TY 2012 Form 990PF

- TIN:

Form990-PF
Click to see attachment

Department of the Treasury
Internal Revenue Service

Return of Private Foundation

or Section 4947(a)(1) Nonexempt Charitable Trust
Treated as a Private Foundation

Note. The foundation may be able to use a copy of this return to satisfy state reporting requirements.

OMB No. 1545-0052

2012

Open to Public Inspection

For calendar year 2012, or tax year beginning 01-01-2012 , and ending 12-31-2012

Name of foundation
CHASE FOUNDATION
MACK C CHASE TRUSTEE

Number and street (or P.O. box number if mail is not delivered to street address)510 W TEXAS AVE Room/suite

City or town, state, and ZIP code
ARTESIA, NM88210

A Employer identification number

36-7466258

B Telephone number (see instructions)

(575) 746-4610

C If exemption application is pending, check here bullet

G Check all that apply: Initial returnInitial return of a former public charity
Final returnAmended return
Address changeName change

D 1. Foreign organizations, check here ............. bullet

2. Foreign organizations meeting the 85% test,
check here and attach computation ........... bullet

H Check type of organization: Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trustOther taxable private foundation

I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16) bullet

$43,095,024J Accounting method: Cash Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)

E If private foundation status was terminated
under section 507(b)(1)(A), check here ......... bullet

F If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here ......... bullet

	Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)	(a) Revenue and expenses per books		(b) Net investment income	(c) Adjusted net income	(d) Disbursements for charitable purposes (cash basis only)


1	Contributions, gifts, grants, etc., received (attach schedule)	127,370
2	Check
3	Interest on savings and temporary cash investments	124		124	124
4	Dividends and interest from securities......	1,191,280		1,191,280	1,191,280
5a	Gross rents..............
b	Net rental income or (loss)
6a	Net gain or (loss) from sale of assets not on line 10		-172,887
b	Gross sales price for all assets on line 6a 12,232,565
7	Capital gain net income (from Part IV, line 2)...
8	Net short-term capital gain.........
9	Income modifications...........
10a	Gross sales less returns and allowances
b	Less: Cost of goods sold....
c	Gross profit or (loss) (attach schedule).....
11	Other income (attach schedule).......		95,389	95,389	95,389
12	Total. Add lines 1 through 11........	1,241,276		1,286,793	1,286,793
13	Compensation of officers, directors, trustees, etc.
14	Other employee salaries and wages......	39,691				39,691
15	Pension plans, employee benefits.......
16a	Legal fees (attach schedule).........		5,807			5,807
b	Accounting fees (attach schedule).......		21,145			21,145
c	Other professional fees (attach schedule)....
17	Interest...............
18	Taxes (attach schedule) (see instructions)		759	-3,063		3,822
19	Depreciation (attach schedule) and depletion...		12,997
20	Occupancy..............	1,567				1,567
21	Travel, conferences, and meetings.......	5,304				5,304
22	Printing and publications..........	7,840				7,840
23	Other expenses (attach schedule).......		446,395	262,176		184,219
24	Total operating and administrative expenses.
	Add lines 13 through 23..........	541,505		259,113		269,395
25	Contributions, gifts, grants paid........	2,089,375				2,089,375
26	Total expenses and disbursements. Add lines 24 and 25	2,630,880		259,113		2,358,770
27	Subtract line 26 from line 12:
a	Excess of revenue over expenses and disbursements	-1,389,604
b	Net investment income (if negative, enter -0-)			1,027,680
c	Adjusted net income (if negative, enter -0-)...				1,286,793

For Paperwork Reduction Act Notice, see instructions.

Cat. No. 11289X Form 990-PF (2012)

Form 990-PF (2012)

Page 2

Part II		Balance Sheets	Beginning of year	End of year
Part II		Balance Sheets	(a) Book Value	(b) Book Value	(c) Fair Market Value
	1	Cash—non-interest-bearing...............	77,807	25,732	25,733
	2	Savings and temporary cash investments..........	5,163	2,160	2,160
	3	Accounts receivable
		Less: allowance for doubtful accounts
	4	Pledges receivable
		Less: allowance for doubtful accounts
	5	Grants receivable.................
	6	Receivables due from officers, directors, trustees, and other
		disqualified persons (attach schedule) (see page 15 of the
		instructions)....................
	7	Other notes and loans receivable (attach schedule)
		Less: allowance for doubtful accounts
	8	Inventories for sale or use...............
	9	Prepaid expenses and deferred charges...........
	10a	Investments—U.S. and state government obligations (attach schedule)
	b	Investments—corporate stock (attach schedule)........	28,166,295	24,570,952	27,675,821
	c	Investments—corporate bonds (attach schedule)........	7,490,651	7,806,827	8,147,487
	11	Investments—land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	12	Investments—mortgage loans..............
	13	Investments—other (attach schedule)...........	4,882,605	6,774,030	6,978,275
	14	Land, buildings, and equipment: basis 268,630
		Less: accumulated depreciation (attach schedule) 67,461	203,038	201,169	210,102
	15	Other assets (describe )		55,446	55,446
	16	Total assets (to be completed by all filers—see the
		instructions. Also, see page 1, item I)	40,825,559	39,436,316	43,095,024
	17	Accounts payable and accrued expenses..........	1,963	2,324
	18	Grants payable...................
	19	Deferred revenue..................
	20	Loans from officers, directors, trustees, and other disqualified persons
	21	Mortgages and other notes payable (attach schedule)......
	22	Other liabilities (describe )
	23	Total liabilities (add lines 17 through 22)..........	1,963	2,324
		Foundations that follow SFAS 117, check here
		and complete lines 24 through 26 and lines 30 and 31.
	24	Unrestricted....................
	25	Temporarily restricted................
	26	Permanently restricted................
		Foundations that do not follow SFAS 117, check here
		and complete lines 27 through 31.
	27	Capital stock, trust principal, or current funds.........	40,823,596	39,433,992
	28	Paid-in or capital surplus, or land, bldg., and equipment fund
	29	Retained earnings, accumulated income, endowment, or other funds
	30	Total net assets or fund balances (see page 17 of the
		instructions)....................	40,823,596	39,433,992
	31	Total liabilities and net assets/fund balances (see page 17 of
		the instructions)..................	40,825,559	39,436,316

Part III	Analysis of Changes in Net Assets or Fund Balances
1	Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
	with end-of-year figure reported on prior year’s return)...............	1	40,823,596
2	Enter amount from Part I, line 27a.....................	2	-1,389,604
3	Other increases not included in line 2 (itemize)	3
4	Add lines 1, 2, and 3..........................	4	39,433,992
5	Decreases not included in line 2 (itemize)	5
6	Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30.	6	39,433,992

Form 990-PF (2012)

