TY 2012 Form 990PF

- TIN:

Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation

or Section 4947(a)(1) Nonexempt Charitable Trust
Treated as a Private Foundation

Note. The foundation may be able to use a copy of this return to satisfy state reporting requirements.

OMB No. 1545-0052

2012

Open to Public Inspection

For calendar year 2012, or tax year beginning 01-01-2012 , and ending 12-31-2012

Name of foundation
ROSEN JAMES CT 501-5119894431

Number and street (or P.O. box number if mail is not delivered to street address)1525 W WT HARRIS BLVD D1114-044 Room/suite

City or town, state, and ZIP code
CHARLOTTE, NC28288

A Employer identification number

31-1529233

B Telephone number (see instructions)

(800) 352-3705

C If exemption application is pending, check here bullet

G Check all that apply: Initial returnInitial return of a former public charity
Final returnAmended return
Address changeName change

D 1. Foreign organizations, check here ............. bullet

2. Foreign organizations meeting the 85% test,
check here and attach computation ........... bullet

H Check type of organization: Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trustOther taxable private foundation

I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16) bullet

$2,171,535J Accounting method: Cash Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)

E If private foundation status was terminated
under section 507(b)(1)(A), check here ......... bullet

F If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here ......... bullet

	Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)	(a) Revenue and expenses per books		(b) Net investment income	(c) Adjusted net income	(d) Disbursements for charitable purposes (cash basis only)


1	Contributions, gifts, grants, etc., received (attach schedule)
2	Check
3	Interest on savings and temporary cash investments	1		1
4	Dividends and interest from securities......	54,680		53,998
5a	Gross rents..............
b	Net rental income or (loss)
6a	Net gain or (loss) from sale of assets not on line 10		1,668
b	Gross sales price for all assets on line 6a 548,845
7	Capital gain net income (from Part IV, line 2)...			1,668
8	Net short-term capital gain.........				0
9	Income modifications...........
10a	Gross sales less returns and allowances
b	Less: Cost of goods sold....
c	Gross profit or (loss) (attach schedule).....
11	Other income (attach schedule).......			3,109
12	Total. Add lines 1 through 11........	56,349		58,776
13	Compensation of officers, directors, trustees, etc.	24,754		18,565		6,188
14	Other employee salaries and wages......			0	0	0
15	Pension plans, employee benefits.......			0	0
16a	Legal fees (attach schedule).........					0
b	Accounting fees (attach schedule).......		1,000	0	0	1,000
c	Other professional fees (attach schedule)....		2,324	2,324		0
17	Interest...............					0
18	Taxes (attach schedule) (see instructions)		1,793	945		0
19	Depreciation (attach schedule) and depletion...		0	0
20	Occupancy..............
21	Travel, conferences, and meetings.......			0	0
22	Printing and publications..........			0	0
23	Other expenses (attach schedule).......		246	1,761
24	Total operating and administrative expenses.
	Add lines 13 through 23..........	30,117		23,595	0	7,188
25	Contributions, gifts, grants paid........	102,000				102,000
26	Total expenses and disbursements. Add lines 24 and 25	132,117		23,595	0	109,188
27	Subtract line 26 from line 12:
a	Excess of revenue over expenses and disbursements	-75,768
b	Net investment income (if negative, enter -0-)			35,181
c	Adjusted net income (if negative, enter -0-)...				0

For Paperwork Reduction Act Notice, see instructions.

Cat. No. 11289X Form 990-PF (2012)

Form 990-PF (2012)

Page 2

Part II		Balance Sheets	Beginning of year	End of year
Part II		Balance Sheets	(a) Book Value	(b) Book Value	(c) Fair Market Value
	1	Cash—non-interest-bearing...............	5,648	1,180	1,180
	2	Savings and temporary cash investments..........	71,380	33,767	33,767
	3	Accounts receivable
		Less: allowance for doubtful accounts		0	0
	4	Pledges receivable
		Less: allowance for doubtful accounts
	5	Grants receivable.................
	6	Receivables due from officers, directors, trustees, and other
		disqualified persons (attach schedule) (see page 15 of the
		instructions)....................
	7	Other notes and loans receivable (attach schedule)
		Less: allowance for doubtful accounts 0
	8	Inventories for sale or use...............
	9	Prepaid expenses and deferred charges...........
	10a	Investments—U.S. and state government obligations (attach schedule)	1,961	1,248	1,290
	b	Investments—corporate stock (attach schedule)........	860,984	1,026,261	1,116,405
	c	Investments—corporate bonds (attach schedule)........	150,958	166,007	174,637
	11	Investments—land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	12	Investments—mortgage loans..............
	13	Investments—other (attach schedule)...........	1,042,589	821,284	844,256
	14	Land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	15	Other assets (describe )
	16	Total assets (to be completed by all filers—see the
		instructions. Also, see page 1, item I)	2,133,520	2,049,747	2,171,535
	17	Accounts payable and accrued expenses..........
	18	Grants payable...................
	19	Deferred revenue..................
	20	Loans from officers, directors, trustees, and other disqualified persons
	21	Mortgages and other notes payable (attach schedule)......
	22	Other liabilities (describe )
	23	Total liabilities (add lines 17 through 22)..........		0
		Foundations that follow SFAS 117, check here
		and complete lines 24 through 26 and lines 30 and 31.
	24	Unrestricted....................
	25	Temporarily restricted................
	26	Permanently restricted................
		Foundations that do not follow SFAS 117, check here
		and complete lines 27 through 31.
	27	Capital stock, trust principal, or current funds.........	2,133,520	2,049,747
	28	Paid-in or capital surplus, or land, bldg., and equipment fund
	29	Retained earnings, accumulated income, endowment, or other funds
	30	Total net assets or fund balances (see page 17 of the
		instructions)....................	2,133,520	2,049,747
	31	Total liabilities and net assets/fund balances (see page 17 of
		the instructions)..................	2,133,520	2,049,747

Part III	Analysis of Changes in Net Assets or Fund Balances
1	Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
	with end-of-year figure reported on prior year’s return)...............	1	2,133,520
2	Enter amount from Part I, line 27a.....................	2	-75,768
3	Other increases not included in line 2 (itemize)	3	871
4	Add lines 1, 2, and 3..........................	4	2,058,623
5	Decreases not included in line 2 (itemize)	5	8,876
6	Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30.	6	2,049,747

Form 990-PF (2012)

