Form990-PF

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Nonexempt Charitable Trust
Treated as a Private Foundation
Note. The foundation may be able to use a copy of this return to satisfy state reporting requirements.
OMB No. 1545-0052
2012
Open to Public Inspection
For calendar year 2012, or tax year beginning 01-01-2012 , and ending 12-31-2012
Name of foundation
The Herbert & Nell Singer Foundation Inc
 

Number and street (or P.O. box number if mail is not delivered to street address)Foundation Source 501 Silverside Rd   Room/suite
City or town, state, and ZIP code
Wilmington, DE198091377
A Employer identification number

13-3151548
B Telephone number (see instructions)

(800) 839-1754
C bullet
G Check all that apply:

D 1. bullet
2. bullet
H Check type of organization:
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$70,414,762
J Accounting method:
 
(Part I, column (d) must be on cash basis.)
E bullet
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books
(b) Net investment
income
(c) Adjusted net
income
(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet
3 Interest on savings and temporary cash investments 2,734 2,734  
4 Dividends and interest from securities...... 1,614,286 1,614,286  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 356,809
b Gross sales price for all assets on line 6a 24,457,110
7 Capital gain net income (from Part IV, line 2)... 356,809
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 1,973,829 1,973,829  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc.        
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule).......        
c Other professional fees (attach schedule).... 317,159 317,159    
17 Interest...............        
18 Taxes (attach schedule) (see instructions) 44,416 5,108    
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings....... 2,358     2,358
22 Printing and publications..........        
23 Other expenses (attach schedule)....... 105,305 547   104,758
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 469,238 322,814   107,116
25 Contributions, gifts, grants paid........ 3,283,515 3,283,515
26 Total expenses and disbursements. Add lines 24 and 25 3,752,753 322,814   3,390,631
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -1,778,924
b Net investment income (if negative, enter -0-) 1,651,015
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2012)
Form 990-PF (2012)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing...............      
2 Savings and temporary cash investments.......... 4,799,189 1,573,204 1,573,204
3 Accounts receivable bullet7,270
Less: allowance for doubtful accounts bullet   1,515 7,270 7,270
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see page 15 of the
instructions)....................      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule) 10,462,977 11,489,362 11,762,478
b Investments—corporate stock (attach schedule)........ 37,571,730 Click to see attachment37,932,874 42,058,862
c Investments—corporate bonds (attach schedule)........ 8,472,691 Click to see attachment8,526,467 9,015,638
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)........... 5,500,000 Click to see attachment5,500,001 5,997,310
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 66,808,102 65,029,178 70,414,762
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable...................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)..........   0
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted....................    
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds.........    
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds 66,808,102 65,029,178
30 Total net assets or fund balances (see page 17 of the
instructions).................... 66,808,102 65,029,178
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 66,808,102 65,029,178
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 66,808,102
2 Enter amount from Part I, line 27a..................... 2 -1,778,924
3 Other increases not included in line 2 (itemize) bullet 3  
4 Add lines 1, 2, and 3.......................... 4 65,029,178
5 Decreases not included in line 2 (itemize) bullet 5  
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 65,029,178
Form 990-PF (2012)
Form 990-PF (2012)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b) How acquired
P—Purchase
D—Donation
(c) Date acquired
(mo., day, yr.)
(d) Date sold
(mo., day, yr.)
1 a Publicly-traded Securities      
b
c
d
e
(e) Gross sales price (f) Depreciation allowed
(or allowable)
(g) Cost or other basis
plus expense of sale
(h) Gain or (loss)
(e) plus (f) minus (g)
a 24,457,110   24,100,301 356,809
b
c
d
e
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69
(k) Excess of col. (i)
over col. (j), if any
a       356,809
b
c
d
e
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
Bracket 2 356,809
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 . . . . . . . . . . . . . . . .
Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If “Yes,” the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in)
(b)
Adjusted qualifying distributions
(c)
Net value of noncharitable-use assets
(d)
Distribution ratio
(col. (b) divided by col. (c))
2011 1,196,693 69,156,374 000.017304
2010 943,928 57,949,070 000.016289
2009 2,038,338 23,268,753 000.087600
2008 573,738 29,087,945 000.019724
2007 3,138,427 29,447,303 000.106578
2 Total of line 1, column (d) ...................... 2 000.247495
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years
. . .
3 000.049499
4 Enter the net value of noncharitable-use assets for 2012 from Part X, line 5..... 4 76,875,914
5 Multiply line 4 by line 3....................... 5 3,805,281
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 16,510
7 Add lines 5 and 6......................... 7 3,821,791
8 Enter qualifying distributions from Part XII, line 4.............. 8 3,390,631
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions.
Form 990-PF (2012)
Form 990-PF (2012)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A” on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 33,020
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2  
3 Add lines 1 and 2............................ 3 33,020
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4  
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 33,020
6 Credits/Payments:
a 2012 estimated tax payments and 2011 overpayment credited to 2012 6a 24,074
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c 9,772
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. Tax Paid Original Return: 33846 7 33,846
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. Click to see attachment 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 826
11 Enter the amount of line 10 to be: Credited to 2013 estimated taxBullet826 Refunded Bullet 11  
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is “Yes” to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If “Yes,” attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If “Yes,” attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If “Yes,” has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If “Yes,” attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
  • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If “Yes,” complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bullet
    b
    If the answer is “Yes” to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If “No,” attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2012 or the taxable year beginning in 2012 (see instructions for Part XIV)?
    If “Yes,” complete Part XIV.............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If “Yes,” attach a schedule listing their names and addresses.
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
    Yes
     
