Form990-PF

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Nonexempt Charitable Trust
Treated as a Private Foundation
Note. The foundation may be able to use a copy of this return to satisfy state reporting requirements.
OMB No. 1545-0052
2012
Open to Public Inspection
For calendar year 2012, or tax year beginning 05-01-2012 , and ending 04-30-2013
Name of foundation
THE NUSSBAUM CHARITABLE FOUNDATION CO US
 

Number and street (or P.O. box number if mail is not delivered to street address)P O BOX 3168   Room/suite
City or town, state, and ZIP code
PORTLAND, OR97208
A Employer identification number

31-6021739
B Telephone number (see instructions)

(513) 632-4588
C bullet
G Check all that apply:

D 1. bullet
2. bullet
H Check type of organization:
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$355,915J Accounting method:
 
(Part I, column (d) must be on cash basis.)
E bullet
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities...... 6,604 6,604  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 55,789
b Gross sales price for all assets on line 6a 444,336
7 Capital gain net income (from Part IV, line 2)... 55,789
8 Net short-term capital gain......... 0
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 62,393 62,393  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 6,112 5,501   611
14 Other employee salaries and wages......   0 0 0
15 Pension plans, employee benefits.......   0 0  
16a Legal fees (attach schedule).........       0
b Accounting fees (attach schedule)....... Click to see attachment 1,000 0 0 0
c Other professional fees (attach schedule)....       0
17 Interest...............       0
18 Taxes (attach schedule) (see instructions) Click to see attachment 778 98   0
19 Depreciation (attach schedule) and depletion... 0 0  
20 Occupancy..............        
21 Travel, conferences, and meetings.......   0 0  
22 Printing and publications..........   0 0  
23 Other expenses (attach schedule)....... Click to see attachment 115     115
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 8,005 5,599 0 726
25 Contributions, gifts, grants paid........ 15,019 15,019
26 Total expenses and disbursements. Add lines 24 and 25 23,024 5,599 0 15,745
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 39,369
b Net investment income (if negative, enter -0-) 56,794
c Adjusted net income (if negative, enter -0-)... 0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2012)
Form 990-PF (2012)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing...............      
2 Savings and temporary cash investments.......... 19,054 2,055 2,055
3 Accounts receivable bullet45
Less: allowance for doubtful accounts bullet     45 45
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see page 15 of the
instructions)....................      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet0      
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)........ 253,179 Click to see attachment298,572 316,995
c Investments—corporate bonds (attach schedule)........ 25,480 Click to see attachment36,595 36,820
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)...........     0
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 297,713 337,267 355,915
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable...................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)..........   0
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted....................    