Page 3

Part IV

Capital Gains and Losses for Tax on Investment Income

(a) List and describe the kind(s) of property sold (e.g., real estate, 2-story brick warehouse; or common stock, 200 shs. MLC Co.)		(b) How acquired P—Purchase D—Donation	(c) Date acquired (mo., day, yr.)	(d) Date sold (mo., day, yr.)
1 a	7. ABBOTT LABS W/RIGHTS ATTACHED EXP 11/10/2009		2011-01-24	2012-02-09
b	81. ABBOTT LABS W/RIGHTS ATTACHED EXP 11/10/2009		2011-04-12	2012-09-13
c	6. ABBOTT LABS W/RIGHTS ATTACHED EXP 11/10/2009		2011-01-24	2012-10-08
d	5. ADIDAS-AG ADR		2011-05-03	2012-12-07
e	5. AETNA INC-NEW COM		2011-01-20	2012-02-27
	24. AETNA INC-NEW COM		2011-01-20	2012-03-21
	20. AFFLIATED MANAGERS GRP INC COM		2011-01-12	2012-02-09
	15. AFFLIATED MANAGERS GRP INC COM		2011-01-12	2012-09-17
	51. AGNICO EAGLE MINES LTD COM		2012-03-13	2012-03-21
	9. ALLIANT TECHSYSTEMS INC COM W/RTS ATTACHED EXP 09/28/2000		2011-05-23	2012-03-21
	46. ALLIANT TECHSYSTEMS INC COM W/RTS ATTACHED EXP 09/28/2000		2011-03-01	2012-03-21
	8. AMERICAN ASSETS TRUST INC		2011-01-19	2012-09-13
	8. AMERICAN ASSETS TRUST INC		2011-01-19	2012-09-19
	18. AMERICAN ASSETS TRUST INC		2011-08-10	2012-09-28
	7. AMERICAN CAMPUS CMNTYS INC		2011-01-19	2012-02-29
	23. AMPHENOL CORP NEW CL A		2011-08-22	2012-03-21
	12. ANHEUSER-BUSCH INBEV SPN ADR		2011-09-19	2012-09-17
	57. ANN INC		2012-06-15	2012-08-28
	60. ANN INC		2012-06-15	2012-11-09
	25. ANNALY MTG MGMT INC COM		2011-08-23	2012-02-14
	13. ANNALY MTG MGMT INC COM		2011-08-25	2012-02-17
	33. ANNALY MTG MGMT INC COM		2011-11-02	2012-05-24
	21. ANNALY MTG MGMT INC COM		2011-11-18	2012-05-31
	14. APARTMENT INVT & MGMT CO CL A		2011-01-19	2012-01-17
	9. APARTMENT INVT & MGMT CO CL A		2011-01-19	2012-02-29
	15. APARTMENT INVT & MGMT CO CL A		2011-01-19	2012-03-06
	6. APARTMENT INVT & MGMT CO CL A		2011-01-19	2012-03-08
	8. APARTMENT INVT & MGMT CO CL A		2011-01-19	2012-04-10
	22. APARTMENT INVT & MGMT CO CL A		2011-04-29	2012-09-13
	5. APPLE COMPUTER INC COM		2011-01-24	2012-02-09
	5. APPLE COMPUTER INC COM		2011-01-12	2012-07-02
	7. APPLE COMPUTER INC COM		2011-01-12	2012-09-13
	22. ARM HLDGS PLC SPONSORED ADR		2011-01-19	2012-12-12
	160. ASCENA RETAIL GROUP INC		2012-03-21	2012-06-15
	12. ASHFORD HOSPITALITY TRUST		2011-08-09	2012-05-14
	7. ASSA ABLOY AB-UNSP ADR		2011-01-20	2012-01-24
	18. ASSA ABLOY AB-UNSP ADR		2011-01-20	2012-01-25
	18. ASSA ABLOY AB-UNSP ADR		2011-01-20	2012-09-07
	8. ASSA ABLOY AB-UNSP ADR		2011-01-20	2012-11-28
	7. ASSA ABLOY AB-UNSP ADR		2011-01-20	2012-11-29
	5. AUTOMATIC DATA PROCESSING INC COM		2011-01-24	2012-02-09
	5. AUTOMATIC DATA PROCESSING INC COM		2011-01-24	2012-10-08
	6. AVALONBAY CMNTYS INC COM		2011-01-19	2012-09-13
	6. AVALONBAY CMNTYS INC COM		2011-01-19	2012-11-28
	50. AVON PRODS INC COM W/RTS ATTACHED		2011-03-15	2012-03-21
	37. AVON PRODS INC COM W/RTS ATTACHED		2012-01-31	2012-03-21
	12. BG GROUP PLC- SPON ADR ISIN US0554342032		2011-01-20	2012-03-28
	13. BG GROUP PLC- SPON ADR ISIN US0554342032		2011-01-20	2012-11-01
	9. BRE PPTYS INC CL A		2011-05-09	2012-05-14
	11. BRE PPTYS INC CL A		2011-05-09	2012-05-31
	8. BRE PPTYS INC CL A		2011-05-09	2012-06-01
	95. BAKER HUGHES INC COM		2011-01-12	2012-02-09
	9. BALL CORP COM RTS EXP 08/04/2006		2012-03-21	2012-07-05
	16. BALL CORP COM RTS EXP 08/04/2006		2012-03-21	2012-12-05
	23. BECTON DICKINSON & CO COM		2011-02-11	2012-09-11
	15. BERKSHIRE HATHAWAY INC.		2011-01-12	2012-02-09
	23. BEST BUY INC COM		2011-03-01	2012-03-21
	21. BEST BUY INC COM		2011-03-28	2012-03-21
	20. BHP LIMITED SPONS ADR COM		2011-04-12	2012-02-09
	4. BOEING CO COM		2011-03-21	2012-09-13
	10. BOSTON PPTYS INC COM		2011-01-19	2012-09-13
	572. BOSTON SCIENTIFIC CORP COM		2011-01-20	2012-03-21
	49. BUCKLE INC COM		2012-03-21	2012-11-16
	6. CBRE GROUP INC		2011-07-20	2012-09-13
	1. CNOOC LTD SPONSORED ADR		2011-01-20	2012-01-12
	1. CNOOC LTD SPONSORED ADR		2011-01-20	2012-12-17
	13. CRH PLC ADR		2011-06-24	2012-03-21
	65. CRH PLC ADR		2011-01-20	2012-03-21
	20. CVS CORP COM		2011-01-12	2012-07-02
	53. CVS CORP COM		2011-01-12	2012-09-13
	13. CYS INVESTMENTS INC		2012-01-30	2012-09-04
	16. CYS INVESTMENTS INC		2012-01-30	2012-09-13
	14. CYS INVESTMENTS INC		2012-02-21	2012-10-17
	36. CA INC		2011-02-07	2012-01-31
	9. CA INC		2011-02-07	2012-02-27
	10. CA INC		2011-04-25	2012-02-27
	93. CA INC		2011-08-19	2012-03-21
	439. CAL DIVE INTERNATIONAL INC		2011-08-23	2012-01-04
	10. CAMDEN PROPERTY TRUST		2011-06-07	2012-09-13
	2. CAMDEN PROPERTY TRUST		2011-06-07	2012-10-10
	6. CAMDEN PROPERTY TRUST		2012-01-13	2012-11-26
	11. CAMERON INT'L CORP COM		2011-01-20	2012-02-27
	25. CAMERON INT'L CORP COM		2011-08-16	2012-03-21
	14. CAMERON INT'L CORP COM		2011-01-20	2012-03-21
	7. CAMPUS CREST COMMUNITIES INC		2012-06-28	2012-09-13
	4. CANADIAN NATL RY CO COM		2011-01-20	2012-06-06
	2. CANADIAN NATL RY CO COM		2011-01-20	2012-09-07
	5. CANADIAN NAT RES LTD COM CN$		2011-01-20	2012-07-24
	15. CANADIAN NAT RES LTD COM CN$		2011-01-20	2012-07-26
	13. CANADIAN NAT RES LTD COM CN$		2011-01-20	2012-07-27
	8. CANADIAN NAT RES LTD COM CN$		2012-04-11	2012-07-27
	12. CANON INC ADR REPSTG 5 SHS		2011-01-20	2012-07-25
	43. CANON INC ADR REPSTG 5 SHS		2011-03-16	2012-07-27
	53. CANON INC ADR REPSTG 5 SHS		2011-01-19	2012-07-31
	10. CARNIVAL CORP PAIRED CTF 1 COM		2011-01-20	2012-01-17
	30. CARNIVAL CORP PAIRED CTF 1 COM		2011-01-19	2012-05-08
	5. CATERPILLAR INC COM W/RTS EXP 12/11/2006		2011-01-24	2012-02-09
	5. CATERPILLAR INC COM W/RTS EXP 12/11/2006		2011-01-24	2012-10-08
	8. CELANESE CORP		2011-06-14	2012-09-17
	6. CHEVRONTEXACO CORP COM		2011-01-24	2012-02-09
	5. CHEVRONTEXACO CORP COM		2011-01-12	2012-09-17
	6. CHEVRONTEXACO CORP COM		2011-01-24	2012-10-08
	146. CHINA RESOURCES ENTER-SP ADR		2011-01-19	2012-04-02
	88. CITI TRENDS INC		2011-09-26	2012-03-21
	11. COCA-COLA CO COM		2011-01-24	2012-02-09
	21. COCA-COLA CO COM		2011-01-24	2012-10-08
	81. COLFAX CORPORATION		2012-03-21	2012-04-20
	18. COLONIAL PPTYS TR		2011-01-19	2012-09-13
	70. COMCAST CORP NEW CL A		2011-01-12	2012-09-17
	33. CON-WAY INC		2011-02-03	2012-03-21
	7. CONOCOPHILLIPS COM		2011-01-24	2012-02-09
	50. CONOCOPHILLIPS COM		2011-01-12	2012-07-02
	6. CONOCOPHILLIPS COM		2011-01-24	2012-10-08
	25000. CONSOLIDATED EDISON 5.625% 7/01/12		2006-09-07	2012-07-01
	4. CORRECTIONS CORP OF AMERICA COM		2011-01-19	2012-09-13
	47. CR SUISSE GR ADR RIGHTS DEEMED REC'D		2011-07-20	2012-08-14
	10. CR SUISSE GR ADR RIGHTS DEEMED REC'D		2011-09-16	2012-08-14
	4. CREDIT SUISSE GROUP SPONSORED ADR		2011-02-18	2012-02-28
	16. CREDIT SUISSE GROUP SPONSORED ADR		2011-02-18	2012-02-29
	17. CREDIT SUISSE GROUP SPONSORED ADR		2011-02-18	2012-12-14
	14. CREDIT SUISSE GROUP SPONSORED ADR		2011-05-26	2012-12-17
	17. CREDIT SUISSE GROUP SPONSORED ADR		2011-09-16	2012-12-18
	9. CREDIT SUISSE GROUP SPONSORED ADR		2011-09-16	2012-12-19
	17. CUBESMART		2012-03-23	2012-09-13
	24. DDR CORP		2012-03-09	2012-09-13
	15. DDR CORP		2012-03-21	2012-10-10
	16. DASSAULT SYSTEMES S.A. SPA ADR		2011-01-19	2012-02-14
	15. DIAGEO PLC SPONSORED ADR NEW		2011-01-12	2012-09-17
	6. DIGITAL RLTY TR INC		2011-01-19	2012-03-02
	12. DIGITAL RLTY TR INC		2011-01-19	2012-03-19
	9. DIGITAL RLTY TR INC		2011-01-19	2012-09-04
	7. DIGITAL RLTY TR INC		2011-01-19	2012-09-13
	4. DIGITAL RLTY TR INC		2011-01-19	2012-10-10
	12. DIGITAL RLTY TR INC		2011-01-19	2012-11-07
	5. DISNEY (WALT) COMPANY HOLDING COMPANY COM		2011-01-24	2012-02-09
	15. DISNEY (WALT) COMPANY HOLDING COMPANY COM		2011-01-12	2012-09-17
	5. DISNEY (WALT) COMPANY HOLDING COMPANY COM		2011-01-24	2012-10-08
	64. DOLBY LABORATORIES INC		2011-11-02	2012-03-21
	13. DOUGLAS EMMETT INC		2011-01-19	2012-09-13
	7. DRESSER-RAND GROUP INC		2011-01-20	2012-01-31
	22. DRESSER-RAND GROUP INC		2011-01-20	2012-03-21
	9. DUPONT FABROS TECHNOLOGY INC		2011-01-19	2012-02-16
	14. DUPONT FABROS TECHNOLOGY INC		2011-01-19	2012-02-17
	10. DUPONT FABROS TECHNOLOGY INC		2011-01-19	2012-09-13
	33. E M C CORP MASS COM		2011-01-12	2012-09-17
	3. ECOLAB INC COM		2012-03-21	2012-07-05
	9. ECOLAB INC COM		2012-03-21	2012-12-04
	53. EDUCATION RLTY TR INC		2011-12-29	2012-07-02
	9. ENTERTAINMENT PPTYS TR COM SH BEN INT		2011-01-19	2012-02-09
	10. ENTERTAINMENT PPTYS TR COM SH BEN INT		2011-01-19	2012-05-16
	3. ENTERTAINMENT PPTYS TR COM SH BEN INT		2011-01-19	2012-09-13
	3. EQUITY LIFESTYLE PPTYS INC		2011-01-19	2012-08-08
	6. EQUITY LIFESTYLE PPTYS INC		2011-01-19	2012-09-12
	4. EQUITY LIFESTYLE PPTYS INC		2011-01-19	2012-09-13
	2. EQUITY LIFESTYLE PPTYS INC		2011-01-19	2012-09-19
	8. EQUITY LIFESTYLE PPTYS INC		2011-01-19	2012-09-26
	5. EQUITY LIFESTYLE PPTYS INC		2011-01-19	2012-10-02
	21. EQUITY ONE INC COM		2011-01-19	2012-07-02
	15. EQUITY ONE INC COM		2011-01-19	2012-09-13
	13. EQUITY ONE INC COM		2011-01-19	2012-10-10
	13. EQUITY RESIDENTIAL PPTYS TR SH BEN INT		2011-01-19	2012-01-13
	22. EQUITY RESIDENTIAL PPTYS TR SH BEN INT		2011-01-19	2012-09-13
	7. EQUITY RESIDENTIAL PPTYS TR SH BEN INT		2011-01-19	2012-10-10
	23. EQUITY RESIDENTIAL PPTYS TR SH BEN INT		2011-01-19	2012-11-29
	56. ERSTE BANK DER OESTERREICHISCHEN SPARKASSEN A G SPONSORED ADR		2011-12-28	2012-07-09
	142. ERSTE BANK DER OESTERREICHISCHEN SPARKASSEN A G SPONSORED ADR		2011-01-19	2012-07-09
	3. ESSEX PPTY TR INC COM W/RTS ATTACHED 11/11/2008		2011-01-19	2012-09-13
	55. EXELIS INC		2011-01-20	2012-03-21
	26. EXPEDITORS INTL WASH INC COM		2011-01-20	2012-03-21
	7. EXTRA SPACE STORAGE INC		2011-11-23	2012-09-12
	10. EXTRA SPACE STORAGE INC		2011-11-28	2012-09-13
	12. EXXON MOBIL CORP COM		2011-01-24	2012-02-09
	11. EXXON MOBIL CORP COM		2011-01-24	2012-10-08
	30.08 FHLMC POOL #E89118 6.000% 4/01/17		2003-01-23	2012-01-15
	173.14 FHLMC POOL #E89118 6.000% 4/01/17		2003-01-23	2012-02-15
	34.63 FHLMC POOL #E89118 6.000% 4/01/17		2003-01-23	2012-03-15
	53.5 FHLMC POOL #E89118 6.000% 4/01/17		2003-01-23	2012-04-15
	29.06 FHLMC POOL #E89118 6.000% 4/01/17		2003-01-23	2012-05-15
	120.58 FHLMC POOL #E89118 6.000% 4/01/17		2003-01-23	2012-06-15
	68.7 FHLMC POOL #E89118 6.000% 4/01/17		2003-01-23	2012-07-15
	28.34 FHLMC POOL #E89118 6.000% 4/01/17		2003-01-23	2012-08-15
	28.57 FHLMC POOL #E89118 6.000% 4/01/17		2003-01-23	2012-09-15
	30.23 FHLMC POOL #E89118 6.000% 4/01/17		2003-01-23	2012-10-15
	56.45 FHLMC POOL #E89118 6.000% 4/01/17		2003-01-23	2012-11-15
	28.34 FHLMC POOL #E89118 6.000% 4/01/17		2003-01-23	2012-12-15
	5. FEDERAL RLTY INVT TR SH BEN INT NEW W/RIGHTS ATTACHED EXP		2011-01-19	2012-09-13
	25. FIRST INDL RLTY TR INC COM		2012-05-31	2012-09-13
	100. FORMFACTOR INC		2011-01-20	2012-01-05
	90. FORMFACTOR INC		2011-08-29	2012-01-06
	30. FORMFACTOR INC		2011-08-29	2012-01-09
	6. FREEPORT MCMORAN COPPER & GOLD CL B W/RTS ATTACHED EXP 5/3/2010		2011-01-24	2012-02-09
	7. FREEPORT MCMORAN COPPER & GOLD CL B W/RTS ATTACHED EXP 5/3/2010		2011-01-24	2012-10-08
	110. GAMESTOP CORP CL A COM		2012-02-27	2012-03-21
	5. GENERAL DYNAMICS CORP COM		2011-02-11	2012-02-02
	27. GENERAL DYNAMICS CORP COM		2011-01-24	2012-02-02
	12. GENERAL ELEC CO COM		2011-01-24	2012-02-09
	12. GENERAL ELEC CO COM		2011-01-24	2012-10-08
	22. GENERAL GROWTH PROPERTIE-W/I		2011-01-19	2012-09-04
	39. GENERAL GROWTH PROPERTIE-W/I		2011-07-27	2012-09-12
	18. GENERAL GROWTH PROPERTIE-W/I		2011-07-28	2012-09-13
	15. GENERAL GROWTH PROPERTIE-W/I		2011-08-09	2012-09-26
	9. GILEAD SCIENCES INC COM		2012-07-02	2012-09-17
	26. GLIMCHER RLTY TR COM		2011-01-19	2012-09-04
	32. GLIMCHER RLTY TR COM		2011-03-24	2012-09-13
	67. GLIMCHER RLTY TR COM		2011-09-27	2012-11-29
	64. GLIMCHER RLTY TR COM		2012-06-01	2012-12-21
	21. GLIMCHER RLTY TR COM		2011-09-27	2012-12-21
	56. GLOBAL PMTS INC COM W/RIGHTS ATTACHED EXP 1/26/2011		2012-03-21	2012-07-24
	5. GOLDMAN SACHS GRP INC COM		2011-01-12	2012-02-09
	10. GOLDMAN SACHS GRP INC COM		2011-07-11	2012-02-09
	14. GREEN MOUNTAIN COFFEE INC		2011-11-07	2012-03-12
	69. GUESS INC COM		2012-01-31	2012-03-21
	20. HCP INC		2011-01-19	2012-06-26
	7. HCP INC		2011-01-19	2012-06-27
	13. HCP INC		2011-01-19	2012-09-13
	5. HCP INC		2011-01-19	2012-09-19
	5. HSBC HLDGS PLC SPONSORED ADR NEW		2011-01-24	2012-02-09
	1. HSBC HLDGS PLC SPONSORED ADR NEW		2012-02-29	2012-07-20
	5. HSBC HLDGS PLC SPONSORED ADR NEW		2011-02-12	2012-07-20
	4. HSBC HLDGS PLC SPONSORED ADR NEW		2012-02-29	2012-07-24
	5. HSBC HLDGS PLC SPONSORED ADR NEW		2011-01-24	2012-10-08
	49. HASBRO INC COM		2012-01-31	2012-03-21
	7. HEALTH CARE REIT INC COM		2011-01-19	2012-09-13
	2. HEALTH CARE REIT INC COM		2011-01-19	2012-12-28
	47. HENNES & MAURITZ AB ADR		2011-01-20	2012-03-07
	1. HERSHA HOSPITALITY TR		2011-01-19	2012-09-13
	33. HERSHA HOSPITALITY TR		2011-01-19	2012-12-12
	89. HERSHA HOSPITALITY TR		2011-01-19	2012-12-21
	70. HEWLETT-PACKARD CO COM		2011-01-12	2012-02-09
	4. HIGHWOODS PPTYS INC COM		2011-01-19	2012-09-13
	12. HIGHWOODS PPTYS INC COM		2011-01-19	2012-12-21
	104. HOLOGIC INC		2011-01-20	2012-03-21
	22. HOST MARRIOTT CORP NEW COM		2011-01-19	2012-04-19
	15. HOST MARRIOTT CORP NEW COM		2011-01-19	2012-04-27
	22. HOST MARRIOTT CORP NEW COM		2011-01-19	2012-05-10
	13.99639 HOST MARRIOTT CORP NEW COM		2011-01-19	2012-09-13
	32.00361 HOST MARRIOTT CORP NEW COM		2011-01-19	2012-09-13
	89. HOYA CORP ADR		2011-01-19	2012-11-30
	44. HOYA CORP ADR		2012-09-19	2012-11-30
	27. ITT CORP		2011-01-20	2012-03-21
	38. ING GROEP N V SPONSORED ADR		2011-08-12	2012-04-26
	161. ING GROEP N V SPONSORED ADR		2011-09-16	2012-04-27
	15. INTEL CORP COM		2011-01-24	2012-02-09
	12. INTEL CORP COM		2011-01-24	2012-10-08
	15. INTERCONTINENTALEXCHANGE INC		2012-03-21	2012-11-20
	5. INTL BUSINESS MACHINES CORP COM		2011-01-24	2012-02-09
	5. INTL BUSINESS MACHINES CORP COM		2011-01-24	2012-10-08
	55. JP MORGAN CHASE & CO COM		2011-01-12	2012-02-09
	9. JP MORGAN CHASE & CO COM		2011-01-24	2012-02-09
	9. JP MORGAN CHASE & CO COM		2011-01-24	2012-10-08
	7. JOHNSON & JOHNSON COM		2011-01-24	2012-02-09
	7. JOHNSON & JOHNSON COM		2011-01-24	2012-10-08
	75. JOHNSON CTLS INC COM W/RTS ATTACHED EXP 11/30/2004		2011-07-11	2012-02-09
	1. JONES LANG LASALLE INC COM		2011-01-19	2012-09-13
	7. JUPITER TELECOM-UNSPON ADR		2011-01-19	2012-05-21
	9. JUPITER TELECOM-UNSPON ADR		2011-01-19	2012-05-22
	4. JUPITER TELECOM-UNSPON ADR		2011-01-19	2012-05-23
	29. KIMCO RLTY CORP COM		2011-01-19	2012-01-13
	22. KIMCO RLTY CORP COM		2011-01-19	2012-03-08
	20. KIMCO RLTY CORP COM		2011-01-19	2012-03-12
	2. KIMCO RLTY CORP COM		2011-01-19	2012-03-13
	10. KOMATSU LTD SPONSORED ADR NEW		2011-01-20	2012-03-01
	65. KRAFT FOODS INC-A COM		2011-01-12	2012-02-09
	5. KRAFT FOODS INC-A COM		2011-01-24	2012-02-09
	30. KRAFT FOODS INC-A COM		2011-01-12	2012-07-02
	.6667 KRAFT FOODS GROUP INC		2011-01-24	2012-10-11
	94. LI & FUNG LTD ADR		2011-09-01	2012-03-27
	7. LUMH MOET HENNESSY LOUIS VUITTON		2011-01-20	2012-09-04