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbullet  
    14
    The books are in care ofbulletFoundation Source Telephone no.bullet (800) 839-1754
    Located atbullet501 Silverside Road Suite 123WilmingtonDE ZIP+4bullet198091377
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16
    At any time during calendar year 2012, did the foundation have an interest in or a signature or other authority over
    a bank, securities, or other financial account in a foreign country? .................
    16
     
    No
    See instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the foreign country bullet  
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the “Yes” column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check “No”
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is “Yes” to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
    No
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2012?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2012, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2012?...............
    If “Yes,” list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer “No” and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?.........................
    b
    If “Yes,” did it have excess business holdings in 2012 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2012.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2012?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)........
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is “Yes” to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
     
    .........bullet
    c
    If the answer is “Yes” to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If “Yes,” attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?........................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If “Yes” to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position
    (c) Compensation
    (If not paid, enter
    -0-)
    (d) Contributions to
    employee benefit plans
    and deferred compensation
    (e) Expense account,
    other allowances
    Ernest N Abate VP / Dir / Treas
    001.00
    0    
    Foundation Source 501 Silverside Rd
    Wilmington,DE19809
    Jay H Sandak Pres / Dir
    001.00
    0    
    Foundation Source 501 Silverside Rd
    Wilmington,DE19809
    Mary E Sandak Dir / Sec
    001.00
    0    
    Foundation Source 501 Silverside Rd
    Wilmington,DE19809
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE.”
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position
    (c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation
    (e) Expense account,
    other allowances
     
    Total number of other employees paid over $50,000...................bullet  
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    Merrill Lynch Investment Management 317,159
    2 Pickwick Plaza 3rd Fl
    Greenwich,CT06830
    Foundation Source Administrative 100,449
    55 Walls Drive Suite 302
    Fairfield,CT06824
    Total number of others receiving over $50,000 for professional services.............bullet  
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3..........................bullet  
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    68,062,357
    b
    Average of monthly cash balances.......................
    1b
    3,986,946
    c
    Fair market value of all other assets (see instructions)................
    1c
    5,997,310
    d
    Total (add lines 1a, b, and c).........................
    1d
    78,046,613
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
    78,046,613
    4
    Cash deemed held for charitable activities. Enter 1 1⁄2% of line 3 (for greater amount, see
    instructions) Click to see attachment.............................
    4
    1,170,699
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    76,875,914
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    3,843,796
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    3,843,796
    2a
    Tax on investment income for 2012 from Part VI, line 5......
    2a
    33,020
    b
    Income tax for 2012. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    33,020
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    3,810,776
    4
    Recoveries of amounts treated as qualifying distributions................
    4
     
    5
    Add lines 3 and 4............................
    5
    3,810,776
    6
    Deduction from distributable amount (see instructions).................
    6
     
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
    3,810,776
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 Click to see attachment..........
    1a
    3,390,631
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    3,390,631
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
     
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    3,390,631
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 8
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus
    (b)
    Years prior to 2011
    (c)
    2011
    (d)
    2012
    1 Distributable amount for 2012 from Part XI, line 7 3,810,776
    2 Undistributed income, if any, as of the end of 2012:
    a Enter amount for 2011 only....... 3,322,383
    b Total for prior years:20, 20, 20  
    3 Excess distributions carryover, if any, to 2012:
    a From 2007.......  
    b From 2008.......  
    c From 2009.......  
    d From 2010.......  
    e From 2011.......  
    fTotal of lines 3a through e.........  
    4Qualifying distributions for 2012 from Part
    XII, line 4: bullet$ 3,390,631
    a Applied to 2011, but not more than line 2a 3,322,383
    b Applied to undistributed income of prior years
    (Election required—see instructions)......
     
    c Treated as distributions out of corpus (Election
    required—see instructions).........
     
    d Applied to 2012 distributable amount..... 68,248
    e Remaining amount distributed out of corpus  
    5 Excess distributions carryover applied to 2012.    
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5  
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........
     
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......
     
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........
     
    e Undistributed income for 2011. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............
     
    f Undistributed income for 2012. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2013 ..........
    3,742,528
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see
    instructions) .............
     
    8Excess distributions carryover from 2007 not
    applied on line 5 or line 7 (see instructions) ...
     
    9Excess distributions carryover to 2013.
    Subtract lines 7 and 8 from line 6a ......
     
    10 Analysis of line 9:
    a Excess from 2008....  
    b Excess from 2009....  
    c Excess from 2010....  
    d Excess from 2011....  
    e Excess from 2012....  
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 9
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2012, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........
    Tax year Prior 3 years (e) Total
    (a) 2012 (b) 2011 (c) 2010 (d) 2009
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....
             
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ....
             
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....
             
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets” alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)
             
    b “Endowment” alternative test— enter 2⁄3
    of minimum investment return shown in
    Part X, line 6 for each year listed...
             
    c “Support” alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....
             
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....
             