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds......... 297,713 337,267
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds    
30 Total net assets or fund balances (see page 17 of the
instructions).................... 297,713 337,267
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 297,713 337,267
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 297,713
2 Enter amount from Part I, line 27a..................... 2 39,369
3 Other increases not included in line 2 (itemize) bulletClick to see attachment 3 185
4 Add lines 1, 2, and 3.......................... 4 337,267
5 Decreases not included in line 2 (itemize) bullet 5 0
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 337,267
Form 990-PF (2012)
Form 990-PF (2012)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a .5 PHILLIPS 66   2010-06-22 2012-05-10
b 69. ATT INC     2012-05-14
c 49. AMERICAN ELEC PWR INC     2012-05-14
d 48. AMERISOURCEBERGEN CORP   2011-09-01 2012-05-14
e 18. AMGEN INC COMMON STOCK   2008-10-23 2012-05-14
17. APACHE CORP     2012-05-14
12. BHP LTD SPONSORED ADR   2008-12-23 2012-05-14
10. BLACKROCK INC   2011-09-07 2012-05-14
15. BOSTON PPTYS INC     2012-05-14
27. CVS CORP COM     2012-05-14
13. COCA COLA CO   2011-09-01 2012-05-14
43. EQUITABLE CORP   2011-09-01 2012-05-14
19. EXXON MOBIL CORP     2012-05-14
130. FIFTH THIRD BANCORP     2012-05-14
22. GENERAL DYNAMICS CORP     2012-05-14
9. GOLDMAN SACHS GROUP INC     2012-05-14
19. HESS CORP     2012-05-14
18. HUMANA INC   2011-03-16 2012-05-14
12. INTERNATIONAL BUSINESS MACHS CORP   2008-10-23 2012-05-14
18. ITC HOLDINGS CORP   2011-09-07 2012-05-14
69. J P MORGAN CHASE & CO     2012-05-14
1. JOHNSON & JOHNSON   2011-06-21 2012-05-14
31. JOHNSON & JOHNSON     2012-05-14
45. KRAFT FOODS INC CL A   2010-08-25 2012-05-14
58. LEGGETT & PLATT INC   2011-09-07 2012-05-14
19. LORILLARD INC   2011-09-07 2012-05-14
20. MC DONALD'S CORP   2009-05-18 2012-05-14
29. MERCK AND CO INC     2012-05-14
69. MICROSOFT CORP     2012-05-14
73. MICROCHIP TECHNOLOGY INC   2011-09-01 2012-05-14
23. NATIONAL GRID PLC SP A D R   2010-09-14 2012-05-14
115. NEW YORK CMNTY BANCORP INC COM   2011-09-07 2012-05-14
13. OCCIDENTAL PETE CORP COM   2008-10-23 2012-05-14
37. P N C FINANCIAL SERVICES GROUP INC   2009-04-23 2012-05-14
38. PEABODY ENERGY CORP     2012-05-14
20. PEPSICO INC   2009-03-11 2012-05-14
229. PFIZER INC COMMON STOCK     2012-05-14
17. PHILIP MORRIS INTL   2011-09-01 2012-05-14
14. PHILLIPS 66     2012-05-14
21. PRUDENTIAL FINL INC     2012-05-14
28. PUBLIC SVC ENTERPRISE GROUP INC   2011-09-01 2012-05-14
51. REYNOLDS AMERICAN INC     2012-05-14
32. ROYAL DUTCH SHELL PLC A D R   2011-09-01 2012-05-14
714.174 SCOUT INTERNATIONAL FUND   2011-09-01 2012-05-14
19. SEMPRA ENERGY   2010-05-04 2012-05-14
12. SIMON PPTY GROUP INC NEW   2011-02-16 2012-05-14
67. SOUTHERN COPPER CORP DEL   2011-09-07 2012-05-14
28. T J X COS INC NEW     2012-05-14
36. TARGET CORP     2012-05-14
41. THOMSON REUTERS CORP   2011-09-07 2012-05-14
23. UNION PACIFIC CORPORATION COMMON STOCK   2009-11-11 2012-05-14
23. UNITED TECHNOLOGIES CORP   2008-10-23 2012-05-14
8. V F CORP   2011-09-01 2012-05-14
37. VODAFONE GROUP PLC A D R     2012-05-14
29. WELLS FARGO & CO NEW     2012-05-14
14. ACCENTURE PLC CL A   2010-04-22 2012-05-14
2. ACCENTURE PLC CL A   2011-06-21 2012-05-14
19. COVIDIEN PLC   2011-09-07 2012-05-14
60. SEADRILL LIMITED   2011-09-07 2012-05-14
.8 AIR LIQUIDE S A A D R   2012-05-14 2012-07-03