	9. LUMH MOET HENNESSY LOUIS VUITTON		2011-01-20	2012-12-07
	56. LAM RESH CORP COM		2012-11-21	2012-11-28
	7. LASALLE HOTEL PPTYS COM SH BEN INT		2011-01-19	2012-08-15
	10. LASALLE HOTEL PPTYS COM SH BEN INT		2011-01-19	2012-09-04
	6. LASALLE HOTEL PPTYS COM SH BEN INT		2011-01-19	2012-09-12
	14. LASALLE HOTEL PPTYS COM SH BEN INT		2011-01-19	2012-09-13
	19. LASALLE HOTEL PPTYS COM SH BEN INT		2011-01-19	2012-11-07
	9. LASALLE HOTEL PPTYS COM SH BEN INT		2012-05-31	2012-11-14
	10. LASALLE HOTEL PPTYS COM SH BEN INT		2011-01-19	2012-11-14
	5. LAUDER ESTEE COS INC CL A		2011-01-24	2012-02-09
	5. LAUDER ESTEE COS INC CL A		2011-01-24	2012-10-08
	68. LEGG MASON INC COM		2011-01-20	2012-03-21
	9. LINEAR TECHNOLOGY CORP COM		2011-08-16	2012-03-21
	41. LINEAR TECHNOLOGY CORP COM		2011-01-20	2012-03-21
	8. MACERICH CO COM W/RIGHTS ATTACHED EXPIRING 11/10/2008		2011-01-19	2012-05-08
	4. MACERICH CO COM W/RIGHTS ATTACHED EXPIRING 11/10/2008		2011-01-19	2012-05-10
	7. MCDONALDS CORP COM		2011-01-24	2012-02-09
	5. MCDONALDS CORP COM		2011-01-24	2012-10-08
	5. MCGRAW HILL COS INC		2011-01-24	2012-02-09
	5. MCGRAW HILL COS INC		2011-01-24	2012-10-08
	43. MCGRAW HILL COS INC		2011-01-24	2012-11-07
	17. MEDTRONIC INC COM W/RTS ATTACHED EXP 10/26/2010		2011-01-24	2012-01-31
	5. MEDTRONIC INC COM W/RTS ATTACHED EXP 10/26/2010		2011-01-24	2012-02-09
	5. MEDTRONIC INC COM W/RTS ATTACHED EXP 10/26/2010		2011-01-24	2012-10-08
	8. MEDTRONIC INC COM W/RTS ATTACHED EXP 10/26/2010		2012-03-19	2012-11-07
	17. MEDTRONIC INC COM W/RTS ATTACHED EXP 10/26/2010		2011-02-11	2012-11-07
	8. MERCK & CO INC NEW		2011-01-24	2012-02-09
	36. MERCK & CO INC NEW		2011-01-24	2012-05-14
	5. MERCK & CO INC NEW		2011-01-24	2012-10-08
	43. METROPCS COMMUNICATIONS INC		2011-10-14	2012-02-27
	6. MICHELIN (CGDE) ADR		2012-03-12	2012-12-07
	7. MICHELIN (CGDE) ADR		2012-03-12	2012-12-07
	50. MICROSOFT CORP COM		2011-01-12	2012-09-17
	56. MITSUBISHI UFJ FINANCIAL GROUP INC ADR		2011-01-20	2012-03-01
	36. MOLSON COORS BREWING CO CL B		2011-08-16	2012-03-21
	26. MOLSON COORS BREWING CO CL B		2011-03-15	2012-03-21
	5. MONDELEZ INTERNATIONAL INC		2011-01-24	2012-10-08
	59. MTN GROUP LTD ADR		2011-01-19	2012-02-08
	130. NCR CORP NEW COM		2012-03-21	2012-11-08
	4. NESTLE S A SPONSORED ADR REPSTG REG SH		2011-01-20	2012-02-02
	10. NESTLE S A SPONSORED ADR REPSTG REG SH		2011-01-24	2012-02-09
	35. NESTLE S A SPONSORED ADR REPSTG REG SH		2011-01-12	2012-09-13
	8. NESTLE S A SPONSORED ADR REPSTG REG SH		2011-01-24	2012-10-08
	26. NEWFIELD EXPL CO COM W/RIGHTS ATTACHED EXP 2/22/2009		2012-02-27	2012-03-21
	19. NEWFIELD EXPL CO COM W/RIGHTS ATTACHED EXP 2/22/2009		2011-01-20	2012-03-21
	9. NEWS CORP CL A		2011-01-24	2012-02-09
	8. NEWS CORP CL A		2011-01-24	2012-10-08
	87. NOKIA CORP SPONSORED ADR		2012-01-17	2012-04-11
	37. NORTHERN TR CORP COM		2011-08-16	2012-03-21
	40. NORTHERN TR CORP COM		2011-01-20	2012-03-21
	7. NOVARTIS AG SPONSORED ADR		2011-01-20	2012-01-10
	5. NOVARTIS AG SPONSORED ADR		2011-01-20	2012-02-01
	30. NOVARTIS AG SPONSORED ADR		2011-01-12	2012-02-09
	20. NOVARTIS AG SPONSORED ADR		2011-04-11	2012-09-21
	2. NOVO-NORDIST A S ADR		2011-01-20	2012-07-13
	2. NOVO-NORDIST A S ADR		2011-01-20	2012-07-13
	2. NOVO-NORDIST A S ADR		2011-01-20	2012-09-19
	5. OCCIDENTAL PETE CORP COM		2011-01-24	2012-02-09
	5. OCCIDENTAL PETE CORP COM		2011-01-24	2012-10-08
	50. ORACLE CORP COM		2011-01-12	2012-09-17
	5. ORACLE CORP COM		2012-05-14	2012-10-08
	32. PICO HLDGS INC COM		2011-01-20	2012-03-21
	21. PICO HLDGS INC COM		2011-11-14	2012-03-21
	1439.539 PIMCO FDS PAC INVT MGMT SER LOW DURATION FD INSTL CL		2011-02-08	2012-02-03
	1877.934 PIMCO FDS PAC INVT MGMT SER LOW DURATION FD INSTL CL		2011-02-08	2012-10-11
	5. PS BUSINESS PARKS INC/CA		2011-01-19	2012-06-26
	3. PS BUSINESS PARKS INC/CA		2011-01-19	2012-09-13
	3. PS BUSINESS PARKS INC/CA		2011-01-19	2012-10-01
	5. PS BUSINESS PARKS INC/CA		2012-02-16	2012-10-01
	199. PEOPLE'S UNITED FINANCIAL INC		2011-03-02	2012-03-21
	48. PEOPLE'S UNITED FINANCIAL INC		2011-08-19	2012-03-21
	7. PEPSICO INC COM		2011-01-24	2012-02-09
	5. PEPSICO INC COM		2011-01-24	2012-10-08
	66. PETROLEO BRASILEIRO SA PETROBRAS SPONSORED ADR		2011-02-02	2012-10-03
	12. PETROLEO BRASILEIRO SA PETROBRAS SPONSORED ADR		2012-09-19	2012-10-03
	25. PHILLIPS 66		2011-01-12	2012-07-02
	1313.907 PIONEER HIGH YIELD FD-Y		2008-10-01	2012-02-15
	4. PIONEER NAT RES CO COM W/RIGHTS ATTACHED EXP 7/31/2011		2011-01-20	2012-01-31
	4. PIONEER NAT RES CO COM W/RIGHTS ATTACHED EXP 7/31/2011		2011-01-20	2012-02-27
	9. PIONEER NAT RES CO COM W/RIGHTS ATTACHED EXP 7/31/2011		2011-01-20	2012-03-21
	5. PRAXAIR INC COM		2011-01-24	2012-02-09
	5. PRAXAIR INC COM		2011-01-24	2012-10-08
	8. PROCTER & GAMBLE CO COM		2011-01-24	2012-02-09
	7. PROCTER & GAMBLE CO COM		2011-01-24	2012-10-08
	22. PROGRESSIVE CORP OHIO COM		2011-08-19	2012-03-21
	63. PROGRESSIVE CORP OHIO COM		2011-01-20	2012-03-21
	7. PROLOGIS INC		2011-01-19	2012-01-13
	8. PROLOGIS INC		2011-01-19	2012-04-13
	18. PROLOGIS INC		2011-01-19	2012-09-13
	2. PUBLIC STORAGE INC COM		2011-01-19	2012-03-02
	6. PUBLIC STORAGE INC COM		2011-01-19	2012-03-08
	7. PUBLIC STORAGE INC COM		2011-01-19	2012-05-24
	5. PUBLIC STORAGE INC COM		2011-01-19	2012-08-08
	4. PUBLIC STORAGE INC COM		2011-01-19	2012-08-15
	4. PUBLIC STORAGE INC COM		2011-01-19	2012-09-13
	5. QUALCOMM INC COM W/RTS ATTACHED		2011-01-24	2012-02-09
	5. QUALCOMM INC COM W/RTS ATTACHED		2011-01-24	2012-10-08
	23. QUEST DIAGNOSTICS INC COM		2011-01-20	2012-03-21
	15. QUESTCOR PHARMACEUTICALS INC		2012-03-21	2012-07-05
	23. QUESTCOR PHARMACEUTICALS INC		2012-03-21	2012-10-23
	248. RPC ENERGY SVC INC COM		2012-03-21	2012-11-08
	20. RAMCO-GERSHENSON PPTYS TR COM		2011-01-19	2012-09-13
	27. RAMCO-GERSHENSON PPTYS TR COM		2011-01-19	2012-10-26
	27. RECKITT BENCKISER GROUP- ADR		2011-01-20	2012-09-19
	24. RECKITT BENCKISER GROUP- ADR		2011-01-20	2012-10-24
	15. RECKITT BENCKISER GROUP- ADR		2011-01-20	2012-11-28
	23. RECKITT BENCKISER GROUP- ADR		2011-01-20	2012-12-07
	2. RELIANCE STL & ALUM CO COM		2012-03-21	2012-07-05
	15.00775 RELIANCE STL & ALUM CO COM		2012-03-21	2012-12-06
	.99225 RELIANCE STL & ALUM CO COM		2012-03-21	2012-12-06
	41. REPUBLIC SVCS INC COM		2011-01-20	2012-03-21
	111. RESEARCH IN MOTION LTD		2012-02-27	2012-03-21
	13. RETAIL PROPERTIES OF AME-A		2012-04-09	2012-09-13
	20. RETAIL PROPERTIES OF AME-A		2012-04-09	2012-11-07
	5. RIO TINTO PLC SPONSORED ADR		2011-01-24	2012-02-09
	5. RIO TINTO PLC SPONSORED ADR		2011-01-24	2012-10-08
	7. ROCHE HLDG LTD SPONSORED ADR		2011-01-24	2012-02-09
	6. ROCHE HLDG LTD SPONSORED ADR		2011-01-24	2012-10-08
	22. ROCKWELL COLLINS-WI COM		2011-08-16	2012-02-27
	9. ROSS STORES INC COM		2012-03-21	2012-05-25
	.6264 ROUSE PROPERTIES INC		2012-01-12	2012-01-26
	5. ROUSE PROPERTIES INC		2012-01-12	2012-02-01
	6. ROYAL DUTCH SHELL PLC SPONSORED		2011-01-24	2012-02-09
	6. ROYAL DUTCH SHELL PLC SPONSORED		2011-01-24	2012-10-08
	9. SL GREEN RLTY CORP COM W/RIGHTS ATTACHED EXP 3/5/2010		2011-01-19	2012-09-13
	2. SL GREEN RLTY CORP COM W/RIGHTS ATTACHED EXP 3/5/2010		2011-01-19	2012-12-05
	10. SL GREEN RLTY CORP COM W/RIGHTS ATTACHED EXP 3/5/2010		2011-01-19	2012-12-21
	19. SPX CORP COM RTS EXP 06/25/2006		2011-10-19	2012-03-21
	4867.166 SSGA EMERGING MARKETS FD S #1510		2007-01-26	2012-03-16
	5. SABMILLER PLC - ADR		2012-03-15	2012-10-08
	20. SAFEWAY INC COM NEW		2011-01-20	2012-01-31
	116. SAFEWAY INC COM NEW		2011-03-01	2012-03-21
	11. SAFEWAY INC COM NEW		2011-07-29	2012-03-21
	4. SAP AG SPONSORED ADR		2011-01-20	2012-03-05
	4. SAP AG SPONSORED ADR		2011-01-20	2012-04-13
	4. SAP AG SPONSORED ADR		2011-01-20	2012-07-12
	3. SAP AG SPONSORED ADR		2011-01-20	2012-09-19
	5. SAP AG SPONSORED ADR		2011-01-20	2012-10-24
	5. SAUL CTRS INC COM		2012-02-16	2012-09-13
	44. SBERBANK-SPONSORED ADR		2011-09-12	2012-12-14
	.99987 SCHLUMBERGER LTD COM		2011-01-12	2012-09-17
	9.00013 SCHLUMBERGER LTD COM		2011-01-12	2012-09-17
	183. SCHWAB CHARLES CORP NEW COM		2011-12-16	2012-03-21
	24. SCOTTS CO CL A		2011-08-16	2012-03-21
	14. SENIOR HSG PPTYS TR SH BEN INT		2012-06-27	2012-09-13
	1. SIEMENS A G SPONSORED ADR		2011-01-20	2012-08-31
	2. SIEMENS A G SPONSORED ADR		2011-01-20	2012-09-19
	4. SIEMENS A G SPONSORED ADR		2011-01-20	2012-10-11
	18. SIGMA ALDRICH CORP COM		2011-01-20	2012-03-21
	2. SIMON PPTY GRP INC NEW COM		2011-01-19	2012-01-13
	3. SIMON PPTY GRP INC NEW COM		2011-01-19	2012-08-08
	4. SIMON PPTY GRP INC NEW COM		2011-01-19	2012-09-04
	19. SIMON PPTY GRP INC NEW COM		2011-01-19	2012-09-13
	54. SMART TECHNOLOGIES INC - A		2011-05-17	2012-01-18
	134. SMART TECHNOLOGIES INC - A		2011-05-19	2012-01-19
	67. SMART TECHNOLOGIES INC - A		2011-05-19	2012-01-20
	.1605 SOUTHERN COPPER CORP		2011-12-09	2012-02-29
	49. SOUTHWESTERN ENERGY CO COM		2011-03-01	2012-03-21
	10. SOUTHWESTERN ENERGY CO COM		2011-08-16	2012-03-21
	7. STARWOOD HOTELS & RESORTS WORLDWIDE		2011-01-19	2012-08-15
	4. STARWOOD HOTELS & RESORTS WORLDWIDE		2011-01-19	2012-08-22
	22. STARWOOD HOTELS & RESORTS WORLDWIDE		2011-08-10	2012-08-28
	20. STRATEGIC HOTELS & RESORTS INC		2012-04-19	2012-09-13
	15. SUNSTONE HOTEL INVS INC NEW		2012-09-04	2012-09-13
	74. SYMANTEC CORP COM W/RTS EXP 8/12/2008		2011-01-20	2012-03-21
	11. SYNTEL INC		2012-03-21	2012-05-25
	71. SYNNEX CORP		2012-03-21	2012-09-06
	67. TJX COS INC NEW COM		2011-07-01	2012-09-13
	9. TRW AUTOMOTIVE HLDGS CORP		2012-03-21	2012-11-21
	17. TAIWAN SEMICONDUCTOR MFG CO LTD SPONSORED ADR		2012-07-26	2012-10-19
	17. TAIWAN SEMICONDUCTOR MFG CO LTD SPONSORED ADR		2012-07-26	2012-10-22
	3.99871 TANGER FACTORY OUTLET CTRS INC COM W/RIGHTS ATTACHED EXP		2012-05-16	2012-05-25
	5.00129 TANGER FACTORY OUTLET CTRS INC COM W/RIGHTS ATTACHED EXP		2012-05-14	2012-05-25
	5. TANGER FACTORY OUTLET CTRS INC COM W/RIGHTS ATTACHED EXP		2012-05-05	2012-05-29
	20. TARGET CORP COM		2011-01-12	2012-02-09
	6. TARGET CORP COM		2011-01-24	2012-02-09
	6. TARGET CORP COM		2011-01-24	2012-10-08
	13. TAUBMAN CTRS INC COM		2011-01-19	2012-05-25
	2. TAUBMAN CTRS INC COM		2011-05-09	2012-05-31
	10. TAUBMAN CTRS INC COM		2011-11-18	2012-05-31
	3. TAUBMAN CTRS INC COM		2012-08-30	2012-09-13
	3. TECK RESOURCES LIMITED		2011-07-21	2012-03-22
	26. TECK RESOURCES LIMITED		2011-12-01	2012-03-23
	71. TELEFONICA S A SPONSORED ADR		2011-01-20	2012-01-25
	358. TELLABS INC COM		2012-03-05	2012-03-21
	9. TENCENT HOLDINGS LTD-UNS ADR		2011-01-20	2012-03-20
	5. TERADATA CORP		2012-03-21	2012-05-25
	30. TEREX CORP NEW COM		2011-09-26	2012-01-31
	16. TEREX CORP NEW COM		2011-09-26	2012-03-15
	76. TEREX CORP NEW COM		2011-10-14	2012-03-21
	16. TESCO PLC SPONSORED ADR		2011-01-20	2012-06-29
	8. TESCO PLC SPONSORED ADR		2011-01-20	2012-06-29
	15.99901 TESCO PLC SPONSORED ADR		2011-01-20	2012-10-08
	4.00099 TESCO PLC SPONSORED ADR		2011-01-20	2012-10-08
	21. TESCO PLC SPONSORED ADR		2011-01-20	2012-10-09
	37. TESCO PLC SPONSORED ADR		2011-01-20	2012-10-10
	27. TESCO PLC SPONSORED ADR		2011-01-21	2012-10-11
	55. TEVA PHARMACEUTICAL INDS LTD ADR		2011-01-12	2012-02-09
	5. TEVA PHARMACEUTICAL INDS LTD ADR		2011-01-20	2012-05-24
	7. TEVA PHARMACEUTICAL INDS LTD ADR		2011-01-20	2012-12-06
	7. TEXAS INSTRS INC COM		2011-01-24	2012-02-09
	7. TEXAS INSTRS INC COM		2011-01-24	2012-10-08
	25. THERMO ELECTRON CORP COM W/RTS ATTACHED EXP 01/29/2006		2011-01-12	2012-09-17
	20. 3M CO COM		2011-01-12	2012-02-09
	8. TOTAL FINA ELF S A SPONSORED ADR		2011-01-24	2012-02-09
	7. TOTAL FINA ELF S A SPONSORED ADR		2011-01-24	2012-10-08
	3. TOYOTA MTR CORP COM (ADR 2)		2011-01-20	2012-02-16
	75. TURKIYE GARANTI BANKSASI-ADR		2011-01-20	2012-02-03
	72. TURKIYE GARANTI BANKSASI-ADR		2011-01-20	2012-02-10
	38. TURKIYE GARANTI BANKSASI-ADR		2011-01-20	2012-11-28
	38. UGI CORP NEW COM W/RTS ATTACHED EXP 04/29/2006		2011-01-20	2012-03-21
	110. US BANCORP DEL COM NEW W/RIGHTS ATTACHED EXP 2/27/2011		2011-02-07	2012-09-17
	15. UNION PAC CORP COM		2011-01-12	2012-09-13
	20. UNITED PARCEL SERVICE CL B COM		2011-08-15	2012-09-17
	5. UNITED TECHNOLOGIES CORP COM		2011-01-24	2012-02-09
	5. UNITED TECHNOLOGIES CORP COM		2011-01-24	2012-10-08
	30. UNITEDHEALTH GRP INC COM		2011-01-12	2012-09-17
	58. VCA ANTECH INC COM		2011-10-13	2012-03-21
	12. VALERO ENERGY CORP NEW COM		2011-01-20	2012-01-31
	48. VALERO ENERGY CORP NEW COM		2011-01-20	2012-03-21
	6. VENTAS INC-COM		2011-01-19	2012-06-27
	4. VENTAS INC-COM		2011-01-19	2012-09-04
	10. VENTAS INC-COM		2011-01-19	2012-09-13
	3. VENTAS INC-COM		2011-01-19	2012-12-28
	45. VODAFONE GROUP PLC SPONSORED ADR		2011-01-12	2012-09-17
	16. VOLKSWAGEN AG-SPONS PFD ADR		2011-01-20	2012-03-12
	30. VOLKSWAGEN AG-SPONS PFD ADR		2011-01-20	2012-03-13
	3. VORNADO RLTY TR COM		2011-01-19	2012-01-13
	3. VORNADO RLTY TR COM		2011-01-19	2012-01-27
	5. VORNADO RLTY TR COM		2011-01-19	2012-02-02
	6. VORNADO RLTY TR COM		2011-01-19	2012-02-03
	7. VORNADO RLTY TR COM		2011-01-19	2012-03-02
	8. VORNADO RLTY TR COM		2011-01-19	2012-03-05
	3. VORNADO RLTY TR COM		2011-01-19	2012-03-08
	4. VORNADO RLTY TR COM		2011-01-19	2012-03-12
	4. VORNADO RLTY TR COM		2011-01-19	2012-03-19
	3. VORNADO RLTY TR COM		2011-01-19	2012-04-09
	6. VORNADO RLTY TR COM		2011-01-19	2012-04-12
	5. VORNADO RLTY TR COM		2011-01-19	2012-04-13
	5. VORNADO RLTY TR COM		2011-01-19	2012-04-18
	6. WAL MART STORES INC COM		2011-01-24	2012-02-09
	5. WAL MART STORES INC COM		2011-01-24	2012-10-08
	9. WAL-MART DE MEXICO S A DE C V SPONSORED ADR REPSTG SER V SHS		2011-01-20	2012-03-20
	40. WAL-MART DE MEXICO S A DE C V SPONSORED ADR REPSTG SER V SHS		2011-01-19	2012-04-24
	40. WAL-MART DE MEXICO S A DE C V SPONSORED ADR REPSTG SER V SHS		2011-01-19	2012-05-09
	7. WAL-MART DE MEXICO S A DE C V SPONSORED ADR REPSTG SER V SHS		2011-01-20	2012-12-06
	39. WALGREEN CO COM W/RTS ATTACHED EXP 08/21/2006		2011-01-24	2012-02-01
	5. WALGREEN CO COM W/RTS ATTACHED EXP 08/21/2006		2011-01-24	2012-02-09
	5. WALGREEN CO COM W/RTS ATTACHED EXP 08/21/2006		2011-01-24	2012-10-08
	74. WESTERN UNION CO/THE		2011-01-20	2012-03-21
	45. WESTERN UNION CO/THE		2011-10-12	2012-03-21
	55. XYLEM INC/NY		2011-01-20	2012-03-21
	5. ARCOS DORADOS HOLDINGS INC-A		2011-05-24	2012-02-09
	5. ARCOS DORADOS HOLDINGS INC-A		2011-05-24	2012-10-08
	15. COOPER INDUSTRIES PLC NEW IRELAND		2011-01-12	2012-09-17
	.992 EATON CORP PLC		2012-11-30	2012-12-17
	6. INGERSOLL-RAND PLC		2011-10-13	2012-02-27
	27. INGERSOLL-RAND PLC		2011-10-13	2012-03-21
	200. WEATHERFORD INTL LTD		2011-10-12	2012-03-21
	75. FOSTER WHEELER AG		2011-08-18	2012-03-21
	6. GARMIN LTD		2011-08-22	2012-03-15
	27. GARMIN LTD		2011-08-22	2012-03-21
	24. TRANSOCEAN LTD.		2011-12-16	2012-03-21
	.78 ASML HOLDING NV-NY REG SHS		2012-10-12	2012-12-11
	14. DEEMED REDEEMED ASML HOLDING NV ESCR		2012-10-19	2012-11-28
	CAPITAL GAIN DIVIDENDS	P

