Form990-PF

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Nonexempt Charitable Trust
Treated as a Private Foundation
Note. The foundation may be able to use a copy of this return to satisfy state reporting requirements.
OMB No. 1545-0052
2012
Open to Public Inspection
For calendar year 2012, or tax year beginning 01-01-2012 , and ending 12-31-2012
Name of foundation
FRED AND NANCY BRUMLEY FDN 552-1019851893
 

Number and street (or P.O. box number if mail is not delivered to street address)1525 W WT HARRIS BLVD D1114-044   Room/suite
City or town, state, and ZIP code
CHARLOTTE, NC28288
A Employer identification number

37-1588721
B Telephone number (see instructions)

(336) 747-8002
C bullet
G Check all that apply:

D 1. bullet
2. bullet
H Check type of organization:
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$4,310,878J Accounting method:
 
(Part I, column (d) must be on cash basis.)
E bullet
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet
3 Interest on savings and temporary cash investments 31 31  
4 Dividends and interest from securities...... 132,540 131,151  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 204,890
b Gross sales price for all assets on line 6a 1,195,778
7 Capital gain net income (from Part IV, line 2)... 204,890
8 Net short-term capital gain......... 0
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 337,461 336,072  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 35,220 26,415   8,805
14 Other employee salaries and wages......   0 0 0
15 Pension plans, employee benefits.......   0 0  
16a Legal fees (attach schedule).........       0
b Accounting fees (attach schedule).......        
c Other professional fees (attach schedule).... Click to see attachment 4,631 4,631   0
17 Interest...............       0
18 Taxes (attach schedule) (see instructions) Click to see attachment 7,579 2,077   0
19 Depreciation (attach schedule) and depletion... 0 0  
20 Occupancy..............        
21 Travel, conferences, and meetings.......   0 0  
22 Printing and publications..........   0 0  
23 Other expenses (attach schedule)....... Click to see attachment 44 44    
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 47,474 33,167 0 8,805
25 Contributions, gifts, grants paid........ 129,285 129,285
26 Total expenses and disbursements. Add lines 24 and 25 176,759 33,167 0 138,090
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 160,702
b Net investment income (if negative, enter -0-) 302,905
c Adjusted net income (if negative, enter -0-)... 0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2012)
Form 990-PF (2012)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............... 0    
2 Savings and temporary cash investments.......... 289,875 290,016 290,016
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet     0 0
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see page 15 of the
instructions)....................      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet0      
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)........ 694,893 Click to see attachment2,291,466 2,543,272
c Investments—corporate bonds (attach schedule)........      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)........... 2,842,279 Click to see attachment1,438,205 1,477,590
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 3,827,047 4,019,687 4,310,878
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable...................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)..........   0
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted....................    
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds......... 3,827,047 4,019,687
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds    
30 Total net assets or fund balances (see page 17 of the
instructions).................... 3,827,047 4,019,687
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 3,827,047 4,019,687
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 3,827,047
2 Enter amount from Part I, line 27a..................... 2 160,702
3 Other increases not included in line 2 (itemize) bulletClick to see attachment 3 36,278
4 Add lines 1, 2, and 3.......................... 4 4,024,027
5 Decreases not included in line 2 (itemize) bulletClick to see attachment 5 4,340
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 4,019,687
Form 990-PF (2012)
Form 990-PF (2012)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a 166. AT&T INC   2011-11-18 2012-10-15
b 92. ABBOTT LABS W/RIGHTS ATTACHED EXP 11/10/2009   2011-11-18 2012-07-25
c 84. ABBOTT LABS W/RIGHTS ATTACHED EXP 11/10/2009   2011-11-18 2012-08-13
d 92. ABBOTT LABS W/RIGHTS ATTACHED EXP 11/10/2009   2011-11-18 2012-10-15
e 192. AGILENT TECHNOLOGIES INC COM   2011-05-27 2012-03-14
14. ALLIANCE DATA SYSTEMS CORP COM   2011-11-07 2012-10-26
163. AMERIPRISE FINANCIAL INC   2010-02-09 2012-02-21
4. APPLE COMPUTER INC COM   2010-07-12 2012-09-24
377. BANK NEW YORK MELLON CORP COM   2011-08-25 2012-01-09
240. BRISTOL-MYERS SQUIBB CO COM   2011-11-17 2012-10-26
41. CBS CORP CL B COM   2011-04-20 2012-06-13
255. CBS CORP CL B COM   2011-04-20 2012-09-24
7. CME GROUP INC   2012-05-02 2012-07-13
33. CALPINE CORP/NEW   2012-05-02 2012-06-21
173. CARDINAL HLTH INC COM   2010-03-18 2012-08-09
170. CINCINNATI FINL CORP COM   2011-11-18 2012-02-03
13. CLOROX CO COM   2012-05-02 2012-05-10
3. CLOROX CO COM   2012-05-02 2012-06-21
98. COMCAST CORP NEW CL A   2011-02-11 2012-09-25
163. CONSOLIDATED EDISON INC COM   2011-11-18 2012-01-05
62. COVANTA HLDG CORP   2012-05-02 2012-05-31
31. COVANTA HLDG CORP   2012-05-02 2012-06-21
31. COVANTA HLDG CORP   2012-05-02 2012-07-30
81. COVANTA HLDG CORP   2012-05-02 2012-10-25
17. COVENTRY HLTH CARE INC COM   2012-05-02 2012-10-11
12. COVENTRY HLTH CARE INC COM   2012-05-02 2012-10-25
45. COVENTRY HLTH CARE INC COM   2012-05-02 2012-11-19
154. DANAHER CORP COM   2011-11-17 2012-05-14
434. DENBURY RESOURCES INC COM   2012-03-14 2012-11-13
7. DISCOVERY COMMUNICATIONS-C   2012-05-02 2012-11-19
145. DOMINION RES INC VA NEW COM   2011-11-18 2012-01-05
.333 DUKE ENERGY HOLDING CORP. COM   2011-09-15 2012-07-13
43. DUN & BRADSTREET CORP COM   2012-05-02 2012-05-10
6. EOG RES INC COM   2012-05-02 2012-05-10
9. EOG RES INC COM   2012-05-02 2012-07-13
7. EOG RES INC COM   2012-05-02 2012-07-30
31. EQT CORPORATION   2012-05-02 2012-05-31
18. EQT CORPORATION   2012-05-02 2012-06-21
5. EQT CORPORATION   2012-05-02 2012-07-13
19. EQT CORPORATION   2012-05-02 2012-07-30
15. EQT CORPORATION   2012-05-02 2012-09-20
475. EXELON CORP COM   2012-08-13 2012-12-06
69. FOOT LOCKER INC COM   2011-11-17 2012-06-13
17. FRANCO NEV CORP NPV   2012-05-02 2012-05-10
40. FRANCO NEV CORP NPV   2012-05-02 2012-06-21
78. GENERAL ELEC CO COM   2011-11-17 2012-10-10
46. GENERAL GROWTH PROPERTIE-W/I   2012-05-02 2012-05-10
24. GENERAL GROWTH PROPERTIE-W/I   2012-05-02 2012-06-21
190. HALLIBURTON CO COM W/RIGHTS EXP 12/15/2005   2011-11-17 2012-10-26
24. HASBRO INC COM   2012-05-01 2012-06-06