Page 3

Part IV

Capital Gains and Losses for Tax on Investment Income

(a) List and describe the kind(s) of property sold (e.g., real estate, 2-story brick warehouse; or common stock, 200 shs. MLC Co.)		(b) How acquired P—Purchase D—Donation	(c) Date acquired (mo., day, yr.)	(d) Date sold (mo., day, yr.)
1 a	170 RESEARCH IN MOTION LIMITED CMN	P	2011-12-16	2012-11-21
b	113 XILINX INCORPORATED CMN	P	2011-05-19	2012-02-15
c	74 TEVA PHARMACEUTICAL IND LTD ADS	P	2011-08-09	2012-02-15
d	238 TEVA PHARMACEUTICAL IND LTD ADS	P	2010-12-03	2012-02-15
e	37 NIKE CLASS-B CMN CLASS B	P	2011-04-14	2012-02-15
	11 ANGLO AMERICAN PLC ADR CMN	P	2012-01-13	2012-12-21
	9 ANHEUSER-BUSCH INBEV S.A. SPONSORED ADR	P	2011-04-12	2012-12-19
	10 SEADRILL LTD CMN	P	2012-01-05	2012-10-03
	8 BRITISH SKY BROADCAST GROUP PLC AMER DEP	P	2011-09-26	2012-09-17
	35 NESTLE SA SP DR	P	2011-08-08	2012-04-18
	1 REED ELSEVIER GROUP PLC	P	2011-05-13	2012-04-11
	68 CREDIT SUISSE GROUP SPON ADR	P	2011-04-26	2012-02-07
	430 H & R BLOCK INC CMN	P	2011-02-01	2012-11-21
	135 RESEARCH IN MOTION LIMITED CMN	P	2011-06-01	2012-11-21
	275 NEWS CORPORATION CMN CLASS A	P	2011-02-01	2012-11-13
	268 VIACOM INC CMN CLASS B	P	2011-02-01	2012-10-15
	225 PFIZER CMN	P	2011-02-01	2012-10-10
	80 MICROSOFT CORPORATION CMN	P	2011-02-01	2012-10-09
	145 UNITEDHEALTH GROUP INCORPORTATED CMN	P	2011-02-01	2012-08-20
	140 COMCAST CORPORATION CMN CLASS A NON VOTI	P	2011-02-01	2012-08-02
	40 U.S. BANKCORP CMN	P	2011-02-01	2012-07-30
	10 PEPSICO INC CMN	P	2011-02-01	2012-07-26
	60 WAL MART STORES INC CMN	P	2011-02-01	2012-07-06
	145 PHILLIPS 66 CMN	P	2011-02-01	2012-05-09
	85 COCA-COLA COMPANY NEW CMN	P	2011-02-01	2012-04-27
	10 VIACOM INC CMN CLASS B	P	2011-02-01	2012-04-12
	35 UNITEDHEALTH GROUP INCORPORTATED CMN	P	2011-02-01	2012-04-12
	30 MICROSOFT CORPORATION CMN	P	2011-02-01	2012-04-12
	85 COMCAST CORPORATION CMN CLASS A NON VOTI	P	2011-02-01	2012-04-12
	5 COCA-COLA COMPANY NEW CMN	P	2011-02-01	2012-04-12
	105 MICROSOFT CORPORATION CMN	P	2011-01-01	2012-03-01
	131 TOTAL SYS SVC INC	P	2011-02-01	2012-01-26
	335 NEWS CORPORATION CMN CLASS A	P	2011-02-01	2012-01-26
	120 MICROSOFT CORPORATION CMN	P	2011-02-01	2012-01-26
	175 PFIZER CMN	P	2011-02-01	2012-01-05
	10 AMERICAN CAMPUS CMNTYS. INC CMN	P	2010-12-03	2012-12-24
	30 UNITED THERAPEUTICS CORP CMN	P	2010-12-03	2012-12-12
	15 SOLERA HOLDINGS INC CMN	P	2010-12-03	2012-12-12
	20 CLECO CORPORATION	P	2010-12-03	2012-12-12
	5 TORTOISE ENERGY INFRASCTRUCTURE CORP CMN	P	2010-12-03	2012-11-13
	10 SILGAN HOLDINGS INC CMN	P	2010-12-03	2012-11-13
	10 HARRIS TEETER SUPERMARKETS INC CMN	P	2010-12-03	2012-11-13
	10 CLECO CORPORATION	P	2010-12-03	2012-11-13
	5 MIDDLEBY CORP CMN	P	2010-12-03	2012-11-08
	75 MERIDIAN BIOSCIENCE INC CMN	P	2011-02-01	2012-10-31
	25 TORO CO (DELAWARE) CMN	P	2010-12-03	2012-10-10
	40 PEET'S COFFEE & TEA, INC. CMN	P	2010-12-03	2012-09-24
	100 PAR PHARMACEUTICAL COS INC CMN	P	2012-06-27	2012-09-14
	30 MONRO MUFFLER BRAKE, INC CMN	P	2010-12-03	2012-07-26
	40 SCHNITZER STEEL INDUSTRIES, INC CLASS A	P	2010-12-03	2012-07-13
	25 HMSC HOLDINGS CORP CMN	P	2010-12-03	2012-07-13
	20 SOURCEFIRE INC, CMN	P	2010-12-03	2012-07-12
	155 PSS WORLD MEDICAL INC CMN	P	2011-02-14	2012-06-26
	15 MIDDLEBY CORP CMN	P	2010-12-03	2012-06-18
	15 TUPPERWARE BRANDS CORPORATION CMN	P	2010-12-03	2012-06-14
	10 PROSSURANCE CORP CMN	P	2010-12-03	2012-06-12
	25 MONRO MUFFLER BRAKE, INC CMN	P	2010-12-03	2012-05-08
	35 HIBBETT SPORTS INC CMN	P	2010-12-03	2012-05-08
	25 SOURCEFIRE INC, CMN	P	2010-12-03	2012-04-30
	5 TRACTOR SUPPLY CO CMN	P	2011-06-13	2012-04-25
	50 TRACTOR SUPPLY CO CMN	P	2011-02-01	2012-04-25
	15 TUPPERWARE BRANDS CORPORATION CMN	P	2010-12-03	2012-03-09
	15 TRACTOR SUPPLY CO CMN	P	2010-12-03	2012-03-09
	38 BAXTER INTERNATIONAL INC CMN	P	2010-12-03	2012-12-28
	37 EXXON MOBIL CORP	P	2011-02-01	2012-12-21
	1 EOG RESOURCES INC CMN	P	2010-12-03	2012-12-21
	48 THE TRAVELERS COMPANIES, INC CMN	P	2011-02-01	2012-12-18
	33 EOG RESOURCES INC CMN	P	2010-12-03	2012-12-17
	145 THE TRAVELERS COMPANIES, INC CMN	P	2010-12-03	2012-12-05
	102 FLUOR CORPORATION CMN	P	2011-02-01	2012-12-04
	59 AIR PRODUCTS & CHEM	P	2010-12-03	2012-11-01
	60 EXXON MOBIL CORP	P	2010-12-03	2012-10-18
	147 AMGEN INC. CMN	P	2011-05-11	2012-10-16
	209 U.S. BANKCORP CMN	P	2011-02-01	2012-09-14
	51 EXXON MOBIL CORP	P	2010-12-03	2012-09-14
	273 U.S. BANKCORP CMN	P	2010-12-03	2012-09-13
	239 ANADARKO PETROLEUM CORP CMN	P	2011-12-03	2012-05-24
	63 PEPSICO INC CMN	P	2010-12-03	2012-05-21
	171 MERCK 7 CO., INC. CMN	P	2010-12-03	2012-05-07
	116 AMERICAN EXPRESS CO	P	2011-08-05	2012-05-02
	76 ANADARKO PETROLEUM CORP CMN	P	2010-12-03	2012-05-01
	73 AMERICAN EXPRESS CO CMN	P	2011-08-05	2012-04-27
	192 UNITEDHEALTH GROUP INCORPORTATED CMN	P	2011-02-01	2012-04-18
	359 MATTELL, INC. CMN	P	2011-06-06	2012-02-22
	354 MARSH 7 MCLENNAN CO INC CMN	P	2010-12-03	2012-02-10
	134 DEVON ENERGY CORP (NEW) CMN	P	2010-12-03	2012-02-06
	62 UNITEDHEALTH GROUP INCORPORTATED CMN	P	2010-12-03	2012-01-04
	20000 US TSY NOTE 0.625...% 12/31/2012	P	2011-01-11	2012-12-31
	110000 US TSY NOTE 1.250000% 02/15/14	P	2011-02-16	2012-11-30
	40000 US TSY NOTE 0.875000% 04/30/2017	P	2012-05-17	2012-11-30
	26343 GS US MORTGAGES FUND SEPERATE ACC INST	P	2010-12-16	2012-09-25
	40000 US TSY NOTE 2.250000% 07/31/2018	P	2011-08-08	2012-09-05
	20000 US TSY NOTE 1.750000% 05/15/2022	P	2012-08-06	2012-09-05
	10000 US TSY NOTE 1.625000% 08/15/2022	P	2012-08-10	2012-08-20
	30089 GS US MORTGAGES FUND SEPERATE ACC INST	P	2010-12-16	2012-08-10
	20000 US TSY NOTE 1.750000% 05/15/2022	P	2012-05-17	2012-06-11
	10000 US TSY NOTE 1.250000% 04/30/2019	P	2012-05-17	2012-06-11
	70000 US TSY NOTE 1.250000% 02/15/14	P	2011-02-16	2012-06-11
	20719.32 GS US MORTGAGES FUND SEPERATE ACC INST	P	2010-12-16	2012-05-17
	1023 GS INVESTMENT GREADE CREDIT FUND	P	2010-12-16	2012-03-22
	7828 GS US MORTGAGES FUND SEPERATE ACC INST	P	2010-12-16	2012-01-30
	1340 GS INVESTMENT GREADE CREDIT FUND	P	2010-12-16	2012-01-10
	2640 NII HOLDINGS, INC CMN CLASS B	P	2012-04-27	2012-11-29
	530 LAMAR ADVERTISING CO CMN CLASS A	P	2012-02-15	2012-09-20
	560 CLEAR CHANNEL OUTDOOR HOLDINGS CMN	P	2012-02-15	2012-07-18
	430 XILINX INCORPORATED CMN	P	2010-12-03	2012-02-15
	584 URBAN OUTFITTERS INC CMN	P	2011-09-06	2012-02-15
	284 THERMO FISHER SCIENTIFIC INC CMN	P	2010-12-03	2012-02-15
	189 ST JUDE MEDICAL INC CMN	P	2011-02-16	2012-02-15
	278 ST JUDE MEDICAL INC CMN	P	2010-12-03	2012-02-15
	400 SCHLUMBERGER LTD CMN	P	2010-12-03	2012-02-15
	669 QUALCOMM INC CMN	P	2010-12-03	2012-02-15
	138 PVH COPR CMN	P	2011-12-21	2012-02-15
	136 PROCTOR & GAMBLE COMPANY CMN	P	2010-12-03	2012-02-15
	46 PRAXAIR, INC CMN SERIES	P	2011-02-23	2012-02-15
	138 PRAXAIR, INC CMN SERIES	P	2010-12-03	2012-02-15
	235 PEPSICO INC CMN	P	2010-12-03	2012-02-15
	715 ORACLE CORPORATION CMN	P	2010-12-03	2012-02-15
	220 NORTHERN TRUST CORP CMN	P	2010-12-03	2012-02-15
	189 NIKE CLASS-B CMN CLASS B	P	2010-12-03	2012-02-15
	468 NETAPP, INC CMN	P	2011-02-24	2012-02-15
	58 MASTERCARD INCORPORATED CMN CLASS A	P	2010-12-03	2012-02-15
	473 MARIOTT INTERNATIONAL, INC. CMN CLASS A	P	2011-08-05	2012-02-15
	63 LOWES COMPANIES INC CMN	P	2011-03-03	2012-02-15
	805 LOWES COMPANIES INC CMN	P	2010-12-03	2012-02-15
	104 JOHNSON & JOHNSON CMN	P	2011-02-01	2012-02-15
	166 HONEYWELL INTL INC CMN	P	2012-02-06	2012-02-15
	97 HALLIBURTON COMPANY CMN	P	2011-09-20	2012-02-15
	301 HALLIBURTON COMPANY CMN	P	2010-12-03	2012-02-15
	16 GOOGLE, INC. CMN CLASS A	P	2011-02-24	2012-02-15
	37 GOOGLE, INC. CMN CLASS A	P	2011-01-26	2012-02-15
	18 EQUINIX INC CMN	P	2011-09-23	2012-02-15
	137 EQUINIX INC CMN	P	2010-12-03	2012-02-15
	182 DEVON ENERGY CORP (NEW) CMN	P	2011-03-21	2012-02-15
	48 CROWN CASTLE INTL COPR COMMON STOCK	P	2011-10-31	2012-02-15
	356 CROWN CASTLE INTL COPR COMMON STOCK	P	2010-12-03	2012-02-15
	263 COSTCO WHOLESALE CORPORATION CMN	P	2010-12-03	2012-02-15
	6 CME GROUP INC. CMN CLASS A	P	2011-10-28	2012-02-15
	67 CME GROUP INC. CMN CLASS A	P	2010-12-03	2012-02-15
	259 CBRE GROUP INC CMN	P	2011-08-01	2012-02-15
	680 CBRE GROUP INC CMN	P	2010-12-03	2012-02-15
	184 CAMERON INTL CORP CMN	P	2011-06-17	2012-02-15
	135 AVON PRODUCTS INC CMN	P	2011-07-18	2012-02-15
	398 AVON PRODUCTS INC CMN	P	2010-12-03	2012-02-15
	128 APPLE, INC. CMN	P	2010-12-03	2012-02-15
	322 AMERICAN EXPRESS CO	P	2011-03-24	2012-02-15
	53 AMAZON.COM INC CMN	P	2011-12-14	2012-02-15
	195 EMERSON ELEC CO	P	2011-05-03	2012-02-03
	88 MARIOTT INTERNATIONAL, INC. CMN CLASS A	P	2011-08-05	2012-01-18
	98 EMERSON ELEC CO	P	2011-05-03	2012-01-12
	40 KEPPEL CORP LTD SPONSORED ADR CMN	P	2011-04-29	2012-12-21
	50 ANGLO AMERICAN PLC ADR CMN	P	2011-10-28	2012-12-21
	30 DBS GROUP HOLDINGS SPONSORED ADR CMN	P	2011-02-01	2012-12-20
	64 YAMAHA GOLD INC CMN	P	2011-07-25	2012-12-19
	44 VIVENDI ADR CMN	P	2012-06-20	2012-12-19
	63 TULLOW OIL PLC ADR AMN	P	2010-12-03	2012-12-19
	10 SYGENTA AG SPONSORED ADR CMN	P	2010-12-03	2012-12-19
	274 NEW WORLD DEV & CO LTD	P	2012-01-26	2012-12-19
	14 NATIONAL GRID PLC SPONSORED ADR CMN	P	2011-02-01	2012-12-19
	91 KEPPEL CORP LTD SPONSORED ADR CMN	P	2011-01-19	2012-12-19
	53 KIDDI CORP UNSPONSORED ADR CMN	P	2012-10-19	2012-12-19
	21 HENKEL AG AND CO. KGAA	P	2012-01-17	2012-12-19
	6 HENKEL AG AND CO. KGAA	P	2011-10-12	2012-12-19
	103 FRESENIUS MEDICAL CARE AG & CO KGAA SPON	P	2012-05-14	2012-12-19
	67 DEUTSCHE LUFTANSA AG SP ADR	P	2012-03-02	2012-12-19
	16 DEUTSCHE LUFTANSA AG SP ADR	P	2011-07-08	2012-12-19
	142 BG GROUP PLC SPON ADR CMN	P	2011-02-01	2012-12-19
	129 AVIVA PLC SPONSORED ADR CMN	P	2012-01-20	2012-12-19
	9 AVIVA PLC SPONSORED ADR CMN	P	2011-10-12	2012-12-19
	139 ANGLO AMERICAN PLC ADR CMN	P	2011-02-01	2012-12-19
	17 HENKEL AG AND CO. KGAA	P	2011-02-01	2012-12-17
	45 DEUTSCHE LUFTANSA AG SP ADR	P	2011-05-17	2012-12-17
	114 BALFOUR BEATTY PLC SPONSORED ADR CMN	P	2012-05-23	2012-12-17
	13 TEVA PHARMACEUTICAL IND LTD ADS	P	2012-05-14	2012-12-12
	98 TEVA PHARMACEUTICAL IND LTD ADS	P	2011-02-01	2012-12-12
	26 YANZHOU COAL MINING CO. LTD SPONSORED AD	P	2012-09-17	2012-12-05
	70 BG GROUP PLC SPON ADR CMN	P	2011-02-01	2012-12-05
	115 BALFOUR BEATTY PLC SPONSORED ADR CMN	P	2012-05-23	2012-12-05
	29 YAMAHA GOLD INC CMN	P	2011-07-25	2012-12-04
	10 SAP AG	P	2011-02-01	2012-12-04
	19 FRESENIUS MEDICAL CARE AG & CO KGAA SPON	P	2012-03-12	2012-11-21
	3 FRESENIUS MEDICAL CARE AG & CO KGAA SPON	P	2011-11-09	2012-11-21
	28 HONDA MTR LTD	P	2012-05-30	2012-11-20
	51 HONDA MTR LTD	P	2011-05-02	2012-11-20
	16 HENKEL AG AND CO. KGAA	P	2011-02-01	2012-11-20
	3 FRESENIUS MEDICAL CARE AG & CO KGAA SPON	P	2011-11-09	2012-11-20
	116 CAIRN ENERGY PLC ADR CMN	P	2012-04-19	2012-11-20