(e) Gross sales price		(g) Cost or other basis plus expense of sale	(h) Gain or (loss) (e) plus (f) minus (g)
a	386	335	51
b	5,572	3,975	1,597
c	427	287	140
d	218	186	32
e	233	165	68
	1,112	790	322
	2,135	2,079	56
	1,897	1,559	338
	1,693	2,244	-551
	466	669	-203
	2,383	3,418	-1,035
	220	158	62
	220	158	62
	491	356	135
	288	219	69
	1,309	976	333
	1,021	619	402
	2,025	1,399	626
	2,021	1,473	548
	414	434	-20
	216	225	-9
	544	572	-28
	348	364	-16
	324	352	-28
	224	227	-3
	377	378	-1
	147	151	-4
	203	201	2
	588	577	11
	2,423	1,684	739
	2,955	1,718	1,237
	4,787	2,406	2,381
	809	580	229
	3,121	3,534	-413
	98	96	2
	93	94	-1
	239	241	-2
	277	241	36
	140	107	33
	124	94	30
	273	246	27
	295	251	44
	843	694	149
	792	694	98
	930	1,284	-354
	688	950	-262
	276	249	27
	230	270	-40
	468	439	29
	541	536	5
	388	384	4
	4,658	5,659	-1,001
	369	371	-2
	699	662	37
	1,802	1,916	-114
	1,187	1,207	-20
	622	754	-132
	568	689	-121
	1,593	2,001	-408
	286	285	1
	1,133	904	229
	3,398	4,129	-731
	2,341	2,381	-40
	113	121	-8
	194	240	-46
	214	240	-26
	277	267	10
	1,386	1,334	52
	953	711	242
	2,506	1,884	622
	187	175	12
	233	215	18
	185	188	-3
	920	825	95
	244	206	38
	271	229	42
	2,522	2,132	390
	1,147	2,381	-1,234
	680	617	63
	126	123	3
	390	370	20
	613	541	72
	1,289	1,229	60
	722	688	34
	78	72	6
	323	272	51
	184	136	48
	135	201	-66
	410	603	-193
	359	522	-163
	221	322	-101
	407	588	-181
	1,372	2,108	-736
	1,779	2,695	-916
	295	459	-164
	947	1,400	-453
	564	487	77
	424	500	-76
	332	387	-55
	637	572	65
	585	464	121
	702	584	118
	997	1,167	-170
	1,048	1,036	12
	747	691	56
	811	674	137
	2,597	2,790	-193
	395	351	44
	2,450	1,584	866
	1,133	1,096	37
	500	478	22
	2,776	2,659	117
	343	319	24
	25,000	25,279	-279
	139	107	32
	2		2