    (3) Largest amount of support
    from an exempt organization
             
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    NONE
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    Foundation
    status of
    recipient
    Purpose of grant or
    contribution
    Amount
    Name and address (home or business)
    aPaid during the year
    YESHIVA UNIVERSITY
    1300 MORRIS PARK AVE MAZER BLDG RM
    BRONX,NY10461
    N/A 509a1 Beth Israel Medical Center and Einstein Resident Prog 25,000
    AMER JEWISH JOINT DIST COMMITTEE INC
    711 3RD AVE
    NEW YORK,NY10017
    N/A 509a1 General Unrestricted 50,000
    AMER JEWISH JOINT DIST COMMITTEE INC
    711 3RD AVE
    NEW YORK,NY10017
    N/A 509a1 The Taub Center for Social Policy 100,000
    AMER JEWISH JOINT DIST COMMITTEE INC
    711 3RD AVE
    NEW YORK,NY10017
    N/A 509a1 Singer Lecture Series at the Taub Center 50,000
    AMERICARES FREE CLINIC INC
    88 HAMILTON AVE
    STAMFORD,CT06902
    N/A 509a1 The Stamford Free Clinic 15,000
    BARTLETT ARBORETUM ASSOCIATION INC
    151 BROOKDALE RD
    STAMFORD,CT06903
    N/A 509a2 Childrens Education Program 5,000
    BOYS & GIRLS CLUB OF STAMFORD INC
    347 STILLWATER AVE
    STAMFORD,CT06902
    N/A 509a1 General Unrestricted 10,000
    BUILDON INC
    777 LONG RIDGE RD BLDG A
    STAMFORD,CT06902
    N/A 509a1 Construction of Three Schools in Haiti 105,000
    CAMP AMERIKIDS INC
    88 HAMILTON AVE
    STAMFORD,CT06902
    N/A 509a1 General Unrestricted 25,000
    CHICAGO ARTS PARTNERSHIPS IN EDUCATION
    203 N WABASH AVE STE 1720
    CHICAGO,IL60601
    N/A 509a1 General Unrestricted 5,000
    CHILD GUIDANCE CTR OF SOUTHERN CT INC
    196 GREYROCK PL
    STAMFORD,CT06901
    N/A 509a1 Capital Needs for the Greyrock Facility 168,000
    CHILDCARE LEARNING CENTERS INC
    64 PALMERS HILL RD
    STAMFORD,CT06902
    N/A 509a1 Harold J. Sandak Garden Project 20,000
    CODMAN ACADEMY FOUNDATION
    637 WASHINGTON ST
    DORCHESTER,MA02124
    N/A 509a1 Building Project 15,000
    CODMAN ACADEMY FOUNDATION
    637 WASHINGTON ST
    DORCHESTER,MA02124
    N/A 509a1 Post Secondary Degrees Scholarship Fund 5,000
    COLLEGE OF NEW ROCHELLE
    29 CASTLE PL
    NEW ROCHELLE,NY10805
    N/A 509a1 General Unrestricted 10,000
    CONNECTICUT APPLESEED CENTER FOR LAW AND JUSTICE INC
    ONE CANTERBURY GREEN
    STAMFORD,CT06901
    N/A 509a1 CLICC / General Unrestricted 7,500
    COVENANT HOUSE
    460 W 41ST ST
    NEW YORK,NY10036
    N/A 509a1 General Unrestricted 5,000
    DC CENTRAL KITCHEN INC
    425 2ND ST NW
    WASHINGTON,DC20001
    N/A 509a1 General Unrestricted 5,000
    DOMUS KIDS INC
    83 LOCKWOOD AVE
    STAMFORD,CT06902
    N/A 509a1 Purchase of Three Mini Vans 96,000
    FERGUSON LIBRARY
    1 PUBLIC LIBRARY PLZ
    STAMFORD,CT06904
    N/A 509a1 General Unrestricted 10,000
    FREE THE CHILDREN INTERNATIONAL
    PO BOX 32099
    HARTFORD,CT06510
    N/A 509a1 General Unrestricted 5,000
    HEBREW FREE LOAN SOCIETY INC
    675 3RD AVE RM 1905
    NEW YORK,NY10017
    N/A 509a2 General Unrestricted 100,000
    HOPE FOR HAITI INC
    1021 5TH AVE N
    NAPLES,FL34102
    N/A 509a1 General Unrestricted 100,000
    HOPE FOR HAITI INC
    1021 5TH AVE N
    NAPLES,FL34102
    N/A 509a1 The Weinberg Matching Grant for Medication Fund 25,000
    HOPE FOR HAITI INC
    1021 5TH AVE N
    NAPLES,FL34102
    N/A 509a1 Medical Training at Beth Israel Medical Center 7,015
    INNER-CITY FOUNDATION FOR CHARITY & EDUCATION INC
    238 JEWETT AVE
    BRIDGEPORT,CT06606
    N/A 509a1 General Unrestricted 30,000
    INSPIRICA INC
    141 FRANKLIN ST
    STAMFORD,CT06901
    N/A 509a1 General Unrestricted 7,500
    JACKIE ROBINSON PARK OF FAME INC
    860 CANAL ST
    STAMFORD,CT06902
    N/A 509a1 General Unrestricted 7,500
    JEWISH COMMUNAL FUND
    575 MADISON AVE STE 703
    NEW YORK,NY10022
    N/A 509a1 Peter Singer Charitable Fund 250,000
    JEWISH COMMUNAL FUND
    575 MADISON AVE STE 703
    NEW YORK,NY10022
    N/A 509a1 Soul Singh Khalsa Fund 250,000
    KIDS IN CRISIS INC
    1 SALEM ST
    COS COB,CT06807
    N/A 509a1 TeenTalk Program at AITE 5,000
    MALTA HOUSE INC
    5 PROWITT ST
    NORWALK,CT06855
    N/A 509a1 General Unrestricted 5,000
    NEW COVENANT HOUSE OF HOSPITALITY
    90 FAIRFIELD AVE
    STAMFORD,CT06904
    N/A 509a1 General Unrestricted 5,000
    OVER 60 CLUB INC
    628 MAIN ST
    STAMFORD,CT06905
    N/A 509a1 General Unrestricted 5,000
    PERSON TO PERSON INC
    1864 POST RD
    DARIEN,CT06820
    N/A 509a1 General Unrestricted 10,000
    REACH PREP INC
    ONE DOCK ST
    STAMFORD,CT06902
    N/A 509a1 General Unrestricted 25,000
    RED CLOUD INDIAN SCHOOL
    100 MISSION DR
    PINE RIDGE,SD57770
    N/A 509a1 General Unrestricted 5,000
    ROCKEFELLER UNIVERSITY
    1230 YORK AVE
    NEW YORK,NY10065
    N/A 509a1 To Support Research of Fernando Nottebohn 100,000
    SHELTER FOR THE HOMELESS INC
    137 HENRY ST STE 505
    STAMFORD,CT06902
    N/A 509a1 General Unrestricted 5,000
    STAMFORD HOSPITAL
    1351 WASHINGTON BLVD STE 20
    STAMFORD,CT06902
    N/A 509a1 Bennett Cancer Center New Patient Info Packet 10,000
    STAMFORD HOSPITAL
    1351 WASHINGTON BLVD STE 20
    STAMFORD,CT06902
    N/A 509a1 New Pediatric Advanced Care Unit 1,500,000
    STAMFORD HOSPITAL HEALTH FOUNDATION INC
    1351 WASHINGTON BLVD
    STAMFORD,CT06902
    N/A 509a1 Charitable Event 25,000
    THE MARITIME AQUARIUM AT NORWALK INC
    10 N WATER ST
    SOUTH NORWALK,CT06854
    N/A 509a1 Research Boat for Childrens Education 10,000
    UNITED WAY OF WESTERN CONNECTICUT INC
    85 W ST
    DANBURY,CT06810
    N/A 509a1 AEDS to Stamford Area Member Agencies 60,000
    Total .................................bullet 3a 3,283,515
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code
    (b)
    Amount
    (c)
    Exclusion code
    (d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3Interest on savings and temporary cash investments     14 2,734  
    4 Dividends and interest from securities....     14 1,614,286  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8Gain or (loss) from sales of assets other than inventory     18 356,809  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   1,973,829  
    13Total. Add line 12, columns (b), (d), and (e)..................
    131,973,829
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow
    Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section
    Yes
    No
    501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is “Yes,” complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If “Yes,” complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's namebullet