	94 ABB LTD SPONSORED ADR CMN	P	2012-01-24	2012-11-20
	24 HONDA MTR LTD	P	2011-05-02	2012-11-19
	250 NEW WORLD DEV & CO LTD	P	2012-01-26	2012-11-16
	12 FRESENIUS MEDICAL CARE AG & CO KGAA SPON	P	2011-11-09	2012-11-16
	262 CAIRN ENERGY PLC ADR CMN	P	2012-01-17	2012-11-14
	22 TELENOR ASA AMERICAN DEPOSITARY SHARES	P	2011-07-27	2012-11-08
	77 NEW WORLD DEV & CO LTD	P	2012-01-26	2012-11-08
	28 DBS GROUP HOLDINGS SPONSORED ADR CMN	P	2011-02-01	2012-11-08
	56 ABB LTD SPONSORED ADR CMN	P	2012-01-13	2012-10-07
	108 ABB LTD SPONSORED ADR CMN	P	2011-02-11	2012-10-26
	33 SILICONWARE PRECSN SPADR	P	2011-03-03	2012-10-25
	3 SPONSORED ADR CMN	P	2011-11-09	2012-10-24
	6 FRESENIUS MEDICAL CARE AG & CO KGAA SPON	P	2011-08-19	2012-10-24
	41 SWEDBANK A B ADR CMN	P	2011-07-26	2012-10-19
	56 KASIKORNBANK PUB CO LTD ADR CMN	P	2012-02-10	2012-10-19
	8 HENKEL AG AND CO. KGAA	P	2011-02-01	2012-10-19
	33 BANK OF YOKOHAMA LTD JAPAN	P	2011-06-24	2012-10-19
	74 TAIWAN SEMICONDUCTOR MFG ADS LTD ADS	P	2012-02-16	2012-10-18
	64 SEADRILL LTD CMN	P	2012-06-01	2012-10-18
	8 ANHEUSER-BUSCH INBEV S.A. SPONSORED ADR	P	2011-03-29	2012-10-18
	18 SYGENTA AG SPONSORED ADR CMN	P	2010-12-03	2012-10-17
	160 SILICONWARE PRECSN SPADR	P	2011-02-01	2012-10-17
	24 SEADRILL LTD CMN	P	2012-01-05	2012-10-17
	95 CHINA MOBILE LIMITED SPONSORED ADR CMN	P	2012-01-23	2012-10-17
	104 LENOVO GROUP LMTD SPONSORED ADR CMN	P	2012-09-17	2012-10-12
	60 CAIRN ENERGY PLC ADR CMN	P	2012-01-17	2012-10-12
	30 YAMANA GOLD INC	P	2011-07-25	2012-10-11
	148 FRESENIUS SE & CO KGAA SPONSORED ADR CMN	P	2012-05-14	2012-10-08
	24 RESMED INC CMN	P	2012-01-19	2012-10-05
	8 DONGFENG MOTOR CORPORATION ADR CLASS	P	2012-03-27	2012-10-04
	42 DEUTSCHE POST AG SPONSORED ADR CMN	P	2011-05-13	2012-10-04
	14 TOYOTA MOTOR CORPORATION SPON ADR	P	2012-01-12	2012-10-03
	9 SEADRILL LTD CMN	P	2011-07-25	2012-10-03
	63 BANK OF YOKOHAMA LTD JAPAN	P	2011-06-24	2012-10-01
	18 CHINA MOBILE LIMITED SPONSORED ADR CMN	P	2012-01-23	2012-09-26
	61 SILICONWARE PRECSN SPADR	P	2011-02-01	2012-09-25
	37 SCHNEIDER ELECTRIC SA UNSPONSORED ADR	P	2012-04-16	2012-09-25
	105 LENOVO GROUP LMTD SPONSORED ADR CMN	P	2012-09-17	2012-09-25
	48 BG GROUP PLC SPON ADR CMN	P	2010-12-03	2012-09-25
	17 SEADRILL LTD CMN	P	2011-03-11	2012-09-24
	16 RESMED INC CMN	P	2012-01-05	2012-09-24
	18 UNILEVER N.V. NY SHS	P	2011-08-10	2012-09-17
	43 SCHNEIDER ELECTRIC SA UNSPONSORED ADR	P	2012-04-16	2012-09-17
	30 RESMED INC CMN	P	2011-12-16	2012-09-17
	18 GLAXOSMITHKLINE PLC ADR	P	2012-05-11	2012-09-17
	87 DEUTSCHE POST AG SPONSORED ADR CMN	P	2011-04-27	2012-09-17
	33 COCA-COLA AMATIL LIMITED SPONSORED ADR C	P	2011-08-17	2012-09-17
	34 GLAXOSMITHKLINE PLC ADR	P	2011-09-23	2011-09-07
	22 CANON INC ADR CMN	P	2011-09-29	2012-08-20
	32 MITSUBISHI ESTATE LTD ADR CMN	P	2011-09-12	2012-07-06
	77 VINCI ADR CMN	P	2011-10-28	2012-07-03
	112 TELECOM ITALIA SPA SPONSORED ADR CMN	P	2012-01-13	2012-06-22
	458 XSTRATA PLC ADR CMN	P	2011-10-12	2012-05-21
	2 MITSUBISHI ESTATE LTD ADR CMN	P	2011-06-03	2012-05-18
	11 VODAFONE GROUP PL 6.15% 37	P	2011-09-09	2012-04-18
	3 HONDA MTR LTD	P	2011-05-02	2012-04-18
	47 NIPPON TELEG & TEL SPON ADR	P	2011-08-01	2012-04-11
	78 GAFISA, S.A. SPONSORED ADR CMN	P	2011-07-14	2012-04-04
	44 VODAFONE GROUP PLC SPONSORED ADR CMN	P	2011-02-01	2012-01-27
	5 NESTLE SA SP DR	P	2011-02-01	2012-01-05
	8 BRITISH SKY BROADCAST GROUP PLC AMER DEP	P	2011-09-12	2012-09-17
	15 FRESENIUS MEDICAL CARE AG & CO KGAA SPON	P	2011-08-19	2012-09-13
	21 BRITISH SKY BROADCAST GROUP PLC AMER DEP	P	2011-08-15	2012-09-13
	19 GLAXOSMITHKLINE PLC ADR	P	2012-04-02	2012-09-12
	50 COMPANHIA DE SANEAMENTO BASICO DO	P	2012-01-25	2012-09-12
	18 IMPERIAL TOBACCO GROUP PLC SPON ADR	P	2010-12-03	2012-09-10
	75 DANONE SPONSORED ADR CMN	P	2012-04-19	2012-09-10
	19 BRITISH SKY BROADCAST GROUP PLC AMER DEP	P	2011-08-15	2012-09-10
	26 UNILEVER N.V. NY SHS	P	2011-08-05	2012-09-07
	1 GLAXOSMITHKLINE PLC ADR	P	2011-08-05	2012-09-07
	39 SEADRILL LTD CMN	P	2011-02-01	2012-09-06
	8 FRESENIUS MEDICAL CARE AG & CO KGAA SPON	P	2011-08-10	2012-09-06
	31 SWEDBANK A B ADR CMN	P	2011-07-26	2012-08-30
	23 CANON INC ADR CMN	P	2012-04-18	2012-08-30
	14 UNILEVER N.V. NY SHS	P	2011-08-05	2012-08-29
	77 SWEDBANK A B ADR CMN	P	2011-07-26	2012-08-23
	26 GLAXOSMITHKLINE PLC ADR	P	2011-08-04	2012-08-23
	22 UNILEVER PLC NEW ADR	P	2011-08-05	2012-08-22
	22 FRESENIUS MEDICAL CARE AG & CO KGAA SPON	P	2011-05-13	2012-08-20
	3 CANON INC ADR CMN	P	2011-05-03	2012-08-20
	20 RESMED INC CMN	P	2011-12-16	2012-08-17
	9 ANHEUSER-BUSCH INBEV S.A. SPONSORED ADR	P	2011-03-04	2012-08-17
	21 HONDA MTR LTD	P	2011-05-02	2012-08-16
	23 CHINA MOBILE LIMITED SPONSORED ADR CMN	P	2012-01-23	2012-08-16
	14 CANON INC ADR CMN	P	2011-05-03	2012-08-16
	169 INTESA SANPAOLO SPONSORED ADR CMN	P	2011-10-27	2012-08-10
	10 SHIRE LIMITED SPONSORED ADR CMN	P	2012-01-27	2012-07-27
	159 COMPANHIA VALE DO RIO DOCE ADR	P	2012-02-27	2012-07-27
	17 ANHEUSER-BUSCH INBEV S.A. SPONSORED ADR	P	2011-02-01	2012-07-27
	502 FORTUM OYJ UNSPONSORED ADR CMN	P	2011-08-02	2012-07-25
	77 E.ON AG SPONSORED ADR CMN	P	2012-03-22	2012-07-25
	77 SONIC HEALTHCARE LMTD UNSPONSORED ADR	P	2011-11-23	2012-07-24
	283 FORTUM OY J UNSPONSORED ADR CMN1	P	2011-08-02	2012-07-23
	31 E.ON AG SPONSORED ADR CMN	P	2011-10-28	2012-07-23
	49 SONIC HEALTHCARE LMTD UNSPONSORED ADR	P	2011-11-10	2012-07-20
	85 E.ON AG SPONSORED ADR CMN	P	2011-10-14	2012-07-19
	22 VOLKSWAGEN AG, WOLFSBURG SPONSORED ADR	P	2011-12-07	2012-07-16
	5 WPP PLC ADR CMN	P	2012-03-14	2012-07-13
	27 VOLKSWAGEN AG, WOLFSBURG SPONSORED ADR	P	2011-10-17	2012-07-13
	4 TOYOTA MOTOR CORPORATION SPON ADR	P	2012-01-12	2012-07-13
	17 HONDA MTR LTD	P	2011-05-02	2012-07-13
	76 COMPANHIA VALE DO RIO DOCE ADR	P	2012-01-27	2012-07-13
	18 CANON INC ADR CMN	P	2011-05-02	2012-07-13
	15 SAP AG	P	2011-02-01	2012-07-12
	0.63 BALFOUR BEATTY PLC SPONSORED ADR CMN	P	2012-05-23	2012-07-11
	27 VOLKSWAGEN AG, WOLFSBURG SPONSORED ADR	P	2011-10-17	2012-07-03
	134 VINCI ADR CMN	P	2012-01-20	2012-07-06
	61 SONIC HEALTHCARE LMTD UNSPONSORED ADR	P	2011-10-26	2012-07-06
	36 MITSUBISHI ESTATE LTD ADR CMN	P	2011-06-03	2012-07-06
	118 KONINKLIJKE PHILIPS ELECTRS NV ADR CMN	P	2011-02-01	2012-07-06
	114 EAST JAPAN RAILWAY COMPANY UNSPONSORED	P	2011-05-06	2012-07-06
	131 CHEUNG KONG HLDGS LTD ADR CMN	P	2011-10-28	2012-07-06
	38 CANON INC ADR CMN	P	2011-05-02	2012-07-06
	97 YAMANA GOLD INC	P	2011-07-25	2012-07-05
	15 VOLKSWAGEN AG, WOLFSBURG SPONSORED ADR	P	2011-10-17	2012-07-03
	14 VINCI ADR CMN	P	2011-02-01	2012-07-03
	75 SONIC HEALTHCARE LMTD UNSPONSORED ADR	P	2011-09-26	2012-07-03
	13 SHIRE LIMITED SPONSORED ADR CMN	P	2012-01-27	2012-07-03
	18 HENKEL120310	P	2010-12-03	2012-07-03
	22 COCA-COLA AMATIL LIMITED SPONSORED ADR C	P	2011-08-17	2012-07-03
	14 CANON INC ADR CMN	P	2011-05-02	2012-07-03
	13 TEVA PHARMACEUTICAL IND LTD ADS	P	2010-12-03	2012-07-02
	20 GLAXOSMITHKLINE PLC ADR	P	2011-08-03	2012-07-02
	140 TELECOM ITALIA SPA SPONSORED ADR CMN	P	2011-02-01	2012-06-21
	74 VINCI ADR CMN	P	2011-02-01	2012-05-24
	32 MITSUBISHI ESTATE LTD ADR CMN	P	2011-06-03	2012-05-23
	6 FRESENIUS MEDICAL CARE AG & CO KGAA SPON	P	2011-05-13	2012-05-22
	96 AVIVA PLC SPONSORED ADR CMN	P	2011-10-12	2012-05-22
	758 XSTRATA PLC ADR CMN	P	2010-12-03	2012-05-21
	52 MITSUBISHI ESTATE LTD ADR CMN	P	2011-05-02	2012-05-18
	57 CHEUNG KONG HLDGS LTD ADR CMN	P	2011-10-28	2012-05-18
	159 AVIVA PLC SPONSORED ADR CMN	P	2011-10-12	2012-05-18
	139 XSTRATA PLC ADR CMN	P	2010-12-03	2012-05-08
	76 ANGLO AMERICAN PLC ADR CMN	P	2011-02-01	2012-05-08
	65 VINCI ADR CMN	P	2011-02-01	2012-05-07
	38 MITSUBISHI ESTATE LTD ADR CMN	P	2011-05-02	2012-05-07
	77 CHEUNG KONG HLDGS LTD ADR CMN	P	2011-10-28	2012-05-17
	30 RESMED INC CMN	P	2011-12-16	2012-05-01
	41 HSBC HOLDINGS PLC SPONSORED ADR CMN	P	2010-12-03	2012-04-25
	26 ABB LTD SPONSORED ADR CMN	P	2011-02-01	2012-04-25
	95 MITSUBISHI ESTATE LTD ADR CMN	P	2011-05-02	2012-04-19
	41 HITACHI LTD ADR CMN	P	2011-09-29	2012-04-19
	77 VODAFONE GROUP PLC SPONSORED ADR CMN	P	2011-02-01	2012-04-18
	6 NESTLE SA SP DR	P	2011-03-11	2012-04-18
	35 HONDA MTR LTD	P	2011-02-01	2012-04-18
	59 VINCI ADR CMN	P	2010-12-03	2012-04-16
	357 THE KANSAI ELECTRIC POWER COMP UNSPONS	P	2011-06-22	2012-04-16
	43 SUMITOMO CORPORATION SPONSORED ADR CMN	P	2010-12-03	2012-04-16
	24 EAST JAPAN RAILWAY COMPANY UNSPONSORED	P	2011-05-06	2012-04-16
	35 REED ELSEVIER GROUP PLC	P	2011-06-01	2012-04-12
	28 YPF SOCIEDAD ANONIMA SPONSORED ADR	P	2011-09-09	2012-04-11
	11 REED ELSEVIER GROUP PLC	P	2011-03-14	2012-04-11
	27 NIPPON TELEG & TEL SPON ADR	P	2011-03-04	2012-04-11
	15 HITACHI LTD ADR CMN	P	2011-05-03	2012-04-11
	34 CHEUNG KONG HLDGS LTD ADR CMN	P	2011-10-28	2012-04-11
	41 BRITISH SKY BROADCAST GROUP PLC AMER DEP	P	2011-08-15	2012-04-10
	24 YPF SOCIEDAD ANONIMA SPONSORED ADR	P	2011-06-24	2012-04-10
	20 HITACHI LTD ADR CMN	P	2011-05-02	2012-04-10
	276 GAFISA, S.A. SPONSORED ADR CMN	P	2010-12-03	2012-04-04
	20 SONIC HEALTHCARE LMTD UNSPONSORED ADR	P	2011-09-26	2012-04-03
	10 REED ELSEVIER GROUP PLC	P	2011-03-14	2012-04-03
	24 DBS GROUP HOLDINGS SPONSORED ADR CMN	P	2010-12-03	2012-04-03
	6 YPF SOCIEDAD ANONIMA SPONSORED ADR	P	2011-06-24	2012-04-02
	11 TOYOTA MOTOR CORPORATION SPON ADR	P	2012-01-12	2012-03-26
	138 SILICONWARE PRECSN SPADR	P	2011-02-01	2012-03-26
	13 REED ELSEVIER GROUP PLC	P	2011-03-11	2012-03-26
	25 NIPPON TELEG & TEL SPON ADR	P	2011-02-25	2012-03-26
	36 SEADRILL LTD CMN	P	2011-01-04	2012-03-23
	37 HONDA MTR LTD	P	2011-02-01	2012-03-23
	101 SONIC HEALTHCARE LMTD UNSPONSORED ADR	P	2011-09-26	2012-03-22
	19 REED ELSEVIER GROUP PLC	P	2011-02-18	2012-03-22
	35 BRIDGESTONES CORP ADR CMN	P	2011-05-13	2012-03-22
	47 YPF SOCIEDAD ANONIMA SPONSORED ADR	P	2011-06-23	2012-03-21
	9 REED ELSEVIER GROUP PLC	P	2011-02-01	2012-03-21
	45 NIPPON TELEG & TEL SPON ADR	P	2011-02-23	2012-03-21
	7 COMPANHIA DE SANEAMENTO BASICO DO	P	2012-01-25	2012-03-21
	41 YPF SOCIEDAD ANONIMA SPONSORED ADR	P	2011-06-23	2012-03-19
	161 EAST JAPAN RAILWAY COMPANY UNSPONSORED	P	2011-05-06	2012-03-14
	15 NESTLE SA SP DR	P	2011-02-01	2012-03-13
	20 COCA-COLA AMATIL LIMITED SPONSORED ADR C	P	2011-08-11	2012-03-06
	32 VODAFONE GROUP PLC SPONSORED ADR CMN	P	2011-02-01	2012-03-02
	25 REED ELSEVIER GROUP PLC	P	2011-02-01	2012-03-02
	35 NOVARTIS AG-ADR SPONSORED ADR CMN	P	2011-05-02	2012-03-02
	40 NIPPON TETEG & TEL SPON ADR	P	2011-02-22	2012-03-01
	16 IMPERIAL TOBACCO GROUP PLC SPON ADR	P	2010-12-03	2012-03-01
	7 NOVARTIS AG-ADR SPONSORED ADR CMN	P	2011-05-02	2012-02-29
	21 NIPPON TETEG & TEL SPON ADR	P	2011-02-22	2012-02-29
	18 NESTLE SA SP DR	P	2011-02-01	2012-02-29
	28 HSBC HOLDINGS PLC SPONSORED ADR CMN	P	2010-12-03	2012-02-29
