2012-03-26
14 SH SANOFI ADR P 2011-10-11 2012-01-23
13 SH SANOFI ADR P 2011-10-11 2012-03-28
7 SH SCHLUMBERGER LTD P 2011-11-23 2012-01-23
7 SH SCHLUMBERGER LTD P 2011-11-23 2012-09-26
6 SH SHIRE PLC ADR P 2011-11-23 2012-01-23
10 SH SHIRE PLC ADR P 2011-11-23 2012-03-05
.3482 SH SOUTHERN COPPER CORP P 2012-01-23 2012-02-29
23 SH SOUTHERN COPPER CORP P 2011-11-14 2012-03-26
15 SH SOUTHERN COPPER CORP P   2012-03-26
11 SH STARBUCKS CORP P 2011-11-23 2012-03-05
11 SH STARWOOD HOTELS & RESORT P 2012-01-23 2012-03-26
2513.862 SH TCW EMERGING MARKE P 2012-03-28 2012-09-26
27 SH TD AMERITRADE HLDG CORP P 2012-03-05 2012-03-26
358.128 SH TFS MARKET NEUTRAL P 2011-03-10 2012-01-23
1.0456 SH ROYAL DUTCH SHELL PL P 2012-03-22 2012-03-26
8 SH ROYAL DUCTCH SHELL PLC P 2011-11-23 2012-09-26
506 SH SPDR DJ WILSHIRE P   2012-07-06
1241.438 SH TEMPLETON INSTL EM P   2012-12-31
11 SH TEVA PHARMACEUTICALS IND P 2012-01-23 2012-07-06
29 SH TEXAS INSTRS INC P   2012-09-26
17 SH THOMSON REUTERS CORP P 2011-10-11 2012-01-23
57 SH THOMSON REUTERS CORP P   2012-03-05
11 SH TIME WARNER CABLE P 2012-03-05 2012-09-26
629.164 SH TURNER SPECTRUM FUN P 1971-06-09 2003-07-27
8 SH UNION PACIFIC CORP P 2012-01-23 2012-03-28
4 SH VF CORP P 2012-01-23 2012-03-05
17 SH VARIAN MED SYS INC P 2012-03-26 2012-09-26
22 SH VERIFONE SYSTEMS INC P 2011-11-14 2012-03-05
15 SH VERIFONE SYSTEMS INC P 2011-11-14 2012-03-26
6 SH VMWARE INC P 2011-11-23 2012-01-23
6 SH VMWARE INC P 2011-11-23 2012-03-26
5 SH VMWARE INC P 2011-11-23 2012-03-28
9 SH WATSON PHARMACEUTICALS P 2011-10-18 2012-01-23
14 SH WATSON PHARMACEUTICALS P 2011-10-18 2012-03-05
17 SH WESTERN DIGITAL P 2012-07-06 2012-09-26
11 SH YUM BRANDS P   2012-03-26
7 SH YUM BRANDS P 2012-01-23 2012-07-06
6 SH YUM BRANDS P 2011-10-11 2012-07-10
4 SH YUM BRANDS P 2012-01-23 2012-07-10
8 SH ACCENTURE PLC P 2012-03-26 2012-09-26
18 SH SEADRILL LIMITED P 2011-11-14 2012-01-23
26 SH SEADRILL LIMITED P 2011-11-14 2012-03-26
47 SH ATT INC P 2008-06-04 2012-03-26
47 SH ATT INC P 2008-06-04 2012-07-06
8 SH ABBOTT LABS P 2008-07-16 2012-03-26
3 SH AMAZON COM INC P 2010-09-24 2012-01-23
5 SH AMAZON COM INC P 2010-09-24 2012-03-05
3 SH AMAZON COM INC P 2010-09-24 2012-03-26
1208.68 SH AMERICAN CENTY INTL P   2012-01-23
301.37 SH AMERICAN CENTY INTL P 2010-04-20 2012-03-26
1403.412 SH AMERICAN CENTY INT P 2011-03-10 2012-03-26
1703.975 SH AMERINC CENTY INTL P   2012-09-26
43 SH AMERICAN ELECT PWR P 2010-03-16 2012-01-23
40 SH AMERICAN ELECT PWR P 2010-03-16 2012-03-26
34 SH AMERICAN EXPRESS CO P 2009-11-13 2012-03-26
7 SH ANADARKO PETE CORP P 2011-03-04 2012-03-26
6 SH APACHE CORP P 2005-02-08 2012-07-06
8 SH APPLE COMPUTER INC P 2008-06-04 2012-03-26
BANK OF AMERICA CORP P   2012-11-30
22 SH BRISTOL MYERS SQUIBB P 2010-09-24 2012-01-23
16 SH BRISTOL MYERS SQUIBB P 2010-09-24 2012-03-05
15 SH BRISTOL MYERS SQUIBB P 2010-09-24 2012-03-26
14 SH BROADCOM CORP P 2008-06-04 2012-01-23
17 SH CVS CORP P 2010-08-05 2012-03-26
9 SH CAPITAL ONE FINANCIAL CO P 2010-09-24 2012-07-06
18 SH CAPITAL ONE FINANCIAL CO P 2010-09-24 2012-09-26
5 SH CATERPILLAR INC P 2009-11-13 2012-03-26
14 SH CATERPILLAR INC P 2009-11-13 2012-09-26
10 SH CHUBB CORP P 2010-09-24 2012-01-23
5 SH CUMMINS INC P 2010-03-10 2012-01-23
7 SH CUMMINS INC P 2010-03-10 2012-03-05
38 SH EATON CORP P 2011-10-11 2012-12-03
ENRON CORP P   2012-07-24
1002.804 FIDELITY ADV DIVERS P 2011-03-04 2012-03-05
361.313 SH FIDELITY ADV DIVERS P 2011-03-04 2012-11-26
20 SH GAMESTOP CORP P 2010-06-09 2012-01-23
21 SH GAMESTOP CORP P 2010-06-09 2012-03-26
53 SH GAMESTOP CORP P 2010-06-09 2012-07-10
160 SH GENERAL ELEC CO P 2009-11-13 2012-09-26
50000 GENERAL ELEC CAP MTN P 2008-05-01 2012-03-03
1 SH GOOGLE INC P 2010-12-10 2012-09-26
8 SH INTERNATIONAL BUSINESS MA P 1993-12-09 2012-01-23
57 SH JOHNSON & JOHNSON P 2010-08-05 2012-03-05
11 SH LAS VEGAS SANDS CORP P 2010-09-24 2012-01-23
9 SH LAS VEGAS SANDS CORP P 2010-09-24 2012-03-26
24 SH LAS VEGAS SANDS CORP P 2010-09-24 2012-03-26
19 SH LILLY ELI & CO P 2010-09-24 2007-06-08
12 SH LILLY ELI & CO P 2010-09-24 2012-03-26
6 SH MCDONALDS CORP P 2010-03-16 2012-03-26
10 SH MCDONALDS CORP P 2010-03-16 2012-07-06
12 SH MCDONALDS CORP P 2010-03-16 2012-07-10
25000 MCGRAW HILL INC P 2007-11-28 2012-11-15
9 SH MEAD JOHNSON NUTRITION CO P 2011-03-16 2012-03-28
21 SH MERCK AND CO INC P 2009-03-20 2012-01-23
14 SH MERCK AND CO INC P 2009-03-20 2012-07-06
12 SH MERCK AND CO INC P 2009-03-20 2012-07-06
48 SH NESTLE SA SPONSORED ADR P 2008-06-04 2012-03-26
1117.639 SH NUVEEN REAL ESTATE P 2010-09-28 2012-01-23
232.86 SH NUVEEN REAL ESTATE P 2010-09-28 2012-07-06
549.767 SH OPPENHEIMER DEVELOP P 2011-03-04 2012-07-06
15 SH PGE CORP P 2010-06-09 2012-01-23
8 SH PEPSICO INC P 2009-03-20 2012-03-26
22 SH PFIZER INC COMMON STOCK P 2008-11-05 2012-03-26
20 SH PFIZER INC COMMON STOCK P 2008-11-05 2012-09-26
.9544 SH ROYAL DUTCH SHELL PLC P 2010-09-24 2012-03-26
.0456 SH ROYAL DUTCH SHELL PLD P 2010-09-24 2012-03-29
846 SH SPDR DJ WILSHIRE INTL P 2011-03-04 2012-07-06
1060.346 SH LAUDUS INTL MARKET P 2007-06-08 2012-01-23
263.158 SH LAUDUS INTL MARKET P   2012-11-26
357.904 SH TEMPLETON INSTL EME P 2010-03-16 2012-07-06
534.312 SH TEMPLETON INSTL EME P 2010-09-22 2012-07-06
329.224 SH TEMPLETON INSTL EME P 2010-09-28 2012-07-06
802.092 SH TEMPLETON INSTL EME P   2012-12-31
1 SH TEVE PHARMACEUTICALS INDS P 2009-06-29 2012-07-06
13 SH TRAVELERS COS INC P 2008-06-04 2012-03-26
10 SH UNITED HEALTH GROUP INC P 2009-03-20 2012-03-26
6 SH VF CORP P 2010-09-24 2012-03-26
4 SH VF CORP P 2010-09-24 2012-09-26
16 SH VERIZON COMMUNICATIONS P 2006-11-02 2012-03-26
7 SH WALMART STORES INC P 2008-06-04 2012-09-26
13 SH WESTERN DIGITAL CORP P 2010-09-24 2012-03-05
12 SH WESTERN DIGITAL CORP P 2010-09-24 2012-03-26
25000 WESTPAC BANKING P 2010-08-05 2012-07-06
7 SH WHOLE FOODS MKT INC P 2010-09-24 2012-01-23