20. HASBRO INC COM   2012-05-01 2012-06-07
38. HOME DEPOT INC COM   2011-11-17 2012-06-13
22. HOME DEPOT INC COM   2011-11-17 2012-11-15
297. INTEL CORP COM   2011-11-17 2012-10-09
40. INTL BUSINESS MACHINES CORP COM   2011-11-17 2012-10-26
116. INTERNATIONAL GAME TECHNOLOGY COM   2012-05-02 2012-11-27
.9078 IRON MTN INC PA COM   2012-11-23 2012-11-28
71. KIMBERLY-CLARK CORP COM   2011-11-18 2012-07-25
83. KIMBERLY-CLARK CORP COM   2011-11-18 2012-08-13
23. KINDER MORGAN MANAGEMENT LLC COM   2012-05-01 2012-06-06
.4973 KINDER MORGAN MANAGEMENT LLC COM   2012-05-01 2012-09-05
.5204 KINDER MORGAN MANAGEMENT LLC COM   2012-05-01 2012-11-15
66. KNOLL INC   2012-05-01 2012-06-06
62. KNOLL INC   2012-05-01 2012-06-07
4. LIBERTY MEDIA CORP - LIBERTY C   2012-05-02 2012-10-11
4. LIBERTY MEDIA CORP - LIBERTY C   2012-05-02 2012-10-25
7. LIBERTY GLOBAL INC SER A   2012-05-02 2012-10-11
.9 LIBERTY VENTURES - SER A   2012-05-02 2012-09-24
174. LILLY ELI & CO COM W/RTS EXP 7/28/2008   2012-02-03 2012-10-25
79. LINCARE HLDGS INC COM   2012-05-02 2012-05-22
190. LINCOLN ELEC HLDS INC COM   2012-07-12 2012-10-09
8. MARSH & MCLENNAN COS INC COM   2012-05-02 2012-05-31
74. MCDONALDS CORP COM   2011-11-18 2012-01-05
6. MEAD JOHNSON NUTRITION CO   2012-05-02 2012-07-13
12. MOLSON COORS BREWING CO CL B   2012-07-30 2012-08-22
5. MOLSON COORS BREWING CO CL B   2012-07-30 2012-09-20
31.104 MUNDER MIDCAP CORE GROWTH FD-Y #32   2010-01-04 2012-04-25
9593.978 MUNDER MIDCAP CORE GROWTH FD-Y #32   2010-01-04 2012-04-25
105. NATIONAL OILWELL INC COM   2011-03-08 2012-12-12
7. O'REILLY AUTOMOTIVE INC   2012-05-02 2012-05-10
76. OCCIDENTAL PETE CORP COM   2011-11-17 2012-08-09
.5 OLD DOMINION FREIGHT LINES INC   2012-05-01 2012-09-13
33. OWENS & MINOR INC NEW COM   2012-05-01 2012-06-06
34. OWENS & MINOR INC NEW COM   2012-05-01 2012-06-07
19736.842 PIMCO FDS PAC INVT MGMT SER TOTAL RETURN FD INSTL CL   2009-12-01 2012-08-14
51. PENNEY J C INC COM   2012-05-02 2012-05-31
32. PHILIP MORRIS INTERNATIONAL IN   2011-11-18 2012-04-11
137. PHILIP MORRIS INTERNATIONAL IN   2011-11-18 2012-07-25
114. PHILLIPS 66   2010-01-05 2012-05-03
53. PHILLIPS 66   2011-11-17 2012-05-14
26. PHILLIPS 66   2012-10-26 2012-12-12
42. PROCTER & GAMBLE CO COM   2011-11-18 2012-04-11
94. QUESTAR CORP COM W/RTS EXP 03/25/2006   2012-05-02 2012-05-10
177. QUESTCOR PHARMACEUTICALS INC   2012-01-09 2012-09-24
256. RAYMOND JAMES FINL INC COM   2011-03-08 2012-10-26
115. ROCKWOOD HLDGS INC   2011-04-20 2012-09-04
51. ROCKWOOD HLDGS INC   2011-04-20 2012-09-05
41. ROSS STORES INC COM   2011-11-17 2012-06-13
148. SARA LEE CORP COM W/RTS ATTACHED EXP 05/31/2008   2012-05-22 2012-06-27
36. SPECTRUM BRANDS HOLDINGS INC   2012-09-05 2012-10-26
98. SYMANTEC CORP COM W/RTS EXP 8/12/2008   2012-06-13 2012-07-12
444. SYMANTEC CORP COM W/RTS EXP 8/12/2008   2011-05-31 2012-07-12
5. TJX COS INC NEW COM   2012-05-02 2012-06-21
12. TJX COS INC NEW COM   2012-05-02 2012-07-30
6. TJX COS INC NEW COM   2012-05-02 2012-09-20
728. TELEFONICA S A SPONSORED ADR   2011-11-18 2012-05-18
73. TELEPHONE AND DATA SYSTEMS   2012-05-02 2012-05-10
.5 TENET HEALTHCARE CORPORATION   2012-05-01 2012-10-15
75. TEREX CORP NEW COM   2012-08-09 2012-12-13
90. 3M CO COM   2011-11-17 2012-01-09
323. TIBCO SOFTWARE INC COM   2012-01-09 2012-04-16
85. UDR INC REITS   2012-05-01 2012-06-06
83. UDR INC REITS   2012-05-01 2012-06-07
208. UNILEVER PLC SPONSORED ADR NEW   2011-11-18 2012-10-25
73. UNION PAC CORP COM   2011-11-17 2012-04-16
96. UNITED TECHNOLOGIES CORP COM   2011-11-17 2012-08-09
104. VENTAS INC-COM   2012-04-11 2012-08-13
8707.079 WESTPORT FDS SMALL CAP FD CL I   2010-01-04 2012-04-25
247.611 WESTPORT FDS SMALL CAP FD CL I   2010-01-04 2012-08-15
24. YUM! BRANDS INC COM   2012-05-02 2012-06-27
156. COVIDIEN PLC   2011-09-15 2012-01-09
1. WHITE MTNS INS GROUP INC COM   2012-05-02 2012-06-29
55. WILLIS GROUP HOLDINGS PLC   2012-05-02 2012-11-28
.9167 PENTAIR, LTD.   2012-05-02 2012-10-11
13. PENTAIR, LTD.   2012-05-02 2012-11-05
158. TYCO INTERNATIONAL LTD NEW   2009-11-03 2012-07-12
10. TYCO INTERNATIONAL LTD NEW   2012-05-02 2012-08-22
CAPITAL GAIN DIVIDENDS P    
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 5,844   4,736 1,108
b 5,871   4,940 931
c 5,527   4,511 1,016
d 6,571   4,940 1,631
e 8,607   9,480 -873
1,993   1,441 552
9,168   6,171 2,997
2,747   1,043 1,704
7,785   7,659 126
8,050   7,325 725
1,295   1,010 285
9,471   6,284 3,187
1,838   1,865 -27
532   621 -89
6,947   6,155 792
5,651   4,884 767
893   873 20
215   201 14
3,601   2,349 1,252
9,678   9,467 211
970   997 -27
515   498 17
528   480 48
1,446   1,302 144
737   517 220
527   365 162
1,927   1,369 558
8,225   7,236 989
6,291   8,466 -2,175
367   350 17
7,464   7,392 72
22   19 3
2,775   3,340 -565
641   654 -13
832   981 -149
691   763 -72
1,380   1,541 -161
925   895 30
273   249 24
1,085   944 141
858   746 112
13,936   18,299 -4,363
2,097   1,500 597
730   771 -41
1,819   1,814 5
1,755   1,224 531
828   845 -17
414   441 -27
6,161   7,068 -907
836   888 -52
701   740 -39
1,962   1,422 540
1,353   823 530
6,497   7,232 -735
7,716   7,377 339
1,534   1,829 -295
29   30 -1
5,917   4,996 921
6,855   5,840 1,015
1,598   1,733 -135
37   37  
36   38 -2
829   999 -170
798   938 -140
434   350 84
446   350 96
425   349 76
44   39 5
8,812   6,591 2,221
1,821   1,930 -109
7,257   8,046 -789
254   272 -18
7,325   6,839 486
464   514 -50
529   511 18
228   211 17
1,000   717 283
308,446   208,855 99,591
7,104   8,344 -1,240
716   742 -26
6,900   7,225 -325
16   15 1
942   974 -32
975   1,003 -28
225,000   217,500 7,500
1,332   1,808 -476
2,796   2,327 469
11,942   9,964 1,978
3,559   2,631 928
1,655   1,688 -33
1,383   1,222 161
2,788   2,657 131
1,856   1,847 9
3,563   7,515 -3,952
9,762   9,932 -170
5,352   5,551 -199
2,412   2,513 -101
2,653   1,760 893
2,759   3,233 -474
1,620   1,354 266
1,307   1,414 -107
5,922   8,701 -2,779
216   211 5
537   507 30
271   253 18
9,093   13,650 -4,557
1,608   1,775 -167
12   11 1
1,971   1,642 329
7,531   7,237 294
10,587   7,508 3,079
2,202   2,257 -55
2,149   2,204 -55
7,692   6,693 999
7,891   7,301 590
7,377   7,255 122
6,613   5,746 867
216,545   174,034 42,511
5,834   4,949 885
1,555   1,766 -211
7,043   7,466 -423
510   526 -16
1,864   1,983 -119
40   38 2
589   539 50
8,055   5,341 2,714
566   559 7
      11
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       1,108
b       931
c       1,016
d       1,631
e       -873
      552
      2,997
      1,704
      126
      725
      285
      3,187
      -27
      -89
      792
      767
      20
      14
      1,252
      211
      -27
      17
      48
      144
      220
      162
      558
      989
      -2,175
      17
      72
      3
      -565
      -13
      -149
      -72
      -161
      30
      24
      141
      112
      -4,363
      597
      -41
      5
      531
      -17
      -27
      -907
      -52
      -39
      540
      530
      -735
      339
      -295
      -1
      921
      1,015
      -135
       