871.84 P I M C O FDS TOTAL RETURN FD     2012-07-26
1725.626 P I M C O FDS TOTAL RETURN FD   2011-09-07 2012-10-16
32. EATON CORP   2011-09-01 2012-12-03
34. AFLAC INC   2011-09-01 2013-01-17
38. ATT INC     2013-01-17
38. ABBOTT LABS   2011-09-01 2013-01-17
38. ABBVIE INC   2011-09-01 2013-01-17
63. AIR LIQUIDE S A A D R   2012-05-14 2013-01-17
11. ALLERGAN INC   2012-05-14 2013-01-17
95. ALLIANZ SE A D R   2012-05-14 2013-01-17
39. AMERICA MOVIL S A DE C V SPONSORED ADR REPSTG SER L SHS   2012-05-14 2013-01-17
22. AMERICAN EXPRESS CO   2012-05-14 2013-01-17
28. AMERICAN EXPRESS CO     2013-01-17
4. APPLE COMPUTER INC   2012-05-14 2013-01-17
4. APPLE COMPUTER INC   2011-06-21 2013-01-17
57. ARM HLDGS PLC A D R   2012-05-14 2013-01-17
45. ATLAS COPCO AB SPONS A D R   2012-05-14 2013-01-17
11. AVALONBAY CMNTYS INC   2009-01-14 2013-01-17
46. B G GROUP P L C A D R   2012-05-14 2013-01-17
19. BAXTER INTL INC   2012-05-14 2013-01-17
17. BEAM INC   2012-05-14 2013-01-17
39. BERKSHIRE HATHAWAY INC CL B   2012-05-14 2013-01-17
13. BIOGEN IDEC INC   2012-05-14 2013-01-17
13. BORG WARNER INC   2012-05-14 2013-01-17
30. CBS CORP CLASS B NON VOTING   2012-05-14 2013-01-17
52. CSL LIMITED A D R   2012-05-14 2013-01-17
13. CANADIAN NATL RY CO COM   2012-05-14 2013-01-17
23. CANON INC SPONS A D R   2012-05-14 2013-01-17
15. CATERPILLAR INC   2011-09-01 2013-01-17
23. CHEVRONTEXACO CORP   2011-09-01 2013-01-17
13. CITRIX SYS INC   2012-05-14 2013-01-17
34. COCA COLA CO   2011-09-01 2013-01-17
30. COGNIZANT TECH SOLUTIONS CL A   2012-05-14 2013-01-17
29. CONOCOPHILLIPS     2013-01-17
1000.255 CREDIT SUISSE COMM RET ST CO   2011-09-01 2013-01-17
22.549 CREDIT SUISSE COMM RET ST CO   2012-07-26 2013-01-17
41. CULLEN FROST BANKERS INC   2011-09-07 2013-01-17
16. CUMMINS INC   2012-05-14 2013-01-17
23. DBS GROUP HLDGS LTD   2012-05-14 2013-01-17
21. DANAHER CORP   2012-05-14 2013-01-17
14. DASSAULT SYSTEMES SA A D R   2012-05-14 2013-01-17
17. DOVER CORP   2012-05-14 2013-01-17
129. E M C CORP MASS   2012-05-14 2013-01-17
44. E BAY INC   2012-05-14 2013-01-17
24. EMERSON ELEC CO   2011-09-07 2013-01-17
43. EXPEDITORS INTL WASH INC   2012-05-14 2013-01-17
66. EXPRESS SCRIPTS HLDGS C   2012-05-14 2013-01-17
51. FANUC CORPORATION A D R   2012-05-14 2013-01-17
29. FOREST LABS INC   2012-05-14 2013-01-17
8. FRANKLIN RES INC   2011-09-01 2013-01-17
21. FREEPORT MCMORAN COPPER GOLD     2013-01-17
95. GENERAL ELEC CO     2013-01-17
63. GILEAD SCIENCES INC   2012-05-14 2013-01-17
7. GOOGLE INC CL A   2012-05-14 2013-01-17
31. HALLIBURTON CO   2012-05-14 2013-01-17
48. HOYA CORP A D R   2012-05-14 2013-01-17
32. I C I C I BANK LIMITED A D R   2012-05-14 2013-01-17
23. IMPERIAL OIL LTD   2012-05-14 2013-01-17
80. INTEL CORP   2012-05-14 2013-01-17
7. INTERNATIONAL BUSINESS MACHS CORP   2011-06-21 2013-01-17
18. JGC CORP UNSPONSORED A D R   2012-05-14 2013-01-17
39. J P MORGAN CHASE & CO     2013-01-17
54. JABIL CIRCUIT INC   2012-05-14 2013-01-17
26. JACOBS ENGR GROUP INC   2012-05-14 2013-01-17
244. LI FUNG LTD A D R   2012-05-14 2013-01-17
31. LVMH MOET HENNESSY LOU VUITT A D R   2012-05-14 2013-01-17
34. LOWES COMPANIES INC   2012-05-14 2013-01-17
3. MASTERCARD INC   2012-05-14 2013-01-17
25. MCCORMICK & CO INC COM   2011-09-07 2013-01-17
36. METLIFE INC COM     2013-01-17
52. MICROSOFT CORP     2013-01-17
14. MONSTER BEVERAGE CORP   2012-05-14 2013-01-17
15. NATIONAL OILWELL INC COM   2012-05-14 2013-01-17