    Firm's addressbullet







    Firm's EINbullet
    Phone no.
    Form 990-PF (2012)
    Additional Data


    Software ID: 12000057
    Software Version: 12.15.422.1
    Part VI Line 7 - Tax Paid Original Return: 33846


    Form 990PF - Special Condition Description:
    Special Condition Description

    Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

    TY 2012 GainLossSaleOtherAssetsSch
    Name:
    The Herbert & Nell Singer Foundation Inc
    EIN: 13-3151548
    Software ID:12000057
    Software Version:12.15.422.1
    Name Date Acquired How Acquired Date Sold Purchaser Name Gross Sales Price Basis Basis Method Sales Expenses Total (net) Accumulated Depreciation
    Publicly-traded Securities         24,457,110 24,100,301     356,809  

    TY 2012 GeneralExplanationAttachment
    Name:
    The Herbert & Nell Singer Foundation Inc
    EIN: 13-3151548
    Software ID:12000057
    Software Version:12.15.422.1
    Identifier Return Reference Explanation

    TY 2012 InvestmentsCorpBondsSchedule
    Name:
    The Herbert & Nell Singer Foundation Inc
    EIN: 13-3151548
    Software ID:12000057
    Software Version:12.15.422.1
    Name of Bond End of Year Book Value End of Year Fair Market Value
    3M CO SR NT - 1.375 - 09/29/2016 99,156 102,054
    ALCOA INC BD - 5.900 - 02/01/2027 27,778 28,820
    ALTRIA GROUP INC - 9.250 - 08/06/2019 17,001 18,085
    AMERICAN EXPRESS - 2.375 - 03/24/2017 100,726 105,678
    AMERICAN INTL GROUP INC - 5.850 - 01/16/2018 96,022 108,762
    ANHEUSER BUSCH INBEV - 4.375 - 02/15/2021 57,098 66,325
    ARCELORMITTAL - 3.750 - 08/05/2015 57,084 57,574
    ASTRAZENECA PLC NT - 5.900 - 09/15/2017 88,469 94,772
    ATT INC GLBL NT - 1.600 - 02/15/2017 97,882 99,151
    ATT INC GLBL NT - 3.000 - 02/15/2022 63,020 65,521
    AUSTRALIAN GOVT BD - 6.250 - 06/15/2014 61,493 65,498
    BANK OF NOVA SCOTIA NT - 2.550 - 01/12/2017 63,537 66,291
    BELLSOUTH CORP NT - 5.200 - 12/15/2016 23,042 24,086
    BERKSHIRE HATHAWAY FIN CORP - 1.600 - 05/15/2017 65,500 65,234
    BERKSHIRE HATHAWAY FIN CORP - 5.400 - 05/15/2018 101,085 102,251
    BP CAPITAL MARKETS - 3.875 - 03/10/2015 63,511 62,856
    BP CAPITAL MARKETS PLC - 4.500 - 10/01/2020 39,539 44,946
    BUNGE LTD FIN CORP - 4.100 - 03/15/2016 28,256 30,078
    BURLINGTON NORTHERN SANTA FE - 4.700 - 10/01/2019 53,773 59,944
    CANADIAN GOVT NT - 3.750 - 06/01/2019 130,899 148,015
    CANADIAN NAT RES LTD NT - 5.700 - 05/15/2017 84,332 90,704
    CAPITAL ONE FINL CORP - 6.150 - 09/01/2016 33,837 36,609
    CATERPILLAR FINL SVCS MTNS - 7.150 - 02/15/2019 57,785 62,499
    CATERPILLAR INC - 1.375 - 05/27/2014 104,920 106,279
    CCO HLDG LLC / CCO HLDG CAP - 6.625 - 01/31/2022 27,068 29,498
    CHEVRON CORP - 1.104 - 12/05/2017 104,000 104,726
    CISCO SYSTEMS - 4.950 - 02/15/2019 154,162 171,653
    CITIGROUP INC - 5.375 - 08/09/2020 27,998 31,818
    CITIGROUP INC NT - 5.500 - 04/11/2013 83,442 79,814
    CITIGROUP INC SR NT - 4.500 - 01/14/2022 103,019 102,644
    CITIZENS COMMUNICATIONS CO - 6.250 - 01/15/2013 24,902 24,030
    COMCAST CORP NT - 6.300 - 11/15/2017 57,092 62,565
    CONOCOPHILLIPS - 5.750 - 02/01/2019 57,920 63,956
    CONOCOPHILLIPS COMPANY - 1.050 - 12/15/2017 104,760 104,667
    CREDIT SUISSE USA INC - 4.875 - 01/15/2015 58,012 58,200
    DAIMLERCHRYSLER N. AMER - 6.500 - 11/15/2013 80,069 75,581
    DEVELOPMENT BANK OF JP - 1.050 - 06/20/2023 121,424 141,096
    DIRECTV HLDGS LLC - 3.550 - 03/15/2015 96,055 98,884
    DIRECTV HLDGS LLC - 5.000 - 03/01/2021 113,126 125,639
    DISNEY WALT CO - 1.1250 - 02/15/2017 101,021 102,078
    DISNEY WALT CO - 2.35 - 12/01/2022 65,999 66,607
    DOMINION RESOURCES INC - 5.200 - 08/15/2019 41,575 46,362
    EMBARQ CORP NT - 7.995 - 06/01/36 29,844 30,927
    ENERGY TRANSFER NT - 6.700 - 07/01/2018 29,145 31,328
    ENTERPRISE PRODUCTS BD - 5.200 - 09/01/2020 58,461 66,842
    EUR FINNISH GOVT - 3.500 - 04/15/2021 160,899 162,241
    EUROPEAN INVESTMENT BANK NT - 1.400 - 06/20/2017 187,141 193,615
    EUROPEAN INVESTMENT BANK NT - 2.150 - 01/18/2027 162,223 148,272
    EXELON CORP NT - 4.900 - 06/15/2015 55,001 56,604
    EXPRESS SCRIPTS INC - 3.125 - 05/15/2016 57,778 61,149