      -2
      -170
      -140
      84
      96
      76
      5
      2,221
      -109
      -789
      -18
      486
      -50
      18
      17
      283
      99,591
      -1,240
      -26
      -325
      1
      -32
      -28
      7,500
      -476
      469
      1,978
      928
      -33
      161
      131
      9
      -3,952
      -170
      -199
      -101
      893
      -474
      266
      -107
      -2,779
      5
      30
      18
      -4,557
      -167
      1
      329
      294
      3,079
      -55
      -55
      999
      590
      122
      867
      42,511
      885
      -211
      -423
      -16
      -119
      2
      50
      2,714
      7
       
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 204,890
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 . . . . . . . . . . . . . . . . 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If “Yes,” the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2011 149,471 4,161,131 0.035921
2010 163,692 3,883,502 0.042151
2009 205,875 2,911,557 0.07071
2008      
2007      
2 Total of line 1, column (d) ...................... 2 0.148782
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.049594
4 Enter the net value of noncharitable-use assets for 2012 from Part X, line 5..... 4 4,151,248
5 Multiply line 4 by line 3....................... 5 205,877
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 3,029
7 Add lines 5 and 6......................... 7 208,906
8 Enter qualifying distributions from Part XII, line 4.............. 8 138,090
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions.
Form 990-PF (2012)
Form 990-PF (2012)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A” on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 6,058
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2............................ 3 6,058
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 6,058
6 Credits/Payments:
a 2012 estimated tax payments and 2011 overpayment credited to 2012 6a 3,696
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c 0
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 3,696
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9 2,362
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10  
11 Enter the amount of line 10 to be: Credited to 2013 estimated taxBullet   Refunded Bullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is “Yes” to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If “Yes,” attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If “Yes,” attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If “Yes,” has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If “Yes,” attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If “Yes,” complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletNC
    b
    If the answer is “Yes” to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If “No,” attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2012 or the taxable year beginning in 2012 (see instructions for Part XIV)?
    If “Yes,” complete Part XIV.............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If “Yes,” attach a schedule listing their names and addresses.
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbullet  
    14
    The books are in care ofbulletWELLS FARGO BANK NA Telephone no.bullet (336) 747-8002
    Located atbulletONE WEST 4TH STREET D4000-062WINSTONSALEMNC ZIP+4bullet271014000
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16
    At any time during calendar year 2012, did the foundation have an interest in or a signature or other authority over
    a bank, securities, or other financial account in a foreign country? .................
    16
     
    No
    See instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the foreign country bullet  
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the “Yes” column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check “No”
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is “Yes” to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
    No
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2012?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2012, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2012?...............
    If “Yes,” list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer “No” and attach statement—see instructions.) ..............
    2b
     
    No
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?.........................
    b
    If “Yes,” did it have excess business holdings in 2012 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2012.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2012?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)........
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is “Yes” to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
     