32. NESTLE S A SPONSORED ADR REPSTG REG SH     2013-01-17
34. NEXTERA ENERGY INC   2011-09-01 2013-01-17
41. NOKIAN TYRES OYJ UNSPON A D R   2012-05-14 2013-01-17
13. NOVO NORDISK AS A D R   2011-09-07 2013-01-17
230.521 NUVEEN REAL ESTATE SECS I   2012-07-26 2013-01-17
420.411 NUVEEN REAL ESTATE SECS I   2012-10-16 2013-01-17
12. OCCIDENTAL PETE CORP COM   2008-10-23 2013-01-17
40. ONEOK INC   2011-09-07 2013-01-17
40. ORACLE CORPORATION   2009-04-01 2013-01-17
2305.625 P I M C O FDS TOTAL RETURN FD   2011-09-07 2013-01-17
27. PACCAR INC   2011-09-01 2013-01-17
16. PERRIGO CO   2012-05-14 2013-01-17
49. PETROLEO BRASILEIRO SPON A D R   2012-05-14 2013-01-17
16. PHILIP MORRIS INTL   2011-09-01 2013-01-17
2. PRICELINE COM INC   2012-05-14 2013-01-17
39. PRINCIPAL FINANCIAL GROUP INC   2012-05-14 2013-01-17
25. PROCTER & GAMBLE CO   2011-09-01 2013-01-17
32. QUALCOMM INC   2012-05-14 2013-01-17
38. QUALCOMM INC   2011-09-01 2013-01-17
26. RAYTHEON COMPANY   2011-09-07 2013-01-17
24. ROCHE HLDG LTD A D R   2012-05-14 2013-01-17
68.337 T ROWE PRICE MID CAP GROWTH FD #64   2004-12-27 2013-01-17
290.926 T ROWE PRICE MID CAP GROWTH FD #64   2005-10-24 2013-01-17
26. SAP AG A D R   2012-05-14 2013-01-17
45. SCHLUMBERGER LTD   2012-05-14 2013-01-17
86. SCHNEIDER ELECT SA UNSP A D R   2012-05-14 2013-01-17
155. SCHWAB CHARLES CORP   2012-05-14 2013-01-17
13. STERICYCLE INC   2012-05-14 2013-01-17
42. SUNTRUST BKS INC   2012-05-14 2013-01-17
68. SWATCH GROUP AG A D R   2012-05-14 2013-01-17
24. T J X COS INC NEW     2013-01-17
21. THERMO FISHER SCIENTIFIC INC   2008-12-16 2013-01-17
13. TIME WARNER CABLE INC   2012-05-14 2013-01-17
279. TURKIYE GARANTI BANKASI A S A D R   2012-05-14 2013-01-17
9. UNION PACIFIC CORPORATION COMMON STOCK   2009-11-11 2013-01-17
26. UNITED HEALTH GROUP INCORPORATED     2013-01-17
12. V F CORP   2011-09-01 2013-01-17
30. VARIAN MED SYS INC   2012-05-14 2013-01-17
288.6 VANGUARD SMALL CAP INDEX SIGNAL   2012-10-16 2013-01-17
43. VERISK ANALYTICS INC CL A   2012-05-14 2013-01-17
14. VISA INC CLASS A SHARES   2012-05-14 2013-01-17
15. WPP PLC SPONSORED A D R   2012-05-14 2013-01-17
19. WAL MART STORES INC     2013-01-17
41. WASTE MGMT INC DEL COM   2011-09-07 2013-01-17
14. WATSON PHARMACEUTICALS INC   2012-05-14 2013-01-17
53. WELLS FARGO & CO NEW     2013-01-17
40. YUM! BRANDS INC COM   2011-09-07 2013-01-17
38. ACCENTURE PLC CL A   2011-06-21 2013-01-17
32. EATON CORP PLC   2012-11-30 2013-01-17
. COUNTRYWIDE FINANCIAL CORPORATION     2013-02-19
92.764 DRIEHAUS ACTIVE INCOME FUND   2013-01-17 2013-03-18
450.103 DRIEHAUS ACTIVE INCOME FUND   2013-01-17 2013-04-12
253.292 EATON VANCE GLOBAL MACRO FD CL I   2013-01-17 2013-04-12
629.925 HIGHLAND LONG SHORT EQUITY FD CL Z     2013-04-12
193.968 NUVEEN SANTA BARBARA DIV GROWTH FD I   2013-01-22 2013-04-12
434.973 NUVEEN SMALL CAP INDEX FUND CL I   2013-01-17 2013-04-12
695.618 NUVEEN MID CAP INDEX FUND CL I   2013-01-17 2013-04-12
CAPITAL GAIN DIVIDENDS P    
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 16   13 3
b 2,305   1,727 578
c 1,874   1,308 566
d 1,761   1,915 -154
e 1,268   987 281
1,448   1,231 217
811   472 339
1,776   1,572 204
1,620   849 771
1,214   839 375
999   921 78
2,124   2,625 -501
1,562   1,214 348
1,803   1,365 438
1,465   1,221 244
906   972 -66
894   1,004 -110
1,402   1,150 252
2,401   1,000 1,401
1,285   1,340 -55
2,489   2,966 -477
64   67 -3
1,981   1,820 161
1,762   1,317 445
1,192   1,274 -82
2,450   2,085 365
1,827   1,080 747