    FORD MOTOR CREDIT - 7.000 - 10/1/2013 51,909 51,210
    GE CAP CORP - 2.800 - 01/08/2013 25,553 25,007
    GE CAP CORP - 4.750 - 09/15/2014 85,116 84,097
    GE CAP CORP - 6.875 - 01/10/2039 54,242 66,606
    GENERAL ELEC CAP CORP MTN BE - 3.150 - 09/07/2022FR 155,774 159,384
    GEORGIA PAC CORP - 7.750 - 11/15/2029 24,173 31,454
    GERMANY FEDERAL REPUBLIC BD - 1.750 - 07/04/2022 114,552 123,806
    GOLDMAN SACHS GROUP INC - 5.375 - 03/15/2020 59,489 65,324
    GOLDMAN SACHS GROUP INC NOTE - 5.750 - 01/24/2022 104,606 104,034
    GOLDMAN SACHS GROUP INC NTS - 6.150 - 04/01/2018 57,697 64,612
    HEWLETT PACKARD CO NT - 2.600 - 09/15/2017 26,155 25,328
    HOME DEPOT - 5.400 - 09/15/2040 61,972 80,243
    INTEL CORP NT - 1.950 - 10/01/2016 99,847 103,291
    INTL PAPER CO BD - 7.950 - 06/15/2018 25,086 27,149
    JOHN DEERE - 1.875 - 06/17/2013 10,153 10,070
    JP MORGAN CHASE - 5.125 - 09/15/2014 153,621 153,150
    JPMORGAN CHASE CO - 3.450 - 03/01/2016 69,432 73,279
    JPMORGAN CHASE CO GLBL - 4.750 - 03/01/2015 117,235 118,670
    KRAFT FOODS INC - 4.125 - 02/09/2016 56,866 58,834
    KRAFT FOODS INC BD - 6.500 - 02/09/2040 57,629 72,541
    KREDITANSTALT FUR WIEDERAUFB - 2.050 - 02/16/2026 177,925 191,084
    MCDONALDS CORP NT - 5.000 - 02/01/2019 20,324 22,133
    MEXICO UNITED MEXICAN STATES BD - 7.250 - 12/15/2016 83,070 83,111
    MEXICO NT - 8.000 - 12/17/2015 81,189 79,296
    MORGAN STANLEY - 4.750 - 04/01/2014 53,839 53,845
    MORGAN STANLEY GLBL NT - 5.300 - 03/01/2013 58,526 55,373
    MORGAN STANLEY SR NT-F - 4.750 - 03/22/2017 14,959 16,364
    NABORS INDS INC - 6.150 - 02/15/2018 51,530 55,274
    NETHERLANDS GOVT BD - 4.000 - 07/15/2019 122,475 133,670
    NEW ZEALAND BD - 6.000 - 04/15/2015 86,344 88,770
    NEWMONT MINING CORP NT - 5.125 - 10/01/2019 39,504 42,655
    NEWS AMER INC - 6.400 - 12/15/2035 28,584 33,516
    NISOURCE FIN CORP - 6.125 - 03/01/2022 26,740 29,961
    NORWEGIAN GOVT BD - 4.500 - 05/22/2019 76,973 77,407
    ONTARIO PROV CDA - 4.000 - 10/07/2019 128,522 143,489
    OWENS CORNING NT - 7.000 - 12/01/2036 30,664 33,194
    PEPSICO INC - 5.000 - 06/01/2018 141,463 155,373
    PFIZER INC - 6.200 - 03/15/2019 88,346 97,326
    PHILIPS ELECTRONICS NV - 3.750 - 03/15/2022 64,250 69,183
    PRUDENTIAL INC. - 4.750 - 09/17/2015 28,416 29,596
    QUEENSLAND TREAS CORP BD - 6.000 - 08/14/2013 74,863 84,656
    REPUBLIC OF AUSTRIA - 4.000 - 09/15/2016 159,841 164,234
    REPUBLIK POLAND - 5.625 - 06/20/2018 82,820 88,066
    ROYAL BK OF CANADA MTN - 1.150 - 03/13/2015 101,967 103,107
    SBC COMMUNICATIONS INC - 6.150 - 09/15/2034 50,462 60,324
    SHELL INTL FIN NT - 6.375 - 12/15/2038 30,346 37,934
    SIMON PROPERTY GROUP - 6.125 - 05/30/2018 27,365 30,453
    SPRINT CAPITAL CORP - 6.875 - 11/15/2028 32,028 38,480
    SWEDISH GOVT BD - 4.250 - 03/12/2019 73,300 87,118
    TALISMAN ENERGY INC - 5.850 - 02/01/2037 43,630 48,381
    TIME WARNER CABLE INC - 5.850 - 05/01/2017 56,375 60,247
    TIME WARNER CABLE INC - 8.750 - 02/14/2019 87,945 94,441
    TIME WARNER CO - 6.625 - 05/15/2029 26,119 30,625
    TIME WARNER INC - 4.700 - 01/15/2021 60,321 66,030
    TOYOTA MTR CR CORP MTN - 1.250 - 10/05/2017 66,246 66,469
    TOYOTA MTR CRD CORP - 2.050 - 01/12/2017 99,835 103,426
    UNITED KINGDOM GOVERNMENT OF BOND - 4.000 - 03/07/2022 144,593 146,106
    UNITED PARCEL SERVICE - 3.125 - 01/15/2021 90,431 100,041
    UNITED PARCEL SRVC NT - 5.500 - 01/15/2018 57,966 62,478
    UNITEDHEALTH GROUP BD - 5.375 - 03/15/2016 39,428 40,867
    US STEEL CORP NT - 7.375 - 04/01/2020 24,584 25,620
    US WEST COMMUNICATIONS INC - 6.875 - 09/15/2033 28,164 29,145
    VERIZON COMM BD - 5.500 - 02/15/2018 58,199 64,847
    VODAFONE GROUP PLC NOTE - 1.625 - 03/20/2017 29,682 30,440
    VODAFONE GROUP PLC NOTE - 4.150 - 06/10/2014 105,499 104,919
    WACHOVIA CORP NT - 5.750 - 06/15/2017 58,739 61,587
    WAL-MART STORES - 5.250 - 09/01/2035 46,954 58,310
    WELLS FARGO - 2.625 - 12/15/2016 100,012 105,537
    WELLS FARGO CO - 4.600 - 04/01/2021 44,421 50,611
    WHIRLPOOL CORP - 8.600 - 05/01/2014 30,593 28,471
    WYNDHAM WORLDWIDE CORP - 6.000 - 12/01/2016 1,108 1,131