	110	165	-55
	431	662	-231
	418	703	-285
	342	579	-237
	422	703	-281
	227	372	-145
	224	204	20
	373	342	31
	230	214	16
	1,304	1,193	111
	1,633	1,137	496
	435	321	114
	864	641	223
	672	481	191
	509	374	135
	269	214	55
	739	641	98
	205	203	2
	781	592	189
	261	206	55
	2,451	1,971	480
	313	217	96
	365	306	59
	1,095	961	134
	208	190	18
	318	295	23
	268	211	57
	908	781	127
	206	181	25
	647	545	102
	585	502	83
	394	411	-17
	434	457	-23
	143	135	8
	209	165	44
	411	330	81
	275	220	55
	140	110	30
	547	441	106
	344	275	69
	447	387	60
	324	277	47
	276	240	36
	715	671	44
	1,312	1,172	140
	393	373	20
	1,284	1,225	59
	497	1,138	-641
	1,260	2,885	-1,625
	462	383	79
	675	742	-67
	1,196	1,413	-217
	240	172	68
	342	246	96
	1,018	951	67
	1,013	882	131
	30	31	-1
	173	181	-8
	35	36	-1
	54	56	-2
	29	30	-1
	121	126	-5
	69	72	-3
	28	30	-2
	29	30	-1
	30	32	-2
	56	59	-3
	28	30	-2
	544	410	134
	337	304	33
	517	902	-385
	461	812	-351
	155	271	-116
	277	315	-38
	284	335	-51
	2,648	2,556	92
	348	367	-19
	1,881	1,983	-102
	229	240	-11
	274	240	34
	453	329	124
	770	584	186
	359	269	90
	289	224	65
	592	463	129
	274	226	48
	344	278	66
	719	582	137
	705	556	149
	231	182	49
	2,343	2,956	-613
	581	857	-276
	1,161	1,460	-299
	736	967	-231
	2,230	2,475	-245
	856	710	146
	299	248	51
	608	461	147
	226	177	49
	225	279	-54
	42	46	-4
	208	231	-23
	158	185	-27
	238	260	-22
	1,770	1,742	28
	411	329	82
	121	100	21
	317	313	4
	5	7	-2
	155	216	-61
	448	583	-135
	2,038	3,194	-1,156
	133	127	6
	402	382	20
	2,189	2,001	188
	372	381	-9
	249	260	-11
	353	381	-28
	231	241	-10
	528	552	-24
	1,706	2,106	-400
	843	1,041	-198
	611	601	10
	268	308	-40
	1,123	1,305	-182
	402	315	87
	269	252	17
	1,937	2,071	-134
	965	792	173
	1,050	840	210
	2,086	2,462	-376
	342	407	-65
	372	407	-35
	455	435	20
	485	439	46
	2,477	3,063	-586
	77	91	-14
	480	485	-5
	617	623	-6
	271	277	-6
	497	519	-22
	402	393	9
	363	358	5
	37	36	1
	293	308	-15
	2,513	2,062	451
	193	157	36
	1,161	952	209
	30	22	8
	464	347	117
	227	212	15
	320	272	48
	1,975	2,436	-461
	188	198	-10
	271	282	-11
	174	169	5
	399	395	4
	454	537	-83
	206	254	-48
	229	282	-53
	283	209	74
	318	235	83
	1,965	2,360	-395
	303	302	1
	1,381	1,374	7
	488	379	109
	242	189	53
	701	523	178
	457	374	83
	229	191	38
	277	191	86
	2,246	1,641	605
	658	649	9
	199	191	8
	221	193	28
	333	308	25
	708	655	53
	305	271	34
	1,363	1,218	145
	230	169	61
	514	380	134
	109	87	22
	128	101	27
	1,553	1,429	124
	284	306	-22
	1,548	1,606	-58
	1,118	1,160	-42
	138	102	36
	1,033	1,078	-45
	2,886	2,760	126
	231	217	14
	588	554	34
	2,197	1,940	257
	521	443	78
	910	1,311	-401
	665	958	-293
	172	140	32
	201	128	73
	373	489	-116
	1,752	1,831	-79
	1,894	1,980	-86
	398	393	5
	277	280	-3
	1,691	1,726	-35
	1,217	1,106	111
	291	225	66
	290	225	65
	312	225	87
	518	484	34
	422	486	-64
	1,651	1,555	96
	155	134	21
	751	885	-134
	493	581	-88
	15,000	14,928	72
	20,000	19,474	526
	328	304	24
	209	182	27
	199	182	17
	332	304	28
	2,631	2,651	-20
	635	640	-5
	447	460	-13
	355	329	26
	1,465	2,106	-641
	266	383	-117
	847	790	57
	13,192	12,407	785
	393	357	36
	460	357	103
	942	802	140
	538	454	84
	527	454	73
	510	528	-18
	483	463	20
	499	428	71
	1,428	1,225	203
	208	232	-24
	269	265	4
	658	598	60
	265	212	53
	775	637	138
	924	743	181
	722	531	191
	573	425	148
	584	425	159
	307	255	52
	310	255	55
	1,382	1,254	128
	764	568	196
	598	871	-273
	2,720	2,497	223
	263	230	33
	353	311	42
	318	289	29
	292	257	35
	186	160	26
	291	246	45
	105	113	-8
	846	851	-5
	56	56
	1,235	1,246	-11
	1,541	2,537	-996
	148	126	22
	248	194	54
	301	350	-49
	238	326	-88
	311	263	48
	294	225	69
	1,313	1,272	41
	558	515	43
	7	7
	61	57	4
	436	416	20
	417	419	-2
	745	641	104
	150	142	8
	766	712	54
	1,451	989	462
	101,188	112,772	-11,584
	219	206	13
	448	422	26
	2,463	2,446	17
	234	232	2
	272	217	55
	262	217	45
	232	217	15
	218	163	55
	357	271	86
	226	203	23
	532	476	56
	77	84	-7
	693	760	-67
	2,800	2,096	704
	1,270	1,200	70
	316	308	8
	94	116	-22
	206	233	-27
	397	466	-69
	1,304	1,149	155
	252	200	52
	474	308	166
	631	415	216
	3,051	1,969	1,082
	214	479	-265
	550	1,189	-639
	275	595	-320
	5	5
	1,637	1,886	-249
	334	385	-51
	378	430	-52
	216	246	-30
	1,208	1,352	-144
	128	129	-1
	169	161	8
	1,348	1,317	31
	617	590	27
	2,458	3,026	-568
	3,113	1,784	1,329
	445	418	27
	259	237	22
	260	237	23
	125	129	-4
	156	162	-6
	157	167	-10
	1,053	1,112	-59
	314	329	-15
	384	332	52
	951	684	267
	146	104	42
	728	519	209
	241	240	1
	105	147	-42
	914	1,277	-363
	1,200	1,728	-528
	1,393	1,401	-8
	251	218	33
	349	340	9
	617	341	276
	414	182	232
	1,841	864	977
	233	308	-75
	117	154	-37
	243	308	-65
	61	77	-16
	316	404	-88
	558	712	-154
	405	519	-114
	2,458	2,988	-530
	193	264	-71
	293	370	-77
	236	240	-4
	196	238	-42
	1,505	1,414	91
	1,759	1,770	-11
	437	459	-22
	348	400	-52
	250	252	-2
	289	360	-71
	263	346	-83
	173	182	-9
	1,035	1,238	-203
	3,763	3,078	685
	1,896	1,471	425
	1,483	1,313	170
	416	410	6
	390	413	-23
	1,635	1,177	458
	1,280	988	292
	291	285	6
	1,312	1,140	172
	366	317	49
	264	211	53
	649	528	121
	193	158	35
	1,268	1,223	45
	588	504	84
	1,086	945	141
	237	258	-21
	241	258	-17
	415	431	-16
	511	517	-6
	573	603	-30
	647	689	-42
	242	258	-16
	322	345	-23
	337	345	-8
	242	258	-16
	479	517	-38
	403	431	-28
	417	431	-14
	371	335	36
	376	281	95
	297	253	44
	1,128	1,142	-14
	1,016	1,142	-126
	231	197	34
	1,296	1,631	-335
	167	209	-42
	180	202	-22
	1,313	1,327	-14
	799	807	-8
	1,506	1,840	-334
	101	110	-9
	78	104	-26
	1,124	909	215
	52	51	1
	237	175	62
	1,093	789	304
	3,372	3,815	-443
	1,730	2,227	-497
	281	190	91
	1,262	853	409
	1,370	961	409
	50	44	6
	166	141	25
			197

Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69			(l) Gains (Col. (h) gain minus col. (k), but not less than -0-) or Losses (from col.(h))
(i) F.M.V. as of 12/31/69	(j) Adjusted basis as of 12/31/69	(k) Excess of col. (i) over col. (j), if any
a			51
b			1,597
c			140
d			32
e			68
			322
			56
			338
			-551
			-203
			-1,035
			62
			62
			135
			69
			333
			402
			626
			548
			-20
			-9
			-28
			-16
			-28
			-3
			-1
			-4
			2
			11
			739
			1,237
			2,381
			229
			-413
			2
			-1
			-2
			36
			33
			30
			27
			44
			149
			98
			-354
			-262
			27
			-40
			29
			5
			4
			-1,001
			-2
			37
			-114
			-20
			-132
			-121
			-408
			1
			229
			-731
			-40
			-8
			-46
			-26
			10
			52
			242
			622
			12
			18
			-3
			95
			38
			42
			390
			-1,234
			63
			3
			20
			72
			60
			34
			6
			51
			48
			-66
			-193
			-163
			-101
			-181
			-736
			-916
			-164
			-453
			77
			-76
			-55
			65
			121
			118
			-170
			12
			56
			137
			-193
			44
			866
			37
			22
			117
			24
			-279
			32
			2

			-55
			-231
			-285
			-237
			-281
			-145
			20
			31
			16
			111
			496
			114
			223
			191
			135
			55
			98
			2
			189
			55
			480
			96
			59
			134
			18
			23
			57
			127
			25
			102
			83
			-17
			-23
			8
			44
			81
			55
			30
			106
			69
			60
			47
			36
			44
			140
			20
			59
			-641
			-1,625
			79
			-67
			-217
			68
			96
			67
			131
			-1
			-8
			-1
			-2
			-1
			-5
			-3
			-2
			-1
			-2
			-3
			-2
			134
			33
			-385
			-351
			-116
			-38
			-51
			92
			-19
			-102
			-11
			34
			124
			186
			90
			65
			129
			48
			66
			137
			149
			49
			-613
			-276
			-299
			-231
			-245
			146
			51
			147
			49
			-54
			-4
			-23
			-27
			-22
			28
			82
			21
			4
			-2
			-61
			-135
			-1,156
			6
			20
			188
			-9
			-11
			-28
			-10
			-24
			-400
			-198
			10
			-40
			-182
			87
			17
			-134
			173
			210
			-376
			-65
			-35
			20
			46
			-586
			-14
			-5
			-6
			-6
			-22
			9
			5
			1
			-15
			451
			36
			209
			8
			117
			15
			48
			-461
			-10
			-11
			5
			4
			-83
			-48
			-53
			74
			83
			-395
			1
			7
			109
			53
			178
			83
			38
			86
			605
			9
			8
			28
			25
			53
			34
			145
			61
			134
			22
			27
			124
			-22
			-58
			-42
			36
			-45
			126
			14
			34
			257
			78
			-401
			-293
			32
			73
			-116
			-79
			-86
			5
			-3
			-35
			111
			66
			65
			87
			34
			-64
			96
			21
			-134
			-88
			72
			526
			24
			27
			17
			28
			-20
			-5
			-13
			26
			-641
			-117
			57
			785
			36
			103
			140
			84
			73
			-18
			20
			71
			203
			-24
			4
			60
			53
			138
			181
			191
			148
			159
			52
			55
			128
			196
			-273
			223
			33
			42
			29
			35
			26
			45
			-8
			-5

			-11
			-996
			22
			54
			-49
			-88
			48
			69
			41
			43

			4
			20
			-2
			104
			8
			54
			462
			-11,584
			13
			26
			17
			2
			55
			45
			15
			55
			86
			23
			56
			-7
			-67
			704
			70
			8
			-22
			-27
			-69
			155
			52
			166
			216
			1,082
			-265
			-639
			-320

			-249
			-51
			-52
			-30
			-144
			-1
			8
			31
			27
			-568
			1,329
			27
			22
			23
			-4
			-6
			-10
			-59
			-15
			52
			267
			42
			209
			1
			-42
			-363
			-528
			-8
			33
			9
			276
			232
			977
			-75
			-37
			-65
			-16
			-88
			-154
			-114
			-530
			-71
			-77
			-4
			-42
			91
			-11
			-22
			-52
			-2
			-71
			-83
			-9
			-203
			685
			425
			170
			6
			-23
			458
			292
			6
			172
			49
			53
			121
			35
			45
			84
			141
			-21
			-17
			-16
			-6
			-30
			-42
			-16
			-23
			-8
			-16
			-38
			-28
			-14
			36
			95
			44
			-14
			-126
			34
			-335
			-42
			-22
			-14
			-8
			-334
			-9
			-26
			215
			1
			62
			304
			-443
			-497
			91
			409
			409
			6
			25

2	Capital gain net income or (net capital loss)	If gain, also enter in Part I, line 7 If (loss), enter -0- in Part I, line 7	2	1,668
3	Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
	If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0- in Part I, line 8 . . . . . . . . . . . . . . . .		3

Part V

Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income

(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.

Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period? Yes No

If “Yes,” the foundation does not qualify under section 4940(e). Do not complete this part.

1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a) Base period years Calendar year (or tax year beginning in)	(b) Adjusted qualifying distributions	(c) Net value of noncharitable-use assets	(d) Distribution ratio (col. (b) divided by col. (c))
2011	102,518	2,153,056	0.047615
2010	93,488	2,076,825	0.045015
2009	124,000	1,917,940	0.064653
2008
2007

2	Total of line 1, column (d) ......................	2	0.157283
3	Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by the number of years the foundation has been in existence if less than 5 years. . .	3	0.052428
4	Enter the net value of noncharitable-use assets for 2012 from Part X, line 5.....	4	2,147,656
5	Multiply line 4 by line 3.......................	5	112,597
6	Enter 1% of net investment income (1% of Part I, line 27b)...........	6	352
7	Add lines 5 and 6.........................	7	112,949
8	Enter qualifying distributions from Part XII, line 4..............	8	109,188
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.

Form 990-PF (2012)

Page 4

Part VI

Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)

1a	Exempt operating foundations described in section 4940(d)(2), check hereand enter “N/A” on line 1.
	Date of ruling or determination letter: (attach copy of letter if necessary–see instructions)
b	Domestic foundations that meet the section 4940(e) requirements in Part V, check	1	704
	hereand enter 1% of Part I, line 27b...................
c	All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2	Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	2	0
3	Add lines 1 and 2............................	3	704
4	Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-).	4	0
5	Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- .....	5	704
6	Credits/Payments:

a	2012 estimated tax payments and 2011 overpayment credited to 2012	6a	828
b	Exempt foreign organizations—tax withheld at source.......	6b
c	Tax paid with application for extension of time to file (Form 8868)	6c	0
d	Backup withholding erroneously withheld ...........	6d

7	Total credits and payments. Add lines 6a through 6d..............		7	828
8	Enter any penalty for underpayment of estimated tax. Check hereif Form 2220 is attached.		8	0
9	Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......		9
10	Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...		10	124
11	Enter the amount of line 10 to be: Credited to 2013 estimated tax124	Refunded	11	0

Part VII-A

Statements Regarding Activities

During the tax year, did the foundation attempt to influence any national, state, or local legislation or did

Yes

it participate or intervene in any political campaign? ....................

Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of

the instructions for definition)?............................

If the answer is “Yes” to 1a or 1b, attach a detailed description of the activities and copies of any materials

published or distributed by the foundation in connection with the activities.

Did the foundation file Form 1120-POL for this year?.....................

Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:

(1) On the foundation. bullet

$ (2) On foundation managers. bullet

Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed

on foundation managers. bullet

Has the foundation engaged in any activities that have not previously been reported to the IRS?.......

If “Yes,” attach a detailed description of the activities.

Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles

of incorporation, or bylaws, or other similar instruments? If “Yes,” attach a conformed copy of the changes....

Did the foundation have unrelated business gross income of $1,000 or more during the year?........

If “Yes,” has it filed a tax return on Form 990-T for this year?...................

Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........

If “Yes,” attach the statement required by General Instruction T.

Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:

By language in the governing instrument, or

By state legislation that effectively amends the governing instrument so that no mandatory directions

that conflict with the state law remain in the governing instrument?................

Yes

Did the foundation have at least $5,000 in assets at any time during the year? If “Yes,” complete Part II, col. (c), and Part XV.

Yes

Enter the states to which the foundation reports or with which it is registered (see instructions)

If the answer is “Yes” to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney

General (or designate) of each state as required by General Instruction G? If “No,” attach explanation .

Yes

Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)

or 4942(j)(5) for calendar year 2012 or the taxable year beginning in 2012 (see instructions for Part XIV)?

If “Yes,” complete Part XIV.............................

Did any persons become substantial contributors during the tax year? If “Yes,” attach a schedule listing their names and addresses.

At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the

meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............

Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had

advisory privileges? If "Yes," attach statement (see instructions).................

Did the foundation comply with the public inspection requirements for its annual returns and exemption application?

Yes

Website address bullet

The books are in care of bullet

WELLS FARGO BANK NA Telephone no. bullet

(800) 352-3705

Located at bullet

1 WEST 4TH STREETWINSTON SALEMNC ZIP+4 bullet

271013818

Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —Check here......... bullet

and enter the amount of tax-exempt interest received or accrued during the year ...... bullet

At any time during calendar year 2012, did the foundation have an interest in or a signature or other authority over

a bank, securities, or other financial account in a foreign country? .................

See instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the foreign country bullet

Form 990-PF (2012)

Page 5

Part VII-B

Statements Regarding Activities for Which Form 4720 May Be Required

File Form 4720 if any item is checked in the “Yes” column, unless an exception applies.

Yes

During the year did the foundation (either directly or indirectly):

(1) Engage in the sale or exchange, or leasing of property with a disqualified person? YesNo

(2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)

a disqualified person?.........................YesNo

(3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? YesNo

(4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? YesNo

(5) Transfer any income or assets to a disqualified person (or make any of either available

for the benefit or use of a disqualified person)?.................YesNo

(6) Agree to pay money or property to a government official? (Exception. Check “No”

if the foundation agreed to make a grant to or to employ the official for a period

after termination of government service, if terminating within 90 days.).........YesNo

If any answer is “Yes” to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations

section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...

Organizations relying on a current notice regarding disaster assistance check here......... bullet

Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,

that were not corrected before the first day of the tax year beginning in 2012?.............

Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private

operating foundation defined in section 4942(j)(3) or 4942(j)(5)):

At the end of tax year 2012, did the foundation have any undistributed income (lines 6d

and 6e, Part XIII) for tax year(s) beginning before 2012?...............YesNo

If “Yes,” list the years bullet

20, 20, 20, 20

Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)

(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)

to all years listed, answer “No” and attach statement—see instructions.) ..............

If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.

20, 20, 20, 20

Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at

any time during the year?.........................YesNo

If “Yes,” did it have excess business holdings in 2012 as a result of (1) any purchase by the foundation

or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved

by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)

the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine

if the foundation had excess business holdings in 2012.)....................

Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?

Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its

charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2012?

During the year did the foundation pay or incur any amount to:

(1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? YesNo

(2) Influence the outcome of any specific public election (see section 4955); or to carry

on, directly or indirectly, any voter registration drive?...............YesNo

(3) Provide a grant to an individual for travel, study, or other similar purposes? YesNo

(4) Provide a grant to an organization other than a charitable, etc., organization described

in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)........YesNo

(5) Provide for any purpose other than religious, charitable, scientific, literary, or

educational purposes, or for the prevention of cruelty to children or animals?........YesNo

If any answer is “Yes” to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in

Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......

Organizations relying on a current notice regarding disaster assistance check here......... bullet

If the answer is “Yes” to question 5a(4), does the foundation claim exemption from the

tax because it maintained expenditure responsibility for the grant?............YesNo

If “Yes,” attach the statement required by Regulations section 53.4945–5(d).

Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on

a personal benefit contract?........................YesNo

Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....

If “Yes” to 6b, file Form 8870.

At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction? YesNo

If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....

Form 990-PF (2012)

Page 6

Part VIII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors

1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
(a) Name and address	(b) Title, and average hours per week devoted to position	(c) Compensation (If not paid, enter -0-)	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
WELLS FARGO BANK NA	TRUSTEE 40	24,754
1525 W WT HARRIS BLVD D1114 044 CHARLOTTE,NC28288	TRUSTEE 40	24,754

2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE.”
(a) Name and address of each employee paid more than $50,000	(b) Title, and average hours per week devoted to position	(c) Compensation	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
NONE









Total number of other employees paid over $50,000...................				0

3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a) Name and address of each person paid more than $50,000	(b) Type of service	(c) Compensation
NONE

Total number of others receiving over $50,000 for professional services............. bullet

Part IX-A

Summary of Direct Charitable Activities

List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.		Expenses
1


2


3


4

Form 990-PF (2012)

Page 7

Part IX-B

Summary of Program-Related Investments (see instructions)

Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.		Amount
1


2


All other program-related investments. See page 24 of the instructions.
3

Total. Add lines 1 through 3.......................... bullet

Part X

Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
see instructions.)

Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,

purposes:

Average monthly fair market value of securities...................

2,074,379

Average of monthly cash balances.......................

105,982

Fair market value of all other assets (see instructions)................

Total (add lines 1a, b, and c).........................

2,180,361

Reduction claimed for blockage or other factors reported on lines 1a and

1c (attach detailed explanation) .............

Acquisition indebtedness applicable to line 1 assets..................

Subtract line 2 from line 1d.........................

2,180,361

Cash deemed held for charitable activities. Enter 1 1⁄2% of line 3 (for greater amount, see

instructions) .............................

32,705

Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4

2,147,656

Minimum investment return. Enter 5% of line 5..................

107,383

Part XI

Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here bullet

and do not complete this part.)

Minimum investment return from Part X, line 6....................

107,383

Tax on investment income for 2012 from Part VI, line 5......

704

Income tax for 2012. (This does not include the tax from Part VI.)...

Add lines 2a and 2b............................

704

Distributable amount before adjustments. Subtract line 2c from line 1............

106,679

Recoveries of amounts treated as qualifying distributions................

Add lines 3 and 4............................

106,679

Deduction from distributable amount (see instructions).................

Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,

line 1................................

106,679

Part XII

Qualifying Distributions (see instructions)

Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:

Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........

109,188

Program-related investments—total from Part IX-B..................

Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,

purposes...............................

Amounts set aside for specific charitable projects that satisfy the:

Suitability test (prior IRS approval required)....................

Cash distribution test (attach the required schedule) .................

Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4

109,188

Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment

income. Enter 1% of Part I, line 27b (see instructions).................

Adjusted qualifying distributions. Subtract line 5 from line 4..............

109,188

Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.

Form 990-PF (2012)

Page 8

Part XIII

Undistributed Income (see instructions)

		(a) Corpus	(b) Years prior to 2011	(c) 2011	(d) 2012
1 Distributable amount for 2012 from Part XI, line 7					106,679
2 Undistributed income, if any, as of the end of 2012:
a Enter amount for 2011 only.......				101,763
b Total for prior years:2010, 20, 20			0
3 Excess distributions carryover, if any, to 2012:
a From 2007.......	0
b From 2008.......	0
c From 2009.......	0
d From 2010.......	0
e From 2011.......	0
fTotal of lines 3a through e.........		0
4Qualifying distributions for 2012 from Part
XII, line 4: $ 109,188
a Applied to 2011, but not more than line 2a				101,763
b Applied to undistributed income of prior years (Election required—see instructions)......			0
c Treated as distributions out of corpus (Election required—see instructions).........		0
d Applied to 2012 distributable amount.....					7,425
e Remaining amount distributed out of corpus		0
5 Excess distributions carryover applied to 2012.		0			0
(If an amount appears in column (d), the same amount must be shown in column (a).)
6Enter the net total of each column as indicated below:
a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5		0
b Prior years’ undistributed income. Subtract line 4b from line 2b ...........			0
c Enter the amount of prior years’ undistributed income for which a notice of deficiency has been issued, or on which the section 4942(a) tax has been previously assessed......			0
d Subtract line 6c from line 6b. Taxable amount —see instructions ...........			0
e Undistributed income for 2011. Subtract line 4a from line 2a. Taxable amount—see instructions .............				0
f Undistributed income for 2012. Subtract lines 4d and 5 from line 1. This amount must be distributed in 2013 ..........					99,254
7 Amounts treated as distributions out of corpus to satisfy requirements imposed by section 170(b)(1)(F) or 4942(g)(3) (see instructions) .............		0
8Excess distributions carryover from 2007 not applied on line 5 or line 7 (see instructions) ...		0
9Excess distributions carryover to 2013. Subtract lines 7 and 8 from line 6a ......		0
10 Analysis of line 9:
a Excess from 2008....	0
b Excess from 2009....	0
c Excess from 2010....	0
d Excess from 2011....	0
e Excess from 2012....	0

Form 990-PF (2012)

Page 9

Part XIV

Private Operating Foundations (see instructions and Part VII-A, question 9)

1a If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2012, enter the date of the ruling....... bullet

b Check box to indicate whether the organization is a private operating foundation described in section4942(j)(3) or4942(j)(5)

2a Enter the lesser of the adjusted net income from Part I or the minimum investment return from Part X for each year listed ..........	Tax year	Prior 3 years			(e) Total
	(a) 2012	(b) 2011	(c) 2010	(d) 2009	(e) Total

b 85% of line 2a .........
c Qualifying distributions from Part XII, line 4 for each year listed .....
d Amounts included in line 2c not used directly for active conduct of exempt activities ....
e Qualifying distributions made directly for active conduct of exempt activities. Subtract line 2d from line 2c ....
3 Complete 3a, b, or c for the alternative test relied upon:
a “Assets” alternative test—enter:
(1) Value of all assets ......
(2) Value of assets qualifying under section 4942(j)(3)(B)(i)
b “Endowment” alternative test— enter 2⁄3 of minimum investment return shown in Part X, line 6 for each year listed...
c “Support” alternative test—enter:
(1) Total support other than gross investment income (interest, dividends, rents, payments on securities loans (section 512(a)(5)), or royalties) ....
(2) Support from general public and 5 or more exempt organizations as provided in section 4942(j)(3)(B)(iii)....
(3) Largest amount of support from an exempt organization
(4) Gross investment income

Part XV

Supplementary Information (Complete this part only if the organization had $5,000 or more in
assets at any time during the year—see instructions.)

1Information Regarding Foundation Managers:

aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)

bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.

2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:

Check here bullet

if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. (see instructions) to individuals or organizations under
other conditions, complete items 2a, b, c, and d.

aThe name, address, and telephone number of the person to whom applications should be addressed:

bThe form in which applications should be submitted and information and materials they should include:

cAny submission deadlines:

dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:

Form 990-PF (2012)

Page 10

Part XV

Supplementary Information (continued)

3 Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient	If recipient is an individual, show any relationship to any foundation manager or substantial contributor	Foundation status of recipient	Purpose of grant or contribution	Amount
Name and address (home or business)		Foundation status of recipient	Purpose of grant or contribution	Amount
aPaid during the year
WILLIAM BREMEN JEWISH HERITAGE MUSEUM 1440 SPRING STREET ATLANTA,GA30309	NONE	PUBLIC CHARITY	CONTRIBUTION	3,000
UNION FOR REFORM JUDAISM 633 3RD AVENUE FLOOR 17 NEW YORK,NY10017	NONE	PUBLIC CHARITY	SCHOLARSHIPS	13,000
MAZON INC 10495 SANTA MONICA BLVD LOS ANGELES,CA90025	NONE	PUBLIC CHARITY	CONTRIBUTION	3,000
FRIENDS OF THE PUBLIC LIBRARY PO BOX 308 ANNISTON,AL36202	NONE	PUBLIC CHARITY	CONTRIBUTION	4,500
JACKSONVILLE STATE UNIV FDN 700 PELHAM ROAD JACKSONVILLE,AL36265	NONE	PUBLIC CHARITY	CONTRIBUTION	1,500
BOYS AND GIRLS CLUB OF EAST CENTRAL ALABAMA PO BOX 2347 ANNISTON,AL36202	NONE	PUBLIC CHARITY	CONTRIBUTION	1,000
ALL SAINTS INTERFAITH CENTER FOR CONCERN 1029 WEST 15TH STREET ANNISTON,AL36201	NONE	PUBLIC CHARITY	CONTRIBUTION	5,000
SOUTHERN POVERTY LAW CENTER INC 400 WASHINGTON AVE MONTGOMERY,AL36104	NONE	PUBLIC CHARITY	CONTRIBUTION	3,000
COMMUNITY ENABLER DEVELOPERS INC 1411 GURNEE AVE ANNISTON,AL36201	NONE	PUBLIC CHARITY	CONTRIBUTION	5,000
INTERFAITH MINISTRIES INC PO BOX 1444 ANNISTON,AL36202	NONE	PUBLIC CHARITY	CONTRIBUTION	5,000
ANNISTON SOUP BOWL INC 1516 MOORE AVENUE ANNISTON,AL36201	NONE	PUBLIC CHARITY	CONTRIBUTION	1,000
BIRMINGHAM JEWISH FEDERATION 3966 MONTCLAIR ROAD BIRMINGHAM,AL35213	NONE	PUBLIC CHARITY	CONTRIBUTION	3,000
HABITAT FOR HUMANITY INTL PO BOX 1135 ANNISTON,AL36202	NONE	PUBLIC CHARITY	CONTRIBUTION	1,000
TEMPLE BETH EL FDN 2179 HIGHLAND AVENUE BIRMINGHAM,AL35205	NONE	PUBLIC CHARITY	CONTRIBUTION	50,000
GOLDRING WOLDENBRG INSTITUTE OF SO JEWISH LIFE 4915 I 55 N STE 100A JACKSON,MS39206	NONE	PUBLIC CHARITY	CONTRIBUTION	500
ALABAMA HOLOCAUST FDN PO BOX 130577 BIRMINGHAM,AL35213	NONE	PUBLIC CHARITY	CONTRIBUTION	2,500
Total ................................. 3a				102,000

bApproved for future payment

Total ................................. 3b

Form 990-PF (2012)

Page 11

Part XVI-A

Analysis of Income-Producing Activities

Enter gross amounts unless otherwise indicated.	Unrelated business income		Excluded by section 512, 513, or 514		(e) Related or exempt function income (See instructions.)
1Program service revenue:	(a) Business code	(b) Amount	(c) Exclusion code	(d) Amount	(e) Related or exempt function income (See instructions.)
a
b
c
d
e
f
gFees and contracts from government agencies
2 Membership dues and assessments....
3Interest on savings and temporary cash investments			14	1
4 Dividends and interest from securities....			14	54,680
5 Net rental income or (loss) from real estate:
aDebt-financed property......
bNot debt-financed property.....
6Net rental income or (loss) from personal property
7 Other investment income.....
8Gain or (loss) from sales of assets other than inventory			18	1,668
9 Net income or (loss) from special events:
10 Gross profit or (loss) from sales of inventory..
11 Other revenue: a
b
c
d
e
12 Subtotal. Add columns (b), (d), and (e)..				56,349

13Total. Add line 12, columns (b), (d), and (e)..................

1356,349

(See worksheet in line 13 instructions to verify calculations.)

Part XVI-B

Relationship of Activities to the Accomplishment of Exempt Purposes

Line No.	Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See instructions.)

Form 990-PF (2012)

Page 12

Part XVII

Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations

Did the organization directly or indirectly engage in any of the following with any other organization described in section

Yes

501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?

Transfers from the reporting foundation to a noncharitable exempt organization of:

(1) Cash...................................

1a(1)

(2) Other assets.................................

1a(2)

Other transactions:

(1) Sales of assets to a noncharitable exempt organization....................

1b(1)

(2) Purchases of assets from a noncharitable exempt organization..................

1b(2)

(3) Rental of facilities, equipment, or other assets.......................

1b(3)

(4) Reimbursement arrangements...........................

1b(4)

(5) Loans or loan guarantees.............................

1b(5)

(6) Performance of services or membership or fundraising solicitations................

1b(6)

Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............

If the answer to any of the above is “Yes,” complete the following schedule. Column (b) should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

(a) Line No.	(b) Amount involved	(c) Name of noncharitable exempt organization	(d) Description of transfers, transactions, and sharing arrangements

Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........YesNo

If “Yes,” complete the following schedule.

(a) Name of organization	(b) Type of organization	(c) Description of relationship

Sign Here

Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
				May the IRS discuss this return with the preparer shown below (see instr.)? Yes No
	Signature of officer or trustee	Date	Title

Paid Preparer Use Only	Print/Type preparer's name	Preparer's Signature	Date	Check if self- employed	PTIN
	Firm's name Firm's address			Firm's EIN
				Phone no.