6 SH WHOLE FOODS MKT INC P 2010-09-24 2012-03-28
7 SH ACE LTD P 2008-11-05 2012-03-26
12 SH ASML HOLDING NV NY REG P 2010-03-10 2012-01-23
14 SH ASML HOLDING NV NY REG P 2010-03-10 2012-03-26
.94 SH ASML HOLDING NV NY REG P 2010-03-10 2012-12-28
175 SH FLEXTRONICS INTERNATION P 2010-09-24 2012-03-05
109 SH FLEXTRONICS INTERNATION P 2010-09-24 2012-03-07
21 SH GAMESTOP CORP P 2010-06-09 2012-03-26
280 SH ISHARS MSCI EMERGING MK P 2008-11-05 2012-09-26
CAPITAL GAIN DIVIDENDS P    
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 1,395   1,782 -387
b 1,649   1,834 -185
c 1,839   1,521 318
d 572   558 14
e 61   56 5
4,041   3,715 326
3,340   3,468 -128
7,245   7,197 48
539   602 -63
716   836 -120
1,012   918 94
628   597 31
524   458 66
848   588 260
506   610 -104
1,606   1,532 74
3,434   3,085 349
1,026   1,000 26
783   740 43
548   513 35
518   424 94
16   13 3
1,595   1,281 314
1,261   1,467 -206
556   521 35
1,053   1,008 45
585   504 81
871   810 61
1,224   1,138 86
1,803   1,505 298
1,124   1,007 117
1,398   1,499 -101
5,936   5,711 225
1,099   1,114 -15
541   489 52
543   534 9
1,344   1,387 -43
719   620 99
1,262   931 331
1,064   856 208
868   672 196
932   870 62
3,378   3,198 180
1,107   1,001 106
1,686   1,843 -157
523   398 125
1,425   1,114 311
842   836 6
8,988   9,523 -535
528   519 9
519   517 2
1,049   1,162 -113
540   591 -51
459   505 -46
1,224   1,556 -332
512   523 -11
3,169   2,490 679
497   452 45
1,054   782 272
515   500 15
944   844 100
553   512 41
337   511 -174
750   1,011 -261
789   753 36
845   739 106
466   350 116
721   846 -125
864   1,159 -295
753   587 166
480   523 -43
8,595   8,788 -193
475   485 -10
1,703   1,592 111
1,077   914 163
898   877 21
2,111   1,731 380
1,038   1,009 29
346   519 -173
1,864   1,389 475
319   244 75
142   113 29
576   514 62
691   671 20
1,138   1,083 55
1,842   1,839 3
1,309   1,185 124
1,051   798 253
601   376 225
504   329 175
771   719 52
1,030   996 34
833   664 169
528   516 12
510   391 119
550   391 159
153   149 4
1,922   2,001 -79
772   780 -8
1,015   1,020 -5
554   546 8
939   947 -8
500   445 55
550   560 -10
585   560 25
518   504 14
102   96 6
1,423   1,426 -3
779   779  
3,773   3,667 106
493   465 28
546   444 102
1,624   1,843 -219
634   393 241
14,012   13,878 134
852   796 56
438   497 -59
1,363   1,366 -3
520   518 2
1,006   1,123 -117
478   500 -22
877   720 157
537   396 141
1,825   1,889 -64
527   535 -8
1,263   1,459 -196
1,211   1,166 45
2,160   1,921 239
5,350   4,106 1,244
551   469 82
317   252 65
1,321   1,067 254
839   974 -135
20,956   21,018 -62
4,791   4,642 149
49   42 7
5,783   5,465 318
575   525 50
534   506 28
15,371   17,653 -2,282
1,094   807 287
858   784 74
752   692 60
507   477 30
502   442 60
521   468 53
506   468 38
595   568 27
1,052   947 105
11   12 -1
716   724 -8
467   532 -65
539   459 80
643   593 50
23,052   22,222 830
549   505 44
5,243   5,451 -208
75   77 -2
564   525 39
18,535   16,969 1,566
13,023   14,291 -1,268
431   508 -77
786   943 -157
492   485 7
1,654   1,575 79
1,033   865 168
6,971   7,273 -302
862   899 -37
588   535 53
1,021   1,179 -158
1,022   972 50
782   663 119
521   548 -27
660   547 113
539   457 82
512   607 -95
831   943 -112
662   516 146
781   717 64
450   435 15
380   310 70
253   249 4
516   524 -8
648   620 28
995   894 101
1,488   1,810 -322
1,663   1,810 -147
487   459 28
564   481 83
901   801 100
601   481 120
17,284   17,366 -82
4,331   4,228 103
20,167   19,507 660
25,167   24,631 536
1,755   1,493 262
1,533   1,389 144
1,983   1,366 617
553   565 -12
513   329 184
4,794   1,484 3,310
3     3
716   610 106
525   444 81
501   416 85
488   382 106
774   516 258
485   354 131
1,006   708 298
543   295 248
1,217   826 391
714   572 142
528   301 227
834   422 412
1,974   1,541 433
770     770
15,433   17,128 -1,695
10,145   10,783 -638
495   426 69
505   447 58
934   1,129 -195
3,538   2,523 1,015
50,000   50,111 -111
753   593 160
1,514   107 1,407
3,686   3,407 279
526   369 157
490   302 188
1,415   806 609
749   687 62
481   434 47
579   397 182
892   661 231
1,088   794 294
25,000   25,431 -431
740   503 237
817   558 259
538   372 166
497   319 178
3,014   2,373 641
22,017   19,033 2,984
5,074   3,966 1,108
17,268   19,154 -1,886
607   604 3
525   401 124
488   382 106
498   349 149
69   58 11
3   3  
30,989   33,636 -2,647
18,556   24,541 -5,985
5,071   5,807 -736
3,822   5,168 -1,346
5,706   8,142 -2,436
3,516   5,106 -1,590
8,414   11,744 -3,330
39   49 -10
764   641 123
547   204 343
895   472 423
632   315 317
626   530 96
522   402 120
493   362 131
511   333 178
25,281   25,231 50
534   260 274
508   223 285
516   381 135
525   416 109
683   485 198
58   28 30
1,213   1,036 177
743   645 98
495   447 48
11,457   7,143 4,314
      7,449
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       -387
b       -185
c       318
d       14
e       5
      326
      -128
      48
      -63
      -120
      94
      31
      66
      260
      -104
      74
      349
      26
      43
      35
      94
      3
      314
      -206
      35
      45
      81
      61
      86
      298
      117
      -101
      225
      -15
      52
      9
      -43
      99
      331
      208
      196
      62
      180
      106
      -157
      125
      311
      6
      -535
      9
      2
      -113
      -51
      -46
      -332
      -11
      679
      45
      272
      15
      100
      41
      -174
      -261
      36
      106
      116
      -125
      -295
      166
      -43
      -193
      -10
      111
      163
      21
      380
      29
      -173
      475
      75
      29
      62
      20
      55
      3
      124
      253
      225
      175
      52
      34
      169
      12
      119
      159
      4
      -79
      -8
      -5
      8
      -8
      55
      -10
      25
      14
      6
      -3
       