    TY 2012 InvestmentsCorpStockSchedule
    Name:
    The Herbert & Nell Singer Foundation Inc
    EIN: 13-3151548
    Software ID:12000057
    Software Version:12.15.422.1
    Name of Stock End of Year Book Value End of Year Fair Market Value
    749 shares of 3M CO 69,257 69,545
    1049 shares of ABBOTT LABS 61,616 68,710
    551 shares of ADT LTD. 24,869 25,616
    1680 shares of AEON CO LTD ADR OTC 21,079 19,186
    123 shares of AGRIUM INC. 8,502 12,284
    261 shares of ALLERGAN INC. 24,766 23,942
    101039 shares of ALLIANZ FIXED INCOME SHARES SERIES C 1,299,727 1,364,027
    122187 shares of ALLIANZ FIXED INCOMESHARES SERIES M 1,241,930 1,370,938
    356 shares of AMAZON COM 71,018 89,310
    1393 shares of AMER INTERNATIONAL GROUP INC 48,970 49,173
    553 shares of ANHEUSER BUSCH COS INC 47,200 48,338
    297 shares of APPLE INC. 84,524 158,055
    825 shares of ASML HOLDING NV NY REG SHS 48,153 53,122
    693 shares of ASTRAZENECA 31,213 32,758
    955 shares of AUSTRALIA N Z ADS 20,134 25,174
    1196 shares of AUTOMATIC DATA PROCESSING INC. 67,528 68,088
    609 shares of AXIS CAPITAL HOLDINGS LTD 19,112 21,096
    1008 shares of BAE SYSTEMS PLC SP/AR 22,031 22,458
    1451 shares of BANCO BRADESCO S.A. SPONS ADR NEW 25,517 25,204
    759 shares of BARCLAYS PLC ADR 10,721 13,146
    1040 shares of BAXTER INTERNATIONAL INC. 59,631 69,320
    204 shares of BIOGEN IDEC INC 23,749 29,859
    105648 shares of BLACKROCK GLOBAL ALLOC I 1,914,800 2,095,009
    98415 shares of BLACKROCK INFLATION PROTECTED B 1,073,940 1,187,867
    372 shares of BOEING CO 26,438 28,034
    316 shares of BORG WARNER INC. 22,736 22,632
    108000 shares of BP CAPITAL MARKETS PLC 107,911 108,095
    1510 shares of BRISTOL-MYERS SQUIBB CO 49,874 49,211
    1105 shares of C H ROBINSON WORLDWIDE INC. 65,476 69,858
    1301 shares of CALRSBERG AS SP ADR REP B 22,351 25,470
    224 shares of CAMERON INTERNATIONAL CORP 12,147 12,647
    516 shares of CAP GEMINI SA UNSP/ADR 9,703 11,424
    313 shares of CERNER CORPORATION 22,292 24,261
    646 shares of CHEVRON CORP 68,133 69,903
    229 shares of CHINA PETRO CHEM 23,059 26,317
    3821 shares of COCA-COLA CO 133,859 138,518
    1418 shares of COMPANHIA PARANAENSE DE ENERGIA 27,699 21,766
    446 shares of COMPANHIA SANEA ADS 16,591 37,272
    866 shares of CROWN CASTLE INTL 48,938 62,491
    651 shares of DANAHER CORP 35,017 36,391
    4152 shares of DEUTSCHE BOERSE ADR 23,154 25,659
    229 shares of DIAGEO PLC ADS 15,128 26,697
    438 shares of DISCOVERY COMMUNICATIONS CL A 23,287 27,804
    1319 shares of EATON CORP PLC 62,099 71,463
    264 shares of EDWARDS LIFESCIENCES 24,066 23,805
    1750 shares of EMC CORP-MASS 40,850 44,275
    160 shares of EOG RESOURCES INC 18,903 19,326
    862 shares of EXPRESS SCRIPTS HOLDING CO. 47,927 46,548
    772 shares of EXXON MOBIL CORP 66,035 66,832
    548 shares of FACEBOOK INC 17,838 14,588
    715 shares of FAMILY DOLLAR STORES COMMON 43,008 45,338
    250 shares of FEDEX CORPORATION COMMON STOCK 22,480 22,930
    22851 shares of FIDELITY ADVISOR NEW INSIGHTS CLASS I 503,510 526,020
    48790 shares of FIRST EAGLE SOGEN GLOBAL FUND CLASS 2,042,204 2,379,013
    48246 shares of FIRST EAGLE SOGEN OVERSEAS FUND CLASS I 1,055,470 1,078,783
    75934 shares of FPA CRESCENT PORTFOLIO 2,077,048 2,224,117
    1678 shares of FRANCE TELECOM ADS 34,276 18,542
    1089 shares of FUJI HEAVY INDUS LTD ADR 14,850 27,454
    29904 shares of GAMCO WESTWOOD MIGHTY MITES CL I 1555 525,977 553,827
    1021 shares of GEN DYNAMICS CP 69,394 70,725
    1699 shares of GENERAL ELECTRIC CO 36,214 35,662
    318 shares of GILEAD SCIENCES INC 23,465 23,357
    215 shares of GOLDEN AGRI-RESOURCES LTD 10,947 11,556
    110 shares of GOOGLE INC CL A 63,477 77,812
    795 shares of HANG SENG BANK LTD S/ADR 11,022 12,315
    413 shares of HITACHI LTD 23,206 24,338
    1114 shares of HONEYWELL INTERNATIONAL INC. 65,383 70,712
    460 shares of HSBC HLDGS PLC ADS 21,704 24,412
    722 shares of ILLUMINA INC COM 38,757 40,136
    257 shares of IMPERIAL TOBACCO GRO 18,326 19,915
    215 shares of INTERNATIONAL BUSINESS MACHINES 42,681 41,183
    988 shares of ISRAEL CHEMICALS UNSPON ADR 10,467 11,994
    86790 shares of IVY ASSET STRATEGY FUND CLASS I 1,946,985 2,262,627
    20263 shares of JENNISON NATURAL RESOURCES FUND CLASS Z 1,006,916 942,434
    438 shares of JOHNSON JOHNSON 31,123 30,704
    665 shares of JOY GLOBAL INC. 54,595 42,414
    1354 shares of KDDI CP UNSP ADR 21,282 23,857
    992 shares of KINDER MORGAN INC 35,523 35,047