    .........bullet
    c
    If the answer is “Yes” to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If “Yes,” attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?........................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If “Yes” to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    WELLS FARGO BANK NA CO-TRUSTEE
    40     		35,220    
    1525 WEST WT HARRIS BLVD
    CHARLOTTE,NC28288
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE.”
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3..........................bullet  
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    3,888,306
    b
    Average of monthly cash balances.......................
    1b
    326,159
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    4,214,465
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    4,214,465
    4
    Cash deemed held for charitable activities. Enter 1 1⁄2% of line 3 (for greater amount, see
    instructions) .............................
    4
    63,217
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    4,151,248
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    207,562
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    207,562
    2a
    Tax on investment income for 2012 from Part VI, line 5......
    2a
    6,058
    b
    Income tax for 2012. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    6,058
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    201,504
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    201,504
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
    201,504
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    138,090
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
    0
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
    0
    b
    Cash distribution test (attach the required schedule) .................
    3b
    0
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    138,090
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    138,090
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 8
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2011     		(c)
    2011     		(d)
    2012
    1 Distributable amount for 2012 from Part XI, line 7 201,504
    2 Undistributed income, if any, as of the end of 2012:
    a Enter amount for 2011 only....... 0
    b Total for prior years:2010, 20, 20 0
    3 Excess distributions carryover, if any, to 2012:
    a From 2007....... 0
    b From 2008....... 0
    c From 2009....... 74,128
    d From 2010....... 0
    e From 2011....... 0
    fTotal of lines 3a through e......... 74,128
    4Qualifying distributions for 2012 from Part
    XII, line 4: bullet$ 138,090
    a Applied to 2011, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions)......     		0
    c Treated as distributions out of corpus (Election
    required—see instructions).........     		0
    d Applied to 2012 distributable amount..... 138,090
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2012. 63,414 63,414
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 10,714
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2011. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2012. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2013 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see
    instructions) .............     		0
    8Excess distributions carryover from 2007 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9Excess distributions carryover to 2013.
    Subtract lines 7 and 8 from line 6a ......     		10,714
    10 Analysis of line 9:
    a Excess from 2008.... 0
    b Excess from 2009.... 10,714
    c Excess from 2010.... 0
    d Excess from 2011.... 0
    e Excess from 2012.... 0
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 9
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2012, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2012 (b) 2011 (c) 2010 (d) 2009
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ....     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets” alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment” alternative test— enter 2⁄3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support” alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    CENTER FOR COMMUNITY TRANSITIONS
    PO BOX 33533
    CHARLOTTE,NC28233     		NONE PUBLIC CHARITY GENERAL PURPOSE 50,000
    PLAZA PRESBYTERIAN CHURCH
    2304 THE PLAZA
    CHARLOTTE,NC28205     		NONE PUBLIC CHARITY GENERAL PURPOSE 4,285
    COUNCIL FOR CHILDRENS RIGHTS INC
    601 E 5TH ST STE 200
    CHARLOTTE,NC282023093     		NONE GENERAL PURPOSE GENERAL PURPOSE 50,000
    THE SALVATION ARMY
    1424 NORTHEAST EXPRESSWAY
    ATLANTA,GA303292018     		NONE PUBLIC CHARITY GENERAL PURPOSE 25,000
    Total .................................bullet 3a 129,285
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3Interest on savings and temporary cash investments     14 31  
    4 Dividends and interest from securities....     14 132,540  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8Gain or (loss) from sales of assets other than inventory     18 204,890  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   337,461  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13337,461
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section
    Yes
    No
    501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is “Yes,” complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If “Yes,” complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2012)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2012 InvestmentsCorpStockSchedule