	11 FRESENIUS MEDICAL CARE AG & CO KGAA SPON	P	2011-04-12	2012-02-16
	34 VOLKSWAGEN AG, WOLFSBURG SPONSORED ADR	P	2011-10-17	2012-02-10
	18 NIPPON TELEG & TEL SPON ADR	P	2011-02-18	2012-02-09
	177 ERICSSON AMERICAN ADR CMN CLASS B	P	2011-02-01	2012-02-09
	34 INTESA SANPAOLO SPONSORED ADR CMN	P	2011-10-27	2012-02-08
	21 BRIDGESTONES CORP ADR CMN	P	2011-05-06	2012-02-08
	9 GLAXOSMITHKLINE PLC ADR	P	2011-06-17	2012-02-07
	26 CREDIT SUISSE GROUP SPON ADR	P	2011-02-01	2012-02-07
	0.58 CAIRN ENERGY PLC ADR CMN	P	2012-01-17	2012-02-07
	120 BARCLAYS PLC,AMER DEP SHS ADR CMN	P	2010-12-03	2012-02-07
	18 TEVA PHARMACEUTICAL IND LTD ADS	P	2010-12-03	2012-02-06
	37 TELENOR ASA AMERICAN DEPOSITARY SHARES	P	2011-07-27	2012-02-06
	4 NOVARTIS AG-ADR SPONSORED ADR CMN	P	2011-05-02	2012-02-06
	85 ERICSSON AMERICAN ADR CMN CLASS B	P	2010-12-03	2012-02-06
	19 NATIONAL GRID PLC SPONSORED ADR CMN	P	2011-02-01	2012-02-03
	104 SMITHS GROUP PLC SPONSORED ADR CMN	P	2011-07-05	2012-01-30
	3 VODAFONE GROUP PLC SPONSORED ADR CMN	P	2010-12-22	2012-01-27
	13 UNILEVER N.V. NY SHS	P	2011-08-05	2012-01-27
	42 TOTAL SA SPONSORED ADR CMN	P	2011-10-13	2012-01-27
	14 TEVA PHARMACEUTICAL IND LTD ADS	P	2010-12-03	2012-01-27
	10 SAP AG	P	2011-02-01	2012-01-27
	44 SMITHS GROUP PLC SPONSORED ADR CMN	P	2011-05-20	2012-01-26
	39 ERICSSON AMERICAN ADR CMN CLASS B	P	2010-12-03	2012-01-26
	63 E.ON AG SPONSORED ADR CMN	P	2011-10-14	2012-01-26
	158 CHEUNG KONG HLDGS LTD ADR CMN	P	2011-10-28	2012-01-26
	19 TELENOR ASA AMERICAN DEPOSITARY SHARES	P	2011-07-27	2012-01-25
	47 NOVARTIS AG-ADR SPONSORED ADR CMN	P	2011-03-11	2012-01-25
	20 TOTAL SA SPONSORED ADR CMN	P	2011-10-13	2012-01-24
	115 VODAFONE GROUP PLC SPONSORED ADR CMN	P	2010-12-03	2012-01-23
	25 TOTAL SA SPONSORED ADR CMN	P	2011-10-13	2012-01-20
	48 TESCO PLC ADR SPONSORED	P	2011-02-01	2012-01-20
	59 SAFRAN SA SPONSORED ADR CMN	P	2011-04-13	2012-01-20
	88 PEARSON SPONSORED ADR	P	2011-06-06	2012-01-20
	13 ANHEUSER-BUSCH INBEV S.A. SPONSORED ADR	P	2011-02-01	2012-01-20
	56 TESCO PLC ADR SPONSORED	P	2011-02-01	2012-01-19
	17 SMITH & NEPHEW PLC ADR CMN	P	2011-07-15	2012-01-19
	36 PEARSON SPONSORED ADR	P	2011-02-01	2012-01-19
	19 NIPPON TELEG & TEL SPON ADR	P	2011-02-18	2012-01-19
	156 FORTUM OY J UNSPONSORED ADR CMN1	P	2011-08-02	2012-01-17
	48 BRIDGESTONES CORP ADR CMN	P	2011-05-06	2012-01-13
	7 CMN	P	2011-02-01	2012-01-12
	146 TESCO PLC ADR SPONSORED	P	2010-12-03	2012-01-12
	17 SMITH & NEPHEW PLC ADR CMN	P	2011-07-13	2012-01-12
	43 PEARSON SPONSORED ADR	P	2011-02-01	2012-01-12
	40 GLAXOSMITHKLINE PLC ADR	P	2011-02-09	2012-01-09
	19 PEARSON SPONSORED ADR	P	2011-02-01	2012-01-06
	17 HENKEL AG AND CO. KGAA	P	2010-12-03	2012-01-06
	19 DEUTSCHE POST AG SPONSORED ADR CMN	P	2011-04-27	2012-01-06
	13 SMITH & NEPHEW PLC ADR CMN	P	2011-05-16	2012-01-05
	40 PEARSON SPONSORED ADR	P	2011-02-01	2012-01-05
	5 NOVARTIS AG-ADR SPONSORED ADR CMN	P	2011-03-11	2012-01-05
	9 NESTLE SA SP DR	P	2010-12-03	2012-01-05
	6 GLAXOSMITHKLINE PLC ADR	P	2011-02-01	2012-01-05
	24 FRESENIUS MEDICAL CARE AG & CO KGAA SPON	P	2011-02-01	2012-01-05
	12 ANHEUSER-BUSCH INBEV S.A. SPONSORED ADR	P	2011-02-01	2012-01-05
	53000 US TSY 1.125% DEC 15 2012	P	2010-08-10	2012-12-17
	12000 TRANSOCEAN INC 6.50% 2020	P	2011-01-05	2012-02-15
	7000 WYNDHAM WORLDWIDE 6.00% 16 COR	P	2011-01-06	2012-03-26
	8000 USG CORP 6.30% NOV15 16	P	2010-08-10	2012-07-24
	11000 SPRINT CAP CORP 6.87% 2028	P	2010-08-10	2012-07-24
	17000 VALERO ENERGY COR 6.62% 37	P	2010-08-10	2012-09-26
	12000 EMBARQ CORP 7.99% JUN0136	P	2010-08-10	2012-05-16
	10000 DUKE ENERGY CORP 6.25% 12	P	2010-08-10	2012-01-17
	8000 CSC HOLDING INC 7.62% 18	P	2010-08-10	2012-03-05
	19000 COMCAST CORP 5.65%JUN15 35	P	2010-08-10	2012-05-03
	16000 ALLY FINCL INC 6.87% 2012	P	2010-12-10	2012-08-28
	7000 ALTRIA GROUP INC 9.25% 19	P	2010-08-10	2012-09-05
	30000 US TSY 3.125% MAY 15 2021	P	2011-06-24	2012-01-05
	18000 US TSY 1.750% MAY 31 2016	P	2011-05-26	2012-01-04
	111000 US TSY 0.375% OCT 31 2012	P	2011-11-02	2012-10-31
	80000 US TSY 1.000% APR 30 2012	P	2011-07-05	2012-04-30
	14000 US TSY 1.250% JAN 31 2019	P	2012-02-15	2012-04-04
	13000 US TSY 3.125% NOV 15 2041	P	2011-11-23	2012-01-06
	19000 PROCTER & GAMBLE 1.45% 16	P	2011-08-11	2012-05-03
	18000 OCCIDENTAL PETROL 1.75% 17	P	2011-11-29	2012-05-03
	9000 NEWFIELD EXPLORAT 5.75% 22	P	2011-10-21	2012-03-13
	2000 DUKE ENERGY CORP 6.25% 12	P	2011-02-09	2012-01-17
	19000 CITIGROUP INC 4.45% 2017	P	2012-01-04	2012-05-16
	11000 HEWLETT-PACKARD 2.60% 2017	P	2012-03-08	2012-11-29
	20000 CONOCOPHILLIPS 4.75% 2014	P	2010-08-09	2012-08-17
	310000 US TSY 4.250% SEP 30 2012	P	2010-08-09	2012-10-01
	82000 FEDERAL HOME LN MTG CORP	P	2010-08-09	2012-07-16
	24000 TELEFONICA EMISO 3.99% 16	P	2011-02-10	2012-05-22
	34000 JOHN DEERE CAP 7.00% 2012	P	2010-08-09	2012-03-15
	16000 CVS CAREMARK CORP 5.75% 17	P	2010-08-09	2012-12-27
	35000 IBM CORP 4.75% NOV 29 12	P	2010-08-09	2012-11-29
	32000 ABBOTT LABORATORI 5.87% 16	P	2010-08-09	2012-11-13
	65000 US TSY 1.500% JUL 15 2012	P	2011-11-01	2012-07-16
	134000 US TSY 2.50% MAR 31 2013	P	2012-07-31	2012-11-30
	160 ZURICH FINL SVCS SPN ADR	P	2010-08-06	2012-03-07
	69 UNILEVER PLC NEW ADR	P	2010-08-06	2012-08-06
	372 SVENSKA C ATKI SPONS ADR	P	2010-08-06	2012-02-23
	84 NITTO DENKO CORP	P	2010-09-30	2012-08-15
	185 FUJI HEAVY INDS LTD ADR	P	2010-08-16	2012-11-19
	362 FRANCE TELCOM ADR	P	2010-08-06	2012-06-08
	8 DELHAIZE GROUP SPONS ADR	P	2010-11-19	2012-06-08
	41 DIAGEO PLC SPAS ADR NEW	P	2010-08-06	2012-03-07
	145 COMPANHIA DE SANEAMENTO BASICO DO	P	2010-08-06	2012-04-11
	226 COPEL PARANA ADR PREF	P	2010-08-06	2012-10-18
	156 BARCLAYS PLC,AMER DEP SHS ADR CMN	P	2010-11-09	2012-03-27
	249 ASAHI GLASS JAPAN ADR	P	2010-11-04	2012-09-13
	68 AGRIUM INC	P	2010-08-06	2012-06-07
	352 UNILEVER PLC NEW ADR	P	2011-02-03	2012-11-02
	198 TELSTRA CORP ADR	P	2011-02-03	2012-07-11
	100 SVENSKA C ATKI SPONS ADR	P	2011-02-03	2012-02-24
	329 NEXEN INC CANADA COM	P	2011-02-03	2012-07-24
	KOC H LDG AS-UNSPON	P	2011-03-17	2012-07-12
	48 IMPERIAL TOBACCO GROUP PLC SPON ADR	P	2011-04-28	2012-05-08
	58 FUJI HEAVY INDS LTD ADR	P	2011-02-03	2012-11-19
	12 FRANCE TELCOM ADR	P	2011-02-03	2012-06-08
	187 DELHAIZE GROUP SPONS ADR	P	2011-02-03	2012-06-15
	90 COMPANHIA D SNMNTO BSCO	P	2011-02-03	2012-09-17
	153 COPEL PARANA ADR PREF	P	2010-08-06	2012-10-18
	66 CREDIT SUISSE GROUP SPON ADR	P	2011-01-04	2012-02-02
	1293 CATHAY PAC AIR NEW SPADR	P	2011-03-17	2012-04-23
	181 OI S A	P	2011-01-10	2012-04-19
	619 OI S A	P	2011-01-10	2012-04-24
	234 BARCLAYS PLC,AMER DEP SHS ADR CMN	P	2011-02-03	2012-03-27
	333 ASAHI GLASS JAPAN ADR	P	2011-02-03	2012-09-13
	136 ASML HLDG N.V. NEW YORK	P	2011-07-25	2012-08-08
	14 AGRIUM INC	P	2011-02-03	2012-06-07
	484 TATA MOTORS LTD ADR	P	2011-03-08	2012-01-18
	386 PEUGEOT CITROENS SPN ADR	P	2011-07-26	2012-01-13
	461 NEXEN INC CANADA COM	P	2012-04-18	2012-07-24
	256 HEINEKEN NV ADR	P	2011-08-18	2012-08-09
	78 DELHAIZE GROUP SPONS ADR	P	2012-02-06	2012-06-18
	495 CREDIT SUISSE GROUP SPON ADR	P	2011-03-29	2012-02-03
	305 CATHAY PAC AIR NEW SPADR	P	2011-09-20	2012-04-25
	47 OI S A	P	2011-09-19	2012-05-24
	161 OI S A	P	2011-09-19	2012-05-24
	294 BARCLAYS PLC,AMER DEP SHS ADR CMN	P	2011-09-19	2012-03-30
	73 ASML HLDG N.V. NEW YORK	P	2011-07-25	2012-06-14
	13675 UAM FPA CRESCENT PORT	P	2011-03-25	2012-12-27
	124994 PIMCO GLOBAL MULTI	P	2011-04-07	2012-07-23
	75792.772 PIMCO TOTAL RETURN FUND	P	2010-08-10	2012-12-12
	77444.273 PIMCO LOW DURATION FD	P	2010-08-10	2012-12-12
	3954 IVY ASSET STRATEGY FD I	P	2010-08-05	2012-02-09
	35743 NUVEEN TRDW GLB ALLCAP I	P	2011-02-02	2012-04-12
	16920 OPPENHMR DEV MRKTS CL Y	P	2011-02-09	2012-08-20
	69894.338 PRUDENTIAL SHORT TERM	P	2010-08-10	2012-12-12
	1874.766 PRDNTL JEN NAT RES FD Z	P	2010-11-19	2012-02-09
	2071 FIRST EAG GLOBAL CL I	P	2010-08-05	2012-02-09
	351 PIMCO TOTAL RETURN FUND	P	2010-08-10	2012-07-19
	289 PIMCO LOW DURATION FD	P	2010-08-10	2012-07-19
	337 PRDNTL SHT TRM CORP BD Z	P	2010-08-10	2012-07-19
	3556.188 UAM FPA CRESCENT PORT	P	2011-03-25	2012-02-09
	825.493 PIMCO GLOBAL MULTI	P	2011-09-15	2012-07-23
	.2270 PIMCO TOTAL RETURN FUND	P	2011-12-30	2012-01-09
	0.356 PIMCO LOW DURATION FD	P	2011-12-30	2012-01-27
	.1320 IVY ASSET STRATEGY FD I	P	2011-12-08	2012-02-09
	11554.064 NUVEEN TRDW GLB ALLCAP I	P	2011-12-30	2012-04-12
	.5240 OPPENHMR DEV MRKTS CL Y	P	2011-12-12	2012-08-20
	.6480 PRDNTL SHT TRM CORP BD Z	P	2011-12-30	2012-01-09
	.2510 FIRST EAG GLOBAL CL I	P	2011-12-14	2012-02-09
	.2140 UAM FPA CRESCENT PORT	P	2012-07-03	2012-12-27
	2.536 PIMCO TOTAL RETURN FUND	P	2012-08-31	2012-12-12
	2.61 PIMCO LOW DURATION FD	P	2012-08-30	2012-12-12
	1.655 PRDNTL SHT TRM CORP BD Z	P	2012-08-31	2012-12-12
	1590.0558 WALGREEN CO CMN	P	2012-02-02	2012-04-02
	1819.4030 WAL MART STORES INC CMN	P	2012-03-02	2012-11-02
	221 V F CORPORATION	P	2012-01-04	2012-02-02
	878.5255 UNITED TECHS CORP	P	2012-05-02	2012-11-05
	791 UNION PACIFIC CORP	P	2012-03-02	2012-06-04
	974 TIFFANY & CO NEW	P	2012-07-03	2012-09-05
	65 3M COMPANY	P	2012-10-02	2012-12-04
	1336.8140 RAYTHEON CO DELAWARE NEW	P	2012-05-01	2012-10-22
	500.5081 PROCTOR & GAMBLE COMPANY CMN	P	2011-12-05	2012-03-13
	781.0162 PEPSICO INC CMN	P	2012-02-13	2012-04-05
	147 PAYCHEX INC	P	2012-04-03	2012-12-04
	644 OCCIDENTAL PETROLEUM CORP CMN	P	2012-05-02	2012-09-05
	1330.7743 NORFOLK SOUTHERN CORP	P	2012-05-01	2012-11-02
	465 MICROSOFT CORPORATION CMN	P	2011-12-05	2012-07-03
	516 MEDTRONIC INC	P	2011-12-05	2012-12-04
	175 MCDONALS CORP	P	2011-12-05	2012-12-04
	192 LINEAR TECHNOLOGY CORP	P	2012-10-02	2012-12-04
	1417.7469 KIMBERLY CLARK CORP CMN	P	2012-04-04	2012-09-05
	945 JOHNSON & JOHNSON CMN	P	2012-02-02	2012-08-06
	1189.7724 ILLINOIS TOOL WORKS INC	P	2012-09-04	2012-10-04
	1227.6792 HOME DEPOT INC	P	2012-02-01	2012-07-06
	247 HONEYWELL INTL INC DEL	P	2011-12-05	2012-12-04
	2524.4266 GENERAL MILLS INC CMN	P	2012-02-02	2012-08-02
	198 GENL DYNAMICS CORP COM	P	2011-12-05	2012-12-04
	2509.0610 GAP INC DELAWARE	P	2011-12-05	2012-04-05
	1407.8113 EMERSON ELEC CO	P	2012-03-01	2012-10-04
	142 EATON CORP	P	2012-12-03	2012-12-04
	544 EXXON MOBIL CORP	P	2012-02-02	2012-12-04
	1708 EATON CORP	P	2012-06-30	2012-12-03
	571 DOVER CORP	P	2011-12-05	2012-01-04
	1781 CONAGRA FOODS INC	P	2012-04-03	2012-06-04
	347 COCA COLA COM	P	2012-01-04	2012-12-04
	833 C.H. ROBINSON WORLDWIDE	P	2012-05-02	2012-12-04
	153 CHEVRON CORP	P	2011-12-05	2012-12-04
	1466 CSX CORP	P	2011-12-05	2012-02-02
	68 AUTOMATIC DATA PROC	P	2012-04-03	2012-12-04
	866.0173 AIR PRODUCTS & CHEM	P	2012-06-04	2012-11-05
	320 BAXTER INTERNATIONAL INC CMN	P	2011-12-05	2012-12-04
	370 ABBOTT LABORATORIES CMN	P	2011-12-05	2012-12-04