Form 990-PF (2012)

Additional Data

Software ID:
Software Version:

Form 990PF - Special Condition Description:

Special Condition Description

Category	Amount	Net Investment Income	Adjusted Net Income	Disbursements for Charitable Purposes
TAX PREPARATION FEE (NON-ALLOC	1,000			1,000

Name of Bond	End of Year Book Value	End of Year Fair Market Value
097014AH7 BOEING CAP CORP	51,554	50,087
209111DZ3 CONSOLIDATED EDISON
38141GCN4 GOLDMAN SACHS 5.500
04315J860 ARTIO GLOBAL HIGH IN
261980494 DREYFUS EMG MKT DEBT
38141GCM4 GOLDMAN SACHS GROUP	74,125	80,861
693390304 PIMCO LOW DURATION F
693390882 PIMCO FOREIGN BD FD
72369B406 PIONEER HIGH YIELD F
949917538 WELLS FARGO ADV HI I	40,328	43,689
957663107 WESTERN ASSET LTD DU

- TIN:

TY 2012 InvestmentsCorpStockSchedule

Name:

ROSEN JAMES CT 501-5119894431

EIN: 31-1529233

Name of Stock	End of Year Book Value	End of Year Fair Market Value
04315J860 ARTIO GLOBAL FD#1525
693391104 PIMCO REAL RTN #122
72369B406 PIONEER HI YLD #724
949917538 WELLS FARGO FD #3110
693390882 PIMCO FORGN FD #103
025083320 AMER CENT SMALL CAP	44,012	50,770
92934R769 CRM MIDCAP VALUE #32
239080401 DAVIS NY VENTUR #909
26203E851 DREYFUS BOSTON #6944
784924425 SSGA EMERG MKT #1510
77954Q106 TROWE BLUE CHIP #93
900297763 TURNER MIDCAP #1309
246248306 DELAWARE POOLED #31
901165100 TWEEDY BROWN FD #1
ASGI AGILITY INCOME FUND
WELLS FARGO 100 HEDGE FUND
AURORA DIVERSIFIED II ASP
GRAHAM ALTERNATIVE FUND II
PARTNERS GROUP PRIVATE
RICI LINKED PAM TOTAL INDEX
CB RICHARD ELLIS REALTY TRUST
44980Q518 ING INTL RE FD #2664
44981V706 ING RE FD #2190
722005667 PIMCO COMMODITY REAL	35,874	30,736
89155H256 TOUCHSTONE SMALL CAP	34,247	40,540
580135101 MCDONALDS CORP	5,603	6,616
580645109 MCGRAW-HILL COMPANIE
65248E104 NEWS CORP	1,788	2,857
87612E106 TARGET CORP	8,579	9,231
88732J207 TIME WARNER CABLE IN	953	1,458
254687106 WALT DISNEY CO	6,739	8,464
191216100 COCA COLA CO	9,272	10,476
518439104 ESTEE LAUDER COMPANI	2,440	3,113
393122106 GREEN MTN COFFEE
50075N104 KRAFT FOODS INC
713448108 PEPSICO INC	4,862	5,064
742718109 PROCTER & GAMBLE CO	6,684	6,857
931142103 WAL MART STORES INC	4,222	5,117
931422109 WALGREEN CO	2,673	2,443
037411105 APACHE CORP	9,106	6,280
166764100 CHEVRON CORP	12,501	14,166
20825C104 CONOCOPHILLIPS	4,674	5,103
30231G102 EXXON MOBIL CORPORAT	12,506	13,502
674599105 OCCIDENTAL PETE CORP	5,344	4,214
025816109 AMERICAN EXPRESS CO	1,849	2,127
09247X101 BLACKROCK INC	2,032	2,481
354613101 FRANKLIN RESOURCES I	2,016	2,137
46625H100 JPMORGAN CHASE & CO	10,646	10,772
002824100 ABBOTT LABS	5,783	7,926
075887109 BECTON DICKINSON
46120E602 INTUITIVE SURGICAL I	1,977	2,942
478160104 JOHNSON & JOHNSON	5,955	6,660
585055106 MEDTRONCI INC
58933Y105 MERCK & CO INC NEW	1,725	2,088
149123101 CATERPILLAR INC	3,697	3,316
369550108 GENERAL DYNAMICS COR
369604103 GENERAL ELECTRIC CO	3,347	3,505
913017109 UNITED TECHNOLOGIES	4,216	4,183
037833100 APPLE INC	12,248	19,158
053015103 AUTOMATIC DATA PROCE	1,907	2,163
458140100 INTEL CORP	7,724	7,526
459200101 INTERNATIONAL BUSINE	4,702	5,363
747525103 QUALCOMM INC	1,991	2,413
882508104 TEXAS INSTRUMENTS IN	3,475	3,151
009158106 AIR PRODS & CHEMS IN	2,034	1,932
35671D857 FREEPORT-MCMORAN COP	4,789	3,420
74005P104 PRAXAIR INC COM	2,089	2,517
086516101 BEST BUY INC
17306X102 CITI TRENDS INC
36467W109 GAMESTOP CORP
401617105 GUESS INC
418056107 HASBRO INC
054303102 AVON PRODS INC
60871R209 MOLSON COORS BREWING
786514208 SAFEWAY INC NEW
12802T101 CAL DIVE INTERNATION
13342B105 CAMERON INTL CORP
261608103 DRESSER-RAND GROUP I
651290108 NEWFIELD EXPL CO
723787107 PIONEER NAT RES CO
845467109 SOUTHWESTERN ENERGY
91913Y100 VAKLERO ENERGY CO
524901105 LEGG MASON INC
665859104 NORTHERN TRUST CORP
712704105 PEOPLES UNITED FINAN
693366205 PICO HOLDINGS INC
743315103 PROGRESSIVE CORP
808513105 SCWAB CHARLES CORP
00817Y108 AETNA INC-NEW
101137107 BOSTON SCIENTIFIC CO
436440101 HOLOGIC INC COM
74834L100 QUEST DIAGNOSTICS
918194101 VCA ANTECH INC
018804104 ALLIANT TECHSYSTEMS
205944101 CON-WAY INC
30162A108 EXELIS INC
302130109 EXPEDITORS INTL WASH
450911201 ITT CORP
760759100 REPUBLIC SERVICES IN
774341101 ROCKWELL COLLINS
784635104 SPX CORP
880779103 TEREX CORP NEW
98419M100 XYLEM INC/NY
032095101 AMPHENOL CORP
12673P105 CA INC
25659T107 DOLBY LABORATORIES
346375108 FORMFACTOR INC
535678106 LINER TECHNOLOG COPR
871503108 SYMANTEC CORP
879664100 TELLABS OPERATIONS I
959802109 WESTERN UNION CO/THE
826552101 SIGMA ALDRICH
810186106 THE SCOTTS MIRACLE
591708102 METROPCS COMMUNICATI	1,293	1,441
902681105 UGI CORP NEW
517834107 LAS VEGAS SANDS CORP	1,650	1,708
58733R102 MERCADOLIBRE INC	1,108	1,335
84265V105 SOUTHERN COPPER CORP	741	871
85590A401 STARWOOD HOTELS & RE
12504L109 CBRE GROUP INC	596	577
480208Q107 JONES LANG LASALLE
22025Y407 CORRECTIONS CORP OF	616	816
20030N101 COMCAST CORP CLASS A	2,829	4,670
478366107 JOHNSON CONTROLS INC	1,345	1,073
87612E106 TARGET CORP
872540109 TJX COS INC NEW	2,422	3,863
254687106 WALT DISNEY CO
126650100 CVS/CAREMARK CORPORA	3,092	4,206
50075N101 KRAFT FOODS INC
037411105 APACHE CORP
057224107 BAKER HUGHES INC
166764100 CHEVRON CORP
20825C104 CONOPHILLIPS
008252108 AFFILIATED MANAGERS	3,343	4,555
001055102 AFLAC INC	4,341	4,250
084670702 BERKSHIRE HATHAWAY I	3,135	3,588
14040H105 CAPITAL ONE FINANCIA	3,999	4,924
38141G104 GOLDMAN SACHS GROUP	132	128
46625H100 JP MORGAN CHASE & CO
902973304 US BANCORP DEL NEW	3,456	4,535
002824100 ABBOTT LABS
883556102 THERMO FISHER SCIENT	3,340	3,827
91324P102 UNITEDHEALTH GROUP I	2,981	4,122
097023105 BOEING CO	4,299	4,597
907818108 UNION PACIFIC CORP	5,394	6,915
911312106 UNITED PARCEL SERVIC	2,625	2,949
88579Y101 3M CO	3,539	3,714
037833100 APPLE INC
17275R102 CISCO SYSTEMS INC	4,756	5,364
268648102 E M C CORP MASS	3,243	3,466
428236103 HEWLETT PACKARD CO
488140100 INTEL CORP
594918104 MICROSOFT CORP	2,858	2,671
68389X105 ORACLE CORPORATION	4,872	5,464
150870103 CELANESE CORP	2,760	2,538
722005667 PIMCO COMMODITY
001084102 AGCO CORP COM	2,551	2,947
001317205 AIA GROUP LTD-SP ADR	5,143	5,635
003021714 ABERDEEN EMERG MARKE	101,286	109,130
00508X203 ACTUANT CORP-CL A	2,963	2,847
00687A107 ADIDAS-AG ADR	1,744	2,106
009126202 AIR LIQUIDE - ADR	4,880	5,268
018805101 ALLIANZ SE ADR	3,349	3,593
02364W105 AMERICA MOVIL S.A.B.	3,087	2,476
03073E105 AMERISOURCEBERGEN CO	2,096	2,332
03524A108 ANHEUSER-BUSCH INBEV	5,866	8,479
03748R101 APARTMENT INVT & MGM	2,728	2,814
042068106 ARM HOLDINGS PLC - A	4,735	6,885
045387107 ASSA ABLOY AB-UNSP A	1,623	2,240
049255706 ATLAS COPCO AB ADR	2,256	2,619
053484101 AVALONBAY CMNTYS INC	2,893	3,390
055434203 BG GROUP PLC - ADR	4,550	3,609
055921100 BMC SOFTWARE INC	1,405	1,347
056752108 BAIDU INC ADR	1,320	1,103
058498106 BALL CORP	2,109	2,282
088606108 BHP BILLITON LIMITED	3,194	2,745
101121101 BOSTON PROPERTIES IN	4,790	5,608
12082W204 BURBERRY GROUP PLC-S	895	938
12572Q105 CME GROUP INC	2,702	2,534
126132109 CNOOC - CHINA NATION	2,160	1,980
12637N105 CSL LIMITED - ADR	1,746	2,552
12673A108 CYS INVESTMENTS INC	846	744
133131102 CAMDEN PPTY TR SH BE	2,775	3,069
13466Y105 CAMPUS CREST COMMUNI	307	368
136375102 CANADIAN NATL RR CO	3,705	4,733
14170T101 CAREFUSION CORP	1,378	1,400
143658300 CARNIVAL CORP	3,075	2,464
16359R103 CHEMED CORP NEW	1,698	1,852
171340102 CHURCH & DWIGHT INC	3,505	3,803
191459205 COCHLEAR LTD-UNSPON	2,136	2,237
19259P300 COINSTAR INC COM	2,723	2,288
195872106 COLONIAL PPTYS TR CO	1,618	1,774
20449X203 COMPASS GROUP PLC -	1,089	1,102
229663109 CUBESMART	1,067	1,297
229669106 CUBIC CORP	2,586	2,638
23304Y100 DBS GROUP HOLDINGS L	2,146	2,208
23317H102 DDR CORP	2,083	2,286
237545108 DASSAULT SYSTEMES S.	4,357	6,333
247916208 DENBURY RESOURCES	2,728	2,398
25243Q205 DIAGEO PLC - ADR	4,724	6,179
253868103 DIGITAL RLTY TR INC	1,015	1,290
25960P109 DOUGLAS EMMETT INC	768	1,072
26613Q106 DUPONT FABROS TECHNO	827	918
26884U109 EPR PROPERTIES	2,146	2,213
278865100 ECOLAB INC	1,878	2,229
28617Y101 ELEKTA AB-B SHS-UNSP	1,036	1,069
29082A107 EMBRAER SA ADR	2,375	2,195
29264F205 ENDO HEALTH SOLUTION	2,939	2,177
294752100 EQUITY ONE INC	1,133	1,240
29476L107 EQUITY RESIDENTIAL P	3,994	4,250
297178105 ESSEX PPTY TR COM	1,531	1,760
30212P303 EXPEDIA INC	2,455	4,301
30225T102 EXTRA SPACE STORAGE	1,279	1,892
30249U101 FMC TECHNOLOGIES INC	3,121	2,698
307305102 FANUC CORPORATION AD	5,734	6,742
313747206 FEDERAL RLTY INVT TR	1,556	1,976
315616102 F5 NETWORKS INC	2,320	1,749
32054K103 FIRST INDL RLTY TR I	2,090	2,394
33616C100 FIRST REPUBLIC BANK/	1,782	1,737
343793105 FLSMIDTH & CO A/S AD	1,536	1,016
358029106 FRESENIUS MEDICAL CA	5,073	5,831
364730101 GANNETT INC	2,135	2,467
368287207 0A0 GAZPROM LEVEL 1	1,089	798
370023103 GENERAL GROWTH PROPE	1,487	1,846
375558103 GILEAD SCIENCES INC	3,394	4,848
38143H381 GOLDMAN SACHS COMM S	25,000	23,450
40414L109 HCP INC	2,058	2,619
404280406 HSBC - ADR	7,339	7,589
41043M104 HANG LUNG PPTYS LTD	1,621	1,511
42217K106 HEALTH CARE REIT INC	2,058	2,513
425883105 HENNES & MAURITZ AB	2,348	2,432
43858F109 HONG KONG EXCH & CLE	1,956	1,433
44107P104 HOST HOTELS & RESORT	4,116	3,745
44980X109 IPG PHOTONICS CORP	2,922	3,399
45104G104 ICICI BANK LTD. - AD	3,367	3,314
453038408 IMPERIAL OIL LTD COM	2,200	2,193
455807107 INDUST AND COMM BK O	2,061	1,940
457187102 INGREDION INC	3,082	3,608
465562106 ITAU UNIBANCO BANCO	6,904	5,794
466140100 JGC CORP-UNSPONSORED	2,430	2,629
48020Q107 JONES LANG LASALLE I	1,002	923
48667L106 KDDI CORP-UNSPONSORE	1,166	1,198
495724403 KINGFISHER PLC - ADR	2,488	2,707
500458401 KOMATSU LIMITED - AD	2,831	2,545
50076Q106 KRAFT FOODS GROUP IN	695	955
501897102 LI & FUNG LTD ADR	6,792	5,402
502117203 L'OREAL - ADR	2,802	3,386
502441306 LVMH MOET HENNESSY U	3,965	4,900
515098101 LANDSTAR SYS INC COM	3,117	2,833
52602E102 LENDER PROCESSING SE	2,913	3,004
54338V101 LONZA GROUP AG ADR	1,635	1,271
549764108 LUFKIN INDS INC COM	2,918	3,430
592688105 METTLER-TOLEDO INTL	2,589	2,706
59410T106 MICHELIN (CGDE) ADR	1,273	1,689
606822104 MITSUBISHI UFJ FINL	1,692	1,680
609207105 MONDELEZ INTERNATION	1,224	1,527
62474M108 MTN GROUP LTD ADR	1,151	1,351
62855J104 MYRIAD GENETICS INC	1,774	1,635
641069406 NESTLE S.A. REGISTER	15,929	18,704
64126X201 NEUSTAR INC	1,647	1,761
65528V107 NOKIAN TYRES OYJ-UNS	2,154	2,055
66987V109 NOVARTIS AG - ADR	3,858	4,304
670100205 NOVO NORDISK A/S - A	4,492	6,528
683974505 OPPENHEIMER DEVELOPI	21,000	22,926
705015105 PEARSON PLC - ADR	1,508	1,563
70509V100 PEBBLEBROOK HOTEL TR	116	116
709102107 PENNSYLVANIA REAL ES	1,340	1,376
71654V408 PETROLEO BRASILEIRO	1,680	1,421
718546104 PHILLIPS 66	1,484	2,496
731068102 POLARIS INDS INC COM	2,882	3,534
73755L107 POTASH CORP SASK	4,956	4,272
74340W103 PROLOGIS INC	5,872	6,276
74460D109 PUBLIC STORAGE INC C	3,976	4,929
74463M106 PUBLICIS GROUPE S.A.	1,684	2,001
74835Y101 QUESTCOR PHARMACEUTI	1,591	1,122
751452202 RAMCO-GERSHENSON PPT	1,106	1,278
756255204 RECKITT BENCKIS/S AD	2,011	2,410
759509102 RELIANCE STL & ALUM	2,212	2,422
76131V202 RETAIL PROPERTIES OF	719	886
767204100 RIO TINTO PLC - ADR	3,843	3,427
771195104 ROCHE HOLDINGS LTD -	5,752	7,626
778296103 ROSS STORES INC	3,088	2,921
780097689 ROYAL BANK OF SCOTLA	1,062	1,144
780259206 ROYAL DUTCH SHELL PL	5,517	5,447
783764103 RYLAND GROUP INC	2,247	2,482
78440X101 SL GREEN REALTY CORP	2,776	2,989
78572M105 SABMILLER PLC - ADR	1,887	2,386
803054204 SAP AG - ADR	6,292	8,842
803866300 SASOL LIMITED - ADR	1,239	1,039
804395101 SAUL CTRS INC COM	1,031	1,070
80585Y308 SBERBANK-SPONSORED A	985	1,143
806857108 SCHLUMBERGER LTD	13,632	11,434
80687P106 SCHNEIDER ELECTRIC S	3,459	3,387
81721M109 SENIOR HOUSING PROP	1,362	1,466
826197501 SIEMENS AG - ADR	1,864	1,752
828806109 SIMON PROPERTY GROUP	9,169	13,912
83569C102 SONOVA HOLDIN-UNSPON	2,126	2,459
835898107 SOTHEBYS	2,488	2,219
86272T106 STRATEGIC HOTELS & R	1,197	1,184
867892101 SUNSTONE HOTEL INVS	794	793
86959C103 SVENSKA HANDELSB-A-U	1,037	1,118
870123106 SWATCH GROUP AG/THE-	3,567	4,597
87160A100 SYNGENTA AG - ADR	941	1,131
87162H103 SYNTEL INC	3,017	3,003
87184P109 SYSMEX CORP-UNSPON A	2,058	2,300
87264S106 TRW AUTOMOTIVE HLDGS	2,970	3,431
874039100 TAIWAN SEMICONDUCTOR	3,978	4,702
876664103 TAUBMAN CTRS INC COM	2,847	2,834
88019R690 TEMPLETON EMER MKT S	21,000	24,110
88032Q109 TENCENT HOLDINGS LTD	1,790	2,416
88076W103 TERADATA CORP	2,577	2,352
881575302 TESCO PLC - ADR	2,055	1,774
881624209 TEVA PHARMACEUTICAL	5,762	4,145
891027104 TORCHMARK CORP	2,562	2,635
89151E109 TOTAL S.A. - ADR	5,827	5,305
892331307 TOYOTA MOTOR CORPORA	2,601	2,891
899415202 TULLOW OIL PLC ADR	1,082	1,157
900148701 TURKIYE GARANTI BANK	4,107	4,493
90384S303 ULTA SALON COSMETICS	2,633	2,948
90460M204 UNI CHARM CORPORATIO	2,542	3,212
904767704 UNILEVER PLC - ADR	1,094	1,394
920253101 VALMONT INDS INC	2,857	3,277
92276F100 VENTAS INC COM	2,588	3,171
92857W209 VODAFONE GROUP PLC N	3,577	3,325
929042109 VORNADO REALTY TRUST	640	641
92933H101 WPP GRP PLC AMER DEP	3,217	3,645
93114W107 WAL-MART DE MEXICO-S	1,207	1,410
94946T106 WELLCARE HEALTH PLAN	3,313	2,532
95082P105 WESCO INTL INC	4,004	4,113
96208T104 WEX INC	3,193	3,693
981419104 WORLD ACCEP CORP DEL	2,523	2,908
983919101 XILINX INC	856	932
98418R100 XINYI GLASS HOLDI-UN	863	977
988498101 YUM BRANDS INC	1,467	1,461
D18190898 DEUTSCHE BANK AG REG	1,043	1,063
G0457F107 ARCOS DORADOS HOLDIN	1,246	718
G1151C101 ACCENTURE PLC	1,227	1,397
G16962105 BUNGE LIMITED	1,281	1,308
G29183103 EATON CORP PLC	1,557	1,625
M22465104 CHECK POINT SOFTWARE	1,504	1,286
N07059210 DEEMED REDEEMED ASML	995	1,095
N72482107 QIAGEN N.V.	1,839	1,761
N97284108 YANDEX NV-A	1,345	1,012