      106
      28
      102
      -219
      241
      134
      56
      -59
      -3
      2
      -117
      -22
      157
      141
      -64
      -8
      -196
      45
      239
      1,244
      82
      65
      254
      -135
      -62
      149
      7
      318
      50
      28
      -2,282
      287
      74
      60
      30
      60
      53
      38
      27
      105
      -1
      -8
      -65
      80
      50
      830
      44
      -208
      -2
      39
      1,566
      -1,268
      -77
      -157
      7
      79
      168
      -302
      -37
      53
      -158
      50
      119
      -27
      113
      82
      -95
      -112
      146
      64
      15
      70
      4
      -8
      28
      101
      -322
      -147
      28
      83
      100
      120
      -82
      103
      660
      536
      262
      144
      617
      -12
      184
      3,310
      3
      106
      81
      85
      106
      258
      131
      298
      248
      391
      142
      227
      412
      433
      770
      -1,695
      -638
      69
      58
      -195
      1,015
      -111
      160
      1,407
      279
      157
      188
      609
      62
      47
      182
      231
      294
      -431
      237
      259
      166
      178
      641
      2,984
      1,108
      -1,886
      3
      124
      106
      149
      11
       
      -2,647
      -5,985
      -736
      -1,346
      -2,436
      -1,590
      -3,330
      -10
      123
      343
      423
      317
      96
      120
      131
      178
      50
      274
      285
      135
      109
      198
      30
      177
      98
      48
      4,314
       