(e) Gross sales price		(g) Cost or other basis plus expense of sale	(h) Gain or (loss) (e) plus (f) minus (g)
a	2,122	2,289	-167
b	4,168	4,068	100
c	3,316	2,796	520
d	10,664	12,613	-1,949
e	3,958	2,929	1,029
	165	215	-50
	801	534	267
	392	344	48
	376	340	36
	2,157	2,132	25
	34	36	-2
	1,859	2,482	-623
	7,928	5,420	2,508
	1,351	4,616	-3,265
	6,740	4,198	2,542
	14,554	11,298	3,256
	5,674	4,217	1,457
	2,358	2,224	134
	7,710	6,061	1,649
	4,657	3,030	1,627
	1,349	1,094	255
	715	648	67
	4,265	3,365	900
	4,561	4,777	-216
	6,533	5,364	1,169
	467	422	45
	2,036	1,463	573
	927	834	93
	2,473	1,840	633
	360	316	44
	3,389	2,919	470
	2,841	2,308	533
	6,291	5,114	1,177
	3,554	3,336	218
	3,754	3,280	474
	464	311	153
	1,562	1,902	-340
	802	747	55
	806	609	197
	199	184	15
	424	352	72
	369	376	-7
	397	304	93
	616	404	212
	1,483	1,684	-201
	985	784	201
	2,936	1,643	1,293
	4,983	3,438	1,545
	972	1,004	-32
	1,042	2,091	-1,049
	827	539	288
	876	548	328
	3,081	3,938	-857
	1,429	1,212	217
	797	718	79
	878	602	276
	952	837	115
	2,052	1,215	837
	1,272	701	571
	490	298	192
	4,622	2,581	2,041
	953	718	235
	1,308	682	626
	2,513	1,889	624
	3,228	3,050	178
	123	93	30
	3,564	2,718	846
	3,989	3,084	905
	10,735	7,964	2,771
	5,478	6,971	-1,493
	4,627	5,142	-515
	5,592	4,570	1,022
	12,653	8,516	4,137
	7,279	5,735	1,544
	4,701	3,624	1,077
	9,518	6,957	2,561
	14,619	18,131	-3,512
	4,280	4,126	154
	6,593	6,010	583
	7,064	5,224	1,840
	5,636	5,329	307
	4,423	3,457	966
	11,131	7,889	3,242
	11,495	9,125	2,370
	11,333	9,621	1,712
	8,636	9,825	-1,189
	3,231	2,322	909
	20,000	20,000
	111,353	109,554	1,799
	40,611	40,258	353
	286,644	266,095	20,549
	43,312	41,089	2,223
	20,352	20,343	9
	9,823	9,984	-161
	323,014	303,899	19,115
	20,306	20,110	196
	10,144	10,074	70
	71,126	69,716	1,410
	220,384	209,265	11,119
	9,729	9,545	184
	82,742	79,063	3,679
	12,569	12,502	67
	13,624	49,465	-35,841
	17,710	16,874	836
	2,907	3,486	-579
	15,862	13,597	2,265
	15,935	14,796	1,139
	15,872	15,992	-120
	8,232	8,521	-289
	12,108	11,293	815
	31,027	34,633	-3,606
	41,432	34,597	6,835
	11,342	9,277	2,065
	8,803	8,600	203
	4,946	4,476	470
	14,837	13,015	1,822
	14,920	15,193	-273
	20,127	22,125	-1,998
	9,564	11,530	-1,966
	20,216	16,041	4,175
	18,715	21,523	-2,808
	23,082	13,966	9,116
	16,611	12,827	3,784
	1,720	1,650	70
	21,972	19,997	1,975
	6,731	6,251	480
	9,877	10,001	-124
	3,468	3,685	-217
	10,761	13,073	-2,312
	9,768	9,141	627
	22,589	22,784	-195
	2,339	1,627	712
	17,800	11,790	6,010
	12,682	15,609	-2,927
	2,407	1,991	416
	17,854	15,121	2,733
	21,963	18,596	3,367
	1,732	1,658	74
	19,338	21,040	-1,702
	4,791	4,670	121
	12,635	14,734	-2,099
	10,495	8,680	1,815
	2,441	3,736	-1,295
	7,196	11,470	-4,274
	66,256	42,363	23,893
	16,767	14,824	1,943
	10,079	9,211	868
	10,278	10,729	-451
	2,975	2,461	514
	4,753	5,739	-986
	706	783	-77
	749	980	-231
	1,461	1,451	10
	1,081	847	234
	979	783	196
	626	684	-58
	829	639	190
	849	611	238
	807	643	164
	1,545	1,710	-165
	936	1,011	-75
	1,451	1,154	297
	415	291	124
	1,510	1,266	244
	1,467	1,231	236
	350	300	50
	2,362	3,253	-891
	1,807	1,611	196
	631	622	9
	2,130	3,265	-1,135
	1,126	888	238
	966	860	106
	974	1,017	-43
	511	516	-5
	3,850	4,780	-930
	407	414	-7
	1,212	1,626	-414
	940	1,023	-83
	527	392	135
	802	588	214
	1,249	1,292	-43
	197	206	-9
	887	898	-11
	1,616	1,948	-332
	1,013	849	164
	198	206	-8
	970	1,183	-213
	1,691	1,871	-180
	773	943	-170
	750	558	192
	789	823	-34
	2,261	4,219	-1,958
	1,295	1,099	196
	2,447	1,733	714
	1,267	1,331	-64
	1,024	1,144	-120
	1,964	2,701	-737
	168	186	-18
	223	206	17
	445	401	44
	731	727	4
	1,243	977	266
	528	424	104
	614	639	-25
	1,147	1,071	76
	2,661	2,267	394
	691	462	229
	1,345	998	347
	869	1,149	-280
	987	825	162
	5,121	4,930	191
	1,644	1,705	-61
	550	1,383	-833
	574	405	169
	2,221	1,820	401
	990	637	353
	446	684	-238
	835	818	17
	1,077	954	123
	353	322	31
	1,191	1,221	-30
	982	892	90
	337	430	-93
	463	449	14
	1,722	1,721	1
	984	986	-2
	674	602	72
	634	396	238
	646	554	92
	585	522	63
	1,171	742	429
	837	820	17
	1,755	1,710	45
	931	794	137
	1,535	1,421	114
	766	1,005	-239
	560	513	47
	895	891	4
	1,059	1,197	-138
	1,339	1,569	-230
	30	35	-5
	301	284	17
	107	118	-11
	1,050	1,118	-68
	359	610	-251
	1,194	1,273	-79
	286	276	10
	377	345	32
	1,099	1,004	95
	1,004	925	79
	872	872
	3,832	3,367	465
	1,296	1,070	226
	941	1,077	-136
	936	858	78
	924	816	108
	45	42	3
	1,560	1,359	201
	579	530	49
	530	550	-20
	783	1,034	-251
	488	462	26
	1,358	1,366	-8
	1,197	1,102	95
	756	726	30
	1,562	1,560	2
	104	143	-39
	734	493	241
	728	517	211
	679	825	-146
	1,265	1,140	125
	483	667	-184
	1,363	2,009	-646
	903	1,004	-101
	2,880	4,089	-1,209
	1,377	960	417
	1,580	2,560	-980
	1,516	1,835	-319
	996	861	135
	878	1,454	-576
	623	744	-121
	644	545	99
	1,843	2,174	-331
	734	750	-16
	308	330	-22
	886	916	-30
	306	273	33
	538	668	-130
	1,493	1,882	-389
	752	955	-203
	882	882
	6		6
	877	863	14
	1,482	1,663	-181
	786	680	106
	630	638	-8
	1,403	1,648	-245
	1,188	1,091	97
	1,657	1,609	48
	1,483	1,815	-332
	1,554	1,310	244
	477	477
	163	205	-42
	959	875	84
	1,126	1,305	-179
	1,008	954	54
	596	529	67
	559	669	-110
	510	669	-159
	926	869	57
	1,323	2,131	-808
	751	1,085	-334
	480	553	-73
	403	430	-27
	835	1,199	-364
	2,207	3,398	-1,191
	785	943	-158
	658	722	-64
	1,324	1,801	-477
	486	605	-119
	1,349	1,937	-588
	724	953	-229
	618	689	-71
	997	975	22
	1,018	740	278
	1,831	2,200	-369
	504	627	-123
	1,641	1,689	-48
	2,642	2,206	436
	2,104	2,240	-136
	370	333	37
	1,246	1,749	-503
	671	773	-102
	2,860	3,318	-458
	607	605	2
	246	230	16
	1,194	1,269	-75
	590	1,040	-450
	372	361	11
	603	670	-67
	950	838	112
	422	430	-8
	1,676	1,851	-175
	537	1,031	-494
	1,249	1,198	51
	1,269	3,760	-2,491
	256	224	32
	358	341	17
	1,052	1,137	-85
	150	251	-101
	924	750	174
	797	963	-166
	465	444	21
	567	616	-49
	1,350	1,236	114
	1,412	1,681	-269
	1,214	1,130	84
	652	695	-43
	1,691	1,556	135
	1,375	1,986	-611
	308	328	-20
	1,023	1,095	-72
	521	450	71
	1,124	1,719	-595
	1,723	1,541	182
	925	828	97
	507	477	30
	869	926	-57
	855	898	-43
	1,890	2,179	-289
	948	972	-24
	1,289	951	338
	384	415	-31
	496	513	-17
	1,104	993	111
	1,247	1,467	-220
	796	787	9
	1,270	1,082	188
	440	440
	1,676	2,266	-590
	430	404	26
	963	994	-31
	402	385	17
	711	1,183	-472
	8		8
	1,794	2,099	-305
	814	879	-65
	1,784	1,843	-59
	225	237	-12
	797	1,058	-261
	961	873	88
	1,547	1,850	-303
	81	79	2
	434	429	5
	2,219	2,145	74
	632	684	-52
	602	588	14
	677	895	-218
	348	425	-77
	1,342	1,540	-198
	2,115	2,000	115
	887	947	-60
	2,561	2,619	-58
	1,048	1,005	43
	3,205	2,973	232
	1,286	1,256	30
	737	942	-205
	1,775	2,141	-366
	1,679	1,607	72
	805	724	81
	849	1,107	-258
	786	915	-129
	680	614	66
	467	467
	621	802	-181
	2,157	2,322	-165
	106	138	-32
	2,216	2,957	-741
	779	916	-137
	805	734	71
	1,778	1,590	188
	360	324	36
	819	900	-81
	296	367	-71
	613	722	-109
	752	682	70
	286	274	12
	229	226	3
	275	228	47
	1,686	1,530	156
	719	668	51
	53,000	53,000
	13,423	12,869	554
	8,055	7,272	783
	7,690	7,072	618
	9,136	9,625	-489
	20,395	17,852	2,543
	11,964	12,404	-440
	10,000	10,000
	8,970	8,450	520
	21,222	19,256	1,966
	16,000	16,000
	9,737	8,711	1,026
	33,188	30,603	2,585
	18,795	18,615	180
	111,000	111,247	-247
	80,000	80,534	-534
	13,701	13,925	-224
	13,172	13,640	-468
	19,321	18,933	388
	18,286	17,938	348
	9,473	9,393	80
	2,000	2,000
	19,636	19,055	581
	10,465	11,058	-593
	21,165	22,182	-1,017
	310,191	310,174	17
	82,000	82,000
	22,516	23,809	-1,293
	34,000	34,000
	18,910	17,446	1,464
	35,000	35,000
	37,871	35,730	2,141
	65,000	65,635	-635
	135,170	136,089	-919
	3,960	3,699	261
	2,489	2,068	421
	6,260	5,537	723
	3,866	3,316	550
	3,858	2,183	1,675
	4,348	8,001	-3,653
	280	585	-305
	3,896	2,850	1,046
	10,201	6,389	3,812
	3,693	5,157	-1,464
	2,508	2,830	-322
	1,553	2,586	-1,033
	5,363	4,731	632
	12,898	10,464	2,434
	3,886	2,810	1,076
	1,721	1,727	-6
	8,559	7,981	578
	15	16	-1
	3,951	3,382	569
	1,206	1,061	145
	146	269	-123
	6,375	14,549	-8,174
	6,804	4,459	2,345
	2,393	3,598	-1,205
	1,795	2,746	-951
	11,300	15,258	-3,958
	1,029	1,672	-643
	9,334	13,434	-4,100
	3,763	4,544	-781
	2,077	4,392	-2,315
	7,751	5,052	2,699
	1,113	1,285	-172
	9,828	12,495	-2,667
	6,631	11,030	-4,399
	11,941	8,807	3,134
	7,034	6,797	237
	2,603	4,464	-1,861
	13,830	17,849	-4,019
	2,537	2,561	-24
	282	315	-33
	2,706	2,514	192
	4,509	2,817	1,692
	3,600	2,733	867
	399,994	383,911	16,083
	1,376,184	1,479,835	-103,651
	848,962	868,481	-19,519
	808,917	818,535	-9,618
	99,997	87,502	12,495
	880,825	1,039,329	-158,504
	545,839	561,924	-16,085
	803,078	812,861	-9,783
	100,000	96,580	3,420
	99,988	86,775	13,213
	4,015	4,019	-4
	3,052	3,055	-3
	3,896	3,912	-16
	100,000	98,969	1,031
	9,089	9,592	-503
	2	2
	4	4
	3	3
	277,991	314,133	-36,142
	17	15	2
	7	7
	12	11	1
	6	6
	20	20
	27	27
	19	19
	51,857	54,218	-2,361
	129,743	120,000	9,743
	28,637	28,817	-180
	69,655	69,083	572
	87,581	86,205	1,376
	58,664	53,227	5,437
	5,881	6,081	-200
	72,428	69,371	3,057
	31,907	32,444	-537
	48,801	51,167	-2,366
	4,759	4,677	82
	53,444	60,328	-6,884
	86,997	90,755	-3,758
	13,894	11,870	2,024
	20,415	18,617	1,798
	16,602	16,800	-198
	6,335	6,342	-7
	112,289	110,702	1,587
	64,391	60,792	3,599
	69,606	65,397	4,209
	62,951	53,774	9,177
	14,732	13,638	1,094
	96,120	100,700	-4,580
	14,083	13,161	922
	64,554	49,649	14,905
	68,235	71,633	-3,398
	7,291	7,371	-80
	46,776	44,461	2,315
	88,013	79,293	8,720
	33,148	32,259	889
	43,624	47,703	-4,079
	20,779	19,396	1,383
	47,650	51,460	-3,810
	16,540	15,838	702
	33,075	32,216	859
	3,817	3,801	16
	69,468	73,309	-3,841
	19,183	16,763	2,420
	22,562	20,211	2,351

Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69			(l) Gains (Col. (h) gain minus col. (k), but not less than -0-) or Losses (from col.(h))
(i) F.M.V. as of 12/31/69	(j) Adjusted basis as of 12/31/69	(k) Excess of col. (i) over col. (j), if any
a			-167
b			100
c			520
d			-1,949
e			1,029
			-50
			267
			48
			36
			25
			-2
			-623
			2,508
			-3,265
			2,542
			3,256
			1,457
			134
			1,649
			1,627
			255
			67
			900
			-216
			1,169
			45
			573
			93
			633
			44
			470
			533
			1,177
			218
			474
			153
			-340
			55
			197
			15
			72
			-7
			93
			212
			-201
			201
			1,293
			1,545
			-32
			-1,049
			288
			328
			-857
			217
			79
			276
			115
			837
			571
			192
			2,041
			235
			626
			624
			178
			30
			846
			905
			2,771
			-1,493
			-515
			1,022
			4,137
			1,544
			1,077
			2,561
			-3,512
			154
			583
			1,840
			307
			966
			3,242
			2,370
			1,712
			-1,189
			909

			1,799
			353
			20,549
			2,223
			9
			-161
			19,115
			196
			70
			1,410
			11,119
			184
			3,679
			67
			-35,841
			836
			-579
			2,265
			1,139
			-120
			-289
			815
			-3,606
			6,835
			2,065
			203
			470
			1,822
			-273
			-1,998
			-1,966
			4,175
			-2,808
			9,116
			3,784
			70
			1,975
			480
			-124
			-217
			-2,312
			627
			-195
			712
			6,010
			-2,927
			416
			2,733
			3,367
			74
			-1,702
			121
			-2,099
			1,815
			-1,295
			-4,274
			23,893
			1,943
			868
			-451
			514
			-986
			-77
			-231
			10
			234
			196
			-58
			190
			238
			164
			-165
			-75
			297
			124
			244
			236
			50
			-891
			196
			9
			-1,135
			238
			106
			-43
			-5
			-930
			-7
			-414
			-83
			135
			214
			-43
			-9
			-11
			-332
			164
			-8
			-213
			-180
			-170
			192
			-34
			-1,958
			196
			714
			-64
			-120
			-737
			-18
			17
			44
			4
			266
			104
			-25
			76
			394
			229
			347
			-280
			162
			191
			-61
			-833
			169
			401
			353
			-238
			17
			123
			31
			-30
			90
			-93
			14
			1
			-2
			72
			238
			92
			63
			429
			17
			45
			137
			114
			-239
			47
			4
			-138
			-230
			-5
			17
			-11
			-68
			-251
			-79
			10
			32
			95
			79

			465
			226
			-136
			78
			108
			3
			201
			49
			-20
			-251
			26
			-8
			95
			30
			2
			-39
			241
			211
			-146
			125
			-184
			-646
			-101
			-1,209
			417
			-980
			-319
			135
			-576
			-121
			99
			-331
			-16
			-22
			-30
			33
			-130
			-389
			-203

			6
			14
			-181
			106
			-8
			-245
			97
			48
			-332
			244

			-42
			84
			-179
			54
			67
			-110
			-159
			57
			-808
			-334
			-73
			-27
			-364
			-1,191
			-158
			-64
			-477
			-119
			-588
			-229
			-71
			22
			278
			-369
			-123
			-48
			436
			-136
			37
			-503
			-102
			-458
			2
			16
			-75
			-450
			11
			-67
			112
			-8
			-175
			-494
			51
			-2,491
			32
			17
			-85
			-101
			174
			-166
			21
			-49
			114
			-269
			84
			-43
			135
			-611
			-20
			-72
			71
			-595
			182
			97
			30
			-57
			-43
			-289
			-24
			338
			-31
			-17
			111
			-220
			9
			188

			-590
			26
			-31
			17
			-472
			8
			-305
			-65
			-59
			-12
			-261
			88
			-303
			2
			5
			74
			-52
			14
			-218
			-77
			-198
			115
			-60
			-58
			43
			232
			30
			-205
			-366
			72
			81
			-258
			-129
			66

			-181
			-165
			-32
			-741
			-137
			71
			188
			36
			-81
			-71
			-109
			70
			12
			3
			47
			156
			51

			554
			783
			618
			-489
			2,543
			-440

			520
			1,966

			1,026
			2,585
			180
			-247
			-534
			-224
			-468
			388
			348
			80

			581
			-593
			-1,017
			17

			-1,293

			1,464

			2,141
			-635
			-919
			261
			421
			723
			550
			1,675
			-3,653
			-305
			1,046
			3,812
			-1,464
			-322
			-1,033
			632
			2,434
			1,076
			-6
			578
			-1
			569
			145
			-123
			-8,174
			2,345
			-1,205
			-951
			-3,958
			-643
			-4,100
			-781
			-2,315
			2,699
			-172
			-2,667
			-4,399
			3,134
			237
			-1,861
			-4,019
			-24
			-33
			192
			1,692
			867
			16,083
			-103,651
			-19,519
			-9,618
			12,495
			-158,504
			-16,085
			-9,783
			3,420
			13,213
			-4
			-3
			-16
			1,031
			-503



			-36,142
			2

			1




			-2,361
			9,743
			-180
			572
			1,376
			5,437
			-200
			3,057
			-537
			-2,366
			82
			-6,884
			-3,758
			2,024
			1,798
			-198
			-7
			1,587
			3,599
			4,209
			9,177
			1,094
			-4,580
			922
			14,905
			-3,398
			-80
			2,315
			8,720
			889
			-4,079
			1,383
			-3,810
			702
			859
			16
			-3,841
			2,420
			2,351

2	Capital gain net income or (net capital loss)	If gain, also enter in Part I, line 7 If (loss), enter -0- in Part I, line 7	2	-172,887
3	Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
	If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0- in Part I, line 8 . . . . . . . . . . . . . . . .		3	-29,086

Part V

Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income

(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.

Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period? Yes No

If “Yes,” the foundation does not qualify under section 4940(e). Do not complete this part.

1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a) Base period years Calendar year (or tax year beginning in)	(b) Adjusted qualifying distributions	(c) Net value of noncharitable-use assets	(d) Distribution ratio (col. (b) divided by col. (c))
2011	1,584,114	43,110,589	0.03675
2010	2,717,081	40,296,725	0.06743
2009	1,744,199	18,336,223	0.09512
2008	1,695,941	11,570,363	0.14658
2007	822,065	869,701	0.94523

2	Total of line 1, column (d) ......................	2	1.29110
3	Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by the number of years the foundation has been in existence if less than 5 years. . .	3	0.25822
4	Enter the net value of noncharitable-use assets for 2012 from Part X, line 5.....	4	41,831,959
5	Multiply line 4 by line 3.......................	5	10,801,848
6	Enter 1% of net investment income (1% of Part I, line 27b)...........	6	10,277
7	Add lines 5 and 6.........................	7	10,812,125
8	Enter qualifying distributions from Part XII, line 4..............	8	2,358,770
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.

Form 990-PF (2012)

Page 4

Part VI

Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)

1a	Exempt operating foundations described in section 4940(d)(2), check hereand enter “N/A” on line 1.
	Date of ruling or determination letter: (attach copy of letter if necessary–see instructions)
b	Domestic foundations that meet the section 4940(e) requirements in Part V, check	1	20,554
	hereand enter 1% of Part I, line 27b...................
c	All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2	Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	2
3	Add lines 1 and 2............................	3	20,554
4	Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-).	4
5	Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- .....	5	20,554
6	Credits/Payments:

a	2012 estimated tax payments and 2011 overpayment credited to 2012	6a	76,000
b	Exempt foreign organizations—tax withheld at source.......	6b
c	Tax paid with application for extension of time to file (Form 8868)	6c
d	Backup withholding erroneously withheld ...........	6d

7	Total credits and payments. Add lines 6a through 6d..............		7	76,000
8	Enter any penalty for underpayment of estimated tax. Check hereif Form 2220 is attached.		8
9	Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......		9
10	Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...		10	55,446
11	Enter the amount of line 10 to be: Credited to 2013 estimated tax	Refunded	11	55,446

Part VII-A

Statements Regarding Activities

During the tax year, did the foundation attempt to influence any national, state, or local legislation or did

Yes

it participate or intervene in any political campaign? ....................

Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of

the instructions for definition)?............................

If the answer is “Yes” to 1a or 1b, attach a detailed description of the activities and copies of any materials

published or distributed by the foundation in connection with the activities.

Did the foundation file Form 1120-POL for this year?.....................

Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:

(1) On the foundation. bullet

$ (2) On foundation managers. bullet

Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed

on foundation managers. bullet

Has the foundation engaged in any activities that have not previously been reported to the IRS?.......

If “Yes,” attach a detailed description of the activities.

Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles

of incorporation, or bylaws, or other similar instruments? If “Yes,” attach a conformed copy of the changes....

Did the foundation have unrelated business gross income of $1,000 or more during the year?........

If “Yes,” has it filed a tax return on Form 990-T for this year?...................

Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........

If “Yes,” attach the statement required by General Instruction T.

Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:

By language in the governing instrument, or

By state legislation that effectively amends the governing instrument so that no mandatory directions

that conflict with the state law remain in the governing instrument?................

Yes

Did the foundation have at least $5,000 in assets at any time during the year? If “Yes,” complete Part II, col. (c), and Part XV.

Yes

Enter the states to which the foundation reports or with which it is registered (see instructions)

If the answer is “Yes” to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney

General (or designate) of each state as required by General Instruction G? If “No,” attach explanation .

Yes

Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)

or 4942(j)(5) for calendar year 2012 or the taxable year beginning in 2012 (see instructions for Part XIV)?

If “Yes,” complete Part XIV.............................

Did any persons become substantial contributors during the tax year? If “Yes,” attach a schedule listing their names and addresses.

At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the

meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............

Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had

advisory privileges? If "Yes," attach statement (see instructions).................

Did the foundation comply with the public inspection requirements for its annual returns and exemption application?

Yes

Website address bullet

www.chasefoundation.com

The books are in care of bullet

JOHNATHAN L SHUMAN Telephone no. bullet

(575) 748-1213

Located at bullet

512 W TEXAS AVEARTESIANM ZIP+4 bullet

88210

Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —Check here......... bullet

and enter the amount of tax-exempt interest received or accrued during the year ...... bullet

At any time during calendar year 2012, did the foundation have an interest in or a signature or other authority over

a bank, securities, or other financial account in a foreign country? .................

See instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the foreign country bullet

Form 990-PF (2012)

Page 5

Part VII-B

Statements Regarding Activities for Which Form 4720 May Be Required

File Form 4720 if any item is checked in the “Yes” column, unless an exception applies.

Yes

During the year did the foundation (either directly or indirectly):

(1) Engage in the sale or exchange, or leasing of property with a disqualified person? YesNo

(2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)

a disqualified person?.........................YesNo

(3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? YesNo

(4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? YesNo

(5) Transfer any income or assets to a disqualified person (or make any of either available

for the benefit or use of a disqualified person)?.................YesNo

(6) Agree to pay money or property to a government official? (Exception. Check “No”

if the foundation agreed to make a grant to or to employ the official for a period

after termination of government service, if terminating within 90 days.).........YesNo

If any answer is “Yes” to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations

section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...

Organizations relying on a current notice regarding disaster assistance check here......... bullet

Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,

that were not corrected before the first day of the tax year beginning in 2012?.............

Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private

operating foundation defined in section 4942(j)(3) or 4942(j)(5)):

At the end of tax year 2012, did the foundation have any undistributed income (lines 6d

and 6e, Part XIII) for tax year(s) beginning before 2012?...............YesNo

If “Yes,” list the years bullet

20, 20, 20, 20

Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)

(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)

to all years listed, answer “No” and attach statement—see instructions.) ..............

If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.

20, 20, 20, 20

Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at

any time during the year?.........................YesNo

If “Yes,” did it have excess business holdings in 2012 as a result of (1) any purchase by the foundation

or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved

by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)

the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine

if the foundation had excess business holdings in 2012.)....................

Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?

Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its

charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2012?

During the year did the foundation pay or incur any amount to:

(1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? YesNo

(2) Influence the outcome of any specific public election (see section 4955); or to carry

on, directly or indirectly, any voter registration drive?...............YesNo

(3) Provide a grant to an individual for travel, study, or other similar purposes? YesNo

(4) Provide a grant to an organization other than a charitable, etc., organization described

in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)........YesNo

(5) Provide for any purpose other than religious, charitable, scientific, literary, or

educational purposes, or for the prevention of cruelty to children or animals?........YesNo

If any answer is “Yes” to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in

Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......

Organizations relying on a current notice regarding disaster assistance check here......... bullet

If the answer is “Yes” to question 5a(4), does the foundation claim exemption from the

tax because it maintained expenditure responsibility for the grant?............YesNo

If “Yes,” attach the statement required by Regulations section 53.4945–5(d).

Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on

a personal benefit contract?........................YesNo

Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....

If “Yes” to 6b, file Form 8870.

At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction? YesNo

If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....

Form 990-PF (2012)

Page 6

Part VIII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors

1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
(a) Name and address	(b) Title, and average hours per week devoted to position	(c) Compensation (If not paid, enter -0-)	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
JPMORGAN CHASE BANK NA	AGENT 0.00	0
PO BOX 3038 MILWAUKEE,WI53201	AGENT 0.00	0
JOHNNY KNORR	ADVISOR 0.00	0
510 W TEXAS AVE ARTESIA,NM88210	ADVISOR 0.00	0
KARLA CHASE	ADVISOR 0.00	0
510 W TEXAS AVE ARTESIA,NM88210	ADVISOR 0.00	0
RICHARD CHASE	ADVISOR 0.00	0
510 W TEXAS AVE ARTESIA,NM88210	ADVISOR 0.00	0
DEB CHASE	ADVISOR 0.00	0
510 W TEXAS AVE ARTESIA,NM88210	ADVISOR 0.00	0
ROBERT CHASE	ADVISOR 0.00	0
510 W TEXAS AVE ARTESIA,NM88210	ADVISOR 0.00	0
GERENE FURGUSON	ADVISOR 0.00	0
510 W TEXAS AVE ARTESIA,NM88210	ADVISOR 0.00	0
MARILYN CHASE	ADVISOR 0.00	0
510 W TEXAS AVE ARTESIA,NM88210	ADVISOR 0.00	0
RICHARD PRICE	Executive Direc 0.00	0
510 W TEXAS AVE ARTESIA,NM88210	Executive Direc 0.00	0
MACK C CHASE	TRUSTEE & ADVIS 0.00	0
510 W TEXAS AVE ARTESIA,NM88210	TRUSTEE & ADVIS 0.00	0

2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE.”
(a) Name and address of each employee paid more than $50,000	(b) Title, and average hours per week devoted to position	(c) Compensation	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
NONE









Total number of other employees paid over $50,000...................