    Name:
    FRED AND NANCY BRUMLEY FDN 552-1019851893
    EIN: 37-1588721
    Name of Stock End of Year Book Value End of Year Fair Market Value
    04315J860 ARTIO GLOBAL FD#1525    
    693390700 PIMCO TOT RTN FD #35    
    693390882 PIMCO FORGN FD #103    
    626124242 MUNDER MIDCAP CORE G 5,267 7,985
    413838202 OAKMARK INTERNATIONA 124,426 161,855
    961323409 WESTPORT FUNDS #13    
    04315J837 ARTIO INTL FD #1529    
    52106N889 LAZARD EMERGING MKTS 214,738 235,919
    61744J317 MORGAN STANLEY #8001    
    722005667 PIMCO COMMODITY REAL 143,188 116,149
    779919109 T ROWE PRICE REAL ES 70,571 119,930
    345370860 FORD MOTOR CO    
    364760108 GAP INC    
    437076102 HOME DEPOT INC 5,090 8,412
    654106103 NIKE INC CL B    
    778296103 ROSS STORES INC 5,450 6,869
    126650100 CVS/CAREMARK CORPORA 5,417 9,332
    742718109 PROCTER & GAMBLE CO 6,264 6,721
    902494103 TYSON FOODS INC    
    931142103 WAL MART STORES INC 7,404 8,938
    166764100 CHEVRON CORP 10,979 13,626
    171798101 CIMAREX ENERGY CO 2,401 2,078
    20825C104 CONOCOPHILLIPS 26,112 31,837
    30231G102 EXXON MOBIL CORPORAT 7,379 8,222
    406216101 HALLIBRUTON CO    
    674599105 OCCIDENTAL PETE CORP    
    03076C106 AMERIPRISE FINL INC    
    172967101 CITIGROUP INC    
    46625H100 JPMORGAN CHASE & CO 10,200 10,333
    693475105 PNC FINANCIAL SVCS    
    91529Y106 UNUM GROUP    
    031162100 AMGEN INC 7,286 11,378
    110122108 BRISTOL MYERS SQUIBB 14,641 20,304
    14149Y108 CARDINAL HEALTH INC    
    345838106 FOREST LABS INC    
    478160104 JOHNSON & JOHNSON 21,820 24,605
    58155Q103 MCKESSON CORP 5,506 8,823
    58405U102 MEDCO HEALTH SOLUTNS    
    235851102 DANAHER CORP    
    369604103 GENERAL ELECTRIC CO 6,056 8,102
    907818108 UNION PACIFIC CORP    
    913017109 UNITED TECHNOLOGIES    
    88579Y101 3M CO    
    037833100 APPLE INC 3,913 7,983
    17275R102 CISCO SYSTEMS INC 10,289 9,235
    219350105 CORNING INC    
    428236103 HEWLETT PACKARD CO    
    44919P508 IAC/INTERACTIVECORP 7,377 8,456
    458140100 INTEL CORP    
    459200101 IBM CORP    
    594918104 MICROSOFT CORP 7,285 7,586
    68389X105 ORACLE CORPORATION 7,150 7,730
    882508104 TEXAS INSTRUMENTS    
    459506101 INTERNATL FLAVORS    
    81211K100 SEALED AIR CORP    
    92343V104 VERIZON COMMUNICATIO 26,461 33,318
    210371100 CONSTELLATION ENERGY    
    H0023R105 ACE LIMITED 5,224 8,618
    G6852T105 PARTNERRE LTD    
    H8912P106 TYCO ELECTRONICS LTD    
    H89128104 TYCO INTERNATIONAL L 3,035 3,188
    04315J860 ARTIO GLOBAL FD#1525    
    693390700 PIMCO TOT RTN FD #35    
    693390882 PIMCO FORGN FD #103    
    34984T881 GOLDEN LARGE CAP FD    
    626124242 MUNDER MIDCAP #32    
    413838202 OAKMARK INTERNATL FD    
    961323409 WESTPORT FUNDS #13    
    04315J837 ARTIO INTL FD #1529    
    52106N889 LAZARD EMERGING #638    
    61744J317 MORGAN STANLEY #8001    
    722005667 PIMCO COMMOD FD #45    
    779919109 TROWE RE FD #122    
    26852M105 EII INTERNATIONAL PR 120,000 142,811
    411511306 HARBOR INTERNATION F 176,000 196,356
    413838202 OAKMARK INTERNATIONA    
    722005667 PIMCO COMMODITY REAL    
    779919109 T ROWE PRICE REAL ES    
    124857202 CBS CORP    
    200J30N101 COMCAST CORP    
    344849104 FOOT LOCKER INC 5,826 8,608
    92927K102 WABCO HOLDINGS INC 10,075 10,691
    637071101 NATIONAL OILWELL VAR    
    064058100 BANK NEW YORK MELLON    
    316773100 FIFTH THIRD BANCORP 7,611 9,394
    59156R108 METLIFE INC 11,226 8,828
    754730109 RAYMOND JAMES FINL    
    151020104 CELGENE CORP COM 7,288 8,946
    91324P102 UNITEDHEALTH GROUP I 8,627 8,950
    00846U101 AGILENT TECHNOLOGIES    
    018581108 ALLIANCE DATA SYS CO 6,178 8,686
    268648102 E M C CORP MASS 7,093 7,742
    458140100 INTEL CORP    
    871503108 SYMANTEC CORP    
    774415103 ROCKWOOD HLDGES INC    
    26441C105 DUKE ENERGY HOLDING    
    580135101 MCDONALDS CORP 14,816 14,555
    02209S103 ALTRIA GROUP INC 19,594 22,322
    191216100 COCA COLA CO 5,527 5,945
    423074103 HEINZ H J CO 21,061 23,764
    494368103 KIMBERLY CLARK CORP 11,328 13,593
    544147101 LORILLARD INC 6,104 6,534
    713448108 PEPSICO INC 5,634 6,022
    718172109 PHILIP MORRIS INTERN 8,146 9,368
    742718109 PROCTER & GAMBLE CO    
    761713106 REYNOLDS AMERICAN IN 20,462 21,171
    166764100 CHEVRON CORP    
    20825C104 CONOCOPHILLIPS    
    172062101 CINCINNATI FINANCIAL    
    002824100 ABBOTT LABS 8,559 8,515
    110122108 BRISTOL MYERS SQUIBB    
    532457108 ELI LILLY & CO COM 13,417 18,002
    478160104 JOHNSON & JOHNSON    
    00206R102 AT & T INC 17,545 20,732
    156700106 CENTURYLINK, INC 21,901 22,690
    92343V104 VERIZON COMMUNICAT    
    97381W104 WINDSTREAM CORP 5,386 3,825
    209115104 CONSOLIDATED EDISON    
    25746U109 DOMINION RES INC VA 6,169 6,268
    26441C105 DUKE ENERGY HOLDING    
    69351T106 PPL CORPORATION 12,864 12,540
    842587107 SOUTHERN CO 22,726 22,475
    020002101 ALLSTATE CORP 8,647 8,476
    025537101 AMERICAN ELECTRIC PO 5,587 6,317
    046353108 ASTRAZENECA PLC ADR 24,307 25,479
    05534B760 BCE INC 21,167 22,973
    127387108 CADENCE DESIGN SYSTE 8,018 9,876
    167250109 CHICAGO BRIDGE & IRO 8,572 10,429
    20030N101 COMCAST CORP CLASS A 5,895 9,191
    254687106 WALT DISNEY CO 8,775 8,265
    26441C204 DUKE ENERGY HOLDING 27,697 29,731
    314172560 FEDERATED STRAT VAL 29,000 30,594
    31428X106 FEDEX CORPORATION 8,475 8,805
    343412102 FLUOR CORP NEW 8,697 9,046