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 19,252
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 . . . . . . . . . . . . . . . . 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If “Yes,” the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2011 79,882 1,614,212 0.049487
2010 77,498 1,601,484 0.048391
2009 78,598 1,498,967 0.052435
2008 84,992 1,760,564 0.048275
2007 94,449 1,990,660 0.047446
2 Total of line 1, column (d) ...................... 2 0.246034
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.049207
4 Enter the net value of noncharitable-use assets for 2012 from Part X, line 5..... 4 1,566,311
5 Multiply line 4 by line 3....................... 5 77,073
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 436
7 Add lines 5 and 6......................... 7 77,509
8 Enter qualifying distributions from Part XII, line 4.............. 8 76,390
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions.
Form 990-PF (2012)
Form 990-PF (2012)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A” on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 871
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2  
3 Add lines 1 and 2............................ 3 871
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4  
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 871
6 Credits/Payments:
a 2012 estimated tax payments and 2011 overpayment credited to 2012 6a 520
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c  
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 520
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9 351
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10  
11 Enter the amount of line 10 to be: Credited to 2013 estimated taxBullet   Refunded Bullet 11  
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is “Yes” to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If “Yes,” attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If “Yes,” attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If “Yes,” has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If “Yes,” attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If “Yes,” complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletCO
    b
    If the answer is “Yes” to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If “No,” attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2012 or the taxable year beginning in 2012 (see instructions for Part XIV)?
    If “Yes,” complete Part XIV.............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If “Yes,” attach a schedule listing their names and addresses.
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletKAMI POMERANTZHOLLAND & HART Telephone no.bullet (303) 295-8095
    Located atbullet555 17TH ST 3200DENVERCO ZIP+4bullet80202
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16
    At any time during calendar year 2012, did the foundation have an interest in or a signature or other authority over
    a bank, securities, or other financial account in a foreign country? .................
    16
     
    No
    See instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the foreign country bullet  
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the “Yes” column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check “No”
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is “Yes” to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
     
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2012?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2012, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2012?...............
    If “Yes,” list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer “No” and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?.........................
    b
    If “Yes,” did it have excess business holdings in 2012 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2012.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2012?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)........
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is “Yes” to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
     
    .........bullet
    c
    If the answer is “Yes” to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If “Yes,” attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?........................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If “Yes” to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    SAMUEL GUYTON PRESIDENT, DIRECTOR
    3.0     		0 0 0
    555 17TH STREET
    DENVER,CO80202
    CLAUDE M MAER JR DIRECTOR
    2.0     		0 0 0
    555 17TH STREET
    DENVER,CO80202
    KAMI POMERANTZ VP, TREASURER, DIRECTOR
    3.0     		0 0 0
    555 17TH STREET
    DENVER,CO80202
    JEAN GUYTON SECRETARY
    2.0     		0 0 0
    555 17TH STREET
    DENVER,CO80202
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE.”
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
     
    Total number of other employees paid over $50,000...................bullet 0
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
     
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1 PROVISION OF FUNDING TO 39 CHARITIES FOR CONTINUATION OF THEIR CHARITABLE ACTIVITIES 73,000
    2  
    3  
    4  
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1 NOT APPLICABLE  
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3..........................bullet  
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    943,810
    b
    Average of monthly cash balances.......................
    1b
    40,319
    c
    Fair market value of all other assets (see instructions)................
    1c
    606,034
    d
    Total (add lines 1a, b, and c).........................
    1d
    1,590,163
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    1,590,163
    4
    Cash deemed held for charitable activities. Enter 1 1⁄2% of line 3 (for greater amount, see
    instructions) .............................
    4
    23,852
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    1,566,311
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    78,316
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    78,316
    2a
    Tax on investment income for 2012 from Part VI, line 5......
    2a
    871
    b
    Income tax for 2012. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    871
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    77,445
    4
    Recoveries of amounts treated as qualifying distributions................
    4
     
    5
    Add lines 3 and 4............................
    5
    77,445
    6
    Deduction from distributable amount (see instructions).................
    6
     
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
    77,445
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    76,390
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
    0
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
    0
    b
    Cash distribution test (attach the required schedule) .................
    3b
    0
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    76,390
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
     