3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a) Name and address of each person paid more than $50,000	(b) Type of service	(c) Compensation
NONE

Total number of others receiving over $50,000 for professional services............. bullet

Part IX-A

Summary of Direct Charitable Activities

List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.		Expenses
1


2


3


4

Form 990-PF (2012)

Page 7

Part IX-B

Summary of Program-Related Investments (see instructions)

Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.		Amount
1


2


All other program-related investments. See page 24 of the instructions.
3

Total. Add lines 1 through 3.......................... bullet

Part X

Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
see instructions.)

Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,

purposes:

Average monthly fair market value of securities...................

42,410,583

Average of monthly cash balances.......................

58,411

Fair market value of all other assets (see instructions)................

Total (add lines 1a, b, and c).........................

42,468,994

Reduction claimed for blockage or other factors reported on lines 1a and

1c (attach detailed explanation) .............

Acquisition indebtedness applicable to line 1 assets..................

Subtract line 2 from line 1d.........................

42,468,994

Cash deemed held for charitable activities. Enter 1 1⁄2% of line 3 (for greater amount, see

instructions) .............................

637,035

Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4

41,831,959

Minimum investment return. Enter 5% of line 5..................

2,091,598

Part XI

Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here bullet

and do not complete this part.)

Minimum investment return from Part X, line 6....................

2,091,598

Tax on investment income for 2012 from Part VI, line 5......

20,554

Income tax for 2012. (This does not include the tax from Part VI.)...

Add lines 2a and 2b............................

20,554

Distributable amount before adjustments. Subtract line 2c from line 1............

2,071,044

Recoveries of amounts treated as qualifying distributions................

Add lines 3 and 4............................

2,071,044

Deduction from distributable amount (see instructions).................

Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,

line 1................................

2,071,044

Part XII

Qualifying Distributions (see instructions)

Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:

Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........

2,358,770

Program-related investments—total from Part IX-B..................

Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,

purposes...............................

Amounts set aside for specific charitable projects that satisfy the:

Suitability test (prior IRS approval required)....................

Cash distribution test (attach the required schedule) .................

Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4

2,358,770

Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment

income. Enter 1% of Part I, line 27b (see instructions).................

Adjusted qualifying distributions. Subtract line 5 from line 4..............

2,358,770

Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.

Form 990-PF (2012)

Page 8

Part XIII

Undistributed Income (see instructions)

		(a) Corpus	(d) 2012
1 Distributable amount for 2012 from Part XI, line 7			2,071,044
2 Undistributed income, if any, as of the end of 2012:
a Enter amount for 2011 only.......
b Total for prior years:20, 20, 20
3 Excess distributions carryover, if any, to 2012:
a From 2007.......	403,699
b From 2008.......	1,166,138
c From 2009.......	1,139,437
d From 2010.......	1,186,403
e From 2011.......
fTotal of lines 3a through e.........		3,895,677
4Qualifying distributions for 2012 from Part
XII, line 4: $ 2,358,770
a Applied to 2011, but not more than line 2a
b Applied to undistributed income of prior years (Election required—see instructions)......
c Treated as distributions out of corpus (Election required—see instructions).........		0
d Applied to 2012 distributable amount.....			2,071,044
e Remaining amount distributed out of corpus		287,726
5 Excess distributions carryover applied to 2012.
(If an amount appears in column (d), the same amount must be shown in column (a).)
6Enter the net total of each column as indicated below:
a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5		4,183,403
b Prior years’ undistributed income. Subtract line 4b from line 2b ...........
c Enter the amount of prior years’ undistributed income for which a notice of deficiency has been issued, or on which the section 4942(a) tax has been previously assessed......
d Subtract line 6c from line 6b. Taxable amount —see instructions ...........
e Undistributed income for 2011. Subtract line 4a from line 2a. Taxable amount—see instructions .............
f Undistributed income for 2012. Subtract lines 4d and 5 from line 1. This amount must be distributed in 2013 ..........			0
7 Amounts treated as distributions out of corpus to satisfy requirements imposed by section 170(b)(1)(F) or 4942(g)(3) (see instructions) .............
8Excess distributions carryover from 2007 not applied on line 5 or line 7 (see instructions) ...		403,699
9Excess distributions carryover to 2013. Subtract lines 7 and 8 from line 6a ......		3,779,704
10 Analysis of line 9:
a Excess from 2008....	1,166,138
b Excess from 2009....	1,139,437
c Excess from 2010....	1,186,403
d Excess from 2011....
e Excess from 2012....	287,726

Form 990-PF (2012)

Page 9

Part XIV

Private Operating Foundations (see instructions and Part VII-A, question 9)

1a If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2012, enter the date of the ruling....... bullet

b Check box to indicate whether the organization is a private operating foundation described in section4942(j)(3) or4942(j)(5)

2a Enter the lesser of the adjusted net income from Part I or the minimum investment return from Part X for each year listed ..........	Tax year	Prior 3 years			(e) Total
	(a) 2012	(b) 2011	(c) 2010	(d) 2009	(e) Total

b 85% of line 2a .........
c Qualifying distributions from Part XII, line 4 for each year listed .....
d Amounts included in line 2c not used directly for active conduct of exempt activities ....
e Qualifying distributions made directly for active conduct of exempt activities. Subtract line 2d from line 2c ....
3 Complete 3a, b, or c for the alternative test relied upon:
a “Assets” alternative test—enter:
(1) Value of all assets ......
(2) Value of assets qualifying under section 4942(j)(3)(B)(i)
b “Endowment” alternative test— enter 2⁄3 of minimum investment return shown in Part X, line 6 for each year listed...
c “Support” alternative test—enter:
(1) Total support other than gross investment income (interest, dividends, rents, payments on securities loans (section 512(a)(5)), or royalties) ....
(2) Support from general public and 5 or more exempt organizations as provided in section 4942(j)(3)(B)(iii)....
(3) Largest amount of support from an exempt organization
(4) Gross investment income

Part XV

Supplementary Information (Complete this part only if the organization had $5,000 or more in
assets at any time during the year—see instructions.)

1Information Regarding Foundation Managers:

aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)

bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.

2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:

Check here bullet

if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. (see instructions) to individuals or organizations under
other conditions, complete items 2a, b, c, and d.

aThe name, address, and telephone number or e-mail of the person to whom applications should be addressed:

CHASE FOUNDATION
510 W TEXAS AVE
ARTESIA,NM88210
(575) 746-4610

bThe form in which applications should be submitted and information and materials they should include:

SEE SCHOLARSHIP APPLICATION FORMS AT WWW.CHASEFOUNDATION.COM

cAny submission deadlines:

BEGINS APRIL 2, 2010 FOR 2010 SCHOLARSHIP GRANTS ENDS APRIL

dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:

GRADUATING SENIOR AT ARTESIA NM HIGH SCHOOL AND PRIOR AWARD RECIPIENTS

Form 990-PF (2012)

Page 10

Part XV

Supplementary Information (continued)

3 Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient	If recipient is an individual, show any relationship to any foundation manager or substantial contributor	Foundation status of recipient	Purpose of grant or contribution	Amount
Name and address (home or business)		Foundation status of recipient	Purpose of grant or contribution	Amount
aPaid during the year
WEST TEXAS AM UNIVERSITY 2403 RUSSELL LONG BLVD CANYON,TX79016	NONE	NO	SCHOLARSHIPS	5,500
WAYLAND BAPTIST UNIVERSITY 1900 W 77TH STREET 62 PLAINVIEW,TX79072	NONE	NO	SCHOLARSHIPS	14,500
UNIVERSAL TECHNICAL INSTITUTE 721 LOCKHAVEN DRIVE HOUSTON,TX77073	NONE	NO	SCHOLARSHIPS	2,750
UNIVERSITY OF WYOMING 1000 E UNIVERSITY AVE LARAMIE,WY82071	NONE	NO	SCHOLARSHIPS	6,000
UNIVERSITY OF OKLAHOMA HEALTH SCIEN PO BOX 26901 OKLAHOMA CITY,OK73104	NONE	NO	SCHOLARSHIPS	3,000
UNIVERSITY OF NE MEXICO 1155 UNIVERSITY BLVD SE ALBUQUERQUE,NM87106	NONE	NO	SCHOLARSHIPS	123,500
UNIVERSITY OF HOUSTON VICTORIA 3007 N BEN WILSON VICTORIA,TX77901	NONE	NO	SCHOLARSHIPS	2,750
UNIVERSITY OF DENVER 2197 S UNIVERSITY BLVD DENVER,CO80208	NONE	NO	SCHOLARSHIPS	5,750
TEXAS TECH UNIVERSITY PO BOX 42031 LUBBOCK,TX79409	NONE	NO	SCHOLARSHIPS	108,000
TEXAS CHRISTIAN UNIVERSITY 2800 S UNIVERSTIY DRIVE FORT WORTH,TX76129	NONE	NO	SCHOLARSHIPS	5,500
TEXAS A M UNIVERSITY THE PAVILION 208 SPENCE STREET COLLEGE STATION,TX77843	NONE	NO	SCHOLARSHIPS	2,750
TARLETON STATE UNIVERSITY BOX T-0760 TARLETON CENTER 123 STEPHENVILLE,TX76401	NONE	NO	SCHOLARSHIPS	3,000
SOUTHWESTERN UNIVERSITY 1001 E UNIVERSITY AVENUE GEORGETOWN,TX78626	NONE	NO	SCHOLARSHIPS	3,000
SOUTH PLAINS COLLEGE 1401 S COLLEGE AVE LEVELLAND,TX79336	NONE	NO	SCHOLARSHIPS	11,500
SEWARD COUNTY COMMUNITY COLLEGE 1801 N KANSAS LIBERAL,KS67905	NONE	NO	SCHOLARSHIPS	5,500
SANTA FE UNIVERSITY OF ART DESIGN 1600 SAINT MICHAELS DRIVE SANTA FE,NM87505	NONE	NO	SCHOLARSHIPS	2,750
SOUTHWESTERN ASSEMBLIES OF GOD UNIV 1200 SYCAMORE ST WAXAHACHIE,TX75165	NONE	NO	SCHOLARSHIPS	8,500
OTERO JUNIOR COLLEGE 1802 COLORADO AVE LA JUNTA,CO81050	NONE	NO	SCHOLARSHIPS	2,750
OKLAHOMA STATE UNIVERSITY 113 STUDENT UNION STILLWATER,OK74078	NONE	NO	SCHOLARSHIPS	14,500
OKLAHOMA CITY UNIVERSITY 2501 NORTH BLACKWELDER OKLAHOMA CITY,OK73106	NONE	NO	SCHOLARSHIPS	3,000
NMSU - CARLSBAD 1500 UNIVERSITY DRIVE CARLSBAD,NM88220	NONE	NO	SCHOLARSHIPS	3,900
NM STATE UNIVERSITY UNIVERSITY AVENUE LAS CRUCES,NM88003	NONE	NO	SCHOLARSHIPS	270,900
NM MILITARY INSTITUTE 101 W COLLEGE BLVD ROSWELL,NM88201	NONE	NO	SCHOLARSHIPS	2,750
NM HIGHLANDS UNIVERSITY 1005 DIAMOND AVENUE LAS VEGAS,NM87707	NONE	NO	SCHOLARSHIPS	2,750
NM JUNIOR COLLEGE 1 THUNDERBIRD CICLE HOBBS,NM88240	NONE	NO	SCHOLARSHIPS	12,250
NM INSTITUTE OF MINING AND TECHNOLO 801 LEROY PLACE SOCORRO,NM87801	NONE	NO	SCHOLARSHIPS	5,750
MOODY BIBLE INSTITUTE 820 N LASALLE BLVD CHICAGO,IL60610	NONE	NO	SCHOLARSHIPS	2,750
METROPOLITAN STATE COLLEGE - DENVER AURARIE HIGHER ED CENTER DENVER,CO80204	NONE	NO	SCHOLARSHIPS	3,000
MESA STATE COLLEGE 1100 NORTH AVENUE GAND JUNCTION,CO81501	NONE	NO	SCHOLARSHIPS	3,000
MCMURRY UNIVERSITY 1400 SYLES BOULEVARD ABILENE,TX79697	NONE	NO	SCHOLARSHIPS	6,000
LUBBOCK CHRISTIAN UNIVERSITY 5601 19TH STREET LUBBOCK,TX79407	NONE	NO	SCHOLARSHIPS	25,500
LINCOLN COLLEGE OF TECHNOLOGY 11194 E 45TH AVE DENVER,CO80239	NONE	NO	SCHOLARSHIPS	2,750
LE CORDON BLEU COLLEGE OF CUL 8100 E CAMELBACK RD SUITE 1001 SCOTTSDALE,AZ85251	NONE	NO	SCHOLARSHIPS	2,750
HARDIN SIMMONS 2200 HICKORY ST ABILENE,TX79601	NONE	NO	SCHOLARSHIPS	6,000
GILLETTE COLLEGE 300 WEST SINCLAIR GELLETE,WY82718	NONE	NO	SCHOLARSHIPS	3,000
GEORGIA COLLEGE AND STATE UNIVERSIT 321 W HANCOCK STREET MILLEDGEVILLE,GA31061	NONE	NO	SCHOLARSHIPS	3,000
GEORGETOWN UNIVERSITY 37T O STREET WASHINGTON,DC20057	NONE	NO	SCHOLARSHIPS	3,000
GALLAUDET UNIVERSITY 800 FLORIDA AVENUE NE WASHINGTON,DC20002	NONE	NO	SCHOLARSHIPS	3,000
FRONT RANGE COMMUNITY COLLEGE 4616 SOUTH SHIELDS STREET FL COLLINS,CO80826	NONE	NO	SCHOLARSHIPS	2,750
ENMU - ROSWELL 52 UNIVERSITY BLVD ROSWELL,NM88202	NONE	NO	SCHOLARSHIPS	25,500
EMBRY RIDDLE AERONAUTICAL 3700 WILLOW CREEK RD PRESCOTT,AZ86301	NONE	NO	SCHOLARSHIPS	2,750
EASTERN NEW MEXICO UNIVERSITY 1500 S AVE K PORTALES,NM88130	NONE	NO	SCHOLARSHIPS	68,900
DONA ANA COMMUNITY COLLEGE 3400 S ESPINA STREET LAS CRUCES,NM88003	NONE	NO	SCHOLARHIPS	21,000
CLOVIS COMMUNITY COLLEGE 417 SCHEPPS BLVD CLOVIS,NM88101	NONE	NO	SCHOLARSHIPS	2,750
CHEMEKETA COMMUNITY COLLEGE 4000 LANDERCATER SALEM,OR97309	NONE	NO	SCHOLARHIPS	2,750
CENTRAL NM UNIVERSITY 900 UNIVERSITY AVE SE ALBUQUERQUE,NM87106	NONE	NO	SCHOLARSHIPS	5,750
BRINGHAM YOUNG UNIVERSITY 100 KIMBALL BUILDING 1610 REXBURG,ID83460	NONE	NO	SCHOLARSHIPS	2,750
ARIZONAL STATE UNIVERSITY 1151 S FORREST AVE TEMPE,AZ85287	NONE	NO	SCHOLARSHIPS	2,750
ANGELO STATE UNIVERSITY ASU STATION 11015 SAN ANGELO,TX76909	NONE	NO	SCHOLARSHIPS	14,500
FOREVER FREE FELLOWSHIP 801 GRAND AVE ARTESIA,NM88210	NONE	NO	TOY DRIVE	200
EVERYHEART FOUNDATION 950 E HARVARD AVE SUITE 650 DENVER,CO80210	NONE	YES	HIGH SCHOOL TESTING	45,000
ARTESIA PUBLIC SCHOOLS 1106 W QUAY ARTESIA,NM88210	NONE	NO	GRANT: HALL OF FAME BUILDING	45,000
BOY'S AND GIRL'S CLUB OF MIDLAND PO BOX 284 MIDLAND,TX79702	NONE	NO	PROGRAM SUPPORT	5,000
ARTESIA PUBLIC SCHOOLS 1106 W QUAY ARTESIA,NM88210	NONE	NO	AHS VOLLEY BALL TEAM	3,000
ARTESIA ARTS ASSOCIATION PO BOX 1233 ARTESIA,NM88211	NONE	NO	ELEMENTARY SCHOOL PROGRAM	10,000
FOREVER FREE FELLOWSHIP 801 W GRAND ARTESIA,NM88210	NONE	NO	SCHOOL SUPPLY GIVE AWAY	200
CITY OF ARTESIA PO BOX 1310 ARTESIA,NM88211	NONE	NO	JAYCEE PLAYGROUND	25,000
ARTESIA PUBLIC SCHOOLS 1106 W QUAY ARTESIA,NM88210	NONE	NO	GRANT BULLDOG BOWL SCOREBOARD	129,275
ARTESIA PUBLIC SCHOOLS 1106 W QUAY ARTESIA,NM88210	NONE	NO	GRAND HEIGHT TEACHER TRAINING	6,000
FOREVER FREE FELLOWSHIP 801 W GRAND AVE ARTESIA,NM88210	NONE	NO	STUDENT RECOVERY PROGRAM	500
ARTESIA PUBLIC SCHOOLS 1106 W QUAY ARTESIA,NM88210	NONE	NO	GRANT - PRESS BOX	37,000
ARTESIA PUBLIC SCHOOLS 1106 W QUAY ARTESIA,NM88210	NONE	NO	AHS RODEO TEAM	5,000
UNITED BLOOD SERVICES 3 GRAND AVENUE PLAZA ROSWELL,NM88201	NONE	NO	COMMUNITY BLOOD DRIVE	2,500
SHERIDAN COUNTY HISTORICAL SOCIETY PO BOX 73 SHERIDAN,WY82801	NONE	NO	MUSEUM EXHIBIT	3,000
MARC INC 2701 NORTH A STREET MIDLAND,TX79705	NONE	NO	DISABILITIES/VOCATIONAL TRAINING	5,000
ARTESIA JUNIOR HIGH SCHOOL 15TH CANNON ARTESIA,NM88210	NONE	NO	ARTESIA JUNIOR HIGH COLLEGE TRIP	15,000
ARTESIA ARTS COUNCIL 510 W MAIN ARTESIA,NM88210	NONE	NO	ELEMENTARY SCHOOL PROGRAM	6,000
LEADERSHIP NEW MEXICO PO BOX 35696 ALBUQUERQUE,NM87176	NONE	NO	PROGRAM SUPPORT	7,500
OCU 2501 N BLACKWELDER OKLAHOMA CITY,OK73106	NONE	NO	PROGRAM SUPPORT	1,000
LEADERSHIP NEW MEXICO PO BOX 35696 ALBUQUERQUE,NM87176	NONE	NO	PROGRAM SUPPORT	2,500
GREATER ARTESIA FOUNDATION 105 S 4TH STREET ARTESIA,NM88210	NONE	NO	GRANT: RIDE FOR BIKES	500
GREATER ARTESIA FOUNDATION 105 S 4TH STREET ARTESIA,NM88210	NONE	NO	GRANT: SENIOR SALUTE HIGH SCHOOL	5,000
CASA 118 W MERMOD CARLSBAD,NM88220	NONE	NO	FOSTER CARE PROGRAM SUPPORT	2,000
SHERIDAN ROTARY FOUNDATION PO BOX 997 SHERIDAN,WY82801	NONE	NO	WOUNDED WARRIORS	7,000
WAYLAND BAPTIST UNIVERSITY 1900 W 17TH STREET PLAINVIEW,TX79072	NONE	NO	TEACHER SCHOLARSHIP	39,000
ARTESIA PUBLIC SCHOOLS 1106 W QUAY AVE ARTESIA,NM88210	NONE	NO	GRANT: FFA PROGRAM	2,000
ARTESIA PUBLIC SCHOOLS 1106 W QUAY AVE ARTESIA,NM88210	NONE	NO	GRANT: BULLDOG BOWLING PROGRAM	7,500
ARTESIA PUBLIC SCHOOLS 1106 W QUAY AVE ARTESIA,NM88210	NONE	NO	AHS BASEBALL TEAM	7,500
ARTESIA PUBLIC SCHOOLS 1106 W QUAY AVE ARTESIA,NM88210	NONE	NO	GRANT: HIGH SCHOOL GOLF TEAM	2,500
ARTESIA PUBLIC SCHOOLS 1106 W QUAY AVE ARTESIA,NM88210	NONE	NO	AHS RACQUETBALL TEAM	1,500
NEW MEXICO COMMUNITY FOUNDATION 343 E ALAMEDA SANTA FE,NM87501	NONE	NO	GRANT: CHASE FOUNDATION SCHOLARSHIP FUND	800,000
GREATER ARTESIA FOUNDATION 105 S 4TH STREET ARTESIA,NM88210	NONE	NO	GRANT: DRUG & CRIME COALITION	7,500
DOOR OF OPPORTUNITY INC 108 S 14TH STREET ARTESIA,NM88210	NONE	NO	GRANT: MEALS ON WHEELS	5,000
Total ................................. 3a				2,089,375