1,108   962 146
2,129   1,431 698
2,310   2,416 -106
1,248   1,009 239
1,472   1,416 56
1,067   609 458
2,398   1,479 919
1,070   1,663 -593
1,341   947 394
5,168   3,640 1,528
1,453   1,183 270
439   338 101
1,062   813 249
892   950 -58
2,064   1,632 432
2,079   2,141 -62
21,054   21,347 -293
1,234   939 295
1,874   1,292 582
2,031   2,146 -115
1,141   536 605
1,988   1,539 449
1,190   1,214 -24
2,563   1,447 1,116
1,754   1,111 643
1,114   937 177
1,014   1,015 -1
947   576 371
825   610 215
118   109 9
1,050   973 77
2,187   1,884 303
18   18  
9,983   9,644 339
19,965   19,016 949
1,669   1,368 301
1,756   1,283 473
1,257   1,070 187
1,248   956 292
1,379   1,037 342
1,553   1,383 170
1,156   1,016 140
1,307   938 369
957   969 -12
1,335   1,295 40
1,700   1,092 608
2,017   2,251 -234
2,017   1,280 737
2,333   1,343 990
1,259   942 317
1,524   579 945
801   959 -158
1,267   1,017 250
1,040   997 43
3,708   3,155 553
1,856   1,784 72
983   1,000 -17
1,246   965 281
1,487   997 490
1,239   1,071 168
853   992 -139
1,435   1,364 71
2,645   2,293 352
897   1,027 -130
1,272   1,205 67
2,352   1,806 546
1,707   1,179 528
8,132   9,482 -1,350
183   185 -2
2,374   1,999 375
1,803   1,674 129
1,079   1,002 77
1,268   1,125 143
1,567   1,283 284
1,156   996 160
3,088   3,400 -312
2,388   1,778 610
1,319   1,065 254
1,842   1,668 174
3,625   3,629 -4
1,409   1,433 -24
1,069   989 80
1,088   954 134
717   544 173
2,009   1,337 672
4,865   3,340 1,525
5,010   4,258 752
1,120   987 133
954   1,062 -108
1,419   948 471
1,022   971 51
1,787   2,178 -391
1,356   1,162 194
1,087   1,006 81
1,812   1,119 693
1,076   1,057 19
1,189   1,000 189
730   927 -197
1,172   963 209
1,244   1,017 227
1,568   1,257 311
1,650   1,191 459
1,312   999 313
1,414   1,295 119
696   995 -299
1,065   1,009 56
2,165   1,370 795
2,412   1,933 479
860   964 -104
2,307   1,389 918
5,032   5,000 32
9,178   9,098 80
992   562 430
1,836   1,386 450
1,386   735 651
25,892   25,408 484
1,244   1,013 231
1,672   1,609 63
948   947 1
1,418   1,114 304
1,328   1,338 -10
1,144   968 176
1,741   1,595 146
2,081   1,980 101
2,471   1,973 498
1,500   1,089 411
1,287   996 291
4,007   3,406 601
17,060   15,703 1,357
2,021   1,624 397
3,299   3,048 251
1,251   975 276
2,344   2,026 318
1,222   1,060 162
1,226   971 255
1,903   1,401 502
1,062   271 791
1,430   637 793
1,289   994 295
1,537   971 566
1,183   566 617
1,399   862 537
1,786   1,406 380
2,227   1,922 305
10,574   10,000 574
2,313   2,096 217
2,237   1,656 581
1,153   970 183
1,310   930 380
1,443   1,286 157
1,187   1,010 177
1,853   814 1,039
2,603   2,138 465
2,660   2,075 585
1,774   1,662 112
156     156
1,000   998 2
4,839   4,843 -4
2,497   2,508 -11
7,238   7,228 10
5,720   5,476 244
5,576   5,254 322
10,838   10,080 758
      55
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       3
b       578
c       566
d       -154
e       281
      217
      339
      204
      771
      375
      78
      -501
      348
      438
      244
      -66
      -110
      252
      1,401
      -55
      -477
      -3
      161
      445
      -82
      365
      747
      146
      698
      -106
      239
      56
      458
      919
      -593
      394
      1,528
      270
      101
      249
      -58
      432
      -62
      -293
      295
      582
      -115
      605
      449
      -24
      1,116
      643
      177
      -1
      371
      215
      9
      77
      303
       