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    76,390
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 8
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2011     		(c)
    2011     		(d)
    2012
    1 Distributable amount for 2012 from Part XI, line 7 77,445
    2 Undistributed income, if any, as of the end of 2012:
    a Enter amount for 2011 only....... 0
    b Total for prior years:2010, 2009, 2008 0
    3 Excess distributions carryover, if any, to 2012:
    a From 2007.......  
    b From 2008.......  
    c From 2009....... 4,312
    d From 2010.......  
    e From 2011....... 207
    fTotal of lines 3a through e......... 4,519
    4Qualifying distributions for 2012 from Part
    XII, line 4: bullet$ 76,390
    a Applied to 2011, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions)......     		 
    c Treated as distributions out of corpus (Election
    required—see instructions).........     		 
    d Applied to 2012 distributable amount..... 76,390
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2012. 1,055 1,055
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 3,464
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		 
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2011. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2012. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2013 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see
    instructions) .............     		 
    8Excess distributions carryover from 2007 not
    applied on line 5 or line 7 (see instructions) ...     		 
    9Excess distributions carryover to 2013.
    Subtract lines 7 and 8 from line 6a ......     		3,464
    10 Analysis of line 9:
    a Excess from 2008....  
    b Excess from 2009.... 3,257
    c Excess from 2010....  
    d Excess from 2011.... 207
    e Excess from 2012....  
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 9
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2012, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2012 (b) 2011 (c) 2010 (d) 2009
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ....     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets” alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment” alternative test— enter 2⁄3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support” alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    NONE
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    NONE
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    LEGAL AID FOUNDATION OF COLORADO
    1900 GRANT STREET
    DENVER,CO80203     		NONE 501(C)(3) MISCELLANEOUS EXPENSE ASSIST INDIGENT 1,000
    MI CASA RESOURCE CENTER FOR WOMEN
    571 GALAPAGO STREET
    DENVER,CO802025032     		NONE 501(C)(3) EMPLOYMENT TRAINING FOR HISPANIC WOMEN 3,000
    REBUILDING TOGETHER
    1899 L STREET SUITE 1000
    WASHINGTON DC,DC20036     		NONE 501(C)(3) PROVIDE AFFORDABLE HOUSING 1,000
    SAFEHOUSE DENVER INC
    1649 DOWNING STREET
    DENVER,CO80218     		NONE 501(C)(3) SHELTER AND SUPPORT FOR THE NEEDY 2,000
    SALVATION ARMY
    1370 PENNLYLVANIA STREET
    DENVER,CO80201     		NONE 501(C)(3) PROVIDE HUMAN NEED SERVICES 3,000
    SAVE OUR YOUTH
    3443 WEST 23RD AVENUE
    DENVER,CO80211     		NONE 501(C)(3) OUTREACH TO CHILDREN IN THE COMMUNITY 1,000
    UNIVERSITY OF COLORADO CANCER CENTER
    4200 E 9TH AVENUE 8188
    DENVER,CO80262     		NONE 501(C)(3) MEDICAL RESEARCH 1,000
    UNIVERSITY OF COLORADO FOUNDATION
    4740 WALNUT ST
    BOULDER,CO803090471     		NONE 501(C)(3) EDUCATION 2,000
    VOLUNTEERS FOR OUTDOOR COLORADO
    600 S MARION PARKWAY
    DENVER,CO80209     		NONE 501(C)(3) OUTDOOR EDUCATION AND CONSERVATION 500
    WESTERN MUSEUM OF MINING & INDUSTRY
    1025 NORTH GATE ROAD
    COLORADO SPRINGS,CO80921     		NONE 501(C)(3) EXHIBITION OF CULTURAL MINING HISTORY 2,000
    ALZHEIMER'S ASSOCIATION - ROCKY MOUNTAIN CHAPTER
    789 SHERMAN STREET SUITE 500
    DENVER,CO802033532     		NONE 501(C)(3) MEDICAL CARE 2,000
    ARCHDIOCESE OF DENVER SAMARITAN SHELTER
    PO BOX 19020
    DENVER,CO80219     		NONE 501(C)(3) INDIGENT CARE 2,000
    SAME CAFE
    2023 E COLFAX AVE
    DENVER,CO80206     		NONE 501(C)(3) PROVIDE HEALTHY FOOD FOR EVERYONE 1,500
    COLORADO CENTER ON LAW AND POLICY
    623 FOX SUITE 300
    DENVER,CO80204     		NONE 501(C)(3) EDUCATION AND INDIGENT SUPPORT 1,000
    COLORADO HISTORICAL SOCIETY
    1300 BROADWAY
    DENVER,CO80203     		NONE 501(C)(3) HISTORIC PRESERVATION 2,000
    COLORADO SYMPHONY ASSOCIATION
    1036 14TH STREET
    DENVER,CO80202     		NONE 501(C)(3) CULTURAL EDUCATION 2,500
    COLORADO UPLIFT
    1888 SHERMAN STREET SUITE 570
    DENVER,CO80203     		NONE 501(C)(3) EDUCATION/CHARITY 3,000
    THE DENVER ART MUSEUM
    100 WEST 14TH AVENUE PARKWAY
    DENVER,CO80204     		NONE 501(C)(3) CULTURAL EDUCATION 2,500
    DENVER MUSUEM OF NATURE AND SCIENCE
    2001 COLORADO BLVD
    DENVER,CO802055798     		NONE 501(C)(3) EXHIBITIONS-WILDLIFE, HISTORIC CIVILIZATIONS 2,000
    HEALTH SET
    4200 WEST CONEJOS 436
    DENVER,CO80204     		NONE 501(C)(3) MEDICAL CARE 3,000
    KARIS COMMUNITY HOME
    1361 DETROIT
    DENVER,CO80206     		NONE 501(C)(3) PROVIDE HOUSING FOR THE MENTALLY DISTURBED 2,000
    KEMPE CHILDREN'S FOUNDATION
    1056 EAST 19TH AVENUE B138
    DENVER,CO80218     		NONE 501(C)(3) MEDICAL RESEARCH 2,000
    ENERGY OUTREACH COLORADO
    225 E 16TH AVE 200
    DENVER,CO802031612     		NONE 501(C)(3) ENERGY ASSISTANCE 2,000
    SUMMER SCHOLARS
    3401 QUEBEC ST 5010
    DENVER,CO80207     		NONE 501(C)(3) PROMOTE ACADEMIC SUCCESS FOR STRUGGLING ELEMENTARY STUDENTS 1,500
    HABITAT FOR HUMANITY FOR COLORADO
    PO BOX 40636
    DENVER,CO80204     		NONE 501(C)(3) BUILD AFFORDABLE HOMES FOR PEOPLE IN NEED 1,500
    AMERICAN RED CROSS -PALM BEACH CHAPTER
    756 HI-MOUNT ROAD
    PALM BEACH,CA33480     		NONE 501(C)(3) DISASTER RELIEF 5,000
    JEWISH FAMILY SERVICES OF DENVER
    3201 S TAMARAC DR
    DENVER,CO80231     		NONE 501(C)(3) RESTORE WELL-BEING TO THE VULNERABLE 3,000
    CONFLICT CENTER
    4140 TEJON ST
    DENVER,CO80203     		NONE 501(C)(3) VIOLENCE PREVENTION 1,500
    VOLUNTEERS OF AMERICA
    2660 LARIMER STREET
    DENVER,CO80205     		NONE 501(C)(3) WORK WITH INDIGENT AND HOMELESS 1,000
    HORIZONS
    COLORADO ACADEMY
    3800 SOUTH PIERCH ST
    DENVER,CO80235     		NONE 501(C)(3) EDUCATION AND RECREATIONAL SUMMER PROGRAMS FOR INNER CITY ELEMENTARY AGE STUDENTS. 2,000
    HOSPICE OF METRO DENVER
    425 SOUTH CHERRY STREET 700
    DENVER,CO802461234     		NONE 501(C)(3) MEDICAL CARE FOR THE TERMINALLY ILL 2,500
    FOODWORKS OF COLORADO
    5725 E 39TH AVE
    DENVER,CO80207     		NONE 501(C)(3) NOURISH BODY & SPIRIT THROUGH VOCATIONAL TRAINING AND LIFE SKILLS DEVELOPMENT 2,500
    JEFFCO ACTION CENTER
    8755 WEST 14TH AVE
    LAKEWOOD,CO80215     		NONE 501(C)(3) IMMEDIATE RESPONSE TO BASIC HUMAN NEEDS AND PROVOTES PATHWAYS TO SELF-SUFFICIENCY 2,500
    BOYS AND GIRLS CLUBS OF METRO DENVER
    2017 WEST 9TH AVENUE
    DENVER,CO80204     		NONE 501(C)(3) EDUCATIONAL AND RECREATIONAL PROGRAMS FOR CHILDREN IN THE COMMUNITY 1,000
    INVEST IN KIDS
    1775 SHERMAN STREET 2705
    DENVER,CO80203     		NONE 501(C)(3) PROGRAMS TO IMPROVE THE HEALTH AND WELL BEING OF CHILDREN AND FAMILIES 1,000
    SPECIAL OLYMPICS OF COLORADO
    384 INVERNESS PARKWAY SUITE 100
    ENGLEWOOD,CO80112     		NONE 501(C)(3) TO PROVIDE SPORTS TRAINING AND COMPETITION FOR PEOPLE WITH DISABILITITES 1,000
    WEBB-WARING INST FOR CANCER
    4200 EAST 9TH AVE
    DENVER,CO80220     		NONE 501(C)(3) MEDICAL RESEARCH 1,000
    DEER HILL FOUNDATION
    PO BOX 180
    MANCOS,CO81328     		NONE 501(C)(3) PROVIDE SCHOLARSHIP GRANTS FOR PARTICIPATION IN SUMMER CAMPS 1,000
    WILDERNESS WORKSHOP
    PO BOX 1442
    CARBONDALE,CO81623     		NONE 501(C)(3) TO PROTECT ECOLOGICAL HEALTH OF PUBLIC LANDS 1,000
    Total .................................bullet 3a 73,000
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3Interest on savings and temporary cash investments          
    4 Dividends and interest from securities....     14 43,358  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8Gain or (loss) from sales of assets other than inventory     18 19,252  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: aLITIGATION SETTLE     01 773  
    bEXCISE TAX REFUND     01 1,410  
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   64,793  
    13Total. Add line 12, columns (b), (d), and (e)..................
    1364,793
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section
    Yes
    No
    501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is “Yes,” complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If “Yes,” complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2012)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2012 AccountingFeesSchedule
    Name:
    THE HUMPHREYS FOUNDATION
    EIN: 84-6021274
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    TAX PREPARATION FEE 1,575 1,339   236