    36191G107 GNC HOLDINGS INC 8,379 8,486
    37733W105 GLAXOSMITHKLINE PLC 24,055 24,039
    38141G104 GOLDMAN SACHS GROUP 8,473 9,057
    38388F108 W. R. GRACE & CO COM 8,059 9,412
    40414L109 HCP INC 6,901 8,355
    42217K106 HEALTH CARE REIT INC 8,270 10,419
    436106108 HOLLYFRONTIER CORP 8,725 8,938
    50076Q106 KRAFT FOODS GROUP IN 18,573 18,006
    58933Y105 MERCK & CO INC NEW 19,272 20,306
    636274300 NATIONAL GRID PLC AD 23,256 26,652
    718546104 PHILLIPS 66 7,613 8,602
    747525103 QUALCOMM INC 8,393 7,856
    780259107 ROYAL DUTCH SHELL PL 26,353 26,017
    84763R101 SPECTRUM BRANDS HOLD 7,261 8,716
    867914103 SUNTRUST BANKS INC 8,920 8,732
    872540109 TJX COS INC NEW 15,391 15,622
    880779103 TEREX CORP NEW 7,160 9,192
    883556102 THERMO FISHER SCIENT 8,422 8,802
    89151E109 TOTAL S.A. - ADR 24,735 25,901
    89155H256 TOUCHSTONE SMALL CAP 5,790 6,097
    902973304 US BANCORP DEL NEW 7,803 8,847
    904767704 UNILEVER PLC - ADR 5,309 6,389
    92857W209 VODAFONE GROUP PLC N 24,817 22,822
    G1151C101 ACCENTURE PLC 8,513 8,446
    G4412G101 HERBALIFE LTD 9,443 5,732
    00101J106 ADT CORP/THE 2,984 3,487
    007974108 ADVENT SOFTWARE INC 4,916 3,763
    009363102 AIRGAS INC COM 3,574 3,652
    012653101 ALBEMARLE CORP COM 10,425 9,691
    014491104 ALEXANDER & BALDWIN 4,734 5,198
    017175100 ALLEGHANY CORP DEL N 5,163 5,031
    02553E106 AMERICAN EAGLE OUTFI 3,904 4,410
    050095108 ATWOOD OCEANICS INC 8,932 9,066
    053332102 AUTOZONE INC 4,284 3,899
    067383109 BARD C R INC 3,870 3,812
    073730103 BEAM INC 3,070 3,299
    075887109 BECTON DICKINSON & C 3,464 3,519
    112585104 BROOKFIELD ASSET MAN 8,637 9,639
    115236101 BROWN & BROWN INC 4,546 4,328
    121220107 BURGER KING WORLDWID 3,456 3,600
    12504L109 CBRE GROUP INC 1,943 2,030
    125581801 CIT GROUP INC. 3,722 3,864
    126804301 CABELAS INC 9,705 10,521
    131347304 CALPINE CORP/NEW 2,410 2,321
    143130102 CARMAX INC 2,158 2,740
    189054109 CLOROX CO 1,410 1,538
    198516106 COLUMBIA SPORTSWEAR 3,831 4,162
    217204106 COPART INC COM 2,772 3,098
    22025Y407 CORRECTIONS CORP OF 7,494 9,151
    228227104 CROWN CASTLE INTL CO 5,338 6,855
    249030107 DENTSPLY INTL INC CO 3,021 3,010
    25470F302 DISCOVERY COMMUNICAT 5,946 6,962
    256677105 DOLLAR GENERAL CORP 3,608 3,307
    26875P101 EOG RESOURCES, INC 2,615 2,899
    278265103 EATON VANCE CORP COM 9,398 11,275
    278768106 ECHOSTAR CORPORATION 2,210 2,635
    278865100 ECOLAB INC 1,637 1,726
    29266R108 ENERGIZER HOLDINGS I 3,676 4,159
    302130109 EXPEDITORS INTL WASH 1,750 1,740
    303075105 FACTSET RESH SYS INC 1,360 1,321
    311900104 FASTENAL CO 1,911 2,099
    31620M106 FIDELITY NATL INFORM 3,817 3,934
    32054K103 FIRST INDL RLTY TR I 4,078 4,548
    345550107 FOREST CITY ENTERPRI 3,087 3,085
    351858105 FRANCO NEV CORP NPV 3,810 4,802
    370023103 GENERAL GROWTH PROPE 3,398 3,672
    371901109 GENTEX CORP 3,993 3,318
    384802104 GRAINGER W W INC 2,763 2,833
    41902R103 HATTERAS FINANCIAL C 4,750 4,019
    461202103 INTUIT COM 4,239 4,342
    462846106 IRON MOUNTAIN INC 2,196 2,205
    483548103 KAMAN CORPCOMMON 5,170 5,814
    49455U100 KINDER MORGAN MGMT L 2,336 2,415
    49456B101 KINDER MORGAN INC/DE 4,885 5,158
    50077C106 KRATON PERFORMANCE P 3,937 4,926
    50212V100 LPL FINANCIAL HOLDIN 3,419 2,872
    50540R409 LABORATORY CRP OF AM 6,579 6,410
    512815101 LAMAR ADVERTISING CO 3,396 4,030
    527288104 LEUCADIA NATL CORP C 5,093 4,925
    530322106 LIBERTY MEDIA CORP - 9,524 12,645
    530555101 LIBERTY GLOBAL INC-A 4,983 6,296
    53071M104 LIBERTY INTERACTIVE 4,259 5,077
    53071M880 LIBERTY VENTURES - S 1,079 1,558
    540424108 LOEWS CORP 8,028 7,946
    55261F104 M & T BANK CORPORATI 3,356 3,840
    55262C100 MBIA INC 6,022 4,443
    56585A102 MARATHON PETROLEUM C 2,346 3,402
    570535104 MARKEL HOLDINGS 6,634 6,501
    571748102 MARSH & MCLENNAN COS 3,059 3,102
    573284106 MARTIN MARIETTA MATL 5,312 6,128
    57686G105 MATSON INC. 4,361 4,375
    582839106 MEAD JOHNSON NUTRITI 1,626 1,252
    594793101 MICREL INC COM 5,797 5,045
    595017104 MICROCHIP TECHNOLOGY 4,438 4,106
    608190104 MOHAWK INDS INC COM 2,683 3,438
    60871R209 MOLSON COORS BREWING 3,098 3,166
    615369105 MOODYS CORP 5,034 6,491
    620076307 MOTOROLA SOLUTIONS, 4,771 5,234
    636180101 NATIONAL FUEL GAS CO 1,622 1,774
    651587107 NEWMARKET CORP 10,351 12,061
    67018T105 NU SKIN ENTERPRISES 9,354 6,669
    67103H107 O'REILLY AUTOMOTIVE 10,436 9,031
    679580100 OLD DOMINION FREIGHT 9,362 10,627
    741511109 PRICESMART INC 10,441 9,778
    743315103 PROGRESSIVE CORP OHI 3,403 3,334
    74834L100 QUEST DIAGNOSTICS IN 2,922 2,914
    767744105 RITCHIE BROS AUCTION 3,849 4,053
    78442P106 SLM CORP 1,407 1,439
    808513105 SCHWAB CHARLES CORP 4,005 4,193
    817565104 SERVICE CORP INTL 7,473 8,852
    864159108 STURM RUGER & CO INC 4,305 3,360
    879080109 TEJON RANCH CO 4,899 4,521
    88033G407 TENET HEALTHCARE COR 5,237 7,858
    894650100 TREDEGAR CORPORATION 3,710 4,309
    91911K102 VALEANT PHARMACEUTIC 3,494 3,825
    92046N102 VALUECLICK INC 8,577 7,648
    92343E102 VERISIGN INC COM 5,782 5,435
    969457100 WILLIAMS COS INC 7,355 7,137
    981475106 WORLD FUEL SERVICES 6,628 6,134
    983134107 WYNN RESORTS LTD 1,717 1,687
    G0408V102 AON PLC 4,741 5,116
    G0450A105 ARCH CAPITAL GROUP L 2,625 2,949
    G62185106 MONTPELIER RE HOLDIN 6,178 6,812
    G6359F103 NABORS INDUSTRIES LT 2,003 1,720
    G9618E107 WHITE MTNS INS GROUP 8,932 8,755
    N7902X106 SENSATA TECHNOLOGIES 2,613 2,631