      339
      949
      301
      473
      187
      292
      342
      170
      140
      369
      -12
      40
      608
      -234
      737
      990
      317
      945
      -158
      250
      43
      553
      72
      -17
      281
      490
      168
      -139
      71
      352
      -130
      67
      546
      528
      -1,350
      -2
      375
      129
      77
      143
      284
      160
      -312
      610
      254
      174
      -4
      -24
      80
      134
      173
      672
      1,525
      752
      133
      -108
      471
      51
      -391
      194
      81
      693
      19
      189
      -197
      209
      227
      311
      459
      313
      119
      -299
      56
      795
      479
      -104
      918
      32
      80
      430
      450
      651
      484
      231
      63
      1
      304
      -10
      176
      146
      101
      498
      411
      291
      601
      1,357
      397
      251
      276
      318
      162
      255
      502
      791
      793
      295
      566
      617
      537
      380
      305
      574
      217
      581
      183
      380
      157
      177
      1,039
      465
      585
      112
      156
      2
      -4
      -11
      10
      244
      322
      758
       
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 55,789
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 . . . . . . . . . . . . . . . . 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If “Yes,” the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2011 33,048 331,657 0.099645
2010 18,524 350,680 0.052823
2009 20,964 332,848 0.062984
2008 12,607 372,410 0.033852
2007 25,888 513,282 0.050436
2 Total of line 1, column (d) ...................... 2 0.29974
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.059948
4 Enter the net value of noncharitable-use assets for 2012 from Part X, line 5..... 4 336,024
5 Multiply line 4 by line 3....................... 5 20,144
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 568
7 Add lines 5 and 6......................... 7 20,712
8 Enter qualifying distributions from Part XII, line 4.............. 8 15,745
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions.
Form 990-PF (2012)
Form 990-PF (2012)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A” on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 1,136
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2............................ 3 1,136
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 1,136
6 Credits/Payments:
a 2012 estimated tax payments and 2011 overpayment credited to 2012 6a 348
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c 0
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 348
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9 788
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10  
11 Enter the amount of line 10 to be: Credited to 2013 estimated taxBullet0 Refunded Bullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is “Yes” to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If “Yes,” attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If “Yes,” attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If “Yes,” has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If “Yes,” attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If “Yes,” complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletCO
    b
    If the answer is “Yes” to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If “No,” attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2012 or the taxable year beginning in 2012 (see instructions for Part XIV)?
    If “Yes,” complete Part XIV.............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If “Yes,” attach a schedule listing their names and addresses.
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbullet  
    14
    The books are in care ofbulletUS BANK NA Telephone no.bullet (503) 275-4327
    Located atbulletPO BOX 3168PORTLANDOR ZIP+4bullet97208
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16
    At any time during calendar year 2012, did the foundation have an interest in or a signature or other authority over
    a bank, securities, or other financial account in a foreign country? .................
    16
     