    TY 2012 AllOthProgRltdInvestmentsSch
    Name:
    THE HUMPHREYS FOUNDATION
    EIN: 84-6021274
    Category Amount
    NONE  

    Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

    TY 2012 DepreciationSchedule
    Name:
    THE HUMPHREYS FOUNDATION
    EIN: 84-6021274
    Description of Property Date Acquired Cost or Other Basis Prior Years' Depreciation Computation Method Rate /
    Life (# of years)    		 Current Year's Depreciation Expense Net Investment Income Adjusted Net Income Cost of Goods Sold Not Included

    TY 2012 InvestmentsCorpBondsSchedule
    Name:
    THE HUMPHREYS FOUNDATION
    EIN: 84-6021274
    Name of Bond End of Year Book Value End of Year Fair Market Value
    25,000 CISCO SYSTEMS 25,457 25,374
    25,000 MCGRAW HILL 0 0
    25,000 GENERAL ELEC. CAP CORP 26,211 25,890
    50,000 HONEYWELL INTL 50,301 50,314
    25,000 BERKSHIRE HATHAWAY FIN 25,730 25,711
    25,000 WESTPAC BANKING CORP 0 0
    4617.437 AMERICAN CENTY INT BD 0 0
    3553.738 CREDIT SUISSE COMMD 30,260 28,537
    4745.575 DRIEHAUS SELECT CREDI 47,131 46,839
    2797.146 INV BALANCE RISK 28,626 28,839
    9947.369 LOOMIS SAYLES ABS 97,505 101,264
    10842.387 NUVEEN HIGH INCOME 94,348 98,774
    7546.743 NUVEEN INFLATION PRO 81,334 90,636
    2060.542 T ROWE PRICE INTL BD 0 0
    25000 MORGAN STANLEY 25,008 26,056
    25000 BHP BILLITON 25,356 25,302
    3320.239 PRINCIPAL PREFERRED 33,548 34,796
    25,000 JP MORGAN CHASE 25,561 25,391