    TY 2012 InvestmentsOtherSchedule2
    Name:
    FRED AND NANCY BRUMLEY FDN 552-1019851893
    EIN: 37-1588721
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    7MS368949 HOUSEHOLD FURNISHING      
    04315J860 ARTIO GLOBAL HIGH IN AT COST 178,701 178,528
    693390700 PIMCO TOTAL RET FD-I AT COST 748,142 771,209
    693390882 PIMCO FOREIGN BD FD AT COST 286,362 300,712
    626124242 MUNDER MIDCAP CORE      
    961323409 WESTPORT FUNDS SELEC      
    411511306 HARBOR INTERNATIONAL      
    52106N889 LAZARD EMERGING MKT      
    413838202 OAKMARK FUNDS      
    26852M105 EII INTERNATIONAL      
    722005667 PIMCO COMMODITY RTN      
    779919109 T ROWE PRICE RE      
    H0023R105 ACE LIMITED      
    G2554F113 COVIDIEN PLC      
    G4412G101 HERBALIFE LTD      
    H89128104 TYCO INTERNATIONAL      
    04315J860 ARTIO GLOBAL HIGH      
    693390700 PIMCO TOTAL RETURN      
    693390882 PIMCO FOREIGN BOND      
    314172560 FEDERATED STRAGEGIC      
    626124242 MUNDER MIDCAP CORE      
    961323409 WESTPORT FUNDS SELEC      
    411511306 HARBOR INTERNATIONAL      
    52106N889 LAZARD EMERGING MKT      
    413838202 OAKMARK FUNDS      
    722005667 PIMCO COMMODITY RTN      
    779919109 T ROWE PRICE RE      
    046353108 ASTRAZENECA PLC      
    05534B760 BCE INC      
    37733W105 GLAXOSMITHKLINE PLC      
    636274300 NATIONAL GRID PLC      
    780259107 ROYAL DUTCH SHELL PL      
    879382208 TELEFONICA SA ADR      
    89151E109 TOTAL SA ADR      
    904767704 UNILEVER PLC ADR      
    92857W209 VODAFONE GROUP      
    40414L109 HCP INC      
    42217K106 HEALTH CARE REIT      
    957663503 WESTERN ASSET CORE P AT COST 225,000 227,141