Category/ Item	Listed at Cost or FMV	Book Value	End of Year Fair Market Value
123998007 CHAMBERS STREET PROP	AT COST	95,000	103,261
04315J860 ARTIO GLOBAL HIGH IN	AT COST	35,000	32,976
693390304 PIMCO LOW DURATION F	AT COST	14,098	14,288
72369B406 PIONEER HIGH YIELD
949917538 WELLS FARGO ADVANTAG
957663107 WESTERN ASSET LIMITE
261980494 DREYFUS EMG MKT DEBT	AT COST	40,000	43,089
693390882 PIMCO FOREIGN BD FD	AT COST	38,686	42,360
ASGI AGILITY INCOME FUND
025083320 A,EROCAM CENTURY SMA
89155H256 TOUCHSTONE SMALL CAP
784924425 SSGA EMERGIN MKT
ASGI MESIROW INSIGHT TEI FUND
G0457F107 ARCOS DORADOS HOLDIN
404280406 HABC - ADR
641069406 NESTLE S.A. REGISTER
670100205 NOVO NORDISK A/S - A
767204100 RIO TINTO PLC - ADR
771195104 ROCH HOLDINGS
780259206 ROYAL DUTCH SHELL
89151E109 TOTAL S.S. -ADR
008474108 AGNICO EAGLE MINES
12626K203 CRH PLC - ADR
H27178104 FOSTER WHEELER AG
H2906T109 GARMIN LTD
G47791101 INGERSOLL-RAND PCL
760975102 RESEARCH IN MOTION
83172R108 SMART TECHNOLOGIES
H8817H100 TRANSOCEAN LTD
H27013103 WEATHERFORD INTERNAT
465562106 ITAU UNIBANCO BANCO
009126202 AIR LIQUIDE - ADR
018805101 ALLIANZ SE
02364W105 AMERICA MOVIL S.A.B.
042068106 ARM HOLDINGS PLC - A
049255706 ATLAS COPCO AB
055434203 BG GROUP PLC - ADR
G16962105 BUNGE LIMITED
136375102 CANADIAN NATL RR CO
138006309 CANON INC - ADR
143658300 CARNIVAL CORP
16940R109 CHINA RESOURCES ENTE
191459205 COCHLEAR LIMITED
12637N105 CSL LIMITED
237545108 DASSAULT SYSTEMES S.
23304Y100 DBS GROUP HOLDINGS L
296036304 ERSTE GROUP BANK
307305102 FANUCA CORP
358029106 FRESENIUS MEDICAL
44351103 HOYA CORP
404280406 HSB - ADR
45104G104 ICICI BANK LD
453038408 IMPERIAL OIL LTD
466160100 JSC CORP
48206M102 JUPITER TELECOM - UN
502117203 L'OREAL - ADR
501897102 LI & FUNG LTD
54338V101 LONZA GROUP AG
502441306 LVMH MOET HENNESSY
62474M108MTN GROUP LTD
641069406 NESTLE S.A. REGISTER
66987V109 NOVARTIS AG - ADR
71654V101 PETROLEO BRASILEIRO
N72482107 QIAGEN N.V
771195104 ROCHE HOLDINGS LTD
803054204 SAP AG - ADR
803866300 XZXOL LIMITED - ADR
806857108 SCHLUMBERGER LTD
80687P106 SCHNEIDER ELECTRIC
83569C102 SONOVA HOLDING
870123106 SWATCH GROUP
874039100 TAIWAN SEMICONDUCTOR
881575302 TESCO PLC - ADR
900148701 TURKIYE GARANTI BANK
90460M105 UNICHARM CORP
904767704 UNILEVER PLC - ADR
933114W107 WALMART DE MEXICO
92933H101 WPP GROUP PLC
368287207 OAO GAZPROM LEVEL 1
465562106 ITAU UNIBANCO BANCO
928662402 VOLKSWAGEN AG PFD
00687A107 ADIDAS-AG
042068106 ARM HOLDINGS PLC - A
045387107 ASSA ABLOY AB
055434203 BG GROUP PLC - ADR
136385101 CANADIAN NAT
136375102 CANADIAN NATL RR CO
138006309 CANON INC - ADR
143658300 CARNIVAL CORP
M22465104 CHECK POINT SOFTWARE
126132109 CNOOC - CHINA NATION
225401108 CREDIT SUISSE GROUP
237545108 DASSAULT SYSTEMES S
29082A107 EMBRAER SA
307305102 FANUC CORP
343793105 FLSMIDTH & CO A/S
358029106 FRESENIUS MEDICAL CA
41043M104 HANG LUNG PPTYS
425883105 HENNES & MAURITZ AB
43858F109 HONG KONG EXCHANGES
455807107 INDUSTRIAL AND COMME
456837103 ING GROEP N.V.
48667L106 KIDDI CORP
4957244030 KINGFISHER PLC - AD
500458401 KOMATSU LIMITED
501897102 LI & FUNG LTD
502441306 LVMH MOET HENNESSY
606822104 MITSUBISHI UFJ FINL
641069406 NESTLE S.A. REGISTER
66987V109 NOVARTIS AG - ADR
670100205 NOVO NORDISK A/S
73755L107 POTASH CORP SASK
74463M106 [IB;OCS GROUPE S.A.
756255105 RECKITT BENCHISER GR
78572M105 SABMILLER PLC - ADR
803054204 SAP AG - ADR
80585Y308 SBERBANK OF RUSSIA
806857108 SCHLUMBERGER LTD
826197501 SIEMENS AG - ADR
870123106 SWATCH GROUP AG
878742204 TECK RESOURCES
879382208 TELFONICA SA - ADR
880032Q109 TENCENT HOLDIGNS LI
88155302 TESCO PLCE - ADR
881624209 TEVA PHARMACEUTI
892331307 TOYOTA MOTOR CORP
900148701 TURKIYE GARANTI
92857W209 VONAFONE GROUP PLC
93114W107 WALMART DE MEXICO
N97284108 YANDEX NV
26613Q106 DUPONT FABROS TECHNO
024013104 AMERICAN ASSETS TRUS
024835100 AMERICAN CAMPUS CMNT
035710409 ANNALY CAPITAL MANAG
03748R101 APARTMENT INVT & MGM
044103109 ASHFORD HOSPITALITY
053484101 AVALONBAY CMNTYS
101121101 BOSTON PROPERTIES
05564E106 BRE PPTYS INC CL
133131102 CAMDEN PPTY TR
195872106 COLONIAL PPTYS TR CO
253868103 DIGITAL RLTY TR
25960P109 DOUGLAS EMMETT INC
28140H104 EDUCATION RLTY TR
29380T105 ENTERTAINMENT PPTYS
29472T108 EQUITY LIFESTYLE PPT
294752100 EQUITY ONE INC
29476L107 EQUITY RESID. PPTYS
297178105 ESSEX PPTY TR COM
30225T102 EXTRA SPACE STORAGE
3137140206 FEDERA RLTY INVT
370023103 GENERAL GROWTH PROPE
379302102 GLIMCHER RLTY TR
40414L109 HCP INC
42217K106 HEALTH CARE REIT INC
427825104 HERSHA HOSPITALITY
431284108 HIGHWOODS PPTYS INC
44107P104 HOST HOTELS & RESORT
49446R109 KIMCO RLTY
517942108 LASALLE HOTEL PROPER
554382101 MACERICH CO COM
74340W103 PROLOGIS INC
69360J107 PS BUSINESS PARKS
74460D109 PUBLIC STORAGE
751452202 RAMCO-GERSHENSON PPT
828806109 SIMON PROPERTY GROUP
78440X101 SL GREEN REALTY
876664103 TAUBMAN CTRS INC
92276F100 VENTAS INC COM
929042109 VORNADO REALTY
03524A108 ANHEUSER-BUSCH
088606108 BHP BILLITON LIMITED
G24140108 COOPER INDUSTRIES PL
25243Q205 DIAGEO PLC - ADR
641069406 NESTLE S.A. REGISTER
66987V109 NOVARTIS AG - ADR
806857108 SCHLUMBERGER LTD
881624209 TEVA PHARMACEU
92857W209 VODAFONE GROUP PCL N
4812C0803 JPMORGAN HIGH YIELD	AT COST	35,000	36,201
52469E807 WESTERN ASSET SHRT-T	AT COST	48,500	49,376
70299RF16 PARTNERS GROUP PRIV	AT COST	75,000	90,225
72201P522 PIMCO EM MKTS CORP B	AT COST	40,000	43,620
AUR992408 AURORA DIVERSIFIED I	AT COST	100,000	100,380
GRA991003 GRAHAM ALT INV FUND	AT COST	95,000	74,849
GTC997004 ASGI CORBIN MULTI ST	AT COST	50,000	50,385
GTY995004 ASGI AGILITY INCOME	AT COST	110,000	114,710
RCI991006 RICI LINKED PAM TOTA	AT COST	45,000	48,536

Description	Amount
MUTUAL FUND POSTING DATE AFTER TYE	1,496
ROC BASIS ADJUSTMENT	901
COST BASIS ADJUSTMENT FOR SPLIT SALE	7
SALES WITH LOSS EFFECTIVE PRIOR TY	6,249
DISALLOWED WASH SALES	212
ROUNDING	11

Description	Revenue And Expenses Per Books	Net Investment Income	Adjusted Net Income
PARTNERSHIP INTEREST INCOME		46
PARTNERSHIP OTHER INCOME		3,042
PARTNERSHIP ST GAINS		21

Description	Amount
MUTUAL FUND TAX EFFECTIVE DATE BEFORE TYE	860
SALES WITH GAIN EFFECTIVE PRIOR TY	11

Category	Amount	Net Investment Income
FOREIGN TAXES	691	691
FEDERAL TAX PAYMENT - PRIOR YE	20	0
FEDERAL ESTIMATES - PRINCIPAL	828	0
FOREIGN TAXES ON QUALIFIED FOR	221	221
FOREIGN TAXES ON NONQUALIFIED	33	33