    TY 2012 InvestmentsCorpStockSchedule
    Name:
    THE HUMPHREYS FOUNDATION
    EIN: 84-6021274
    Name of Stock End of Year Book Value End of Year Fair Market Value
    43 SH ABBOTT LABS 2,467 2,816
    43 SH ACME PACKET INC. 0 0
    39 SH AFLAC INC 0 0
    7 SH ALEXION PHARMACEUTICALS 458 656
    18 SH ALLERGAN INC 1,516 1,650
    41 SH ALTERA CORP 0 0
    6 SH AMAZON COM INC. 961 1,505
    83 SH AMERICAN ELECTRIC POWER 0 0
    34 SH AMERICAN EXPRESS CO 0 0
    11 SH AMERIPRISE FINL INC 637 689
    53 SH AMERISOURCEBERGEN CORP 2,043 2,289
    40 SH AMETEK INC 1,027 1,503
    24 SH ANADARKO PETROLEUM CORP 1,936 1,783
    21 SH APACHE CORP 1,151 1,649
    20 SH APPLE INC 4,128 10,643
    85 SH AT&T 3,137 2,865
    23 SH AVALOBAY CMNTS INC 1,047 3,119
    30 SH BEAM INC 0 0
    10 SH BLACKROCK INC 1,533 2,067
    31 SH BORG WARNER INC 2,471 2,220
    24 SH BOEING CO 0 0
    57 SH BRISTOL MYERS SQUIBB 1,582 1,858
    42 SH BROADCOM CORP CL A 1,147 1,395
    43 SH CAMERON INTL CORP 2,160 2,428
    30 SH CAPITAL ONE FINANCIAL 1,180 1,738
    23 SH CATERPILLAR INC 1,357 2,061
    20 SH CELGENE CORP 1,559 1,569
    9 SH CERNER CORPORATION 546 698
    69 SH CHEVRON CORPORATION 4,572 7,462
    5 SH CHIPTOLE MEXICAN GRILL 0 0
    24 SH CHUBB CORP 1,372 1,808
    54 SH CISCO SYS INC. 905 1,061
    85 SH CITIGROUP INC 3,627 3,363
    25 SH COACH INC 0 0
    92 SH COCA COLA COMPANY 3,077 3,335
    16 SH COGNIZANT TECH SOLUTIONS 1,215 1,182
    66 SH COMCAST CORP 1,515 2,466
    19 SH CONCHO RES INC 0 0
    141 SH CORNING INC 0 0
    39 SH CULLEN FROST BANKERS INC 1,929 2,117
    9 SH CUMMINS INC. 542 975
    39 SH CVS/CAREMARK CORP 1,375 1,886
    33 SH DANAHER CORP 1,778 1,845
    12 SH DEERE & CO 993 1,037
    17 SH DIRECTV 816 853
    12 SH DISNEY WALT CO 531 597
    20 SH DOLLAR GENERAL CORP 1,055 882
    12 SH DOVER CORP 760 789
    21 SH DU PONT E I DE NEMOURS 1,112 945
    78 SH E BAY INC 2,600 3,978
    38 SH EATON CORP 0 0
    53 SH EMC CORPORATION 1,567 1,341
    60 SH ELI LILLY CO 2,170 2,959
    35 SH EMERSON ELEC CO 1,602 1,854
    13 SH EQUINIX INC 1,972 2,681
    53 SH EQUITABLE CORP 3,014 3,126
    23 SH EXPRESS SCRIPTS INC 1,206 1,242
    60 SH FIDELITY NATL INFO SVCS 2,001 2,089
    13 SH FLOWSERVE CORP 1,498 1,908
    30 SH FLUOR CORP 1,723 1,762
    22 SH FORTINET INC 428 462
    46 SH FREEPORT MCMORAN COPPER 1,210 1,573
    96 SH FRONTIER COMMUNICATIONS 787 411
    115 SH GAMESTOP CORP 0 0
    39 SH GENERAL DYNAMICS CORP 1,577 2,702
    160 SH GENERAL ELECTRIC CO. 0 0
    11 SH GILEAD SCIENCES INC. 520 808
    8 SH GOOGLE INC 3,778 5,659
    28 SH HALLIBURTON CO 943 971
    25 SH HASBRO INC 849 898
    51 SH HESS CORP 2,915 2,701
    93 SH HEWLETT PACKARD CO 2,311 1,325
    41 SH IBM 1,662 7,854
    75 SH INTEL CORP 1,731 1,547
    16 SH ITC HOLDINGS CORP 1,174 1,231
    66 SH JP MORGAN CHASE & CO 1,630 2,902
    57 SH JOHNSON JOHNSON 0 0
    38 SH KIMBERLY CLARK CORP 2,519 3,208
    61 SH KINDER MORGAN INC 1,657 2,155
    40 SH LAUDER ESTEE COS INC 2,437 2,394
    44 SH LAS VEGAS SANDS CORP 0 0
    169 SH LEGGETT PLATT INC 0 0
    20 SH LOCKHEED MARTIN CORP 1,522 1,846
    24 SH LORILLARD INC 2,917 2,800
    10 SH LULULEMON ATHLETICA INC 589 762
    5 SH MASTERCARD INC. 0 0
    13 SH MANPOWER INC. 553 552
    76 SH MATTEL INC 2,107 2,783
    45 SH MCCORMICK CO INC 2,133 2,859
    14 SH SH MCDONALDS CORP. 926 1,235
    42 SH MCGRAW HILL COMPANIES 1,386 2,296
    23 MEAD JOHNSON NUTRITION CORP 0 0
    70 SH MERCK AND CO INC. 1,859 2,866
    58 SH MICROCHIP TECHNOLOGY INC 1,969 1,890
    233 SH SH MICROSOFT CORP 6,716 6,223
    6 SH MONSANTO CO 545 568
    156 SH SH MORGAN STANLEY 3,685 2,983
    29 SH MOSAIC CO 0 0
    46 SH MOTOROLA INC 2,204 2,561
    186 NEW YORK COMMUNITY BANCORP 2,356 2,437
    47 SH NEXTERA ENERGY INC 2,586 3,252
    14 SH NIKE INC 750 722
    36 SH OCCIDENTAL PETE CORP 1,926 2,758
    36 SH ONEOK INC 1,551 1,881
    98 SH ORACLE CORPORATION 2,631 3,265
    55 SH PGE CORP 2,214 2,210
    29 SH PACCAR INC 1,099 1,311
    9 SH PALL CORP 549 542
    27 SH PARKER HANNIFIN CORP 2,041 2,297
    47 SH PEPSICO INC. 2,364 3,216
    137 SH PFIZER INC. 2,388 3,436
    39 SH PHILLIP MORRIS INTL 2,572 3,262
    49 SH PROCTER & GAMBLE CO 0 0