    TY 2012 OtherDecreasesSchedule
    Name:
    FRED AND NANCY BRUMLEY FDN 552-1019851893
    EIN: 37-1588721
    Description Amount
    MUTUAL FUND POSTING DATE AFTER TYE 3,060
    ROC BASIS ADJUSTMENT 1,280


    TY 2012 OtherExpensesSchedule
    Name:
    FRED AND NANCY BRUMLEY FDN 552-1019851893
    EIN: 37-1588721
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ADR FEE 44 44   0


    TY 2012 OtherIncreasesSchedule
    Name:
    FRED AND NANCY BRUMLEY FDN 552-1019851893
    EIN: 37-1588721
    Description Amount
    MUTUAL FUND TAX EFFECTIVE DATE BEFORE TYE 24,739
    BASIS ADJUSTMENT 11,518
    MUTUAL FUND TBD 20
    ROUNDING 1


    TY 2012 OtherProfessionalFeesSchedule
    Name:
    FRED AND NANCY BRUMLEY FDN 552-1019851893
    EIN: 37-1588721
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMENT MGMT FEES-SUBJECT T 4,631 4,631    


    TY 2012 TaxesSchedule
    Name:
    FRED AND NANCY BRUMLEY FDN 552-1019851893
    EIN: 37-1588721
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAXES 478 478   0
    FEDERAL TAX PAYMENT - PRIOR YE 1,806 0   0
    FEDERAL ESTIMATES - PRINCIPAL 3,696 0   0
    FOREIGN TAXES ON QUALIFIED FOR 1,103 1,103   0
    FOREIGN TAXES ON NONQUALIFIED 496 496   0