    No
    See instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the foreign country bullet  
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the “Yes” column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check “No”
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is “Yes” to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
    No
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2012?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2012, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2012?...............
    If “Yes,” list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer “No” and attach statement—see instructions.) ..............
    2b
     
    No
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?.........................
    b
    If “Yes,” did it have excess business holdings in 2012 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2012.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2012?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)........
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is “Yes” to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
     
    .........bullet
    c
    If the answer is “Yes” to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If “Yes,” attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?........................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If “Yes” to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    US BANK CO-TRUSTEE
    1     		7,112    
    200 UNIVERSITY BLVD
    DENVER,CO80206
    SUSAN L AGGER CO-TRUSTEE
    1     		0    
    C/O US BANK PO BOX 1118
    CINCINNATI,OH45201
    JOHN H LOEWY CO-TRUSTEE
    1     		0    
    C/O US BANK PO BOX 1118
    CINCINNATI OH,OH45201
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE.”
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3..........................bullet  
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    332,907
    b
    Average of monthly cash balances.......................
    1b
    8,234
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    341,141
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    341,141
    4
    Cash deemed held for charitable activities. Enter 1 1⁄2% of line 3 (for greater amount, see
    instructions) .............................
    4
    5,117
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    336,024
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    16,801
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    16,801
    2a
    Tax on investment income for 2012 from Part VI, line 5......
    2a
    1,136
    b
    Income tax for 2012. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    1,136
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    15,665
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    15,665
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
    15,665
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    15,745
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
    0
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
    0
    b
    Cash distribution test (attach the required schedule) .................
    3b
    0
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    15,745
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    15,745
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 8
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2011     		(c)
    2011     		(d)
    2012
    1 Distributable amount for 2012 from Part XI, line 7 15,665
    2 Undistributed income, if any, as of the end of 2012:
    a Enter amount for 2011 only....... 0
    b Total for prior years:2010, 20, 20 0
    3 Excess distributions carryover, if any, to 2012:
    a From 2007....... 0
    b From 2008....... 0
    c From 2009....... 0
    d From 2010....... 0
    e From 2011....... 1,216
    fTotal of lines 3a through e......... 1,216
    4Qualifying distributions for 2012 from Part
    XII, line 4: bullet$ 15,745
    a Applied to 2011, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions)......     		0
    c Treated as distributions out of corpus (Election
    required—see instructions).........     		0
    d Applied to 2012 distributable amount..... 15,665
    e Remaining amount distributed out of corpus 80
    5 Excess distributions carryover applied to 2012. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 1,296
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2011. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2012. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2013 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see
    instructions) .............     		0
    8Excess distributions carryover from 2007 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9Excess distributions carryover to 2013.
    Subtract lines 7 and 8 from line 6a ......     		1,296
    10 Analysis of line 9:
    a Excess from 2008.... 0
    b Excess from 2009.... 0
    c Excess from 2010.... 0
    d Excess from 2011.... 1,216
    e Excess from 2012.... 80
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 9
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2012, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2012 (b) 2011 (c) 2010 (d) 2009
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ....     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets” alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment” alternative test— enter 2⁄3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support” alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    ARENA STAGE
    1101 6TH ST SW
    WASHINGTON,DC20024     		NONE CHARITABLE GENERAL 2,000
    US AGAINST ALZHEIMER'S NETWORK
    1101 K ST NW SUITE 400
    WASHINGTON,DC20005     		NONE MEDICAL GENERAL 5,000
    DENVER MUSEUM OF NATURE & SCIENCE
    2001 COLORADO BLVD
    DENVER,CO80205     		NONE CHARITABLE GENERAL 300
    PLANNED PARENTHOOD
    OF ROCKY MOUNTAINS
    7155 E 38TH ST
    DENVER,CO80207     		NONE CHARITABLE GENERAL 675
    DENVER FILM SOCIETY
    1510 YORK AVE
    DENVER,CO80206     		NONE CHARITABLE GENERAL 3,000
    COMPASSION AND CHOICES
    PO BOX 101810
    DENVER,CO80250     		NONE CHARITABLE GENERAL SUPPORT 200
    CAPITAL CITY PUBLIC CHARTER SCHOOL
    100 PEABODY ST
    WASHINGTON,DC20011     		NONE CHARITABLE ANNUAL FUND 3,000
    THE NEW ENGLAND CENTER FOR CHILDREN
    33 TURNIKE ROAD
    SOUTHBOROUGH,MA01772     		NONE CHARITABLE GENERAL SUPPORT 844
    Total .................................bullet 3a 15,019
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3Interest on savings and temporary cash investments          
    4 Dividends and interest from securities....     14 6,604  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8Gain or (loss) from sales of assets other than inventory     18 55,789  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   62,393  
    13Total. Add line 12, columns (b), (d), and (e)..................
    1362,393
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section
    Yes
    No
    501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is “Yes,” complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If “Yes,” complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2012)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2012 AccountingFeesSchedule
    Name:
    THE NUSSBAUM CHARITABLE FOUNDATION CO US
    EIN: 31-6021739
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    TAX PREPARATION FEE (NON-ALLOC 1,000      