    12 SH PIONEER NAT RES 1,145 1,279
    2 SH PRICELINE COM INC 1,398 1,241
    82 SH QUALCOMM INC. 4,444 5,072
    7 SH RALPH LAUREN CORP 1,116 1,049
    33 SH RAYTHEON COMPANY 1,385 1,899
    18 SH ROCKWELL AUTOMATION INC 1,330 1,512
    25 SH SCHEIN HENRY INC 1,915 2,011
    32 SH SANDISK CORP 0 0
    137 SH SOUTHERN CO 4,545 5,865
    89 SH SOUTHERN COPPER CORP 2,474 3,370
    16 SH ST JUDE MED INC. 657 578
    89 SH STAPLES INC 1,035 1,015
    25 SH STARBUCKS CORP 1,044 1,341
    18 SH STRYKER CORP 1,007 987
    27 SH TEXAS INSTRUMENTS INC 870 834
    49 SH THE GAP INC 1,363 1,521
    96 SH TJX COS INC 1,180 4,075
    25 THERMO FISHER SCIENTIFIC 1,437 1,595
    29 SH TIME WARNER CABLE INC 2,277 2,819
    48 SH TRAVELERS COS INC 2,367 3,447
    38 SH UNION PACIFIC CORP 3,116 4,777
    27 SH UNITED HEALTH GROUP INC 552 1,464
    29 SH UNITED TECHNOLOGIES CO 2,291 2,378
    43 SH US BANCORP 1,463 1,373
    29 SH V F CORP 2,283 4,377
    13 SH VARIAN MED SYS INC 896 913
    37 SH VERIFONE SYSTEMS INC 0 0
    25 SH VERIZON COMMUNICATIONS 829 1,082
    11 SH VMWARE INC. 922 1,035
    38 SH WAL MART STORES INC. 2,185 2,593
    29 SH WALGREEN CO 1,056 1,073
    87 SH WASTE MGMT INC 2,703 2,935
    23 WATSON PHARMACEUTICALS INC 0 0
    82 SH WELLS FARGO & CO 2,706 2,803
    72 SH WESTERN DIGITAL CORP 2,005 3,058
    10 SH WHOLE FOODS MKT INC. 371 912
    16 SH WILLIAMS SONOMA INC 623 700
    53 SH YUM BRANDS INC 2,858 3,518
    1556.86 ABERDEEN FDS EMRGN MK 20,083 24,692
    1433.412 AMERICAN CENTY REAL E 30,477 33,829
    2092.915 SH AMERICAN CENTY VST 31,826 38,363
    1358.952 E II INTL PPTY 22,036 26,228
    4084.419 FIDELITY ADV DIVERS 66,651 66,821
    1396.631 FORWARD INTL REAL EST 22,036 24,078
    2924.777 HIGHLAND LONG SHORT 0 0
    280 ISHARE MSCI EMERG MKT INX 0 0
    3807.5 LAUDUS INTL MRKTMASTERS 77,429 75,465
    311.634 SH NEUBERGER BERMAN GE 12,689 15,183
    1815.596 NUVEEN REAL ESTATE SE 29,735 38,600
    678.2 OPPENHEIMER DEVELOPING 22,753 23,659
    3636.823 PYXIS LONG SHORT EQUI 41,074 40,660
    1620.12 ROWE T PRICE MID CAP 35,445 38,948
    2420.759 SH SCOUT INTERNTL FD 72,772 80,732
    1796 SPDR DJ WILSHIRE INTL 0 0
    379.541 SH T ROWE PRICE SM CAP 12,045 14,867
    2023.532 SH TEMPLETON INST EMG 0 0
    2575.7 TFS MARKET NEUTRAL FD 39,202 40,232
    3635.752 TURNER SPECTRUM FUND 41,040 39,593
    58 SH ACCENTURE PLC 3,304 3,857
    35 SH ACE LTD 1,905 2,793
    18 SH ANHEUSER BUSCH INBEV 1,578 1,573
    49 SH ARM HOLDINGS 0 0
    16 SH ASML HOLDINGS 474 1,030
    30 SH BHP BILLITON LIMITED 1,188 2,353
    14 SH BAIDU COM INC. ADR 1,593 1,404
    26 SH CARNIVAL CORP 844 956
    25 SH DIAGEO PLC SPONSORED 2,448 2,915
    99 SH EATON CORP 5,143 5,364
    14 SH ENBRIDGE INC 513 606
    75 SH FLEXTRONICS INTERNTL 444 466
    30 SH MICHAEL KORS HOLDINGS 1,444 1,531
    28 SH GOLDCORP INC 0 0
    48 SH NESTLE SA SPONSORED 0 0
    15 SH NETEASE INC 892 638
    15 SH NOVO NORDISK 1,473 2,448
    25 SH NPX SEMICONDUCTORS 514 658
    75 SH ROYAL DUTCH SHELL 4,703 5,171
    63 SH SANOFI 2,065 2,985
    25 SH SCHLUMBERGER LTD 1,670 1,732
    81 SH SEADRILL LIMITED 2,452 2,981
    16 SH SHIRE PLC 0 0
    75 SH TEVA PHARMACEUTICAL IND 3,618 2,801
    36 SH THOMPSON REUTERS CORP 937 1,046
    87 SH VALE SA SP 2,014 1,824

    TY 2012 LandEtcSchedule2
    Name:
    THE HUMPHREYS FOUNDATION
    EIN: 84-6021274
    Category / Item Cost / Other Basis Accumulated Depreciation Book Value End of Year Fair Market Value


    TY 2012 OtherExpensesSchedule
    Name:
    THE HUMPHREYS FOUNDATION
    EIN: 84-6021274
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    OFFICE EXPENSES 84 84    
    BANK FEES 406 406    


    TY 2012 OtherIncomeSchedule2
    Name:
    THE HUMPHREYS FOUNDATION
    EIN: 84-6021274
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    LITIGATION SETTLEMENT 773 773  
    EXCISE TAX REFUND 1,410    


    TY 2012 OtherProfessionalFeesSchedule
    Name:
    THE HUMPHREYS FOUNDATION
    EIN: 84-6021274
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ACCOUNT MANAGEMENT FEE 21,024 17,870   3,154


    TY 2012 TaxesSchedule
    Name:
    THE HUMPHREYS FOUNDATION
    EIN: 84-6021274
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAXES PAID 121 121