    507 shares of KOC HOLDINGS AS UNSP/ADR 10,456 13,259
    381 shares of KOMATSU LTD. 9,784 9,796
    659 shares of KRAFT FOODS GROUP, INC. 28,771 29,965
    2050 shares of LINEAR TECHNOLOGY CORP 67,517 70,315
    270 shares of LINKEDIN CORPORATION CLASS A 28,536 31,001
    12773 shares of LOOMIS SAYLES HIGH INCOME OPPORTUNITIES FUND 124,729 134,883
    199560 shares of LOOMIS SAYLES SECURITIZED ASSET FUND 2,153,809 2,231,080
    247 shares of MAGNA INTERNATIONAL INC. 9,565 12,355
    311966 shares of MAINSTAY HIGH YIELD CORPORATE BOND FUND CLASS I 1,822,570 1,906,114
    1646 shares of MANULIFE FIN CORP 24,564 22,369
    137364 shares of MARKETFIELD FUND 1,772,331 2,175,843
    886 shares of MARKS SPENCER GRP ADR 9,193 11,040
    777 shares of MCDONALDS CORP 67,627 68,579
    1609 shares of MEDTRONIC INC 64,090 65,986
    68276 shares of METROPOLITAN WEST HIGH YIELD BD FD CL I 700,010 711,437
    100156 shares of MFS UTILITIES FUND CLASS I 1,611,552 1,869,905
    5652 shares of MICROSOFT CORPORATION 161,158 150,963
    69 shares of MITSUI COMPANY, LTD. - ADR 21,593 20,735
    7045 shares of MIZUHO FINANCIAL GRO 23,542 25,785
    1194 shares of MONDELEZ INTERNATIONAL INC 30,621 30,391
    751 shares of MONSANTO CO 55,733 71,082
    71887 shares of NEUBERGER BERMAN INTR VAL - IS 830,617 769,908
    441 shares of NEXTERA ENERGY, INC 30,659 30,513
    938 shares of NITTO DENKO ADR 18,026 23,291
    388 shares of OREILLY AUTOMOTIVE INC. 36,141 34,695
    73739 shares of OAKMARK EQUITY INCOME FUND 1,943,603 2,101,561
    34801 shares of OPPENHEIMER DEVELOPING MARKETS FUND CLASS Y 1,035,305 1,213,854
    104000 shares of ORACLE CORP NOTE 01.20000 10/15/2017 103,820 104,309
    2073 shares of PAYCHEX INC COM 66,765 64,470
    293 shares of PETROLEO BRASILEIRO 11,396 5,705
    1534 shares of PFIZER INC. 35,048 38,472
    351 shares of PHILIP MORRIS INTL 30,117 29,358
    247 shares of POSCO 26,603 20,291
    25000 shares of POWERSHARES ETF TR II SP500 LOW VOL 674,850 692,000
    339 shares of PRECISION CASTPARTS 45,379 64,213
    30000 shares of PRIMEENERGY CORP 123,750 690,000
    749 shares of PROCTER GAMBLE CO 50,113 50,850
    174889 shares of PRUDENTIAL JENNISON EQITY IN 2,320,201 2,444,948
    947 shares of QUALCOMM INC 56,953 58,581
    910 shares of RANGE RESOURCES CORP DEL 50,378 57,175
    855 shares of REED ELSEVIER N VSPONSORED ADR NEW 22,997 25,291
    162 shares of RENAISSANCERE HOLDINGS LTD 9,099 13,164
    450 shares of RIO TINTO PLC SPONSORED ADR 24,820 26,141
    454 shares of ROYAL DUTCH SHELL PLC 25,326 31,303
    617 shares of SAGE GROUP PLC UNS/ADR 9,294 11,902
    481 shares of SANDISK CORP 23,475 20,924
    574 shares of SANOFI-AVENTIS SPONSORED ADR 20,370 27,196
    778 shares of SASOL LTD 30,411 33,680
    502 shares of SCHLUMBERGER LTD 39,426 34,788
    334 shares of SEADRILL LTD 11,339 12,291
    2011 shares of SEGA SAMMY HLDGS S/ADR 10,734 8,406
    172 shares of SHERWIN-WILLIAMS CO. 24,283 26,457
    253 shares of SIEMENS A G ADR 20,982 27,696
    1803 shares of SK TELECOM ADS ADS 27,446 28,541
    10000 shares of SPDR GOLD TR GOLD SHS 1,129,565 1,620,200
    1196 shares of STARBUCKS CORP COM 45,972 64,141
    831 shares of STATOIL ASA ADS 18,222 20,808
    630 shares of SVENSKA CELL AKT SCA ADR 6,981 13,847
    935 shares of TAIWAN SEMICONDUCTOR MFG CO LTD 10,488 16,045
    479 shares of TATA MOTORS LTD ADS 9,738 13,757
    518 shares of TELSTRA CORPORATION 7,150 11,785
    359 shares of TERADATA CORPORATION 24,630 22,219
    546 shares of TEVA PHARMECEUTICAL SP ADR 25,475 20,388
    274 shares of TORONTO DOMINION 18,463 23,106
    667 shares of UNILEVER N V N Y 24,681 25,546
    359 shares of UNION PACIFIC 35,886 45,133
    703 shares of UNITED OVRSEAS BK LTD ADR 19,387 23,094
    345 shares of UNITEDHEALTH GROUP INC. 14,305 18,713
    141 shares of V F CORP 12,448 21,287
    1263 shares of VALE SA 31,374 26,472
    20000 shares of VANGUARD FTSE ALL-WORLD EX-US ETF 867,578 915,000
    20000 shares of VANGUARD HIGH DIV YIELD 965,017 987,600
    2092 shares of VERIZON COMMUNICATIONS 87,305 90,521
    105000 shares of VERIZON COMMUNICATIONS 2.45 11/1/22 104,890 105,035
    1061 shares of VERTEX PHARMCTLS INC 55,256 44,456
    938 shares of WAL-MART STORES INC. 67,342 64,000
    204305 shares of WASATCH EMERGING MARKETS SMALL CAP FUND 502,701 574,097
    264 shares of WOORI FINANCE ADR 9,941 8,804
    1406 shares of YAMANA GOLD INC 14,329 24,197
    438 shares of YANZHOU COAL MINING ADR 9,417 7,481
    1326 shares of ZURICH INSURANCE GROUP AG 25,068 35,537