bApproved for future payment

Total ................................. 3b

Form 990-PF (2012)

Page 11

Part XVI-A

Analysis of Income-Producing Activities

Enter gross amounts unless otherwise indicated.	Unrelated business income		Excluded by section 512, 513, or 514		(e) Related or exempt function income (See instructions.)
1Program service revenue:	(a) Business code	(b) Amount	(c) Exclusion code	(d) Amount	(e) Related or exempt function income (See instructions.)
a
b
c
d
e
f
gFees and contracts from government agencies
2 Membership dues and assessments....
3Interest on savings and temporary cash investments			14	124
4 Dividends and interest from securities....			14	1,191,280
5 Net rental income or (loss) from real estate:
aDebt-financed property......
bNot debt-financed property.....
6Net rental income or (loss) from personal property
7 Other investment income.....			14	95,389
8Gain or (loss) from sales of assets other than inventory					-172,887
9 Net income or (loss) from special events:
10 Gross profit or (loss) from sales of inventory..
11 Other revenue: a
b
c
d
e
12 Subtotal. Add columns (b), (d), and (e)..				1,286,793	-172,887

13Total. Add line 12, columns (b), (d), and (e)..................

131,113,906

(See worksheet in line 13 instructions to verify calculations.)

Part XVI-B

Relationship of Activities to the Accomplishment of Exempt Purposes

Line No.	Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See instructions.)

Form 990-PF (2012)

Page 12

Part XVII

Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations

Did the organization directly or indirectly engage in any of the following with any other organization described in section

Yes

501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?

Transfers from the reporting foundation to a noncharitable exempt organization of:

(1) Cash...................................

1a(1)

(2) Other assets.................................

1a(2)

Other transactions:

(1) Sales of assets to a noncharitable exempt organization....................

1b(1)

(2) Purchases of assets from a noncharitable exempt organization..................

1b(2)

(3) Rental of facilities, equipment, or other assets.......................

1b(3)

(4) Reimbursement arrangements...........................

1b(4)

(5) Loans or loan guarantees.............................

1b(5)

(6) Performance of services or membership or fundraising solicitations................

1b(6)

Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............

If the answer to any of the above is “Yes,” complete the following schedule. Column (b) should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

(a) Line No.	(b) Amount involved	(c) Name of noncharitable exempt organization	(d) Description of transfers, transactions, and sharing arrangements

Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........YesNo

If “Yes,” complete the following schedule.

(a) Name of organization	(b) Type of organization	(c) Description of relationship

Sign Here

Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
				May the IRS discuss this return with the preparer shown below (see instr.)? Yes No
	Signature of officer or trustee	Date	Title

Paid Preparer Use Only	Print/Type preparer's name	Preparer's Signature	Date	Check if self- employed	PTIN
	Firm's name Firm's address			Firm's EIN
				Phone no.

Form 990-PF (2012)

Additional Data

Software ID:	12000229
Software Version:	2012v2.0

Form 990PF - Special Condition Description:

Special Condition Description

Description of Property	Date Acquired	Cost or Other Basis	Prior Years' Depreciation	Computation Method	Rate / Life (# of years)	Current Year's Depreciation Expense
OFFICE FURNITURE	2012-12-11	401		91	3.0000	11
OFFICE FURNITURE	2012-07-10	1,525		91	5.0000	153
COMPUTER EQUIPMENT	2012-06-25	3,324		91	5.0000	332
OFFICE FURNITURE	2012-05-18	1,490		91	5.0000	174
COMPUTER EQUIPMENT	2012-05-14	4,388		91	5.0000	585
COMPUTER EQUIPMENT	2011-09-01	2,161	144	91	5.0000	432
OFFICE FURNITURE	2011-05-18	2,547	297	91	5.0000	509
OFFICE FURNITURE	2010-02-28	15,422	5,654	91	5.0000	3,084
HVAC	2010-05-12	10,434	2,485	91	7.0000	1,491
COMPUTER EQUIPMENT	2008-12-11	64	40	91	5.0000	13
OFFICE BUILDING - GLASS	2008-12-02	4,730	373	91	39.0000	121
COMPUTER EQUIPMENT	2008-12-02	64	40	91	5.0000	13
OFFICE FURNITURE	2008-11-12	146	47	91	10.0000	15
OFFICE EQUIPMENT	2008-11-12	331	149	91	7.0000	47
COMPUTER EQUIPMENT	2008-10-14	86	55	91	5.0000	17
BUILDING	2008-09-09	4,938	423	91	39.0000	127
OFFICE FURNITURE - CARPET	2008-08-04	406	140	91	10.0000	41
OFFICE FURNITURE	2008-02-06	1,696	665	91	10.0000	170
OFFICE FURNITURE	2008-01-10	529	212	91	10.0000	53
COMPUTER EQUIPMENT	2007-07-10	71	63	91	5.0000	8
OFFICE FURNITURE	2006-12-15	4,734	2,424	91	10.0000	473
OFFICE FURNITURE	2007-11-19	143	57	91	10.0000	14
OFFICE FURNITURE	2007-11-08	714	296	91	10.0000	71
OFFICE FURNITURE	2007-09-20	3,780	1,607	91	10.0000	378
OFFICE FURNITURE	2007-09-10	446	195	91	10.0000	45
OFFICE FURNITURE	2007-06-04	1,082	495	91	10.0000	108
OFFICE FURNITURE	2007-05-24	1,267	582	91	10.0000	127
OFFICE BUILDING	2006-10-01	171,000	26,310	91	39.0000	4,385

Name of Bond	End of Year Book Value	End of Year Fair Market Value
GOLDMAN SACHS - GSAM: TAXABLE	3,287,583	3,414,650
MERRILL LYNCH - 7EG-02045	1,917,071	2,004,373
MERRILL LYNCH - 7EG-04044	2,602,173	2,728,464

Name of Stock	End of Year Book Value	End of Year Fair Market Value
GOLDMAN SACHS - AVENIR: DYNANIC EQ	636,355	708,512
GOLDMAN SACHS - GSAM: LCG
GOLDMAN SACHS - DIAMOND HILL	677,017	735,457
GOLDMAN SACHS - YACKTMAN	530,468	583,541
GOLDMAN SACHS - GANNETT WELSH	251,766	284,372
GOLDMAN SACHS - LORD ABBETT	327,184	361,439
GOLDMAN SACHS - ADVISORY BROKERAGE	775,272	766,171
GOLDMAN SACHS - BROKERAGE	1,966,402	1,971,881
MERRILL LYNCH - 7EG-02019	1,224,926	1,251,129
MERRILL LYNCH - 7EG-02043	802,001	847,819
MERRILL LYNCH - 7EG-02042	17,368,726	18,151,132
MERRILL LYNCH - 7EG-02041	10,835	2,014,368

Category/ Item	Listed at Cost or FMV	Book Value	End of Year Fair Market Value
NGP NATURAL RESOURCES	AT COST	423,427	423,427
ENCAP FLATROCK	AT COST	68,992	68,992
QSI HOLDINGS, L.P.	AT COST	474,600	363,250
PENNYBACKER II, LP	AT COST	372,317	372,317
ENCAP ENERGY CAPITAL FUND	AT COST	1,834,559	1,871,489
MERRILL LYNCH - 7EG-02040	AT COST	3,600,135	3,878,800

Category / Item	Cost / Other Basis	Accumulated Depreciation	Book Value	End of Year Fair Market Value
Miscellaneous	11,932	11,907	25
Land	19,000		19,000	19,000
Buildings	191,102	35,715	155,387	191,102
Furniture and Fixtures	46,596	19,839	26,757

Description	Revenue and Expenses per Books	Net Investment Income	Disbursements for Charitable Purposes
WEB SITE MAINTENANCE	7,899		7,899
UTILITIES	3,143		3,143
TRAINING	207		207
TELEPHONE	8,313		8,313
SUPPLIES	6,311		6,311
STUDENTS 4 SUCCESS	4,907		4,907
STORAGE	708		708
SPONSORSHIPS	31,941		31,941
SCHOLARSHIP RECEPTIONS	14,998		14,998
SCHOLARSHIP MENTORING PROGRAMS	13,205		13,205
POSTAGE	2,551		2,551
OFFICE SUPPLIES	6,047		6,047
MEETINGS	43		43
MARKETING	6,247		6,247
MAINTENANCE AND REPAIR	939		939
INVESTMENT FEES	262,176	262,176
INSURANCE	3,966		3,966
EDUCATIONAL GUIDE	1,278		1,278
DUES AND SUBSCRIPTIONS	1,152		1,152
COPIER LEASES	6,059		6,059
COMMUNITY SERVICE	47,610		47,610
AUTOMOBILE EXPENSES	10,107		10,107
ADVERTISING	6,588		6,588

Category	Amount	Net Investment Income	Disbursements for Charitable Purposes
SECTION 4940 TAX	11,591	-11,591
PAYROLL TAXES	3,822		3,822
FORIEGN TAXES	8,528	8,528