    TY 2012 InvestmentsCorpBondsSchedule
    Name:
    THE NUSSBAUM CHARITABLE FOUNDATION CO US
    EIN: 31-6021739
    Name of Bond End of Year Book Value End of Year Fair Market Value
    GOLDMAN SACHS 5.25 10/15/2013 25,480 25,530
    NUVEEN HIGH INCOME BOND 5,734 5,827
    ISHARES IBOXX H Y CORP BOND 5,381 5,463

    TY 2012 InvestmentsCorpStockSchedule
    Name:
    THE NUSSBAUM CHARITABLE FOUNDATION CO US
    EIN: 31-6021739
    Name of Stock End of Year Book Value End of Year Fair Market Value
    ABBOTT LABORATORIES 38 SH    
    AMERICAN ELEC POWER 49 SH    
    AMERICAN EXPRESS 28 SH    
    AMGEN INC. 18 SH    
    APACHE CORP. 17 SH    
    APPLE INC. 4 SH    
    ATT INC. 107 SH    
    AVALONBAY CMNTYS INC. 11 SH    
    BOSTON PPTYS INC. 15 SH    
    CONOCOPHILLIPS 29 SH    
    CVS CAREMARK CORP. 27 SH    
    EXXON MOBIL CORP. 19 SH    
    FIFTH THIRD BANCORP 130 SH    
    FREEPORT MCMORAN COPPER GOLD    
    GENERAL DYNAMICS CORP 22 SH    
    GENERAL ELECTRIC CO. 95 SH    
    GOLDMAN SACHS GROUP INC 9 SH    
    HESS CORP. 19 SH    
    HUMANA INC. 18 SH    
    INTER. BUSINESS MACH. 19 SH    
    J P MORGAN CHASE CO. 108 SH    
    JOHNSON & JOHNSON 32 SH    
    KRAFT FOODS INC. CL A 45 SH    
    MCDONALDS CORP. 20 SH    
    MERCK & CO INC NEW 29 SH    
    METLIFE INC. 36 SH    
    MICROSOFT CORP. 121 SH    
    OCCIDENTAL PETRO. CORP. 25 SH    
    ORACLE CORP. 40 SH    
    PNC FINL SERV. GROUP 37 SH    
    PEABODY ENERGY CORP. 38 SH    
    PEPSICO INC. 20 SH    
    PFIZER INC. 229 SH    
    PRUDENTIAL FINL INC. 21 SH    
    REYNOLDS AMERICAN INC. 51 SH    
    SEMPRA ENERGY 19 SH    
    SIMON PROPERTY GROUP 12 SH    
    TARGET CORPORATION 36 SH    
    THERMO FISHER SCIENTIFIC 21 SH    
    TJX COMPANIES, INC. 52 SH    
    UNION PACIFIC CORP. 32 SH    
    UNITED HEALTH GROUP INC. 26 SH    
    UNITED TECHNOLOGIES 23 SH    
    WAL MART STORES INC. 19 SH    
    WASTE MGMT INC. 41 SH    
    WELLS FARGO CO. 82 SH    
    ACCENTURE PLC CL A 54 SH    
    COVIDIEN PLC 19 SH    
    NATIONAL GRID PLC SP ADR 23 SH    
    NESTLE SA SP ADR 32 SH    
    VODAFONE GROUP PLC ADR 37 SH    
    AFLAC INC. 34 SH    
    AMERISOURCEBERGEN COPR 48 SH    
    BLACKROCK INC. 10 SH    
    CATERPILLAR INC. 15 SH    
    CHEVRON CORP. 23 SH    
    COCA COLA CO. 30 SH    
    CULLEN FROST BANKERS INC 41 SH    
    EATON CORP. 32 SH    
    EMERSON ELEC CO. 24 SH    
    EQUITABLE CORP. 43 SH    
    FRANKLIN RES INC. 8 SH    
    ITC HLDGS CORP. 18 SH    
    LEGGETT PLATT INC. 58 SH    
    LORILLARD INC. 19 SH    
    MCCORMICK CO INC. 25 SH    
    MICROCHIP TECH. INC. 73 SH    
    NEW YORK COMM. BANCORP 115 SH    
    NEXTERA ENERGY INC. 34 SH    
    ONEOK INC. 20 SH    
    PACCAR INC. 27 SH    
    PHILIP MORRIS INTL 33 SH    
    PROCTER & GAMBLE CO. 25 SH    
    PUBLIC SVC ENTERPRISE 28 SH    
    QUALCOMM INC. 38 SH    
    RAYTHEON CO. 26 SH    
    SOUTHERN COPPER CORP. 67 SH    
    V F CORP. 20 SH    
    YUM BRANDS INC. 40 SH    
    B H P BILLITON LTD ADR 12 SH    
    NOVO NORDISK AS ADR 13 SH    
    ROYAL DUTCH SHELL PLC ADR 32    
    SEADRILL LTD. 60 SH    
    THOMSON REUTERS CORP. 41 SH    
    ABERDEEN FDS EMRGN MKT 32,492 35,851
    CREDIT SUISSE COMM RET 6,809 6,519
    EATON VANCE GLOBAL MACRO FD 3,334 3,313
    IPATH GSCI TOTAL RETURN 6,448 6,004
    LOOMIS SAYLES ABS STRAT Y 4,883 4,901
    NUVEEN REAL ESTATE SECS 14,320 17,398
    NUVEEN SANTA BARBARA DIV GROWT 84,524 88,866
    ROBECO BP LNG SHRT RES 16,303 16,290
    ROWE T PRICE MID CAP GROWTH 6,594 8,385
    ROWE T PRICE MID CAP VALUE 6,946 7,501
    SCOUT INTERNATIONAL FUND 82,027 85,623
    SPDR DJ WILSHIRE INTERNATIONAL 15,427 17,199
    T ROWE PRICE SC STOCK 8,031 8,602
    VANGUARD MID CAP INDEX 7,934 8,030
    VANGUARD SMALL CAP INDEX 2,500 2,513
    PIMCO TOTAL RETURN FUND    
    T ROWE PRICE MID CAP GROWTH    

    TY 2012 OtherExpensesSchedule
    Name:
    THE NUSSBAUM CHARITABLE FOUNDATION CO US
    EIN: 31-6021739
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ADR FEES 15 0   15
    OHIO STATE TREASURER 100 0   100


    TY 2012 OtherIncreasesSchedule
    Name:
    THE NUSSBAUM CHARITABLE FOUNDATION CO US
    EIN: 31-6021739
    Description Amount
    TAX REFUND 18
    ROC ADJUSTMENT 9
    ACCRUED INCOME PY 152
    ROUNDING ADJ 6


    TY 2012 TaxesSchedule
    Name:
    THE NUSSBAUM CHARITABLE FOUNDATION CO US
    EIN: 31-6021739
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAXES 56 56   0
    FEDERAL TAX PAYMENT - PRIOR YE 332 0   0
    FEDERAL ESTIMATES - PRINCIPAL 348 0   0
    FOREIGN TAXES ON QUALIFIED FOR 42 42   0