    TY 2012 InvestmentsOtherSchedule2
    Name:
    The Herbert & Nell Singer Foundation Inc
    EIN: 13-3151548
    Software ID:12000057
    Software Version:12.15.422.1
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    CHILTON SMALL CAP ACCESS LTD   1,500,000 1,609,760
    DEGAS   500,000 450,000
    MINERAL RIGHTS - TX - S HARRIS CHEVRON UN TR O1 BLK A-23 SEC 20   1 1,884
    OZOFII ACCESS LTD   2,000,000 2,300,469
    YORK TOTAL ACCESS LTD   1,500,000 1,635,197

    TY 2012 OtherExpensesSchedule
    Name:
    The Herbert & Nell Singer Foundation Inc
    EIN: 13-3151548
    Software ID:12000057
    Software Version:12.15.422.1
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Administrative Fees 100,449     100,449
    Bank Charges 547 547    
    Foundation Dues Memberships 695     695
    Premium Payment for Indemnification Insurance 1,989     1,989
    Public Disclosure in Newspaper Ad 125     125
    State or Local Filing Fees 1,500     1,500


    TY 2012 OtherProfessionalFeesSchedule
    Name:
    The Herbert & Nell Singer Foundation Inc
    EIN: 13-3151548
    Software ID:12000057
    Software Version:12.15.422.1
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Investment Management Services 317,159 317,159    


    TY 2012 TaxesSchedule
    Name:
    The Herbert & Nell Singer Foundation Inc
    EIN: 13-3151548
    Software ID:12000057
    Software Version:12.15.422.1
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Estimated Tax for 2012 22,800      
    Foreign Tax 5,051 5,051    
    Excise Tax for 2011 16,508      
    State or Local Property Taxes 57 57